Court Opinion
Public Court Documents
May 11, 1990
70 pages
Cite this item
-
Case Files, LULAC and Houston Lawyers Association v. Attorney General of Texas Hardbacks, Briefs, and Trial Transcript. Court Opinion, 1990. d12f078d-1b7c-f011-b4cc-6045bdd81421. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/c50b5d44-82c4-4bd3-8b55-323e50b113b9/court-opinion. Accessed November 06, 2025.
Copied!
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 90-8014
LEAGUE OF UNITED LATIN AMERICAN
CITIZENS COUNCIL NO. 4434,
Plaintiffs-Appellees,
and
JESSE OLIVER, ET AL.,
Intervening
Plaintiffs-Appellees,
versus
WILLIAM P. CLEMENTS, ETC., ET AL.,
Defendants,
JIM MATTOX, ET AL.,
Defendants-Appellees,
Appellants,
versus
JUDGE F. HAROLD ENTZ, ETC.,
JUDGE SHAROLYN WOOD, ETC.,
and GEORGE S. BAYOUD, JR., ETC.,
Defendants-Appellants,
and
TOM RICKHOFF, SUSAN D. REED, JOHN
J. SPECIA, JR., SID L. HARLE, SHARON
MACRAE and MICHAEL P. PEDAN, Bexar
County, Texas State District Judges,
Appellants.
Appeals From the United States District Court
for the Western District of Texas
{May 11, 1990 )
Before KING, JOHNSON, and HIGGINBOTHAM, Circuit Judges.
HIGGINBOTHAM, Circuit Judge:
This is a voting rights suit challenging the election of
district judges on a county-wide basis in Texas. The suit was
filed in a United States District Court by the League of United
Latin American Citizens against the Attorney General of Texas,
the Secretary of State, and other state officials, seeking a
declaratory judgment that the at-large election of state district
judges in nine targeted counties is illegal under § 2, 42 U.S.C.
§ 1973, and violative of the fourteenth and fifteenth amendments
of the United States Constitution. Plaintiffs requested the
district court to enjoin further elections and to impose a
districting scheme that included single-member districts. Texas
has 254 counties, but the suit attacked only Harris, Dallas,
Tarrant, Bexar, Travis, Jefferson, Lubbock, Hector, and Midland
counties.l! These nine counties have more than one district judge
elected county-wide, and elect 172 of the state’s 390 district
judges. As we will explain, the suit targets Texas law requiring
election of a state district judge from a district no smaller
than the county, the geographical area of its jurisdiction.
1 Ten counties actually are targeted. The challenged 72nd
Judicial District encompasses two counties, Lubbock and Crosby.
We will refer to the nine targeted Judicial Districts as nine
counties.
After a bench trial, the district court found violations of
the Voting Rights Act in each of the nine counties, but rejected
the constitutional arguments, finding that plaintiffs had failed
to prove that the electoral system was instituted or maintained
with discriminatory intent. on January 2, 1990, the district
court enjoined defendants from:
calling, holding, supervising and certifying elections
for state district judges in Harris, Dallas, Tarrant,
Bexar, Travis, Jefferson, Lubbock, Hector and Midland
Counties under the current at-large system with an
order for interim relief.
The district court divided the nine counties into electoral sub-
districts, tracing the districts of state representatives and the
precinct lines of County Commissioners or Justices of the Peace.
The district court’s order affected 115 of the 172 district
courts. The district court also ordered a non-partisan election
for May 5, 1990, with any run-off to be held on June 2, 1990. We
stayed the district court’s order pending this appeal.
Defendants first argue that the Voting Rights Act as amended
in 1982 has no application to the election of judges. This
argument rests on the assertion that the use by Congress of the
word "representatives" in section 2(b), added by amendment in
1982 and popularly known as the Dole compromise, unambiguously
excluded elected judges because elected judges are not
representatives. This argument in "its broadest form--section
2(b) of the Act has no application to any judicial elections--was
rejected by this court in Chisom v. Edwards, 839 F.2d 1056 (5th
A]
»
cir.), cert. denied sub nom. Roemer V. Chisom, 109 S.Ct. 390
(1988). Relatedly, but with less sweep, defendants argue that
section 2(b) has no application to state district judges because
such judges do their judging singly and not as part of a
collegial body. Finally, defendants attack the findings below as
well as the ordered remedy. In addition to quarrels with the
sufficiency of proof that the votes of minorities were diluted,
defendants argue that the findings are flawed by the erroneous
legal conclusion that the contribution of partisan voting to
election outcomes is not relevant.
This panel is, of course, bound by the earlier panel
decision in Chisom. Nonetheless, we discuss at some length its
holding that Section 2 applies to judicial elections because it
is relevant to the issue we do decide with respect to trial
judges and because we are persuaded that Chisom’s decision
regarding the election of appellate judges was correct. We
‘reject the argument that we should extend Chisom. We hold that
the at-large election of trial judges does not violate Section
2(b) of the Voting Rights Act. Because we decide the case on
this ground we do not reach defendants’ other contentions.
I
It is vigorously argued that section 2 of the Voting Rights
Act has no application to judicial elections because judges are
not representatives. The argument in its strongest form is that
the word "representatives," found in section 2(b), unambiguously
excludes judges because judges have no constituents. The
argument continues that there is no occasion for exploring
legislative history because the inquiry ends with the plain words
of the statute. It is conceded that the language of section 2(b)
is largely drawn from White v. Regester, 412 U.S. 755 (1973),
except that it substituted the word "representatives" for
"legislators," at the least to insure it reached elected
executive officials. Defendants argue that although
"representatives" may encompass executive officials, the term
does not encompass judges. It is implicit that to be
unambiguously inapplicable to judges, the word must be certain of
only one relevant meaning and that meaning must exclude judges.
That is, the relevant difference between elected judges and other
representatives must be universally plain. = Defendants must
concede, however, that at one level of generality judges are
representatives. The history of electing judges and the
political impulses behind that choice are powerful evidence of
considered decisions to keep judges sensitive to the concerns of
the people and responsive to their changing will, an endeavor
hardly antithetical to common law courts. As we will explain,
this reality belies the bold assertion that judges are in no
sense representatives.
While the Framers of the Consitution might not have viewed
appointed judges as "representatives" like legislators or
executive officials, we are pointed to no evidence of the Framers
views on the status of elected judges, an unfamiliar phenomenon.
This is not surprising. Judges were not elected at the time the
Constitution was written and ratified. The thirteen original
states employed various methods of judicial selection, seven
using appointment by the legislature, five by governor and
council, and one by governor and legislature. See Winters,
Selection of Judges--an Historical Introduction, 44 Tex. L. Rev.
1081, 1082 (1966). Texas became the first new state to adopt the
federal method of selecting judges, by executive appointment with
confirmation by the state senate. It did so when it joined the
United States in 1845. Id.; Tex. Const. art. IV., § 5 (1845).
Electing judges was a reform measure aimed at making judicial
selection more democratic.
Popular sovereignty and popular control of public
affairs through the elective system were hallmarks of
the Jacksonian era, and, not surprisingly, the movement
for popular election of judges dates from this period.
Dissatisfaction with the judiciary was widespread among
Jacksonians. It arose from several factors including a
general disaffection with the legal profession, abuses
in the judicial appointment systems, and a feeling,
carried over from the Jeffersonian period, that the
courts were basically undemocratic. Consequently, the
abolition of tenure during good behavior and the
adoption of the elective system were advocated as
reform measures and were hailed as in accord with the
egalitarian spirit of the times.
Note, The Equal Population Principle: Does It Apply to Elected
Judges?, 47 Notre Dame L. Rev. 316, 317 (1971).
The experimentation with self-governance and the concept of
sovereignty in the populace as a whole thus spread to the
judiciary. The first judicial elections took place as early as
1812 for Georgia lower court judges, Ga. Const. art. III, § 4
(1812), and in 1832 Mississippi adopted a completely elective
judiciary. Miss. Const. art. IV, §§ 2, 11, 16 (1832). The
change from appointed to elected judges can be marked by New
York’s adoption of judicial elections in 1846. N.Y. Const. art.
vI, §8 2, 4, 12, 14 (1846). 311 new states entering the union
after that date, until the entrance of Alaska in 1958, used
elections as their method of judicial selection, and Georgia,
Maryland, Virginia, and Pennsylvania switched from appointment to
election. Winters, Selection of Judges, 44 Tex. L. Rev. at 1082.
In short, it is fair to conclude that electing judges was viewed
as being more democratic and as a way of ensuring that judges
remained sensitive to the concerns of the people.
It is contended that judges are oath bound to obey the law
and fairly decide in an impartial manner, and thus are not
representatives. Yet, executive officials, who are considered
representatives, are bound by the same oath. While judges are
indeed far removed from the 1logrolling give and take of the
legislative and even executive processes, the effort to assure
"sensitivity" and "accountability" through elections is no more
than an insistence that the judges represent the people in their
task of deciding cases and expounding the law. State judges,
wearing their common law hats, face decisions such as whether to
adopt a comparative fault standard, and in doing so represent the
people in a very real sense. At least at this level of
generality judges are indisputably representatives of voters.
Saying so in no way steps on the equally indisputable difference
between judges and other repesentatives--that judges do not
represent a specific constituency.
In arguing that Congress could not have meant to include
judicial elections within the scope of Section 2, the defendants
point to the specter of single-member districts for judges whose
geographical jurisdiction exceeds the electing district. This
in terrorem vision of judges biased in favor of a small portion
of the people over whom they have jurisdiction puts
representation at it lowest and most troubling level. It is
flawed, however, because it rests in turn on the assumption that
such judges as single officials, as distinguished from members of
collegial bodies, are subject to the restraints imposed by § 2(b)
of the Act upon at-large elections, a proposition we otherwise
here reject.
If we are correct in rejecting the assertion that the
application of Section 2 of the Voting Rights Act is not answered
by the word "representative," we must turn to legislative
history, cautious as we must be over that enterprise. Then, in
the absence of plain signals of legislative purpose, the outcome
must turn on the question we ask. Should we ask whether we are
persuaded that Congress did not intend to withdraw coverage, Or
should we ask whether Congress intended to extend coverage? The
choice between the two possible questions is important. This
choice is informed, if not controlled, by whether the Voting
Rights Act before the 1982 Amendments covered judicial elections.
If the answer is that the Act plainly did cover judicial
elections before the 1982 amendments, we then turn to whether the
amendments require the exclusion of judicial elections from the
Act’s coverage. It is suggested that the results test of Section
2 (b) represented a fundamental shift in the operation of the Act,
that is, that adopting section 2(b) was not a question of
retrenchment or expansion of existing coverage but was, rather,
an entirely new direction. As such, section 2(b) should not be
read to reach judicial elections unless Congress explicitly said
so. See Atascadero State Hospital v. Scanlon, 473 U.S. 234, 105
S.Ct. 3142 (1985).
We turn first to whether the Voting Rights Act covered
judicial elections before 1982. We then consider the 1982
amendments to the Act, and review the legislative history of the
amendments to determine whether Congress intended to exclude
judicial elections from coverage under the Act. Given some
evidence that Congress intended to cover judicial elections, we
turn to the question of whether Congress was required to
specifically mention the election of judges in the statute.
After determining that the election of state appellate judges
have no claim to the protections of federalism not shared by
other institutions of state government, we look at the interplay
of sections 2 and 5 to determine whether differences between the
two sections preclude the application of section 2 to judicial
elections despite section 5’s coverage of those same elections.
A
Section 2, before the 1982 amendments, provided:
$:1973. Denial or abridgement of right to vote on
account of race or color through voting
qualifications or prerequisites.
No voting qualification or prerequisite to voting,
or standard, practice, or procedure shall be imposed or
applied by any State or political subdivision to deny
or abridge the right of any citizen of the United
States to vote on account of race or color, or in
contravention of the guarantees set forth in section
1973b(£f) (2) of this title.
42 U.S.C. § 1973 (1978).
Section 2 by its express terms reaches state judicial
elections. "Vote" or "voting" was defined as including "all
action necessary to make a vote effective in any primary, special
or general election . . . with respect to candidates for public
or party office and propositions for which votes are received in
an election." 42 U.S.C. § 19731(c) (1). It is true that there is
no mention of judges or the judiciary. There also is no mention
of any other specific office. Judges are "candidates for public
or party office" elected in a "primary, special, or general
election." There is further evidence of congressional intent to
reach all types of elections, rather than to pick and choose for
regulation only some from the myriad of state elections, in the
fact that votes on propositions are within the purview of the
Act. Section 14(c) (1), 42 U.S.C. § 19731(c) (1).
