Presley v. Etowah County Commission Brief of the Appellee
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August 30, 1991

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Brief Collection, LDF Court Filings. Presley v. Etowah County Commission Brief of the Appellee, 1991. 18642c7b-c19a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/c4342a73-f4b8-4942-8fc7-826f481dbfd3/presley-v-etowah-county-commission-brief-of-the-appellee. Accessed June 30, 2025.
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Nos. 90-711 and 90-712 In The Supreme Court of the United States October Term, 1991 ----------------♦---------------- LAWRENCE C. PRESLEY, individually and on behalf of others similarly situated, Appellant, ETOWAH COUNTY COMMISSION, Appellee. ----------------- ♦ ------------------ ED PETER MACK and NATHANIAL GOSHA, III, individually and on behalf of others similarly situated, vs Appellants, RUSSELL COUNTY COMMISSION, Appellee. ----------------- ♦ ------------------ On Appeal From The United States District Court For The Middle District Of Alabama ----------------- ♦ ------------------ BRIEF OF THE APPELLEE RUSSELL COUNTY COMMISSION ----------------- ♦ ------------------ James W. W ebb Counsel of Record K endrick E. W ebb W ebb, C rumpton, McG regor, Davis & A lley One Commerce Street, Suite 700 Post Office Box 238 Montgomery, Alabama 36101-0238 (205) 834-3176 Attorneys for Appellee Russell County Commission August 1991 1 QUESTION PRESENTED WHETHER LOCAL LEGISLATION WHICH MERELY SHIFTS MINISTERIAL ROAD DUTIES FROM INDIVID UAL COUNTY COMMISSIONERS ELECTED AT LARGE TO A ROAD ENGINEER RESPONSIBLE TO THE COUNTY COMMISSION AS A WHOLE IS SUBJECT TO PRECLEARANCE UNDER SECTION 5 OF THE VOTING RIGHTS ACT? 11 PARTIES IN COURT BELOW The parties in the court below at the time of the judgment were plaintiffs Ed Peter Mack, Nathaniel Gosha, III, Lawrence C. Presley, and defendants Russell County Commission and Etowah County Commission. Ill TABLE OF CONTENTS Page Question Presented............................................................... i Parties in Court B elow ....................................................... ii Table of C ontents................................................................. iii Table of A uthorities............................................................. vi Opinions B elow ..................................................................... 1 Jurisdiction............................................................................... 1 Statutory Provisions............................................................. 1 Statement of the C a se ......................................................... 1 Summary of Argum ent....................................................... 5 Argument................................................................................. 8 LOCAL LEGISLATION WHICH MERELY SHIFTS MINISTERIAL ROAD DUTIES FROM INDIVID UAL COUNTY COMMISSIONERS ELECTED AT- LARGE TO A ROAD ENGINEER RESPONSIBLE TO THE COUNTY COMMISSION AS A WHOLE DOES NOT CONSTITUTE A "CHANGE" WITHIN THE MEANING OF SECTION 5 OF THE VOTING RIGHTS ACT AND IS, THEREFORE, NOT SUB JECT TO PRECLEARANCE.......................................... 8 A. The three-judge court correctly found that minor reallocations of local governmental powers among elected officials where there is no change in constituencies fall outside the purview of Section 5's preclearance require ments because there exists no potential for discrimination............................................................. 8 IV 1. The District Court's ruling is not inconsis tent with prior Supreme Court cases defin ing the scope of § 5 coverage.................... 9 2. The District Court's ruling is consistent with previous district court decisions which emphasize the presence of a change in constituencies as being evidence of potential for discrimination............................ 12 3. The District Court's ruling is consistent with prior positions held by the Justice Department emphasizing change in con stituencies as indicative of potential for discrimination....................................................... 16 B. The County Commission by state law has always held general supervisory authority over the county road system and therefore, the dele gation of "ministerial" road and bridge duties to an appointed county road engineer does not effect a "change" within the meaning of Sec tion 5 ............................................................................. 17 1. Under Alabama law the county commis sion acting as a unit has always been vested with general supervisory authority over the county's road system with the power to delegate administrative or minis terial duties to subordinates.......................... 18 2. The delegation of administrative or minis terial duties comes within the "administra tive or ministerial exception" implicit in section 5 coverage decisions.......................... 21 TABLE OF CONTENTS - Continued Page V C. The Voting Rights Act was "aimed" at voter registration and was never intended to intro duce the heavy hand of federal scrutiny into routine local enactments which have no appar ent nor real impact upon minority voting righ ts............................................................................. 23 D. Russell County's 1979 enactments not only lack a "potential for discrimination", as found by the three-judge panel; in reality, the conver sion to the unitary road system actually brings the most benefit to Russell County's black con stituents........................................................................ 28 E. The three-judge panel, while according the def erence due to the Justice Department's posi tion, properly and prudently chose to override the Justice Department's position and rule in the favor of the Russell County Commission 30 TABLE OF CONTENTS - Continued Page Conclusion............................................................................... 31 Appendix................................................................................. A-l VI C ases: Allen v. State Board of Elections, 393 U.S. 544 (1969) ...............................................................................10, 12, 24, 25 Beer v. United States, 425 U.S. 130 (1976)...................... 28 County Council of Sumter County, South Carolina v. United States, 555 F.Supp. 694 (D.C. D.C. 1983)___14 Court of Commissioners of Pike County v. Johnson, 229 Ala. 417, 157 So. 481 (1934)............................ 18, 19 Dougherty County Board of Education v. White, 439 U.S. 32 (1978).................................................................11, 25 Fairley v. Patterson, 393 U.S. 544 (1969).................... 16, 17 Georgia v. United States, 411 U.S. 526 (1973).......... 10, 29 Hadnott v. Amos, 394 U.S. 358 (1969)........................ 11, 25 Hardy v. Wallace, 603 F.Supp. 174 (N.D. Ala. 1985) passim Horry County v. United States, 449 F.Supp. 990, (D.C. D.C. 1978)..................................................... 12, 14, 15 Lucas v. Townsend, 698 F.Supp. 909 (M.D. Ga. 1988)___30 McCain v. Lybrand, 465 U.S. 236 (1984)...................... 9, 21 McDaniel v. Sanchez, 452 U.S. 130 (1981)........................ 11 Morris v. Gressette, 432 U.S. 491 (1977).......................... 23 NAACP v. Hampton County Election Comm., 470 U.S. 166 (1985)...............................................................21, 22 Perkins v. Matthews, 400 U.S. 379 (1971) ...................................................................6, 11, 12, 16, 24, 25 Pleasant Grove v. United States, 479 U.S. 462 (1987)___11 TABLE OF AUTHORITIES Page Richmond v. United States, 422 U.S. 358 (1975)............ 11 Robinson v. Alabama State Board of Education, 652 F.Supp. 484 (M.D. Ala. 1987).................... 13, 14, 15, 22 St. Louis v. Praprotnick, 485 U.S. 112 (1988).................. 18 South Carolina v. Katzenbach, 383 U.S. 301 (1966)........ 25 Sumbry v. Russell County, CV-84-T-1386-E (M.D. Ala. 1986)...................................................................................4 Thompson v. Chilton County, 236 Ala. 142, 181 So. 701 (1938)........................................................................ 19, 20 Turner v. Webster, 637 F.Supp. 1089 (N.D. Ala. 1986)......................................................................................... 28 Statutes: Act No. 79-652, Acts of Alabama 1979.................................. 4 Alabama Code, 1975, § 11-6-1 (Michie 1989 Repl. V o l.)........................................................................... r ............. 3 Alabama Code, 1975, § 11-6-3 (Michie 1989 Repl. V o l.)...................................................................................3, 18 Alabama Code, 1975, § 23-1-80 (Michie 1986 Repl. V o l.)........................................................................................... 18 Alabama Code, 1975, § 23-1-86 (Michie 1986 Repl. V o l.)........................................................................... 2 Alabama Code, 1940, Title 12, § 69 (M ichie)...................... 3 Voting Rights Act, 42 U.S.C. 1973 and 1973(c)... passim V ll TABLE OF AUTH ORITIES - Continued Page V lll TABLE OF A UTH ORITIES - Continued Page Statutory H istory M aterials: Hearings on H.R. 6400 before Subcommittee No. 5 of the House Committee on the Judiciary, 89th Cong., First Sessio n ............................................................ 27 111 Congressional Record 8363 (daily ed. April 23, 1965)......................................................................................... 27 S. Rep. No. 417, 97th Congress, second session (1982)....................................................................................... 28 M iscellaneous: Black's Law D ictionary.......................................................... 26 Corpus Juris Secundum.......................................................... 