Groppi v. Wisconsin Briefs and Appendix
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January 1, 1968 - January 1, 1970
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Brief Collection, LDF Court Filings. Groppi v. Wisconsin Briefs and Appendix, 1968. c3364047-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/c71b64d8-8243-4b4e-b236-da4495c8317b/groppi-v-wisconsin-briefs-and-appendix. Accessed December 03, 2025.
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BRIEFS &
APPENDIX
U. S. $UPREM
COURT
In t h e
(Emtrt of tljr States
October Teem, 1968
No.
James E dmund Groppi,
— vs.—
&.&& 3
Appellant,
State of W isconsin,
Respondent.
ON APPEAL FROM THE SUPREME COURT OF WISCONSIN
JURISDICTIONAL STATEMENT
T homas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Robert E. Sutton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Jack Greenberg
M ichael Meltsner
H aywood Burns
10 Columbus Circle
New York, New York 10019
A nthony G. A msterdam
3400 Chestnut Street
Philadelphia, Pennsylvania 19104
Attorneys for Appellant
TABLE OF CONTENTS
Opinion Below ...................................................................... 1
Jurisdiction .......................................................................... 1
Constitutional and Statutory Provisions Involved .... 2
Question Presented ............................................................ 2
Statement .............................................................................. 3
1. Events Prior to Appellant’s Charge for Re
sisting Arrest ........................................................ 3
2. The Resisting Arrest Charge ............................ 5
3. Proceedings in Trial Court ................................. 7
How the Federal Questions Were Raised and De
cided Below ...................................................................... 10
The Federal Questions Are Substantial ....................... 13
I. W.S.A. §956.03(3) Denies Appellant’s Four
teenth Amendment Right to a Fair Trial by
Totally Prohibiting a Change of Venue in a
Serious Criminal Prosecution Regardless of the
Extent of Community Prejudice ......................... 14
II. For Purposes of Change of Venue There Is No
Rational Basis for a Distinction Between Per
sons Charged With a Felony and Persons
Charged With a Misdemeanor ............................ 23
Conclusion .................................................................................. 26
A ppendix
Opinion of the Supreme Court of Wisconsin ....... la
PAGE
11
Table of Cases
Baxstrom v. Herold, 383 U.S. 107 (1966) .......
Beck v. Winters, 407 F.2d 125 (8th Cir. 1969)
... 23
17, 25
PAGE
Duncan v. Louisiana, 391 U.S. 145 (1968) ....14,15,16,17, 25
Edwards v. South Carolina, 372 U.S. 229 (1963) ....... 19
Gideon v. Wainright, 372 U.S. 335 (1963) ................... 17
Gregory v. Chicago, ------ U.S. ------ , 22 L.ed. 2d 134,
89 S. C t.------ (1969) ...................................................... 19
Gulf, Colorado and Santa Fe Ry. v. Ellis, 165 U.S.
150 (1897) ........................................................................ 23
Harvey v. Mississippi, 340 F.2d 263 (5th Cir. 1965) .... 25
In Re Murchison, 349 U.S. 133 (1955) ....................... 14
Irvin v. Dowd, 366 U.S. 717 (1961) .......................14,19,20
James v. Headley,------ F .2d -------- (5th Cir. 1969) ....... 25
Kurtz v. Moffitt, 115 U.S. 487 (1885) ............................. 24
Mason v. Pamplin, 232 F. Supp. 539 (Tex. 1964) af
firmed sub nom. Pamplin v. Mason (5th Cir. 1966),
364 F.2d 1 .......................................................................... 21
Parker v. Gladden, 385 U.S. 363 (1966) ......... ............. 14
People v. Causley, 399 Mich. 340, 300 N.W. I l l (1941) 24
Pointer v. Texas, 380 U.S. 400 (1965) ........................... 14
Rideau v. Louisiana, 373 U.S. 723 (1963) ...................14,20
Sheppard v. Maxwell, 384 U.S. 333 (1966) ...............14,23
Ill
PAGE
Shuttle sworth v. Birmingham, 373 U.S. 262 (1963),
376 U.S. 339 (1964); 382 U.S. 87 (1965); ------ U.S.
------ , 22 L.ed. 2d 162, 89 S. Ct. — (1969) ............. 19
Sibron v. New York, 392 U.S. 40 (1968) ....................... 2
Skinner v. Oklahoma, 316 U.S. 536 (1942) ................... 23
State ex rel. Gaynon v. Krueger, 31 Wis.2d 609, 143
N.W 2d 437 (1966) ......................................................... 15
State ex rel. Plutshak v. State Dept, of Health and
Social Services, 37 Wis.2d 713, 155 N.W.2d 567
(1968) ................................................................................ 17
State ex rel. Rico v. Biggs, 198 Ore. 143, 255 Pac.2d
1055 (1953) ......................................................... 22
State v. Nutley, 24 Wis.2d 527, 129 N.W.2d 155 (1964) 15
Thompson v. Louisville, 362 U.S. 199 (1960) ............... 21
Turner v. Louisiana, 379 U.S. 466 (1965) ....................... 14
Washington v. Texas, 388 U.S. 14 (1967) ....................... 14
Table of
Constitutional and Statutory Provisions
W.S.A. Constitution Art. 1, §7 ....................................... 15
W.S.A. §939.60 (1967) ...................................................... 13, 24
W.S.A. §946.41 ...................................................................... 3
W.S.A. §956.03(3) ................... 1 ,2,8,9,10,11,13,14,15,17,
18,19, 20, 21, 24
28 U.S.C. §1257(2) .............................................................. 1
28 U.S.C. §2103 .................................................................. 2
IV
Other A uthorities
page
Standards Relating to Fair Trial and Free Press,
(A .B A . Project on Minimum Standards for Crim
inal Justice, 1966) ........................................................%
Goebel, Felony and Misdemeanor (1937) ....................... 24
Constitutional and Sattutory Provisions Involved....... 2
phrase “all criminal prosecutions” applies not only to
In t h e
totpnmtT (Hmtrt of t o Hutted States
October Term, 1968
No..............
James E dmund Groppi,
Appellant,
—vs.—
State of W isconsin,
Respondent.
ON APPEAL FROM THE SUPREME COURT OF WISCONSIN
JURISDICTIONAL STATEMENT
Opinion Below
The opinion of the Supreme Court of Wisconsin is
reported at 41 Wis.2d 312, 164 N.W. 2d 266 (1969) and
is set forth in the Appendix, infra pp. la-24a.
Jurisdiction
Jurisdiction of this Court is invoked pursuant to 28
U.S.C. §1257(2), this heing an appeal which draws into
question the validity of W.S.A. §956.03(3) infra, p. 2,
on the ground that it is repugnant to the Constitution
of the United States.
Appellant was convicted of resisting arrest in the Cir
cuit Court of Milwaukee County. A change of venue and
motion to dismiss were denied on the ground that W.S.A.
§956.03(3) did not permit a change of venue in a misde
2
meanor case. On appeal, his conviction and sentence were
affirmed on February 4, 1969. On April 1, 1969 a petition
for rehearing was denied. Timely notice of appeal to this
Court was filed in the Supreme Court of Wisconsin on
May 6, 1969. As the Supreme Court of Wisconsin explicitly
rejected appellant’s challenge to W.S.A. §956.03(3), this
matter is appropriately brought to this Court by appeal.
See e.g. Sibron v. New York, 392 U.S. 40 (1968).
In the event that the Court does not consider appeal
the proper mode of review, appellant requests that the
papers whereupon this appeal is taken be regarded and
acted upon as a petition for writ of certiorari pursuant
to 28 U.S.C. §2103.
Constitutional and Statutory Provisions Involved
This case involves the Sixth and Fourteenth Amend
ments to the Constitution of the United States.
This case also involves §956.03(3) of Wisconsin Stat
utes, which states:
If a defendant who is charged with a felony files his
affidavit that an impartial trial cannot be had in the
county, the court may change the venue of the action
to any county where an impartial trial can be had.
Only one change may be granted under this sub
section.
Question Presented
Whether W.S.A. §956.03(3), which prohibits Wisconsin
trial courts from granting a change of venue when an
impartial trial cannot be had because of community prej
udice in a misdemeanor case, violates the Due Process
and Equal Protection Clauses of the Fourteenth Amend
ment?
3
Statement
Appellant James E. Groppi, a Roman Catholic priest,
was charged with resisting arrest under W.S.A. $946.41,
a misdemeanor punishable by a maximum of one year
imprisonment in a county jail and a five hundred dollar
fine, as a result of an incident arising out of a civil rights
march in Milwaukee, Wisconsin on August 31, 1967 (R. 22,
90, 92).1 Father Groppi was convicted by a jury of re
sisting arrest on February 9, 1968 (R. 175) and sentenced
to six months in prison and a fine of five hundred dollars.
The six month sentence was stayed and appellant was
placed on two years probation (R. 185). If the five-hundred
dollar fine were not paid within twenty-four hours, appel
lant was to serve an additional six months in prison.
On February 4, 1969, the Supreme Court of Wisconsin
affirmed appellant’s conviction and sentence. Chief Judge
Hallows, concurred, and Judges Heffernan and Wilkie dis
sented. A petition for rehearing was denied on April 1,
1969.
1. Events Prior to Appellant’s Charge for Resisting Arrest.
Prior to and during the incidents that led to his arrest,
appellant was advisor to the Youth Council of the Mil
waukee Chapter of the National Association for the Ad- 1
1 Specifically, appellant was charged with:
Unlawfully, knowingly resist [ing] Wilfred Buchanan, duly
appointed and qualified, and acting police officer of the City
of Milwaukee, in said county, while the said Wilfred Buchanan
was then and there engaged in doing an act in his official
capacity, and with lawful authority, to wit: . . . while said
defendant was being carried to a police wagon, after being
placed under arrest, said defendant began kicking his legs,
striking said officer, Wilfred Buchanan in the body with his
foot, that said defendant [swore at Wilfred Buchanan] (R. 20)
4
vancement of Colored People (hereinafter NAACP), a
group active in the Milwaukee area in support of efforts
of Negro citizens to obtain equal civil rights.
On August 30, 1967, the Mayor of Milwaukee issued a
proclamation prohibiting all “marches, parades, demon
strations, or other similar activities” in Milwaukee be
tween the hours of 4 P.M. and 9 A.M. for a thirty-day
period (R. 55). The proclamation was the Mayor’s re
sponse to several civil rights demonstrations and marches
in the Milwaukee area “ for a fair housing bill, to consider
the right of movemnet within the confines of our coun
try . . .” (R. 93).
On August 31, 1967, Father Groppi along with “an as
sembly of black and white people from the community met
at St. Boniface’s Church (located at the corner of North
11th and West Meinecke] to discuss the Mayor’s Proclama
tion, the demonstrations, and the arrest of Youth Council
members and the people of the community on the previous
night” (R. 93). Between 7 P.M. and 8 P.M. three to four
hundred persons from that assembly decided to march from
the church to City Hall in order to “ question the Mayor
on the Proclamation” (R. 95). They marched very slowly
in a peaceful and orderly fashion (R. 36), three or four
abreast, arms locked, south on North Eleventh Street
(R. 22, 30, 36, 90). Father Groppi was one of those at
the head of the march (R. 103). The group turned east
on West North Avenue, and continued marching (R. 30,
36).
While the group was still on North Eleventh Street,
prior to marching down West North Avenue, Inspector
Ullius of the Milwaukee Police Department announced that
the march was in violation of the Mayor’s proclamation
(R. 31). Although Ullius used a bullhorn and repeated a
5
demand that the marchers disperse, he testified that be
cause of the “ singing and booing,” he did not know how
many marchers actually heard the warning (R. 31, 35).
Appellant himself testified that he did not recall hearing
any warning, although he did not deny that in fact it might
have been given (R. 91, 103).
When the march continued Inspector Ullius ordered
“ police action to stop the march” (R. 32, 36). Patrolman
Armando Brazzoni, who had been walking alongside Father
Groppi, immediately arrested the appellant (R. 37, 49) by
“grabb[ing]” him “ around the right shoulder and collar”
(R. 56). There is no contention that Father Groppi offered
any resistance. Patrolman Brazzoni and a Sergeant Miller
took Father Groppi to a waiting paddy wagon (R. 41, 57).
After walking some twenty or thirty yards with the of
ficers, and as he approached the paddy wagon (R. 105)
Father Groppi “ became limp in body and sat in the street”
(R. 41, 57, 91). Father Groppi’s “going limp” was not
contested (R. 106)2 nor was it a basis for the resisting ar
rest charge (R. 165, 167).
2. The Resisting Arrest Charge.
Events subsequent to Father Groppi’s “ going limp”
formed the basis of the charge of resisting arrest (R. 165,
167). The police and appellant’s version of these events
were in sharp conflict. The State called as witnesses the
three police officers who “ carried” Father Groppi from his
“limp” position on the street to the paddy wagon (R. 41,
56, 73). Defense counsel called Father Groppi (R. 91), two
newspaper reporters (R. 133, 138), and three marchers
2 When asked why he went limp, Father Groppi responded, “ I
was arrested a number of times in Civil Rights demonstrations,
going limp, does not constitute resisting arrest and I went limp”
(R. 106).
6
(R. 116, 141, 151), all of whom, were near Father Groppi
when the alleged resistance occurred (R. 95, 134, 138, 121,
144, 155).
Patrolman Brazzoni, testified that after giving his shot
gun to another officer (R. 57) he picked Father Groppi up
from his limp position by the “upper part of the body, by
the shoulders” (R. 42). At the same time Sergeant Miller
picked up his right leg and Officer Buchanan his left leg
(R. 42). Buchanan had his night stick in a hand that was
around Groppi’s leg (R. 75, 78, 79). The officers then car
ried Father Groppi to the paddy wagon (R. 42, 57, 75).
Sergeant Miller testified that as they neared the wagon
“Father Groppi suddenly became violent . . . He kicked out
with his left leg at Officer Buchanan, catching him in the
chest and he [appellant] hollered out, ‘let go of my leg
you--------- .’ ” (R. 44). Officer Brazzoni testified similarly
but added that Father Groppi was kicking his feet “ in a
motion, like pedaling a bicycle” during the entire time he
was being carried (R. 58-60). When they arrived at the
wagon, Father Groppi’s “body jerked.” “ I don’t know what
caused the jerk” (R. 60). He stated that as Father Groppi
jerked he said, “I want that man’s badge number” (refer
ring to Officer Buchanan) (R. 62). Buchanan’s testimony
did not materially differ from Brazzoni’s. He stated that
Father Groppi’s jerk or kick landed on Buchanan’s chest,
pushing him to one knee (R. 76).
Father Groppi denied the officer’s version of the facts.
While being carried to the wagon “ My foot began to hurt. . .
as if someone were digging their fingernails into my fo o t . . .
(R. 96). The gouging continued and as he arrived near
the wagon he said to officer Brazzoni: “he is gouging his
fingers into my foot,” and asked, “what is that officer’s
[Buchanan’s] badge number . . . I noticed he wasn’t wear
ing a badge. . . .” Officer Brazzoni said “ that is for you
7
to find out.” (R. 97).3 Groppi conceded that he “ did react
to the pressure placed on his leg” but only by attempting
to wiggle his foot free of the gouging. He flatly denied,
however, that he had “kick[ed] the officer in the chest.”
(R. 98-99)
A reporter for the Milwaukee Journal, who was ap
proximately 15 to 20 feet from the paddy wagon, testified
that “at no time when I was in the vicinity, did I hear him
use any profanity” . (R. 133-134) The Chief photographer
from WISN T.V., who was also standing fifteen feet from
the paddy wagon, stated that he did not see Father Groppi
kick a police officer or hear him use profanity (R. 138).
Three other defense witnesses all of whom were arrested
as marchers, testified that they saw no kicking and heard
no profanity. On the contrary, they stated that Father
Groppi was complaining about the “gouging of his foot
while being carried” (R. 120-21, 144-147, 155). Prentice
McKinney said he heard Father Groppi “telling the other
officer to make this— this other officer quit gouging his leg”
(R. 144). Mike Cullen testified that appellant called out
“my leg, my leg” as he was carried to the paddy wagon.
Terry Astuto heard appellant say that an officer was “goug
ing out my foot” (R. 122).
3. Proceedings in Trial Court.
On September 26, 1967 appellant moved for a change of
venue from the Circuit Court of Milwaukee County. The
motion stated, inter alia, that the defendant “ requests that
[the] Court take judicial notice of the massive coverage
by all news media . . . or in the alternative that the defend
ant be permitted to offer proof of the nature and extent
3 Officer Buchanan was asked on cross-examination why he didn’t
wear a badge on the night of August 31. He responded that he
was “under orders from the Department” not to wear one and he
further stated, “ I don’t question my superiors.” (R. 77)
8
thereof . . In an affidavit he alleged that he had received
massive and frequently adverse news coverage and pub
licity, as well as critical editorials, by all of the news
media in Milwaukee County. The motion was denied by
the trial judge “because this is a misdemeanor case and
not a felony. And the Wisconsin statute does not provide
for a change of venue in a misdemeanor matter.” (Ruling
on Motion for Change of Venue, October 2, 1967). On
December 11, 1967, appellant entered a plea of not guilty,
but soon after his trial began a juror became ill and a mis
trial was declared. The case was continued to February 8,
1968.
On January 10, 1968, appellant filed a motion to dis
miss on the grounds that the Wisconsin statute which pro
vided for a change of venue, W.S.A. §956.03(3), was un
constitutional because it prohibited a change of venue in
misdemeanor prosecutions.4 Appellant also moved to dis
miss the resisting arrest charge on the ground that the
Mayor’s proclamation prohibiting all demonstrations in the
City of Milwaukee was unconstitutional (R. 14), but this
motion was subsequently withdrawn on the ground that
the question was pending before a federal court (R. 14).
On February 8, 1968, the Circuit Court of Milwaukee
County denied the “motion to dismiss on the grounds of
§956.03(3) that it is unconstitutional” (R. 18). Subse
quently, this colloquy took place:
Mr. Jacobson [Defense Counsel] : On that last mo
tion Your Honor, to make sure for the record, they had
a—
4 Section 956.03(3) states:
If a defendant who is charged with a felony files his affidavit
that an impartial trial cannot be held in the county, the
court may change the venue of the action to any county
where an impartial trial can he had. Only one change may
be granted under this subsection.
9
The Court: The prior— [referring to prior hearing
on Oct. 2]
Mr. Jacobson: The basis for this particular motion
the Court denied a change of venue, because of com
munity prejudice, and the rationale of the Court was
that the statute only provided a change of venue to
community [sic] felonies, and not in misdemeanors.
The Court: That’s right.
Mr. Jacobson: Therefore at this time the defendant’s
counsel on behalf of the Defendant, has challenged the
constitutionality of the change of venue, to community
prejudice statute [sic], on the basis that it is a denial
of equal protection to criminals, or alleged criminals,
on a basis of a serious line of demarcation, of one
year, that is what separates a misdemeanor from a
felony. However, we have an infraction of fundamental
rights at issue and that, that statute has really no
foundation, so we are attacking it on that basis, of
equal protection.
The Court: My motion to dismiss is on the grounds
that it is a matter for the legislature, and not the
Courts, so the motion to dismiss on the change of venue,
on the grounds that section is unconstitutional, because
it provides for a change of venue, is denied. Now, that
we have all these motions disposed of, we will proceed
on this case, on its merits, and we will proceed to select
a jury (R. 17-19).
After verdict of guilty was returned by the jury on Feb
ruary 9, 1968, appellant made a motion for an order set
ting aside the jury verdict in part on the grounds that “ the
trial court erred in denying defendant’s motion for a change
of venue on the ground of community prejudice. . .” ; “ . . .
that the change of venue statute, §956.03(3) is unconstitu
10
tional that it denies to a defendant who is charged with a
misdemeanor offense a fair trial as required by the Four
teenth Amendment of the United States Constitution.”
(R. 57-59). The circuit court denied the motion.
How the Federal Questions Were Raised and
Decided Below
Prior to trial, appellant moved for a change of venue
and to dismiss the complaint on the ground that W.S.A.
§956.03(3), which purports to limit a change of venue to
felony cases, violated the Fourteenth Amendment. Both
motions were denied, the trial court at one point stating
that:
“ . . . (T)he change of venue asked for in the motion for
a change of venue will be denied; it is not being pro
vided for in the Wisconsin Statutes . . . I ’m denying the
motion for a change of venue because this is a mis
demeanor case and not a felony. And the Wisconsin
Statute does not provide for a change of venue in a
misdemeanor matter . . . Not in a misdemeanor matter;
a felony only.” (R. 10, 11)
See also the colloquy set forth at pp. 8, 9 supra. A motion
for a verdict of acquittal notwithstanding the verdict or,
alternatively, for a new trial, based, inter alia, upon the
alleged unconstitutionality of W.S.A. §956.03(3) under the
Due Process and Equal Protection Clauses of the Four
teenth Amendment was denied (R. 57-59).
On appeal, the Supreme Court of Wisconsin stated the
question before it as follow s:
11
Is sec. 956.03(3), Stats., unconstitutional either on its
face or as applied in this case? (infra, p. 2a)
The court then stated appellant’s contentions concerning
the statute as it understood them:
Appellant claims the change of venue statute is
unconstitutional on several different grounds: First,
that the statute, on its face, is a violation of due process
as guaranteed by the Wisconsin and federal constitu
tions; second, that the face of the statute violates the
equal protection clause of the federal constitution. And,
finally, it is contended that the statute was unconsti
tutionally applied in this case. In all cases, the reason
for the alleged unconstitutionality is the same, i.e.,
that the change of venue based on community prejudice
is limited to felony cases, (infra, p. 3a)
The majority opinion of Supreme Court squarely rejected
appellant’s contention:
We think that there is a sufficient difference between
a felony and a misdemeanor to warrant the distinction
. . . Moreover, it would be extremely unusual for a
community as a whole to prejudge the guilt of any per
son charged with a misdemeanor. Ordinarily com
munity prejudice arises when a particularly horrendous
crime has been perpetrated. These are the only crimes
that receive widespread and prolonged attention from
the news media. But the general public just does not
become incensed at the commission of a misdemeanor.
The court also takes judicial notice of the vast num
ber of misdemeanors that are prosecuted as opposed
to felonies. As a matter of necessity, the prosecution
of misdemeanors has been simplified as much as pos
sible by the legislature. This is not because the legis
12
lature is not concerned with justice, but because society
demands that efficiency in the administration of justice
be given consideration along with absolute fairness.
(infra, pp. 3a, 4a).
Chief Judge Hallows concurred. He agreed with the
dissenting Judges that “ an accused lias a constitutional right
to a fair trial in misdemeanor cases and to attain that end
may have a change of venue if he shows community prej
udice” but concluded that appellant had not been sufficiently
prejudiced to require reversal (infra, p. 11a).
Judges Heffernan and Wilkie dissented:
The majority opinion concludes that it is just and
proper to afford fewer constitutional guarantees of
fairness to a misdemeanant than to a felon. On the
face of it, this proposition runs counter to all princi
ples of Anglo-American jurisprudence; however, fac
tual distinctions, it is contended, make it fair to afford
fewer protections to one charged with a misdemeanor.
It is asserted in the opinion of the majority of the
Court that the penalties are more severe in the case of
felonies. This is, of course, true, but it is a fact entirely
irrelevant to the issue. It is, in essence, an assertion
that an unfairness that results in only a small sentence
is of such a minor consequence as to be de minimis. The
mere statement of the proposition is its own refutation.
Concededly, the legislature has seen fit to confer addi
tional safeguards to defendants accused of major
crimes (preliminary hearing, e .g .); however, it is pow
erless to reduce the minimum safeguards of fairness
that are assured by both the Wisconsin and United
States Constitutions to all criminal defendants.
The opinion of the court also asserts that community
prejudice is not aroused by the commission of a mis
13
demeanor and that, therefore, a change of venue is
needless. The simple answer to this proposition is that
if there is no community prejudice, it is within the
discretion of the trial judge to deny a change of venue.
This determination is dependent upon the facts as they
subjectively appear and not upon the objective nature
of the crime or whether it is labeled a felony or a
misdemeanor. The identity of the defendant and his im
age in the community is also relevant and may be a
determining factor in whether or not there is com
munity prejudice, (infra, pp. 14a, 15a)
A timely petition for rehearing was denied by the Su
preme Court of Wisconsin on April 1, 1969.
The Federal Questions Are Substantial
As construed by Wisconsin’s highest court, W.S.A.
§956.03(3) prohibits a defendant whose constitutional right
to a fair trial by an impartial jury is threatened by the
existence of widespread community prejudice from ob
taining a change of venue unless he is charged with an
offense classified as a felony.5 This burden on the right
to fair trial guaranteed by the federal constitution—
solely on the basis of extent of the punishment allowable
in a criminal case—raises serious questions under both
the Due Process Clause and Equal Protection Clause of
the Fourteenth Amendment to the Constitution of the
United States. 6
6 Wisconsin law defines a felony as an offense punishable by im
prisonment in the state prison; “ Every other crime is a misde
meanor” W.S.A. §939.60.
14
I.
W.S.A. § 9 5 6 .0 3 (3 ) Denies Appellant’ s Fourteenth
Amendment Right to a Fair Trial by Totally Prohibit
ing a Change of Venue in a Serious Criminal Prosecu
tion Regardless of the Extent of Community Prejudice.
This Court has long held that a conviction for a crime
cannot stand where local community prejudice has im
pugned the fairness of the trial. Irvin v. Dowd, 366 U.S.
717, 723-728 (1961). “A fair trial in a fair tribunal is a
basic requirement of due process.” In Re Murchsion,
349 U.S. 133, 136 (1955). It is not surprising, therefore,
that the right to a fair trial by an imparital jury is one
of the Bill of Rights guarantees made binding upon the
states by the Due Process Clause of the Fourteenth Amend
ment.6 In Parker v. Gladden, 385 U.S. 363 (1966), the
Court held that “ the command of the Sixth Amendment
. . . that ‘the accused shall enjoy the right to a . . . trial
by an impartial jury . . .’ [is] made applicable to the states
through the Due Process Clause of the Fourteenth Amend
ment.” (385 U.S. at 364). See also Rideau v. Louisiana,
373 U.S. 723 (1963); Turner v. Louisiana 379 U.S. 466
(1965); Sheppard v. Maxwell, 384 U.S. 333 (1966). In
deed, the right to an impartial jury is recognized by the 6
6 The decision to apply a particular guarantee of the Bill of
Rights to state criminal proceedings has depended on the deter
mination as to whether the right is “ so fundamental and essential
to a fair trial that it is incorporated in the Due Process Clause
of the Fourteenth Amendment.” (emphasis supplied) Washington
v. Texas, 388 U.S. 14 at 17-18 (1967). In Pointer v. Texas, 380
U.S. 400 (1965) the Court stated “ [t]hat the fact that [a] right
appears in the Sixth Amendment of our Bill of Rights reflects
the belief of the Framers of those liberties and safeguards that
[it is] a fundamental right essential to a fair trial in a criminal
prosecution.” (380 U.S. at 404). See also Duncan v. Louisiana,
391 U.S. 145 (1968). If this language provides the test, appli
cation of the guarantee of an impartial trial necessarily follows.
15
Constitution of Wisconsin and the decisions of the W is
consin Supreme Court. See Wise. Const., Art. 1, §7; State
v. Nutley 24 Wis. 2d 527, 129 N.W. 2d 155 (1964).7
Although the Supreme Court of Wisconsin concluded
that if able to adopt its own cut-off point, it would make
a change of venue to protect an accused’s right to an im
partial trial available in all cases where the penalty was
greater than six months (infra p. 5a), the court felt it
self bound by the Wisconsin legislature’s determination,
in W.S.A. §956.03(3), that “a change of venue based on
community prejudice” was restricted to felony cases. The
court held: “we are not willing to say that the cut-off
point established by the legislature is necessarily arbi
trary and capricious.” (infra p. 5a).
In reaching this conclusion the court enumerated a num
ber of differences between felonies and misdemeanors which
were asserted to support the constitutionality of W.S.A.
§956.03(3):
First, the court quoted a previous decision to the
effect that felonies are more seriously punished crimes
than are misdemeanors.8
Second, the court reasoned that the community only
prejudges the guilt of a person charged with a “hor
7 In Duncan v. Louisiana, 391 U.S. 145, 149 (1968), the Court
held that “ trial by jury in criminal cases is fundamental to the
American scheme of justice,” and that the Fourteenth Amendment
guarantees a right of jury trial in all state criminal cases “which
—were they tried in a federal court—would come within the Sixth
Amendment’s guarantee.”
8 . . In most cases the place of imprisonment is different; the
statute of limitations is twice as long for a felony as a misde
meanor; one charged with a felony is entitled to a preliminary
hearing; the stigma of a felony is'greater; and under the repeater
statute, more severe penalties are authorized for felonies than for
misdemeanors . . . ” State ex rel. Gaynon v. Krueger, 31 Wis.
2d 609, 620, 143 N.W. 2d 437 (1966).
16
rendous” crime that receives “widespread and pro
longed attention from the news media” and that “ the
general public just does not become incensed at the
commission of a misdemeanor.”
Third, the court argued that because of the vast
number of misdemeanor prosecutions, efficiency in the
administration of justice would be unduly affected by
making available a change or venue for misde
meanants.
Finally, the court reasoned that while both the
federal and state constitutions guarantee the right
to a fair and impartial trial, other methods than a
change of venue ensure a fair trial.
The grounds advanced by the Supreme Court of Wis
consin simply will not bear examination as support for
a statute which decrees a total bar to any change of
venue in any prosecution for any crime labelled a mis
demeanor.
First. The right to a fair and impartial trial cannot
be diluted by denying the trial court authority to change
venue simply because the penalty actually suffered by the
misdemeanant may—in most but not all cases—be less
than in felony cases. We would seriously doubt that
there is any class of criminal case, however “ petty” in
terms of its authorized punishment, to which the basic
due process guarantee of a fair trial by a fair tribunal
is inapplicable. But, however that may be, appellant’s
was not a “ petty” case by any conceivably applicable
standard. Such is the teaching of Duncan v. Louisiana,
391 U.S. 145, 149 (1968), where this Court concluded that
the federal Constitution guarantees a jury trial for all
“ serious offenses” but does not extend to “ petty crimes.”
17
While the Court declined to settle the exact location of
the line between petty crimes and serious offenses, W is
consin does not here claim—nor could it do so con
vincingly, in view of its six-month rule governing the
appointment of counsel in misdemeanors cases, State ex
rel. Plutsliak v. State Dept, of Health and Social Services,
37 Wis.2d 713, 155 N.W.2d 567 (1968), as contrasted with
the sweeping preclusion of all misdemeanors by the terms
of W.S.A. §956.03(3)—that appellant was charged with
a petty offense. In Duncan, and in Gideon v. Wainwright,
372 U.S. 335 (1963), in holding that the Sixth Amendment
guarantee of the right to assistance of counsel is appli
cable to the states through the Fourteenth Amendment,
the Court did not draw a line between felonies and mis
demeanors as does W.S.A. §956.03(3). What the Eighth
Circuit has said, construing Gideon, is applicable here:
Indeed, consideration of the opinion in context leads
us to conclude that the right to counsel must be recog
nized regardless of the label of the offense if, as here,
the accused may be or is subjected to deprivation of
his liberty for a substantial period of time. . . . It
should be remembered that the Sixth Amendment makes
no differentiation between misdemeanors and felonies.
The right to counsel is not contingent upon the length
of the sentence or the gravity of the punishment.
Rather, it provides that the guarantee extends to “all
criminal prosecutions.” Furthermore, we note that the
phrase “ all criminal prosecutions” applies not only to
the right to counsel but also to the right to a jury
trial. Logically the phrase should be accorded the
same meaning as applied to both protections. Beck
v. Winters, 407 F.2d 125, 128 (8th Cir. 1969).
Nor does the fact that a legislature may provide a dif
ferent statute of limitations in felony cases justify the
18
distinction drawn by W.S.A. §956.03(3) between felons
and misdemeanants. Appellant does not argue that the
state must try misdemeanor and felony cases identically,
or that the state cannot treat one as a more serious vio
lation of law than the other, but only that when the basic
constitutional protection of fair trial is at stake, the state
cannot arbitrarily deny the important protection provided
by a change of venue simply because the crime—while
serious—has a lower maximum penalty than a felony.
Second. The Wisconsin Supreme Court upheld its con
struction of W.S.A. §956.03(3) on the ground that there is
no likelihood of community prejudice attaching to a mis
demeanor prosecution. But as Judges Heffernan and
Wilkie put it in dissent: “ The simple answer to this prop
osition is that if there is no community prejudice, it is
within the discretion of the trial judge to deny a change
of venue.” {infra, p. 15a). Moreover, the Supreme Court’s
reasoning is refuted by the facts of this case. Appellant
is a controversial figure because he has spoken out and
participated in marches and demonstrations against racial
discrimination in his community. It is beyond dispute that
his goals have stirred many to anger and hostility against
him and that his “activities” have received prolonged atten
tion from the news media in Milwaukee. It is obvious that
the general public has often “become incensed” , to use the
language of the Wisconsin Supreme Court {infra, p. 4a),
at his views and behavior just as portions of the general
public had “become incensed” at other civil rights leaders,
such as the late Beverend Doctor Martin Luther King.
It is simply erroneous to assert that men like Father
Groppi and Dr. King have so little stirred those opposed
to them to anger as never to prejudice their right to a
fair trial and it is no accident that cases involving civil
19
rights leaders commonly involves prosecution for alleged
misdemeanors. See e.g., Shuttlesworth v. Birmingham,
373 U.S. 262 (1963); 376 U.S. 339 (1964); 382 U.S. 87
(1965); ------ U.S. ------ , 22 L.ed. 2d 162, 89 S.Ct. ------
(1969); Gregory v. Chicago,------ U .S .------- , 22 L.ed. 2d 134,
89 S.Ct.------ (1969); Edivards v. South Carolina, 372 U.S.
229 (1963). Community prejudice arises when the ac
tivities of a person or group challenge deeply felt beliefs
and feelings. It does not depend on whether a criminal
charge arising out of civil rights activity is classified by
state law as a misdemeanor or a felony.
It is plain that in cases such as this involving a public
figure whose civil rights activity is tied to a controversial
social issue—where the personal and political leanings of
the jury will often be antagonistic to the defendant— the
potential for an adverse factual determination of con
flicting testimony is great. In civil-rights-related prose
cutions this situation is not uncommon. But because of
the accepted limitations of federal and state appellate
review of factual determinations by state trial courts,
the only effective remedy is to guarantee the accused the
right to have the crucial factual determination of guilt
or innocence made initially by “ impartial ‘indifferent’
jurors” Irvin v. Dowd, supra at 366 U.S. 722. Trial by
twelve jurors representing a cross-section of a community
less subjected to adverse publicity does not ensure that
justice will be done but it does dilute the effect of any
particularized bias and tends to make it likely that per
sons not unfairly antagonistic to the accused will partic
ipate in the fact-finding process.
Third. The Supreme Court of Wisconsin reasoned that
the exclusion of misdemeanor cases from the change of
venue authorized by §956.03(3) promotes “ efficiency in the
administration of justice” (infra p. 4a) in view of the large
20
numbers of misdemeanor prosecutions. Such arguments
did not deter this court from extending the right to jury
trial to misdemeanants in Duncan, supra. But granting the
premise that a lot of misdemeanor cases are prosecuted,
and hence potentially affected by a change-of-venue rule,
it is difficult to see why motions for a change in venue
should be automatically withheld from all persons charged
with misdemeanors. The notion that authorizing trial
judges to grant or deny a change of venue in their discre
tion will open the floodgates to disruption in the adminis
tration of justice is unreal. Indeed, an authoritative study
has concluded that motions are rarely granted even in felony
prosecutions. Standards Relating to Fair Trial and Free
Press, 121 (A.B.A. Project on Minimum Standards For
Criminal Justice, 1966). It is plain that only very few
of the many misdemeanor cases prosecuted could con
ceivably give rise to a colorable claim for a change in
venue; and, if such claims were advanced in number, trial
courts would still retain enormous latitude to deny the
applications.
The final reason given by the Supreme Court of Wisconsin
for upholding W.S.A. §956.03(3) is that appellant had a
sufficient remedy to protect his right to a fair and impartial
trial by means of voir dire inquiry, a motion for a continu
ance, or a motion to set aside the verdict after trial. To
conceive the constitutional right to an impartial trial tliusly
is to misconceive it and to ignore the intimate relationship
between the right and the remedy of a change of venue.
I f voir dire inquiry, or a continuance, satisfactorily pro
tected the right, then there would never be need for a change
of venue in any case, felony or misdemeanor. The plain
fact is, as explicitly recognized by this Court in Rideau v.
Louisiana, 373 U.S. 723, 726 (1963), and Irvin v. Dowd, 366
U.S. 717 (1961), that it is often impossible to determine,
much less defeat, the subtle operation of prejudice in a
21
criminal trial in a particular community. The constitu
tional right to a fair trial, therefore, properly implies a
right to a jury drawn from a community which has not been
so exposed to prejudice that it will not likely be able to
base its verdict on the evidence developed at trial, cf.
Thompson v. Louisville, 362 U.S. 199 (1960); not merely a
right to reversal if actual prejudice is shown. In some cases,
a defendant may be able to obtain a fair trial panel by in
terrogation, or in others to put off the trial until prejudice
is neutralized without undue cost to his constitutional right
to a speedy trial, or in others to prove that he did not in
fact receive a fair trial at the hands of a particular jury.9
Perhaps in such cases a motion for change of venue would
be properly denied, but there are also cases where these
protective devices will be unavailing. By upholding W.S.A.
§956.03(3), Wisconsin has determined that persons charged
with misdemeanors can in no case receive what in some
cases may be the only remedy that can assure them a fair
and impartial trial.
It is of interest that the only decisions we have found
squarely on point uphold appellant’s view that the Supreme
Court of Wisconsin erred in sustaining W.S.A. §956.03(3)
as consonant with Fourteenth Amendment requirements.
In one case, the facts are strikingly similar. Mason v. Pamp-
lin, 232 F. Supp. 539 (D. Tex. 1964) aff’d, sub nom. Pamplin
v. Mason, 364 F.2d 1 (5th Cir. 1966), involved a clergyman,
active in civil rights causes, accused of striking a police of
ficial in the course of being arrested in connection with a
9 Common sense also rejects the notion that a defendant can
obtain a fair trial and impartial jury by having a verdict set
aside. Not only does this remedy put the defendant to continuous
rounds of trial burdening both him and the state court system
(compare infra, pp. 4a, 19a) but it fails to meet the constitutional
requirement because it in no way ensures that the jury will ever be
drawn from an unbiased source.
22
civil rights demonstration. His motion for a change of
venue was denied because Texas statutes provided for
changes of venue by reason of community prejudice only in
felony cases. He was then tried and found guilty of ag
gravated assault upon a police officer, a misdemeanor in
Texas. After exhausting his state remedies, he challenged
this conviction in a habeas corpus petition in federal court.
The court held that the statute authorizing change of venue
only in felony prosecutions violated the Due Process Clause
of the Fourteenth Amendment, reasoning that under our
system of law there is an “ inherent right of an individual to
a change of venue” where community prejudice prevents a
fair trial. A fortiori there must be a right to make a show
ing of prejudice— otherwise this vital constitutional right
cannot be vindicated. A law which by its terms limits the
right to make such a showing to felonies violates due process
of law.” (232 F. Supp. at 542-543) In affirming, the Court
of Appeals declared that:
Due process of law requires a trial before a jury drawn
from a community of people free from inherently sus
pect circumstances of racial prejudice against a par
ticular defendant. (364 F.2d at 7)
The court made it clear that in its view, “ the same constitu
tional safeguard of an impartial jury is available to a man
denied his liberty . . . for a misdemeanor as a felony. (Ibid.)
Similarly, fifteen years ago the Supreme Court of Oregon
declared unconstitutional on due process grounds state
statutes permitting a change of venue in felony cases only.
State ex rel. Rico v. Biggs, 198 Ore. 413, 255 Pac.2d 1055
(1953). The Court recognized that the right to a fair and
impartial trial is of constitutional dimensions and made it
clear that any statute which attempts to limit this right
runs afoul of the Constitution.
23
After extensive study, an American Bar Association
Committee has recently fashioned standards for fair trial
based on those enunciated by this Court in Sheppard v.
Maxwell, supra. These standards, designed to guide courts
in considering questions of change of venue, do not con
template any distinction between felonies and misdemean
ors, but call for action on the part of a trial court to
protect the fairness of the trial “ whenever” partiality is
threatened. Standards Relating to Fair Trial and Free
Press, Section 3.2(c) p. 9 (A.B.A. Project on Minimum
Standards for Criminal Justice, 1966). Appellant submits
this is the proper constitutional rule and that the Supreme
Court of Wisconsin erred in holding otherwise.
n.
For Purposes of Change of Venue There Is No Ra
tional Basis for a Distinction Between Persons Charged
With a Felony and Persons Charged With a Misde
meanor.
The Equal Protection Clause of the Fourteenth Amend
ment commands that distinctions drawn by a State—
whether in the exaction of pains or in the allowance of
benefits—must not be irrelevant, arbitrary or invidious.
Where a State chooses to grant an advantage to one class
and not to others “ [T]he attempted classification . . .
must always rest upon some difference which bears a
reasonable and just relation to the act in respect to which
the classification is proposed, and can never be made
arbitrarily and without any such basis.” Gulf, Colorado and
Santa Fe Ry. v. Ellis, 165 U.S. 150, 155, 159 (1897). See,
e.g., Skinner v. Oklahoma, 316 U.S. 536 (1942); Baxstrom v.
Herold, 383 U.S. 107 (1966).
24
The lesson of this Court’s decisions construing the Equal
Protection Clause is that there can be no difference in
treatment among citizens unless there is a rational dis
tinction between the classes affected. Or, to put it another
way, where no rational distinction exists between two
persons or classes, the law must treat them alike. By these
standards, W.S.A. §956.03(3) is patently invidious, irra
tional, hence unconstitutional legislation. For purposes of
the relevant constitutional requirement of a fair and impar
tial trial, the label attached to a crime cannot reasonably
dictate the character of the procedural protections offered.
The irrationality of making the benefits of change of
venue available to one class of accused citizens faced with
community prejudice, while withholding them from another
class is further highlighted by an examination of the terms
involved in the classification. At early common law no
crime was considered a felony if it did not result in a total
forfeiture of the offender’s land or goods or both. Kurtz
v. Mojfitt, 115 U.S. 487 (1885); People v. Causley, 399
Mich. 340, 300 N.W. I l l (1941). See also Goebel, F elony
and M isdemeanor (1937). Wisconsin has defined a felony
as “ A crime punishable by imprisonment in the state
prison,” W.S.A. §939.60 and a misdemeanor as “Every
other crime,” ibid. However, there is neither historical
consistency nor universal agreement on any principle
which governs the selection of offenses to be felonies or
misdemeanors. There is plainly nothing categorical about
these categories nor anything inherent in their logic which
would make rational the distinction that Wisconsin at
tempts to rest upon them. Legislatures can, and from time
to time do, change their definition of what constitutes a
felony or misdemeanor for a variety of penological pur
poses. Under the reasoning of the court below, they could
25
by such legislation incidentally collapse or expand the pro
tection of the right to a fair trial. The Constitution cannot
countenance a rule which permits such adventitious irra
tional and arbitrary tampering with fundamental consti
tutional rights.
From a constitutional perspective, for purposes of
change of venue, the “ felony-misdemeanor” distinction is
simply irrelevant. For an analogous discussion where the
constitutional right to trial by jury and right to counsel is
involved, see Duncan v. Louisiana, 391 U.S. 145 (1968);
Beck v. Winters, 407 F.2d 125 (8th Cir. 1969); Harvey v.
Mississippi, 340 F.2d 263 (5th Cir. 1965); James v. Headley,
------F .2 d -------- (5th Cir. 1969 No. 25,892). Since the line
of demarcation between felony and misdemeanor in Wis
consin law is totally unrelated to the reasons that a change
in venue is allowed, or may be constitutionally required, a
statute which makes the right turn on that distinction
violates the Equal Protection Clause.
26
CONCLUSION
For the Foregoing Reasons, Probable Jurisdiction
Should Be Noted.
Respectfully submitted,
T homas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Robert E. Sutton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Jack Greenberg
Michael Meltsner
H aywood B urns
10 Columbus Circle
New York, New York 10019
A nthony G. A msterdam
3400 Chestnut Street
Philadelphia, Pennsylvania 19104
Attorneys for Appellant
APPENDIX
APPENDIX
Opinion of the Supreme Court of Wisconsin
State of W isconsin,
v .
Respondent,
James Edmund Ghoppi,
No. 38
Supreme Court of Wisconsin
Feb. 4, 1969
Appellant.
This appeal arises from an incident which occurred in
the city of Milwaukee, on August 31,1967. Prior to the time
of the incident, and more particularly on August 30, 1967,
the mayor of Milwaukee, Henry W. Maier, caused an emer
gency proclamation to issue which ordered that:
“ * * * marches, parades, demonstrations, or other
similar activities are prohibited upon all public high
ways, sidewalks, streets, alleys, parks and all other
public ways and public grounds within the City of
Milwaukee between the hours of 4:00 o’clock P.M. and
9 :00 o’clock A.M., commencing on this date, Wednesday,
August 30, 1967, at 4:00 o’clock P.M. and terminating
thirty (30) days thereafter.”
The appellant (hereinafter referred to as the “ defen
dant” ) Father James Edmund Groppi, was arrested on
August 31, 1967, for allegedly violating the proclamation
during the course of a civil rights demonstration. In the
course of his arrest, defendant was alleged to have resisted
the arresting officer. This appeal is concerned solely -with
2a
the charge of resisting an officer. Any reference to the
charge resulting from the violation of the proclamation is
purely incidental.
Prior to the commencement of the trial on the “ resisting”
charge, defendant moved for a change of venue on the
grounds of community prejudice. The motion was denied
on the ground that sec. 956.03(3),1 Stats., provided for a
change of venue for community prejudice only in felony
matters. Resisting an officer is a misdemeanor.
Also prior to trial a subpoena was executed and served
which ordered Henry W. Maier to appear to testify on be
half of the defendant on February 8, 1968. That subpoena
was subsequently quashed following a hearing which re
sulted in the trial court’s finding that Mayor Maier could
not offer any relevant testimony to the case before the
court.
After a trial by jury, the defendant was determined to be
guilty of resisting an officer. He was fined $500 and sen
tenced to six months in the house of correction. Sentence,
however, was stayed, and defendant was placed on two
years’ probation. The appeal is taken from the judgment of
conviction and the order of sentence.
H anley, Justice.
The defendant presents the following issues on this ap
peal:
1. Is sec. 956.03(3), Stats., unconstitutional either on its
face or as applied in this case? 1
1 “ If a defendant who is charged with a felony files his affidavit
that an impartial trial cannot be had in the county, the court may
change the venue of the action to any county where an impartial
trial can be had. Only one change may be granted under this
subsection.”
Opinion of the Supreme Court of Wisconsin
3a
2. May a trial court quash a subpoena which has been
properly issued and served upon a witness the defendant
desired to call in his defense?
Unconstitutionality of Sec. 956.03(3), Stats.
Appellant claims the change of venue statute is uncon
stitutional on several different grounds: First, that the
statute, on its face, is a violation of due process as guar
anteed by the Wisconsin and federal constitution; second,
that the face of the statute violates the equal protection
clause of the federal constitution. And, finally, it is con
tended that the statute was unconstitutionally applied in
this case. In all cases, the reason for the alleged unconsti
tutionality is the same, i.e., that the change of venue based
on community prejudice is limited to felony cases.
We think that there is a sufficient difference between a
felony and a misdemeanor to warrant the distinction.
“ * * * In most cases the place of imprisonment is
different; the statute of limitations is twice as long for
a felony as a misdemeanor; one charged with a felony
is entitled to a preliminary hearing; the stigma of a
felony is greater; and under the repeater statute, more
severe penalties are authorized for felonies than for
misdemeanors. * * * ” State ex rel. Gaynon v. Krueger
(1966), 31 Wis.2d 609, 620, 143 N.W.2d 437, 443.
Moreover, it would be extremely unusual for a community
as a whole to prejudge the guilt of any person charged with
a misdemeanor. Ordinarily community prejudice arises
when a particularly horrendous crime has been perpetrated.
These are the only crimes that receive widespread and pro
Opinion of the Supreme Court of Wisconsin
4a
longed attention from the news media. But the general
public just does not become incensed at the commission of
a misdemeanor.
[1] The court also takes judicial notice of the vast num
ber of misdemeanors that are prosecuted as opposed to
felonies. As a matter of necessity, the prosecution of mis
demeanors has been simplified as much as possible by the
legislature. This is not because the legislature is not con
cerned with justice, but because society demands that ef
ficiency in the administration of justice be given considera
tion along with absolute fairness.
This court faced a decision similar to the one in this case
in deciding whether an indigent accused of a misdemeanor
was entitled to the assistance of a court-appointed attorney
in his defense. At that time the court stated:
“A basic concern of this court must be to strive for
greater fairness in the administration of criminal jus
tice. This contemplates protection of the innocent from
wrongful conviction, and a concern for the poor as well
as for the affluent. A correlative consideration, never
theless, must be to protect society from burdens that,
if intolerable, might impair the administration of jus
tice. Achieving the proper equilibrium between these
important considerations inherently requires that
standards be established, thus presenting a situation
in which it is difficult to achieve an ideal result.” State
ex rel. Plutshack v. State Dept, of Health & Social Ser
vices (1968), 37 Wis.2d 713, 721, 155 N.W.2d 549, 553,
157 N.W.2d 567.
The court decided in the Plutshack Case that counsel
should be provided for all indigent defendants who were
Opinion of the Supreme Court of Wisconsin
5a
charged with a crime which was punishable by a maximum
sentence of more than six months’ imprisonment. This was
determined to be a reasonable cutoff point.
It is also important to recognize that in deciding the
Plutshack Case, the court was not faced with a statute which
specifically denied the appointment of counsel to indigents
charged with misdemeanors. On the contrary, the applica
ble statute, sec. 957.26,2 Stats., had recently been amended3
so that counsel could be provided in misdemeanor cases.
Thus the court was free to adopt the six-month cutoff.
However, in this case, the applicable statute specifies that
a change of venue based on community prejudice shall only
be permitted in felony cases. Were we free to adopt our
own cutoff point, we would establish it at over six months,
as we did in reference to the appointment of counsel. How
ever, we are not willing to say that the cutoff point estab
lished by the legislature is necessarily arbitrary and
capricious.
The court is aware that two other jurisdictions have con
sidered whether a change of venue based on community
prejudice can be limited to felony cases.4 Both decided it
could not be without violating the due process clause of the
Fourteenth amendment to the federal constitution. Those
2 “ 957.26 Counsel for indigent defendants charged with felony;
advice by court. (1) A person charged with a crime shall, at his
initial appearance before a court or magistrate, be advised of his
right to counsel and, that in any case where required by the United
States or Wisconsin constitution, counsel, unless waived, will he
appointed to represent him at county expense if he is financially
unable to employ counsel.”
3 Ch. 519, Laws of 1965, amended sec. 957.26(1). Previously that
section provided for the appointment of counsel only when a de
fendant was charged with a felony.
4 Pamplin v. Mason (5th Cir. 1966), 364 F.2d 1; State ex rel.
Ricco v. Biggs (1953), 198 Or. 413, 255 P.2d 1055, 38 A.L.R.2d 720.
Opinion of the Supreme Court of Wisconsin
6a
cases are not precedent for this court and their reasoning
does not compel us to reach the same conclusion.4a
The United States Supreme Court held in Rideau v.
Louisiana (1963), 373 U.S. 723, 83 S.Ct. 14U, 10 L.Ed.2d
663, that a denial of a change of venue, under the circum
stances of that case,5 6 amounted to a denial of due process.
That case is distinguishable on two grounds. First, it in
volved a felony, as does every other case in the area of
change of venue which has been dealt with by the Supreme
Court. Second, the defendant put into the record his proof
of community prejudice which was at least likely to influ
ence the jury. No record of community prejudice was ever
made in this case.
Opinion of the Supreme Court of Wisconsin
4a The United States Supreme Court recently considered whether
a state could constitutionally deny a jury trial to persons accused
of a misdemeanor. Duncan v. Louisiana (1968), 391 U.S. 145, 88
S.Ct. 1444, 20 L.Ed.2d 491.
The court held that every person had a fundamental right to a
jury trial even in state prosecutions if he was charged with a
“ serious” crime, whereas no such right existed if a person was
charged with a “ petty” offense. The court refused to draw a dis
tinct line between a petty offense and a serious offense, but the
majority did state that any crime punishable by two years’ im
prisonment, or more, was a serious crime. The court further indi
cated that, under federal law, a crime involving a maximum sen
tence of six months, or less, was a petty offense. No opinion was
expressed as to the classification of those crimes which involved a
maximum sentence of more than six months but less than two
years.
In Wisconsin, no misdemeanor is punishable by more than one
year of imprisonment.
5 The circumstances in Rideau, supra, were extreme. A twenty-
minute film and sound track of the defendant’s being “ inter
viewed” by the sheriff was shown over television on three separate
occasions. During the course of the interview, the defendant ad
mitted robbery, kidnapping and murder. The Supreme Court de
cided, without examining the transcript of the voir dire, that due
process required a trial before a jury drawn from a community
of people who had not seen and heard the televised “ interview.”
7a
Appellant contends that because his motion for change
of venue was denied, he had no opportunity to make a rec
ord of the community prejudice. This is simply not true.
Both the federal and state constitutional guarantee to every
accused the right to a fair and impartial trial.6 A verdict
from a prejudiced jury is void7 whether or not a change of
venue or a continuance was requested.8 On motions after
verdict or on a petition for habeas corpus, a person con
victed of either a misdemeanor or a felony can offer proof
that he was denied his constitutional right of a fair and
impartial trial.9
[2] The right to a fair and impartial trial is not synony
mous with a change of venue. The only connection between
a change of venue and a fair and impartial trial is that the
former is one method of insuring the latter. Other methods
Opinion of the Supreme Court of Wisconsin
6 Art. I, sec. 7, Wisconsin Constitution:
“In all criminal prosecutions the accused shall enjoy the
right # * to a speedy public trial by an impartial jury * *
Sixth amendment, United States Constitution:
“ In all criminal prosecutions, the accused shall enjoy the
right to a speedy and public trial, by an impartial jury * * * ”
7 “Petitioner’s detention and sentence of death pursuant to the
void judgment is in violation of the Constitution of the United
States and he is therefore entitled to be freed therefrom. * * *”
(Emphasis supplied.) Irvin v. Dowd (1961), 366 U.S. 717, 728, 81
S.Ct. 1639, 1645, 6 L.Ed.2d 751.
8 This seems to be the only logical conclusion following the de
cision in Sheppard v. Maxwell (1966), 384 U.S. 333, 86 S.Ct. 1507,
16 L.Ed.2d 600. The verdict of the jury was set aside based on
prejudice even though no motion for a change of venue or con
tinuance was made.
9 The express holding of Irvin v. Dowd, supra, seems to be that
a statute which denies a change of venue is not unconstitutional,
either on its face or in its application, so long as the statute is not
relied upon to deny a person his right to a fair and impartial trial.
8a
of insuring a fair trial are voir dire proceedings and
continuance.10 11
[3] The defendant here was not denied due process when
his change of venue was denied because of the applicable
statute. Should a rare case arise where community prej
udice threatens to influence the verdict in a misdemeanor
case, the defendant can rely on the antiseptic measures of
continuance and voir dire proceedings. In the event that
these measures are still not sufficient to provide an impar
tial jury, the verdict can be set aside after trial based on
the denial of a fair and impartial trial.
[4] I f the defendant in the present case feels that he was
denied a fair and impartial trial (no such claim has been
made to this court), the issue can be raised and evidence
can be presented on a motion for a new trial based on a
denial of a fair and impartial trial.11
Quashing a Subpoena.
Defendant also contends that it is unconstitutional to
deny to a defendant in a criminal action the right to sub
i° “ The remedies in publicity cases are change of venue, con
tinuance, and careful selection of a jury.” State v. Woodington
(1966), 31 Wis.2d 151, 166, 142 N.W.2d 810, 817, 143 N.W.2d 753.
11 Sec. 958.06(1), Stats., provides:
“Within one year after the trial and on motion of the de
fendant the court may grant a new trial * * (Emphasis
supplied.)
The trial in this case ended on February 9, 1968. Some motions
after verdict were presented on February 12, 1968, and denied. It
does not appear that the presentation of those motions would fore
close the presentation of a motion for a new trial based on an
entirely different ground.
Opinion of the Supreme Court of Wisconsin
9a
poena any witness even if the witness’ testimony is admit
tedly irrelevant.
[5] The Sixth Amendment to the United States Con
stitution and art. I, sec. 7, of the Wisconsin Constitution
guarantee to a defendant in a criminal case the right “ to
have compulsory process” to obtain witnesses in his behalf.
This right is now incorporated in the due process clause of
the Fourteenth Amendment to the federal constitution and
applies equally to the several states.12 It is also worthy of
note that there has been no attempt to limit this right to
persons charged with a felony.13
In this case, the defendant subpoenaed the mayor of
Milwaukee. After the subpoena issued, an assistant city
attorney, representing the mayor, moved for an order to
show cause why the subpoena should not be quashed. The
day before the trial a hearing was held on that order. The
attorney for the city argued that the mayor had no personal
knowledge of any facts which would be material to the
resisting arrest charge against Father Groppi. Counsel for
the defendant contended that they hoped to establish by the
mayor’s testimony either that the proclamation was uncon
stitutional on its face or that it was unconstitutionally is
sued. The judge took the motion to quash under considera
tion until the next day.
The following morning, the defendant withdrew a motion
to dismiss the charge based on the unconstitutionality of
the proclamation because that issue was pending in the
12 Washington v. Texas (1967), 388 U.S. 14, 87 S.Ct. 1920, 18
L.Ed.2d 1019.
13 Sec. 955.04, Stats., provides:
“Any defendant shall have compulsory process to compel the
attendance of witnesses in his behalf.”
Opinion of the Supreme Court of Wisconsin
10a
federal court and could best be determined there. The trial
court then quashed the subpoena because the issue of the
unconstitutionality of the proclamation had been with
drawn. The defendant insisted at that point, and during
the trial, that he had a constitutional right to call the mayor.
The defendant has explained in his brief on this appeal
why the testimony of the mayor was relevant to this case:
« * * * had the defendant been able to demonstrate
by the testimony of Mayor Maier that the ordinance un
der which he was initially arrested was illegally prom
ulgated either because of the procedures used or be
cause it was unconstitutional or because it was applied
unconstitutionally there can be no question but that
the appellant conld have legitimately challenged his
arrest as illegal and unauthorized.
[6] We first determine that a defendant does not have an
unqualified right to subpoena witnesses. This right is no
more absolute than any of the other rights guaranteed by
the constitution.
[7] It is readily apparent that a defendant suffers no
constitutional deprivation when he is limited to subpoena
ing witnesses who can offer relevant and material evidence
on his behalf. The proposition is so apparent on its face
that it is difficult to find legal citation to support it. How
ever, at least one English case has considered this precise
issue. In King v. Baines (1908), 1 K.B. 258, the defendants,
who were demonstrating for women’s suffrage, were ar
rested for breach of the peace and unlawful assembly. They
subpoenaed Prime Minister Herbert Henry Asquith and
Home Secretary Herbert John Gladstone to testify at their
Opinion of the Supreme Court of Wisconsin
11a
trial. The subpoenas were subsequently set aside upon
proof that neither subpoenaed party could give any relevant
testimony at the trial. The setting aside of the subpoenas
was upheld on appeal.
[8] We think a subpoena is properly quashed when a
party is unable to give relevant evidence.
[9] We also decide that the testimony which the defen
dant sought from Mayor Maier was immaterial to the re
sisting arrest charge. It is not necessary to decide whether
that testimony would have been relevant if the constitu
tionality of the proclamation was in issue. That issue was
specifically withdrawn from this case.
In the absence of some showing by the defendant that
the witness was necessary for his defense, the quashing of
the subpoena is not a violation of a defendant’s right to
compulsory process.
We conclude that sec. 956.03(3), Stats., is constitutional
and that the trial court’s judgment of conviction and order
of sentence were proper.
Judgment and order affirmed.
Hallows, Chief Justice (concurring).
I concur in the result only of the majority opinion be
cause I believe with the minority that an accused has a
constitutional right to a fair trial in misdemeanor cases
and to attain that end may have a change of venue if he
shows community prejudice. The minority opinion well
states the view that sec. 956.03(3), Stats., is regulatory only
of this basic right to a fair trial and is not exclusive by im
plication. The right to a change of venue to secure a fair
trial is consistent with my belief that an accused has a con
stitutional right to an attorney in all misdemeanor cases,
Opinion of the Supreme Court of Wisconsin
12a
which was expressed in Sparkman v. State (1965), 27
Wis.2d 92, 102, 133 N.W.2d 776, and again in the dissent in
State ex rel. Plutshack v. State Department of H&SS
(1968), 37 Wis.2d 713, 727,155 N.W.2d 549, 157 N.W.2d 567.
I differ with the minority in its remedy in this case. To
these facts I would apply the harmless-error rule as stated
in Whitty v. State (1967), 34 Wis.2d 278, 149 N.W.2d 557,
cert, denied 390 U.S. 959, 88 S.Ct. 10o6, 19 L.Ed.2d 1155.
Not every violation of a constitutional right requires a re
versal or a new trial. Prejudice resulting from error or
the denial of a constitutional right must be shown. In the
instant case, the defendant had no difficulty in selecting and
obtaining a satisfactory jury and one which on the record
he does not claim was biased or unfair.
The exercise of the constitutional right to a change of
venue on the ground of community prejudice is a means to
secure an unprejudiced and fair jury so that a fail tiial may
be assured. If such a saturation of piejudice exists in a
community from which the jury is drawn so as to make it
difficult to select and obtain an impartial jury, then it is
better to change the venue of the case than to waste time
attempting to find an unprejudiced jury. But a juror’s
knowledge of events is to be distinguished from prejudice or
predetermined opinion. One may have knowledge without
prejudice. The members of a jury may be informed without
the jury being prejudiced. I think also that community
prejudice has little or no effect on a witness. The argu
ment that a witness will testify differently in one county
than he will in another is unconvincing. No matter where
the witness testifies, he must live in the community from
which he comes.
On the facts of this case, I see no reason for a reversal.
Opinion of the Supreme Court of Wisconsin
13a
H e f f e r n a n , Justice (dissenting).
I respectfully dissent from the opinion of the Court in
sofar as it holds sec. 956.03, Stats., prohibits a change of
venue in misdemeanor cases and that such legislative pro
hibition is constitutional.
To understand what the majority has done, it is neces
sary to review the facts. It is crystal clear from the record
that the defendant moved for a change of venue on the basis
of community prejudice. Such prejudice was alleged in the
underlying affidavits supporting the motion. The defen
dant’s trial counsel also asked that the court take judicial
notice of the “massive coverage by all news media in this
community of the activities of this defendant * * * or, in
the alternative, that the defendant be permitted to offer
proof of the nature and extent thereof, its effect upon this
community and on the right of defendant to an impartial
jury trial.” This motion was denied in its entirety. The
reason for such a denial, including the reason for the re
fusal to hear evidence of prejudice, is made clear by the
remarks of the trial judge following the denial of the mo
tion.
Counsel asked if the court was denying the motion “be
cause the statute will not permit a change of venue on the
grounds of community prejudice. * * * ” The court replied,
“No, I ’m denying the motion * * * because this is a mis
demeanor case and not a felony. And the Wisconsin Statute
does not provide for a change of venue in a misdemeanor
matter.”
It is thus apparent that the judge refused to hear evi
dence on community prejudice solely because he concluded
that the statute gave him no jurisdiction to order a change
of venue even if community prejudice were shown.
Opinion of the Supreme Court of Wisconsin
14a
This, I conclude, is a clear error of law, and the statute
as so construed was applied unconstitutionally. The statute
is procedural only. It merely specifies the duty of the judge
when prejudice is apparent and the defendant is charged
with a felony. It is silent upon the duty of a judge in the
event one charged with a misdemeanor asks for a change
of venue because of community prejudice. The prohibition
that the trial judge found, at least by implication, in the
statute is not apparent to this writer.
We have heretofore held, in State v. Nutley (1964), 24
Wis.2d 527, 129 N.W.2d 155, overruling, sub silentio, State
ex rel. Carpenter v. Backus (1917), 165 is. 179, 161 N.W.
759, to the contrary, that a change of venue for community
prejudice is a constitutional right independent of the legis
lative procedural implementation. In Nutley, 24 Wis.2d page
566, 129 N.W.2d page 160, we pointed out that the portion
of sec. 956.03(3), Stats., providing, “ Only one change maybe
granted under this subsection,” was subject to the due proc
ess limitations of the fourteenth amendment to the United
States Constitution.
In effect, this court recognized, at least in a felony case,
that the power of a court to order a change of venue arose
not from the statute but from its inherent power to act to
assure a fair trial, and, as required, by the fourteenth
amendment.
Are there any reasons why this constitutional assurance
of a fair trial by the device of change of venue should be
available only to one charged with a felony and not to an
alleged misdemeanant?
The majority opinion concludes that it is just and proper
to afford fewer constitutional guarantees of fairness to a
misdemeanant than to a felon. On the face of it this propo
sition runs counter to all principles of Anglo-American
Opinion of the Supreme Court of Wisconsin
15a
jurisprudence; however, factual distinctions, it is con
tended, make it fair to afford fewer protections to one
charged with a misdemeanor. It is asserted in the opinion
of the majority of the Court that the penalties are more
severe in the case of felonies. This is, of course, true, but
it is a fact entirely irrelevant to the issue. It is, in essence,
an assertion that an unfairness that results in only a small
sentence is of such a minor consequence as to be de minimis.
