United States v. Yonkers Board of Education Opinion
Public Court Documents
February 9, 1987 - December 28, 1987
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Brief Collection, LDF Court Filings. United States v. Yonkers Board of Education Opinion, 1987. 3c8218a0-c79a-ee11-be37-000d3a574715. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/c34e0a59-8997-4c32-9086-86e214145684/united-states-v-yonkers-board-of-education-opinion. Accessed November 23, 2025.
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UNITED STATES COURT OF APPEALS
For the Second Circuit
*
Nos. 832, 833, 834—August Term, 1986
(Argued: February 9, 1987
Decided: December 28, 1987)
Docket Nos. 86-6136, 86-6138, 86-6156
-----------* -----------
Yonkers Rr anch—National .Association for the
Advancement of Colored Êeoeue^e^ al . ,
Yonkers board of Education; City of Yonkers;
and Yonkers Community development Agency,
United States of America,
Plaintiff-Appellee,
Plaintiffs-Intervenors-Appellees,
—v.—
Defendants-Appellants.
MAR H 1988, , , , ,
NAACP
City of Yonkers; and Yonkers Community
Development Agency,
Third Party, Plaintiffs-Appellants,
—v.—
United States Department of Housing and Urban
Development; and Secretary of Housing and
Urban development,
Third Party, Defendants-Appellees.
B e f o r e
*
Kearse, Pratt,* and Miner,
Circuit Judges.
*
Appeals from a judgment of the United States District
Court for the Southern District of New York, Leonard B.
Sand, Judge, finding the City of Yonkers liable for
intentional racial segregation in subsidized housing and
public schools, finding the Yonkers Board of Education
liable for intentional racial segregation in public schools,
see 624 F. Supp. 1276 (1985), and ordering, inter alia,
construction of 200 units of subsidized family housing
outside of Southwest Yonkers, see 635 F. Supp. 1577
(1986), and desegregation of school system, including a
system-wide voluntary magnet school program to be
funded by the City and implemented by the Board, see
635 F. Supp. 1538 (1986).
Affirmed.
--------•--------
* Judge Winter, originally a member of the panel, subsequently
recused himself. Judge Pratt was appointed to the panel pursuant to
Local Rule § 0.14(b).
6154
Clint Bolick, Washington, D.C. (William
Bradford Reynolds, Assistant Attorney
General, Walter W. Barnett, Joshua P.
Bogin, Marie K. McElderry, United
States Department of Justice, Washing
ton, D.C., on the brief), fo r Plaintiff-
Appellee.
Michael H. SUSSMAN, Yonkers, New York
(Sussman & Sussman, Yonkers, New
York, on the brief), fo r Plaintiffs-
In tervenors-A ppellees.
JOHN H. Dudley, J r ., Detroit, Michigan
(John B. Weaver, Mark T. Nelson, Butzel
Long Gust Klein & Van Zile, Detroit,
Michigan, on the brief), fo r Defendant-
Appellant Yonkers Board o f Education.
Rex E. Le e , Washington, D.C. (Carter G.
Phillips, Mark D. Hopson, Sidley & Aus
tin, Washington, D.C., Gerald S. Hart
man, Michael W. Sculnick, Thomas G.
Abram, Vedder, Price, Kaufman, Kamm-
holz & Day, New York, New York, Jay B.
Hashmall, Corporation Counsel for the
City of Yonkers, Yonkers, New York, on
the brief), fo r Defendants-Appellants-
Third-Party-Plaintiffs-Appellants City o f
Yonkers and Yonkers Community Devel
opment Agency.
M. WILLIAM Munno , New York, New York
(James F.X. Hiler, Ronald A. Nimkoff,
Heidi B. Goldstein, Seward & Kissel,
New York, New York, on the brief), fo r
6155
Joseph Galvin, Alfred T. Lam herd, Paul
Weintraub, Frank Furgiuele, Joseph
M .A. Furgiuele, Jerald Katzenelson and
Salvatore Ferdico, and The Crestwood
Civic Association, Inc. as Amicus Curiae
on Behalf o f Defendants-Appellants-
Third-Party-Plaintiffs-Appellants.
Puerto Rican Legal Defense & Educa
tion FUND, INC., New York, New York
(Linda Flores, Jose Luis Morin, Kenneth
Kimerling, New York, New York, of
counsel) filed a brief fo r the Organization
o f Hispanic Parents o f Yonkers as A m i
cus Curiae on Behalf o f Plaintiff-
Appellee and Plaintiffs-Intervenors-
Appellees.
HENRY MARK HOLZER, Brooklyn, New York
(Daniel J. Popeo, George C. Smith,
Washington Legal Foundation, Washing
ton, D.C., of counsel) filed a brief fo r
the Save Yonkers Federation and the Co
alition o f Concerned Yonkers Citizens on
Behalf o f Defendants-Appellants-Third-
Party-Plain tiffs-A ppellants.
*
KEARSE, Circuit Judge:
Defendants City of Yonkers (the “City”), Yonkers
Community Development Agency (“CDA”), and Yonkers
Board of Education (the “Board”) appeal from a judg
ment entered in the United States District Court for the
6156
Southern District of New York following a trifurcated
bench trial before Leonard B. Sand, Judge, holding the
City liable for racial segregation of housing in Yonkers,
holding both the City and the Board liable for racial
segregation of the Yonkers public schools, and ordering
each defendant to take steps to remedy the segregation
for which it was found liable. The district court held that
the City, by its pattern and practice of confining subsi
dized housing to Southwest Yonkers, had intentionally
enhanced racial segregation in housing in Yonkers, in
violation of Title VIII of the Civil Rights Act of 1968
(“Title VIII” or the “Fair Housing Act”), 42 U.S.C.
§ 3601 et seq. (1982), and the Equal Protection Clause of
the Fourteenth Amendment to the United States Consti
tution. The court held that the actions of the Board,
including its decisions relating to individual schools, fac
ulty assignments, and special education, and its selective
adherence to a neighborhood-school policy in light of the
City’s segregative housing practices, combined with its
failure to implement measures to alleviate school segrega
tion, constituted intentional racial segregation of the
Yonkers public schools, in violation of Titles IV and VI of
the Civil Rights Act of 1964, 42 U.S.C. § 2000c et seq.
(“Title IV”) and § 2000d et seq. (“Title VI”) (1982), and
the Equal Protection Clause. The court held that the City
had contributed to the segregation of the Yonkers public
schools by means of, inter alia, its segregative housing
practices, and that its segregative intent was revealed by
the foreseeable effects of its housing practices, its direct
involvement with certain schools, and the mayor’s ap
pointments to the Board of persons firmly committed to
maintaining the segregated state of the schools that both
reflected and enhanced the segregated residential pat
terns. The court thus found the City liable for intentional
6157
racial segregation of the schools in violation of Title IV
and the Equal Protection Clause.
To remedy the segregation in housing, the district court
ordered principally that the City provide sites for 200
units of public housing in nonminority areas; the order
stated that if the City did not identify sites the court
would do so. The court ordered that the City reallocate at
least a substantial portion of its federal housing grant
funds for the next several years to a fund to be used to
foster the private development of low- and moderate-
income housing in a way designed to advance racial
integration.
To remedy the school segregation, the court ordered the
Board to take steps toward the desegregation of each
school within specified numerical parameters by the 1987-
88 school year. To this end, the Board was ordered to
create magnet schools and implement a program in which
it would assign each student to a school from among
those nominated by his or her parents. The court ordered
the City to fund the school desegregation plan.
On appeal, the City and the Board raise a variety of
objections to the district court’s rulings on liability and
remedies. The City contends principally that the court (1)
improperly imposed an affirmative duty on the City to
build public housing outside of the City’s predominantly
minority neighborhoods; (2) erroneously found (a) that
Yonkers’s segregated housing patterns were the result of
the City’s intentional discrimination, and (b) that the
City’s housing decisions were a cause of school segrega
tion; and (3) improperly considered the mayor’s Board
appointments in holding the City liable for school segre
gation. The Board contends principally that (1) the court
erred in considering the City’s deliberately segregative
6158
housing practices as a factor relevant to the Board’s
liability for school segregation, and (2) the court’s finding
of segregative intent on the part of the Board was clearly
erroneous.
We conclude that the district court properly applied the
appropriate legal principles, that its findings of fact are
not clearly erroneous, and that its remedial orders are
within the proper bounds of discretion. We therefore
affirm the judgment in all respects.
A. BACKGROUND
The present litigation, unique in its conjoined attack on
the actions of state and municipal officials with respect to
segregation in both schools and housing, brings into
question acts, omissions, policies, and practices of the
City and the Board of Education over five decades. The
case was commenced by the United States in December
1980, with the filing of a complaint alleging, inter alia,
that the City and CDA had intentionally engaged in a
pattern of selecting sites for subsidized housing that
perpetuated and aggravated residential racial segregation,
and that the City and the Board had, by their intention
ally discriminatory acts and omissions, caused and per
petuated racial segregation in the schools. In June 1981,
the Yonkers Branch of the National Association for the
Advancement of Colored People (“NAACP”) and an
individual minority student, by her next friend, were
allowed to intervene as plaintiffs on behalf of themselves
and all others similarly situated, see 518 F. Supp. 191,
201-03 (S.D.N.Y. 1981), and the action was subsequently
certified as a class action.
6159
Trial on the liability issues was held over a period of
some 14 months in 1983 and 1984. During the 90 trial
days, evidence was heard from 84 witnesses; depositions
of 38 additional witnesses were introduced; and thou
sands of documents were received in evidence. In Novem
ber 1985, in an exhaustive and well documented opinion
reported at 624 F. Supp. 1276-1553, Judge Sand found
the City and CDA liable for housing segregation and
found the City and the Board liable for school segrega
tion. Following hearings as to the appropriate remedies
for these violations, the court ordered system-wide, com
prehensive remedies. See Parts A .I.C. and v4.Il.G. below.
In view of the challenges made in these appeals to the
sufficiency of the evidence to support the district court’s
findings of intentional discrimination and the contentions
that the remedies ordered are overly broad, we summarize
at some length the evidence supporting both the findings
and the imposition of system-wide remedies.
I. Housing Segregation
The City of Yonkers, New York, is a section of West
chester County roughly 4 to 6 miles long by 3 to 3-‘/2
miles wide, just north of New York City’s Bronx County.
For purposes of this suit Yonkers is regarded as consisting
of three basic geographic areas, referred to as East
Yonkers, Northwest Yonkers, and Southwest Yonkers.
Southwest Yonkers, which comprises less than one-
quarter of the City’s land mass, is the City’s most densely
populated and urban area. Characterized as containing
the “downtown” or “inner city” area, it is the only
section having any significant amount of industrializa
tion.
6160
At trial, there was little dispute that, at least as of 1980,
when this suit was commenced, the residents of Yonkers
were largely segregated by race, with the minorities con
centrated in Southwest Yonkers. United States Census
figures for 1980 showed that minorities, defined as blacks
or hispanics, made up 18.8% of Yonkers’s total popula
tion; minorities made up 40.4% of the population of
Southwest Yonkers but only 5.8% of East and Northwest
Yonkers. Southwest Yonkers, while housing only 37.5%
of Yonkers’s total population, housed 80.7% of
Yonkers’s minority population.
The minority population of Yonkers grew to 18.8% in
1980 from 2.9% in 1940. During this period, the concen
tration of minorities in Southwest Yonkers increased as
follows:
T ota l
M in o r ity
P ercen ta g e
M in o r ity
P erc en ta g e
o f S o u th w e s t
M in o r ity
P ercen ta g e
O u ts id e o f
S o u th w e s t
1940. .. 2.9 3.5 2.0
1950... 3.2 4.5 1.6
1960... 4.5 6.7 2.8
1970... 10.2 19.8 3.9
1980... 18.8 40.4 5.8
Concentration has also been evident within the South
west itself. In 1940, when minorities constituted only
2.9% of Yonkers’s total population, two of the 10 census
tracts in Southwest Yonkers had minority populations
between 10% and 50%. In 1980, when minorities consti
tuted 18.8% of Yonkers’s total population, four of the 10
Southwest tracts had minority populations between 20
and 50%, and five had minority populations of more
than 50%. A census-tract map showing the 1980 concen
trations is attached to this opinion as Appendix A.
6161
Northwest Yonkers and East Yonkers contained 14
census tracts in 1980, divided into 32 sub-tracts. Of the
32, only two had minority populations of 7% or more.
One, located in Northwest Yonkers, had a minority popu
lation of 28.6%, most of whom lived in a neighborhood
abutting a Southwest Yonkers tract that had a minority
population of more than 50%. The other, a neighborhood
in East Yonkers known as Runyon Heights, had a minor
ity population of 79.8%. Runyon Heights was a middle-
income community founded early in the century on a
large tract of land owned by a state senator who regularly
brought busloads of black residents from Harlem for
picnics at which he auctioned off parcels of land to them.
Runyon Heights is bounded to the north by a white
neighborhood called Homefield. The original deeds for
many Homefield properties contained restrictive cove
nants prohibiting the sale of such properties to minorities,
and as Runyon Heights developed, the Homefield Neigh
borhood Association purchased and maintained a four-
foot strip of land as a barrier between the streets of the
two neighborhoods. “To this day, Runyon Heights streets
terminate in a dead-end just below this strip.” 624 F.
Supp. at 1410.
The current location of low-income subsidized housing
in Yonkers corresponds largely to its concentrations of
minority residents. As of 1982, the City had 6,800 units
of subsidized housing; of these, 6,566 units, or 96.6%,
were located in or adjacent to Southwest Yonkers. A map
showing the City’s subsidized housing sites is attached to
this opinion as Appendix B. Only two subsidized housing
projects were not in or adjacent to Southwest Yonkers.
One was a family project located in Runyon Heights; the
other, also in East Yonkers, was a project for senior
6162
citizens, the majority of whose residents had been ex
pected to be, and were, white. Block-by-block maps for
1950-1980, showing more detail than the census tracts and
sub-tracts, revealed that all sites approved by the City for
low-income or low-and-middle-income family housing
were in or very near neighborhoods that already had high
percentages of minority residents.
Given the facts as to Yonkers’s segregated housing
patterns, most of the trial evidence on housing issues
concerned whether the City’s subsidized housing deci
sions bespoke a racially segregative intent.
A. Evidence as to the City’s Subsidized Housing
Decisions
During the pertinent periods, Yonkers’s governing
body was its City Council (“Council”), comprising the
mayor, elected in a City-wide election, and 12 council-
men, each elected by one of the City’s 12 wards. The
Yonkers Planning Board (“Planning Board”) consisted of
seven nonpaid citizens appointed by the mayor. The
Yonkers Municipal Housing Authority (“MHA”), a public
corporation organized in the 1930’s pursuant to New
York State’s Public Housing Law, was the entity autho-
rized'to propose, construct, and operate public housing in
Yonkers.
Under state law, federal funding could not be requested
for a site proposed by MHA until the site was either (1)
approved by a majority vote of both the Planning Board
and the Council, or (2) approved by at least three-
quarters of the Council if less than a majority of the
Planning Board approved. According to the testimony of
one member of the Council, the opposition of any coun-
6163
oilman to a project proposed for his own ward was
routinely honored by the other Council members.
1. Housing Decisions in 1948-1958
Prior to 1949, the City had erected two housing pro
jects, both in Southwest Yonkers. The second came about
apparently as community leaders’ response to concerns
expressed in the late 1930’s about difficulties blacks were
encountering in obtaining decent and affordable housing
in the private market. Thus, “the City resolved to build a
public housing project ‘for Negroes’ and set about find
ing a suitable site on which to do so. . . . Various sites
were rejected on the ground that the level of minority
concentration there was not sufficiently high, and the site
eventually selected in 1940 was in one of the most heavily
minority areas of Southwest Yonkers.” 624 F. Supp. at
1312.
In 1949, pursuant to the National Housing Act of 1949
(“ 1949 Housing Act”), ch. 338, 63 Stat. 413 (codified, as
amended, at 42 U.S.C. § 1441 et seq. (1982)), which
provided federal funds for urban renewal, the City ap
plied for the reservation of funds to build 750 units of
low-income housing. Its application was approved, but it
was not to receive the funds until it had officially desig
nated specific sites and these were approved by the federal
Public Housing Administration (a predecessor of the
United States Department of Housing and Urban Devel
opment (collectively “HUD”)). The City’s initial deadline
for submitting approved sites was August 31, 1950. In
February 1950, MHA began proposing sites for the con
struction of these units.
MHA’s first proposed site was a vacant, largely City-
owned, parcel of land located in an overwhelmingly white
6164
area of Northwest Yonkers. The City’s ownership and the
nonuse of the land would have made it a relatively
inexpensive building site and avoided any residential dis
placement and relocation problems. Neighborhood
groups, however, swiftly opposed designation of this site,
stating that the new housing would be occupied by per
sons coming from slum areas and that the old slums
would continue to exist. The groups recommended clear
ance of the existing slum areas and the construction of
new housing on those sites. The Planning Board rejected
MHA’s proposed site, citing the parcel’s nonconformity
with planning standards such as sufficiency of school and
shopping facilities.
The next two sites proposed by MHA in 1950 were
located in white neighborhoods of Southwest Yonkers.
Initially, the councilmen of the two wards in which these
sites were located recommended approval. As to one site,
however, residents of the area appeared at a Planning
Board meeting to express their opposition on the ground
that the terrain was irregular and that the presence of
such housing would tend to harm property values in the
area; their councilman withdrew his support for the
project, and the site was not approved. The other pro
posed site was initially approved by both the Planning
Board and the Council. However, when an attempt was
made to enlarge the approved area, community groups
opposed both the enlargement and the original site desig
nation, principally citing the likely deterioration of prop
erty values. Eventually, the councilman from this ward
withdrew his support, the Planning Board voted unani
mously to disapprove the requested expansion, and MHA
abandoned its proposal for even the originally approved
project.
6165
By December 1950, the City had approved just one
project, to which there had been no community opposi
tion, for 274 units. Its site, previously zoned for industrial
use, was in a section of Southwest Yonkers having one of
the highest concentrations of minorities.
After all of the other MHA-proposed sites had been
rejected, a federal official warned that the City would
lose its reservation of funding for the remaining 476 units
unless it acted to put additional units into development
immediately. The City’s response was to expand the
previously approved Southwest Yonkers project to 415
units, notwithstanding a prior Planning Board recom
mendation that no more than 250 units be placed on any
site.
In the period 1951 to 1953, MHA proposed 9 more sites
for subsidized low-income housing in predominantly
white neighborhoods, four in Southwest Yonkers and five
in Northwest and East Yonkers. Eight of these proposals
prompted vigorous opposition by community civic and
social groups, who sent petitions and resolutions to the
Planning Board and the councilmen, contending that
such projects in their areas would “lead to the eventual
deterioration of the surrounding community by the ele
ment which they attract.” None of MHA’s proposed sites
was approved by the City.
In the meantime, between 1,200 and 3,000 applications
had been received for the 415 units that had been ap
proved. Notwithstanding recognition by the Planning
Board and the public of the “desperate need” for addi
tional subsidized housing, no other sites were approved.
The City thereby lost allocation of federal funds for the
remaining 335 units of its original 750-unit allocation
under the 1949 Housing Act.
6166
In 1956, the City was able to renew its reservation of
funds for 335 units, and MHA promptly proposed four
new sites. One of these was quickly rejected because it
was in the path of a proposed highway. The remaining
three prompted strong community opposition. Two of
these, including one described by HUD as “extremely
desirable” for subsidized housing, were in all-white neigh
borhoods of East Yonkers. The residents of both areas
vigorously voiced their opposition at rallies, in petitions,
by telegram, and by attending Council meetings in num
bers ranging from 400 to 1,000. The City rejected these
two sites.
The fourth proposed site was in Runyon Heights, the
predominantly black community in East Yonkers. Repre
sentatives of the neighborhood opposed the building of
low-income housing there on the ground that predomi
nantly white communities had successfully opposed hav
ing such projects in their neighborhoods and Runyon
Heights should not be the only community in which such
a project would be built. They contended that it would be
preferable to integrate Runyon Heights into the com
munities surrounding it and that the placement of low-
income housing in Runyon Heights would have the
contrary effect of enhancing its racial isolation. The City
rejected this site as well.
At least four other sites for low-income housing were
formally considered in 1957; none was approved by the
City.
In 1958, MHA proposed five sites, four new ones plus
one that had previously been rejected because of conflict
ing highway plans. An MHA official described the sites to
the Planning Board as “ ‘the least objectionable’ of those
surveyed” but nonetheless predicted that there would be
6167
“ ‘a lot of objections on the grounds of race or age in
certain sites.’ ” 624 F. Supp. at 1299.
Two of MHA’s proposed sites in Southwest Yonkers—
one in a predominantly white area, and the other in a
predominantly minority area—were disapproved by the
Planning Board because they lay in the paths of proposed
highways. The Council, however, by a three-fourths vote,
overrode the Planning Board’s opposition to these two
sites; it approved family housing units for the site in the
predominantly minority neighborhood and senior citizen
units for the site in the predominantly white neighbor
hood.
The other three sites proposed by MHA in 1958 were
approved by the Planning Board. Two of these sites were
in overwhelmingly white neighborhoods, one in East
Yonkers and described by the City’s Planning Director as
“ideal” in terms of transportation, shopping, recreation,
and schools, and the other in Southwest Yonkers; the
third site was in Runyon Heights. All met with opposition
from the residents of their respective neighborhoods.
From the two white areas, taxpayer and civic groups
wrote their councilmen shortly before the Council was to
vote, describing their general opposition as follows:
We personally prefer a public referendum with
time to acquaint each and every citizen with the full
facts on public housing. Where will these tenants
come from? How will we provide schools? How
much will it cost us over the years? What safeguards
do we have against our having to absorb the over
flow from Puerto Rico or Harlem?
The Council voted to reject the sites proposed for the
white neighborhoods. It approved the project proposed
for Runyon Heights.
6168
Thus, in 1958, the City finally approved sufficient
family housing sites to use the remainder of the 750 units
that had been allocated to it for 1949. All 750 units were
constructed in neighborhoods of high minority concentra
tion; the City had rejected all sites proposed for family
housing in any neighborhood not already having a high
minority concentration.
2. Housing Decisions in 1958-1967
For the next several years, MHA and the City concen
trated on finding sites for senior citizen housing. The
councilmen and the public equated senior citizen housing
with housing for whites, and in fact, few of the residents
of Yonkers’s senior citizen housing projects have been
minorities.
Such housing, so long as not denominated “low-
income,” was not perceived as being for minorities and
met with little or no community opposition. In 1961, for
example, the City approved a senior citizen housing site
for 300 units in a minority neighborhood of Southwest
Yonkers; though the site abutted a predominantly white
neighborhood, the only opposition came when expansion
of the project was proposed and residents complained of
area overcrowding. In 1963, however, when MHA pro
posed eight senior citizen sites, four in East Yonkers and
four in white neighborhoods of Southwest Yonkers, a
local news article, headlined “8 Possible Sites Picked for
Low-Rent Housing,” reported that these locations might
also be considered to house families displaced by urban
renewal. Public protests followed, including a letter from
a community association representing more than 2,000
families expressing concern that “ [t]o penetrate the com
munity with subsidized housing would tend to deteriorate
6169
realty values and adversely affect the character of th[e]
community.” Six of the proposed sites were withdrawn.
In 1964, the City sought federal funds to begin a new
stage of urban renewal. When its application was rejected
due to its poor record with respect to building subsidized
housing for displaced residents, the City began once again
to look for suitable sites for family housing. In 1965,
MHA proposed eleven sites, including five in East
Yonkers or white areas of Southwest Yonkers and four in
minority areas of Southwest Yonkers. Protests and peti
tions were lodged against the five white-area sites on
grounds of potential overcrowding and the effect on
property values. A news report quoted one resident of
East Yonkers as complaining that the City wanted to put
in her neighborhood “ ‘everything [her family had] tried
to get away from’ ” by moving from urban areas to East
Yonkers, and another resident as saying “ ‘it wasn’t that
she didn’t believe in racial or social or economic integra
tion . . . but [that] those people from Yonkers would feel
so out of place here . . . it would not be fair to them.’ ”
624 F. Supp. at 1303. The Planning Director supported
the East Yonkers sites; the Planning Board approved only
the four sites that were in minority areas of Southwest
Yonkers.
