Jones v. Virginia Brief of Plaintiff-In Error
Public Court Documents
September 30, 1969
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SUPREME COURT OF APPEALS OF VIRGINIA
At Richmond
Record No. 7191
ERNEST THOMAS JONES,
Plaintiff-in-Error,
v.
COMMONWEALTH OF VIRGINIA,
Defendant-in-Error.
BRIEF OF PLAINTIFF-IN-ERROR
S. W. TUCKER
HAROLD M. MARSH
HILL, TUCKER & MARSH
214 East Clay Street
Richmond, Virginia 23219
JACK GREENBERG
JAMES M. NABRIT, III
10 Columbus Circle, Suite 2030
New York, New York 10019
Counsel for. Plaintiff-in-Error
Page
Statement Of Material Proceedings . . . . 1
Statement Of The Facts . . . . . . . . . . 4
The Assignments Of Error . . . . . . . . 8
-The Question Presented . . . . . . . . . . 9
Argument . . . . . . . . . . . . . . . . 10
I. The Plaintiff-In-Error Was Not
A Part Of The Assembly . . . . . . 10
II. Uncontradicted And Unimpeached
Testimony Not Inherently
Incredible May Not Be
Arbitrarily Disregarded ........ 1,3
III. Citizens May Not Be Impelled To
Forego First Amendment Rights For
Fear Of Violating An Unclear Law . 16
A. Only One Definition Of
Unlawful Assembly Is
Challenged Here . ........ 16
B. The Constitutional Privilege
Transcends State Interest . . 19
C. The Statute Provides No
Standard For Ascertainment of
Forbidden Purpose . . . . . . 22
p. The Statute Is Vague . . . . . 23
IV. No Overt Act Justified Arrest . . . 25
V. Argument Was Improper . . . . . . 28
Conclusion . . . . . . . . . . . . . . . 31
Certificate . . . . . . . . . . . . . . . 33
Appendix (Richmond Ord. #68-79-44) . .App. 1
TABLE OF CONTENTS
TABLE OF CITATIONS
Cases
Page
Ashton Vo Kentucky, 384 U.S. 195,
86 S.Ct 1407, 16 L. ed 2d 469 . . . . 23,24
Baker v. Binder, 274 F. Supp. 658 . . . 25
Bateman v. Commonwealth, 183 Va8 253,
32 S.E. 2d 134 . . . . . . . . . . . 30
Cantwell v. Connecticut, 310 U.S. 296,
60 S.Ct. 900, 84 L. ed 2d 1213 . . . 24
Carmichael v. Allen, 267 F. Supp. 985. . 24,25
Cox v. Louisiana, 379 U.S. 536,
85 S. Ct. 453, 13 L. ed 2d 471 . . . 24
Devine v. Wood, 286 F. Supp. 102 . . . . 18
Edwards v. South Carolina, 372 U.S. 229,
83 S.Ct. 680, 9 L.ed 2d 697 . . . . . 24
Epperson & Carter v. DeJarnette, 164 Va.
482, 180 S.E, 412 . . . . . . . . . . 14
Gamble v. Commonwealth, 161 Va. 1024,
170S.E. 761. . . . . . . . . . . .. 11
Giacco v. Pennsylvania, 382 U.S. 399,
86 S.Ct. 518, 15 L. ed 2d 477 . . . . 23
Hague v. C.I.O., 307 U.S. 496, 59 S.Ct.