The mere statement of the proposition is its own refutation.
Concededly, the legislature has seen fit to confer additional
safeguards to defendants accused of major crimes (pre
liminary hearing, e .g .); however, it is powerless to reduce
the minimum safeguards of fairness that are assured by
both the Wisconsin and United States Constitutions to all
criminal defendants.
The opinion of the court also asserts that community
prejudice is not aroused by the commission of a misde
meanor and that, therefore, a change of venue is needless.
The simple answer to this proposition is that if there is no
community prejudice, it is within the discretion of the trial
judge to deny a change of venue. This determination is de
pendent upon the facts as they subjectively appear and not
upon the objective nature of the crime or whether it is
labeled a felony or a misdemeanor. The identity of the de
fendant and his image in the community is also relevant
and may be a determining factor in whether or not there is
community prejudice, irrespective of the nature or serious
ness of the crime charged.1 To say that the public is not
1 The attorney general in his addendum to the district attorney’s
brief acknowledged that, “Appellant is a controversial figure, but
not only in Milwaukee county.” While this statement was made
by the attorney general to show that a trial in another county might
not result in a trial free from prejudice, it is equally probative of
Opinion of the Supreme Court of Wisconsin
16a
prejudiced or enraged by the commission of a misdemeanor
begs the question. That is precisely what a hearing for a
change of venue is intended to determine, and this is what
the defendant herein sought to prove. For this Court to
decree that prejudice will henceforth not exist in a trial
for a misdemeanor is reminiscent of King Canute’s edict to
hold back the tides.
It is, of course, true that it will be only the unusual and
infrequent misdemeanor cases that will become a cause
celebre and arouse popular passions. Granting the premise,
on which the majority opinion is in part based, that there
will be few misdemeanors that will arouse the emotions of
the public, how can the rare case so clog the courts with
motions for change of venue that the efficient and expedi
tious disposition of criminal cases will be in jeopardy. The
majority opinion’s fears are of a bogeyman of court conges
tion which its own reasoning shows to be without founda
tion. Moreover, there is no reason why this Court should
assume that motions for change of place of trial will be
abused or that our courts are so supine as to tolerate such
abuse.
While it may be conceded that procedurally it is within
the legislature’s power to adopt more expeditious methods
of handling misdemeanors than felonies, it may not do so
if constitutional rights are thereby encroached upon. The
the assertion that the defendant could not have received a fair trial
anywhere in the state. This, however, is no reason why a change of
venue should not have been granted, for under Nutley, supra, this
court has decided that the defendant is not remediless after one
change of venue. If it developed that a fair trial could have been
held nowhere in the state, a motion for continuance would then
have been appropriate. The first obligation of the trial court was
to consider a change of venue so the defendant could be speedily
tried.
Opinion of the Supreme Court of Wisconsin
17a
legislature may grant the right to a preliminary hearing to
a felon, but not to a misdemeanant, but this right is statu
tory not constitutional. For example, it cannot, under the
aegis of greater efficiency in the administration of justice,
deny misdemeanants the right to jury trial guaranteed by
the Wisconsin Constitution. WThile efficiency and economy
are of great significance in cases where the courts are free
to act one way or the other, they have no place in the situa
tion now before us, where this court, as well as the legisla
ture, is answerable to the Constitution.
The recent United States Supreme Court decision, Dun
can v. Louisiana (May 20,1968), 391 U.S. 145, 88 S.Ct. 1444,
20 L.Ed.2d 491, pointed out that under the sixth amendment
and the fourteenth amendment to the United States Con
stitution petty offenses could be tried before a judge only.
This decision, of course, does not obviate the necessity for
a jury trial for misdemeanors in a state like Wisconsin,
where a jury trial is available to all defendants. Duncan,
however, makes it crystal clear that a trial, before whom
soever held, must be fair. Justice Harlan, although dis
senting in Duncan and agreeing that a state by its own con
stitution should be able to determine the necessity of a jury
trial, stated there were nevertheless certain prerequisites
to a system of ordered liberty, one of them being a fair
trial. He said, “ I should suppose it obviously fundamental
to fairness that a ‘jury’ means an ‘impartial jury.’ ” (Pp.
181, 182, 88 S.Ct. p. 1466.)
In the instant case, a jury is guaranteed by the Wisconsin
Constitution, and Duncan makes it clear that a jury must
be impartial. A litigant is constitutionally entitled to in
voke the device of change of venue to determine whether or
not a trial may be had free from the contamination of com
Opinion of the Supreme Court of Wisconsin
18a
munity prejudice. Where the trial of a misdemeanant is be
fore a judge, under Wisconsin law he may file an affidavit
of prejudice if he thinks it necessary to assure a fair trial.
He should not have a lesser right to a fair and impartial
trial if he invokes his constitutional prerogative of trial by
jury.
Nor is State ex rel. Plutshack v. State Department of
Health and Social Services (1968), 37 Wis.2d 713, 155 N.W.
2d 549, 157 N.W.2d 567, relevant to this case. Contrary to
the assertion of the majority opinion, this court, therein,
was not influenced or controlled by sec. 957.26, Stats. It
was controlled by the rulings of the United States Supreme
Court which have been interpreted to mean that there shall
be counsel whenever a “ substantial sentence” may be im
posed. The opinion of the Court in Plutshack was influenced
by legislation only to the extent that we concluded that con
gressional legislation (Criminal Justice Act of 1964) was
declaratory of constitutional requirements.
In the instant case we have elevated the legislature’s
enactment of sec. 956.03, Stats., to the status of a limitation
on the constitutional rights of citizens accused of crime.
To do so is, I believe, a misinterpretation of a statute the
legislature intended to be procedural only and constitutes
an abdication of a constitutional responsibility of this
Court.
W e are herein in no way bound or guided, as we said we
were in Plutshack, by legislation that appears to us to be
declaratory of a proper constitutional standard already
found by the Supreme Court of the United States. In the
instant case what the legislature had to say about change of
venue in felony cases is irrelevant to a constitutional right
of an alleged misdemeanant.
This writer is of the opinion that the trial court and the
Opinion of the Supreme Court of Wisconsin
19a
majority of this Court interpreted the statute in such a way
as to deprive misdemeanants of important constitutional
rights. In State ex rel. Eicco v. Biggs (1953), 198 Or. 413,
255 P .2d 105o, the Oregon Supreme Court, faced with a
similar statute, pointed out that such an interpretation
violated the Oregon constitutional guaranty of a fair trial
(similar to Wisconsin’s), as well as the due process clause
of the fourteenth amendment. That court pointed out, as
does this dissent, that the legislative enactment does not
govern whether a misdemeanant is entitled to a change of
venue, for the right to a changed place of trial depends
not upon legislative consent but upon the constitutional
right of fair trial.
It is the opinion of this writer that the inherent power of
a court to order a change of venue for community prejudice
is beyond question.
This writer would also conclude that in any criminal case
a court of justice has the inherent duty, where the question
is raised, to inquire into the matter of community prejudice
and to hold a hearing in order to exercise its discretion in
respect thereto. This duty is constitutional, not statutory,
and in proper circumstances should be exercised sua sponte.
Nor can I agree with the majority opinion’s conclusion
that even though a change of venue could or should have
been granted, a fair trial is still assured by the procedures
of the voir dire and motions after verdict.
This is hardly an argument for efficient judicial adminis
tration for if an atmosphere of prejudice or unfairness can
be detected prior to trial, it is folly to spend the public’s
money on a trial that will be set aside.
No doubt, motions after verdict are useful safety devices
to correct error that perhaps has already occurred, but the
goal of the proper administration of justice is the avoid
Opinion of the Supreme Court of Wisconsin
20a
ance of error. The device of change of venue seeks the
avoidance of error.
Moreover, the test of community prejudice is not whether
an impartial jury can or cannot be impaneled but whether
there is a “ reasonable likelihood” that community prejudice
exists. Sheppard v. Maxwell (1966), 384 U.S. 333, 86 S.Ct.
1507,16 L.Ed.2d 600.
The American Bar Association Advisory Committee on
Fair Trial and Free Press at pages 126, 127, and 128 dis
cussed the efficacy of the voir dire as a guaranty of a fair
trial:
“It has in many jurisdictions been common practice
for denial of such a motion to be sustained if a jury
meeting prevailing standards could be obtained. There
are two principal difficulties with this approach. First,
many existing standards of acceptability tolerate con
siderable knowledge of the case and even an opinion on
the merits on the part of the prospective juror. And
even under a more restrictive standard, there will re
main the problem of obtaining accurate answers on
voir dire—is the juror consciously or subconsciously
harboring prejudice against the accused resulting from
widespread news coverage in the community? Thus if
change of venue and continuance are to be of value,
they should not turn on the results of the voir dire;
rather they should constitute independent remedies de
signed to assure fair trial when news coverage has
raised substantial doubts about the effectiveness of the
voir dire standing alone.
“ The second difficulty is that when disposition of a
motion for change of venue or continuance turns on
the results of the voir dire, defense counsel may be
Opinion of the Supreme Court of Wisconsin
21a
placed in an extremely difficult position. Knowing con
ditions in the community, he may be more inclined to ac
cept a particular juror, even one who has expressed
an opinion, than to take his chances with other, less
desirable jurors who may be waiting in the wings. And
yet to make an adequate record for appellate review,
he must object as much as possible, and use up his per
emptory challenges as well. This dilemma seems both
unnecessary and undesirable. * * *
“The suggestion of some courts that * * * [failure
to exhaust all peremptory challenges] amounts to a
waiver [of a right to transfer or continuance] seems
to require the defendant to take unnecessary risks. I f
the defendant has satisfied the criterion for the grant
ing of relief, it should not matter that he * * * has
failed to use his peremptory challenges, perhaps be
cause he prefers the ills he has to others he has not yet
seen.”
In State v. Nutley, supra, 24 Wis.2d pages 565, 566, 129
N.W.2d page 172, this Court accepted the conclusion that a
voir dire does not necessarily assure a trial free from the
contamination of community prejudice:
“The United States supreme Court has held that
even if a defendant has examined prospective jurors
at length during a voir dire, and even if the jurors state
that they will evaluate the issues only on the evidence
presented during the trial, a defendant may still be
denied a fair trial if prejudicial pretrial publicity is of
such quantitative and qualitative magnitude that it is
probable that the jurors predetermined the issue de
spite their protestations to the contrary. This rule of
Opinion of the Supreme Court of Wisconsin
22a
Fourteenth amendment due process is applicable even
though the defendant may have received one change of
venue, pursuant to a state statute similar to sec. 9o6.03,
Stats.”
True, this court has in numerous cases looked to the
voir dire to determine that a trial was free from the taint of
prejudice. This technique, while efficacious in some cases,
is directed primarily to the question of whether a trial
judge abused his discretion in determining that the preju
dice alleged or proved was not of such a nature as to pre
vent a fair trial. Here, abuse of discretion is not in ques
tion. The trial jjidge here relied upon his interpretation of
a statute and concluded that he was precluded by law from
granting a change of venue. Discretion was not exercised.
Hence, the error was one of law and the usual voir dire
cases are not directed to the issue raised herein.
Mason v. Pamplin (D.C.1964), 232 F.Supp. 539, 540, 541,
542, 543 (Affm’d Pamplin v. Mason (5 Cir. 1966), 364 F.2d
1), a case involving the right of a change of venue in a mis
demeanor case where the Texas statute referred only to
felonies, stated:
“ The record reflects that the prospective jurors, who
apparently qualified as a group, stated that they did
not know petitioner; that they had not formed any
opinions in the case; and that they had no prejudices
against the Negro race, or against a Negro acting as
counsel for petitioner. No testimony on this question,
other than the sworn statement of petitioner’s counsel,
was offered at the hearing on the motion for new trial.
Opinion of the Supreme Court of Wisconsin
# * #
23a
“Whatever doubt may have existed prior to 1960
with respect to the inherent right of an individual to a
change of venue if he demands a jury trial, and it is
made to appear that in the county where the prosecu
tion is begun an impartial jury cannot be impaneled,
was dispelled by the Supreme Court in Irvin v. Dowd,
366 U.S. 717, 721, 81 S.Ct. 1639, 1641, 1642, 6 L.Ed.2d
751 (1960), when it recognized the proposition that a
transfer may become a necessity, depending upon ‘the
totality of the surrounding facts.’ Such ‘totality’ can
not be achieved if the court is precluded by law from
hearing any competent evidence which may be offered
before, during or after trial for the purpose of show
ing one’s inability to obtain a fair and impartial trial
in a particular county. * * *
“The hearing on the change of venue is the first and
most important step in ascertaining whether or not the
accused can receive a fair and impartial trial in the
county in which the prosecution is pending. The void
which is left when the initial hearing is dispensed with
could hardly be filled in a misdemeanor case, any more
than it could in a felony case, by the subsequent voir
dire examination of prospective jurors in a group, or
by producing at a hearing on a motion for new trial
testimony the Court has previously refused to hear.
* * *
“I f the allegations made by [petitioner] had been
found to be true [at a venue hearing], he would have
been entitled to a change of venue, irrespective of the
fact that the jurors themselves as a group indicated
that they had no prejudices. As the Supreme Court
said in Dowd: ‘No doubt each juror was sincere when
Opinion of the Supreme Court of Wisconsin
24a
he said that he would be fair and impartial to petitioner,
hut the psychological impact requiring such a declara
tion before one’s fellows is often its father.’ 366 U.S.
717, 728, 81 S.Ct. 1639, [1645, 6 L.Ed.2d 751].”
The denial of the defendant’s motion, which in the alter
native asked for a hearing on community prejudice, denied
the defendant (contrary to the assertion of the majority
opinion) an opportunity “ to make a record of community
prejudice.” This is true because the judge made it clear
that, in the case of a misdemeanor, community prejudice
was irrelevant to a change of venue— there was just no
statutory authority for such change. In motions after ver
dict defendant asked for a new trial on the ground, among
others, that the court erred in denying the motion for
change of venue on the assumption that the statute applied
only to felony cases. This motion was again denied. The
defendant also asked for a new trial on the ground that the
one accorded him was unfair.
The defendant’s motion was denied without hearing or
explanation. It is apparent that the trial judge, relying
on his interpretation of the law, refused to look to the
alleged facts of community prejudice, and afforded the de
fendant no opportunity to make a record.
I would reverse the judgment of the circuit court and
order a new trial, directing the trial court that, in the event
a motion for change of venue is made, to exercise its dis
cretion to determine whether or not the facts adduced at
hearing warrant the granting of a change of venue.
I am authorized to state that Mr. Justice W ilkie joins
in this dissent.
Opinion of the Supreme Court of Wisconsin
MEILEN PRESS INC. — N. Y. C. 219
I n t h e
fbnptmt C U m i r l o f t i } £ MnlUb S t a t e s
October Term, 1970
No. 26
James E dmund Groppi,
Appellant,
—v.—
State of W isconsin,
Appellee.
ON APPEAL FROM THE SUPREME COURT OF WISCONSIN
BRIEF FOR APPELLANT
Jack Greenberg
E lizabeth B. D ubois
10 Columbus Circle
New York, New York 10019
M ichael M eltsner
Columbia Law School
435 West 116th Street
New York, New York 10027
A nthony G. A msterdam
Stanford Law School
Stanford, California 94305
Haywood B urns
112 West 120th Street
New York, New York 10027
Thomas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Robert E. Sutton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Attorneys for Appellant
I N D E X
PAGE
Jurisdiction ............................................................................. 1
Constitutional and Statutory Provisions Involved....... 2
Question Presented............. - .............................................. 2
Statement .............................................................................. 3
1. Events Prior to Appellant’s Charge for Resisting
Arrest .......................................................................... 4
2. The Resisting Arrest Charge ................................. 6
3. Rulings of the Courts Below ............................... 8
Summary of Argum ent........................................................ 13
A rgument :
Introduction ...............„ ............................................... 14
Opinion Below ........................ _...................................... 1
I. Wis. Stat. Ann. §956.03(3) Violates the Sixth
Amendment and the Due Process Clause of the
Fourteenth Amendment in Denying a Defen
dant’s Right to a Fair and Impartial Jury
Trial by Totally Prohibiting a Change of
Venue in Certain Serious Criminal Prosecu
tions Regardless of the Extent of Community
Prejudice................................................................ 15
II. Wis. Stat. Ann. §956.03(3) Violates the Equal
Protection Clause of the Fourteenth Amend
ment in Denying Persons Charged with a
Misdemeanor the Right to a Change of Venue
Granted Persons Charged with a Felony .... 34
Conclusion: .......................................................................... 38
11
Cases:
Table of A uthorities
page
Baldwin v. New York, 38 U.S.L.Wk. 4554 (1970) ..15, 29, 35
Barry v. Truax, 13 N.D. 131, 99 N.W. 769 (1904) ..17,18,
30, 31
Baxstrom v. Herold, 383 U.S. 107 (1966) ..................... 34
Beck v. Winters, 407 F.2d 125 (8th Cir. 1969) .............. 36
Bell v. Maryland, 378 U.S. 226 (1964) ........................... 29
Bloom v. Illinois, 391 U.S. 194 (1968) ......... 29
Brown v. Louisiana, 383 U.S. 131 (1966) ..................... 29
Cox v. Louisiana, 379 U.S. 536, 559 (1965) ................... 29
Crocker v. Justices of Superior Court, 208 Mass. 162,
94 N.E. 369 (1911) ..................................................... 17, 31
Darcy v. Handy, 351 U.S. 454 (1956) ............................... 26
Delany v. United States, 199 F.2d 107 (1st Cir. 1952) 23
Douglas v. California, 372 U.S. 353 (1962) ................... 34
Duncan v. Louisiana, 391 U.S. 145 (1968) ............. 17,29,36
Edwards v. South Carolina, 372 U.S. 229 (1963) ....... 29
Enriquez v. State, 429 S.W.2d 141 (Tex. Ct. Crim.
App. 1968) ........................................................................ 21
Estes v. Texas, 381 U.S. 532 (1965) ...............................20,28
Gregory v. Chicago, 394 U.S. I l l (1969) ....................... 29
Griffin v. Illinois, 351 U.S. 12 (1956) .............................. 34
Groppi v. Froehlich, 311 F. Supp. 765 (W.D. Wis.
1970) ..................................................................................... 4
Groppi v. Leslie, 311 F. Supp. 772 (W.D. Wis. 1970) .. 4
Gulf, Colorado and Sante Fe Ry. v. Ellis, 165 U.S. 150
(1897) 34
I l l
Hague v. C.I.O., 307 U.S. 496 (1959) ............................... 29
Harms v. State, 36 Wis.2d 282, 153 N.W.2d 78 (1967) .. 37
Harvey v. Mississippi, 340 F.2d 263 (5th Cir. 1965) .. 36
In re Murchison, 349 U.S. 133 (1955) ...........................16, 27
Irvin v. Dowd, 366 U.S. 717 (1961) ...........16,20,22,23,33
James v. Headley, 410 F.2d 325 (5th Cir. 1969) ....... 36
Juelich v. United States, 214 F.2d 950 (5th Cir. 1954) .. 21
Mason v. Pamplin, 232 F. Supp. 539 (W.D. Tex. 1964),
aff’d sub nom. Pamplin v. Mason, 364 F.2d 1 (5th
Cir. 1966) .......................................................................... 32
Parker v. Gladden, 385 U.S. 363 (1966) .... .................... 16
People v. Hryciuk, 5 I11.2d 176, 125 N.E.2d 61 (1954) .. 23
People v. McKay, 37 Cal.2d 792, 236 P.2d 145 (1951) .. 23
People v. Ryan, 38 N.Y. Supp. 2d 806 (1942) ............... 31
Pruitt v. State, 16 Wis.2d 169,114 N.W.2d 148 (1962) .. 36
Rex v. Cowle, 2 Burr. 834, 97 Eng. Rep. 587 (1759) ..17, 30
Rex v. Harris, 3 Burr. 1330, 97 Eng. Rep. 858 (1762) ..17, 30
Rideau v. Louisiana, 373 U.S. 723 (1963) ..16,20,22,26,33
Rogers v. State, 155 Tex. Crim. 423, 236 S.W.2d 141
(1951) ................................................................................ 20
Rubenstein v. State, 407 S.W.2d 793 (Tex. Ct. Crim.
App. 1966) ........................................................................ 20
Sheppard v. Maxwell, 384 U.S. 333 (1966) ...........16, 20, 26
Shuttlesworth v. Birmingham, 373 U.S. 262 (1963);
376 U.S. 339 (1964); 382 U.S. 87 (1965); 394 U.S.
147 (1969) .......................................................................... 29
PAGE
IV
Skinner v. Oklahoma, 316 U.S. 536 (1942) ................... 34
State v. Albee, 61 N.H. 423, 60 Am. Rep. 325 (1881) ..17, 31
State v. Cooper, 4 Wis.2d 251, 89 N.W.2d 816 (1958) .. 22
State v. Nutley, 24 Wis.2d 527, 129 N.W.2d 155 (1964),
cert, denied, 380 U.S. 918 (1965) ...................16,21,24,25
State v. Sawtelle, 66 N.H. 488, 32 A. 831 (1891) ....... 31
State v. Stevens, 26 Wis.2d 451, 132 N.W.2d 502 (1965) 22
State v. Thompson, 273 Minn. 1, 139 N.W.2d 490,
cert, denied, 385 U.S. 817 (1966) ............................... 32
State v. Watkins, 40 Wis.2d 398, 162 N.W.2d 48 (1968) 37
State v. Woodington, 31 Wis.2d 151, 142 N.W.2d 810
(1966) ......................................... - .................................... 25
State ex rel. Gaynon v. Krueger, 31 Wis.2d 609, 143
N.W.2d 437 (1966) ........................................................ 35, 37
State ex rel. Murphy v. Voss, 34 Wis.2d 501, 149 N.W.
2d 595 (1967) .................................................................. 16
State ex rel. Plutshak v. State Department of Health
and Social Services, 37 Wis.2d 713, 155 N.W.2d 549,
157 N.W.2d 567 (1968) ..................................................... 36
State ex rel. Rico v. Biggs, 198 Ore. 413, 255 P.2d 1055
(1953) ................................................................................ 33
State ex rel. Sauk County District Attorney v. Goll-
mar, 32 Wis.2d 406, 145 N.W.2d 670 (1966) ............... 16
State ex rel. Schulter v. Roraff, 39 Wis.2d 342, 159
N.W.2d 25 (1968) .................................. 25
PAGE
Thompson v. City of Louisville, 362 U.S. 199 (1960) ....16,27
Turney v. Ohio, 273 U.S. 510 (1927) ............................... 16
Turner v. Louisiana, 379 U.S. 466 (1965) ............. 16, 20, 27
V
United States v. Dioguardi, 147 F. Supp. 421 (S.D.
N.Y. 1956) ........................................................................ 28
United States v. Florio, 13 F.R.D. 296 (S.D.N.Y. 1952) 20
United States v. Parr, 17 F.R.D. 512 (S.D. Tex.
1955) ................................................................................20,28
United States v. Rosenberg, 200 F.2d 666 (2nd Cir.
1952), cert, denied, 345 U.S. 965 (1953) ..................... 26
United States ex rel. Bloeth v. Denno, 313 F.2d 364
(2nd Cir.), cert, denied, 372 U.S. 978 (1963) ....16,21,23
United States ex rel. Sheffield v. Waller, 126 F. Supp.
537 (W.D. La. 1954), applic. for prob. cause denied,
224 F.2d 280 (5th Cir. 1955), cert, denied, 350 U.S.
922 (1955) ........................................................................ 23
Wright v. Georgia, 373 U.S. 284 (1963) ..._.................... 29
Constitutional and Statutory Provisions
and Rules of Court:
A la. Const. Art. IV, §75 ................................................... 18
Ala. Code Tit. 15, §267 (1940) ....................................... 18
Alaska Stat. §22.10.040 (Supp. 1962) ............................. 18
Abie. R, Cbim. P. 201-11....................................................... 18
Ark. Const. Art. 2, §1 0 ....................................................... 18
Ark. Stat. A n n . §43-1501 (1947) .... ............................... 18
Cal. Pen. Code §§1033.5, 1431 .......... ............................... 18
Colo. Const. Art. V, §3 7 ..................................................... 18
Colo. Rev. Stat. A n n . §39-9-4 (1963) ............................... 18
Conn. Gen. Stat. Rev. §54-78 (1958) ........................... 18
Del. Const. Art. I, § 9 ......................................................... 18
Del. Super. Ct. (Crim.) R. 21(a) ................................... 18
PAGE
VI
F. R. Crim. P. 21(a) ................................................................. 19
F la. Stat. A n n . §911.02 (1944) ............................................. 18
Ga. Const. Art. VI, §2-5001 .................................................... 18
Ga. Code A n n . §27-1101, 1201 (1935) ................- ............ 18
Hawaii Const. Art. I, §11 ........................................ - ............ 18
H awaii Rev. Stat. §711-18 (1968) ...................... - ............ 18
Idaho Code A n n . §§19-1801; 19-1304 (1948) .................18,32
III. A nn . Stat. ch. 38, §114-6 (1963) ............ ................... 18
Ind. Rules of Procedure, Tr. 77, Cr 12 (1970) .......... 19, 31
Iowa Code A nn §§762.13, 778.1 (1946) ..................... 19,32
K an. Stat. A n n . §62-1318 (1964) .................... —................ 19
K y . Rev. Stat. A nn . §§452.210, 452.360 (1963) ............. 19
L a. Code Crim. P. §§621, 622 (1966) .................................. 19
Me. R. Crim. P. 21, Dist. Ct. Crim. R. 21 (1969) ............ 19
Md. Const. Art. IV , §8 .........................................................19,31
Md. A n n . Code Art. 75, §44 (1957) ................... .................19,31
Mass. A n n . Laws ch. 277, §51 (1956) ............................ 19,31
M ich. Comp. Laws A n n . §762.7 (1968) .............................. 19
M inn . Stat. A n n . §627.01 (1947) .....................................19,32
Miss. Code A n n . §2508 (1956) ........................................... 19
Mo. A n n . Stat. §545.430 (1949) ........................................... 19
Mo. Sup. Ct. R. Crim. P. 22.05, 30.01 .................................. 19
M ont. Rev. Codes A n n . §95-1710 (Repl. 1967) ............ 19
Neb. Rev. Stat. §25-410 (1964) ................... 19
Nev. Rev. Stat. §174.455 (1969) .................... 19
N. H. Const, pt. I, art. 1 7 .......................................................19, 31
N. J. Rev. Stat. §2A:2-13 (1952) ..................................... 19
N. M. Stat. A n n . §21-5-3 (Supp. 1965) .............................. 19
N. Y. Code Crim. P. §3 4 4 .........................................................19,31
PAGE
vu
N. C. Gen . Stat. §1-84 (Repl. 1969) .................................. 19
N. D. Cent. Code §29-15-01 (1960) .................................. 19
Ohio Rev. Code A n n . §2931.29 (Page 1953) ..................... 19
Okla. Const. Art. II, §20 ................................................... 19
Okla. Stat. A n n . Tit. 22, §561 (1937) .............................. 19
Ore. Rev. Stat. §§131.400, 131.420 (Supp. 1963) ........ 19
Pa. Const. Art. I l l , §23 ........................................................ 19̂ 31
Pa. Stat. A n n . Tit. 19, §551 (1930) ..............................19,31
R. I. Gen. L aws A n n . §8-2-29 (1956) .................................. 19
S. C. Const. Art. V I, § 2 ............................................................. 19
S. C. Code oe Laws §17-457 .................................................... 19
S. D. Comp. Laws §23-28-7 (1967) .......................................19, 32
Tenn. Code A n n . §40-2201 (1955) ....................................... 19
Tex. Const. Art. I l l , § 4 5 ........................................................ 19
Tex. Code Crim. P. A nn . Art. 31.01 (1966) .................19, 32
28 U.S.C. §1257(2) ..................................................................... 1
Utah Code A n n . §77-26-1 (1953)........................................... 19
Vt. Stat. A n n . Tit. 13, §4631 (1969) ..............................19,32
Va. Code A n n . §19.1-224 (1950) ........................................... 19
W ash. Rev. Code A n n . §10.25.070 (1961) ..................... 19
W. Va. Const. Art. I l l , § 1 4 .................................................... 19
W. V a. Code A nn . §62-3-13 (1966) .................................. 19
Wis. Const. Art. 1, §7 .............................................................. 15
Wis. Stat. A n n . §270.16 ......................................................... 36
Wis. Stat. A n n . §939.60 ......................................................... 36
Wis. Stat. A n n . §939.62 ........................................................... 37
Wis. Stat. A n n . §946.41 ........................................................... 3
Wis. Stat. A n n . §956.03 .................................. 1, 2, 9 ,10 ,14,15,
19, 25, 34, 36
PAGE
vm
PAGE
Wis. Stat. A n n . §957.01 ............ ....................................... 16
Wis. Stat. A n n . §957.03 .................................................... 36
Wis. Stat. A n n . §957.04 ..................~.............................. 36
Wis. Stat. A n n . §957.14 .................................................... 36
Wis. Stat. A n n . §959.044 .................................................. 36
W yo. Stat. A n n . §1-59 (1957).......................................... 19
W yo. B. Crim. P. 23 (1968) ............................................ 19
Other Authorities:
56 Am. Jur., Venue §42 ...................................................... 18
A msterdam, Segal & M iller, Trial Manual por the
Defense of Criminal Cases (1967) ..............................24,27
Anno., Pretrial Publicity in Criminal Case as Affecting
Defendant’s Right to Fair Trial—Federal Cases, 10
L. Ed. 2d 663 (1964) .......................................................... 30
Austin, Prejudice and Change of Venue, 68 Dick. L.
B ev. 401 (1964) ....................................................................... 28
Bailey and Golding, Remedies for Prejudicial Publicity
—Change of Venue and Continuance in Federal
Criminal Procedure, 18 Fed. B. J. 56 (1958) ................. 30
Broeder, Voir Dire Examinations: An Empirical
Study, 38 So. Cal. L. Bev. 503 (1965) ...............22,23,24
Lipton, The Classification of Crimes in Wisconsin, 50
Marq. L. Bev. 346 (1966) .................................................... 37
Note, Community Hostility and the Right to an Impar
tial Jury, 60 Colum. L. Bev. 349 (1960) .................19, 24, 28
Note, Impartial Jury—20th Century Dilemma: Some
Solutions to the Conflict Between Free Press and
Fair Trial, 51 Corn. L. Q. 306 (1966) ..........................23, 25
IX
PAGE
Note, Wisconsin Criminal Procedure, 1966 Wis. L. Rev.
430 .............................................................................................22,36
Standards Relating to Fair Trial and Free Press
(A.B.A. Project on Minimum Standards for Crimi
nal Justice, 1966) ................................................. 19,21,22,23,
24, 30, 31
-
In t h e
&upmtt? GJuart nf llniXzh States
October Term, 1970
No. 26
James E dmund Groppi,
Appellant,
State of W isconsin,
Appellee.
ON APPEAL FROM THE SUPREME COURT OF WISCONSIN
BRIEF FOR APPELLANT
Opinion Below
The opinion of the Supreme Court of Wisconsin is
reported at 41 Wis. 2d 312, 164 N.W.2d 266 (1969) and
is set forth in the Appendix, at pp. 205-231.
Jurisdiction
Jurisdiction of this Court is invoked pursuant to 28
U.S.C. §1257(2), this being an appeal which draws into
question the validity of Wis. Stat. A n n . §956.03(3) infra,
p. 2, on the ground that it is repugnant to the Constitution
of the United States.
Appellant was convicted of resisting arrest in the Circuit
Court of Milwaukee County. A change of venue was denied
2
on the ground that Wis. Stat. A n n . §956.03(3) did not per
mit a change of venue in a misdemeanor case. On appeal,
his conviction and sentence were affirmed on February 4,
1969. On April 1, 1969 a petition for rehearing was denied.
Timely notice of appeal to this Court was filed in the
Supreme Court of Wisconsin on May 6, 1969. As the
Supreme Court of Wisconsin explicitly held that under
Wis. Stat. A n n . §956.03(3) a change of venue was not per
mitted in a misdemeanor case, and rejected appellant’s
federal constitutional challenges to said statute, this matter
was appropriately brought to this Court by appeal. On
June 15, 1970, this Court noted probable jurisdiction.
Constitutional and Statutory Provisions Involved
This case involves the Sixth and Fourteenth Amendments
to the Constitution of the United States.
This case also involves §956.03(3) of Wisconsin Statutes,
which states:
If a defendant who is charged with a felony files his
affidavit that an impartial trial cannot be had in the
county, the court may change the venue of the action
to any county where an impartial trial can be had.
Only one change may be granted under this sub
section.
Question Presented
Whether Wis. Stat. A n n . §956.03(3), which prohibits
Wisconsin trial courts from granting a change of venue in
a misdemeanor case, regardless of the extent of community
prejudice, violates the Sixth Amendment and the Due
Process and Equal Protection Clauses of the Fourteenth
Amendment ?
3
Statement
Appellant James E. Groppi, a Roman Catholic priest,
was charged with resisting arrest under Wis. Stat. A nn .
§946.41, a misdemeanor punishable by a maximum of one
year imprisonment in a county jail and a five hundred
dollar fine, as a result of an incident arising out of a civil
rights march in Milwaukee, Wisconsin on August 31, 1967
(A. 2-5, 72-73, 123-25).1 Father Groppi was convicted by a
jury of resisting arrest on February 9, 1968 (A. 50, 183-84).
He was sentenced to a six months suspended sentence and
placed on two years probation. He was additionally
sentenced to pay a fine of five hundred dollars and costs
and in default of payment within twenty-four hours, to
serve another six months in jail (A. 51).2
1 Specifically, appellant was charged with:
Unlawfully, knowingly resist [ing] Wilfred Buchanan, a duly
appointed, qualified, and acting police officer of the City of
Milwaukee, in said County, while the said Wilfred Buchanan
was then and there engaged in doing an act in his official
capacity, and with lawful authority, to-wit: . . . while said
defendant was being carried to a police wagon, after being
placed under arrest, said defendant began kicking his legs,
striking said officer Wilfred Buchanan in the body with his
foot; that said defendant [swore at Wilfred Buchanan 1
(A. 4)
2 On October 11, 1969, appellant was arrested and on October
17, 1969, his probation was revoked and he was ordered to com
mence serving his sentence of six months imprisonment (with
credit for time served totalling six days). Wisconsin v. Groppi,
Milwaukee County Circuit Court, Branch 12, #G-4718, Hearing’
to Determine Revocation of Probation, October 17, 1969. On
October 27, 1969, Mr. Justice Marshall stayed execution of this
sentence and ordered appellant released pending this Court’s deci
sion on jurisdiction and, assuming probable jurisdiction was noted
pending this Court’s mandate.
Revocation was for violation of the conditions of probation and
followed upon appellant’s alleged participation in a demonstration
4
On February 4, 1969, the Supreme Court of Wisconsin
affirmed appellant’s conviction and sentence; Chief Justice
Hallows concurred, and Justices Heffernan and Wilkie
dissented (A. 202-31). A motion for rehearing was denied
on April 1, 1969 (A. 232).
1. Events Prior to Appellant’s Charge for
Resisting Arrest.
Prior to and during the incidents that led to his arrest,
appellant was advisor to the Youth Council of the Mil
waukee Chapter of the National Association for the Ad
vancement of Colored People (hereinafter NAACP), a
group in the Milwaukee area actively supporting efforts
of Negro citizens to obtain equal civil rights.
On August 30, 1967, the Mayor of Milwaukee issued a
proclamation prohibiting all “marches, parades, demon
strations, or other similar activities” in Milwaukee between
the hours of 4 P.M. and 9 A.M. for a thirty-day period
(A. 46-47). The proclamation was the Mayor’s response
to several civil rights demonstrations and marches in which
the Youth Council had participated “ for a fair housing bill,
in the Chambers of the Wisconsin State Assembly in Madison,
Wisconsin on September 29, 1969 and subsequent conviction for
contempt by that Assembly on October 1, 1969. The United States
District Court for the Western District of Wisconsin subsequently
granted appellant’s habeas corpus application challenging his con
tempt conviction and sentence, on the ground that the Wisconsin
Assembly had convicted him without providing him the procedural
safeguards guaranteed by the Due Process Clause of the Four
teenth Amendment. Groppi v. Leslie, 311 F. Supp. 772 (W.D.
Wis. 1970). See also the connected case of Groppi v. Froehlich,
311 F. Supp. 765 (W.D. Wis. 1970). The court’s decision in
Groppi v. Leslie had, of course, no effect on the previous revoca
tion of appellant’s probation, and appellant therefore remains sub
ject to imposition of his six-month sentence of imprisonment pend
ing this Court’s decision on the merits of the instant case.
5
to consider the right of freedom of movement within the
confines of our country . . . ” (A. 126).
On August 31, 1967, Father Groppi along with an as
sembly of black and white people from the community met
at St. Boniface’s Church [located at the corner of North
11th and West Meinecke] to discuss “ the Mayor’s Procla
mation, the demonstrations, and the arrest of Youth Council
members and people of the community on the previous
night” (A. 126). Between 7 P.M. and 8 P.M. three to four
hundred persons from that assembly decided to march
from the church to City Hall in order to “ question the
Mayor on the Proclamation” (A. 127). They marched very
slowly in a peaceful and orderly fashion, three or four
abreast, arms locked, south on North Eleventh Street
(A. /2-/3, 78, 83, 123). Father Groppi was one of those at
the head of the march (A. 133). The group turned east on
West North Avenue, and continued marching (A. 78-79,
81-83).
While the group was still on North Eleventh Street, prior
to marching down West North Avenue, Inspector Ullius of
the Milwaukee Police Department announced that the march
was in violation of the Mayor’s proclamation (A. 79).
Although Ullius used a bullhorn and repeated his warning,
he testified that because of the “ singing and booing,” he
did not know how many marchers actually heard him (A.
79, 82-83). Appellant himself testified that he did not
recall hearing any warning, although he did not deny that
in fact one might have been given (A. 127, 133-34).
When the march continued Inspector Ullius ordered
“police action, to stop the march” (A. 79-80, 83). Patrolman
Armando Brazzoni, who had been walking alongside Father
6
Groppi, immediately arrested him (A. 83-84, 93, 98) by
“ grabbing] him around the right shoulder and collar”
(A. 98). There is no contention that Father Groppi offered
any resistance. Patrolman Brazzoni and a Sergeant Miller
took Father Groppi to a waiting paddy wagon (A. 87,
98-99). After walking some twenty or thirty yards with
the officers, and as he approached the paddy wagon (A.
135), Father Groppi “became limp in body, and sat in the
street” (A. 87, 98-99, 124). Father Groppi’s “ going limp”
was not contested (A. 73, 135),3 nor was it a basis for the
resisting arrest charge (A. 176-78).
2. The Resisting Arrest Charge.
Events subsequent to Father Groppi’s “ going limp”
formed the basis of the charge of resisting arrest (A. 176-
78). The police and appellant’s versions of these events
were in sharp conflict. The State called as witnesses the
three police officers who “ carried” Father Groppi from his
“ limp” position on the street to the paddy wagon (A. 87, 98-
99,110-12). Defense counsel called Father Groppi (A. 125),
two newspaper reporters (A. 152, 155), and three marchers
(A. 143, 160, 166), all of whom were near Father Groppi
when the alleged resistance occurred (A. 127-29, 154-55,
157-58, 145-47, 161-62,168-69).
The police officers testified that after Patrolman Braz
zoni gave his shotgun to another officer (A. 99), he picked
Father Groppi up from his limp position by the “upper
part of his body, by the shoulders” (A. 88). At the same
time Sergeant Miller picked up his right leg and an Offi
3 When asked why he went limp, Father Groppi responded, “I
was arrested a number of times in Civil Rights demonstrations,
going limp, does not constitute resisting arrest, and I went limp”
(A. 135).
7
cer Buchanan his left leg (A. 88). Buchanan had his
night stick in a hand that was around Groppi’s leg (A.
112, 115). The officers then carried Father Groppi to
the paddy wagon (A. 88, 100, 112). Sergeant Miller tes
tified that as they neared the wagon “ Father Groppi
suddenly became violent . . . He kicked out with his left
leg at Officer Buchanan, catching him in the chest and
he [appellant] hollered out, ‘let go my leg y o u ............... ’ ”
(A. 89). Patrolman Brazzoni testified similarly but added
that Father Groppi was “ kicking his feet in a motion,
like pedaling a bicycle” during the entire time he was
being carried (A. 99-101). When they arrived at the
wagon, Father Groppi’s body jerked—“ I don’t know what
caused the jerk” (A. 101), and at this time Father Groppi
said, “ I want that man’s badge number” (referring to
Officer Buchanan) (A. 102). Buchanan’s testimony did not
materially differ from Brazzoni’s. He stated that when
they arrived at the wagon he had been kicked by Father
Groppi on the chest and knocked to one knee (A. 112).
Father Groppi’s version of the facts conflicted with that
of the officers. He testified that while being carried to
the wagon “ My foot began to hurt . . . as if someone were
digging their fingernails into my foot . . . ” (A. 128). This
continued and as he arrived near the wagon he said to
Brazzoni: “he [referring to Buchanan] is gouging his
fingers into my foot,” and asked, “ what is that officer’s
badge number . . . I noticed he wasn’t wearing a badge .
what is that officer’s name. . . . ” Brazzoni said “ that is for
you to find out” (A. 129).4 Groppi conceded that he “ did
react to the pressure placed on my leg” but only by at
4 When Buchanan was asked on cross-examination why he didn’t
wear a badge on the night of August 31, he responded that he
was under orders from the Department not to wear one” and he
further stated, “ I don’t question my superiors” (A. 114).
8
tempting to wiggle his foot free of the gouging. He flatly
denied, however, that he had kicked Buchanan in the chest
(A. 130, 139-40).
A reporter for the Milwaukee Journal, who was ap
proximately 15 to 20 feet from the paddy wagon, testi
fied that “ at no time when I was in the vicinity, did I
hear him use any profanity” (A. 154). The chief photog
rapher from WISN T.V., who was also standing about
fifteen feet from the paddy wagon, stated that he did not
see Father Groppi kick a police officer or hear him use
profanity (A. 157).
Three other defense witnesses, all of whom were ar
rested as marchers, testified that they saw no kicking and
heard no profanity. On the contrary, they stated that
Father Groppi was complaining about the gouging of his
foot while being carried (A. 145-47, 161-64, 168-69).
During the jury’s deliberations, some members requested
to have read “all testimony— of when Father Groppi was
picked up in limp position and carried to police patrol
wagon.” Their request was refused (A. 181-82).
3. Rulings of the Courts Below.
On September 26, 1967, prior to trial, appellant moved
for a change of venue from the Circuit Court of Mil
waukee County “ to a county where community prejudice
against this defendant does not exist and where an im
partial jury trial can be had” (A. 23). The motion re
quested the court to “ take judicial notice of the massive
coverage by all news media . . . of the activities of this
defendant . . . or in the alternative, that the defendant
be permitted to offer proof of the nature and extent
thereof, its effect upon this community and on the right
of defendant to an impartial jury trial.” In an attached
9
affidavit appellant alleged that he believed he could not
receive an impartial jury trial in Milwaukee County be
cause of the community prejudice caused by the massive
and frequently adverse news coverage and publicity, as
well as critical editorials, he had received as a civil rights
leader in all of the news media in Milwaukee County (A .
24-25). The motion was denied by the trial judge October
2, 1967, “because this is a misdemeanor case and not a
felony. A nd the Wisconsin statute [Wis. Stat. A n n .
§956.03(3)] does not provide for a change of venue in a
misdemeanor matter. . . . Not in a misdemeanor matter;
a felony only” (A . 9).5 On December 11, 1967, appellant
entered a plea of not guilty, but soon after his trial began
a juror became ill and a mistrial was declared. The case
was continued to February 8, 1968.
On January 10, 1968, prior to appellant’s second trial,
he moved to dismiss on the ground that the Wisconsin
change of venue statute was unconstitutional because it
allowed for a change of venue on the grounds of com
munity prejudice only in felonies and not in misdemeanors
(A. 37). At the beginning of appellant’s trial, the court
denied this motion noting that this was a matter for the
legislature, not the courts, to resolve (A. 69-70).
After a verdict of guilty was returned by the jury on
February 9, 1968, appellant moved to set aside the ver
dict and enter a verdict of not guilty or, alternatively,
order a new trial, in part on the grounds that (1) the
trial court erred in denying defendant’s motion for a
5 Wis. Stat. Ann . §956.03(3) states:
If a defendant who is charged with a felony files his affidavit
that an impartial trial cannot be had in the county, the court
may change the venue of the action to any county where an
impartial trial can be had. Only one change may be granted
under this subsection.
10
change of venue on the ground that the change of venue
statute applied only to felonies; and (2) that the change
of venue statute was unconstitutional in that it denied to
a defendant charged with a misdemeanor the right to a
fair trial as required by the Fourteenth Amendment to
the United States Constitution (A. 52-54). The trial court
denied the motion.
On appeal, the Supreme Court of Wisconsin squarely
rejected appellant’s contentions that Wis. Stat. A n n .
§956.03(3) both on its face and as applied in the instant
case was in violation of due process of law as guaranteed
by the Wisconsin and federal constitutions and of the
Equal Protection Clause of the federal constitution.
The majority opinion specifically interpreted Wis. Stat.
A n n . §956.03(3) as providing “ that a change of venue
based on community prejudice shall only be permitted in
felony cases” (A. 211). It upheld the constitutionality of
this limitation on the following grounds:
We think that there is a sufficient difference between
a felony and a misdemeanor to warrant the distinc
tion.
. . . Moreover, it would he extremely unusual for
a community as a whole to prejudge the guilt of any
person charged with a misdemeanor. Ordinarily com
munity prejudice arises when a particularly horren
dous crime has been perpetrated. These are the only
crimes that receive widespread and prolonged atten
tion from the news media. But the general public just
does not become incensed at the commission of a mis
demeanor.
The court also takes judicial notice of the vast num
ber of misdemeanors that are prosecuted as opposed
to felonies. As a matter of necessity, the prosecution
of misdemeanors has been simplified as much as pos
sible by the legislature. This is not because the legis
11
lature is not concerned with justice, but because so
ciety demands that efficiency in the administration of
justice be given consideration along with absolute
fairness. (A. 209-10)
The majority also noted that change of venue was only
one method of ensuring a fair trial, and that a defendant
in a misdemeanor case could rely instead on his rights
to a continuance and to challenge jurors in voir dire pro
ceedings; and that he also had the alternative of proving
after verdict that he had been denied a fair trial (A. 213-
14).
Chief Justice Hallows concurred solely on the ground
that appellant had not proved he had been prejudiced.
He agreed with the minority that “ an accused has a con
stitutional right to a fair trial in misdemeanor cases and
to attain that end may have a change of venue if he shows
community prejudice” (A. 230-31).
Justices Heffernan and Wilkie dissented:
The majority opinion concludes that it is just and
proper to afford fewer constitutional guarantees of
fairness to a misdemeanant than to a felon. On the
face of it, this proposition runs counter to all princi
ples of Anglo-American jurisprudence; however, fac
tual distinctions, it is contended, make it fair to afford
fewer protections to one charged with a misdemeanor.
It is asserted in the opinion of the majority of the
Court that the penalties are more severe in the case of
felonies. This is, of course, true, but it is a fact entirely
irrelevant to the issue. It is, in essence, an assertion
that an unfairness that results in only a small sentence
is of such a minor consequence as to be de minimis. The
mere statement of the proposition is its own refutation.
Concededly, the legislature has seen fit to confer addi
tional safeguards to defendants accused of major
crimes (preliminary hearing, e .g .); however, it is pow
12
erless to reduce the minimum safeguards of fairness
that are assured by both the Wisconsin and United
States Constitutions to all criminal defendants.
The opinion of the court also asserts that community
prejudice is not aroused by the commission of a mis
demeanor and that, therefore, a change of venue is
needless. The simple answer to this proposition is that
if there is no community prejudice, it is within the
discretion of the trial judge to deny a change of venue.
This determination is dependent upon the facts as they
subjectively appear and not upon the objective nature
of the crime or whether it is labeled a felony or a
misdemeanor. The identity of the defendant and his
image in the community is also relevant and may he a
determining factor in whether or not there is com
munity prejudice, irrespective of the nature or serious
ness of the crime charged. (A. 219-20)
# # # # #
In the instant case, a jury is guaranteed by the Wis
consin Constitution, and Duncan makes it clear that a
jury must be impartial. A litigant is constitutionally
entitled to invoke the device of change of venue to
determine whether or not a trial may be had free from
the contamination of community prejudice. Where the
trial of a misdemeanant is before a judge, under Wis
consin law he may file an affidavit of prejudice if he
thinks it necessary to assure a fair trial. He should
not have a lesser right to a fair and impartial trial
if he invokes his constitutional prerogative of trial by
jury. (A. 222-23)
The dissent also noted that defendant had been denied
any opportunity to make a record of community prejudice
(A. 228-29); and that the alternatives to change of venue
available to a misdemeanant, such as voir dire procedures,
could not necessarily ensure an impartial trial (A. 226;
224-28).
13
Summary of Argument
It is appellant’s contention in Argument I, infra, pp. 15-
33, that the right to change of venue is, under certain
circumstances, a constitutionally required means of ensur
ing a criminal defendant’s right to an impartial jury and,
therefore, that in denying appellant all opportunity for
a change of venue, regardless of the extent of community
prejudice, in a case in which he was constitutionally en
titled to a jury trial, Wisconsin violated his rights under
the Sixth and Fourteenth Amendments to the United
States Constitution.
Appellant was charged with a misdemeanor punishable
by a maximum in excess of six months’ imprisonment, and
therefore entitled under the federal constitution to trial by
an impartial jury. The common law right to change of
venue has been traditionally considered an integral part
of the right to jury trial and is today guaranteed to crim
inal defendants in every state and in the federal system.
And in recent years this Court has recognized that in
certain cases it is a constitutionally required means of
ensuring an impartial jury. While the Wisconsin Supreme
Court contended that the defendant in a misdemeanor
case could rely on such procedures as the voir dire, con
tinuance, and post-verdict showings that he had in fact not
received a fair trial, these procedures have not alone
proven adequate to protect defendants against the danger
of a trial contaminated by community prejudice. There
fore, in denying appellant any opportunity to show that
change of venue was required to ensure a fair trial in the
instant case, Wisconsin violated his federal constitutional
rights to an impartial jury and to due process of the law.
Appellant further contends in Argument II, infra, pp.
34-37, that since Wisconsin has chosen to grant the right
to change of venue to persons charged with felonies, and
has recognized it as an essential means of protecting the
right to a fair trial, denial of that right to appellant solely
because he was charged with a misdemeanor violated his
right to equal protection of the law under the Fourteenth
Amendment. As the instant case reveals, misdemeanor
prosecutions may well involve community prejudice threat
ening to a defendant’s right to an impartial trial. The
distinction between felony and misdemeanor in Wisconsin
14
is based on no coherent or consistent principle of classifi
cation, and is totally unrelated to the reasons that change
of venue should be granted. Therefore, the Wisconsin stat
ute absolutely denying persons charged with misdemeanors
any right to change of venue violates the Equal Protection
Clause.
Argument
Introduction
Both the trial court and the Wisconsin Supreme Court
clearly held that Wis. Stat. A n n . §956.03(3) prohibits ab
solutely a change of venue in all misdemeanor cases {supra,
pp. 9-10). Therefore this Court is squarely presented
with the question whether a State which provides a right
to change of venue in felony cases can deny that right to
defendants in misdemeanor cases, punishable by a maxi
mum of up to one year imprisonment. Appellant contends
that such a denial constitutes a violation of the right to a
fair and impartial trial, and to the equal protection of the
laws as guaranteed by the Sixth Amendment and by the
Due Process and Equal Protection Clauses of the Four
teenth Amendment to the United States Constitution.
It is clear that in the instant case appellant had no op
portunity to show that community prejudice against him
was such that he could not obtain a fair and impartial jury
trial in Milwaukee County.6 But this case nevertheless is
6 As noted supra pp. 8-9, in his motion for change of venue
appellant asked the court to take judicial notice of the massive
and prejudicial news coverage he had received or, alternatively,
to allow him to offer proof as to its nature and effect, in addition
to filing an affidavit describing in brief such coverage. Since the
trial court denied that motion on the ground that the Wisconsin
statute did not permit change of venue in a misdemeanor case,
there was no occasion or opportunity for him then or subsequently
to provide further proof of the nature and extent of coverage and
the probability that community prejudice was such as to prevent
his receiving a fair and impartial trial. The Wisconsin Supreme
Court argued that appellant had an opportunity after conviction
to prove that he had in fact been denied his right to an impartial
15
one in which the potential for violation of appellant’s right
to a fair and impartial trial is obvious. Appellant was a
well-known and controversial civil rights leader in Milwau
kee County who had been subjected to widespread and
largely hostile publicity. His charge for resisting arrest
arose out of what the officials of Milwaukee obviously con
sidered a major crime— that of violating the Mayor’s
proclamation prohibiting marches and demonstrations.
The crucial facts determinative of his guilt of the charge
of resisting arrest were subject to conflicting testimony at
trial. It was obviously essential that he be provided with
all procedural safeguards necessary to ensure that the
finders of fact would be impartial and base their verdict
not on preconceived prejudice but on the evidence at trial.
I.
Wis. Stat. Ann. § 9 5 6 .0 3 (3 ) Violates the Sixth Amend
ment and the Due Process Clause of the Fourteenth
Amendment in Denying a Defendant’s Right to a Fair
and Impartial Jury Trial by Totally Prohibiting a Change
of Venue in Certain Serious Criminal Prosecutions Re
gardless of the Extent of Community Prejudice.
Appellant had a constitutional right to a jury trial in
the instant case,* 7 and it is clear that the right to jury trial
trial, but it made no contention that appellant ever had an op
portunity to prove that community prejudice existed such as to
threaten his chances of receiving an impartial trial and to warrant
granting of a change of venue.
7 Appellant was charged with a misdemeanor punishable by a
maximum of one year imprisonment and a five hundred dollar fine
(supra p. 3). In Baldwin v. New York, 38 U.S. L. Wk. 4554
(June 22, 1970), this Court held that the States were required
under the Sixth Amendment, as applied to the States through the
Fourteenth, to provide defendants the right to jury trial for of
fenses punishable by terms in excess of six months.
Appellant was also entitled to a jury trial under the Wisconsin
Constitution. Wis. Const. Art. 1, §7 provides that in all crimes
prosecuted by indictment or information the accused has a right
“to a speedy public trial by an impartial jury of the county or
16
includes the right to an impartial jury,8 and that this right
is guaranteed to defendants in state prosecutions through
the Fourteenth Amendment.9 This case, therefore, poses
the question whether change of venue may, in some cases,
be a constitutionally required means of assuring the crimi
nal defendant’s right to an impartial jury. It is appellant’s
contention that it may and, therefore, that in denying
appellant any right to change of venue, regardless of the
extent of community prejudice, solely because he was
charged with a misdemeanor, Wisconsin violated his right
to an impartial jury trial as guaranteed by the Sixth and
Fourteenth Amendments.
The right to change of venue is “ fundamental to the
American scheme of justice” , and traditionally available
district wherein the offense shall have been committed.” See also
Wis. Stat. A nn . §957.01(1) (1962). Wisconsin courts have found
a Constitutional right to jury trial in all misdemeanors. See
State ex rel. Murphy v. Foss, 34 Wis. 2d 501, 149 N.W.2d 595
(1967) ; State ex rel. Sauk County District Attorney v. Gollmar,
32 Wis. 2d 406, 145 N.W.2d 670 (1966).
8 The Sixth Amendment to the United States Constitution pro
vides: “ In all criminal prosecutions, the accused shall enjoy the
right to a speedy and public trial, by an impartial jury. . . . ”
(Emphasis added.) The Wisconsin Constitution also guarantees
an “ impartial jury.” See n. 7, supra; see also State v. Nutley, 24
Wis. 2d 527, 129 N.W.2d 155 (1964), cert, denied, 380 U.S. 918
(1965) .
9 See, e.g., Rideau v. Louisiana, 373 U.S. 723 (1963) ; Irvin v.
Dowd, 366 U.S. 717 (1961) ; Parker v. Gladden, 385 U.S. 363
(1966) ; Turner v. Louisiana, 379 U.S. 466 (1965); Sheppard v.
Maxwell, 384 U.S. 333 (1966) ; United States ex rel. Bloeth v.
Denno, 313 F.2d 364 (2d Cir.), cert, denied, 372 U.S. 978 (1963);
cf. In Re Murchison, 349 U.S. 133, 136 (1955) (“A fair trial in a
fair tribunal is a basic requirement of due process” ) ; Tumey v.
Ohio, 273 U.S. 510 (1927) (due process right to a disinterested
finder of fact) ; Thompson v. City of Louisville, 362 U.S. 199 (1960)
(due process right to have decision by finder of fact substantially
determined by evidence at trial).
17
“ in the context of the criminal processes maintained by the
American States.” Duncan v. Louisiana, 391 U.S. 145, 149
and n. 14 (1968). It was developed early in the history of
the common law courts of England,10 11 became a part of our
common law heritage,11 and is now guaranteed to criminal
10 See, e.g., Rex v. Harris, 3 Burr. 1330, 1333, 97 Eng. Rep. 858,
859 (1762) (Lord Mansfield) (dictum) :
Notwithstanding the locality of some sorts of actions, or of
informations for misdemeanors, if the matter cannot be tried
at all, or cannot be fairly and impartially tried in the proper
county, it shall he tried in the next adjoining county.
See also Rex v. Cowle, 2 Burr. 834, 859, 97 Eng. Rep. 587, 602
(1759) :
But the law is clear and uniform, as far hack as it can he
traced. Where the Court has jurisdiction of the matter, if,
from any cause, it cannot be tried in the place, it shall be
tried as near as may be.
See generally, Crocker v. Justices of Superior Court, 208 Mass.
162, 94 N.E. 369 (1911) (describing at length common law history
of the right to change of venue) ; Barry v. Truax, 13 N.D. 131, 99
N.W. 769, 774-75 (1904) ; State v. Albee, 61 N.H. 423, 60 Am.
Rep. 325 (1881).
11 See, e.g., Crocker v. Justices of Superior Court, 208 Mass. 162,
94 N.E. 369, 376-77 (1911) :
This review demonstrates that the great weight of author
ity supports the view that courts, which by statute or custom
possess a jurisdiction like that of the King’s Bench before our
Revolution, have the right to change the place of trial, when
justice requires it, to a county where an impartial trial may
be had.
If the matter is considered on principle and apart from
authority, the same conclusion is reached. It is inconceivable
that the people who had inherited the deeply cherished and
hardly won principles of English liberty and who depleted
their resources in a long and bloody war to maintain their
rights of freemen, should have intended to deprive their courts
of the power to secure to every citizen an impartial trial be
fore an unprejudiced tribunal. . . . There can be no justice in
a trial by jurors inflamed by passion, warped by prejudice,
awed by violence, menaced by the virulence of public opinion
or manifestly biased by any influences operating either openly
or insidiously to such an extent as to poison the judgment and
18
defendants in every State,12 as well as in the federal sys-
prevent the freedom of fair action. Justice cannot be assured
in a trial where other considerations enter the minds of those
who are to decide than the single desire to ascertain and de
clare the truth according to the law and the evidence. A court
of general jurisdiction ought not to be left powerless under
the law to do within reason all that the conditions of society
and human nature permit to provide an unprejudiced panel
for a jury trial. . . . .
The purpose for which courts are established is to do jus
tice. . . . Where questions of fact are to be settled as in all
criminal prosecutions for felony, and in a large number of
other causes, a jury is the instrumentality provided by the
law for determining those facts. Government itself fails if a
jury of just men with minds open only to the truth as shown
by the evidence cannot be provided.
See also Barry v. Truax, 13 N.D. 131, 99 N.W. 769, 772 (1904) :
It is entirely clear, therefore, that the right of trial by jury
which is secured by the Constitution is the right of trial by
jury with which the people who adopted it were familiar,
and . . . that right . . . gave to the prosecution, as well as the
defense, the right to change the place of trial when necessary
to secure a fair and impartial trial.
See also 56 Am. Jur. §42:
[According to the weight of authority as well as sound
reasoning, common law courts have inherent power, particu
larly in criminal cases, to order a change of venue for pur
poses of securing impartial trials; the power of the English
courts to transfer the trial of transitory actions, thoroughly
ingrafted upon the common law long before the independence
of this country, is a part of our common law heritage.
12 The right to change of venue is guaranteed specifically in the
Constitutions of many states, and in other states by either statute
or court rule. See Ala. Const. Art. IV, §75, Ala. Code Tit. 15,
§267 (1940) ; Alaska Stat. §22.10.040 (Supp. 1962) ; Ariz. R.
Crim P. 201-11; Ark. Const. Art. 2, §10, Ark. Stat. Ann. §43-
1501 (1947); Cal. Pen. Code §§1033.5, 1431; Colo. Const. Art.
V §37 Colo. Rev. Stat. Ann. §39-9-4 (1963); Conn. Gen. Stat.
Rev. §’54-78 (1958); Del. Const. Art. I, §9, Del. Super. Ct.
(Crim.) R. 21(a); Fla. Stat. Ann. §911.02 (1944); Ga. Const.
Art. VI, §2-5001, Ga. Code Ann. §27-1101, 1201 (1935); Hawaii
Const Art. I, §11, Hawaii Rev. Stat. §711-18 (1968) ; Idaho
Code Ann. §19-1801 (1948); III. Ann. Stat. eh. 38, §114-6
19
tem.13 The recent comprehensive study by the American
Bar Association of the effect of prejudicial publicity on the
right to a fair trial concluded that the problem was far more
serious, and involved more cases, than had previously been
assumed,14 and that change of venue was a useful and often
essential means of ensuring defendants an impartial jury.15
(1963) ; Ind. Rules op Procedure, Tr 77, Cr 12 (1970) • Iowa
Code Ann. §§762.13, 778.1 (1946); Kan. Stat. Ann. §62-1318
(1964) ; Ky. Rev. Stat. Ann. §§452.210, 452.360 (1963) ; La. Code
Crim. P. §§621, 622 (1966); Me. R. Crim. P. 21, Dist. Ct. Crim.
R. 21 (1969) ; Md. Const. Art. IV, §8, Md. Ann. Code Art 75
§44 (1957) ; Mass. Ann. Laws ch. 277, §51 (1956) ; Mich. Comp.’
Laws Ann. §762.7 (1968); Minn. Stat. Ann. §627.01 (1947) •
Miss. Code Ann. §2508 (1956) ; Mo. Ann. Stat. §545.430 (1949)’
Mo. Sup. Ct. R. Crim. P. 22.05, 30.01; Mont. Rev. Codes Ann’
§95-1710 (Repl. 1967) ; Neb. Rev. Stat. §25-410 (1964) ; Nev. Rev.
Stat. §174.455 (1969); N. II. Const. Pt. I, art. 17; NJ Rev
Stat. §2A:2-13 (1952) ; N. M. Stat. Ann. §21-5-3 (Supp. 1965) •
N. Y. Code Crim. P. §344; N. C. Gen. Stat. §1-84 (Repl. 1969) •
N. D. Cent. Code §29-15-01 (1960); Ohio Rev. Code Ann’.
§2931.29 (Page 1953) ; Okla. Const. Art. II, §20, Okla. Stat
Ann. Tit. 22, §561 (1937); Ore. Rev. Stat. §131.400, 131.420
(Supp. 1963) ; Pa. Const. Art. Ill, §23, Pa. Stat. Ann. Tit. 19
§551 (1930); R. I. Gen. Laws Ann. §8-2-29 (1956) ; S. C. Const!
Art. VI, §2, S. C. Code op Laws §17-457; S. D. Comp. Laws
§23-28-7 (1967) ; Tenn. Code Ann. §40-2201 (1955) ; Tex. Const.
Art. Ill, §45, Tex. Code Crim. P. Ann. Art. 31.01 (1966) ; Utah
Code Ann. §77-26-1 (1953); Vt. Stat. Ann. Tit. 13, §4631
(1969); Va. Code Ann. §19.1-224 (1950) ; Wash. Rev. Code Ann.
§10.25.070 (1961) ; W. Va. Const. Art. Ill, §14, W. Va Code
Ann. §62-3-13 (1966) ; Wis. Stat. Ann. §956.03(3) (Supp. 1967) ;
Wyo. Stat. Ann. §1-59 (1957), Wyo. R. Crim. P. 23 (1968).
Some states additionally authorize a change of venire, a pro
cedure whereby a jury is selected from a community free from
prejudice and brought to the trial district. Note, Community
Hostility and the Bight to an Impartial Jury, 60 Colum. L Rev
349, 365-66 (1960).
13 P. R. Crim. P. 21(a).
14 Standards Relating to Fair Trial and Free Press, 22-25
(A.B.A. Project on Minimum Standards for Criminal Justice,
1966) [hereinafter cited as Standards Relating to Fair Trial and
Free Press].
15 Id. at 119-28; see also pp. 188, 248, 254.
2 0
This Court has made it clear in recent cases that a change
of venue may under certain circumstances be constitution
ally required under the Sixth and Fourteenth Amendments
in order to protect the defendant’s right to an impartial
jury. Thus Irvin v. Dowd, 366 U.S. 717, 728 (1961), held
that the defendant had a due process right to be tried “ in
an atmosphere undisturbed by so huge a wave of public
passion . . . ” 16 Rideau v. Louisiana, 373 U.S. 723 (1963),
found a change of venue constitutionally required because
of the nature of the pre-trial publicity, without finding any
need to consider the attitudes revealed by the jurors on
voir dire.17 A number of lower courts have found methods
other than change of venue inadequate, in certain circum
stances, to ensure an impartial trial.18 And, indeed, the
Wisconsin Supreme Court itself has recognized that due
16 The statute involved in Irvin provided for only a single
change of venue. This Court found it not subject to attack on
due process grounds because it had been interpreted by the highest
court of the State to permit a second change if “ the totality of
the surrounding facts” indicated that such a change was needed
to ensure a fair trial by an impartial jury (366 U.S. at 721).
