Gray v. University of Tennessee Board of Trustees Statement as to Jurisdiction
Public Court Documents
May 7, 1951
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S U P R E M E C O U R T DF T H E U N IT E D S T A T E S
OCTOBER TERM, 1951
No. 120
GENE MITCHELL GRAY, LINCOLN ANDERSON
BLAKENEY, JOSEPH HUTCH PATTERSON a n d
JACK ALEXANDER, Appellants,
vs.
THE BOARD OF TRUSTEES OF THE UNIVERSITY
OF TENNESSEE, ETC., ET AL.
APPEAL PROM T H E U N ITE D STATES DISTRICT COURT POE T H E EAST
ERN DISTRICT OF T EN N ESSEE
STATEMENT AS TO JURISDICTION
Carl A . C owan ,
A von N. W illia m s , J r.,
Z. A lexander L ooby,
T hurgood Marshall,
R obert L . Carter,
Counsel for Appellants.
INDEX
S u b je c t I ndex
Statement as to jurisdiction......................................
Opinion below .......................................... ...........
Jurisdiction .........................................................
Questions presented ............................................
Statutes involved ................................................
Order involved ...................................................
Statement ............................................................
The questions are substantial...................... .
Appendix “A”—Opinion and order of the Three-
Judge C o u rt............................................................
Appendix “B”—Opinion of the United States District
Court for the Eastern District of Tennessee...........
Page
1
1
2
2
3
oo
4
7
10
16
T able oe Cases C ited
Buder, In re, 271 U. S. 461.......................................... 9
Ficholz v. The Public Service Commission of Mis
souri, 308 U. S. 268................................................. 2
Lemke v. Farmer Grain Co., 258 U. S. 50.................... 2
McLaurin v. Board of Regents, 339 U. S. 637............. 2,8
Missouri ex rel. Gaines v. Canada, 305 IT. S. 337....... 8
Oklahoma Natural Gas Co. v. Russell, 261 U. S. 390. . 2,9
Sipuel v. Board of Regents, 332 IT. S. 631................ 8
Stratton v. St. Louis S. W. R. R. Co., 282 U. S. 10... . 9
Sweatt v. Painter, 339 U. S. 629................................... 8
Wilson v. Board of Supervisors (Decided Jan. 2,
1951) ....................................................................... 2
S tatutes C ited
Acts of Tennessee, 1807, ch. 64 and 78, as amended by
Pub. Acts of 1840, ch. 98, Secs. 4 and 5; Pub. Acts
of 1879, ch. 75; Pub. Acts of 1909, ch. 48; Pub. Acts
of 1939, ch. 30, Sec. 1; Code of Tennessee, Vol. 1,
Title III, ch. 3, Art. 10; Acts of Tennessee, 1807,
ch. 64, Sec. 3; Pub. Acts of 1840, ch. 186, Sec. 5;
Code of Tennessee, Secs. 563, 566, 577, 584, 8a and
Pub. Acts of 1909, ch. 48, Sec. 1 ............................... 3
—5572
11 INDEX
Code of Tennessee:
Section 11395 ....................................................... 5, 6, ,7
Section 11396 ....................................................... 5,6,7
Section 11397 ....................................................... 5,6,7
Constitution of Tennessee, Article 11, Section 12.. . 3, 5, 6,7
United States Code, Title 28:
Section 1253 ..................
Section 1331 ..................
Section 1343 ..................
Section 2101 ......... .........
Section 2281 ..................
Section 2284 ..................
2
. . . 3, 5
. . . 3, 5
2
2, 3,5, 7, 8
. . . 3, 6
UNITED STATES DISTRICT COURT
FDR THE EASTERN DISTRICT DF TENNESSEE,
NORTHERN DIVISION
Civil Action No. 1567
GENE MITCHELL GRAY, LINCOLN ANDERSON
BLAKENEY, JOSEPH HUTCH PATTERSON a n d
JACK ALEXANDER,
vs.
Plaintiffs,
THE BOARD OF TRUSTEES OF THE UNIVERSITY
OF TENNESSEE, ETC., ET AL.
Defendants
STATEMENT AS TO JURISDICTION
In compliance with Rule 12 of the Rules of the Supreme
Court of the United States, plaintiffs-appellants submit
herewith their statement particularly disclosing the basis
upon which the Supreme Court has jurisdiction on appeal to
review the judgment of the District Court entered in this
cause.
Opinion Below
The opinion of the District Court of three judges for the
Eastern District of Tennessee entered on April 13, 1951,
has not yet been reported. A copy of the opinion and of
2
the order are attached hereto as Appendix “ A.” The
opinion of the District Court of one judge for the Eastern
District of Tennessee entered on April 20, 1951, has not yet
been reported and is attached hereto as Appendix “ B.”
Jurisdiction
The judgment of the District Court of three judges was
entered on April 13, 1951. The petition for appeal was
presented to the District Court herewith to wit on May 7,
1951. The jurisdiction of the Supreme Court to review
this decision by direct appeal is conferred by Title 28,
United States Code, Sections 1253 and 2101 (b). The fol
lowing decisions sustain the jurisdiction of the Supreme
Court to review the judgment on direct appeal in this case:
Wilson v. Board of Supervisors, — U. S. —, decided Jan.
2, 1951; McLaurin v. Board of Regents, 339 U. S. 637;
Oklahoma Natural Gas Co. v. Russell, 261 U. S. 290;
Eichols v. The Public Service Commission of Missouri, et
al., 306 U. S. 268; Lernke v. Farmer Grain Co., 258 U. S. 50.