954, 83 L. ed 1423 . . . . . . . . . 19
Heard v, Rizzo, 281 F. Supp. 720 . . . . 17
Lanzetta v. New Jersey, 306 U.S. 451,
S.Ct. 618, 83 L. ed 888 . . . . . . . 23
Metropolitan L. Ins. Co. v. Botto,
153 Va. 468, 14 S.E. 625 . . . . . . . 14
McReynolds v. Commonwealth, 177 Va. 933,
15 S.E. 2d 70 . . . . . . . . . . . . 30
Page
Mullins Vo Commonwealth , 113 Va. 787,
75 S.E. 193 . . . . • ® ® • - . . . 30
Powers v. Commonwealth, 182 Va. 669 ,
30 S.E. 2d 22 . . • « •> ® ® . . . 11,12
Presley v. Commonwealth , 185 Va. 261,
38 S.E. 2d 476 . . 14
Rollins v, Shannon, 292 F . Supp. 580 . 18
Si,Ivey v. Johnston, 19 3 Va. 677,
70 S.E. 2d 280 „ . ® • . ® o . . , . 14
Smith v. Commonwealth, 192 Va. 453,
65 S.E. 2d 528 . . ® . . • ® ® 12
Spratley v. Commonwealth, 154 Va . 854,
152 S.E. 362 . . . 15
Terminiello v. Chicago, 337 U.S . 1,
69 S.Ct. 894, 93 L. ed 1131 . ® a ® 21,24
Thomas v. Danville, 207 Va. 656 ,
152 S.E. 265 . . . 20
Thompson v. Louisville, 362 U.S . 199,
80 S.Ct. 624, 4 L. ed 2d 654,
80 A.L.R. 2d 1355 » ® ® e • « o ® e 12,16
University Committee to End War in
Viet Nam v. Gunn, 289 F. Supp. 469 . * 20
Ware v Nichols, 266 F, Supp. 564 «, , 24
Other Authorities
U. S, Constitution, Amendment I . .2,3,8,26
U . S. Constitution, Amendment XIV
8,9,12,15-16,19,26
Acts of Va, Assembly, 1968, Ch. 460. . 27
Code of Virginia:
§18.1-87 . . . . . . . . . . . . . 22
§ 18 o1-227 . . . . . . . . . . . . . 25
§18.1-237 . . . . . . . . . . . . . 25
§18.1-254 . . . . . . . . . . . . . 13
§18.1-254.1(c) . . . . . . . . . . . 16
§18.1-254.4 . . . . . . . . . . . . 26
§18o1-254 o8 . . . . . . . . . . . . 26
Ordinance of City of Richmond #68-79-44
(April 7, 1968) . . . . . . . .12,27,29,App. 1
iv Page
Code of District of Columbia, §22-1107 25
IN THE
SUPREME COURT OF APPEALS OF VIRGINIA
At Richmond
Record No. 7191
ERNEST THOMAS JONES,
Plaintiff-in-Error,
v.
COMMONWEALTH OF VIRGINIA,
Defendant-in-Error.
BRIEF OF PLAINTIFF-IN-ERROR
STATEMENT OF THE MATERIAL PROCEEDINGS
IN THE LOWER COURT
Upon appeal from a Police Court conviction on
a warrant charging that the defendant did unlaw
fully be disorderly and did disturb the peace in
a riotous manner, the matter came on for trial
de novo in the Hustings Court and the warrant
was amended to charge that the defendant "did
unlawfully assemble without the authority of law
and for the purpose of disturbing the peace or
exciting public alarm or disorder,” to which
2
amended charge the defendant plead not guilty.
At the conclusion of the testimony for the
Commonwealth, the defendant moved to strike
the evidence (1) on the ground that the evi
dence was insufficient and (2) on the ground
that First Amendment freedoms are impermissi
bly invaded by that part of the Virginia
statute which is alleged to have been violated.
The motion was overruled and the defendant
excepted.
The defendant then introduced evidence show
ing that he was not at any time a part of the
group which the policemen had surrounded and
taken into custody for disorderly conduct.
Thereupon the defendant renewed his motion to
strike the evidence which motion was overruled
and exception was saved.
Exception was saved to the granting of instruc
tion number 2 by which the jurors were told that
the credibility of witnessess is a question
exclusively for the jury; the objection being
founded upon the circumstance that there was no
conflict in the evidence,
3
Exception was saved to instruction number 4
which stated the penalty for participating in
an assembly "without the authority of law and
for the purpose of disturbing the peace or
exciting public alarm or disorder; the suggested
necessity of "authority of law" for an assembly
being an impermissible impingement upon First
Amendment freedoms, and the proscribed purpose
of "disturbing the peace or exciting public
alarm or disorder" being too vague to meet con
stitutional requirements of due process.
Exception was saved to the denial of a motion
to declare a mistrial for argument of the Com
monwealth's Attorney that it is up to the jury
whether or not "groups of this sort" will be
allowed to run the city; the purpose and effect
of the argument having been to suggest to a jury
of white citizens, and without supporting evi
dence , that unless the defendant would be severely
punished, unruly groups of Negroes would take
over and run the city.
Exception was saved to the denial of the motion
4
to set aside the verdict of the jury on the
grounds previously urged.. The defendant was
sentenced in accordance with the verdict of
the jury,
A motion that execution of the sentence be
suspended to permit this application for a writ
of error was granted and such suspension was
duly extended, Notice of appeal and desig-
nation of the parts of the record to be printed
were filed on October 11, 1968, pursuant to
extension of time granted by this Court on
October 7, 1968,
STATEMENT OF THE FACTS
On April 8, 1968, police officers of the City
of Richmond were on special duty to contain or
control disturbances which followed the April 4
assassination of Dr0 Martin Luther King, Jr,,
in Memphis, Tennessee, Police Sergeant Conner
was one of two sergeants in charge of two squads
consisting of about eighteen Richmond police
officers, who left the vicinity of Ninth and
Marshall Streets in response to information that
a group was gathering at Adams and Broad Streets -
5
As the two squads of policemen, riding in a
school bus, proceeded westwardly on Broad-
Street and approached Third Street, Sergeant
Conner saw this group of persons on the north
side of Broad Street moving eastwardly,
approaching Second Street, The bus came to a
stop in the two hundred block of Broad Street
(between Third and Second Streets), As the
group under observation crossed Second Street,
the police officers left the bus. People in
the group were cursing loudly, screaming, shout
ing obscenities, darting in and out between the
automobiles and parking meters, and taking up
the entire sidewalk.