The clear implication was that a statute which did absolutely
prohibit a change of venue would be subject to attack on due
process grounds.
17 In other recent cases this Court has held that in determining
whether the defendant received the impartial jury trial guaranteed
by the Fourteenth Amendment it was unnecessary to find actual
bias, but was enough that a significant potential for bias existed.
Turner v. Louisiana, 379 U.S. 466 (1965) ; Estes v. Texas, 381
U.S. 532 (1965); Sheppard v. Maxwell, 384 U.S. 333, 351-52
(1966).
18 See, e.g., United States v. Florio, 13 F.R.D. 296 (S.D.N.Y.
1952); United States v. Parr, 17 F.R.D. 512 (S.D. Tex. 1955);
Bubenstein v. State, 407 S.W.2d 793 (Tex. Ct. Crim. App. 1966)
(holding it was reversible error for trial court to deny motion for
change of venue); Rogers v. State, 155 Tex. Crim. 423, 236 S.W.
2 1
process might require a change of venue. State v. Nutley,
24 Wis. 2d 527, 129 N.W.2d 155 (1964), cert, denied, 380
U.S. 918 (1965).
Availability of change of venue as a means for ensuring
the right to an impartial trial is essential because other
methods of protecting defendants against the effects of
community prejudice are in many cases seriously inade
quate to the task. Thus the American Bar Association’s
Report on Standards Relating to Fair Trial and Free
Press, supra p. 19, n. 14, recognized serious deficiencies in
the law presently governing such procedures as voir dire
and continuance and recommended numerous changes to
make such procedures more effective in protecting a defen
dant s light to a fair trial, in addition to recommending
fundamental changes in the release of news to and by the
press. Nevertheless the Report concluded that even assum
ing such changes were adopted change of venue would re
main an essential means of protecting the defendant’s right
to a trial free from contamination by community prejudice
and, indeed, recommended liberalization of change of venue
practice. It is certainly clear that under present law, in
Wisconsin as elsewhere, other methods of protecting the
2d 141 (1951) (reversing on ground that failure to grant change
of venue violated defendant’s right to impartial trial) ; Enriquez
v. State, 429 S.W.2d 141, 142 (Tex. Ct. Crim. App. 1968) (dic-
tum) ( . . . it is apparent that the question of change of venue
has become a question of constitutional dimension under the recent
decisions of the Supreme Court of the United States” ). See also
United States ex rel. Bloeth v. Denno, 313 F.2d 364 (2d Cir )
cert denied, 372 U.S. 978 (1963) ; Juelich v. United States, 214
F.2d 950 (5th Cir. 1954).
2 2
defendant’s right to an impartial trial are often wholly
inadequate.19
The Wisconsin Supreme Court contended that the defen
dant in a misdemeanor case could rely on “ the antiseptic
measures of continuance and voir dire proceedings” [A.
214].
But this Court explicitly recognized in Irvin v. Dowd
and Rideau v. Louisiana, supra, p. 20, that voir dire may
be inadequate because it is often impossible to determine,
much less defeat, the subtle operation of prejudice in a
criminal trial in a particular community.20 Voir dire is at
best of limited effectiveness in determining whether jurors
are prejudiced first because it depends on an unrealistic
faith in jurors’ capacity to be completely candid about their
19 Thus, for example, in State v. Stevens, 26 Wis. 2d 451, 132
N.W.2d 502 (1965), the trial judge’s method of determining
whether the jury had heard an allegedly prejudicial radio broad
cast was to ask them en Hoc, prefacing his question with a re
minder that he had admonished them previously not to listen to
any broadcast relating to the trial; when no juror answered he
asked them whether they had followed his admonition and a num
ber of voices answered yes; this procedure was upheld on appeal.
It is the general practice in Wisconsin to allow the jury to
separate until the cause is submitted to it for final deliberation
except in capital or life imprisonment cases. State v. Cooper, 4
Wis. 2d 251, 89 N.W.2d 816 (1958) ; Note, Wisconsin Criminal
Procedure, 1966 Wis. L. Rev. 430, 479.
20 On the ineffectiveness of voir dire see generally Standards
Relating to Fair Trial and Free Press, 54-67, 75, 130-38. See also
Broeder, Voir Dire Examinations: An Empirical Study, 38 So.
Cal. L. Rev. 503 (1965). This study was based on a University
of Chicago jury project which examined 23 jury trial cases in a
federal district court in the mid-west, and included interviews of
lawyers and of 225 jurors. It found that the voir dire examina
tions were “perfunctory, stilted affairs, quickly concluded . . . ” ;
and that voir dire was grossly ineffective in weeding out unfavor
able jurors and even in getting information that would show them
to be unfavorable (pp. 503, 505, 528).
23
opinions and ability to act impartially. Jurors are under
a variety of pressures in the voir dire situation to assert
that they can act impartially,21 and empirical studies have
recently given support to the widely-held assumption that
they are in fact less than candid.22
But even assuming that jurors were completely candid,
the fact is that the voir dire is a totally ineffective tool for
getting at the unconscious prejudices which are the most
serious threat to a defendant’s right to a fair trial.23
Defense counsel are, of course, in an extremely difficult
position in attempting to get at prejudice, conscious or
unconscious, since they run the risk of antagonizing jurors
21 Broeder, supra n. 20, 38 So. Cal. L. Rev. at 526 ( “ Once in
court almost all veniremen wanted to be selected and, in addition
most felt that being challenged would adversely reflect upon their
ability to be fair and impugn their good faith” ) ; Standards Re
lating to Fair Trial and Free Press, 57. See Irvin v Dowd 366
U.S. 717, 728 (1961) :
No doubt each juror was sincere when he said that he would
be fair and. impartial to petitioner, but the psychological im
pact requiring such a declaration before one’s fellows is often
its father.
22 Broeder, supra n. 20, 38 So. Cal. L. Rev. at 506, 513-15, 528-
Standards Relating to Fair Trial and Free Press, 57, 61, 186-87. '
28 Standards Relating to Fair Trial and Free Press, 61-66.
. For cases reversing on the grounds that jurors’ statements of
impartiality simply cannot be accepted in the face of significant
potential for prejudice; see, e.g., Irvin v. Dowd, 366 U.S. 717, 728
(1961); United States ex rel. Bloeth v. Denno, 313 F.2d 364 (2nd
Cir.), cert, denied, 372 U.S. 978 (1963) ; Delany v. United States,
199 F.2d 107 (1st Cir. 1952) ; United States ex rel. Sheffield v.
Waller, 126 F. Supp. 537, 542 (W.D. La. 1954), applic. for prob
cause denied, 224 F.2d 280 (5th Cir. 1955), cert, denied, 350 U S'
922 (1955) ; People v. McKay, 37 Cal. 2d 792, 236 P 2d 145
(1951); People v. Hryciuk, 5 111. 2d 176, 184, 125 N.E.2d 61, 65
(1954). See generally Note, Impartial Jury—20th Century’Di
lemma: Some Solutions to the Conflict Between Free Press and
Fair Trial, 51 Coen. L. Q. 306, 316 (1966).
24
by such attempts, during a proceeding which constitutes
their first contact with the jury and serves as an important
opportunity for engaging its sympathy.24
Finally, even assuming effectiveness of voir dire in elim
inating jurors likely to be prejudiced, in a case which has
received a great deal of publicity it may be impossible to
obtain an impartial jury except by limiting it to that part
of the public which is uninformed of and disinterested in
public affairs and hardly likely to constitute the best
jurors. It is for this reason, at least in part, that voir dire
practice allows jurors to sit who have not only read or
heard about the case, but have formed opinions of the
defendant’s guilt, so long as such opinions are not abso
lutely fixed, and the juror can assert he will be able to
decide on the evidence.25 In a time of increasing news cov
erage this may be necessary to ensure that the informed,
intelligent public can qualify as jurors, but it is also an
other reason why change of venue is of increasing impor
tance in protecting the right to a fair trial.
While a continuance may sometimes serve the same
function as a change of venue, by allowing pervasive com
munity prejudice to dissipate, there are obvious reasons
24 A msterdam, Segal & Miller, Trial Manual for the De
fense of Criminal Cases (1967) §339 [hereinafter cited as
A msterdam Trial Manual] ; Broeder, supra n. 20, 38 So. Calif.
L. Rev. at 505, 526-27 (Broeder points out the danger of antagoniz
ing the court as well as jurors by prolonged examinations) ; Stand
ards Relating to Fair Trial and Free Press, 126-27.
25 This is the rule both in Wisconsin (State v. Nutley, 24 Wis. 2d
527, 129 N.W.2d 155, 162-63 (1964), cert, denied, 380 U.S. 918
(1965)), and generally (see e.g., Note, Community Hostility and
the Right to an Impartial Jury, 60 Colum. L. Rev. 349, 356-59
(I960); Standards Relating to Fair Trial and Free Press, 59-60,
126-27, 249; see also A msterdam, Trial Manual §§326-340).
25
why it often cannot be an effective substitute: for ex
ample, publicity may revive when the case is brought to
trial, or delay may be prejudicial by allowing for the
death or disappearance of witnesses, or otherwise violate
the defendant’s constitutional right to a speedy trial.26
The Wisconsin Supreme Court has itself recognized that
voir dire and continuance are not alone sufficient to guar
antee an impartial trial in all cases.27 Similarly the W is
consin Legislature has recognized the importance of change
of venue as a means for ensuring a fair trial: not only
is it available in all felony cases, but the right to change
of venue exists in all cases tried by the court regardless
of whether they are felonies, misdemeanors, ordinances
or traffic cases. Wis. Stat. A n n . §956.03 (1965).
The Wisconsin Supreme Court also contended that the
right to change of venue in misdemeanor cases could be
denied because the defendant had the alternative of prov
ing after conviction that he had in fact been denied a fair
and impartial trial. This is obviously a constitutionally
inadequate alternative. This Court has recognized in a
number of recent cases that actual prejudice may be im
possible to prove and for that reason rules must be fash
26 See e.g., Note, supra n. 23, 51 Corn. L. Q. 306 at 314-15 (1966).
27 See, e.g., State v. Nutley, 24 Wis. 2d 527, 129 N.W.2d 155
(1964), cert, denied, 380 U.S. 918 (1965), supra p. 21, noting
that due process may require change of venue; State ex rel. Schul-
ter v. Roraff, 39 Wis. 2d 342, 159 N.W.2d 25, 31 (1968) ( “ It is true
the ineffectiveness of voir dire and judicial admonition to correct
prejudice have been recognized. . . . But the ineffectiveness of such
methods depends on the particular circumstances in each case” ) ;
cf. State v. Woodington, 31 Wis. 2d 151, 166, 142 N.W.2d 810, 817
(1966) (“the remedies in publicity cases are change of venue, con
tinuance, and careful selection of a jury” ).
2 6
ioned based on the potential for prejudice.28 Additionally,
such a remedy is highly inefficient and disruptive of the
administration of justice. It puts the defendant to poten
tially continuous rounds of trial, burdening both him and
the judicial system, and it in no way ensures that the jury
will ever be drawn from an unbiased source. This Court
recognized in Sheppard v. Maxwell:
we must remember that reversals are but palli
atives; the cure lies in those remedial measures that
will prevent the prejudice at its inception.29
If, then, change of venue may, depending on the circum
stances of the particular case, be a necessary means of
ensuring an impartial jury trial, it is clear that Wisconsin
cannot entirely deny the right to change of venue in all
misdemeanor cases. Since the misdemeanor charged in the
instant case involved a penalty in excess of six months’
imprisonment, appellant was entitled under the federal
constitution to an impartial jury trial (supra pp. 15-16,
nn. 7-9) and, therefore, to all procedures essential to en
sure that the jury provided was in fact impartial. More
over, since Wisconsin itself provides a right to jury trial
in all misdemeanors (supra n. 7, pp. 15-16), the right to
change of venue cannot be limited to cases where the
maximum penalty exceeds six months. The right to “ [a]
28 See Bideau v. Louisiana, 373 U.S. 723 (1963) and cases cited
supra n. 17.
29 384 U.S. 333, 363 (1966). Thus reversals are often denied on
the grounds that defendant should have sought relief from the
effects of prejudicial publicity prior to trial. See, e.g., Darcy v.
Handy, 351 U.S. 454, 462-64 (1956) ; United States v. Rosenberg,
200 F.2d 666 (2nd Cir. 1952), cert, denied, 345 U.S. 965 (1953).
27
fair trial in a fair tribunal is a basic requirement of due
process,” 30 and cannot be denied even in so-called “ petty”
offenses.31 If a state chooses to provide a jury as the trier
of fact, then it is bound under the federal constitution to
ensure that that jury is impartial.32
The Wisconsin Supreme Court attempted to justify
denial of the right to a change of venue in misdemeanor
cases on the ground that ordinarily the community only
prejudges the guilt of a person charged with a “ horren
dous” crime since only such crimes receive “widespread
and prolonged attention from the news media,” and that
“the general public just does not become incensed at the
commission of a misdemeanor” (A. 209). But as the dis
sent put i t : “ The simple answer to this proposition is that
if there is no community prejudice, it is within the dis
cretion of the trial judge to deny a change of venue”
(A. 220). Moreover, as noted swpra p. 25, Wisconsin it
self provides for a change of venue on grounds of com
munity prejudice in cases tried to the court whether they
be felonies, misdemeanors, ordinances or traffic cases.33
While it may well be true that felonies are more likely, on
the whole, to involve problems of community prejudice,
30 In re Murchison, 349 U.S. 133,136 (1955).
31 See, e.g., Thompson v. Louisville, 362 U.S. 199 (1960), finding
a violation of the due process right to a fair trial in a case involv
ing conviction of an ordinance in a police court.
32 See, e.g., Turner v. Louisiana, 379 U.S. 466 (1965), and other
cases cited supra, n. 9; see generally A msterdam, Trial Manual
§315.
33 This raises the additional question as to whether Wisconsin
has placed an unconstitutional burden on the right to jury trial
in misdemeanor cases by allowing for a change of venue on grounds
of community prejudice only where the defendant is tried by the
court.
28
the factors contributing to such prejudice are varied and
may have little or nothing to do with whether the crime
charged is technically classified as a felony or a misde
meanor. Thus prejudice may be aroused because of activi
ties related to but not contained in the technical charge,34
because of the controversial character of the person
charged,35 or because the crime affected a large number
of people in the community.36
Indeed, the Wisconsin Supreme Court’s reasoning is re
futed by the facts of this case. Appellant is a contro
versial figure who has spoken out and participated in
marches and demonstrations against racial discrimination
in his community. It is beyond dispute that his goals and
activities have stirred many to anger and hostility against
him, and have received prolonged attention from the news
media in Milwaukee. It is obvious that the general public
has often “ become incensed,” to use the language of the
Wisconsin Supreme Court, at his behavior, just as por
tions of the general public became incensed at that of other
civil rights leaders. His charge of resisting arrest, while
technically a misdemeanor, arose out of what the officials
of Milwaukee obviously considered a crime of major pro
portions— that of violating the Mayor’s proclamation by
leading a march. It is simply erroneous to assert that men
34 See, e.g., United States v. Dioguardi, 147 F. Snpp. 421 (S. D.
N.Y. 1956) (continuance granted; conspiracy to transport person
in interstate commerce to avoid prosecution for having blinded
and disfigured well-known newspaper columnist by throwing acid
in his face).
35 Estes v. Texas, 381 U.S. 532 (1965); United States v. Parr,
17 F.E.D. 512 (S.D. Tex. 1955); Austin, Prejudice and Change
of Venue, 68 Dick. L. Rev. 401, 402 (1964).
36 See Note, Community Hostility and the Right to an Impartial
Jury, 60 Colum. L. Rev. 349, 364 (I960).
29
like Father Groppi have so little stirred those opposed to
them to anger as never to prejudice their right to a fair
trial in a misdemeanor case; and it is no accident that
cases involving civil rights leaders commonly involve pros
ecution for technically minor offenses.37 Community prej
udice arises when the activities of a person or group chal
lenge deeply felt beliefs and feelings, and does not depend
on whether a particular criminal charge arising out of
those activities is classified as a misdemeanor or a felony.
The Supreme Court of Wisconsin also reasoned that
limitation of the right to change of venue to felony cases
promoted “ efficiency in the administration of justice” (A.
210) in view of the large numbers of misdemeanor pros
ecutions. Such arguments did not deter this court from
extending the right to jury trial in Duncan v. Louisiana,
391 U.S. 145 (1968); Bloom v. Illinois, 391 U.S. 194 (1968);
or Baldwin v. New York, 38 U.S. L. Wk. 4554 (1970).
Moreover these cases granted defendants a right, exer
cisable at their option. Change of venue is a remedy
dependent on the trial judge’s discretionary decision as
to whether or not it is in fact necessary to ensure an
impartial trial. Thus the notion that authorizing trial
37 Thus the civil rights movement has often stimulated local
hostility by activities such as marching, sitting-in and demon
strating, which have resulted in arrests for such olfenses as parad
ing without a permit, distributing leaflets, breach of the peace,
obstruction of public passages, picketing, trespass, disorderly con
duct, and refusing to obey police orders. See, e.g., Shuttlesworth
v. Birmingham, 373 U.S. 262 (1963) ; 376 U.S. 339 (1964) ; 382
U.S. 87 (1965) ; 394 U.S. 147 (1969) ; Gregory v. Chicago, 394
U.S. I l l (1969); Edwards v. South Carolina, 372 U.S. 229 (1963) •
Hague v. C.I.O., 307 U.S. 496 (1959) ; Cox v. Louisiana, 379 U.S.
536 (1965); 379 U.S. 559 (1965) ; Bell v. Maryland, 378 U.S. 226
(1964); Brown v. Louisiana, 383 U.S. 131 (1966); Wright v
Georgia, 373 U.S. 284 (1963).
30
judges to grant a change of venue in misdemeanor cases
will open the floodgates to disruption of the administration
of justice is unreal. Indeed, studies have revealed that
change of venue motions in both felony and misdemeanor
cases are rarely made and almost never granted.38
Wisconsin’s practice of prohibiting entirely the right to
change of venue in all misdemeanor cases is almost with
out precedent. At common law the right to change of venue
existed in all courts of general criminal jurisdiction, and
no distinction was made between misdemeanors and felo
nies.39 The right was considered an integral part of the
38 Standards Relating to Fair Trial and Free Press, 121, 188,
248, 254. See also Bailey and Golding, Remedies for Prejudicial
Publicity—Change of Venue and Continuance in Federal Crim
inal Procedure, 18 Fed. B. J. 56, 64 (1958) (since promulgation
of F. R. Crim. P. 21(a), in 1947, permitting change of venue
in misdemeanors as well as felonies, only two reported cases in
which change of venue had been granted). See generally Anno,
Pretrial Publicity in Criminal Case as Affecting Defendant’s Right
to Fair Trial—Federal Cases, 10 L. Ed. 2d 663 (1964).
39 See, e.g., Rex v. Harris, 3 Burr. 1330, 1333, 97 Eng. Rep. 858,
859 (1762) (Lord Mansfield) (dictum), involving motion for
change of venue in a misdemeanor case, quoted supra n. 10;
Rex v. Cowle, 2 Burr. 834, 860, 97 Eng. Rep. 587, 602 (1759),
supra n. 10, citing a number of cases involving misdemeanors.
In Barry v. Truax, 13 N.D. 131, 99 N.W. 769, 774 (1904), the
court stated:
In England the King’s Bench had general supervisory juris
diction, in criminal cases, coextensive with the kingdom, and
a change of the place of trial from the county of the offense
in criminal cases was effected by aid of a writ of certiorari
issued by that court. . . . It will appear from an examination
of these cases . . . that no distinction was made between mis
demeanors and felonies, except that in case of a felony the
showing by a defendant that a fair and impartial trial could
not be had must be more conclusive than in case of a mere
misdemeanor (emphasis added).
The court went on to say that the Queen’s Bench also had the
same jurisdiction to change venue in a misdemeanor as in a felony
31
right to jury trial.40 And in this country today the right
to change of venue is generally guaranteed in all felonies
and misdemeanors or in all courts of general criminal juris
diction.41 The American Bar Association’s Standards Re
lating to Fair Trial and Free Press contemplate no dis
tinction between felonies and misdemeanors, but provide
(99 N.W. at 775). See generally Crocker v. Justices of Superior
Court, 208 Mass. 162, 94 N.E. 369 (1911), quoted supra, n. 11.
40 See Barry v. Truax, 13 N.D. 131, 99 N.W. 769, 772 (1904),
quoted supra, n. 11.
41 See constitutional and statutory provisions, and court rules
cited supra n. 12.
Some states provide for a different standard of proof in less
serious cases. Thus Indiana and Maryland provide an absolute
right to change of venue in capital cases, but in noncapital cases
the defendant must show that he cannot obtain a fair trial without
a change. Ind. Rules of Procedure, Tr 77, Cr 12 (1970); Mn
Const. Art. IV, §8, Md. Ann. Code Art. 75, §44 (1957). And in
Pennsylvania the Constitution provides for the right to change
of venue in all “criminal cases” ; the statute provides for change of
venue in felonies whenever the defendant shows the court a fair
trial can’t be had, but in all other criminal cases the defendant is
entitled to change of venue only after he has made an unsuccessful
attempt to select an impartial jury and files an affidavit by some
credible witness alleging he can’t get a fair trial. Pa. Const. Art.
Ill, §23, Pa. Stat. Ann. Tit. 19, §551 (1930).
The New Hampshire constitutional provision providing for
change of venue in “cases of general insurrection” has been inter
preted as limiting the right to change of venue only by the state
and not the defendant. N.H. Const. Pt. I, Art. 17; State v. Saw-
telle, 66 N.H. 488, 32 A. 831 (1891). State v. Albee, 61 N.H. 423,
60 Am. Rep. 325 (1881), specifically held that notwithstanding
the constitutional language, courts of general jurisdiction had in
herent common law power to change venue in criminal cases on
the defendant’s motion. N.Y. Code Crim. P. §344 provides for
change of venue in cases prosecuted by indictment, but People
v. Ryan, 38 N.Y. Supp. 2d 806 (1942), held that a defendant
charged by information had a right to change of venue if he
couMshow danger of not obtaining a fair trial. M a s s Ann. Laws
ch. 277, §51 provides for a change of venue in capital crimes, but
Crocker v. Justices of Superior Ct., 208 Mass. 162, 94 N.E. 369
(1911), held that this statute was only declaratory of rights al
32
for change of venue in all criminal cases whenever there
is danger that a fair trial cannot be had (section 3.2, pp.
8-10) .
The only cases appellant has found dealing with statutes
similar to Wisconsin’s have found the denial of change of
venue in misdemeanor cases unconstitutional. Mason v.
Pamplin, 232 F. Supp. 539 (W.D. Tex. 1964), aff’d sub nom.
Pamplin v. Mason, 364 F.2d 1 (5th Cir. 1966) (decided
prior to this Court’s decisions in Duncan and Baldwin,
supra), involved a strikingly similar factual situation.
There a clergyman, active in civil rights causes, was ac
cused of striking a police official in the course of being
arrested in connection with a civil rights demonstration.
He was charged with aggravated assault upon a police
officer, a misdemeanor in Texas. His motion for a change
of venue was denied because Texas statutes provided for
change of venue by reason of community prejudice only
ready existing, and that it could not limit the inherent right of
courts of general jurisdiction to grant changes of venue in all
criminal cases.
Idaho may limit the right to change of venue to offenses prose
cuted by indictment. Idaho Code Ann . §19-1801 (1948) ; but
see §19-1304. Iowa Code A nn . §778.1 (1946) appears to limit
change of venue to felony cases, but §762.13 provides for change
of venue in the justice court in nonindictable offenses. Minn.
Stat. A nn . §627.01 (1947) provides for change of venue in cases
where the offense is punishable by death or imprisonment in the
state prison; but in State v. Thompson, 273 Minn. 1, 139 N.W.2d
490 (1966), cert, denied, 385 U.S. 817 (1966), the court said that
this same statute’s provision that only one change of venue could
be had could not limit a defendant’s right to a further change if
it was necessary to protect the right to a fair trial.
A number of states have recently amended their statutes or
rules to specifically provide for change of venue in misdemeanors
and other non-felony offenses. See, e.g., Tex. Code Crim. P. Ann.
Art. 31.01 (1966) ( “ any ease of felony or misdemeanor” ) ; S.D.
Comp. Laws §23-28-7 (1967); Vt. Stat. A nn . Tit. 13, §4631
(1969) (person under information, complaint or indictment for
any offense can move for change of venue).
33
in felony eases. Subsequent to his trial, conviction, and
exhaustion of state remedies, a federal court held that the
change of venue statute violated the Due Process Clause
of the Fourteenth Amendment, reasoning that Irvin made
clear, if there was any doubt before, the “ inherent right
of an individual to a change of venue” where community
prejudice threatens a fair trial (232 F. Supp. at 541). The
court found, therefore, that denial of opportunity to show
prejudice on a motion for change of venue could not be
remedied by voir dire proceedings or by post-verdict mo
tions (232 F. Supp. at 542-43). In affirming, the Fifth Cir
cuit declared that: “ [d]ue process of law requires a trial
before a jury drawn from a community of people free from
inherently suspect circumstances of racial prejudice against
a particular defendant” ; and held that “ the same constitu
tional safeguard of an impartial jury is available to a man
denied his liberty . . . for a misdemeanor as a felony.” 42
Similarly, long before this Court’s decisions in Irvin and
Rideau, supra, the Supreme Court of Oregon recognized
that the federal and state constitutional rights to an im
partial trial included the right to a change of venue, and
declared unconstitutional on due process grounds state
statutes permitting a change of venue in felony cases only.
State ex rel. Rico v. Biggs, 198 Ore. 413, 255 P.2d 1055
(1953).
Appellant submits, in conclusion, that Wisconsin’s stat
ute denying defendants in misdemeanor cases the right to
a change of venue violates the Sixth and Fourteenth Amend
ments to the United States Constitution.
42 364 P .2d at 7. The court found immaterial the fact that there
was no evidence of community prejudice in the record and that
the voir dire did not demonstrate community prejudice (364 F.2d
at 6-7).
34
n.
Wis. Stat. Ann. § 9 5 6 .0 3 (3 ) Violates the Equal Pro
tection Clause of the Fourteenth Amendment in Deny
ing Persons Charged With a Misdemeanor the Right
to a Change of Venue Granted Persons Charged With
a Felony.
Apart from whether a criminal defendant is constitution
ally entitled to a right to change of venue in order to pro
tect his right to an impartial jury trial, it is at least clear
that where a state grants a right to change of venue to
some criminal defendants, it cannot deny that right to any
arbitrarily selected class of defendants.43 Where a State
chooses to grant an advantage to one class and not to
others “ [T]he attempted classification . . . must always
rest upon some difference which bears a reasonable and
just relation to the act in respect to which the classification
is proposed, and can never be made arbitrarily and without
any such basis.” 44 While absolute equality is not required,
it is at least clear that a State cannot discriminate irra
tionally in providing criminal defendants with procedural
protections its deems an important part of its system of
criminal justice. See, e.g., Douglas v. California, 372 U.S.
353, 356-57 (1962).
43 Thus in Griffin v. Illinois, 351 U.S. 12, 18 (1956), this Court
held that where a State grants appellate review, even though it
is not required to do so by the Federal Constitution, it can’t grant
it in a manner that discriminates against an arbitrarily selected
class, without violating the Equal Protection Clause of the Four
teenth Amendment.
44 Gulf, Colorado and Santa Fe By. v. Ellis, 165 U.S. 150, 155,
159 (1897); Skinner v. Oklahoma, 316 U.S. 536 (1942) ; Baxstrom
v. Eerold, 383 U.S. 107 (1966).
35
The right to change of venue which Wisconsin grants all
felony defendants is clearly considered a fundamental pro
cedural safeguard, essential to protect the defendant’s right
to an impartial jury trial. See p. 25 and n. 27, supra. It
is appellant’s contention that it is a violation of Equal Pro
tection to deny the same right to misdemeanor defendants
since there is no adequate distinction between felonies and
misdemeanors relevant to factors bearing on the need for
a change of venue. As noted supra pp. 27-29, the factors
contributing to community prejudice may have little or
nothing to do with whether the crime charged is classified
as a misdemeanor.
The court below quoted a previous decision outlining
certain distinctions between felonies and misdemeanors in
Wisconsin:
“ . . . In most cases the place of imprisonment is dif
ferent ; the statute of limitations is twice as long for a
felony as a misdemeanor; one charged with a felony
is entitled to a preliminary hearing; the stigma of a
felony is greater; and under the repeater statute, more
severe penalties are authorized for felonies than for
misdemeanors . . . ” State ex rel. Gaynon v. Krueger,
31 Wis. 2d 609, 620, 143 N.W.2d 437 (1966). (A. 209)
But these distinctions appear to bear no relationship to the
need for a change of venue in order to ensure an impartial
trial. This Court rejected in Baldwin v. New York, 38
U.S. L.Wk. 4554, 4555 (1970), the notion that such tradi
tional distinctions between misdemeanors and felonies
were of any particular relevance in determining what class
of criminal defendants should be accorded the fundamental
36
right to jury trial. And in State ex rel. Plutshak v. State
Department of Health and Social Services, 37 Wis. 2d 713,
155 N.W.2d 549, 157 N.W.2d 567 (1968), the Wisconsin Su
preme Court recognized that in determining the right to
assigned counsel, the distinction between misdemeanor and
felony was of no particular significance, and that instead
counsel should be assigned in all cases where the potential
maximum penalty exceeded six months.45 Most important,
in the analogous situations involving change of venue in
trials by the court, and determination of qualifications of
and challenges to jurors, Wisconsin makes no distinction
between felonies and misdemeanors. Wis. Stat. A nn.
§956.03; §§270.16, 957.14, 957.03, 957.04.
Moreover, it is clear that while some distinctions are
drawn between felonies and misdemeanors in Wisconsin,
there is no apparent principle governing the classification
of offenses. Wisconsin has defined a felony as “ [a] crime
punishable by imprisonment in the state prison,” and a mis
demeanor as “ every other crime.” Wis. Stat. A nn . §939.60
(1955). But there are situations in which misdemeanants
may be imprisoned in state prison, and felons incarcerated
in the county jail.46 Wis. Stat. A n n . §959.044 (1945) pro
vides that the place of imprisonment, where none is desig
nated by statute, depends on the length of sentence: the
county jail if the maximum is less than one year; the state
prison if the maximum is more than one year; and either
where the maximum is one year. But this of course does
45 See also Duncan v. Louisiana, 391 U.S. 145, 159-62 (1968);
Beck v. Winters, 407 F.2d 125 (8th Cir. 1969) ; Harvey v. Mis
sissippi, 340 F.2d 263, 269 (5th Cir. 1965); James v. Headley, 410
F.2d 325, 328 (5th Cir. 1969).
46 See Note, Wisconsin Criminal Procedure, 1966 Wis. L. Rev.
430, 488; Pruitt v. State, 16 Wis. 2d 169, 114 N.W.2d 148 (1962).
37
not mean that length of sentence necessarily determines
whether a crime is a misdemeanor or felony since many
Wisconsin statutes still designate the degree of the crime
and/or the place of imprisonment. Also, under Wisconsin’s
repeater laws, misdemeanors may bring increased penalties
and incarceration in state prison without changing the de
gree of the crime for purposes of the procedural protec
tions provided.47 Finally, there is considerable confusion
and difficulty in determining whether certain offenses are
in fact misdemeanors or felonies.48 Thus there is plainly
nothing categorical about the felony-misdemeanor distinc
tion, nor anything inherent in its logic.
Since the distinction between felony and misdemeanor in
Wisconsin is based on no coherent or consistent principle
of classification, and since it is totally unrelated to the rea
sons that change of venue should be granted a criminal
defendant, the Wisconsin statute denying that right to per
sons charged with a misdemeanor violates the Equal Pro
tection Clause of the Fourteenth Amendment.
47 Wis. Stat. A nn . §939.62 (1957); State v. Watkins, 40 Wis.
2d 398, 162 N.W.2d 48 (1968) ; Harms v. State, 36 Wis. 2d 282,
153 N.W.2d 78 (1967).
48 See generally State ex rel. Gaynon v. Krueger, 31 Wis. 2d 609,
143 N.W.2d 437 (1966) ; Lipton, The Classification of Crimes in
Wisconsin, 50 Marq. L. Rev. 346 (1966).
38
CONCLUSION
For the foregoing reasons, this Court should reverse
appellant’s conviction and remand for a new trial at which
appellant would be entitled to change of venue on a show
ing that community prejudice was such that he could not
obtain an impartial jury trial in Milwaukee County.
Respectfully submitted,
Jack Greenberg
Elizabeth B. Dubois
10 Columbus Circle
New York, New York 10019
Michael Meltsner
Columbia Law School
435 West 116th Street
New York, New York 10027
A nthony G. A msterdam
Stanford Law School
Stanford, California 94305
H aywood B urns
112 West 120th Street
New York, New York 10027
Thomas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Robert E. Sutton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Attorneys for Appellant
RECORD PRESS. INC., 95 MORTON ST., NEW YORK, N. Y. 10014, (212) 243-577J
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1970
No. 26
JAMES EDMUND GROPPI,
Appellant,
v.
STATE OF WISCONSIN,
Appellee.
ON APPEAL FROM
THE SUPREME COURT OF WISCONSIN
BRIEF FOR APPELLEE
ROBERT W. WARREN,
Attorney General of Wisconsin
SVERRE O. TINGLUM
Assistant Attorney General
ROY G. MITA
Assistant Attorney General
Attorneys for Appellee
Post Office Address:
State Capitol
Madison, Wisconsin 53702
1
INDEX
Page
QUESTIONS PRESENTED........................................................1
SUMMARY OF ARGUMENT................................................. 2-3
A R G U M E N T ..............................................................................4
I. DENIAL OF THE MOTION FOR A CHANGE OF
VENUE WAS NOT A DENIAL OF DUE
PROCESS....................................................................4-18
A. It Cannot be Said, on this Record, that Defend
ant Was Even Probably Denied an Impartial
Jury........................................................................ 4-11
B. The Change of Venue Device Was Not Essen
tial to Due Process in this Misdemeanor Pros
ecution ................................................................. 11-18
II. CONVICTION OF FELONY IN WISCONSIN
CARRIES MORE SERIOUS CONSEQUENCES '
THAN CONVICTION FOR MISDEMEANOR;
THE STATE DOES NOT WITHHOLD EQUAL
PROTECTION OF THE LAWS WHEN IT PRO
VIDES ADDITIONAL SAFEGUARDS IN FEL
ONY CASES............................................................ 19-21
TABLE OF AUTHORITIES
Cases:
Adams v. United States ex rel. McCann,
317 U.S. 269 (1942) ..................................................... 11
Baldwin v. New York, 38 U.S.L.W.K.
4554, 26 L. ed. 2d 437 (1970)......................................... 20,21
Buchalter v. New York, 319 U.S. 427
(1943) ............................................................................. 17
11
Carter v. Illinois, 329 U.S. 173 (1946).....................................18
Duncan v. Louisiana, 391 U.S. 145 (1968)..............................12
Estes v. Texas, 381 U.S. 532 (1965)............................................8
Graham v. West Virginia, 224 U.S. 616 (1912).......................21
Hannah v. Larche, 363 U.S. 420 (1960)................................... 17
Irvin v. Dowd, 366 U.S. 717 (1961)..............................................8
Mason v. Pamplin, 232 F. Supp. 539
(W.D. Tex. 1964), aff’d. sub nom.
Pamplin v. Mason, 364 F. 2d 1
(5 Cir. 1966).......................................................................... 11
Pruitt v. State, 16 Wis. 2d 169, 114
N.W. 2d 148 (1962)................................................................20
Rideau v. Louisiana 373 U.S. 723 (1963)................................. 8,9
Sheppard v. Maxwell 384 U.S. 333 (1966).............................. 8,11
State ex rel. Gaynon v. Krueger, 31 Wis.
2d 609, 143 N.W. 2d 437 (1966)............................................20
State v. Woodington, 31 Wis. 2d 151,
142 N.W. 2d 810 (1966)........................................................6
United Public Workers v. Mitchell,
330 U.S. 75 (1947)................................................................. 10
United States v. Wood, 299 U.S. 123 (1936).........................17-18
Williams v. Florida, 38 U.S.L.W.K. 4557,
26L. ed. 2d 446 (1970)
Page
12,18
Ill
Constitutions and Statutes:
S.D. COMP. LAWS §23-28-7 (1967).......................................... 14
TEX. CODE. CR. PR. ANN. Art. 31.01 (1966)......................... 14
VT. STATS. ANN. Tit. 13, §4631 (1969)................................... 14
WIS. CONST. Art. I, § 7 ................................, ............................. 5
WIS. CONST. Art. Ill, § 2 ............................................................19
WIS. STATS. (1969) §971.22..................................................... 4,14
WIS. STATS. (1967):
§256.55(3)................................................................................... 7
§270.16....................................................................................... 6
§939.60..................................................................................4>19
§939.62 ......................................................................................19
§946.41(1).............................................................................. 4
§955.18...................................................................................5,19
§956.03(1)....................................................................................5
§956.03(3)..................................................................... 1,2,18,20
§957.01 ....................................................................................... 5
§957.03 ................................................................................ 6,20
§957.04 .................................................................................... 7
§957.07 ....................................................................................... 6
§959.044 .................................................................................. 19
Other Authorities:
Breeder, Voir Dire Examinations: An Empirical
Study, 38 SO. CAL. L. REV. 503 (1965)........................... 15
Page
IV
Cummings, The Third Great Adventure, 29
ABAJ 654 (1943)................................................................. 14
Medalie, Federal Rules of Criminal Procedure,
4 LAWYERS GUILD R. (3) 1, 5 (1944)............................ 14
Note, Community Hostility and the Right to an
Impartial Jury, 60 COLUM. L. REV. 349 (1960).........12,15
Note, The Efficacy of a Change of Venue
in Protecting a Defendant’s Right to an
Impartial Jury, 42 NOTRE DAME LAWYER
925 (1967) ................................................................ 7,13,15,16
Note, Impartial Jury - Twentieth Century Dilemma:
Some Solutions to the Conflict Between Free
Press and Fair Trial, 51 CORNELL L.Q.
306 (1966) ................................................................ 7,11,12,15
Note, 33 FORD. L. REV. 498 (1965) ........................... 11^3
Page
Cipes, MOORE’S FEDERAL PRACTICE, 2d ed.,
(1 9 6 9 ) ...;.......................................................................................14
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1970
No. 26
JAMES EDMUND GROPPI,
Appellant,
v .
STATE OF WISCONSIN,
Appellee.
ON APPEAL FROM
THE SUPREME COURT OF WISCONSIN
BRIEF FOR APPELLEE
QUESTIONS PRESENTED
1. Does the record herein present a factual context suffici
ently concrete to enable this Court to determine whether
§956.03(3) WIS. STATS. (1967) actually operated to impair
this defendant’s right to trial by an impartial jury?
2. Could Wisconsin in 1968 limit the availability of the change
of venue device to felony cases without violating the right
of misdemeanor defendants to trial by an impartial jury?
2
SUMMARY OF ARGUMENT
I.A. Defendant, who claims denial of his rights under the
Sixth and Fourteenth Amendments, has failed to bring to this
Court a record which will adequately show that application of
§956.03(3) of the Wisconsin Statutes, which limits changes
of venue for community prejudice to felony cases, impaired
his right to an impartial jury.
Defendant’s affidavit, claiming adverse pretrial publicity,
is of no evidentiary value; there is no other evidence of com
munity prejudice in this record. No continuance was requested
on grounds of prejudice, and defense counsel made no effort
to include proceedings on voir dire in the record. A jury
was impaneled on the first morning of trial.
Since the record fails to show prejudice, it cannot be pre
sumed that there was a probability of jury prejudice, and a
determination of the constitutionality of the statute would be
an advisory opinion, which this Court will not give.
B. A state may deny a change of venue for community prej
udice in cases of less serious crimes without impairing de
fendant’s rights to an impartial jury where, as in Wisconsin,
the devices of voir dire and continuance are available and
post-trial motions may be employed to remedy actual or
probable prejudice.
Limitation of the change of venue device to felony cases
has not been uncommon in this country. The questionable
efficacy of the device, and the expense, delay and possible
abuse involved in its exercise warrant its denial in misdemeanor
cases, when other remedial devices are available.
II. Regardless of the intricacies of the formula used to
distinguish felonies from misdemeanors in Wisconsin, those
convicted of crimes determined to be felonies are subjected
3
to more rigorous penalties than those convicted of misdemean
or. The difference in consequences justifies granting addi
tional procedural safeguards to persons accused of felony.
4
ARGUMENT
I. DENIAL OF THE MOTION FOR A CHANGE
OF VENUE WAS NOT A DENIAL OF DUE PRO
CESS.
A. It Cannot Be Said, On This Record, That De
fendant Was Even Probably Denied An Im
partial Jury.
Defendant was convicted for misdemeanor in Milwaukee
County Circuit Court on February 9, 1968, following a trial
to a jury of twelve which commenced the previous day.1
This conviction arose out of his arrest on August 31, 1967,
on a charge of “ Resisting an Officer,”* 2 a misdemeanor pun
ishable by a fine of not more than $500 or imprisonment in
the county jail for not more than one year, or both.3
At the time of trial,4 a Wisconsin statute authorized
changes of venue for community prejudice in felony cases.
/'T h e jury was impaneled and sworn before the noon recess on Feb. 8,
1968. The state opened its case at 2 p.m. on February 8, and rested the
same day. On February 9, the defense presented its case, the state
offered rebuttal testimony, and the case was argued and submitted to the
jury at 1:15 p.m. The jury returned to court with its verdict at 4:55 p.m.
on February 9, 1968. (A. 13, 14, 15)
/ 2§946.41 (1) WIS. STATS. (1967):
“ Whoever knowingly resists or obstructs an officer while such officer
is doing any act in his official capacity and with lawful authority, may
be fined not more than $500 or imprisoned not more than one year in
county jail or both.”
/ ' '“ Resisting an Officer” is a misdemeanor, since the county jail is ex
pressly designated as the place o f imprisonment upon conviction. §939.60,
WIS. STATS. (1967) provides:
“A crime punishable by imprisonment in the state prison is a felony.
Every other crime is a misdemeanor.”
/■'§971.22, WIS. STATS., effective July 1, 1970, permits a change of venue
in all criminal cases. See Chap. 255, Laws o f 1969.
5
As construed by the state courts,5 the statute limited changes
of venue for that cause to felony cases, resulting in the denial
of defendant’s motion for a change of venue in his misdemeanor
case.
In order to achieve a reasonably accurate perspective in
evaluating this case by Sixth and Fourteenth Amendment stan
dards, some pertinent aspects of Wisconsin criminal proce
dure should be noted:
—Wisconsin guaranteed trial by a jury of twelve to all per
sons accused of crime, whether felony or misdemeanor.8
—Wisconsin granted to all defendants an absolute right
to a change of judge upon the defendant’s affidavit that the
judge originally designated was prejudiced.7
—Wisconsin required a preliminary examination for per
sons accused of felony, and a finding of probable cause as
a prerequisite to the filing of an information.8
/ 5Rulings o f the state courts are reproduced in the Appendix, 8-9, 207.
/ 6WIS. CONST. Art I, §7; §957.01 WIS. STATS. (1967)
/ 7§956.03 (1) WIS. STATS. (1967). Contrary to the claims in appellant’s
brief (see pp. 25, 27, 36), this statute provides for a change o f judge only on
grounds of personal interest or “ the prejudice o f the judge.” The change of
judge is permitted in jury trials as well as trials to the court. Community
prejudice is not grounds for a change o f judge under this section, which
provides:
“PREJUDICE OF JUDGE; ANOTHER JUDGE CALLED. If the pre
siding judge has acted as attorney for a defendant or for the state in
the pending action, or if a defendant moves, in the manner provided in
civil actions, for a change of venue on account o f the prejudice of the
judge, another judge shall be called in the manner provided in civil
actions to try the action, except that in county courts containing 3 or
more branches the case shall be referred to the clerk who shall in
accordance with the rules of said court assign the case to another
branch of that court for trial or other proceedings.***”
/ 8§955.18 WIS. STATS. (1967).
6
—Four peremptory challenges were allowed defendants in
all criminal trials; twelve peremptory challenges were
allowed in cases exposing the defendant to a sentence of
life imprisonment.10 *
—Persons accused of misdemeanor were permitted to waive
their right to be present at trial; those accused of felony
were not.11
—Community prejudice was recognized as sufficient cause
for the granting of continuances.12
In this procedural setting, defendant was obliged to pro
ceed to trial in Milwaukee County following the denial of his
motion for a change of venue. Facing trial by a jury selected
from this allegedly hostile community, he had at his disposal
a number of procedural alternatives to the change of venue
which had been denied. The record does not reveal whether
these alternatives were utilized:
1. Although the minutes and docket entries in the lower
state courts show that defendant’s trial date was continued
six times,13 there is nothing in the record to suggest that
defense counsel at any time sought a continuance on the ground
—By statute, unfettered participation in voir dire exami
nation of prospective jurors was guaranteed to all parties.9
/ 9§270.16 WIS. STATS. (1967).
/'°§957.03 WIS. STATS. (1967).
/ u§957.07 WIS. STATS. (1967).
/'-State u. Woodington (1966), 31 Wis. 2d 151, 166, 142 N.W. 2d 810, 817.
/ l:,Docket entries A. 1, 10, 11, 12.
7
of prejudicial pretrial publicity or community hostility. While
the effectiveness of a continuance may be open to considerable
doubt,14 it is nevertheless significant that defense counsel
made no attempt to employ a device traditionally considered
as an alternative to a change of venue. If there was present
in defendant’s case any circumstance rendering continuance
totally ineffective to reduce the hazard of an inflamed and
prejudiced jury, it is not to be found in this record.
2. The record is entirely devoid of the type of evidence
commonly relied upon to show the temper of a community
allegedly permeated with prejudice against a defendant: the
proceedings on voir dire,15 The record reveals only that
a jury of twelve plus one alternate was impaneled and sworn
prior to the noon recess on the first day of trial, and that
both the prosecution and the defense exercised all of their
peremptory challenges.16 The proceedings on voir dire are not
reported in the record, and the record reveals no motion or
request by counsel that they be reported.17
/ “ Note. Impartial Jury - Twentieth Century Dilemma: Some Solutions to
the Conflict Between Free Press and Fair Trial, 51 CORNELL L. Q. 306,
314-315 (1966).
/ “ ’Note. The Efficacy o f a Change o f Venue in Protecting a Defendant’s
Right to an Impartial Jury, 42 NOTRE DAME LAWYER 925, 936 (1967):
“To the contrary, it may be argued that the courts’ view of removal
is the valid one since the voir dire examination affords an excellent
opportunity to sound out community sentiment.”
/ 16In Wisconsin, peremptory challenges are exercised following voir dire
examination, the parties alternately striking names from a list of jurors
not excused for cause until only twelve remain. §957.04, WIS. STATS.
(1967). The lists herein are at A. 30, 44.
/uVoir dire examinations “ need not be reported unless ordered by the
court.” §256.55 (3), WIS. STATS. (1967).
8
As a consequence, this court has no way of determining
whether any prospective juror was challenged or excused for
cause; — or whether any juror had formed any opinions of the
defendant or of his guilt or innocence; — or whether any juror
had been exposed to allegedly prejudicial sources of informa
tion. Thus it is impossible to know, from this record, whether
the voir dire provided any evidence whatever of conditions
rendering suspect the impartiality of the jurors who sat in
judgment; indeed, there is nothing in the record to show that
defense counsel even attempted to examine prospective jur
ors on voir dire. All that can be said, on this record, is
that there was apparently no serious difficulty encountered
in impaneling a jury.18
The compelling evidence of prejudice found by this Court
in Irvin v. Dowd,19 Rideau v. Louisiana,20 Estes v. Tex
as,21 and Sheppard v. Maxwell22 is, therefore, absent
from this record. It is not helpful, moreover, to take as true
the averments of the motion for change of venue and its sup
porting affidavit,23 since they contain only subjective evalua
tions of the publicity given to the defendant and his activities.
The affidavit filed in support of the motion for a change of
venue provides little, if any, factual support for a conclusion
/ lsSee note 1.
/ 19366 U. S. 717 (1961).
/ 2ll373 U. S. 723 (1963).
/ 21381 U. S. 532 (1965).
/ 22384 U. S. 333 (1966).
/ 2!A. 23a-25a.
9
that the jury panel was even probably prejudiced. It alleges
only that defendant was a well-known civil rights leader, that
his activities had received “massive and frequently adverse”
publicity, and that “ some” of the news media had published
“editorial criticisms” of his activities. There is no allega
tion whatever of distortion of fact or other prejudicial report
ing of — or commentary on — the event out of which the misde
meanor charge arose.
If evidence of community prejudice existed, defense coun
sel could have supplied it for this record. There was nothing
to prevent the incorporation of allegedly prejudicial media
reports in the affidavit. There was likewise nothing to pre
vent defendant from introducing such evidence in support of
a motion for continuance or, following the verdict, in support
of a motion for new trial on grounds of “ inherent” or “ prob
able” prejudice.24 Furthermore, there was nothing which
prevented counsel from requesting that the proceedings on
voir dire be reported for the record.
Defendant does not and cannot claim that this record shows
that the twelve jurors who found him guilty were demonstrably
prejudiced. He cannot even claim, on this record, that the
jurors — or the panel from which they were selected — had pre
viously been exposed to inflammatory or inaccurate of other
wise prejudicial publicity.
The unsatisfactory state of the record with respect to
community hostility makes it impossible for any reviewing
court to say, as this Court said in Rideau v. Louisiana,25
/ 21“Appellant contends that because his motion for a change of venue was
denied, he had no opportunity to make a record o f the community prejudice.
This is simply not true. ***” (Opinion below, A. 213).
/ 25373 U. S. 723 (1963).
10
that “Any subsequent court proceedings in a community so
pervasively exposed to such a spectacle could be but a hollow
formality.”26 .
Nevertheless, this Court is asked to declare that defend
ant’s conviction cannot stand: not because defendant had a
Constitutional right to a change of venue in this case, but be
cause his application for that change was denied without hear
ing, by the application of a statute which limited the availabil
ity of this device to those charged with felony.
The Court is therefore called upon by defendant to decide
—in the abstract — whether persons charged with misdemeanor
could, under a hypothetical set of facts evidencing a high
degree of community prejudice, be Constitutionally entitled
to a change of venue — even though alternative procedural de
vices designed to dilute or screen out prejudice are available.
What is sought is an advisory opinion. This Court will not
render advisory opinions;27 this should be particularly true
where, as here, “ it is not asking too much that the burden of
showing essential unfairness be sustained by him who claims
/ 2<iId. at 726.
/ 27 United Public Workers v. Mitchell, 330 U. S. 75,89 (1947):
“ ***For adjudication o f constitutional issues ‘concrete legal issues,
presented in actual cases, not abstractions,’ are requisite.”
11
such injustice and seeks to have the result set aside, and that
it be sustained not as a matter of speculation but as a demon
strable reality.”28
B. The Change of Venue Device Was Not Essential
to Due Process in this Misdemeanor Prosecution.
No defendant is guaranteed an impartial jury in the philo
sophical sense.29 Neither Wisconsin’s Constitution nor the
Constitution of the United States require the impossible; nor
do they require that government do everything humanly pos
sible to attain the closest possible approximation of the philo
sophical ideal. We tolerate acknowledged weaknesses and im
perfections in the jury system when those imperfections do
not outweigh the social cost of correcting them, or when a
suspected imperfection seems slight in comparison with the
real detriment suffered through use of a remedial device of
doubtful efficacy.
The jury is itself a safeguard. Its impartiality is in turn
safeguarded by procedures employed in its selection: the
selection of the array is prescribed intricately, and is open
to inspection and challenge; the selection of a panel from the
array is accomplished by lottery, and the members of the
/28Adams v. United States ex rel. McCann, 317 U. S. 269, 281 (1942).
Under circumstances not present in this record, the party claiming
injustice is relieved of this burden. Sheppard v. Maxwell, 384 U. S. 333,
351-352 (1966).
Note, 33 FORD L. REV. 498 (1965), wherein the author points out
that the habeas petitioner in Mason u. Pamplin, 232 F. Supp. 539 (W.D.
Texas 1964) (aff’d. sub.nom. Pamplin v. Mason, 364 F. 2d 1 (5 Cir. 1966),
having defaulted in placing evidence of prejudice on the record, failed to
show that he had been sufficiently aggrieved by a Texas statute similar to
Wisconsin’s §956.03(3) to test its constitutionality. The author concludes
(at 506-507) that the question of the constitutionality o f the Texas statute
was not properly before the court, and should not have been decided.
/ 29Note, supra n. 14, 51 CORNELL L. Q. 306 at 307 (1966).
12
panel so chosen may be questioned in detail about individual
circumstances that may affect their ability to perform their
prescribed function. It is not enough that the prospective
jurors disclaim prejudice under oath on voir dire; all are
required to swear that they will perform their duty without
partiality. Commonly, the protections erected against pos
sible imperfections in juries are increased in proportion to
the degree of punishment sought to be imposed upon the de
fendant: the number of allowable peremptory challenges may
be increased;30 the jury may be sequestered;31 and a change
of venue or of venire may be provided for in addition to con
tinuance and voir dire examination.
While the criminal court jury as an institution is highly
regarded as an important deterrent to oppression by govern
ment, it may be dispensed with entirely in some cases, for
reasons of “ efficient law enforcement and simplified judicial
administration resulting from the availability of speedy and
inexpensive noninjury adjudications.”32 And while no state
may deny a jury where government seeks to imprison a de
fendant for longer than six months, a jury composed of fewer
than twelve jurors will satisfy federal Constitutional stan
dards.33
Defendant now seeks a declaration by this Court that a
change of venue, as a method of avoiding community prejudice,
is a requirement of the Sixth Amendment as made applicable
to the states by the Fourteenth Amendment, and that it is as
/ :"’Note, Community Hostility and the Right to an Impartial Jury, 60 C0-
LUM. L. REV. 349, 359, footnote 56 (1960).
/•"Note, supra n. 14, 51 CORNELL LAW Q. 306, 316 (1966).
/'■"Duncan u. Louisiana, 391 U.S. 145, 160 (1968).
/■"Williams u. Florida, 38 U.S.L.WK. 4557, 26 L. ed. 2d 446 (1970).
13
fundamental a right as trial by jury, speedy trial, confronta
tion of prosecution witnesses and assistance of counsel. Fur
ther, he seeks an interpretation of those Amendments which
would declare unconstitutional the past judgment of the state
of Wisconsin that the availability of voir dire examinations,
continuances, peremptory challenges and post-trial motions
sufficiently protected persons accused of misdemeanors from
occasions of community prejudice.
Defendant’s brief maintains in support of its argument
that change of venue is “ fundamental to the American scheme
of justice” that Wisconsin’s statutory limitation of change of
venue to felony cases is “ almost without precedent.”34 The
word “almost” covers a lot of territory.
The brief of appellant concedes, first of all, that states
have felt themselves free to establish statutory standards
for — and limitations upon — the change of venue device. Note
41 at pp. 31-32 of the brief demonstrates not only substantial
variations in state change of venue practice, but also that
a number of states, like Wisconsin, have in the past limited
the change of venue device to felony cases.35 In recent
years, the trend among the states has been to extend the
availability of the device to non-felony cases:36 Since 1966
/ 34Appellant’s brief, p. 30.
/ 3,Note, 33 FORD L. REV. 498, 507 (1965); footnote 51 lists eight states
which by statute limited change o f venue to more serious crimes.
Note, The Efficacy o f a Change o f Venue in Protecting a Defendant’s Right
to an Impartial Jury, 42 NOTRE DAME LAWYER 925, 927-929 (1967).
/ 36Id. at 928.
14
Wisconsin, Vermont, South Dakota and Texas have altered
their criminal procedures to permit a change of venue in
non-felony prosecutions.37 This trend hardly demonstrates,
however, that Wisconsin’s former practice in 1968 was “al
most without precedent.”
Further illustration of the fact that limitations on the
availability of the change of venue device are not without pre
cedent may be found in federal practice where, until the ad
vent of Federal Rule of Criminal Procedure 21 in March,
1946, the device was simply not available to any defendant.38
While change of venue for local prejudice in misdemeanor
cases has been a traditional procedural avenue in many juris
dictions, a significant number of jurisdictions have felt that
the right to fair trial by an impartial jury could be protected
without it. Given other procedural safeguards, the availabil
ity of change of venue was not considered the point of demar
cation between fair trial and unfair trial.
The procedural devices employed for the purpose of avoid
ing possible jury prejudice include change of venue, change
/ :,7§971.22, WIS. STATS, (eff. 7 /1 /70 - Ch. 255, Laws o f 1969); VT.
STATS. ANN. Tit. 13, §4631 (1969); S.D. COMP. LAWS. §23-28-7 (1967);
TEX. CODE. CR. PR. ANN. Art. 31.01 (1966).
/ :l8Medalie, Federal Rules o f Criminal Procedure, 4 LAWYERS GUILD
R. (3) 1, 5 (1944):
“ It has long been recognized by many states that a defendant may have
his cause removed to another county upon proof o f prejudice existing
in the locality in which he would otherwise be tried. Curiously, no
such right has been recognized by the federal courts.”
Cummings, “ The Third Great Adventure,” 29 ABAJ 654, 655-656 (1943):
“ Lawyers not thoroughly familiar with federal practice are somewhat
astounded to learn that they may not move for a change o f venue, even
if they are able to demonstrate that public feeling in the vicinity of the
crime may render impossible a fair and impartial trial. This seems
to be a defect in the federal law, which the proposed rules would cure.”
See also: Cipes, MOORE’S FEDERAL PRACTICE, 2d (1969), §§. 21.01(1),
21.02, 21.03.
15
of venire, continuance and voir dire. The oath-giving is
likewise apparently considered an effective safeguard, as are
the Court s instructions to disregard out-of-court sources of
information and conscious bias or prejudice.39 In a sense
all of these devices are “palliatives,” since they are designed
to avoid or dilute pre-existing prejudice; prior control of
media treatment of the cause, through whatever means are
available, effective and necessary, may prevent the forma
tion of some forms of prejudice.40 Once trial has begun,
cautionary instructions, sequestration of the jury, control of
court officers and the media, and protection of witnesses are
devices available to guard against undesirable intrusions into
the fact-finding process.
The relative effectiveness of each device heretofore thought
to enhance the jury’s impartiality, and the relative advantages
and disadvantages which each carries with it,41 are not sub
ject to objective appraisal. Certainly it is true that the effi
cacy of voir dire may be questioned;42 but the same may be
said of a change of venue from one county to another — at least
in the latter half of the twentieth century. Continuances are
at once a service and a disservice to both sides in many cases.
/ 39Note, supra n. 35, 42 NOTRE DAME LAWYER 925, 926-927 (1967);
Note, The Impartial Jury, 51 CORNELL L. Q. 306, 313-317 (1966); Note’
Community Hostility and the Right to an Impartial Jury, 60 COLUM L
REV. 349, 356-370 (1960).
/"“Id. at 370-375.
/ 41Id. at 356-375.
/ “ Breeder, Voir Dire Examinations: An Empirical Study, 38 SO. CAL.
L. REV. 503 (1965). Broeder’s study of voir dire examinations which were
“perfunctory, stilted affairs” is not, however, a valid evaluation o f the
effectiveness o f such examinations when properly conducted.
16
The effectiveness of many devices heretofore believed to
enhance jury impartiality is open to honest and serious de
bate. What is considered a fundamental right in one state
may be regarded as totally unnecessary to fair trial in an
other; what is regarded as administratively cumbersome or
too costly in one time may be thought acceptable and desirable
in another.
The present state of our knowledge about the efficacy and
necessity of any one of the devices thought to be effective to
combat jury prejudice is limited, as is our ability to effect
ively appraise the social cost of the availability and extensive
use of each such device. It may well be, for example, that
attitude inventories employed by psychologists would be a far
more effective tool for screening out prejudice than any of
the methods heretofore employed — change of venue not ex
cepted.
There is room within the jury trial framework for con
siderable latitude and variations in the methods adopted by
the states to enhance impartiality while at the same time pro
tecting the state’s right to impose sanctions on offenders in
a reasonably efficient manner. There was room, within that
framework, for Wisconsin to determine that the expense, de
lay, possibilities of abuse and questionable efficacy of change
of venue43 were acceptable social costs in felony cases, where
/4:<Note, supra n. 35, 42 NOTRE DAME LAWYER 925 (1967) at p. 942:
“ Removal is capable o f working an extreme dislocation in the admin
istration o f criminal justice. It is expensive and generally inconvenient,
and it has excellent potential as a dilatory tactic. Further, it amounts
to an admission that justice cannot be done in the forum in which the
motion is made, which is a severe blow to people who pride themselves
in their ability to be fair to their fellows. Finally, removal runs counter
to the tradition that the administration o f criminal law is primarily
the concern o f the community in which the crime is committed.
17
the stakes were high, but not acceptable in misdemeanor cases,
where the stakes were lower both in terms of length of sen
tence and collateral consequences of conviction. In Wiscon
sin, at the time of defendant’s trial, denial of change of venue
in misdemeanor cases cannot be said to have denied defendant
a “ fair trial in a fair tribunal.”
This Court has said that
“ ‘[D]ue process’ is an elusive concept. Its exact boun
daries are undefinable, and its content varies according
to specific factual contexts. * * * Whether the Constitu
tion requires that a particular right obtain in specific pro
ceedings depends upon a complexity of factors. The na
ture of the alleged right involved, the nature of the pro
ceeding, and the possible burden on that proceeding are
all considerations which must be taken into account.”44
Within the boundaries marked by “ specific factual con
texts,” states have been declared “ free to enforce their crim
inal laws under statutory provisions and common law doctrines
as they deem appropriate * * *.”45
Among the procedural details said to be left to the judgment
of the several states are those surrounding the rules for the
selection of juries. In United States v. Wood, 299 U.S. 123,
145-146, (1936), this Court said:
“In Stilson v. United States, 250 U.S. 583, 586, 40 S. Ct.
28, 29, 30, 63 L.Ed. 1154, we said on this point: ‘There
is nothing in the Constitution of the United States which
requires the Congress to grant peremptory challenges to
defendants in criminal cases; trial by an impartial jury
/"Hannah v. Larche, 363 U.S. 420, 442 (1960)
/4SBuchalter v. New York, 319 U.S. 427, 430 (1943)
18
is all that is secured. The number of challenges is left
to be regulated by the common law or the enactments of
Congress,’ And the same was held to be true of the au
thority of Congress to treat several defendants, for this
purpose, as one party. It is not necessary to multiply
illustrations of the familiar principle which while safe
guarding the essence of the constitutional requirements
permits readjustments of procedure consistent with their
spirit and purpose.
Impartiality is not a technical conception. It is a state
of mind. For the ascertainment of this mental attitude of
appropriate indifference, the Constitution lays down no
particular tests and procedure is not chained to any ancient
and artificial formula. State courts enforcing similar re
quirements of state constitutions as to trial by jury have
held that legislatures enjoy a reasonable freedom in es
tablishing qualifications for jury service although these
involve a departure from common law rules.”
Justice Frankfurter wrote in 1946 that the Due Process
Clause had not created a “ uniform code of criminal proce
dure” for the states.46 This Court has affirmed, in Williams
v. Florida,47 that the states remain free to establish crim
inal procedures that do not render utterly sterile the funda
mental substantive rights guaranteed by the national Consti
tution.
Section 956.03(3) of the Wisconsin Statutes did not deny
Father Groppi an impartial jury. If his jury was prejudiced
against him, the prejudice does not appear in this record as
a reality, or even a probability.
/4tiCarter v. Illinois, 329 U.S. 173, 175 (1946)
/ ' 738 U.S.L.WK. 4557, 26 L. ed. 2d 446 (1970)
19
II. CONVICTION OF FELONY IN WISCONSIN
CARRIES MORE SERIOUS CONSEQUENCES
THAN CONVICTION FOR MISDEMEANOR;
THE STATE DOES NOT WITHHOLD EQUAL
PROTECTION OF THE LAWS WHEN IT PRO
VIDES ADDITIONAL SAFEGUARDS IN FEL
ONY CASES.
A person convicted of a felony in Wisconsin faces the
possibility of imprisonment for more than one year.48 This
class of crime is without exception punishable by imprison
ment in the state prison.49 The convicted defendant is dis
franchised,50 and the conviction carries a considerable so
cial stigma. More severe enhancement of punishment under
the repeater statute is authorized for felons than for mis
demeanants.51
In contrast, a misdemeanor conviction in Wisconsin ex
poses the defendant to a maximum of a year’s incarceration;
collateral consequences such as disfranchisement and stigma
do not follow or are less severe, and invocation of the re
peater principle at a subsequent time carries less risk than
that to which a “ felony repeater” is exposed.
Accompanying the risk of more serious consequences of
conviction of felony are the additional procedural safeguards
afforded a felony defendant in Wisconsin: the preliminary
(probable cause) hearing52 and availability of the change of
/ 48§§ 939.60, 959.044, WIS. STATS. (1967)
/ 49Id.
/ 50WIS. CONST. Art. Ill, §2
/ 51§939.62 WIS. STATS. (1967)
/ 52§955.18 WIS. STATS. (1967)
20
venue device.53 When the felony involved is punishable by
life imprisonment, a further safeguard is provided: the num
ber of allowable peremptory challenges is increased to
twelve.54
While resort to several statutes and some Wisconsin case
law55 is sometimes necessary to fully understand the classifi
cation of misdemeanors and felonies in Wisconsin, only one
relevant principle need be extracted for the purpose of judging
differentiation in procedural treatment between the two classes
of crime: that which is ultimately determined to be a felony
carries significantly greater risks for the accused as far as
punishment and collateral consequences are concerned. Once
a crime is classified as either misdemeanor or felony under
Wisconsin rules, the difference in consequences upon convic
tion fully justifies differences in procedural treatment.
