Presley v. Etowah County Commission Brief of the Appellee
Public Court Documents
August 30, 1991
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Brief Collection, LDF Court Filings. Presley v. Etowah County Commission Brief of the Appellee, 1991. 18642c7b-c19a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/c4342a73-f4b8-4942-8fc7-826f481dbfd3/presley-v-etowah-county-commission-brief-of-the-appellee. Accessed December 04, 2025.
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Nos. 90-711 and 90-712
In The
Supreme Court of the United States
October Term, 1991
----------------♦----------------
LAWRENCE C. PRESLEY, individually and on behalf
of others similarly situated,
Appellant,
ETOWAH COUNTY COMMISSION,
Appellee.
----------------- ♦ ------------------
ED PETER MACK and NATHANIAL GOSHA, III,
individually and on behalf of others
similarly situated,
vs Appellants,
RUSSELL COUNTY COMMISSION,
Appellee.
----------------- ♦ ------------------
On Appeal From The United States District Court
For The Middle District Of Alabama
----------------- ♦ ------------------
BRIEF OF THE APPELLEE
RUSSELL COUNTY COMMISSION
----------------- ♦ ------------------
James W. W ebb
Counsel of Record
K endrick E. W ebb
W ebb, C rumpton, McG regor,
Davis & A lley
One Commerce Street, Suite 700
Post Office Box 238
Montgomery, Alabama 36101-0238
(205) 834-3176
Attorneys for Appellee
Russell County Commission
August 1991
1
QUESTION PRESENTED
WHETHER LOCAL LEGISLATION WHICH MERELY
SHIFTS MINISTERIAL ROAD DUTIES FROM INDIVID
UAL COUNTY COMMISSIONERS ELECTED AT LARGE
TO A ROAD ENGINEER RESPONSIBLE TO THE
COUNTY COMMISSION AS A WHOLE IS SUBJECT TO
PRECLEARANCE UNDER SECTION 5 OF THE VOTING
RIGHTS ACT?
11
PARTIES IN COURT BELOW
The parties in the court below at the time of the
judgment were plaintiffs Ed Peter Mack, Nathaniel
Gosha, III, Lawrence C. Presley, and defendants Russell
County Commission and Etowah County Commission.
Ill
TABLE OF CONTENTS
Page
Question Presented............................................................... i
Parties in Court B elow ....................................................... ii
Table of C ontents................................................................. iii
Table of A uthorities............................................................. vi
Opinions B elow ..................................................................... 1
Jurisdiction............................................................................... 1
Statutory Provisions............................................................. 1
Statement of the C a se ......................................................... 1
Summary of Argum ent....................................................... 5
Argument................................................................................. 8
LOCAL LEGISLATION WHICH MERELY SHIFTS
MINISTERIAL ROAD DUTIES FROM INDIVID
UAL COUNTY COMMISSIONERS ELECTED AT-
LARGE TO A ROAD ENGINEER RESPONSIBLE
TO THE COUNTY COMMISSION AS A WHOLE
DOES NOT CONSTITUTE A "CHANGE" WITHIN
THE MEANING OF SECTION 5 OF THE VOTING
RIGHTS ACT AND IS, THEREFORE, NOT SUB
JECT TO PRECLEARANCE.......................................... 8
A. The three-judge court correctly found that
minor reallocations of local governmental
powers among elected officials where there is
no change in constituencies fall outside the
purview of Section 5's preclearance require
ments because there exists no potential for
discrimination............................................................. 8
IV
1. The District Court's ruling is not inconsis
tent with prior Supreme Court cases defin
ing the scope of § 5 coverage.................... 9
2. The District Court's ruling is consistent
with previous district court decisions
which emphasize the presence of a change
in constituencies as being evidence of
potential for discrimination............................ 12
3. The District Court's ruling is consistent
with prior positions held by the Justice
Department emphasizing change in con
stituencies as indicative of potential for
discrimination....................................................... 16
B. The County Commission by state law has
always held general supervisory authority over
the county road system and therefore, the dele
gation of "ministerial" road and bridge duties
to an appointed county road engineer does not
effect a "change" within the meaning of Sec
tion 5 ............................................................................. 17
1. Under Alabama law the county commis
sion acting as a unit has always been
vested with general supervisory authority
over the county's road system with the
power to delegate administrative or minis
terial duties to subordinates.......................... 18
2. The delegation of administrative or minis
terial duties comes within the "administra
tive or ministerial exception" implicit in
section 5 coverage decisions.......................... 21
TABLE OF CONTENTS - Continued
Page
V
C. The Voting Rights Act was "aimed" at voter
registration and was never intended to intro
duce the heavy hand of federal scrutiny into
routine local enactments which have no appar
ent nor real impact upon minority voting
righ ts............................................................................. 23
D. Russell County's 1979 enactments not only
lack a "potential for discrimination", as found
by the three-judge panel; in reality, the conver
sion to the unitary road system actually brings
the most benefit to Russell County's black con
stituents........................................................................ 28
E. The three-judge panel, while according the def
erence due to the Justice Department's posi
tion, properly and prudently chose to override
the Justice Department's position and rule in
the favor of the Russell County Commission 30
TABLE OF CONTENTS - Continued
Page
Conclusion............................................................................... 31
Appendix................................................................................. A-l
VI
C ases:
Allen v. State Board of Elections, 393 U.S. 544 (1969)
...............................................................................10, 12, 24, 25
Beer v. United States, 425 U.S. 130 (1976)...................... 28
County Council of Sumter County, South Carolina v.
United States, 555 F.Supp. 694 (D.C. D.C. 1983)___14
Court of Commissioners of Pike County v. Johnson,
229 Ala. 417, 157 So. 481 (1934)............................ 18, 19
Dougherty County Board of Education v. White, 439
U.S. 32 (1978).................................................................11, 25
Fairley v. Patterson, 393 U.S. 544 (1969).................... 16, 17
Georgia v. United States, 411 U.S. 526 (1973).......... 10, 29
Hadnott v. Amos, 394 U.S. 358 (1969)........................ 11, 25
Hardy v. Wallace, 603 F.Supp. 174 (N.D. Ala. 1985) passim
Horry County v. United States, 449 F.Supp. 990,
(D.C. D.C. 1978)..................................................... 12, 14, 15
Lucas v. Townsend, 698 F.Supp. 909 (M.D. Ga. 1988)___30
McCain v. Lybrand, 465 U.S. 236 (1984)...................... 9, 21
McDaniel v. Sanchez, 452 U.S. 130 (1981)........................ 11
Morris v. Gressette, 432 U.S. 491 (1977).......................... 23
NAACP v. Hampton County Election Comm., 470
U.S. 166 (1985)...............................................................21, 22
Perkins v. Matthews, 400 U.S. 379 (1971)
...................................................................6, 11, 12, 16, 24, 25
Pleasant Grove v. United States, 479 U.S. 462 (1987)___11
TABLE OF AUTHORITIES
Page
Richmond v. United States, 422 U.S. 358 (1975)............ 11
Robinson v. Alabama State Board of Education, 652
F.Supp. 484 (M.D. Ala. 1987).................... 13, 14, 15, 22
St. Louis v. Praprotnick, 485 U.S. 112 (1988).................. 18
South Carolina v. Katzenbach, 383 U.S. 301 (1966)........ 25
Sumbry v. Russell County, CV-84-T-1386-E (M.D.
Ala. 1986)...................................................................................4
Thompson v. Chilton County, 236 Ala. 142, 181 So.
701 (1938)........................................................................ 19, 20
Turner v. Webster, 637 F.Supp. 1089 (N.D. Ala.
1986)......................................................................................... 28
Statutes:
Act No. 79-652, Acts of Alabama 1979.................................. 4
Alabama Code, 1975, § 11-6-1 (Michie 1989 Repl.
V o l.)........................................................................... r ............. 3
Alabama Code, 1975, § 11-6-3 (Michie 1989 Repl.
V o l.)...................................................................................3, 18
Alabama Code, 1975, § 23-1-80 (Michie 1986 Repl.
V o l.)........................................................................................... 18
Alabama Code, 1975, § 23-1-86 (Michie 1986 Repl.
V o l.)........................................................................... 2
Alabama Code, 1940, Title 12, § 69 (M ichie)...................... 3
Voting Rights Act, 42 U.S.C. 1973 and 1973(c)... passim
V ll
TABLE OF AUTH ORITIES - Continued
Page
V lll
TABLE OF A UTH ORITIES - Continued
Page
Statutory H istory M aterials:
Hearings on H.R. 6400 before Subcommittee No. 5
of the House Committee on the Judiciary, 89th
Cong., First Sessio n ............................................................ 27
111 Congressional Record 8363 (daily ed. April 23,
1965)......................................................................................... 27
S. Rep. No. 417, 97th Congress, second session
(1982)....................................................................................... 28
M iscellaneous:
Black's Law D ictionary.......................................................... 26
Corpus Juris Secundum.......................................................... 26
OPINIONS BELOW
The opinion of the district court is unreported. The
opinion of the district court is reproduced beginning at JS
A -l.1 The order denying the motion to alter or amend the
judgment is reproduced beginning at JS A-42.
----------------- * ------------------
JURISDICTION
The district court denied the requested injunction on
1 August 1990 and denied the motion to alter or amend
the judgment on 21 August 1990. The Appellants filed
their respective Jurisdictional Statements in this Court on
16 October 1990. This appeal is taken under 28 U.S.C.
§ 1253.