26 OPINIONS BELOW The opinion of the district court is unreported. The opinion of the district court is reproduced beginning at JS A -l.1 The order denying the motion to alter or amend the judgment is reproduced beginning at JS A-42. ----------------- * ------------------ JURISDICTION The district court denied the requested injunction on 1 August 1990 and denied the motion to alter or amend the judgment on 21 August 1990. The Appellants filed their respective Jurisdictional Statements in this Court on 16 October 1990. This appeal is taken under 28 U.S.C. § 1253. ----------------- ♦ ------------------ STATUTORY PROVISIONS The Fifteenth Amendment to the Constitution, 42 U.S.C. 1973, and 1973c2 are set out in full in the Appendix to this brief. ♦ STATEMENT OF THE CASE Appellee totally rejects Appellants' Statement of the Case. Appellants are traveling on a totally false assumption 1 Unless otherwise noted, references to "JS" may be found in the Appendix to Appellants' Jurisdictional Statement at the cited page. 2 42 U.S.C. 1973c is commonly known as "Section 5." 1 2 that prior to 1979, each commissioner had complete con trol of a virtually autonomous district, including a por tion of the budget. Prior to 1979, the road department of Russell County operated under a district or semi-district system. In 1979 the Russell County Commission consisted of five com mission members. Two commissioners whose districts were contained within the city limits of Phenix City, Alabama had virtually nothing to do with direct supervi sion of road operations in the county since the roads and streets in their district were maintained by the Phenix City Road Department. The three commissioners whose districts lay outside of Phenix City were personally involved in the day-to-day management and direct super visory aspects of the county road work in their district.3 (See A-14, Deposition of John Belk, p. 10). The districts were approximately the same size and contained approx imately the same miles of rural roads. (See A-14, Deposi tion of John W. Belk, page 20.) All county road funds were budgeted for the county as a whole and were never divided between the districts. (See A-14, Deposition of 3 The streets and roads within the Phenix City, Alabama municipal limits are maintained from separate city and state funds under control of the municipality. In fact, 20% of Russell County's share of the State gasoline tax by general and local law goes to the municipalities. (Exhibit 3 to this defendant's Motion for Summary Judgment). Counties may, with consent of the city government, work on city streets. Alabama Code, 1975, § 23-1-86 (Michie 1986 Repl. Vol.). Since the case was submitted to the three-judge lower court on depositions and exhibits, there is no formal record. References herein to exhibits and depositions are from those submitted to the lower court. 3 John Belk, pp. 8, 9) The three shops were included in a single road budget always under the control of the entire county commission. (See Id.) During the latter part of 1978 and early 1979, a Russell County grand jury conducted an investigation involving misuse of county equipment and personnel. As a result, one of the commissioners was indicted by the grand jury. The same grand jury recommended that the county adopt what is commonly known as the "Unit System". (See A-14, Deposition of John W. Belk, page 8). Under the Unit System, the county road department is operated, without regard to district lines, by the county engineer, a professional appointed by and responsible to the county commission. See Alabama Code, 1975, § 11-6-1 (Michie 1986 Repl. Vol.).The duties of the county engineer are specified by state law (§ 11-6-3 of the Code).4 The Unit system is the system recommended by the Alabama's State Highway Department and other authorities. (See A-16, Deposition of Charles Adams, pp. 13, 14).5 Following the grand jury's investigation, indictment and recommendation, a member of Russell County's legislative delegation, Rep. Charles Adams, met with the 4 The specifications for county road engineer have been set out by statute in Alabama since 1939. See Alabama Code, Title 12, § 69 (Michie 1940). 5 A copy of the pertinent portion of Auburn University Professor Lansford C. Bell's recommendation was attached as a part of Exhibit 1 to Russell County's response to the Justice Department in the Court below. The unit system or a modified version of the unit system is currently operating in 45 of Alabama's 67 counties. 4 county commission to encourage adoption of the Unit System for operating the county road department. During a meeting on May 18, 1979, the county commission pas sed a resolution reorganizing the road department under the Unit System "effective immediately". (Quoted by lower court's opinion. See Appellant's JS A-3). Following the meeting of the county commission, Rep. Adams introduced House Bill 977 into the Alabama Legislature, which later became Act No. 79-652. (See A-4) This bill was introduced by Rep. Adams to prevent the county commission from deciding at a later date to reverse its resolution of May 18, 1979. (See A-16, page 9 of Deposition of Charles Adams). Approximately seven years later, as a result of a consent decree entered March 17, 1986, in Sumbry v. Russell County, CV-84-T-1386-E, the county was redis tricted into seven commission districts, three of which have a predominantly black population. Although past discrimination, based on unlawful dilution of black vot ing strength was alleged, no such finding was entered. Prior to Sumbry, the five commissioners, while residing in individual districts, were elected from the county "at large". Sumbry divided the county into seven districts and each commissioner is now elected by district. Two of the commissioners, Mack and Gosha, (Appellants in this case) are black and were elected in 1986,6 seven years after the contested legislation was enacted. 6 Mack and Gosha were elected to Districts 4 and 5 respec tively. District 4 has 1.3 total miles of county-maintained roads or .2% ; District 5 has 73.92 miles of county-maintained roads or 13.8%. (See A -ll, formerly Exhibit 3.B. to Defendants' Motion for Summary Judgment). 5 Appellants instituted an action in the United States Federal District Court, Middle District of Alabama, on May 5, 1989 alleging, inter alia, a violation of their voting rights pursuant to Section 2 of the Voting Rights Act of 1965. After amending their complaint twice (Joint Appen dix pp. 15, 31), the Appellants, under the authority of 28 U.S.C. § 2284 (West 1978 & 1990 Supp.) requested a three- judge court to consider whether the Appellee's legislation converting the county to the unit road system was subject to the preclearance requirements of the Voting Rights Act, found in Section 5. Appellants' motion was granted and on August 1, 1990 the three-judge panel issued an order which found Russell County's 1979 enactments to be exempt from Section 5's preclearance requirements. (Before JOHNSON, Circuit Judge, HOBBS, Chief District Judge, and THOMPSON, District Judge. J. THOMPSON dissented.) It is this order which the Appellants have chosen to challenge before this Court. (The three-judge court's order is set out in full in Appellants' Jurisdictional Statement Appendix, beginning at A-l). Their appeal was docketed on October 26, 1990 and probable jurisdiction was noted on May 13, 1991. ----------------- « ------------------ SUMMARY OF ARGUMENT The Court is called upon today to, once again, inter pret the scope of the preclearance provisions, commonly known as § 5, of the Voting Rights Act of 1965. This section provides for federal preclearance of "changes" in "voting qualifications or prerequisites to voting, or 6 standards, practices, or procedures with respect to vot ing" not in effect on November 1, 1964. The purposes behind the Voting Rights Act, as well as its subsequent accomplishments, are certainly laudable. However, this Court should affirm the lower court's ruling that Russell County's conversion to the unitary road system is exempt from preclearance and that the application of § 5 is not without "limited compass."7 The Appellants are challenging Appellee Russell County Commission's 1979 legislative enactments which converted the county's road system from a district or semi-district system to a unitary system. This legislation shifted responsibility for day-to-day supervision of road authority in the rural districts from individual commis sioners once elected at-large to a county road engineer appointed by the county commission as a whole. The three-judge court below properly recognized that its role in assessing Russell County's 1979 legislation was to look for "potential for discrimination", the triggering mechanism of § 5. The court found that this local legisla tion, by which minor government powers are reallocated effecting no change in constituency, falls outside the pur view of § 5. The lower court's holding is clearly justified by the reasoning implicit in several Supreme Court cases and 7 This term is taken from Justice Harlan's concurrence and dissent in Perkins v. Matthews, 400 U.S. 379, 398 (1966). 7 explicit in several district court cases considering the "coverage" issue. This reasoning, termed by the Appel lees a "change in constituency" analysis, contends that where minor powers are merely shuffled among govern ment officials who are responsible to the same electorate or constituency, there simply is no potential for discrimi nation. This case can be contrasted with the "normal" § 5 case where the proposed change dramatically effects a shift in constituency, i.e., a switch from district elections to at-large elections. Moreover, the district court's ruling is clearly correct given Alabama's law characterizing the road duties in question as being purely ministerial. Since the Russell County Commission held general supervisory authority over the county road operations both before and after 1979, only shifting the delegation of routine ministerial duties, there really was no change in terms of the Voting Rights Act. Additionally, the Alabama Middle District Court's ruling is supported by the statutory construction of § 5 and the legislative intent behind the Voting Rights Act. The impetus behind the Voting Rights Act was the elim ination of obstacles to blacks exercising their right to vote, i.e., poll tests, and the augmentation of black voter registration. The act in general, and § 5 specifically, was intended to prevent such states from reimposing obsta cles to black voter registration and was not intended to intrude upon the day-to-day operation of local govern ments. Finally, in considering the reality behind the imple mentation of Russell County's unitary system in 1979, it 8 is significant that the plan advocated by the Appellants, equal distribution of road