These four minority-area sites were then approved by a
committee of the Council and one was approved by the
Council itself. Before any of the sites could be formally
submitted to HUD, however, HUD wrote the City sug
gesting “scattered sites” instead of site concentration in
Southwest Yonkers because “ [relocation feasibility, even
though quantitatively adequate, falls short of acceptabil
ity if racial containment will result from the proposed
provision of relocation housing.” In response, a subcom-
6170
mittee of CDA, the coordinating agency for all of
Yonkers’s urban renewal projects, compiled a list of 19
sites scattered throughout Yonkers; however, when this
list was made public it caused “alarm in the community.”
According to one news report, at a meeting of Yonkers
housing agencies, “fear was expressed by several speakers
that the public is not yet ready to accept the federal
government’s plan for racial and economic integration on
a citywide basis.” None of the 19 sites was approved.
In 1967, the Council finally approved three sites from
among those proposed by MHA in 1965. Despite the
Council’s awareness of the federal preference for scat
tered sites, the three sites approved were located in
densely occupied, heavily minority sections of Southwest
Yonkers. HUD refused to approve the sites.
3. Housing Decisions in 1968-1974
During the period 1968 to 1974, the City turned to
other federal programs for subsidized housing. CDA
sought out private sponsors for a combination of low-
and-moderate-income family projects; it focused its ef
forts solely on sites in Southwest Yonkers.
Proposed sites that were in the Southwest’s predomi
nantly white areas drew heated community opposition.
Notwithstanding the view expressed by former council
man Edward O’Neill that race played no role in site
selections—because “ ‘nothing was ever expressed for the
record to indicate that it did play a role,’ ” 624 F. Supp.
at 1311—several City officials testified that race was a
factor. Some stated that their constituents tended to
equate low-income housing with minorities. Others “pub
licly identified the issue before them as being whether the
residents of Yonkers were ‘ready’ for the economic and
6171
racial integration being urged upon the City” by HUD
and groups such as the NAACP and the Council of
Churches. Id. at 1310.
CDA’s director, Walter Webdale, testified to his view
that the high level of emotionalism exhibited at public
meetings indicated that residents were concerned about
far more than mechanical matters such as the size of the
street or the availability of public utilities, and that
“racial considerations d[id] come into play.” He gave as
an example the reaction to a site proposal for the north
ern end of Southwest Yonkers which, though just a few
blocks from a predominantly minority area, was immedi
ately surrounded by a white neighborhood. A Catholic
Church group, led by their pastor, opposed use of this site
for family housing and urged that it be used for a senior
citizen project instead. The group told Webdale they
opposed family housing because they “feared an influx of
blacks into the neighborhood.”
Another proposed site called Rockledge, located in a
predominantly white area of the Southwest, was initially
supported by the ward councilman, Dominick Iannacone.
Iannacone testified, however, that he received “flack”
from his constituents. Some complained about the loss of
the proposed site as a parking facility; others, “who knew
him better,” stated that “they didn’t want the housing
because they didn’t want any blacks there.” 624 F. Supp.
at 1321. Thereafter, concerned that he would not be
reelected if he supported Rockledge, Iannacone withdrew
his support, citing his constituents’ concern about loss of
parking. Using the informal veto power enjoyed by any
councilman in whose ward a project was proposed, he
“buried” the matter in a Council committee of which he
was chairman. At trial, he “acknowledged that his pub-
6172
licly stated reasons for opposing the project were pretex-
tual, and that his opposition in fact was in response to his
constituents’ racially influenced opposition.” Id. at 1322.
In the end, CDA’s efforts resulted in the construction
of eight low-and-moderate-income family projects; all
were in Southwest Yonkers and all were in or close to that
area’s predominantly minority neighborhoods.
Other City activities included consideration in 1969 of
subsidized housing for the relocation of 1,000 families
from Southwest to other parts of Yonkers; the City’s goal
was to ensure plant expansion space in Southwest Yonkers
for one of the City’s largest employers, which threatened
to move out of Yonkers. A private consulting firm sur
veyed 98 possible sites, 76 of which were located in East
or Northwest Yonkers. A City Council agenda noted that
consideration of sites in nonminority neighborhoods had
generated a “great deal of controversy” ; neighborhood
opposition was expressed by citizens’ committees and the
presentation of petitions by more than 3,000 residents.
Proposals from local businesses for different sites, some
“located deep in Yonkers’[s] ghetto areas,” prompted “a
passionate debate over racism.”
Alfred Del Bello, mayor of Yonkers from 1970 to 1974,
testified that he abandoned the 98-site survey and focused
instead on four sites within a five-block radius of the
predominantly minority downtown section of Southwest
Yonkers. The State Urban Development Corporation
agreed to sponsor these sites despite the known concern
of the Planning Board that the locations chosen were
inconsistent with the goal of commercial and industrial
revitalization of Yonkers; construction was begun without
consultation with the Planning Board. Del Bello testified
that he had settled on the four sites in minority areas
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because he “was dedicated to producing housing, and [he]
had to find a political course that would allow us to get it
constructed.” He stated that “race was definitely a con
sideration in many of the demonstrations and visible
opposition that we had.”
In 1971, HUD warned the City that Yonkers would lose
millions of dollars in federal funding unless it provided a
more balanced distribution of its subsidized family hous
ing. City efforts to find sites acceptable to HUD included
some dozen meetings in nonminority neighborhoods. One
official described these meetings as chaotic and carrying a
pervasive feeling of “strong fear” on the part of the
residents; his perception was that “racial” motivations
were “very thick in the air.”
Eventually, in 1972, the City approved construction of
334 units of subsidized housing on a site that was bor
dered on the north by a heavily minority area and on all
other sides by neighborhoods that were predominantly
white. This site was approved over the opposition of
residents of the predominantly white neighborhoods, the
only minority housing site approved over such opposi
tion. Shortly thereafter, the common view being that the
councilman in whose ward that site was located had little
chance for reelection, the councilman resigned to take an
appointed City position. In 1973, a new mayor, Angelo
Martinelli, was elected, having promised during his cam
paign to impose a moratorium on all subsidized housing
in Yonkers. The 334 units approved in 1972 were the last
subsidized housing for families constructed in Yonkers.
4. Housing Decisions in 1974-1982
In 1974, the Housing and Community Development
Act (“ 1974 Housing Act”), Pub. L. No. 93-383, 88 Stat.
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633 (codified, as amended, in scattered sections of 42
U.S.C.), replaced previous federal urban renewal pro
grams. Designed in part to expand housing opportunities
for minorities, this statute allowed a community, inter
alia, to receive certificates (called “Section 8 Certifi
cates”) to be distributed to eligible families or individuals
who could then choose an apartment in any participating
building and have part of the rent subsidized by the
federal government. See 42 U.S.C. § 1437f. In 1975, the
Yonkers Department of Development, an agency formed
in 1971 during HUD’s pressure for scattered sites for
public housing, applied for 100 Section 8 Certificates, 50
for senior citizens and 50 for families. HUD reserved
these certificates for the City, pending approval by the
Council.
The Council, however, refused to approve use of Sec
tion 8 Certificates by families. Two City officials who
attended a Council meeting at which the certificates were
discussed testified that many councilmen had been “con
cerned about the possibility that members of the minority
community would, in fact, seek and probably find units
on the east side of the city.”
Accordingly, during the next several years, the City
either applied for no Section 8 Certificates for families,
or applied for and received family certificates but used
few of them, or was denied further certificates because of
its nonuse of prior certificates. In 1981, after MHA, at
the urging of HUD, applied to HUD for Section 8
Certificates for both families and senior citizens, the
Council passed a resolution forbidding MHA to apply for
certificates for families. To the extent that the City
allowed minority families to use any of the family certifi
cates it had received, it referred those families only to
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buildings that were located in Southwest Yonkers; only
white families used certificates in East or Northwest
Yonkers.
The 1974 Housing Act also allowed a community to
receive funds for housing construction. During the period
1974 to 1979, the City built four senior citizen housing
projects using such funds. All four were in Southwest
Yonkers.
In 1975, an additional senior citizen project was pro
posed by a private developer for East Yonkers. It was
supported by the Planning Board as “well suited for
Housing for the Elderly vis-a-vis public transportation,
shopping, recreation, etc. as well as its location in the
eastern half of the city.” The developer, however, had
filed a fair housing statement with HUD, expressing his
hope to attract elderly blacks and hispanics from South
west Yonkers and achieve a 20% minority representation
in the project. Local residents opposed the project on the
ground that it contained the “seeds of a ghetto,” and the
project was killed by the refusal of the City’s Zoning
Board to grant minor zoning variances for parking, and
by the Council, which criticized the project on the
ground—squarely contradicted by the planning experts—
that it was unsuitable for senior citizen housing because,
inter alia, there was an “unsightly car lot” nearby. The
project was not built.
In June 1980, HUD advised the City that continued
receipt of federal funding would be conditioned on the
City’s taking “all actions within its control” to construct
100 units of subsidized housing for families “outside of
areas of minority concentration.” Although the City
signed a contract with HUD containing such an undertak
ing, and several sites were thereafter proposed, no such
6176
housing was built. One such site was disapproved by the
Council after receiving the “ [c]ustomary community op
position.” Three others, out of a list of 14 submitted to
HUD by CDA, were tentatively found acceptable by
HUD, but their use for low-income housing was thwarted
by Council zoning actions. For one site, the Council
approved a zoning change so that it eventually became a
shopping center instead. For another, the Council refused
to approve a zoning change to a category consistent with
development as subsidized housing. The third site tenta
tively approved by HUD was the site of School 4, which
had been closed in 1976 and remained vacant, costing the
City $40,000 to $50,000 per year in maintenance; this site
was already in a zoning category that would permit a
housing project. It was also in an area that was 98%
white. In 1979, as soon as the School 4 property was
mentioned as a possible site for low-income housing, the
Council voted to remove it from the multifamily zoning
category in order “to ‘give the community some peace of
mind.’ ” 624 F. Supp. at 1359.
In 1982, a developer expressed interest in the School 4
site for luxury condominiums priced at more than
$100,000. The Council bypassed the Planning Board and
took the unprecedented step of creating a citizens’ com
mittee, composed of five white residents of the area, to
assess proposals for the use of the property. Four of the
five committee members had no experience in planning or
zoning, and the committee was not advised to consult the
Planning Board. The committee recommended the sale
because condominiums priced at $100,000 would attract
the kind of people “that we would like to live in the
neighborhood.”
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Prior to Council action on the proposed sale, a council
man whose ward was near School 4 wrote his constituents
urging them to attend the Council meeting, explaining
that the NAACP opposed the sale on the ground that
low-income housing should be built instead. At the meet
ing, a videotape of which is in the record, the predomi
nantly white audience overflowed the room. The
discussion was emotionally charged, with frequent refer
ences to the effect that subsidized housing would have on
the “character” of the neighborhood. The final speaker
from the audience, a white proponent of the sale, stated
that the Bronx had been ruined when blacks moved there
and that he supported the condominium proposal because
he did not want the same thing to happen in Yonkers. The
audience responded with an ovation. During the discus
sion that followed, when one councilmember pointed out
that the current zoning of the site was inconsistent with
the condominium proposal (the Council having, as noted
above, removed the site from the multifamily zoning
category as soon as it was suggested for low-income
housing), another councilmember responded, “ ‘we will
change that zone when the concept fits the people, not
before.’ ” 624 F. Supp. at 1363.
The Council voted 11-2 to sell the site for luxury
housing. A majority of those who voted for the sale
stated that “the will of the community” should be hon
ored. Consummation of the sale has been delayed pend
ing resolution of this suit.
B. The District Court’s Findings as to Housing
After an extensive review of the evidence, Judge Sand
ruled that, in view of the “consistent and extreme”
segregative effect of the City’s actions, which catered
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consistently to community positions that were in signifi
cant part racially motivated, plaintiffs had sustained their
burden of proving that the segregated housing pattern in
Yonkers had been caused or exacerbated by the City’s
pattern and practice of discrimination on the basis of race
in its decisions on the location of subsidized housing. Id.
at 1369-73. He found that this pattern had begun with the
City’s first selection of subsidized housing sites under the
1949 Housing Act and had continued through its 1982
attempt to sell the School 4 property for luxury housing.
Id. at 1373.
The court rejected each of the City’s arguments that
persons and factors other than the City- had been the
cause of Yonkers’s segregated housing pattern. It found
that the cause was not HUD encouragement of subsidized
housing construction in Southwest Yonkers, id. at 1328-
30; rather, HUD had urged scattered construction sites,
and the City had repeatedly risked the loss of federal
funding by its refusal to select more widely distributed
sites, e.g., id. at 1323, 1347, 1356. Nor was the cause a
lack of private developer interest in areas outside South
west Yonkers, id. at 1330-31; CDA had sought out devel
opers only for Southwest Yonkers, id., and the City had
thwarted the efforts of a developer who sought to build
an East Yonkers project intended to attract 20% of its
residents from minority groups, id. at 1350-51. Nor could
the housing patterns be attributed to the desire of minor
ity communities for concentration of subsidized housing
in Southwest Yonkers; minority groups had begun at least
as early as 1956 to express concern about the segregative
effects of locating subsidized housing in heavily minority
areas and had expressed a desire to “hav[e] the opportu
nity to live elsewhere in Yonkers.” Id. at 1332-33. Nor was
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there, as the City contended, a lack of suitable sites in
East Yonkers, id. at 1333-37; some of the sites rejected by
the Council had been considered by the planners to be
“ideal,” e.g., id. at 1300.
The court also rejected the City’s argument that its site-
selection decisions were made pursuant to a race-neutral
“ legitimate planning strategy” for urban renewal, id. at
1337-42, for the City’s site selections, far from revitaliz
ing Southwest Yonkers, had brought revitalization efforts
to a halt, id. at 1310, 1337. Rather, the court found that
whenever a site was proposed for a predominantly white
area, strong community opposition emerged. Id. at 1369.
Though this opposition was not “based wholly upon
race,” race was “a significant factor,” id. at 1371 (empha
sis in original); the opposition was “based, at least in
significant part, upon fear of an influx of minorities into
what were (and remain today) overwhelmingly white
neighborhoods,” id. at 1313. The court found that “City
officials consistently responded to that opposition.” Id. at
1371. The inference that racial animus was a significant
element in the community opposition to which City offi
cials were responding was drawn from, inter alia, direct
testimony to that effect, evidence of overtly racist com
ments, the racially divided quality of private housing in
Yonkers, and a general pattern in which only sites pro
posed in the predominantly white Northwest or East
Yonkers or the white areas of Southwest Yonkers engen
dered opposition. Id. at 1311-12. The court found that
City officials “came to view racially influenced opposi
tion to subsidized housing in East Yonkers as a ‘fact of
life,’ ” id. at 1316, and made “conscious decisions” to
concentrate on “ ‘politically feasible’ ” sites, id. at 1313.
In addition, the court found that “numerous City offi-
6180
cials not only responded to, but, in the words of the
campaign literature of some, ‘led the fight against subsi
dized housing in East Yonkers.’ ” Id. at 1373.
The court found further evidence of the City’s intent to
preserve segregation in housing in its conduct with regard
to Section 8 Certificates. Its cut-off of applications for
family certificates and its failure to use any already
obtained family certificates for minority families outside
of Southwest Yonkers were found “inexplicable except by
reference to the anticipated race of the certificate hold
ers,” id. at 1347, i.e., “inexplicable except on the basis of
fear that minorities might use the certificates to relocate
to East Yonkers,” id. at 1373. Similarly, with respect to
the City’s 1982 attempt to sell School 4 for luxury
housing, the court found that the procedural innovations
and the nature of the debate made it “difficult to imagine
a clearer case of an action taken for a discriminatory
purpose.” Id. at 1363; see also id. at 1518-21.
In sum, Judge Sand concluded that “the extreme con
centration of subsidized housing that exists in Southwest
Yonkers today is the result of a pattern and practice of
racial discrimination by City officials, pursued in re
sponse to constituent pressures to select or support only
sites that would preserve existing patterns of racial segre
gation, and to reject or oppose sites that would threaten
existing patterns of segregation.” Id. at 1373. The court
emphasized that its finding of the City’s segregative intent
rested not on a failure to act, but on “a thirty-year
practice of consistently rejecting the integrative alterna
tive in favor of the segregative—a practice that had the
unsurprising effect of perfectly preserving, and signifi
cantly exacerbating, existing patterns of racial segregation
in Yonkers.” Id. at 1368.
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The court concluded that the conduct of the City and
CDA violated the Equal Protection Clause and that their
conduct since 1968 violated the Fair Housing Act as well.
C. The Housing Remedy
Having found the City and CDA liable for statutory
and constitutional violations, the court held a six-day
hearing as to appropriate remedies. In an order published
at 635 F. Supp. 1577 (1986) (“Housing Order”) and an
unpublished Modification to Housing Remedy Order
(“Modification Order”), dated July 8, 1986, the court
permanently enjoined the City from, inter alia, intention
ally promoting racial residential segregation in Yonkers
and ordered that certain affirmative steps be taken to
ward a wider distribution of public housing.
The court noted that the City had already committed
itself to providing sites for 200 units of public housing in
order to receive its 1983 Community Development Block
Grant (“Development Grant”) funds but had never ful
filled that commitment; the City also had entered into a
Consent Decree with HUD that provided that HUD
would reduce Development Grant funding if the City did
not submit for preapproval sites for at least 140 of the
200 public housing units. The court ordered the City to
submit an acceptable Housing Assistance Plan to HUD
and execute a grant agreement with HUD, in order to
receive the Development Grant funds for 200 units of
subsidized housing, 635 F. Supp. at 1580; Modification
Order at 2-4, and to “submit to HUD for preapproval at
least two sites for 140 [of the agreed 200] units of family
public housing,” 635 F. Supp. at 1580.
The Housing Order provided that if the City did not
submit two such sites within 30 days of the court’s order,
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the City would be deemed to have submitted the sites of
three closed schools in East Yonkers, /.<?., School 4,
School 15, and the Walt Whitman School, or such other
sites as might be proposed by plaintiffs and approved by
the court. Schools 4 and 15, closed in 1976, had been
returned to the City in 1982; Walt Whitman had been
closed in 1983, and the court ordered the Board of
Education to return that school to the City as well. The
court also ordered the City to submit sites selected from a
specific list for the remaining 60 public housing units. Id.
at 1581.
In addition, the court ordered the City to create an
Affordable Housing Trust Fund for the encouragement of
private development of low-and moderate-income hous
ing, to be funded initially with at least 25% of the
Development Grant funds allocated to the City by HUD.
Id. at 1581-82; Modification Order at 1-2. It also ordered
the City to establish a Fair Housing Office with pre
scribed responsibilities, to seek HUD approval for trans
fer of the administration of the Section 8 Certificate
program to MHA, and to develop a plan for more
subsidized family housing units in areas outside of South
west Yonkers. 635 F. Supp. at 1577-82.
II. School Segregation
Management and control of the Yonkers school district
were entrusted to defendant Yonkers Board of Education.
The Board, an independent municipal corporation subject
to the control of New York State’s Board of Regents and
Commissioner of Education, consisted of nine members
appointed by the mayor for staggered five-year terms. Its
budget was subject to review by the Yonkers City Coun
cil.
6183
At the liability trial, plaintiffs sought to show that
students in Yonkers schools were segregated and that that
segregation had been caused or enhanced principally by
(1) the Board’s general adherence to a neighborhood-
school policy, with awareness of the City’s practice of
maintaining segregated neighborhoods; (2) other segrega
tive actions of the Board with respect to (a) school
openings, closings, and boundary changes, (b) faculty
assignments, (c) special education classes, and (d) voca
tional programs; and (3) the Board’s failure to take any
of a number of recommended or otherwise appropriate
steps to alleviate the growing school segregation.
Plaintiffs contended also that the segregative housing
practices of the City were designed in part to achieve and
preserve segregation in the schools. They sought to show
that the City helped to maintain such school segregation
also by, inter alia, the mayor’s appointing to the Board
persons known to advocate preservation of the segregated
neighborhoods and neighborhood schools.
A. Racial Composition o f Each School’s Student
Population
As of the 1980-81 school year, Yonkers had 23 elemen
tary schools for grades K-5 or K-6; four middle schools
for grades 6-8 or 7-8; two combined elementary and
middle schools; four general academic high schools; and
one vocational high school. In a number of these schools,
special education classes were conducted for students with
learning disabilities or emotional disturbances.
1. The General Student Population
In 1980, the student enrollment in Yonkers public
schools was approximately 37% minority. The percentage
6184
of minority enrollment had approximately doubled from
1970 to 1980, due in part to an increase in minority
enrollment and in greater part to a decline in white
enrollment:
Y onkers P u b lic S c h o o l S tu d e n t P o p u la tio n
W h ite % W h ite M in o r ity % M in o r ity
1967. .. .. 25,875 85 4,421 15
1970. . . .. 25,049 82 5,583 18
1975 . . . .. 21,514 72 8,195 28
1980... .. 13,840 63 8,023 37
In 1980, only two of Yonkers’s schools, one an elemen
tary school located in Southwest and the other a middle
school in Northwest, had student populations whose
racial compositions approximated that of the system as a
whole. The next most balanced schools had student popu
lations that were, respectively, 21%, 45%, and 47%
minority. The great majority of the schools were either
disproportionately white or disproportionately minority.
At the elementary level, although 61% of the students
were white, in 19 of Yonkers’s 25 elementary schools the
student populations were either more than 80% white or
more than 80% minority. Some 85% of Yonkers’s minor
ity elementary school students attended nine schools in
Southwest Yonkers. In addition, one elementary school in
Northwest Yonkers had an 88% minority population.
These 10 schools enrolled 92% of all of Yonkers’s minor
ity elementary school students. More than 55% of
Yonkers’s minority elementary school students attended
just five Southwest schools, whose minority populations
were 75%, 81%, 90%, 98%, and 98%.
Sixteen elementary schools were located outside of
Southwest Yonkers. Of these, 14 had student populations
that were at least 90% white; more than 70% of
6185
Yonkers’s white elementary school students attended
these 90%-white schools. Of the 11 elementary schools in
East Yonkers, only one had a minority student population
of more than 7%.
In Yonkers’s middle schools, 62% of the students were
white. Two of the six middle schools were located in East
Yonkers and together enrolled only 62 minority students,
or 5% of Yonkers’s total middle school minority popula
tion; these two schools were, respectively, 94% and 96%
white. Three middle schools were located in Southwest
Yonkers and had minority student populations of 62%,
69%, and 94%. Nearly 80% of Yonkers’s middle school
minority students attended the three Southwest schools.
Another 15% attended a middle school in Northwest.
About 70% of the students attending Yonkers public
high schools, including the vocational high school (see
Part y4.II.A .3. below), were white. Of the four academic
high schools, two were located in East Yonkers, one in
Southwest, and one in Northwest. The two located in
East Yonkers had student populations that were 91% and
98% white. The high school in Southwest had a student
body that was 62% minority; it enrolled nearly two-thirds
of all Yonkers minority students attending academic high
schools.
