Gray v. University of Tennessee Board of Trustees Statement as to Jurisdiction
Public Court Documents
May 7, 1951

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Brief Collection, LDF Court Filings. Gray v. University of Tennessee Board of Trustees Statement as to Jurisdiction, 1951. 69f5fe14-b49a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/c40832d9-6c1d-411e-8f0b-4fa3c33a6681/gray-v-university-of-tennessee-board-of-trustees-statement-as-to-jurisdiction. Accessed October 10, 2025.
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S U P R E M E C O U R T DF T H E U N IT E D S T A T E S OCTOBER TERM, 1951 No. 120 GENE MITCHELL GRAY, LINCOLN ANDERSON BLAKENEY, JOSEPH HUTCH PATTERSON a n d JACK ALEXANDER, Appellants, vs. THE BOARD OF TRUSTEES OF THE UNIVERSITY OF TENNESSEE, ETC., ET AL. APPEAL PROM T H E U N ITE D STATES DISTRICT COURT POE T H E EAST ERN DISTRICT OF T EN N ESSEE STATEMENT AS TO JURISDICTION Carl A . C owan , A von N. W illia m s , J r., Z. A lexander L ooby, T hurgood Marshall, R obert L . Carter, Counsel for Appellants. INDEX S u b je c t I ndex Statement as to jurisdiction...................................... Opinion below .......................................... ........... Jurisdiction ......................................................... Questions presented ............................................ Statutes involved ................................................ Order involved ................................................... Statement ............................................................ The questions are substantial...................... . Appendix “A”—Opinion and order of the Three- Judge C o u rt............................................................ Appendix “B”—Opinion of the United States District Court for the Eastern District of Tennessee........... Page 1 1 2 2 3 oo 4 7 10 16 T able oe Cases C ited Buder, In re, 271 U. S. 461.......................................... 9 Ficholz v. The Public Service Commission of Mis souri, 308 U. S. 268................................................. 2 Lemke v. Farmer Grain Co., 258 U. S. 50.................... 2 McLaurin v. Board of Regents, 339 U. S. 637............. 2,8 Missouri ex rel. Gaines v. Canada, 305 IT. S. 337....... 8 Oklahoma Natural Gas Co. v. Russell, 261 U. S. 390. . 2,9 Sipuel v. Board of Regents, 332 IT. S. 631................ 8 Stratton v. St. Louis S. W. R. R. Co., 282 U. S. 10... . 9 Sweatt v. Painter, 339 U. S. 629................................... 8 Wilson v. Board of Supervisors (Decided Jan. 2, 1951) ....................................................................... 2 S tatutes C ited Acts of Tennessee, 1807, ch. 64 and 78, as amended by Pub. Acts of 1840, ch. 98, Secs. 4 and 5; Pub. Acts of 1879, ch. 75; Pub. Acts of 1909, ch. 48; Pub. Acts of 1939, ch. 30, Sec. 1; Code of Tennessee, Vol. 1, Title III, ch. 3, Art. 10; Acts of Tennessee, 1807, ch. 64, Sec. 3; Pub. Acts of 1840, ch. 186, Sec. 5; Code of Tennessee, Secs. 563, 566, 577, 584, 8a and Pub. Acts of 1909, ch. 48, Sec. 1 ............................... 3 —5572 11 INDEX Code of Tennessee: Section 11395 ....................................................... 5, 6, ,7 Section 11396 ....................................................... 5,6,7 Section 11397 ....................................................... 5,6,7 Constitution of Tennessee, Article 11, Section 12.. . 3, 5, 6,7 United States Code, Title 28: Section 1253 .................. Section 1331 .................. Section 1343 .................. Section 2101 ......... ......... Section 2281 .................. Section 2284 .................. 2 . . . 3, 5 . . . 3, 5 2 2, 3,5, 7, 8 . . . 3, 6 UNITED STATES DISTRICT COURT FDR THE EASTERN DISTRICT DF TENNESSEE, NORTHERN DIVISION Civil Action No. 1567 GENE MITCHELL GRAY, LINCOLN ANDERSON BLAKENEY, JOSEPH HUTCH PATTERSON a n d JACK ALEXANDER, vs. Plaintiffs, THE BOARD OF TRUSTEES OF THE UNIVERSITY OF TENNESSEE, ETC., ET AL. Defendants STATEMENT AS TO JURISDICTION In compliance with Rule 12 of the Rules of the Supreme Court of the United States, plaintiffs-appellants submit herewith their statement particularly disclosing the basis upon which the Supreme Court has jurisdiction on appeal to review the judgment of the District Court entered in this cause. Opinion Below The opinion of the District Court of three judges for the Eastern District of Tennessee entered on April 13, 1951, has not yet been reported. A copy of the opinion and of 2 the order are attached hereto as Appendix “ A.” The opinion of the District Court of one judge for the Eastern District of Tennessee entered on April 20, 1951, has not yet been reported and is attached hereto as Appendix “ B.” Jurisdiction The judgment of the District Court of three judges was entered on April 13, 1951. The petition for appeal was presented to the District Court herewith to wit on May 7, 1951. The jurisdiction of the Supreme Court to review this decision by direct appeal is conferred by Title 28, United States Code, Sections 1253 and 2101 (b). The fol lowing decisions sustain the jurisdiction of the Supreme Court to review the judgment on direct appeal in this case: Wilson v. Board of Supervisors, — U. S. —, decided Jan. 2, 1951; McLaurin v. Board of Regents, 339 U. S. 637; Oklahoma Natural Gas Co. v. Russell, 261 U. S. 290; Eichols v. The Public Service Commission of Missouri, et al., 306 U. S. 268; Lernke v. Farmer Grain Co., 258 U. S. 50. Questions Presented I Whether the constitutionality of an order of appellees, Board of Trustees of the University of Tennessee, and the Constitution and statutes of the state on which said order is based refusing to admit appellants to the University of Tennessee solely because of race and color may properly be raised in an action brought pursuant to Title 28, United States Code, Section 2281, where appellants seek to enjoin enforcement of the order, Constitution and statutes on the ground of their enforcement denying to them the equal protection of the laws secured by the Constitution of the United States? 