funds and resources between the districts regardless of need - though this has never been the law or practice in Russell County - would actually harm many black constituents. It is apparent that the Appellant's main complaint is simply a lack of discre tionary funding to spend in their districts. WHEREFORE, PREMISES CONSIDERED, the Appel lee Russell County Commission requests that this Court affirm the lower court's ruling and hold that Russell County's 1979 legislation installing the unitary road sys tem is exempt from the Voting Rights Act's preclearance requirements. ----------------♦---------------- ARGUMENT LOCAL LEGISLATION WHICH MERELY SHIFTS MIN ISTERIAL ROAD DUTIES FROM INDIVIDUAL COUNTY COMMISSIONERS ELECTED AT-LARGE TO A ROAD EN G IN EER R ESPO N SIBLE TO THE COUNTY COMMISSION AS A WHOLE DOES NOT CONSTITUTE A "CHANGE" WITHIN THE MEANING OF SECTION 5 OF THE VOTING RIGHTS ACT AND THEREFORE DOES NOT REQUIRE PRECLEARANCE. A. The three-judge court correctly found that minor reallocations of local governmental powers among elected officials where there is no change in constit uencies fall outside the purview of Section 5's pre clearance requirements because there exists no potential for discrimination. The three-judge court below recognized that its duty was simply to determine whether the Russell County, 9 Alabama's 1979 road and bridge enactments constituted a change under § 5 of the Voting Rights Act of 19658 creat ing a "potential for discrimination."9 JS A-8. After fully considering the facts before them and applying the rele vant law, Alabama's Middle District concluded that a reallocation of local governmental authority which does not effect a "significant relative change in the powers exercised by government officials" and which does not change the constituencies to which the officials are responsible, is not a "change" within the meaning of § 5 of the Voting Rights Act. JS A-13, 14. 1. The District Court's ruling is not inconsistent with prior Supreme Court cases defining the scope of § 5 coverage. While never having addressed the specific issue of whether § 5 would require preclearance of routine real- locations of ministerial governmental duties which result in no change in constituency, this Court has certainly left the door open for the formulation of a "change in constit uency limitation" in § 5 coverage. In 1984, the factual backdrop of McCain v. Lybrand, 465 U.S. 236, set the stage for the Court to determine whether § 5 applied to minor 8 Section 5 has been encoded at 42 U.S.C. § 1973c, hereaf ter "§ 5". Section 5 is reprinted in full at A-3. 9 Appellants' contention that the three-judge panel below exceeded its scope of review looking past the threshold cover age inquiry of "potential for discrimination" into substantive considerations is insupportable. Even a cursory review of the lower decision indicates that the court did not deviate from accepted Section 5 modes of analysis. 10 reallocations of power, including jurisdiction over roads, and the impact of a change in constituencies. Id. at 239. Unfortunately, because the contested South Carolina act put into force more substantial changes (conceded to come within § 5's coverage), and the main issue focused upon an interpretation of previous Justice Department preclearance approval, the Court never reached the minor reallocations of power enacted by the South Carolina legislation nor the impact of a change in constituency. See Id. at 250 n.17. Such questions were left by this Court, somewhat prophetically, for "future proceedings." Id. at 250 n.17.10 Whereas this honorable Court may have never used the term "change in constituencies", many of this Court's § 5 rulings appear to be, in fact, rooted in a "change in constituency" analysis. For example, when a suspect political subdivision converts from district representation to at-large representation, the "change" creates a poten tial for discrimination because "[v]oters who are mem bers of a racial minority might well be in the majority in one district, but in a decided minority in the county as a whole." Allen v. State Board of Elections, 393 U.S. 544, 569 (1969). Justice Stewart conducted a similar analysis in Georgia v. United States, 411 U.S. 526, 534 (1973), where he framed the coverage issue to be "whether such changes [single member to multimember districts] have the poten tial for diluting the value of the Negro vote." To state the obvious: the potential for vote dilution arises when there 10 The Court's meaning was of course that the questions listed would be addressed by the district court upon remand. 11 is a change in constituencies. Clearly, Chief Justice War ren and Justice Stewart engaged in what the Appellee has termed, for want of a better expression, a "change in constituency" analysis. Similarly, reapportionment and annexation schemes fall within § 5 because their very purpose is to change the makeup of a constituency, thereby creating a potential for minority voting strength dilution. See McDaniel v. Sanchez, 452 U.S. 130, 134 (1981) (reapportionment); and Perkins v. Matthews, 400 U.S. 379, 388 (1971) (annexation); accord, Pleasant Grove v. United States, 479 U.S. 462, 467 (1987), and Richmond v. United States, 422 U.S. 358, 362 (1975). The remaining § 5 coverage cases decided by this Court have addressed legislation of the nature which discourages minority candidates from seeking elective office, thus making the minority's vote ineffective, see, e.g., Dougherty County Board of Education v. White, 439 U.S. 32, 37 (1978) (rule requiring Board of Education employees seeking elective office to take unpaid leave of absence during campaign periods), and Hadnott v. Amos, 394 U.S. 358, 362-65 (1969) (practice requiring minority candidates to undergo obstacles not required for white candidates). The Alabama District Court specifically found that this line of cases was "basically inapposite" and factually distinguishable from the Appellants' situa tion in the present case. See JS A-15, n.14. 12 2. The District Court's ruling is consistent with previous district court decisions which emphas ize the presence of a change in constituencies as being evidence of potential for discrimination. Following this Court's lead in conducting what was, in essence, a "change of constituency" analysis, see supra, the lower courts coined the phrase "different constituen cies" or "changed . . . constituency", finding the analysis quite helpful in resolving § 5 coverage close calls. Appar ently, the first district court case to explicitly rely upon a "change in constituency" analysis to define § 5's scope was Horry County v. United States, 449 F.Supp. 990, 995 (D.C.D.C. 1978). The court explained that, An alternate reason for subjecting the new method of selecting the Horry County govern ing body to Section 5 preclearance is that the change involved reallocates governm ental powers among elected officials voted upon by different constituencies. Such changes neces sarily affect the voting rights of the citizens of Horry County, and must be subjected to Section 5 requirements. Cf. Perkins v. Matthews, supra; Allen v. State Board of Elections, supra. Id. Note that the three-judge district court did not see themselves as formulating a "novel" § 5 coverage theory; rather, the court was simply relying upon the Supreme Court's reasoning in Perkins and Allen, supra. See Id. The "different constituency" paradigm was elevated from "an altern ate reason for subjecting . . . [a change] . . . to Section 5 preclearance", Id. (emphasis added), to "the most relevant attribute of the challenged act" in Hardy v. Wallace, 603 F.Supp. 174, 178 (N.D. Ala. 13 1985) (emphasis added). In Hardy, the change in constitu encies and resultant discriminatory potential created by Alabama's Act No. 507 in 1983 is quite illustrative of why the "change in constituency" analysis is so particularly effective in assessing § 5 coverage. In 1975, the Alabama legislature created the Greene County Racing Commis sion whose members were to be appointed by the all white legislative delegation representing Greene County at the time. Id. at 175. The powers of the commission were significant since the county racetrack would become the county's largest employer and would be responsible for 63% of the county's tax revenue. Id. at 176. In 1983, when it became clear that a reapportionment plan gave blacks the power to elect black candidates to the Greene County le g is la tiv e d e le g a tio n ,11 the Alabam a leg isla tu re responded by transferring the power to appoint racing commission members from the Greene County legislative delegation to the Governor of Alabama, George Wallace, a white male. The "potential" for discrimination existed because the appointive powers and its corresponding influence were taken away from the legislative delegation responsible to the majority black Greene County voters and bestowed upon a governor who was responsible to the state-wide voters, 99% exclusive of Greene County voters and majority white in makeup. Id. at 176, 179. The most recent district court decision overtly relying on a "change of constituency" analysis is Robinson v. 11 Compare the timing of this legislation with Russell County's 1979 reallocation of day-to-day road and bridge authority which occurred seven years before appellants Mack and Gosha or any other black was elected to the Russell County Commission. 14 Alabama State Board of Education, 652 F.Supp. 484 (M.D. Ala. 1987) (three-judge panel). The district court was called upon to analyze Perry County's shift in Marion city school authority from a county board of education elected county-wide by a black majority to a city board of education appointed by Marion City Council members who were, in turn, elected by the city's white majority. Id. at 485. The panel's order, drafted by Judge Thompson12, extended § 5 coverage "[fjirst," because "the resolution changed the constituency that selected those who super vised and controlled public schools within the city." Id. at 486 (emphasis in original). The court continued to explain that "[pjrior to the resolution, county voters elected the board members who controlled public schools in the city; under the resolution, however, the city council selected the board members who controlled city schools." Id. (emphasis in original). The common denominator in Horry, Hardy and Robin son,13 all cases where § 5 coverage was extended, is a potential for discrimination which arises out of a change in constituencies whereby minority voting strength can be either overtly or covertly diluted. This "relevant attrib ute"14 is conspicuously absent from the Russell County legislation in the case at bar. Before 1964 and up until 12 Judge Thompson, ironically, was a dissenter in the lower court's ruling in the case at bar. 13 Arguably, County Council of Sumter County, South Caro lina v. United States, 555 F.Supp. 694 (D.C.D.C. 1983) relies on a change in constituency analysis for its holding also but not as explicitly as Horry, Hardy, and Robinson. 