Sergeant Conner and the other two officers
who testified were a part of the squad which
formed a line across the sidewalk stopping the
eastwardly movement of the group under surveil
lance (R, 8, 24, 44, 50). State Troopers (none
of whom testified) moved in from the west and
assisted the city police in surrounding the
groupo Other officers were in the vicinity who
were not engaged in surrounding the disorderly
6
group and could have placed a bystander or
passerby in the circle (R, 17, 20).
Persons thus captured dropped several
pieces of bricks, sticks, several Coca-Cola
or Pepsi-CoXa bottles (R. 10) and two knives
(R. 31). One person managed to escape from
the surrounding policemen-. All others were
placed in vehicles and transported to the
police station. The three police officers
who testified admit that they first saw this
defendant at the lockup. (R. 10, 32, 47)
The defendant showed that at 8:00 P.M. or
shortly thereafter (R. 59, 81) he left his
home in South Richmond (R. 57) to see a Miss
Craddock at the YWCA on Chamberlayne Avenue
to get some days set for a drivers8 education
class he was to teach (R. 59); that he crossed
the Fourteenth Street Bridge, proceeded west-
wardly on Main Street' to Ninth, northwardly on
Ninth tc Broad and wastwardXy on Broad (R. 59-60)
with purpose of turning to the right.at Second
Street (R. 60-61).
?
As he was driving westwardly on Broad Street
he saw behind him the flashing red lights of
the police car. He pulled over to his rights
stopping his car in front of the building
numbered 306 East Broad Street and let the
police car and the bus in which police were
riding pass by (R. 60), He noticed that police
were Requiring west bound traffic to turn left,
at Third Street. Other cars had parked in
front of him and the occupants (all white) were
leaving their cars and walking to the two hun
dred block where some excitement was then tran
spiring (R. 61).
The defendant extinguished his lights, locked
the door; and while yet beside his car he was
apprehended by an unidentified local police
officer and taken to the two hundred block
(R, 61) where he was searched and put into the
patrol wagon (R, 64-65).
On the following day (April 9, 1968) at 8:05
A.M„, the police department ticketed the defend
ant's automobile for being illegally parked in
front of 306 East Broad Street (R. 63, Defendant's
8
Exhibits Nos. 1 and 2) and removed the car
from the street0
THE ASSIGNMENTS OF ERROR
lo On the motions to strike the evidence
and on the motion to set aside the verdict,
the court erred in ruling that there was a
showing that the defendant was within the
group which the policemen had surrounded.
2 On the motion to strike the evidence
and again in granting Instruction No. 4, the
court erred in ruling that First and Fourteenth
Amendment rights are not violated by so much of
Code Section 18.1-254.1 as proscribed an assem
bly of three or more persons without authority
of law and for the purpose of disturbing the
peace or exciting public alarm or disorder.
3. The court erred in refusing the motion to
declare a mistrial.
4. There having been no material conflict in
the evidence, the court erred in instructing the
jury that they were the judges of the credibility
of the witnesses; and thereby the defendant was
denied due process of law in violation of the
9
Fourteenth. Amendment,
QUESTIONS PRESENTED
I
Is there any evidence that the defendant was
a part of any assembly at or immediately before
the time of his arrest?
II
May any trier of fact arbitrarily disregard
uncontradicted testimony which is not inher
ently incredible?
Ill
May citizens be required to forego the right
of peaceable assembly for fear that its exer
cise may disturb the peace or excite public
alarm or disorder?
IV
Absent observed overt acts calculated to dis
turb the peace or excite public alarm or disorder
may an assembly be forbidden because police
officers believe such to be its purpose?
V
Was the argument urging that the jury should
not permit "groups of this sort" to run the
10
city an impermissible appeal to racial preju
dice and fear?