3 II Whether Title 28, United States Code, Section 2281, con fers exclusive jurisdiction in a District Court of three judges to determine whether enforcement of an order re fusing to grant appellants’ admission to the University of Tennessee solely because of race or color, adopted pursuant to the Constitution and statutes of Tennessee, should be enjoined as violative of the Constitution of the United States and whether such court convened in accordance with Title 28, United States Code, Section 2284, can properly refuse jurisdiction? III Whether appellants’ motion for judgment on the plead ings should have been granted? Statutes Involved Title 28, United States Code, Sections 1331, 1343, 2281 and 2284; Article 11, Section 12 of the Constitution of Tennessee, and Sections 11395, 11396 and 11397 as set forth in Appendix “ C” hereto. Order Involved The appellees, Board of Trustees of the University of Tennessee, which exists pursuant to the Constitution and laws of the State of Tennessee as a state administrative agency or board (Constitution of Tennessee, Art. 11, Sec. 12; Acts of Tennessee, 1807, ch. 64 and 78, as amended by Pub. Acts of 1840, ch. 98, Secs. 4 and 5; Pub. Acts of 1879, ch. 75; Pub. Acts of 1909, ch. 48; Pub. Acts of 1939, ch. 30, Sec. 1; Code of Tennessee, Vol. 1, Title III, ch. 3, Art. 10; Acts of Tennessee, 1807, ch. 64, Sec. 3; Pub. Acts of 1840, ch. 186, Sec. 5; Code of Tennessee, Secs. 563, 566, 577, 584.8a and Pub. Acts of 1909, ch. 48, Sec. 1), on or about the 4 “ W hereas , the Constitution and the Statutes of the State of Tennessee expressly provide that there shall be segregation in the education of the races in schools and colleges in the State and that a violation of the laws of the State in this regard subjects the violator to prosecution, conviction and punishment as therein pro vided; and, “ W hereas , this Board is bound by the Constitutional provision and the acts referred to ; “ B e I t T herefore R esolved, that the applications by members of the Negro race for admission as students into The University of Tennessee be and the same are hereby denied.” This order is set forth in Appendix “ D ” hereto. Statement Appellants are all Negroes, citizens of the United States and of the State of Tennessee. Appellants, Gene Mitchell Gray and Jack Alexander, applied for admission to the Graduate School of the University of Tennessee, such ap plications being for registration on the first day of the 1950 fall quarter and on the first day of the 1951 winter quarter, respectively. Appellants, Lincoln Anderson Blakeney and Joseph Hutch Patterson, applied for admission as first-year students in the College of Law of the University of Tennes see, such applications being for registration on the first day of the winter quarter, 1951. All appellants meet all the law ful requirements for admission to the school or college to which they applied and would have been admitted without question except for the fact that they are Negroes. The Uni versity of Tennessee is the only institution maintained by 4th of December, 1950, took the following action with re spect to appellants’ application for admission to the Uni versity of Tennessee: 5 the state where appellants may receive the educational op portunities and advantages they seek. On December 4, 1950, appellees, the Board of Trustees of the University of Tennessee, met and denied appellants admission because of their race and color on the grounds that to so admit them would be in violation of the Constitu tion and laws of the State. This denial was embodied in a formal order adopted by appellees and set out supra. Appellants thereupon brought an action in the United States District Court for the Eastern District of Tennessee pursuant to Title 28, United States Code, Sections 1331, 1343 and 2281 on their own behalf, and on behalf of all other Negroes similarly situated, seeking a preliminary and per manent injunction restraining appellees from enforcing said order and from making any distinction on the basis of race and color in the consideration of appellants’ applications for admission as students to the University of Tennessee, and from enforcing Article 11, Section 12 of the Constitu tion of the State and Sections 11395, 11396 and 11397 of the Code of Tennessee on the grounds that the enforcement of said order, constitutional provisions or statutes would be an unconstitutional deprivation of appellants ’ rights. Appellees, in their answer, admitted as a first defense that they had refused appellants’ admission pursuant to Article 11, Section 12 of the Constitution of the State of Tennes see ; and as a second defense that such refusal was required by Sections 11395, 11396 and 11397 of the Code of Ten nessee which made it unlawful for Negroes and white per sons to be taught together in the same school. Appellants ’ allegation that the University of Tennessee was the only state institution where appellants could secure the educa tional opportunities and advantages they seek was not con troverted by appellees. Whereupon appellants filed a mo tion for judgment on the pleadings. 6 Pursuant to appellants’ request, a special three-judge District Court was convened in accordance with Title 28, United States Code, Section 2884 and a hearing on said motion for judgment on the pleadings was held on March 13, 1951, before such court. In their complaint, and at the hearing, appellants urged the issuance of both a temporary and a permanent injunction enjoining enforcement of the order of December 4, 1950, and of Article 11, Section 12 of the Constitution and Sections 11395, 11396 and 11397 of the Code of Tennessee on the grounds that they were uncon stitutional. On April 13, 1951, the court below rendered an opinion disclaiming jurisdiction of this controversy for the reason that the right of the state to require segregation of the races in educational institutions had been consistently upheld by the United States Supreme Court. (See Opinion, Appendix A.) An order was issued dissolving the District Court of three judges on the grounds that the real issue raised was whether there had been a denial to appellants of the equal protection of the laws without regard to the constitutionality of the order, constitutional provisions or statutes heretofore referred to. The cause was ordered to proceed before a District Court of one judge. On April 20, 1951, the District Court of one judge, without further action by appellants, handed down an opinion in which appellees’ refusal to admit appellants to the University of Tennessee was declared to be a denial of the equal