United States of America v State of Georgia Brief for Appellant
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July 11, 1997

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Brief Collection, LDF Court Filings. United States of America v State of Georgia Brief for Appellant, 1997. 8913117a-c29a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/cb47a860-54fd-468b-895c-1d409af17187/united-states-of-america-v-state-of-georgia-brief-for-appellant. Accessed May 21, 2025.
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No. 96-9062 IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT UNITED STATES OF AMERICA, Plaintiff-Appellant and CHARLES RIDLEY, et al., Plaintiffs-Intervenors-Appellees v . STATE OF GEORGIA, et al., (MERIWETHER COUNTY BOARD OF EDUCATION) Defendants-Appellees ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA BRIEF FOR THE UNITED STATES AS APPELLANT WILLIAM R. YEOMANS Acting Assistant Attorney General DENNIS J. DIMSEY MIRIAM R. EISENSTEIN Attorneys U.S. Department of Justice P.O. Box 66078 Washington, D.C. 20035-6078 (202) 514-4707 United States of America v. State of Georgia, No. 96-9062 C-l of 2 CERTIFICATE OF INTERESTED PARTIES AND CORPORATE DISCLOSURE STATEMENT Pursuant to Eleventh Circuit Rule 26.1, appellant, United States of America, lists the following persons or entities which may have an interest in the outcome of this case. Curtis Eugene Anderson Tommie Lee Bryant Martha L. Dean Dennis J. Dimsey Salliann Dougherty Lucille M. Durham Miriam R. Eisenstein Jeremiah Glassman Jennye Hardaway Phillip L. Hartley Robert Hawk Richmond Hill Elaine Jones MERIWETHER COUNTY BOARD OF EDUCATION NAACP LEGAL DEFENSE AND EDUCATIONAL FIND, INC. Dennis D. Parker United States of America v. State of Georgia, No. 96-9062 C-2 of 2 Martha M. Pearson Brenda Phillips Charles Ridley STATE OF GEORGIA Robert Lee Todd IV UNITED STATES OF AMERICA Joe D. Whitley William R. Yeomans THE HONORABLE ROBERT L. VINING, JR., UNITED STATES DISTRICT JUDGE STATEMENT REGARDING ORAL ARGUMENT The United States believes that oral argument would be helpful to the Court in this case. CERTIFICATE OF TYPE SIZE AND STYLE This brief is typed in 12 point Courier. TABLE OF CONTENTS PAGE CERTIFICATE OF INTERESTED PERSONS STATEMENT REGARDING ORAL ARGUMENT CERTIFICATE OF TYPE SIZE AND STYLE STATEMENT OF SUBJECT MATTER AND APPELLATE JURISDICTION .................................. 1 STATEMENT OF THE I S S U E ....................................... 2 STATEMENT OF THE C A S E ......................................... 2 A. Course Of Proceedings And Disposition Below ........ 2 B. Facts............................................... 4 1. Historical Background.......................... 4 2. The 1995 P l a n ................................ 12 3. The Objections................................ 16 4. The Response.................................. 19 C. The District Court Decision And Opinion ......... 21 STANDARD OF R E V I E W ........................................ 2 3 SUMMARY OF ARGUMENT.......................................... 24 ARGUMENT: I. INCORRECT LEGAL PREMISES SHAPED THE DISTRICT COURT'S DISCRETION TO APPROVE THE FIVE YEAR P L A N ............................................ 26 A. It Is Legally Incorrect That The Board's Facilities Plan Is Valid As Long As It Is Not Motivated By Racially Discriminatory P u r p o s e .................................... 2 6 - i - TABLE OF CONTENTS (continued): PAGE B. Nothing In Case Law Makes “Plus-or- Minus 20 Percentage Points” Into A Universal Legal Standard .................... 27 II. THE DISTRICT COURT ABUSED ITS DISCRETION BY BASING ITS DECISION ON SOME ERRONEOUS FINDINGS AND IGNORING RELEVANT FACTS ...................... 33 CONCLUSION................................................ 3 6 TABLE OF AUTHORITIES CASES: * Freeman v. Pitts. 503 U.S. 467 (1992)................ passim * Georgia State Conference of Branches of NAACP v. Georgia. 775 F.2d 1403 (11th Cir. 1985) .............. 28 Green v. County Sch. Bd.. 391 U.S. 430 (1968) ........ 22, 27 Harris v. Crenshaw Countv Bd. of Educ.. 968 F.2d 1090 (11th Cir. 1992).................................. 23, 26 Keyes v. School Dist. No. 1, Denver. Colo.. 413 U.S. 189 (1973).......................................... 31-32 Stall v. Board of Pub. Educ. for the City of Savannah & County of Chatham. 860 F. Supp. 1563 (S.D. Ga. 1994) ................................ 27-28, 29 * S w a n n V. Charlotte-Mecklenburg Bd. of Educ.. 402 U.S. 1 (1971)........................................ 24, 26, 34 ii CASES (continued): PAGE United States v. Georgia. 19 F.3d 1388 (nth cir. 1994)............................. passim STATUTES: 28 U.S.C. 1292 (a) (1) 2 28 U.S.C. 1345 1 RULES: Fed. R. Civ. P. 52(a)...................................... 