Questions Presented
I
Whether the constitutionality of an order of appellees,
Board of Trustees of the University of Tennessee, and the
Constitution and statutes of the state on which said order
is based refusing to admit appellants to the University of
Tennessee solely because of race and color may properly be
raised in an action brought pursuant to Title 28, United
States Code, Section 2281, where appellants seek to enjoin
enforcement of the order, Constitution and statutes on the
ground of their enforcement denying to them the equal
protection of the laws secured by the Constitution of the
United States?
3
II
Whether Title 28, United States Code, Section 2281, con
fers exclusive jurisdiction in a District Court of three
judges to determine whether enforcement of an order re
fusing to grant appellants’ admission to the University of
Tennessee solely because of race or color, adopted pursuant
to the Constitution and statutes of Tennessee, should be
enjoined as violative of the Constitution of the United
States and whether such court convened in accordance with
Title 28, United States Code, Section 2284, can properly
refuse jurisdiction?
III
Whether appellants’ motion for judgment on the plead
ings should have been granted?
Statutes Involved
Title 28, United States Code, Sections 1331, 1343, 2281
and 2284; Article 11, Section 12 of the Constitution of
Tennessee, and Sections 11395, 11396 and 11397 as set forth
in Appendix “ C” hereto.
Order Involved
The appellees, Board of Trustees of the University of
Tennessee, which exists pursuant to the Constitution and
laws of the State of Tennessee as a state administrative
agency or board (Constitution of Tennessee, Art. 11, Sec.
12; Acts of Tennessee, 1807, ch. 64 and 78, as amended by
Pub. Acts of 1840, ch. 98, Secs. 4 and 5; Pub. Acts of 1879,
ch. 75; Pub. Acts of 1909, ch. 48; Pub. Acts of 1939, ch. 30,
Sec. 1; Code of Tennessee, Vol. 1, Title III, ch. 3, Art. 10;
Acts of Tennessee, 1807, ch. 64, Sec. 3; Pub. Acts of 1840,
ch. 186, Sec. 5; Code of Tennessee, Secs. 563, 566, 577, 584.8a
and Pub. Acts of 1909, ch. 48, Sec. 1), on or about the
4
“ W hereas , the Constitution and the Statutes of the
State of Tennessee expressly provide that there shall
be segregation in the education of the races in schools
and colleges in the State and that a violation of the
laws of the State in this regard subjects the violator to
prosecution, conviction and punishment as therein pro
vided; and,
“ W hereas , this Board is bound by the Constitutional
provision and the acts referred to ;
“ B e I t T herefore R esolved, that the applications by
members of the Negro race for admission as students
into The University of Tennessee be and the same are
hereby denied.”
This order is set forth in Appendix “ D ” hereto.
Statement
Appellants are all Negroes, citizens of the United States
and of the State of Tennessee. Appellants, Gene Mitchell
Gray and Jack Alexander, applied for admission to the
Graduate School of the University of Tennessee, such ap
plications being for registration on the first day of the 1950
fall quarter and on the first day of the 1951 winter quarter,
respectively. Appellants, Lincoln Anderson Blakeney and
Joseph Hutch Patterson, applied for admission as first-year
students in the College of Law of the University of Tennes
see, such applications being for registration on the first day
of the winter quarter, 1951. All appellants meet all the law
ful requirements for admission to the school or college to
which they applied and would have been admitted without
question except for the fact that they are Negroes. The Uni
versity of Tennessee is the only institution maintained by
4th of December, 1950, took the following action with re
spect to appellants’ application for admission to the Uni
versity of Tennessee:
5
the state where appellants may receive the educational op
portunities and advantages they seek.
On December 4, 1950, appellees, the Board of Trustees of
the University of Tennessee, met and denied appellants
admission because of their race and color on the grounds
that to so admit them would be in violation of the Constitu
tion and laws of the State. This denial was embodied in a
formal order adopted by appellees and set out supra.
Appellants thereupon brought an action in the United
States District Court for the Eastern District of Tennessee
pursuant to Title 28, United States Code, Sections 1331,
1343 and 2281 on their own behalf, and on behalf of all other
Negroes similarly situated, seeking a preliminary and per
manent injunction restraining appellees from enforcing said
order and from making any distinction on the basis of race
and color in the consideration of appellants’ applications
for admission as students to the University of Tennessee,
and from enforcing Article 11, Section 12 of the Constitu
tion of the State and Sections 11395, 11396 and 11397 of the
Code of Tennessee on the grounds that the enforcement of
said order, constitutional provisions or statutes would be
an unconstitutional deprivation of appellants ’ rights.
Appellees, in their answer, admitted as a first defense that
they had refused appellants’ admission pursuant to Article
11, Section 12 of the Constitution of the State of Tennes
see ; and as a second defense that such refusal was required
by Sections 11395, 11396 and 11397 of the Code of Ten
nessee which made it unlawful for Negroes and white per
sons to be taught together in the same school. Appellants ’
allegation that the University of Tennessee was the only
state institution where appellants could secure the educa
tional opportunities and advantages they seek was not con
troverted by appellees. Whereupon appellants filed a mo
tion for judgment on the pleadings.
6
Pursuant to appellants’ request, a special three-judge
District Court was convened in accordance with Title 28,
United States Code, Section 2884 and a hearing on said
motion for judgment on the pleadings was held on March
13, 1951, before such court. In their complaint, and at the
hearing, appellants urged the issuance of both a temporary
and a permanent injunction enjoining enforcement of the
order of December 4, 1950, and of Article 11, Section 12 of
the Constitution and Sections 11395, 11396 and 11397 of the
Code of Tennessee on the grounds that they were uncon
stitutional.