pro tection of the laws. The Court said: “ The Court finds that under the Gaines, Sipuel, Sweatt and McLaurin eases heretofore cited, these plaintiffs are being denied their right to the equal protection of the law7s as provided by the Fourteenth Amendment and holds that under the decisions of the Supreme Court the plaintiffs are entitled to be admitted to the Schools of the University of Tennessee to which 7 they have applied for admission. Believing that the University authorities will either comply with the laws as herein declared or take the case up on appeal, the Court does not deem an injunctive order presently to be appropriate. The case, however, will be retained on the docket for such orders as may seem proper when it appears that the applicable law has been finally declared.” It is appellants’ contention that issuance of a declaratory judgment in which appellants are declared to be entitled to admission to the University does not accord to them the protection to which they are entitled. The Court, on April 20, 1951, specifically refused to grant to appellants injunc tive relief prayed for in their complaint. It is appellants’ contention that the issuance of an injunction by a single District Judge would have been a nullity in view of Title 28, United States Code, Section 2281, since such an injunction must necessarily be based on the unconstitutionality of the order of appellees denying appellants admission to the University of Tennessee; of Article 11, Section 12 of the Constitution of Tennessee and Sections 11395, 11396 and 11397 of the Code of Tennessee upon which the December 4, 1950, order was based and would require action by a District Court of three judges. We bring the cause here in order to seek a reversal of the order issued on April 13, 1951, dissolving the three- judge court and disclaimer of jurisdiction, and a judgment from this Court granting appellants’ motion for judgment on the pleadings. The Questions Are Substantial The issues involved in this appeal are similar to those raised by Wilson v. Board of Supervisors, supra, and MaLaurim v. Board of Regents, supra. These issues are of great importance and involve the protection and the rights of appellants and the class they represent to the equal protection of the laws with respect to the equality of oppor tunity to secure the educational advantages and facilities offered by the University of Tennessee. Appellants have been excluded from the University in reliance upon the segregation statutes and criminal sanctions of the Code of Tennessee. These statutes, as applied, are unconstitutional in that there is no other institution in which appellants may secure equal educational advantages. Missouri ex rel. Gaines v. Canada, 305 U. S. 337; Sipuel v. Board of Regents, 332 U. S. 631; Sweatt v. Painter, 339 U. S. 629; McLaurin v. Board of Regents, supra. Their rights are substantial and appellants are entitled to speedy redress in the form of a permanent injunction restraining appellees from re fusing to admit them to the University of Tennessee solely because of race and color. This remedy is only available through a District Court of three judges and the court below was in error in holding that it was without jurisdic tion to decide this cause. This Court, in previous cases, has held in an action of this character that Title 28, United States Code, Section 2281, may properly be invoked. Wil son v. Board of Supervisors, supra; McLaurin v. Board of Regents, supra. The refusal of the court below to decide this cause and its referral of the question to a court of one judge, therefore, is directly contrary to decisions of this Court. The question as to whether appellants are entitled to a judgment on the pleadings and for an order requiring their admission to the University of Tennessee in view of the fact that there is no other school maintained by the state to which appellants may attend has been conclusively settled in appellants’ favor by decisions of this Court. Missouri ex rel. Gaines v. Canada, supra; Sipuel v. Board of Regents, supra; Sweatt v. Painter, s-upra.; Wilson v. Board of Super visors, supra. Therefore, the refusal of the court below to give appellants affirmative relief by granting their motion 9 for judgment on the pleadings and through issuance of an injunction ordering their admission is in direct conflict with decisions of this Court and hence presents a question of substantial nature for this Court’s decision. Their attempt to transfer the cause before a District Court of one judge should be declared a nullity since this is a cause in which the action of a District Court of three judges is required. McLaurin v. Board of Regents, supra; Wilson v. Board of Supervisors; Oklahoma Natural Gas Company v. Russell, 261 U. S. 290; Stratton v. St. Louis S. W. R. Co., 282 U. S. 10; In Re Buder, 271 U. S. 461; Lemke v. Farmers Grain Co., supra. W h erefo re , it is submitted that this appeal should be granted, and that the order of April, 1951, should be re versed and the cause remanded with specific instructions to the court to issue an injunction ordering appellants’ admission to the University of Tennessee. Respectfully submitted, C ash A. C owan , 1011/2 W. Vine Avenue, Knoxville, Tennessee; A von N. W illia m s , J r ., 511 E. Vine Avenue, Knoxville 15, Tennessee; Z. A lexander L ooby, 419 Fourth Avenue, North, Nashville, Tennessee; T htjrgood M arshall, 20 West 40th Street, New York 18, N. Y.; R obert L . Carter, 20 West 40th Street, New York 18, N. Y ., Counsel for Plaintiffs-Appellants. Dated: May 7, 1951. 