Former sec. 956.03 (3), affording a change of venue to
felony defendants only, was not a legislative declaration that
community prejudice could not exist against one accused of
misdemeanor. It was, rather, a recognition of the need for
additional protection against such prejudice in cases in
volving the possibility of more severe penalty. In addition,
then, to the remedial devices of continuance and voir dire
examination, which were available in misdemeanor cases,
Wisconsin added the change of venue device at the point that
the hazard of severe penalty was significantly increased.
Baldwin v. New York56 did not outlaw the classification
of crimes as misdemeanors and felonies, nor did it proscribe
/ 3:'§956.03 (3) WIS. STATS. (1967)
/ ’’ '§957.03 WIS. STATS. (1967)
■''State ex rel. Gaynon u. Krueger, 31 Wis. 2d 609, 143 N.W. 2d 437 (1966);
Pruitt v. State, 16 Wis. 2d 169, 114 N.W. 2d 148 (1962)
";38 U.S.L.WK. 4554, 26 L. ed. 2d 437 (1970)
21
differences in procedures to be observed in the prosecution
of these classifications. Baldwin held only that the Sixth
Amendment right to jury trial, as applied to the states, at
tached when “ the possible penalty exceeds six months’ im
prisonment,” — an implicit recognition of the Constitutional
validity of differentiation in procedure between prosecutions
for “ serious” and “ less serious” offenses.
The Wisconsin Supreme Court, recognizing that it had pre
viously ruled that assigned counsel must be provided for in
digent defendants threatened with imprisonment exceeding
six months, nevertheless recognized that the legislature might
validly provide, as it had, for a different “ cutoff point” at
which the right to change of venue would attach. While the
Wisconsin court expressed a preference for the “ six-month
cutoff,” it correctly recognized that the felony-misdemeanor
“cutoff’ was within permissible limits of legislative discre
tion.57
Change of venue is not the “fundamental right” that this
court dealt with in Baldwin v. N ew York. It is thought to
be, under some circumstances, an aid to the achievement of
the imperfect practical model of the “impartial jury” guaran
teed by state and federal constitutions. Limiting its avail
ability to those charged with felonies is not a denial of equal
protection of the laws. The Fourteenth Amendment is not to
be construed “as introducing a factitious equality without re
gard to practical differences that are best met by correspond
ing differences of treatment.”58
/ S7A.211.
/l8Graham v. West Virginia, 224 U.S. 616, 630 (1912)
22
CONCLUSION
For the reasons stated it is respectfully submitted that
the judgment of the court below should be affirmed.
October 9, 1970.
ROBERT W. WARREN
A ttorn ey General o f W isconsin
SVERRE O. TINGLUM
A ssista n t A ttorn ey General
ROY G. MITA
A ssista n t A ttorn ey General
A ttorn eys for Appellee
W-tV"*
I n t h e
irtprinuT ©mart ai % Intt^ States
October T erm, 1970
No. 26
James E dmund Groppi,
Appellant,
v.
S tate of W isconsin,
___________ Appellee.
ON APPEAL FROM THE SUPREME COURT OF WISCONSIN
REPLY BRIEF
Jack Greenberg
E lizabeth B . D ubois
10 Columbus Circle
New York, New York 10019
M ichael M eltsner
Columbia Law School
435 West 116th Street
New York, New York 10027
A nthony G. A msterdam
Stanford Law School
Stanford, California 94305
H aywood B urns
112 West 120th Street
New York, New York 10027
T homas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
R obert E. S utton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Attorneys for Appellant
TABLE OF CONTENTS
A rgument
I. Defendant Has Standing to Challenge the Wis
consin Statute Denying a Change of Venue in
Misdemeanor Cases ............................................ 2
II. Change of Venue Has Traditionally Been Rec
ognized as a Means of Guaranteeing the Defen
dant’s Right to an Impartial Jury Trial and
May, Under Certain Circumstances, Be Re
quired by Due Process of L a w ............................... 4
III. The Distinctions Between the Treatment Ac
corded Felony and Misdemeanor Defendants in
Wisconsin Are Not Adequate to Justify, Under
the Equal Protection Clause, Prohibiting a Change
of Venue for Those Charged With a Misdemeanor 7
T able op A uthorities
Cases:
Allen y. United States, 4 F.2d 688 (7th Cir. 1924), cert,
denied sub nom., Hunter v. United States, 267 U.S.
597, Mullen v. United States, 267 U.S. 598 and John
son v. United States, 268 U.S. 689 (1925) ................... 7
Baldwin v. New York, 399 U.S. 66 (1970) ....................... 7
Lias v. United States, 51 F.2d 215 (4th Cir.), aff’d per
curiam, 284 U.S. 584 (1931) ........................................... 7
Mason v. Pamplin, 232 F. Supp. 539 (W.D. Tex. 1964),
a fd , Pamplin v. Mason, 364 F.2d 1 (5th Cir. 1966) 3
PAGE
11
Pruitt v. State, 16 Wis. 2d 169, 114 N.W. 2d 148 (1962) 8
Rideau v. Louisiana, 373 U.S. 723 (1963) ....................... 3
State v. Cooper, 4 Wis. 2d 251, 89 N.W. 2d 816 (1958) 5
Stroud v. United States, 251 U.S. 15 (1919) ............... 6
United States v. Beadon, 49 F.2d 164 (2nd Cir.), cert.
denied, 284 U.S. 625 (1931) .......................................... 6
United States v. Mellor, 71 F. Supp. 53 (D. Neb. 1946),
aff’d 160 F.2d 757 (8th Cir.), cert, denied, 331 U.S.
848 (1947) .......................................................................... 6
Young v. United States, 242 F. 788 (4th Cir.), cert,
denied, 245 U.S. 656 (1917) .......................................... 7
Constitutional and Statutory Provisions:
L a. Code Ceim . P. §§621, 622 ............................................... 6
Tex. Code Ceim. P. Art. 31.01.......................................... 6
28 U.S.C. §114 ...................................................................... 6
V t. Stat. Tit. 13, §4613...................................................... 6
Wis. Const. Art. 3, § 2 .......................................................... 8
Wis. Stat. §6.03 .......................................................................... 8
Wis. Stat. §57.078 .............................................................. 8
Wis. Stat. §270.16 ..................................................................... 9
Wis. Stat. §270.17 ................................................................ 4
Wis. Stat. §939.60 .............................................................. 8
Wis. Stat. §§954.02, 954.025 (1967), as amended,
§§968.02, 968.03, 968.04, 968.26
PAGE
9
Ill
Wis. Stat. §954.08 ....................................................... 9
Wis. Stat. §955.18, as amended, §§970.02, 970.03 ............ 9
Wis. Stat. §956.03, as amended, §971.22 .............................. 2
Wis. Stat. §957.03, as amended, Wis. Stat. §972.03 .... 9
Wis. Stat. §957.05 (1967) ........................................................ 9
Wis. Stat. §957.14, now §972.01 ........................................... 9
Wis. Stat. §959.044, now §973.02 ........................................... 8
Wis. Stat. §967.01 ........................................................................ 2
Wis. Stat. §§970.02, 971.10 .................................................... 9
Wis. Stat. §971.22 amending §956.03 ................................ 2, 6
Wis. Stat. §972.12 ................................ 9
Other Authorities:
33 Ford. L. R ev. 498 (1965) .................................................... 6
Lipton, The Classification of Crimes in Wisconsin, 50
Marq. L. R ev. 346 (1966) .................................................... 8
Note, Community Hostility and The Right to an Im
partial Jury, 60 Colum. L. R ev. 349 (1960) ................. 5
Note, Wisconsin Criminal Procedure, 1966 Wis. L.
Rev. 430 ..................................................................... 5 3
Standards Relating to Fair Trial and Free Press
(A.B.A. Project on Minimum Standards for Crim
inal Justice, 1966) .................................................................. 4 5
PAGE
In t h e
Supreme (Emtri of % llmti'i) Btntzs
October T erm, 1970
No. 26
James E dmund Groppi,
v.
S tate of W isconsin,
Appellant,
Appellee.
ON APPEAL FROM THE SUPREME COURT OF WISCONSIN
REPLY BRIEF
Appellant submits this brief in order to respond to cer
tain claims made by the State in its brief on appeal.
First, the State claims that no proper record of commu
nity prejudice has been made in the instant case, and
therefore defendant has no standing to challenge the W is
consin Statute denying a change of venue in all misde
meanor cases. Second, the State claims that the right to
change of venue is only one of several available methods
of ensuring an impartial jury trial, and that it is not un
usual to condition the right to such protections on the
seriousness of the offense. It concludes that the denial of
any opportunity for venue in the instant case did not vio
late due process of law. Finally, the State claims that
there are significant differences in the treatment accorded
felony and misdemeanor defendants in Wisconsin and,
therefore, that the limitation of the right to change of
venue to felony cases did not violate equal protection
2
of the law. Appellant submits that these arguments are
without merit for the reasons set forth briefly below, and
urges the Court to reverse his conviction on the grounds
set forth in his brief on appeal.
ARGUMENT
I.
Defendant Has Standing to Challenge the Wisconsin
Statute Denying a Change of Venue in Misdemeanor
Cases.
As the State’s brief concedes, there is no question that
Wis. S tat. A n n . §956.03(3), as construed by the state
courts in the instant case, absolutely prohibited a change
of venue in all but felony cases (Brief for Appellee, p. 5).1
As a result, the trial court denied defendant’s motion for a
change of venue without allowing him any opportunity to
provide the proof he had proffered as to the “nature and
extent” of the news coverage his activities had received,
and “ its effect upon this community and on the right of
defendant to an impartial jury trial.” (A.23-25; see Brief
for Appellant, p. 8, and pp. 14-15, n. 6). The State con
1 Wis. Stat. §971.22 now permits a change of venue in all
criminal cases. This section is part of the new Wisconsin Criminal
Procedure Code, enacted in 1969, Chap. 255, Laws of 1969. It was
effective July 1, 1970, and is applicable prospectively only:
Section 967.01 Title and Effective Date.
Title XLVII may he cited as the criminal procedure code
and shall be interpreted as a unit. This code shall govern
all criminal proceedings and is effective on July 1, 1970. It
applies in all prosecutions commenced on or after that date.
Prosecutions commenced prior to July 1, 1970, shall be gov
erned by the law existing prior thereto.
Chap. 255 represents a broad revision of state statutes dealing
with criminal procedure; it repeals Wis. Stat. §§954-964 and sub
stitutes therefor new §§967-976.
3
tends on appeal that since defendant could have presented
evidence of community prejudice on a motion for continu
ance, on voir dire proceedings, or on a motion for new
trial, the absence of proof of community prejudice in the
record deprives defendant of standing to challenge the
statute denying him any opportunity for a change of
venue. But the question at issue is whether defendant
had a right to prove to the court that only a change of
venue could adequately protect his right to an impartial
jury trial. Clearly defendant’s standing to raise this issue
and to show that remedies such as continuance, voir dire
and motion for a new trial may, under certain circum
stances, be inadequate to protect the right to an impar
tial jury cannot depend on whether he pursued such al
legedly inadequate remedies. Nor can it depend on any
showing of the attitudes revealed by actual jurors on
voir dire, as this Court specifically held in Rideau v.
Louisiana, 373 U.S. 723, 727 (1963). Since the trial court
denied defendant any opportunity to show that commu-
nity prejudice was such as to justify a change of venue,
on the ground that Wisconsin law would not permit a
change of venue in any event, defendant cannot be pre
cluded from challenging the statute’s constitutionality be
cause the record fails to show adequate community preju
dice. Mason v. Pamplin, 232 F. Supp. 539, 542-43 (W.D.
Tex. 1964), aff’d, Pamplin v. Mason, 364 F.2d 1, 6-7 (5th
Cir. 1966).
4
Change of Venue Has Traditionally Been Recognized
as a Means of Guaranteeing the Defendant’s Right to
an Impartial Jury Trial and May, Under Certain Cir
cumstances, Be Required by Due Process of Law.
The State contends that change of venue is only one of
several possible methods of ensuring an impartial jury
and, therefore, is not constitutionally required (Brief for
Appellee, pp. 14-18). But apart from continuance and
voir dire, whose inadequacies are dealt with in appellant’s
brief at pp. 22-25,2 the State points specifically only to
change of venire, control of media treatment, oath-giving,
cautionary instructions, sequestration of jury and protec
tion of witnesses as “devices available to guard against
undesirable intrusions into the fact-finding process” (pp.
14-15). Even if such devices are available and used to
their maximum potential, change of venue remains essen
tial, under certain circumstances, to guarantee jury im
partiality. Thus, as noted at p. 21 of appellant’s brief, the
American Bar Association’s Report on Standards Relat
ing to Fair Trial and Free Press (A.B.A. Project on Mini
mum Standards for Criminal Justice, 1966) found that
even with liberalization of the procedural remedies avail
able to defendants, including voir dire examination and
continuance, and with radical changes in the law govern
ing release of news to and by the press, the availability
of change of venue remained vital. Moreover, there is no
indication that Wisconsin has initiated any of the reforms
2 See also, with respect to voir dire, Wis. Stat. Ann. §270.17:
Section 270.17. Newspaper Information Does Not
Disqualify.
It shall be no cause of challenge to a juror that he may
have obtained information of the matters at issue through
newspaper or public journals, if he shall have received no
bias or prejudice thereby . . .
II.
5
recommended by the A.B.A. Report. Certainly none o f
the devices mentioned in appellee’s brief constitute ade
quate or even significant protections under Wisconsin law
and practice. Change of venire— a device by which the
jury panel is summoned from outside the area of intensive
news coverage—is not available in Wisconsin, and in any
event is useful only in cases where community sentiment
is not strong.3 Nor has Wisconsin apparently undertaken
to change in any way the freedom traditionally accorded
news media with respect to trial coverage, nor to assert
any of the kinds of controls over the release of news to
or by the press recommended by the A.B.A. Report. Oath
giving and cautionary instructions are obviously even less
effective devices than the voir dire for getting at jurors’
conscious and unconscious prejudices. Sequestration of
the jury is rarely used in Wisconsin except in life im
prisonment or capital cases ;4 5 in any event, its effectiveness
is limited because it guards only against prejudicial pub
licity which occurs after the trial has begun, it may not
screen out strong community feeling, and the inconveni
ence to the jurors may prejudice them against the de
fendant.6
The State also contends that it is not unusual to con
dition devices designed to ensure jury impartiality on the
seriousness of the offense. But in fact, in Wisconsin,
as elsewhere generally, the availability of such devices is
3 See A.B.A. Report at 137-38; Note, Community Hostility and
The Right to an Impartial Jury, 60 Colum. L. Rev. 349 366-67
(1960).
Only a very few jurisdictions provide for change of venire and
these also authorize change of venue under similar circumstances.
See Note, supra, at 365-67; A.B.A. Report, p. 137, nn. 159, 160.
4 See State v. Cooper, 4 Wis. 2d 251, 89 N.W.2d 816 (1958) ;
Note, Wisconsin Criminal Procedure, 1966 Wis. L. Rev. 430, 479.
5 A.B.A. Report at pp. 140-42.
6
not limited to felony cases with the sole exception of the
change of venue statute at issue in the instant case.6
The State apparently concedes that virtually all Ameri
can jurisdictions today provide for a change of venue in
all serious criminal cases, regardless of whether they are
classified as felony or misdemeanor, arguing only that
in the past a number of states have limited the change
of venue device to felony cases. But as pointed out in the
Brief for Appellant, at pp. 31-32 and n. 41, only a few
jurisdictions have ever so limited change of venue, and
the trend has been toward elimination of any such dis
tinction.7
6 The only distinction made in Wisconsin is for cases involving
possible life imprisonment: in such cases additional peremptory
challenges are available, and sequestration of the jury is manda
tory rather than discretionary. See p. 9, nn. 14, 16, infra.
7 The reference in Brief for Appellee, p. 13, n. 35, to footnote 51
of 33 Ford. L. Rev. 498, 507 (1965) as listing eight states which
by statute limited change of venue to more serious crimes is mis
leading. Included among the eight are Maryland, where a dis
tinction is drawn only between capital and non-capital cases, and
only in terms of whether the right to change of venue is absolute
or depends on a showing of necessity; Massachusetts, where the
statute providing for change of venue in capital crimes was held
in 1911 not to limit the inherent right to change of venue in all
criminal cases; and Pennsylvania, where the right to change of
venue in felonies and misdemeanors is distinguished only in terms
of the kind of proof required. See Brief for Appellant pp. 31-32,
n. 41, for citations and descriptions of relevant statutes and cases.
Also included among the eight listed in the Fordham Note are
Louisiana, Texas, Vermont and Wisconsin, all of which amended
their laws to remove such a distinction. See, La. Code Crim. P.
§§621, 622 (1966); Tex Code Crim. P. Art. 31.01 (1966); Vt.
Stat. Tit. 13, §4631 (1969) ; Wis. Stat. §971.22 (1969).
Appellee also argues that prior to 1946, change of venue was
not available in federal practice. However, federal law did provide
for a change of venue from one division to another within a single
district. 28 U.S.C. §114; see, e.g., Stroud v. United States, 251
U.S. 15, 18-19 (1919) ; United States v. Beadon, 49 F.2d 164 (2nd
Cir.), cert, denied, 284 U.S. 625 (1931) ; United States v. Mellor,
71 F. Supp. 53, 64 (D. Neb. 1946), aff’d, 160 F.2d 757 (8th Cir.),
7
The Distinctions Between the Treatment Accorded
Felony and Misdemeanor Defendants in Wisconsin Are
Not Adequate to Justify, Under the Equal Protection
Clause, Prohibiting a Change of Venue for Those
Charged With a Misdemeanor.
The State argues, at pp. 19-21 of its brief on appeal,
that conviction of a felony in "Wisconsin carries more seri
ous consequences than conviction of a misdemeanor, and
that felony defendants have therefore been provided addi
tional procedural safeguards, including the right to change
of venue.
The only factors mentioned supporting the claim that a
felony conviction carries more serious consequences are
length and place of punishment, disfranchisement and so
cial stigma. But this Court, as well as the Wisconsin Su
preme Court, has rejected the motion that such traditional
distinctions are of any particular relevance in determin
ing what class of criminal defendants should be accorded
fundamental procedural protections. See Baldwin v. New
York, 399 U.S. 66 (1970); see generally appellant’s brief
at pp. 35-36. In any event, on close examination the dis
tinctions alleged fade. Neither length nor place of punish
ment necessarily determines the degree of a crime in W is
III.
cert. denied, 331 U.S. 848 (1947). Moreover, a number of cases
decided prior to 1946 indicate that there was discretion to grant
a change of venue generally if the circumstances warranted it.
See, e.g., Young v. TJnited States, 242 F. 788, 792 (4th Cir.) cert,
denied 245 U.S. 656 (1917); Lias v. United States, 51 F.2d 215,
217 (4th Cir.), aff’d per curiam, 284 U.S. 584 (1931); Allen v.
United States, 4 F.2d 688, 695-98 (7th Cir. 1924), cert, denied
sub nom, Hunter v. United States, 267 U.S. 597, Mullen v. United
States, 267 U.S. 598 and Johnson v. United States, 268 U.S. 689
8
consin. A misdemeanant can be sentenced to state prison
for more than a year ;8 a felon can be sentenced to a county
jail for less than a year. It is only if the substantive
statute fails to provide the place of imprisonment that
the length of the sentence affects the place and, therefore,
the degree of the crime. Wis. Stat. §959.044, now §973.02;
§939.60. Even then length of sentence is not determinative,
but instead a variety of complicated factors enter into the
decision as to how the conviction should be treated. See
generally Lipton, The Classification of Crimes in Wiscon
sin, 50 Mabq. L. Rev. 346 (1966); Note, Wisconsin Criminal
Procedure, 1966 Wis. L. Rev. 430, 487-89. Also, while
Wisconsin’s repeater statute does provide for more severe
enhancement of punishment for felons than for misde
meanants, it also means, as noted in appellant’s brief at
p. 37, n. 47, that misdemeanors can bring increased penal
ties and incarceration in state prison. The fact that con
viction of a felony carries the collateral consequence of
disfranchisement is hardly significant in light of Wis
consin’s statutes providing for the automatic restoration
of such civil rights upon satisfaction of sentence. See Wis.
Const. Art. 3, §2; Wis. Stat. §§6.03 (1967); 57.078 (1959).
And the social stigma attached to a conviction is not likely
to be determined by whether it is officially labelled a mis
demeanor or felony but rather by the nature of the crime
and the seriousness with which it is treated by authorities.
There is then little to justify any conclusion that a felony
conviction carries with it more serious consequences than
a misdemeanor conviction.
Similarly, there are virtually no significant differences in
the procedural safeguards accorded felony and misde
meanor defendants. The only one mentioned by the State
is the felony defendant’s right to a preliminary hearing.
8 See, Note, Wisconsin Criminal Procedure, 1966 Wis. L. K e v .
430, 488; Pruitt v. State, 16 Wis. 2d 169, 114 N.W. 2d 148 (1962).
9
Wis. Stat. §955.18 (1967), as amended, Wis. Stat. §970.02
( l ) (c ) , (4), (5), §970.03 (1969).9 This is hardly too signifi
cant, especially in light of the fact that there are procedures
guaranteeing a judicial finding of probable cause before a
warrant or summons can be issued for a misdemeanant’s
arrest,9 10 11 and guaranteeing the misdemeanant’s right to a
prompt trial.11 With respect to virtually all other pro
cedural protections including the right to jury trial,12 no
distinction is made between felony and misdemeanor. And,
most significant, with respect to all protective devices
aimed at ensuring a fair and impartial jury, no such dis
tinction is drawn. Thus the law is identical for felonies
and misdemeanors with respect to the selection of the
jury, including the summoning of jurors, impaneling and
qualifications, challenges for cause13 and peremptory chal
lenges,14 15 and with respect to instructions,16 sequestration,16
and continuance.
In conclusion, the distinctions mentioned by the State
between the treatment accorded felony and misdemeanor
defendants in Wisconsin are of minor importance. Fur
9 Prior to 1961 there was no provision limiting the right to pre
liminary hearing to felony eases. See Wis. Stat. §954.08 (1949).
10Wis. Stat. §954.02, 954.025 (1967), as amended, §§968.02,
968.03, 968.04, 968.26 (1969).
11 Wis. Stat. §§970.02 (3), 971.10 (1969).
12 See Brief for Appellant pp. 15-16, n. 7 ; Brief for Appellee,
p. 5, n. 6.
13 See generally Wis. Stat. §957.14 (1967), now §972.01 (1969) :
Wis. Stat. §270.16 (1967).
14 Wis Stat. §957.03 (1967) (4 peremptory challenges allowed
in all cases except those involving possible life imprisonment where
12 allowed), as amended, Wis. Stat. §972.03 (1969) (same except
that in life cases number reduced from 12 to six).
15 See note 13 supra.
16 Wis. Stat. §972.12 (1969) ; See also former §957.05 (1967).
1 0
ther, when Wisconsin procedures are looked at as whole,
it is clear that there is no significant distinction in the
treatment accorded misdemeanor and felony defendants,
that there is no coherent or consistent principle of classi
fication of crimes, and that a crime’s classification is totally
unrelated to the reasons that change of venue may be re
quired to vindicate a defendant’s constitutional right to an
impartial jury. (See generally Brief for Appellant, pp.
34-37.)
Respectfully submitted,
Jack Greenberg
E lizabeth B. D ubois
10 Columbus Circle
New York, New York 10019
M ichael M eltsner
Columbia Law School
435 West 116th Street
New York, New York 10027
A nthony G. A msterdam
Stanford Law School
Stanford, California 94305
H aywood B urns
112 West 120th Street
New York, New York 10027
T homas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
R obert E. S utton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Attorneys for Appellant
MEILEN PRESS INC. — N. Y. C. 219
A P P E N D I X
Supreme Court of the United States
OCTOBER TERM, 1970
No. 26
JAMES EDWARD GROPPI, APPELLANT,
vs.
STATE OF WISCONSIN, RESPONDENT.
ON APPEAL TO THE SUPREME COURT OF WISCONSIN
JURISDICTIONAL STATEM ENT FILED JUNE 17, 1969
PROBABLE JU RISDICTION NOTED JUNE 15, 1970
I N D E X
Docket entries .................................................................... la
Complaint for Resisting an Officer................................ 2a
Warrant for Resisting an Officer................................... 4a
Demand for Transfer to Circuit C ourt......................... 6a
Resisting an Officer .......................................................... 7a
Ruling on Motion for Change of V enue....................... 8a
Proceedings ........................................................................ 9a
Judgment Roll # 1 ............................................................ 10a
Judgment Roll # 2 ........................................................... 12a
Judgment Roll # 3 ......... 14a
Judgment Roll # 4 ........................................................... 16a
Motion .................................................................................. 18a
Affidavit of James Groppi ........................................... 19a
Findings of Fact and Conclusions of L a w ................... 20a
Notice of Motion ................................................................ 22a
Motion for Change of V enue............................................. 23a
Affidavit of James E. G ropp i............................................. 24a
Letter Dated October 18, 1967 ........................................... 26a
Notice of Motion ................................................................. 28a
PAGE
IX
Motion to Dismiss ............................................................ 29a
Exhibit Annexed to Notice of Motion ........................... 30a
Notice of Motion .............................................................. 32a
Motion for Change of Date ............................................ 33a
Exhibit Annexed to Notice of Motion .......................... 34a
Notice of M otion................................................................ 36a
Motion to Dismiss ............................................................ 37a
Notice of Motion .............................................................. 38a
Motion to Dismiss ............................................................ 39a
Order to Show Cause ...................................................... 42a
Affidavit of Henry W. Maier .......................................... 43a
Exhibit Annexed to Order to Show Cause........... 44a
Exhibit Annexed to Order to Show Cause ........... 46a
Certification ................................................................ -.... 48a
Defendant’s Requested Instructions ............................. 49a
Verdict ................................................................................ 50a
Order of the Court, Providing Probation, Etc............. 51a
Motion After Verdict ...................................................... 52a
PAGE
Exhibit Annexed to Motion 54a
Notice of Appeal .............................................................. 56a
Transcript of Testimony .1.............................................. 57a
The Court’s Charge .......................................................... 175a
Request from Jury for Further Instructions............... 181a
Verdict ................................................................................ 183a
Hearing on Motion to Accept Affidavit of Prejudice .. 186a
Stipulation With Reference to Approval of Tran
script .............................................................................. 196a
Certificate of Transmittal ............................................... 198a
Notice of Motion .... 199a
Motion for Rehearing ...................................................... 201a
Judgment ............................................................................ 202a
Remittitur .......................................................................... 204a
Opinion .......................................................................... ..... 205a
Dissenting Opinion ........................................................... 218a
Concurring Opinion ............................................... 230a
Order Denying Motion for Rehearing........................... 232a
Notice of Appeal to the Supreme Court of the United
States .............................................................................. 233a
Certification .......................................................... 234a
Ill
PAGE
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Docket Entries
2a
The State of Wisconsin, to the Sheriff, or any Constable
of said County, or any Police Officer of the City of
Milwaukee:
W hereas, Wilfred Buchanan, being first duly sworn on
oath, states to the Honorable John J. Kenney, as Magis
trate that James Edmund Groppi, the abovenamed defen
dant on the 31st day of August A.D., 1967, in the County
of Milwaukee, Wisconsin, did unlawfully knowingly resist
Wilfred Buchanan a duly appointed, qualified and acting
police officer of the City of Milwaukee, in said County,
while the said Wrilfred Buchanan was then and there en
gaged in doing' an act in his official capacity and with
lawful authority, to-wit:
said Wilfred Buchanan personally observed said defendant
resist Buchanan, at 900 West North Avenue, in the Ctiy
of Milwaukee, in said County, to-wit: while said defendant
was being carried to a police wagon after being placed
under arrest, said defendant began kicking his legs, strik
ing said officer Wilfred Buchanan in the body with his foot;
that said defendant then states to said W ilfred Buchanan:
“You fuckinn’ Son of a Bitch, I want your number.”
contrary to Section 946.41 of the statutes, and against the
peace and dignity of the State of Wisconsin, and prays
that the said James Edmund Groppi may be arrested and
dealt with according to law.
Complaint for Resisting an Officer
/ s / W ilfred B uchanan
3a
Subscribed and sworn to before me
this 1st day of September A.D., 1967
/ s / J ohn J. K enney
Magistrate
Complaint for Resisting an Officer
I hereby find and determine that there is
probable cause for the issuance of a war
rant in the above matter.
/ s / John J. K enney
Magistrate
4a
The State of Wisconsin, to the Sheriff, or any Constable
of said County, or any Police Officer of the City of
Milwaukee:
W hereas, W ilfred B uchanan , has this day stated on
oath, in writing to the Honorable J ohn J . K enney , as
Magistrate that James E dmund Groppi, the abovenamed
defendant on the 31st day of August A.D., 1967, in the
County of Milwaukee, Wisconsin, did unlawfully know
ingly resist Wilfred Buchanan a duly appointed, qualified
and acting police officer of the City of Milwaukee, in said
County, while the said Wilfred Buchanan was then and
there engaged in doing an act in his official capacity and
with lawful authority, to-wit:
said Wilfred Buchanan personally observed said defendant
resist Buchanan, at 900 West North Avenue, in the City
of Milwaukee, in said County, to-wit: while said defendant
was being carried to a police wagon after being placed
under arrest, said defendant began kicking his legs, strik
ing said officer Wilfred Buchanan in the body with his
foot; that said defendant then states to said Wilfred
Buchanan: “You fuckinn’ Son of a Bitch, I want yonr
number.”
contrary to Section 946.41 of the statutes, and against the
peace and dignity of the State of Wisconsin, and prays
that the said J ames E dmund Groppi may be arrested and
dealt with according to law.
Now, T herefore, in the name of the State of Wisconsin,
you are commanded forthwith to apprehend the said defen
dant named above before the County Court of Milwaukee
and bring same before the Honorable Christ T. Seraphim
Warrant for Resisting an Officer
5a
Judge, Branch 4 County Court to be dealt with according
to law.
W itness, the Honorable John J. K enney
Magistrate of the County of Milwaukee, the
1st day of September in the year of our Lord
One Thousand Nine Hundred and Sixty Seven.
/ s / J ohn J. K enney
Magistrate
Warrant for Resisting an Officer
6a
Demand for Transfer to Circuit Court
(Filed October 12, 1967)
Now comes H ugh R. O’Connell, District Attorney of
Milwaukee County by J ohn J. S pindler, Assistant District
Attorney of Milwaukee County, appearing for and on be
half of the plaintiff S tate of W isconsin and sets forth as
follows:
1. That the plaintiff S tate of W isconsin is a party to
this controversy.
2. That on the 6th day of October, 1967, the defendant
demanded a trial by a jury of twelve and that less than
ten days have expired from the date of said demand until
the filing of this demand for transfer.
Now, T herefore, pursuant to sec. 324.17(9) Wisconsin
Statutes, the plaintiff demands that the matter be trans
ferred from the County Court of Milwaukee County to
the Circuit Court of Milwaukee County and that the Honor
able F. Ryan Duffy, Jr., County Court Judge, immediately
cause the record and proceedings in this matter to be
certified to the Circuit Court of Milwaukee County, where
according to the aforementioned statute the matter shall
be tried and determined as a Circuit Court action.
Dated at Milwaukee, Wisconsin, this 11th day of Octobek,
1967.
H ugh R. O’Connell
District Attorney
John J. Spindler
Assistant District Attorney
Attorneys for Plaintiff
Date of trial:
October 19, 1967, at 9:00 a.m.
7a
Resisting an Officer
(Filed October 17, 1967)
I, Raymond W. Fleming, Chief Deputy Clerk of the
County Court of the County of Milwaukee, do hereby cer
tify that the foregoing is a correct copy of the record, and
of all entries, minutes, orders and proceedings before said
County Court on the arrest and examination of the above
named defendant; that I have compared the same with
the original, and that it is a true transcript threrefrom
and of the whole thereof.
I further certify that the Complaint, Warrant, Evidence
and Recognizances taken before and by said County Court
in this matter, and all other papers hereunto annexed, are
the originals; and all the papers filed therein, and the
same are herewith returned to the Clerk o f the Circuit
Couit of the City and County of Milwaukee, pursuant to
law.
In Testimony Whereof, I have here
unto set my hand and affixed the seal of
said County Court at the City of Mil
waukee, this 12th day of Oct. A.D. 1967.
/ s / R aymond W. F leming
Chief Deputy Clerk of
Courts, Criminal-Misde
meanor-Traffic
Divisions
By / s / (Illegible)
Deputy
8a
Ruling on Motion for Change of Venue
(Filed October 3, 1967)
Charge: Resisting an Officer
R uling on M otion for Change of V enue in the
above entitled action rendered on October 2, 1967,
by the H onorable F. R yan D uffy , Jr., County
Court Judge.
A ppearances :
John J. Spindler—Assistant District Attorney, appear
ing for the State of Wisconsin.
James M. Shellow and William M. Coffey Attorneys
for Defendant.
Defendant not in Court.
Howard E. Lutz— Official Reporter.
9a
Proceedings
Mr. Shellow: Your Honor, the motion has been made by
the defendant for a change in venue on the grounds of
community prejudice. It is my understanding that the
Court is ready to rule.
The Court: Well, this is the matter of the State of
Wisconsin, Plaintiff, vs. Father James E. Groppi; being
Case Is umber 2-63208, scheduled today for a ruling on the
motion for a change of venue. Such motion being filed
with this Court I believe last Monday, is that not correct?
Mr. Shellow: Yes.
The Court: And was here today for a ruling on those
motions, written motions.
So, therefore, the change of venue as asked for in the
motion for a change of venue will be denied; it not being-
provided for in the Wisconsin Statutes.
Also filed with the Court is a Findings of Fact and
Conclusions of Law this date for signature of the Court.
And I ’ll leave that unsigned.
Mr. Shellow: All right. Your Honor, it’s my under
standing that this motion is being- denied because the stat
ute will not permit a chang-e of venue on the grounds of
community prejudice and that is the only reason it’s being
denied?
The Court: No, I ’m denying the motion for a change of
venue because this is a misdemeanor case and not a felony.
And the Wisconsin Statute does not provide for a change
of venue in a misdemeanor matter.
Mr. Shellow: Thank you, your Honor.
The Court: Not in a misdemeanor matter; a felony only.
* # # # #
10a
Judgment Roll # 1
(See Opposite) (EF*
John I.'i u a rnnn
Thomas Jacobson
THE STATE OF WISCONSIN
VS.
JAI-3S EBMJTID GROPES
1122 U. Clarke
ED 11-16-30
A tty s . for P ro se cu t io n
___ Attys. for D e fe n s e
JE51/CSSTER
. STATE OF WISCONSIN
CIRCUIT COURT
COUNTY OF MILWAUKEE
' OFFENSE:
RESISTING. AII OFFICER
O ct. 1 2 , l $ o ? The original complaint, warrant and all other papers in this case
from the County Court, Milwaukee County, received and filed.
-.Information- filed,—capias-issue d_and._ ref uroe.d. -on_samj?_d.a.y_by
Deputy-Sheriff. * •
October IS, 1967. The Kon.H. J, Steffes Presiding.
Defendant with Attorney in court. Dear Judge Duffy: Pursuant to Section 253.19,
I , Herbert J. S te ffes , Presiding Judge of Branch 11 of theCircuit Court in and
for the County of Milwaukee, hereby ca ll upon you to act as a temporary Circuit
Court Judge to hear, try and determine a l l of the issues involved in the following]
action herein. .Sincerely., H. J. S te ffes , Circuit Court (Judge, Branch!!. . B . )
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Judgment Roll # 4
(See Opposite) ^
17a
18a
Motion
(Filed September 14, 1967)
Now comes the defendant in the above-entitled cause by
his attorneys Shellow, Shellow & Coffey, and, upon all
of the files, records and proceedings heretofore had herein
and upon the affidavit submitted infra, respectfully moves
this Court for an order changing the venue of this cause
to another judge and another county where the prejudice
complained of does not exist.
Respectfully submitted,
F r . James Groppi
By : Shellow, Shellow & Coffey
19a
Affidavit of James Groppi
(Filed September 7, 1967)
State of W isconsin,
Milwaukee County, s s . :
James Groppi, being first duly sworn on oath, deposes
and says, that he is the defendant in the above-entitled
cause; that he has reason to believe and does believe that
he cannot receive a fair and impartial trial before the
Honorable Christ T. Seraphim, County Judge, nor in the
County o f Milwaukee, and makes this affidavit in support
of his motion to change the venue of this cause to another
judge and another county where the prejudice complained
of does not exist.
/ s / F r. James E. Groppi
Subscribed and sworn to before me this
14th day of September, 1967.
/s / (Illegible)
Notary public, Milwaukee Cty., Wis.
My commission is permanent.
20a
Findings of Fact and Conclusions of Law
The defendant stands charged with a violation of Sec.
946.41 (1) Wis. Stat.—Resisting an Officer. The offense
charged is a misdemeanor. The defendant has moved this
Court for a change o f venue to another county and in
support of this motion has asserted that massive news
coverage of his activities will preclude a fair and impar
tial trial in Milwaukee County.
The Court finds the following as facts:
1. During the past six months there has been exten
sive and continuous news coverage of the activities of
this defendant. This news coverage has been in news
papers of general circulation in the community, on
radio and on television; the activities of the defendant
have been the subject of editorial comment.
2. As a consequence of the aforesaid news cover
age, the defendant is the most controversial public
figure in Milwaukee County.
3. As a consequence of the aforesaid news coverage,
the defendant is the subject of extensive discussion
throughout the community and most persons have
expressed views concerning his conduct.
The Court concludes as a matter of law :
1. The defendant will not be able to obtain a fair
and impartial trial at this time in Milwaukee County.
2. In considering the motion of the defendant for
a change in venue this Court is bound by the provi
sions of Sec. 956.03(3) Wis. Stat.
3. The provisions of Sec. 956.03(3) Wis. Stat. per
mit a change of venue on the grounds of community
prejudice only in felony prosecutions.
21a
Findings of Fact and Conclusions of Law
4. This Court is without power to grant a motion
for a change of venue on grounds of community
prejudice.
It Is Ordered that the defendant’s motion for a change
of venue be and hereby is denied.
Dated at Milwaukee, Wisconsin, this ....... day of Octo
ber, 1967.
B y the Court:
22a
Notice of Motion
(Filed September 26, 1967)
To:
H ugh R. O’Connell, E sq.
District Attorney
Milwaukee County
Safety Building
Milwaukee, Wisconsin
Please take notice that on the 2nd day of October,
1967 at 9:00 o’clock in the forenoon or as soon thereafter
as counsel may be heard, the undersigned will bring on
for hearing before the Honorable F. Ryan Duffy, Jr.,
County Judge, a motion to change the venue o f this cause,
a true copy of which is hereto annexed.
Dated at Milwaukee, Wisconsin this 25th day of Sep
tember, 1967.
Shellow, Shellow & Coffey
Attorneys for Defendant
P. 0 . A ddress
660 East Mason Street
Milwaukee, Wisconsin 53202
271-8535
23a
Motion for Change of Venue
Now comes the above-named defendant, Fr. James E.
Groppi, by Shellow, Shellow & Coffey, his attorneys,
and moves this Court for an order changing the venue of
this prosecution to a county where community prejudice
against this defendant does not exist and where an im
partial jury trial can be had.
That said motion is based upon all the records, files and
proceedings heretofore had in this action and upon the
affidavit of defendant hereto annexed.
As a further basis for said motion, defendant requests
that this Court take judicial notice of the massive cover
age by all news media in this community of the activities
of this defendant and such activities as have been related
to him, or, in the alternative, that the defendant be per
mitted to offer proof of the nature and extent thereof, its
effect upon this community and on the right of defendant
to an impartial jury trial.
Respectfully submitted,
F r. James E. Groppi
By : (Illegible)
Shellow, Shellow & Coffey
Attorneys for Defendant
24a
Affidavit of James E. Groppi
State of W isconsin,
M ilwaukee County, ss. :
Fr. James E. Groppi, being first duly sworn, on oath,
deposes and says:
1. That he is the defendant in the above-entitled action;
that this affidavit is made in support of defendant’s motion
to change the venue of the prosecution of this cause.
2. That affiant has fully and fairly stated the case in
this action to James M. Shellow, his attorney, who resides
in the City and County of Milwaukee, Wisconsin, and that,
upon such statement thus made, affiant is advised by his
said counsel and verily believes that he has a valid and
substantial defense to said prosecution, upon the merits,
and to the whole thereof.
3. That an impartial jury trial of this prosecution can
not be had in Milwaukee County in which this action is
pending, as this affiant has reason to believe and does verily
believe; and that the reasons and grounds of his belief
are as follow s:
a. That affiant has been active in this County in support
of the efforts o f Negro citizens to obtain civil rights.
b. That affiant is the advisor to the Youth Council of
the Milwaukee Chapter of the National Association for
the Advancement of Colored People, which said Youth
Council has been active in this County in the same area.
c. That the activities and actions of affiant and said
Youth Council have received massive and frequently ad-
25a
Affidavit of James E. Groppi
verse news coverage and publicity by all of the news media
in Milwaukee County.
d. That some of said news media have published edi
torial criticism of the activities of affiant and said Youth
Council, thereby further arousing community prejudice.
e. That by reason thereof and by reason of the feelings
and prejudices engendered thereby, community prejudice
against affiant exists in Milwaukee County sufficient to
make it impossible for affiant to have a fair and impartial
jury trial in said County, as guaranteed to him by the Sixth
and Fourteenth Amendments to the United States Consti
tution.
F r. James E. Groppi
Fr. James E. Groppi
(Sworn to September 26, 1967.)
26a
Letter Dated October 18, 1967
Circuit Court Chambers
Branch 11 Second Judicial Circuit
Criminal Court Branch
Safety Building
Milwaukee, Wisconsin 53233
H erbert J. Steefes
Senior Judge
Criminal Court Branches
October 18, 1967
Hon. F. Ryan Duffy, Jr.
County Court Judge, Br. 12
Misdemeanor— Traffic Division
Safety Building
Milwaukee, Wisconsin
Dear Judge Duffy:
Pursuant to Section 253.19, I, Herbert J. Steffes, Presid
ing Judge of Branch 11 of the Circuit Court in and for the
County of Milwaukee, hereby call upon you to act as a
temporary Circuit Court Judge to hear, try and determine
all of the issues involved in the following action:
27a
Letter Dated October 18, 1967
State of W isconsin vs James E dmund Groppi
County Court No. 2-63208, and Circuit Court No. G-4718;
Resisting an Officer, Section 946.41.
Sincerely,
H. J. Steffes,
H. J. Steffes,
Circuit Judge, Branch 11
HJS :bmd
cc: Hon. Robert W. Hansen,
Chairman, County Board
of Judges
Thomas Jacobson for
Defendant
28a
Barbee and Jacobson
Attorneys at Law
Notice of Motion
To:
H ugh O’Connell
District Attorney
Safety Building
Milwaukee, Wisconsin
Please take notice that on the 30th day of October, 1967,
at 2:15 o’clock in the afternoon, or as soon thereafter as
counsel may be heard, we shall appear before the Hon
orable F. Ryan Duffy, Jr., Judge of the Circuit Court, in
his courtroom, of the Milwaukee County Safety Building
at Milwaukee, Wisconsin, and shall present the motion,
true copy o f which is attached hereto.
Dated at Milwaukee, Wisconsin, this 30th day of October,
1967.
Barbee & Jacobson
Attorneys for Defendant
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
29a
Now cames the above named defendant in the above
entitled action and moves to dismiss, and for grounds to
dismiss says:
1. That the Court lacks jurisdiction over the defendant
in that Section 324.17(9), Wisconsin Statutes, whereunder
the instant case has been transferred from Milwaukee
County Court to the present Court sitting as an acting
Circuit Court, is unconstitutional in its application to the
present case before said Court in that said defendant’s
rights under the Fourteenth Amendment, United States
Constitution, is violated thereby.
Dated at Milwaukee, Wisconsin, this 30th day of October,
1967.
Motion to Dismiss
Barbee & Jacobson
Attorneys for Defendant
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
30a
Exhibit Annexed to Notice of Motion
(See Opposite) tt®=>
/ y '
. . : : ; ..........■ -; . / / ; ' ■
31a
32a
To: H ugh O’Connell
District Attorney
Safety Building
Milwaukee, Wisconsin
P lease take notice that on the 4th day of January, 1968,
at 9:00 o’clock in the forenoon, or as soon thereafter as
counsel may be heard, we shall appear before the Honor
able F. Ryan Duffy, Jr., Judge of the Circuit Court, in his
courtroom, of the Milwaukee County Safety Building at
Milwaukee, Wisconsin, and shall present the motion, true
copy of which is attached hereto.
Dated at Milwaukee, Wisconsin, this 4th day of January,
1968.
Notice of Motion
B arbee & Jacobson
Attorneys for Defendant
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
33a
Now comes the above named defendant in the above
entitled action and moves the Court for a change of venue,
and for grounds for change of venue says:
1. The attached articles from the Milwaukee Journal,
December 11, 1967 and the Milwaukee Sentinel, December
12, 1967 relating to the Court’s granting defendant’s coun
sel Motion for Mistrial; upon information and belief the
present jury panel is the same jury empaneled to hear the
aforesaid proceedings and now is prejudiced so that de
fendant cannot receive a fair and impartial hearing on the
re-trial before the same jury panel.
B arbee & Jacobson
Attorneys for Defendant
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Motion for Change o f Date
34a
Exhibit Annexed to Notice of Motion
(See Opposite) 25^
7
I U I A J ■ '• —' •- -
r t ■
I
An
Janos
:7a tiier v, T ^ O ' n m p C ' - iL— ' - - v —' I-.'.. \^S <_*A >.
a t t o r n e y for Faihcrjlhe mayor s proclamation bnn-
K. C r o p pi, who is n 1 n E nighttime mai cb.e.s. He
char—il with resisting arr:-'til ' 'ns Participating in an open
, “ . . • , , * Ihoustng demonstration,asked for a mistrial Monday) p .,: . i t - r ,, , i once accused him of becom-
morning because the prosecut-|j„g profane and kickin'* ti e ar-
in g attorney had refused to!resting officer. He has°pleaded
seat the only two Negroes on a not guilty.
20 member.jury panel. County! Jacobson argued that Father
Judge F. Ryan Duffy, jr„ denied Groppi was being denied his
the motion. constitutional right to be tried
Atty. Thomas J a c o b s o n i b y all the citizens of the corn-
moved that a mistrial be de- munity because John I.auer-
clarecl after an all-white jury of man, an assistant district attor-
four women and eight-men was r.ey, had struck the only two
selected before Duffy. Negroes on the panel.
Father Groppi, adviser to the Lauerman told Duffy that
cused of
u .opp i, dUMb-ji io me Lauerman told Duffy that
’ youth council, i s 'a c - t h e trial did not raise racial
f resisting arrest in con-questions, b u t that the jury
neclion with an incident Aug.
31 in the 900 block of W. North
av. '
He was among about 30 peo
ple arrested then for violating
would be asked only to decide
on a criminal charge against
Father Groppi. He said he did
not strike the prospective ju
rors because of their race.
Part 2 Tuesday, December 12, 1967
iro D p iA A
J
i d o i c Q c i
County Judge F. Ryan Duffy,
jr., declared a mistrial Monday
in the case of Father James E.
Groppi, charged with resisting
arrest.
A juror, Gerald Ellingscn,
2104 S. 92r,d st., West Allis,
told the judge he was ill. Fa
ther Groppi's lawyer, Atty.
Thomas Jacobson refused t o
agree to a trial with only 11 ju
rors.
Because of a crowded court
M istria l
calendar Tuesday, the judge de
clared a mistrial and adjourned
the case to Jan. 4.
Earlier, Duffy had denied Ja
cobson’s motion for a mistrial
because the prosecuting attor
ney had refused to seat the!
o n l y two Negroes on a 20*
member jury panel.
Jacobson moved that a mis
trial be declared after an all-
white jury of four women and!
eight men was selected before!
Dut'fy. j
Father Groppi, adviser to the j
NAACP youth council’, is ac
cused of resisting arrest in con-!
nection with an incident Aug !
31 in the 900 block of W. North j
av.
He was among about 30 peo-J
pie arrested then for violating'
the mayor's proclamation ban-'
n i n g nighttime marches. He!
was participating in an open'
housing demonstration.
Juror iii, ~
P 7,rn.f i\r;Gropoi
A’ 1 !UN 1 Ruled
A mistrial was declared Mon
day in the circuit court case of
Father James E. Groppi when
one of the 12 jurors became il!
minutes after testimony start
ed. ■
No alternate jurors had been
named.
F a t h e r Groppi had been
charged with resisting arrest.
County Judge F. Ryan Duffy
jr., sitting as a circuit judge,
declared the mistrial after De
fense Atty. Thomas Jacobson
refused to continue with only
11 jurors.
Earlier, Duffy had denied a
motion for a mistrial by Jacob
son on the ground that John H.
Lauerman, an assistant district
attorney, had refused to seat
the only two Negroes on a 20
member jury panel.
Wisconsin law gives circuit
judges the option of naming a
13th juror as an alternate, but
a court source called it “ highly
unusual” to name an alternate
in a misdemeanor case.
After declaring the' mistrial
and rescheduling the trial for
Jan. 4, Duffy remarked to a re
porter: "I’ve had 150 jury trials
since I’ve been on the bench,
and this is the first time a juror
has been sick.
“But next time, I’ll pick 13."
Father Groppi, adviser to the
Milwaukee youth council, of the
National Association f o r the
Advancement of Colored Peo
ple (NAACP), was among 13-1
persons arrested d u r i n g an
open housing march in the 909
block of W. North av. on Aug.
31.
Patrolman Wilfred G. Bucha
nan accused the priest of kick
ing him while he was being
carried to a patrol wagon for
violating a ban against night
time marches imposed by May
or Maicr.
Police Sgt. Frank Miller was
being questioned by Lauerman
when the ailing juror — Gerald
J. Ellingson, 37. o f 2104 S.
92nd st.. West Allis — com-,
plained of feeling il! and asked-
permissipn to go to a r e s t!
room. •I
Duffy recessed the proceed
ings. When EMingsor, still felt'-
ill 15 minutes later, and said he
Turn to Page D, Cel. S
MILWAUKEE SENTE
JVU57RS f t
s ; V
C la im c jo : . ’ •
D sn io G r r r
Contlnu c d From
may have co- t r . t d *
from his uV I •::er, F E
jclerc! the hr.-:.kd a
[son refu ffl t<> cr.nlr:
jurors.
In rcmio .t:::;’ .s .
cause of ti.
liar J:: uL .t a: •
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35a
36a
To: H ugh O’Connell
District Attorney
Safety Building
Milwaukee, Wisconsin
P lease take notice that on the 8th day of February,
1968, at 9 :00 o’clock in the forenoon, or as soon thereafter
as counsel may be heard, we shall appear before the Honor
able F. Ryan Duffy, Jr., Judge of the Circuit Court, in his
courtroom, of the Milwaukee County Safety Building at
Milwaukee, Wisconsin, and shall present the motion, true
copy of which is attached hereto.
Dated at Milwaukee, Wisconsin, this 10th day of January,
1968.
Notice of Motion
B arbee & Jacobson
Attorneys for Defendant
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
37a
Now comes the above named defendant in the above
entitled action and moves to dismiss, and for grounds to
dismiss says:
1. Section 956.03(3) Wisconsin Statutes is unconstitu
tional on its face and as applied in that prejudice in the
community is not lessened just because defendant is
charged with a felony as opposed to a misdemeanor; the
legal harm said statute attempts to correct is the fact
community prejudice prevents defendant in a criminal pro
ceeding before a jury from obtaining a fair and impartial
trial.
2. The present matter is a misdemeanor transferred to
the Circuit Court by the Milwaukee County District At
torney and assigned to the Honorable F. Ryan Duffy to
sit as an acting Circuit Court Judge.
Dated at Milwaukee, Wisconsin, this 10th day of January,
1968.
Motion to Dismiss
B arbee & Jacobson
Attorneys for Defendant
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
38a
P lease take notice that on the 8th day of February,
1968, at 9 :00 o’clock in the forenoon, or as soon thereafter
as counsel may be heard, we shall appear before the Honor
able F. Ryan Duffy, Jr., Judge of the Circuit Court, in his
courtroom, of the Milwaukee County Safety Building at
Milwaukee, Wisconsin, and shall present the motion, true
copy of which is attached hereto.
Dated at Milwaukee, Wisconsin, this 10th day of January,
1968.
Notice of Motion
B arbee & Jacobson
Attorneys for Defendant
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
39a
Now comes the above named defendant in the above
entitled action and moves to dismiss, and for grounds to dis
miss says:
1. The proclamation of Mayor Henry Maier dated Au
gust 30, 1967 which foi'med the basis for defendant’s arrest
herein is unconstitutional on its face in that it violates de
fendant’s rights of freedom of speech, assembly, and the
right to petition his government for a redress of grievances
under the First and Fourteenth Amendments to the United
States Constitution.
2. The proclamation of Mayor Henry Maier is uncon
stitutional as applied to the defendant’s conduct, in that it
violates defendant’s rights under the First and Fourteenth
Amendments to the United States Constitution.
3. The proclamation of Mayor Henry Maier is unconsti
tutional on its face and as applied in that it is vague, un
certain and fails to establish any ascertainable standard of
guilt contrary to the due process clause of the Fourteenth
to the United States Constitution.
4. The proclamation of Mayor Henry Maier is unconsti
tutional on its face and as applied in that it is overbroad
and encompasses within its coverage activity which is
clearly protected by the guarantees of the First Amend
ment to the Constitution of the United States, contrary to
the due process clause of the Fourteenth Amendment to the
United States Constitution. The proclamation permits and
encourages executive or judicial officials to discriminate
against defendant by reason of racial identification or of
political beliefs and ideas, and to intimidate and harass by
Motion to Dismiss
40a
arrest, detention, brutality, excessive bail, and prosecution
or the threat thereof, defendant in the exercise of his rights
of free speech, assembly, association and petitioning his
government for redress of grievances, to express unpopular
or unorthodox views on public issues of vital concern or to
protest and oppose certain policies of the United States, the
State of Wisconsin or the City of Milwaukee on vital pub-
lice issues, contrary to the equal protection of the laws
guaranteed by the Fourteenth Amendment to the Consti
tution of the United States.
5. The proclamation of Mayor Henry Maier is unconsti
tutional as applied to defendant and as applied violates
defendant’s rights under the First and Fourteenths to the
United States Constitution.
6. The arrest under the proclamation of Mayor Henry
Maier is basically for the unlawful purpose of depriving
defendant of his rights of freedom of speech, assembly,
association and petitioning his government for a redress
of grievances guaranteed by the First and Fourteenth
Amendments to the United States Constitution. Further
enforcement of the present charges based on defendant’s
invalid arrest pursuant to the proclamation of Mayor Henry
Maier will have the effect of punishing defendant now
threatened with prosecution for the exercise of rights,
privileges and immunities secured to him by the Constitu
tion and laws of the United States; has and will deter de
fendant from the future exercise of his rights, privileges
and immunities; has encouraged and will encourage the
State, County and/or local officials acting under color of
law, to engage in further acts of intimidation, harassment,
threats of violence, threats of arrest, and other actions
Motion to Dismiss
41a
Motion to Dismiss
meant to prevent and deter defendant from the exercise of
his rights, privileges and immunities.
7. The arrest and attempted prosecution has been and
is being carried on with the basic purpose and effect of
intimidating and harassing defendant and punishing him
for and detering him from exercise of his constitutionally
protected rights of free speech and assembly and associa
tion to:
1. Oppose and protest the policies of the United States
Government, the State of Wisconsin, County of
Milwaukee, and City of Milwaukee, with regard
to segregation and racial discrimination against
Negroes, including, but not limited to, discrimina
tion in the purchase, lease, rental or sale of housing.
2. Or otherwise publicly express unpopular and un
orthodox views on public issues of vital concern.
Dated at Milwaukee, Wisconsin, this 10th day of January,
1968.
B arbee & Jacobson
Attorneys for Defendant
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
42a
Order to Show Cause
(Filed February 7, 1968)
U pon the reading and filing of the affidavit affixed hereto
and on motion of John J. Fleming, City Attorney, by John
F. Kitzke and Thomas E. Hays, Assistant City Attorneys,
I t is ordered that the defendant by his attorney, Thomas
M. Jacobson, appear before the Honorable E. Ryan Duffy,
Jr., Judge of County Court, Branch 12, in his courtroom in
the Safety Building, on the 7 day of February, 1968, at 4
o’clock, P.M. or as soon thereafter as counsel can be heard
to show cause why the subpoena heretofore issued on be
half of the defendant and ordering the appearance of Henry
W. Maier, Mayor of the City of Milwaukee before this
court in the above entitled action on February 8, 1968 at
3 :00 o’clock p.m. should not be quashed.
I t is further ordered that a copy of this order to show
cause and the affixed affidavit be served on the defendant’s
counsel, Thomas M. Jacobson, 110 E. Wisconsin Avenue,
not less than 1 hour prior to the time set for hearing.
Dated at Milwaukee, Wisconsin, this 7 day of February,
1968.
By the Court,
F. R yan D u ffy , Jr.
F. Ryan Duffy, Jr., Judge.
43 a
Affidavit of Henry W . Maier
State of W isconsin,
Milwaukee County, ss. :
Henry W. M aier, being first duly sworn on oath, deposes
and says:
1. That at all times herein mentioned he was and is the
Mayor of the City of Milwaukee.
2. That at approximately 9:15 a.m., February 7, 1968,
he was served with a subpoena to appear before the Judge
of County Court, Branch 12, on February 8, 1968, at 3:00
o’clock p.m. in the above entitled action.
3. That on information and belief such action consti
tutes a prosecution by the State of Wisconsin of the de
fendant for violation of Section 946.41 of the Wisconsin
Statutes (resisting or obstructing an officer) and that such
alleged offense took place on the 31st day of August, 1967,
at approximately 8:40 o’clock p.m. at or about North 9th
Street and West North Avenue in the city and county of
Milwaukee, State of Wisconsin.
4. That the affiant was nowhere in the vicinity of the
aforesaid arrest at or about said time and has no personal
knowledge whatsoever of any of the facts or circumstances
surrounding the same.
5. That the affiant verily believes that there are no facts
or information within his knowledge to which he could
testify or in anyway assist the Court in arriving at its
decision.
44a
6. That the affiant is engaged in many and sundry mat
ters of great importance to the citizens, taxpayers and
general public of the City of Milwaukee in his capacity as
Mayor and it is for that reason this affidavit is made for
the purpose of obtaining an order to show cause why the
aforementioned subpoena should not be quashed.
H enry W . M aier
Henry W. Maier
Affidavit of Henry W. Maier
Subscribed and sworn to before me
this 7th day of February, 1968.
(Illegible)
Notary Public, Milwaukee County, Wis.
My commission expires: January 25, 1970.
Exhibit Annexed to Order to Show Cause
(See Opposite)
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45a
46a
Exhibit Annexed to Order to Show Cause
P r o c l a m a t io n
W hereas, on the night of August 28, 1967, disturbances
occurred in the City of Milwaukee arising out of certain
parades, marches and demonstrations within the City of
Milwaukee; and
W hereas, on Tuesday, August 29, 1967, further dis
turbances existed within the City of Milwaukee resulting
from parades, marches and demonstrations; and
W hereas, the foregoing have resulted in civil commotion
and disturbance detrimental to the maintenance of public
order endangering life, damaging property, impairing
transportation and interfering with police and fire protec
tion and other vital services of the City of Milwaukee; and
W hereas, such disturbances are likely to continue and
present an increasing and imminent danger to the public
health, safety and welfare of the City of Milwaukee;
Now, t h e r e f o r e , pursuant to the power vested in me by
the Laws of the State of Wisconsin and the Ordinances of
the City of Milwaukee, and upon finding that an emergency
exists within the City of Milwaukee and will continue to
exist therein presenting a clear and present danger to
the health, safety, welfare and good order of the citizens
of the City of Milwaukee and their property, and a reason
able limitation upon marches, demonstrations, parades and
other similar activities is necessary and expedient;
47a
Exhibit Annexed to Order to Show Cause
I Do H ereby Proclaim and Order as F ollows:
1. That marches, parades, demonstrations, or other
similar activities are prohibited upon all public highways,
sidewalks, streets, alleys, parks and all other public ways
and public gi ounds within the City of Milwaukee between
the hours of 4 :00 o’clock P.M. and 9 :00 o’clock A.M., com
mencing on this date, Wednesday, August 30, 1967, at 4:00
o’clock P.M. and terminating thirty (30) days thereafter.
2. Any person violating any provisions of this order
and proclamation shall be subject to arrest and prosecu
tion, and upon conviction thereof, shall be subject to the
penalties provided by law.
And I do hereby direct that a copy of this order and
proclamation be filed as a public record in the office of the
City Clerk of the City of Milwaukee.
Dated at Milwaukee, Wisconsin, this 30th day of August
1967, at 2 :52 o’clock P.M.
H enry W. M aier,
Mayor
48a
Certification
CITY OF MILWAUKEE
Office of the City Clerk
ROOM 205, CITY HALL, MILWAUKEE, WISCONSIN 53202
Phone: 276-3711 Ext. 2221
Ray Markey
City Clerk
Chester P. Schmidt
Deputy City Clerk
February 7, 1968
I hereby certify that the attached is a copy of the Procla
mation issued by His Honor Henry W. Maier, Mayor of
the City of Milwaukee on August 30, 1967.
R ay M arkey
City Clerk
49a
Defendant’s Requested Instructions
I. Resisting or obstructing an officer is defined by section
946.41 Wis. Stats. 1967. It is a separate offense from
the mayor’s proclamation violation for which the de
fendant was initially placed under arrest. No inferences
as to defendant’s guilt or innocence on the resisting
charge should be drawn from the mere fact defendant
was placed under arrest for violating the mayor’s proc
lamation. Both offenses are separate and distinct from
the other and each has its own set of elements which
must be proved in order to constitute a violation thereof.
You are instructed in this case to disregard defendant’s
arrest for the mayor’s proclamation and decide the
guilt or innocence of the defendant solely on the facts
pertinent to the resisting arrest charge.
50a
Verdict
We, the Jury, find the defendant, James E dmund Groppi,
guilty in manner and form as charged in the complaint.
Dated this 9 day of Feb., A.D., 1968.
C. J. M uck
Foreman or Forelady
51a
Order of the Court, Providing Probation, Etc.
At a regular term of the County Court, Misdemeanor
Division, held at the City of Milwaukee, in the County of
Milwaukee, State of Wisconsin, the defendant James Ed
mund Groppi was convicted of the offense of Resisting an
Officer and
It appears to the satisfaction of the Court that the de
fendant shall not suffer the penalty provided by law ;
It is Ordered and Adjudged:
1st. That the sentence in this case is hereby suspended
and execution stayed for the full term of 6 months House
of Correction—stayed 2 yrs. probation, subject to the
provisions of the Laws of this state, the rules and orders
of the Court, and such conditions of probation as were
ordered in this case by the Court, including—
2nd. That the defendant is hereby placed on probation
for a term of 6 months House of Correction— stayed 2
years probation & costs.
It is Further Ordered. That this order be forthwith filed
and recorded in the office of the clerk of this Court.
And in addition thereto— sentenced to pay a fine of 500
dollars and costs or 6 months House of Correction in default
of payment. Fine and costs to be paid in 24 hours.
Dated at Milwaukee, Wisconsin, this 12 day of February,
1968.
By the Court,
F. R yan D uffy , Je.
Acting Circuit Court Judge.
Branch 12
52a
Comes now the defendant in the above-entitled action
by his attorney, Thomas M. Jacobson, and, upon all of
the files, records and proceedings heretofore had herein,
respectfully moves this Court for the entry of an order
setting aside the jury verdict of guilty and entering a
verdict of not guilty, or in the alternative granting to the
defendant a new trial, and
As grounds therefor respectfully shows to the court:
1. That the trial court erred in denying the defendant’s
Motion for Change of Venue on the ground of community
prejudice; said motion was denied on the ground that the
statute applied only to felony cases.
2. That §956.03 (3) Wis Stat. is unconstitutional in that
it denies to a defendant who is charged with a misdemeanor
offense a fair trial as required by the Fourteenth Amend
ment of the United States Constitution.
3. That the trial court erred in refusing to accept the
defendant’s affidavit of prejudice filed against the court
sitting as an acting Circuit Court judge.
4. That the trial court erred in quashing the defen
dant’s subpoena upon Henry W. Maier, Mayor of the City
of Milwaukee, whose testimony was material to the defense.
5. The trial court erred in precluding the defendant
from introducing evidence upon the trial that the Mayor’s
proclamation, as applied to the defendant, was unconsti
Motion After Verdict
Motion After Verdict
tutional; said defendant’s arrest was made for a violation
of such proclamation.
6. That the trial court erred in admitting, over defen
dant’s objection, prejudicial evidence of other crimes:
a. Evidence was introduced upon the trial of the de
fendant’s alleged use of profanity directed toward
the arresting officers.
b. Evidence was introduced upon the trial concerning
the defendant’s arrest for his alleged violation of
the Mayor’s proclamation.
c. Evidence was introduced upon the trial relating to
the conduct o f the defendant in going “ limp” after
his arrest, said conduct was not the basis of his
being charged with resisting arrest.
7. That the evidence adduced upon the trial was not
sufficient to support the jury verdict.
8. That the trial court erred in admitting in evidence,
over the defendant’s objection, incompetent and immaterial
testimony.
9. That the jury verdict of guilty was based on incom
petent evidence and the finding of guilty was based on evi
dence that did not pertain to the charge for which the de
fendant was on trial. (See exhibit A attached hereto.)