Defendants argue that the Act is silent as to judges, so it
must be construed as not including judicial elections. They
argue that, while judges in Texas are "candidates for public
office," it is uncertain whether Congress, by providing a broad
definition of "vote," also intended to create a private remedial
cause of action of similar scope in Section 2. Congress
expressly defined the term "vote" or "voting," however, and
nothing suggests that Congress did not intend that definition to
apply throughout the Act, including Section 2.
Congress intended that its 1965 Act provide protection
coextensive with the Constitution. Justice Stewart reiterated
this in Mobile v. Bolden:
[I]t is apparent that the language of section 2 no more
than elaborates upon that of the Fifteenth Amendment,
and the sparse legislative history of section 2 makes
clear that it was intended to have an effect no
different from that of the Fifteenth Amendment itself .
446 U.S. 55, 60-61 (1980). We reject the implicit suggestion
that the protections of the Fifteenth Amendment do not extend to
minorities whose right to vote in judicial elections is abridged.
The Fifteenth Amendment applies to all elections, and Congress
intended the Voting Rights Act of 1965 to apply to all elections.
We would not lightly conclude that the 1965 Act would allow a
state to have judicial elections separate from other elections
and impose literacy tests, poll taxes, or other restrictions on
voting just because the elections were for judges.
2)
By its terms, then, the 1965 Act included judicial
elections. The question remains whether the 1982 amendments
exempted judicial election from the Act’s coverage.
B
Congress amended Section 2 in 1982 in partial response to
the Supreme Court’s decision in City of Mobile v. Bolden, 446
U.S. 55 (1980). Thornburgh v. Gingles, 478 U.S. 30, 106 S.Ct.
2752, 2758 (1986). Bolden held that in order to establish a
violation under Section 2 of the Act a plaintiff must prove
purposeful racial discrimination. Bolden, 446 U.S. at 66.
Congress incorporated a "results test" into Section 2(a) to
diminish the burden of proof necessary to prove a violation.
Congress also created an entirely new subsection, Section 2(b),
which codified the legal standards enunciated in White Vv.
Regester, 412 U.S. 755 (1973) .2 As amended in 1982, Section 2
now provides:
(a) No voting qualification or prerequisite to
voting or standard, practice, or procedure shall be
imposed or applied by any State or political
subdivision in a manner which results in a denial or
4 In White v. Regester the Supreme Court interpreted the
requirements of the Voting Rights Act and the U.S. Constitution
with respect to claims of vote dilution:
The plaintiffs’ burden is to produce evidence to
support findings that the political processes leading
to nomination and election were not equally open to
participation by the group in question--that its
members had less opportunity than did other residents
in the district to participate in the political
processes and to elect legislators of their choice.
412 U.S. at 766.
abridgement of the right of any citizen of the United
States to vote on account of race or color, or in
contravention of the guarantees set forth in section
1973b(f) (2) of this title, as provided in subsection
(b) of this section.
(b) A violation of subsection (a) of this section
is established if, based on the totality of
circumstances, it is shown that the political processes
leading to nomination or election in the State or
political subdivision are not equally open to
participation by members of a class of «citizens
protected by subsection (a) of this section in that its
members have less opportunity than other members of the
electorate to participate in the political process and
to elect representatives of their choice. The extent
to which members of a protected class have been elected
to office in the State or political subdivision is one
circumstance which may be considered: Provided, that
nothing in this section establishes a right to have
members of a protected class elected in numbers equal
to their proportion in the population.
42 U.S.C. § 1973 (1982).
The plain language of Section 2(a) reaches judicial
elections, using the same language as the 1965 Act, referring
generally to "voting" and "vote," definitions continued unchanged
under the 1982 amendments. The legislative history of the 1982
amendments does not indicate that the terns "yote" or "voting" do
not include judicial elections, or that "candidates for public
office" does not include judges.
Section 2(b) is a new section added in the 1982 amendments.
Section 2(a) refers to "denial or abridgement of the right . . .
to vote on account of race or color . aliyy us provided in
subsection (b) of this section." Section 2(a) anticipates that
subsection (b) will define how a violation of subsection (a) can
be established. There is no reason to suppose that subsection
13
(b) defining the type of proof necessary under Section 2 was
meant to exclude judges, except for its use of the term
"representatives." As previously noted, this word does not
unambiguously exclude judges, for although the office is
certainly not representative in every sense, elected judges
nonetheless reflect the views of the electors choosing them to be
responsible for administering the law. We therefore turn to the
legislative history of the 1982 amendments to determine whether
Congress intended to exclude judicial elections from coverage.
That Congress did not intend to exclude judges is indicated
by the use of the word "candidates" interchangeably with
"representatives" in the legislative history. Even Senator Dole,
who proposed section 2(b), stated:
citizens of all races are entitled to have an equal
chance of electing candidates of their choice, but if
they are fairly afforded that opportunity, and lose,
the law should offer no redress.
S. Rep. No. 417, 97th Cong., 2d Sess. 193 (Additional Views of
Senator Robert Dole), reprinted in 1982 U.S. Code Cong. & Admin.
News 177, 364 (emphasis added), and
[T]he standard is whether the political processes are
equally "open" in that members of a protected class
have the same opportunity as others to participate in
the political process and to elect candidates of their
choice.
Id. (emphasis added).
In the one place where the judiciary is specifically
mentioned in the legislative history of the 1982 amendments, the
report of the subcommittee on the Constitution states that the
term "‘political subdivision’ encompasses all governmental units,
including city and county councils, school boards, judicial
districts, utility districts, as well as state legislatures."
Report of the Subcommittee on the Constitution of the Committee
of the Judiciary, S. Rep. 417, 97th Cong., 2d Sess., reprinted in
1982 U.S. Code Cong. & Admin. News 177, 323 (emphasis added). Of
course, a brief statement in a subcommittee report not in favor
of the amendments is not a definitive description of the scope of
the Act, but no other comments on the judiciary were made. The
proponents of the changes to the Act did not contest this
description, although they would have had incentive to do so to
alleviate any fears of such extended coverage if such a broad
scope of applicability vers not intended.
The Senate and House hearings regarding the 1982 amendments
contain various references to judicial elections, primarily in
the context of statistics presented to Congress indicating the
progress made by minorities under the Act up to that date. The
charts indicated when minorities were elected to office, and
included judicial election results. See Extension of the Voting
Rights Act: Hearings on H.R. 1407, H.R. 1731, H.R. 3112, H.R.
3798, H.R. 3473 and H.R. 3498 Before the Subcomm. on Civil and
Constitutional Rights of the House Comm. on the Judiciary, 97th
Cong. 1st Sess. 38, 193, 239, 280, 502, 574, 804, 937, 1182,
1188, 1515, 1528, 1535, 1745, 1839, 2647 (1981); Voting Rights
15
A]
3»
Act: Hearings on S. 53, S. 1761, S. 1975, S. 1992, and H.R. 3112 i
Before the Subcomm. on the Constitution of the Senate Comm. on
the Judiciary, 97th Cong. 2d Sess. 669, 748, 788-89 (1982).
Statistics on judicial elections were considered by Congress in
amending the Act, and there is no indication that Congress meant
to exclude these elections from coverage.
Some of the legislative history of the 1982 amendments
indicates that Congress intended to return to pre-Bolden
standards, and did not think that it was creating a new and much
more intrusive private cause of action.? As we will explain, at
least Senator Hatch feared the language of § 2(b) would be much
more intrusive, expressing concern that its uncertainty would
lead to proportional representation.
The principal focus of the House debates centered on Section
5, but the Senate debates were centered on the meaning of the
section 2 amendments. Nonetheless, there was some discussion in
the House, and at least some witnesses argued that "the amended
section 2 . . . would restore to black Southerners the right to
challenge alleged discriminatory election schemes which were
developing before Mobile, [and that] notwithstanding the Court’s
claim to the contrary in Mobile, the intent test first became a
constitutional standard in 1976 with Washington v. Davis, an
4 The Fifth Circuit found the vote dilution claim in Mobile Vv.
Bolden to be problematic, since no successful dilution claim
expressly grounded on section 2 had been made previously. 571
F.2d 238, 243 (5th Cir. 1978). This weakens claims that the new
section 2 was merely returning to pre-Bolden standards.
employment case." Boyd & Markman, The 1982 Amendments to the
Voting Rights Act: A legislative History, 40 Wash. & Lee L. Rev.
1347, 1366 (citing comments by James Blacksher and David
Walbert). Congressman Sensenbrenner argued that the Rodino
amendment to section 2 was necessary in order to clarify the
standard of proof required in order to establish violations of
the Act. 127 Cong. Rec. H6850 (daily ed. Oct, 1981) at H6983.
In the Senate Report on the Amendments the purpose of the
bill was stated as
designed to make clear that proof of discriminatory
intent is not required to establish a violation of
Section 2. It thereby restores the legal standards
based upon the controlling Supreme Court precedents,
which applied in voting discrimination claims prior to
the litigation involved in Mobile v. Bolden. The
amendment also adds a new subsection to Section 2 which
delineates the legal standards under the results test
by codifying the leading pre-Bolden vote dilution case,
White v. Regester.
S. Rep. 417, 97th Cong., 2d Sess., reprinted in 1982 U.S. Code
Cong. & Admin. News at 179 (emphasis added).
Senator Hatch opposed the change, arguing that it "would
redefine the concept of ‘discrimination’ and would ‘transform the
Fifteenth Amendment and the Voting Rights Act from provisions
designed to ensure equal access and equal opportunity in the
electoral process to those designed to ensure equal outcome and
equal success.’" Boyd, Voting Rights Act Amendments, 40 Wash. &
Lee L. Rev. at 1389 (quoting Hearings on the Voting Rights Act
Before the Senate Subcommittee on the Constitution of the
17
Committee on the Judiciary, 97th Cong., 2d Sess. 3 (1982)). But,
Senator Mathias, a proponent of the bill, argued:
The House amendment is needed to clarify the burden of
proof in voting discrimination cases and to remove the
uncertainty caused by the failure of the Supreme Court
to articulate a clear standard in the City of Mobile Vv.
Bolden. . . . We are not trying to overrule the Court.
The Court seems to be in some error about what the
legislative intent was . . .. Prior to Bolden, a
violation in voting discrimination cases [could] be
shown by reference to a variety of factors that, when
taken together, added up to a finding of illegal
discrimination. But in Bolden, the plurality appears
to have abandoned this totality of circumstances
approach and to have replaced it with a requirement of
specific evidence of intent . . . this is a requirement
of a smoking gun, and I think it becomes a crippling
blow to the overall effectiveness of the Act.
Hearings on the Voting Rights Act Before the Senate Subcommittee
on the Constitution of the Committee on the Judiciary, 97th
Cong., 2d Sess. 3, 199 (1982).
Senator Hatch persisted that the results test represented a
new test, but supporters of the bill took issue with this view.
Laughlin McDonald of the ACLU argued that "prior to Mobile, it
was understood by lawyers trying these cases and by the judges
who were hearing them that a violation of voting rights could be
made out upon proof of a bad purpose or effect . . . Mobile had a
dramatic effect on our cases." ¥4. at 369. Defenders of the
amendment assumed that the results test represented a restatement
of the law prior to Mobile.
Critics of the results test argued that even if the lower
federal courts had adopted a results test in their pre-Mobile
interpretation of section 2, the original intent of Congress had
18
been the establishment of a test in section 2 using the
traditional standard of intent or purpose. Boyd, Voting Rights
Act Amendments, 40 Wash. & Lee L. Rev. at 1405 (citing Appendix
to Additional Views by Senator Hatch, S. Rep. No. 417, 97th
cong., 2d Sess. 36 (1982)). Proponents responded by arguing that
there was no evidence that Congress meant an intent test to
apply. The Senate Report of the Committee on the Judiciary
adopted this view, citing Attorney General Katzenbach’s testimony
during the hearings on the Voting Rights Act of 1965 to the
effect that "section 2 would ban ‘any kind of practice . . . if
its purpose or effect was to deny or abridge the right to vote on
account of race or color." S. Rep. 417, 97th Cong., 2d Sess.,
reprinted in 1982 U.S. Code cong.& Admin. News at 194 (citing
Hearings on S. 1564 before the Committee on the Judiciary, 89th
Cong., lst Sess., 191 (1965)).