On April 13, 1951, the court below rendered an opinion
disclaiming jurisdiction of this controversy for the reason
that the right of the state to require segregation of the
races in educational institutions had been consistently
upheld by the United States Supreme Court. (See Opinion,
Appendix A.) An order was issued dissolving the District
Court of three judges on the grounds that the real issue
raised was whether there had been a denial to appellants
of the equal protection of the laws without regard to the
constitutionality of the order, constitutional provisions or
statutes heretofore referred to. The cause was ordered
to proceed before a District Court of one judge. On April
20, 1951, the District Court of one judge, without further
action by appellants, handed down an opinion in which
appellees’ refusal to admit appellants to the University of
Tennessee was declared to be a denial of the equal pro
tection of the laws. The Court said:
“ The Court finds that under the Gaines, Sipuel,
Sweatt and McLaurin eases heretofore cited, these
plaintiffs are being denied their right to the equal
protection of the law7s as provided by the Fourteenth
Amendment and holds that under the decisions of the
Supreme Court the plaintiffs are entitled to be admitted
to the Schools of the University of Tennessee to which
7
they have applied for admission. Believing that the
University authorities will either comply with the laws
as herein declared or take the case up on appeal, the
Court does not deem an injunctive order presently to
be appropriate. The case, however, will be retained
on the docket for such orders as may seem proper when
it appears that the applicable law has been finally
declared.”
It is appellants’ contention that issuance of a declaratory
judgment in which appellants are declared to be entitled to
admission to the University does not accord to them the
protection to which they are entitled. The Court, on April
20, 1951, specifically refused to grant to appellants injunc
tive relief prayed for in their complaint. It is appellants’
contention that the issuance of an injunction by a single
District Judge would have been a nullity in view of Title 28,
United States Code, Section 2281, since such an injunction
must necessarily be based on the unconstitutionality of
the order of appellees denying appellants admission to the
University of Tennessee; of Article 11, Section 12 of the
Constitution of Tennessee and Sections 11395, 11396 and
11397 of the Code of Tennessee upon which the December
4, 1950, order was based and would require action by a
District Court of three judges.
We bring the cause here in order to seek a reversal of
the order issued on April 13, 1951, dissolving the three-
judge court and disclaimer of jurisdiction, and a judgment
from this Court granting appellants’ motion for judgment
on the pleadings.
The Questions Are Substantial
The issues involved in this appeal are similar to those
raised by Wilson v. Board of Supervisors, supra, and
MaLaurim v. Board of Regents, supra. These issues are of
great importance and involve the protection and the rights
of appellants and the class they represent to the equal
protection of the laws with respect to the equality of oppor
tunity to secure the educational advantages and facilities
offered by the University of Tennessee. Appellants have
been excluded from the University in reliance upon the
segregation statutes and criminal sanctions of the Code of
Tennessee. These statutes, as applied, are unconstitutional
in that there is no other institution in which appellants may
secure equal educational advantages. Missouri ex rel.
Gaines v. Canada, 305 U. S. 337; Sipuel v. Board of Regents,
332 U. S. 631; Sweatt v. Painter, 339 U. S. 629; McLaurin
v. Board of Regents, supra. Their rights are substantial
and appellants are entitled to speedy redress in the form
of a permanent injunction restraining appellees from re
fusing to admit them to the University of Tennessee solely
because of race and color. This remedy is only available
through a District Court of three judges and the court
below was in error in holding that it was without jurisdic
tion to decide this cause. This Court, in previous cases,
has held in an action of this character that Title 28, United
States Code, Section 2281, may properly be invoked. Wil
son v. Board of Supervisors, supra; McLaurin v. Board of
Regents, supra. The refusal of the court below to decide
this cause and its referral of the question to a court of one
judge, therefore, is directly contrary to decisions of this
Court.
The question as to whether appellants are entitled to a
judgment on the pleadings and for an order requiring their
admission to the University of Tennessee in view of the fact
that there is no other school maintained by the state to
which appellants may attend has been conclusively settled
in appellants’ favor by decisions of this Court. Missouri
ex rel. Gaines v. Canada, supra; Sipuel v. Board of Regents,
supra; Sweatt v. Painter, s-upra.; Wilson v. Board of Super
visors, supra. Therefore, the refusal of the court below to
give appellants affirmative relief by granting their motion
9
for judgment on the pleadings and through issuance of an
injunction ordering their admission is in direct conflict with
decisions of this Court and hence presents a question of
substantial nature for this Court’s decision.
Their attempt to transfer the cause before a District
Court of one judge should be declared a nullity since this
is a cause in which the action of a District Court of three
judges is required. McLaurin v. Board of Regents, supra;
Wilson v. Board of Supervisors; Oklahoma Natural Gas
Company v. Russell, 261 U. S. 290; Stratton v. St. Louis
S. W. R. Co., 282 U. S. 10; In Re Buder, 271 U. S. 461;
Lemke v. Farmers Grain Co., supra.
W h erefo re , it is submitted that this appeal should be
granted, and that the order of April, 1951, should be re
versed and the cause remanded with specific instructions
to the court to issue an injunction ordering appellants’
admission to the University of Tennessee.
Respectfully submitted,
C ash A. C owan ,
1011/2 W. Vine Avenue,
Knoxville, Tennessee;
A von N. W illia m s , J r .,
511 E. Vine Avenue,
Knoxville 15, Tennessee;
Z. A lexander L ooby,
419 Fourth Avenue, North,
Nashville, Tennessee;
T htjrgood M arshall,
20 West 40th Street,
New York 18, N. Y.;
R obert L . Carter,
20 West 40th Street,
New York 18, N. Y .,
Counsel for Plaintiffs-Appellants.
Dated: May 7, 1951.