ARGUMENT
I
The Evidence Shows That The Plalntlff-ln-Error
Was Not A Part Of The Assembly
The subject crowd was moving eastwardly on
Broad Street from Adams Street, At no time
did it go as far eastwardly as the 300 block
of Broad Street (R.. 54) , the police having
formed a cordon in the 200 block, between Sec
ond and Third Streets ( R 10.» After the crowd
was captured, its members were tunneled into
the police vehicles. Neither of the three
officers who testified saw Ernest Thomas Jones
in the crowd or at the scene of arrest (R. 10,
20, 32, 47), No witness saw Jones until the
vehicles had arrived at the police station,
Neither officer testified that the vehicles
were empty before their prisoners were placed
therein or that an officer or officers acting
independently of the two squads did not. place
a prisoner into one of the vehicles. The
11
testimony of the defendant was that he was
taken from the point where he had just parked
his car (east of the scene of the mass arrest
of the eastwardly moving crowd), and carried
by an unidentified city police officer west-
wardly to the scene of the mass arrest and
placed in the police vehicle, (R, 60,61) His
registration card and a traffic summons (see
exhibits) show that on the next morning his
car was towed from in front of 306 East Broad
Street (Rc 63). That evidence fully explains
his presence at the lockup where he was first
seen by the witnesses and is uncontradicted„
The evidence to connect this defendant with
the original group of individuals whom the
police were dispatched to investigate is
entirely circumstantial. The circumstances
have been adequately explained. It is well
settled that such evidence to be sufficient to
support a conviction must not only be consist
ent with guilt but must be inconsistent with
innocence. Gamble v. Commonwealth, 161 Va.
1024, 170 S.E. 561 (1933), Powers v. Common
12
wealth, 182 Va, 669, 30 S.E. 2d 22 (1944),
Smith Vo Commonwealth, 192 Va. 453, 65 S.E.
2d 528 (1951).
The net result, is that the defendant has
been convicted without evidence of his guilt
in violation of the Due Process Clause of the
Fourteenth Amendment. See Thompson v. Louis
ville, 362 U.S. 199 80 S.Ct. 624, 4 L, ed 2d
654, 80 A.L.R. 2d 1355 (I960).
The realities of the situation at the time
of the arrest can better be understood if ref
erence is made to an Ordinance-— No, 68-79-44--
adopted April 7, 1968 by the Council of the
City of Richmond as emergency legislation by
which the Chief of the Bureau of Police, or his
designee, was "authorized and empowered to
regulate, restrict or prohibit any assembly of
persons or the movement of persons and vehicles
in the said city," including "the banning of
persons and/or vehicles from said streets dur
ing such hours as said Chief of Police or his
designate may deem proper in the necessary pro
tection of persons and property," The preamble
13
to the ordinance shows the Council's concern
for the "disorderly conduct* disturbances and
disorderly assemblages in public places within
this city which constitute a danger to the
safety, health, peace, good order and welfare
of the citizens of this city * * * [which]
commenced on the evening of Saturday, April 6,
1968" (two days following Dr, King's assassi
nation) . An attested copy of said ordinance
is appended hereto.
Pursuant to this ordinance, the police
removed Negroes from the streets and charged
the individuals thus arrested with behaving
in a disorderly manner in violation of Section
18.1-254 of the Code of Virginia, the April 2,
1968 emergency repeal of which had escaped
their attention. In the Hustings Court, as in
the instant case, the warrants were amended to
charge "unlawful assembly."
II
The Jury May"Not Arbitrarily Disregard
The Uncontradicted Testimony Of Unimpeached
Witnesses Which Is Not Inherently Incredible
The general rule is that where unimpeached
14
witnesses testify positively to a fact and
are uncontradicted, the jury is not at lib
erty to discredit their testimony . Pres ley
Vo Commonwealth, 185 Va. 261, 266, 38 S.E.
2d 476 (1946); Metropolitan Life Insurance
v. Botto, 153 Va, 468, 480, 143 S.E,, 625,
154 S.E. 603 (1928). Epperson & Carter v,
DeJarnette, 164 Va„ 482, 485-6, 180 S.E.
412 (1935). Silvey v. Johnston, 193 Va.
677, j681 , 70 S.E, 2d 280 (1952).
In Presley v. Commonwealth, sgpra,. the
defendant was convicted of second degree
murder although he had introduced evidence
of self-defense, which was supported by
investigation. In reversing the conviction,
it was held that the jury!s disregard of
such uncontradicted evidence was arbi tarry.
It was also held that the defendant's con
tention, that the victim believed that the
defendant had consorted with his wife and
had told other witnesses that he would kill
the defendant, was not an inherently improb
able story.
15
In the case at bar,, there was no material
conflict in the evidence and the defendant's
story was not inherently incredible. The
best the Commonwealth could establish was
that the defendant was transported to the
police station with the members of the group
the police had surrounded.