Again, while this legislative history generally indicates an
intent to return to pre-Bolden standards rather than create a
more intrusive new cause of action, it is not conclusive.
Particularly when the 1982 amendments are considered in light of
the Supreme Court’s interpretation in Gingles, we cannot conclude
that the 1982 amendments to section 2 worked no fundamental
changes from the pre-Bolden interpretation of the Act.
Few would quarrel with the assertion that Section 2(b) as
interpreted has worked a fundamental change in the Act, highly
intrusive to the states. We have insisted in other contexts that
Congress clearly state its intent to supplant traditional state
prerogatives. Judicial insistence upon clear statement is an
important interpretative tool vindicating concern for separation
of powers and federalism. See Atascadero State Hospital wv.
Scanlon, 473 U.S. 234, 105 S.Ct. 3142 (1985): Pennhurst State
School and Hospital v. Halderman, 465 U.S. 89, 104 S.Ct. 900
(1984) (Pennhurst II). This insistence upon "an unequivocal
expression of congressional intent," Pennhurst II, 465 U.S. at
99, 104 S.Ct. at 907, is based upon the fundamental nature of the
interests at stake. "The ‘constitutionally mandated balance of
power’ between the states and the Federal Government was adopted
by the Framers to ensure the protection of ‘our fundamental
liberties.’" Atascadero, 105 S.Ct. at 3147 (quoting Garcia Vv.
San Antonio Metropolitan Transport Authority, 469 U.S. 528, 572,
105 S.Ct. 1005, 1028 (Powell, J., dissenting)). These mighty
principles do not carry us very far here. Congress has clearly
expressed the Act’s application to the states, and has clearly
expressed its intent that violations of the Act be determined by
a results test rather than an intent standard. By these actions,
the Act, with all of its intrusive effect, has been made to apply
to the states. The federalism concerns underlying insistence
upon an explicit statement that state judicial elections were
jncluded in the Act’s coverage rest upon the premise that the
Act’s application, profoundly intrusive as it is, is somehow
uniquely intrusive in its limits upon an elected state appellate
20
judiciary. This contention is by necessity a demand for the
exemption of judicial elections from the entire act. But,
Section 5, commonly seen as the most far reaching of the Voting
Act provisions, see South carolina v. Katzenbach, 383 U.S. 301,
358-62 (1966) (Black, J., dissenting), has allowed no escape for
elected state judiciaries. Haith v. Martin, 618 F. Supp. 410
(E.D.N.C. 1985), aff’d mem., 477 U.S. 901, 106 S.Ct. 3268 (1986).
As an inferior court we are bound by the holding of the Supreme
Court that judicial elections are covered by § 5 of the Act, a
result explicitly urged by then Solicitor General Charles Fried
and the then head of the Civil Rights Division, Assistant
Attorney General William Bradford Reynolds. The same officials
argued in Chisom that § 2(b) of the Act is equally applicable.
Cc
Indeed, we are asked to hold that section 2 could not apply
to judicial elections while section 5 does apply, although it
also makes no express reference to judges. In Haith the district
court held that judicial elections are covered by section 5 and
the preclearance requirements of the Act. The district court
found, using an analysis similar to that used by this circuit in
Voter Information Project v. Baton Rouge, 612 F.2d 208 (5th Sir.
1980), that although the one-person, one-vote principle may not
apply to judicial elections, claims with respect to the Voting
Rights Act do not deal with numerical apportionment, but with
discrimination. 4 The court held that "the Act applies to all
voting without any limitation as to who, or what, is the object
of the vote." 618 F. Supp. at 413.5
The defendants have not raised any compelling reason to
distinguish between Section 5 and Section 2 with respect to their
applicability to judicial elections, at least as to judges who
act collegially. To hold otherwise would lead to the incongruous
result that if a jurisdiction had a discriminatory voting
procedure in place with respect to judicial elections it could
not be challenged, but if the state sought to introduce that very
procedure as a change from existing procedures, it would be
4 The one-person, one-vote principle mandated by the equal
protection clause of the Fourteenth Amendment was held not to
apply to the apportionment of state judiciaries in Wells Vv.
Edwards, 347 F. Supp. 453 (N.D. La. 1972) (3-judge court), aff’d
mem., 409 U.S. 1095 (1973) (three justices, dissenting). Wells
was distinguished from cases challenging election practices in
Lefkovits v. State Board of Elections, 400 F. Supp. 1005 (N.D.
I11. 1975) (3-judge court), aff’d mem., 424 U.S. 901 (1976),
where the court stated:
[Wlhen a judge is to be elected or retained, regardless
of the scheme of apportionment, the equal protection
clause requires that every qualified elector be given
an equal opportunity to vote and have his vote counted.
Id. at -1012. This was the precise point made by Solicitor
General Fried in his successful argument to the Supreme Court
that it should summarily affirm Haith v. Martin.
5 The changes required to be precleared in Haith had to do
with the elections of trial judges. The district court did not
reach the merits of any vote dilution claims, for it had no
jurisdiction to do so. New voting practices must be submitted to
either the Attorney General or the D.C. Circuit for preclearance.
Other district courts only have jurisdiction to decide whether a
practice is a change requiring preclearance. Consequently, the
merits of a vote dilution claim with respect to trial judges was
not before the Supreme Court.
subject to Section 5 preclearance and could not be implemented.
Sections 2 and 5 operate in tandem, with Section 2 prohibiting
the continued use of discriminatory practices, and Section 5
preventing the imposition of new discriminatory practices to
replace those condemned in those areas subject to preclearance.
Section 5 contains language defining its scope that is almost
jdentical to the language in Section 2: "any voting
qualification or prerequisite to voting, or standard, practice,
or procedure with respect to voting a. « as?
There are important differences in the two sections,
however, for Section 5 avblies. only to changes the covered
jurisdictions seek to implement. Section 5 requires preclearance
of any new voting practices and procedures, and in determining
whether or not a new practice is entitled to preclearance, only
the effect of the new practice is considered. City of ILockhart
v. United States, 460 U.S. 125, 103 S.Ct. 998 (1983); Beer Vv.
United States, 425 U.S. 130 (1976). This has been described as a
retrogression test, with preclearance denied only if the new
practice has a retrogressive effect, rather than a results test,
for the effects of the existing system on minorities are not
considered. The real difference is that in section 2 the entire
scheme of voting practices and procedures is considered to see
whether it results in less than an equal opportunity to
participate in the political process, whereas under section 5
only the effects of new practices and procedures are considered.
Section 2 is, therefore, arguably more intrusive than section 5,6
for section 5 only regulates whether or not changes may be
implemented, whereas section 2, if a violation is found, can lead
to the dismantling of an entire system of voting practices that
may have been in place for many years. This is a distinction
between the two sections, but our question must be whether the
difference means that section 5 applies to judicial elections,
but section 2 does not. There appears to be no relevant reason
why judicial elections, the representative character of appellate
judges aside, are so different from legislative or executive
elections that both sections should apply to one and not the
other.
D
It is difficult to conclude that the Voting Rights Act did
not cover judicial elections before the 1982 amendments. It is
equally plain that there is little evidence that any retrenchment
was intended by the 1982 amendments. In sum, defendants are left
6 Some see Section 5 as being the most intrusive aspect of the
Voting Rights Act:
This so-called "preclearance" requirement is one of the
most extraordinary remedial provisions in an Act noted
for its broad remedies. Even the Department of Justice
has described it as a "substantial departure . . . from
ordinary concepts of our federal system"; its
encroachment on state sovereignty is significant and
undeniable. The section must, therefore, be read and
interpreted with care.
United States v. Sheffield Board of Comm’rs, 435 U.S. 110, 141
(1978) (Stevens, J., dissenting) (footnote omitted). See also
Katzenbach, 383 U.S. at 358-62 (Black, J., dissenting).
24
with the unconvincing argument that the fundamental changes of
the 1982 amendments were fundamental in ways unique to judicial
elections. The argument has force, but only if the application
of the Act were to require single-member districting for single
judge seats. Otherwise, although considerably intrusive in
general, section 2(b) is no more specifically intrusive in
judicial elections than in any others. We hold that Section 2 of
the Voting Rights Act applies to judicial elections.
1X
We turn now to the contention that we must not:
take the concept of a class’s impaired opportunity for
equal representation and uncritically transfer it from
the context of elections for multi-member bodies to
that of elections for single-member offices. . . .
[There is no such thing as a "share" of a single-
member office.
Butts v. City of New York, 779 F.2d 141, 148 (2d Cir. 1985),
cert. denied, 478 U.S. 1021 (1986). District courts in Texas
consist of individual judges who decide their cases alone. They
do not exercise their power together as parts of a multi-member
body, and there can be no share of the authority vested in each
judge.
A
The district courts are the primary trial courts in Texas.
See Tex. Const. Art. 5, Section 8 (1876, amended 1985). Indeed,
the constitution of the Republic of Texas provided: :
The Republic of Texas shall be divided into convenient
judicial districts, not less than three, nor more than
eight. There shall be appointed for each district a
25
judge, who shall reside in the same, and hold the
courts at such times and places as Congress may by law
direct.
Guittard, Court Reform, Texas Style, 21 Sw. L.J. 451, 456 (1967).
The first state constitution, adopted in 1845, contained
essentially the same provision in article IV, section 6. This
provision was amended in 1850 to allow for the election of
district judges by the people, but the subsequent constitution of
1861 provided that district judges were to be appointed. Tex.
Const. art. V, § 7, interpretive commentary (1876, amended 1985).
Texas constitutions adopted since 1861, including the current
constitution, which was adopted in 1876, have provided for
elected district judges.
All the constitutions have provided that the district courts
are to be held by district judges chosen from defined districts,
following the pattern of the Constitution of the Republic of
Texas. Although in the Constitution of the Republic of Texas the
number of district courts was limited to not more than eight,
subsequent constitutions have left the number of courts to the
legislature. All the Texas constitutions, including the current
one, before it was amended in 1985, suggested that each district
would be served by only one judge. See TeX. Const. art V, § 7
(1986, amended 1985) ("[flor each district there shall be elected
i imie @ Judge: +4 Ms A one judge per district system,
however, presupposes districts of substantially equal population.
Guittard, supra at 456. Thus, with the growth of the population
26
in certain counties it became necessary for the legislature to
make adjustments.
The system challenged in this case was set up according to
this pattern. See Tex. Gov’t Code §§ 24.001-.954 (Vernon 1988 &
Supp. 1990). With the exception of the 72nd district, each
challenged judicial district in the nine targeted counties is
coextensive with one county. The 72nd district is composed of
two counties. Id. § 24.174 (Vernon 1988). since 1907 district
judges have been elected county-wide. In 1985, however, a
section was added to article V of the 1876 Constitution which
specifically allows the creation of judicial districts smaller
than a county. Tex. Const. art. V, § 7a(i) (1985). A majority
of the voters in the county must authorize the division. 1d.
This power has yet to be exercised.’
The district courts in multi-district counties were unified
for certain administrative purposes in 1939 through the passage
of the Special Practice Act, which is now, for the most part,
found in Tex. R. Civ. P. 330(e)-(i). Guittard, supra at 457-58.
The relevant parts of the Special Practice Act essentially
7 The only time a district has been drawn smaller than a
county was when the legislature divided both Dallas and Bexar
counties into two districts, each district having jurisdiction
throughout the whole county. The judge for each district was
elected by the voters in the district in accordance with the
constitution’s command, Tex. Const. art. V, § 7 (1876, amended
1985), as opposed to being elected by county-wide vote as now.
Thus, there is some precedent for dividing counties into
geographically distinct districts. The statutes dividing Bexar
and Dallas Counties into two districts were repealed in 1895 and
1907, respectively.
27
provide that cases can be freely transferred between judges and
that any judge can work on any part of a case including
preliminary matters. Also, "[a]ny judgment rendered or action
taken by any judge in any of said courts in the county shall be
valid and binding." Tex. R. Civ. P. 330(h).