54a
Motion After Verdict
10. That a new trial should be granted in the interest of
justice.
Dated at Milwaukee, Wisconsin this 12th day of Feb
ruary, 1968.
Respectfully submitted,
F r. James E. Croppi, Defendant
B y :
T homas M. J acobson
Thomas M. Jacobson
Counsel for Defendant
Exhibit Annexed to Motion
(See Opposite) H®"
From page 1
Groppi’s attorney, asked that
the jury be polled. Each juror
confirmed the decision. .
■ Before the jury returned its
verdict, Duffy told about 30
courtroom spectators: “ What
ever the decision, I want deco
rum in the court on the part of
everyone.”
M a n y of the spectators
were members of the Milwau-
k e e NAACP youth council,
sponsors of the open housing
demonstrations. Father Groppi
is the council’s adviser.
Police in Court
Police officers w e r e sta
tioned in the courtroom and in
the corridor outside.
Youth council members sur
rounded Father Groppi after
the verdict and walked with
him from the courtroom on
the sixth floor of the safety
building. Me was released
without bail.
Father Groppi was arrested
Aug. 31 when he led a march
in defiance of Mayor Maicr’s
proclamation prohibiting dem
onstrations in the city. The
ban was lifted two days later.
Father Groppi said that at
the time of his arrest he was
going to city hall to question
Maier about the constitution
ality of the ban on marches.
Arrests Are Listed
When police seized him, Fa-
t h e r Groppi said, he went
limp.
Father Groppi has an arrest
record dating to 1965. Court
files included the following:
June 4, 1935, standing on a
highway and interfering with
traffic, found guilty and fined
$10; Dec. 7, 1965, disorderly
' conduct, found g u i l t y and
j fined $100 and costs; May 6,
1967, resisting an officer and
| obstructing an officer, found
J guilty of obstructing and not
| guilty of resisting, fined $100
: and costs; July 31, 1937, disor-
• dcrly conduct, charge amend
ed to violation of M a i c r ’s
| emergency resolution, found
guilty, appeal pending; Aug.
31, 1967, violation of mayor’s
proclamation banning demon
strations and disorderly con
duct, court action pending;
Se p t . 1, 1967, violation of
of mayor’s proclamation, court
action pending.
jury DJ L / w- A Cti C - t'J
^ sister!-1
roppi
Policesmen
A circuit court jury found
Father James E. Groppi guilty
. Friday of resisting arrest dur
ing a n open housing march
here last summer.
Police testified during a one
and a half day trial that the
Catholic priest kicked a n d
cursed them when they took
him into custody. He denied
resisting or cursing. . .
Father Groppi faces a pos
sible maximum penalty of a
year in county jail, a $500 fine
or both. County Judge F.
Ryan Duffy, jr., who sat as a
circuit judge in 'hearing the
case, set Monday for hearing
motions and possible sentenc
ing.
The jury of nine men and
three women deliberated 2
hours and 35 minutes before
returning the verd'et ?.t 4:45
p .m. Father Gropp: frowned
when it was read.
Priest “ Isn’ t Surprised”
i that jury or any other jury. I
w a s respected on that jury
and made my decision in ac
cord with my intellect, not my
emotions.”
Palmer said he felt "sympa
thy for the man” but that Fa-
t h e r Groppi had convicted
! himself. He said Father Groppi
i had admitted on the witness
• stand that he had gone limp
| when police tried t o arrest
i him.
! “ Sitting down is a passive
i resistance,” Palmer said,
i After the \erdict was given,
iThomas J a c o b s o n , Father
| Turn to Groppi, page 8, col. 6
Asked by a reporter to com
ment, F a t h e r Gropp: said:
“ Mississippi. It’s no surprise
to me. T h i s happens every
time we come in here. You got
11 white jurors and 1 ‘yassuh
black.' ” I
F'ather Groppi obviously re
ferred to the one Negro juror,
W i 11 i a m Palmer, 722 W.
Brown st. Palmer heard Fritter
Groppi’s comment on a televi
sion news report Friday night
a n d called The Milwaukee
Journal. l ie told a reporter
that he did not like Father
Grogni’s statement.
“ I wasn’ t a ‘ye:.’ man o.t -
55a
56a
Notice of Appeal
STATE OF WISCONSIN
Circuit Court— M ilwaukee County
State of W isconsin,
v .
Plaintiff,
Fr. James E. Groppi,
Defendant.
To:
F rancis X. M cCormack, E sq.
Clerk of Court
Milwaukee County
Milwaukee, Wisconsin
H ugh R. O’Connell, E sq.
District Attorney
Milwaukee County
Milwaukee, Wisconsin
P lease take notice that the defendant in the above-
entitled action, by his attorney, Thomas M. Jacobson,
hereby appeals to the Supreme Court of the State of Wis
consin from the judgment of conviction and the sentence
imposed upon him in the above-entitled action by the Hon
orable F. Ryan Duffy, Jr., on the twelfth day of February,
1968.
Dated at Milwaukee, Wisconsin this 12th day of Feb
ruary, 1968.
F r. James E . Groppi,
Defendant
By :
T homas M. Jacobson
Thomas M. Jacobson
Counsel for Defendant
57a
Charge : R esisting an Officer
T rial in the above entitled action, held on February 7th,
8th and 9th, 1968 in Circuit Court, before the H onorable
F. R yan Duffy , J r ., Acting Circuit Judge, presiding.
A ppearances:
John Lauerman—Assistant District Attorney, appearing
for the State of Wisconsin.
Thomas M. Jacobson—Attorney for Defendant.
Defendant in Court.
James J. Thurber—Acting Official Reporter.
[2 ] Proceedings
February 7th, 1968.
J ohn F. K itzke— appearing specially for the Honorable
Henry Maier—Mayor of the City of Milwaukee.
Mr. Kitzke: I have the original order to show cause,
which I would like to tile, showing service.
The Court: Hello gentlemen, before us we have the State
of Wisconsin, Plaintiff, versus James Edmund Groppi,
Defendant, case number— Circuit Case Number G-4718,
which is an order to show cause, and an affidavit attached
thereto, returnable by 4 o’clock this afternoon. On an order
to show cause, why the subpoena, issued heretofore on
behalf of Henry Maier, Mayor of the City of Milwaukee,
for this Court, above entitled, on February 8th, 1968 at 3
o’clock, could not be quashed.
Mr. Kitzke: That was the time on the subpoena, Your
Honor, yes sir.
Transcript of Testimony
[ 1 ]
58a
The Court: So you’re the moving party?
Mr. Kitzke: I am John F. Kitzke, representing the City
of Milwaukee.
The Court: Do you have a statement to make, at this
time?
Mr. Kitzke: I am representing the Mayor, Your Honor.
We are at a complete loss, what if anything, could require
the presence of the Mayor before the Court. Since [31 there
is nothing he can add, or assist the Court in, in the trial of
this case tomorrow. The charge as we understand it, from
looking at the record, is a violation of Section 946.41 of
the Wisconsin Statutes, entitled, Resisting or Obstructing
an Officer, we believe, on the information and belief, that
the incident involved, which took place on the 31st day of
August, 1967, at approximately 8 :40 p.m., at or about North
9th and West North Avenue, in the City and County of
Milwaukee, State of Wisconsin, the affidavit of the Mayor
clearly indicates that he was no where near the incident, or
scene of this incident, he did not see it, and he knows of no
facts of his knowledge, which in any way would add to, or
subtract from the case to come before the Court tomorrow
morning. The only thing we can presume here, is that
someone is going to attempt to harass the Mayor, and in
quire into his executive authority in issuing a curfew order
on August the 30th, 1967. Now the law is clear, that what
ever law is violated, gives no party, no party the right to
resist, and the trial before this Court tomorrow, will not
be on any constitutionality, or validity of the curfew, or
proclamation, but will be solely whether the defendant did,
or did not resist. Now it is clear in the law, so clear that it
is difficult to find citations, because it is so universally ac
cepted that a person arrested cannot question the previous
law. [4 ] In the question of resisting, we cite, 21 Am Jur 2d 95,
Transcript of Testimony
59a
in which it stated, that a legislative act is presumed proper
and constitutional until such time as a Court determines
otherwise, this cannot be determined in the resisting case.
In Warren v. United States, 177 F2d 596, the Court clearly
ruled that one may not disobey the law, even if in good
faith they may believe it to be unconstitutional. In State
v. Carroll, 38 Conn. 449, there is a clear definition of the
problem we have before the Court. The American Report,
409, at page 428, said, every law of the legislature however
repugnant to the constitution, has not only the appearance
and semblance of authority, but the force of law, it cannot
he questioned at the bar of private— of private judgment,
and if thought unconstitutional cannot be resisted, but it
must be received and obeyed as to all intents and purposes
until the law is questioned and set aside by the Courts.
This principle is essential to the very existence of order and
society, and let us just visualize Your Honor, the complete
ridiculousness, if anyone could violate the law, because in
their own mind, because they felt it wasn’t constitutional,
say a man goes through a stop sign, and says, I am sorry,
you cannot arrest me, and I am going to resist, if because
I don’t think that law is constitutional, now obviously this
is not the law, obviously if you want to question the constitu
tionality of a law, you do it by [5 ] proper judicial process,
and not by resisting, and this Court will not have to deter
mine, nor can they be asked to determine the constitu
tionality of the curfew order, or the proclamation, this is
being questioned and tried in other courts. I point out to
the Court this is so well recognized as pointed out by the
Connecticut case, it almost needs no citation, I have previ
ously pointed out by the affidavit of the Mayor, he was not
at 9th and North Avenue, he saw nothing, or heard nothing,
which would add to the testimony before this Court and
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60a
what happened. Now when we turn to the power of sub
poena, certainly this power is within the Court, within the
power of the Court, and the Court is able to quash that sub
poena, where the Judge has not issued it, on a basis shown,
that it was necessary, but rather under our process, an at
torney has, an attorney has issued the subpoena. We must
never forget the separation of power between the executive
branch and the Court. It is not the Court’s prerogative to
inquire into the thinking or judgment, the background in
an action of an executive, and we believe that the only
objective in this subpoena Your Honor, is to attempt to
harass the Mayor, and to take him from his very important
duties to the citizens of this community, and I defy the
defendants to show one fact, that the Mayor observed, or
could be questioned on anything other than a witch hunt,
to try to attack his thinking and [6 ] judgment in issuing the
curfew, and this I don’t believe even the Court has a right
to inquire into. In 85 Pa. State, 433, this special question
was considered as to a governor, and not wanting to quote
a very long case Your Honor, I would just like to take one
very important statement of that Court, the Court should
have been formed before it undertook to interfere with the
personal liberty of the citizen, by his summary process of
his attachment, or subpoena, the matter was sustained, now
it is apparent that the subpoena was issued for no tangible
cause to the party, and no properly legal purpose, hence,
no one was bound to obey it. Now the Mayor, of course, is
not going to disobey the subpoena of this Court, but he
certainly has the right to come to this Court and ask the
Court to quash this subpoena, and he should not be forced
to sit here for no purpose at all. Further in that case at
page 672, the Court said, we better at the outstart recog
nize the status of the executive branch, which is a coordinate
Transcript of Testimony
6 1 a
branch of the government, with the power to exercise what
should, or should not be done within its own department,
and with it in the exercise of these constitutional powers,
the Court said, they have no more right to interfere than
the executive branch, under like conditions, to interfere
with the Courts, and this Court, of course, will not interfere
with the executive’s branch, with the Mayor, unless good
[7] cause is shown, that the subpoena should exist, and that
the Mayor be called upon.
The Court: So you’re moving that the subpoena be
quashed?
Mr. Kitzke: Yes, sir, I am.
The Court: On this basis, on the order to show cause
and affidavit?
Mr. Kitzke: Yes, sir.
Mr. Jacobson: Your Honor, Counsel would object to
Plaintiff’s Counsel, or in this matter, the Mayor’s Counsel,
determining or describing the action, on the part of De
fendant’s Counsel in subpoenaing witnesses in criminal
trials, for no other purpose than harassment, I believe it
improper argument. At this juncture, it is whether or not
the issuance of a subpoena and a calling of a material wit
ness, as far as the defendant is concerned, and is concerned
presently, without the Court having benefit of the presence
of the person so subpoenaed, and the benefit of the elicita
tion of certain facts on that witness, on part of the Counsel
who subpoenaed that Avitness, any type of attempt to
categorize the subpoenaing of a witness in a criminal trial,
and term it to be as harassment, I think is improper argu
ment, and I think it is very dangerous Your Honor in that,
in a criminal trial, we are talking about a defendant’s
constitutional rights, and the opportunity [8 ] to have due
process, and full opportunity to develop defense on his
Transcript of Testimony
62a
behalf, and to allow the inferences of subpoenaing, to be
for no other purposes than of harassment, I think it is
very dangerous in a free society. I don’t think we want
that kind of situation to develop in this community, where
we are going to protect certain people becoming material,
material witnesses in cases, on speculation that they are
being called for witnesses for no other purposes than for
harassment. On the specific argument that is proper, and
that is the actual law that is applicable in this particular
case, and the reason for the subpoenaing of the Mayor as a
witness in this matter, as the Court knows we have a mo
tion that is pending which will be argued tomorrow, prior
to impaneling the jury, which goes to the validity of the
Mayor’s proclamation, both on its face and as applied, that
proclamation upon my information and belief is the basis
for the arrest of the defendant, and then it was in the
course of effectuating that arrest, and carrying out that
arrest the alleged resisting took place. Now Counsel for
the Mayor is—has not cited any Wisconsin authority, on
the position that in fact, a person cannot resist an in
valid arrest, and the citations that Counsel had prepared
and presented to the Court, if the Court deems that that
is an issue, and that it would be upon the correctness of
the proclamation in fact being an issue in this case, whether
[9 ] or not the Mayor was a material witness, if the Court
decides that it wants argument on whether that is an
issue or not, I would ask we have time to brief that ques
tion, because it becomes fundamental to the case that will
be heard by the jury tomorrow. As far as Counsel under
stands of the law at the present time, that in fact, an
invalid arrest would nullify any resisting, if it was proved
if there was resisting, and I would ask the Courts leave to
brief that question, prior to the Court ruling whether or
Transcript of Testimony
63a
not the Mayor ought to be a witness in this case or not.
It’s Counsel’s understanding of the law that in fact, if
the proclamation is invalid, then the arrest is no good, and
then if it should be proved it was resisting, which of course
is denied by the defendant, if there should be resisting,
even so resisting an invalid arrest is not a crime, and we
have some authority, at this time we would like more time
to research.
The Court: You already have a motion on the constitu
tionality on file with this Court, which I will rule on, 9
o’clock, prior to the trial, is that correct?
Mr. Jacobson: That is correct, Your Honor. Now, as
to, if the understanding o f Counsel’s correctness to the law,
on the matter of whether or not resisting an invalid
arrest then is not a crime, the Mayor’s testimony becomes
crucial, and he does become a material witness in [10] this
proceeding, and in that only the Mayor can testify as to
the conditions which led the Mayor to invoke his emergency
powers in the form of the proclamation, which the defend
ant is alleged to have violated, which forms the basis of
the arrest, and subsequent resisting, only the Mayor would
have the facts available and testify those into the record,
those facts only the Mayor would know, what condition
existed in the City o f Milwaukee, which he believed con
stituted an emergency, which enabled him to invoke the
emergency powers of the Mayor, in the form of the proc
lamation, and of course, it is for that reason that Defense
Counsel subpoenaed the Mayor. Again Counsel cannot
object too strenuously to the Counsel of the Mayor, in
describing that kind of strategy, that subpoenaing the
Mayor was for no other purpose, except for the purposes
of harassment. I believe that degenerates the role of
Counsel, and the proper type of argument that should be
put forward in the case that has the ramifications of a
Transcript of Testimony
64a
case of this nature. As a result of this Mayor’s proclama
tion, hundreds of our citizens in this community was
charged with various offenses. It seems to me it is fair
game if the Mayor issues a proclamation that he ought to
stand behind that proclamation, and be subject to subpoena
to testify the basis for that proclamation.
The Court: All right, any further in rebuttal?
[11] Mr. Kitzke: Counsel in support cites no citations, not
only none from Wisconsin, but none at all. What the May
or’s thinking was, in making the proclamation is no wise
material in any way, to a resisting arrest charge. Number
one, once a law is on the books, it is presumed valid and con
stitutional, and being so presumed, even if subsequently
said, in judicial procedure it was not constitutional, the citi
zen must obey it at that time, because it is on the books.
Now, Counsel secondly stated, that he is going to try before
this Court the non-constitutionality of the proclamation,
which is not a part of the resisting charge, while at the same
time, he has an action pending in the Federal Court, and he
claims that by virtue of the action in the Federal Court,
no charges should be brought in the State Court, on the
question of the proclamation, with the Federal Court rules.
So he is saying that the City should not move on the procla
mation, on one side, because there is a Federal Court Ac
tion, but he has a perfect right to act, to move on the other
side, in a totally unrelated case.
Mr. Jacobson: I informed Mr. John Lauerman, who is
now sitting in this Court, I called before the issuance of
the subpoena in question, I informed Mr. Lauerman it was
Counsel’s intent, if the District Attorney’s office was going to
continue in prosecution of this case, prior [12] to the deter
mination in Federal Court, of the validity of the Mayor’s
proclamation, which was invoked, that we would have no
Transcript of Testimony
65a
alternative but to subpoena the Mayor, and to try the
validity of the proclamation in this Court, but I informed
Mr. Lauerman, he ought to tell Hugh O’Connell, the Dis
trict Attorney for Milwaukee County, and to give us an
opportunity to come in Court for the very reasons that
Mr. Kitzke has set forth, we, having asked that all prose
cutions, based on the proclamation be delayed until the
Federal Court has in fact ruled on the validity, the consti
tutionality, the answer that came back from Mr. Lauer
man—
Mr. Kitzke: Let’s talk about the facts, the District At
torney does not represent the Mayor of the City of Mil
waukee, we represent the Mayor of the City of Milwaukee,
he doesn’t have to be subpoenaed because you think that
maybe sometime if the Court rules that you can go behind
the resisting, to the initial law, you might some day, five
days from now, you can delve into his thinking, as to his
exclusive function, in issuing that order, and not properly
reviewable, and as to his thinking, the law is basic, the
resisting arrest has nothing to do with the law under which
the man was arrested, you must obey an existing law, if
you don’t think it constitutional, you go to Court and
change it, you don’t punch the officer [13] in the nose.
The Court: I will reserve a decision to quash the sub
poena, until after my ruling at 9 o’clock tomorrow.
Mr. Kitzke: The Federal Court asked Counsel on both
sides, Mr. Jacobson and the City, to take no action in any
other Court, relative to the constitutionality of this proc
lamation, until the Federal Court ruled. We wouldn’t want
to be in a position where we are breaching our position
with the Federal Court, and we insist that it is not a ques
tion of ruling of constitutionality, but a question whether
that can ever be questioned.
Transcript of Testimony
66a
Mr. Jacobson: That is the position of the Defense Coun
sel, it is precisely as the City Attorney’s position, we
understand the Federal Court asked that no action be taken
on the proclamation until they have had an opportunity
to rule on it. We have informed the District Attorney’s
office of that fact, we would like this put off until after the
determination in Federal Court, and that is still pending.
The Court: There are some motions on file. I will rule
on them, as well as this order to show cause, and affidavit
to quash.
Mr. Kitzke: 9 o’clock, Your Honor?
The Court: 9 o’clock sharp.
Transcript of Testimony
[14] P roceedings
February 8th, 1968.
A ppearances :
(Same as above noted).
( I n Camera)
The Court: All the parties here, that need to be here?
Mr. Lauerman: Yes, Your Honor.
The Court: In the matter of the State of Wisconsin,
Plaintiff v. James Edmund Groppi, Defendant, Circuit
Case Number G-4718, wherein this Court has been ap
pointed to hear the matter, as a Circuit Court Judge, there
were three motions scheduled for ruling this morning.
Firstly—I might add, these motions, and decisions of mo
tions, and rulings of motions, are heard in chambers, be
cause the jury panel is so extensive out in the courtroom,
it is impractical for them to leave into the corridors, and
this should be heard outside of their presence. Firstly,
67a
there is a motion filed by the Defendant’s Defense Counsel,
Mr. Jacobson, to dismiss on behalf of the Defendant, James
Edmund Groppi, on the grounds that the Mayor’s procla
mation is unconstitutional. That is the first motion to be
ruled on this morning.
Mr. Jacobson: I f it please the Court, at this time I am
withdrawing the motion, the question of the validity and
constitutionality of the proclamation is now [15] pending in
Federal Court, and that is the proper form wherein that
determination should be made. I would like to say this,
Your Honor, at this time, there is a matter of a subpoena
on the Mayor of the City of Milwaukee, the determination
by this Court as to whether or not that subpoena is going
to be honored, or whether it should be quashed. The pur
pose of the bringing of the subpoena on the Mayor was
to have the Mayor be called as a witness on behalf of the
defendant, and to elicit from the Mayor testimony regard
ing the issuance of the proclamation, which formed the
basis for the defendant’s arrest in this matter, on August
31, 1967, and then on the basis of those facts, the defense
would have brought a motion that the proclamation, the
emergency powers as applied to this defendant was un
constitutional. Now, yesterday, when Counsel argued the
matter of the priority of the defense of this matter, resist
ing an unlawful arrest, did not cite any cases. Just to make
the record complete, a case, Nathaniel Wright v. State of
Georgia, a decision in 1963, citations, 373 US 284, 10 Law
yer’s Edition, 2d Page 349, 83 Supreme Court, 1240, quote,
and I have the Lawyer’s Edition case Your Honor, that
would be on 10 Lawyer’s Edition 355, where I am now
quoting the language of the United States Supreme Court—
The Court: Well, let’s—
Transcript of Testimony
68a
[16] Mr. Jacobson: The gist of the decision, I won’t read
the language, it is just to the fact, the fact, resisting an un
lawful arrest is not a crime, and I have another case, City
of Columbus v. Julia Holmes, a decision from the Court
of Appeals from the State of Ohio, 169 Ohio, 25, lo2 n.e.
Section 301. I did have an opportunity to take a look at
the cases that were cited by the City Attorney, their cases
were from the late 1800’s. The case that is most recent is
Wright v. Georgia Case, Supreme Court, in a case similar
to this one, some Civil Rights demonstrations, found that
resisting an unlawful arrest, was not a crime. So Your
Honor, in summary, at this time we are not going to pro
ceed with the argument on the constitutionality of the
proclamation, in that it is in Federal Court, and should be
settled there. However, we would ask the Court to rule on
the subpoena on the Mayor, for the reasons we indicated,
the facts, we have reason to believe this would put in issue
the constitutionality of the proclamation, which was applied,
and further, then if that was ruled unconstitutional by the
Court, the issue of whether or not resisting an unlawful
arrest, then would be a matter, would be decided on, based
on the authority that we have presented to this Court. We
believe the cases hold, that one cannot be found guilty on
an unlawful arrest.
Mr. Kitzke: I think Counsel is referring to [17] cases in
which, the arrest by the officer, may have been declared
unlawful because the officer did not observe, or have suf
ficient facts on which to make an arrest. This is distinctly
different than a claim of an unlawful arrest based on the
unconstitutionality of the proclamation, or law. As a mat
ter of law, it is presumed constitutional until such time a
Court of proper jurisdiction rules it unconstitutional, and
a officer has a right and must rely on the face o f the law in
Transcript of Testimony
69a
any statute book, ordinance book, or any proclamation, be
cause it is his duty, and it is incumbent upon him to en
force an arrest under every law of the ordinance of the
City, or proclamation of the Mayor, where it is understood
neither the officer, or the person being arrested has the
right to make their own judgments at that point as to the
constitutionality of that law. Therefore, why he Mayor
put the proclamation into effect, or what facts he had in his
mind, or observations, or information, has nothing to do
with the resisting case. The only thing that you have the
right to show, is the facts that occurred on the street, why
the officer made the arrest, and whether there was a resist
ing, what happened in the Mayor’s mind prior to the is
suance of the proclamation, is not relevant. Now they are
not even questioning its constitutionality, that motion is
not going to be even heard.
The Court: Here is my rulings as follows. Firstly, [18] the
motion to dismiss on the part of the Defense Counsel Mr.
Jacobson, on behalf of the Defendant James Edmund
Groppi, on the grounds that the Mayor’s proclamation is
unconstitutional has been withdrawn. The Court therefore
will need to have no ruling on that. Secondly, there being
no constitutional questions o f law in that regard, the sub
poena issued on behalf of the defendant, ordering the
appearance of the Honorable Henry Maier, Mayor of the
City of Milwaukee before this Court on February 8th, 1968
at 3 o’clock, is hereby quashed. Thirdly, the motion to dis
miss on the grounds o f Section 956.03 (3) that it is uncon
stitutional, is before the Court for ruling this morning, as
a Circuit Court Judge, and that is denied. Plead the case
on its merits.
Mr. Jacobson: On that last motion Your Honor, to make
this sure for the record, they had a—
Transcript of Testimony
70a
The Court: The prior—
Mr. Jacobson: The basis for this particular motion, the
Court denied a change of venue, because of community
prejudice, and the rationale of the Court was that the stat
ute only provided a change of venue to community felonies,
and not in misdemeanors.
The Court: That’s right.
Mr. Jacobson: Therefore at this time the Defense Counsel
on behalf of the Defendant, has challenged the [19] consti
tutionality of the change of venue, to community prejudice
statute, on the basis that it is a denial of equal protection
to criminals, or alleged criminals, on a basis of a serious
line of demarcation, of one year, that is what separates a
misdemeanor from a felony. However we have an infrac
tion of fundamental rights at issue, and that, that statute
has really no foundation, so we are attacking it on that
basis, of equal protection.
The Court: My motion to dismiss is on the grounds that
it is a matter for the legislature, and not the Courts, so
the motion to dismiss on the change of venue, on the grounds
that section is unconstitutional, because it provides for a
change of venue, is denied. Now, that we have all these
motions disposed of, we will proceed on this case, on its
merits, and we A\Till proceed to select a jury.
(In Open Court.)
The Court: Do both sides want the complaint read in its
entirety, or just the body?
Mr. Jacobson: Your Honor, I think the entire complaint,
please.
The Court: Ladies and Gentlemen of the Jury, this is a
criminal complaint, State o f Wisconsin, Milwaukee County,
in the County Court Misdemeanor Branch. State of Wis
Transcript of Testimony
71a
consin, Plaintiff, against James Edmund Groppi, the [20]
Defendant. Complaint for resisting an officer, in the State of
Wisconsin, through the Sheriff, Constable, or any police
officer of the City of Milwaukee. On the State Case Number
2-63208, whereas Wfilfred Buchanan, being first duly sworn
on oath, states to the Honorable John J. Kinney, as Magis
trate, that James Edmund Groppi, the above named defen
dant, on the 31st day of August, 1967, in the County of
Milwaukee, Wisconsin, did unlawfully, knowingly, resist
Wilfred Buchanan, a duly appointed and qualified, and act
ing police officer of the City o f Milwaukee, in said County,
while the said Wilfred Buchanan was then and there en
gaged in doing an act in his official capacity, and with law
ful authority, to-wit: said Wilfred Buchanan personally
observed said Defendant resist Buchanan, at 900 West
North Avenue, in the City of Milwaukee, in said County,
to-wit: while said defendant was being carried to a police
wagon, after being placed under arrest, said defendant be
gan kicking his legs, striking said officer, Wilfred Buchanan
in the body with his foot, that said defendant then states to
Wilfred Buchanan, “you fuckin’ son-of-a-bitch, I want your
number” . “ Contrary to Section 946.41 of the Statutes, and
against peace and dignity of the State of Wisconsin, and
prays that the said James Edmund Groppi, may be arrested
and dealt with, according to law, signed Wilfred Buchanan,
subscribed and sworn to before me this [21] 1st day of Sep
tember, A.D., 1967, Magistrate John J. Kinney, I hereby find
and determine, that there is probable cause for the issuance
of a warrant in the above matter, Magistrate John J.
Kinney.
(Jury impaneled.)
The Court: All the other jurors that do not have to sit
on this particular case, are to report to the fifth floor,
Transcript of Testimony
72a
Circuit Clerk’s Office, on the fifth floor. The members of
the jury panel and the lady who is serving as the alternate,
will report back here at 2 o’clock, we will start promptly at
2 o’clock.
(Court recessed until 2 p.m. February 8th, 1967.)
(Court reconvened at 2 p.m. February 8th, 1967.)
(Jury Present.)
The Court: The jury has been impaneled. Now we will
ask if the Assistant District Attorney wishes to make an
opening statement.
Mr. Lauerman: Yes, Your Honor. A part of making
my opening statement is to inform the Court and members
of the jury, that Mr. Joseph Lex, Assistant District Attor
ney, with the District Attorney’s Office, will be seated at
Counsel table during the course of this trial. May it
please the Court, Ladies and Gentlemen of the Jury, you
heard the complaint read to you this morning, when you
[22] were still members of the panel, as such, I would just
like to have a very few minutes to tell you, what the State
intends, through its witnesses to show to you, during the
course of this trial. On August 30th, 1967, the proclamation
was issued by the Mayor o f Milwaukee, which regulated
the times during which demonstrations could be made in
the City of Milwaukee. On August 31st, 1967, Father
Groppi and several other members of the Youth Council,
and other people began a march in the evening hours.
The march was taking place at a time that the Mayor had
determined marches should not be taking place. Inspector
Ullius, of the Mihvaukee Police Department, by use of a
bull-horn, which is a magnifying device, to magnify the
voice, read a copy, read from a copy of the Mayor’s Proc
lamation, telling the marchers, that their marching was
Transcript of Testimony
73a
in violation of this proclamation, he did this on two sepa
rate occasions within a span of several minutes. On the
third occasion, around 10th and North Avenue, in the City
of Milwaukee, he again warned them, that what they were
doing, was in violation of the law. The marching con
tinued, so at this point Inspector Ullius told Sgt. Frank
Miller of the Milwaukee Police Department, to make ar
rests. Father Groppi was arrested by Police Officer Ar
mando Brazzoni, who was a member of Sgt. Miller’s squad.
At the time he was arrested, there [23] was a scuffle, after
which Father Groppi went limp onto the street, so Sgt.
Miller and two other police officers, Armando Brazzoni
and Wilfred Buchanan picked up Father Groppi, in order
to carry him to the patrol wagon, the paddy wagon, which
was about 100 feet from the point where he had gone limp,
Officer Armando Brazzoni picked Father Groppi up around
the back area, his hands underneath his shoulders, Sgt.
Miller picked him up by one leg, and Officer Buchanan
picked him up by the other leg, they then proceeded to
carry him to the paddy wagon. As I said before this was
a distance of approximately 100 feet, when they got to the
paddy wagon, suddenly Father Groppi, as the officers
were releasing him, in order to have him put in the paddy
wagon, Father Groppi kicked Officer Wilfred Buchanan
in the chest, some words followed, after which the defen
dant, Father Groppi was successfully placed in the wagon.
The State will prove to you, or show to you that the acts
of Father Groppi in this case, constituted a resistance, as
directed toward Officer W ilfred Buchanan, thank you.
The Court: Mr. Jacobson, representing the defendant,
do you wish to make an opening statement.
Mr. Jacobson: The defense will reserve their opening
statement until later, Your Honor.
The Court: All right.
Transcript of Testimony
74a
[24] Mr. Lauerman: Your Honor, the State would wish to
have State’s Exhibit marked for identification, and en
tered into evidence as State’s Exhibit 1, containing a
certified copy of the proclamation.
(State Exhibit Number 1, marked for identification.)
The Court: Certified copy.
Mr. Lauerman: Of the proclamation, dated August 30th,
1967.
Mr. Jacobson: Objection, Your Honor.
Mr. Lauerman: What grounds ?
Mr. Jacobson: Well, there has been no foundation laid
at this time, for the introduction of the proclamation, and
secondly, the proclamation is immaterial to the charge
with which the defendant is before the Court and jury, and
that’s all.
Mr. Lauerman: The State would wish to be heard out
of the presence of the jury, Your Honor.
The Court: Right, members of the jury, will be excused
for a few minutes.
(Jury excused.)
Mr. Lauerman: You want to argue your objection?
Mr. Jacobson: Yes.
The Court: State’s Exhibit marked for identification, is
a certified copy of the Mayor’s proclamation of August
30th, 1967, there will be an objection thereto, on the part
of [25] Mr. Jacobson, what do you wish to state to your
objection?
Mr. Jacobson: At this point we don’t believe the State
has established any foundation for the introduction of the
proclamation into evidence, nor established its materiality.
As to the second point, the defense this morning withdrew
any constitutional objections to the proclamation in the
Transcript of Testimony
75a
proceedings, in the resisting arrest charge, for the reason,
that the state of the proceeding, even at this time, as far as
the record is concerned for the charge of resisting arrest,
the proclamation on its face, attacking that proclamation’s
constitutionality, does not become material, to whether or
not Father Groppi in fact resisted arrest. However, de
fense counsel, anticipating that the proclamation would be
offered into evidence by the State, had under subpoena the
Mayor of the City of Milwaukee, for the purpose of elicit
ing certain testimony from the Mayor, as to what emer
gency conditions the Mayor felt existed in the City of
Milwaukee, at the time of the issuance of the proclamation.
In order to lay a proper foundation in the record, for a
charge as a matter of law, to the validity of the proclama
tion and the use of the Mayor’s emergency powers as
applied to the facts of the defendant in the incident before
the Court and jury. Now, the Court has quashed the sub
poena, indicating it was not material, that any [26] testi
mony that would be elicited from the Mayor to these proceed
ings, that is, to the resisting arrest proceeding. The fact is
that defense counsel has been precluded from putting facts
into the record, through the Mayor, to show that in fact, emer
gency conditions did not exist in the City of Milwaukee,
on the 30th day of August, 1967, to warrant the issuance
of the proclamation, which is now being offered into evi
dence. As a matter of fact, was a direct infraction of
citizens’ own constitutional rights to freely demonstrate
under the protection of the United States constitution.
Having been precluded from doing that, we would object
at this time to the proclamation being offered into evidence,
on the basis that it does not become material, the procla
mation, what it says, to the offense of resisting arrest.
Mr. Lauerman: Regarding Counsel’s first objection,
that—being that there was no foundation laid, I would
Transcript of Testimony
76a
refer the Court to Section 889.18 of the statutes, entitled
Official Records as Evidence, sub. 1, “ every official record,
report, or certificate made by any public officer pursuant
to law, is evidence of the facts, which are therein stated,
and which are required or permitted to be, by such officer,
recorded, reported, or certified, except that the record by
the County Clerk of License or certificate, under 147.23 or
153.05, shall not be evidence on behalf of the [27] licensee, or
certificate holder—without production of the license or
certificate or competent evidence from the board or body
that issued the same” . Sub. 2, Copies as Evidence. “A
certified copy of any written or printed matter preserved
pursuant to law in any public office, or with any public
officer in this State, or of the United States is admissible
in evidence, whenever and wherever, the original is ad
missible, and with like effect.” Regarding the present
State’s Exhibit 1, for identification, this is a certified copy
of a public record, and as such is admissible under this
section.
The Court: May I see that.
Mr. Jacobson: May I respond to this, what I mean by
not proper foundation, I am well aware of the certified
record of the Wisconsin Statutes, and it is true, that in fact,
this is properly admitted into evidence, but there has been
no foundation through any witnesses to indicate the procla
mation is an issue in this case, there hasn’t been any tes
timony offered in the record, that in fact the proclamation
was issued, or that any officers were acting on what was
issued, or anything of that nature. The State is leading
off with an exhibit which we have nothing in the record to
indicate why they are material to these proceedings, and
because the State has not laid the proper foundation to
offer this exhibit into evidence.
Transcript of Testimony
77a
[28] Mr. Lauerman: Let me proceed briefly, to Counsel’s
second point, as to materiality. Under the charge that the
defendant, in the present case is charged with, it behooves
the State to prove that the officer was acting both in his
official capacity and with lawful authority. For that reason
the proclamation becomes very material, because that is
the reason for the arrest, and the subsequent resisting,
would be as to that arrest. So it does behoove the State
to show the reason for the officers arresting Father Groppi,
so that the jury will not be confused as to why the arrest
was permitted in this case. I think it is as material as,
for instance a battery charge, for which a man was ar
rested, which the Court and jury could take judicial notice
of, or any other reason, disorderly conduct, for any other
reason that a person may be subsequently arrested. That
the officer was acting under a lawful authority, and I think
for that reason, this is very material and if the Court would
care to rule on that aspect, on that specific issue, then the
State would have no objection to not introducing State’s
Exhibit 1 for identification until the proper point and time,
when the first witness would get to that point, whereby,
the proclamation would become material in that respect.
The Court: I will reserve a ruling.
Mr. Lauerman: Until that time?
[29] The Court : I will reserve a ruling until such time it is
called upon.
Mr. Lauerman: Very good.
(Jury present.)
Transcript of Testimony
78a
Inspector Roy Vllius—for Plaintiff—Direct
T estimony fob P laintiff
I nspector Roy U llius, called as a witness on behalf of
the State of Wisconsin, being first duly sworn, on oath
testified as follows:
Direct Examination by Mr. Lauerman:
Q. Would you please state your name, sir? A. Roy
Ullius.
Q. What is your occupation? A. I am a police officer.
Q. How long have you been a police officer? A. 25 years.
Q. Are you a police officer for the City of Milwaukee
Police Department? A. Yes, sir.
Q. And what rank do you hold? A. Deputy Inspector.
Q. How long have you been a Deputy Inspector? A. A
little over two years.
[30] Q. Inspector Ullius were you an Inspector for the Mil
waukee Police Department on August 31st, 1967? A. I
was.
Q. What were your hours of work on that date? A. My
tour of duty started at 2 p.m., and ended at 2 a.m. the fol
lowing morning.
Q. Do you remember where you were at approximately
7 p.m. on that date? A. I do.
Q. Where were you? A. I was at St. Boniface Church,
in the City of Milwaukee, at North 11th and West Mein-
ecke Streets.
Q. What happened when you were at that place, on that
date? A. At approximately 7 p.m., on Thursday, August
31st, 1967, a group of three to four hundred persons com
menced a march, three to four abreast, south on North 11th
Street, toward West North Avenue.
79a
Q. What did you do as this march began! A. I drove
the squad I was operating to the middle of the 2500 block
of North 11th Street, at approximately 2539, I stopped my
squad and took a portable loud speaker, a public address
system from the squad, and placed it on top of the squad,
using the roof of the car for a resting place for this port
able speaker.
Q. What did you do then? [31] A. I then read a proclama
tion, a copy of a proclamation that I had received when
I came to work at 2 p.m. on this date.
Q. Did you read it through this portable loud speaker
you had? A. Yes, sir, I did.
Q. I show you what has been marked State’s Exhibit 1
for identification, and ask you, if you know what that is?
A. It is an exact copy, of the copy of the proclamation
that I had in my possession on that date.
Q. What did you do after you first read the proclama
tion to this crowd of people? A. The group of people
continued their march, singing and booing, to a degree
that I do not know how many people marching heard me
read this proclamation, and then I proceeded to the 2300
block of North 11th Street, and again read the proclama
tion.
Q. Did you read this proclamation in the same manner
that you previously had? A. Yes, sir.
Q. What happened then? A. The march continued to
West North Avenue, turned east on North Avenue, and
at North 10th and West North Avenue, I advised the
marchers in the same manner, that the continuation of this
march was a violation of the proclamation, and that if they
did not stop this march, at this time, arrests would be made.
[32] Q. What did you observe happening then? A. The
march continued eastbound on the north side of the street on
West North Avenue.
Inspector Roy Ullius—for Plaintiff—Direct
80a
Q. What did you do then? A. I then advised the police
officers that were with me, they should take police action,
to stop the march.
Q. Do you remember any particular officers? A. Sgt.
Frank Miller was immediately beside me, and Officer Braz-
zoni was with him, several other police officials were pres
ent there, at the time.
Q. Are these addresses that you have been testifying to,
regarding that of North 11th and West North Avenue, and
of the 2500 block of North 11th Street, and the 2300 block
of North 11th Street, and that of 10th and North Avenue,
are all those addresses in the City and County of Mil
waukee, State of Wisconsin? A. They are, sir.
Mr. Lauerman: That’s all.
Mr. Jacobson: Your Honor, the defense moves to
strike the line of testimony that has been put in the
record, as being immaterial to the resisting arrest
charge.
The Court: That is the foundation, so I will over
rule your objection.
Mr. Jacobson: No questions.
The Court: You’re excused.
Sgt. Frank Miller—for Plaintiff—Direct
[33] Sgt. F rank M iller, called as a witness on behalf of
the State of Wisconsin, being first duly sworn, on oath testi
fied as follow s:
Direct Examination by Mr. Lauerman-.
Q. Would you state your name please? A. Frank Miller.
Q. What is your occupation, sir? A. Police Officer.
Q. Is that for the City of Milwaukee Police Department?
A. Yes, sir.
81a
Q. What is your rank? A. Police Sergeant.
Q. How long have you been a member of the Milwaukee
Police Department? A. 16 years.
Q. How long have you been a Sergeant? A. Eight
years.
Q. So then you were a Sergeant on the Milwaukee Police
Department on August 31st, 1967, is that correct? A. Yes,
sir.
Q. Do you remember what your hours of duty were on
that date? A. This particular duty, was 4 p.m. to 4 a.m.
Q. Do you remember where you were on August 31st,
1967, at approximately 7 p.m.? A. Yes, I do.
[34] Q. Where was that? A. I was in the vicinity of 11th
and West North Avenue.
Q. Why were you there? A. I was there as a Field
Supervisor, with officers under my command, to parallel a
march that was started approximately at this time, at
which, was marching on West North Avenue.
Q. Did you subsequently see these marchers? A. Yes
sir, I did.
Q. Do you remember what time? A. It was approxi
mately 7 p.m.
Q. What did you do when you saw these marchers? A.
I instructed the officers under my command to parallel the
march, as they marched on North Avenue, on 11th Street,
east on West North Avenue, from 11th Street.
Mr. Jacobson: Will you read his answer back?
(Answer read back.)
By Mr. Lauerman:
Q. While you were watching the marchers, can you state,
whether or not you had occasion to see Inspector Ullius?
A. Yes, I did.
Sgt. Frank Miller—for Plaintiff—Direct
82a
Q. What if anything, did you observe him do? A. In
spector Ullius was walking on the road, east with the march,
on West North Avenue, and he was at the very beginning
of the march, I myself was practically at his [35] side, also at
the head of the march.
Q. What happened as you were walking? A. Inspector
Ullius had read off the Mayor’s proclamation to the march
ers informing them of the violation of the proclamation,
and when we reached 10th Street, Inspector Ullius again
read off the proclamation to the marchers.
Mr. Jacobson: I am going to object to the answer,
and the question, as being immaterial to the resist
ing arrest, I ’d like to he heard on the objection at
this point Your Honor.
Mr. Lauerman: Perhaps we could go in there.
Mr. Jacobson: I ’d gladly have the argument in
front here, whatever the Court wishes.
The Court: What is your objection, then I will
rule on it.
Mr. Jacobson: The objection Your Honor, is that
any testimony as to what occurred in response to
what Inspector Ullius did in regard to the marchers
is immaterial to what the defendant is charged with,
the only thing that is material is what the Sergeant
did, in respect to the defendant, and on what basis,
and what authority.
The Court: On the other hand, the Inspector, I
believe, testified this man was a subordinate of his,
and acting under his authority, for that reason I
think it is material, and I will overrule your objec
tion.
Sgt. Frank Miller—for Plaintiff—Direct
83a
Sgt. Frank Miller—for Plaintiff—Direct
[36] By Mr. Lauerman:
Q. Sgt. Miller, after you had heard Inspector Ullius
read the proclamation to these marchers, for the second
time, what happened, what did you observe? A. At this
time the marchers, were marching, they had their arms
locked, marching approximately three to four abreast, they
were marching very slowly.
Mr. Jacobson: I am going to object to the ques
tion and answer, on the basis of immateriality, as
well as it is highly prejudicial that any testimony of
this nature, being put in the record, as far as this
defendant is concerned, and what he is charged with.
The Court: It might possibly apply, it is a pre
liminary question, so I will overrule the objection,
let the answer stand.
By Mr. Lauerman:
Q. You then followed these marchers to the ten hundred
block of West North Avenue, what happened then, if any
thing? A. After Inspector Ullius read off the proclama
tion for the last time, he instructed me to stop the march,
and make arrests.
Q. What did you do? A. I turned my attention to the
officers under my command, and I instructed them to stop
the march, and make arrests.
Q. What did you observe then? [37] A. Patrolman A r
mando Brazzoni, was instructed to arrest Father Groppi.
Mr. Jacobson: Just a minute, that is not respon
sive.
The Court: Overruled, he said what he observed,
I will let that answer stand.
84a
The Witness: I accompanied him, Brazzoni to
Father Groppi’s side, and Father Groppi was placed
under arrest, Officer Richard Dembrowski also
joined us there, and we proceeded to walk him to a
wagon, which was parked in mid-block between 9th
and 10th on West North Avenue, the wagon—
Mr. Jacobson: That is enough officer, make your
answers more responsive, in a question and answer
form, no narratives.
By Mr. Lauerman:
Q. I will just back up a little bit Sergeant, you said that
you and Officer Brazzoni, went to Father Groppi, and placed
him under arrest? A. Yes, sir.
Q. Who placed Father Groppi under arrest? A. Patrol
man Brazzoni.
Q. Were you with Patrolman Brazzoni when he did so?
A. Yes, sir.
Q. Was Father Groppi right there too? [38] A. Yes, sir.
Q. What did Officer Brazzoni placed Father Groppi un
der arrest for? A. Violation of the Mayor’s Proclama
tion.
Mr. Lauerman: State renews its motion to have
State’s Exhibit 1 for identification entered into evi
dence, as State’s Exhibit 1.
Mr. Jacobson: Objection, same grounds, not ma
terial.
The Court: State’s Exhibit 1 marked for identi
fication will be received into evidence as State’s Ex
hibit Number 1, pursuant to my ruling that I would
reserve it, until such time it was material.
Sgt. Frank Miller—for Plaintiff—Direct
85a
By Mr. Lauerman:
Q. Sgt. Miller, you testified—
Mr. Jacobson: At this point, I would like to place
one additional objection in the record. I think I ’d
better do it outside the presence of the jury, Your
Honor.
The Court: All right, jury will be excused.
(Jury excused.)
Mr. Jacobson: At this point Your Honor, the
defense again would renew its objection to the
quashing of the subpoena, of the Mayor of the City
of Milwaukee, now that the proclamation in fact
is in evidence, and has been accepted in evidence.
The need for the presence of [39] the Mayor to sub
stantiate that in fact emergency conditions existed in
the City of Milwaukee, in fact utilized this, in issu
ing his proclamation, becomes all the more material
to a proper defense of this case, and that the Court
quashed the subpoena of the Mayor, and not per
mitted Counsel to elicit testimony from the Mayor,
regarding the invoking of the emergency powers,
under Statutes and ordinances of the City of Mil
waukee, in the form of the proclamation. At this
point the defense would like the record to clearly
indicate, again, there is an objection.
The Court: All right, as I said, State’s Exhibit
Number 1, marked for identification, being a certified
copy of the Mayor’s proclamation, under the law,
can be received into evidence as an official document.
Secondly, the motion to dismiss, that was filed on
behalf of the defendant, which I ruled on today, on
the grounds that the Mayor’s proclamation was un-
Sgt. Frank Miller—for Plaintiff—Direct
86a
constitutional, has been withdrawn, so therefore,
we have nothing to rule on, the constitutionality, or
unconstitutionality of the Mayor’s proclamation on
August 30th. So therefore on that basis of those
two, on the basis of those two reasons, I received
that, State’s Exhibit 1, State’s Exhibit Number 1
into evidence, and that’s another reason why the
subpoena the requesting of the subpoena was
quashed, there is no [40] necessity for it, because the
Mayor’s proclamation is an official document, and
as so, the reasons for the Mayor’s proclamation,
and the reason behind it, would be immaterial to
the issue in this particular case, but your objection
is noted for the record, and all your prior objec
tions thereto also.
(Jury present.)
By Mr. Lauerman:
Q. Sgt. Miller, after Father Groppi was placed under
arrest, what happened? A. We started walking Father
Groppi to the wagon, which was parked mid-block between
9th and 10th Streets on West North Avenue—
Mr. Jacobson: That’s enough of who helped him,
at this point, so I don’t have to interrupt the witness
when he is testifying, I think we established we were
going to object to any narrative, on the part of this
witness, we would like the response in a form of
question and answer.
The Court: Question and answer, give a direct
answer, what you saw, and don’t draw any conclu
sions, what you saw, what you heard, what the de
fendant did, if anything.
Sgt. Frank Miller—for Plaintiff—Direct
87a
Sgt. Frank Miller—for Plaintiff—Direct
By Mr. Lauerman:
[41] Q. Who helped you direct Father Groppi toward the
wagon? A. Patrolman Brazzoni, and Patrolman Dem-
bowski.
Q. Did something happen on your way to the wagon?
A. Yes.
Q. What was that? A. Several members of the Youth
Council, came up to us, and started tugging at Father
Groppi, trying to pull him away from us.
Q. What did you do? A. Officer Dembowski was sep
arated from us, and was making an arrest of one of the
Youth Council members.
Mr. Jacobson: Objection, it is not responsive.
The Court: The question is what did you do.
By Mr. Lauerman:
Q. What did you do? A. I am sorry. I directed him,
Patrolman Dembowski to try to have the Youth Council
members stop from interfering.
Q. And then what happened? A. Officer Dembowski did
just that, and at this time, Father Groppi was still in our
custody, Patrolman Brazzoni and myself.
Q. Now what if anything, did Father Groppi do at this
time? A. At this very time, he went limp.
Q. Could you explain, what you mean by that? A. Yes,
he became limp in body, and sat in the street.
[42] Q. So then what did you do? A. I called for another
officer, this was Officer Wilfred Buchanan, to assist Patrol
man Brazzoni and myself in picking up Father Groppi,
and—
Mr. Jacobson: I am going to object Your Honor,
to this answer of Sgt. Miller, as being not responsive
to the question.
88a
The Court: I think that was responsive to an ex
tent, where I will overrule the objection. Reframe
a new question.
By Mr. Lauerman:
Q. So Officer— Officer Buchanan came to help you and
Officer Brazzoni? A. Yes, sir.
Q. And what did the three of you do? A. Patrolman
Brazzoni picked up Father Groppi by the upper part of his
body, by the shoulders, I picked up his right leg, Officer
Buchanan picked up his left leg, we then started
Mr. Jacobson: That’s enough. Objection Your
Honor, not responsive.
The Court: The question was what the three of
you did, I will overrule the objection.
By Mr. Lauerman:
Q. So the three of you picked up Father Groppi, then
what did [43] the three of you do? A. We started carrying
him towards the wagon.
Q. How far was the wagon from this point? A. Ap
proximately 100, to 125 feet.
Q. And did the three of you carry him all the way to
the wagon? A. Yes, we did.
Q. As you neared the wagon, what if anything happened?
A. As we came toward the rear of the wagon, the doors
were opened, there were— the wagon was almost full from
other—
Sgt. Frank Miller—for Plaintiff—Direct
Mr. Jacobson: This is not responsive, Your Honor.
The Court: Just what happened?
The Witness: We attempted to place him in the
wagon.
89a
The Court: All right, then what happened?
The Witness: As we were easing him in the wagon,
Father Groppi suddenly became violent—
Mr. Jacobson: Just a minute, I am going to ob
ject—
The Court: Just what did he do, physically?
Mr. Jacobson: I am asking that word, violent, be
stricken from the record, that the witness be admon
ished, I don’t want those kind of descriptions placed
in evidence, in front of this jury, this Sergeant
knows how to testify.
The Court: I f the jury wants to attach any [44]
significance to this, if you do, you do, if you don’t you
don’t.
Mr. Jacobson: That word violent, is obviously a
prejudicial word, it is immaterial, the officer cannot
testify in that manner, and he knows better than to
testify in that manner, he can testify to the facts,
to what occurred, but the conclusions is for the jury
to decide, I don’t want this Sergeant using language
of this nature, he has testified before.
The Court: Same ruling, if you want to attach
any significance fine, if you don’t, you don’t, just
weigh all these things, anything you think is mate
rial, but if you don’t think it is material, then dis
regard it. Officer tell us physically what he did, and
what did you do.
By Mr. Lauerman:
Q. What did you observe Father Groppi do? A. He
kicked out with his left leg at Officer Buchanan, catching
him in the chest, and he hollered out, “ let go of my leg you
fuckinn’ son-of-a-bitch—
Sgt. Frank Miller—for Plaintiff—Direct
90a
Mr. Jacobson: I am going to object to the lan
guage that Father Groppi was supposed to have
used, as being immaterial to the offense of resist
ing an officer, and the language of course, would be
outside the province of that charge.
[45] The Court: I will overrule the objection, just
exactly what was heard, what was said, that is all
for the jury to weigh one way or the other, so I
will overrule the objection.
By Mr. Lauerman:
Q. After he stated this, what happened? A. At this
time, Officer Buchanan was on the ground, Patrolman
Brazzoni and myself were able to put Father Groppi in
the wagon, and just before the wagon doors were closed,
he called me a fuckin’ son-of-a-bitch—
Mr. Jacobson: Your Honor, I think that is out
side of the scope of this charge, and certainly it
isn’t material, that is set forth in what the Court
read to the jury earlier, we object to that testimony,
and ask that it be stricken.
The Court: I will overrule the objection, the
answer will be sustained as responsive.
By Mr. Lauerman:
Q. After Father Groppi was placed in the wagon, what
did you do? A. I ordered the doors closed, and ordered
the wagon to convey the people to the station.
Q. Did the wagen then leave? A. Yes.
Q. Did you stay on the scene? A. I stayed on the
scene, on North Avenue.
Sgt. Frank Miller—for Plaintiff—Direct
Mr. Lauerman: That’s all.
91a
Sgt. Frank Miller—for Plaintiff—Cross
[46] By Mr. Lauerman:
Q. These address that you have been referring to, and
the address where Father Groppi was placed in the patrol
wagon, are those in the City and County of Milwaukee,
State of Wisconsin? A. Yes, sir.
Mr. Lauerman: That’s all.
Cross Examination by Mr. Jacobson:
Q. Sgt. Miller, were there quite a few people around
Father Groppi at the time you were trying to place him
in the patrol wagon? A. There were people in the wagon,
a lot of people in the wagon.
Q. What about outside of the wagon? A. There were
officers on the street.
Q. Were there newsmen on the street? A. I believe
there were.
Q. Photographers? A. I can’t answer that truthfully.
Q. Were there other persons that had taken part in the
march in the area? A. There might have been.
Q. Well, were there, or weren’t there? A. I f you were
referring to newsmen, there were newsmen.
[47] Q .I asked if there were other marchers in the area, at
the time you made the arrest o f Father Groppi? A. Oh,
yes.
Q. And when Father Groppi said, at the time that he
was supposed to have kicked Officer Buchanan in the chest
with his left leg, you fuckin’ son-of-a-bitch, I want your
number, does that—were those words uttered with some
degree of force? A. Yes, they were.
Q. Pretty loud, right? A. Loud enough for me to hear
it.
Q. Well, you were right there weren’t you? A. Yes.
92a
Q. So what I am talking about is loudness, did he shout
that out? A. I can’t say whether it was shouted out.
Q. The situation that you described, would it be fair to
say that Father Groppi was quite excited at the time he
was being placed in the wagon ?
Mr. Lauerman: I would object, that it would call
an opinion and conclusion on the part of the witness.
The Court: Can you answer that?
The Witness: He was very, very, calm.
The Court: Just answer the question, was he [48]
excited ?
The Witness: At this time, minute, yes.
By Mr. Jacobson:
Q. So he didn’t whisper that? A. No, he didn’t.
Q. Was he talking in a normal conversational voice, do
you recall that? A. No, it was above normal.
Q. So there was some amplification at this particular
place, he uttered that with some amplification, is that right!
A. Others could hear that besides myself, yes.
Q. Could have heard it? A. Sure.
Q. And you don’t really know if there were others in the
vicinity, besides yourself that saw this arrest take place,
do you? A. No.
Q. Now, you say that Officer Buchanan, had Father Grop-
pi’s left leg, is that right? A. Yes, he did.
Q. And you say, you had his right leg ? A. Right, right
leg.
Q. And Officer Brazzoni was holding the upper part of
his body, under his arms? A. Yes.
[49] Q. You say as you attempted to place Father Groppi
in the wagon, he struck out with his left leg, and caught Offi
cer Buchanan in the chest? A. That’s right.
Sgt. Frank Miller—for Plaintiff—Cross
93 a
Q. Do you know whether or not Officer Buchanan was
gouging Father Groppi’s ankle, with his left thumb? A. I
do not know that.
Q. You don’t know what might have caused Father
Groppi to strike out with his left leg, do you? A. No, I
don’t.
Q. All you know, is that it went out? A. That’s right.
Q. Now, you were the arresting officer for the resisting
charge, is that correct? A. No.
Q. Brazzoni is the arresting officer? A. Brazzoni made
the initial arrest of the violation of the Mayor’s proclama
tion.
Q. I am talking about the resisting? A. It was Wilfred
Buchanan, and Officer Brazzoni.
Q. You are not a complainant in this case, are you? A.
No.
Q. Were your officers all equipped that evening in ques
tion, with riot sticks? A. Yes, they were.
[50] Q. Did you have rifles that night. A. We might have
had them with us, I don’t— do not recall on the scene there,
we might have had them with us, I don’t recall.
Q. Did you have your gas masks that night? A. Are
you referring with us at the march, no.
Q. Did you have riot helmets? A. Yes.
Q. Did you have tear gas with you? A. No.
Q. When you broke up the march, did you administer
your night stick on any of the marchers?
Mr. Lauerman: I object, what you’re asking is
immaterial.
The Court: I will overrule, you may answer that.
The Witness: You were asking whether I had a
night stick, no.
Sgt. Frank Miller—for Plaintiff—Cross
94a
Richard Dembowshi—for Plaintiff—Direct
By Mr. Jacobson:
Q. Some other— some of the other officers did? A. Yes.
Q. They were using them, weren’t they?
Mr. Lauerman: I object, that is immaterial.
The Court: Overruled, you may answer that.
The Witness: I don’t know whether they were
using them or not.
By Mr. Jacobson :
[51] Q. You didn’t see them ? A. No, I was not watching
them.
Q. What were you doing? A. What was I doing?
Q. You were on the scene, weren’t you? A. Yes.
Q. Were you just watching Father Groppi, or— A. No,
I was supervising the scene.
Q. The whole scene? A. Yes.
Mr. Jacobson: That’s all.
The Court: You are excused.
R ic h a r d D e m b o w s k i , called as a witness on behalf of
the State of Wisconsin, being first duly sworn, on oath
testified as follows:
Direct Examination by Mr. Lauerman:
Q. Would you state your name please? A. Richard Dem
bowski.
Q. What is your occupation sir? A. Police Officer.
Q. For the City of Milwaukee Police Department? A.
Yes.
Q. How long have you been so employed? A. Nine
years.
95a
[52] Q. Were you so employed on August 31st, 1967 ? A. I
was.
Q. What were your hours of duty on that date, sir? A.
From 4 p.m. to 4 a.m. in the morning.
Q. Do you remember where you were at approximately
7 p.m. on that date? A. At 7 p.m. I was abreast of the
marchers, going south on 12th Street, in a marked police
squad car.
Q. Did you see the defendant, Father James Groppi on
that evening? A. I did.
Q. Did you happen to see him while in the company of
Patrolman Brazzoni, and Sgt. Miller ? A. I did.
Q. And what happened when you saw him in the com
pany of Sgt. Miller and Officer Brazzoni? A. I assisted
Sgt. Frank Miller and Patrolman Brazzoni in making the
arrest of Father Groppi.
Q. And after Father Groppi was placed under arrest—
Mr. Jacobson: Just a minute, that could be a little
misleading, what he was being arrested for at that
particular time.
By Mr. Lauerman:
Q. Do you remember what he was being arrested for at
that particular time? [53] A. Yes, sir.
Q. What was that? A. That was for the violation of
the Mayor’s proclamation.
Q. What did you do after Father Groppi was arrested?
A. I took Father Groppi by his left arm, and began escort
ing him from the parade route.
Q. Where were you escorting him to? A. I was going
to escort him to the paddy wagon, or patrol wagon.
Q. On your way to the patrol wagon, what if anything,
Sgt. Frank Miller—for Plaintiff—Cross
96a
happened? A. A group of Commandoes tried to take
Father Groppi away from us.
Q. So what did you do? A. I was instructed by Sgt.
Frank Miller, that he would take care of Father Groppi,
and I was to try to keep the other people away from the
Priest.
Q. So what did you do?
Mr. Jacobson: That all becomes immaterial after
that, I would object to any more testimony of what
Officer DemboAvski did, unless he was with Father
Groppi.
The Court: I aauI I overrule the objection.
By Mr. Lauerman:
Q. So what did you do? A. After Sgt. Frank Miller,
and Patrolman Brazzoni took Father Groppi, I tried to push
the marchers, or keep them away [54] from Father Groppi.
Q. And did you further accompany Father Groppi to the
patrol wagon? A. I did not.
Q. You stayed behind? A. Yes, I was there at the ini
tial place of arrest.
Q. Did you stay in the area where the Commandoes had
come over? A. Yes.
Q. All right, did you, at any time, go to the rear of the
paddy wagon ? A. I did not.
Q. You don’t know anything, about what happened, as
far as Officer Buchanan and Father Groppi, at the rear of
the wagon, do you? A. No.
Mr. Jacobson: I object to \\diat the Officer has
testified to, from the time he left Father Groppi,
and ask that it be stricken as being immaterial as
to the charge in question.
Sgt. Frank Miller—for Plaintiff—Cross
97a
The Court: Overruled, it might be the res gestae,
if the jury wants to attach any significance do so,
if the members of the jury find they don’t want to
attach any significance to it, don’t. Is that all of
this witness'?
[55] Mr. Jacobson: I have no questions.
The Court: You’re excused.
Armando Brazzoni—for Plaintiff—Direct
A rmando Brazzoni, called as a witness on behalf of the
State of Wisconsin, being first duly sworn, on oath testi
fied as follows:
Direct Examination by Mr. Lauerman:
Q. Would you please state your name? A. My name is
Armando Brazzoni.
Q. What is your occupation, sir? A. Patrolman, with
the Milwaukee Police Department.
Q. How long have you been so employed? A. Five
years.
Q. So you were employed as a police officer for the Mil
waukee Police Department on August 31st, 1967, is that
correct? A. That is correct.
Q. Do you remember what your hours of duty were, on
August 31st, 1967? A. Yes, it was 4 p.m. to 4 a.m.
Q. Do you remember where you were at approximately
7 p.m. on that date? A. Approximately 7 p.m., oh, in the
vicinity of the 1100 block of West North Avenue.
Q. What were you doing at that place, on that date?
A. At that time, we were parallel on the street, going east,
[56] next to the march that was being conducted.
Q. Did you have occasion to see Father Grroppi, ivhile you
you were in the presence of Sgt. Frank Miller, on that day?
98a
A. Yes, I was along side of Father Groppi, about three
feet to his right.
Q. What did you do! A. At this time I walked along
side of him, and when we reached the 900 block of West
North Avenue, we were instructed, or I was instructed by
Sgt. Miller, to make any arrests, if necessary, for the vio
lation of the Mayor’s proclamation.
Q. Where was Father Groppi, at this time? A. Father
Groppi was to my left.
Q. How far? A. About three feet.
Q. So what did you do? A. When the order came
through to make the arrests, I reached over and grabbed
Father Groppi with my left hand, and grabbed him around
the right shoulder and collar.
Q. What did you say to him, if anything? A. I said to
Father Groppi, you’re under arrest for the violation of the
Mayor’s proclamation.
Q. Then what did you do? A. I then started to take
him to the middle of the intersection, but at this time, there
was several Youth Council members [57] that had Father
Groppi around his arm, attempting to pull him away from
me, I instructed Father Groppi to tell the Youth Council
members to leave him go, and that he will not be hurt.
Q. What happened then? A. One of them, one of the
Youth Council members continued to grab him, I then
placed him under arrest also.
Q. Then what did you do? A. Then Sgt. Miller and
Richard Dembowski came to my assistance, we then started
to take Father Groppi to a patrol wagon.
Q. What if anything happened while you were going to
the patrol wagon, with Father Groppi? A. In the middle
of the intersection, I ’d say approximately about 100 feet
away from the wagon, Father Groppi went limp, he fell to
Armando Brazzoni—for Plaintiff—Direct
99a
the city street, and he sat on the pavement, he refused to
be taken to the wagon.
Q. So what did you do? A. I then immediately grabbed
him, continuing to grab him, to lift him up, at this time
I had a shot gun in my hand, and there were other Youth
Council members, Commandoes who were attempting to
pull him away from us.
Q. Were you able to get ahold of Father Groppi? A.
Yes, after I had given my shot gun to another officer.
Q. How did you grab him? A. In fact, I had him at sev
eral different positions, and with [58] him kicking his feet
in a motion, like pedaling a bicycle, pumping his feet back
and forth—
Mr. Jackson: I don’t like to interfere with the
Officer’s testimony, but these are self-serving state
ments, and we would ask to have their answers be
more responsive to the questions being put to them.
The Court: Well, I think that was responsive.
Mr. Jacobson: The latter part of the answer isn’t
responsive.
The Court: I think it is responsive. Frame a new
question.
By Mr. Lauerman:
Q. At that time, when you tried to grab him, what did
you observe Father Groppi doing? A. He was kicking his
feet, as if to pedal a bicycle, a motion back and forth.