10
APPENDIX “A”
Civil Action No. 1567
Gen e M it c h e l l Gray, L in c o ln A nderson B la k en ey , J o
s e p h H u t c h P atterson and J ack A lexander, Plaintiffs,
v.
T h e B oard of T rustees of t h e U n iversity of T e n n e sse e ,
E tc ., et al., Defendants
Before M iller , Circuit Judge, D arr and T aylor, District
Judges.
M iller , Circuit Judge. The plaintiffs by this action seek
to enjoin the Board of Trustees of the University of Ten
nessee, the University of Tennessee, and certain of its
officers from denying them admission to the Graduate
School and to the College of Law of the University because
they are members of the Negro race.
In brief, the complaint alleges that the plaintiffs are
citizens of the United States and of the State of Tennessee,
are residents of and domiciled in the City of Knoxville,
State of Tennessee, and are members of the Negro race;
that plaintiffs, Gene Mitchell Gray and Jack Alexander,
are fully qualified for admission as graduate students to the
Graduate School of the University; that plaintiffs Lincoln
Anderson Blakeney and Joseph Hutch Patterson are fully
qualified for admission as undergraduate students in law to
the College of Law of the University; that the four plain
tiffs are ready, willing and able to pay all lawful charges
and fees, and to comply with all lawful rules and regula
tions, requisite to their admission; that the University of
Tennessee is a corporation duly organized and existing
under the laws of Tennessee, was established and is oper
ated as a State function by the State of Tennessee, with
two of its integral parts or departments being the Graduate
UNITED STATES DISTRICT COURT, FOR THE
EA STERN DISTRICT OF TEN N ESSEE, NORTH
ERN DIVISION
11
School and the College of Law; that it operates as an es
sential part of the public school system of the State of
Tennessee, maintained by appropriations from the public
funds of said State raised by taxation upon the citizens
and taxpayers of the State including the plaintiffs; that
there is no other institution maintained or operated by the
State at which plaintiffs might obtain the graduate or legal
education for which they have applied to the Univer
sity of Tennessee; that the plaintiffs Gene Mitchell Gray
and Jack Alexander applied for admission as graduate
students to the Graduate School of the University and that
the plaintiffs Lincoln Anderson Blakeney and Joseph Hutch
Patterson applied for admission as undergraduate students
in law to the College of Law of the University; and that on
or about December 4, 1950, the Board of Trustees of the
University refused and denied each and all of their appli
cations for admission because of their race or color, relying
upon the Constitution and Statutes of the State of Tennes
see providing that there shall be segregation in the educa
tion of the races in the schools and colleges in the State.
Plaintiffs contend that the action of the defendants in deny
ing them admission to the University denies the plaintiffs,
and other Negroes similarly situated, because of their race
or color, their privileges and immunities as citizens of the
United States, their liberty and property without due
process of law, and the equal protection of the laws, se
cured by the 14th Amendment of the Constitution of the
United States and by Section 41, Title 8, United States
Code.
The defendants, by answer, state that they are acting
under and pursuant to the Constitution and the Statutes of
the State of Tennessee, by which they are enjoined from
permitting any white and negro children to be received as
scholars together in the same school; that provision has
been made by Tennessee Statutes to provide professional
education for colored persons not offered to them in state
colleges for Negroes but offered for white students in the
University of Tennessee; that the State of Tennessee, under
its Constitution and Statutes and under its police power,
has adopted reasonable regulations for the operation of its
12
institutions based upon established usages, customs and
traditions, and such regulations being reasonable are not
subject to challenge by the plaintiffs; and that the 14th
Amendment of the Constitution of the United States did not
authorize the Federal Government to take away from the
State the right to adopt all reasonable laws and regulations
for the preservation of the public peace and good order
under the inherent police power of the State.
The plaintiffs requested a hearing by a three-judge court
under the provisions of Title 28 U. S. Code, Section 2281,
and moved for judgment on the pleadings in that the plead
ings showed that there was no dispute as to any material
fact and they were entitled to judgment as a matter of law.
The present three-judge court was designated and in due
course the case was argued before it.
We are of the opinion that the case is not one for de
cision by a three-judge court. Title 28 U. S. Code, Section
2281, requires the action of a three-judge court only when
an injunction is issued restraining the action of any officer
of the State upon the ground of the unconstitutionality of
such statute. We are of the opinion that the case presents
a question of alleged discrimination on the part of the
defendants against the plaintiffs under the equal protection
clause of the 14th Amendment, rather than the unconstitu
tionality of the statutory law of Tennessee requiring segre
gation in education. As such, it is one for decision by the
District Judge instead of by a three-judge court.
The plaintiffs rely chiefly upon the decisions of the Su
preme Court in Missouri v. Canada, 305 U. S. 337, Sipuel
v. Board of Regents, 332 IT. S. 631, Sweatt v. Painter, 339
U. S. 629 and McLaurin v. Oklahoma State Regents, 339
U. S. 637, in which State Universities were required to ad
mit qualified negro applicants. In each of those cases the
plaintiff was granted the right to be admitted to the State
University on equal terms with white students because of
the failure of the State to furnish to the negro applicant
educational facilities equal to those furnished white stu
dents at the State University. The rulings therein are based
upon illegal discrimination under the equal protection
clause of the 14th Amendment, not upon the unconstitu
13
tionality of a State statute. In Sweatt v. Painter, supra,
the Court expressly pointed out (339 IT. S. at Page 631) that
it was eliminating from the case the question of constitu
tionality of the State statute which restricted admission
to the University to white students. Those cases did not
change the rule, previously laid down by the Supreme
Court, that State legislation requiring segregation was not
unconstitutional because of the feature of segregation,
Plessy v. Ferguson, 163 U. S. 537; McCabe v. Atchison T.
d S. F. Ry. Co., 235 U. S. 151, provided equal facilities were
furnished to the segregated races. In Sweatt v. Painted,
supra, the Supreme Court declined (339 U. S. at Page 636)
to re-examine its ruling in Plessy v. Ferguson, supra. In
Berea College v. United States, 211 U. S. 45, and Gong Burn
v. Rice, 275 U. S. 78, state segregation statutes dealing spe
cifically with education were not held to be unconstitutional.