----------------- ♦ ------------------
STATUTORY PROVISIONS
The Fifteenth Amendment to the Constitution, 42
U.S.C. 1973, and 1973c2 are set out in full in the Appendix
to this brief.
♦
STATEMENT OF THE CASE
Appellee totally rejects Appellants' Statement of the
Case. Appellants are traveling on a totally false assumption
1 Unless otherwise noted, references to "JS" may be found
in the Appendix to Appellants' Jurisdictional Statement at the
cited page.
2 42 U.S.C. 1973c is commonly known as "Section 5."
1
2
that prior to 1979, each commissioner had complete con
trol of a virtually autonomous district, including a por
tion of the budget.
Prior to 1979, the road department of Russell County
operated under a district or semi-district system. In 1979
the Russell County Commission consisted of five com
mission members. Two commissioners whose districts
were contained within the city limits of Phenix City,
Alabama had virtually nothing to do with direct supervi
sion of road operations in the county since the roads and
streets in their district were maintained by the Phenix
City Road Department. The three commissioners whose
districts lay outside of Phenix City were personally
involved in the day-to-day management and direct super
visory aspects of the county road work in their district.3
(See A-14, Deposition of John Belk, p. 10). The districts
were approximately the same size and contained approx
imately the same miles of rural roads. (See A-14, Deposi
tion of John W. Belk, page 20.) All county road funds
were budgeted for the county as a whole and were never
divided between the districts. (See A-14, Deposition of
3 The streets and roads within the Phenix City, Alabama
municipal limits are maintained from separate city and state
funds under control of the municipality. In fact, 20% of Russell
County's share of the State gasoline tax by general and local
law goes to the municipalities. (Exhibit 3 to this defendant's
Motion for Summary Judgment). Counties may, with consent of
the city government, work on city streets. Alabama Code, 1975,
§ 23-1-86 (Michie 1986 Repl. Vol.). Since the case was submitted
to the three-judge lower court on depositions and exhibits,
there is no formal record. References herein to exhibits and
depositions are from those submitted to the lower court.
3
John Belk, pp. 8, 9) The three shops were included in a
single road budget always under the control of the entire
county commission. (See Id.)
During the latter part of 1978 and early 1979, a
Russell County grand jury conducted an investigation
involving misuse of county equipment and personnel. As
a result, one of the commissioners was indicted by the
grand jury. The same grand jury recommended that the
county adopt what is commonly known as the "Unit
System". (See A-14, Deposition of John W. Belk, page 8).
Under the Unit System, the county road department is
operated, without regard to district lines, by the county
engineer, a professional appointed by and responsible to
the county commission. See Alabama Code, 1975, § 11-6-1
(Michie 1986 Repl. Vol.).The duties of the county engineer
are specified by state law (§ 11-6-3 of the Code).4 The Unit
system is the system recommended by the Alabama's
State Highway Department and other authorities. (See
A-16, Deposition of Charles Adams, pp. 13, 14).5
Following the grand jury's investigation, indictment
and recommendation, a member of Russell County's
legislative delegation, Rep. Charles Adams, met with the
4 The specifications for county road engineer have been
set out by statute in Alabama since 1939. See Alabama Code,
Title 12, § 69 (Michie 1940).
5 A copy of the pertinent portion of Auburn University
Professor Lansford C. Bell's recommendation was attached as a
part of Exhibit 1 to Russell County's response to the Justice
Department in the Court below. The unit system or a modified
version of the unit system is currently operating in 45 of
Alabama's 67 counties.
4
county commission to encourage adoption of the Unit
System for operating the county road department. During
a meeting on May 18, 1979, the county commission pas
sed a resolution reorganizing the road department under
the Unit System "effective immediately". (Quoted by
lower court's opinion. See Appellant's JS A-3).
Following the meeting of the county commission,
Rep. Adams introduced House Bill 977 into the Alabama
Legislature, which later became Act No. 79-652. (See A-4)
This bill was introduced by Rep. Adams to prevent the
county commission from deciding at a later date to
reverse its resolution of May 18, 1979. (See A-16, page 9 of
Deposition of Charles Adams).
Approximately seven years later, as a result of a
consent decree entered March 17, 1986, in Sumbry v.
Russell County, CV-84-T-1386-E, the county was redis
tricted into seven commission districts, three of which
have a predominantly black population. Although past
discrimination, based on unlawful dilution of black vot
ing strength was alleged, no such finding was entered.
Prior to Sumbry, the five commissioners, while residing in
individual districts, were elected from the county "at
large". Sumbry divided the county into seven districts and
each commissioner is now elected by district. Two of the
commissioners, Mack and Gosha, (Appellants in this
case) are black and were elected in 1986,6 seven years
after the contested legislation was enacted.
6 Mack and Gosha were elected to Districts 4 and 5 respec
tively. District 4 has 1.3 total miles of county-maintained roads
or .2% ; District 5 has 73.92 miles of county-maintained roads
or 13.8%. (See A -ll, formerly Exhibit 3.B. to Defendants'
Motion for Summary Judgment).
5
Appellants instituted an action in the United States
Federal District Court, Middle District of Alabama, on
May 5, 1989 alleging, inter alia, a violation of their voting
rights pursuant to Section 2 of the Voting Rights Act of
1965. After amending their complaint twice (Joint Appen
dix pp. 15, 31), the Appellants, under the authority of 28
U.S.C. § 2284 (West 1978 & 1990 Supp.) requested a three-
judge court to consider whether the Appellee's legislation
converting the county to the unit road system was subject
to the preclearance requirements of the Voting Rights Act,
found in Section 5. Appellants' motion was granted and
on August 1, 1990 the three-judge panel issued an order
which found Russell County's 1979 enactments to be
exempt from Section 5's preclearance requirements.
(Before JOHNSON, Circuit Judge, HOBBS, Chief District
Judge, and THOMPSON, District Judge. J. THOMPSON
dissented.) It is this order which the Appellants have
chosen to challenge before this Court. (The three-judge
court's order is set out in full in Appellants' Jurisdictional
Statement Appendix, beginning at A-l). Their appeal was
docketed on October 26, 1990 and probable jurisdiction
was noted on May 13, 1991.
----------------- « ------------------
SUMMARY OF ARGUMENT
The Court is called upon today to, once again, inter
pret the scope of the preclearance provisions, commonly
known as § 5, of the Voting Rights Act of 1965. This
section provides for federal preclearance of "changes" in
"voting qualifications or prerequisites to voting, or
6
standards, practices, or procedures with respect to vot
ing" not in effect on November 1, 1964. The purposes
behind the Voting Rights Act, as well as its subsequent
accomplishments, are certainly laudable. However, this
Court should affirm the lower court's ruling that Russell
County's conversion to the unitary road system is exempt
from preclearance and that the application of § 5 is not
without "limited compass."7
The Appellants are challenging Appellee Russell
County Commission's 1979 legislative enactments which
converted the county's road system from a district or
semi-district system to a unitary system. This legislation
shifted responsibility for day-to-day supervision of road
authority in the rural districts from individual commis
sioners once elected at-large to a county road engineer
appointed by the county commission as a whole.
The three-judge court below properly recognized that
its role in assessing Russell County's 1979 legislation was
to look for "potential for discrimination", the triggering
mechanism of § 5. The court found that this local legisla
tion, by which minor government powers are reallocated
effecting no change in constituency, falls outside the pur
view of § 5.
The lower court's holding is clearly justified by the
reasoning implicit in several Supreme Court cases and
7 This term is taken from Justice Harlan's concurrence and
dissent in Perkins v. Matthews, 400 U.S. 379, 398 (1966).
7
explicit in several district court cases considering the
"coverage" issue. This reasoning, termed by the Appel
lees a "change in constituency" analysis, contends that
where minor powers are merely shuffled among govern
ment officials who are responsible to the same electorate
or constituency, there simply is no potential for discrimi
nation. This case can be contrasted with the "normal" § 5
case where the proposed change dramatically effects a
shift in constituency, i.e., a switch from district elections
to at-large elections.
Moreover, the district court's ruling is clearly correct
given Alabama's law characterizing the road duties in
question as being purely ministerial. Since the Russell
County Commission held general supervisory authority
over the county road operations both before and after
1979, only shifting the delegation of routine ministerial
duties, there really was no change in terms of the Voting
Rights Act.
Additionally, the Alabama Middle District Court's
ruling is supported by the statutory construction of § 5
and the legislative intent behind the Voting Rights Act.
The impetus behind the Voting Rights Act was the elim
ination of obstacles to blacks exercising their right to
vote, i.e., poll tests, and the augmentation of black voter
registration. The act in general, and § 5 specifically, was
intended to prevent such states from reimposing obsta
cles to black voter registration and was not intended to
intrude upon the day-to-day operation of local govern
ments.
Finally, in considering the reality behind the imple
mentation of Russell County's unitary system in 1979, it
8
is significant that the plan advocated by the Appellants,
equal distribution of road funds and resources between
the districts regardless of need - though this has never
been the law or practice in Russell County - would
actually harm many black constituents. It is apparent that
the Appellant's main complaint is simply a lack of discre
tionary funding to spend in their districts.