2. Special Education Classes
The Yonkers special education program provided spe
cial classes for students with mental or physical handi
caps, including those with learning disabilities or
emotional disturbances. Beginning in the 1960’s, there
was a growing and disproportionate number of minority
students in special education classes. These classes, espe
cially those for the emotionally disturbed, were viewed by
6186
many teachers, school officials, and community members
as a “dumping ground for black children.” In general,
white children would be placed in a special class only
after having been referred first to a school psychologist
for an evaluation, then to the principal for review of that
evaluation, then to the school district’s special education
screening committee on the handicapped for a final deci
sion as to what type, if any, special program was appro
priate. A black child whose teacher considered him or her
“disruptive,” however, would often (“for the sake of
discipline”) be consigned immediately by the teacher and
the principal to a class for the emotionally disturbed,
without prior reference to a psychologist and with no
effort to determine whether other options might meet the
child’s needs.
As a result, in 1961, when regular classes in Yonkers
elementary schools had a system-wide minority popula
tion of 10%, minorities made up 22% of the special
education classes. By the 1971-72 school year, when the
system-wide minority population was 20%, the minority
children made up 40% of all special education classes and
more than 70% of the classes for those with emotional
disturbances.
Location of the special education classes did not follow
the Board’s usual neighborhood-school policy; rather,
these classes were placed in schools that had space availa
ble to accommodate them. Since most of the schools with
high minority populations tended to be more crowded,
most of the available space was found in schools having
virtually all-white student populations. The principals of
many of the latter schools resisted the placement of
special education classes in their schools for reasons that,
in the opinion of a former director of the program, were
6187
race-related. Nonetheless, most of the special education
classes were placed in schools having few other minority
students. In 1972, for example, classes for some 78% of
the children classified as emotionally disturbed were con
ducted in schools whose regular student populations were
at least 97% white. Three-quarters of the students in
these special classes were minorities.
In most of the schools, there was no mainstreaming of
the special education classes into the general school popu
lation. Because special education assignments were made
without regard to residence, the students were often
bused long distances, often well over an hour’s trip, and
sometimes up to two hours, in each direction. Thus they
arrived at school later than the regular students and
departed earlier. In some instances they entered the school
through separate entrances and were kept in classrooms
located in secluded areas of the school. In one school, for
example, they had to file down two flights below ground
and pass through a boiler room to reach their classroom
in the subbasement. Special education students also gen
erally took their lunch, gym classes, and recesses sepa
rately from the regular students. To the extent that school
officials allowed contact between the two groups, the
interaction was often purposely negative. One witness
who had been a regular student at a 98%-white elemen
tary school in the late 1960’s recalled her perception that
all special education students were black and that they
were held up to the regular students as examples of “poor,
bad behavior.” Thus the special education students were
perceived as “different” and “bad.” Another witness, a
parent and PTA president, testified that her children had
thought the words “retard” and “nigger” were inter
changeable because the children’s only knowledge of
6188
blacks was of special education students bused into their
school.
Nor was the negative reaction to special education
students limited to the school’s other students. One of the
special education teachers and coordinators testified that
parents and community members had thrown rocks at her
car and shouted “Take your niggers and get out.”
In 1972, the Board hired Dr. Gary Carman, a special
education expert, to direct the program. At trial, he
testified that Yonkers, by busing its special education
students long distances and physically segregating them
from the regular student population, “had the most
inhumane program for handicapped children [he] had
ever seen anywhere.” Dr. Carman “knew of no causes,
medical causes, social causes, biological causes that could
possibly account” for the disproportionate number of
minorities placed in the classes for the emotionally dis
turbed. The disproportionate referral of minority stu
dents to special education classes eventually prompted an
investigation by state and federal education officials. The
conclusion of the United States Department of Education
was that the Yonkers special education program subjected
minority students to discrimination and violated their
civil rights.
From 1972 to 1975, Dr. Carman attempted to improve
the special education program by reducing the amount of
busing, returning some special education students to reg
ular classes, to an extent mainstreaming the special educa
tion students into the general school population, and
reducing the incidence of virtually all-minority special
classes in virtually all-white schools. After Dr. Carman
left in 1975, however, these efforts lapsed and the system
reverted to one of long-distance busing and placement of
6189
blocs of minority special education students in virtually
all-white schools. Dr. Carman testified that where the
total experience of white children with blacks was their
exposure to those in special education classes, the white
children would view the special education children as
“less worthy” and could well “generalize that to all
blacks.”
3. Vocational High Schools
Prior to 1974, Yonkers had two specialized vocational
high schools, Saunders Trade and Technical High School
(“Saunders”), and the High School of Commerce (“Com
merce”). Saunders offered technical courses such as auto
mechanics, carpentry, and electricity; Commerce, which
was closed in 1974, offered courses such as stenography,
bookkeeping, cosmetology, food trades, and dressmak
ing. Both schools were located in Southwest Yonkers.
Neither was subject to the Board’s neighborhood policy
and each accepted students from anywhere in the City.
Although precise statistics with regard to vocational
school enrollment by race are not available for years prior
to 1967, the trial testimony indicated that, prior to 1958,
Saunders had a large minority enrollment. From the
1930’s until approximately 1958, it had a reputation as “a
school for problem kids” or for “academically retarded
pupils,” or as a “dumping ground for minority students.”
Many black students from Runyon Heights attended
Saunders or Commerce instead of Roosevelt, the school
nearest their homes, often encouraged by their guidance
counselor to do so even if they wanted an academic
program. Similar steering usually did not occur with
respect to academically undistinguished white students.
6190
In 1958, the Board decided to establish entrance re
quirements for Saunders and Commerce based on grades,
achievement and aptitude test scores, recommendations,
and discipline records. The criteria for admission were
not precise, however, and final decisions lay within the
discretion of the respective principals. Apparently these
entrance requirements had the effect of changing the
community’s perception of the schools as inferior, and by
the early 1970’s, Saunders, whose capacity was roughly
one-half that of the smallest academic high school, was
receiving nearly twice as many applications as it could
accept.
At the same time, Saunders’s minority enrollment was
decreasing substantially, due in part to the heightened
entrance requirements, the acknowledged inferiority of
the educational programs available in Southwest Yonkers
schools, the subjectivity of the school officials’ evaluation
of the applicants’ credentials, and the absence of any
effort on the part of the Board to see that minority
students, most of whom attended schools in Southwest
Yonkers, had an equal opportunity to get into Saunders.
Robert Alioto, the school system’s superintendent from
1971 to 1975, and other school district officials believed
that Saunders’s selection process “ ‘appeared to systemat
ically exclude minority youngsters.’ ” 624 F. Supp. at
1450. The Board, “though aware of the systematic exclu
sion of minorities which resulted from the Saunders
admissions process, did relatively little until the late
1970’s to eliminate the discriminatory impact of the
methods by which students were chosen.” Id. at 1452.
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B. Facility and Faculty Disadvantages o f the
Predominantly Minority Schools
In support of their contention that Yonkers’s segre
gated school system provided minorities with lower qual
ity education than was given to whites, plaintiffs offered
evidence of inferior and generally overcrowded facilities
at schools with high minority populations, and of high
faculty turnover and a lower overall level of teacher
experience in such schools.
1. Plant Facilities
School officials testified that adequate facilities at a
school are important not only to a student’s physical
development but also to his ability to benefit from the
instructional aspects of the educational process. Inade
quate physical facilities, including space for recreation,
can cause disciplinary problems and cause the community
to perceive the school as inferior. According to Alioto,
the Southwest Yonkers schools “had probably the worst
facilities that one could imagine.”
The predominantly minority schools had smaller build
ings and sites, particularly in the amount of playground
and recreation areas for each school, than the predomi
nantly white schools. For example, the site size of the five
most heavily minority elementary schools averaged 1.83
acres; the average site size of the nine most heavily white
elementary schools was 4.84 acres. At the minority
schools averaging 1.83 acres, the average school popula
tion was 413 students. At the white schools averaging 4.84
acres, the average school population was 308 students.
The three predominantly minority middle schools, all
in Southwest Yonkers, were located on property totaling
7.2 acres. The two predominantly white middle schools
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located in East Yonkers were on a total of 19 acres. The
total number of students attending each group of schools
was nearly identical: 1299 in the Southwest schools, and
1312 in the East Yonkers schools. During the 1970’s,
crowded conditions forced one Southwest middle school
to use storage closets as classrooms.
The 62% minority high school in Southwest Yonkers
was located on 8.0 acres. The high school in Northwest
Yonkers, 47% minority, was located on 6.38 acres. The
two high schools in East Yonkers, averaging 95% white
student populations, were located on 12.64 and 23.41
acres respectively. A total of some 350 fewer students
attended these two East Yonkers schools than attended
the Northwest and Southwest schools.
2. School Staffing
Educators testified that it is generally desirable for a
school to have a balance of experienced and newer teach
ers on its faculty and for its staff to be relatively stable
from year to year. Relatively high rates of turnover and
low levels of faculty experience are factors that contribute
to a school’s lower level of educational effectiveness. The
evidence regarding the Yonkers public school system re
vealed that the predominantly minority schools in South
west Yonkers had low levels of faculty stability, lower
levels of teacher experience than the system-wide average,
and produced the students with the lowest academic
achievement test scores in the system. These schools also
had much higher than average concentrations of minority
staff as a result of a Board practice of race-based assign
ments.
The first minority teachers employed by the Yonkers
school system, hired between 1946 and 1950, were as-
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signed to School 1, then the only predominantly minority
school in the system (91% minority student population in
1950). Until the late 1960’s, the system had few minority
teachers and no minority principals. The Board then
began to recruit minorities, and the number of minority
staff members (i.e., teachers, principals, and assistant
principals) rose from 95 in 1967 (out of a total of 1416),
to 174 by 1975. Consistently over the years, most of the
minority staff members were assigned to the schools
having the highest percentages of minority students. For
example, in the 1967-68 school year, Yonkers had 28
elementary schools; seven of the eight with the highest
percentages of minority students were assigned 40% of
the minority staff members. In the 1972-73 school year,
Yonkers had 30 elementary schools, including six whose
student populations were predominantly minority. The
Board assigned 61% of its minority staff members to
these six schools. In the 1975-76 school year, Yonkers had
31 elementary schools, including nine whose minority
student populations ranged from 60% to 98%. These
schools enrolled 29% of all elementary students; they
were assigned 75% of all elementary level minority teach
ers.
Similar patterns were evident in the middle and high
schools. For example, in the 1972-73 school year, Yonkers
had seven middle schools; the three that had the highest
percentages of minority students had 34% of the City’s
total middle school enrollment but were assigned 69% of
the Board’s middle school minority staff members. In
1975-76, the City had eight middle schools; the four
having the highest percentages of minority students,
though enrolling only 43% of all middle school students,
had assigned to them 81% of all middle school minority
teachers.
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The Board followed a similar practice in its assign
ments of minority principals. For example, at the elemen
tary level in the 1973-74 school year, the City had six
minority principals; four were assigned to schools whose
minority student populations ranged from 68% to 96%.
In the 1974-75 and 1975-76 school years, the City had five
minority elementary school principals; in 1975-76 it also
had one minority assistant principal; all of these persons
were assigned to schools having minority student popula
tions of 66% or higher.
While at no time was the faculty of any Yonkers school
predominantly staffed by minority teachers, the dispro
portionate assignment of minority staff to schools having
predominantly minority student populations increased the
identification of those schools in terms of race. And to
the extent that minority teachers were assigned to the
virtually all-white schools of East Yonkers it was often to
teach the special education classes, which themselves had
become known as dumping grounds for minority stu
dents. The minority special education teachers “were
deliberately assigned to such schools because of the dis
proportionate number of minority students in Special
Education classes.” 624 F. Supp. at 1465.
Not surprisingly, in view of the assignment of a dispro
portionate number of the more recently hired minority
teachers to the predominantly minority schools, the aver
age level of teaching experience at those schools was
usually lower than the system-wide average. In the year
1967-68, the system-wide average level of teacher experi
ence was 8.45 years. In the elementary schools having
minority student enrollments of 40% or higher, the
teacher experience level averages ranged from 5.61 to 7.88
years. The only schools whose teachers averaged more
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than 10 years in experience were schools having 11% or
less minority enrollment, four of which were less than 4%
minority.
The disparity in teacher experience levels was aggra
vated in 1969 when the Board entered into a new collec
tive bargaining agreement with the teachers’ union.
Notwithstanding the already clear trend of concentration
of minority teachers in schools having predominantly
minority student bodies, the Board agreed that before
assigning any teacher hired from outside the school dis
trict to any vacant position within the system, teachers
already employed within the system would be given the
option, in order of their seniority, of transferring to the
vacant position. Thus, as positions became available in
East Yonkers schools, the most experienced teachers in
Southwest Yonkers schools could, and often did, opt to
change schools.
The effects in terms of minority staff concentration,
staff turnover, and teacher experience levels were predict
able. For example, School 10 was opened in 1972 as a
predominantly minority, physically inferior elementary
school in Southwest Yonkers (see Part ^4.II.E.2. below).
Of the original 17 teachers, 15 were white; within two
years, 14 had left the school. In the period 1971 to 1975,
the total number of minority staff members employed by
the City increased from 133 to 174; but in none of the 17
elementary schools having white student populations in
excess of 90% did the number of minority teachers
increase. Indeed, in 10 of these schools, the number of
minority teachers actually declined; and the four schools
that had had no minority teachers prior to 1971 still had
none.
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In 1971-72, when the system-wide average teaching
experience was 7.15 years, the average levels of experience
at six of the seven elementary schools having minority
student enrollments of 40% or higher ranged from 3.33 to
6.19 years. In contrast, only two of the 13 elementary
schools having white student enrollments of more than
95% had below-average teacher experience levels; four of
the 13 had staffs averaging more than 10 years’ experi
ence. The disparity in teaching experience levels was, to
an extent, decreased in 1976 when, because of the City’s
fiscal crisis, the Board laid off 250 teachers, a great
number of whom were relatively inexperienced. But even
by the school year 1979-80, when the system-wide average
was 14.2 years, the average levels at the predominantly
minority elementary schools ranged from 9.9 to 13.4
years.
In the 1969 collective bargaining agreement that gave
teachers an option to transfer, on the basis of seniority, to
vacant positions elsewhere in the system, the Board had
reserved the right to compel a teacher to change schools,
in certain enumerated circumstances, “when judged to be
in the best interest of the school system.” The Board
never sought to use this provision in order to decrease the
concentration of minority teachers in schools with pre
dominantly minority student populations. Indeed, in
1977, the Board agreed to additional limitations on its
right to implement involuntary transfers of teachers.
As a result of the Board’s race-based assignment prac
tices, the eastward flow of the more senior teachers, and
the Board’s failure to take any steps to halt that flow or
to correct the imbalance of its assignments, by 1980 most
of the City’s minority staff members were concentrated in
one-quarter of the system’s 36 schools. Of the City’s 25
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elementary schools, five that had minority student popu
lations of 75-98% were assigned at least half of the
system’s elementary level minority teachers; no minority
teachers whatever were assigned to five other schools, all
of whose white-student enrollments exceeded 92%. Of the
City’s six middle schools, the three in Southwest Yonkers,
which had minority student populations ranging from 62-
94% and accounted for 42% of the total number of
middle school students in the system, had 62% of the
system’s middle school minority teachers. Of the five high
schools, the two that had the highest minority enroll
ments (47% and 62%) accounted for 46% of all the high
school students in the system but had 77% of the system’s
high school minority teachers.
C. The Board’s Decisions as to School Closings,
Openings, and Attendance Zone Changes
During the decades on which this litigation focused, the
Board made many decisions with regard to opening and
closing schools and realigning their attendance zones.
Plaintiffs sought to show that many of these decisions
evinced an intent to create or maintain segregation in the
Yonkers public schools.
1. Attendance Zone Changes
Among the attendance zone changes were several af
fecting Schools 16 and 25, elementary schools located in
Northwest Yonkers, less than one mile apart. Between
1953 and 1968, the Board redrew the boundary between
these two schools four times. In 1953, School 25 had a
minority student population of 4%; that of School 16 was
0%. The 1953 boundary change resulted in the reassign
ment of 35 white students, and no minority students,
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from School 25 to School 16. Ten years later, the minority
population of School 25 had risen to 14%; School 16 still
had no minority students. A 1963 boundary change re
sulted in the reassignment of nine white students, and no
minority students, from School 25 to School 16. In the
following year, a boundary change resulted in the reas
signment from School 25 of 23 white students and nine
minority students, thereby bringing the minority popula
tion of School 16 to 2%. By 1968, Yonkers’s system-wide
percentage of minority students was about 15%, and
School 25 had a minority population of 42%. A bound
ary change in that year resulted in the reassignment of six
of its white students, and no minority students, to School
16. School 16’s minority population was 1%.
The Board argued that these changes had been designed
to avoid having the reassigned children traverse a steep
hill between their homes and school. Board reassignments
in other sections of the City, however, had been made
though they forced the reassigned students to cope with
similar topographical conditions, and in fact two of the
boundary changes between School 25 and School 16 made
the trip to school harder, not easier, for the students who
were reassigned. No other explanation was offered by the
Board.
A 1963 attendance zone change between Southwest
Yonkers Schools 9 (15% minority) and 12 (42% minority)
was similarly unexplained by race-neutral criteria. The
attendance zone for School 9 was directly north of that
for School 12. In 1963, the Board moved the boundary
line farther north. While this change slightly lowered the
minority percentage enrolled in School 12, it substantially
lowered School 9’s 15% minority percentage as it reas
signed some 40% of School 9’s minority students to
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School 12; even prior to the reassignment, School 12 had
had the second-highest minority concentration in
Yonkers. This boundary change was contraindicated by
the relative student-capacities of the two schools. Accord
ing to the Board’s figures, prior to the change, only 77%
of the capacity of School 9 was utilized; School 12 was
96% full. The boundary change caused School 12 to be
overcrowded.
2. The Failure To Close or Rezone Longfellow
The Longfellow Middle School, located in Southwest
Yonkers, has long been the Yonkers middle school with
the highest percentage of minority students. In 1950,
though only 12% of its students were minorities, these
students constituted 41% of the City’s entire minority
middle school population. Housed in a relatively small
facility with no outdoor recreational space, by 1969 the
school had become underutilized as Burroughs Middle
School was opened one mile away and the attendance
zone for Longfellow shrank. The drawing of the attend
ance zone line between Longfellow and Burroughs de
creased the number of white students attending
Longfellow, and the increasing minority population of
Southwest Yonkers led to increasing numbers of minority
students. In 1967, Longfellow’s student population was
38% minority; after the opening of Burroughs in 1969,
Longfellow became 50% minority. By 1973, Longfellow
had become 79% minority.
The combination of its disproportionately high minor
ity student population, its inferior physical facilities, and
its underutilization caused many education officials and
community leaders to urge repeatedly, beginning at least
as early as 1967, that Longfellow be closed. The Board
6200
rejected all proposals either to close Longfellow and
transfer its students to other schools that were less heavily
minority, or to expand Longfellow’s attendance zone so
as to achieve a desegregative influx of nonminority stu
dents. For example, in 1977, when the Board planned to
close the nearby Burroughs as a middle school, the
Longfellow PTA urged the Board to return to Longfellow
the predominantly white area that had been rezoned from
Longfellow to Burroughs in 1969; such a realignment
would have made use of Longfellow’s excess capacity and
had a desegregative effect. The Board rejected this sug
gestion, deciding instead to reassign the Burroughs
students—even those who lived within one mile of
Longfellow—to Emerson Middle School, two miles away
near the northwest corner of the City, or to Whitman
Middle School, four miles away near the northeast corner
of the City. Though the Board initially reached this
decision while an overall school reorganization plan rec
ommending the closing of Longfellow was under consid
eration, it adhered to the decision after the reorganization
plan had been rejected, stating that Longfellow might still
be closed.
Other proposals recommended closing Longfellow and
reassigning its students to Mark Twain Middle School,
located in the southeast corner of East Yonkers, some
three miles from the site of Longfellow. The proposal had
both fiscal and desegregative merit, for Twain was operat
ing at less than its stated capacity, and it had only a 2°7o
minority population. The Board refused, however, stating
that the distance the students would have to travel to
reach Twain would be too great and that Longfellow
students’ parents would not have the ability to carpool
their children or pay for the necessary transportation. In
6201
fact, however, many students already within the Twain
attendance zone were required to travel some 2 - ‘/2 miles
to school, and a one-way distance of some four miles had
not deterred the Board from reassigning some Burroughs
students to Whitman. Further, though the Board had
arranged transportation several times in other circum
stances, it made no effort to explore this possibility with
respect to the proposed reassignment of Longfellow stu
dents to Twain. Finally, the net cost of providing trans
portation for reassigned Longfellow students would have
been relatively low, both because the Board could have
saved some $500,000 per year in operating and faculty
costs by closing Longfellow, and because under New York
law the state would have provided 90% reimbursement
for transportation expenses incurred for purposes of
school desegregation.
In sum, from the late 1960’s, the Board rejected pro
posal after proposal for the reassignment of more white
students to Longfellow or of Longfellow minority stu
dents to schools with lower percentages of minorities. It
declined to desegregate Longfellow on the ground that
the school might be closed; but Longfellow was not
closed, even in 1976 when the City’s well publicized fiscal
crisis required the Board to close several schools. At the
time this suit was commenced, Longfellow remained in
inferior physical facilities, operated at 31-40% of its
capacity, and had a minority population of 94%.
3. The Opening o f Commerce Middle School
In 1973, in conjunction with the closing of the High
School of Commerce, located in Southwest Yonkers a few
blocks from the downtown area, the Board opened a new
Commerce Middle School (“Commerce Middle”). Its stu-
6202
dent body consisted of junior high school students who
theretofore had attended Gorton, a combined junior and
senior high school located in the southern part of North
west Yonkers. The initial enrollment in Commerce Middle
was 53% minority.
Prior to deciding on Commerce Middle’s attendance
zone, the Board had been presented with a number of
proposals that would have avoided this creation of yet
another predominantly minority school in Southwest
Yonkers. These proposals principally involved Emerson, a
combined elementary and middle school in Northwest
Yonkers located about I-V2 miles north of Gorton. Emer
son then had a middle school minority population of 8°7o.
One proposal was to assign to Commerce Middle the
middle school students from Emerson who lived in the
southernmost part of the Emerson attendance zone.
There was strong opposition from white residents, how
ever, to any relocation of white students to form an
integrated Commerce Middle, opposition that the Board
perceived as grounded principally in racial concerns. The
Board was also well aware that transferring Gorton stu
dents to the proposed new Commerce Middle without
reassigning students from any other school would have a
distinctly segregative effect: memoranda assessing this
alternative noted, “Commerce may become an all-black
school” ; “Commerce could be all black” ; “Commerce
becoming basically a black school” ; “ Racial Dis
tribution—all black.” It decided to assign to Commerce
Middle no students other than those from Gorton.
It also rejected proposals to reassign the Gorton junior
high school students—41% minority—to Emerson in
stead of to Commerce Middle, a course that apparently
was both feasible in terms of Emerson’s capacity and
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consistent with repeated proposals from school officials
and community members to convert Emerson from a
combined elementary and middle school to an exclusively
middle school. The Board declined to reassign Gorton
students to Emerson, on the ground that “tensions”
would be created, apparently a reference to racial con
cerns, for in 1973, one-third of the Emerson’s middle
school minority students were transferred to Burroughs
in response to race-related concerns of the Emerson
community regarding the presence of minority stu
dents at the school. According to [school administra
tion officials], this transfer was effectuated for the
purpose of insuring the safety of minority students
who had been enrolled at the school in light of
altercations which had occurred between students at
the school and the Emerson community’s opposition
to the attendance of minority students at Emerson.
624 F. Supp. at 1481.
After opening Commerce Middle as a 53% minority
school in 1973, instead of expanding Commerce Middle’s
attendance zone northward to draw in any predominantly
white neighborhoods, the Board redrew the zone bound
ary farther south, thereby reassigning to Commerce Mid
dle students from Longfellow and another predominantly
minority school. Commerce Middle’s minority popula
tion thus increased to 70% in 1974 and to 77% in 1975. In
1976, the school was closed as part of the Board’s
response to the City’s fiscal crisis.