The validity of such legislation was recognized in Missouri
v. Canada, supra, wherein the Court stated (305 U. S. at
page 344)—“ The State has sought to fulfill that obligation
by furnishing equal facilities in separate schools, a method
the validity of which has been sustained by our decisions.”
In that case, as well as in Sweatt v. Painter, supra, there
were State statutes which required segregation for the
purpose of higher education, but the decisions in those cases
did not declare those statutes unconstitutional.
By Chapter 43 of the Public Acts of 1941, the State of
Tennessee authorized and directed the State Board of Edu
cation and the Commissioner of Education to provide edu
cational training and instruction for negro citizens of Ten
nessee equivalent to that provided at the University of Ten
nessee by the State of Tennessee for white citizens of Ten
nessee, such training and instruction to be made available
in a manner to be prescribed by the State Board of Educa
tion and the Commissioner of Education, provided, that the
members of the negro race and white race should not attend
the same institution or place of learning. The Supreme
Court of Tennessee has held that Act to be mandatory in
character. State ex rel. Michael v. Witharn, 179 Tenn. (15
Beeler) 250. Such legislation, specifically requiring equal
educational training and instruction for white and negro
14
citizens, appears to go further than did some of the State
Statutes involved in the Supreme Court cases above re
ferred to, which were not declared unconstitutional in those
cases. In our opinion, this' case does not turn upon the
unconstitutionality of the state statutes, but presents the
same issue as was presented to the Supreme Court in Mis
souri v. Canada, supra, Sipuel v. Board of Regents, supra,
Sweatt v. Painter, supra, and McLaurin v. Oklahoma State
Regents, supra, namely, the question of discrimination
under the equal protection clause of the 14th Amendment.
Accordingly, this case, at least in its present stage, is one
for decision by the District Judge, in the district of its
filing, on the* issue of alleged discrimination against the
plaintiffs under the equal protection clause of the 14th
Amendment. Such an issue does not address itself to a
three-judge court. Ex parte Bransford, 310 U. S. 354;
Ex parte Collins, 277 U. S. 565; Rescue Army v. Municipal
Court, 331 U. S. 549, 568-574.
The two Judges designated by the Chief Judge of the
Circuit to sit with the District Judg-e in the hearing and
decision of this case do now accordingly withdraw from the
case, which will proceed in the District Court where it was
originally filed. See Lee v. Roseberry, 94 Fed. Supp. 324,
328.
15
1567
Ge n e M it c h e l l Gray, L in co ln A nderson B la k en ey , J oseph
H u t c h P atterson a n d J ack A lexander, Plaintiffs,
v.
T h e B oard of T rustees of t h e U niversity of T e n n e sse e ,
E tc., et al., Defendants
UNITED STATES DISTRICT COURT FOR THE
EA STERN DIVISION OF TEN N ESSEE, NORTHERN
DIVISION
O rder
Before Miller, Circuit Judge; Darr and Taylor, District
Judges
This case was heard on the record, briefs and argument
of counsel for respective parties.
And the Court being of the opinion that the issue involved
is alleged unjust discrimination against the plaintiffs under
the Equal Protection Clause of the Fourteenth Amendment
of the Constitution of the United States, and not the consti
tutionality of certain statutes of the State of Tennessee,
referred to in the pleadings;
And such issue not being one for decision by a three-
judge court under the provisions of Section 2281, Title 28,
U. S. Code;
It is ordered that the two Judges designated by the
Chief Judge of the Circuit to sit with the District Judge,
in whose District the action was filed, do now withdraw
from the case, and that the case proceed before said Dis
trict Judge in the District of its filing.
(S .) S hackelford M iller , J r .,
Circuit Judge;
(S .) L eslie R . D ark,
District Judge;
(S .) R obt. L . T aylor,
District Judge.
16
APPENDIX “B”
IN TH E UNITED STATES DISTRICT COURT FOR
TH E EA STERN DISTRICT OF TEN N ESSEE,
NORTHERN DIVISION
Civil No. 1567
G e n e M it c h e l l Gray e t al.
vs.
U niversity o f T e n n essee e t al.
This case was heard by a three-judge court on the record,
briefs and argument of counsel for the respective parties
on plaintiffs’ motion for summary judgment in their favor
under Rule 56 of the Federal Rules of Civil Procedure.
In an opinion by Circuit Judge Miller, in which Chief
District Judge Darr and District Judge Taylor of the East
ern District of Tennessee, concurred, the Court held that
the issue involved is alleged unjust discrimination against
the plaintiffs under the equal protection clause of the Four
teenth Amendment of the Constitution of the United States
and not the constitutionality of the Tennessee statutes and
constitutional provisions referred to in the complaint. Fol
lowing this opinion and the order entered pursuant thereto,
Judge Miller and Judge Darr withdrew from the case,
which is now before this Court for decision on the motion.
Plaintiffs Gray and Alexander have applied for admis
sion to the Graduate School and plaintiffs Blakeney and
Patterson have applied for admission to the College of
Law, of the University of Tennessee. All admittedly are
qualified for admission, except for the fact that they are
negroes.