WHEREFORE, PREMISES CONSIDERED, the Appel
lee Russell County Commission requests that this Court
affirm the lower court's ruling and hold that Russell
County's 1979 legislation installing the unitary road sys
tem is exempt from the Voting Rights Act's preclearance
requirements.
----------------♦----------------
ARGUMENT
LOCAL LEGISLATION WHICH MERELY SHIFTS MIN
ISTERIAL ROAD DUTIES FROM INDIVIDUAL
COUNTY COMMISSIONERS ELECTED AT-LARGE TO
A ROAD EN G IN EER R ESPO N SIBLE TO THE
COUNTY COMMISSION AS A WHOLE DOES NOT
CONSTITUTE A "CHANGE" WITHIN THE MEANING
OF SECTION 5 OF THE VOTING RIGHTS ACT AND
THEREFORE DOES NOT REQUIRE PRECLEARANCE.
A. The three-judge court correctly found that minor
reallocations of local governmental powers among
elected officials where there is no change in constit
uencies fall outside the purview of Section 5's pre
clearance requirements because there exists no
potential for discrimination.
The three-judge court below recognized that its duty
was simply to determine whether the Russell County,
9
Alabama's 1979 road and bridge enactments constituted a
change under § 5 of the Voting Rights Act of 19658 creat
ing a "potential for discrimination."9 JS A-8. After fully
considering the facts before them and applying the rele
vant law, Alabama's Middle District concluded that a
reallocation of local governmental authority which does
not effect a "significant relative change in the powers
exercised by government officials" and which does not
change the constituencies to which the officials are
responsible, is not a "change" within the meaning of § 5
of the Voting Rights Act. JS A-13, 14.
1. The District Court's ruling is not inconsistent
with prior Supreme Court cases defining the
scope of § 5 coverage.
While never having addressed the specific issue of
whether § 5 would require preclearance of routine real-
locations of ministerial governmental duties which result
in no change in constituency, this Court has certainly left
the door open for the formulation of a "change in constit
uency limitation" in § 5 coverage. In 1984, the factual
backdrop of McCain v. Lybrand, 465 U.S. 236, set the stage
for the Court to determine whether § 5 applied to minor
8 Section 5 has been encoded at 42 U.S.C. § 1973c, hereaf
ter "§ 5". Section 5 is reprinted in full at A-3.
9 Appellants' contention that the three-judge panel below
exceeded its scope of review looking past the threshold cover
age inquiry of "potential for discrimination" into substantive
considerations is insupportable. Even a cursory review of the
lower decision indicates that the court did not deviate from
accepted Section 5 modes of analysis.
10
reallocations of power, including jurisdiction over roads,
and the impact of a change in constituencies. Id. at 239.
Unfortunately, because the contested South Carolina act
put into force more substantial changes (conceded to
come within § 5's coverage), and the main issue focused
upon an interpretation of previous Justice Department
preclearance approval, the Court never reached the minor
reallocations of power enacted by the South Carolina
legislation nor the impact of a change in constituency. See
Id. at 250 n.17. Such questions were left by this Court,
somewhat prophetically, for "future proceedings." Id. at
250 n.17.10
Whereas this honorable Court may have never used
the term "change in constituencies", many of this Court's
§ 5 rulings appear to be, in fact, rooted in a "change in
constituency" analysis. For example, when a suspect
political subdivision converts from district representation
to at-large representation, the "change" creates a poten
tial for discrimination because "[v]oters who are mem
bers of a racial minority might well be in the majority in
one district, but in a decided minority in the county as a
whole." Allen v. State Board of Elections, 393 U.S. 544, 569
(1969). Justice Stewart conducted a similar analysis in
Georgia v. United States, 411 U.S. 526, 534 (1973), where he
framed the coverage issue to be "whether such changes
[single member to multimember districts] have the poten
tial for diluting the value of the Negro vote." To state the
obvious: the potential for vote dilution arises when there
10 The Court's meaning was of course that the questions
listed would be addressed by the district court upon remand.
11
is a change in constituencies. Clearly, Chief Justice War
ren and Justice Stewart engaged in what the Appellee has
termed, for want of a better expression, a "change in
constituency" analysis.
Similarly, reapportionment and annexation schemes
fall within § 5 because their very purpose is to change the
makeup of a constituency, thereby creating a potential for
minority voting strength dilution. See McDaniel v. Sanchez,
452 U.S. 130, 134 (1981) (reapportionment); and Perkins v.
Matthews, 400 U.S. 379, 388 (1971) (annexation); accord,
Pleasant Grove v. United States, 479 U.S. 462, 467 (1987),
and Richmond v. United States, 422 U.S. 358, 362 (1975).
The remaining § 5 coverage cases decided by this
Court have addressed legislation of the nature which
discourages minority candidates from seeking elective
office, thus making the minority's vote ineffective, see,
e.g., Dougherty County Board of Education v. White, 439 U.S.
32, 37 (1978) (rule requiring Board of Education
employees seeking elective office to take unpaid leave of
absence during campaign periods), and Hadnott v. Amos,
394 U.S. 358, 362-65 (1969) (practice requiring minority
candidates to undergo obstacles not required for white
candidates). The Alabama District Court specifically
found that this line of cases was "basically inapposite"
and factually distinguishable from the Appellants' situa
tion in the present case. See JS A-15, n.14.
12
2. The District Court's ruling is consistent with
previous district court decisions which emphas
ize the presence of a change in constituencies as
being evidence of potential for discrimination.
Following this Court's lead in conducting what was,
in essence, a "change of constituency" analysis, see supra,
the lower courts coined the phrase "different constituen
cies" or "changed . . . constituency", finding the analysis
quite helpful in resolving § 5 coverage close calls. Appar
ently, the first district court case to explicitly rely upon a
"change in constituency" analysis to define § 5's scope
was Horry County v. United States, 449 F.Supp. 990, 995
(D.C.D.C. 1978). The court explained that,
An alternate reason for subjecting the new
method of selecting the Horry County govern
ing body to Section 5 preclearance is that the
change involved reallocates governm ental
powers among elected officials voted upon by
different constituencies. Such changes neces
sarily affect the voting rights of the citizens of
Horry County, and must be subjected to Section
5 requirements. Cf. Perkins v. Matthews, supra;
Allen v. State Board of Elections, supra.
Id. Note that the three-judge district court did not see
themselves as formulating a "novel" § 5 coverage theory;
rather, the court was simply relying upon the Supreme
Court's reasoning in Perkins and Allen, supra. See Id.
The "different constituency" paradigm was elevated
from "an altern ate reason for subjecting . . . [a
change] . . . to Section 5 preclearance", Id. (emphasis
added), to "the most relevant attribute of the challenged
act" in Hardy v. Wallace, 603 F.Supp. 174, 178 (N.D. Ala.
13
1985) (emphasis added). In Hardy, the change in constitu
encies and resultant discriminatory potential created by
Alabama's Act No. 507 in 1983 is quite illustrative of why
the "change in constituency" analysis is so particularly
effective in assessing § 5 coverage. In 1975, the Alabama
legislature created the Greene County Racing Commis
sion whose members were to be appointed by the all
white legislative delegation representing Greene County
at the time. Id. at 175. The powers of the commission were
significant since the county racetrack would become the
county's largest employer and would be responsible for
63% of the county's tax revenue. Id. at 176. In 1983, when
it became clear that a reapportionment plan gave blacks
the power to elect black candidates to the Greene County
le g is la tiv e d e le g a tio n ,11 the Alabam a leg isla tu re
responded by transferring the power to appoint racing
commission members from the Greene County legislative
delegation to the Governor of Alabama, George Wallace, a
white male. The "potential" for discrimination existed
because the appointive powers and its corresponding
influence were taken away from the legislative delegation
responsible to the majority black Greene County voters
and bestowed upon a governor who was responsible to
the state-wide voters, 99% exclusive of Greene County
voters and majority white in makeup. Id. at 176, 179.
The most recent district court decision overtly relying
on a "change of constituency" analysis is Robinson v.
11 Compare the timing of this legislation with Russell
County's 1979 reallocation of day-to-day road and bridge
authority which occurred seven years before appellants Mack
and Gosha or any other black was elected to the Russell
County Commission.
14
Alabama State Board of Education, 652 F.Supp. 484 (M.D.
Ala. 1987) (three-judge panel). The district court was
called upon to analyze Perry County's shift in Marion
city school authority from a county board of education
elected county-wide by a black majority to a city board of
education appointed by Marion City Council members
who were, in turn, elected by the city's white majority. Id.
at 485. The panel's order, drafted by Judge Thompson12,
extended § 5 coverage "[fjirst," because "the resolution
changed the constituency that selected those who super
vised and controlled public schools within the city." Id. at
486 (emphasis in original). The court continued to explain
that "[pjrior to the resolution, county voters elected the
board members who controlled public schools in the city;
under the resolution, however, the city council selected
the board members who controlled city schools." Id.
(emphasis in original).
The common denominator in Horry, Hardy and Robin
son,13 all cases where § 5 coverage was extended, is a
potential for discrimination which arises out of a change
in constituencies whereby minority voting strength can
be either overtly or covertly diluted. This "relevant attrib
ute"14 is conspicuously absent from the Russell County
legislation in the case at bar. Before 1964 and up until
12 Judge Thompson, ironically, was a dissenter in the
lower court's ruling in the case at bar.