14 This term is taken from Hardy v. Wallace, supra, at 178. 15 1979, the county commission as a whole held general supervisory authority over the county road system and delegated direct or day-to-day supervision of the road system to three rural district county commissioners elected at large and responsible to the county as a whole. The 1979 enactments maintained the vestment of general supervisory authority in the Russell County Commission, but delegated the direct or day-to-day authority over county road operations to a professional county engineer appointed by, and under the authority of the same county commission. The three judge panel put it most succinctly when it found that "[bjoth before and after the 1979 change, the official responsible for road operations in each district was elected by, or responsible to, all the voters of the county." JS A-16. While Horry, Hardy and Robinson all use the constitu ency analysis to extend § 5's coverage, Judge Vance implicitly recognized in Hardy that the same reasoning could be used to limit § 5 coverage when he, in dictum, opined: The ordinary or routine legislative mod ification of the duties or authority of elected officials or changes by law or ordinance in the makeup, authority or means of selection of the vast majority of local appointed boards, com missions and agencies probably are beyond the reach of section 5, even given its broadest inter pretation. Hardy at 178, 179. The instant lower court in its wisdom recognized the Russell County scenario as the vehicle in which Judge Vance's cautionary dictum in Hardy would ripen into a ruling. 16 3. The District Court's ruling is consistent with prior positions held by the Justice Department emphasizing change in constituencies as indica tive of potential for discrimination. While the Justice Department has decided to support the Appellants in the instant case, their position generally upon reallocation of authority and the impact of a change in constituency is far from settled. This conclusion is evident not only from the Department's failure to pro mulgate applicable regulations on the subject, see JS A-15, but also from its position in earlier cases which is con trary to its stand today. As recently as 1985, the United States Attorney General wrote the Alabama Attorney General concerning the Hardy legislation, described supra. The Justice Department first objected, then withdrew its objection to the Hardy legislation stating, "[i]t is certainly not the case that every reallocation of governmental power is covered by Section 5 ."15 See Appendix B to Hardy v. Wallace, 603 F.Supp. at 181. While the Justice Department may claim that its position in Hardy favoring such a § 5 limitation is merely a recent aberration, the truth is that as early as 1969 the Department embraced the position that, "Section 5 applies to laws [that] sub stantially change the constituency of certain officials . " Perkins v. Matthews, 400 U.S. at 391, n.10, quoting the Justice Department's amicus brief in Fairley v. Patterson, 393 U.S. 544 (1969). From any fair reading of the Justice 15 It appears that, to some extent, it was Hardy v. Wallace that led Alabama's Attorney General to decide that it was unnecessary to submit Russell County's legislation for federal preclearance. (Stipulated Testimony of Lynda K. Oswald, A-10). The unit system or modified unit system is currently operating in 45 of Alabama's 67 counties. Department's position in both Hardy and Fairley, one is caused to wonder why the Department did not choose to write its amicus brief in favor of Appellee. B. The County Commission by state law has always held general supervisory authority over the county road system and therefore, the delegation of "minis terial" road and bridge duties to an appointed county road engineer does not effect a "change" within the meaning of Section 5. While the Alabama District Court focused on the linkage between changes in constituency and potential for discrimi nation, the Appellee has, throughout the proceedings, asserted a subtly different additional ground for the denial of § 5 coverage in this case: given Alabama's history of inves ting the county commission with ultimate or general super visory authority over county road operations, the 1979 Russell County enactments simply did not effect a "change" within the meaning of § 5. A comparison with the ruling of the district court is helpful. The district court found, in terms of constituency, "[b]oth before and after the 1979 change, the official responsible for road operations in each district was elected by, or responsible to, all the voters of the county. Thus, there was no change in potential for discrimination against minority voters." JS A-16 (emphasis in original). The Appellee's proffered alternative ground is similar. Both before and after 1979, the county commission was clothed with the ultimate authority over county road and bridge systems. The fact that in 1979 ministerial or administrative road duties once delegated to rural district commissioners were rerouted to a county employee, the county engineer, is irrelevant in terms of § 5. 18 1. Under Alabama law the county commission act ing as a unit has always been vested with gen eral supervisory authority over the county's road system with the power to delegate admin istrative or ministerial duties to subordinates. The appellants have attempted to convince the Court that prior to 1979 Russell County commissioners were autonomous road bosses who reigned sovereignly over their road district "fiefdoms". While this has never been the practice in Russell County or anywhere in Alabama; more significantly, it has never been the law in Alabama.16 17 Although admittedly the rural district commissioners exercised direct supervision16 17 18 over his residency district's road maintenance, the county commission has always been entrusted with "general superintendence of public roads and bridges." See Court of Commissioners of Pike County v. Johnson, 229 Ala. 417, 419, 157 So. 481 16 The relevant sections of Alabama's code which describe the road and bridge authority of the county commission and what authority, duties, or functions may be delegated to a county road engineer or supervisor are set out in Appellee's appendix. See A-5, Alabama Code, 1975, § 23-1-80 (Michie 1986 Repl. Vol.) and A-8, Alabama Code, 1975, § 11-6-3 (Michie 1989 Repl. Vol.) 17 In other contexts, this Court has looked to state law to determine the authority and function of local officials, see, e.g., Sf. Louis v. Praprotnick, 485 U.S. 112, 124 (1988) (Section 1983). 18 Appellee employs the term "direct supervision" to mean day-to-day responsibility for completion of tasks and overseeing of workers as opposed to "general supervision" which denotes a responsibility for the formulation of long range objectives and major budget allocations. 19 (1934). Any duty or power held by the individual district commissioner was "administrative in character" and would be "subordinate to, in co-operation with, and in aid of this court [of commissioners], which is still vested with general jurisdiction and supervision. . . . " Id. at 420 (emphasis added). The state's supreme court in Court of Commissioners unequivocally rejected the notion of auton omous district commissioners. . . . [T]here was no intention to transfer these governmental powers from the governing body of the county and vest them in the com missioner of each district. Such construction would destroy the unity of county government, and set up several rival government units of one man each, which, with undefined powers, would lead to great confusion. Id. at 419. Clearly, no individual commissioner wielded the kind of autonomy over road and bridge matters, even within his residency district, that is suggested by Appel lants. Further, the creation of the post of county road engi neer who would be responsible for direct supervision of road construction and maintenance took nothing away from the county commission in terms of road and bridge authority. In Thompson v. Chilton County, 236 Ala. 142, 181 So.701 (1938), Alabama's Supreme Court interpreted a statute apparently very similar to the 1979 Russell County legislation at issue. The Thompson opinion described the limitations of the county road supervisor's authority (precursor to the county road engineer) in terms virtually identical to Court of Commissioner's 20 description of an individual commissioner's road author ity limitations, supra. To be sure the Road Supervisor is charged with the duty of supervising the construction, maintenance and repairing the public roads in said county, but this does not mean that he displaces, in this respect, the Court of County Commissioners. . . . This supervisor is required to be a civil engineer, and his duties and author ity in no wise conflict with the general powers of the court [of commissioners]. He is in imme diate charge of the construction, maintenance and repair of the roads, but his duties are purely ministerial, and subordinate to the Court of County Commissioners. Thompson at 145 (emphasis added). If the pre-1979 district commissioner exercised only "administrative" road duties which were "subordinate to" the county commission's road superintendence and the post-1979 county engineer can only exercise "purely ministerial" functions "subordinate to" county commis sion road authority, there was no "change" which could trigger preclearance under § 5. The county commission as a whole as well as each individual commissioner main tained the same general supervisory superintendence powers before 1979 as they did after 1979. There simply was no change in the substantive powers held by the commission. 