The matter of their applications was referred by University
authorities to the Board of Trustees, who disposed of the
matter by the following resolution:
“ Whereas, the Constitution and the statutes of the
State of Tennessee expressly provide that there shall
be segregation in the education of the races in schools
17
and colleges in the State and that a violation of the laws
of the State in this regard subjects the violator to prose
cution, conviction, and punishment as therein provided;
and,
“ Whereas, this Board is bound by the Constitutional
provision and acts referred to ;
“ Be it therefore resolved, that the applications by
members of the Negro race for admission as students
into The University of Tennessee be and the same are
hereby denied.”
Following the indicated action by the Board of Trustees,
plaintiffs filed their joint complaint for themselves and on
behalf of all negro citizens similarly situated, praying for
a temporary and, after hearing, a permanent order restrain
ing the defendants from executing the exclusion order of
the Board of Trustees against the plaintiffs, or other ne
groes similarly situated, and from all action pursuant to the
constitution and statutes of the State of Tennessee, and the
custom or usage of the defendants, respecting the require
ment of segregation of whites and negroes in state-sup
ported educational institutions and exclusion of negroes
from the University of Tennessee, their references being to
Article 11, sec. 12, of the state constitution, to sections 2403.1,
2403.3, 11395, 11396, and 11397 of the Tennessee Code, and
the custom and usage of defendants of excluding negroes
from all colleges, schools, departments, and divisions of the
University of Tennessee, including the Graduate School and
the College of Law.
Defenses interposed are nine in number, but in substance
they are these: That defendants, in rejecting the applica
tions of the plaintiffs, were and are obeying the mandates
of the segregation provisions of the constitution and laws
of the State of Tennessee; that those provisions are in
exercise of the police powers reserved to the states and are
valid, the Fourteenth Amendment and laws enacted there
under to the contrary notwithstanding, and that these plain
tiffs have no standing to bring this action for the reason
that they have not exhausted their administrative remedies
under the equivalent facilities act of 1941, Code section
18
2403.3. The plaintiffs, after alleging in their complaint that
the University of Tennessee maintains a Graduate School
and a College of Law which offer to white students the
courses sought by plaintiffs, make the following specific
allegation, which defendants, for failure to deny, admit:
“ There is no other institution maintained or operated by the
State of Tennessee at which plaintiffs might obtain the
graduate and/or legal education for which they respectively
have applied to The University of Tennessee.”
It is, of course, recognized that the Constitution of the
United States is one of enumerated and delegated powers. ,
To remove original doubt as to the character of federal
powers, the states adopted the Tenth Amendment, which
provides: “ The powers not delegated to the United States
by the Constitution, nor prohibited by it to the States, are
reserved to the States respectively, or to the people.” The
Constitution contains no specific delegation of police powers,
and those powers are accordingly reserved. But a glance
discloses that, in relation to the Tenth Amendment, the
Constitution contains two groups of powers, namely, the
previously-delegated powers and the subsequently-delegated
powers. By adoption of the Fourteenth Amendment, follow
ing adoption of the Tenth Amendment, the states consented
to limitations upon their reserved powers, particularly in
the following respects: “ . . . No State shall make or
enforce any law which shall abridge the privileges or im
munities of citizens of the United States; nor shall any State
deprive any person of life, liberty, or property, without
due process of law; nor deny to any person within its
jurisdiction the equal protection of the laws . . . ”
It is recognized that “ the police power of a state extends
beyond health, morals and safety, and comprehends the
duty, within constitutional limitations, to protect the well
being and tranquility of a community.” Kovacs v. Cooper,
336 U. S. 77, 83. (Italics supplied). States “ have power
to legislate against what are found to be injurious practices
in their internal commercial and business affairs, so long
as their laws do not run afoul of some specific constitutional
prohibition, or of some valid federal law.” Whitaker v.
North Carolina, 335, U. S. 525, 536. (Italics supplied).
19
In the foregoing quotations, the italicized portions point
up the limitations upon the exercise of a state’s police
powers.
Segregation by law may, in a given situation, be a valid
exercise of the state’s police powers. It has been so recog
nized with respect to schools. Gong Lum et al v. Rice et al,
275 U. S. 78. Also, as to segregation on intrastate trains.
Plessy v. Ferguson, 163 U. S. 537. But where enforcement
by the state of a law ran afoul of the Fourteenth Amend
ment by denying members of a particular race or nationality
equal rights as to property or the equal protection of the
laws, the state action has been condemned. This was the
result where state law discriminated against aliens as to
the privilege of employment. Truax v. Eaich, 239 IT. S. 33.
The same result was reached as to enforcement of restrictive
covenants in deeds, Shelley et ux v. Kraemer et ux, 334
IT. S. 1; in the housing segregation eases, Bichmond v.
Deans, 4 Cir., 37 F. 2d 712, affirmed 281 U. S. 704; Buchanan
v. Warley, 245 IT. S. 60: and in the cases where segregation
has resulted in inequality of educational opportunities for
negroes, Sweatt v. Painter et al, 339 U. S. 629; McLaurin v.
Oklahoma State Regents, 339 IT. S. 637. From these cases
it appears to be well settled that exercise of the state’s
police powers ceases to be valid when it violates the pro
hibitions of the Fourteenth Amendment. The defense on
this ground, therefore, fails.
The second question is whether the plaintiffs have pres
ent standing to bring this action. To understand the de
fense interposed here, it is desirable to look at the historical
background of the act of 1941, of which the Court takes
judicial notice.