10 APPENDIX “A” Civil Action No. 1567 Gen e M it c h e l l Gray, L in c o ln A nderson B la k en ey , J o s e p h H u t c h P atterson and J ack A lexander, Plaintiffs, v. T h e B oard of T rustees of t h e U n iversity of T e n n e sse e , E tc ., et al., Defendants Before M iller , Circuit Judge, D arr and T aylor, District Judges. M iller , Circuit Judge. The plaintiffs by this action seek to enjoin the Board of Trustees of the University of Ten nessee, the University of Tennessee, and certain of its officers from denying them admission to the Graduate School and to the College of Law of the University because they are members of the Negro race. In brief, the complaint alleges that the plaintiffs are citizens of the United States and of the State of Tennessee, are residents of and domiciled in the City of Knoxville, State of Tennessee, and are members of the Negro race; that plaintiffs, Gene Mitchell Gray and Jack Alexander, are fully qualified for admission as graduate students to the Graduate School of the University; that plaintiffs Lincoln Anderson Blakeney and Joseph Hutch Patterson are fully qualified for admission as undergraduate students in law to the College of Law of the University; that the four plain tiffs are ready, willing and able to pay all lawful charges and fees, and to comply with all lawful rules and regula tions, requisite to their admission; that the University of Tennessee is a corporation duly organized and existing under the laws of Tennessee, was established and is oper ated as a State function by the State of Tennessee, with two of its integral parts or departments being the Graduate UNITED STATES DISTRICT COURT, FOR THE EA STERN DISTRICT OF TEN N ESSEE, NORTH ERN DIVISION 11 School and the College of Law; that it operates as an es sential part of the public school system of the State of Tennessee, maintained by appropriations from the public funds of said State raised by taxation upon the citizens and taxpayers of the State including the plaintiffs; that there is no other institution maintained or operated by the State at which plaintiffs might obtain the graduate or legal education for which they have applied to the Univer sity of Tennessee; that the plaintiffs Gene Mitchell Gray and Jack Alexander applied for admission as graduate students to the Graduate School of the University and that the plaintiffs Lincoln Anderson Blakeney and Joseph Hutch Patterson applied for admission as undergraduate students in law to the College of Law of the University; and that on or about December 4, 1950, the Board of Trustees of the University refused and denied each and all of their appli cations for admission because of their race or color, relying upon the Constitution and Statutes of the State of Tennes see providing that there shall be segregation in the educa tion of the races in the schools and colleges in the State. Plaintiffs contend that the action of the defendants in deny ing them admission to the University denies the plaintiffs, and other Negroes similarly situated, because of their race or color, their privileges and immunities as citizens of the United States, their liberty and property without due process of law, and the equal protection of the laws, se cured by the 14th Amendment of the Constitution of the United States and by Section 41, Title 8, United States Code. The defendants, by answer, state that they are acting under and pursuant to the Constitution and the Statutes of the State of Tennessee, by which they are enjoined from permitting any white and negro children to be received as scholars together in the same school; that provision has been made by Tennessee Statutes to provide professional education for colored persons not offered to them in state colleges for Negroes but offered for white students in the University of Tennessee; that the State of Tennessee, under its Constitution and Statutes and under its police power, has adopted reasonable regulations for the operation of its 12 institutions based upon established usages, customs and traditions, and such regulations being reasonable are not subject to challenge by the plaintiffs; and that the 14th Amendment of the Constitution of the United States did not authorize the Federal Government to take away from the State the right to adopt all reasonable laws and regulations for the preservation of the public peace and good order under the inherent police power of the State. The plaintiffs requested a hearing by a three-judge court under the provisions of Title 28 U. S. Code, Section 2281, and moved for judgment on the pleadings in that the plead ings showed that there was no dispute as to any material fact and they were entitled to judgment as a matter of law. The present three-judge court was designated and in due course the case was argued before it. We are of the opinion that the case is not one for de cision by a three-judge court. Title 28 U. S. Code, Section 2281, requires the action of a three-judge court only when an injunction is issued restraining the action of any officer of the State upon the ground of the unconstitutionality of such statute. We are of the opinion that the case presents a question of alleged discrimination on the part of the defendants against the plaintiffs under the equal protection clause of the 14th Amendment, rather than the unconstitu tionality of the statutory law of Tennessee requiring segre gation in education. As such, it is one for decision by the District Judge instead of by a three-judge court. The plaintiffs rely chiefly upon the decisions of the Su preme Court in Missouri v. Canada, 305 U. S. 337, Sipuel v. Board of Regents, 332 IT. S. 631, Sweatt v. Painter, 339 U. S. 629 and McLaurin v. Oklahoma State Regents, 339 U. S. 637, in which State Universities were required to ad mit qualified negro applicants. In each of those cases the plaintiff was granted the right to be admitted to the State University on equal terms with white students because of the failure of the State to furnish to the negro applicant educational facilities equal to those furnished white stu dents at the State University. The rulings therein are based upon illegal discrimination under the equal protection clause of the 14th Amendment, not upon the unconstitu 13 tionality of a State statute. In Sweatt v. Painter, supra, the Court expressly pointed out (339 IT. S. at Page 631) that it was eliminating from the case the question of constitu tionality of the State statute which restricted admission to the University to white students. Those cases did not change the rule, previously laid down by the Supreme Court, that State legislation requiring segregation was not unconstitutional because of the feature of segregation, Plessy v. Ferguson, 163 U. S. 537; McCabe v. Atchison T. d S. F. Ry. Co., 235 U. S. 151, provided equal facilities were furnished to the segregated races. In Sweatt v. Painted, supra, the Supreme Court declined (339 U. S. at Page 636) to re-examine its ruling in Plessy v. Ferguson, supra. In Berea College v. United States, 211 U. S. 45, and Gong Burn v. Rice, 275 U. S. 78, state