Q. Who, if anyone, from the Police Department came to
your aid? A. As I recall, it, at that time I now recollect—
Mr. Jacobson: I object to the form of the ques
tion Your Honor, I think that would be objectionable.
Armando Brazzoni—for Plaintiff—Direct
100a
The Court: Just answer directly, who came to
your aid at that time.
The Witness: At that time, I know of Sgt. Miller
was at that spot, that I know of.
[59] By Mr. Lauerman:
Q. What did Sgt. Miller do? A. Sgt. Miller then
grabbed him, I believe it was the right leg.
Q. Do you know what happened to Father Groppi’s left
leg? A. It was being held by another officer, at that time
I didn’t know who the officer was.
Q. And then, what did you, and Sgt. Miller, and the other
officer do? A. We continued to—we picked him up, and
carried him to the wagon at this time.
Q. You say you picked him up, and carried him to the
wagon, could you explain whether you walked in front of
Father Groppi and the other officers, or whether you were
carrying up the rear, or just how was he being carried?
A. Well, I was, I had one arm underneath Father Groppi
and another one around his back, carrying him to that
effect, and I believe I was facing toward the wagon.
Q. I see, your back was then to Father Groppi, and the
other officers? A. That is correct.
Q. And you carried him in this manner to the wagon?
A. That is right.
Q. Now as you approached the wagon, or as you got to
the rear of the wagon, what did you do? [60] A. Well, I kept
losing my grip, because of the moving motion, and finally—
Mr. Jacobson: I am going to object to that, actu
ally what he did, and that will be all we need.
The Court: He was moving in a motion. Frame
a new question.
Armando Brazzoni—for Plaintiff—Direct
101a
Armando Brazzoni—for Plaintiff—Direct
By Mr. Lauerman:
Q. You testified that you kept, you kept losing your grip?
A. That is correct.
Q. That would be the grip you had on Father Groppi?
A. That is correct.
Q. And would this be while you were taking him to the
wagon? A. That is correct.
Q. And why did you keep losing your grip ? A. Because
his feet was in a moving motion, kicking them back and
forth as if to be pedaling a bicycle or kicking—
Q. But at any rate, you did get to the rear of the wagon
with Father Groppi? A. That is correct.
Q. As you got to the rear of the wagon, what did you
do ? A. The door was open, and I pushed him up into the
wagon, there was a jerk all of a sudden, I don’t know what
caused the jerk, the kicking of feet, a real fast kick—
Mr. Jacobson: Just a minute, I move that be
stricken Your Honor, he has testified to what he
doesn’t [61] know.
The Court: He is telling us what caused it.
Mr. Jacobson: So anything else is in terms of
speculation on his part.
The Court: He is being honest, the jury can weigh
if there was a jerk.
By Mr. Lauerman:
Q. There was a jerk, could you describe what you mean
by a jerk? A. Just like this, in other words, fast move
ment.
Mr. Lauerman: Let the record indicate, the wit
ness just then, twisted his body with his arms di
102a
rectly in front of him, to indicate his body was
twisting.
By Mr. Lauerman:
Q. Now you say—when you just made that motion for
the jury, what are you describing? A. I am describing
as if to make like a fast shove with the feet, or a push
with the feet.
Q. Were you describing—when you made this movement
in Court just then, were you describing the motion of some
body’s body? A. That is correct.
Q. Whose body was that? A. Father James Groppi.
Q. All right, after Father Groppi made that motion,
what did [62] you do, or what did you see?
Mr. Jacobson: I am going to object to the form
of the question Your Honor, I don’t know what kind
of motion he is talking about.
The Court: You heard my ruling, it is for the
jury to weigh. Next question.
Mr. Jacobson: It is assuming some facts, he is—
By Mr. Lauerman:
Q. I will rephrase the question, after Father Groppi made
the motion that you demonstrated in open Court, what did
you do? A. Well at that time he was slipping out of my
grip, I quickly regrabbed him, and pushed him into the
wagon, and at this time, he stated, I want that man’s badge
number, and I placed him into the wagon further, and he
says, I want that man’s badge number, that fuckin’ son-of-a-
bitch.
Q. After he stated this, what did you do? A. This—at
this time, that was it, someone had grabbed me and pulled
Armando Brazzoni—for Plaintiff—Direct
103a
me away for a moment, the doors were closed and I was
instructed by Sgt. Miller to get on the wagon, and go
right into the station with him, at this time.
Q. So you accompanied the wagon? A. I accompanied
the wagon, on the rim, on the outside of the wagon to the
back.
Q. Now as you were placing Father Groppi into the
wagon [63] just prior to him making the movement that you
demonstrated for us— A. Yes.
Q. Was your back turned, was your back—were you fac
ing the back of the wagon? A. I was facing the back of
the wagon.
Q. So you couldn’t see what was happening behind you?
A. No.
Q. Did you subsequently, after Father Groppi was placed
in the wagon, have occasion to see Officer Buchanan? A.
I did not see Officer Buchanan, until the next morning.
By Mr. Lauerman: That’s all.
Mr. Jacobson: Your Honor, we are asking that
the entire testimony of this officer be stricken, that
clearly, quite clearly what he has testified to was
set out in the complaint that was read to the jury.
It is constituting resisting arrest charge, he didn’t
see anything at all. We are going to ask that all
the testimony be stricken as immaterial and not rele
vant with which Father Groppi is before the jury
today.
The Court: Objection overruled.
Cross Examination by Mr. Jacobson:
Q. Now, Officer Brazzoni, you say that— do you even
know if Buchanan was one of the officers that was ac
Armando Brazzoni—for Plaintiff—Cross
104a
companying [64] Father Groppi to the patrol wagon? A. I
did not know, no.
Q. At the time that you approached the patrol wagon,
you say you had your arms around Father Groppi’s under
portion of his body? A. That’s right.
Q. Would you have been facing the two police officers
that were holding onto Father Groppi’s legs? A. My back
would be to them.
Q. In other words, Father Groppi’s upper portion of his
body would have been in front of you, in terms of the
direction that you were facing, is that correct? A. Well,
his face would be this way.
Mr. Jacobson: Just to be clear, I think what I
will have you do is, just put your arms around me,
as if I was Father Groppi, so we can clearly see in
which direction, so the jury doesn’t have any prob
lem seeing what position you were carrying Father
Groppi to the paddy wagon. Now, I want the record
to show that Father Groppi would have been in a—
your left arm would have been locked around Father
Groppi’s left arm, and your right arm would be
holding him in the small of his back, clutching his
clothing?
The Witness: Yes.
By Mr. Jacobson:
[65] Q. He would—would have been in a horizontal posi
tion, with two officers, one on each of his legs? A. Eight.
Q. And the—your back would have been toward the other
police officers, is that correct? A. Yes.
Q. All right, do you know whether the police officers had
their backs to your— Patrolman Brazzoni, whether you
Armando Braszoni—for Plaintiff—Cross
105a
know, whether the police officers that were on Father
Groppi’s legs, had their backs to your back? A. I f they
had their backs to my back?
Q. That’s right. A. No, they were facing my back.
Q. In other words, then all three of you were backing
Father Groppi—were you walking in—were you walking—
were you the lead man? A. That’s correct, I was walking
in the same position of the others.
Q. But you were going forward? A. Correct.
Q. Well then, when you got to the paddy wagon that was
opened did you attempt to put Father Groppi in, head
first? A. Back first.
Q. Your back is that what your talking about? A.
Father Groppi’s back.
Q. That’s right, but you would have been— [66] A. Facing
the wagon.
Q. That’s right, you would have attempted to put his
head— A. His head back—
Q. In first? A. His back portion to the wagon first.
Q. All right, now you say at the time that you pushed
Father Groppi into the wagon, then head back portion first,
you said you felt a jerk, a fast movement, is that right?
A. Correct.
Q. You didn’t—you didn’t see what happened did you?
A. No, I didn’t.
Q. In other words, anything that your describing as to
what occurred at that moment, is just your way of trying
to describe the feeling of the jerking motion, correct? A.
Jerking motion, and that his feet was kicking, as I stated
before.
Q. You don’t know whether his feet were kicking? A. I
know his feet were kicking, I saw the movement.
Armando Brazzoni—for Plaintiff—Cross
106a
Q. All right, there was an officer on each leg! A. That
is correct.
Q. That would have been more or less the officers carry
ing him along with you, carrying him into the paddy wagon!
A. Not with that kind of a reaction.
Q. Well, had you felt any of these jerks, this one jerk
you described! [67] A. There had been several jerks, from
the time we picked him up, until the time he was in the
wagon, he was continuously moving his feet.
Q. You of your own knowledge, don’t know if any
officer was struck by Father Groppi’s foot or anything!
A. At that time, I did not know, no.
Q. You didn’t observe anything at all! A. I did not
observe anything, I was pulled away to the side, I don’t
know if it was by another officer or what.
Q. So you just don’t know! A. Yes.
Q. The testimony that you read, that you made in the
record, is that, as you, as you felt this jerk, then shortly
there after, you heard Father Groppi say, I want that
man’t badge number! A. Correct.
Q. And then he again said that, I want that man’s badge
number, and then you said with some force and some
dramatics, that fuckin’ son-of-a-bitch, is that correct! A.
Correct.
Q. I assume, that the latter part of what you testified to
what Father Groppi said, he said with the same kind of
force and volume and emphasis, that you stated to the
jury! A. Definitely.
Q. And there were quite a few people in the vicinity of
that [68] paddy wagon, were there not! A. Quite a few
other officers.
Q. Some newsmen! A. I don’t know if there were news
Armando Brazzoni—for Plaintiff—Cross
men.
107a
Q. There might have been? A. Might have been, cor
rect.
Q. I f Father Groppi said, said with a volume that you
indicated, it would have carried for some distance, isn’t
that right? A. I believe so, definitely.
Q. And there is no question in your mind that he might
have whispered this, or anything of that nature? A. No,
he did not.
Q. With quite a volume that he let loose? A. Right.
Q. That—that’s all you heard him say, by the way, isn’t
it? A. Yes.
Q. He didn’t say anything else, did he? A. Not that I
recall.
Q. You’re sure about that? A. Not that I recall.
Q. You were right there weren’t you? A. Yes.
Q. I mean, if he would have continued to— A. What’s
that?
[69] Q. I f he would have continued to swear? A. Yes.
Q. You would remember that wouldn’t you? A. Yes.
Q. And he didn’t swear again, did he, that was the only
time? A. No, he used it twice.
Q. He used it twice? A. Correct.
Q. What did he say, tell me exactly what he said? A.
Once as we were putting him in the wagon, he stated, I
want that man’s badge number.
Q. There is no swearing involved in there? A. Yes, he
stated that twice.
Q. You just said that, I want that man’s badge number?
A. That’s right, stated it twice.
Q. There is no swearing involved? A. Yes.
Q. There is swearing involved there? A. Yes.
Q. All right, then you say, he said, that fuckin’ son-of-a-
bitch? A. Correct.
Armando Brazzoni—for Plaintiff—Cross
108a
Q. That is the third time? A. No, the second time he
swore, he swore twice, that is all he swore.
Q. Is it your testimony, that what Father Groppi said
was, [70] I want that badge, that man’s badge number, that
fuckin’ son-of-a-bitch, and then he said that precise thing
again? A. That is correct.
Q. Because you originally testified that first time, he
said, I want that man’s badge number, then repeated, I
want that man’s badge number, and then swore? A. No,
he repeated, I want that man’s badge number, and then he
stated, I want that man’s badge number, that fuckin’ son-
of-a-bitch, and we placed him in the wagon, then he said
fully, I want that man’s badge number, that fuckin’ son-of-a-
bitch.
Q. So he said it on several other occasions? A. Twice.
Q. And he said it with some volume? A. Yes, he did.
Q. All right, do you know who he was referring to? A.
No, I don’t, he—
Q. Now just answer my question, you don’t know who
he was referring to? A. No, I don’t.
Q. So now, when you were actually at the wagon itself,
when you were placing Father Groppi in the wagon, you
actually didn’t see anything did you? A. When I placed
Father Groppi—
Q. You really didn’t see anything, did you, in terms of
what [71] he was doing? A. No.
Q. You just felt the jerk? A. That is correct.
Q. That is the extent of what you actually saw at that
time and place? A. That is correct.
Armando Brazzoni—for Plaintiff—Cross
Mr. Jacobson: That’s all.
109a
Redirect Examination by Mr. Lauerman :
Q. In the back of the patrol wagon, was there much
commotion? A. Oh, definitely there was, on the way into
the wagon.
Mr. Jacobson: We are going to object to anything
other than the answer to the question.
By Mr. Lauerman:
Q. As Father Groppi was being placed in? A. Oh sure,
there was heckling of the police, the brutality, honkies,
white honkies—
Mr. Jacobson: This is objectionable as being not
in response to the question that was asked, certainly
it isn’t material to the charge that Father Groppi is
before this jury on.
The Court: Well, at that time and place, there
was a certain amount of commotion, let the jury
weigh it one way or the other, if you feel it has
significance all right, if you don’t, you don’t have to
attach any.
[72] By Mr. Lauerman:
Q. A lot of commotion?
The Court: Yes, or no.
The W itness: Yes.
By Mr. Lauerman :
Q. Would you say there was a lot of noise? A. Well
yes, there would have been noise.
Armando Brazzoni—for Plaintiff—Redirect
110a
Armando Brazzoni—for Plaintiff—Recross
Wilfred Buchanan—for Plaintiff—Direct
Mr. Lauerman: That’s all.
Recross Examination by Mr. Jacobson:
Q. Officer, do you know on what charge Father Groppi
is before this jury? A. Do I know the charge?
Q. Yes, if there was a lot of noise at that time and place,
when you were placing Father Groppi under arrest, was
it—
Mr. Lauerman: I will object.
Mr. Jacobson: We will withdraw that question.
We have no more questions.
The Court: You’re excused.
Officer W ilfred B uchanan, called as a witness on be
half of the State of Wisconsin, being first duly sworn, on
oath testified as follow s:
Direct Examination by Mr. Lauerman:
Q. Would you please state your name? [73] A. Wilfred
Buchanan.
Q. What is your occupation sir? A. Police Officer, City
of Milwaukee.
Q. How long have you been so employed? A. Approxi
mately 15 years.
Q. So then you were a member of the Milwaukee Police
Department on August 31st, 1967 ? A. I was.
Q. Do you remember what your hours of work were on
that date? A. I had started at 8 a.m. on that morning,
and the time of going home was undecided, we didn’t know.
Q. Were you on duty at approximately 7 p.m. on that
date? A. I was.
Q. Where were you at that time? A. On 9th and North.
111a
Mr. Jacobson: Could you talk a little louder. ,
The Witness: 9th and North.
By Mr. Lauerman:
Q. Did you have occasion to see Father James Groppi,
while you were with Sgt. Miller on that date? A. Yes, I
did.
Mr. Jacobson: That assumes some facts in evi
dence that hasn’t been testified to, that he was with
Sgt. Miller, you want to establish that he testified
he was with—
Mr. Lauerman: But he hasn’t so—
[74] Mr. Jacobson: I will withdraw my objection.
By Mr. Lauerman :
Q. About what time was this ? A. About 7 :15, I was on
9th and North, I had went up to 10th where I met Sgt.
Frank Miller, and I -was behind Sgt. Miller, with some
other officers, walking east on North Avenue.
Q. Did you have occasion to approach Father Groppi?
A. I didn’t know who he was, I was approaching when
Sgt. Miller and another officer made an arrest, I was called
to for assistance.
Q. You were called to for assistance? A. Yes.
Q. What did you do ? A. I immediately ran over there,
and said to him, on my way over there, some other men
had been struggling, trying to pull the man away from the
officers.
Mr. Jacobson: I am going to object, unless it—
the officer saw that happen, then I ’d object to the
answer as not being responsive.
The Court: Did you see that happen?
Wilfred Buchanan—for Plaintiff—Direct
112a
The Witness: Yes.
The Court: He said yes.
By Mr. Lauerman:
Q. So you went over there? A. Yes.
[75] Q. What did you observe when you got there? A. One
officer got the men who was trying to struggle the prisoner
away from Sgt. Miller, and this other Officer, Brazzoni, he
got them away, and we started to carry—then I recognized
Father Groppi, after he had went limp.
Q. Did you see Father Groppi go limp? A. Yes.
Q. Is that when you first started carrying Father Grop
pi? A. That is.
Q. You grabbed his leg, what leg? A. His left leg.
Q. All right, and did you follow behind Officer Brazzoni?
A. Yes.
Q. In carrying Father Groppi? A. Yes.
Q. I see, you were facing the back of Officer Brazzoni?
A. Yes.
Q. And what, if anything, did you observe Father Grop
pi doing, as you carried him to the wagon? A. On the way
to the wagon, he was kicking his feet, not very violent,
but he was kicking them.
Q. Now what if anything happened, and what if any
thing did you do, as you got to the rear of the wagon? A.
I was trying to hold his leg, and I had my night stick in
my hand, as I was trying to hold on, I didn’t have a good
[76] hold on him, he kicked out very hard, kicked his leg
loose, and then he kicked me in the chest, knocking me on the
ground, on one knee.
Q. Now, just so we are clear Officer Buchanan, could you
please tell the jury, whether that man, who kicked you,
Wilfred Buchanan—for Plaintiff—Direct
113a
is present here in Court this afternoon? A. The man who
kicked me that night, is Father James Groppi.
Q. Is he present? A. He is.
Q. Could you identify him please? A. He is sitting in
the middle of the two gentlemen, at the defense table.
Mr. Lauerman: Sitting in the middle at the sec
ond table, let the record show, the witness identified
Father Groppi.
By Mr. Lauerman:
Q. After you were kicked and fell to one knee, what did
you observe happen? A. He was shouting at me, you
fuckin’ son-of-a-bitch, to the effect, I want your badge
number, which I didn’t have any badge on.
Q. But you were in uniform? A. I was in uniform.
Q. Were the other officers who carried Father Groppi to
the wagon, were they in uniform? [77] A. All the officers
were in uniform there.
Q. And after you heard him state these words, what did
you observe? A. He had repeated it again, the same
words, you fuckin’ son-of-a-bitch, I want your badge num
ber.
Q. Then what happened? A. Then he was put in the
wagon by then, and he was on his way.
Q. Did you subsequently receive medical treatment for
your injuries? A. Yes, I later, I went to Mount Sinai
Hospital, where I was treated for a bruise and a contu
sion on the chest.
Wilfred Buchanan—for Plaintiff—Direct
Mr. Lauerman: That’s all.
114a
Cross Examination by Mr. Jacobson:
Q. Why didn’t you have your badge numbers on that
night? A. We didn’t wear badges.
Q. Why not? A. Under orders from the Department.
Q. Why? A. I don’t question my superiors.
Q. Do you know why you—
Mr. Lauerman: Immaterial and argumentative.
By Mr. Jacobson:
Q. You answered you don’t know, is that correct? [78] A.
I don’t question my superiors, my personal opinion, it is a
dangerous weapon, it can be ripped off.
Q. Is that why you—
Mr. Lauerman: I will object, he anwered that
question.
Mr. Jacobson: I am asking why he wasn’t wear
ing that badge that night, if he—if that is the
reason, or if that is any speculation on his part.
The Court: I f you know.
The W itness: I don’t know.
Mr. Jacobson: All right, that is all I wanted to
know.
By Mr. Jacobson:
Q. In other words this was on orders of your superiors,
you weren’t supposed to wear—
Mr. Lauerman: Objection, repetitious.
The Court: He has answered that.
Wilfred Buchanan—for Plaintiff—Cross
1 1 5 a
Wilfred Buchanan—for Plaintiff—Cross
By Mr. Jacobson:
Q. You say you had your night stick in one hand, and
Father Groppi’s leg in the other hand, is that your testi
mony? A. No.
Q. What is your testimony, how were you carrying him
to the patrol wagon? A. I had the night stick in the hand,
and that hand was around Father Groppi’s leg, so was the
other one.
Q. You had the night stick as well as Father Groppi’s
leg? [79] A. That is correct.
Q. And you were holding on pretty tight were you, to
his leg? A. Apparently not tight enough.
Q. Apparently—I am not asking you for speculation,
whether you were holding tight, or whether you weren’t?
A. I had a firm grasp, but it was not that tight.
Q. Isn’t it a fact that you were actually digging your
thumb into his ankle as you were taking Father Groppi
in the wagon? A. No, sir.
Q. And when you were carrying Father Groppi into the
patrol wagon, was it, as you got to the patrol wagon, you
say the doors were opened? A. That’s right.
Q. And did the thrust toward placing Father Groppi
into the patrol wagon, commence before he kicked loose?
Do you understand my question? A. No, not clear.
Q. When you got to the patrol wagon, you were holding
his left leg, correct? A. Yes.
Q. And Sgt. Miller had his right leg? A. That is cor
rect.
Q. And Brazzoni was holding onto his upper portion of
his body? [80] A. Yes.
Q. In order to place him into the wagon, you would have
to thrust him in, isn’t that correct? A. Yes.
Q. Had that thrust commenced before Father Groppi
116a
had kicked his leg loose? A. No, not that I recall, it hap
pened so fast, I couldn’t say definitely.
Q. Would you—would you deny that the reason Father
Groppi kicked his leg loose, was the grip on his leg? A.
Certainly I would.
Q. What makes you so certain of that? A. I never dig
my nails into anybody, I don’t dig, I used my fingers for—
Q. You have testified that you had a firm grip on his
leg? A. Yes.
Q. How would you apply a firm grip, if you wouldn’t be
applying— A. An even hold, not just one finger, sir.
Q. You certainly understand that with the hold you had,
you could have applied pressure with your thumb, on his
leg, or on his ankle portion, isn’t that correct? A. I could
have hit him with a night stick too sir, but I didn’t.
Q. You don’t deny the grip that you had on his leg, or
ankle, [81] was of a nature—you did have your hand in fact,
on his ankle? A. Yes.
Q. You deny that? A. No, I don’t deny that.
Q. That was the grip you had? A. Yes.
Q. Now you indicated that he kicked his leg loose? A.
Yes.
Q. Then, did he then come down on his left leg? A.
A. When he kicked me with his left leg?
Q. After he kicked his left leg loose? A. He was still
suspended.
Q. That’s right? A. Yes.
Q. He never brought his leg completely down, his left
leg? A. No.
Q. In other words, while he was still in the air, the thrust
of his leg caught you in the chest? A. He pulled his leg
back to his body, and kicked that way, not football style.
Q. What? A. He pulled it to his body, and kicked down
ward, where I was.
Wilfred. Buchanan—for Plaintiff—Cross
117a
Q. In what position were you in, at that time ? [82] A. I was
facing—he was upright, facing in a supine position, I was
holding his leg toward the bottom of his foot.
Q. Well, would he have been perfectly horizontal, when
you approached his— A. Not perfectly horizontal, not
perfectly.
Q. His head would have been a little higher? A. That I
don’t know, I was concerned about getting him over there.
Q. You were holding his leg about hip height weren’t
you, isn’t that where you were resting his leg? A. Yes.
Q. And you say he kicked down at you? A. When I say
down, I mean from his body downward, and I would be at
the base of him, so it would be a movement like that, not
downward.
Q. What portion of your chest did he hit? A. The upper
part, right in here.
Q. About shoulder high? A. Yes, about right in here.
Q. You deny that this striking of his foot, what you
described as a kicking of you, was a result of any pressure
that you applied on his ankle as you— A. Yes, I deny
that.
Q. Now you testified that Father Groppi indicated that
when— strike that—who then placed Father Groppi in the
patrol [83] wagon, who placed him in the patrol wagon? A.
After I went down on my knee, I think the other two officers
put him in themselves, I lost my grip then.
Q. At that point, you say, you heard Father Groppi say,
you fuckin’ son-of-a-bitch I want your badge number? A.
Yes.
Q. And then he repeated that? A. Yes.
Q. And would you say that he said this, with some vol
ume? A. Yes.
Q. If there was—were there other persons in the vicinity?
A. Yes.
Wilfred Buchanan—for Plaintiff—Cross
118a
Q. Newsmen and photographers? A. I don’t know, I
wouldn’t—
Q. I f there were people in that vicinity, they would have
been able to—
Mr. Lauerman: I object, calls for a conclusion.
The Court: I f you know.
The Witness: I know of one newsman who was
behind us, when I was turned, he was laid out flat,
what happened to him, I don’t know.
By Mr. Jacobson:
Q. I think that really isn’t responsive to the question,
what I want to know is, whether or not other persons were
in the vicinity of the wagon, would they have been able to
[84] hear Father Groppi make this statement to you?
Mr. Lauerman: I would object, calls for an opin
ion.
The Court: I f you know.
The Witness: I couldn’t answer that.
By Mr. Jacobson -.
Q. Would you say that he did use some volume? A.
Yes, but there was volume coming out of the back of the
wagon also.
Q. There was some volume, but you had no trouble hear
ing Father Groppi say that? A. Definitely, not.
Q. Very clear? A. Yes.
Q. How far away from the back of the wagon, were you?
A. Oh, I would say maybe two feet.
Q. A couple feet? A. Yes.
Wilfred Buchanan—for Plaintiff—Cross
Mr. Jacobson: That’s all.
119a
Redirect Examination by Mr. Lauerman:
Q. If you know, what part of Father Groppi’s foot
struck your body? A. It would have been the entire foot
more or less.
Q. Just rather flat? [85] A. Yes.
Mr. Lauerman: All right, that’s all.
The Court: We will take a short recess.
(Court reconvened at 4:10 p.m., February 8th,
1968.)
(Jury present.)
Mr. Lauerman: Your Honor, the State rests, sub
ject to rebuttal.
The Court: All right, the State has presented its
case to you and has rested subject to rebuttal, to
morrow morning at 8:30 sharp, we will commence
and proceed with the trial, then the defense will put
in its case to you, then at the conclusion of that, af
ter listening to the testimony of the witnesses for
the State and the witnesses for the defense, then I
will read my instructions to the jury, and then from
the testimony on both sides, and the instructions I
give you, you will determine the innocence or guilt
of the defendant. So be here at 8:30 sharp, the de
fense will put in its case, and we will conclude this
trial.
Wilfred Buchanan—for Plaintiff—Redirect
Proceedings
February 9th, 1968.
Appearances: (Same as above noted).
120a
Motion to Dismiss
The Court: Before we call out the jury, the [86]
State has rested, are there any motions by either side?
Mr. Jacobson: If it please the Court, at this time,
the defense moves to dismiss the charge against
Father Groppi, on the basis that the State has not
proved beyond a reasonable doubt, that on August
31st, 1967, Father Groppi in fact resisted an officer,
pursuant to the elements required under Section
946.41, sub section 1. The charge against Father
Groppi as far as the resisting an officer offense,
indicates that Wilfred Buchanan personally observed
the defendant resist, Buchanan states when said de
fendant was being carried to a police wagon, after
being placed under arrest, defendant began kicking
his legs, striking said officer with his foot, and then
defendant stated to Buchanan a certain phrase. Now
as far as resisting arrest, the material offense, as
far as the actual resisting would be, the kicking of
the legs and striking the officer in the body with his
foot, any verbal statement that accompanied such
physical action, in of itself, the verbal statement
wouldn’t constitute a resisting an arrest. Therefore,
based on the witnesses that were called, the Inspec
tor who was the first witness, testified only regard
ing his giving certain— reading of the Mayor’s proc
lamation, he wasn’t at all present at the time Father
Groppi was placed in the patrol wagon by Buchanan,
therefore the Inspector’s testimony is all immaterial
as to the resisting charge. Sgt. Frank Miller was
able to [87] testify that Father Groppi did in fact,
kick the officer in the chest with his left leg, Buchanan
was on the ground, and that there was some verbal
utterances. The testimony of Richard Dembowski
was again not material to the resisting charge, that
121a
Motion to Dismiss
Dembowski was preoccupied with holding back some
Commandoes, from the actual carrying of Father
Groppi to the paddy wagon, and he admitted he
wasn’t present after he was requested, or instructed
to hold back some Commandoes, so he doesn’t know
what happened at the paddy wagon, so his testimony
is immaterial. Brazzoni, he testified that his back was
to Buchanan, and he didn’t know who Buchanan was,
his back was to Buchanan, and Miller, as they car
ried Father Groppi to the paddy wagon, that he
didn’t see Father Groppi kick anybody, although he
felt a jerk, and he said that the body was twisted;
and then he did indicate some verbal utterances,
and then we have the testimony of Buchanan, that
he was in fact kicked in the chest, and he indicated
that it was by the whole foot of Father Groppi, it
was the flat portion of the foot, and he felt the entire
impact of the foot, it would have been on the chest.
So as far as actual testimony in the record is con
cerned, we have only two officers that were able to
testify that Father Groppi kicked Buchanan, that
would be Buchanan, himself, and Sgt. Miller. Now,
the testimony is not clear that Father Groppi inten
tionally [88] kicked Buchanan in the chest, and there
fore it is the position of the defense, that the State
has not met the burden required by the Statutes in
question, to prove the offense of resisting an officer.
On that basis the defense wrnuld move to dismiss at
this time.
Mr. Lauercnan: Just one point Your Honor, ap
parently Counsel, on the basis on which he would
ask for dismissal, was, as he indicated, at the end
of his statement, namely, there is no showing that
122a
Motion to Dismiss—Denied
Opening Statement by Mr. Jacobson
there was an intentional kicking, I believe that the
element that he is speaking of, is that in—and its
suggested in the instructions in this case, defendant
resisted the officer knowingly, defendant knew or
believed that he was resisting the officer, while the
officer was acting in his official capacity and with
lawful authority. I think that the facts as testified
to by the police officers, namely that Father Groppi
did kick an officer, accompanied by the words which
the officer testified to that were spoken, certainly
indicates that Father Groppi did knowingly resist.
The Court: The motion to dismiss on behalf of the
defendant is denied. Let’s proceed with the defen
dant’s case. You reserved your opening statement
Mr. Jacobson, do you wish to call out the jury and
start?
Mr. Jacobson: Yes, Your Honor, all set.
(Jury present.)
[89] The Court: As I indicated to you last night,
before we adjourned, the State has presented their
case to you and rested, subject to rebuttal, noAV the
defense will put in their case. Mr. Jacobson has re
served his opening statement, which he can under
the law, and he will now give it to you at this time,
after that the defendant will produce its witnesses.
Mr. Jacobson: Ladies and Gentlemen of the Jury,
as the Court has indicated to you, we reserved our
opening statement at the beginning of this case, in
order to present this opening statement to you, be
fore the defense put on the witness stand the various
witnesses that we would be calling, to elicit the evi
dence from the defendants point of view, as to the
events that occurred on the evening of August 31st,
123a
Opening Statement by Mr. Jacobson
1967. Now the Court will instruct you at the close
of the case, that the opening statements of both the
District Attorney and myself are not evidence, you
are not to put anything that we say— an opening
statement is merely a summary, narrative, of what
both Counsels intend to have elicited from the wit
nesses in the form of testimony, which in fact is
evidence, and the facts, the evidence, that you are
to determine the guilt or innocence of the defendant
in relation to the charge with which he has been
brought before you. Now, our statement of what
occurred on the evening of August 31st, is as follows,
and our [90] witness will testify to this fact. The night
of August 31st, 1967, Father Groppi with several
hundred other young people of various ages, all
kinds of ages, got together at St. Boniface Catholic
Church, there was a series of marches going on, at
that time, for open housing in the City of Milwaukee,
the Mayor of Milwaukee in fact issued a proclama
tion banning certain demonstrations, during certain
hours, in certain areas, in the City of Milwaukee,
which was put into effect the night before the march
that took place, involving Father Groppi, eventual
arrests for resisting arrest occurred the following
night, the second night, the night of the 31st of Au
gust, 1967, about 7 o’clock Father Groppi, and these
several hundred young people of all ages, they left
St. Boniface Church, St. Boniface is on 11th and
Clarke, they proceeded to go down 11th Street in
a southerly direction toward North Avenue, Clarke
is one block south o f North Avenue, one block in a
northerly direction to North Avenue, then they
turned toward the east, and proceeded to walk down
124a
Opening Statement by Mr. Jacobson
to 9th and North Avenue, that is as far as the March
got, at that time there were orders to the effect,
that the police were to stop the march, in fact that
is when Father Groppi was placed under arrest,
Father Groppi had gotten to North and 9th, at the
time he was put under arrest, for violating the
Mayor’s proclamation. The paddy wagon was sta
tioned [91] between 9th and 10th, when the arrest was
made of Father Groppi by several police officers.
They began marching him back toward the paddy
wagon, between 9th and 10th, at that time some of
the Commandoes, and other Youth Council members
were getting close to the officers, there was some
commotion, Father Groppi went limp, some officers
then picked him up, one officer that picked him up,
picked him up by his back portion, one officer
grabbed his leg, and another officer grabbed his other
leg, and the three officers proceeded to carry him
toward the paddy wagon. Now the paddy wagon was
facing toward 9th, in other words in an easterly
direction, so when they got towards walking him
back to the paddy wagon, they were walking to the
westerly side, when they got to the front of this
paddy wagon, the officer that was on Father Groppi’s
left leg, began, let’s put it this way, and the testi
mony will so indicate that Father Groppi felt some
pain on his left ankle, as a result of the pressure
that the officer was exerting, in holding his left leg,
whether there was gouging, or what it was, Father
Groppi felt sufficient pain that he told the officer,
that the other officer is hurting my left ankle, as the
officers continued to carry Father Groppi toward the
back o f the wagon, the pressure began in the front
125a
of the wagon, as he went to the back of the wagon,
the pressure Father Groppi felt was of sufficient
intensity, that he said, [92] that officer is gouging my
ankle, I ’d like to know his name, and I ’d like to have
his badge number, and he was then placed in the
paddy wagon, and he repeated, I ’d like that officer’s
name, he gouged my ankle, I ’d like his badge num
ber, and then the doors of the paddy wagon closed,
and while he was in the paddy wagon, he took off
his shoe, and there were some people in the paddy
wagon that observed Father Groppi rubbing his
ankle as a result of what Father Groppi indicated,
was the pressure that had been applied to his ankle,
as he was being carried into the paddy wagon, and
that is the defense’s case.
T e s t i m o n y f o r t h e D e f e n d a n t
Father James Edmund Groppi—Defendant—Direct
Father James E dmund Groppi, called as a witness in his
his own behalf, being first duly sworn, on oath testified as
follows:
Direct Examination by Mr. Jacobson:
Q. Would you state your name? A. Father James Ed
mund Groppi.
Q. And where do you reside at the present time, Father
Groppi? A. St. Boniface Church, 11th and Clarke.
Q. And you were present in the Courtroom yesterday,
were you not, when certain officers of the Milwaukee Police
Department, testified to certain events that occurred on the
[93] evening of August 31st, 1967, involving yourself? A.
I was.
126a
Q. Were you in fact at St. Boniface Church at about 7
o’clock on that evening, that is, on the 31st of August,
1967? A. Yes, I believe that was the time.
Q. And what were you doing at that time, and for what
purpose were you there? A. We had an assembly, of
black and white people from the community, discussing the
Mayor’s proclamation, the demonstrations, the arrest of
Youth Council members and people of the community on
the previous night.
Q. Were there in fact, marches occurring in the City of
Milwaukee at that time, which you were involved? A. Yes.
Q. What were the marches all about?
Mr. Lauerman: I object, that would he immaterial.
The Court: I will overrule the objection, you may
answer that.
The Witness: Marches were for a fair housing
bill, to consider the right of freedom of movement
within the confines of our country and also the last
couple of days were also in process of what we be
lieved the Mayor, taking our right of freedom of
speech and freedom of assembly.
By Mr. Jacob son-.
Q. Now, did you in fact on the evening of August 31st,
1967, [94] have a march, which began at St. Boniface
Church? A. August 31st?
Q. Yes. A. Yes.
Q. What time did you leave the Church with this march!
A. I don’t recall the exact time, I imagine it was between
7 :30 and 8 o’clock, somewhere in there.
Q. And would you indicate what occurred when you left
the Church? A. Well, we left the Church and began to
Father James Edmund Groppi—Defendant—Direct
127a
march south on 11th Street, and to march south to North
Avenue, when we got to North Avenue, we turned east.
Q. How many persons— strike that—you marched from
Clarke to North Avenue? A. Yes.
Q. And in what position in this march were you? A. I
was in front of the line, with certain Youth Council mem
bers in front of me, not too many.
Q. When you got to North Avenue, you proceeded east?
A. That is correct.
Q. What occurred then? A. Well we proceeded east as
far as—we didn’t get quite to 9th Street, on 10th Street I
believe, on North Avenue, and it was then that Officer Braz-
zoni came behind me, and placed me under arrest.
Q. Did he indicate what you were being placed under
arrest for? [95] A. Well, the officer who was up yesterday,
the first one, mentioned he said this over a bull-horn, I don’t
recall, this is most likely what happened, he announced that
we were in violation of the Mayor’s proclamation, we con
tinued to march, we were going to City Hall by the way,
to question the Mayor on the proclamation, then Officer
Brazzoni placed me under arrest, taking me from behind,
by the coat and collar.
Q. That was on 9th and North Avenue? A. That is cor
rect.
Q. And what occurred after Officer Brazzoni had placed
you under arrest? A. He walked me to the wagon, there
was some scuffling behind me, I couldn’t see what was hap
pening.
Q. You, yourself wasn’t scuffling? A. No, I was not.
Q. What happened? A. He led me to the—around the
front of one wagon, hut then it was quite a distance from
where he walked me east to where we had to come back
west, around the wagon, I don’t recall how far, but as we
Father James Edmund Groppi—Defendant—Direct
128a
turned around the wagon, I went limp, and officer— Officer
Brazzoni began to carry me from the back, and two other
officers, one officer by my right leg, and another officer by
the left leg, began to carry me to the wagon.
[96] Q. How far at the time that you were being carried by
the officers, were you from the paddy wagon? A. I don’t
recall, oh, 10, 15 yards, that is just a general estimate, I
don’t know.
Q. What happened then? A. Well Officer Miller had me
on the right leg, and Officer Buchanan had me on the left
leg, and it was than that Officer Buchanan began to inten
tionally gouge his fingers—
Mr. Lauerman: I object, it calls for an opinion
and conclusion.
By Mr. Jacobson:
Q. Just say—
The Court: All right, I will sustain the objection,
and then just tell if anything, what happened.
The Witness: I was being carried to the wagon,
and Officer Miller had me by my right leg, and Officer
Buchanan by the left leg, and Officer Brazzoni
around the back.
By Mr. Jackson:
Q. As you were being carried to the wagon, what hap
pened? A. My foot began to hurt, as if someone were dig
ging their fingernails into my foot.
Q. You felt pressure being applied to your foot, by one
of the officers? A. More than pressure, it was a scratch
ing, and I—
Father James Edmund Groppi—Defendant—Direct
129a
[97] Q. Which Officer was that! A. Officer Buchanan.
Q. He was carrying your left leg? A. Right.
Q. Then what happened? A. I said to Officer Brazzoni,
behind me, he is gouging his lingers into my foot.
Q. What happened then? A. He didn’t say anything,
and the gouging continued, and as I got to the wagon, I
said again, he is gouging his fingers into my foot, and I
asked, what is that officer’s badge number and—
Q. Were you at the back of the paddy wagon when you
said that? A. Yes.
Q. Then what happened ? A. Then I was placed into the
wagon by Officer Brazzoni, Buchanan was still on my foot,
and Sgt. Miller on the other foot, they placed me in the
wagon, I asked again what is that officer’s badge number,
he isn’t—I noticed he wasn’t wearing a badge, I was placed
into the wagon, I said to Officer Brazzoni, what is that
officer’s name, and Officer Brazzoni said, that is for you
to find out.
Q. What happened then? A. I was in the wagon, I men
tioned to Terry Astuto, secretary there, and—
[98] Q. Who is—were there other people in the paddy
wagon? A. Yes, the paddy wagon was filled with people,
in fact, I was sitting on someone’s lap, right there.
Q. You talked to someone in the paddy wagon about
what had occurred? A. Yes.
Q. What did you say? A. I mentioned that this police
officer was applying pressure to my foot, scratching, dig
ging into my foot, I took off my shoe and socks and showed
these marks to some of the people at—
Q. At that time were the doors closed? A. Of the paddy
wagon, yes, then I took off my shoe and showed these
marks, and then Officer Brazzoni rode on the back of the
wagon, I believe.
Father James Edmund, Groppi—Defendant—Direct
130a
Q. You heard Sgt. Miller, and Officer Buchanan testify
yesterday, did you not? A. Yes.
Q. And you heard him say that you had kicked Officer
Buchanan in the chest, did you hear that testimony? A.
Yes.
Q. Did you kick Officer Buchanan in the chest? A. No,
I did react to the pressure placed on my leg, I say I did
wriggle my foot and try to get my foot free, because of
the pressure on my foot did hurt, but I did not kick [99] the
officer in the chest.
Q. You heard the officers, that is, Miller and Brazzoni
and Buchanan, indicate that you said, you fuckin’ son-of-a-
bitch, I want your badge number, did you hear that? A.
Yes.
Q. Did you say that? A. I did not use any vulgarity
whatsoever.
Mr. Jacobson: That’s all, we rest.
Mr. Lauerman: Your Honor, the state requests a
very brief conference in Chambers, with Counsel,
that way the jury will not have to leave.
The Court: Pardon me.
Mr. Lauerman: That way the jury doesn’t have
to leave.
( I n c a m e r a )
The Court: Mr. Lauerman has asked for a con
ference.
Mr. Lauerman: Yes, Your Honor, when Father
Groppi started testifying, he indicated that around
7 p.m. on August 31st, at St. Boniface Church, they
had an assembly discussing the Mayor’s proclama
tion, and how they demonstrated, and that it would
probably be in violation of their constitutional rights
to march, and some other words that I didn’t take
Father James Edmund, Groppi—Defendant—Direct
131a
down, in my words, words to the effect, it was
against their rights, and taking away their rights,
the State’s [100] objection at that time, the State’s
objection was on the immateriality of that tesimony,
when it was offered.
The Court: Right.
Mr. Lauerman: May I have Father Groppi’s an
swer read back.
(Answer read back.)
“ Marches were for a fair housing bill, to consider
the right of freedom of movement within the
confines of our country and also the last couple
of days were also in process of what we believed
the Mayor, taking our right of freedom of speech
and freedom of assembly.”
Mr. Lauerman: At this time we believe that testi
mony is immaterial, in that it had only the effect of
inciting emotions in the minds of the jurors, that it
is not a fact in this case, and that it was of a preju
dicial nature, and would be grounds for a mistrial,
and the State would reserve its right to move for a
mistrial at a later time, in this trial, on this point,
and of course if the testimony of other witnesses,
any other witnesses would be to the same effect, the
State, well of course will make renewal of the same
objection and of the same motion at that time.
The Court: All right.
Mr. Jacobson: May I respond, Your Honor, the
[101] defense, may I respond in the record. The de
fense’s position is that the State wants its cake and eat
it, too, on two basis. One, prior to this trial, the De
fense Counsel approached the Assistant District At
torney, John Lauerman, and in fact indicated to John
Father James Edmund Groppi—Defendant—Direct
132a
Lauerman, that Defense Counsel saw no way that this
case could be tried without the Mayor’s proclama
tion at issue, in that the resisting arrest and the
Mayor’s proclamation is so closely intertwined, it
is impossible to separate out the two matters. There
fore, the Defense Counsel asked John Lauerman, and
talked to the District Attorney Hugh O’Connell.
Furthermore, because the Mayor’s proclamation was
at issue, Defense Counsel saw no way to proceed,
without putting the Mayor of the City of Milwaukee
under subpoena, that the Defense Counsel asked
John Lauerman to tell that to Hugh O’Connell, and
to ask the State to join the Defense Counsel in put
ting the matter over, until the Federal Court had
determined the constitutionality of the Mayor’s proc
lamation. John Lauerman informed Defense Counsel
that the position of— Hugh O’Connell said that the
case should proceed on the date that it was set for,
and the Defense Counsel should subpoena whatever
witnesses was necessary, to establish his case, that
is point one. Point two, Defense Counsel objected
to the Mayor’s proclamation being put in evidence,
during the State’s case, on the basis that it was
immaterial, that [102] request, that objection was
overruled, the Court specifically allowed the procla
mation to be put into evidence. Now, the Mayor’s proc
lamation has been put into evidence, there is
testimony that was put in the record by two police
officers, who knew nothing about the resisting offense,
the Court ruled that it was material on the basis that
it had to do with the Mayor’s proclamation, now
Defense Counsel attempts to put in some testimony,
by his witnesses regarding the Mayor’s proclama
Father James Edmund, Groppi—Defendant—Direct
133a
tion, and the defense witnesses’ reaction to that
proclamation, and the State comes in and all of a
sudden, this is immaterial, it is prejudicial, it has
grounds for mistrial, the State wants their cake and
eat it, too. They want to put in all their testimony
on the basis that the Mayor’s proclamation is a law
ful order, and police officers wanted people to obey
that particular proclamation, and in fact it wasn’t
obeyed, and arrests occured, resisting followed, now
when Defense Counsel wants testimony on that sub
ject matter, State wants to preclude defense to do
so, our position is that it is all very material to the
proclamation.
The Court: We will proceed with the trial, I un
derstand there are thin lines, but I will clear up any
matters that may arise, so I don’t think this concerns
either side, if Mr. Lauerman objects, and reserves
his ruling for a mistrial, fine, I will allow that, okay.
[103] (In Open Court)
(Jury Present)
Mr. Lauerman: May I have two minutes?
The Court: All right.
Cross-Examination by Mr. Lauerman:
Q. Father Groppi, you testified that you began your march
a little after 7, 7 :15, 7 :30? A. Yes, I don’t recall the exact
time it was, I guess it was early evening.
Q. And you testified that you remembered a police officer
with a bull horn, reading something? A. I don’t even re
member that, it’s a possibility this is what happened,
because this is what the Police Department does when it
wants people to know about violations of some law.
Q. Were you at the front of this march? A. Yes.
Father James Edmund Groppi—Defendant—Cross
134a
Q. Do you remember seeing Inspector Ullius, or a mem
ber of the Police Department with a bull horn? A. No,
I don’t.
Q. You don’t remember, you don’t remember specifically,
a police officer using a bull horn? A. No, I don’t, I ’d say
it is quite possible that he did.
[104] Q. You say you got to 10th and North, where Officer
Brazzoni placed you under arrest? A. Between 9th and
10th and North, yes.
Q. Were you still at the head o f the line, at that time?
A. Yes, I was.
Q. And did he tell you, that he was placing you under
arrest for the violation of the proclamation? A. Yes, I
believe he did.
Q. Was he the only officer in your immediate presence at
that point? A. Yes, I could not see behind me, he had a
very firm grip on the back o f my coat, I couldn’t turn
around.
Q. He stated words to the effect, Father come with me
so you won’t get hurt? A. Yes, he said something, Father
don’t worry, no one is going to hurt you, and he grabbed
me very firmly.
Q. And he directed you to go with him? A. Yes.
Q. And then did he alone, begin to walk you toward the
wagon? A. Yes.
Q. Now did any scuffle ensue in the immediate presence
of yourself and Officer Brazzoni? A. I did not see any,
I could not turn around, there was some scuffling going
on behind me, as soon as Officer Brazzoni grabbed me,
but I could not see what went on [105] behind me.
Q. Did Officer Brazzoni have you by one of your arms!
A. Not at this particular point, I don’t believe, he just
had me very firmly, behind the coat and by the collar.
Father James Edmund Groppi—Defendant—Cross
135a
Q. Did anyone grab you by either of your arms! A. I
don’t recall.
Q. It could have happened? A. Could have happened.
Q. Did you feel some tugging going on with your body,
by any individuals! A. I don’t recall.
Q. You don’t recall that, how far were you would you
estimate from the wagon when Officer Brazzoni first placed
you under arrest? A. It was quite a distance, I couldn’t
give an exact estimate of the distance, I remember we
walked further east on North Avenue, and then, I believe
we walked around one police wagon, we had to come to a
second one, that was parked behind it, so we walked east on
North Avenue around some vehicle, and walked west on
North Avenue to another vehicle.
Q. Okay, I ’d like to ask you this question, how far did
you walk with Officer Brazzoni, before you went limp?
A. Oh, I would give an estimate of approximately 20, 30
yards, I could not give an exact distance here.
[106] Q. And after walking with Officer Brazzoni for 20 or
30 yards, what caused you to go limp, why did you go limp?
Mr. Jacobson: I object to that Your Honor, it’s
not material.
The Court: Overruled, you may answer that.
The Witness: I was arrested a number o f times
in Civil Bights demonstrations, going limp, does not
constitute resisting arrest, and I went limp.
By Mr. Lauerman:
Q. Did you sit on the pavement? A. Well, when you go
limP> you just let your body go limp, I don’t think I reached
the pavement, Officer Brazzoni prevented me from com
pletely going to the pavement.
Father James Edmund Groppi—Defendant—Cross
136a
Q. And then Officer Brazzoni grabbed the upper part
of your trunk, of your body? A. My chest, yes.
Q. And Sgt. Miller and Officer Buchanan grabbed your
legs? A. Right.
Q. One on each leg? A. Right.
Q. How far from the wagon were you at this time?
A. I would say, about 20 yards.
Q. After Officer Brazzoni, and Sgt. Miller and Officer
Buchanan picked you up, to take you the rest of the way
to the wagon, did you kick at all, on the way to the wagon?
[107] A. No, I did not.
Q. You didn’t kick at all? A. No, I did not.
Q. Did your body squirm? A. No, I did not, I went
limp.
Q. In other words you— it’s your testimony that you re
mained entirely limp? A. Limp.
Q. Didn’t really move? A. I did not move, or wiggle,
or try to get away from the police officers, I went limp.
Q. How many hands— strike that— did Sgt. Miller use
both of his hands to maintain his grip upon you? A. I
don’t remember, he had me by the right leg, whether or
not he had both hands on me, I don’t recall.
Q. Did he have you high on your leg, up above the knee,
or down near your ankle? A. I don’t recall that either,
I know he had my right leg.
Q. Did he have anything else in either of his hands?
A. I don’t recall.
Q. Did Officer Brazzoni, did you feel Officer Brazzoni
change his grip upon you at any time, during the course
of your walk to the wagon? A. Well no, after I went limp,
he took me by the chest, I didn’t feel anything.
[108] Q. Did you feel him losing his grip upon you at any
time? A. No.
Father James Edmund Groppi—Defendant—Cross
137a
Q. Would you have slipped from the grip that he had
on you, at any time? A. No.
Q. In other words he maintained one steady grip? A.
Yes.
Q. Did Sgt. Miller lose his grip on your right leg at any
time, that you can remember? A. No, not that I can recall.
Q. Did Officer Buchanan lose his grip on your left leg
at any time that you can remember? A. No.
Q. On your way to the wagon? A. No.
Q. You were wearing normal clothing, is that correct,
in other words you had pants, shoes and socks— A. I was
dressed.
Q. Just about like you would be, here in Court? A.
Right.
Q. So you were fully clothed? A. Certainly.
Q. Then as you got to the wagon, you felt this discom
fort, is that correct? A. I felt a gouging in my foot with
fingernails.
[109] Q. Well now, you said you felt gouging with finger
nails, did you see anybodies hands, did you see the hands that
were holding your legs? A. Yes, I did.
Q. You could see them? A. Yes.
Q. So your head was higher than your legs? A. Yes.
Q. You were on a slant? A. Right.
Q. With your head higher than your feet? A. Right,
Officer Brazzoni is much taller than Officer Buchanan.
Q. Did Officer Buchanan have anything in his hands?
A. Not that I recall, he had both arms around my foot, his
hands at the end of my leg.
Q. You say both arms around your feet? A. No, he had
his hands around my ankle.
Q. Was he just holding you, within his hands? A. Some
thing similar to the motion that you just made.
Father James Edmund Groppi—Defendant—Cross
138a
Q. In other words holding kind of like this? A. Right.
Mr. Jacobson: Would you describe that, for the
record.
Mr. Lauerman: For the record, I am extending
my hands before my body, just my hands, in a
fashion whereby [110] you would hold a round object
in your hands.
By Mr. Lauerman:
Q. When you first felt something at your left foot, did
you begin moving that leg, your left leg? A. I wiggled it
slightly.
Q. And I think it was your testimony, that you asked
Officer Brazzoni, or told, Officer Brazzoni what was hap
pening? A. Yes, I said, hey, that police officer is digging
his fingers into my foot, I told him to stop it.
Q. Did Officer Brazzoni hear you, or do you know?
A. He sure did.
Q. He did, was there a lot of noise around the wagon?
A. Somewhat, not too much.
Q. Was there noise coming from the direction from
where the rest of the marchers would be, at this time?
A. There was some noise, but he could hear very distinctly,
there wasn’t that much noise.
Q. And you told him twice, is that—was that your testi
mony, before you got to the back o f the wagon? A. Yes, I
don’t recall how many times I said it, hey, that police
officer is digging his fingernails into my foot, tell him to
stop it, and then saying, what is his badge number, but
he was not wearing a badge, makes it very difficult to
identify people.
Q. Wouldn’t he had to, if he was using his hands in the
manner [111] you described, wouldn’t this he through your
sock? A. Pardon?
Father James Edmund Groppi—Defendant—Cross
139a
Q. Would this be through your socks, that he was doing
this? A. Yes.
Q. All right, now when you got to the back of the wagon,
was the door of it open? A. Yes, I believe so.
Q. You said when you got into the wagon, it was tilled
up? A. Correct.
Q. So if the door was opened when you got there, you
probably saw individuals in the wagon, as you were behind
the wagon, is that correct? A. I was placed in, back first.
Q. So you didn’t see— A. I didn’t see much, or who was
in there.
Q. As you came around the corner to the back of the
wagon, were you able to observe into the wagon? A. No,
I was looking at my foot, and complaining to the officer
who was carrying me, something was happening to my
foot, I wasn’t paying too much attention to the wagon.
Q. Did you hear any voices coming from the wagon?
A. I wasn’t paying attention to that, I don’t recall.
Q. Was there noise at that place, behind the wagon, in
other words, was there a lot of noise behind the wagon, as
you got there? [112] A. I don’t recall, there was some noise in
the area, because of all the arrests going on, but I don’t
recall how noisey it was.
Q. Now, you freed your left leg, before Officer Buchanan
released his grip, is that correct? A. No.
Q. So it is your testimony, that he entirely released his
grip upon you before— strike that— isn’t it a fact, that you
did pull your left leg from Officer Buchanan, before he
released it? A. No.
Q. And isn’t it a fact also, that you did kick out with
your left foot? A. No.
Q. Did you see Officer Buchanan on either his left, or
right knee, at any time? A. No.
Father James Edmund Groppi—Defendant—Cross
140a
Q. You didn’t see him, in a crouched position? A. No,
after I was—
Q. Just answer the questions Father. It is your testi
mony that your foot did not make contact with his chest at
all? A. That is correct.
Q. And it is your testimony, you at no time, used any
words that may be characterized as vulgar? A. That is
correct.
[113] Q. Just before being placed in the wagon, did you
make a sudden movement of your body? A. I don’t recall, I
know I was wiggling my foot, and trying to get it away from
the gouging in my ankle.
Q. Now wiggling, wouldn’t ordinarily— A. I don’t recall,
how did you explain it, jerking foot?
Q. A jerking motion with your body, you don’t recall
making one? A. That is correct.
Q. Normally, just wiggling a foot couldn’t cause a sudden
jerk of the body? A. This is true.
Q. Did Sgt. Miller also release his grip of you, prior to
you being put into the wagon? A. Not prior to, and I was
placed in the wagon, then the officers released me.
Q. Well did they, the three officers, sort of lift you up
into the wagon? A. That is correct.
Q. And you went right into the wagon? A. Right.
Q. So then at no time did your feet touch the ground!
A. No.
Q. And while they were lifting you into the wagon, did
either your left foot, or your right foot, go below the waist
of [114] Officer Miller and Officer Buchanan, in other words,
did they put your feet down a little bit, down towards ground
level? A. I don’t recall, I remember Brazzoni was on my
back lifting me backwards in the wagon, the other officers
were on my feet, and that is the way I went in.
Father James Edmund Groppi—Defendant—Cross
141a
Q. Did you, at any time, direct any statement toward
Sgt. Miller at the wagon? A. I did not.
Q. Sgt. Miller had a uniform on that night, is that cor
rect, Father? A. Yes.
Q. And it showed his sergeant stripes, isn’t that correct?
A. I believe so.
Q. Normally, wouldn’t you make any complaint that you
might have, to the sergeant?
Mr. Jacobson: I don’t understand that question,
I don’t think it is, you know, specific enough in terms
of what you’re talking about.
By Mr. Lauerman:
Q. You testified Father, you told Officer Brazzoni, about
certain goings on, as you were being carried to the wagon?
A. I did not think about it, my foot was hurting from the
gouging, I made the remark to Officer Brazzoni.
Q. Did you refer to Officer Brazzoni by name? [115] A.
No, I didn’t know his name, at that time.
Q. Well, did you turn your head backwards, so you were
facing him? A. No, I don’t recall doing that either, I said,
he is gouging my foot with his fingers, into my foot.
Q. Well then, how would you—why did you testify that
it was Officer Brazzoni to whom you directed your com
ment? A. Because I felt I was talking to him, he talked to
me earlier, don’t worry Father, no one is going to hurt you,
I thought I would take him up on his assurance.
Q. Isn’t it true, that what he said earlier to you was, he
asked you to walk with him to the wagon? A. I don’t think
he said walk with me to the wagon, he said Father you’re
under arrest and he grabbed me behind the collar, and
then there was some kind of a bump behind me, knocking,
Father James Edmund Groppi—Defendant—Cross
142a
he said, don’t worry Father, no one is going to hurt you,
according to his testimony, it was some Youth Council
member.
Q. Didn’t he say, come with me, nobody is going to hurt
you? A. Yes, something like that, come with me Father,
no one is going to hurt you, I thought, police officer, cer
tainly the Youth Council member was not going to hurt me.
Q. But certainly, at that time, the understanding was
that you would walk with Officer Brazzoni, isn’t that cor
rect? A. He did not say that I should walk with him.
[116] Q. And you can understand, can’t you, if you do go
limp, and people have to pick you up—
Mr. Jacobson: I am going to object to the form
of your question.
By Mr. Lauerman:
Q. Isn’t it correct, if you do go limp, and it is going to
require several officers to pick you up, and it is going to
be a little bit more difficult for things to be handled in a
manner that you think—
Mr. Jacobson: I object, it calls for a conclusion.
The Court: Answer if you can, if you can’t answer
it, you can’t.
Mr. Jacobson: It’s repetitious, all—
The W itness: I did not think of it at this time.
Mr. Lauerman: That’s all.
The Court: You’re excused.
Father James Edmund Groppi—Defendant—Cross
143a
Terry A stuto, called as a witness on behalf of the De
fendant, being first duly sworn, on oath testified as follows:
Direct Examination by Mr. Jacobson:
Q. Would you state your name! A. Terry Astuto.
The Court: How do you spell that last name?
The Witness: Astuto, A-S-T-U-T-0 (indicated
spelling).
[117] By Mr. Jacobson:
Q. Where do you live Terry? A. 1527 North Marshall
Street.
Q. Is that in the City and County of Milwaukee, State of
Wisconsin? A. Yes, it is.
Q. Did you have occasion to be placed in police custody,
on the night of August 31st, 1967, for violation of the
Mayor’s proclamation? A. Yes.
Q. And where were you placed in custody, when you were
arrested for violating the Mayor’s proclamation? A. On
North Avenue, between 9th and 10th Street.
Q. Did you have occasion to be placed in some police
conveyance, during the course of that evening? A. Yes.
Q. What kind of a conveyance were you placed in?
A. That—I think they call it a paddy wagon.
Q. Where was that paddy wagon located on that night?
A. It was on North Avenue, between 9th and 10th, a little
bit east, of where I was arrested.
Q. Where were you in the paddy wagon, when you were
placed inside of it? A. I was the last one, on the right
side, in other words not the driver’s side, in the back of the
door.
Terry Astuto—for Defendant—Direct
144a
[118] Q. Could you state, whether that paddy wagon had a
number of occupants in there? A. Yes, it had very many.
Q. Could you tell me, in terms of capacity, was it filled,
half filled, or— A. It was more than full.
Q. And when you were in that paddy wagon, where you
indicated you were placed, in that paddy wagon, did you
have occasion— strike that— about what time of the evening
was that, do you recall? A. It was approximately 7 :30.
Q. 7:30, 8 o’clock? A. No, 7:30.
Q. Now you were present in the Courtroom, were you
not, when police officers testified as to certain arrests that
took place in the vicinity of 9th and 10th, on West North
Avenue, for violation of the Mayor’s proclamation? A.
Yes, I was.
Q. Is that what you were in custody for? A. Yes.
Q. Inside the paddy wagon, did you have occasion to see
Father Groppi at any time, while you were inside of the
paddy wagon? A. Not until he was brought to the rear
of the wagon.
Q. Did you have occasion to see him then? [119] A. Yes,
I did.
Q. And could you describe exactly, when you first saw
Father Groppi, what position was he in? A. He was being
held by some officers.
Q. What were the officers doing with him? A. They
were carrying him to the wagon.
Q. And you saw that? A. Yes.
Q. Did you see the officers carry Father Groppi to the
paddy wagon? A. No.
Q. In other words did they— A. When he got to the
rear of the wagon.
Q. The officers came around from the side of the paddy
wagon? A. You see the doors had been closed before, then
Terry Astuto—for Defendant—Direct
145a
when they opened, you could see Father out there, you
couldn’t see—we saw him coming towards us.
Q. When the doors were open, you did see Father
Groppi? A. Yes.
Q. Was he in a horizontal position, were the officers
holding Father Groppi in a horizontal position when you
first saw him? A. Yes.
Q. And what happened after you saw him in that posi
tion? A. Well then, they brought him closer to the wagon,
the officer [120] carrying the top part of the body, put his
back up against the wagon, put it—that is just where it would
have gone, some of us pulled him by the shoulders, and then
he was just lifted into the wagon.
Q. And did you have—were there several officers carry
ing Father Groppi to the paddy wagon? A. Yes.
Q. Now when you were looking at Father Groppi being
hoisted into the— or being lifted into the paddy wagon,
did you have an occasion to get a good full view of Father
Groppi, at that time? A. Yes, I was standing by that
time.
Q. You heard the officers testimony in this Courtroom
yesterday, did you not? A. Yes, I did.
Q. One of the officers testified, he was holding Father
Groppi’s left leg, at the time they got to the back of the
paddy wagon, he kicked his leg loose, and he brought it
back, and he kicked this particular officer in the chest, and
that the officer went down on one leg, did you hear that
testimony? A. Yes.
Q. Did you see anything like that happen? A. No, I
didn’t observe anything like that.
Q. Did you see Father Groppi kick any officer? [121] A.
No, I didn’t.
Q. You heard several officers testify as to some vulgar
ities that Father Groppi was to have uttered at the police
Terry Astuto—for Defendant—Direct
146a
officer that had placed him in the paddy wagon? A. Yes, I
heard.
Q. Did you hear any such vulgarities? A. No, I didn’t.
Q. Did you hear any conversation between the officer
and Father Groppi at all? A. Yes.
Q. Would you state what that conversation was? A. The
first thing, he was coming—or to the wagon, Father said,
that man is gouging out my foot, the man is gouging out
my foot, I want that man’s badge number.
Q. You heard Father Groppi say that? A. Yes.
Q. Was that fairly loud, could you hear that? A. Yes.
Q. And then did you hear any other conversation? A.
Not until after he was placed in the wagon.
Q. After Father Groppi was placed in the wagon, then
what happened? A. Then the doors were closed, and Officer
Brazzoni, I didn’t know him then, he got on the back, and
Father was looking out the window, and Officer Brazzoni
said to him, what’s [122] wrong Father, are you nervous,
and Father said, that man was gouging out my foot, I want
that man’s badge number, what is his name, and the officer on
the back said, that is for you to find out Father.
Q. Did you see Father Groppi do anything else when
he was placed in the paddy wagon? A. Yes, as soon as lie
got in, he took off his shoe, and pulled his sock down.
Q. And what? A. Pulled his sock down.
Q. Did he say anything? A. Father said, look at that,
that man was gouging my foot.
Q. Did you take a look? A. Yes, I did.
Q. All right, at any time, that you had an opportunity
to observe Father Groppi, from the time that he was
brought to the paddy wagon, and the door was open, did
you hear Father Groppi swear at anybody? A. No.
Terry Astuto—for Defendant—Direct
147a
Q. And did you see him kick any officer? A. No.
Mr. Jacobson: That’s all.
Cross Examination by Mr. Lauerman:
Q. Is it Miss or Mrs. Astuto? [123] A. Miss.
Q. You say you were one of the last ones, put into that
paddy wagon? A. I was not one of the last ones, but I was
the last one seated.
Q. The last one seated? A. Yes.
Q. Were several more placed after you? A. Yes, that’s
true, they were thrown to the back.
Q. Where was this seat that you say you were sitting
on? A. Well, the only way I can describe it, I was on the
side of the wagon, opposite o f the driver’s side, I was in the
back, on the bench, the last one next to the door.
Q. And so, your back would be— A. My back would be,
have been facing south.
Q. It would be facing the side of the paddy wagon? A.
That is true.
Q. And you were looking in the direction of the others?
A. If it had, had normal capacity, it was—I was tilted to
the side, so my vision would have been more easterly.
Q. More towards the back of the wagon? A. Yes.
Q. Now was the door, did the door remain open during
the—did the doors of the paddy wagon, the rear doors,
remain open during the entire time the people were being
[124] brought in? A. No, they were— the wagon was filled,
and the doors were closed, and they opened, and they threw
in one of the Commandoes, and they closed the doors, and
another one— and then they opened them again, and the
next person in, was Father Groppi.
Q. So you say the doors were closed prior to Father
Terry Astuto—for Defendant—Cross
148a
Groppi being led to the back of the wagon? A. That is
correct.