4. Other Board Actions
Other Board decisions challenged by plaintiffs included
the early rezoning and 1954 closing of School 1 in
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Runyon Heights, the 1969 opening of the Martin Luther
King, Jr., School in Southwest Yonkers, and the fiscal-
crisis-related closings of several schools in 1976.
School 1 was located in Runyon Heights, the predomi
nantly black community in East Yonkers. For a time in
the 1930’s it was attended by students from the Home-
field section immediately to the north as well as by
students from other largely white neighboring areas;
white students then made up one-half to two-thirds of its
student population. In 1938, however, the Board redrew
the School 1 zone to correspond more precisely with the
boundaries of Runyon Heights. Students from Homefield
were reassigned to School 22, increasing the distance of
their trip but sending them to a virtually all-white school;
students south of Runyon Heights were sent to the then-
virtually all-white School 5. By 1950, School 1 was 91%
minority; at the time of its closing in 1954, it was 99%
minority.
As a result of the 1938 rezoning, described by the court
as “deliberate, racially motivated gerrymandering, done
in a manner which carefully incorporated privately cre
ated residential segregation,” 624 F. Supp. at 1411, the
School 1 zone was the smallest in the City, and the school
operated at less than 42% of its capacity. Meanwhile, two
nearby virtually all-white schools, Schools 8 and 22,
became overcrowded. Runyon Heights community mem
bers sought "to have the Board expand the School 1
boundaries in order to draw in students from the sur
rounding areas, thereby decreasing its underutilization,
relieving the surrounding schools’ overcrowding, and
having a desegregative effect on School 1. Instead, in
1954 the Board decided to close School 1 and send its
students to Schools 5 and 24, which had a desegregative
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effect on those schools. None of the Runyon Heights
students were sent to School 22, which remained virtually
100% white, thereby “preserving] an all-white school
experience for Homefield students, consistent with the
Board’s deliberately segregative attendance zone bound
ary changes of prior years.” 624 F. Supp. at 1413.
With respect to the Martin Luther King, Jr., School
(“King”), the court found that the initial hope of the
Board was, unlike its segregative intent in rezoning
School 1, that the opening of King would serve as a
significant step toward correcting racial imbalance in the
schools of Southwest Yonkers. King was opened in 1969
for grades 4-6 with students reassigned from Schools 6
and 12, both of which were overcrowded and predomi
nantly minority. The population of King at this point was
57% minority. The following year, in accordance with the
Board’s original plan, students from the predominantly
white School 9 were added, thereby decreasing the minor
ity population of King to 49%.
The assignment of children who had attended School 9
prompted a December 1970 petition signed by 434 of their
parents to have the Board restore the prior attendance
zones. The Board held fast for a year and then relented.
In the interim, white students from the School 9 area
began to withdraw from King, apparently either relocat
ing or entering private schools, reducing the number of
white students at King from 392 in 1970-71 to 224 in
1971-72.
In 1972, School 9 was eliminated as a King feeder
school, and third-graders who would otherwise have gone
on to King for fourth grade remained at School 9. Some
60% of this group were white. In 1973, King was con
verted from a grade 4-6 school to a K-5 school; its
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students came from the predominantly minority areas
previously served by Schools 6 and 12, but not the
predominantly white areas of School 9. King’s minority
enrollment rose from 49% in 1970, to 70% in 1971, to
78% in 1972, to 87% in 1973. By the time of this lawsuit,
it had a minority student population of 98%.
Although the district court viewed the consequences of
some of the Board’s decisions with regard to King as
“foreseeably segregative,” 624 F. Supp. at 1402, it was
unpersuaded, in light of the surrounding circumstances
and the Board’s initial desegregative intent, that the later
decisions of themselves bespoke a segregative intent.
The court explored Board decisions with respect to
opening and closing other schools, including those closed
in 1976 in response to the City’s fiscal crisis. Most of
these decisions had some segregative and some desegrega
tive effects and the court was unpersuaded that the
decisions themselves demonstrated a Board intent to pre
serve segregation. Rather, the court concluded that a
major indicator of segregative intent was the Board’s
failure to adopt any proposal or plan to alleviate the
segregated patterns its prior actions had achieved.
D. The Board’s Rejection o f A ll Proposals Involving
Desegregation
The first significant official recognition of the need to
address the racial imbalance of the Yonkers public schools
occurred during the 1968-1970 superintendency of Paul
Mitchell, who expressed his concern that the racial segre
gation of the schools prevented equality in educational
opportunity. During his tenure came the opening of King
and School 10 (see Part A .ll.E .2 . below) in Southwest
Yonkers, both of which, though they quickly became
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minority schools, had been planned by the Board as
racially integrated schools. The Board also conducted a
series of human relations workshops and sought the
assistance of state education officials in addressing the
problem of racial imbalance. Mitchell’s successor, Alioto,
hired a special consultant to serve as a liaison between
school officials and community members, with particular
emphasis on communicating the concerns of the minority
community to school officials and alleviating the tensions
at the racially troubled Gorton School.
Nonetheless, while Alioto recognized the increasing
racial imbalance in the schools and the inequality of
educational opportunity within the system, particularly
with respect to the inadequate facilities and inexperienced
teachers that characterized many of the Southwest
Yonkers disproportionately minority schools, he and
other officials noted that there was strong community
opposition to desegregation. For example, the education
specialist sent to Yonkers by New York State described a
“very hostile audience” at one PTA meeting in East
Yonkers and testified that white parents had stated explic
itly, “ ‘We don’t want desegregation, I don’t want my
children going to school with black children.’ ” Accord
ingly, Alioto, having instructed his special consultant to
gather information on the extent of racial imbalance in
the schools, instructed him to cease work in this area
because Alioto believed it would be politically infeasible
to proceed with desegregative efforts in the schools at
that time. The state specialist testified that Alioto in
formed him that “there was great community resistance
and that it was unfeasible to try to develop a desegrega
tion plan and then implement it.” A former Board mem
ber testified, “There is no question [Alioto] said it and he
6208
said it to many people. He said it could never be sold in
the Yonkers community. Any kind of totally city-wide
racially balanced program would be politically infeasi
ble.”
1. The N YU Report and the 1973 Reorganization
In October 1971, the Board commissioned a study of
the Yonkers public school system by the New York Uni
versity (“NYU”) School of Education’s Center for Edu
cational Research and Field Services. The study team was
not asked to address the issue of racial imbalance.
The NYU Report, delivered in 1972, made several
recommendations, some of which, though not addressing
racial issues directly, had desegregative implications. In
this category were recommendations to (1) reorganize all
schools into a uniform K-5, 6-8, and 9-12 grade configu
ration, one facet of which would involve a potentially
desegregating school attendance zone change for students
from Homefield; and (2) decentralize the vocational edu
cation program by (a) closing the High School of Com
merce and having a new set of courses offered at
Saunders, (b) having two complete sets of the existing
vocational courses taught in the academic high schools,
one set divided between the two high schools located in
the northern part of the City and the other set divided
between the two high schools located in the southern part
of the City, and (c) allowing a student to take any of the
vocational courses taught either in his own school or in
the paired school located to the east or west (the “variable
access plan”).
The NYU Report prompted strong community opposi
tion to any revision of the vocational program that would
either cause the predominantly white students from East
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Yonkers to have to attend classes in the disproportion
ately minority high schools in the western half of the City
or allow the minority students from the west to attend
classes at the 94-97% white high schools in East Yonkers.
School officials characterized these objections as reflect
ing a “ [f]ear of racial encro[a]chments.”
Two weeks after the last public hearing on the NYU
Report, Alioto presented his 1973 Reorganization Plan to
the Board. In general, substantially as a result of commu
nity opposition to the desegregative facets of the NYU
recommendations, the plan included the most segregative
proposals that had been made either in the NYU Report
itself or in the ensuing alternative suggestions. Thus, the
plan adopted the suggestion to decentralize the Saunders
vocational programs, but only in part: It rejected the
east-west pairing-and-sharing proposal of the NYU Re
port, and instead incorporated the significantly more
expensive approach of duplicating certain of Saunders’s
vocational courses in each of the four academic high
schools. The opening of Commerce Middle as a predomi
nantly minority school, discussed in Part A .II.C.3.
above, was also part of this proposed 1973 Reorganiza
tion Plan. The Board promptly adopted the plan as
recommended by the superintendent.
The only potentially desegregating feature of the NYU
recommendations that was adopted was that part of the
suggestion to standardize the grade configurations which
entailed reassigning students from the predominantly
white Homefield neighborhood, then attending the over
crowded Roosevelt High School (then 6% minority) in
East Yonkers, to the soon-to-be-underutilized Gorton
(high school population 24% minority). This recommen
dation was adopted over opposition of Homefield parents
6210
that school officials inferred was partly race-related.
However, the major desegregative effect of even this
change was delayed, as in the first year thereafter the
Board permitted nearly half of the 132 reassigned Home-
field students to remain at Roosevelt; later some Home-
field students began using false addresses to avoid having
to attend Gorton. In all,
the evolving segregation of the district’s schools
remained substantially unaltered. No student move
ment between the district’s regular high schools was
effectuated despite the recognition that racial inte
gration would be an advantageous result of the
variable access plan. The Saunders facility remained
intact despite the realization that the school’s physi
cal inadequacies and screening process [were] pres
ently resulting in the inaccessibility of vocational and
occupational education opportunities to many mi
nority students. The racially balanced High School
of Commerce was closed and was replaced by a
predominantly minority middle school. No desegre
gative reorganizations were effectuated at the ele
mentary school level, as would have occurred under
some of the NYU Report proposals.
624 F. Supp. at 1475-76.
2. Phase II
A serious official proposal for the desegregation of the
Yonkers public schools was made in 1977 by then-
superintendent Joseph Robitaille. In late 1975, in re
sponse to concerns expressed by the Yonkers NAACP
over the increasing racial imbalance in the schools, the
Board had established a Task Force for Quality Educa
tion (“Task Force”) to explore the system’s problems,
6211
including declining enrollment, underutilization of school
facilities, and fiscal constraints. Announcement of the
initial formation of the Task Force omitted any mention
that the group would explore racial problems, an omis
sion designed to avoid arousing community hostility.
Nonetheless, public resistance quickly materialized, with
East Yonkers residents expressing concern that transfer of
western Yonkers students into their schools would lead to
a decline in educational standards and student achieve
ment and create disciplinary problems; they took the
position that the Task Force should be more concerned
with improving the schools’ overall educational quality
than with correcting racial imbalance. Nonetheless, the
Task Force’s final report, concluding that the Yonkers
schools were “racially and ethnically segregated . . . due
to segregated housing patterns, socio-economic depriva
tion, and systematic racism,” made a number of remedial
recommendations.
In August 1977, Robitaille issued his Phase II School
Reorganization Plan, which recognized the interrelation
ship among the system’s fiscal, enrollment, utilization,
and racial problems, and incorporated some of the Task
Force’s recommendations. The principal changes pro
posed in the Phase II plan were (1) the reorganization of
the below-high-school grade configuration to K-6 and 7-
8; (2) the closing of three middle schools, Longfellow,
Fermi, and Burroughs; (3) the relocation of Saunders to
the to-be-vacated Burroughs facility; (4) the closing of
Southwest Yonkers’s School 6, then 98°7o minority, and
reassignment of its students to underutilized elementary
schools to the north, with a view to improving racial
balance; and (5) the “Yonkers Plan” for school desegrega
tion. The Yonkers Plan was essentially to limit the size of
6212
each elementary and each middle school, drawing its
attendance zone accordingly, and to bus students residing
outside the redrawn zone lines to other schools in a
pattern that would improve the overall racial balance of
the system. It was anticipated that no more than 20% of
the students would have to be bused and that the greater
efficiencies would result in savings to the City, over a 10-
year period, of nearly $29 million.
Phase II in general, and the Yonkers Plan in particular,
met with overwhelming community opposition. Many
statements from residents of East Yonkers focused on the
loss of neighborhood schools, the lack of any planned
improvement in the quality of education, and the failure
to present possible alternatives to busing, such as the use
of magnet schools. Residents of Southwest Yonkers ob
jected to the plan because of the loss of neighborhood
schools and because the burdens of traveling to school by
bus would be borne disproportionately by the minority
students from that area.
Some statements from East Yonkers residents presented
explicitly race-related opposition, including flyers protest
ing the busing of East Yonkers students and busing of
“the black children (3,000 in number) to our neighbor
hood schools” ; a letter from a community group that was
“unalterably opposed” to “compulsory (non-voluntary)
busing for racial purposes as an end in itself” ; a letter
expressing concern that busing “ ‘blacks & hispanics’ into
our east side schools” would be detrimental to the neigh
borhood, and suggesting that the Task Force be renamed
“ ‘Racist Force us’ to take our children and go!” ; and a
letter from a neighborhood association stating the resi
dents’ desire to “preserve the nature of our neighbor
hoods” and their opposition to “movfing] children about
6213
for the sole purpose of ethnic and racial mixing” (empha
sis in original).
Similarly, at community meetings in East Yonkers,
school officials were presented with comments expressing
concern that the plan would result in Yonkers’s becoming
“another Bronx,” referring to the perceived community
deterioration and slum-like conditions that speakers asso
ciated with the increase of minority population in that
New York City borough. The audience punctuated these
and similar statements by local residents with cheers and
applause. In contrast, proponents of Phase II were booed
and hissed upon introduction, upon mentioning such
matters as the inferior books used in Southwest Yonkers
schools, and throughout their presentations. One elderly
black woman, upon mentioning the prospect of busing
students from west to east and stating that children
should learn from one another, was booed and shouted at
to such an extent that a recess had to be called.
. While no explicit racial epithets were used by persons
making public statements at the hearings, several trial
witnesses testified that community members made specific
racial slurs both inside and outside the hearing room,
such as, “they are going to send blacks, and they are
going to send niggers and they are going to send spicks
out here,” and “we don’t want those children.”
Without ever taking a formal vote, the Board unani
mously disapproved of all of the desegregative aspects of
Phase II. The Yonkers Plan was rejected; School 6 was
not closed; Longfellow was not closed; no students were
bused.
The stated basis for the rejection of Phase IPs desegre
gative components was the Board’s preference for the use
6214
of magnet schools and open enrollment plans for achiev
ing voluntary desegregation. Although it appears that all
of the Board members acknowledged that at least some of
the community opposition to Phase II was racially moti
vated, and some believed that racism was the principal
basis of that opposition, there was no express discussion
by Board members of the race-related community opposi
tion to Phase II except by Quentin Hicks and Anne
Bocik, members whose recent appointments to the Board
had been extremely controversial, see Part /4.II.E.3. be
low. Hicks, a black whose appointment had been pro
tested by members of the black community because he did
not represent their interests, stated that black parents
were concerned about having their children transported
out of their neighborhoods into a “white jungle.” Bocik,
a former principal who had been forced to retire in part
because of “her use of racial slurs and other racially
insensitive behavior toward minority students,” 624 F.
Supp. at 1507, stated that minority students and adminis
trators from minority schools “would like to be with their
own.”
Notwithstanding its stated preference for voluntary
methods of desegregation, the Board took no steps to
develop or implement any of the desegregative alterna
tives suggested by its own members or by members of the
commmunity. Thus, despite its professed enthusiasm for
magnet schools or open enrollment, no magnet school,
open enrollment, or other voluntary plan for desegrega
tion was implemented at any time.
As a result, in 1980, the schools of East Yonkers, many
of which were operating at less than 60°7o of their planned
capacities, remained predominantly (overall 95%) white
in student population, with superior and spacious physi-
6215
cal plants, and experienced faculties. The schools of
Southwest Yonkers remained predominantly (overall
67%) minority in student population, some overcrowded
and some seriously underutilized, housed in inferior phys
ical facilities, staffed with less-experienced staff members
and more than half of the minority teachers employed by
the school system, and providing their students with
concededly inferior educational opportunities.
E. The City's Activities With Respect to School
Segregation
In contending that the City as well as the Board should
be held liable for segregation in the Yonkers public
schools, plaintiffs pointed to, inter alia, the interrelation
ship between housing segregation and school segregation,
the City’s control over school budgeting and plans, and
the mayor’s appointments to the Board of persons op
posed to desegregative action.
1. The Interrelationship Between Schools and Housing
In an effort to refute the contention that its actions in
concentrating subsidized low-income housing in South
west Yonkers had had the effect of enhancing school
segregation, the City offered a study that concluded that
if none of the subsidized housing projects in Southwest
Yonkers had been built and each of the project sites had
remained vacant, the racial balance in Southwest
Yonkers’s schools would not have differed significantly
from the actual 1980-81 figures. In contrast, plaintiffs’
expert testified that building low-income housing to be
occupied principally by minority families tends to create a
school that, while not necessarily showing an immediate
dramatic increase in minority students, soon becomes
6216
identified as a “minority school.” Such an identification
encourages resident white families to move out of the
neighborhood and discourages other white families from
moving in.
The relationship between schools and housing was
hardly lost on the City while it was making its various
decisions as to whether and where to construct subsidized
housing. One Council member testified that nearly all of
the East Yonkers councilmen had indicated that their
constituents objected to subsidized low-income housing
partly because “ [i]n order to keep the schools nice, you
know, you’d have to keep out the minorities.” Further, as
described in the previous section, a common theme of
East Yonkers residents’ opposition to the Yonkers Plan
for school desegregation was the desire to “preserve the
nature of our neighborhoods.” As described in Part
/l.II .E .3. below, Mayor Martinelli explicitly opposed de
segregation of the schools by busing in part because it
would diminish the stability of the residential patterns.
There was also evidence that City officials had re
quested that the Board make several school attendance
zone changes that would have enhanced segregation at the
schools to be affected. For example, in 1974, Martinelli
urged that a small nonminority area of a neighborhood be
moved from the attendance zone of an elementary school
that was 60% minority to one that was 88% white. A few
months later a Council member suggested that several
predominantly white blocks be redistricted from a school
that was 28% minority to one that was 97% white. In
1976, another City official made a similar request at the
behest of a landlord who had complained that his ability
to attract tenants was detrimentally affected by the loca
tion of his property within the zone of a school that had a
6217
substantial minority enrollment. The Board declined to
implement any of these requested changes.
2. City Influence on the Board
Under state law, the Yonkers school district is fiscally
dependent upon the City, and the Board’s annual budget
is subject to approval, line by line, by the Council. N.Y.
Educ. Law § 2576 (McKinney 1981). Because of the
Council’s fiscal control over the Board, “in the public
mind there [were] two boards of education actually oper
ating,” with citizens often looking directly to the Council
in school matters. There was no evidence, however, that
the Council in any particular instance disapproved a
school budget that included a desegregation plan; there
could be no such evidence because the Board never sought
to implement a plan that had any significant desegrega-
tive elements.
The Board’s willingness to put specific proposals be
fore the Council was not constrained solely by fiscal
considerations. For example, in 1973, the superintendent
recommended to the Board, and the Board submitted to
the Council, recommendations for vocational program
modifications that were more expensive than the pairing-
and-sharing proposal of the NYU Report. Both the East
Yonkers community and a number of Council members
had publicly opposed the NYU Report’s recommenda
tion. The Board’s spurning of the less expensive NYU
proposals “was influenced by the perceived infeasibility
of obtaining City Council approval.” 624 F. Supp. at
1506. Similarly, in the Phase II proposals, the school
closings and the state’s substantial subsidization of trans
portation costs would have resulted in a net reduction of
the school system’s annual expenditures, and fiscal con-
6218
cerns thus could not explain the Board’s rejection of
those proposals. As a practical matter, however, East
Yonkers community opposition to Phase II was strong,
Council members and the mayor had publicly expressed
their opposition, and the Board always had an eye on
what was “politically,” not just fiscally, feasible. As one
Board official put it, “we, in essence, had to convince
another series of people, most of whom were elected by
the community, and to the extent that the community
resisted the idea, any idea, it seems to me that that would
have some impact upon the people who owed election to
those same individuals.”
The City’s influence on the Board was also visible in
certain decisions as to school sites and configurations.
For example, in the late 1960’s the Board commenced
plans for School 10, which it intended to open as an
integrated elementary school in Southwest Yonkers, draw
ing students from School 3 (then 34% minority), School
, 19 (then 68% minority), and School 27 (then 5% minor
ity). Planned as an experiment in the “open school”
concept, in which the interior space would be flexible,
unstructured, and without walls, the building was to be
located on a five-acre site having a general openness of
environment harmonious with the openness to be found
within. As eventually constructed, however, School 10
was a mean and inadequate ghetto school, due largely to
changes urged by the City which the Board grudgingly felt
compelled to accept.
Without recounting the many events that occurred en
route to the birth of School 10, which are described in
detail in the district court’s opinion, 624 F. Supp. at 1403-
10 and 1542-43, suffice it to say that first, the Board
agreed to change its preferred site to one in the middle of
6219
an urban renewal project (in order to allow the City to
use the construction of School 10 as a statutorily permit
ted noncash contribution to the urban renewal area); later
it accepted a one-acre site instead of the originally ap
proved five acres (because the City decided to erect
additional apartments on part of the site); as the site was
developed, the front of the school could not be seen from
the street (because the City wanted that frontage for an
apartment-retail-store complex); and in the end, the
school had virtually no outdoor recreation area (because
the City needed more garage space for apartment resi
dents). Though the Board objected to the City’s inroads
into the School 10 facilities, it eventually capitulated to
each demand.
Because of its location behind other buildings and its
lack of outdoor play area, School 10 became known as
the “airshaft” school and was characterized immediately
as a “new ghetto school.” By 1980, it had the fourth
largest minority percentage enrollment in the City.
3. The M ayor’s Appointments to the Board
Although the Board was an independent municipal
corporation under state law, its nine members were ap
pointed by the mayor. Prior to the election of Mayor
Martinelli, many Board members served more than one
term, frequently being reappointed by a mayor other than
the one who had originally appointed them. In the 25
years just prior to the advent of Martinelli, two-thirds of
the Board’s 33 members had been reappointed by a
successor mayor. In 1973, after HUD had made clear that
further federal funds for housing would be withheld
unless the City allowed low-income housing to be con
structed outside of Southwest, Martinelli won election on
6220
a campaign platform that included a promise that no
more subsidized housing would be constructed in
Yonkers. Once in office, Martinelli, who opposed busing
and favored the policy of neighborhood schools, set out
to appoint members “based on his philosophy of educa
tion,” so that “it would be his Board.” He did not
reappoint a single person who was serving on the Board
at the time he was elected. Many of his appointments
were controversial.
His first appointment, in 1974, was Angelo Paradiso,
who had been the principal at Saunders from 1964 to
1973. Paradiso had resigned in 1973 after a dispute with
Alioto concerning the Saunders screening process and
Paradiso’s unwillingness to address the problem of dis
proportionately low numbers of minority students at the
school and what Alioto perceived as the systematic exclu
sion of minorities.
In 1975, Martinelli appointed as Board members Mor
ton Wekstein and Anne Bocik. Wekstein was the Mayor’s
personal attorney, and his appointment drew criticism in
part because Wekstein’s law partner was then represent
ing a number of school administrators who had been
considered ineffective by Alioto. A year later, Wekstein
resigned because of a conflict of interest.
Bocik was a former teacher and elementary school
principal who had retired in 1974 after Alioto requested
her resignation. As a principal, Bocik had vowed that
there would never be a full-time minority teacher of
academic subjects in her school; she had received unfa
vorable job evaluations because of her ineffectiveness in
planning and her common use of racial slurs and other
racially insensitive behavior toward minority students.