Mere presence at a place where a crime is
being committed, even if the defendant knows
it is being committed, is not enough to render
him guilty of its commission. Spratley v.
Commonwealth, 154 Va. 854, 860, 152 S.E.
362 (1930).
The jury was not told by the Court that the
evidence was insufficient to support a find™
ing of guilt. The jury was told that the cred
ibility of witnessess is a question exclu
sively for the jury. Thus, the jury was told
that the defendant might be convicted if the
jury chose arbitrarily to disregard his testimony.
As a result, the defendant has been convicted
without evidence of his guilt and in violation
cf the Due Process Clause of the Fourteenth
16
Amendment. /Thompson v. Louisville/ supra-.
Ill
Citizens May Not Be Impelled To Forego
The Exercise of First Amendment Rights
For Fear Of Violating An Unclear Law
A
Only One Definition Is Challenged
Having read the brief on behalf of the
Commonwealth filed by the Attorney General
in James Leon Harrison, Petitioner, v, W. K .
Cummingham, Jr., Director of the Division of
Corrections, Respondent (Record No. 7234), we
seek to clarify the question here by putting
to the side contentions which we do not advance
in this case. We do not here attack so much
of Code §18.1-254«1(c) as defines unlawful
assembly, viz:
"Whenever three or more persons assemble
with the common intent or with means and
preparation to do an unlawful act which
would be riot if actually committed, but
do not act toward the commission thereof."
That definition, by its incorporation of the
statutory definition of "riot", requires a show
of unlawful force or a present threat of unlaw
ful violence as an element of unlawful assembly
17
Similarly, we do not attack the common
law concept of unlawful assembly. The
authorities which purport to define the
common law crime of unlawful assembly
clearly indicate that a demonstrable inten
tion of making an unlawful use of force and
violence is an indispensable element of
that crime.
The case of Heard v. Rizzo, 281 F. Supp.
720 (E.D. Pa., 1968), sustained Pennsylvania's
statutory proscription of unlawful assembly.
Following the practice of the Pennsylvania
courts of defining common law terms not other
wise defined in a statute by referring to an
established meaning at common law, the Federal
court quoted Black's Law Dictionary definition
of unlawful assembly, viz:
"The meeting together of three or more
persons, to the disturbance of the public
peace, and with the intention of co-operat
ing in the forcible and violent execution
of some unlawful enterprise. * * * To con
stitute offense it must appear that there
was common intent of persons assembled
to attain purpose, whether lawful or unlaw
ful, by commission of acts of intimidation
and disorder likely to produce danger to
peace of neighborhood, and actually tending
18
to inspire courageous persons with
well-grounded fear of serious breaches
of public peace.Sl [Emphasis supplied]
(281 F. Supp, at 740)
In Rollins v„ Shannon, 292 F. Supp. 580
(E.D . Mo., 1968), the statute under review
provided:
"If three or more persons shall assemble
together with the intent * * * to do any
unlawful act, with force or violence,
against the person or property of another,
or against the peace or to the terror of
the people, such persons * * * shall be
deemed guilty of an unlawful assembly."
[Emphasis supplied] (292 F. Supp. at 589).
In the case of Devine v. Wood, 286 F. Supp.
102 (M.D. Ala, 1968), the plaintiff challenged
a statute which, in part, read:
"If two or more persons meet together to
commit a breach of the peace, or to do any
other unlawful act, each * * * shall * * *
be punished * * * ." (286 F. Supp. at 104)
This statute was viewed in the light of Ala
bama's judicial holding that the defendants, to
be punishable, must
assemble in such a manner, or so conduct
themselves when assembled, as to cause per
sons in the neighborhood of such assembly
to fear cn reasonable grounds that the per
sons so assembled would commit a breach of
the peace or provoke others to do so."
[Emphasis supplied] (286 F. Supp, at 105)
19
We do not question the right of the state
to protect citizens and their properties
against the unlawful use or threat of violence
as is the purpose of the statutes above mentioned,.
They are unlike the definition challenged here.
B
The Constitutional Privilege Transcends
The State Interest
Insofar as Code §18 . 1-254.1 (c) defines an
unlawful assembly as "whenever three or more
persons assemble without authority of law and
for the purpose of disturbing the peace or
exciting public alarm or disorder," the statute
violates the Due Process Clause of the Four
teenth Amendment of the Constitution of the
United States as it incorporates the First
Amendment and further, as applied in this case,
the statute violates the Privileges and Immuni
ties Clause of the Fourteenth Amendment.