23 MISCELLANEOUS: United States Department of Commerce, 1990 Census of Population (1990 CP-2-12) 4 * Authorities chiefly relied upon are marked with asterisks. - iii - IN THE UNITED STATES COURT OF APPEALS FOR THE ELEVENTH CIRCUIT No. 96-9062 UNITED STATES OF AMERICA, Plaintiff-Appellant and CHARLES RIDLEY, et al., Plaintiffs-Intervenors-Appellees v. STATE OF GEORGIA, et al., (MERIWETHER COUNTY BOARD OF EDUCATION) Defendants-Appellees ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA BRIEF FOR THE UNITED STATES AS APPELLANT STATEMENT OF SUBJECT MATTER AND APPELLATE JURISDICTION The district court had continuing jurisdiction of this school desegregation suit under 28 U.S.C. 1345. On June 28, 1996, the district court granted the Meriwether County School Board's petition to approve a Five Year Facilities Plan (RIO-147) ,1/ The United States filed a timely notice of appeal 17 "R" refers to the volumes and numbered documents listed on the district court's docket. "PI. Exh." refers to the Plaintiffs' exhibits at trial in 1990. "RS" refers to the (continued...) -2- on August 23, 1996 (Rll-156). This Court has jurisdiction under 28 U.S.C. 1292(a)(1) from the district court's order modifying an injunction. STATEMENT OF THE ISSUE Whether, based upon errors both of law and of fact, the district court abused its discretion in approving the defendants' Five Year Facilities Plan. STATEMENT OF THE CASE A. Course Of Proceedings And Disposition Below The United States filed this suit against the State of Georgia and 81 public school districts, including the Meriwether County Board of Education, on August 1, 1969 (United States v. Georgia. 19 F.3d 1388, 1390 (11th Cir. 1994)). On December 17, 1969, the court entered a detailed injunction (see Order of July 23, 1973, at 6).z/ In 1970, certain individuals representing black school children intervened as plaintiffs in the statewide case (19 F.3d at 1390). The district court lifted the detained 17 (. . . continued) supplemental record volumes assigned by the court to the transcripts of the 1990 nonjury trial. J The Order of July 23, 1973, no longer in the district court's office (see 19 F.3d at 1390 n.l), will be filed by agreement of the parties, together with the exhibits that are apparently missing from the district court as well, in a motion to supplement the record after the briefs are filed. -3- injunction and entered a permanent injunction by Order of July 23, 1973 (n.2, supra). In 1979, the district court placed the case on its inactive docket (19 F.3d at 1390) . In 1986, the Board of Education (Board) adopted a Five Year Facilities Plan. When the Board voted to drop this plan, in 1988, the Hill Intervenors moved to reopen the case (Rl-1), alleging noncompliance by the Board with the 1973 injunction. The United States filed a Motion to Enforce the 1973 Order and for Supplemental Relief on October 16, 1989 (R5-47). On November 13, 1989, the district court granted a motion by the Ridley Intervenors that inter alia, directed the State to hold onto certain funds allocated to the Board for construction (R5-53). After a bench trial in February, March, and May of 1990, the district court entered several orders closing one high school (RS3-521 to 522, ruling from the bench), ordering equalization of the high school curricula, and halting most interdistrict and intradistrict transfers of students (19 F.3d at 1391; R7-71). In November 1992, a new Board voted to pursue the previously proposed high school consolidation (19 F.3d at 1391). The district court, upon joint motion of all the parties (R8-98), ordered the State to release the funds it had been holding in abeyance since November 1989 to help fund the plan (R8-99, modifying R5-53). A civic group opposed to the plan tried to intervene in this suit (R8-100), but the district court denied intervention (R8-108) and this Court affirmed (19 F.3d 1388). -4- The would-be intervenors, meanwhile, acquired a state court injunction on procedural grounds preventing release of the state funds and preventing the consolidation plan from being implemented (19 F.3d at 1392 n.5). On January 23, 1996, the Board filed a petition for approval of a new Five Year Facilities Plan that called for two high schools (R9-130). The United States and the Intervenors objected to the Plan (RIO-132 and RIO-136) and moved for an evidentiary hearing (RIO-143 and RIO-144). On June 28, 1996, the district court entered an order granting the Board's petition and denying the motions for an evidentiary hearing (RIO-147). On August 22, 1996, the district court filed a memorandum opinion (Rll-155) . The United States and the Intervenors filed notices of appeal on August 23 and August 26, 1996, respectively (Rll-156 and Rll- 157) . B . Ea.c.ts l. Historical Background Meriwether County is in southwestern Georgia. As of 1990, it had a population of 22,411 people, the majority of whom were white (United States Department of Commerce, 1990 Census of Population (1990 CP-2-12), Georgia, Section 