Bocik’s treatment of minority students in this manner had
6221
been the subject of complaints to school administrators
from both minority and white teachers; at trial, one
teacher described in detail incidents in which Bocik ter
rorized or humiliated minority students, used racial epi
thets in referring to minority children, described them as
animalistic, and threatened to “buy bleach, Clorox,
Purex to bleach them, their skins, because perhaps that
would improve their behavior.” Soon after Bocik’s forced
retirement, a state senator wrote Martinelli, recommend
ing that she be appointed to the Board based on her
experience and her Slavic background; her appointment
was supported by the United Slavonian American
League. It was opposed by the Board’s president, by
Alioto, and by community members, especially from the
minority community. Martinelli appointed Bocik to the
Board and defended the appointment by reference to her
ethnic background.
The mayor made several appointments in 1976. First,
after Wekstein resigned, Martinelli was asked to consider
appointing an hispanic to the Board. Notwithstanding his
recent justification of the Bocik appointment on grounds
of her ethnicity, he responded by stating that his appoint
ment would be “based on the quality of the individual
irregardless [s/'c] of racial background.” He appointed to
the recently vacated seat a white realtor from Northeast
Yonkers.
In the same year, the mayor replaced two Board mem
bers who had been movers behind the Task Force and
were generally regarded as being among the Board’s
strongest advocates of school desegregation in Yonkers.
Both members had expressed their interest in continuing
to serve on the Board, and the reappointment of one or
both was supported by the Council of PTAs, the Yonkers
6222
NAACP, the new superintendent Robitaille, and the
Clergy of Yonkers. Martinelli appointed instead John
Romano, a candidate supported by the Congress of
Italian-American Organizations, and Joseph Spencer, a
supporter of the mayor in his previous election cam
paigns. Once on the Board, Romano and Spencer
promptly voted against even applying for state funding
for the Task Force; Romano opined that state funding
was a “waste[ ]” because Yonkers has no “racial problem
. . . . unless the state hands down a ruling stating there
is a problem.”
By the time of the 1977 Phase II proposal, Martinelli
was routinely quizzing prospective Board members about
their views on busing; he admitted at trial that these views
“probably weighed very heavily with [him]” in deciding
whether or not to appoint. In 1977 and 1978, Martinelli
appointed four persons, all of whom were opposed to the
Phase II Plan. They included Quentin Hicks, a black
opposed to busing, whose appointment was immediately
protested by members of the black community on the
ground that his views did not represent theirs; the ap
pointment was later acknowledged by the mayor to have
been an embarrassment to the black community.
By May 1978, the Board was composed solely of
Martinelli’s appointees. In that month, the Board held a
special workshop at which Board members unanimously
expressed their opposition to the desegregation proposals
of Phase II. As indicated in part .4.II.D.2. above, the
Board neither accepted any desegregative aspect of these
proposals nor took any other steps, including those it
avowedly preferred, toward desegregating the Yonkers
public schools.
6223
In 1979, Martinelli lost his bid for reelection. In his
valedictory State-of-the-City address, he began his de
scription of his administration’s achievements in educa
tion by stating that “ [discussion of neighborhood
stability would not be complete without attention to our
public school system.” After mentioning three factors
that he predicted would ensure sound and healthy
schools, he stated, “ [m]ost importantly, we now have a
Board of Education fully committed to neighborhood
schools which is of critical importance to neighborhood
stability in this city!”
F. The District Court’s Findings as to School
Segregation
The district court found that the Yonkers public school
system as a whole was in fact racially segregated, with few
of the public schools in Yonkers fairly reflecting the racial
balance of the City’s overall student population. Using
the term “minority” to include both blacks and hispanics,
the court found that most schools in the district were
either identifiably white or identifiably minority. Most of
the schools in Southwest Yonkers had student populations
that were predominantly minority, and the community
and the Board’s administrative personnel generally associ
ated Southwest Yonkers with minority schools. 624 F.
Supp. at 1384-87.
School authorities acknowledged that the quality of the
education available at the identifiably minority schools
was inferior to that available at the identifiably white
schools, due in part to the inferior physical facilities and
the concentration of less experienced teaching staffs at
the former. Id. at 1530. The court found that the identifi-
ability of certain Southwest Yonkers schools as minority
6224
schools had become inseparable from the perception of
those schools as educationally inferior, and that “ [t]his
confluence of racial identifiability and relative educa
tional opportunity has served to reinforce the segregative
demographic patterns which have evolved in the City.” Id.
at 1444.
The court found that the segregation of the schools was
attributable to the conduct of both the Board and the
City and that each defendant had acted with the intent to
perpetuate or enhance school segregation.
1. The Board’s Liability
The court found that the Board was well aware of the
City’s practice of confining subsidized low-income hous
ing to Southwest Yonkers and indeed had urged the City
to select scattered sites for such housing. It found that the
Board’s adherence to a neighborhood-school policy in the
face of the City’s known segregative practice suggested an
intent on the part of the Board to preserve a similar
segregation in the schools. Id. at 1535-37. It found
confirmation of segregative intent in many of the Board’s
affirmative acts.
The Board’s disproportionate assignment of minority
teachers and staff members to the predominantly minor
ity schools served to enhance the racial identifiability of
those schools as minority schools; the enhanced identifia
bility had the effect of perpetuating and increasing the
predominance of minorities in the student populations of
those schools. Id. at 1527-28. The staff assignments were
not explainable by reference to rationales offered by the
Board to explain its assignments of students, for neither
the neighborhood-school concept nor concerns for trans
portation played a role in staff assignments. Id. at 1467.
6225
Nor was the court persuaded by the Board’s reliance on
its agreement with the teachers’ union as an explanation
for the staffing pattern, first because the racial skewing
of the staff assignments predated that agreement, and
second because the agreement gave the Board a certain
amount of retransfer power that the Board never at
tempted to use. Id. at 1463-67. The court found that
[t]he foreseeability of the increased racial segregation
of staff members and the district’s limited efforts to
alleviate the imbalance together suggest that the
resulting assignment of minority staff to minority
schools was a practice which the Board approved of
and intended to continue. . . . Given the school
district’s deliberately segregative pattern of adminis
trative staff assignments and the racial dispropor-
tionality in teacher assignments prior to the collective
bargaining agreement, it is reasonable to infer that
the subsequent pattern of assigning minority teachers
to disproportionately minority schools was consid
ered desirable and was deliberately unaltered.
Id. at 1464-65.
The court also found that the Board’s special education
program, which resulted in the placement of a dispropor
tionate number of minority children in classes for the
emotionally disturbed, was “operated in an unlawfully
discriminatory manner.” Id. at 1461. The evaluative pro
cess was particularly prone to unwarranted racial assump
tions and was unusually discriminatory in its impact. No
race-neutral factor was likely to explain the dispropor
tionately high numbers of minority children in such
classes, id. at 1454, and the discriminatory treatment and
the consequent stigmatization of the children so placed
6226
was not educationally justifiable, id. at 1461. In addition,
the assignment of these disproportionately minority-
populated special classes to schools that were predomi
nantly white, and the isolation of and refusal to
mainstream the special class students increased the stig
matization. Id. at 1455. Minority students enrolled in
regular school programs have had difficulty in gaining
acceptance among their white schoolmates as a result of
the Board’s placement of disproportionately minority
special education classes in the school. Id. at 1456. Even
without reference to the special education program, the
court noted that a Board study revealed significantly
more racial prejudice among students attending schools
that were disproportionately black or disproportionately
white than among students attending schools that were
racially balanced. Id. at 1444.
The court also found that many of the Board’s actions
and inactions with regard to school openings, closings,
and attendance zone changes evinced a segregative intent.
It found, for example, that the racial imbalance between
School 16 (90% white) and the nearby School 25 (88%
minority) had been caused in part by the Board’s deliber
ately segregative conduct in repeatedly redrawing the
attendance zone boundary between the two schools. It
found that the Board’s proffer of a race-neutral basis for
the rezoning was pretextual. Id. at 1526-27.
Though the court was unpersuaded that the isolated act
of closing School 1 in 1954—by then 99% minority—
evinced a segregative intent, it found that the Board’s
earlier changes in the attendance zone of School 1, whose
student population had theretofore been as much as two-
thirds white, had “constituted deliberate, racially moti-
6227
vated gerrymandering” for which there was no evidence
of any race-neutral justification. Id. at 1411.
The court found that the Board’s refusal to close or
desegregate Longfellow, the underutilized, inferior mid
dle school with a heavy minority population, was “diffi
cult to explain in race-neutral terms,” id. at 1426, and
found the Board’s proffered explanations fiscally un
sound, inconsistent with other Board actions, and pretex-
tual. It found that by the late 1970’s, racial considerations
played an increasing role in the Board’s refusal to close
the school. Id. at 1426-28. It also found that “racial
factors played a significant role in the Board’s segregative
opening of Commerce Middle School.” Id. at 1482; see
also id. at 1472-79.
The court found that the Board’s rejection of the NYU
Report’s recommendation of a “variable access” voca
tional program was designed to be responsive to racial
concerns. The community opposition, which argued that
any east-west pairing of schools would result in a decline
of the quality of education offered at the schools in East
Yonkers, took on a pretextual hue in the context of
vocational courses. Though test scores indicated a dispar
ity between whites and minorities in achievement levels in
academic courses such as English and mathematics, no
such disparity was indicated with regard to vocational
courses such as auto mechanics. The court found that the
Board recognized that community opposition to the
pairing-and-sharing proposal stemmed from racial con
cerns and that the Board’s selection of the more expensive
alternative of duplicating the vocational courses in each
of the four academic high schools reflected a desire not to
take steps that would be desegregative. Id. at 1476-78.
6228
The court found that the Board’s persistent rejection of
other desegregative proposals, including those recom
mended in Phase II and all proposed alternatives that
would have had any desegregative effect, was similarly
the result of the Board’s responsiveness to race-based
community resistence to school desegregation. Id. at
1497. The court found it significant that the Board did
not always yield to public pressures, most notably in
connection with its decisions as to what schools to close in
connection with the City’s fiscal crisis. Thus, when the
Board proposed to close Schools 4 (98% white) and 15
(100% white), there was massive protest from the af
fected communities, from councilmen, and from the
mayor. These protests were not construed by the Board as
principally race-based, and the Board held firm and
closed the schools. Id. at 1416-17. Whenever a proposed
change was for purposes of desegregation, however, and
the pressure was perceived as racially motivated, the
Board acquiesced. Id. at 1493-94.
The court found several indications that much of the
community opposition to busing was race-related and
that its phrasing in race-neutral terms was pretextual. For
example, East Yonkers parents’ emphasis on allowing
their own children to attend schools in their neighbor
hoods and on not usurping after-school recreational time
by requiring busing, could not explain their opposition to
having Southwest Yonkers children attend schools in East
Yonkers. Moreover, the allegedly race-neutral objections
would, in many instances, have been equally applicable to
the objectors’ proposed alternatives such as the forma
tion of magnet schools and open enrollment. The sincer
ity of their advocacy of magnet schools was further belied
by their earlier vehement opposition to the NYU Report’s
6229
pairing-and-sharing proposal, which would have effected
a limited magnet-school program. All of these factors
persuaded the district court that the stated preferences of
both the community and the Board for such busing
alternatives as magnet schools were pretexts designed to
obscure the race-based nature of their opposition to
desegregative changes. Id. at 1489-90. The court’s infer
ence that the Board’s own stated preference for such
alternatives was pretextual was also drawn from the
Board’s failure, for more than three years following its
rejection of Phase II’s desegregative aspects, to take any
action whatever to implement any of its allegedly prefer
red desegregative alternatives. Id. at 1493-95.
In sum, the district court found that the Board’s
refusal to implement such proposals in the late
1970’s occurred in [a] temporal and factual context
which renders a finding of deliberate perpetuation of
racial segregation appropriate: the increased racial
imbalance among the district’s schools; the increas
ingly visible racial opposition to correcting this con
dition; the increased demands for desegregative
action; an increasing realization that such action was
an important ingredient in eliminating disparities in
educational opportunities in the district; a commu
nity increasingly afflicted by segregative governmen
tal housing practices animated by community
opposition to the presence of subsidized housing in
areas outside of Southwest Yonkers; and the failure
to address the problem of racial imbalance in the
schools in any meaningful fashion in the years fol
lowing the rejection of Phase II in a manner consis
tent with the Board’s stated reasons for rejecting the
plan. In our view, the record makes clear that the
6230
initial reluctance to implement desegregative school
reorganization plans evolved into a persistent failure
to adopt measures to correct recognized educational
and racial imbalances in the district in part because
of their desegregative consequences. From the fore
going, we find the Board’s failure to meaningfully
address the problem of racial imbalance subsequent
to its consideration of Phase II is more readily
explainable as a reflection of the community’s resis
tance to desegregation rather than the race-neutral
concerns of the community.
624 F. Supp. at 1497. The court concluded that the
conduct of the Board violated the rights of minority
school children under Titles IV and VI and the Equal
Protection Clause.
2. The Liability o f the City
The court found that the City’s segregative housing
practices had been a contributing cause of the racial
segregation of the schools. It found that the failure of the
Board to take action to minimize the school segregation
“in no way negates the fact that, as a factual matter, the
City’s housing practices contributed to the perpetuation
and aggravation of residential segregation and the result
ing segregation of the schools.” Id. at 1501.
The court found that the segregative impact of the
City’s segregative housing practices on the schools was
not unavoidable, unknowing, or inadvertent. It noted
that the link between the racial identifiability of a school
and the residential segregation of the surrounding neigh
borhood was recognized by City officials, id. at 1443, and
found that “in light of the school district’s historic
neighborhood school policy, the perpetuation and exacer-
6231
bation of racial imbalance in the school district was a
natural, probable and actually foreseen consequence of
the City’s discriminatory housing practices . . . Id. at
1542. Indeed, in the racially motivated community oppo
sition to the construction of low-income housing in non
minority areas, there was frequent mention of the effect
of such housing on schools, and express objection by
white parents to having their children schooled with
minorities.
Further, the court found that the pattern of appoint
ments by Mayor Martinelli of Board members, screened
for their opposition to “busing,” was an exercise of
“power over school board appointments as a means of
furthering the city’s segregative objectives.” Id. at 1534.
Though the City was not initially responsible for the
Board’s neighborhood-school policy, it opposed construc
tion of housing for minorities outside of Southwest
Yonkers, and it advocated keeping all children assigned to
schools in the neighborhoods in which they lived. Mar
tinelli consistently appointed Board members who shared
this view and who steadfastly refused to take any action
that would have had any desegregative effect on the
schools. Thus, the court found that “the City not only
was aware of the overall impact of its subsidized housing
practices on Yonkers public schools but also intended to
preserve the racially segregative impact of these practices
on the schools.” Id. at 1501.
In all, the court found that the City’s segregative
housing practices and the mayor’s appointments contrib
uted significantly both to the confinement of minority
students to schools in Southwest Yonkers and to the
Board’s failure to undo the segregative effects of these
and other practices on the schools. “And in a city where
6232
the segregated condition of ‘neighborhood schools’ is in
part the product of official municipal design, the commit
ment to the neighborhood school system by the head of
that same municipality can hardly be considered race-
neutral.” Id. at 1513.
The court concluded that the conduct of the City in
intentionally perpetuating segregation in the schools vio
lated the rights of minority schoolchildren under Title IV
and the Equal Protection Clause.
G. The School Remedy
After receiving remedy proposals from the parties and
conducting an evidentiary hearing, the court issued its
school remedy order, reported at 635 F. Supp. 1538
(1986). As an overall goal, the order provided that the
Board “shall seek to achieve” desegregation throughout
the Yonkers public school system by the 1987-88 school
year. To this end, the court ordered the creation of a
system of magnet schools that students could choose to
attend voluntarily. It defined a “desegregated school” as
(a) a magnet school whose minority enrollment was
within 15 percentage points of the system-wide propor
tion of minority students for the first year of that school’s
operation and within 10 percentage points thereafter, or
(b) a nonmagnet school whose minority population was
within 20 percentage points of the system-wide propor
tion.
The court prescribed the methods to be used in admin
istering the magnet school system “ [i]n order to maximize
the extent to which the integrative goals of this order will
be reached through voluntary student assignments.” Id.
at 1544. They included an intense publicity and recruit
ment phase, id., and a system whereby parents must
6233
submit for each child a list of three school choices, at
least one of which must “further the goals of desegrega
tion.” Id. at 1545. The court also established the admis
sions criteria to be used in the magnet schools, ordered
the Board to “make every effort” to achieve a specified
racial composition of teachers at each school, explained
the guidelines to be followed in the special education
program, and ordered that the Board provide transporta
tion for specified students. Id. at 1545-50.
The court ordered the City to provide the necessary
funding for implementation of the ordered desegregation
program. It appointed a monitor to oversee compliance
with its orders and retained jurisdiction of the action in
order to enforce compliance. Id. at 1551-53.
The court overruled a belated objection by the City
that the plan ordered by the court was too expensive. The
court noted that the City had made no such objection at
the hearing when the desegregation plan budget was
presented, had not contended that any part of the pro
posal was not required for desegregation, and was un
able, despite being given an additional opportunity to do
so, to show that any part of the desegregation plan
budget either was not necessary or was duplicative of the
regular budget.
A stay motion was denied, and the desegregation pro
gram was commenced in the 1986-87 school year.
B. L IA B ILITY
In these appeals, the City mounts several challenges to
the district court’s ruling that it is liable for segregation in
housing. Principally it contends that the court erred (1) in
ruling, in effect, that it had an obligation to build
6234
subsidized housing outside of Southwest Yonkers; (2) in
finding that the City’s housing decisions were made with
the intention and the effect of perpetuating housing
segregation; and (3) in holding the City liable for making
decisions that merely responded to the wishes of its
citizens.
The City challenges the ruling that it is liable for
segregation in the schools, contending principally (1) that
the segregation was caused not by City actions but rather
by Board policies for which the City may not be held
liable; (2) that the record reflects at most the foreseeabil
ity that City actions would perpetuate and enhance school
segregation, but not any intent on the part of the City to
achieve those effects; and (3) that the court could not
properly take into account, in assessing City responsibil
ity for school segregation, the mayor’s pattern of ap
pointing to the Board individuals who espoused the
maintenance of segregation in the schools.
The Board challenges the district court’s ruling that it is
liable for school segregation on the principal grounds that
(1) there was insufficient evidence of its intention to
discriminate, and (2) the court could not properly take
into account the intentionally segregative conduct of the
City in determining whether the Board should be held
liable. The Board also contends that “minority” should
have been defined to include only blacks, not hispanics,
and that witlf that redefinition, the schools could not be
found to be in fact segregated.
As discussed in Part C. below, both the City and the
Board contend that various aspects of the district court’s
remedial orders go beyond the proper bounds of discre
tion.
6235
We have considered all of the arguments made by the
City and the Board on these appeals and find all of them
to be without merit. Only those mentioned above warrant
discussion.
I. General Principles
A. Substantive Law and the Requirement o f Intent
It is by now well established that in order to prove a
claim of discrimination in violation of the Equal Protec
tion Clause a plaintiff must show not only that the state
action complained of had a disproportionate or discrimi
natory impact but also that the defendant acted with the
intent to discriminate. This principle governs claims of
discrimination in housing, see Village o f Arlington
Heights v. Metropolitan Housing Development Corp.,
429 U.S. 252, 265 (1977) (“Arlington Heights F ) , and
claims of segregation in the schools, see Keyes v. School
District No. 1, 413 U.S. 189, 198 (1973) {“Keyes”)- See
generally Washington v. Davis, 426 U.S. 229, 239 (1976).
In order to prevail on an equal protection claim of
racial discrimination, the plaintiff need not show that the
decisionmaker was motivated solely, primarily, or even
predominantly by concerns that were racial:
[ Washington v.] Davis does not require a plaintiff to
prove that the challenged action rested solely on
racially discriminatory purposes. Rarely can it be
said that a legislature or administrative body operat
ing under a broad mandate made a decision moti
vated solely by a single concern, or even that a
particular purpose was the “dominant” or “primary”
one.
6236
Arlington Heights I, 429 U.S. at 265 (footnote omitted).
Rather, the plaintiff need begin only by showing that race
was “a motivating factor.” Id. at 266 (emphasis added).
Once it is shown that a decision was motivated at least in
part by a racially discriminatory purpose, the burden
shifts to the defendant to show that the same result would
have been reached even without consideration of race. Id.
at 270 n.21; Mt. Healthy School District Board o f Educa
tion v. Doyle, 429 U.S. 274, 287 (1977). If the defendant
comes forward with no such proof or if the trier of fact is
unpersuaded that race did not contribute to the outcome
of the decision, the equal protection claim is established.
As to a claim under the Fair Housing Act, in contrast,
the consensus is that a plaintiff need prove only discrimi
natory effect, and need not show that the decision com
plained of was made with discriminatory intent. See, e.g.,
Robinson v. 12 Lofts Realty, Inc., 610F.2d 1032, 1036-38
(2d Cir. 1979) (collecting cases):
“To establish a prima facie case of racial discrimina
tion, the plaintiff need prove no more than that the
conduct of the defendant actually or predictably
results in racial discrimination; in other words, that
it has a discriminatory effect. . . . The plaintiff
need make no showing whatsoever that the action
resulting in racial discrimination in housing was
racially motivated. . . . Effect, and not motivation,
is the touchstone, in part because clever men may
easily conceal their motivations . . . .”
Id. at 1037 (quoting United States v. City o f Black Jack,
508 F.2d 1179, 1184-85 (8th Cir. 1974), cert, denied, 422
U.S. 1042 (1975)). See Arlington Heights I, 429 U.S. 252,
270-71 (ruling that equal protection claim should have
6237
been dismissed for lack of proof of discriminatory intent,
but remanding for further consideration of Fair Housing
Act claim); Metropolitan Housing Development Corp. v.
Village o f Arlington Heights, 558 F.2d 1283, 1287-90 (7th
Cir. 1977) (“Arlington Heights IF ) (holding that Fair
Housing Act claim could be established by proof of
discriminatory effect, without proof of discriminatory
intent), cert, denied, 434 U.S. 1025 (1978).
The effect in the present case of the differing standards
of proof for the constitutional claim and the Fair Hous
ing Act claim is, as a practical matter, immaterial, for the
district court found that even if proof of discriminatory
intent were required for establishment of a claim under
the statute, the requisite intent was proven. See 624 F.
Supp. at 1293 n.12 (“In light of the strength of the
evidence of intent in the case before us, it is unnecessary
to reach the question whether entitlement to the broad
remedial measures sought by plaintiffs here could be
established under the relaxed ‘effects’ standard set forth
in Arlington Heights I I ”). Since we find no basis for
overturning the district court’s findings of intent (see
Parts B .II.A .2., 5.11.B., and 5.III.B . below), and since
the conduct upon which the housing discrimination claim
is based spans a period that commenced many years
before the 1968 effective date of the Fair Housing Act, we
review the statutory claims, along with the constitutional
claims, in light of the proof of the City’s segregative
intent.
B. Standard o f Review
The standard to be followed by the appellate court in
reviewing findings of fact made by the district court is
also clear. Fed. R. Civ. P. 52(a) states that those findings,
6238
“whether based on oral or documentary evidence, shall
not be set aside unless clearly erroneous.” Assessments of
the credibility of the witnesses are peculiarly within the
province of the district court as trier of fact and are
entitled to considerable deference. Id. Thus, “when a trial
judge’s finding is based on his decision to credit the
testimony of one of two or more witnesses, each of whom
has told a coherent and facially plausible story that is not
contradicted by extrinsic evidence, that finding, if not
internally inconsistent, can virtually never be clear error.”
Anderson v. City o f Bessemer City, 470 U.S. 564, 575
(1985). Even when the district court’s findings of fact do
not rest on credibility determinations but instead are
based on documentary evidence or on inferences from
other facts, the appellate court must accept those findings
if they adopt a permissible view of the evidence; the
appellate court may not conduct a de novo review. In
short, “ [w]here there are two permissible views of the
evidence, the factfinder’s choice between them cannot be
clearly erroneous.” Id. at 574; see United States v. Yellow
Cab Co., 338 U.S. 338, 342 (1949).