13 Arguably, County Council of Sumter County, South Caro
lina v. United States, 555 F.Supp. 694 (D.C.D.C. 1983) relies on a
change in constituency analysis for its holding also but not as
explicitly as Horry, Hardy, and Robinson.
14 This term is taken from Hardy v. Wallace, supra, at 178.
15
1979, the county commission as a whole held general
supervisory authority over the county road system and
delegated direct or day-to-day supervision of the road
system to three rural district county commissioners
elected at large and responsible to the county as a whole.
The 1979 enactments maintained the vestment of general
supervisory authority in the Russell County Commission,
but delegated the direct or day-to-day authority over
county road operations to a professional county engineer
appointed by, and under the authority of the same county
commission. The three judge panel put it most succinctly
when it found that "[bjoth before and after the 1979
change, the official responsible for road operations in
each district was elected by, or responsible to, all the
voters of the county." JS A-16.
While Horry, Hardy and Robinson all use the constitu
ency analysis to extend § 5's coverage, Judge Vance
implicitly recognized in Hardy that the same reasoning
could be used to limit § 5 coverage when he, in dictum,
opined:
The ordinary or routine legislative mod
ification of the duties or authority of elected
officials or changes by law or ordinance in the
makeup, authority or means of selection of the
vast majority of local appointed boards, com
missions and agencies probably are beyond the
reach of section 5, even given its broadest inter
pretation.
Hardy at 178, 179. The instant lower court in its wisdom
recognized the Russell County scenario as the vehicle in
which Judge Vance's cautionary dictum in Hardy would
ripen into a ruling.
16
3. The District Court's ruling is consistent with
prior positions held by the Justice Department
emphasizing change in constituencies as indica
tive of potential for discrimination.
While the Justice Department has decided to support
the Appellants in the instant case, their position generally
upon reallocation of authority and the impact of a change
in constituency is far from settled. This conclusion is
evident not only from the Department's failure to pro
mulgate applicable regulations on the subject, see JS A-15,
but also from its position in earlier cases which is con
trary to its stand today. As recently as 1985, the United
States Attorney General wrote the Alabama Attorney
General concerning the Hardy legislation, described supra.
The Justice Department first objected, then withdrew its
objection to the Hardy legislation stating, "[i]t is certainly
not the case that every reallocation of governmental
power is covered by Section 5 ."15 See Appendix B to
Hardy v. Wallace, 603 F.Supp. at 181. While the Justice
Department may claim that its position in Hardy favoring
such a § 5 limitation is merely a recent aberration, the
truth is that as early as 1969 the Department embraced
the position that, "Section 5 applies to laws [that] sub
stantially change the constituency of certain officials . "
Perkins v. Matthews, 400 U.S. at 391, n.10, quoting the
Justice Department's amicus brief in Fairley v. Patterson,
393 U.S. 544 (1969). From any fair reading of the Justice
15 It appears that, to some extent, it was Hardy v. Wallace
that led Alabama's Attorney General to decide that it was
unnecessary to submit Russell County's legislation for federal
preclearance. (Stipulated Testimony of Lynda K. Oswald,
A-10). The unit system or modified unit system is currently
operating in 45 of Alabama's 67 counties.
Department's position in both Hardy and Fairley, one is
caused to wonder why the Department did not choose to
write its amicus brief in favor of Appellee.
B. The County Commission by state law has always
held general supervisory authority over the county
road system and therefore, the delegation of "minis
terial" road and bridge duties to an appointed
county road engineer does not effect a "change"
within the meaning of Section 5.
While the Alabama District Court focused on the linkage
between changes in constituency and potential for discrimi
nation, the Appellee has, throughout the proceedings,
asserted a subtly different additional ground for the denial of
§ 5 coverage in this case: given Alabama's history of inves
ting the county commission with ultimate or general super
visory authority over county road operations, the 1979
Russell County enactments simply did not effect a "change"
within the meaning of § 5. A comparison with the ruling of
the district court is helpful. The district court found, in terms
of constituency, "[b]oth before and after the 1979 change, the
official responsible for road operations in each district was
elected by, or responsible to, all the voters of the county.
Thus, there was no change in potential for discrimination
against minority voters." JS A-16 (emphasis in original). The
Appellee's proffered alternative ground is similar. Both
before and after 1979, the county commission was clothed
with the ultimate authority over county road and bridge
systems. The fact that in 1979 ministerial or administrative
road duties once delegated to rural district commissioners
were rerouted to a county employee, the county engineer, is
irrelevant in terms of § 5.
18
1. Under Alabama law the county commission act
ing as a unit has always been vested with gen
eral supervisory authority over the county's
road system with the power to delegate admin
istrative or ministerial duties to subordinates.
The appellants have attempted to convince the Court
that prior to 1979 Russell County commissioners were
autonomous road bosses who reigned sovereignly over
their road district "fiefdoms". While this has never been
the practice in Russell County or anywhere in Alabama;
more significantly, it has never been the law in Alabama.16 17
Although admittedly the rural district commissioners
exercised direct supervision16 17 18 over his residency district's
road maintenance, the county commission has always
been entrusted with "general superintendence of public
roads and bridges." See Court of Commissioners of Pike
County v. Johnson, 229 Ala. 417, 419, 157 So. 481
16 The relevant sections of Alabama's code which describe
the road and bridge authority of the county commission and
what authority, duties, or functions may be delegated to a
county road engineer or supervisor are set out in Appellee's
appendix. See A-5, Alabama Code, 1975, § 23-1-80 (Michie 1986
Repl. Vol.) and A-8, Alabama Code, 1975, § 11-6-3 (Michie 1989
Repl. Vol.)
17 In other contexts, this Court has looked to state law to
determine the authority and function of local officials, see, e.g.,
Sf. Louis v. Praprotnick, 485 U.S. 112, 124 (1988) (Section 1983).
18 Appellee employs the term "direct supervision" to
mean day-to-day responsibility for completion of tasks and
overseeing of workers as opposed to "general supervision"
which denotes a responsibility for the formulation of long
range objectives and major budget allocations.
19
(1934). Any duty or power held by the individual district
commissioner was "administrative in character" and
would be "subordinate to, in co-operation with, and in aid
of this court [of commissioners], which is still vested with
general jurisdiction and supervision. . . . " Id. at 420
(emphasis added). The state's supreme court in Court of
Commissioners unequivocally rejected the notion of auton
omous district commissioners.
. . . [T]here was no intention to transfer
these governmental powers from the governing
body of the county and vest them in the com
missioner of each district. Such construction
would destroy the unity of county government,
and set up several rival government units of one
man each, which, with undefined powers,
would lead to great confusion.
Id. at 419. Clearly, no individual commissioner wielded
the kind of autonomy over road and bridge matters, even
within his residency district, that is suggested by Appel
lants.
Further, the creation of the post of county road engi
neer who would be responsible for direct supervision of
road construction and maintenance took nothing away
from the county commission in terms of road and bridge
authority. In Thompson v. Chilton County, 236 Ala. 142, 181
So.701 (1938), Alabama's Supreme Court interpreted a
statute apparently very similar to the 1979 Russell
County legislation at issue. The Thompson opinion
described the limitations of the county road supervisor's
authority (precursor to the county road engineer) in
terms virtually identical to Court of Commissioner's
20
description of an individual commissioner's road author
ity limitations, supra.
To be sure the Road Supervisor is charged
with the duty of supervising the construction,
maintenance and repairing the public roads in
said county, but this does not mean that he
displaces, in this respect, the Court of County
Commissioners. . . . This supervisor is required
to be a civil engineer, and his duties and author
ity in no wise conflict with the general powers
of the court [of commissioners]. He is in imme
diate charge of the construction, maintenance
and repair of the roads, but his duties are purely
ministerial, and subordinate to the Court of
County Commissioners.
Thompson at 145 (emphasis added).
If the pre-1979 district commissioner exercised only
"administrative" road duties which were "subordinate
to" the county commission's road superintendence and
the post-1979 county engineer can only exercise "purely
ministerial" functions "subordinate to" county commis
sion road authority, there was no "change" which could
trigger preclearance under § 5. The county commission as
a whole as well as each individual commissioner main
tained the same general supervisory superintendence
powers before 1979 as they did after 1979. There simply
was no change in the substantive powers held by the
commission.
21
2. The delegation of administrative or ministerial
duties comes within the "administrative or min
isterial exception" implicit in section 5 coverage
decisions.
Although neither this Court nor any district court has
explicitly relied upon an "administrative or ministerial
exception" to limit the coverage of § 5, the framework has
been laid for the formulation of such an exception. In
McCain v. LybrandA9 465 U.S. at 239, this Court considered
the description of a county commission's powers as
"administrative and ministerial" significant enough to
note the description within its opinion. The Court never
was presented with the opportunity to comment upon the
impact such a designation might have on § 5 coverage
because of the procedural posture of the case.19 20 In
NAACP v. Hampton County Election Comm., 470 U.S. 166,
175 (1985), this Court extended § 5 coverage to legislation
creating a two week filing period for a school district
election to be held six months later. The lower court
found that preclearance was unnecessary because "the
scheduling of the election and the filing period were
ministerial acts necessary to accomplish the statute's pur
pose." Id. at 174 (internal quotation marks omitted)
(emphasis added). Interestingly, this Court, in striking
down the lower decision, did not hold that there was no
19 McCain is discussed in a slightly different context supra,
in part A.