The Administrative Judicial Act, originally passed in 1927
and subsequently amended on several occasions, divides Texas into
nine administrative regions, each with a presiding judge
appointed by the governor with the advice and consent of the
senate. See Tex. Gov’t Code §§ 74.005, .042 (Vernon 1988). The
"presiding administrative judge is the key administrative officer
in the Texas judicial system." Guittard, supra at 459.8 He is
The presiding administrative judge’s duties are to:
(1) ensure the promulgation of regional rules of
administration within policies and guidelines set by
the supreme court;
(2) advise local judges on case flow management and
auxiliary court services;
(3) recommend to the chief justice of the supreme
court any needs for judicial assignments from outside
the region;
(4) recommend to the supreme court any changes in the
organization, jurisdiction, operation, or procedures of
the region necessary or desirable for the improvement
of the administration of justice;
(5) act for a local administrative judge when the
local administrative judge does not perform the duties
required by Subchapter D;
(6) implement and execute any rules adopted by the
supreme court under this chapter;
empowered to assign judges as necessary within his region. Id.
§§ 74.052-056 (Vernon 1988 & Supp. 1990); see also Judicial
Administration Rule 8 (Vernon 1988 & Supp. 1990). He is required
to call two meetings of all judges in his administrative region
each year and any other meetings as necessary. Tex. Gov’t Code
§ 74.048 (a) (Vernon 1988); Judicial Administration Rule 4 (Vernon
1988 & Supp. 1990). This conference is for "consultation and
counseling concerning the state of the civil and criminal
business" and is empowered to promulgate administrative rules,
rules governing the order of trials and county-wide
recordkeeping, and other rules deemed necessary. Tex. Gov’t Code
§ 74.048 (b)-(c) (Vernon 1988).
The local administrative judge is elected by a majority vote
of all the judges in the county, including both district and
statutory judges. .Id. § 74.091 (Vernon 1988 & Supp. 1990). His
duties on the county level are similar to those of the presiding
administrative judge. See id. § 74.092. The local
administrative judge has the power to assign judges within his
(7) provide the supreme court or the office of court
administration statistical information requested; and
(8) perform the duties assigned by the chief justice
of the supreme court.
Tex. Gov't Code § 74.046 (Vernon 1988) (footnote omitted); see
also Judicial Administration Rule 5 (Vernon 1988). The presiding
administrative judge is authorized to perform the acts necessary
to "improve the management of the court system and the
administration of justice." Tex. Gov’t Code § 74.047 (Vernon
1988).
county. Id. § 74.094. Under the leadership of the local
administrative judge, the district and statutory judges in each
county are directed to adopt local rules of administration. Id.
§ 74.093. These rules must provide for, among other things, the
massignment, docketing, transfer, and hearing of all cases"
"fair and equitable division of caseloads." Id. § 74.094 (Db);
also Judicial Administration Rule 9(b) (Vernon 1988 & Supp.
1990). All local rules, of course, must be consistent with state
and regional rules. Judicial Administration Rule 10 (Vernon
1988). In this regard, Chief Justice Phillips testified that the
only collegial decision-making by district judges in a county is
in handling administrative matters.
B
In Butts v. City of New York, 779 F.2d 141 (2d Cir. 1985),
cert. denied, 478 U.S. 1021 (1986), the plaintiffs contested a
primary run-off law, contending that it violated the Equal
Protection Clause and the Voting Rights Act. The Second Circuit
found that the law was not enacted with a discriminatory purpose,
and that it also did not have the effect of denying an equal
opportunity to participate in the political process. The court
noted that one of the ways that a class of citizens may have less
opportunity to participate is when there are electoral
arrangements that diminish a class’s opportunity to elect
representatives in proportion to its numbers. The court
distinguished, however, between multi-member bodies, where at-
large elections may produce this result, and elections for
single-member offices, stating:
There can be no equal opportunity for
representation within an office filled by one person.
Whereas, in an election to a multi-member body, a
minority class has an opportunity to secure a share of
representation equal to that of other classes by
electing its members from districts in which it is
dominant, there is no such thing as a "share" of a
single-member office.
Butts, 779 F.2d at 148. The court found that the Supreme Court
had made this distinction implicit in City of Port Arthur v.
United States, 459 U.S. 159 (1982), where the Supreme Court
struck down a run-off requirement for seats on a multi-member
city council, but did not mention the run-off requirement for
mayor. The Eleventh Circuit followed Butts in United States v.
Dallas County, Ala., 850 F.2d 1433 (llth Cir. 1988), in holding
that "the at-large election of the probate judge is permissible
under the Voting Rights Act with respect to the judicial aspects
of that office." Id. at 1432 n.l.
The positions at issue in Butts and Dallas County, and the
position not considered in Port Arthur, were what can be viewed
as traditional single member offices, i.e. mayor, city council
president, single probate judge, or comptroller. There was only
one of each office in a given geographical area, and no problem
with overlapping jurisdictions. Here, there are many judges with
overlapping jurisdictions. Nonetheless, each acts alone in
wielding judicial power, and oiide cases are assigned there is no
overlap in decision-making.
31
The special courts created within some judicial districts
bolster the status of district courts as single-member offices,
for not all of the judges handle the same type of work. Some are
courts of general jurisdiction, but some judges are elected
specifically to handle juvenile cases, Or family law cases, or
criminal cases. To that extent they are separate offices, just
as county treasurer and sheriff are different positions. On the
other hand, many of the judges handle the same type of cases and
the cases are assigned to any of these judges within a given
geographical jurisdiction. There are many of them within a
geographical area, and the plaintiffs would find this
dispositive. A United States district court in Alabama has held
that Alabama district courts similar to the Texas courts are
multi-member positions.9 Southern Christian Leadership Conf. Vv.
Siegelman, 7i% P.Supp. 511 (M.D. Ala.. 1989). The court
considered Dallas County and Butts, but concluded that:
Although neither court expressly defined the term
"single-member office," it is clear to this court that
the phrase, as used in those cases, refers to a
situation where under no circumstances will there ever
be more than one such position in a particular
geographic voting area.
Siegelman, 714 F.Supp. at 518. The court did not accept the
defendants’ argument that
4 In Haith v. Martin, 618 F.Supp. 410 (D.C.N.C. 1985), aff’d
mem., 106 S.Ct 3268 (1986), the district court referred to the
superior court judges in North Carolina, also trial judges, as
"designated seats in multi-member districts." Id. at 414. The
issue there was not a violation of section 2, however, but
whether section 5 of the Act applied to such judicial elections,
requiring preclearance of changes.
the hallmark of a single member office, as [the Butts
and Dillard] courts use the term, is not the fact that
the office is traditionally held by only one individual
but, more importantly, the fact that the full authority
of that office is exercised exclusively by one
individual.
Td. The court found that the coincidence of exclusive authority
and exclusivity to a geographical area did not compel the view
that exclusive authority meant single-member position. Id. The
district court in Clark v. Edwards, 725 F.Supp. 285 (M.D. La.
1988), also held that the at-large system of electing trial
judges in Louisiana impermissibly diluted black voting strength,
assuming that districts with more than one judicial position were
multi-member districts. We disagree with this view of multi-
member versus single-member office, and agree with the argument
made in Siegelman, that "the hallmark of a single member office .
. . [is] the fact that the full authority of that office is
exercised exclusively by one individual." 714 F. Supp. at 518.
The Eleventh Circuit grappled with determining whether a
county commission chairperson held a single-member position in
Dillard v. Crenshaw County, Ala., 831 F.2d 246 (11th Cir. 1987),
and looked to the functions performed by the official to make its
decision. The chairperson would preside over commission
meetings, but would have no vote except in the case of a tie, and
his major function would be as county administrator. The County
argued that this position was a single-member office that should
be elected at large, and was not just another commissioner that
+533
would have to be elected from a single-member district like the
other 5 commissioners. The Eleventh Circuit noted that:
As administrator, the chairperson is likened to
sheriffs, probate judges, and tax collectors. For
these positions, at-large, non-proportional elections
are inherent to their nature as single-person officers
elected by direct vote. [Butts] such single offices
are most commonly limited to non-legislative
functionaries. To the extent that the proposed chair
position is not purely executive or judicial, Calhoun
County further cites the examples of lieutenant
governors and vice presidents. These, too, are single-
office positions, and although the offices are
executive, they include the authority to preside over
legislative bodies and break tie votes.
Dillard, 831 F.2d at 25). These comments indicate that the
Eleventh Circuit would find trial judges to be single member
positions.10 The court went on to find that the commission
chairperson did not hold a single-member position because the
position combined legislative and executive responsibilities.
The nature of the position made "significant influence of the
chairperson over legislative decision -- even without a vote =--
10 carrollton Branch of NAACP v. Stallings, 829 F.2d 1547 (11th
cir. 1987), cert. denied sub nom. Duncan V. Carrollton, 485 U.S.
936 (1988), is not to the contrary. The court there faced a
single commissioner county government. It found that whether the
change from a multi-member to a single commissioner in 1951 was
the product of an illicit racial legislative purpose presented a
fact question for trial. There is no finding here that the
methods of electing judges in Texas were adopted or maintained
for a racist purpose. The impermissible purpose, if established,
constituted the violation of § 2. The plaintiffs have a right
under the section to have such acts voided. That the remedy for
the intentional discrimination might be to create a multi-member
board to replace the single official does not compel a conclusion
that the court believed the plaintiffs had a right to a "share"
of the single position in the absence of the impermissible
intent. :
34
inherent to the practice of the commission." Id. at 252. The
district judges do not share in that type of decision making.
There is a conceptual problem with viewing district judges
as members of a multi-member body. Before any suits are filed,
before any cases are assigned, there is a group of judges with
concurrent jurisdiction, and plaintiffs maintain that this group
should have minority members, so that minorities’ views and
concerns are considered by the judges who decide important issues
in their lives. The problem is that once a case is assigned, it
is decided by only one judge. The other judges have absolutely
no say over the disposition of that case, and no influence over
the deciding judge. One commentator has described the Texas
system as a "one-judge, one court organization at the trial
level, with rigid jurisdictional 1lines and with each judge
largely independent of any supervisory control, except by way of
appellate review." Guittard, Court Reform Texas Style, 21 Sw.
L.J. at 455.
These judges all hear and decide their own docket of cases,
and their character as single-office holders instead of members
of a multi-member body is emphasized by the problems inherent in
attempting to create a remedy for lack of minority
representation. For instance, the remedy in this case seems to
lessen minority influence instead of increasing it, surely not
what Congress intended when it enacted the Voting Rights Act or
its amendments. The current system of electing district judges
35
permits voters to vote for each and every judicial position
within a given district, generally a county. Minority voters
therefore have some influence on the election of each judge.
Under the district court’s order, each voter would have the
opportunity to vote for only one judge in each district, the
judge whose position was assigned to the subdivision. At the
same time, a minority litigant will be assigned at random to
appear before any district judge in the county. Under the
district court’s orders it is much more likely than not that a
minority litigant will be assigned to appear before a judge who
is not elected from a voting district with greater than 50%
minority population. Instead, the great majority of district
judges will be elected from new voting subdistricts with
negligible minority populations and, consequently, negligible
minority political influence on the outcome of those elections.
Under the new order requiring election of judges from
subdistricts, 9 of the 59 judicial positions in Harris county
would be elected from minority dominated subdivisions. Minority
voters would have very little influence over the election of the
other 50 judges, for the minority population is concentrated in
those 9 subdivisions. When minority members are litigants,
however, they would not necessarily appear before one of the
judges elected from a minority dominated subdivision. Instead, a
minority member would have an 84.75% chance of appearing before a
judge who has no direct political interest in being responsive to
36
minority concerns.ll The minority member would have a 98.3%
chance of appearing before a judge in whose election he had not
been able to vote. This is not like the situation in Chisom,
where the judges were all part of one body, and every case that
went to the Louisiana Supreme Court was heard by all of the
judges, so every individual litigant from the state of Louisiana
was assured that a judge for whom he had an opportunity to vote
would hear his case.
Indisputably, district judges in Texas share administrative
tasks with other district judges in the same county. Equally
indisputably, however, the district judge in Texas does his
judging alone. Judicial decisions at the trial court level are
not the product of a collegial process. Whether section 2(b) of
the Voting Rights Act reaches such officials can be turned on
either of two approaches. one can view the single official
doctrine as being no more than a statement of the mechanical
impossibility of gaining greater representation for minorities.
This approach is simply a resignation to the reality that if
there is only one official, there can only be an at-large
election. A second view is that the single official exception
expresses far more. This view recognizes that where functions
are singly exercised, providing single-member districts is no
11 Moreover, cases without minority parties, but nonetheless
concerning issues important to minority groups, would have an
84.75% chance of being assigned to a judge with no accountability
to minorities living in the county.