Q. And then they opened the doors just before Father
Groppi was put in? A. When they opened the door, Father
wasn’t there yet, there were approximately 10 policemen,
there could have been some one else, I just saw the police
men.
Q. Now was anyone standing in the wagon, between your
self and the rear door of the wagon, in other words, was
anybody obstructing your view to the rear of that wagon,
at all? A. No, they couldn’t have, if they wanted to.
Q. Were a lot of people within the wagon saying things?
A. Yes, they were.
Q. Would you say there was a lot of noise coming from
that wagon ? A. There was noise, I wouldn’t say—it wasn’t
a great noise, there was a noise.
Q. A lot of hubbub, lot of comments, and what not?
[125] A. Well, mostly singing freedom songs.
Q. Do you have an estimate of about how many people
were in that wagon? A. Well, an estimate would be, there
might have been 15 or 16,1 really don’t know.
Q. Could have been more? A. I don’t think it could have
been more, it could have been a couple less, it seemed very
full.
Q. And they were singing, some were looking out the
windows, depends on what you did.
Q. Were you singing songs? A. No, I was not singing
songs.
Q. What were you doing just prior to the time that you
saw Father Groppi behind the wagon? A. I was looking out
the window.
Q. Looking out the rear window? A. Yes, that was a
little fence.
Terry Astuto—for Defendant—Cross
149a
Q. When after the doors were open and you saw Father
Groppi coming, being carried behind the wagon, how many
officers were carrying Father Groppi? A. I couldn’t tell,
there were too many.
Q. So there were several police officers standing behind
the wagon? A. Yes.
[126] Q. Now, if you don’t know how many officers were
carrying Father Groppi, and if there were a lot of officers
standing behind the wagon, then at certain times during
which Father Groppi was behind the wagon, your view
could have been obstructed, is that correct? A. No, it isn’t.
Q. Then if your view wasn’t obstructed, you would nor
mally know, how many were carrying him, isn’t that cor
rect? A. I just didn’t notice.
Q. You just didn’t notice how many were carrying him?
A. That is correct, I knew one, by the top—what else was
being done to him—but my view wasn’t obstructed at all.
Q. Did Officer Brazzoni who was carrying the top part
of his body, at any time, obstruct the view of the rest of
Father Groppi? A. I am not sure, I wouldn’t say he did.
Q. But you’re not sure? A. I don’t recall he did.
Q. But he could have obstructed your view of Father
Groppi somewhat, at some part of that time, isn’t that
correct? A. He could have obstructed a little, they were
carrying Father, however, they got Father to the wagon, so
there were no police, Father’s head was on the wagon, he
couldn’t have obstructed my view, in other words, he was
over to [127] the side by that point.
Q. Now as they lifted Father Groppi up into the wagon,
you got up to help? A. That is correct.
Q. And other people within that wagon came to help to
lift him into the wagon also? A. That is correct.
Q. So we could safely say you were mainly interested in
Terry Astuto—for Defendant—Cross
150a
helping him to get in—into the wagon at that point in time?
A. That is correct.
Q. So you were not really looking at, for instance, the
police, and feet, as much as you were to get a good grip on
the top part of his body, that Officer Brazzoni was lifting
into the wagon? A. Well, I suppose you could say that,
but I would have noticed anything unusual in motion.
Q. Now is it your testimony that he didn’t twist at all?
A. There were body movements.
Q. There was kicking? A. I wouldn’t call it—
Q. Well he was— A. His body was making movements,
that is correct.
Q. But that is not— A. In other words I couldn’t see
any voluntary action on [128] Father’s part, he wasn’t mov
ing, but his body was.
Q. You say that you would probably, normally, notice
anything unusual? A. That is correct.
Q. You might not have? A. I think it would have been
—it’s kind of inconceivable to me not having noticed some
thing.
Q. You think you would have? A. I—put it this way, I
am morally certain I would have seen something.
Q. But here you’re trying to get a grip on Father
Groppi’s shoulder, and what not, yet you could observe
everything? A. I could, that was happening with Father.
Q. You think you could? A. I feel pretty morally cer
tain I could have.
Q. Now, there was singing you said, coming from within
the wagon? A. It stopped when they started bringing
Father over.
Q. Were there any shouts coming from within the wagon,
directed out of the wagon, as Father Groppi came up? A.
Yes.
Terry Astuto—for Defendant—Cross
151a
Q. There was quite a few, weren’t there? A. There were
a number, yes.
Q. And there was some loud ones, weren’t there? A. I
wouldn’t—I mean shouts, I wouldn’t say, any louder [129]
than a normal shout.
Q. A shout? A. Right.
Q. And so, if Father Groppi— strike that— so if these
shouts that were coming from within the wagon, and pos
sibly you may—would not have heard all the things, the
things that Father Groppi said? A. It would have been
physically impossible to have heard what Father said at
that particular moment.
Q. With all the shouts? A. That is true, that is correct.
Q. And was there commotion just outside the door of the
wagon? A. There was not too much, only police officers
there.
Q. Were any of the police officers speaking? A. I didn’t
notice that, I don’t imagine they were keeping perfectly—I
didn’t notice any noise coming from them.
Q. You didn’t notice whether they were talking? A. No,
I didn’t.
Q. Did you notice what they were doing? A. Most of
them were—well most of them were trying to get Father
into the wagon, and they were just around, I don’t—
Q. By most of them, how many did you observe? A.
Still approximately 10 that I— approximately 10 that were
there, you see when they opened the wagon doors, [130] they
were suppose to keep us in—I don’t know— then they brought
Father.
Q. You don’t know whether they were saying anything?
A. Well, I didn’t think about it.
Q. You didn’t think they were saying anything? A. That
is correct.
Terry Astuto—for Defendant—Cross
152a
Q. So you didn’t hear the officers saying anything, and
there were shouts coming from within the wagon, and yet
it’s your testimony, you are sure that you heard every single
word that Father Groppi said? A. I am positive, every
single word.
Mr. Lauerman: That’s all.
Charles R. Morgan—for Defendant—Direct
Charles R. Morgan, called as a witness on behalf of the
defendant, being first duly sworn, on oath testified as
follows:
Direct Examination by Mr. Jacobson:
Q. State your name? A. Charles R. Morgan.
Q. And where do you reside, Mr. Morgan? A. Whitefish
Bay, Wisconsin.
Q. And you’re employed at the present time? A. I am.
Q. Where are you employed? [131] A. I am a reporter for
the Milwaukee Journal.
Q. For how long have you been employed for the Mil
waukee Journal? A. Since, January 20th, 1964.
Q. And were you so employed on August 31st, 1967 ? A.
I was.
Q. And during the course of your employment, did you
have an assignment that evening? A. I did.
Q. And where was that assignment? A. To cover the
open housing demonstrations.
Q. And did you in fact, cover the open housing demon
stration that evening? A. I did.
Q. Were you present at St. Boniface Church, or the
area where this open housing march, or demonstration oc-
cured on that evening? A. I was.
153a
Q. Did you have occasion to walk along with the marchers
as they left St. Boniface Church and proceeded in the route
they were traveling that evening? A. I did.
Q. Were you in the vicinity of 9th and 10th on West North
Avenue, during that evening? A. I was.
[132] Q. And were you present when certain arrests were
made that evening for violation of the Mayor’s proclama
tion? A. I was.
Q. Did you have occasion to see Father Groppi during
that period of time? A. Yes.
Q. When was the first time you saw him? A. When he
left St. Boniface Church.
Q. Between 9th and 10th, on West North Avenue, did
you have occasion to— strike that—when is the first time
you saw him? A. In the line of march, when a police
officer seized him.
Q. Could you describe to the jury what happened when
this police officer placed him under arrest? A. Father
Groppi was walking in, I would say about 6th or 7th back,
in the line of march, the officers were ordered to make
arrests, they entered the line o f march, they seized Father
Groppi, and others, many of the marchers—
Q. Just stop there, now after they had Father Groppi
in custody, what did they do with Father Groppi? A. My
attention at that point, was distracted by other incidents.
Q. Then did you have occasion to see Father Groppi
again? A. I did.
Q. What did you see at that time? [133] A. The next occa
sion I saw Father Groppi, when he was standing in this
center of the street, with several other officers.
Q. And what occurred at that time? A. Father Groppi
went limp.
Q. Would you describe what you saw when he went limp?
Charles R. Morgan—for Defendant—Direct
154a
A. He relaxed his body, and the officers around him, three,
if I recall correctly, picked him up.
Q. Did Father Groppi sit on the street? A. He did not.
Q. In other words, as he went limp he fell into the
officers arms, and he picked him up? A. That is correct.
Q. Did you have occasion to see what the officers did with
Father Groppi? A. They carried him bodily toward the
patrol wagon.
Q. All right, then what happened? A. My attention at
this time was distracted.
Q. All right, did you have occasion to see Father Groppi
subsequent to that time? A. I did.
Q. And when was that? A. At the very moment he was
being hoisted into the paddy wagon.
Q. You did see that? A. Yes.
[134] Q. And did you hear, did you hear Father Groppi
hurling any vulgarities, or did you hear him utter, any vul
garities, at that time? A. At no time when I was in the
vicinity, did I hear him use any profanity.
Mr. Jacobson: That’s all.
Cross Examination by Mr. Lauerman:
Q. Now, Mr. Morgan let’s get to the time when you saw
Father Groppi being hoisted into the patrol— or the paddy
wagon, about how far were you, when you observed this
taking place ? A. At the time he was being hoisted in the
paddy wagon, I was standing on the sidewalk, which I esti
mate is 15 to 20 feet from where the paddy wagon was
parked.
Q. Could you, would it be fair to say, there was a lot
of commotion at the rear of that paddy wagon, and noise
coming from within the paddy wagon? A. There was
commotion throughout the area.
Charles R. Morgan—for Defendant—Cross
155a
Charles R. Morgan—for Defendant—Redirect
Michael S. Crivello—for Defendant—Direct
Q. So, Father Groppi could have said things that you
couldn’t have heard? A. He could have.
Mr. Lauerman: That’s all.
Redirect Examination by Mr. Jacobson:
[135] Q. Are you a member of the NAACP? A. No, I am
not.
Q. Were you placed under arrest for any—
Mr. Lauerman: I object, immaterial.
The Court: Overruled, you may answer.
The Witness: I was not.
By Mr. Jacobson:
Q. You were strictly there as a Milwaukee Journal
Reporter? A. That is correct.
Mr. Jacobson: All right, that is all.
M ichael S. Crivello, called as a witness on behalf of
the defendant, being first duly sworn, on oath testified
as follows:
Direct Examination by Mr. Jacobson:
Q. State your name? A. Mike Crivello.
Q. Where do you reside? A. 4680 North 51st Boulevard.
Q. Is that in the City and County of Milwaukee? A.
Yes.
Q. Are you employed at the present time? A. Yes,
I am.
Q. Where are you employed? [136] A. Chief Photogra
pher, WISN, TV 12.
156a
Q. Were you so employed on August 31st, 1967? A. Yes,
I was.
Q. Are you testifying here, under subpoena? A. Yes,
I am.
Q. Now did you have an assignment on the evening of
August 31st, 1967, in regard to the duties you performed
for your television station? A. Yes, I did.
Q. What was that assignment? A. To cover the demon
strations.
Q. What demonstrations? A. At St. Boniface.
Q. Did you so cover the demonstrations on the evening
in question? A. Yes, I did.
Q. Did you have occasion to be present in the vicinity
of 9th and 10th, on West North Avenue, on the evening of
August 31st, 1967? A. Yes.
Q. Did you see Father Groppi at any time? A. Yes, I did.
Q. Tell the jury, the circumstances when you saw Father
Groppi ? A. The first time I saw Father Groppi was on 9th
and 10th.
Q. In that area between 9 and 10th on West North Ave
nue? [1373 A. I had a sound camera on my shoulder, and
when I— the first time I saw him, had any occasion to look for
him, I heard some noise, and I looked in the general direc
tion of the noise, and I could see that someone was being
arrested, looked like, that is a conclusion on my part,
looked like somebody was being arrested, I ran to the
area that Father Groppi had been taken into custody, that
is the first time.
Q. Did you have occasion to see him again after that?
A. Yes, I followed, I believe we turned east and I had the
camera on him, then we turned west, and I lost him.
Q. When you say you followed him, could you describe
under what circumstances Father Groppi was in, at that
Michael S. Crivello—for Defendant—Direct
157a
time? A. The first time I saw Father Groppi, he was walk
ing, and the next time, he was being carried, I did not
see—
Q. By several police officers? A. I can’t even recall by
how many.
Q. But he was being carried by some police officers?
A. Yes, he was.
Q. Go ahead, what happened after you lost contact, did
you have occasion to see him again? A. Yes I—I lost con
tact two or three times, he would go one way, turn around,
you couldn’t follow, I picked a spot at the paddy wagon,
about 15 feet away, I organized myself, they brought Father
Groppi around, and placed him in the [138] paddy wagon.
Q. You did have occasion to see that? A. Yes, I did.
Q. Did you see him, trying to, or kick any police officer
at that time? A. No, I didn’t.
Q. Did you hear him shout any vulgarities ? A. I heard a
lot of noise I couldn’t— difficult whether any vulgarities or
not.
Q. From Father Groppi ? A. I wouldn’t say from Father
Groppi, there was a crowd there.
Q. Were you in a position to see Father Groppi when
he was being placed in the paddy wagon? A. I saw nine,
ten percent of it.
Q. You didn’t see him kick any police officer in the chest?
A. I wasn’t looking necessarily in that direction.
Q. Did you see him kick any police officer in the chest,
when you were, looking in that direction? A. No, I didn’t.
Q. Did you finish your assignment that evening? A.
No, I didn’t.
Q. What happened? A. I was struck by something, or
someone.
Q. What manner? [139] A. Pardon me?
Michael S. Crivello—for Defendant—Direct
158a
Q. What manner? A. I received some injuries to my
stomach and head, my camera, I don’t know—pushed, or I
hit it with my knee, and it hit me in the head, and I was
unconscious for about five minutes.
Mr. Jacobson: That’s all.
Cross-Examination by Mr. Lauerman:
Q. Mr. Crivello, I believe it is your testimony that when
you did come behind the paddy wagon, you stationed your
self about 15 feet away? A. Yes, I did.
Q. You said you heard a lot of commotion, lot of noise
coming from the direction of the paddy wagon, is that
correct? A. That is correct.
Q. Did you hear any vulgar words used? A. I heard
some, yes, but they were said from behind me.
Q. They were from behind you, not necessarily coming
from the paddy wagon? A. I couldn’t say, but I would
think they were behind me.
Q. But from your position, and because of the noise and
the commotion, would it be safe to say, you wouldn’t have
heard a lot of things that Father Groppi might have said?
[140] A. That is true.
Q. And there were several police officers in the immediate
vicinity of the back door of the paddy wagon, is that
correct? A. That is correct.
Q. In fact two of them as they carried Father Groppi to
the hack of the paddy wagon, had him by his legs, is that
correct? A. I really don’t know, I was looking in all direc
tions, I usually point the camera in the direction of the
activity and look around, I didn’t even—to tell you the
truth, I didn’t see that much of it.
Q. I see, so then we are safe to say, you may have missed
Michael 8. Crivello—for Defendant—Cross
159a
a lot of the action behind the paddy wagon? A. That is
correct.
Michael S. Crivello—for Defendant—Cross
Mr. Lauerman: That’s all.
Mr. Jacobson: Could we release Mr. Morgan and
Mr. Crivello from under the subpoena?
The Court: All right. We will take a short five-
minute recess, for the benefit of the ladies and gentle
men of the jury.
(Thereupon a recess was taken.)
(Court reconvened.)
(Jury Present.)
Mr. Lauerman: I would like Your Honor, at this
time [141] the question and answer that was objected
to, reread, in the—in Father Groppi’s direct examina
tion, the question of his Counsel, Mr. Jacobson, con
cerning what was discussed at an assembly on Au
gust 31st, 1967, at approximately 7 p.m., the objec
tion is on the answer that was given.
Mr. Jacobson: I object to that being reread, Your
Honor.
The Court: I overrule the objection, let the testi
mony be reread.
(Reporter reread back answer.)
Mr. Lauerman: I would renew my objection at
this time, Your Honor, and ask that the answer be
stricken.
The Court: I overrule the objection, let the answer
stand, as read originally, and reread.
160a
Prentice L. McK inney, called as a witness on behalf of
the defendant, being first duly sworn, on oath testified as
follows:
Direct Examination by Mr. Jacobson:
Q. State your name? A. Prentice McKinney.
Q. Where do you reside at the present time? A. 3256
North 10th.
[142] The Court: How old are you?
The W itness: 20.
By Mr. Jacobson:
Q. Is that in the City and County of Milwaukee, State
of Wisconsin? A. Yes, it is.
Q. Did you have occasion to take part in a demonstration,
on the evening of August 31st, 1967? A. Yes, I did.
Q. Was that—were you in the Courtroom yesterday,
when certain officers testified in this case? A. Yes, I was.
Q. During the whole testimony? A. Yes.
Q. Did you hear those officers testify that persons that
were taking part in this demonstration on the night in
question, were later arrested for violating the Mayor’s
proclamation? A. Yes.
Q. Were you one of those persons? A. Yes, I was.
Q. Did you have occasion that night, to be placed in a
paddy wagon? A. Yes.
Q. Where was that located? A. I don’t know, in between
9th and 10th on North Avenue.
Q. And where in that paddy wagon were you placed?
[143] A. I was by the door, and my back was to the north
side of it.
Q. Which way would you be facing? A. I would be fac
ing south, or towards the door.
Prentice L. McKinney—for Defendant—Direct
161a
Q. Which door is that? A. The back door, behind the
driver.
Q. Did you have occasion, when you were in the paddy
wagon that evening, where you were in this regard, to the
position that you just testified to, did you have occasion to
see Father Groppi? A. Yes.
Q. When was the first time you saw Father Groppi, when
you were in the paddy wagon? A. He was being put in,
they pushed up his back, and he was put in, he was still
hollering about his leg.
Q. You saw him when he was outside the door of the
paddy wagon? A. Right.
Q. And what did you see, when you saw him at that time?
A. One Officer had him by the back, and one on each foot.
Q. You saw that? A. Yes.
Q. Did you have occasion to—what happened when you
saw that? A. Well, they were bringing him into the wagon.
Q. Go ahead, describe what happened? A. Well, the
officer that had his back, just came around and [144] lifted
his back up, you know, to push him into the wagon.
Q. And then, was he in fact placed in the wagon? A. We
helped him a little bit.
Q. You helped him too? A. Yes.
Q. Did you have occasion to hear any conversation be
tween Father Groppi and the police officers? A. I wasn’t
between—Father was just telling this other officer to make
this—this other officer quit gouging his leg.
Q. Did you hear him say that? A. Yes.
Q. Did you hear any— that is what you heard ? A. Right.
Q. Did you hear anything else? A. No, he didn’t say
anything else.
Q. Did you see Father Groppi kick a police officer in the
chest? A. No, he didn’t kick anybody, he—
Prentice L. McKinney—for Defendant—Direct
162a
Q. Did you see him kick anybody? A. No, he didn’t kick
anybody.
Q. Did you hear him use any vulgar language at the time
he was being placed into the paddy wagon? A. No.
[145] Q. Did you see—hear any vulgar language at any
time when he was in the paddy wagon ? A. Only—make them
quit gouging my leg.
Mr. Jacobson: That’s all.
Cross Examination by Mr. Lauernum:
Q. You were in the paddy wagon, is that correct? A. Yes.
Q. You were towards the rear, towards the door? A. I
was right next to the door.
Q. Were you one of the last ones? A. Well, I imagine
so, because the paddy wagon was full.
Q. Do you remember other people being placed in after
you, prior to Father Groppi being placed in? A. No, I
don’t, just about the last.
Q. So the best of your memory, you were the last, prior
to Father Groppi being put in? A. Right.
Q. Were you sitting down? A. I was standing up.
Q. Now, you were facing south? A. I had my back to the
north wall, I was on an angle, because I was standing in
the door.
Q. I just want to make sure this is clear, now you said
you were facing south? [146] A. Right, on an angle like this,
the wall was back here, and the door was here.
Q. So then you were facing more southwest? A. Right,
say southwest.
Q. Was there noise coming from that wagon? A. A few
freedom songs, so— or so on.
Q. Shouts coming from the— A. Shouts, not necessarily,
Prentice L. McKinney—for Defendant—Cross
163a
there— I said just people saying get off my feet—jammed in
like sardines.
Q. You wouldn’t describe the voices as shouting! A. No,
not necessarily shouts, they weren’t whispering either.
Q. Did you hear anybody direct any words towards any
officer? A. I wasn’t really even noticing, I—
Q. Did you direct any words towards any officer, when
they opened the door? A. No.
Q. Were you saying anything, were you talking? A. I
was singing.
Q. You were singing? A. Yes.
Q. Did you stop singing when Father Groppi was brought
to the rear of the wagon? A. Yes, I did.
Q. At what point, as he was being lifted up? A. When
I first saw him.
[147] Q. When you first saw him? A. Right.
Q. Prior to him being lifted up? A. Yes.
Q. WTiat were the exact words, as you remember them,
that Father Groppi said? A. I am not going to say this
is exact, or not exact, I beard something like, stop the
officer he is gouging my leg, please, please, stop him.
Q. That is all you heard? A. Right, he was begging
the man for mercy.
Q. You’re sure that is all the words you heard him say?
A. Right.
Q. So then, you didn’t hear him say anything about badge
numbers? A. No, I didn’t really pay any attention, he was
saying the man was hurting him, I was interested in that.
Q. So then you didn’t hear all the words that Father
Groppi spoke? A. Not necessarily—
Q. Just answer the question, you didn’t hear all the
words? A. I heard them, but they didn’t all register.
Q. So you don’t remember all the words that Father
Groppi spoke? A. Look, I told you—
Prentice L. McKinney—for Defendant—Cross
164a
Q. Answer that question. [148] A. No I don’t remember
all the words he spoke, I don’t—he didn’t use any vulgar—
Q. That is not answering— A. The— each individual
word—
Q. There was a lot of commotion going on outside the
door of the patrol wagon, also when the door was open,
is that correct? A. I don’t think there was that much.
Q. How many police officers were out there, as you re
member? A. I don’t know, about five, or six.
Q. You say five or six, and one of them, a rather large
officer had Father Groppi by the trunk, the upper trunk?
A. Yes.
Q. And he lifted him up, and two more had him by the
legs ? A. Right.
Q. One on each leg? A. Right.
Q. Isn’t it possible that for a period, of some seconds,
perhaps you would have been obstructed in your complete
view of what was going on? A. No.
Q. You never— A. Because I was right over his right
shoulder.
Q. You say you grabbed Father Groppi? A. Right.
Q. Where did you grab him? [149] A. Up under his right
shoulder.
Q. Was that—was his right shoulder area free for you
to grab? A. Right.
Q. And you looked at the shoulder area? A. I didn’t
even— was I—was I looking at the man, he was still holler
ing about the man what was holding his leg.
Q. Do you think— strike that— did you see anything else
going on, within the immediate area of the back of the
paddy wagon, as Father Groppi was being placed into the
paddy wagon? A. I wasn’t watching.
Q. You weren’t watching? A. I was watching him, and
the three officers.
Prentice L. McKinney—for Defendant—Cross
165a
Q. Mr. McKinney, have you ever been arrested, and con
victed of a criminal offense? A. Let’s see, I have, I don’t
know, maybe once.
Q. Do you know, or don’t you know? A. I don’t know
what you call a criminal offense.
Q. A misdemeanor, felony? A. Well, a misdemeanor.
Q. How many times ? A. About three, four times, some
thing like that, like arguing with my girlfriend’s mother,
and stuff like that.
Q. More than just that? [150] A. What do you mean, by
more?
Q. It entailed more? A. No, just argument, disorderly
conduct, argument.
Q. All right, Mr. McKinney, I just want you to be very
honest, and search your memory, to the best of your recol
lection— A. Yes.
Q. How many times, we don’t know what you were ever
convicted of, if you were, about how many times have you
been convicted of a criminal offense? A. I really don’t
know.
Mr. Lauerman: You don’t know.
Mr. Jacobson: How many times Prentice, how
many times, tell the jury to the best of your recol
lection, more than four or five, tell them exactly.
The W itness: It’s more an four or five, it’s more
an four or five.
Redirect Examination by Mr. Jacobson-.
Q. Are you working at the present time? A. Yes.
Q. Where are you working? A. Wisconsin State Em
ployment, and University of Wisconsin.
Q. All right, just tell the jury exactly what your back
ground is, you don’t have to keep saying four or five times,
just say— [151] A. That is what I said.
Prentice L. McKinney—for Defendant—Redirect
166a
Mr. Jacobson: All right, that is all.
The Court: You’re excused.
Michael D. Cullen—for Defendant—Direct
Michael D. Cullen, called as a witness on behalf of the
defendant, being first duly sworn, on oath testified as
follows:
Direct Examination by Mr. Jacobson:
Q. State your name! A. Michael D. Cullen.
Q. Where do you reside! A. 1131 North 21st Street.
Q. That is in the City and County of Milwaukee, State
of Wisconsin! A. Yes.
The Court: How old are you!
The Witness: I am 26.
The Court: All right.
By Mr. Jacobson:
Q. Now Mike, what do you do! A. I am Director of
Casamarraa Refuge House, gives community shelter, it is
an association for the community, we live on 21st and
Juneau, I also am a teacher at the Employment Service
for Project CITE, Community Involvement, Towards Em
ployment, at the Wisconsin State Employment Service.
[152] Q. Now Mike, did you have occasion to be present at
St. Boniface Church on the night of August 31st, 1967! A.
Yes.
Q. Did you— did you take part in a demonstration that
evening! A. Yes, I did.
Q. Were you later placed in police custody, for the vio
lation of the Mayor’s proclamation! A. Yes, I was.
Q. Where did that take place! A. I was in the line,
which was going east on North Avenue, between 9th and
167a
10th Street, if I remember properly, and I was about, oh,
1 would say 30 feet from the beginning of the line, which
was headed by Father Groppi, and Commandoes, and other
people, when the arrest, when arrests took place, they
arrested the beginning of the line, and a number of us in
the middle, we came in, and I was arrested with a large
group, not as an individual, but as a group, to the paddy
wagon.
Q. All right, a number of you were taken to a paddy
wagon? A. Yes, which was facing east, which was facing
east on North Avenue.
Q. Were you—were you in close vicinity of this particu
lar paddy wagon, as you were in police custody? A. It
was in a little more to the south side of the street, [153] but
it was even to the center.
Q. And you were actually taken by the police, to a paddy
wagon? A. Yes, with a group of people, mostly of whom
were white.
Q. All right, were you ever placed in the paddy wagon?
A. I was brought to the side of the paddy wagon, this is
important, exactly what happened, I was brought to the
side of the paddy wagon, with a number of people, and it
was during this time that Father Groppi was carried by,
and I am trying to recollect, it was four policemen as far
as I could see in the beginning, if you can think, the paddy
wagon was facing east, he had to come around front of
the paddy wagon, in order to get to the rear, we were on
the side, and when the other policemen saw Father Groppi
coming, there was much excitement, a lot rushed towards
him, to put him into the paddy wagon.
Q. Now, when you saw Father Groppi for the first time,
he was in the front of the paddy wagon? A. Yes, the front
towards the engine.
Q. He was being carried by police officers? [154] A. When
Michael D. Cullen—for Defendant—Direct
168a
he was being carried by me, he was limp, very limp, you see,
they had to pass by me.
Q. Just answer my questions. A. Okay.
Q. He was being carried by some police officers! A.
Yes.
Q. You were able to see this! A. Yes.
Q. Did you see these police officers carry Father Groppi
to the back of the paddy wagon! A. Yes.
Q. And did you then see the police officers also lift Father
Groppi up into the paddy wagon itself! A. The wagon
itself— the door sort of hemmed some of us out, the door
had to be opened sideways, and as he went around the
paddy wagon, I didn’t exactly—put right in the paddy
wagon, but it was on the way, remember coming around
by the door.
Q. Were you in the back— A. I—
Q. Were you in the back of the paddy wagon! A. Yes,
more to the side, than to the back.
Q. Were you in a position to see Father Groppi as he
was being carried, and being placed in the paddy wagon!
A. Yes.
Q. You were in a position to see that! A. Yes.
Q. All right, at any time that you saw Father Groppi,
as he was being carried to the back of the paddy wagon,
and being placed in the paddy wagon, did you see him kick
any police [155] officer! A. No, I did not.
Q. Did you hear him say anything! A. No, there was
no— this is very hard, I have been trying to think back
very deeply on this, is that— one of the things that seemed
to have happened, was that he did have a foot that was
shaking, I didn’t see him kick anybody, and he said, my
leg, my leg, and that is all I could hear, it was so very
vague, very vague.
Q. Did you hear him use any— A. No profanity, no
profane language, I am positive of that.
Michael D. Cullen—for Defendant—Direct
169a
Q. Were you then placed in the paddy wagon yourself?
A. No, I was not, in fact it was such a hustle, that Father
Groppi— the doors were slammed, and we were left, I
don’t know how many was left on the sidewalk, but a
number were left on the sidealk, we were not arrested
that night, we were arrested, but we weren’t placed in the
paddy wagon, so we went free.
Q. You were never charged with the violation of the
Mayor’s proclamation? A. No, I was not.
Mr. Jacobson: That’s all.
Cross Examination by Mr. Lauerman:
Q. You said you were on the side of the paddy wagon, as
[156] Father Groppi was brought around? A. Side, more
to the rear, we were on the sidewalk, part of the sidewalk,
not on the sidewalk.
Q. Now, you also testified that you saw him as he was
being carried, and you saw him at a point where he would
have been near the front of the paddy wagon? A. I was
more to the rear, to the side.
Q. When did you first see him? A. I could see him com
ing all the way down.
Q. How far away from the paddy wagon, were you? A.
I was right beside— they passed right—a policeman between
me and him, a point between the body, I was probably the
closest person to him.
Q. So you were standing right beside the paddy wagon?
A. Yes.
Q. When he was brought around the rear of the paddy
wagon, didn’t the doors obstruct your view? A. It ob
structed the view, in the last minute, when he was—
Q. These doors as they open, they swing around the
paddy wagon? A. But there were, well—
Michael D. Cullen—for Defendant—Cross
170a
Q. Don’t they! A. Okay, yes.
Q. About how wide are these doors? A. Oh, let me see,
two and a half feet, three, each door.
[157] Q. And if you were standing right beside, then as the
paddy wagon door swings around the paddy wagon, that
would fairly well obstruct your view? A. It would ob
struct, definitely, some of it.
Q. So after that door swung open, your view was quite
well obstructed? A. For a time.
Q. So there was a period of time then, that you would
probably not even been able to see Father Groppi? A. No,
I saw him totally, they had to get by the doors.
Q. No, I mean after they walked around the door, there
was a time you didn’t see him? A. Yes, right.
Q. You also testified there was much excitement at the
paddy wagon, as they were carrying Father Groppi? A.
Very much so.
Q. Was there a lot of commotion? A. But I was very
much concentrated on Father Groppi.
Q. But there was a lot of commotion? A. Yes.
Q. Also some noise back there? A. There was noise,
absolutely.
Q. So it would be safe to say, you may have missed a
few words that any one individual would be speaking, at
the rear of that wagon, is that correct? [158] A. Very, very
possible.
Michael D. Cullen—for Defendant—Redirect
Mr. Lauerman: That’s all.
Redirect Examination by Mr. Jacobson:
Q. As a matter of fact, you didn’t hear Father Groppi
say any profanity at all? A. Absolutely not.
Mr. Jacobson: Defense rests.
171a
Armando Braszoni—for Plaintiff—Direct
Mr. Lauerman: I ’d like about two minutes, Your
Honor.
A rmando B razzoni, recalled as a witness on behalf of
the State of Wisconsin, being previously sworn, on oath
testified as follows:
Direct Examination by Mr. Lauerman:
Q. Officer Brazzoni, you have previously testified in this
trial, is that correct? A. That is correct.
Q. And your testimony was, that you helped Father
Groppi to the paddy wagon? A. That is right.
Q. As you neared the paddy wagon, state whether or not
—state whether or not you were asked by Father Groppi
any questions, or did he make any statement, as you were
going around the paddy wagon? [159] A. The only statement
he made, was that he wanted that man’s badge number.
Q. At what point did that happen? A. This was just
as he was entering, being placed in the wagon.
Q. Is that the first statement you heard him make? A.
Yes.
Q. State whether or not where was any noise coming
from the paddy wagon? A. When was this, after?
Q. As he was behind it? A. Oh yes, definitely.
Q. Was there quite a bit of noise? A. Yes, quite a bit,
chanting, name calling.
Q. Did this occur up through the point where he was
successfully placed in the paddy wagon? A. Yes.
Mr. Lauerman: That’s all.
Mr. Jacobson: We ask this line of questioning be
stricken, on the basis, the jury heard all the testi-
172a
Wilfred Buchanan—for Plaintiff—Direct
mony before, and the latter part, of the material
part of the testimony.
The Court: Let the questions and answers stand,
let the jury weigh it one way or the other.
[160] W ilfred Buchanan, recalled as a witness on behalf
of the State of Wisconsin, being previously sworn, on oath
testified as follows:
Direct Examination by Mr. Lauerman:
Q. Officer Buchanan, you have testified in this trial pre
viously? A. Yes, I have.
Q. And you have testified that you were one of the
officers who was aiding in carrying Father Groppi to the
paddy wagon? A. Yes.
Q. And what grip did you have on Father Groppi? A.
I had my both hands around his lower part of his leg, or
ankle, and in it, I also had my club, my night stick.
Q. State whether or not at any time, you pushed your
fingers into his ankle? A. No, I didn’t.
Mr. Jacobson: Your Honor, I am going to object,
it is totally self-serving, it is repetitious, we heard
this all—
The Court: Let the questions and answers stand,
let the jury weigh it one way or the other.
Mr. Lauerman: That’s all.
Mr. Jacobson: No questions.
[161] Mr. Lauerman: State rests.
Mr. Jacobson : Defense rests.
(Jury excused.)
The Court: First of all, I will ask are there any
173a
Colloquy
request for the instructions either side wishes to
make a matter of record, then after that, we will
entertain the motions, and then have the closing
arguments to the jury.
Mr. Jacobson: Well we have one request on in
structions, on what the offense the jury is to be
charged with.
The Court: Have you—
Mr. Jacobson: It’s right—
The Court: Let me see it please. I will deny
this exact instruction to the jury, because I am
going to give an instruction to the jury that is
similar to this, at the same time somewhat differ
ent, and not in these same words, but your instruc
tion will be made a matter of the record, any other
request?
Mr. Lauerman: Only that the standard be read
to the jury, Your Honor.
The Court: Any motions on either side, in the
absence of the jury, or without the absence of the
jury?
Mr. Lauerman: State would have one motion, to
renew an objection, but would like that done in the
presence [162] of the jury, wherein the Reporter can
read back the testimony before the jury.
Mr. Jacobson: Defense objects to that being done
at this time.
The Court: I will allow it, and overrule your
objection. Do you have any motions you would like
to make.
Mr. Jacobson: Well we will, after they make their
motion.
(Jury Present)
174a
Colloquy
The Court: Anticipating we will run through un
til 1 o’clock, with the closing arguments and my in
structions to the jury, for those of you sitting in the
audience, it will be at least 1 o’clock. All right, any
other motions now, before the closing arguments?
Mr. Lauerman: State does have one motion Your
Honor, and would like the Reporter to read the
initial direct examination of Father Groppi, when
he was testifying in this case, and more particularly,
the point at which Father Groppi testified that he,
and several other people were discussing the march.
The Court: Mr. Reporter, will you read that
portion back.
(Question and answer read back).
Mr. Lauerman: State would renew its objection
[163] to that testimony as being immaterial, and ask
that it be stricken.
Mr. Jacobson: Defendant’s position Your Honor,
the introduction of the Mayor’s proclamation into
evidence at the request of the State, was objection
able, and therefore, there will be a renewal of the
objection to having received that proclamation into
evidence.
175a
The Court: I will overrule the objection, as I did previ
ously, and let the question and answer stand. Now ladies
and gentlemen of the jury, the State has presented its
case to you and rested, the defense has presented its case
to you, and rested. I would like to tell you at this time,
what the Assistant District Attorney, and the Defense
Counsel said at the opening of this trial, what they, would
prove to you is not necessarily evidence in this case. Now
we arrive where they have their closing arguments to you,
and I wish to tell you, that what they, did prove, is not
actually evidence in this case. The innocence or guilt of
this defendant, is determined by two things, one, by the
testimony of the witnesses for both sides, on the witness
stand, and then at the conclusion of these closing argu
ments, my instructions to you on the law in this case.
The testimony of the witnesses, on both sides and my in
structions to you on the law, and those two things alone,
do you determine the innocence or guilt of this defendant.
[164] The Court: To these instructions now. I indicated to
you previously, that what the Counsels said at the begin
ning of the trial, and what they said at the conclusion of
the trial, is not evidence in this case. The innocence or
guilt of this defendant is determined by the testimony of
the witnesses on the witness stand for both sides, and ap
ply that testimony, to the instructions to the jury, and
the law that I will read to you at this time, and upon these
two things alone, you determine the innocence or guilt
of this defendant. Ladies and Gentlemen of the jury; at
the close of arguments of Counsels in this case, it is the
duty of the Court to instruct you upon the principles of
law that should guide and govern you in your considera
tions of the evidence, and in reaching your verdict. It is
the duty of you, members of the jury to take the law as
The Court’ s Charge
176a
given in this instruction, and apply that law to the facts
in this case, which are properly proven by the evidence,
and therefrom, arrive at your verdict. It is your duty to
exclude from consideration everything but the evidence
received on this trial, and the law as given to you, in these
instructions, and from these alone, guided by your soundest
reason, and best judgment, reach your verdict. The com
plaint in this case, charges that State of Wisconsin, Plaintiff,
against James Edmund Groppi, Case Number 2-63208,
County Court, [165] Misdemeanor Branch, Complaint for
Resisting an Officer, in the State of Wisconsin, through
the Sheriff, Constable, or any police officer of the City of
Milwaukee, “whereas, Wilfred Buchanan, being first duly
sworn on oath, states to the Honorable John J. Kinney,
as Magistrate, that James Edmund Groppi, the above
named defendant, on the 31st day of August, 1967, in the
County of Milwaukee, Wisconsin, did unlawfully, know
ingly, resist Wilfred Buchanan, a duly appointed and
qualified and acting police officer, of the City of Mil
waukee in said County, while the said Wilfred Buchanan
was then and there engaged in doing an act, in his official
capacity, and with lawful authority, to-wit: said Wilfred
Buchanan, personally observed said defendant resist Bu
chanan, at 900 West North Avenue, in the City of Mil
waukee, in said County, to-wit: while said defendant was
being carried to a police wagon, after being placed under
arrest, said defendant began kicking his legs, striking said
Officer Wilfred Buchanan in the body with his foot, that
said defendant then states to said Wilfred Buchanan, “you
fuckin’ son-of-a-bitch, I want your number.” “ Contrary to
Section 946.41 of the Statutes, and against peace and dig
nity of the State of Wisconsin, and prays that the said
James Edmund Groppi, may be arrested and dealt with
The Court’s Charge
177a
according to law, signed Wilfred Buchanan, complainant.”
To this charge the defendant has pleaded not guilty.
[166} The Court: Although there has been testimony con
cerning the Mayor’s proclamation and the arrest thereto, the
only charge on which the defendant is before this Court,
is resisting an officer, and his innocence or guilt should be
solely determined on that singular charge alone. The Stat
utes of this State provide, 946.41, “Resisting or obstruct
ing an officer, paragraph 1, whoever knowingly resists or
obstructs an officer, while such officer is doing any act in
his official capacity, and with lawful authority, may be—
paragraph 2, in this Section subparagraph a. “Officer” ,
means peace officer, or other public employee, having the
authority by virtue of his office, to take another into cus
tody.’ Reading that Statute where it says, resisting or
obstructing, the singular, is resisting an officer, resisting
an officer as defined in Section 946.41, provides that, “who
ever knowingly resist or obstructs an officer while such
officer is doing any act in his official capacity and with
lawful authority is guilty of a violation of the Statutes” .
Before the defendant may be found guilty of the offense
of resisting the officer, the State must prove, by evidence,
which satisfies you beyond a reasonable doubt, that there
were following, the following three elements of this offense.
First, that the defendant resisted an officer, two, that the
officer was doing an act in his official capacity and [167] with
lawful authority, three, that the defendant resisted the
officer knowingly, that is, the defendant knew or believed
that he was resisting the officer, while the officer was act
ing in his official capacity, and with lawful authority. To
resist a peace officer, or police officer, directly, and while
he was engaged in a lawful doing of an act, possibly
means the resistance directed to the officer personally.
The word, knowingly, worth belief that a special fact ex
The Court’s Charge
178a
isted. The second element of this offense; that the officer
was doing his act in a official capacity and with lawful
authority. If you find therefore, beyond a reasonable doubt,
that the officer was then in his official act, serving in his
official capacity and with lawful authority. The third of
fense of this—the third element; that the defendant acted
knowingly, before you may find that the defendant acted
knowingly, knew or believed that the person resisted, was
an officer, that the officer was acting in his official capacity,
and that the course of conduct would indicate resistance,
in the performance of his duties, and that his conduct was
resisting the officer, if you are satisfied beyond a reason
able doubt, from the evidence in this case that the defen
dant knowingly resisted an officer, and that the officer was
doing an act in his official capacity, and with lawful au
thority, then you may find the defendant guilty o f the
[168] offense of resisting an officer as charged, if you how
ever are not satisfied, then you must find the defendant not
guilty o f resisting an officer. You are the sole judges of
the credibility of the several witnesses, in determining the
convincing power of the evidence, and in deciding questions
of fact, and in determining the credibility to be given to
the different witnesses. You should take into consideration
all of the evidence, the character and appearance of the
witnesses, the knowledge, sources, and means of informa
tion of the several witnesses, their candor, or lack of can
dor, and the bias, or lack of bias, or interest manifested by
them. You have the right to consider the manner of testify
ing while a witness is upon the witness stand, and the
probability of the truth of the matters testified to, when
taken in connection with all of the evidence and surround
ing circumstances, and you wall consider all of the facts
and circumstances, as they have been produced upon the
The Court’s Charge
179a
trial, and determine the convincing power of the evidence
accordingly. If you believe that any witness has willfully
testified falsely to any material fact in this case, you may
on that ground alone, if you see fit, disregard the testi
mony of such witness as to all other matters, except in
sofar, as it is corroborated by other credible evidence
produced upon the trial, or by facts and circumstances, which
may be [169] fairly inferred. Under the law a defendant
is a competent witness in his own behalf, the defendant
James Edmund Groppi has given his testimony, and you
are the judges of the weight which ought to be attached
to it, he is directly interested in the result of the trial,
in determining the weight to be given to the testimony of
the defendant, it is proper for you to take such interest
into consideration you are to give to his testimony such
weight as under all of the circumstances you think it is
entitled to, his testimony is to be considered with all of
the other evidence in the case. You should also consider
to what extent if any, the interest any other witness on
this trial may have in the result of the case, or in testify
ing in the manner in which he did, and you are to con
sider to what extent if any, such interest has any influ
ence upon his testimony. You should apply the same tests
as to credibility and weight to the testimony of every wit
ness sworn. The burden of proving the defendant guilty
of the offense charged, is upon the State, and before you
can render a verdict of guilty, the State must prove to
your satisfaction, beyond a reasonable doubt, that the
defendant is guilty of the offense charged, every person
charged with the commission of an offense is, in law, pre
sumed to be innocent, and that presumption of innocence
attends throughout the trial, and prevails at its close, [170]
unless, overcome by testimony, which satisfies the jury, of
his guilt beyond a reasonable doubt. By proof beyond a
The Court’s Charge
180a
reasonable doubt, is meant such proof as satisfies your
judgments as reasonable persons, and applying your rea
son and judgments to the evidence before you, that the
offense charged, has been committed by the defendant,
and so satisfies you, as to leave no other reasonable con
clusion possible. The reasonable doubt mentioned means,
a doubt resting in reason, and it must arise from all of
the evidence, or want of evidence fairly and rationally
considered, it means an honest substantial doubt, founded
in reason and common sense, as applied to the evidence,
a doubt for which a reason can be given, arising from
either the evidence, or from a want of evidence. In deter
mining the guilt or innocence of the defendant, you should
scrutinize the evidence with the utmost care and caution,
bringing to that duty, all of the reason and prudence that
you would exercise in the most important affairs of life,
in fact all of the judgment, care, caution and discrimina
tion that you possess. This is a criminal case, your ver
dict must be unanimous, two forms of verdict will be sub
mitted to you for your consideration, namely, we the jury
find the defendant James Edmund Groppi guilty in man
ner and form as charged in the complaint, the other, we
the jury find the defendant, James Edmund Groppi not
guilty. [171] It is for you to determine which one, of such
two forms of verdict you will bring in as your verdict. When
you retire to your jury room, for your deliberations, let
your first order of business be the selection of a foreman,
or a forelady, to preside over your deliberations, when
you have unanimously agreed upon your verdict, have your
foreman, or forelady sign and date the same, and bring
it into open Court, while the Court is in session.
(Thereupon jury retired at 1:30).
(Thereupon proceedings were had as follows at 3:30).
The Court’s Charge
181a
Request from Jury for Further Instructions
The Court: The bailiff indicated that the members of
the jury had a question to ask the Court, and the legal
pad was taken back there to ask what their question was,
question handed to me, reads as follows, that at request,
“all testimony— of when Father Groppi was picked up in
limp position and carried to police patrol wagon.” They
indicated they want it reread.
Mr. Lauerman: Of course the State’s position is, they
have heard the facts, all the facts during the course of
this trial, to reread any testimony, or give them back at
this time, testimony of any given witness, regardless of
whether it be for the State or for the defense in this case
would tend to high light that testimony, and therefore,
no testimony should be reread or given to them.
[172] The Court: Any comment by Mr. Jacobson, repre
senting the defendant ?
Mr. Jacobson: On this particular question Your Honor,
I would agree with the State, that testimony should not be
broken up from one point in time, especially in line with
the fact, there is further testimony on cross examination,
that would have to come in regarding from the time that
the defendant went limp, until the time he was placed in
the paddy wagon, we can’t tell from the state of the rec
ord, just where on cross examination all those questions
would be, and I think that would have to be read to the
jury, as well as what was said on direct, that would be the
position of the State, and our position as to this specific
question, that the jury would have to be told that any
testimony read out of context would not be fair to the
positions of either the State or the defense.
The Court: All right.
Mr. Jacobson: How you want to handle that, I am not
sure Your Honor.
182a
Request from Jury for Further Instructions
The Court: The only problem is, that you have the
testimony of one person read back, then the State is going
to ask that the portion of another witness be read back,
and we will be reviewing the entire testimony, which took
us a day and a half to hear. So, you tell the members of
the jury, that the testimony heard this morning was [173]
very clear as far as the Court was concerned, for both sides,
there is no reason for rereading the testimony.
Mr. Jacobson: Why don’t you give a copy of that, what
you just stated, in writing, so that would only tell the jury,
on a written legal pad, which the Court will write out, what
should be told, then there would be no comments on the
part of the bailiff himself. I think that would be a good
way, and both Counsel and I agree, leave the jury impan
eled, alone, just so that is read off the legal pad, what
the Court’s position is on this, we wouldn’t have any prob
lem with the hearing, they shouldn’t— isn’t it true you can
not bring anything, any written matter into the jury room,
except what has been marked as evidence, in other words
they can’t have written statements from the Court or any
thing—just so it is read off, you only tell the jury the
written out portion, that’s on the written legal pad, I am
sure then, there will not be any paraphrasing. Your Honor,
why don’t you say, the testimony is already in, and that
any part thereof cannot be reread at this time.
The Court: On a legal pad will be the following nota
tion, “ the testimony heard this morning was very clear
for both sides, and is a part of the record. Therefore, the
jury should proceed to deliberate on this matter without
the rereading of the testimony.” Let the record reflect, that
the jury was so informed. I would like to have the [174]
Defense Counsel remain here, and the defendant, and the
District Attorney, to at least 5 o’clock, then we will go on
from there.
183a
V erdict
(Thereupon proceedings were had as follows at 5:00)
The Bailiff: Your Honor, Bailiff informs me that the
jury has reached a decision in this matter.
The Court: And whatever the decision of the jury is,
I want decorum on part, of all parties in this Courtroom.
(Thereupon jury returned at 5:00)
The Court: This is in the matter, State of Wisconsin
Plaintiff, versus James Edmund Groppi, charged with a
State charge, allegedly, violation of 946.41 of the Wisconsin
Statutes, resisting an officer. This trial commenced before
this Court and jury, on Thursday, February 8th, this date
Friday, February 9th, at approximately 1:30 the case was
concluded, and the jury deliberated on this matter. It is
approximately 5 o’clock. I will ask the members of the
jury if they have reached a verdict in this matter.
The Foreman: Yes, we have Your Honor.
The Court: Have you elected a duly elected foreman,
or forelady?
The Foreman: Yes, sir.
[175] The Court: Are you foreman, please rise, state your
name and address?
The Foreman: Ronald Kruk, 2505 South 8th Street.
The Court: And you are the duly elected foreman of
the jury?
The Foreman: Yes, sir.
The Court: Have you reached a verdict in this matter?
The Foreman: Yes, Your Honor.
The Court: Do you have that verdict, will you please
read it in Open Court?
The Foreman: We the jury find the defendant, James
Edmund Groppi guilty in the manner and form, as charged
in the complaint, dated this 9th day of February, 1968.
184a
Colloquy
The Court: Please bring me this verdict. State of W is
consin, Circuit Court, Milwaukee County, State of Wiscon
sin Plaintiff, versus James Edmund Groppi, being Case
Number G-4718, we the jury find the defendant James
Edmund Groppi guilty in manner and form, as charged in
the complaint, dated this 9th day of February, A.D. 1968,
signed—
The Foreman: I signed it, E. J. Kruk.
The Court: Yes, Foreman. Does the members of—does the
Defense Counsel wish to poll the members of the [176] jury?
Mr. Jacobson: Yes, Your Honor.
(Thereupon Jury Polled, and all members responded in
the affirmative).
The Court: Do either side, starting with the District
Attorney, wish to make any comments?
Mr. Lauerman: No.
The Court: Any comments by the Defense Counsel,
Mr. Jacobson?
Mr. Jacobson: I am reserving motions after verdict,
until Monday at 9, is that correct. I have no comments at
this time.
The Court: Pardon?
Mr. Jacobson: I have no comments.
The Court: I wish to thank you for deliberating on this
particular case. You’re excused at this time, until the date
and time that was just read off to you by the clerk. I wish
to thank you for doing your civic duty here in this particu
lar case, which of course, is a tremendous responsibility
for you to pass judgment on your fellow citizens. So I
wish to thank you at this time for your attention, and de
liberations on this matter, and you’re excused. Thank you
very much. This matter will be adjourned at the request
185a
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of the defendant, for any [177] motions, written motions, to
be tiled Monday morning in this Courtroom, at 9 o’clock. So
the District Attorney be here promptly at 9, Defense Coun
sel, the Defendant James Groppi be here for motions, and
possible disposition, by way of penalty.
* # # # #
State of W isconsin,
County of M ilw aukee , ss. :
I, James J. Thurber, Acting Official Reporter of Circuit
Court, Milwaukee County, hereby certify that the forego
ing constitutes a true, correct and complete transcript of
my Stenograph notes of the testimony and other proceed
ings taken upon the above entitled action.
/ s / James J. T hurber
186a
Cl] R aymond W. F leming
Chief Deputy
F I L E D
Nov 04 1967
Clerk of Courts
Criminal-Misdemeanor
Traffic Divisions
Charge: Resisting A rrest
H earing on M otion in the above entitled ac-
ion held on October 30, 1967, before the H on
orable F. R yan D uffy , J r ., Acting Circuit
Court Judge, presiding.
A ppearances :
David J. Cannon—Assistant District Attor
ney, appearing for the State of Wisconsin.
Thomas M. Jacobson— Attorney for Defen
dant. Defendant in Court.
Judith Spanheimer— Official Reporter.
[2 ] PROCEEDINGS
Mr. Cannon: I understand preliminary procedure is to
file a brief today. I understand it was filed and Mr. Lauer-
man couldn’t be here; his wife went to the hospital so I’m
just here representing the State.
Mr. Jacobson: This matter was before the Court on
October 18th and the Defendant filed an Affidavit of Preju
Hearing on Motion to Accept Affidavit of Prejudice
187a
dice against Your Honor sitting as an acting Circuit Court
Judge. That was the first appearance before Your Honor
as a Circuit Court Judge. The matter has been made a
Circuit Court matter on October 11th, 1967, when Hugh
O’Connell, District Attorney in and for Milwaukee County,
filed a Demand to have the County Court proceedings trans
ferred to the Circuit Court and the matter was to be tried
as a Circuit Court proceeding. The original appearance
before Your Honor was on October 18th after Judge Steffes
appointed Your Honor as an acting Circuit Court Judge.
At that time, we filed an Affidavit of Prejudice which Your
Honor refused. There was discussion as to filing a brief
on the matter. The Court set this morning at 9 :00 o’clock
for the parties to hand in their briefs; that is, the State
and the Defense. The Defense had their brief in at ten
minutes to 9:00; the State furnished me a copy of their
brief at three minutes after 2 :00. It is a brief brief, how
ever, and if the Court will permit argument on [3 ] filing an
Affidavit of Prejudice—
The Court: Just by way of background here on this
matter. This is an alleged violation of Section 946.41 (1)
of the Wisconsin Statutes on August 31st, 1967 and there
was an Affidavit— an Affidavit of Prejudice was filed against
Judge Seraphim in Branch 4, I believe on September 14th,
1967. Then, the case was transferred to this Court, Branch
12, by lots, and the case was adjourned to September 25th,
1967 in this Branch, No. 12, Misdemeanor— Traffic Division.
Then a motion for a Change of Venue was filed September
26th, 1967 and the motion was denied on October 2nd, 1967
and a Jury Trial was demanded by the Defendant and
this Court set October 19th, 1967 for a Jury Trial and
then an officer of the District Attorney asked that a jury
of 12 be demanded on October 11th, 1967, pursuant to
Hearing on Motion to Accept Affidavit of Prejudice
188a
324.17 (9) of the Wisconsin Statutes. Then on October 18th,
1967, the State of Wisconsin asked that the matter he
transferred to the Circuit Court to be tried and determined
as a Circuit Court action. Then, on October 18th, 1967, the
Defendant appeared before this Court, Branch 12, and
asked leave to file an Affidavit of Prejudice after Judge
Steffes appointed this Court to sit and hear and determine
these matters as a Circuit Court Judge. On October 18th,
the Court refused to accept the Affidavit of Prejudice for
the only reason that [4 ] I felt the Wisconsin Statutes under
these circumstances didn’t provide for it but I granted time
to this date, October 30th, for both sides to file briefs on
the matter and I received a brief by the Defense and a
brief by the District Attorney. Will each side want to
make an argument on your briefs as submitted here today1?
Mr. Jacobson: Well, Your Honor, the Defense brief is
purely a statutory argument. The Statute in this matter
being a Circuit Court proceeding is 324.17 (9) and it indi
cates that any party to the controversy may within ten
days after notice that a Jury Trial has been demanded,
have the matter transferred to the Circuit Court of the
county for trial. Now, much of the brief indicates that this
statute according to the Defendant’s position is civil in
nature, that the proceedings in the Civil Court Sections of
the Statute provide in criminal misdemeanor cases for two
trials. That if the Defendant is not successful in the County
Court proceedings trial, it must he turned over to the
Circuit Court so the statute is utilized. However, the Stat
ute 324.17 (9), the second sentence indicates as follows:
“Upon the filing o f such demand for transfer, the Judge
of the County Court shall immediately cause the record
and proceedings in the matter to be certified to the Circuit
Court and the same shall there be tried and determined as
Hearing on Motion to Accept Affidavit of Prejudice
189a
a Circuit Court action,” [5 ] and it proceeds to talk about pro
bate proceedings which really this statute was intended to
govern, a probate proceeding. Now, this was when this
matter that’s before the Court became a Circuit Court
matter on the 11th o f October when the District Attorney
filed this demand to have the matter transferred to the
Circuit Court from the County Court and on October 19th,
Judge Steffes received the matter, wrote a letter indicating
Your Honor was going to be appointed as an acting Circuit
Court Judge. We think this is a de novo matter of the time
that you became a Circuit Court Judge and we indicated
at the outset on October 18th that we were appearing spe
cially on behalf of the Defendant in all proceedings before
Your Honor as a Circuit Court Judge and not submitting
to the jurisdiction of the Court until this matter of whether
you are going to accept an Affidavit is cleared up. We be
lieve that— and in the brief, we point out that if Your Honor
takes the position that the County Court proceedings are
binding in the Circuit Court Judge, we set up a hypothetical
during the last argument before Your Honor, where if you
would be sitting as you were originally as a County Court
Judge when you received the case on the Affidavit of Prej
udice from Judge Seraphim and several motions were filed
before you and you denied the motions and then a demand
for a jury [6 ] was made or a right to waive a jury was made
in the case and then the District Attorney filed our demand
to have the case transferred to the Circuit Court and as
soon as Judge Steffes became the acting Circuit Court
Judge. According to the logic of Your Honor, if the Court
holds the Defendant to only one affidavit because that’s
what he filed in the County Court proceedings, then to
follow that logic further, he would have to take the posi
tion then that all proceedings in the County Court become
Hearing on Motion to Accept Affidavit of Prejudice
190a
binding on the Circuit Court and we indicated that logic
may seem correct if the same County Court Judge becomes
the Circuit Court Judge in the same proceedings. However,
we take the position that it is quite clear if Judge Steffes
knew, he would have kept the case as a Circuit Court Judge,
would not be bound by the County Court Motions when
the Statute said that the matter should be tried as a Cir
cuit Court action. Nor, would he be allowed to proceed
de novo in the matter of arraignment of motions made
before him as he saw the law and then to have a jury trial
and proceed in the matter as if nothing had occurred in
the County Court. The argument is just that basic on
the part of the Defense, this is a de novo matter and that
all County Court proceedings became annul on the 11th
of October when the demand was filed and the case was
transferred to the Circuit Court. And at this [7 ] point, there
is nothing before the Court in terms of an arraignment,
that is a plea on behalf of the Defendant in the Circuit
Court nor are there any Circuit Court motions that have
been filed or is there one affidavit that the Defendant is
entitled to in the Circuit Court as an original proceeding.
The Court: Did the State wish to make—
Mr. Cannon: Well, just that there is not such thing as a
special appearance in a criminal action, and I think the
State’s position was stated in Mr. Lauerman’s brief. Un
fortunately, he can’t be here, his wife went to the hospital
this morning and he had to go too.
The Court: Well, I have the benefit of his brief anyway.
Mr. Cannon: Right.
The Court: In which he stated also that—in communi
cation states, the Defendan cannot now claim he is entitled
to file a second Affidavit of Prejudice.
Hearing on Motion to Accept Affidavit of Prejudice
191a
Mr. Jacobson: I don’t want to comment on the State’s
brief, only for the purpose, I ’m sure that the deceptiveness
and the lack of brevity of the facts prior to the conclusion
of the State s brief—as Defense counsel, I don’t even want
to comment on that, to say that an Affidavit of Prejudice
against Chris Seraphim was filed and then was transferred
to F. Ryan Duffy in the County Court, and therefore, we can’t
file a second Affidavit. [8 ] Somewhere or other the State’s
recitation of the facts has gotten us up to the date of Sep
tember 14th and as the Court stated in its recitation of the
facts and proceedings on the 25th, the 26th of September,
then there was a proceeding on October 2nd, a proceeding
on October 6th, a proceeding on October 11th, a proceeding
on October 18th. I ’m just at a loss to comment on the recita
tion of the facts as set forth by the State, Your Honor, to
make clear that we take the position that the recitation is
very deceptive and misleading at best.
Mr. Cannon: Well, there is no statement of the facts in
the State’s brief. The Judgment Roll will reflect what hap
pened not the State’s brief. It’s a legal issue, it’s not a
factual issue. It’s nonsense that it’s deceptive; the facts are
in the Judgment Roll. The whole issue is the only thing to
be decided here; there is no quarrel with what the facts are,
that’s part o f the record.
The Court: The only thing that entered my mind is that
if the statute provides to receive the Affidavit of Prejudice,
there is no question that is what I would do but that statute
does not provide for it legally. I told you I didn’t think I
could accept it so it seems to me that the matter was de
termined when the case came to Branch 12 by lot, that means
my name was drawn after a Writ of Prejudice or Affidavit of
Prejudice was filed [9 ] against Chris Seraphim in Branch 4.
Then when the matter went to Judge Steffes, he had the
Hearing on Motion to Accept Affidavit of Prejudice
192a
choice of appointing—retaining jurisdiction or appointing
another Circuit Court Judge, but he elected to sit on this
particular matter. If another Circuit Court Judge had
entered the picture, you might have another question but,
however, where the Court, Branch 12, who had the jurisdic
tion when transferred by lot was selected to try and deter
mine the matter as the Circuit Court Judge, I don’t think
an Affidavit would lie under these circumstances because
you’d be getting the choice of eliminating the two mis
demeanor or County Court Judges which I do not think was
intended by the Court or by law so I will decline to accept
the Affidavit of Prejudice and I will set a date for motions
and the date for trial. I f you feel that you wish the matter
reviewed within another Circuit Coiirt, another Court, why
that certainly is within your province.
Mr. Jacobson: Your Honor, I have a—I have a motion
prepared at this time wherein I move to dismiss this matter
as a Circuit Court proceeding on the basis that Your Honor
the Court, as a Circuit Court Judge lacks jurisdiction over
the Defendant in that Section 324.17 (9) of the Wisconsin
Statutes wherein the instant case has been transferred from
Milwaukee County Court to the present Court sitting as an
acting Circuit Court is unconstitutional [10] in its applica
tion to the present case inasmuch as Your Honor has refused
an Affidavit of Prejudice and that it is unconstitutional,
that the Defendant’s rights are being violated under the
14th Amendment, Now, if Your Honor wants this motion
heard on the date when motions are heard, we will not be
proceeding to the Supreme Court until this motion has
been heard. If Your Honor wants to right now deny the
motion, then we would have what we would consider a
complete record for purposes of going to the Supreme
Court on your writs.
Hearing on Motion to Accept Affidavit of Prejudice
193a
The C ourt: I will deny the motion to dismiss because of
the constitutionality of the statute. I had this in mind here
when—may I see my book—
Mr. Cannon: Your Honor, I think you ought to set a
date for motion on it. The State hasn’t had an opportunity
to see the motion.
The Court: It’s merely on the constitutionality of the
statute which has existed for many, many years, saying I
would rather have it tried by another Court.
Mr. Jacobson: If that’s Your Honor’s intention, that’s
why I ’d like to have him deny it at this time so the record
is perfected.
The Court: You ought to make clear what this motion
gets at.
Mr. Jacobson: It’s primarily— and I want to [11] do this
for the benefit of the State to make a complete record here if
the Court doesn’t want to give time for consideration of brief
on this. Your Honor, sitting as an acting Circuit Court
Judge at this time, it is our position that you must accept
the Affidavit of Prejudice, has denied that Affidavit of
Prejudice on the basis of what went on in the County Court.
We, therefore, take the position that you are still sitting
as County Court Judge and you are not sitting as Circuit
Court Judge and the statute if it permits you to sit as an
acting Circuit Court Judge and still binds us by our County
Court motions, then we take the position that it is uncon
stitutional in its application, not on its face, but in its ap
plication as to the facts of this case as they now stand before
Your Honor. That’s our position on the record so that we
have it very clear because we are going to proceed to the
Supreme Court on this matter. We want the Court to
know that; we want the State to know that so that we have
every opportunity to make the record as they would like
prior to our going to the Supreme Court.
Hearing on Motion to Accept Affidavit of Prejudice
194a
The Court: Well, as I say, I am sitting here as Circuit
Court Judge appointed by Judge Steffes pursuant to the
Wisconsin Statutes. I have denied your motion to dismiss.
I have declined to accept the Affidavit of Prejudice because I
feel that it is not provided for in [12] the Wisconsin Statutes.
Mr. Cannon: Judge, I would suggest as long as the mo
tion has never been filed that the date be set for it. I don’t
know what the motion is about except what Mr. Jacobson
just said and I think it should be reviewed.
The Court: No, I feel it is within the prerogative of the
Circuit Court Judge sitting in the Circuit Court to rule
summarily or grant a date for motion. I chose to rule sum
marily here that the motion should be denied. In the ab
sence of that, I think I will set two dates.
Mr. Jacobson: Your Honor, are you adjourned at this
time?
The Court: I will set November 7th for arraignment and
any other motions by the Defendant; November 14th for
any motions by the State and November 21st, 9:00 o’clock
in the morning—
Mr. Jacobson: Could that be in the afternoon at 2:00.
I have to be in Racine in the morning every Tuesday.
The Court: What date are you speaking of?
Mr. Jacobson: Well, the 7th, you set everything for
Tuesday and I have to be in Racine every Tuesday morn
ing. I f you make it at 2 :00,1 could be here.
The Court: All right. November 7th will be [13] set for the
arraignment and any motions, further motions by the De
fendant. October 14th, any motions in reply by the State.
In the absence of anything, the trial will be set for Novem
ber 21st at 9 :00 in the morning in this Court unless directed
otherwise.
Hearing on Motion to Accept Affidavit of Prejudice
195a
Mr. Jacobson: Well, Your Honor, could I ask that the
Court begin the trial date other than on a Tuesday morn
ing at 9 :00. I have to be in Racine every Tuesday morning.
Could you make it at 2 :00 or could you make it a Wednes
day?
The Court: That’s the only date my calendar will permit
for a long time.
Mr. Jacobson: November 21st at 9 :00.