segregation statutes dealing spe cifically with education were not held to be unconstitutional. The validity of such legislation was recognized in Missouri v. Canada, supra, wherein the Court stated (305 U. S. at page 344)—“ The State has sought to fulfill that obligation by furnishing equal facilities in separate schools, a method the validity of which has been sustained by our decisions.” In that case, as well as in Sweatt v. Painter, supra, there were State statutes which required segregation for the purpose of higher education, but the decisions in those cases did not declare those statutes unconstitutional. By Chapter 43 of the Public Acts of 1941, the State of Tennessee authorized and directed the State Board of Edu cation and the Commissioner of Education to provide edu cational training and instruction for negro citizens of Ten nessee equivalent to that provided at the University of Ten nessee by the State of Tennessee for white citizens of Ten nessee, such training and instruction to be made available in a manner to be prescribed by the State Board of Educa tion and the Commissioner of Education, provided, that the members of the negro race and white race should not attend the same institution or place of learning. The Supreme Court of Tennessee has held that Act to be mandatory in character. State ex rel. Michael v. Witharn, 179 Tenn. (15 Beeler) 250. Such legislation, specifically requiring equal educational training and instruction for white and negro 14 citizens, appears to go further than did some of the State Statutes involved in the Supreme Court cases above re ferred to, which were not declared unconstitutional in those cases. In our opinion, this' case does not turn upon the unconstitutionality of the state statutes, but presents the same issue as was presented to the Supreme Court in Mis souri v. Canada, supra, Sipuel v. Board of Regents, supra, Sweatt v. Painter, supra, and McLaurin v. Oklahoma State Regents, supra, namely, the question of discrimination under the equal protection clause of the 14th Amendment. Accordingly, this case, at least in its present stage, is one for decision by the District Judge, in the district of its filing, on the* issue of alleged discrimination against the plaintiffs under the equal protection clause of the 14th Amendment. Such an issue does not address itself to a three-judge court. Ex parte Bransford, 310 U. S. 354; Ex parte Collins, 277 U. S. 565; Rescue Army v. Municipal Court, 331 U. S. 549, 568-574. The two Judges designated by the Chief Judge of the Circuit to sit with the District Judg-e in the hearing and decision of this case do now accordingly withdraw from the case, which will proceed in the District Court where it was originally filed. See Lee v. Roseberry, 94 Fed. Supp. 324, 328. 15 1567 Ge n e M it c h e l l Gray, L in co ln A nderson B la k en ey , J oseph H u t c h P atterson a n d J ack A lexander, Plaintiffs, v. T h e B oard of T rustees of t h e U niversity of T e n n e sse e , E tc., et al., Defendants UNITED STATES DISTRICT COURT FOR THE EA STERN DIVISION OF TEN N ESSEE, NORTHERN DIVISION O rder Before Miller, Circuit Judge; Darr and Taylor, District Judges This case was heard on the record, briefs and argument of counsel for respective parties. And the Court being of the opinion that the issue involved is alleged unjust discrimination against the plaintiffs under the Equal Protection Clause of the Fourteenth Amendment of the Constitution of the United States, and not the consti tutionality of certain statutes of the State of Tennessee, referred to in the pleadings; And such issue not being one for decision by a three- judge court under the provisions of Section 2281, Title 28, U. S. Code; It is ordered that the two Judges designated by the Chief Judge of the Circuit to sit with the District Judge, in whose District the action was filed, do now withdraw from the case, and that the case proceed before said Dis trict Judge in the District of its filing. (S .) S hackelford M iller , J r ., Circuit Judge; (S .) L eslie R . D ark, District Judge; (S .) R obt. L . T aylor, District Judge. 16 APPENDIX “B” IN TH E UNITED STATES DISTRICT COURT FOR TH E EA STERN DISTRICT OF TEN N ESSEE, NORTHERN DIVISION Civil No. 1567 G e n e M it c h e l l Gray e t al. vs. U niversity o f T e n n essee e t al. This case was heard by a three-judge court on the record, briefs and argument of counsel for the respective parties on plaintiffs’ motion for summary judgment in their favor under Rule 56 of the Federal Rules of Civil Procedure. In an opinion by Circuit Judge Miller, in which Chief District Judge Darr and District Judge Taylor of the East ern District of Tennessee, concurred, the Court held that the issue involved is alleged unjust discrimination against the plaintiffs under the equal protection clause of the Four teenth Amendment of the Constitution of the United States and not the constitutionality of the Tennessee statutes and constitutional provisions referred to in the complaint. Fol lowing this opinion and the order entered pursuant thereto, Judge Miller and Judge Darr withdrew from the case, which is now before this Court for decision on the motion. Plaintiffs Gray and Alexander have applied for admis sion to the Graduate School and plaintiffs Blakeney and Patterson have applied for admission to the College of Law, of the University of Tennessee. All admittedly are qualified for admission, except for the fact that they are negroes. The matter of their applications was referred by University authorities to the Board of Trustees, who disposed of the matter by the following resolution: “ Whereas, the Constitution and the statutes of the State of Tennessee expressly provide that there shall be segregation in the education of the races in schools 17 and colleges in the State and that a violation of the laws of the State in this regard subjects the violator to prose cution, conviction, and punishment as therein provided; and, “ Whereas, this Board is bound by the Constitutional provision and acts referred to ; “ Be it therefore resolved, that the applications by members of the Negro race for admission as students into The University of Tennessee be and the same are hereby denied.” Following the indicated action by the Board of Trustees, plaintiffs filed their joint complaint for themselves