37
more than proportional representation in its most superficial
form.
Some district courts have proceeded with the first view,
concluding that the single official doctrine is inapplicable
where more than one official was elected at-large by the same
electorate. It is plain that this entire suit rests upon the
premise that the single official exception reflects no more than
the reality that there is nothing to divide unless there is more
than one judge in a single county. It is no accident that this
suit attacks only the nine counties with multiple district judges
and minority populations. But, the right secured to minorities
under section 2(b) of the Voting Rights Act to not have their
vote diluted is expressed in the assertion that their interests
are to be represented in governmental decisions. Where judges
make their decisions alone, electing judges from single member
districts only ensures that a small number of governmental
decisions will be influenced by minority interests, while
minority interests will not be represented at all in the majority
of judicial decisions.
In embracing the single official concept, we express the
judgment that the state’s powerful interest in its structural
arrangement of individual trial judges outweighs the potential
amelioration of any dilution of minority interests achievable by
districting. This is particularly true here, where, as we have
explained, the subdistricting remedy is at best problematic, and
is likely perverse. The state’s interests include avoiding the
fact and appearance of biased decisionmaking, preserving the core
attribute of the trial 3judge--unshared and non-delegable
judgment. It does not follow that other rules attending the
election of single officials, such as majority vote requirements,
anti single-shot voting provisions, or numbered posts, may not be
adjusted.
After careful consideration we conclude that Chisom was
correctly decided, and Section 2 of the Voting Rights Act applies
to judicial elections. There cannot be a violation of Section
2 (b), however, through at-large elections of the trial judges who
sit on the Texas district courts. While elected judges are
representatives in that they are accountable to a constituency of
electors, the full authority of a trial Jjudge’s office is
exercised exclusively by one individual, and there can be no
share of such a single-member office. Consequently, the county-
wide election of district court judges does not violate the
Voting Rights Act.
REVERSED.
Johnson, Circuit Judge, dissenting.
The majority’s opinion essentially sets forth two premises.
Initially, the majority concedes that it is bound by this
Court’s earlier decision in Chisom v. Edwards, 839 F.2d 1056 (5th
cir.), cert. denied sub nom. Roemer v. Chisom, 109 S. Ct. 390
(1988). Chisom, which examined the application of Section 2 of
the Voting Rights Act in the context of a challenge to
Louisiana’s system of electing state supreme court justices, ?!
held that Section 2 applies with equal force to judicial
elections. The panel in Chisom based this conclusion upon an
examination of both the plain language and the legislative
history of the Act. I applaud the reaffirmation of what I
consider to be an inarguable and fundamental proposition.
I am, however, constrained to part company with the
remainder of the majority opinion. The majority attempts to
eviscerate the import of Chisom by whittling away at Chisom’s
language and reasoning so that the case is left standing for the
tenuous proposition that Congress intended in Section 2 to
prohibit the discriminatory dilution of minority voting strength
when minorities are attempting to elect appellate court judges,
but that Section 2(b) can never reach the at-large elections of
trial judges -- regardless of whether one or one hundred judges
are elected from the same district -- because the latter
officials decide controversies independently. Succinctly, the
majority, although "persuaded that Chisom’s decision regarding
the election of appellate judges was correct," has concluded that
l
. Louisiana Supreme Court Justices sit as members of a collegial
body.
"the at-large election of trial judges does not violate Section
2(b) of the Voting Rights Act." Majority Opinion at 4. There is
no support in the words of the Act itself, in Chisom, in the
legislative history of Section 2, nor in logic for the majority’s
embrace of this result-oriented distinction. For the reasons
stated herein, this dissent is respectfully submitted.
I.
This Court in Chisom made clear that the express language of
Section 2 extends to any state election in which a candidate runs
2
for public office, including judicial elections. Texas district
court judges are elected by popular vote, and, therefore, the
2 The United States Attorneys General have consistently
interpreted the Voting Rights Act broadly, and, more recently,
the Attorney General has interpreted Section 2 to reach elected
judges. At the time the original Voting Rights Act was passed in
1965, the Attorney General stated that "eve election in which
registered voters are permitted to vote would be covered."
Voting Rights: Hearing Before Subcommittee No. 5 of the House
Judiciary Committee, 89th Cong. 1st Sess. 21 (1965) (emphasis
added) . In both Chisom and in the instant case, the Attorney
General filed an amicus brief in which he maintains that the
scope of Section 2 reaches all elections, including judicial
elections.
Additionally, in a very recent Section 5 preclearance review of
the majority vote, designated post, at-large method of electing
judges in Georgia, the Assistant Attorney General has denied
preclearance, concluding, in part:
our review of a broad range of evidence in this regard indicates
that polarized voting generally prevails in all of the superior
court circuits now under review and there is a consistent lack of
minority electoral success in at-large elections. Thus, it
appears that, in the totality of the circumstances, black voters
in these circuits have a limited opportunity to elect their
preferred candidates....
In addition, the state has not shown how its interests are
served by circuitwide elections in many of the circuits now
at issue where the at-large election feature is in apparent
violation of Section 2 of the Voting Rights Act.
Letter from Assistant Attorney General John R. Dunne to Georgia
Attorney General Michael J. Bowers (Apr. 25, 1990).
language of the Voting Rights Act and the reasoning of Chisom
require that minority groups not be systematically denied the
opportunity to elect the judicial candidates of their choice.
Yet despite this Court’s previous determination that
"(m]inorities may not be prevented from using section 2 in their
efforts to combat racial discrimination in the election of state
judges," Chisom, 839 F.2d at 1065, the majority now holds that no
set of plaintiffs can be allowed to maintain a vote dilution
claim under Section 2 of the Voting Rights Act if the challenged
at-large elections target judges who do not operate on a
"collegial-body" level.3
3 The majority begins its erosion of Chisom by altering the
focus of that opinion’s construction of the term
"representative," which is found in the statutory language of
Section 2(b). 42 U.S.C. § “1973(b). In Chisom, we defined a
representative, for purposes of the Voting Rights Act, as anyone
selected by popular election from a field of candidates to fill
an office. 839 F.2d at 1063. The majority now subtly constricts
this definition by redefining "representative" as someone who
wreflect[s] the views of the electors," Majority Opinion at 13,
and "who is responsive to [the peoples’] changing will." Id. at
5. This amended construction of the statutory term incorrectly
focuses on the role played by a judge after he or she has been
elected, and is necessary for the majority’s "single official"
argument, which is based on an examination of the duties and
functions performed by a trial judge once he or she is in office.
The express language of Section 2(b) looks only to the "political
processes leading to nomination or election," and to whether
minority members "have less opportunity than other members of the
electorate to participate in the political process and to elect
representatives of their choice." Congress intended in Section 2
to focus on the elimination of discrimination in voting, thus the
title of the Act, and on allowing minorities opportunities for
electoral success. See Thornburg v. Gingles, 478 U.S. 30 (1986) ;
Haith v. Martin, 618 F. Supp. 410, 413 (E.D.N.C. 1985), aff'd,
477 U.S. 901 (1986) (the Act applies "to all voting without any
limitation as to who, or what, is the object of the vote")
(emphasis in original). As one court has emphatically noted,
[n]Jowhere in the 239 pages of the [Senate] Report is there any
indication whatsoever that Congress intended the Voting Rights
Act to apply to only particular types of elections. Rather, the
entire Report indicates ... that the 1982 amendment was intended
The majority, characterizing Texas district court judges as
single office holders, concludes that no violation of Section
2(b) can be shown because "the full authority of a trial judge’s
office is exercised exclusively by one individual, and there can
be no share of such a single-member office." Majority Opinion at
39. I am totally at odds with the majority’s application of the
so-called single office holder exception.
The majority relies primarily on the Second Circuit’s
opinion in Butts v. City of New York, 779 F.2d 141 (24 Cir.
1985), which dealt with New York’s primary run-off election law.
The contested New York law provides that if no candidate for
mayor, city council president, or comptroller receives more than
forty percent of the vote in a party primary, then a run-off
between the two candidates receiving the most votes is held. The
district court, concluding that the totality of the circumstances
demonstrated a Section 2 violation, found for the plaintiffs.
The Second Circuit reversed, noting that
so long as the winner of an election for a single-
member office is chosen directly by the votes of all
eligible voters, it is unlikely that electoral
arrangements for such an election can deny a class an
equal opportunity for representation....The rule in
elections for single-member offices has always been
to effect an expansive application of the Act to state and local
elections.
Southern Christian Leadership Conference v. Siegelman, 714 F.
Supp. 511 (M.D. Ala. 1989).
The title or duties of an elected office, and what
transpires in the office after the votes are cast and counted are
of little consequence to the fundamental question of whether, due
to significant white bloc voting, the votes of a cohesive
minority group are consistently submerged and rendered
ineffectual to elect the minority’s preferred candidate.
that the candidate with the most votes wins, and
nothing in the Act alters this basic political
principle.
Butts at 149. The Second Circuit also notes that
[t]he concept of a class’s impaired opportunity
for equal representation [cannot be]...uncritically
transfer[ed] from the context of elections for multi-
member bodies to that of elections for single-member
offices....[T]here is no such thing as a "share" of a
single-member office.
Butts at 148. It is this language in the Butts opinion upon
which the majority hinges its argument.
Fach of the three elected offices at issue in Butts was one
to which only one person was elected from the voting district.
Concluding that it is impossible to capture a "share" of a
single-member office, the Second Circuit held that the contested
electoral law did not trigger a vote dilution analysis and
therefore could not violate Section 2(b).4 The majority’s
4 The Butts rule that a single-member office is not physically
divisible has even been implicitly rejected in Carrollton Branch
of NAACP v. Stallings, 829 F.2d 1547 (llth Cir. 1987). In
Stallings, plaintiffs challenged the one-person form of county
commission government in Carroll County, Georgia, because it
diluted minority voting strength and lessened the opportunity of
black persons in the county to participate in the electoral
process. This one-person system had been in effect since 1953.
The Eleventh Circuit reversed a judgment in favor of the
defendants, holding that the district court had applied the
incorrect legal standard (in light of Gingles) by failing to give
the proper weight to the two most important factors in a Section
2 vote dilution claim: (1) the extent to which minorities had
been elected, and (2) the existence of racially polarized voting.
id, at 1555,
In its brief discussion of Stallings, the majority
mischaracterizes the Eleventh Circuit’s analysis, implying that
the reversal turned only on the presence of evidence indicating a
discriminatory intent. In fact, the Eleventh Circuit devoted
most of its discussion to an analysis of the "effects" test of
Section 2 and Gingles, and to the district court’s findings as to
whether the single-member scheme resulted in discriminatory vote
dilution. The Eleventh Circuit reversed the district court’s
judgment based both on its treatment of the plaintiffs’
decision in the instant case protracts Butts’ reasoning to
conclude that, where there are a number of identical positions to
be elected from one geographic area, and each office holder
exercises autonomy over that office, if minority groups are
unable to elect their preferred candidate, this is simply a
consequence of the political process and not the result of vote
dilution.>
Despite prior interpretations of the Voting Rights Act that
point to a congressional intent to give the Act the broadest
possible scope in combatting racial discrimination in voting, ®
and despite our admonition in Chisom that application of Section
2 is not dependent on the function of the elected official
involved, the majority expands Butts’ rule beyond its logical
bounds to an examination of a trial court judge’s role as a sole
7
decisionmaker. Butts was decided in the context of an election
constitutional challenge, and on its treatment of the Section 2
challenge as well.
5 The court in Butts noted that
[tlhe district court appears to have implicitly assumed... that
the Act condemns any electoral arrangement that makes it more
difficult for a minority class to elect one of its members to
office. That is not the standard for determining violations of
the Act....[T]he Act is concerned with the dilution of minority
participation and not the difficulty of minority victory.
utts at 149.
See, e.qg., Allen v. State Board of Education, 393 U.S. 544
(1969) i Chisom, 839 F.2d at 1059.
The majority’s reliance on Dillard Vv. Crenshaw County, 831
F.2d 246 (11th Cir. 1987), is misplaced. The majority cites this
case as an example of a court analyzing the functions performed
by an official to determine if the position is a single-member
office. The issue in Dillard, however, was not the threshold
question of whether Section 2 applied to the office under
consideration, but, rather, whether a proposed Section 2 remedy
was adequate.