20 Besides the fact that the contested legislation in McCain
enacted numerous "changes" in voting practices conceded to
fall within the ambit of Section 5, See McCain at 239-240, 250
n.18, the primary issue before the court involved the inter
pretation of the Justice Department's approval of an earlier
submission. Id. at 239.
22
"ministerial exception" - though the opportunity to do so
was clearly before the court. Rather, the Court rejected
the lower court's characterization of the acts as ministerial
in light of the Voting Rights Act's objectives. Id. at 175.21
Similarly, in Robinson v. Alabama State Board of Educa
tion, supra, 652 F.Supp. at 486, the three-judge federal
court from Alabama addressed a "change" in city school
authority which the defendants characterized as merely
"administrative" in nature. Again, the door was open for
the court to rule that there simply was no "administrative
exception" within § 5. The Robinson court, mimicking
NAACP, chose not to do so; but instead, disagreed "with
the defendants' characterization." Id. It is certainly not
unreasonable to conclude from the NAACP and Robinson
holdings, that in the right factual context, an act which
can be fairly characterized as ministerial or administrative
may not require preclearance under § 5.
Therefore, in the case at bar, where the challenged
acts can be fairly characterized as "m inisterial" or
"administrative"22 , the right fact situation is before the
Court to explicitly recognize an exception that has to this
point remained implicit. This Court should hold that the
21 The Court did rule that "minor alterations" in voting
practices were not exempt from Section 5. NAACP at 176.
Appellee's reading of the ruling in NAACP is justified on the
ground that while the terms "minor" and "ministerial" are
similar, they are not synonymous.
22 Appellee would go so far as to assert that the designa
tion of the road authority in question has been conclusively
characterized as "ministerial" or "administrative" by the Ala
bama Supreme Court cases cited supra.
23
daily supervisory responsibility over a county's road
maintenance program is clearly ministerial or administra
tive in nature and therefore should be excluded from the
"potential severity"23 of § 5 preclearance burdens.
C. The Voting Rights Act was "aimed" at voter regis
tration and was never intended to introduce the
heavy hand of federal scrutiny into routine local
enactments which have no apparent nor real impact
upon minority voting rights.
On August 6, 1965, the legislation commonly known
as The Voting Rights Act went into effect. This legislation,
passed by Congress pursuant to § 2 of the Fifteenth
Amendment to the United States Constitution24 man
dated that,
No voting qualification or prerequisite to
voting, or standard, practice, or procedure shall
be imposed or applied by any State or political
subdivision to deny or abridge the right of any
citizen of the United States to vote on account of
race or color, or in contravention of the guaran
tees set forth in section 1793b(f) (2) of this title.
42 U.S.C. § 1973. The task of this Court today is to
interpret the meaning and intent behind one of the many
enforcement provisions of the Voting Rights Act, § 5, the
23 This term is taken from Morris v. Gressette, 432 U.S. 491,
504 (1977).
24 The text of the 15th Amendment is set out, in full, at
A-l.
24
preclearance provision. This section mandates pre
clearance or prior approval to be sought and obtained
from the United States Attorney General or the Federal
District Court of the District of Columbia "[w]henever a
[suspect] State or political subdivision . . . shall enact or
seek to administer any voting qualification or prerequi
site to voting, or standard, practice, or procedure with
respect to voting different from that in force or effect on
November 1, 1964 . 42 U.S.C. § 1973c.
While it is one thing to convey to Congress an intent
to give the Voting Rights Act "the broadest possible
scope"25 of application; it is quite another matter to emas
culate the section of any meaningful limit.26 Although
this Court has never been confronted with the right facts
justifying § 5's limitation, such does not indicate that the
provision is without boundary. Arguably, this Court has
never had the occasion to comment upon legislation, like
the 1979 Russell County enactments, which have such a
de minimis (if any) impact on voting rights. Certainly, this
Court has described the breadth of § 5 in sweeping terms;
however, these descriptions of § 5 must be interpreted in
the context of the facts before the Court. In each case, the
Court was addressing legislation that had a clear and
undeniable impact on minority voting strength. For
instance, the opinions in Katzenbach, Allen and Perkins
arose out of patent attempts by a political subdivision to
dilute minority voting strength: voter registration tests
25 Allen v. State Board of Elections, 393 U.S. at 565.
26 See Perkins v. Matthews, 400 U.S. at 398 (J. Harlan con
curring in part and dissenting in part).
25
and devices,27 shifts from district to at-large representa
tion,28 and annexations.29 Admittedly, Hadnott30 31 and
Dougherty County3'1 took this Court's interpretation of § 5
one step further when it applied § 5 to legislation
discouraging minority candidacy. Russell County's
enactments present something totally new: a challenge to
legislation which has no discernible impact on minority
voting practices, procedures or patterns. The idea that
these changes, like the ones in Dougherty, "reduce[d]
in some manner the autonomy or political potency of
. . . th e c o u n t y c o m m i s s i o n e r s in R u s s e l l
. . . Count[y]" is plainly inconsistent with an appreciation
of the facts in this case, as found by the three judge panel.
See JS A-15 at n.14.
The most relevant indication of the intent of the 89th
Congress in drafting this legislation, the text itself,
plainly places the emphasis on voting qualifications, pre
requisites, and voting standards, practices or procedures.
See 42 U.S.C § 1973. The phrase "any voting standard,
practice, or procedure with respect to voting" must be
interpreted in this light. See 42 U.S.C. § 1973c. The phrase
"with respect to voting" only has meaning within the
context of voting qualifications, prerequisites, standards,
practices or procedures. The farther one gets away from
27 South Carolina v. Katzenbach, 383 U.S. 301, 329-30 (1966).
This case was a bill in equity which challenged the constitu
tionality of the Voting Rights Act in its entirety.
28 Allen, 393 U.S. at 569.
29 Perkins v. Matthews, 400 U.S. at 387, 388.
30 Hadnott, 394 U.S. 358, 362-365.
31 Dougherty County v. Board of Education, 439 U.S. 32, 37.
26
the items listed in § 1973, the more tenuous is the applica
tion of § 1973c,32 even though there is some, broadly
defined impact upon voting. To give the phrase "with
respect to voting" any other meaning is to presume the
89th Congress intended the absurd33 - the Voting Rights
Act would apply to every local law, ordinance, or regula
tion virtually without exception, because it had an
"impact" on minority voting strength.
Appellee's reading of § 1973c, in light of § 1973, is
equally supported by sources of legislative intent outside
the text. Attorney General Katzenbach, who is widely
recognized to have played a large role in the drafting and
passage of the Voting Rights Act, stressed that the "bill
32 The rule of construction, Ejusdem generis, is applicable
here. Black's Law Dictionary defines Ejusdem generis as:
Of the same kind, class, or nature. In the con
struction of laws, wills, and other instruments, the
"ejusdem generis rule" is, that where general words
follow an enumeration of persons or things, by
words of a particular and specific meaning, such
general words are not to be construed in their widest
extent, but are to be held as applying only to persons
or things of the same general kind of class as those
specifically mentioned . . . .
33 Attributing to Congress such a presumption is in direct
contravention of normal rules of statutory construction. See 82
C.J.S. Statutes, § 316 (1953).
27
really is aimed at getting people registered. . . . " 34 1965
House hearings 21, cited in Hardy v. Wallace, 603 F.Supp.
174, 182 (J. Propst concurring). Senator Jacob Javits, one
of the principal sponsors of the Voting Rights Act,
explained that § 5's purpose was to prevent states from
substituting new methods of voting qualifications and
procedures for proscribed tests and devices suspended by
§ 4.35 Another principle advocate, Senator Tydings, on the
same day, explained that the suspension of voting tests
and appointment of Federal examiners were "the heart of
the bill."36
34 Assistant Attorney General Burke Marshall concurred.
In House hearings, he answered a congressman's question by
stating, "the problem that the bill was aimed at was the prob
lem of registration, Congressman. If there is a problem of
another sort, I would like to see it corrected, but that is not
what we were trying to deal with in the bill." Hearings on H.R.
6400 before subcommittee No. 5 of the House Committee on
the Judiciary, 89th Cong., first session, page 74.
35 Senator Javits commented that,
Section 5 deals with attempts by States or politi
cal subdivisions whose tests or devices have been
suspended under Section 4 to alter voting qualifica
tions and procedures which were in effect on
November 1, 1964. Section 5 permits a State or politi
cal subdivision to enforce new requirements only if it
submits the new requirements to the Attorney Gen
eral and the Attorney General does interpose objec
tions within sixty days thereafter.
I l l Cong. Rec. 8363 (daily ed. April 23, 1965).
36 111 Cong. Rec. 8366 (daily ed. April 23, 1965).
28
It was not the intent of Congress to intrude upon
local legislative processes far removed from any colorable
impact upon voting rights. Bill proponent Senator Javits
protested that the act was "not introduced to federalize
the voting process, but to aid the disenfranchised Ameri
can to exercise the franchise." Id. at 8363. When Congress
extended application of the Voting Rights Act in 1982, the
official Senate report stated that Congress had originally
intended for the act to "cover voting rights while allow
ing the legitimate processes of government to go on."37
Therefore, this Court should, while maintaining § 5's
broad application to voting practices, reject the Appel
lants' all encompassing interpretation of § 5 which pro
vides no reasonable limit to its coverage. Affirmation of
the lower court's ruling is proper, if for no other reason,
because, "[t]he language of section 5 clearly provides that
it applies only to proposed changes in voting pro
cedures." Beer v. United States, 425 U.S. 130, 138 (1976).