This standard of review governs questions of fact,
though not questions of law or mixed questions of fact
and law. A finding of discriminatory intent is a finding of
fact, Pullman-Standard v. Swint, 456 U.S. 273, 287-90
(1982), as are findings of discrimination, Anderson v.
City o f Bessemer City, 470 U.S. at 573, and causation,
e.g., Wellner v. Minnesota State Junior College Board,
487 F.2d 153, 156 (8th Cir. 1973).
In accordance with the above principles, if the district
court’s findings as to the existence of segregation in fact,
the existence of segregative intent, and the existence of a
causal relationship between the two are permissible infer-
6239
ences from the evidence of record, we may not overturn
them.
II. The City’s Liability For Segregation In
Housing
A. The City’s Obligation With Respect to Subsidized
Housing
The Fair Housing Act makes it unlawful
(a) To refuse to sell or rent after the making of a
bona fide offer, or to refuse to negotiate for the sale
or rental of, or otherwise make unavailable or deny,
a dwelling to any person because of race, color,
religion, sex, or national origin.
42 U.S.C. § 3604(a) (emphasis added). The statute de
fines “dwelling” as “any building . . . intended for
occupancy as[ ] a residence by one or more families, and
any vacant land which is offered for sale or lease for the
construction or location thereon of any such building
. . . .” Id. § 3602(b). The City’s contention is that nei
ther the Fair Housing Act nor the Equal Protection
Clause imposes on it any obligation to construct housing,
that it has constructed housing that it has made available
to all persons regardless of race, and that the law requires
no more of it. In the circumstances of the present case,
we disagree.
Though we know of no statutory or constitutional
provision that imposes on a municipality a general obliga
tion to construct subsidized housing, see Acevedo v.
Nassau County, 500 F.2d 1078, 1081-82 (2d Cir. 1974),
more focused principles govern the present case. In
Acevedo, the thrust of the complaint was that the defen-
6240
dant county had initially planned to build both senior
citizen and family housing and that its abandonment of
the plan to build family housing had a disproportionate
impact on minorities. See id. at 1081. The district court,
after a trial, found that the abandonment had neither
discriminatory effect nor a discriminatory motive. See id.
at 1079-80. Accordingly, we held that the abandonment
violated neither the Constitution nor the Fair Housing
Act. See id. at 1082. This does not mean that we would
have reached the same conclusion in the face of findings
that there had been discriminatory impact and discrimina
tory intent, for the absence of a general obligation to
construct does not give the municipality license to pro
ceed discriminatorily once it has started down the road to
construction. Thus, the Sixth Circuit, for example, has
upheld a “pattern and practice” claim under the Fair
Housing Act, see 42 U.S.C. § 3613(a), where the defen
dant city had applied for federal funds that it in fact
wanted and needed, but had abandoned its application
for reasons found to be racially discriminatory. United
States v. City o f Parma, 661 F.2d 562, 575 (6th Cir. 1981),
cert, denied, 456 U.S. 926 (1982).
Nor, once a municipality has decided to construct
housing, may it lawfully proceed with segregative intent
and effect to confine housing for minority occupancy to
areas in which minority residence is already concentrated,
thereby enhancing and perpetuating racial segregation in
residential patterns. In Otero v. New York City Housing
Authority, 484 F.2d 1122 (2d Cir. 1973), we noted obiter
that “Congress’ desire in providing fair housing through
out the United States was to stem the spread of urban
ghettos and to promote open, integrated housing,” id. at
1034, and that, accordingly, “ [a]n authority may not . . .
6241
select sites for projects which will be occupied by non
whites only in areas already heavily concentrated with a
high proportion of non-whites,” id. at 1033. The Third
Circuit reached a similar conclusion in Shannon v. United
States Department o f Housing and Urban Development,
436 F.2d 809 (3d Cir. 1970), which involved a challenge to
HUD’s approval of a rent-subsidy contract for a new
building in an urban renewal area of Philadelphia. The
thrust of the complaint was that the location of a rent-
subsidy project in that area would have the effect of
increasing the already high concentration of low-income
black residents there, and that HUD had not properly
considered the effect of such a subsidy guarantee on the
racial concentration in Philadelphia as a whole or in that
neighborhood in particular. Id. at 811-12. The court of
appeals agreed that HUD had not considered those ef
fects, and it vacated the district court’s denial of relief,
stating that “ [ijncrease or maintenance of racial concen
tration is prima facie . . . at variance with” the policy
underlying the Fair Housing Act. Id. at 821. Consistent
with these views, when we held in Acevedo that there was
no constitutional violation in the defendant’s decision,
made with no discriminatory intent, not to construct
housing, we took care to distinguish cases in which
municipalities had intentionally pursued their construc
tion plans in a segregative manner, “effectively restrict
ing] low income housing projects to segregated
neighborhoods.” See 500 F.2d at 1081 n.3.
Accordingly, the district court properly rejected the
City’s contention that its decisions not to construct mi
nority housing in any virtually all-white area were im
mune from scrutiny, and appropriately proceeded to
determine whether housing in Yonkers was in fact segre-
6242
gated, whether that segregation was caused or enhanced
in substantial part by the City’s conduct, and whether
that conduct was intentionally segregative.
1. Segregative Effect o f the City’s Actions
The district court found that by 1980 an “extreme
condition of segregation . . . exist[ed] in Yonkers.” 624
F. Supp. at 1364. The evidence amply supports this
finding.
The 1980 Census figures showed that 81% of Yonkers’s
minority residents lived in one quadrant of the City.
Minorities constituted 19% of Yonkers’s total population;
yet the minority population of Southwest Yonkers ex
ceeded 40%. Of the 10 census tracts within Southwest
Yonkers itself, five had minority populations exceeding
50%. In contrast, outside of Southwest Yonkers, only 6%
of the residents were minorities; and these minority resi
dents were largely confined to two areas, one having a
minority population of 29% and the other having a
minority population of 80%. In light of these facts, we
have no difficulty in upholding the district court’s finding
that housing in Yonkers was segregated.
Nor do we see a basis for upsetting the finding that the
City’s decisions to locate low-income housing only in or
adjacent to areas already having high concentrations of
minority residents was a contributing cause of the ex
treme condition of residential segregation that existed by
1980. From 1948 to 1980, some 144 sites were formally
proposed to the City for subsidized housing, most of
them in East or Northwest Yonkers or predominantly
white neighborhoods of Southwest. More than 100 other
sites, the vast majority of them in East or Northwest
Yonkers, were also given official consideration. In all, 23
6243
family housing sites were approved; of these, 21 were in
Southwest Yonkers; one was in Northwest, abutting a
heavily minority neighborhood of Southwest; and one—
the only family project approved for an area that was
neither within nor abutting Southwest Yonkers—was in
the predominantly black Runyon Heights. See Appendix
B. Of the 21 family housing sites approved for Southwest,
18 were in or adjacent to neighborhoods already having
high minority concentrations, one was a half-block away
from such a concentration, and the other two were but
five blocks away.
Only one subsidized housing project was approved for
a nonminority area outside of Southwest Yonkers: it was
not a family project but a senior citizen project which, as
expected, was occupied predominantly by white persons.
Thus, over a period of more than three decades, the City
approved no housing for minorities in any area that was
not in or close to an already heavily minority area.
The demographic effect of concentrating minority-
intended housing in the already concentrated minority
areas was predictable. From 1960 to 1970, while the
minority population of East and Northwest Yonkers in
creased by 1,879 persons, or 61%, the minority popula
tion of Southwest Yonkers increased by 10,333, or 5.5
times as many, persons. In percentage terms, the minority
population of Southwest increased by 186%, from a
starting base that was nearly twice as large as that in East
and Northwest Yonkers combined. From 1970 to 1980,
when the minority population of East and Northwest
Yonkers increased by 43%, the minority population in
Southwest Yonkers increased by 87%; in raw numbers,
the net increase of minority residents in Southwest
Yonkers outpaced the minority increase in other parts of
6244
Yonkers by 13,783 to 2,119. In all, during the period 1960
to 1980, when virtually all of the low-income minority
housing at issue here became available for occupancy, all
of it confined to areas that already had high minority
concentrations, the minority population of Southwest
Yonkers increased by 24,116 persons, or 434%, while
elsewhere in Yonkers the minority population grew by
only 3,998 persons, or 130%.
There was expert testimony that by concentrating subsi
dized low-income housing in the minority areas of
Yonkers, the City had “stigmatized” those neighborhoods
and thereby made them both less likely to attract new
white families and less likely to retain the white families
already there. This is consistent with evidence of denigrat
ing comments made by white residents of other parts of
Yonkers about the Southwest Yonkers neighborhoods,
and with the demographic statistics. As the minority
population in Southwest Yonkers increased from 5,559 in
1960 to 29,675 in 1980, the white population in Southwest
declined steeply from 75,952 in 1960, to 66,523 in 1970,
and to 41,124 in 1980, a net decrease of nearly 35,000
white residents. Elsewhere in Yonkers, the number of
white residents increased from 1960 to 1980 by some
6,000 persons.
Other City acts also served to confine minority resi
dents to predominantly minority areas. For example, in
the period 1968 to 1974, when CD A sought out private
developers, it focused efforts solely on sites in Southwest
Yonkers. In 1975, when a private developer, who had
planned a housing project on an East Yonkers site de
scribed by City planners as “well suited for Housing for
the Elderly,” revealed that he hoped to rent 20% of the
space to minorities, the City prevented the project. In the
6245
late 1970’s, the Council obstructed the potential move
ment of minority families to existing buildings in East
Yonkers by curtailing the use of Section 8 Certificates by
families and by steering minority families to buildings in
Southwest.
From all the evidence, the court could reasonably infer
that the City’s actions accelerated and enhanced the
process of concentrating minority housing in Southwest
Yonkers.
2. Segregative Intent
Intent to discriminate may be established in a number
of ways. Often it may be “inferred from the totality of
the relevant facts, including the fact, if it is true, that the
law bears more heavily on one race than another.” Wash
ington v. Davis, 426 U.S. at 242. Such impact may be an
important starting point. Other probative sources may
include the “historical background of the decision . . . ,
particularly if it reveals a series of official actions taken
for invidious purposes” ; “ [t]he specific sequence of
events leading up to the challenged decision,” such as
zoning changes for a given site enacted upon the decision
maker’s learning of plans for the construction there of
integrated housing; “contemporary statements by mem
bers of the decisionmaking body, minutes of its meetings,
or reports” ; “ [departures from the normal procedural
sequence” ; and “ [s]ubstantive departures . . . , particu
larly if the factors usually considered important by the
decisionmaker strongly favor a decision contrary to the
one reached.” Arlington Heights /, 429 U.S. at 267-68. In
the present case, a wealth of evidence in each of these
categories supports the district court’s finding that the
6246
City intended its housing decisions to result in the con
finement of minorities to existing minority areas.
The impact of the City’s decisions has been discussed in
the preceding section. The historical background of these
decisions included the City’s 1930’s decision to build a
housing project especially for blacks, its rejection of a
number of sites “on the ground that the level of minority
concentration there was not sufficiently high,” and its
eventual selection in 1940 of a site “in one of the most
heavily minority areas of Southwest Yonkers.” 624 F.
Supp. at 1312.
Many sequential clusters support the proposition that
the City’s decisions in the ensuing decades were similarly
purposely segregative. The most commonly recurring se
quence consisted of a site proposal for a white area,
followed by vehement community opposition (e.g., letters
on behalf of 2,000 residents; 1,000 attending public meet
ings), followed by City Council disapproval of the site.
There was virtually never a site proposal for low-income
family housing in a white area that was not met with
opposition; there was virtually never white-community
opposition that was not followed by withdrawal or rejec
tion of the site.
There was ample evidence that much of the white-area
residents’ opposition to low-income housing was race-
related. Both the Council and the community equated
low-income family housing with minorities and senior
citizen housing with whites. Thus, a group of white
Catholics urged that the housing project proposed for
their area be changed from family to senior citizen,
stating that they feared an influx of blacks. Virtually all
councilmen from East Yonkers stated that they were
6247
concerned about community opposition to low-income
housing in their areas; many acknowledged explicitly that
that opposition was race related. Iannacone testified that
his own facially race-neutral public opposition to a pro
posed low-income housing project had been pretextual,
masking his response to his constituents’ racial concerns;
some of those constituents had stated, pretextually, that
they feared of loss of a parking lot, but others “who
knew him better” told him “they didn’t want the housing
because they didn’t want any blacks there.” Speakers at
meetings, officials at trial, and contemporary news arti
cles reflected the view that many of Yonkers’s white
residents were opposed to “having to absorb the overflow
from Puerto Rico or Harlem,” and were “not ready” to
accept racial integration. Officials describing public meet
ings said racial motivations were “definitely a consider
ation” and were “thick in the air.” Councilmen discussing
Section 8 Certificates and forbidding MHA to obtain
such certificates for family housing exhibited their “con
cern! ] about the possibility that members of the minority
community would, in fact, seek and probably find units
on the east side of the city.”
The inference that the City intended to preserve racially
segregated neighborhoods was also supported by evidence
of its swift zoning obstructions of specific prospects for
desegregative construction. For example, as to three sites
submitted by CDA and tentatively approved by HUD in
1980, the Council rezoned one site for use as a shopping
center; it refused to rezone another to a category consis
tent with a housing project; and as soon as the third was
mentioned as a possibility for low-income housing, the
Council rezoned it to remove it from the category appro
priate for a housing project, in order “to give the commu-
6248
nity some peace of mind.” The Council indicated that it
would rezone the site to the original category to permit
luxury housing but not minority housing, stating, “we
will change that zone when the concept fits the people,
not before.”
The record also reflects numerous instances in which
the City deviated from its normal procedural sequences or
ignored the usual substantive standards in order to place
low-income housing in Southwest Yonkers or to prevent
its construction in East Yonkers. For example, in the
1950’s the City constructed 415 units of low-income
housing on a minority-area site though the Planning
Board recommended a limit of 250 units; the City rejected
every site recommendation from the Planning Board,
even those the planning experts rated as superlatively
suitable, if the site was in a virtually all-white neighbor
hood. In the 1970’s, when Planning Board opposition to
further low-income housing construction in Southwest
Yonkers was known, the City simply began construction
there without consulting that body. In the 1980’s, when
the Council wished to have the School 4 site used for
luxury housing rather than for low-income housing, it
again bypassed the Planning Board and, in an unprece
dented move, appointed a five-person advisory commit
tee, four members of which had no planning or zoning
experience; their major qualification appears to have been
that they were white residents of the School 4 area.
Finally, the City’s intent to preserve the existing racial
imbalance between Southwest and other areas of Yonkers
was made clear by the words and actions of Mayor
Martinelli. In 1971, HUD had warned the City that in
order to retain federal funding, the City would have to
build minority housing in nonminority neighborhoods.
6249
Thereafter, Martinelli won election on a campaign plat
form that included the promise of no more subsidized
family housing in Yonkers. He was true to his word, and
no more such housing was built. He further sought to
ensure the preservation of the predominantly white neigh
borhoods by appointing school board members who
would not approve busing, stating that “a Board of
Education fully committed to neighborhood schools . . .
is of critical importance to neighborhood stability . . . .”
Neither this summary nor our more detailed summary
in Part A .l.A . recounts all of the evidence that supports
the district court’s finding that the City’s housing deci
sions were intentionally segregative. Given even that frac
tion of the proof recited here as to the impact of the
City’s decisions, the sequences of events, the procedural
deviations, the convenient disregard of substantive stan
dards, and the explicit and veiled statements of racial
concerns, we regard as frivolous the City’s contention
that the evidence is insufficient to support the district
court’s finding that the City made its subsidized housing
decisions with a segregative purpose.
B. The City’s Responsiveness to the Racial Animus o f
its Citizens
Finally, the City argues that it is entitled to judgment in
its favor on the housing discrimination claim because its
housing decisions only responded to the concerns of its
citizens, and race was not found to be the citizens’
“dominant” concern. We reject this argument on factual,
procedural, and doctrinal grounds.
First, we note that the City’s factual premise—that City
officials themselves displayed no race-related concerns
but merely sought to follow the wishes of their
6250
constituents—is contradicted by the district court’s find
ings and by the record. Although the City argues that the
district court found
that “officials . . . were entirely well-meaning public
servants acting in accordance with their perception of
what was feasible in the political and socio-economic
circumstances of Yonkers and in the best interests o f
that community,”
and argues that “ [t]hus, the Court below expressly found
that the public officials themselves lacked any racial
animus in any of the housing decisions reviewed by the
Court,” (City brief on appeal at 34, quoting 624 F. Supp.
at 1289 (emphasis and ellipsis in City’s brief)), the City’s
view of the facts and the findings is untenable, for it is
plainly contradicted by the district court’s well docu
mented opinion. To begin with, the quoted passage,
which appears in a brief introductory portion of the
court’s opinion, is preceded by the word “ [m]any” ; the
district court stated that “ [m]any officials” were entirely
well meaning, not that all officials were well meaning.
Further, the rest of the opinion makes clear that by “well-
meaning” and “in the best interests of the community,”
the district court was giving recognition to the view of
certain officials that “racially influenced opposition to
subsidized housing in East Yonkers [w]as a ‘fact of life,’ ”
624 F. Supp. at 1316, and their position that they had
made “conscious decisions” to concentrate on “ ‘politi
cally feasible’ ” sites, id. at 1313, /.e. , sites that could be
approved without incurring race-based opposition. Most
importantly, although the court found that the City’s
actions consistently responded to the racial concerns of
white community members, it did not find that City
leaders had no racial concerns of their own. To the
6251
contrary, it found that “numerous City officials not only
responded to, but . . . ‘led the fight against subsidized
housing in East Yonkers.’ ” 624 F. Supp. at 1373.
The record amply supports the finding that many City
officials were leaders, not mere puppets, of their constitu
encies. Thus, on several occasions, the mayor or council-
men exhorted their constituents to action. For example, a
councilman whose ward was near the School 4 area sent
letters to all of his constituents, urging them to support
the sale of the property for luxury housing and defeat
“the wishes of the NAACP” for low-income housing.
Similarly, with regard to another site proposed to HUD in
1980, then-mayor Gerald Loehr sent a mass mailing to
residents of the area, taking the position that the low-
income housing would place an “unacceptable burden”
on the neighborhood and urging the residents to respond.
Nor did the City confine its segregative actions to the
simple disapproval of housing sites whose proposal pro
voked white residents’ opposition. The actions of Mar-
tinelli in packing the Board with opponents of busing in
order, in his words, to preserve “neighborhood stability,”
the refusal of the Council to approve use of Section 8
Certificates by families, and the Council’s eventual order
to MHA not even to apply for Section 8 Certificates lest
“members of the minority community . . . seek and
probably find units on the east side of the city,” provided
further confirmation for the finding that in the fight to
preserve segregation in housing, the Council was not just
a reactive body.
Second, even if we were to accept the City’s legal
premise—that the City could not be held liable for the
racially segregative impact of its decisions made in re
sponse to the concerns of the citizenry unless race were
6252
found to be the citizens’ “dominant” concern—we would
not order the entry of judgment in favor of the City. The
district court did not find that race was not the protesting
citizens’ dominant concern in their opposition to low-
income housing. It found that race was a “significant”
factor. Neither this finding nor the finding that race was
not the sole factor is inconsistent with a hypothesis that
race was their dominant concern; and since a finding that
race was the dominant factor would not have been clearly
erroneous, the best the City could gain on this appeal,
assuming our acceptance of its factual and legal premises,
would be a remand for the district court to make addi
tional findings.
Finally, we reject the City’s doctrinal contention that
elected officials may lawfully act with the purpose of
achieving or preserving racial segregation in response to
the urgings of their constituents so long as race is “only”
a significant, but not a dominant, factor in the constitu
ents’ motivation. Even assuming, contrary to the findings
and record in the present case, that the actions of the
municipal officials are only responsive rather than leading
the fight against desegregation, we conclude that the
Equal Protection Clause does not permit such actions
where racial animus is a significant factor in the commu
nity position to which the city is responding. See, e.g.,
Palmore v. Sidoti, 466 U.S. 429, 433 (1984); Smith v.
Town o f Clarkton, 682 F.2d 1055, 1063-66 (4th Cir. 1982);
Dailey v. City o f Lawton, 425 F.2d 1037, 1039 (10th Cir.
1970); United States v. City o f Birmingham, 538 F. Supp.
819 (E.D. Mich. 1982) (“City o f Birmingham”), a f f ’d as
modified, 727 F.2d 560 (6th Cir. 1984); cf. City o f
Cleburne v. Cleburne Living Center, 473 U.S. 432, 448
6253
(1985) (“Cleburne Living Center”); Lucas v. Colorado
General Assembly, 377 U.S. 713, 736-37 (1964).
The Supreme Court has long held, in a variety of
circumstances, that a governmental body may not escape
liability under the Equal Protection Clause merely be
cause its discriminatory action was undertaken in re
sponse to the desires of a majority of its citizens. In
Palmore v. Sidoti, the Court overturned a state court
judgment that divested a natural mother of the custody of
her infant child because of her remarriage to a person of
a different race. The Court noted that community biases
might subject the child to undesirable stresses that could
be avoided if the child lived with parents of her own race,
but it ruled that the state, although having a substantial
interest in the welfare of the child, could not lawfully
remove the child from the custody of her natural mother
in order to cater to the racial biases of its constituents.
Noting that this was by no means the first occasion on
which it had struck down a law that responded to popular
racial prejudice, and pointing to its invalidation of laws in
areas such as housing in Buchanan v. Warley, 245 U.S.
60, 81 (1917), the Court stated as follows: “Private biases
may be outside the reach of the law, but the law cannot,
directly or indirectly, give them effect. ‘Public officials
sworn to uphold the Constitution may not avoid a consti
tutional duty by bowing to the hypothetical effects of
private racial prejudice that they assume to be both
widely and deeply held.’ ” 466 U.S. at 433 (quoting
Palmer v. Thompson, 403 U.S. 217, 260-61 (1971)
(White, J., dissenting)).
In Lucas v. Colorado General Assembly, the Court
invalidated a discriminatory legislative apportionment
plan that had been expressly approved by the electorate,
6254
stating that “ [a] citizen’s constitutional rights can hardly
be infringed simply because a majority of the people
choose that [they] be.” 377 U.S. at 736-37 (footnote
omitted). In Cleburne Living Center, the Court held that
a city requirement that a permit be obtained for use of a
dwelling as a home for mentally retarded persons, where
no permit requirement was imposed with respect to simi
lar types of uses for such dwellings, violated the Equal
Protection Clause in light of the city’s inability to articu
late a legitimate governmental purpose to which the
permit requirement was rationally related. The Court
rejected the notion that the city was entitled to adopt such
a requirement in response to the prejudices of residents of
the neighborhood in which the home was to be located:
It is plain that the electorate as a whole, whether by
referendum or otherwise, could not order city action
violative of the Equal Protection Clause, . . . and
the city may not avoid the strictures of that Clause
by deferring to the wishes or objections of some
fraction of the body politic. “Private biases may be
outside the reach of the law, but the law cannot,
directly or indirectly, give them effect.”
473 U.S. at 448 (citation omitted) (quoting Palmore v.
Sidoti, 466 U.S. at 433).
The circuit courts have applied these principles in the
context of challenges to segregation in both schools and
housing, ruling that discriminatory action is not lawful
simply because it was taken in response to the racially
motivated opposition of a segment of the community. In
City o f Birmingham, for example, the district court ruled
that a city was liable for its obstruction of a racially
integrated housing project even though six of the seven
6255
members of the decision-making body in fact favored the
project, and that body’s impedance of the project was
simply responsive to the racial animus of a majority of its
virtually all-white community:
The government need not prove that the [decision
making body] itself intended to discriminate on the
basis of race in order to establish that the City acted
with a racially discriminatory intent. In order to
demonstrate a city’s racially discriminatory intent, it
is sufficient to show that the decision-making body
acted for the sole purpose of effectuating the desires
of private citizens, that racial considerations were a
motivating factor behind those desires, and that
members of the decision-making body were aware of
the motivations of the private citizen [s]. United
States v. City o f Blackjack, Missouri, 508 F.2d [at
1185 n.3]. Any other rule of law would permit a
legislative body to place its official stamp of ap
proval on private racial discrimination.