+»
for mayor, city council president and comptroller. In each of
these elections, only one person would be elected to serve in
each capacity; there would not, for example, be two comptrollers
serving that geographic area. I cannot join in contorting the
reasoning of Butts to a situation where several positions, albeit
similar, are elected by and from the same voting body to serve
the same geographic area.®
In concluding that Texas district court judges are single
member office holders, the majority places significant reliance
on its determination that the "full authority of a trial judge’s
office is exercised exclusively by one individual." Majority
Opinion at 39. This conclusion seems contrary to the majority’s
summation of the judicial system in Texas. For example,
administrative matters are handled through a collegial decision-
making process by the district judges within the county. Such
matters include the election of a local administrative judge, the
appointment of staff and support personnel, the adoption of local
rules of administration, the adoption of local rules and the
8 In its brief to this Court, the State notes that the
reasoning of Butts has been extended to judicial elections.
United States v. Dallas County Commission, 850 F.2d 1430 (llth
Cir. 1988), cert. denied, 109 S. Ct. 1768 (1989). In Dallas
County Comm’n, the Eleventh Circuit held that the at-large
election of the probate judge position in question was
permissible under the Voting Rights Act. While the cited case
bolsters the proposition that the Voting Rights Act does apply to
the judiciary, it does not aid the defendants in arguing that the
reasoning of Butts should be applied to the situation in the
instant case. Unlike the situation currently before us, in which
there are a number of judgeships in the relevant area, the
Eleventh Circuit was reviewing an electoral scheme in which only
one probate judge was to be elected from the relevant geographic
area.
exercise of supervisory authority over the clerk’s office. See
Tex. Govt. Code Ann. § 74.091 et seq. (Vernon 1988). In
addition, the judges are charged with the responsibility of
appointing a county auditor. Id. § 84.001 et seq. Looking to
the county’s caseload, the authority of resolving those
controversies is shared by all. In Harris County, for example,
fifty-nine district judges have overlapping authority to handle
the heavy caseload of the district. Similarly, jury selection,
case assignment, and record retention are handled on a county-
wide basis. Furthermore, as the majority notes, "cases can be
freely transferred between judges and ... any judge can work on
any part of a case including preliminary matters." Majority
Opinion at 27. One district judge may, therefore, find his or
her hands tied -- or greatly assisted -- by an earlier order
imposed by another court located in the county. Tex. R. Civ.
Pro. 330(h). In light of this overlapping authority and
responsibility, it seems somewhat incongruous to suggest that
district court judges do in fact exercise "full" authority over
the office.’
9 straining to encompass Texas trial judges within the Butts
exception the majority focuses on cases after they have been
assigned to an individual judge, and concludes that each judge
decides each case individually without input from other district
judges. This factor, concludes the majority, classifies a trial
judge as a "single-member" office holder, thus rendering a vote
dilution claim completely inapplicable to the at-large election
of these officials.
The majority is not even consistent in its argument. In the
opinion’s penultimate paragraph, for example, the majority admits
that an "amelioration of ... dilution of minority interests"
might be possible by redistricting. Majority Opinion at 38. The
majority concludes, however, that this potential improvement is
outweighed by state interests in maintaining an at-large scheme.
The majority also suggests that other voting structures, such as
Regardless of the ultimate conclusion on that issue, an
analysis of the asserted independent nature of Texas district
court judges is not, in my view, the proper recipient of this
Court’s focus. Whether the office-holder wields his power in an
individual or collegial manner is simply not the relevant
inquiry. The single office-holder exception should not be
construed so as to require an examination of whether each trial
judge truly exercises his or her official duties independent of -
- or in conjunction with -- the other judges. Rather, the single
office exception is a common sense approach to the fact that an
electoral scheme for election of only one official with unique
responsibilities cannot be subdivided. Butts was not based on a
"collegial decisionmaking" rationale, nor was this concept even
discussed. The Butts exception is premised simply on the number
of officials being elected and the impediment to subdividing a
single position so that minority voters have the opportunity to
elect a "share". Unlike the election for mayor or comptroller in
Butts, the instant case is concerned with the election, within
discrete geographic areas, of a number of officials with similar,
and in most instances identical, functions.
One court has already specifically addressed the problem
with which we are faced. In Southern Christian Leadership
majority vote requirements, anti-single shot voting provisions,
or numbered posts might be challenged and adjusted. Obviously,
voting structures such as numbered posts do not logically apply
to a single office position. Where significant racial
polarization of voting exists, these structures operate in
conjunction with at-large multi-seat elections to dilute minority
votes.
conference Vv. Siegelman, 714 F. Supp. 511 (M.D. Ala. 1989), the
court rejected the application of Butts to the election of
several trial judges from a single county. 10
In effect, the at-large boundaries [in Butts]
coincide with the only "district" boundaries possible;
because there is only one position to be filled, it
becomes impossible to split up the jurisdiction any
smaller. The concept of vote dilution is effectively
rendered meaningless and such offices are inappropriate
for section 2 vote dilution challenges. There is no
such rationale, however, for not applying section 2 to
elected positions merely because "the full authority of
that office is exercised exclusively by one
individual," as the defendants would have this court
do.
Siegelman at 519-20 (footnotes omitted).
The approach in Siegelman is consistent with the Supreme
Court’s analysis in Thornburg v. Gingles, 478 U.S. 30 (1986). In
Gingles, the Supreme Court stated that a threshold inquiry in a
claim that an at-large election system dilutes minority voting
strength is whether there is evidence that the minority group is
sufficiently large and geographically compact to constitute a
majority in a single-member district. "The single-member
district is generally the appropriate standard against which to
measure minority group potential to elect because it is the
smallest political unit from which representatives are elected."
Id. at 40. n.17. Proof of.this geographically compact minority
population essentially isolates the at-large electoral structure
10 The siegelman court concluded, and I agree, that the
courts in both Butts and Dallas County Comm’n implicitly utilized
the term "single-member office" to refer "to a situation where
under no circumstances will there ever be more than one such
position in a particular geographic voting area." Siegelman at
518.
- 10 =-
® »
as the feature which has the potential to deny the minority fair
electoral access. The maintenance of an at-large election scheme
is not dilutive, however, where the electoral scheme in the
relevant jurisdiction is not divisible because the office is held
by only one person. il
11 The approach set forth in this dissent is not novel. As
the majority concedes, several courts have found Section 2
violations in cases arising from similar factual situations. For
example, in Clark v. Edwards, 725 F. Supp. 285 (M.D. La. 1988),
the district court assumed that districts with more than one
judicial position were properly characterized as multi-member
districts. Similarly, in Haith v. Martin, the district court
concluded that because North Carolina Superior Court judgeships
are "designated seats in multi-member districts, ... they are
subject to section 5 preclearance requirements." 618 F. Supp.
410. Quoting the language of Section 2, the Haith court stated
that "the Act applies to all voting without any limitation as to
who, or what, is the object of the vote." Id. at 413. See also
Martin v. Allain, 658 F. Supp. 1183 (S.D. Miss. 1987); Williams
v. State Board of Elections, 696 F. Supp. 1563 (N.D. I11. 1988).
The majority, noting that Haith’s focus was preclearance under
Section 5 and not the merits of a vote dilution claim under
Section 2, discounts this reference to the designation of trial
judges as part of a multi-member body.
While urging that Haith is irrelevant to the instant case
because it involves Section 5 preclearance, the majority notes
that there is no reason to distinguish between Section 5 and
Section 2 with "respect to their applicability to judicial
elections." Majority Opinion at 22. The majority’s conclusion
is based on the realization that
[t]o hold otherwise would lead to the incongruous result that if
a jurisdiction had a discriminatory voting procedure in place
with respect to judicial elections it could not be challenged,
put if the state sought to introduce that very procedure as a
change from existing procedures, it would be subject to Section 5
preclearance and could not be implemented.
Id. Yet even as the majority acknowledges the interlocking
nature of Section 2 and Section 5, it exempts from its reasoning
those judges who do not act collegially. The majority is
attempting to maneuver a judicial tightrope; I find the
majority’s approach strained, at best, and at worst internally
inconsistent. I am unable to concur in this reasoning.
- 11 -
@ ®
Applying this reasoning, I would adopt the Siegelman
court’s definition of single member office:
The true hallmark of a single-member office is
that only one position is being filled for an entire
geographic area, and the jurisdiction can therefore be
divided no smaller. While mayors and sheriffs do
indeed "hold single-person offices in Alabama," they do
so because there is only one such position for the
entire geographic area in which they run for election.
... [Wlhat is important is how many positions there are
in the voting jurisdiction. It is irrelevant, in
ascertaining the potential existence of vote-dilution,
that these officials happen to exercise the full
authority of their offices alone.
siegelman, 714 F. Supp. at 518 n.19 (emphasis original).
The Voting Rights Act is violated where the challenged
system has the effect of discouraging equal participation in the
electoral process and of lessening the chance of minority voters
to elect representatives of their choice. Where several
officials, performing the same job, are elected at-large from one
geographic area, the potential for vote dilution is no less
tangible simply because each official acts independently of the
others. As the court in Siegelman stated, I can “discern no
rational reason why the concept of vote dilution cannot, or
should not, apply to elected members of the judiciary simply
because judges exercise their authority in solitude."12 Id.at
520.
12 The majority asserts that the essential right secured to
minorities under Section 2 is the right to have "their
interests...represented in governmental decisions." Majority
Opinion at 38. The majority states that the goal of electing
minority judges is "so that minorities’ views and concerns are
considered by the judges who decide important issues in their
lives." Id. at 35.
By characterizing the goal of Section 2 in this fashion, the
majority opinion lays the foundation for its argument that
-12 =
subdistricting multi-seat counties would create a perverse result
by lessening "minority influence" over the decisions reached in
lawsuits. The majority is concerned that under a system such as
that set out in the district court’s interim plan, there is a
high probability that a minority voter appearing in court will
have his or her case heard by a judge which he or she had no hand
in electing. Majority Opinion at 34-37. The majority notes that
under the district court’s interim plan, for example, a minority
litigant has "a 98.3% chance of appearing before a judge in whose
election he had not been able to vote." Id. at 36. These
statistics are meaningful, however, only if one accepts the
unstated premise that Texas district judges decide cases
according to the way their constituency would like them to
decide, rather than according to what the law requires. If this
were the case, then it should be noted that even under the
existing system it is highly probable that a case will be heard
outside the county in which a voter lives. In such a case, at
least one -- and probably both =-- of the parties will be
appearing before a judge who was elected by a population which
does not include that party.
The majority’s discussion approaches the problem from the
wrong direction; quite simply, the focus should be on the rights
of the voter, not the litigant. The essential inquiry is whether
the minority vote is being diluted -- whether minority citizens
have an equal chance of electing candidates of their choice. As
the majority acknowledges, the standard is whether the political
processes are equally open to participation. The focus of both
the 1982 legislative history of the Act and Gingles is on
electoral opportunities and success.
It is true that one of the Senate Report factors that may be
probative in a vote dilution case to establish a Section 2(b)
violation is "whether there is a significant lack of
responsiveness on the part of elected officials to the
particularized needs of the members of the minority group." SS.
Rep. at 29. However, the Senate Report emphasizes that
"[u]nresponsiveness is not an essential part of plaintiff’s
case." Id. at n.116. In fact, in Clark v. Edwards, 725 F. Supp.
285 (M.D. La. 1988), a case involving a vote dilution challenge
to the use of multi-member districts and at-large voting to elect
Louisiana district court, family court, and court of appeals
judges, the district court remarked that the element of
responsive representation simply is not a consideration in a
judicial election case:
The Senate Report...also suggested that lack of
responsiveness on the part of elected officials to the
particularized need of the members of the minority group
might be a factor in some cases. ... That obviously is not a
factor in this case since the only response which a member
of the judiciary may make is to rule on all matters fairly
- 13 =
To focus primarily on the function of the official when
analyzing a Voting Rights Act claim is to ignore the essential
inquiry of the Act: has the fundamental right of minorities to
vote for candidates of their choice been violated by the dilution
of minority voting strength? A fair reading of Section 2 gives
no indication that a reviewing court should concentrate on
whether the election is for a mayor, an alderman, a legislator, a
judge or any other kind of elected official.l3 Rather, the
and impartially, without favoring or being prejudiced
against any group.
ad. at 301.