and on behalf of all negro citizens similarly situated, praying for a temporary and, after hearing, a permanent order restrain ing the defendants from executing the exclusion order of the Board of Trustees against the plaintiffs, or other ne groes similarly situated, and from all action pursuant to the constitution and statutes of the State of Tennessee, and the custom or usage of the defendants, respecting the require ment of segregation of whites and negroes in state-sup ported educational institutions and exclusion of negroes from the University of Tennessee, their references being to Article 11, sec. 12, of the state constitution, to sections 2403.1, 2403.3, 11395, 11396, and 11397 of the Tennessee Code, and the custom and usage of defendants of excluding negroes from all colleges, schools, departments, and divisions of the University of Tennessee, including the Graduate School and the College of Law. Defenses interposed are nine in number, but in substance they are these: That defendants, in rejecting the applica tions of the plaintiffs, were and are obeying the mandates of the segregation provisions of the constitution and laws of the State of Tennessee; that those provisions are in exercise of the police powers reserved to the states and are valid, the Fourteenth Amendment and laws enacted there under to the contrary notwithstanding, and that these plain tiffs have no standing to bring this action for the reason that they have not exhausted their administrative remedies under the equivalent facilities act of 1941, Code section 18 2403.3. The plaintiffs, after alleging in their complaint that the University of Tennessee maintains a Graduate School and a College of Law which offer to white students the courses sought by plaintiffs, make the following specific allegation, which defendants, for failure to deny, admit: “ There is no other institution maintained or operated by the State of Tennessee at which plaintiffs might obtain the graduate and/or legal education for which they respectively have applied to The University of Tennessee.” It is, of course, recognized that the Constitution of the United States is one of enumerated and delegated powers. , To remove original doubt as to the character of federal powers, the states adopted the Tenth Amendment, which provides: “ The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people.” The Constitution contains no specific delegation of police powers, and those powers are accordingly reserved. But a glance discloses that, in relation to the Tenth Amendment, the Constitution contains two groups of powers, namely, the previously-delegated powers and the subsequently-delegated powers. By adoption of the Fourteenth Amendment, follow ing adoption of the Tenth Amendment, the states consented to limitations upon their reserved powers, particularly in the following respects: “ . . . No State shall make or enforce any law which shall abridge the privileges or im munities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws . . . ” It is recognized that “ the police power of a state extends beyond health, morals and safety, and comprehends the duty, within constitutional limitations, to protect the well being and tranquility of a community.” Kovacs v. Cooper, 336 U. S. 77, 83. (Italics supplied). States “ have power to legislate against what are found to be injurious practices in their internal commercial and business affairs, so long as their laws do not run afoul of some specific constitutional prohibition, or of some valid federal law.” Whitaker v. North Carolina, 335, U. S. 525, 536. (Italics supplied). 19 In the foregoing quotations, the italicized portions point up the limitations upon the exercise of a state’s police powers. Segregation by law may, in a given situation, be a valid exercise of the state’s police powers. It has been so recog nized with respect to schools. Gong Lum et al v. Rice et al, 275 U. S. 78. Also, as to segregation on intrastate trains. Plessy v. Ferguson, 163 U. S. 537. But where enforcement by the state of a law ran afoul of the Fourteenth Amend ment by denying members of a particular race or nationality equal rights as to property or the equal protection of the laws, the state action has been condemned. This was the result where state law discriminated against aliens as to the privilege of employment. Truax v. Eaich, 239 IT. S. 33. The same result was reached as to enforcement of restrictive covenants in deeds, Shelley et ux v. Kraemer et ux, 334 IT. S. 1; in the housing segregation eases, Bichmond v. Deans, 4 Cir., 37 F. 2d 712, affirmed 281 U. S. 704; Buchanan v. Warley, 245 IT. S. 60: and in the cases where segregation has resulted in inequality of educational opportunities for negroes, Sweatt v. Painter et al, 339 U. S. 629; McLaurin v. Oklahoma State Regents, 339 IT. S. 637. From these cases it appears to be well settled that exercise of the state’s police powers ceases to be valid when it violates the pro hibitions of the Fourteenth Amendment. The defense on this ground, therefore, fails. The second question is whether the plaintiffs have pres ent standing to bring this action. To understand the de fense interposed here, it is desirable to look at the historical background of the act of 1941, of which the Court takes judicial notice. On October 18, 1939, six negroes applied for admission to the University of Tennessee, four to the Graduate Depart ment and two to the College of Law. Being denied admis sion, they filed their separate petitions for mandamus in the Chancery Court of Knox County, Tennessee, to require their admission. Following denial of the petitions in a consolidated proceeding, an appeal was taken to the Su preme Court of Tennessee, where the action of the Chan cellor was affirmed by opinion filed November 7, 1942. State 20 ex rel. Michael et al. v. Witham et al., 179 Tenn. 250. The case was not disposed of by the Chancellor on its merits, but on the ground that it had become moot. While the case was pending in the Chancery Court, the state legislature enacted the act of 1941, now carried in the Code as sec. 2403.3, and entitled, Ediocational facilities for negro citizens equivalent to those provided for white citizens: 11 The state board of education and the commissioner of education are hereby authorized and directed to provide educational