21 2. The delegation of administrative or ministerial duties comes within the "administrative or min isterial exception" implicit in section 5 coverage decisions. Although neither this Court nor any district court has explicitly relied upon an "administrative or ministerial exception" to limit the coverage of § 5, the framework has been laid for the formulation of such an exception. In McCain v. LybrandA9 465 U.S. at 239, this Court considered the description of a county commission's powers as "administrative and ministerial" significant enough to note the description within its opinion. The Court never was presented with the opportunity to comment upon the impact such a designation might have on § 5 coverage because of the procedural posture of the case.19 20 In NAACP v. Hampton County Election Comm., 470 U.S. 166, 175 (1985), this Court extended § 5 coverage to legislation creating a two week filing period for a school district election to be held six months later. The lower court found that preclearance was unnecessary because "the scheduling of the election and the filing period were ministerial acts necessary to accomplish the statute's pur pose." Id. at 174 (internal quotation marks omitted) (emphasis added). Interestingly, this Court, in striking down the lower decision, did not hold that there was no 19 McCain is discussed in a slightly different context supra, in part A. 20 Besides the fact that the contested legislation in McCain enacted numerous "changes" in voting practices conceded to fall within the ambit of Section 5, See McCain at 239-240, 250 n.18, the primary issue before the court involved the inter pretation of the Justice Department's approval of an earlier submission. Id. at 239. 22 "ministerial exception" - though the opportunity to do so was clearly before the court. Rather, the Court rejected the lower court's characterization of the acts as ministerial in light of the Voting Rights Act's objectives. Id. at 175.21 Similarly, in Robinson v. Alabama State Board of Educa tion, supra, 652 F.Supp. at 486, the three-judge federal court from Alabama addressed a "change" in city school authority which the defendants characterized as merely "administrative" in nature. Again, the door was open for the court to rule that there simply was no "administrative exception" within § 5. The Robinson court, mimicking NAACP, chose not to do so; but instead, disagreed "with the defendants' characterization." Id. It is certainly not unreasonable to conclude from the NAACP and Robinson holdings, that in the right factual context, an act which can be fairly characterized as ministerial or administrative may not require preclearance under § 5. Therefore, in the case at bar, where the challenged acts can be fairly characterized as "m inisterial" or "administrative"22 , the right fact situation is before the Court to explicitly recognize an exception that has to this point remained implicit. This Court should hold that the 21 The Court did rule that "minor alterations" in voting practices were not exempt from Section 5. NAACP at 176. Appellee's reading of the ruling in NAACP is justified on the ground that while the terms "minor" and "ministerial" are similar, they are not synonymous. 22 Appellee would go so far as to assert that the designa tion of the road authority in question has been conclusively characterized as "ministerial" or "administrative" by the Ala bama Supreme Court cases cited supra. 23 daily supervisory responsibility over a county's road maintenance program is clearly ministerial or administra tive in nature and therefore should be excluded from the "potential severity"23 of § 5 preclearance burdens. C. The Voting Rights Act was "aimed" at voter regis tration and was never intended to introduce the heavy hand of federal scrutiny into routine local enactments which have no apparent nor real impact upon minority voting rights. On August 6, 1965, the legislation commonly known as The Voting Rights Act went into effect. This legislation, passed by Congress pursuant to § 2 of the Fifteenth Amendment to the United States Constitution24 man dated that, No voting qualification or prerequisite to voting, or standard, practice, or procedure shall be imposed or applied by any State or political subdivision to deny or abridge the right of any citizen of the United States to vote on account of race or color, or in contravention of the guaran tees set forth in section 1793b(f) (2) of this title. 42 U.S.C. § 1973. The task of this Court today is to interpret the meaning and intent behind one of the many enforcement provisions of the Voting Rights Act, § 5, the 23 This term is taken from Morris v. Gressette, 432 U.S. 491, 504 (1977). 24 The text of the 15th Amendment is set out, in full, at A-l. 24 preclearance provision. This section mandates pre clearance or prior approval to be sought and obtained from the United States Attorney General or the Federal District Court of the District of Columbia "[w]henever a [suspect] State or political subdivision . . . shall enact or seek to administer any voting qualification or prerequi site to voting, or standard, practice, or procedure with respect to voting different from that in force or effect on November 1, 1964 . 42 U.S.C. § 1973c. While it is one thing to convey to Congress an intent to give the Voting Rights Act "the broadest possible scope"25 of application; it is quite another matter to emas culate the section of any meaningful limit.26 Although this Court has never been confronted with the right facts justifying § 5's limitation, such does not indicate that the provision is without boundary. Arguably, this Court has never had the occasion to comment upon legislation, like the 1979 Russell County enactments, which have such a de minimis (if any) impact on voting rights. Certainly, this Court has described the breadth of § 5 in sweeping terms; however, these descriptions of § 5 must be interpreted in the context of the facts before the Court. In each case, the Court was addressing legislation that had a clear and undeniable impact on minority voting strength. For instance, the opinions in Katzenbach, Allen and Perkins arose out of patent attempts by a political subdivision to dilute minority voting strength: voter registration tests 25 Allen v. State Board of Elections, 393 U.S. at 565. 26 See Perkins v. Matthews, 400 U.S. at 398 (J. Harlan con curring in part and dissenting in part). 25 and devices,27 shifts from district to at-large representa tion,28 and annexations.29 Admittedly, Hadnott30 31 and Dougherty County3'1 took this Court's interpretation of § 5 one step further when it applied § 5 to legislation discouraging minority candidacy. Russell County's enactments present something totally new: a challenge to legislation which has no discernible impact on minority voting practices, procedures or patterns. The idea that these changes, like the ones in Dougherty, "reduce[d] in some manner the autonomy or political potency of . . . th e c o u n t y c o m m i s s i o n e r s in R u s s e l l . . . Count[y]" is plainly inconsistent with an appreciation of the facts in this case, as found by the three judge panel. See JS A-15 at n.14. The most relevant indication of the intent of the 89th Congress in drafting this legislation, the text itself, plainly places the emphasis on voting qualifications, pre requisites, and voting standards, practices or procedures. See 42 U.S.C § 1973. The phrase "any voting standard, practice, or procedure with respect to voting" must be interpreted in this light. See 42 U.S.C. § 1973c. The phrase "with respect to voting" only has meaning within the context of voting qualifications, prerequisites, standards, practices or procedures. The farther one gets away from 27 South Carolina v. Katzenbach, 383 U.S. 301, 329-30 (1966). This case was a bill in equity which challenged the constitu tionality of the Voting Rights Act in its entirety. 28 Allen, 393 U.S. at 569. 29 Perkins v. Matthews, 400 U.S. at 387, 388. 30 Hadnott, 394 U.S. 358, 362-365. 31 Dougherty County v. Board of Education, 439 U.S. 32, 37. 26 the items listed in § 1973, the more tenuous is the applica tion of § 1973c,32 even though there is some, broadly defined impact upon voting. To give the phrase "with respect to voting" any other meaning is to presume the 89th Congress intended the absurd33 - the Voting Rights Act would apply to every local law, ordinance, or regula tion virtually without exception, because it had an "impact" on minority voting strength. Appellee's reading of § 1973c, in light of § 1973, is equally supported by sources of legislative intent outside the text. Attorney General Katzenbach, who is widely recognized to have played a large role in the drafting and passage of the Voting Rights Act, stressed that the "bill 32 The rule of construction, Ejusdem generis, is applicable here. Black's Law Dictionary defines Ejusdem generis as: Of the same kind, class, or nature. In the con struction of laws, wills, and other instruments, the "ejusdem generis rule" is, that where general words follow an enumeration of persons or things, by words of a particular and specific meaning, such general words are not to be construed in their widest extent, but are to be held as applying only to persons or things of the same general kind of class as those specifically mentioned . . . . 33 Attributing to Congress such a presumption is in direct contravention of normal rules of statutory construction. See 82 C.J.S. Statutes, § 316 (1953). 27 really is aimed at getting people registered. . . . " 34 1965 House hearings 21, cited in Hardy v. Wallace, 603 F.Supp. 174, 182 (J. Propst concurring). Senator Jacob Javits, one of the principal sponsors of the Voting Rights Act, explained that § 5's purpose was to prevent states from substituting new methods of voting qualifications and procedures for proscribed tests and devices suspended by § 4.35 Another principle advocate, Senator Tydings, on the same day, explained that the suspension of voting tests and appointment of Federal examiners were "the heart of the bill."36 34 Assistant Attorney General Burke Marshall concurred. In House hearings, he answered a congressman's question by stating, "the problem that the bill was aimed at was the prob lem of registration, Congressman. If there is a problem of another sort, I would like to see it corrected, but that is not what we were trying to deal with in the bill." Hearings on H.R. 6400 before subcommittee No. 5 of the House Committee on the Judiciary, 89th Cong., first session, page 74. 