1, Table 6, at 27). In 1969, Meriwether County's school population was over 5,000 pupils, about 58% of whom were black (see n.3, infra). A formerly jure dual system, Meriwether had 11 schools in 1969, 6 of them attended entirely by African American children. -5- Schools in the City of Manchester, in the southern portion of the county, were attended predominantly by white children. The City of Greenville (in the central part of the county) had two schools housing grades 1-12. One, called "Greenville Consolidated," had 824 black students; the other, smaller one, was called "Greenville High School" and was predominantly white.1 11 Figures furnished to the Department of Health, Education and Welfare for 1970 reflect that desegregation in Greenville was achieved by having two single-sex schools housing grades 1-12. The single- 1 The following figures are from data furnished to the Department of Health, Education, and Welfare for 1969: School_________________ Luthersville Elem. Eleanor Roosevelt Greenville Consolidated McCrary Elem. Woodbury Elem./Sec. Meriwether Co. Train. Greenville High Manchester Elem. Meriwether Elem. Warm Springs Elem. Manchester High Grades______No. b n o . w 1-8 286 0 1-6 144 0 1-12 824 0 1-8 326 0 1-12 568 0 1-12 672 0 1-12 26 575 1-7 45 619 1-8 22 239 1-8 20 181 8-12 18 476 -6- sex structure of the Greenville schools was abandoned for the 1971-72 school year. Instead, the schools were paired so that Greenville Consolidated (now Greenville Elementary) served children in grades 1-7 and Greenville High School, grades 8-12 (Order of July 23, 1973, at 3). In 1973, the district court lifted the detailed order and replaced it with a permanent injunction enjoining the State from taking any action that would "result in the reestablishment of the former dual school system" and from providing funds to any school district found in violation of the injunction (Order of July 23, 1973, at 5). The court also officially approved the pairing arrangement of the Greenville schools (id. at 6). Among other things, the permanent injunction provided that all future school construction, consolidation, and site selection would be done in a manner "which will prevent the reoccurrence of the dual school structure" (î L. at 7). The court also enjoined all the school districts in the statewide case from granting transfers in or out of the district that would have the cumulative effect of reducing desegregation in either the sending or receiving district (ibiiLJ . In 1979, as indicated at 3, the court put this case on inactive status. Meriwether had ten schools in the late 1980s: six element ary, one middle school, and three high schools (Stipulation -7- #1) While the school population was 60% black, the three Manchester schools were between 64%-67% white. The Greenville and Woodbury schools, by contrast, were between 72%-88% black (ibilLJ • A census taken by the school district in May 1988 showed that 233 white students had transferred, within the system, to schools to which they were not assigned, most of them to the three predominantly white Manchester schools: 85 to Manchester Elementary School, 61 to Manchester Middle School, and 29 to Manchester High School (Stipulation #10). These intradistrict transfers of white children were mainly transfers out of Greenville and Woodbury schools (PI. Exh. 10). In addition, as of October 1988, a large number of white children from predominantly black Talbot County School District were also attending those three schools: 37 in Manchester Elementary, 45 in Manchester Middle, and 46 in Manchester High School (Stipulation #3). According to Jerry Hicks, who was chairman of the School Board from the late 1970s until 1988 (and again since - The stipulations of the parties were in an unsigned pretrial order that was never entered on the docket. They were forwarded to the district court for inclusion in the record by agreement of the parties, but they were never forwarded to this Court. Accordingly, they will be filed with a motion to supplement the record after the briefs are filed. -8- 1992), the Manchester schools were perceived to be "white" schools while the Greenville and Woodbury schools were perceived to be "black" schools (RS4-731 (Hicks); see also RSI-105 to 106 (Stekelenberg, former superintendent of schools) (Manchester High School perceived as the white school and Greenville High School as the black school)). In 1986, the Board adopted a plan to replace the three high schools with one consolidated school. This proposal set off a prolonged conflict. None of the existing high schools -- Greenville, Woodbury, or Manchester -- had an adequate plant, but Woodbury was clearly the worst, followed by Greenville (RS2-246 to 290 (Carroll McGuffey)). There were also serious disparities among the curricular offerings (PI. Exh. 109 and 111; RS4-770 to 778 (testimony of former Board