In Hague v. C ,I .0, 307 U.S. 496, 59 S.Ct. 954,
83 L. ed 1423 (1939), it was recognized that the
privileges of citizens to use the public streets
is of ancient origin, and one that inheres in
20
citizenship,, has the protection of the Four
teenth Amendment, and "must not, in the
guise of regulation, be abridged or denied, "
(307 U.S. at 515-16). The challenged statu
tory definition of unlawful assembly goes
further than the ordinance in Hague. It
charges a citizen to obtain "authority of
law" (a permit) before assembling with two
or more others at any place, public or
private; otherwise they will have no assurance
against molestation or arrest by officers
who for any reason or for no reason may
assume that the purpose of the assembly
is to disturb the peace or excite public
alarm or disorder. A publicly advertised
but unlicensed mass meeting called for
the announced purpose of launching public
protest demonstrations would clearly be
within the reach of the statute.
This branch of the case is controlled
V
by Thomas v City of Danville,, -20 7 Va
656, 662-3, 152 S.E. 2d 265 (1967).
1/Thomas was cited and followed in University
Committee to End War in Viet Nam v, Gunn, 289
F.Supp.469,475 (W.D.Tex. 1968), quod vide.
21
Items 4 and 6 of the Injunction then under
review forbade the defendants
"from creating * * * .noises * * * designed to
upset the peace and tranquility of the commun
ity * * * ■ [and] from * * * hqlding unlawful
assemblies such as to unreasonably disturb
or alarm the public * * *."
The statute now under review proscribes an assem
bly if it has
"purpose of disturbing the peace or exciting
public alarm or disorder,"
On the authority of Terminiello v = City of
Chicago, 337 U,S. 1, 69 S.Ct. 894, 93 L ed. 1131
(1949) this Court struck down the judicial pro
hibitions because the subjects thereof did not
constitute "a serious substantive evil that rises
far above public in convenience, annoyance, or
unrest", (207 Va. at 663) [Emphasis by the Court]
The only material difference between the Danville
injunction and the Virginia statute is that the
injunction purported to forbid acts which are
constitutionally privileged and the statute
purports to proscribe an unexecuted purpose
of committing such acts.
22
C
The Statute Provides No Standard Whereby
The Purpose Of An Assembly
May Be Ascertained
Inasmuch as it proscribes assemblies held
for the purpose of disturbing the peace or
exciting public alarm or disorder, the statute
may be violated before any disturbing or excit
ing act has in fact been committed. It does
not purport to say how, under such circum
stances the existence of such purpose may be
ascertained by arresting officers, by trial
judges or juries, or by appellate courts.
Citizens who may be assembled for a lawful
purpose can not know what indicia of unlawful
purpose the statute requires them to avoid.
If, for example, the statute drew an inference
of forbidden purpose from the carrying of fire
arms or the wearing of red armbands by three or
more persons assembled (as Code §18,1-87 draws
a presumption of unlawful intent from the mere
possession of burglarious tools), citizens
could exercise their First Amendment right of
assembly with impunity from arrest by not
23
carrying firearms or wearing red armbands. See
Giaccio v. Pennsylvania, 382 U,S. 399, 15 L, ed
2nd 447, 86 S Ct. 518 (1966) , and Lanzetta v,
New Jersey, 306 U,S. 451, 59 S, Ct. 618, 83 L„ed
888 (1939).
D
The Statute Is Unconstitutionally Vague
"Vague laws in any area suffer a constitutional
infirmity. When First Amendment rights are
involved, we look even more closely lest, under
the guise of regulating conduct that is reachable
by the police power, freedom of speech or of the
press suffer, We said in Cantwell v. Connecticut,
* * * that such a law must be 5 narrowly drawn to
prevent the supposed evil' * * * and that a con
viction for an utterance 'based on a common law
concept of the most general and undefined nature*
* * * could not stand". (Ashton v. Kentucky, 384
U.S, 195, 200-1, 16 L. Ed 2d 469, 86 S. Ct. 1407
(1966),
The terms "disturbing the peace" and "exciting
public alarm or disorder", as used in the instant
statute, suffer the same infirmity of overbreadth
24
which has caused courts to invalidate legis
lation because it was susceptible of being
read as impinging upon First Amendment free
doms. Cantwell v. Connecticut, 310 U,S, 296,
60 S. Ct. 900 , 84 L. ed 1213 (1940) (breach
of the peace conviction based on a common law
concept). Terminiello v. City of Chicago,
supra, (disorderly conduct tending to a breach
of the peace) . Edwards v. South Carolina, 372
U.S. 229, 9 L. ed 2d 697, 83 S. Ct. 680 (1963)
(common law breach of the peace). Cox v.