538 F. Supp. at 828. The Sixth Circuit affirmed the
district court’s judgment that the actions of the decision
maker had been racially motivated, quoting the lower
court’s findings that unlawful racial motivation was prop
erly inferred from, among other things, “ ‘the views
expressed by a significant number of opponents of [the
low-income housing project] (uttered both on the public
record and within the hearing of those who testified at
trial),’ ” and a decision-making body “ ‘that knowingly
pursued policies that appeased those who expressed these
bigoted views.’ ” 727 F.2d at 564 (quoting 538 F. Supp. at
826).
In Smith v. Town o f Clarkton, a town was found liable
under the Equal Protection Clause and the Fair Housing
6256
Act for withdrawing from a joint plan to construct low-
income housing, where its withdrawal was a response to
town residents’ opposition that was “motivated in signifi
cant part by racial considerations.” 682 F.2d at 1063
(citing district court’s findings of fact). Though there was
no evidence that the town officials themselves had a
history of racially discriminatory acts or that in their
individual capacities they were racially motivated, the
circuit court upheld the imposition of liability, stating that
“ [i]t is not necessary, in proving a violation of the equal
protection clause, to show that the challenged actions
rested solely on a racially-discriminatory intent in order
to demonstrate that the involved officials acted with an
intent to illegally discriminate,” id. at 1066 (emphasis in
original), and concluding that there could be “no doubt
that the defendants knew that a significant portion of the
public opposition was racially inspired, and their public
acts were a direct response to that opposition,” id.
Other circuits have reached the same conclusion. See
Dailey v. City o f Lawton, 425 F.2d at 1039 (holding city
liable for refusing zoning change to permit minority
housing project in white area “because of the opposition
to the project by the residents o f” the white area);
Gautreaux v. Chicago Housing Authority, 436 F.2d 306,
307-08, 313 (7th Cir. 1970) (holding city council’s delay in
submission to HUD of low-income housing sites pro
posed for predominantly white neighborhoods not justifi
able by the fact that it was responsive to “political
considerations and community hostility”), cert, denied,
402 U.S. 922 (1971); Resident Advisory Board v. Rizzo,
564 F.2d 126, 144 (3d Cir. 1977) (inferring improper racial
motivation from city’s “sudden shift in . . . position
from passive acceptance [of low-income housing project]
6257
to active opposition, in the face of protests by demonstra
tors manifesting racial bias”) (footnote omitted), cert,
denied, 435 U.S. 908 (1978); Hoots v. Pennsylvania, 672
F.2d 1107, 1115 (3d Cir.) (holding that “ ‘[s]chool author
ities may not, consistent with the Fourteenth Amend
ment, maintain segregated schools or permit educational
choices contributing to the development and growth of
segregated schools because o f community sentiment or
the wishes o f a majority o f voters’ ” (quoting district
court opinion in Hoots reported at 359 F. Supp. 807, 822
(W.D. Pa. 1973) (emphasis in Third Circuit opinion)),
cert, denied, 459 U.S. 824 (1982).
We do not read these cases to imply, as the City would
have us do, that if invidious discrimination is a significant
factor in the community position but is not the dominant
factor, the municipality is permitted to cater to that
prejudice with impunity. Just as many concerns inform a
given legislative decision, making it difficult to pinpoint a
single or dominant factor that motivates a legislative
body, it may be equally difficult to isolate as “dominant”
a motive shared by a given segment of the populace at
large. It is sufficient to sustain a racial discrimination
claim if it has been found, and there is evidence to
support the finding, that racial animus was a significant
factor in the position taken by the persons to whose
position the official decision-maker is knowingly respon
sive. Given the district court’s finding, which is unim
peachable on the basis of the present record, that racial
animus was a significant factor motivating those white
residents who opposed the location of low-income hous
ing in their predominantly white neighborhoods, the City
may properly be held liable for the segregative effects of a
decision to cater to this “will of the people.”
6258
III. The Liability of the Board and the City For
Segregation in the Schools
Each of the defendants contends that the district court
erred in holding it responsible for the segregated state of
the Yonkers public schools. In essence, each seeks to place
the responsibility on the other, the Board contending that
it simply adhered to a neighborhood-school policy and
cannot be held liable because any segregation in the
schools is the result of segregated residential patterns for
which it is not responsible, and the City contending that
all responsibility for school configurations rests on the
Board and that the court could not properly take into
account the mayor’s filling the Board with persons de
voted to preserving the racial imbalance in the schools.
Each defendant challenges the district court’s findings
that it took, or failed to take, certain actions with
segregative intent. We conclude that the evidence supports
each of the district court’s findings, as well as its conclu
sion that both the Board and the City are liable for school
segregation.
A. The Definition o f Minorities
Preliminarily, the Board contends that the district court
erred in defining “minorities” to include hispanics as well
as blacks, and argues that if only blacks had been consid
ered, the court would not have found that the Yonkers
public schools were in fact segregated. This contention
need not detain us long.
The census data for the earliest periods covered by this
suit defined minorities to include blacks and dark-skinned
hispanics, and for the latter decades defined minorities to
include blacks and all hispanics. School records kept by
the Board set forth statistics in terms of “Black,” “His-
6259
panic,” and “Other.” The opposition of white citizens to
the placement of low-income housing in their neighbor
hoods and to the busing of Southwest Yonkers school
children into East Yonkers was directed toward both
groups. Many protests specified opposition to blacks and
hispanics in these precise terms, or in pairs of derogatory
epithets, or in dual geographic terms. In all the circum
stances, it would have been error for the district court to
omit hispanics from the minority category in its analysis
of whether the Yonkers public school system was segre
gated. See Keyes v. School District No. 1, 413 U.S. at
197-98; Hart v. Community School Board o f Education,
512 F.2d 37, 45 n.10 (2d Cir. 1975).
B. Sufficiency o f the Evidence o f the Board’s Intent to
Preserve School Segregation
As discussed in Part B .II.A .2. above, official intent to
discriminate may be inferred from evidence of such facts
as the segregative impact of the decision, historical back
ground, specific sequences of events, departures from the
normal procedural or substantive standards, contempo
rary statements by members of the decision-making body,
and the totality of the circumstances. See Arlington
Heights I, 429 U.S. at 266-68. The foreseeability of a
segregative effect, or “ [a]dherence to a particular policy
or practice, ‘with full knowledge of the predictable effects
of such adherence upon racial imbalance,’ ” is a factor
that may be taken into account in determining whether
acts were undertaken with segregative intent. Columbus
Board o f Education v. Penick, 443 U.S. 449, 465 (1979)
(quoting district court opinion therein, 429 F. Supp. 229,
255 (S.D. Ohio 1977)).
6260
Applying these principles in the context of equal pro
tection challenges to school segregation, the courts have
found, for example, that a city’s decision, from among
several options, to create a school attendance zone that
results in a school whose student population is very
heavily minority is evidence from which an intent to
segregate may be inferred. See, e.g., Arthur v. Nyquist,
573 F.2d 134, 144 (2d Cir.), cert, denied, 439 U.S. 860
(1978). Further, “ [independent of student assignment,
where it is possible to identify a ‘white school’ or a
‘Negro school’ simply by reference to the racial composi
tion of teachers and staff, the quality of school buildings
and equipment, or the organization of sports activities, a
prima facie case of violation of substantive constitutional
rights under the Equal Protection Clause is shown.”
Swann v. Charlotte-Mecklenburg Board o f Education,
402 U.S. 1, 18 (1971); see also Green v. County School
Board, 391 U.S. 430, 435 (1968). Other factors from
which an intent to create or perpetuate segregated schools
may be inferred include adherence to discriminatory ad
mission policies in the city’s vocational schools, see, e.g.,
Arthur v. Nyquist, 573 F.2d at 144, the use of attendance
zone policies that rigidly require attendance of minority
students at minority schools while giving nonminority
students options to attend schools that are predominantly
white, e.g., Oliver v. Michigan State Board o f Education,
508 F.2d 178, 183-84 (6th Cir. 1974), cert, denied, 421
U.S. 963 (1975), and the implementation of attendance
zone changes having a foreeseeably segregative effect,
together with an intentional failure to take any corrective
action, see Hart v. Community School Board o f Educa
tion, 512 F.2d at 46-48.
6261
In the present case, the district court’s finding of
segregative intent on the part of the Board is supported
by the evidence of (1) the segregative impact of its
decisions and the foreseeability of that impact, (2) the
discriminatory nature of certain of its affirmative acts,
which included segregation-enhancing school zone re
alignments, race-based staff assignments, race-based
placement of minorities in special classes and prejudice
enhancing treatment of those classes, race-based decisions
on school openings and closings, and systematic exclusion
of minorities from vocational programs, and (3) the
Board’s failure, in deliberate responsiveness to the race-
based opposition of some segments of the community, to
implement any step that would have been desegregative.
Little need be said to show the segregated condition of
the Yonkers public schools. Among Yonkers’s 25 elemen
tary schools in 1980, in which 61% of all students were
white, more than three-quarters of the schools were either
more than 80% minority or more than 80% white; 92%
of the minority students attended just 10 of the schools.
Seventy percent of Yonkers’s white elementary students
attended 14 schools outside of Southwest Yonkers, whose
student populations ranged from 90% to 99% white. The
distribution of students by race at the middle and high
school levels was not dissimilar. Ninety-five percent of the
middle school minority students were concentrated in
four of the six middle schools. In the City’s academic
high schools, 92% of the minority students were concen
trated in two of the four schools.
At each level, all but one of the schools having very
high percentages of minority students were located in
Southwest Yonkers, which housed 81% of Yonkers’s mi
nority residents; the lone exception at each level was
6262
located in Northwest Yonkers, a small segment of which
had a 29% minority population. In East Yonkers, which
housed less than 6% of Yonkers’s minority residents, no
school at any level, other than one elementary school
attended by students from Runyon Heights, had more
than a 9% minority student enrollment; in the other
elementary schools, the minority population ranged from
1% to 7%. The Board attributes the segregated school
patterns to the City’s segregated residential patterns, and,
arguing that it merely adhered to a neighborhood-school
policy, it contends that it was not responsible for school
segregation that reflected housing patterns. This position
is superficial and untenable, both because the Board’s
adherence to a neighborhood-school policy has helped to
increase the concentrations of minority residents in cer
tain neighborhoods and because adherence to that policy
is hardly the only premise of the Board’s liability.
It is, of course, plain that housing patterns have an
impact upon school populations and that when a school
board adopts a policy of requiring children to attend
schools in their own neighborhoods, the racial makeup of
a school’s population will normally be reflective of the
makeup of its neighborhood. The neighborhood-school
policy itself, however, has an effect on residential pat
terns, for parents of school-age children are often influ
enced by the quality of the nearby public schools in
deciding where to reside. Thus, the neighborhood-school
policy may result in identifiably minority schools in
neighborhoods having high concentrations of minority
residents; such identifiability, especially if it is perceived
that the quality of the education available in those schools
is inferior, often dissuades nonminority persons from
moving into the neighborhood or from remaining there;
6263
and the election of nonminorities to live elsewhere in
creases both the minority proportion of the neighbor
hood’s population and the identifiability of its schools as
minority schools. As the Supreme Court has put it,
“ [pjeople gravitate toward school facilities, just as
schools are located in response to the needs of people.
The location of schools may thus influence the patterns
of residential development of a metropolitan area and
have important impact on composition of inner-city
neighborhoods. . . . [Cjhoices in this respect have been
used as a potent weapon for creating or maintaining a
state-segregated school system.” Swann v. Charlotte-
Mecklenburg Board o f Education, 402 U.S. at 20-21
(discussing selection of sites for school construction).
Thus a neighborhood-school “policy does more than
simply influence the short-run composition of the student
body of a new school. It may well promote segregated
residential patterns which, when combined with ‘neigh
borhood zoning,’ further lock the school system into the
mold of separation of the races.” Id. at 21.
We think it clear that the district court correctly found
that it was foreseeable to the Board that adherence to its
neighborhood-school policy would further lock the
Yonkers school system into its segregated patterns.
Plainly the Board was aware over the years of the increas
ing percentages of minorities attending many of the
schools in Southwest Yonkers; it was also aware of the
declining attendance at those schools by white students.
The changes in racial balance of the student populations
contributed to the increasing identifiability of certain
schools as minority schools, each thereby promoting and
speeding the identifiability of its neighborhood as one
that was predominantly or wholly minority. Thus, the
6264
district court was justified in finding that the very adher
ence by the Board to a neighborhood-school policy where
the housing patterns were segregated had a spiral effect,
serving to promote and enhance school segregation be
yond the segregated levels existing when the policy was
first adopted. Certainly where the City advocated adher
ence to a neighborhood-school policy in order to preserve
the existing segregated residential patterns—as was explic
itly stated by Martinelli in extolling the Board he had
filled with carefully screened appointees who would ad
here to that policy—the Board may not validly argue that
that adherence exonerates it from liability for the segrega
tion in the schools resulting from the segregation in
housing that it has helped to preserve.
In the present case, of course, the intent of the Board
to preserve segregated schools was inferrable not just
from the foreseeably increasingly segregative effect of its
neighborhood-school policy but also from the facts that
(1) its adherence to that policy was selective, the consis
tent element being that deviations or manipulations
tended to increase the racial imbalance in the schools, (2)
it made other decisions and followed other practices that
further increased the racial identifiability of certain
schools or promoted racial discrimination, and (3) it
consistently rejected, often stating reasons that were pre-
textual, any significantly desegregative alternative pro
posed to it.
Specific deviations or manipulations included the
Board’s redrawing of school attendance lines. For exam
ple, the attendance lines for School 1, theretofore one-
half to two-thirds white, were altered at both the north
and the south ends of the zone to exclude virtually all of
the white students and reassign them to virtually all-white
6265
than 5% of Yonkers’s total population, created a school
whose student population was 99% black. The changes
were not dictated by any race-neutral considerations:
School 1 became woefully underutilized; two of the
nearby white schools, including one to which white stu
dents were reassigned, were already overcrowded; and the
distance to be traveled by some of the reassigned students
was increased. Though the School 1 manipulations had
no discernible lingering effect on school patterns by 1980,
the school having been closed in 1954, the “careful[ ]”
and “deliberate, racially motivated gerrymandering,” 624
F. Supp. at 1411, contributed to a historical background
showing segregative intent on the part of the Board.
The Board also several times altered the attendance
zone lines between School 16 and School 25, which did
have a lasting segregative effect. On each occasion white
students were reassigned to School 16, and usually only
white students were reassigned. At all times, School 16, to
which the white students were reassigned, had either no,
or a minuscule percentage of, minority students. By the
time of this suit, School 25, from which the white stu
dents were transferred, was 88% minority; School 16, less
than a mile away, remained 90% white.
The Board’s major system-wide deviations from the
neighborhood-school policy applied to special education
classes and vocational schools. The special education
classes for emotionally disturbed children were viewed as
a dumping ground for minority children; they were three-
quarters filled with minorities, a proportion that was
unexplainable on a race-neutral basis; these classes were
generally staffed with minority teachers assigned because
of their race; the classes were bused long distances to
predominantly white schools where they were carefully
6266
separated from the regular school population for all
phases of the school day activities. Pointed to by school
officials as examples of bad behavior, these special educa
tion students were despised by the impressionable young
white students and their parents. An expert formerly
employed by the Board testified that white students of the
regular school programs would likely generalize their
contempt for black special education education students
to all blacks. He testified that the Yonkers program was
the most inhumane program for handicapped children he
had seen anywhere. During his tenure, some of the worst
facets of the program were discontinued; upon his depar
ture some were resumed.
In the area of vocational training, the Board’s discrimi
natory practices went from one extreme to the other.
Prior to the 1960’s, Saunders too had a reputation as a
dumping ground for minority students. Minority students
were often encouraged to enroll in Saunders even when
they preferred an academic program. In the early 1960’s
the community perception of the school changed due to
the Board’s introduction of entrance requirements; Saun
ders received a surfeit of applications and, applying some
academic criteria that students from the inferior South
west schools perhaps could not meet and some subjective
criteria that they did not meet, Saunders officials began
to admit a disproportionately small number of minority
students. Board officials acknowledged that the new se
lection process “ ‘appeared to systematically exclude mi
nority youngsters.’ ”
In the academic schools, the Board’s racially discrimi
natory staff assignment practices enhanced the racial
identifiability of most schools. When the Board began to
hire minority teachers in the late 1940’s, it assigned most
6267
of them to the more than 91% minority school in Runyon
Heights and the rest to other schools with substantial
minority enrollments. In the decades that followed, the
Board continued to assign most of its minority teachers
and minority principals to schools that had high percent
ages of minority students. These discriminatory assign
ments, combined with the repeated exercise by
nonminority teachers of their seniority rights to transfer
from the predominantly minority schools in favor of the
predominantly white schools, caused the predominantly
minority schools to be staffed by less experienced teach
ers. This fact, plus others such as the lack of a system-
wide standardization of teaching materials and the vastly
more skimpy and crowded physical facilities of the pre
dominantly minority schools (as the superintendent said,
“probably the worst facilities that one could imagine”),
contributed both to the fact that those schools were
educationally inferior to East Yonkers’s predominantly
white schools and to the community recognition that this
was so.
One concededly inferior and identifiably minority mid
dle school was Longfellow, which community members
repeatedly urged the Board to close or rezone. The school
had long been disproportionately minority, enrolling 41%
of all of Yonkers’s middle school minority students as
early as 1950. As early as 1967, the PTA urged that it be
closed. Through the years, the Board kept it open, declin
ing, even while closing other schools in response to the
City’s fiscal crisis, to close Longfellow (which would have
saved some $500,000) and to send its predominantly
minority students to an underutilized school that was
virtually all white. When Burroughs was closed in 1978,
Longfellow could have been made substantially less segre-
6268
gated by retransferring to Longfellow a predominantly
white area taken from Longfellow’s zone in 1969. In
stead, the Board gave students from those areas the
option of attending Emerson or Whitman, both predomi
nantly white. In 1980, Longfellow remained open, an
inferior and underutilized school whose minority popula
tion was 94%.
In opening Commerce Middle in 1973, though explic
itly recognizing that reassigning students from Emerson,
in addition to those from Gorton, to Commerce Middle
was the only hope for the latter to avoid becoming an all
minority school, the Board assigned Commerce Middle
only Gorton students. Thereafter, it expanded the Com
merce Middle attendance zone to incorporate additional
predominantly minority areas. By the time Commerce
Middle was closed in 1976, its minority population was
77%.
The district court permissibly inferred discriminatory
intent on the part of the Board from the plainly and
foreseeably segregative effects of these acts and practices
and from the fact that many of its proffered rationales
were pretextual. For example, though the Board claimed
that the eastward flow of the experienced white teachers
resulted from a collective bargaining agreement provision
that gave them a transfer right, that agreement also gave
the Board latitude to retransfer some teachers in the best
interests of the school system; the Board never sought to
invoke its right. Though the Board rationalized the re
drawing of the attendance line between Schools 16 and 25
on the ground that it was intended to make the trip to
school easier for the reassigned children, two of the four
zone changes in fact made the trip more difficult. Simi
larly, though the Board rationalized its refusal to reassign
6269
Longfellow students to Twain partly on the ground that
the trip for the reassigned students would be nearly three
miles, some Twain students already had nearly that dis
tance to travel, and the Board simultaneously allowed
predominantly white Burroughs students to attend a pre
dominantly white school that caused them an even longer
trip. The Board also rationalized the refusal to send
Longfellow students to Twain on the basis that transpor
tation would be too costly; yet the state would have been
required by law to subsidize 90% of that cost; even
unsubsidized, the cost would have been a tiny fraction of
the $500,000 per year that would have been saved by the
closing of Longfellow. The Board’s proffered rationale
for rejecting the Phase II proposal for busing students to
achieve desegregation was twice-belied. Though the
Board stated that it disapproved of busing because it
preferred such alternatives as the creation of magnet
schools, (a) it never implemented any such alternatives,
and (b) in fact it had earlier rejected a proposal for the
limited use of magnet schools for vocational programs.
Such a stream of pretextual rationales made a substantial
contribution to the fund of evidence from which the
Board’s intention to preserve segregated schools was
reasonably inferrable.
Finally, it is rather plain that in failing to adopt any
desegregative measures the Board was, at least in part,
bowing to the will of the City and of white community
members who opposed desegregation. Cooperation with
the views of the City was often evident. The Council, of
course, had fiscal control of the Board’s operations, with
the power to approve or disapprove the school budget line
by line. Both the mayor and the councilmen often pub
licly expressed their views of proposals under consider-
6270
ation by the Board; school officials generally refrained
from pursuing courses that they thought would spark
race-based opposition; and in submitting budgets to the
Council even before the advent of Martinelli, the Board
eschewed desegregative proposals that it thought would
be politically infeasible in light of community and Coun
cil opposition. After Martinelli saturated the Board with
members who would not vote for “busing,” the Board
unanimously rejected each desegregative aspect of the
Phase II proposals and implemented no desegregative
alternatives, not even those they stated they preferred.
The Board argues here that the court was wrong to find
an intent to preserve segregation, because the Board
merely followed the wishes of the populace, and popular
opposition to desegregative proposals was merely an op
position to busing, not to desegregation. Any suggestion
that public opposition was not race-based or that the
racial nature of the opposition was unknown to the Board
is, on the record before us, entirely frivolous. Hostile
white audiences from at least the early 1970’s through
Phase II told state and local school officials in haec verba
that they did not want their children going to school with
minority children. Thus, as early as 1971, the Board’s
superintendent abandoned even the gathering of informa
tion on the schools’ racial imbalance on the ground that
“any kind of totally city-wide racially balanced program
would be politically infeasible.” The NYU pairing-and-
sharing proposal for Saunders’s vocational programs,
which would have had a desegregative effect, was rejected
by the superintendent and the Board because of opposi
tion by councilmen who had openly declared themselves
against the proposal and community opposition that
school officials recognized as “fear of racial encro[a]ch-
6271
merits.” When the Task Force was formed in 1975, the
Board’s announcement carefully refrained from mention
ing the racial issues to be explored, in hopes of averting
immediate community opposition. The opposition none
theless was quickly forthcoming, raucous and strident,
much of it in the form of letters and flyers expressing
opposition explicitly on racial grounds.
To the extent that community opposition was not stated
in explicitly racial terms but rather invoked race-neutral
explanations, the evidence easily permitted the court’s
inference that these explanations often were pretextual.
The stated opposition to the NYU-proposed exchanges of
students between East Yonkers and Southwest Yonkers on
the ground of a desire to preserve the superior achieve
ment levels of the East Yonkers students had little appli
cability in the context of vocational programs, for there
was no indicated disparity in achievement in those fields.
And though East Yonkers parents stated that they op
posed busing on the ground that it would usurp too much
of their children’s before-and-after-school time, that time
cost could not explain their at least equally vehement
opposition to the busing of Southwest Yonkers children
into East Yonkers. The finding that the emphasis on
busing was partially pretextual was further supported by
the evidence that white-area residents opposing the place
ment of low-income housing nearby complained that
having minority housing in their neighborhoods would
result (obviously without any busing) in more minority
students attending their schools.
As a doctrinal matter, even if a majority of the Board
members had favored desegregative measures, which
plainly some did prior to their replacement by appointees
of Martinelli, the Board may not escape liability for
6272
perpetuating its segregated school system on the ground
that its rejection of desegregative courses of action merely
responded to the will of that segment of the populace that
desired segregation. E.g., City o f Birmingham , 538 F.