chairman Hicks)). The State's Quality Basic Education (QBE) Act determines how much state assistance a school district can get to build or renovate facilities. A school district is eligible for the maximum "incentive" funding if it adopts a K-5, 6-8, and 9-12 grade organization, and has schools that house either the prescribed minimum number of students or all the students in those grades (RS3-596 to 597 (Cloer, State Department of Education)). The minimum school sizes for new construction funding are 450 for an elementary school, 624 for a middle school, and 970 for a high school (RS3-589). -9- On November 4, 1986, the Board voted 3-2 (over the opposition of the Manchester and Warm Springs members) to locate a comprehensive high school at a central site east of Greenville (RS4-807 to 809 (Hicks)). Opposition to the plan was centered in the predominantly white southern portion of the county, spear headed by a group calling itself the Citizens for Community Schools. Some of the opposition was explicitly racial in character. See RS4-812 to 815, 819, RS5-837 to 839, 850 to 851 (Hicks); RSI-156, 158 to 159, 161 (Stekelenberg). On April 14, 1987, by a 3-2 vote, the Board approved the plan to build a comprehensive high school (RS5-841 to 843 (Hicks)). In 1988, Chairman Jerry Hicks was replaced on the Board (RS4-733 (Hicks)), and the Board voted in April 1988 to abandon the Five Year Plan (RS5-851 to 854 (Hicks)). While the Board was considering alternative plans, the Ridley and Hill Intervenors reactivated this case (Rl-1) (August 1988). In July 1989, the Board adopted a resolution calling for a new, two-high school plan to be financed by a bond issue if it passed a referendum. The resolution kept the one high school plan as a default plan in case the referendum failed (RS5-855 to 857 (Hicks); RS10-1742 to 1743 (Forehand); Pi. Exh. 107). At this point, the United States and the Intervenors filed their motions to enforce the 1973 desegregation order (R3-42 and R5- 47) . -10- The United States focused upon the transfers of students, intradistrict and interdistrict, arguing that they contributed to the perception that the Manchester schools are "white" schools and the Greenville schools are "black" schools. In addition, the United States argued that retention of Greenville High School and Manchester High School -- even if Woodbury were closed -- would undo whatever progress had been made in dismantling the dual system. The United States asked the court to order equalization of opportunity at the high school level by any means that would work, did not enhance segregation, and did not place an inordinate burden on black children. See R5-47. In November 1989, upon motion of the United States and the Ridley Intervenors, the district court ordered the State to hold onto the entitlement money that had been set aside for Meriwether County pending the outcome of the renewed litigation (R5-53). The bond issue referendum was defeated on October 3, 1989. Although the original resolution contemplated going back to the consolidated high school plan if the referendum failed, the Board then rescinded that resolution (RS5-857 to 859 (Hicks)). That left the entire matter in limbo while the parties went to trial on the motions by the United States and the Intervenors. In 1990, after a bench trial, the district court entered several orders, but did not require the district to build a consolidated high school. The court ordered the Board to close Woodbury High School, to send the students in grades 9-12 to -11- Manchester High, and to distribute the eighth grade students between Greenville High School and Manchester High School. Among other things, the court enjoined all future transfers. Children who lived in the Talbot County part of the City of Manchester, however, were allowed indefinitely to transfer to schools in the Meriwether County part of the City of Manchester (R7-71 and R7- 78). Finally, the court directed the Board to "offer the same courses above the core curriculum at both Manchester High School and Greenville High School" and to bring the faculties of all the schools into line with the district-wide ratio (R7-71; see also 19 F.3d at 1391). In 1992-1993, as indicated supra at 3, the Board went through another round of approving and then abandoning a plan to consolidate high schools. Shortly after a new Board was elected in November 1992, it voted to pursue the consolidation plan. The Board, State, and plaintiffs jointly moved the court to direct the State to release the funds it had been holding so that construction could begin. This time, members of the Citizens for Community Schools of Meriwether County moved to intervene to prevent the money from being distributed for this purpose. They claimed that the Board had bowed to pressure from the United States and no longer represented their interests. The district court disagreed, and denied the intervention. Meanwhile, how ever, the same group went to state court and got an injunction against release of the money on the ground that the Board had not -12- followed proper procedures (19 F.3d at 1391-1392 & n.5). This Court affirmed the district court's denial of the intervention on May 4, 1994 (19 F.3d at 1389). In September 1995, the district court authorized the State to reallocate the capital funds it had been holding for Meriwether County (R8-124). 