D. Russell County's 1979 enactments not only lack a
"potential for discrimination" as found by the
three-judge panel; in reality, the conversion to the
unitary road system actually brings the most bene
fit to Russell County's black constituents.
While a three-judge panel may, in the abstract, opine
that the motive behind and the actual effect of a chal
lenged enactment are "irrelevancfiesj", Turner v. Webster,
637 F.Supp. 1089, 1092 (N.D. Ala. 1986) (three-judge
37 S. Rep. No. 417, 97th Congress, Second Session (1982) at
8.
29
court), this Court has said that Section 5's main concern is
"the reality of changed practices as they affect Negro voters."
See Georgia v. United States, 411 U.S. 526, 531 (1973). In other
words, though the judiciary's responsibility in determining
§ 5 coverage is to focus upon the "potential for discrimina
tion" and not the substantive aspects of the Voting Rights
Act; in assessing the "potential for discrimination", it is
necessary to have an appreciation of the facts surrounding
Russell County's 1979 enactments.
The "reality" behind Russell County's 1979 "changed
practices" is simple: the people of Russell County made a
decision that the unitary road maintenance system was supe
rior to the district system of road management. The district
system had generated duplication and waste, lacked accoun
tability and invited corruption. As a direct response to the
indictment of a county commission for abuse of his office,
the choice for the unitary system was made - all this nearly
seven years before a black candidate was elected to the
Russell County Commission. Governmental integrity bene
fits black constituents as well as white. The Appellants have
strained to implicate some sort of racial animus in a situation
where it just does not exist.
Further, Appellants Mack and Gosha apparently do
not have a problem with the unitary system as much as
they want "discretionary funds" to spend in their dis
tricts.38 Both Mack and Gosha voted in favor of the road
budgets.39 Their common complaint is that they do not
38 See A-18, Deposition of Nathaniel Gosha, pages 35, 36,
82, 84 and see A-21, Deposition of Jerome Gray, page 21. Jerome
Gray is the Field Director for the Alabama Democratic Confer
ence, the black caucus of the Alabama Democratic Party.
39 See A-18, Deposition of Nathaniel Gosha, page 17 and
A-20, Deposition of Ed Mack, page 17.
30
have an "equal share" of revenue to spend in their dis
tricts. Such political dilemmas - so completely devoid of
racial overtones - are not the "stuff" of which Voting
Rights Act challenges are made.
Finally, it is interesting to note that the plan advocated
by Appellants to divide road funds equally between the
districts, regardless of need, would actually be less beneficial
to most black Russell County constituents. District 7, one of
the more heavily populated rural districts and containing
almost 60% of the county's roads40, is predominantly black
though their chosen representative Commissioner Allen is
white. Thus, Appellants' plan to equally divide road
resources regardless of need would actually take away
resources from this majority black district.
E. The three-judge panel, while according the defer
ence due to the Justice Department's position, prop
erly and prudently chose to override the Justice
Department's position and rule in the favor of the
Russell County Commission.
Certainly, the position of the Justice Department is to
be accorded considerable deference due to the major role
it played in the drafting of § 5; yet, its view is not
dispositively binding upon a three-judge court's deter
mination of § 5 coverage cases. Lucas v. Townsend, 698
F. Supp. 909, 911 (M.D. Ga. 1988). It is not rare for a court,
after carefully considering the Department's position, to
40 District 5, represented by Appellant Mack, has 13.8% of
the county roads. District 4, represented by Appellant Gosha,
has only 1.3 miles of county roads within its borders. See
breakdown of road mileage by district in A-ll.
31
reject the Department's leading and make what it views
to be the most accurate application of § 5. See, e.g., Hardy
v. Wallace, 603 F.Supp. 174, 177, n.5 and 181-182.
The instant three-judge panel carefully weighed the
Attorney General's opinion but because the department's
position on the matter had not been settled enough even
to promulgate new regulations for guidance in this area,
the court felt justified to make an independent judgment
of the issues presented. JS A-15.
----------------- ♦------------------
CONCLUSION
Based upon the foregoing, Appellee request that this
court affirm the lower court's holding which found the
Appellee Russell County Commission exempt from the
preclearance requirements of § 5 of the Voting Rights Act
of 1965.
Respectfully submitted,
James W. W ebb,
Counsel of Record
K endrick E. W ebb
Counsel for Appellee
W ebb, C rumpton, McG regor,
Davis & A lley
One Commerce Street, Suite 700
P.O. Box 238
Montgomery, Alabama 36101-0238
(205) 834-3176
APPENDIX
1
APPENDIX
TABLE OF CONTENTS
Page
Fifteenth Amendment to the U.S. Constitution.......... A-l
42 U.S.C.A. § 1973 (West 1981)........................................ A-l
42 U.S.C.A. § 1973c (West 1981)............................ A -l, 2, 3
Act No. 79-652, Acts of Alabama 1979 .................. A-4, 5
Alabama Code, 1975, § 23-1-80 (Michie 1989 Repl.
V o l.).................................................................................A-5, 6
Alabama Code, 1923, § 1347 (Michie)........................ A-6, 7
Alabama Code, 1940, Title 23 § 43 (Michie)............ A-7, 8
Alabama Code, 1975, § 11-6-3 (Michie 1989 Repl.
V o l.)........................................................................................ A-8
Alabama Code, 1940, Title 12 § 69 (Michie)..................A-9
Stipulated Testimony of Lynda K. Oswald. .A-10, 11, 12
Breakdown of Roadway Mileage Maintained or
Under Jurisdiction of Russell County by Com
mission Districts...............................................................A-l 3
Deposition of John B e lk .......................................... A-l 4, 15
Deposition of Charles Adam s................................ A-16, 17
Deposition of Nathaniel Gosha.............................. A-l 8, 19
Deposition of Ed P. Mack.................................................A-20
Deposition of Jerome Gray................................................A-21
A-1
FIFTEENTH AMENDMENT TO THE U.S. CONSTITU
TION
Section 1. The right of citizens of the United States
to vote shall not be denied or abridged by the United
States or by any State on account of race, color, or pre
vious condition of servitude.
Section 2. The Congress shall have power to
enforce this article by appropriate legislation.
42 U.S.C.A. § 1973 (West 1981)
No voting qualification or prerequisite to voting, or
standard, practice, or procedure shall be imposed or
applied by any State or political subdivision to deny or
abridge the right of any citizen of the United States to
vote on account of race or color, or in contravention of the
guarantees set forth in section 1973b(f)(2) of this title.
42 U.S.C.A. § 1973c (West 1981)
Whenever a State or political subdivision with
respect to which the prohibitions set forth in section
1973b(a) of this title based upon determinations made
under the first sentence of section 1973b(b) of this title are
in effect shall enact or seek to administer any voting
A-2
qualification or prerequisite to voting, or standard, prac
tice, or procedure with respect to voting different from
that in force or effect on November 1,1964, or whenever a
State or political subdivision with respect to which the
prohibitions set forth in section 1973b(a) of this title
based upon determinations made under the second sen
tence of section 1973b(b) of this title are in effect shall
enact or seek to administer any voting qualification or
prerequisite to voting, or standard, practice, or procedure
with respect to voting different from that in force or effect
on November 1, 1968, or whenever a State or political
subdivision with respect to which the prohibitions set
forth in section 1973b(a) of this title based upon deter
minations made under the third sentence of section
1973b(b) of this title are in effect shall enact or seek to
administer any voting qualification or prerequisite to vot
ing, or standard, practice, or procedure with respect to
voting different from that in force or effect on November
1, 1972, such State or subdivision may institute an action
in the United States District Court for the District of
Columbia for a declaratory judgment that such qualifica
tion, prerequisite, standard, practice, or procedure does
not have the purpose and will not have the effect of
denying or abridging the right to vote on account of race
or color, or in contravention of the guarantees set forth in
section 1973b(f)(2) of this title, and unless and until the
court enters such judgment no person shall be denied the
right to vote for failure to comply with such qualification,
prerequisite, standard, practice, or procedure: Provided,
That such qualification, prerequisite, standard, practice,
or procedure may be enforced without such proceeding if
A-3
the qualification, prerequisite, standard, practice, or pro
cedure has been submitted by the chief legal officer or
other appropriate official of such State or subdivision to
the Attorney General and the Attorney General has not
interposed an objection within sixty days after such sub
mission, or upon good cause shown, to facilitate an expe
dited approval within sixty days after such submission,
the Attorney General has affirmatively indicated that
such objection will not be made. Neither an affirmative
indication by the Attorney General that no objection will
be made, nor the Attorney General's failure to object, nor
a declaratory judgment entered under this section shall
bar a subsequent action to enjoin enforcement of such
qualification, prerequisite, standard practice, or pro
cedure. In the event the Attorney General affirmatively
indicates that no objection will be made within the sixty-
day period following receipt of a submission, the Attor
ney General may reserve the right to reexamine the sub
mission if additional information comes to his attention
during the remainder of the sixty-day period which
would otherwise require objection in accordance with this
section. Any action under this section shall be heard and
determined by a court of three judges in accordance with
the provisions of section 2284 of Title 28 and any appeal
shall lie to the Supreme Court.