Louisiana, 379 U.S. 536, 544, 13 L. ed 2d 471,
85 S. Ct. 453 (1965) (congregating "with
intent to provoke a breach of the peace, or
under circumstances such that a breach of the
peace may be occasioned thereby" and failing
to disperse when ordered by police.) Ashton
Vo Kentucky, supra, (Criminal libel defined as
"any writing calculated to create disturbances
of the peace"). Ware v. Nichols, 266 F. Supp.
564 (N.D. Miss. 1967) (assemble for the pur
pose of advocating, teaching, etc.) Carmichael
25
v. Allen, 267 F, Supp, 985, 997 (N. D. Ga. 1966)
("act in a violent, turbulent, quarrelsome,
boisterous, indecent or disorderly manner
* * * or to do anything tending to disturb the
good order, morals, peace or dignity of the
City,*') Baker v. Binder, 274 F. Supp. 65 8, 6 61
(WoD, Kyo 1967) ("No two or more persons shall
* * * go forth for the purpose of intimidating,
alarming, disturbing or injuring any person.")
IV
There Was No Overt Act Justifying Arrest
The police officers observed a moving crowd
of individuals, some of whom were shouting
obscenities and "using profane language." The
General Assembly has sought to ban obscene
publications and transcriptions (Code §18.1-
227 et seq.) but not the oral use of Saxon
words now considered vulgar; although Code
§18.1-237 authorizes a fine not exceeding
$25 if any person arrived at the age of dis
cretion "profanely curse or swear" in public.
(By way of contrast, see §22-1107 of the Code
of the District of Columbia which forbids per-
26
sons "to curse, swear, or make use of any
profane language or-indecent or obscene
words" in any public-place,)
If language allegely used (but not repeated
in the record) was not in fact profane, the
persons arrested were under the umbrella of
the speech aspect of the First Amendment,
unaffected by any attempted statutory proscrip
tion .
In this latter event, if the police were
to take any action, they were charged by
Code §18o1-254„8 to "go among the persons
assembled or as near them as possible and
command them in the name of the State imme
diately to disperse"; and those who failed
to do so may have been subject to punish
ment as provided in Code §18,1-254-4: It
could not be consonant with Fourteenth
Amendment equal protection- or due process
concepts to allow the police- an arbitary dis
cretion to arrest for unlawful assembly with
out a prior order to disperse in some cases
and in others to arrest only for failure to
27
comply with an order to disperse.
If the obscenities were not considered punish
able as such and if, in fact, there was no profan
ity, then there should have been no arrest because
the assembly appears to have been otherwise peace
able, Unless and until it had commited some overt
act calculated to disturb the peace, the assembly
was constitutionally privileged.
Once the shouted obscenities are viewed in any
proper perspective, we see the police observing a
boisterous or noisy but otherwise unoffending
crowd moving eastwardly on Broad Street, about
9*00 o'clock, on a Monday.night, disturbing no one,
as fax as this record shows. Having been author
ized by the April 7, 1968 ordinance (copy of which
is appended hereto) to regulate, restrict or pro
hibit any assembly of persons and to ban persons
from the streets, and knowing nothing of Chapter
460 of the Acts of Assembly, 1968, the police pro
ceeded first to remove this group of Negroes from
the street and thereafter to charge its members
with disorderly conduct.
28
The statute now said to have been violated
purports to punish the purpose which the State
now attributes to the individuals in the
assembly o' Nothing in the statute indicates
how the existence of such purpose is to be
ascertained by police officers,, by jurors,
or by reviewing courts, If the statute may
be enforced as demonstrated by this record,
no assembly may withstand the displeasure of
the police department; and the related protec
tions of the First and Fourteenth Amendments
become meaningless0
V
Argument Of The Commonwealth * s Attorney
Was Improper And Prejudicial
It was a matter of common- knowledge that on
April 8, 1968, Richmond continued to be a
scene of some civil disorders perpetrated by
some few Negro youths following the April 4,
1968, assassination of Dr, Martin Luther King,
Jr, On cross-examination, Officer Crane volun
teered the suggestion that people were going
around smashing windows (R, 48), although it
29
was shown in this case that the group the police
had surrounded had been merely using loud, vulgar,
uncouth language as they walked down Broad Street
(R. 39), It was further a matter of common know
ledge that on April 7, 1968, in an unprecedented
Sunday session, the Council of the City of Rich
mond had given extraordinary power to the Chief of
Police "to regulate, restrict or prohibit any
assembly of person or the movement of person"
(Exhibit #1 herewith). These facts constituted a
part of the background against which this case was
submitted to a jury composed entirely of white
persons (Tr. 211).
Under these circumstances, the Commonwealth's
Attorney argued:
"* * * and I say this to you, it is up to
you gentlemen, this xs your society, this
is your city and your state. It is up to
you gentlemen whether or not you are going
to allow groups of this sort to run your
city or whether you are going to have law
and order," (Tr. 210.)