2. The 1995 Plan On November 8, 1994, the Board put the question of a consolidated high school to a referendum, and the voters rejected the proposal (R9-130-2 (Affidavit of Superintendent Hawk)). Con sequently, on November 15, 1994, the Board passed the first of a series of resolutions leading to the current Petition to Approve a Five Year Facilities Plan based, among other things, on the assumption that the county would continue to have two high schools (R9-130, Exh. 2; RIO-135, Exh. 15). The State Board approved a proposed two high school facilities plan on November 9, 1995 (R9-130-5 (Hawk Affidavit)). On January 23, 1996, the Board filed its petition to the court for approval of a new Five Year Facilities Plan (R9-130). At this point, there were slightly over 4,000 students in the system (R9-190, Exh. 4), and blacks accounted for about 65% of the students. The racial proportions in the schools for the 1995-96 school year were as follows (RIO-135-21 (Report of United States' Expert William M. Gordon)):^ L/ A slightly different set of figures are presented in the Brief (continued...) -13- School Grades *B %W Total Luthersville Elem. Pre-K-7 57%B 43%W 547 McCrary Elem. Pre-K-7 90%B 10%W 211 Greenville Elem. Pre-K-7 84%B 16%W 552 Woodbury Elem. Pre-K-5 79%B 21%W 248 Greenville High 8-12 80%B 20%W 672 Warm Springs Elem. Pre-K-5 46%B 54%W 311 Manchester Elem. Pre-K-5 50%B 5 0%W 546 Manchester Middle 6-8 58%B 42%W 448 Manchester High 9-12 53%B 47%W 649 Under the Board's proposed plan, which would have two distinct phases, the six elementary schools would all eventually be replaced by three new ones: North, Central, and South. Each of these would serve grades Pre-K to 5. North Meriwether Elementary would combine the populations of Luthersville and McCrary,^ and would feed into a "new" North Middle School (using old Greenville High School) that would serve grades 6-8, and then into a newly built North Meriwether High School (grades 9-12) that would - (...continued) supporting the Petition at 6, 12 & n.7. That brief is not separately entered on the docket but was attached to the Petition. £/ Under the original resolution, the North Elementary School would have combined the Pre-K to 5 populations of Greenvil1e and Luthersville (R9-130, Exh.2; RIO-135, Exh. 15). -14- replace the existing Greenville High School. The Board would refurbish the old Greenville High School to make it into a middle school. These changes, and the building of a new South Element ary (combining the populations of Manchester and Warm Springs) would complete Phase I of the plan. State "entitlement" funds amounting to $6.6 million would cover a portion of the elementary school construction; all the rest of the funds for Phase I would have to be raised through a planned $13 million bond issue and through local taxes (R9-130-4 to 5; Brief in Support at 10-11). The proposed Phase II of the plan would involve construction of Central Meriwether Elementary (to serve the populations of Greenville and Woodbury) and renovations of Manchester Middle, Manchester High, and old Greenville High. See Brief in Support of Petition at 7-12. Each of the new schools would use the attendance zones and feeder patterns of the schools they replaced (id. at 7-8).2/ The Board anticipated that a bond referendum (which it hoped to call for September 1996) would pass because it believed that there was considerable support for Phase I of the -x Since there will be only two middle schools and two high schools, the "central" elementary group would divide those previously assigned to Greenville elementary going north and those assigned to Woodbury going south. Indeed, those assigned to Woodbury elementary have been going south for middle school and high school since the 1990 order to close Woodbury High. -15- plan (id. at 11) .fi/ No funding arrangements were proposed for the second phase of the plan. No exact sites were selected for any of the new schools^7 though, the Board claimed, the locations of the schools would not require significantly longer trips for anyone. However, even without having selected the exact sites, the Board anticipated that seventh and eighth graders newly assigned to North Meriwether Middle School, and all the children who now attend McCrary Elementary School, would have at least slightly longer rides than before (Brief in Support at 13-14). The Board anticipated that the racial proportions in the new schools would be as follows (Brief in Support at 9): * 11 School Grades No. (%)B NO.