On October 18, 1939, six negroes applied for admission to
the University of Tennessee, four to the Graduate Depart
ment and two to the College of Law. Being denied admis
sion, they filed their separate petitions for mandamus in
the Chancery Court of Knox County, Tennessee, to require
their admission. Following denial of the petitions in a
consolidated proceeding, an appeal was taken to the Su
preme Court of Tennessee, where the action of the Chan
cellor was affirmed by opinion filed November 7, 1942. State
20
ex rel. Michael et al. v. Witham et al., 179 Tenn. 250. The
case was not disposed of by the Chancellor on its merits,
but on the ground that it had become moot. While the case
was pending in the Chancery Court, the state legislature
enacted the act of 1941, now carried in the Code as sec.
2403.3, and entitled, Ediocational facilities for negro citizens
equivalent to those provided for white citizens:
11 The state board of education and the commissioner
of education are hereby authorized and directed to
provide educational training and instruction for negro
citizens of Tennessee equivalent to that provided at the
University of Tennessee by the State of Tennessee for
white citizens of Tennessee. Such training and instruc
tion shall be made available in a manner to be pre
scribed by the state board of education and the com
missioner of education; provided, that members of the
negro race and white race shall not attend the same
institution or place of learning. The facilities of the
Agricultural and Industrial State College, and other
institutions located in Tennessee, may be used when
deemed advisable by the state board of education and
the commissioner of education, insofar as the facilities
of same are adequate. ’ ’
Following enactment of the statute a supplemental answer
was filed in the case then pending, in which it was averred
that pursuant to the Act certain committees had been
appointed by the state board of education, with instructions
to report at the board’s next regular meeting, an averment
which suggested that the act of 1941 was to be made opera
tive expeditiously.
The Supreme Court of Tennessee, in affirming the Chan
cellor’s dismissal of the consolidated case, construed the
act of 1941 to be mandatory in character. “ No discretion
whatever is vested in the State Board of Education under
the Act as to the performance of its mandates. The manner
of providing educational training and instruction for negro
citizens equivalent to that provided for white citizens at the
University of Tennessee is for the Board of Education to
determine in its sound discretion, but the furnishing of such
21
equivalent instruction is mandatory. ’ ’ State ex rel. Michael
et al. v. Witham et al., 179 Tenn. 250, 257.
The court also said at page 257: “ Upon the demand of a
negro upon the State Board of Education for training and
instruction in any branch of learning taught in the Univer
sity of Tennessee, it is the duty of the Board to provide such
negro with equal facilities of instruction in such subjects
as that enjoyed by the students of the University of Ten
nessee. The State Board of Education is entitled to rea
sonable advance notice of the intention of a negro student
to require such facilities . . . No such advance notice by
appellants is shown in the record.”
At page 258, the court further said: “ It does not appear
that the State Board of Education is seeking in any way to
evade the performance of the duties placed upon it by Chap
ter 43, Public Acts 1941, or that it is lacking sufficient funds
to carry out the purposes of the Act. The state having pro
vided a full, adequate and complete method by which
negroes may obtain educational training and instruction
equivalent to that provided at the University of Tennessee,
a decision of the issues made in the consolidated causes be
comes unnecessary and improper. The legislation of 1941
took no rights away from appellants; on the contrary the
right to equality in education with white students was
specifically recognized and the method by which those rights
would be satisfied was set forth in the legislation. What
more could be demanded?”
By failure to deny the allegations of the complaint, de
fendants admit that the directive, though mandatory, has
not been carried out. Nevertheless, it is urged by defend
ants that these plaintiffs have no standing here until they
have petitioned the state board of education to furnish the
equivalent educational training and instruction for negroes
provided for by the act. The Supreme Court of the state
noted in its opinion that the then applicants for admission
to the University of Tennessee had given to the state board
“ no such advance notice” of a desire to be furnished facil
ities under the act. That omission is understandable here
for the reason that their applications for admission to the
University of Tennessee had not been finally disposed of by
22
the courts, and the need of their applying to the state board
had not been established.
Since the enactment of the Act of 1941 and the decision
in State ex rel. Michael et al. v. Witham et al., 179 Tenn. 250,
the Supreme Court of the United States has emphasized the
pronouncement of one of its older cases as to a particular
element of equal protection. In Missouri ex rel. Gaines v.
Canada, 305 U.S. 337, it appeared that Lincoln University,
a state-supported school for negroes, intended to establish
a law school. As to this intention the court said: . . it
cannot be said that a mere declaration of purpose, still
unfulfilled, is enough.” Missouri ex rel. Gaines v. Canada,
305 U.S. 337, 346. In the same case, at page 351, the court
said: “ Here, petitioner’s right was a personal one. It was
as an individual that he was entitled to the equal protection
of the laws, and the State was bound to furnish him within
its borders facilities for legal education substantially equal
to those which the State there afforded for persons of the
white race, . . . ” Later declarations indicate that the two
quotations should be read together and that when so read
they state the requirement of equality of opportunity to be
personal and immediate.
In Fisher v. Hurst, 333 U.S. 147, the court emphasized its
position that equality of opportunity in education means
present equality, not the promise of future equality. This
re-emphasized the necessity of equality as to time of an
earlier decision, where the court said: “ The State must
provide it for her in conformity with the equal protection
clause of the Fourteenth Amendment and provide it as soon
as it does for applicants of any other group.” Sipuel v.
Board of Regents of the University of Oklahoma et al., 332
U.S. 631. In the holding in McLaurin v. Oklahoma State
Regents, 339 U.S. 637, 642, the court said: “ We conclude
that the conditions under which this appellant is required
to receive his education deprive him of his personal and
present right to the equal protection of the laws.” That
equality of educational opportunity for negroes means
present equality was emphasized once more in Sweat! v.
Painter et al., 339 U.S. 629, 635: “ This Court has stated
unanimously that ‘The State must provide (legal education)
23
for (petitioner) in conformity with the equal protection
clause of the Fourteenth Amendment and provide it as soon
as it does for applicants of any other group’. Sipuel v.