Nowhere in the record xs there evidentiary
suggestion that any group of any sort was attempt
ing to run the city or had the potential of taking
over the city. Any such evidence as to any group
30
other than the group which these officers
surrounded would have been clearly inadmissible■„
Accordingly, it was prejudicial to permit the
Commonwealth's Attorney to make an argument
or expression of his opinion when there was
no evidence in the case upon which to base
either, Bateman v. Commonwealth, 183 Va. 253,
257, 32 S.E. 2d 134 (1944) citing Mullins v.
Commonwealth, 113 Va, 787, 75 S.E. 193 (1912), * *
The argument to the jury from which all Negro
veniremen had been struck is quite capable of
being interpreted as suggesting that the
society, city and state are the possession of
its white citizens and that by a severe penalty
on this defendant (a Negro), the jury should
endeavor or deter all Negroes from participat-
*
ing in or being caught up in the kind of dis
turbances with which Richmond had been troubled „
The levy of a penalty of one year in jail is
indicative that the jury responded to that
veiled suggestion. In MeReynolds v. Common
wealth , 177 Va, 933, 946, 15 S.E. 2d 70 (1941),
this Court stated the governing principles,viz:
31
"No conviction should rest upon an
appeal to sympathy, passion or prej
udice. If reason alone cannot be
relied upon, it should be set aside."
CONCLUSION
This case classically demonstrates that the
Court should strike down the challenged defi
nition of unlawful assembly. Because it dis
penses with objective proof of wrong doing,
this definition of unlawful assembly was employed
by the Commonwealth's Attorney to facilitate con
viction of all who had been arrested, including
this plaintiff-in-error whose presence at or
near the scene of the mass arrest was entirely
fortuitous.
The police, the Commonwealth's Attorney, the
Police Court, the jury and the Hustings Court, each
in turn, disregarded the evidence which adequately
buttressed the presumption of innocence and dis
credited the evidence which proved innocence.
They conclusively presumed this individual to be
guilty from the mere fact that he was in the
vicinity where others of his race were engaged in
32
untoward conduct» As a result, he was required
to obtain surety, stand trial in the Police
Court, retain counsel for trial in the Hustings
Court, and later to procure assistance for
defraying the cost of the transcript and the
cost for printing the record.. The entire pro
cess illustrates unjust oppression; and its-
repetition against other persons similarly con
ditioned should be forestalled here and now.
We do not argue against a law which com
mands an officer to arrest, for wrongdoing
which he has seen. But,we earnestly submit
that no statute should stand which subjects
citizens to arrest for what an officer believes
to be their purpose.
Respectfully submitted,
S. W„ TUCKER
Of Counsel
S. W, TUCKER
HAROLD M. MARSH
HILL, TUCKER & MARSH
214 East Clay Street
Richmond, Virginia 23219
JACK GREENBERG
JAMES M. NABRIT, III
10 Columbus Circle, Suite 2030
New York, New York 10019
Counsel for Plaintiff-in-Error
C E R T I F I C A T E
I .certify that three copies hereof were
delivered to the office of the Attorney
General of Virginia on or before the
date of filing.
September 1969
AN ORDINANCE-No. 68-79-44
(Adopted April 7, 1968)
To empower and authorize the Chief of Bureau
of Police or his designate to make regu
lations for the preservation of the
safety, health, peace, good order, comfort
convenience, morals and welfare of the
city of Richmond and its inhabitants and
to provide penalties for violation thereof
WHEREAS, there has been disorderly conduct,
disturbances and disorderly assemblages in
public places within this city which consti
tute a danger to the safety, health, peace,
good order and welfare of the citizens of
this city, and,
WHEREAS, the aforesaid acts commenced on
the evening of Saturday, April 6, 1968, and
have persisted all during the night and con
tinue to exist which present a clear and
present danger to the citizens of this City,
and their property; Now, Therefore,
The City of Richmond Hereby Ordains:
That the Chief of the Bureau of Police, or
his designate, is hereby authorized and
empowered to regulate, restrict or prohibit
any assembly of persons or the movement of
persons and vehicles in the said city and
said power and authorization shall include
the banning of persons and/or vehicles from
said streets during such hours as said Chief
of Police or his designate may deem proper
in the necessary protection of persons and
property„
Any person or persons violating any pro
vision of said regulation, restriction, pro
hibition or curfew shall upon conviction
thereof be punished pursuant to §1-6 of
Richmond City Code of 1963, as amended.
App. 1
App. 2
This ordinance shall be force and effect
immediately upon passage.