The Court: You will just have to arrange your calendar
to accommodate this Court.
Mr. Jacobson: I asked the Court if it—
The Court: I have to do it that way, the way my calendar
sits as it is.
Okay, that’s it.
Hearing on Motion to Accept Affidavit of Prejudice
[14] State of W isconsin,
County of M ilwaukee, s s .
I, Judith Spanheimer, Official Reporter of County Court,
Branch 12, of Milwaukee County, hereby certify that the
foregoing constitutes a true, correct and complete transcript
of my Stenotype notes of the testimony and other proceed
ings taken upon the above entitled action.
/ s / Judith Spanheimek
196a
Stipulation With Reference to Approval of Transcript
Case No. G-4718
I t I s H ereby S tipulated by and between the respective
parties T homas M. Jacobson, appearing on behalf of the
Defendant-Appellant, and David J. Cannon , appearing on
behalf of the Plaintiff-Respondent, that service of a pro
posed approval of transcript in the above entitled action
is hereby waived and that the foregoing transcript of
testimony contains all of the testimony and evidence intro
duced upon the trial of the action, the decision of the
trial court announced orally in open court, and argument
upon the defendant-appellant’s motion for a new trial.
I t I s F urther S tipulated that the foregoing Approval
of Transcript may be signed and settled by the trial judge
without further notice to any of the parties.
Dated at Milwaukee, Wisconsin, this 11th day of June,
1968.
/ s / T homas M. Jacobson
Thomas M. Jacobson
/ s / E. Michael McCann,
David J. Cannon
Asst. D. A. for
District Attorney Milwaukee County
197a
Certificate
And because the foregoing evidence, rulings, instruc
tions, exhibits and exceptions do not appear of record, I,
the undersigned, the judge who tried said action, and due
motion of the signing and settling of the transcript having
been waived, do settle and sign this Approval of Transcript
to the end that the same may be part of the record herein
this 11 day of June, 1968, and I certify that the above and
foregoing transcript contains all of the evidence taken,
offered, or received on the trial of said action and includes
all of the testimony taken, offered, or received on said
trial and includes all of the exhibits received on said trial.
F. R yan D uffy, J r.
Acting Circuit Judge
198a
Certificate of Transmittal to Supreme Court
I, F rancis X. M cCormack Clerk of Circuit Court of said
County hereby certify that the attached papers are the
original records filed and on record in this office in the
above action which are necessary to this appeal or writ of
error pursuant to Supreme Court Rule One; this certificate
is made for the purpose of transmitting these records
to the Supreme Court of Wisconsin.
W itness my signature and official seal
(S eal) this 3rd day of July 1968
F rancis X. M cCormack
Clerk
By Rose C. Nugent
Deputy Clerk
199a
Notice of Motion
STATE OF WISCONSIN
IN SUPREME COURT
August Term, 1968 State No. 38
State of W isconsin,
Respondent,
F I L E D
Feb. 1, 1968
Franklin W. Clarke
Clerk, Supreme Court
Madison, Wisconsin
v.
James E dmund Groppi,
Appellant.
T o :
R obert W . W arren
Attorney General
State Capitol
Madison, Wisconsin
E. M ichael M cCann
District Attorney
Milwaukee County
Milwaukee, Wisconsin
Please take notice that the appellant, James Groppi,
shall present the motion, a true copy of which is attached
hereto, to the Supreme Court of the State of Wisconsin
for a Motion for Rehearing of the above entitled matter
which was decided and filed with the Clerk of Supreme
Court on the 4th day of February, 1969.
200a
Notice of Motion
Dated at Milwaukee, Wisconsin, this 10th day of Feb
ruary, 1969.
T homas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
R obert E. S utton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Jack Greenberg
M ichael M eltsner
H aywood B urns
10 Columbus Circle
New York, New York 10019
Attorneys for Appellant
201a
The appellant above named, James Edmund Groppi, by
his attorney, Thomas M. Jacobson, hereby moves that he
be granted a rehearing in the above entitled matter.
Dated at Milwaukee, Wisconsin, this 10th day of Feb
ruary, 1969.
Motion for Rehearing
T homas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
R obert E. S utton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Jack Greenberg
M ichael M eltsner
H aywood B urns
10 Columbus Circle
New York, New York 10019
Attorneys for Appellant
202a
Judgment
Be it remembered, That at a term of the Supreme Court
of the State of Wisconsin, begun and held at the Capitol,
in Madison, the seat of government of said State, on the
Second Tuesday of August A.D. 1968, on the 67th day of
the term, to-wit: On the Fourth day of February A.D.
1969, Present E. Harold Hallows, Chief Justice, Horace W.
Wilkie, Bruce F. Beilfuss, Nathan S. Hefferman, Leo B.
Hanley, Connor T. Hansen and Robert W. Hansen, Justices
of said Court, the following proceedings were had, Inter
Alia, to wit:
S tate of W isconsin,
Respondent,
v.
James E dmund Groppi,
Appellant.
This cause came on to be heard on appeal from the judg
ment and order of the Circuit Court of Milwaukee County
and was argued by counsel. On consideration whereof,
it is now here ordered and adjudged by this Court, that
the judgment and order of the Circuit Court of Milwaukee
County, appealed from in this cause, be, and the same are
hereby affirmed.
Chief Justice Halloivs concurs.
Justices Wilkie and Heffernan dissent.
S tate of W isconsin,
S upreme Court ss.
Appeal from Circuit Court
Milwaukee
County, State of Wisconsin
203a
Judgment
I, F ranklin W. Clarke, Clerk of the Supreme Court
of the State of Wisconsin, do hereby certify that I have
compared the above and foregoing with the original order
and judgment of the Court in the above entitled cause, and
that it is a correct transcript therefrom, and of the whole
thereof.
In testimony whereof, I have hereunto set my hand and
affixed the seal of said court, at Madison, this third day
of April, A.D. 1969.
F ranklin W. Clarke
Clerk of the Supreme Court
of the State of Wisconsin
204a
Remittitur
No. 1536
October T erm 1968
I n
SUPREME COURT
STATE OF WISCONSIN
State No. 38 August Term, 1968
S tate of W isconsin,
Respondent,
v.
James E dmund Groppi,
Appellant.
I n d e x
Argument .......................................................................... 1
Judgment .......................................................................... 2
Opinion of the C ou rt....................................................... 3-13
Dissenting Opinion........................................................... 14-24
Concurring Opinion ......................................................... 25-26
Denial of Motion for Rehearing................................... 27
Notice of A ppea l............................................................... 28-29
Admission of Service....................................................... 30-31
Certificate o f C lerk........................................................... 32
205a
Opinion
On the 1st day of November, A.D. 1968, the same being
the 31st day of the August, 1968, Term of said Court, the
following proceedings were had in said cause in this Court:
State op W isconsin,
v .
Respondent,
James E dmund Groppi,
Appellant.
And now at this day came the said parties herein, by their
attorneys, and this cause having been argued by Thomas
M. Jacobson, Esq. for the said appellant and by Harold B.
Jackson, Jr., Assistant District Attorney, for the said re
spondent, and submitted, and the Court not being now suf
ficiently advised of and concerning its decision herein, took
time to consider of its opinion.
And afterwards to-wit on the 4th day of February, A. D.,
1969, the same being the 67th day of said term, the judg
ment of this Court was rendered in words and figures fol
lowing, that is to say:
206a
Opinion
S tate op W isconsin,
v.
Respondent,
James E dmund Groppi,
Appellant.
Opinion B y J ustice L eo B. H anley
This cause came on to be heard on appeal from the judg
ment and an order of the Circuit Court for Milwaukee
County and was argued by counsel. On consideration where
of, it is now here ordered and adjudged by this Court, that
the judgment and order of the Circuit Court for Milwaukee
County be, and the same are hereby, affirmed.
Justices Heffernan and Wilkie dissent. Opinion filed.
Chief Justice Hallows concurs. Opinion filed.
207a
Opinion
I n
SUPREME COURT
STATE OF WISCONSIN
State No. 38 August Term— 1968
State or W isconsin,
v .
Respondent,
James E dmund Groppi,
Appellant.
A ppeal from a judgment and an order of the circuit court
for Milwaukee county: P. R yan D uffy, Jr., County Judge
of Milwaukee county, Presiding. Affirmed.
This appeal arises from an incident which occurred in
the city of Milwaukee, on August 31, 1967. Prior to the time
of the incident, and more particularly on August 30, 1967,
the mayor of Milwaukee, Henry W. Maier, caused an emer
gency proclamation to issue which ordered that:
“ . . . marches, parades, demonstrations, or other
similar activities are prohibited upon all public high
ways, sidewalks, streets, alleys, parks and all other
public ways and public grounds within the City of
Milwaukee between the hours of 4:00 o’clock P.M. and
9 :00 o’clock A.M., commencing on this date, Wednesday,
August 30, 1967, at 4:00 o’clock P.M. and terminating
thirty (30) days thereafter.”
The appellant (hereinafter referred to as the “ defen
dant” ) Father James Edmund Groppi, was arrested on
208a
Opinion
August 31, 1967, for allegedly violating the proclamation
during the course of a civil rights demonstration. In the
course of his arrest, defendant was alleged to have resisted
the arresting officer. This appeal is concerned solely with
the charge of resisting an officer. Any reference to the
charge resulting from the violation of the proclamation is
purely incidental.
Prior to the commencement of the trial on the “ resisting”
charge, defendant moved for a change of venue on the
grounds of community prejudice. The motion was denied
on the ground that sec. 956.03 (3),1 Stats., provided for a
change of venue for community prejudice only in felony
matters. Resisting an officer is a misdemeanor.
Also prior to trial a subpoena was executed and served
which ordered Henry W. Maier to appear to testify on
behalf of the defendant on February 8, 1968. That sub
poena was subsequently quashed following a hearing which
resulted in the trial court’s finding that Mayor Maier could
not offer any relevant testimony to the case before the court.
After a trial by jury, the defendant was determined to be
guilty o f resisting an officer. He was fined $500 and sen
tenced to six months in the house of correction. Sentence,
however, was stayed, and defendant was placed on two
years’ probation. The appeal is taken from the judgment of
conviction and the order of sentence.
H a n l e y , J. The defendant presents the following issues
on this appeal:
1. Is sec. 956.03(3), Stats., unconstitutional either on
its face or as applied in this case1?
1 “ If a defendant who is charged with a felony files his affidavit
that an impartial trial cannot be had in the county, the court
may change the venue of the action to any county where an
impartial trial can be had. Only one change may be granted
under this subsection.”
209a
2. May a trial court quash a subpoena which has been
properly issued and served upon a witness the defendant
desired to call in his defense?
Unconstitutionality of Sec. 956.03(3), Stats.
Appellant claims the change of venue statute is uncon
stitutional on several different grounds: First, that the
statute, on its face, is a violation of due process as guar
anteed by the Wisconsin and federal constitutions; second,
that the face of the statute violates the equal protection
clause of the federal constitution. And, finally, it is con
tended that the statute was unconstitutionally applied in
this case. In all cases, the reason for the alleged unconsti
tutionality is the same, i.e., that the change of venue based
on community prejudice is limited to felony cases.
We think that there is a sufficient difference between a
felony and a misdemeanor to warrant the distinction.
“ . . . In most cases the place of imprisonment is
different; the statute of limitations is twice as long
for a felony as a misdemeanor; one charged with a
felony is entitled to a preliminary hearing; the stigma
of a felony is greater; and under the repeater statute,
more severe penalties are authorized for felonies than
for misdemeanors. . . .” State ex rel. Gaynon v. Krue
ger (1966), 31 Wis. 2d 609, 620, 143 N. W. 2d 437.
Moreover, it would be extremely unusual for a community
as a whole to prejudge the guilt of any person charged
with a misdemeanor. Ordinarily community prejudice
arises when a particularly horrendous crime has been per
petrated. These are the only crimes that receive wide
spread and prolonged attention from the news media. But
the general public just does not become incensed at the
commission of a misdemeanor.
210a
Opinion
The court also takes judicial notice of the vast number
of misdemeanors that are prosecuted as opposed to fel
onies. As a matter of necessity, the prosecution of mis
demeanors has been simplified as much as possible by the
legislature. This is not because the legislature is not con
cerned with justice, but because society demands the effi
ciency in the administration of justice be given considera
tion along with absolute fairness.
This court faced a decision similar to the one in this case
in deciding whether an indigent accused of a misdemeanor
was entitled to the assistance of a court-appointed attorney
in his defense. At that time the court stated:
“A basic concern of this court must be to strive for
greater fairness in the administration of criminal jus
tice. This contemplates protection of the innocent from
wrongful conviction, and a concern for the poor as
well as for the affluent. A correlative consideration,
nevertheless, must be to protect society from burdens
that, if intolerable, might impair the administration
of justice. Achieving the proper equilibrium between
these important considerations inherently requires
that standards be established, thus presenting a situa
tion in which it is difficult to achieve an ideal result.”
State ex rel. Plutshack v. Dept, of Health & Social
Services (1968), 37 Wis. 2d 713, 721, 155 N. W. 2d 549,
157 N. W. 2d 567.
The court decided in the Plutshack, case that counsel
should be provided for all indigent defendants who were
charged with a crime which was punishable by a maximum
sentence of more than six months’ imprisonment. This was
determined to be a reasonable cutoff point.
211a
Opinion
It is also important to recognize that in deciding the
Plutshack case, the court was not faced with a statute
which specifically denied the appointment of counsel to
indigents charged with misdemeanors. On the contrary,
the applicable statute, sec. 957.26,2 Stats., had recently
been amended3 so that counsel could be provided in mis
demeanor cases. Thus the court was free to adopt the six-
month cutoff.
However, in this case, the applicable statute specifies
that a change of venue based on community prejudice shall
only be permitted in felony cases. Were we free to adopt
our own cutoff point, we would establish it at over six
months, as we did in reference to the appointment of coun
sel. However, we are not willing to say that the cutoff
point established by the legislature is necessarily arbitrary
and capricious.
The court is aware that two other jurisdictions have
considered whether a change of venue based on community
prejudice can be limited to felony cases.4 Both decided it
could not be without violating the due process clause of
the Fourteenth amendment to the federal constitution.
2 “ 957.26 Counsel for indigent defendants charged with felony;
advice by court. (1) A person charged with a crime shall, at his
initial appearance before a court or magistrate, be advised of his
right to counsel and, that in any case where required by the United
States or Wisconsin constitution, counsel, unless waived, will be
appointed to represent him at county expense if he is financially
unable to employ counsel.”
3 Ch. 519, Laws of 1965, amended sec. 957.26(1). Previously
that section provided for the appointment of counsel only when a
defendant was charged with a felony.
4 Pamplin v. Mason (5th Cir. 1966), 364 Fed. 2d 1; State ex rel.
Ricco v. Biggs (1953), 198 Ore. 413, 255 Pac. 2d 1055.
212a
Opinion
Those cases are not precedent for this court and their
reasoning does not compel us to reach the same conclusion.4a
The United States Supreme Court held in Rideau v.
Louisiana (1963), 373 U.S. 723, 83 Sup. Ct. 1417, 10 L. Ed.
2d 663, that a denial of a change of venue, under the cir
cumstances of that case,* 6 amounted to a denial of due pro
cess. That case is distinguishable on two grounds. First,
it involved a felony, as does every other case in the area
of change of venue which has been dealt with by the Su
preme Court. Second, the defendant put into the record
his proof of community prejudice which was at least likely
to influence the jury. No record of community prejudice
was ever made in this case.
4a The United States Supreme Court recently considered whether
a state could constitutionally deny a jury trial to persons accused
of a misdemeanor. Duncan v. Louisiana (1968), 391 U.S. 145, 88
Sup. Ct. 1444, 20 L. Ed. 2d 491.
The court held that every person had a fundamental right to a
jury trial even in state prosecutions if he was charged with a
“serious” crime, whereas no such right existed if a person was
charged with a “ petty” offense. The court refused to draw a dis
tinct line between a petty offense and a serious offense, but the
majority did state that any crime punishable by two years’ im-
prisonmen, or more, was a serious crime. The court further indi
cated that, under federal law, a crime involving a maximum sen
tence of six months, or less, was a petty offense. No opinion was
expressed as to the classification of those crimes which involved
a maximum sentence of more than six months hut less than two
years.
In Wisconsin, no misdemeanor is punishable by more than one
year of imprisonment.
6 The circumstances in Rideau, supra, were extreme. A twenty-
minute film and sound track of the defendant’s being “ inter
viewed” by the sheriff was shown over television on three separate
occasions. During the course of the interview, the defendant ad
mitted robbery, kidnapping and murder. The Supreme Court
decided, without examining the transcript of the voir dire, that
due process required a trial before a jury drawn from a com
munity of people who had not seen and heard the televised
“ interview.”
213a
Opinion
Appellant contends that because his motion for change
of venue was denied, he had no opportunity to make a
record of the community prejudice. This is simply not
true. Both the federal and state constitutions guarantee
to every accused the right to a fair and impartial trial.6 A
verdict from a prejudiced jury is void7 whether or not a
change of venue or a continuance was requested.8 On
motions after verdict or on a petition for habeas corpus,
a person convicted of either a misdemeanor or a felony
can offer proof that he was denied his constitutional right
of a fair and impartial trial.9
The right to a fair and impartial trial is not synonymous
with a change of venue. The only connection between a
change of venue and a fair and impartial trial is that the
former is one method of insuring the latter. Other methods
6 Art. I, see. 7, Wisconsin Constitution:
“ In all criminal prosecutions the accused shall enjoy the right
. . . to a speedy public trial by an impartial jury . . . ”
Sixth amendment, United States Constitution:
“ In all criminal prosecutions, the accused shall enjoy the right
to a speedy and public trial, by an impartial jury . . . ”
7 “ Petitioner’s detention and sentence of death pursuant to the
void judgment is in violation of the Constitution of the United
States and he is therefore entitled to be freed therefrom. . . . ”
(Emphasis supplied.) Irvin v. Dowd (1961), 366 U.S. 717, 728,
81 Sup. Ct. 1639, 6 L. Ed. 2d 751.
8 This seems to be the only logical conclusion following the deci
sion in Sheppard v. Maxwell (1966), 384 U.S. 333, 86 Sup. Ct. 1507,
16 L. Ed. 2d 600. The verdict of the jury was set aside based on
prejudice even though no motion for a change of venue or con
tinuance was made.
9 The express holding of Irvin v. Dowd, supra, seems to be that
a statute which denies a change of venue is not unconstitutional,
either on its face or in its application, so long as the statute is
not relied upon to deny a person his right to a fair and impartial
trial.
214a
Opinion
of insuring a fair trial are voir dire proceedings and con
tinuance.10 11
The defendant here was not denied due process when his
change of venue was denied because of the applicable
statute. Should a rare case arise where community prej
udice threatens to influence the verdict in a misdemeanor
case, the defendant can rely on the antiseptic measures of
continuance and voir dire proceedings. In the event that
these measures are still not sufficient to provide an im
partial jury, the verdict can be set aside after trial based
on the denial of a fair and impartial trial.
I f the defendant in the present case feels that he was
denied a fair and impartial trial (no such claim has been
made to this court), the issue can be raised and evidence
can be presented on a motion for a new trial based on a
denial of a fair and impartial trial.11
Quashing a Subpoena
Defendant also contends that it is unconstitutional to
deny to a defendant in a criminal action the right to sub
poena any witness even if the witness’ testimony is ad
mittedly irrelevant.
The Sixth amendment to the United States Constitution
and art. I, sec. 7, of the Wisconsin Constitution guarantee
10 “ The remedies in publicity cases are change of venue, con
tinuance, and careful selection of a jury.” State v. Woodington
(1966), 31 Wis. 2d 151, 166, 142 N. W. 2d 810, 143 N. W. 2d 753.
11 Sec. 958.06(1), Stats., provides:
“ Within one year after the trial and on motion of the defendant
the court may grant a new trial . . . ” (Emphasis supplied.)
The trial in this case ended on February 9, 1968. Some motions
after verdict were presented on February 12, 1968, and denied.
It does not appear that the presentation of those motions would
foreclose the presentation of a motion for a new trial based on
an entirely different ground.
215a
Opinion
to a defendant in a criminal case the right “ to have com
pulsory process” to obtain witnesses in his behalf. This
right is now incorporated in the due process clause of the
Fourteenth amendment to the federal constitution and
applies equally to the several states.12 It is also worthy of
note that there has been no attempt to limit this right to
persons charged with a felony.13
In this case, the defendant subpoenaed the mayor of Mil
waukee. After the subpoena issued, an assistant city at
torney, representing the mayor, moved for an order to
show cause why the subpoena should not he quashed. The
day before the trial a hearing was held on that order. The
attorney for the city argued that the mayor had no per
sonal knowledge of any facts which would be material to
the resisting arrest charge against Father Groppi. Counsel
for the defendant contended that they hoped to establish
by the mayor’s testimony either that the proclamation was
unconstitutional on its face or that it was unconstitutionally
issued. The judge took the motion to quash under con
sideration until the next day.
The following morning, the defendant withdrew a motion
to dismiss the charge based on the unconstitutionality of
the proclamation because that issue was pending in the
federal court and could best be determined there. The trial
court then quashed the subpoena because the issue of the
unconstitutionality of the proclamation had been with
drawn. The defendant insisted at that point, and during
the trial, that he had a constitutional right to call the
mayor.
12 Washington v. Texas (1967), 388 U.S. 14, 87 Sup. Ct. 1920
18 L. Ed. 2d 1019.
13 Sec. 955.04, Stats., provides:
“Any defendant shall have compulsory process to compel the
attendance of witnesses in his behalf.”
216a
Opinion
The defendant has explained in his brief on this appeal
why the testimony of the mayor was relevant to this case:
. . had the defendant been able to demonstrate by
the testimony of Mayor Maier that the ordinance under
which he was initially arrested was illegally promul
gated either because of the procedures used or because
it was unconstitutional or because it was applied un
constitutionally there can be no question but that the
appellant could have legitimately challenged his arrest
as illegal and unauthorized. . .
We first determine that a defendant does not have an
unqualified right to subpoena witnesses. This right is no
more absolute than any of the other rights guaranteed by
the constitution.
It is readily apparent that a defendant suffers no consti
tutional deprivation when he is limited to subpoenaing
witnesses who can offer relevant and material evidence on
his behalf. The proposition is so apparent on its face that
it is difficult to find legal citation to support it. However,
at least one English case has considered this precise issue.
In King v. Baines (1909), 1 K.B. 258, the defendants, who
were demonstrating for women’s suffrage, were arrested
for breach of the peace and unlawful assembly. They sub
poenaed Prime Minister Herbert Henry Asquith and Home
Secretary Herbert John Gladstone to testify at their trial.
The subpoenas were subsequently set aside upon proof that
neither subpoenaed party could give any relevant testimony
at the trial. The setting aside of the subpoenas was upheld
on appeal.
We think a subpoena is properly quashed when a party
is unable to give relevant evidence.
217a
Opinion
We also decide that the testimony which the defendant
sought from Mayor Maier was immaterial to the resisting
arrest charge. It is not necessary to decide whether that
testimony would have been relevant if the constitutionality
of the proclamation was in issue. That issue was specifically
withdrawn from this case.
In the absence of some showing by the defendant that
the witness was necessary for his defense, the quashing
of the subpoena is not a violation of a defendant’s rights
to compulsory process.
We conclude that sec. 956.03(3), Stats., is constitutional
and that the trial court’s judgment of conviction and order
of sentence were proper.
By the Court.—Judgment and order affirmed.
218a
H effernan, J. (dissenting) I respectfully dissent from
the opinion of the Court insofar as it holds sec. 956.03,
Stats., prohibits a change of venue in misdemeanor cases
and that such legislative prohibition is constitutional.
To understand what the majority has done, it is necessary
to review the facts. It is crystal clear from the record that
the defendant moved for a change of venue on the basis of
community prejudice. Such prejudice was alleged in the
underlying affidavits supporting the motion. The defen
dant’s trial counsel also asked that the court take judicial
notice of the “massive coverage by all news media in this
community of the activities of this defendant . . . or, in the
alternative, that the defendant be permitted to offer proof
of the nature and extent thereof, its effect upon this com
munity and on the right of defendant to an impartial jury
trial.” This motion was denied in its entirety. The reason
for such a denial, including the reason for the refusal to
hear evidence of prejudice is made clear by the remarks of
the trial judge following the denial of the motion.
Counsel asked if the court was denying the motion “be
cause the statute will not permit a change of venue on the
grounds of community prejudice . . . .” The court replied,
“ No, I ’m denying the motion . . . because this is a mis
demeanor case and not a felony. And the Wisconsin Statute
does not provide for a change of venue in a misdemeanor
matter.”
It is thus apparent that the judge refused to hear evi
dence on community prejudice because he concluded that the
statute gave him no jurisdiction to order a change of venue
even if community prejudice were shown.
This, I conclude, is a clear error of law, and the statute
as so construed was applied unconstitutionally. The statute
Dissenting Opinion
219a
is procedural only. It merely specifies the duty of the judge
when prejudice is apparent and the defendant is charged
with a felony. It is silent upon the duty of a judge in the
event one charged with a misdemeanor asks for a change
of venue because of community prejudice. The prohibition
that the trial judge found, at least by implication, in the
statute is not apparent to this writer.
We have heretofore held, in State v. Nutley (1964), 24
Wis. 2d 527, 129 N.W. 2d 155, overruling, sub silentio, State
ex rel. Carpenter v. Backus (1917), 165 Wis. 179, 161 N.W.
759, to the contrary, that a change of venue for community
prejudice is a constitutional right independent of the legis
lative procedural implementation. In Nutley, page 566,
we pointed out that the portion of sec. 956.03 (3), Stats.,
providing, “ Only one change may be granted under this
subsection,” was subject to the due process limitations of
the fourteenth amendment to the United States Constitu
tion.
In effect, this court recognized, at least in a felony case,
that the power of a court to order a change of venue arose
not from the statute but from its inherent power to act to
assure a fair trial, and, as required, by the fourteenth
amendment.
Are there any reasons why this constitutional assurance
of a fair trial by the device of change of venue should be
available only to one charged with a felony and not to an
alleged misdemeanant?
The majority opinion concludes that it is just and proper
to afford fewer constitutional guarantees of fairness to a
misdemeanant than to a felon. On the face of it, this prop
osition runs counter to all principles of Anglo-American
jurisprudence; however, factual distinctions, it is contended,
make it fair to afford fewer protections to one charged with
Dissenting Opinion
220a
a misdemeanor. It is asserted in the opinion of the majority
of the Court that the penalties are more severe in the case
of felonies. This is, of course, true, but it is a fact entirely
irrelevant to the issue. It is, in essence, an assertion that
an unfairness that results in only a small sentence is of
such a minor consequence as to be de minimis. The mere
statement of the proposition is its own refutation. Con-
cededly, the legislature has seen fit to confer additional
safeguards to defendants accused of major crimes (pre
liminary hearing, e .g .); however, it is powerless to reduce
the minimum safeguards of fairness that are assured by
both the Wisconsin and United States Constitutions to all
criminal defendants.
The opinion of the court also asserts that community
prejudice is not aroused by the commission of a misde
meanor and that, therefore, a change of venue is needless.
The simple answer to this proposition is that if there is no
community prejudice, it is within the discretion of the trial
judge to deny a change of venue. This determination is
dependent upon the facts as they subjectively appear and
not upon the objective nature of the crime or whether it is
labeled a felony or a misdemeanor. The identity of the
defendant and his image in the community is also relevant
and may be a determining factor in whether or not there is
community prejudice, irrespective of the nature or serious
ness of the crime charged.1 To say that the public is not
Dissenting Opinion
1 The attorney general in his addendum to the district attorney’s
brief acknowledged that, “ Appellant is a controversial figure, but
not only in Milwaukee county.” While this statement was made
by the attorney general to show that a trial in another county
might not result in a trial free from prejudice, it is equally pro
bative of the assertion that the defendant could not have received
a fair trial anywhere in the state. This, however, is no reason
why a change of venue should not have been granted, for under
221a
prejudiced or enraged by the commission of a misdemeanor
begs the question. That is precisely what a hearing for a
change of venue is intended to determine, and this is what
the defendant herein sought to prove. For this Court to
decree that prejudice will henceforth not exist in a trial for
a misdemeanor is reminiscent of King Canute’s edict to
hold back the tides.
It is, of course, true that it will be only the unusual and
infrequent misdemeanor cases that will become a cause
celebre and arouse popular passions. Granting the premise,
on which the majority opinion is in part based, that there
will be few misdemeanors that will arouse the emotions of
the public, how can the rare case so clog the courts with
motions for change of venue that the efficient and expedi
tious disposition of criminal cases will be in jeopardy. The
majority opinion’s fears are of a bogeyman of court con
gestion which its own reasoning shows to be without foun
dation. Moreover, there is no reason why this Court should
assume that motions for change of place of trial will be
abused or that our courts are so supine as to tolerate such
abuse.
While it may be conceded that proceduraly it is within the
legislature’s power to adopt more expeditious methods of
handling misdemeanors than felonies, it may not do so if
constitutional rights are thereby encroached upon. The
legislature may grant the right to a preliminary hearing to
a felon, but not to a misdemeanant, but this right is statu
tory not constitutional. For example, it cannot, under the
Dissenting Opinion
Nutley, supra, this court has decided that the defendant is not
remediless after one change of venue. If it developed that a
fair trial could have been held nowhere in the state, a motion
for continuance would then have been appropriate. The first
obligation of the trial court was to consider a change of venue
so the defendant could be speedily tried.
222a
aegis of greater efficiency in the administration of justice,
deny misdemeanants the right to jury trial guaranteed by
the Wisconsin Constitution. While efficiency and economy
are of great significance in cases where the courts are free
to act one way or the other, they have no place in the situa
tion now before us, where this court, as well as the legis
lature, is answerable to the Constitution.
The recent United States Supreme Court decision, Dun
can v. Louisiana (May 20, 1968), ------ U.S. --------, pointed
out that under the sixth amendment and the fourteenth
amendment to the United States Constitution petty of
fenses could be tried before a judge only. The decision, of
course, does not obviate the necessity for a jury trial for
misdemeanors in a state like Wisconsin, where a jury trial
is available to all defendants. Duncan, however, makes it
crystal clear that a trial, before whomsoever held, must be
fair. Justice Harlan, although dissenting in Duncan and
agreeing that a state by its own constitution should be able
to determine the necessity of a jury trial, stated there were
nevertheless certain prerequisites to a system of ordered
liberty, one of them being a fair trial. He said, “ I should
suppose it obviously fundamental to fairness that a ‘jury’
means an ‘impartial jury.’ ” (P. 181, 182, slip sheet).
In the instant case, a jury is guaranteed by the Wisconsin
Constitution, and Duncan makes it clear that a jury must
be impartial. A litigant is constitutionally entitled to invoke
the device of change of venue to determine whether or not
a trial may be had free from the contamination of commu
nity prejudice. Where the trial of a misdemeanant is before
a judge, under Wisconsin law he may file an affidavit of
prejudice if he thinks it necessary to assure a fair trial.
He should not have a lesser right to a fair and impartial
Dissenting Opinion
223a
trial if he invokes his constitutional prerogative of trial by
jury.
Nor is State ex rel. PlutsJmck v. Department of Health,
and Social Services (1968), 37 Wis. 2d 713, 155 N.W. 2d 549,
157 N.W. 2d 567, relevant to this case. Contrary to the
assertion of the majority opinion, this court, therein, was
not influenced or controlled by sec. 957.26, Stats. It was
controlled by the rulings of the United States Supreme
Court which have been interpreted to mean that there shall
he counsel whenever a “ substantial sentence” may be im
posed. The opinion of the Court in Plutshack was influ
enced by legislation only to the extent that we concluded
that congressional legislation (Criminal Justice Act of
1964) was declaratory of constitutional requirements.
In the instant case we have elevated the legislature’s
enactment of sec. 956.03, Stats., to the status of a limita
tion on the constitutional rights of citizens accused of crime.
To do so is, I believe, a misinterpretation of a statute the
legislature intended to be procedural only and constitutes
an abdication of a constitutional responsibility of this
Court.
We are herein in no way bound or guided, as we said we
were in Plutshack, by legislation that appears to us to be
declaratory of a proper constitutional standard already
found by the Supreme Court of the United States. In the
instant case what the legislature had to say about change
of venue in felony cases is irrelevant to a constitutional
right of an alleged misdemeanant.
This writer is of the opinion that the trial court and the
majority of this Court interpreted the statute in such a
way as to deprive misdemeanants of important constitu
tional rights. In State ex rel. Ricco v. Biggs (1953), 198
Or. 413, 255 Pac. 2d 1055, the Oregon Supreme Court,
Dissenting Opinion
224a
faced with a similar statute, pointed out that such au
interpretation violated the Oregon constitutional guaranty
of a fair trial (similar to Wisconsin’s), as well as the due
process clause of the fourteenth amendment. That court
pointed out, as does this dissent, that the legislative enact
ment does not govern whether a misdemeanant is entitled
to a change of venue, for the right to a changed place of
trial depends not upon legislative consent but upon the
constitutional right of fair trial.
It is the opinion of this writer that the inherent power
of a court to order a change of venue for community
prejudice is beyond question.
This writer would also conclude that in any criminal
case a court of justice has the inherent duty, where the
question is raised, to inquire into the matter of community
prejudice and to hold a hearing in order to exercise its
discretion in respect thereto. This duty is constitutional,
not statutory, and in proper circumstances should be
exercised sua sponte.
Nor can I agree with the majority opinion’s conclusion
that even though a change of venue could or should have
been granted, a fair trial is still assured by the procedures
of the voir dire and motions after verdict.
This is hardly an argument for efficient judicial ad
ministration for if an atmosphere of prejudice or unfair
ness can be detected prior to trial, it is folly to spend the
public’s money on a trial that will be set aside.
No doubt, motions after verdict are useful safety devices
to correct error that perhaps has already occurred, but
the goal of the proper administration of justice is the
avoidance of error. The device of change of venue seeks
the avoidance of error.
Moreover, the test of community prejudice is not whether
an impartial jury can or cannot be impaneled but whether
Dissenting Opinion
225a
there is a “ reasonable likelihood” that community prejudice
exists. Sheppard v. Maxwell (1966), 384 U.S. 333, 86 S. Ct.
1245, 16 L. Ed. 2d 314.
The American Bar Association Advisory Committee on
Fair Trial and Free Press at pages 126, 127, and 128
discussed the efficacy of the voir dire. as a guaranty of a
fair trial:
“ It has in many jurisdictions been common practice
for denial of such a motion to be sustained if a jury
meeting prevailing standards could be obtained. There
are two principal difficulties with this approach. First,
many existing standards of acceptability tolerate con
siderable knowledge of the case and even an opinion
on the merits on the part of the prospective juror.
And even under a more restrictive standard, there
will remain the problem of obtaining accurate answers
on voir dire— is the juror consciously or subscon-
sciously harboring prejudice against the accused re
sulting from widespread news coverage in the com
munity? Thus if change of venue and continuance are
to be of value, they should not turn on the results
of the voir dire; rather they should constitute in
dependent remedies designed to assure fair trial when
news coverage has raised substantial doubts about
the effectiveness of the voir dire standing alone.
“ The second difficulty is that when disposition of a
motion for change of venue or continuance turns on
the results of the voir dire, defense counsel may be
placed in an extremely difficult position. Knowing
conditions in the community, he may be more inclined
to accept a particular juror, even one who has ex
pressed an opinion, than to take his chances with other,
less desirable jurors who may be waiting in the wings.
Dissenting Opinion
226a
And yet to make an adequate record for appellate
review, he must object as much as possible, and use up
his peremptory challenges as well. This dilemma
seems both unnecessary and undesirable. . . .
“ The suggestion of some courts that . . . [failure to
exhaust all peremptory challenges] amounts to a
waiver [of a right to transfer or continuance] seems
to require the defendant to take unnecessary risks. If
the defendant has satisfied the criterion for the grant
ing of relief, it should not matter that he . . . has failed
to use his peremptory challenges, perhaps because he
prefers the ills he has to others he has not yet seen.”
In State v. Nutley, supra, pages 565, 566, this Coirrt
accepted the conclusion that a voir dire does not necessarily
assure a trial free from the contamination of community
prejudice:
“ The United States supreme court has held that
even if a defendant has examined prospective jurors
at length during a voir dire, and even if the jurors
state that they will evaluate the issues only on the evi
dence presented during the trial, a defendant may still
be denied a fair trial if prejudicial pretrial publicity
is of such quantitative and qualitative magnitude that
it is probable that the jurors predetermined the issue
despite their protestations to the contrary. This rule
of Fourteenth amendment due process is applicable
even though the defendant may have received one
change of venue, pursuant to a state statute similar
to sec. 956.03, Stats.”
True, this court has in numerous cases looked to the
voir dire to determine that a trial was free from the taint
Dissenting Opinion
227a
of prejudice. This technique, while efficacious in some
cases, is directed primarily to the question of whether a
trial judge abused his discretion in determining that the
prejudice alleged or proved was not of such a nature as to
prevent a fair trial. Here, abuse of discretion is not in
question. The trial judge here relied upon his interpreta
tion of a statute and concluded that he was precluded by
law from granting a change of venue. Discretion was not
exercised. Hence, the error was one of law and the usual
voir dire cases are not directed to the issue raised herein.
Mason v. Pamplin (1964), 232 F. Supp. 539, 540, 541, 542,
543 (Affm’d Pamplin v. Mason (1966), 364 F. 2d 1), a case
involving the right of a change of venue in a misdemeanor
case where the Texas statute referred only to felonies,
stated:
“ The record reflects that the prospective jurors, who
apparently qualified as a group, stated that they did
not know petitioner; that they had not formed any
opinions in the case; and that they had no prejudices
against the Negro race, or against a Negro acting as
counsel for petitioner. No testimony on this question,
other than the sworn statement of petitioner’s counsel,
was offered at the hearing on the motion for new
trial. . . .
“ Whatever doubt may have existed prior to 1960
with respect to the inherent right of an individual to a
change of venue if he demands a jury trial, and it is
made to appear that in the county where the prosecu
tion is begun an impartial jury cannot be impaneled,
was dispelled by the Supreme Court in Irvin v. Dowd,
366 U.S. 717 . . . , when it recognized the proposition
that a transfer may become a necessity, depending
upon ‘the totality of the surrounding facts.’ Such
Dissenting Opinion
228a
‘totality’ cannot be achieved if the court is precluded
by law from hearing any competent evidence which
may be offered before, during or after trial for the
purpose of showing one’s inability to obtain a fair and
impartial trial in a particular county. . . .
“ The hearing on the change of venue is the first and
most important step in ascertaining whether or not
the accused can receive a fair and impartial trial in
the county in which the prosecution is pending. The
void which is left when the initial hearing is dispensed
with could hardly be filled in a misdemeanor case, any
more than it could in a felony case, by the subsequent
voir dire examination of prospective jurors in a group,
or by producing at a hearing on a motion for new trial
testimony the Court has previously refused to hear. . . .
“ I f the allegations made by [petitioner] had been
found to be true [at a venue hearing], he would have
been entitled to a change of venue, irrespective of the
fact that the jurors themselves as a group indicated
that they had no prejudices. As the Supreme Court
said in Dowd: ‘No doubt each juror was sincere when
he said that he would be fair and impartial to peti
tioner, but the psychological impact requiring such a
declaration before one’s fellows is often its father.’
366 U.S. 717. . . . ”
The denial of the defendant’s motion, which in the alter
native asked for a hearing on community prejudice, denied
the defendant (contrary to the assertion of the majority
opinion) an opportunity “ to make a record of community
prejudice.” This is true because the judge made it clear
that in the case of a misdemeanor, community prejudice
was irrelevant to a change of venue—there was just no
Dissenting Opinion
229a
statutory authority for such change. In motions after
verdict defendant asked for a new trial on the ground,
among others, that the court erred in denying the motion
for change of venue on the assumption that the statute
applied only to felony cases. This motion was again denied.
The defendant also asked for a new trial on the ground
that the one accorded him was unfair.
The defendant’s motion wTas denied without hearing or
explanation. It is apparent that the trial judge, relying
on his interpretation of the law, refused to look to the
alleged facts of community prejudice, and afforded the
defendant no opportunity to make a record.
I would reverse the judgment of the circuit court and
order a new trial, directing the trial court that, in the event
a motion for change of venue is made, to exercise its dis
cretion to determine whether or not the facts adduced at
hearing warrant the granting of a change of venue.
I am authorized to state that Mr. Justice Wilkie joins
in this dissent.
Dissenting Opinion
230a
H allows, C. J. (concurring) I concur in the result only
of the majority opinion because I believe with the minority
that an accused has a constitutional right to a fair trial
in misdemeanor cases and to attain that end may have a
change of venue if he shows community prejudice. The
minority opinion well states the view that sec. 956.03(3),
Stats., is regulatory only of this basic right to a fair trial
and is not exclusive by implication. The right to a change
of venue to secure a fair trial is consistent with my belief
that an accused has a constitutional right to an attorney
in all misdemeanor cases, which was expressed in Spark
man v. State (1965), 27 Wis. 2d 92, 102, 133 N.W. 2d 776,
and again in the dissent in State ex rel. Plutshack v. HdSS
Department (1968), 37 Wis. 2d 713, 727, 155 N.W. 2d 549,
157 N.W. 2d 567.
I differ with the minority in its remedy in this case. To
these facts I would apply the harmless-error rule as stated
in Whitty v. State (1967), 34 Wis. 2d 278, 149 N.W. 2d 557,
cert, denied 390 U.S. 959. Not every violation of a consti
tutional right requires a reversal or a new trial. Prejudice
resulting from error or the denial of a constitutional right
must be shown. In the instant case, the defendant had no
difficulty in selecting and obtaining a satisfactory jury
and one which on the record he does not claim was biased
or unfair.
The exercise of the constitutional right to a change of
venue on the ground of community prejudice is a means to
secure an unprejudiced and fair jury so that a fair trial
may be assured. I f such a saturation of prejudice exists
in a community from which the jury is drawn so as to
make it difficult to select and obtain an impartial jury,
then it is better to change the venue of the case than to
Concurring Opinion
231a
waste time attempting to find an unprejudiced jury. But
a juror’s knowledge of events is to be distinguished from
prejudice or predetermined opinion. One may have knowl
edge without prejudice. The members of a jury may be
informed without the jury being prejudiced. I think also
that community prejudice has little or no effect on a wit
ness. The argument that a witness will testify differently
in one county than he will in another is unconvincing. No
matter where the witness testifies, he must live in the com
munity from which he comes.
On the facts of this case, I see no reason for a reversal.
Concurring Opinion
232a
Order Denying Motion for Rehearing
And afterwards to-wit on the 1st day of April, A.D.,
1969, the same being the 87th day of said term, the follow
ing proceedings were had in said cause in this Court:
S tate of W isconsin,
y.
Respondent,
James E dmund Gkoppi,
Appellant.
The Court being now sufficiently advised of and con
cerning the motion of the said appellant for a rehearing
in this cause, it is now here ordered that said motion be,
and the same is hereby, denied without costs.
233a
Notice of Appeal
to the Supreme Court of the United States
STATE OF WISCONSIN
I n S upreme Court
August Term, 1968
State of W isconsin,
v.
James E dmund Groppi,
Appellant.
Notice is hereby given that James Edmund Groppi, the
appellant above-named hereby appeals to the Supreme
Court of the United States from the final order of the
Supreme Court of Wisconsin entered on February 4, 1969
affirming a judgment of conviction against appellant, re
hearing of which was denied on April 1, 1969.
The appeal is taken pursuant to 28 U.S.C. Section 1257
( 2) .
Appellant was convicted of the crime of resisting an
officer and was fined $500.00 and sentenced to six months
in the House of Correction which was stayed and defendant
placed on two years probation.
The Clerk will please prepare a transcript of the record
in this cause and transmission to the Clerk of the Supreme
Court of the United States and include in said transcript
the entire record before the Supreme Court of Wisconsin.
The following question is presented by this appeal:
Whether Section 956.03(3) Wisconsin Statutes violates the
Due Process and Equal Protection Clauses of the Four
teenth Amendment to the Constitution of the United States.
T homas M. Jacobson
Attorney for Appellant
State No. 38
Respondent,
234a
Certification
I, Franklin W. Clarke, Clerk of the Supreme Court of
the State of Wisconsin, do hereby certify that the foregoing
are true and complete copies of the proceedings before this
Court No. 38, August Term, 1968, and of the opinion of
this Court in said cause, and constitute all of the record
remaining in my custody, the balance of the record referred
to in the attached notice of appeal having been remitted
to the Circuit Court for Milwaukee County, on the 3rd day
of April, 1969.
[seal]
In witness whereof, I have hereunto set my
hand and affixed the seal of said Court, at
Madison, Wisconsin, this 14th day of May,
1969.
F ranklin W. Clarke
Clerk of Supreme Court, Wisconsin
MEILEN PRESS INC. — N. Y. C. 219
_________________________________________________________ ^
I n t h e
^uprnttp dmtri of tl?£ MnttpJi States
October T erm, 1970
No. 26
James E dmund Groppi,
Appellant,
v.
S tate op W isconsin,
Appellee.
ON APPEAL FROM THE SUPREME COURT OF WISCONSIN
REPLY BRIEF
Jack Greenberg
E lizabeth B . D ubois
10 Columbus Circle
New York, New York 10019
M ichael M eltsner
Columbia Law School
435 West 116th Street
New York, New York 10027
A nthony G. A msterdam
Stanford Law School
Stanford, California 94305
H aywood B urns
112 West 120th Street
New York, New York 10027
T homas M. Jacobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
R obert E. S utton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Attorneys for Appellant
TABLE OF CONTENTS
A rgument
I. Defendant Has Standing to Challenge the Wis
consin Statute Denying a Change of Venue in
Misdemeanor Cases .................................................. 2
II. Change of Venue Has Traditionally Been Rec
ognized as a Means of Guaranteeing the Defen
dant’s Right to an Impartial Jury Trial and
May, Under Certain Circumstances, Be Re
quired by Due Process of L a w ............................... 4
III. The Distinctions Between the Treatment A c
corded Felony and Misdemeanor Defendants in
Wisconsin Are Not Adequate to Justify, Under
the Equal Protection Clause, Prohibiting a Change
of Venue for Those Charged With a Misdemeanor 7
T able of A uthorities
Cases:
Allen v. United States, 4 F.2d 688 (7th Cir. 1924), cert.
denied sub nom., Hunter v. United States, 267 U.S.
597, Mullen v. United States, 267 U.S. 598 and John
PAGE
son v. United States, 268 U.S. 689 (1925) ................... 7
Baldwin v. New York, 399 U.S. 66 (1970) ....................... 7
Lias v. United States, 51 F.2d 215 (4th Cir.), aff’d per
curiam, 284 U.S. 584 (1931) ........................................... 7
Mason v. Pamplin, 232 F. Supp. 539 (W.D. Tex. 1964),
aff’d, Pamplin v. Mason, 364 F.2d 1 (5th Cir. 1966) 3
11
Pruitt v. State, 16 Wis. 2d 169, 114 N.W. 2d 148 (1962) 8
Bideau v. Louisiana, 373 U.S. 723 (1963) ....................... 3
State v. Cooper, 4 Wis. 2d 251, 89 N.W. 2d 816 (1958) 5
Stroud v. United States, 251 U.S. 15 (1919) ............... 6
United States v. Beadon, 49 F.2d 164 (2nd Cir.), cert.
denied, 284 U.S. 625 (1931) ........................................... 6
United States v. Mellor, 71 F. Supp. 53 (D. Neb. 1946),
aff’d 160 F.2d 757 (8th Cir.), cert, denied, 331 U.S.
848 (1947).......................................................................... 6
Young v. United States, 242 F. 788 (4th Cir.), cert,
denied, 245 U.S. 656 (1917) ........................................... 7
Constitutional and Statutory Provisions:
L a. Code Crim . P. §§621, 622 ........................................... 6
T ex . Code Crim . P. Art. 31.01........................................... 6
28 U.S.C. §114....................................................................... 6
V t . S tat. Tit. 13, §4613....................................................... 6
Wis. Const. Art. 3, § 2 ......................................................... 8
Wis. S tat. §6.03 ................................................................ 8
Wis. S tat. §57.078 ........................................................... 8
Wis. Stat. §270.16 ........................................................... 9
Wis. S tat. §270.17 ................................................................. 4
Wis. S tat. §939.60 ............................................................... 8
Wis. S tat. §§954.02, 954.025 (1967), as amended,
§§968.02, 968.03, 968.04, 968.26
PAGE
9
Ill
Wis. Stat. §954.08 .............................................................. 9
Wis. S tat. §955.18, as amended, §§970.02, 970.03 ........... 9
Wis. Stat. §956.03, as amended, §971.22 ........................... 2
Wis. Stat. §957.03, as amended, Wis. Stat. §972.03 .... 9
Wis. Stat. §957.05 (1967) .................................................. 9
Wis. S tat. §957.14, now §972.01 ................................. 9
Wis. Stat. §959.044, now §973.02 ................................. 8
Wis. Stat. §967.01 ................................................................ 2
Wis. S tat. §§970.02, 971.10 .............................................. 9
Wis. S tat. §971.22 amending §956.03 ............................. 2, 6
Wis. S tat. §972.12 .............................................................. 9
Other Authorities:
33 F ord. L. R ev. 498 (1965) .............................................. 6
Lipton, The Classification of Crimes in Wisconsin, 50
M arq. L. R ev. 346 (1966) .............................................. 8
Note, Community Hostility and The Right to an Im
partial Jury, 60 Coltjm. L. R ev. 349 (1960) ............... 5
Note, Wisconsin Criminal Procedure, 1966 Wis. L.
R ev. 430 ........................................................................................ 5, 8
Standards Relating to Fair Trial and Free Press
(A.B.A. Project on Minimum Standards for Crim
inal Justice, 1966) .......................................................... 4, 5
PAGE
I n t h e
feuprm* (Uiutrt of tltp Hutted States
October T erm, 1970
No. 26
James E dmund Groppi,
v.
State op W isconsin,
Appellant,
Appellee.
on appeal from the supreme court OF WISCONSIN
REPLY BRIEF
Appellant submits this brief in order to respond to cer
tain claims made by the State in its brief on appeal.
First, the State claims that no proper record of commu
nity prejudice has been made in the instant case, and
therefore defendant has no standing to challenge the W is
consin Statute denying a change of venue in all misde
meanor cases. Second, the State claims that the right to
change of venue is only one of several available methods
of ensuring an impartial jury trial, and that it is not un
usual to condition the right to such protections on the
seriousness of the offense. It concludes that the denial of
any opportunity for venue in the instant case did not vio
late due process of law. Finally, the State claims that
there are significant differences in the treatment accorded
felony and misdemeanor defendants in Wisconsin and,
therefore, that the limitation of the right to change of
venue to felony cases did not violate equal protection
2
of the law. Appellant submits that these arguments are
without merit for the reasons set forth briefly below, and
urges the Court to reverse his conviction on the grounds
set forth in his brief on appeal.
ARGUMENT
I.
Defendant Has Standing to Challenge the Wisconsin
Statute Denying a Change of Venue in Misdemeanor
Cases.
As the State’s brief concedes, there is no question that
W is. Stat. A n n . §956.03(3), as construed by the state
courts in the instant case, absolutely prohibited a change
of venue in all but felony cases (Brief for Appellee, p. 5).1
As a result, the trial court denied defendant’s motion for a
change of venue without allowing him any opportunity to
provide the proof he had proffered as to the “nature and
extent” of the news coverage his activities had received,
and “ its effect upon this community and on the right of
defendant to an impartial jury trial.” (A.23-25; see Brief
for Appellant, p. 8, and pp. 14-15, n. 6). The State con
1 Wis. Stat. §971.22 now permits a change of venue in all
criminal cases. This section is part of the new Wisconsin Criminal
Procedure Code, enacted in 1969, Chap. 255, Laws of 1969. It was
effective July 1, 1970, and is applicable prospectively only:
Section 967.01 Title and Effective Date.
Title XLVII may be cited as the criminal procedure code
and shall be interpreted as a unit. This code shall govern
all criminal proceedings and is effective on July 1, 1970. It
applies in all prosecutions commenced on or after that date.
Prosecutions commenced prior to July 1, 1970, shall be gov
erned by the law existing prior thereto.
Chap. 255 represents a broad revision of state statutes dealing
with criminal procedure; it repeals Wis. Stat. §§954-964 and sub
stitutes therefor new §§967-976.
3
tends on appeal that since defendant could have presented
evidence of community prejudice on a motion for continu
ance, on voir dire proceedings, or on a motion for new
trial, the absence of proof of community prejudice in the
record deprives defendant of standing to challenge the
statute denying him any opportunity for a change of
venue. But the question at issue is whether defendant
had a right to prove to the court that only a change of
venue could adequately protect his right to an impartial
jury trial. Clearly defendant’s standing to raise this issue
and to show that remedies such as continuance, voir dire
and motion for a new trial may, under certain circum
stances, be inadequate to protect the right to an impar
tial jury cannot depend on whether he pursued such al
legedly inadequate remedies. Nor can it depend on any
showing of the attitudes revealed by actual jurors on
voir dire, as this Court specifically held in Rideau v.
Louisiana, 373 U.S. 723, 727 (1963). Since the trial court
denied defendant any opportunity to show that commu
nity prejudice was such as to justify a change of venue,
on the ground that Wisconsin law would not permit a
change of venue in any event, defendant cannot be pre
cluded from challenging the statute’s constitutionality be
cause the record fails to show adequate community preju
dice. Mason v. Pamplin, 232 F. Supp. 539, 542-43 (W.D.
Tex. 1964), aff’d, Pamplin v. Mason, 364 F.2d 1, 6-7 (5th
Cir. 1966).
4
n.
Change of Venue Has Traditionally Been Recognized
as a Means of Guaranteeing the Defendant’s Right to
an Impartial Jury Trial and May, Under Certain Cir
cumstances, Be Required by Due Process of Law.
The State contends that change of venue is only one of
several possible methods of ensuring an impartial jury
and, therefore, is not constitutionally required (Brief for
Appellee, pp. 14-18). But apart from continuance and
voir dire, whose inadequacies are dealt with in appellant’s
brief at pp. 22-25,2 * * the State points specifically only to
change of venire, control of media treatment, oath-giving,
cautionary instructions, sequestration of jury and protec
tion of witnesses as “ devices available to guard against
undesirable intrusions into the fact-finding process” (pp.
14-15). Even if such devices are available and used to
their maximum potential, change of venue remains essen
tial, under certain circumstances, to guarantee jury im
partiality. Thus, as noted at p. 21 of appellant’s brief, the
American Bar Association’s Report on Standards Relat
ing to Fair Trial and Free Press (A.B.A. Project on Mini
mum Standards for Criminal Justice, 1966) found that
even with liberalization of the procedural remedies avail
able to defendants, including voir dire examination and
continuance, and with radical changes in the law govern
ing release of news to and by the press, the availability
of change of venue remained vital. Moreover, there is no
indication that Wisconsin has initiated any of the reforms
2 See also, with respect to voir dire, Wis. Stat. A nn . §270.17:
Section 270.17. Newspaper Information Does Not
Disqualify.
It shall be no cause of challenge to a juror that he may
have obtained information of the matters at issue through
newspaper or public journals, if he shall have received no
bias or prejudice thereby . . .
5
recommended by the A.B.A. Report. Certainly none of
the devices mentioned in appellee’s brief constitute ade
quate or even significant protections under Wisconsin law
and practice. Change of venire— a device by which the
jury panel is summoned from outside the area of intensive
news coverage—is not available in Wisconsin, and in any
event is useful only in cases where community sentiment
is not strong.3 Nor has Wisconsin apparently undertaken
to change in any way the freedom traditionally accorded
news media with respect to trial coverage, nor to assert
any of the kinds of controls over the release of news to
or by the press recommended by the A.B.A. Report. Oath
giving and cautionary instructions are obviously even less
effective devices than the voir dire for getting at jurors’
conscious and unconscious prejudices. Sequestration of
the jury is rarely used in Wisconsin except in life im
prisonment or capital cases ;4 in any event, its effectiveness
is limited because it guards only against prejudicial pub
licity which occurs after the trial has begun, it may not
screen out strong community feeling, and the inconveni
ence to the jurors may prejudice them against the de
fendant.6
The State also contends that it is not unusual to con
dition devices designed to ensure jury impartiality on the
seriousness of the offense. But in fact, in Wisconsin,
as elsewhere generally, the availability of such devices is
3 See A.B.A. Report at 137-38; Note, Community Hostility and
The Right to an Impartial Jury, 60 Colum. L. Rev. 349, 366-67
(1960).
Only a very few jurisdictions provide for change of venire and
these also authorize change of venue under similar circumstances.
See Note, supra, at 365-67; A.B.A. Report, p. 137, nn. 159, 160.
4 See State v. Cooper, 4 Wis. 2d 251, 89 N.W.2d 816 (1958) ;
Note, Wisconsin Criminal Procedure, 1966 Wis. L. Rev. 430, 479. 5
5 A.B.A. Report at pp. 140-42.
6
not limited to felony cases with the sole exception of the
change of venue statute at issue in the instant case.6
The State apparently concedes that virtually all Ameri
can jurisdictions today provide for a change of venue in
all serious criminal cases, regardless of whether they are
classified as felony or misdemeanor, arguing only that
in the past a number of states have limited the change
of venue device to felony cases. But as pointed out in the
Brief for Appellant, at pp. 31-32 and n. 41, only a few
jurisdictions have ever so limited change of venue, and
the trend has been toward elimination of any such dis
tinction.7
6 The only distinction made in Wisconsin is for cases involving
possible life imprisonment: in such cases additional peremptory
challenges are available, and sequestration of the jury is manda
tory rather than discretionary. See p. 9, nn. 14, 16, infra.
7 The reference in Brief for Appellee, p. 13, n. 35, to footnote 51
of 33 Ford. L. Rev. 498, 507 (1965) as listing eight states which
by statute limited change of venue to more serious crimes is mis
leading. Included among the eight are Maryland, where a dis
tinction is drawn only between capital and non-capital cases, and
only in terms of whether the right to change of venue is absolute
or depends on a showing of necessity; Massachusetts, where the
statute providing for change of venue in capital crimes was held
in 1911 not to limit the inherent right to change of venue in all
criminal cases; and Pennsylvania, where the right to change of
venue in felonies and misdemeanors is distinguished only in terms
of the kind of proof required. See Brief for Appellant pp. 31-32,
n. 41, for citations and descriptions of relevant statutes and cases.
Also included among the eight listed in the Fordham Note are
Louisiana, Texas, Vermont and Wisconsin, all of which amended
their laws to remove such a distinction. See, La. Code Crim. P.
§§621, 622 (1966) ; Tex Code Crim. P. Art. 31.01 (1966); V t.
Stat. Tit. 13, §4631 (1969) ; Wis. Stat. §971.22 (1969).
Appellee also argues that prior to 1946, change of venue was
not available in federal practice. However, federal law did provide
for a change of venue from one division to another within a single
district. 28 U.S.C. §114; see, e.g., Stroud v. United States, 251
U.S. 15, 18-19 (1919) ; United States v. Beadon, 49 F.2d 164 (2nd
Cir.), cert, denied, 284 U.S. 625 (1931) ; United States v. Mellor,
71 F. Supp. 53, 64 (D. Neb. 1946), aff’d, 160 F.2d 757 (8th Cir.),
7
m.
The Distinctions Between the Treatment Accorded
Felony and Misdemeanor Defendants in Wisconsin Are
Not Adequate to Justify, Under the Equal Protection
Clause, Prohibiting a Change of Venue for Those
Charged With a Misdemeanor.
The State argues, at pp. 19-21 of its brief on appeal,
that conviction of a felony in Wisconsin carries more seri
ous consequences than conviction of a misdemeanor, and
that felony defendants have therefore been provided addi
tional procedural safeguards, including the right to change
of venue.
The only factors mentioned supporting the claim that a
felony conviction carries more serious consequences are
length and place of punishment, disfranchisement and so
cial stigma. But this Court, as well as the Wisconsin Su
preme Court, has rejected the motion that such traditional
distinctions are of any particular relevance in determin
ing what class of criminal defendants should be accorded
fundamental procedural protections. See Baldwin v. New
York, 399 U.S. 66 (1970); see generally appellant’s brief
at pp. 35-36. In any event, on close examination the dis
tinctions alleged fade. Neither length nor place of punish
ment necessarily determines the degree of a crime in Wis-
cert. denied, 331 U.S. 848 (1947). Moreover, a number of cases
decided prior to 1946 indicate that there was discretion to grant
a change of venue generally if the circumstances warranted it.
See, e.g., Young v. United States, 242 F. 788, 792 (4th Cir.) cert,
denied 245 U.S. 656 (1917); Lias v. United States, 51 F.2d 215,
217 (4th Cir.), ajf’d per curiam, 284 U.S. 584 (1931) ; Allen V.
United States, 4 F.2d 688, 695-98 (7th Cir. 1924), cert, denied
sub nom, Hunter v. United States, 267 U.S. 597, Mullen v. United
States, 267 U.S. 598 and Johnson v. United States, 268 U.S. 689
(1925).
8
cousin. A misdemeanant can be sentenced to state prison
for more than a year ;8 * a felon can be sentenced to a county
jail for less than a year. It is only if the substantive
statute fails to provide the place of imprisonment that
the length of the sentence affects the place and, therefore,
the degree of the crime. Wis. S tat. §959.044, now §973.02;
§939.60. Even then length of sentence is not determinative,
but instead a variety of complicated factors enter into the
decision as to how the conviction should be treated. See
generally Lipton, The Classification of Crimes in Wiscon
sin, 50 M arq. L. R ev. 346 (1966); Note, Wisconsin Criminal
Procedure, 1966 Wis. L. R ev. 430, 487-89. Also, while
Wisconsin’s repeater statute does provide for more severe
enhancement of punishment for felons than for misde
meanants, it also means, as noted in appellant’s brief at
p. 37, n. 47, that misdemeanors can bring increased penal
ties and incarceration in state prison. The fact that con
viction of a felony carries the collateral consequence of
disfranchisement is hardly significant in light of W is
consin’s statutes providing for the automatic restoration
of such civil rights upon satisfaction of sentence. See Wis.
Const. Art. 3, §2; Wis. S tat. §§6.03 (1967); 57.078 (1959).
And the social stigma attached to a conviction is not likely
to be determined by whether it is officially labelled a mis
demeanor or felony but rather by the nature of the crime
and the seriousness with which it is treated by authorities.
There is then little to justify any conclusion that a felony
conviction carries with it more serious consequences than
a misdemeanor conviction.
Similarly, there are virtually no significant differences in
the procedural safeguards accorded felony and misde
meanor defendants. The only one mentioned by the State
is the felony defendant’s right to a preliminary hearing.
8 See, Note, Wisconsin Criminal Procedure, 1966 Wis. L. Rev.
430, 488; Pruitt v. State, 16 Wis. 2d 169, 114 N.W. 2d 148 (1962).
9
Wis. S tat. §955.18 (1967), as amended, Wis. S tat. §970.02
(1) (c), (4), (5), §970.03 (1969).9 This is hardly too signifi
cant, especially in light of the fact that there are procedures
guaranteeing a judicial finding of probable cause before a
warrant or summons can be issued for a misdemeanant’s
arrest,10 11 and guaranteeing the misdemeanant’s right to a
prompt trial.11 With respect to virtually all other pro
cedural protections including the right to jury trial,12 no
distinction is made between felony and misdemeanor. And,
most significant, with respect to all protective devices
aimed at ensuring a fair and impartial jury, no such dis
tinction is drawn. Thus the law is identical for felonies
and misdemeanors with respect to the selection of the
jury, including the summoning of jurors, impaneling and
qualifications, challenges for cause13 and peremptory chal
lenges,14 and with respect to instructions,15 sequestration,16
and continuance.
In conclusion, the distinctions mentioned by the State
between the treatment accorded felony and misdemeanor
defendants in Wisconsin are of minor importance. Fur-
9 Prior to 1961 there was no provision limiting the right to pre
liminary hearing to felony cases. See Wis. Stat. §954.08 (1949).
10 Wis. Stat. §954.02, 954.025 (1967), as amended, §§968.02,
968.03, 968.04, 968.26 (1969).
11 Wis. Stat. §§970.02 (3), 971.10 (1969).
12 See Brief for Appellant pp. 15-16, n. 7; Brief for Appellee,
p. 5, n. 6.
13 See generally Wis. Stat. §957.14 (1967), now §972.01 (1969) ;
Wis. Stat. §270.16 (1967).
14 Wis Stat. §957.03 (1967) (4 peremptory challenges allowed
in all cases except those involving possible life imprisonment where
12 allowed), as amended, Wis. Stat. §972.03 (1969) (same except
that in life cases number reduced from 12 to six).
15 See note 13 supra.
16 Wis. Stat. §972.12 (1969) ; See also former §957.05 (1967).
1 0
ther, when Wisconsin procedures are looked at as whole,
it is clear that there is no significant distinction in the
treatment accorded misdemeanor and felony defendants,
that there is no coherent or consistent principle of classi
fication of crimes, and that a crime’s classification is totally
unrelated to the reasons that change of venue may be re
quired to vindicate a defendant’s constitutional right to an
impartial jury. (See generally Brief for Appellant, pp.
34-37.)
Bespectfully submitted,
Jack Greenberg
E lizabeth B. D ubois
10 Columbus Circle
New York, New York 10019
M ichael M eltsner
Columbia Law School
435 West 116th Street
New York, New York 10027
A nthony G. A msterdam
Stanford Law School
Stanford, California 94305
H aywood B urns
112 West 120th Street
New York, New York 10027
T homas M. J acobson
110 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
B obert E. S utton
710 North Plankinton Avenue
Milwaukee, Wisconsin 53203
Attorneys for Appellant
(
MEILEN PRESS INC. — N. Y. C. 219