The right of minorities to an equal opportunity to
elect the candidates of their choice, presumably minority
candidates, encompasses more far-reaching effects than the
ability to take part in the decisionmaking processes of self-
government. Despite the progress achieved under federal and
state civil rights statutes, minorities in this country are not
yet free of the lingering legacy of racial discrimination in
areas such as employment and education. Black and Hispanic
judges serve as role models for other minority group members, who
may not have envisioned a legal or judicial career as any sort of
a real possibility in the past. In addition, minority electoral
victories encourage other minority members to participate in the
political process by voting and by running for office.
Persistent minority defeat, on the other hand, leads to voter
apathy and a feeling of exclusion from the opportunity to join in
the process of self-government.
13 Section 2, as amended in 1982, now provides:
(a) No voting qualification or prerequisite to voting or
standard practice, or procedure shall be imposed or applied by
any State or political subdivision in a manner which results in a
denial or abridgement of the right of any citizen of the United
States to vote on account of race or color, or in contravention
of the guarantees set forth in section 1973b(f) (2) of this title,
as provided in subsection (b) of this section.
(b) A violation of subsection (a) established if, based on
the totality of circumstances, it is shown that the political
processes leading to nomination or election in the State or
political subdivision are not equally open to participation by
members of a class of citizens protected by subsection (a) of
this section in that its members have less opportunity than other
- 14 =~
entire focus is on the minority voter and whether that voter has
been allowed the opportunity to participate in the democratic
process which has been designed to shape and mold our nation. As
this Court stressed in Chisom,
[n]owhere in the language of Section 2 nor in the
legislative history does Congress condition the
applicability of Section 2 on the function performed by
an elected official. ... Once a post is open to the
electorate, and if it is shown that the context of that
election creates a discriminatory but corrigible
election practice, it must be open in a way that allows
racial groups to participate equally.
chisom at 1060 (citing Dillard, 831 F.2d 246).
The instant case reveals an electoral scheme which is
discriminatory but corrigible," through the use of subdistricts.
Each county elects three to fifty-nine district court judges. In
each county, all have the same authority and exercise the same
responsibility. With the exception of specialty courts, all
judgeships are essentially fungible; within each specialty, the
judgeships are also clearly interchangeable. Section 2 requires
that once correctable vote dilution has been established, it must
be eradicated by the implementation of a plan which will
"completely remedy" 14 the violation by "fully provid[ing an]
equal opportunity for minority citizens to participate and to
members of the electorate to participate in the political process
and to elect representatives of their choice. The extent to
which members of a protected class have been elected to office in
the State or political subdivision is one circumstance which may
be considered: Provided, That nothing in this section
establishes a right to have members of a protected class elected
in numbers equal to their proportion in the population.
42 U.8.C. § 1973.
14 pj11ard, 831 F.2d at 252.
- 15 =
elect candidates of their choice." Senate Report Accompanying
1982 Amendments to Section 2, at 31.
II.
In Gingles, the Supreme Court reaffirmed the totality of the
circumstances approach to examining a vote dilution claim. This
Court has set out guidelines for evaluating the totality of the
circumstances in such a claim. In Zimmer v. McKeithen, 485 F.2d
1297 (5th Cir. 1973) (en banc), aff’d sub nom. East Carroll
Parish School Board v. Marshall, 424 U.S. 636 (1976) (per
curiam), this Court set forth a non-exclusive list of factors to
be examined when applying the totality of the circumstances test.
The factors, derived from the Senate Judiciary Committee Report
accompanying the 1982 amendments to the Voting Rights Act,
include (1) the history of discrimination in the state; (2) the
extent to which voting is polarized by race; (3) the existence of
practices or procedures which enhance the opportunity for
discrimination; (4) whether minority groups have been denied
access to a candidate slating process; (5) the existence and
extent of any socio-political vestiges of discrimination; (6)
whether political races are characterized by overt or covert
racial appeals; and (7) the extent to which minority groups have
been elected in the jurisdiction. In addition, the legislative
history of the Act instructs that an inquiry into the
responsiveness of the elected officials to minority needs and
whether the state’s asserted reasons for maintaining the existing
system are tenuous may provide additional insight.
The Supreme Court in Gingles examined the totality of the
circumstances to evaluate the North Carolina electoral scheme.
In doing so, the Court noted that "[t]hese factors were derived
from the analytical framework of White v. Regester ... as refined
and developed by the lower courts, in particular by the Fifth
Circuit in Zimmer....” Gingles at 36 n.4 (citations omitted).
The Supreme Court went further than the mere application of the
totality test, however, and set forth a three-part foundation for
proving a Section 2 vote dilution claim. The minority group must
demonstrate first that it is sufficiently large and
geographically compact to constitute a majority in a single-
member district; second, that the minority is politically
cohesive; and third, that the majority votes sufficiently as a
bloc to usually defeat the minority’s preferred candidate.
Gingles at 50-51. Unless these threshold factors are
established, "the use of multimember districts generally will not
impede the ability of minority voters to elect representatives of
their choice." Id. at 48. Once the plaintiffs have satisfied
the threshold requirements, the district court proceeds to the
totality of the circumstances inquiry.
The majority’s holding that there cannot be a violation of
Section 2(b) in the instant case extinguished the need to address
the merits of the case.l® However, without addressing the
15 In holding that the current at-large scheme for electing
Texas district court judges violates Section 2, the district
court made various factual findings regarding the Gingles
threshold factors as well as the Senate Report, or Zimmer,
factors. It is noted that the majority never reaches the
district court’s treatment of the vote dilution factors, however,
based on its per se exclusion of at-large elections for trial
- 17 =
ps a
existence, vel non, of the threshold Gingles factors, the
majority indicates it would nonetheless conclude that no Section
5 violation has been established because "the state’s powerful
interest in its structural arrangement of individual trial judges
outweighs the potential amelioration of any dilution of minority
interests achievable by districting." Majority Opinion at 38. A
reading of the majority opinion provides no insight into whether
the majority would consider the state’s interest to be a
threshold factor in parity with the Gingles factors, or whether
the state’s interest is more properly considered later during an
overall examination of the totality of the circumstances. For
the reasons stated below, I consider an examination of the
State’s interest to be a factor which should be weighed by a
court applying the totality test only after existence of the
threshold Gingles factors has been determined. I am further
convinced that, whether treated as a threshold factor or in the
context of the totality test, the state in the instant case has
not articulated so compelling an interest in retaining the
existing electoral scheme that the dilution of minority votes
should go unremedied.1®
A.
judges from the scope of Section 2(b). For purposes of this
dissent, I need not now decide if the district court correctly
determined these factual issues. I do note, however, that the
trial record is replete with evidence of an inescapable reality:
minorities in the challenged Texas districts are seldom ever able
to elect minority candidates to any of the at-large district
court judge positions available in the districts.
16 1 express no opinion as to whether or not such a
situation may ever be demonstrated.
- 18 =
. *
The defendants argue that elections for trial judges present
strong state interests for retaining an at-large election system.
Even if this contention has merit, the State’s asserted interests
are relevant only to the inquiries of whether plaintiffs have
proven a Section 2 violation under the totality of the
circumstances and, if so, what remedy would be most appropriate
to alleviate the dilution of minority voting strength, while
intruding on state interests only to the extent necessary to
accomplish the task.
By its own terms, Section 2 requires an assessment of the
"totality of the circumstances" presented in the record. Courts
applying the totality test are guided by Gingles'’ articulation of
the relevant factors. When assessing the point at which a
state’s articulated interest in retaining the current at-large
scheme should be considered, the Supreme Court’s acknowledgment
that the Senate factors are secondary considerations, behind the
three-part Gingles test, is of particular relevance.
Specifically, the Supreme Court noted that, while the Senate
Report factors "may be relevant to a claim of vote dilution
through submergence in multimember districts, unless there is a
conjunction of the [three threshold factors], the use of
multimember districts generally will not impede the ability of
minority voters to elect representatives of their choice."
Gingles at 48. From this language, it is apparent that the
Supreme Court has articulated a legal test for vote dilution
claims which anticipates a threshold showing of only geographical
compactness, political cohesion, and white bloc voting.
- 19 =
J
The conclusion that the state’s interest is properly
considered in the second phase of the Gingles analysis is
bolstered by the Senate Report’s indication that the list "of
typical factors is neither comprehensive nor exclusive. While
the enumerated factors will often be pertinent to certain types
of § 2 violations, particularly to vote dilution claims, other
factors may also be relevant and may be considered." Gingles at
45 (footnote omitted). The Report stresses that no particular
factors need be proved and neither the existence nor the non-
existence of a majority of factors dictate the outcome. Rather,
the determination of whether the political processes are equally
open depends on an evaluation of the relevant political process.
It is during this examination of the jurisdiction’s political
process that a state’s interest in retaining the existing system
is particularly relevant.l’
17 when weighing a state’s claim that it has a compelling
interest in retaining the existing at-large system, courts should
keep in mind the common sense notion that the role of judges
differs from that of legislative and executive officials. Since
it is not the role of judges to "represent" their constituents,
an examination of the "responsiveness" of the elected official to
minority concerns is clearly irrelevant. The Senate Report has
specifically indicated that unresponsiveness is not an essential
part of a plaintiff’s claim. S. Rep. at 29, n. 119.
Alternatively, a state may be able to demonstrate that the
continued use of an at-large district insures a fair and
impartial judiciary because judges are elected from all of the
people. The state may conclude that judges should be discouraged
from thinking of themselves as representing the interests of a
particular jurisdiction. While the interests of fairness and
impartiality exist at all levels of the state judicial system,
their weight lessens as they are applied to lower courts. Once a
state decides to elect judges from areas smaller than the entire
state, it has made a decision to permit the appearance that lower
court judges are accountable to only part of the electorate.
Consequently, closer scrutiny may be given to the state’s choice
of an electoral scheme.
- 30 -
FY Py
Congress most certainly did not intend to frustrate the
important state interest in a fair and impartial judiciary; at
the same time, however, Congress explicitly expressed the
affirmative intent to replace unlawfully dilutive electoral
systems with ones in which minorities would have a full and fair
opportunity to participate. In enacting Section 2(b) of the
Voting Rights Act in 1982, it is clear that Congress was
continuing the struggle to make the Act responsive to the needs
and aspirations of the nation -- to make absolutely certain that
the fundamental right of minorities to vote for candidates of
their choice was not abridged.
For these reasons, a court should first proceed to determine
whether the Gingles three-part test has been met; it should then
proceed to consider, under the "totality of the circumstances,"
other relevant factors, 18 including the state interest in
maintaining an at-large election system, to determine whether, on
balance, the plaintiffs have proved a Section 2 violation.1?
18 por example, one of the two "[a]dditional factors that in
some cases have had probative value" in the Senate Report’s
illustrative list of totality of the circumstances factors is
"whether the policy underlying the state or political
subdivision’s use of such voting qualification, prerequisite to
voting, or standard, practice or procedure is tenuous." S. Rep.
No. 417, 97th Cong., 24 Sess. 29, reprinted in 1982 U.S. Code
Cong. & Admin. News 177, 207. In the proceedings below, the
district court considered this factor at the appropriate peint --
during a trial on the merits. The district court was not
persuaded by defendants’ defense that at-large elections served a
critical state interest. The court determined that "(wlhile the
Court does not find that the present system is maintained on a
tenuous basis as a pretext for discrimination, the Court is not
persuaded that the reasons offered for its continuation are
compelling." District Court Opinion at 77.
19 Because of my view that the State has not articulated a
substantial interest in retaining the existing at-large system of
- 3] =
* BY
B.
In the instant case, the State has not emphasized the
interests discussed above as justification for its dilutive
electoral system. The State instead focused on the argument,
already addressed, that Texas district court judges are single-
person offices not subject to the dilution test. The State’s
interests which were asserted at trial include (1) ensuring
popular accountability by making judges’ jurisdiction coterminous
with the electoral boundaries; (2) avoiding bias caused by small
electoral districts; and (3) administrative advantages of at-
large elections, including the use of specialized courts. The
majority would accept the existence of these interests and afford
them controlling weight:
In embracing the single official concept, we
express the judgment that the state’s powerful interest
in its structural arrangement of individual trial
judges outweighs the potential amelioration of any
dilution of minority interests achievable by
districting. This is particularly true here, where ...
electing district judges, I do not address the question of how
much weight this factor should be afforded. As the Supreme Court
has indicated, "recognizing that some Senate Report factors are
more important to multimember district vote dilution claims than
others ... effectuates the intent of Congress." Gingles at 49
n.l1s. I do, however, indicate my firm belief that, under no
circumstances, should the State’s interest outweigh the following
factors: the extent to which minority group members have been
elected to office in the jurisdiction and the extent to which
voting in the elections of the jurisdiction has been racially
polarized. This belief is based on my acknowledgement of the
Supreme Court’s indication that "[u]nder a ’ functional’ view of
the political process mandated by § 2 ... the most important
Senate Report factors bearing on § 2 challenges to multimember
districts are [these factors.]" Id. Additionally, placing
greater weight on the factors which examine minority success at
the polls and racial voting patterns furthers the purpose of the
Act to "correct an active history of discrimination ...[and] deal
with the accumulation of discrimination." S. Rep. at 5.