35 Senator Javits commented that, Section 5 deals with attempts by States or politi cal subdivisions whose tests or devices have been suspended under Section 4 to alter voting qualifica tions and procedures which were in effect on November 1, 1964. Section 5 permits a State or politi cal subdivision to enforce new requirements only if it submits the new requirements to the Attorney Gen eral and the Attorney General does interpose objec tions within sixty days thereafter. I l l Cong. Rec. 8363 (daily ed. April 23, 1965). 36 111 Cong. Rec. 8366 (daily ed. April 23, 1965). 28 It was not the intent of Congress to intrude upon local legislative processes far removed from any colorable impact upon voting rights. Bill proponent Senator Javits protested that the act was "not introduced to federalize the voting process, but to aid the disenfranchised Ameri can to exercise the franchise." Id. at 8363. When Congress extended application of the Voting Rights Act in 1982, the official Senate report stated that Congress had originally intended for the act to "cover voting rights while allow ing the legitimate processes of government to go on."37 Therefore, this Court should, while maintaining § 5's broad application to voting practices, reject the Appel lants' all encompassing interpretation of § 5 which pro vides no reasonable limit to its coverage. Affirmation of the lower court's ruling is proper, if for no other reason, because, "[t]he language of section 5 clearly provides that it applies only to proposed changes in voting pro cedures." Beer v. United States, 425 U.S. 130, 138 (1976). D. Russell County's 1979 enactments not only lack a "potential for discrimination" as found by the three-judge panel; in reality, the conversion to the unitary road system actually brings the most bene fit to Russell County's black constituents. While a three-judge panel may, in the abstract, opine that the motive behind and the actual effect of a chal lenged enactment are "irrelevancfiesj", Turner v. Webster, 637 F.Supp. 1089, 1092 (N.D. Ala. 1986) (three-judge 37 S. Rep. No. 417, 97th Congress, Second Session (1982) at 8. 29 court), this Court has said that Section 5's main concern is "the reality of changed practices as they affect Negro voters." See Georgia v. United States, 411 U.S. 526, 531 (1973). In other words, though the judiciary's responsibility in determining § 5 coverage is to focus upon the "potential for discrimina tion" and not the substantive aspects of the Voting Rights Act; in assessing the "potential for discrimination", it is necessary to have an appreciation of the facts surrounding Russell County's 1979 enactments. The "reality" behind Russell County's 1979 "changed practices" is simple: the people of Russell County made a decision that the unitary road maintenance system was supe rior to the district system of road management. The district system had generated duplication and waste, lacked accoun tability and invited corruption. As a direct response to the indictment of a county commission for abuse of his office, the choice for the unitary system was made - all this nearly seven years before a black candidate was elected to the Russell County Commission. Governmental integrity bene fits black constituents as well as white. The Appellants have strained to implicate some sort of racial animus in a situation where it just does not exist. Further, Appellants Mack and Gosha apparently do not have a problem with the unitary system as much as they want "discretionary funds" to spend in their dis tricts.38 Both Mack and Gosha voted in favor of the road budgets.39 Their common complaint is that they do not 38 See A-18, Deposition of Nathaniel Gosha, pages 35, 36, 82, 84 and see A-21, Deposition of Jerome Gray, page 21. Jerome Gray is the Field Director for the Alabama Democratic Confer ence, the black caucus of the Alabama Democratic Party. 39 See A-18, Deposition of Nathaniel Gosha, page 17 and A-20, Deposition of Ed Mack, page 17. 30 have an "equal share" of revenue to spend in their dis tricts. Such political dilemmas - so completely devoid of racial overtones - are not the "stuff" of which Voting Rights Act challenges are made. Finally, it is interesting to note that the plan advocated by Appellants to divide road funds equally between the districts, regardless of need, would actually be less beneficial to most black Russell County constituents. District 7, one of the more heavily populated rural districts and containing almost 60% of the county's roads40, is predominantly black though their chosen representative Commissioner Allen is white. Thus, Appellants' plan to equally divide road resources regardless of need would actually take away resources from this majority black district. E. The three-judge panel, while according the defer ence due to the Justice Department's position, prop erly and prudently chose to override the Justice Department's position and rule in the favor of the Russell County Commission. Certainly, the position of the Justice Department is to be accorded considerable deference due to the major role it played in the drafting of § 5; yet, its view is not dispositively binding upon a three-judge court's deter mination of § 5 coverage cases. Lucas v. Townsend, 698 F. Supp. 909, 911 (M.D. Ga. 1988). It is not rare for a court, after carefully considering the Department's position, to 40 District 5, represented by Appellant Mack, has 13.8% of the county roads. District 4, represented by Appellant Gosha, has only 1.3 miles of county roads within its borders. See breakdown of road mileage by district in A-ll. 31 reject the Department's leading and make what it views to be the most accurate application of § 5. See, e.g., Hardy v. Wallace, 603 F.Supp. 174, 177, n.5 and 181-182. The instant three-judge panel carefully weighed the Attorney General's opinion but because the department's position on the matter had not been settled enough even to promulgate new regulations for guidance in this area, the court felt justified to make an independent judgment of the issues presented. JS A-15. ----------------- ♦------------------ CONCLUSION Based upon the foregoing, Appellee request that this court affirm the lower court's holding which found the Appellee Russell County Commission exempt from the preclearance requirements of § 5 of the Voting Rights Act of 1965. Respectfully submitted, James W. W ebb, Counsel of Record K endrick E. W ebb Counsel for Appellee W ebb, C rumpton, McG regor, Davis & A lley One Commerce Street, Suite 700 P.O. Box 238 Montgomery, Alabama 36101-0238 (205) 834-3176 APPENDIX 1 APPENDIX TABLE OF CONTENTS Page Fifteenth Amendment to the U.S. Constitution.......... A-l 42 U.S.C.A. § 1973 (West 1981)........................................ A-l 42 U.S.C.A. § 1973c (West 1981)............................ A -l, 2, 3 Act No. 79-652, Acts of Alabama 1979 .................. A-4, 5 Alabama Code, 1975, § 23-1-80 (Michie 1989 Repl. V o l.).................................................................................A-5, 6 Alabama Code, 1923, § 1347 (Michie)........................ A-6, 7 Alabama Code, 1940, Title 23 § 43 (Michie)............ A-7, 8 Alabama Code, 1975, § 11-6-3 (Michie 1989 Repl. V o l.)........................................................................................ A-8 Alabama Code, 1940, Title 12 § 69 (Michie)..................A-9 Stipulated Testimony of Lynda K. Oswald. .A-10, 11, 12 Breakdown of Roadway Mileage Maintained or Under Jurisdiction of Russell County by Com mission Districts...............................................................A-l 3 Deposition of John B e lk .......................................... A-l 4, 15 Deposition of Charles Adam s................................ A-16, 17 Deposition of Nathaniel Gosha.............................. A-l 8, 19 Deposition of Ed P. Mack.................................................A-20 Deposition of Jerome Gray................................................A-21 A-1 FIFTEENTH AMENDMENT TO THE U.S. CONSTITU TION Section 1. The right of citizens of the United States to vote shall not be denied or abridged by the United States or by any State on account of race, color, or pre vious condition of servitude. Section 2. The Congress shall have power to enforce this article by appropriate legislation. 42 U.S.C.A. § 1973 (West 1981) No voting qualification or prerequisite to voting, or standard, practice, or procedure shall be imposed or applied by any State or political subdivision to deny or abridge the right of any citizen of the United States to vote on account of race or color, or in contravention of the guarantees set forth in section 1973b(f)(2) of this title. 