A-4
Act No. 79-652 H. 977 - Adams (C), Whatley
AN ACT
Relating to Russell County: to provide that all func
tions, duties and responsibilities for the construction,
maintenance and repair of public roads, highways,
bridges and ferries in the county shall be vested in the
county engineer and shall be maintained on the basis of
the county as a whole, without regard to district or beat
lines, and to prescribe certain duties for the county engi
neer.
Be It Enacted by the Legislature of Alabama:
Section 1. All functions, duties and responsibilities
for the construction, maintenance and repair of public
roads, highways, bridges and ferries in Russell County
are hereby vested in the county engineer, who shall,
insofar as possible, construct and maintain such roads,
highways, bridges and ferries on the basis of the county
as a whole or as a unit, without regard to district or beat
lines.
Section 2. The county engineer shall assume the
following duties, but shall not be limited to such duties:
(1) to employ, supervise and direct all such assis
tants as are necessary properly to maintain and construct
the public roads, highways, bridges, and ferries of
Russell County, and he shall have authority to prescribe
their duties and to discharge said employees for cause, or
when not needed; (2) to perform such engineering and
surveying service as may be required, and to prepare and
maintain the necessary maps and records; (3) to maintain
the necessary accounting records to reflect the cost of the
A-5
county highway system; (4) to build, or construct new
roads, or change old roads, upon the order of the county
commission; (5) insofar as is feasible to construct and
maintain all country [sic] roads on the basis of the county
as a whole or as a unit.
Section 2. The provisions of this act are severable. If
any part of this act is declared invalid or unconstitu
tional, such declaration shall not affect the part which
remains.
Section 3. All laws or parts of law which conflict
with this act are hereby repealed.
Section 4. This act shall become effective imme
diately upon its passage and approval by the Governor,
or upon its otherwise becoming a law.
Approved July 30, 1979
Time: 6:00 P.M.
Alabama Code, 1975, § 23-1-80 (Michie 1989 Repl. Vol.)
The county commissions of the several counties of this
state have general superintendence of the public roads,
bridges and ferries within their respective counties so as
to render travel over the same as safe and convenient as
practicable. To this end, they have legislative and execu
tive powers, except as limited in this chapter. They may
establish, promulgate and enforce rules and regulations,
make and enter into such contracts as may be necessary
or as may be deemed necessary or advisable by such
A-6
commissions to build, construct, make, improve and
maintain a good system of public roads, bridges and
ferries in their respective counties, and regulate the use
thereof; but no contract for the construction or repair of
any public roads, bridge or bridges shall be made where
the payment of the contract price for such work shall
extend over a period of more than 20 years. (Code 1923,
§ 1347; Acts 1927, No. 347, p. 348; Code 1940, T. 23, § 43;
Acts 1953, No. 729, p. 984.)
Alabama Code, 1923, § 1347 (Michie).
1347. (5765) Powers of courts of county commission
ers with regard to roads, bridges and ferries. - The
courts of county commissioners, boards of revenue, or
other like governing bodies of the several counties of this
state have general superintendence of the public roads,
bridges and ferries within their respective counties, and
may establish new, and change and discontinue old
roads, bridges and ferries in their respective counties so
as to render travel over the same as safe and convenient
as practicable. To this end they have legislative, judicial,
and executive powers, except as limited in this article.
Courts of county commissioners, boards of revenue, or
courts of like jurisdiction are courts of unlimited jurisdic
tion and powers as to the construction, maintenance and
improvement of the public roads, bridges and ferries in
their respective counties, except as their jurisdiction or
powers may be limited by the local or special statutes of
the state. They may establish, promulgate and enforce
A-7
rules and regulations, make and enter into such contracts
as may be necessary, or as may be deemed necessary or
advisable by such courts, or boards, to build, construct,
make, improve and maintain a good system of public
roads, bridges and ferries in their respective counties,
and regulate the use thereof; but no contract for the
construction or repair of any public road, bridge or
bridges shall be made where the payment of the contract
price for such work shall extend over a period of more
than ten years.
Alabama Code, 1940, Title 23 § 43 (Michie).
§ 43. (1347) Powers of courts of county commission
ers with regards to roads, bridges and ferries. - The
courts of county commissioners, boards of revenue, or
other like governing bodies of the several counties of this
state have general superintendence of the public roads,
bridges and ferries within their respective counties so as
to render travel over the same as safe and convenient as
practicable. To this end they have legislative, judicial and
executive powers, except as limited in this chapter.
Courts of county commissioners, boards of revenue, or
courts of like jurisdiction are courts of unlimited jurisdic
tion and powers as to the construction, maintenance and
improvement of the public roads, bridges and ferries in
their respective counties, except as their jurisdiction or
powers may be limited by the local or special statutes of
the state. They may establish, promulgate and enforce
rules and regulations, make and enter into such contracts
A-8
as may be necessary, or as may be deemed necessary or
advisably by such courts, or boards, to build, construct,
make, improve and maintain a good system of public
roads, bridges and ferries in their respective counties,
and regulate the use thereof; but no contract for the
construction or repair of any public roads, bridge or
bridges shall be made where the payment of the contract
price for such work shall extend over a period of more
than ten years. (1927, p. 348.)
Alabama Code, 1975, § 11-6-3 (Michie 1989 Repl. Vol.)
It shall be the duty of the said county engineer or
chief engineer of the division of public roads, subject to
the approval and direction of the county commission to:
(1) Employ, supervise and direct such
assistants as are necessary to construct and
maintain properly the county public roads,
highways and bridges;
(2) Perform such engineering and survey
ing services as may be required to prepare and
maintain the necessary maps, plans and records;
(3) Maintain the necessary accounting
records to reflect the cost of constructing and
maintaining the county highway system; and
(4) Perform such other duties as are neces
sary and incident to the operation of the county
highway system as directed by the county com
mission. (Acts 1971, No. 1945, p. 3143, § 4.)
A-9
Alabama Code, 1940, Title 12 § 69 (Michie)
§ 69. Duties under supervision of county govern
ing body. - It shall be the duty of said county engineer,
subject to the approval and direction of the court of
county commissioners or like governing body of the
county to: (1) Employ, supervise and direct such assis
tance as are necessary to properly maintain and construct
the county public roads, highways and bridges; (2) per
form such engineering and surveying service as may be
required and to prepare and maintain the necessary maps
and records; (3) maintain the necessary accounting
records to reflect the cost of the county highway system,
and (4) perform all other duties necessary and incident to
the operation of a county highway system. (Ib.)
A-10
ED PETER MACK, et al.
Plaintiffs,
vs.
RUSSELL COUNTY
COMMISSION, et al.
Defendants.
STIPULATED TESTIMONY OF LYNDA K. OSWALD
COME NOW parties to the foregoing cause of action
and stipulate that if Lynda K. Oswald were present, she
would testify as follows:
"I am Lynda K. Oswald, an assistant attor
ney general with the Office of the Attorney Gen
eral, State of Alabama, and have been so
employed for over ten years.
"As a part of my duties I review all legisla
tive acts to determine which should be submit
ted for preclearance under Section 5 of the
Voting Rights Act of 1965. I reviewed Act No.
79-652 at the time of its passage to determine if
it should be submitted for pre-clearance under
the Voting Rights Act. It was my determination
that the provisions of Act No. 79-652 had no
effect on voting or elections in this state. There
fore, I concluded that it was not necessary to
submit Act No. 79-652 to the Justice Department
for pre-clearance, and it was not submitted.
"Act No. 79-652 concerns Russell County
and provides that the functions, duties and
IN THE UN ITED STATES DISTRICT COURT
FOR THE M IDDLE DISTRICT OF ALABAMA
EASTERN DIVISION
CIVIL ACTION
NO. 89-T-459-E
A -ll
responsibilities for construction, maintenance
and repair of public roads and bridges in that
county are to be vested in the county engineer
and maintained on the basis of the county as a
whole without regard to district or beat lines. I
have reviewed other acts of similar nature estab
lishing what is known as the unit system, and it
has been my opinion, as it is now, that such acts
do not come within the ambit of the Voting
Rights Act of 1965 so as to require pre-clearance.
"I concluded that Act No. 79-652 had no
effect on voting or elections in this state, and I
determined that Act No. 79-652 was a modifica
tion of duties relating to the maintenance of
roads in Russell County and did not affect or
dilute the voting power of any group of voters.
Act No. 79-652 provided that the functions,
duties and responsibilities relating to roads in
Russell County were to be vested in the county
engineer and maintained on the basis of the
county as a whole without regard to district or
beat lines. I am aware of the decision in Hardy v.
Wallace, 603 F.Supp. 174 (N.D. Ala. 1985) and
that court ruling does not change my opinion
that it is not necessary to obtain preclearance of
Act No. 79-652."
A-12
As a result of this stipulation, parties hereto consent
to this testimony being used in lieu of a deposition.