Board of Regents, 332 U.S. 63i, 633.” In view of these
recent declarations of the Supreme Court of the United
States, this Court is forced to conclude that the defense of
exhaustion of administrative remedies fails.
The Court finds that under the Gaines, Sipuel, Sweatt and
McLaurin cases heretofore cited, these plaintiffs are being
denied their right to the equal protection of the laws as pro
vided by the Fourteenth Amendment and holds that under
the decisions of the Supreme Court the plaintiffs are en
titled to be admitted to the schools of the University of
Tennessee to which they have applied for admission. Be
lieving that the University authorities will either comply
with the law as herein declared or take the case up on appeal,
the Court does not deem an injunctive order presently to
be appropriate. The case, however, will be retained on the
docket for such orders as may seem proper when it appears
that the applicable law has been finally declared.
(S.) B obt. L. T aylob,
United States District Judge.
APPENDIX “C”
CONSTITUTION OF THE STATE OF TENNESSEE
Article 11, Section 12:
. And the fund called the common school fund,
and all the lands and proceeds thereof . . . heretofore
by law appropriated by the General Assembly of this
State for the use of common schools, and all such as
shall hereafter be appropriated, shall remain a per
petual fund, . . . and the interest thereof shall be
inviolably appropriated to the support and encourage
ment of common schools throughout the State, and
for the equal benefit of all the people thereof . . .
24
No school established or aided under this section shall
allow white and negro children to be received as
scholars together in the same school . .
CODE OF THE STATE OF TENNESSEE
Section 11395:
. . It shall be unlawful for any school, academy,
college, or other place of learning to allow white and
colored persons to attend the same school, academy,
college, or other place of learning. ’ ’
Section 11396:
” . . . It shall be unlawful for any teacher, professor,
or educator in any college, academy, or school of
learning, to allow the white and colored races to attend
the same school, or for any teacher or educator or other
person to instruct or teach both the white and colored
races in the same class, school, or college building, or
in any other place or places of learning, or allow or
permit the same to be done with their knowledge, con
sent or procurement.”
Section 11397:
” . . . Any person violating any of the provisions of
this article, shall be guilty of a misdemeanor, and,
upon conviction, shall be fined for each offense fifty
dollars, and imprisonment not less than thirty days
nor more than six months. ’ ’
TITLE 28, UNITED STATES CODE
Section 1331. Federal question; amount in controversy
The district courts shall have original jurisdiction of all
civil actions wherein the matter in controversy exceeds
the sum or value of $3,000, exclusive of interest and costs,
and arises under the Constitution, laws or treaties of the
United States.
25
Section 1343. Civil rights
(3) To redress the deprivation, under color of any State
law, statute, ordinance, regulation, custom or usage, of any
right, privilege or immunity secured by the Constitution
of the United States or by any Act of Congress providing
for equal rights of citizens or of all persons within the
jurisdiction of the United States.
Section 2281. Injunction against enforcement of State
Statute; three-judge court required
An interlocutory or permanent injunction restraining the
enforcement, operation or execution of any State statute
by restraining the action of any officer of such State in the
enforcement or execution of such statute or of an order
made by an administrative board or commission acting
under State statutes, shall not be granted by any district
court or judge thereof upon the ground of the unconsti
tutionality of such statute unless the application therefor
is heard and determined by a district court of three-judges
under section 2284 of this title.
Section 2284. Three-judge district court; composition;
procedure
In any action or proceeding required by Act of Congress
to be heard and determined by a district court of three
judges the composition and procedure of the court, except
as otherwise provided by law, shall be as follows: 1
(1) The district judge to whom the application for in
junction or other relief is presented shall constitute one
member of such court. On the filing of the application, he
shall immediately notify the chief judge of the circuit, who
shall designate two other judges, at least one of whom shall
be a circuit judge. Such judges shall serve as members of
the court to hear and determine the action or proceeding.
The district courts shall have original jurisdiction of
any civil action authorized by law to be commenced by any
person :
26
APPENDIX “D”
DECEMBER 4, 1950 ORDER OF THE BOARD OF
TRUSTEES, UNIVERSITY OF TENNESSEE
W hereas , the Constitution and the Statutes of the State
of Tennessee expressly provide that there shall be segre
gation in the education of the races in schools and colleges
in the State and that a violation of the laws of the State in
this regard subjects the violator to prosecution, conviction,
and punishment as therein provided; and,
W hereas , this Board is bound by the Constitutional pro
vision and acts referred to ;
B e I t T h erefore R esolved, that the applications by
members of the Negro race for admission as students into
The University of Tennessee be and the same are hereby
denied.
C ertificate
“ We, Carl A. Cowan and Avon N. Williams, Jr., Attor
neys for the plaintiffs-appellants, Gene Mitchell Gray,
Lincoln Anderson Blakeney, Joseph Hutch Patterson and
Jack Alexander, do hereby certify that the foregoing Order
is a true, full, correct and complete copy of the Resolution
or Order adopted by the Board of Trustees of The Univer
sity of Tennessee at their meeting on Monday, December
4, 1950, as enclosed in a letter dated December 7, 1950
mailed to us from Cloide Everett Brehrn, President of The
University of Tennessee, and as more particularly set forth
in Exhibits ‘C’ and ‘ D’ of plaintiffs’ complaint.”
This 7th day of May, 1951.
(8.) Carl A. C owan ,
1011/2 W. Vine Avenue,
Knoxville, Tennessee;
(S.) A von N. W illia m s , J r.,
511 E. Vine Avenue,
Knoxville 15, Tennessee,
Attorneys for Plaintiffs-Appellants.
(5572)