42 U.S.C.A. § 1973c (West 1981) Whenever a State or political subdivision with respect to which the prohibitions set forth in section 1973b(a) of this title based upon determinations made under the first sentence of section 1973b(b) of this title are in effect shall enact or seek to administer any voting A-2 qualification or prerequisite to voting, or standard, prac tice, or procedure with respect to voting different from that in force or effect on November 1,1964, or whenever a State or political subdivision with respect to which the prohibitions set forth in section 1973b(a) of this title based upon determinations made under the second sen tence of section 1973b(b) of this title are in effect shall enact or seek to administer any voting qualification or prerequisite to voting, or standard, practice, or procedure with respect to voting different from that in force or effect on November 1, 1968, or whenever a State or political subdivision with respect to which the prohibitions set forth in section 1973b(a) of this title based upon deter minations made under the third sentence of section 1973b(b) of this title are in effect shall enact or seek to administer any voting qualification or prerequisite to vot ing, or standard, practice, or procedure with respect to voting different from that in force or effect on November 1, 1972, such State or subdivision may institute an action in the United States District Court for the District of Columbia for a declaratory judgment that such qualifica tion, prerequisite, standard, practice, or procedure does not have the purpose and will not have the effect of denying or abridging the right to vote on account of race or color, or in contravention of the guarantees set forth in section 1973b(f)(2) of this title, and unless and until the court enters such judgment no person shall be denied the right to vote for failure to comply with such qualification, prerequisite, standard, practice, or procedure: Provided, That such qualification, prerequisite, standard, practice, or procedure may be enforced without such proceeding if A-3 the qualification, prerequisite, standard, practice, or pro cedure has been submitted by the chief legal officer or other appropriate official of such State or subdivision to the Attorney General and the Attorney General has not interposed an objection within sixty days after such sub mission, or upon good cause shown, to facilitate an expe dited approval within sixty days after such submission, the Attorney General has affirmatively indicated that such objection will not be made. Neither an affirmative indication by the Attorney General that no objection will be made, nor the Attorney General's failure to object, nor a declaratory judgment entered under this section shall bar a subsequent action to enjoin enforcement of such qualification, prerequisite, standard practice, or pro cedure. In the event the Attorney General affirmatively indicates that no objection will be made within the sixty- day period following receipt of a submission, the Attor ney General may reserve the right to reexamine the sub mission if additional information comes to his attention during the remainder of the sixty-day period which would otherwise require objection in accordance with this section. Any action under this section shall be heard and determined by a court of three judges in accordance with the provisions of section 2284 of Title 28 and any appeal shall lie to the Supreme Court. A-4 Act No. 79-652 H. 977 - Adams (C), Whatley AN ACT Relating to Russell County: to provide that all func tions, duties and responsibilities for the construction, maintenance and repair of public roads, highways, bridges and ferries in the county shall be vested in the county engineer and shall be maintained on the basis of the county as a whole, without regard to district or beat lines, and to prescribe certain duties for the county engi neer. Be It Enacted by the Legislature of Alabama: Section 1. All functions, duties and responsibilities for the construction, maintenance and repair of public roads, highways, bridges and ferries in Russell County are hereby vested in the county engineer, who shall, insofar as possible, construct and maintain such roads, highways, bridges and ferries on the basis of the county as a whole or as a unit, without regard to district or beat lines. Section 2. The county engineer shall assume the following duties, but shall not be limited to such duties: (1) to employ, supervise and direct all such assis tants as are necessary properly to maintain and construct the public roads, highways, bridges, and ferries of Russell County, and he shall have authority to prescribe their duties and to discharge said employees for cause, or when not needed; (2) to perform such engineering and surveying service as may be required, and to prepare and maintain the necessary maps and records; (3) to maintain the necessary accounting records to reflect the cost of the A-5 county highway system; (4) to build, or construct new roads, or change old roads, upon the order of the county commission; (5) insofar as is feasible to construct and maintain all country [sic] roads on the basis of the county as a whole or as a unit. Section 2. The provisions of this act are severable. If any part of this act is declared invalid or unconstitu tional, such declaration shall not affect the part which remains. Section 3. All laws or parts of law which conflict with this act are hereby repealed. Section 4. This act shall become effective imme diately upon its passage and approval by the Governor, or upon its otherwise becoming a law. Approved July 30, 1979 Time: 6:00 P.M. Alabama Code, 1975, § 23-1-80 (Michie 1989 Repl. Vol.) The county commissions of the several counties of this state have general superintendence of the public roads, bridges and ferries within their respective counties so as to render travel over the same as safe and convenient as practicable. To this end, they have legislative and execu tive powers, except as limited in this chapter. They may establish, promulgate and enforce rules and regulations, make and enter into such contracts as may be necessary or as may be deemed necessary or advisable by such A-6 commissions to build, construct, make, improve and maintain a good system of public roads, bridges and ferries in their respective counties, and regulate the use thereof; but no contract for the construction or repair of any public roads, bridge or bridges shall be made where the payment of the contract price for such work shall extend over a period of more than 20 years. (Code 1923, § 1347; Acts 1927, No. 347, p. 348; Code 1940, T. 23, § 43; Acts 1953, No. 729, p. 984.) Alabama Code, 1923, § 1347 (Michie). 1347. (5765) Powers of courts of county commission ers with regard to roads, bridges and ferries. - The courts of county commissioners, boards of revenue, or other like governing bodies of the several counties of this state have general superintendence of the public roads, bridges and ferries within their respective counties, and may establish new, and change and discontinue old roads, bridges and ferries in their respective counties so as to render travel over the same as safe and convenient as practicable. To this end they have legislative, judicial, and executive powers, except as limited in this article. Courts of county commissioners, boards of revenue, or courts of like jurisdiction are courts of unlimited jurisdic tion and powers as to the construction, maintenance and improvement of the public roads, bridges and ferries in their respective counties, except as their jurisdiction or powers may be limited by the local or special statutes of the state. They may establish, promulgate and enforce A-7 rules and regulations, make and enter into such contracts as may be necessary, or as may be deemed necessary or advisable by such courts, or boards, to build, construct, make, improve and maintain a good system of public roads, bridges and ferries in their respective counties, and regulate the use thereof; but no contract for the construction or repair of any public road, bridge or bridges shall be made where the payment of the contract price for such work shall extend over a period of more than ten years. Alabama Code, 1940, Title 23 § 43 (Michie). § 43. (1347) Powers of courts of county commission ers with regards to roads, bridges and ferries. - The courts of county commissioners, boards of revenue, or other like governing bodies of the several counties of this state have general superintendence of the public roads, bridges and ferries within their respective counties so as to render travel over the same as safe and convenient as practicable. To this end they have legislative, judicial and executive powers, except as limited in this chapter. Courts of county commissioners, boards of revenue, or courts of like jurisdiction are courts of unlimited jurisdic tion and powers as to the construction, maintenance and improvement of the public roads, bridges and ferries in their respective counties, except as their jurisdiction or powers may be limited by the local or special statutes of the state. They may establish, promulgate and enforce rules and regulations, make and enter into such contracts A-8 as may be necessary, or as may be deemed necessary or advisably by such courts, or boards, to build, construct, make, improve and maintain a good system of public roads, bridges and ferries in their respective counties, and regulate the use thereof; but no contract for the construction or repair of any public roads, bridge or bridges shall be made where the payment of the contract price for such work shall extend over a period of more than ten years. (1927, p. 348.) Alabama Code, 1975, § 11-6-3 (Michie 1989 Repl. Vol.) It shall be the duty of the said county engineer or chief engineer of the division of public roads, subject to the approval and direction of the county commission to: (1) Employ, supervise and direct such assistants as are necessary to construct and maintain properly the county public roads, highways and bridges; (2) Perform such engineering and survey ing services as may be required to prepare and maintain the necessary maps, plans and records; (3) Maintain the necessary accounting records to reflect the cost of constructing and maintaining the county highway system; and (4) Perform such other duties as are neces sary and incident to the operation of the county highway system as directed by the county com mission. (Acts 1971, No. 1945, p. 3143, § 4.) A-9 Alabama Code, 1940, Title 12 § 69 (Michie) § 69. Duties under supervision of county govern ing body. - It shall be the duty of said county engineer, subject to the approval and direction of the court of county commissioners or like governing body of the county to: (1) Employ, supervise and direct such assis tance as are necessary to properly maintain and construct the county public roads, highways and bridges; (2) per form such engineering and surveying service as may be required and to prepare and maintain the necessary maps and records; (3) maintain the necessary accounting records to reflect the cost of the county highway system, and (4) perform all other duties necessary and incident to the operation of a county highway system. (Ib.) A-10 ED PETER MACK, et al. Plaintiffs, vs. RUSSELL COUNTY COMMISSION, et al. Defendants. STIPULATED TESTIMONY OF LYNDA K. OSWALD COME NOW parties to the foregoing cause of action and stipulate that if Lynda K. Oswald were present, she would testify as follows: "I am Lynda K. Oswald, an assistant attor ney general with the Office of the Attorney Gen eral, State of Alabama, and have been so employed for over ten years. "As a part of my duties I review all legisla tive acts to determine which should be submit ted for preclearance under Section 5 of the Voting Rights Act of 1965. I reviewed Act No. 79-652 at the time of its passage to determine