-3 =
+ »
the subdistricting remedy is at best problematic, and
is likely perverse. The state’s interests include
avoiding the fact and appearance of biased
decisionmaking, preserving the core attribute of the
trial judge -- unshared and non-delegable judgment.
Majority Opinion at 38. I do not agree that the articulated
state interest is sufficient to outweigh those factors
demonstrating the existence of vote dilution.
Accountability: The State has advanced the argument that
at-large elections provide greater accountability of the judge to
county voters. Consequently, as the Chief Justice of the Texas
Supreme Court testified, judges are "accountable to those people
who can be hailed [sic] into their court," because people who
feel they have been wronged by a particular judge may vote
against that judge in the next election.
In the instant case accountability is not a compelling
enough reason to justify maintaining the current dilutive system.
The argument that judges must remain "accountable" to potential
litigants in their courts pales in light of the current Texas
venue rules, which frequently result in an out of county resident
appearing before a judge for whom the litigant cast a vote
neither for nor against. Similarly, parties can agree to give a
county court venue over a case not arising in the county. Nipper
v. U-Haul Co., 516 S.W.2d 467 (Tex. Civ. App. --= Beaumont 1974).
There are other occasions when a party may appear before a
judge elected by the residents of another county. For example,
district court judges are frequently called into other counties
to help with docket control. Despite the fact that the county’s
residents have no recourse against this out-of-county judge at
- 23 =
® »
the ballot box, Texas courts have upheld the constitutionality of
this practice. See, e.g., Reed v. State, 500 S.W.2d 137 (Tex.
Crim. App. 1973). Nor is the practice of electing judges from
subdistricts without precedent in the state. Texas Justice of
the Peace courts, lower level trial courts, are elected from sub-
county precincts while having jurisdiction over the entire
county. 2°
Accountability may in fact provide one of the rationales for
having an elected judiciary; in the instant case, however, the
State has not explained why accountability is an important
interest under the existing system. Judges will still be
accountable to the electorate even if they are elected from areas
smaller than the county. Furthermore, there is no indication
that the theory of judicial accountability has worked in practice
in the state. As witnesses for the defendants noted, judicial
campaigns seldom addressed the judicial performance of the
particular candidates. More commonly, voters cast their ballots
on the basis of race, party affiliation, name recognition or
other factors unrelated to judicial performance.
20 15 Martin v. Allain, 658 F. Supp. 1183, 1195-96 (S.D. Miss.
1987), the court adopted a single-member district remedy for some
Mississippi trial judges who were elected at-large in racially
dilutive elections, after finding that Mississippi already
elected some other judges from areas smaller than the court’s
jurisdiction. The court there stated:
Although the state has adopted the policy of the post
system of electing judges in multi-member judicial districts
above the justice court level, it long ago adopted the
policy of single-member electoral districts for justice
court judges. The state also has the policy of judges
deciding cases which may originate outside their election
districts.
- 04 -
Lg ¢
There seems to be no basis in fact for the State’s
contention that county-wide accountability is important to the
proper selection of district judges, or that ensuring a measure
of electoral accountability is significantly defeated by dividing
the county into electoral districts. The State’s asserted
interest in assuring that litigants have the opportunity to
respond at the ballot box to judges before whom they have
appeared seems more academic than real.
A Fair and Impartial Judiciary: Both the State and
intervenors put on witnesses who testified that the creation of
subdistricts was inadvisable because it could lead to perceptions
of judicial bias and undue influence by special interests.
Specifically, the witnesses testified that judges elected from
smaller districts would be more susceptible to undue influence by
organized crime or to pressure by other political sources
including special interest groups.
This concern that a judge elected from a small electorate is
. more susceptible to improper pressure, however, has not stopped
Texas from creating judgeships in some counties with relatively
small populations. Texas has 362 district courts. Of these, a
significant number are elected from areas of less than 100,000
people; in a number of areas, as few as 24,000 to 50,000 people
constitute the relevant electorate. Even if Harris County (with
a population of 2.5 million people) was divided into fifty-nine
subdistricts (the number of district courts of general and
special jurisdiction), each district would contain approximately
- 25 =
3 »
41,000 people.2l If Dallas County were divided into thirty-seven
subdistricts, each subdistrict would have approximately 42,000
people. Consequently, the asserted State concern with the size
of the electorate is of questionable import.
Furthermore, Texas law does not reflect the witnesses’ fear
that subcounty districts are inconsistent with the existence of a
fair and impartial judiciary. Notably, the Texas Constitution
does not even require the county-wide election of the district
judges at issue here, but permits the voters to decide to elect
them from subdistricts. See Tex. Const. Art. 5, § 7a(i) (Vernon
1990). Justices of the Peace are already elected from areas
smaller than a county; in a very extended number of counties,
these districts contain smaller populations than the hypothetical
subdistricts of Dallas and Harris counties discussed above. For
example, the Texas Constitution permits counties with as few as
18,000 people to be divided into four justice of the peace
precincts. Tex. Const. Art. 5, § 18(a) (Vernon 1990).
Considering the precedent within the state for the creation
of judicial subdistricts, the size of the potential subdistricts,
and the lack of any real indication that perceived impropriety
would result, 22 I cannot agree that this asserted interest should
be afforded substantial weight.
2lrhis is not meant to suggest, however, that this many
subdistricts are required. If fewer subdistricts are utilized,
each subdistrict will, of course, have a greater population.
It is also notable that one judge, an intervenor in the
instant case, testified that he was not aware of any allegations
of unfairness or suggestions that white litigants were not
treated fairly by minority judges elected from subcounty Justice
of the Peace precincts.
- 26 =
* #»
Administrative Advantages: The State has cited to the
administrative advantages of the present system, including the
county-wide retention of records, the random assignment of cases
to judges within the county which aids docket control and county-
wide jury empaneling. There is no reason why an electoral scheme
utilizing subdistricts cannot retain each and all of these
administrative features; any remedy imposed in this case need not
require that a judge elected from a subcounty area have
jurisdiction only over that area. In fact, the interim plan
fashioned by the district court specifically retained these
administrative features. Furthermore, even if retention of
certain administrative conveniences were not possible under a
remedial scheme, that fact cannot justify the continuation of an
otherwise racially dilutive electoral process. See Westwego
citizens for Better Gov’t v. Westwego, 872 F.2d 1201 (5th Cir.
1989). :
The majority opinion seems to place great weight on the
interest of the State in retaining the system of "specialty"
courts. I am unable to conceive why a remedy would be unable to
accommodate this interest in retaining these courts of
23 Most counties which utilize the specialized jurisdiction.
administrative convenience of specialty courts have several of
each court; consequently, a remedy can be formulated which
23 It should be noted that the Texas Constitution limits the
State’s interest in establishing specialty courts; the state
supreme court has ruled that the legislature may not disturb
state courts’ jurisdiction.
¢ »
retains the use of such courts.24 It cannot be gainsaid that the
State has almost unlimited flexibility to devise a remedial plan
which retains specialty courts and other important government
interests as much as possible while eradicating the dilution of
minority voting strength. It is my firm belief that the history,
the intent, the text and spirit of the Voting Rights Act in
general and Section 2 in particular mandates the implementation
of just such a remedial electoral scheme.
Summary: Taken together, the State’s articulation of its
interest in retaining the current system seems impotent when
compared to the clear purpose of the Voting Rights Act. The
State has not shown an inalterable policy of not subdividing
districts, nor has it shown that judges will be less accountable
to the electorate when elected from a smaller unit. Further,
there is no indication that any impropriety, real or perceived,
on the part of judges elected from smaller units will in fact
occur; this is especially true in light of the size of some
electoral units already in existence. Finally, while the State
may indeed have a legitimate interest in retaining specialty
courts, the State has failed to demonstrate why that interest
cannot be effectuated in an electoral scheme which does not
dilute minority voting strength. While it may indeed be
possible that a case will someday come before a court in which a
24 pgecause the district court, in its interim plan, indicated
the belief that a remedy could be created which allows the
substantial use of the Texas system of specialty courts, District
Court Order at 7, I express no view on whether or not a state’s
interest would be substantially stronger if such a remedy could
not be devised.
_
state can articulate such an interest in retaining the current
system so as to tip the balance when weighing the totality of the
circumstances, I am convinced that this is not that case.
III.
Although there is not room to fully address the district
court’s opinion on the merits, I feel it is necessary to indicate
that I would not affirm the remedial portion of the district
court’s order in toto. Specifically, I am constrained to
conclude that the district court acted beyond the scope of its
remedial powers by ordering that judicial elections be
nonpartisan.
A district court, in fashioning a remedy under the Voting
Rights Act or the Constitution, must not reject state policy
choices any more than necessary to correct the specific violation
involved. See White v. Weiser, 412 U.S. 783, 93 S. Ct. 2348, 37
L. Ed. 2d 335 (1973): Whitcomb v. Chavis, 403 U.S. 124, 91 S. Ct.
1858, 29 L. BEA, 24 383 (197)]). Interim plans are not exempt from
the requirement of due deference to state policy. In fact,
because reapportionment is primarily a matter for legislative
consideration, 2° the doctrine of judicial deference to state
interests is especially strong when a court orders a temporary Or
interim plan. Upham v. Seamon, 456 U.S. 37, 102 S. Ct. 1518, 71
L. Ed. 2d 725 (1982). As this Court stated in Chisom v. Roemer,
853 F.2d 1186, 1189 (5th Cir.), rehearing denied, 857 F.2d 1473
(1988):
25. connor Vv. Finch, 431 U.S. 407, 97 8, Ct. 1828, 52° L. BEd. 24
465 (1977).
¢ W
a federal court should jealously guard and sparingly
use its awesome power to ignore or brush aside long-
standing state constitutional provisions, statutes, and
practices. There can be no doubt that...federal courts
do and indeed must have this authority in our unique
form of government. It is the use of this power that
must be maintained in the balance, a balance which is
more delicate than usual when a state’s judicial
process is involved.
The district court’s order fails to defer to a political
choice of the State of Texas, a choice which was not even
challenged by the plaintiffs in the instant case. The district
court gave no explanation for rejecting the system of partisan
elections. No evidentiary hearing was held on the issue, and no
factual findings were made. The equity powers of the district
court neither encompass nor justify the district court’s actions;
the district court should have deferred to the state’s policy
choice for partisan elections as expressed in its statutory
scheme.
IV.
In sum, I cannot concur in the majority’s opinion in the
instant case. "The Voting Rights Act was designed by Congress to
banish the blight of racial discrimination in voting, which has
infected the electoral process in parts of our country for nearly
n26 1 stand strong in the belief that the majority has
a century.
chosen the wrong lens with which to examine this particular
specimen of vote dilution. The majority has looked to the
function of the elected official, and the duties and powers of
that official once in office, to conclude that, because trial
judges act independently, at-large elections cannot result in
26 gouth Carolina v. Katzenbach, 383 U.S. 301, 308, 86 S.Ct.
803, 808, 15 L.Ed.2d 769 (1966).
- 30 =
| k 4
minority vote dilution. Again, there is no support in the words
of the Act itself, in Chisom, in the legislative history of
Section 2, nor in logic for the majority’s embrace of this
result-oriented distinction; neither the language nor the history
of the Voting Rights Act indicates that the Act is, in any way,
concerned with what names or positions are listed on the ballot.
Section 2(b) of the Voting Rights Act is concerned with the
rights of the minority voters casting their ballots for leaders
of their choice. The United States Congress, by enacting the
Voting Rights Act, has instructed that this and every other court
focus on the power and effect of each vote cast, and in making
sure that, because of submergence in white majority areas,
minorities are not denied an equal opportunity to effectively
participate in the democratic process.
I respectfully dissent.
- 31 -