Supp. at 826, 828 (obstruction of low-income housing
project for white area because of race-based opposition
of community violated Equal Protection Clause though
six of seven members of the decision-making body fa
vored the project). As we have discussed in Part i?.II.B.
above, public officials may not, directly or indirectly, give
effect to the racial prejudices of their constituents.
In sum, there was ample evidence to support the
district court’s findings that the Yonkers school system
was segregated, that affirmative segregative acts and
system-wide racially discriminatory practices of the Board
substantially contributed to that segregation, that the
Board adhered to the neighborhood-school policy with
the intent of preserving school segregation, and that the
desire to perpetuate school segregation was a motivating
factor in the Board’s refusals to take any step that would
have had a desegregative effect. Thus, the court correctly
concluded that, even though a school board that had had
no part in creating or enhancing school segregation might
not be constitutionally required to take affirmative steps
to desegregate that system, this Board through its dis
criminatory and segregative actions had brought upon
itself an obligation under the Equal Protection Clause to
take action to decrease the segregation in the Yonkers
public schools.
Though we agree with the Board that it would have
been permitted to fulfill its constitutional obligations
without resort to busing, we reject its notions that no
action whatever was required and that it must be exoner-
6273
ated because it preferred methods other than busing. The
Board’s effort to minimize the segregative-intent implica
tion of its rejection of busing proposals by referring to
the district court’s observation that “ [virtually every
Board member also expressed preferences for other, vol
untary methods of desegregation, most notably, the use of
magnet schools and open enrollment plans,” 624 F. Supp.
at 1492, and by arguing that “ [a] solution that tries to
enlist the better nature of a community in a constructive
manner is not a surrender to community prejudice”
(Board brief on appeal at 79 (quoting Hart v. Community
School Board o f Education, 512 F.2d at 53)), lands far
from the mark. There is no dispute that the Board
members “expressed” such preferences; the flaw in the
Board’s argument is that the district court permissibly
found the expressions to be pretextual. The quote from
Hart is entirely inapposite, for the Board had not in fact
“trie[d]” any solution. It was not the Board’s failure to
adopt busing that violated the minority students’ rights;
rather the evil lay in the combination of the Board’s
promotion and enhancement, through deliberately dis
criminatory acts and practices, of a segregated school
system and its purposely discriminatory refusal to take
any significant desegregative action whatever.
C. The Sufficiency o f the Causal Connection Between
City Actions and Segregation in the Schools
The City’s argument that its housing decisions had no
effect on the racial balance of the Yonkers schools is
based principally on the opinion testimony of its expert
witness to the effect that if no subsidized low-income
housing projects had been built and the sites had re
mained vacant, the racial imbalance in the Yonkers
6274
schools would have been substantially as it in fact was in
1980. This proposition, which is tantamount to an argu
ment that plaintiffs failed to prove that the City’s actions
had any segregative effect on the schools, in untenable.
The district court chose to reject the views of the City’s
expert and to credit instead the testimony of plaintiffs’
expert, who described the way in which concentrating
minority housing in an area helps to create schools that
are identifiable as minority schools, and who gave his
opinion that the City’s decisions to build low-income
housing in Southwest Yonkers and not in East Yonkers
had contributed to the segregated state of the schools. We
are hardly entitled to upset the district court’s decision to
find the testimony of one expert more credible than that
of another, and certainly we may not do so where, as
here, extrinsic evidence supported the view found more
credible by the district court.
In 1967, the schools were already to a degree segre
gated, but significantly less so than they were by 1980. In
1967, only three of the City’s 29 elementary schools, all in
Southwest, had student populations that were predomi
nantly minority; by 1980 there were eight predominantly
minority schools, seven of them in Southwest. In 1967,
44% of the system’s minority elementary school students
attended the three predominantly minority schools; in
1980, 76% of the minority students attended predomi
nantly minoiity schools. In 1967, there was no school
whose minority enrollment was as high as 80%; by 1980,
five schools—four of them in Southwest—had minority
enrollments of more than 80%. At the middle school
level, there was no predominantly minority school in
1967, but three out of six were predominantly minority in
1980, all of them in Southwest.
6275
The increasing concentration of minority students in
Southwest schools that theretofore had had a more bal
anced racial mix occurred during a period in which the
City was building minority housing in Southwest Yonkers
and not elsewhere, causing Southwest Yonkers to experi
ence so-called “white flight.” For example, as discussed in
Part ZMI.A.l., in the period 1960 to 1970, the number of
white residents declined by 12% (from 75,952 to 66,523)
in Southwest Yonkers and increased by 13% (from
106,630 to 120,494) in East and Northwest Yonkers. From
1970 to 1980, the number of white residents in both
segments of Yonkers declined, but in Southwest Yonkers
the decline was far more precipitous, from 66,523 to
41,124, or 38%, as compared to the decline in East and
Northwest Yonkers from 120,494 to 112,785, or 6%.
Given the confluence from 1960 to 1980 of the City’s
confinement of low-income housing to Southwest
Yonkers, the prevailing perception that low-income hous
ing would be occupied by minorities, the net decrease by
some 35,000 of white residents in Southwest while there
was a net increase of some 6,000 white residents in other
parts of Yonkers, the faster decline of white student
enrollment in Southwest Yonkers than in other parts of
Yonkers, and the nearly quadruple increase in the number
of identifiably minority schools in Southwest Yonkers, the
court was plainly entitled to find that the City’s segrega
tive housing decisions were a contributing cause of the
increasing segregation in the schools.
D. Sufficiency o f the Evidence o f City’s Intent to
Segregate Schools
There is no basis in the record for overturning the
finding that the City intended to preserve or enhance
6276
segregation in the schools. Several types of evidence
support this finding.
First, the City was well aware of the relationship
between segregated neighborhoods and segregated
schools. White residents opposing the construction of
minority housing in their predominantly white neighbor
hoods mentioned the schools as one of their concerns.
Nearly all of the councilmen from East Yonkers stated
explicitly that their constituents opposed minority hous
ing in their neighborhoods in part because they sought to
keep minority children out of their schools.
In addition, there was evidence that on several occa
sions, City officials sought to have white areas moved
into school attendance zones that had a greater predomi
nance of white students. The effect, had the Board not
rejected these requests, would have been to increase the
degree of school segregation. The City has offered no
other explanation for the requests, and the district court
was free to infer from these attempts that the City desired
that white students attend schools that were as predomi
nantly white as it could arrange.
Further, illustrating the fact that segregated housing
and segregated schools feed on and enhance one another
in symbiotic fashion, Martinelli stated in his 1979 valedic
tory speech that his “ [djiscussion of neighborhood stabil
ity would not be complete without attention to our public
school system,” and emphasized that keeping children in
schools within their own neighborhoods was “of critical
importance” to preserving the stability of the neighbor
hoods. The mayor’s forthright packing of the Board with
persons he believed would adhere to the neighborhood-
school policy provided clear support for the finding that
6277
the City deliberately sought to preserve segregation in the
schools, both for the sake of the schools and for the sake
of the neighborhoods.
E. The Interrelationship Between the Board and the
City
Finally, we reject the contentions of both the Board and
the City that the district court erred in taking into account
the actions and inactions of both defendants in assessing
the responsibility of each. When two actors have cooper
ated in a given venture, each contributing to the outcome
that each desires, it requires no stretch of legal doctrine to
conclude that each actor is liable if the result deliberately
attained is unlawful. Indeed, “it would be an inadequate
analysis if a trial court contented itself with a superficial
examination of isolated acts, without any consideration
of possible underlying relationships that are probative of
intent.” Parent Ass'n o f Andrew Jackson High School v.
Ambach, 598 F.2d 705, 713 (2d Cir. 1979) (dictum).
Insofar as the Board’s liability is concerned, the fore-
seeably spiraling effect of housing segregation and school
segregation where a neighborhood-school policy is fol
lowed has been discussed in Parts 5.III.B . and 5.111.C.
above. The district court did not err in finding that the
Board’s adherence to its neighborhood-school policy in
light of the symbiosis bespoke a segregative intent on the
part of the Board. Nor did the district court impose
liability on the Board for segregation in housing or find
the Board liable for school segregation solely because the
City was liable for intentionally preserving segregation in
housing. Rather the court found many indicia of segrega
tive intent on the part of the Board independent of any
goal or view attributable to the City, and found the City’s
6278
intent relevant, in major part, to an assessment of the
Board’s motivation in repeatedly refusing to take any
desegregative steps. Finally, the Board cannot escape
liability simply because prior to the Martinelli regime its
failure to take desegregative steps was perhaps due to the
racial animus of persons other than Board members. To
the extent that the Board was being responsive to the
wishes of segments of the community and the Council,
the imposition of liability on the Board was proper since
the opposition to desegregative steps was racially moti
vated. See authorities cited in Part 6.II.B . above.
As to the City, we have discussed in Parts 6.II.A .1 and
.6.111.C. above the segregative effect of its housing deci
sions and the other evidence from which the district court
permissibly inferred its intent to preserve and enhance
segregation in the schools. As the Seventh Circuit has
stated,
[undoubtedly there are many contributing causes
for racial segregation. But however complex the
problem, it is clear that if residential segregation
results from current or past segregative housing prac
tices, there is a causal relation between those prac
tices and the segregated schools. Therefore, if [a city]
has participated in or contributed to these segregative
housing practices either directly {e.g., selective loca
tion of public housing) or indirectly . . . , it can be
said that the [city] has caused, at least in part, the
segregation in schools.
United States v. Board o f School Commissioners, 573
F.2d 400, 408-09 (7th Cir. 1978) (footnote omitted);
accord Milliken v. Bradley, 418 U.S. 717, 755 (1974)
(Stewart, / . , concurring). Certainly in the circumstances
6279
of this case, in which the City sought unabashedly to have
the Board do its bidding by preserving neighborhood
schools in part in order to preserve the segregated residen
tial patterns, the City is properly held liable for segrega
tion in the schools.
Finally, we reject the City’s contention that it was
improper for the district court to take into account the
mayor’s appointments to the Board of only persons who
could be counted on to maintain segregation in the
schools. While the discretionary nature of the mayor’s
power of appointment might defeat a suit requesting an
injunction for or against particular appointments, see,
e.g., Mayor o f Philadelphia v. Educational Equality
League, 415 U.S. 605, 615 (1974), nothing forbids judi
cial recognition of the pattern in which municipal discre
tion is exercised in order to fathom the municipality’s
underlying intent. The ineluctable conclusion that Mar-
tinelli’s appointments were made with segregative intent
supports the district court’s conclusion that the segre
gated state of the Yonkers public schools—resulting from
the City’s confinement of minority housing to already-
minority neighborhoods and from the Board’s adherence
to a neighborhood-school policy, its discriminatory fac
ulty assignment and special program policies, and its
failure to take any steps to achieve school desegre
gation—was not simply coincidental.
In sum, we agree with the district court that “the
combination of the City’s housing policies, the mayoral
appointment of Board members and the subsequent inac
tion of the Board amounted to an interrelated govern
mental effort to preserve the integrity of ‘neighborhood
schools’ whose racial segregation was governmentally
sanctioned and steadfastly maintained.” 624 F. Supp. at
6280
1534. Where, between the municipality that has acted to
preserve segregated residential patterns and the school
board that has acted to preserve segregation in the
schools, there is cooperation on a further course of action
or inaction designed to maintain and enhance that school
segregation, both the municipality and the school board
may be held liable for school segregation. Given the facts
discussed in the preceding sections, we conclude that
there was ample evidence here to support the district
court’s findings of both cooperation and design.
C. REMEDIES
Each of the defendants challenges various aspects of
the district court’s remedial orders. In assessing these
challenges we are guided by several general principles.
The power of the federal courts to remedy constitu
tional violations is flexible but not unlimited. In general
the power to restructure the operation of state and local
entities should be exercised only where there has been a
constitutional violation. Where such a violation has been
found, the court should tailor the remedy to fit the nature
and extent of the violation. See Dayton Board o f Educa
tion v. Brinkman, 433 U.S. at 419-20; Milliken v. Brad
ley, 418 U.S. at 738; Swann v. Charlotte-Mecklenburg
Board o f Education, 402 U.S. at 16.
Nonetheless, the Supreme Court has not required that
the “least restrictive means of implementation” be
adopted but has
“ . . . recognized that the choice of remedies to
redress racial discrimination is ‘a balancing process
6281
left, within appropriate constitutional or statutory
limits, to the sound discretion of the trial court.’ ”
United States v. Paradise, 107 S. Ct. 1053, 1073 (1987)
(quoting Fullilove v. Klutznick, 448 U.S. 448, 508 (1980)
(Powell, J. concurring) (quoting Franks v. Bowman
Transportation Co., 424 U.S. 747, 794 (1976) (Powell, J.,
concurring in part and dissenting in part))). The district
court, which has “first-hand experience with the parties
and is best qualified to deal with the ‘flinty, intractable
realities of day-to-day implementation of constitutional
commands,’ ” must be given a great deal of flexibility and
discretion in choosing the remedy best suited to curing the
violation, United States v. Paradise, 107 S. Ct. at 1074
(quoting Swann v. Charlotte-Mecklenburg Board o f Edu
cation, 402 U.S. at 6).
In determining whether [an] order was “narrowly
tailored,” we must acknowledge the respect owed a
District Judge’s judgment that specified relief is
essential to cure a violation of the Fourteenth
Amendment. A district court has “not merely the
power but the duty to render a decree which will so
far as possible eliminate the discriminatory effects of
the past as well as bar like discrimination in the
future.” Louisiana v. United States, 380 U.S. 145,
154 (1965).
“Once a right and a violation have been shown, the
scope of a district court’s equitable powers to remedy
past wrongs is broad, for breadth and flexibility are
inherent in equitable remedies.” Swann v. Charlotte-
Mecklenburg Bd. o f Education, 402 U.S. 1, 15
(1971).
United States v. Paradise, 107 S. Ct. at 1073.
6282
With these principles in mind, we conclude that the
orders fashioned by the district court to remedy the
housing and school segregation in Yonkers were well
within the proper bounds of discretion.
I. Housing Remedies
Insofar as the court ordered the City to construct 200
units of family housing outside of Southwest Yonkers on
sites selected by the City or, in default of an actual
selection, on sites designated by the court, the City argues
that the court abused its discretion in ordering any con
struction, in requiring that the housing be for low-income
families, and in controlling the sites for construction. The
City also challenges the order that it develop a plan to
create additional subsidized and private low-income hous
ing and that it allocate 25% of its Development Grant
funds for subsidized housing. In addition, the Board
challenges one aspect of the housing order. One of the
sites the court has deemed the City to have selected is the
closed Walt Whitman School, and the Board contends
that it should not be required to yield this property since
it has not been found liable for segregation in housing. In
light of the substantial latitude given a district court to
fashion remedies for constitutional violations, we reject
each of the parties’ challenges.
As discussed in Part B .II.A. above, once a municipality
has undertaken to construct low-income housing, it may
not, consistent with the Equal Protection Clause, deliber
ately and with segregative intent concentrate that housing
in predominantly minority neighborhoods. The remedy
fashioned by the district court is closely tailored to the
City’s constitutional violations and intrudes no more than
necessary on the City’s prerogatives, consistent with en-
6283
suring that some remedial action will in fact occur. Thus,
the court built upon a consent decree, already agreed to
by the City with HUD, for the construction of 200 units
of family housing using federal funds; it was plainly
reasonable for the district court to believe that the order
requiring the City to comply with this undertaking was
necessary in light of the City’s prior disregard of govern
mental urging that it select housing sites outside of
Southwest and its historical willingness to forgo federal
funding in order to preserve segregated housing patterns.
The number of units, 200, was hardly excessive in light of
the City’s agreement with HUD and the existing concen
tration of 6,566 units of housing, or 96.6% of all of its
subsidized housing, in Southwest. The requirement that
the housing be built outside of Southwest Yonkers obvi
ously was necessary in order to achieve some degree of
correction of the imbalance caused by the City’s unlawful
concentration of all prior low-income family housing
inside Southwest Yonkers. In addition, it was appropriate
and prudent for the court to give the City a deadline for
designating the construction sites outside of Southwest
and to deem the City to have chosen sites selected by the
court if the City failed to meet that deadline. The City’s
past history of foot-dragging (e.g., nine years taken to
approve sites for 750 units) and its refusals to approve
any site for low-income housing outside of Southwest or
Runyon Heights plainly warranted the imposition of a
deadline and the inclusion of default provisions.
We are also unpersuaded that the court abused its
discretion in ordering the Board to return to the City the
site of the closed Walt Whitman School. The Board made
no showing that it had any plans to reopen Whitman, and
after the site was identified as one that could be used for
6284
low-income housing, took the position that it might use
that building to train teachers or store books. The court
order provided that, in turning over the Whitman site to
the City, the Board was entitled to reserve space for these
training and storage purposes. The Board has made no
other objections that we find persuasive. The circum
stances of this suit made it appropriate for the court to
look to closed school properties as possible housing sites,
for while the Board was not held liable for housing
segregation, the court found that there was “an interre
lated governmental effort” by the City and the Board to
preserve segregated neighborhood schools and that the
City advocated such schools partly in order to maintain
segregated neighborhoods; the City’s housing segregation
was thus exacerbated by the Board’s knowing adherence
to a neighborhood-school policy. Since the Board’s
actions helped to enhance the segregated housing pat
terns, and since all of the pertinent persons are parties to
the present suit, it was permissible for the court to order
the Board to return the closed school to the City.
We have considered all of the defendants’ other argu
ments against the district court’s housing order and have
found them to be without merit.
II. School Remedies
Each defendant makes one major challenge to the
court’s remedy for school segregation. The Board con
tends principally that the court should not have ordered it
to implement a system-wide redistribution of students in
light of the nature of the constitutional violations found
by the court. The City argues that it should not have been
ordered to fund a plan that is more expensive than a
simple mandatory busing plan would be. We see no abuse
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of discretion in the district court’s ordering the desegrega
tion of all of Yonkers’s public schools or requiring the
City to fund the ordered plan.
Although the Board argues against a system-wide rem
edy on the premise that certain of its segregative actions,
such as the zone realignments between Schools 16 and 25,
affected only discrete geographic areas and that its
system-wide discriminatory practice of assigning minority
staff members disproportionately to predominantly mi
nority schools did not have a direct effect on the distribu
tion of students, it is quite plain that many of the Board’s
actions or practices did have comprehensive segregative
effects that the court could properly seek to eliminate.
For example, the Board’s disproportionate assignment of
minority teachers to schools having a disproportionately
high number of minority students and its refusal to
invoke its contractual right to stem the flow of more
experienced white teachers to the more attractive schools
outside of Southwest not only skewed the distribution of
teachers but also contributed to the identification of some
schools as minority schools and others as white schools
and contributed to the inferior quality of education avail
able at the Southwest Yonkers schools. Similarly, the
discriminatory placement of minorities in special educa
tion classes and the “inhumane” treatment of special
education classes were shown to have far-reaching effect.
The Board’s pattern of placing the heavily minority
special classes in virtually all-white schools served to
stigmatize all minorities, giving many regular students at
predominantly white schools the idea that minorities in
general were “less worthy,” and making it more difficult
for regular minority students to gain peer acceptance at
predominantly white schools.
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Further, even Board actions whose immediate segrega
tive effect may have been visited upon just one school
often had secondary effects elsewhere. For example, with
respect to the Board’s refusal to close Longfellow, the
district court was not required to focus narrowly on the
segregated status of that school alone. The disproportion
ately high number of minority students at that school was
exacerbated when Longfellow was rezoned to send some
of its white students to the newly opened Burroughs;
when Burroughs was closed, students from Burroughs
were not reassigned to the nearby Longfellow with
desegregative effect, but were allowed to attend schools in
far corners of the City, with further segregative effect.
Finally, the Board’s general cooperation with the City’s
effort to maintain segregated neighborhoods, the effect
of which was to enhance segregation in the schools, in
itself provided added justification for the court to order a
system-wide remedy. Cf. Mil liken v. Bradley, 418 U.S. at
755 (Stewart, J., concurring) (“Were it to be shown, for
example, that state officials had contributed to the sepa
ration of the races . . . by purposeful, racially discrimi
natory use of state housing or zoning laws, then a decree
calling for transfer of pupils across district lines . . .
might well be appropriate.”).
In sum, the district court found that there had been
system-wide constitutional violations and its detailed
findings support its conclusion that a system-wide remedy
was needed.
We also reject the Board’s contention that it will be
impossible to attain the remedial order’s goal of desegre
gation of all schools, i.e. , bringing each to within 10-15%
(for magnet schools) or 20% (for nonmagnet schools) of
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the system-wide proportion of minority students. We see
nothing inherently impossible in the goal, and we note, in
any event, that it is a goal rather than an immutable
directive. The order states that the Board “shall seek to
achieve” this desegregation of the system.
Nor do we find merit in the City’s complaint that it is
improperly being required to pay for a desegregation plan
that is more expensive than a simple mandatory busing
plan would be. Although there is no question that the
court-ordered plan is more expensive, that simple fact
provides no basis for altering the relief ordered. The cost
of a mandatory busing plan does not provide a bench
mark that is relevant here, since that is not a remedy the
City at all prefers. As late as the eve of implementation of
the plan ordered by the court, the court asked the City’s
attorney whether the Council had in fact made any
determination that it preferred a more mandatory but less
expensive plan. The answer was short and plain: “No, it
has not.” In view of community opposition to busing
proposals over the years, it is hardly surprising that the
City does not support a mandatory busing program, even
to save money. Throughout the period covered by this
lawsuit, the City repeatedly eschewed desegregative
courses of action, both in housing and education, in favor
of segregative alternatives that were far more expensive.
In all the circumstances, we see no abuse of discretion in
the district court’s rejection of the City’s attempt to
provide less funding than is needed to implement the
adopted plan, simply because of the lower projected cost
of a plan the City is not willing to endorse.
In selecting the desegregation plan ordered here, the
district court plainly made appropriate efforts to elimi
nate any expense that was not necessary to remedy the
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violations found and to minimize the degree to which the
remedy would interfere with the autonomy of the City
and the Board. The voluntary magnet-school plan was
adopted only after all of the parties had been given an
opportunity to submit proposals; the approach chosen
was essentially that proposed by the Board. The court
required the Board to submit a separate itemized budget
for the desegregation expenses; it made appropriate find
ings that the proposed budget represented the reasonable
and necessary estimated cost of implementing the plan;
and it has taken appropriate care to ensure that the
Board’s projected expenditures for the ordered plan,
insofar as they exceed the normal budgetary appropria
tions, are in furtherance of the desegregation remedy
rather than of the general enrichment of the school
program. It appointed a monitor to oversee compliance
and it has retained jurisdiction to ensure that the parties
carry out their respective responsibilities. The City,
though given an extra opportunity to do so, did not show
that any part of the adopted plan was duplicative or
unnecessary to the plan’s success.
Finally, because of the voluntary aspect of the school
plan ordered by the district court, that remedy, while
more costly than another plan might be in terms of
dollars, is both less intrusive and more likely to achieve
long-term success in desegregating the public schools.
Since the City is responsible for funding the public
schools and is responsible in part for the segregated
condition of the schools, it was not an abuse of the
court’s discretion to require the City to fund the more
expensive, but practically more effective, remedy.
6289
CONCLUSION
The judgment of the district court is in all respects
affirmed.
6290
APPENDIX A
CITY OF YONKERS
CENSUS TRACTS WITH LARGE
MINORITY POPULATIONS (1980)
%7/\ More Than 50%
□ 20% - 50%
g 7% • 20%
□ Below 7%
U r* !
ZA *////,
W/0^ j N 2Id - S >M
=13:
_________ JS
The Heavily Outlined Section is the Southwest.
6291
APPENDIX B
CITY OF YONKERS
SUBSIDIZED HOUSING SITES
6292
725-12-31-87 • USCA—80004
RECORD PRESS, INC., 157 Chambers St., N.Y. 10007 (212) 619-4949