if it should be submitted for pre-clearance under the Voting Rights Act. It was my determination that the provisions of Act No. 79-652 had no effect on voting or elections in this state. There fore, I concluded that it was not necessary to submit Act No. 79-652 to the Justice Department for pre-clearance, and it was not submitted. "Act No. 79-652 concerns Russell County and provides that the functions, duties and IN THE UN ITED STATES DISTRICT COURT FOR THE M IDDLE DISTRICT OF ALABAMA EASTERN DIVISION CIVIL ACTION NO. 89-T-459-E A -ll responsibilities for construction, maintenance and repair of public roads and bridges in that county are to be vested in the county engineer and maintained on the basis of the county as a whole without regard to district or beat lines. I have reviewed other acts of similar nature estab lishing what is known as the unit system, and it has been my opinion, as it is now, that such acts do not come within the ambit of the Voting Rights Act of 1965 so as to require pre-clearance. "I concluded that Act No. 79-652 had no effect on voting or elections in this state, and I determined that Act No. 79-652 was a modifica tion of duties relating to the maintenance of roads in Russell County and did not affect or dilute the voting power of any group of voters. Act No. 79-652 provided that the functions, duties and responsibilities relating to roads in Russell County were to be vested in the county engineer and maintained on the basis of the county as a whole without regard to district or beat lines. I am aware of the decision in Hardy v. Wallace, 603 F.Supp. 174 (N.D. Ala. 1985) and that court ruling does not change my opinion that it is not necessary to obtain preclearance of Act No. 79-652." A-12 As a result of this stipulation, parties hereto consent to this testimony being used in lieu of a deposition. /s/ John C. Falkenberry John C. Falkenberry, one of the Attorneys for Plaintiffs JOHN C. FALKENBERRY Fifth Floor, Title Building 300 North 21st Street Birmingham, Alabama 35203 /s/ James W. Webb James W. Webb Attorney for Defendant Russell County OF COUNSEL: WEBB, CRUMPTON, McGREGOR, SASSER, DAVIS & ALLEY One Commerce Street, Suite 700 P.O. Box 238 Montgomery, AL 36101-0238 (205) 834-3176 A -13 BREAKDOWN OF ROADWAY MILEAGE MAINTAINED OR UNDER JURISDICTION OF RUSELL COUNTY BY COMMISSION DISTRICTS PAVED ROADS DIRT ROAD AREA DISTRICT NO. TOTAL MILES TOTAL MILES TOTAL MILES SQUARE MILES 1 6.25 1.1% ** 6.25 2% 0 0 3.8 .6% 2 51.87 9.5% 42.17 15% 9.7 3.7% 18.4 3.0% 3 2.45 .4% ** 2.45 .9% 0 0 4.48 .72% 4 1.3 .2% ** 1.1 .4% .2 .08% 2.32 .37% 5 73.92 13.8% * 46.02 16% 27.9 10.7% 76.08 12.3% 6 138.15 25.2% 72.3 25.5% 65.85 25% 143.36 23.2% 7 271.40 49.6% 113.05 40% 158.35 60.% 370.44 59.9% 545.34 283.34 262.00 618.88 * 20.12 square miles of District 5 lies within U.S. Government property (Ft. !Benning). This area is not included in the above breakdown. ** Maintained by Phenix City Public Works Department. WORK DISTRICTS PAVED ROADS UNPAVED ROADS DISTRICT NO. TOTAL MILES TOTAL MILES TOTAL MILES 1 179.49 126.98 52.51 2 213.89 92.10 121.79 3 151.96 64.26 87.70 545.34 283.34 262.00 Exhibit B A-14 ED PETER MACK, ET AL., Plaintiffs, vs. RUSSELL COUNTY COMMISSION, et al., Defendants. DEPOSITION OF JOHN BELK The deposition of JOHN BELK was taken pursuant to stipulation and agreement before Jackie Parham, court Reporter and Commissioners for the State of Alabama at Large, at the Russell County Courthouse, Phenix City, Alabama, on Friday, January 26, 1990, commencing at approximately 9:00 a.m. [p. 8] Q. Prior to passage of Act Number 79-652? A. Yes, sir. we implemented the Unit System at that time. And, of course, Mr. Adams was going to - to get the necessary legislation to make it a law. Q. Tell me, what brought this about? A. Well, the main thing that brought it about was one commissioner was indicted and charged with an illegal use of county funds. I would say that's the last thing that brought it on. Really, generally, the fact that we needed a little bit more control over expenditures and work orders was basically the reason for going - not having three different county shops and three IN THE UNITED STATES DISTRICT COURT FOR THE M IDDLE D ISTRICT OF ALABAMA, EASTERN DIVISION CIVIL ACTION NO. 89-T-459-E A-15 different county commissioners in charge of three different areas. Q. All right, sir. Did you ever divide the budget [p. 9] prior to that when you - When you were under the District System did you divide the budget up according to the districts? A. No, sir. * * * [p. 10] Q. . . . is it your testimony and do I under stand correctly that prior to May 18, 1979 there was a unified budget for the county with respect to the - to the three separate, what I would call, road camps? A. Yes, sir. There was never any discretion between the three. It was always adopted as far as a general budget for the county. Q. How many commissioners were there? A. Five. Q. Five at that time? A. Yes, sir. Q. Is it true that prior to May 18, 1979 only three of them had responsibilities for overseeing the operatic of these road camps? A. Yes, sir. * * * [p. 20] Q. In size were they relatively the same in terms of the physical area and also the number of employees? A. Yes, sir. In fact, the districts were established according to road miles. So they all had pretty much the same number of miles and the same number of bridges to maintain. A-16 ED PETER MACK, ET AL„ Plaintiffs, vs. RUSSELL COUNTY COMMISSION, et al„ Defendants. DEPOSITION OF CHARLES ADAMS The deposition of CHARLES ADAMS was taken pur suant to stipulation and agreement before Jackie Parham, court Reporter and Commissioners for the State of Ala bama at Large, at the Russell County Courthouse, Phenix City, Alabama, on Friday, January 26, 1990, commencing at approximately 9:30 a.m. [p. 8] Q. In view of the fact that the county had already adopted the resolution prior to - A. So in discussing it with them - and I believe the suggestion was even made that they would do it by resolution, wouldn't be any further act. But we felt we needed something stronger in place. We needed something in place that would assure that it would be complied with, that - Q. That the commission wouldn't backtrack? A. That they wouldn't come back and pass another resolution at the next meeting and say, no, we've changed our mind. * * * IN THE U N ITED STATES DISTRICT COURT FOR THE M IDDLE D ISTRICT OF ALABAMA, EASTERN DIVISION CIVIL ACTION NO. 89-T-459-E A -17 [p. 13] Q. All right. And was that, as I understand it, due at least in some measure to the problems that commissioner - then Commissioner Lake had had? A. To some degree. And with recommendations by [p. 14] the Highway Department, you know, and the stories they would relate about the benefits of this system and the experiences in some other counties and that type thing. A-18 ED PETER MACK, ET AL„ Plaintiffs, vs. RUSSELL COUNTY COMMISSION, et al., Defendants. DEPOSITION OF NATHANIEL GOSHA The deposition of NATHANIEL GOSHA was taken pursuant to stipulation and agreement before Jackie Par ham, court Reporter and Commissioners for the State of Alabama at Large, at the Russell County Courthouse, County Commission Hearing Room, Phenix City, Ala bama, on Thursday, January 29, 1989, commencing at approximately 9:00 a.m. [p. 17] Q. Did you vote for the budget: A. Yes, sir. * * * * [p. 36] A. . . . Let's back up one notch. Talking about the system, the unit system, if we're going to run a unit system, I prefer and the black citizens of Russell County prefer, let's give it all to Mr. James McGill and let Mr. James McGill administrate it. IN THE U N ITED STATES DISTRICT COURT FOR THE M IDDLE DISTRICT OF ALABAMA, EASTERN DIVISION CIVIL ACTION NO. 89-T-459-E * A -19 [p. 82] A. From this thing here, I would like for the Court to look into and if they find any irregu larity in it, where the city district could have some type of funds that they could help the citizens of this county, that I will certainly appre ciate it. That we have some type of way that they will allocate a said amount of money if it's noth ing but forty thousand dollars where a man can spend forty thousand dollars in his district with out [p. 83] getting the majority of the votes. * * * A-20 IN THE U N ITED STATES D ISTRICT COURT FOR THE M IDDLE D ISTRICT OF ALABAMA, EASTERN DIVISION ED PETER MACK, ET AL„ Plaintiffs, vs. RUSSELL COUNTY COMMISSION, et al., Defendants. ) ) ) ) ) ) ) ) CIVIL ACTION NO. 89-T-459-E DEPOSITION OF ED P. MACK The deposition of ED P. MACK was taken pursuant to stipulation and agreement before Jackie Parham, Court Reporter and Commissioners for the State of Alabama at Large, at the Russell County Courthouse, County Com mission Hearing Room, Phenix City, Alabama, on Thurs day, January 29, 1989, commencing at approximately 10:45 A.M. [p. 17] Q. Now, you voted for the budget, too, and you had a copy of the budget at the time, did you not? A. Right. Q. You did vote in favor, did you not? A. Right. A-21 IN THE U N ITED STATES DISTRICT COURT FOR THE M IDDLE DISTRICT OF ALABAM A, EASTERN DIVISION ED PETER MACK, ET AL„ Plaintiffs, vs. RUSSELL COUNTY COMMISSION, et al., Defendants. ) ) CIVIL ACTION NO. ) 89-T-459-E ) ) ) ) ) DEPOSITION OF JEROME GRAY The deposition of JEROME GRAY was taken pur suant to stipulation and agreement before Jackie Parham, Court Reporter and Commissioners for the State of Ala bama at Large, at the law offices of Webb, Crumpton, McGregor, Sasser, Davis & Alley, Montgomery, Alabama, on Tuesday, December 12, 1989, commencing at approx imately 10:35 a.m. [p. 21] Q. What type of relief did Mr. Mack want? A. In Mr. Mack's case it appears that he wants some discretionary money or some money from - being able to really - well, some money. Have a budget whereby he would be able to determine how some dollars are spent without everything being thrown in a common pot that he had - seemingly had no influence over how it was spent, partic ularly with other commissioners. The major ity of whites could out-vote him. Q. Have you ever heard that Mr. Mack had financial problems? A-22 A. No, I have not. I don't see how it would be germane to this issue anyway even if he did. Q. Okay. And what was Mr. Gosha's com plaint? A. Similar to Mr. Mack's. Q. He wanted some discretionary money him self? A. Right. Be able to influence how some dollars are spent, have some direct control over it themselves.