training and instruction for negro citizens of Tennessee equivalent to that provided at the University of Tennessee by the State of Tennessee for white citizens of Tennessee. Such training and instruc tion shall be made available in a manner to be pre scribed by the state board of education and the com missioner of education; provided, that members of the negro race and white race shall not attend the same institution or place of learning. The facilities of the Agricultural and Industrial State College, and other institutions located in Tennessee, may be used when deemed advisable by the state board of education and the commissioner of education, insofar as the facilities of same are adequate. ’ ’ Following enactment of the statute a supplemental answer was filed in the case then pending, in which it was averred that pursuant to the Act certain committees had been appointed by the state board of education, with instructions to report at the board’s next regular meeting, an averment which suggested that the act of 1941 was to be made opera tive expeditiously. The Supreme Court of Tennessee, in affirming the Chan cellor’s dismissal of the consolidated case, construed the act of 1941 to be mandatory in character. “ No discretion whatever is vested in the State Board of Education under the Act as to the performance of its mandates. The manner of providing educational training and instruction for negro citizens equivalent to that provided for white citizens at the University of Tennessee is for the Board of Education to determine in its sound discretion, but the furnishing of such 21 equivalent instruction is mandatory. ’ ’ State ex rel. Michael et al. v. Witham et al., 179 Tenn. 250, 257. The court also said at page 257: “ Upon the demand of a negro upon the State Board of Education for training and instruction in any branch of learning taught in the Univer sity of Tennessee, it is the duty of the Board to provide such negro with equal facilities of instruction in such subjects as that enjoyed by the students of the University of Ten nessee. The State Board of Education is entitled to rea sonable advance notice of the intention of a negro student to require such facilities . . . No such advance notice by appellants is shown in the record.” At page 258, the court further said: “ It does not appear that the State Board of Education is seeking in any way to evade the performance of the duties placed upon it by Chap ter 43, Public Acts 1941, or that it is lacking sufficient funds to carry out the purposes of the Act. The state having pro vided a full, adequate and complete method by which negroes may obtain educational training and instruction equivalent to that provided at the University of Tennessee, a decision of the issues made in the consolidated causes be comes unnecessary and improper. The legislation of 1941 took no rights away from appellants; on the contrary the right to equality in education with white students was specifically recognized and the method by which those rights would be satisfied was set forth in the legislation. What more could be demanded?” By failure to deny the allegations of the complaint, de fendants admit that the directive, though mandatory, has not been carried out. Nevertheless, it is urged by defend ants that these plaintiffs have no standing here until they have petitioned the state board of education to furnish the equivalent educational training and instruction for negroes provided for by the act. The Supreme Court of the state noted in its opinion that the then applicants for admission to the University of Tennessee had given to the state board “ no such advance notice” of a desire to be furnished facil ities under the act. That omission is understandable here for the reason that their applications for admission to the University of Tennessee had not been finally disposed of by 22 the courts, and the need of their applying to the state board had not been established. Since the enactment of the Act of 1941 and the decision in State ex rel. Michael et al. v. Witham et al., 179 Tenn. 250, the Supreme Court of the United States has emphasized the pronouncement of one of its older cases as to a particular element of equal protection. In Missouri ex rel. Gaines v. Canada, 305 U.S. 337, it appeared that Lincoln University, a state-supported school for negroes, intended to establish a law school. As to this intention the court said: . . it cannot be said that a mere declaration of purpose, still unfulfilled, is enough.” Missouri ex rel. Gaines v. Canada, 305 U.S. 337, 346. In the same case, at page 351, the court said: “ Here, petitioner’s right was a personal one. It was as an individual that he was entitled to the equal protection of the laws, and the State was bound to furnish him within its borders facilities for legal education substantially equal to those which the State there afforded for persons of the white race, . . . ” Later declarations indicate that the two quotations should be read together and that when so read they state the requirement of equality of opportunity to be personal and immediate. In Fisher v. Hurst, 333 U.S. 147, the court emphasized its position that equality of opportunity in education means present equality, not the promise of future equality. This re-emphasized the necessity of equality as to time of an earlier decision, where the court said: “ The State must provide it for her in conformity with the equal protection clause of the Fourteenth Amendment and provide it as soon as it does for applicants of any other group.” Sipuel v. Board of Regents of the University of Oklahoma et al., 332 U.S. 631. In the holding in McLaurin v. Oklahoma State Regents, 339 U.S. 637, 642, the court said: “ We conclude that the conditions under which this appellant is required to receive his education deprive him of his personal and present right to the equal protection of the laws.” That equality of educational opportunity for negroes means present equality was emphasized once more in Sweat! v. Painter et al., 339 U.S. 629, 635: “ This Court has stated unanimously that ‘The State must provide (legal education) 23 for (petitioner) in conformity with the equal protection clause of the Fourteenth Amendment and provide it as soon as it does for applicants of any other group’. Sipuel v. Board of Regents, 332 U.S. 