/s/ John C. Falkenberry
John C. Falkenberry,
one of the Attorneys
for Plaintiffs
JOHN C. FALKENBERRY
Fifth Floor, Title Building
300 North 21st Street
Birmingham, Alabama 35203
/s/ James W. Webb
James W. Webb
Attorney for Defendant
Russell County
OF COUNSEL:
WEBB, CRUMPTON, McGREGOR,
SASSER, DAVIS & ALLEY
One Commerce Street, Suite 700
P.O. Box 238
Montgomery, AL 36101-0238
(205) 834-3176
A -13
BREAKDOWN OF ROADWAY MILEAGE MAINTAINED OR UNDER JURISDICTION OF RUSELL COUNTY BY COMMISSION DISTRICTS
PAVED ROADS DIRT ROAD AREA
DISTRICT NO. TOTAL MILES TOTAL MILES TOTAL MILES SQUARE MILES
1 6.25 1.1% ** 6.25 2% 0 0 3.8 .6%
2 51.87 9.5% 42.17 15% 9.7 3.7% 18.4 3.0%
3 2.45 .4% ** 2.45 .9% 0 0 4.48 .72%
4 1.3 .2% ** 1.1 .4% .2 .08% 2.32 .37%
5 73.92 13.8% * 46.02 16% 27.9 10.7% 76.08 12.3%
6 138.15 25.2% 72.3 25.5% 65.85 25% 143.36 23.2%
7 271.40 49.6% 113.05 40% 158.35 60.% 370.44 59.9%
545.34 283.34 262.00 618.88
* 20.12 square miles of District 5 lies within U.S. Government property (Ft. !Benning). This area is not
included in the above breakdown.
** Maintained by Phenix City Public Works Department.
WORK DISTRICTS
PAVED ROADS UNPAVED ROADS
DISTRICT NO. TOTAL MILES TOTAL MILES TOTAL MILES
1 179.49 126.98 52.51
2 213.89 92.10 121.79
3 151.96 64.26 87.70
545.34 283.34 262.00
Exhibit B
A-14
ED PETER MACK, ET AL.,
Plaintiffs,
vs.
RUSSELL COUNTY
COMMISSION, et al.,
Defendants.
DEPOSITION OF JOHN BELK
The deposition of JOHN BELK was taken pursuant to
stipulation and agreement before Jackie Parham, court
Reporter and Commissioners for the State of Alabama at
Large, at the Russell County Courthouse, Phenix City,
Alabama, on Friday, January 26, 1990, commencing at
approximately 9:00 a.m.
[p. 8] Q. Prior to passage of Act Number 79-652?
A. Yes, sir. we implemented the Unit System at that
time. And, of course, Mr. Adams was going to -
to get the necessary legislation to make it a law.
Q. Tell me, what brought this about?
A. Well, the main thing that brought it about was
one commissioner was indicted and charged
with an illegal use of county funds. I would say
that's the last thing that brought it on.
Really, generally, the fact that we needed a little
bit more control over expenditures and work
orders was basically the reason for going - not
having three different county shops and three
IN THE UNITED STATES DISTRICT COURT
FOR THE M IDDLE D ISTRICT OF ALABAMA,
EASTERN DIVISION
CIVIL ACTION
NO. 89-T-459-E
A-15
different county commissioners in charge of
three different areas.
Q. All right, sir. Did you ever divide the budget [p.
9] prior to that when you - When you were
under the District System did you divide the
budget up according to the districts?
A. No, sir.
* * *
[p. 10] Q. . . . is it your testimony and do I under
stand correctly that prior to May 18, 1979 there
was a unified budget for the county with respect
to the - to the three separate, what I would call,
road camps?
A. Yes, sir. There was never any discretion between
the three. It was always adopted as far as a
general budget for the county.
Q. How many commissioners were there?
A. Five.
Q. Five at that time?
A. Yes, sir.
Q. Is it true that prior to May 18, 1979 only three of
them had responsibilities for overseeing the
operatic of these road camps?
A. Yes, sir.
* * *
[p. 20] Q. In size were they relatively the same in
terms of the physical area and also the number
of employees?
A. Yes, sir. In fact, the districts were established
according to road miles. So they all had pretty
much the same number of miles and the same
number of bridges to maintain.
A-16
ED PETER MACK, ET AL„
Plaintiffs,
vs.
RUSSELL COUNTY
COMMISSION, et al„
Defendants.
DEPOSITION OF CHARLES ADAMS
The deposition of CHARLES ADAMS was taken pur
suant to stipulation and agreement before Jackie Parham,
court Reporter and Commissioners for the State of Ala
bama at Large, at the Russell County Courthouse, Phenix
City, Alabama, on Friday, January 26, 1990, commencing
at approximately 9:30 a.m.
[p. 8] Q. In view of the fact that the county had
already adopted the resolution prior to -
A. So in discussing it with them - and I believe the
suggestion was even made that they would do it
by resolution, wouldn't be any further act. But
we felt we needed something stronger in place.
We needed something in place that would assure
that it would be complied with, that -
Q. That the commission wouldn't backtrack?
A. That they wouldn't come back and pass another
resolution at the next meeting and say, no, we've
changed our mind.
* * *
IN THE U N ITED STATES DISTRICT COURT
FOR THE M IDDLE D ISTRICT OF ALABAMA,
EASTERN DIVISION
CIVIL ACTION
NO. 89-T-459-E
A -17
[p. 13] Q. All right. And was that, as I understand
it, due at least in some measure to the problems
that commissioner - then Commissioner Lake
had had?
A. To some degree. And with recommendations by
[p. 14] the Highway Department, you know, and
the stories they would relate about the benefits
of this system and the experiences in some other
counties and that type thing.
A-18
ED PETER MACK, ET AL„
Plaintiffs,
vs.
RUSSELL COUNTY
COMMISSION, et al.,
Defendants.
DEPOSITION OF NATHANIEL GOSHA
The deposition of NATHANIEL GOSHA was taken
pursuant to stipulation and agreement before Jackie Par
ham, court Reporter and Commissioners for the State of
Alabama at Large, at the Russell County Courthouse,
County Commission Hearing Room, Phenix City, Ala
bama, on Thursday, January 29, 1989, commencing at
approximately 9:00 a.m.
[p. 17] Q. Did you vote for the budget:
A. Yes, sir.
* * * *
[p. 36] A. . . . Let's back up one notch. Talking
about the system, the unit system, if we're going
to run a unit system, I prefer and the black
citizens of Russell County prefer, let's give it all
to Mr. James McGill and let Mr. James McGill
administrate it.
IN THE U N ITED STATES DISTRICT COURT
FOR THE M IDDLE DISTRICT OF ALABAMA,
EASTERN DIVISION
CIVIL ACTION
NO. 89-T-459-E
*
A -19
[p. 82] A. From this thing here, I would like for the
Court to look into and if they find any irregu
larity in it, where the city district could have
some type of funds that they could help the
citizens of this county, that I will certainly appre
ciate it. That we have some type of way that they
will allocate a said amount of money if it's noth
ing but forty thousand dollars where a man can
spend forty thousand dollars in his district with
out [p. 83] getting the majority of the votes.
* * *
A-20
IN THE U N ITED STATES D ISTRICT COURT FOR THE
M IDDLE D ISTRICT OF ALABAMA,
EASTERN DIVISION
ED PETER MACK, ET AL„
Plaintiffs,
vs.
RUSSELL COUNTY
COMMISSION, et al.,
Defendants.
)
)
)
)
)
)
)
)
CIVIL ACTION NO.
89-T-459-E
DEPOSITION OF ED P. MACK
The deposition of ED P. MACK was taken pursuant
to stipulation and agreement before Jackie Parham, Court
Reporter and Commissioners for the State of Alabama at
Large, at the Russell County Courthouse, County Com
mission Hearing Room, Phenix City, Alabama, on Thurs
day, January 29, 1989, commencing at approximately
10:45 A.M.
[p. 17] Q. Now, you voted for the budget, too, and you
had a copy of the budget at the time, did you
not?
A. Right.
Q. You did vote in favor, did you not?
A. Right.
A-21
IN THE U N ITED STATES DISTRICT COURT FOR THE
M IDDLE DISTRICT OF ALABAM A,
EASTERN DIVISION
ED PETER MACK, ET AL„
Plaintiffs,
vs.
RUSSELL COUNTY
COMMISSION, et al.,
Defendants.
)
) CIVIL ACTION NO.
) 89-T-459-E
)
)
)
)
)
DEPOSITION OF JEROME GRAY
The deposition of JEROME GRAY was taken pur
suant to stipulation and agreement before Jackie Parham,
Court Reporter and Commissioners for the State of Ala
bama at Large, at the law offices of Webb, Crumpton,
McGregor, Sasser, Davis & Alley, Montgomery, Alabama,
on Tuesday, December 12, 1989, commencing at approx
imately 10:35 a.m.
[p. 21] Q. What type of relief did Mr. Mack want?
A. In Mr. Mack's case it appears that he wants
some discretionary money or some money
from - being able to really - well, some
money. Have a budget whereby he would be
able to determine how some dollars are
spent without everything being thrown in a
common pot that he had - seemingly had no
influence over how it was spent, partic
ularly with other commissioners. The major
ity of whites could out-vote him.
Q. Have you ever heard that Mr. Mack had
financial problems?
A-22
A. No, I have not. I don't see how it would be
germane to this issue anyway even if he did.
Q. Okay. And what was Mr. Gosha's com
plaint?
A. Similar to Mr. Mack's.
Q. He wanted some discretionary money him
self?
A. Right. Be able to influence how some dollars
are spent, have some direct control over it
themselves.