63i, 633.” In view of these recent declarations of the Supreme Court of the United States, this Court is forced to conclude that the defense of exhaustion of administrative remedies fails. The Court finds that under the Gaines, Sipuel, Sweatt and McLaurin cases heretofore cited, these plaintiffs are being denied their right to the equal protection of the laws as pro vided by the Fourteenth Amendment and holds that under the decisions of the Supreme Court the plaintiffs are en titled to be admitted to the schools of the University of Tennessee to which they have applied for admission. Be lieving that the University authorities will either comply with the law as herein declared or take the case up on appeal, the Court does not deem an injunctive order presently to be appropriate. The case, however, will be retained on the docket for such orders as may seem proper when it appears that the applicable law has been finally declared. (S.) B obt. L. T aylob, United States District Judge. APPENDIX “C” CONSTITUTION OF THE STATE OF TENNESSEE Article 11, Section 12: . And the fund called the common school fund, and all the lands and proceeds thereof . . . heretofore by law appropriated by the General Assembly of this State for the use of common schools, and all such as shall hereafter be appropriated, shall remain a per petual fund, . . . and the interest thereof shall be inviolably appropriated to the support and encourage ment of common schools throughout the State, and for the equal benefit of all the people thereof . . . 24 No school established or aided under this section shall allow white and negro children to be received as scholars together in the same school . . CODE OF THE STATE OF TENNESSEE Section 11395: . . It shall be unlawful for any school, academy, college, or other place of learning to allow white and colored persons to attend the same school, academy, college, or other place of learning. ’ ’ Section 11396: ” . . . It shall be unlawful for any teacher, professor, or educator in any college, academy, or school of learning, to allow the white and colored races to attend the same school, or for any teacher or educator or other person to instruct or teach both the white and colored races in the same class, school, or college building, or in any other place or places of learning, or allow or permit the same to be done with their knowledge, con sent or procurement.” Section 11397: ” . . . Any person violating any of the provisions of this article, shall be guilty of a misdemeanor, and, upon conviction, shall be fined for each offense fifty dollars, and imprisonment not less than thirty days nor more than six months. ’ ’ TITLE 28, UNITED STATES CODE Section 1331. Federal question; amount in controversy The district courts shall have original jurisdiction of all civil actions wherein the matter in controversy exceeds the sum or value of $3,000, exclusive of interest and costs, and arises under the Constitution, laws or treaties of the United States. 25 Section 1343. Civil rights (3) To redress the deprivation, under color of any State law, statute, ordinance, regulation, custom or usage, of any right, privilege or immunity secured by the Constitution of the United States or by any Act of Congress providing for equal rights of citizens or of all persons within the jurisdiction of the United States. Section 2281. Injunction against enforcement of State Statute; three-judge court required An interlocutory or permanent injunction restraining the enforcement, operation or execution of any State statute by restraining the action of any officer of such State in the enforcement or execution of such statute or of an order made by an administrative board or commission acting under State statutes, shall not be granted by any district court or judge thereof upon the ground of the unconsti tutionality of such statute unless the application therefor is heard and determined by a district court of three-judges under section 2284 of this title. Section 2284. Three-judge district court; composition; procedure In any action or proceeding required by Act of Congress to be heard and determined by a district court of three judges the composition and procedure of the court, except as otherwise provided by law, shall be as follows: 1 (1) The district judge to whom the application for in junction or other relief is presented shall constitute one member of such court. On the filing of the application, he shall immediately notify the chief judge of the circuit, who shall designate two other judges, at least one of whom shall be a circuit judge. Such judges shall serve as members of the court to hear and determine the action or proceeding. The district courts shall have original jurisdiction of any civil action authorized by law to be commenced by any person : 26 APPENDIX “D” DECEMBER 4, 1950 ORDER OF THE BOARD OF TRUSTEES, UNIVERSITY OF TENNESSEE W hereas , the Constitution and the Statutes of the State of Tennessee expressly provide that there shall be segre gation in the education of the races in schools and colleges in the State and that a violation of the laws of the State in this regard subjects the violator to prosecution, conviction, and punishment as therein provided; and, W hereas , this Board is bound by the Constitutional pro vision and acts referred to ; B e I t T h erefore R esolved, that the applications by members of the Negro race for admission as students into The University of Tennessee be and the same are hereby denied. C ertificate “ We, Carl A. Cowan and Avon N. Williams, Jr., Attor neys for the plaintiffs-appellants, Gene Mitchell Gray, Lincoln Anderson Blakeney, Joseph Hutch Patterson and Jack Alexander, do hereby certify that the foregoing Order is a true, full, correct and complete copy of the Resolution or Order adopted by the Board of Trustees of The Univer sity of Tennessee at their meeting on Monday, December 4, 1950, as enclosed in a letter dated December 7, 1950 mailed to us from Cloide Everett Brehrn, President of The University of Tennessee, and as more particularly set forth in Exhibits ‘C’ and ‘ D’ of plaintiffs’ complaint.” This 7th day of May, 1951. (8.) Carl A. C owan , 1011/2 W. Vine Avenue, Knoxville, Tennessee; (S.) A von N. W illia m s , J r., 511 E. Vine Avenue, Knoxville 15, Tennessee, Attorneys for Plaintiffs-Appellants. (5572)