(%)W Other Total North Elem. Pre-K-5 385(62%) 227 (37%) 9 (2%) 621 North Middle 6-8 321(74%) 112(26%) l 434 North High 9-12 471(80%) 118 (20%) — 589 Middle Elem. Pre-K-5 574(83%) 116 (17%) 2 692 South Elem. Pre-K-5 429 (49%) 437 (50%) 5 871 South Middle 6-8 261(56%) 205 (44%) — 466 South High 9-12 335 (50%) 331 (50%) 2 668 y The United States is informed that the referendum in fact passed. 11 Tentative alternative sites had been explored. See, e .o .. R10-135-2, 5. -16- Defending the plan, the Board argued that the populations of the new schools would deviate from the district-wide ratio of about 64%B-36%W by no more than twenty percentage points, no school would be majority white (Brief in Support at 12-13), and the staff of every school would be 62% white (based on the 1995- 96 figures) (id. at 14-15). According to the Board, there would be no reduction in staff as a result of the consolidation of schools (id. at 15). 3. The Objections The United States objected to the plan (RIO-137), basing the objections on a report filed by the United States' expert William M. Gordon (RIO-135).lfi/ First, the United States took the position, based on 4̂ of the 1973 Order, that the Meriwether School Board still had an obligation (when building or moving schools) to further desegregation (R10-137-3 to 4). The United States also observed that financing for the plan was (at the time) speculative as to Phase I and nonexistent as to Phase II (R10-137-5 to 7). In addition, the United States registered the following objections: a. The proposed grouping of schools into north, central, and southern schools (and feeder patterns) locks in a system of Because the United States is not raising here every issue it raised below, this recital of objections and the responses to them cover only those points pursued on appeal. -17- student assignment that reinforces racial identifiability by- maintaining the traditional north-south division while altern ative plans could alleviate the identification of schools as "white" and "black" (R10-137-8 to 12). The United States' expert Dr. Gordon did not take issue with the consolidation of Luthersville and McCrary. He recommended, however, that if historically black Greenville Elementary School were consolidated with Warm Springs (rather than with 79% black Woodbury), the resulting combined school would be about 68% black and the oldest school in the system, Warm Springs, could still be scheduled for replacement as part of Phase I. This approach would address both problems -- racial identifiability and the poor condition of both of the existing schools. Similarly, Dr. Gordon recommended that Manchester Elementary be consolidated with Woodbury Elementary, with the resulting consolidated elementary school being 58% black. Instead, the Board proposed a pattern of consolidations that would make two new schools (Middle Elementary and South Elementary) 83% black and 51% white (RIO-137-11 to 15 and RIO-135 - Option 1). In addition, the United States suggested (as recommended by Dr. Gordon) that the boundaries for the middle schools be modified so that both middle schools would be about equal in size and racial composition (RIO-137-16 to 17). b. The Board planned Middle Meriwether Elementary School, to replace Woodbury and Greenville Elementary Schools, for the second phase. There is not even a hypothetical funding plan for -18- Phase II. Both Greenville and Woodbury are former jure segregated schools. Of all the facilities, historically black Greenville Elementary is either the second or third school most in need of repair or replacement (R10-135-4, 6, 8) (Luthersville clearly most in need; Greenville and Warm Springs are next). The United States noted that, instead of making historically black Greenville a high priority, the district has designated histori cally white Manchester and Warm Springs Elementary schools to be replaced during Phase I of the plan (RIO-137-11 to 12). c. The United States also argued that the plan for the high schools violates the 1990 court order to equalize Greenville and Manchester High Schools. Greenville High School, though it was not a jure black school, is perceived as "black" if for no other reason than that location, history, and a record of unlawful white transfers caused Manchester High to be perceived as the white school. Greenville High School has had fewer advanced courses than Manchester High School (RIO-135-38 and Att. 27 & 28; RIO-138 (Deposition of Georgia Drake) at 26-28). Yet nothing in the Board's plan will correct that situation. The new North Meriwether High School, scheduled to replace Greenville High, will still be undersized by state standards, and will still be likely to have offerings inferior to those at Manchester (South Meriwether) High n/ (RIO-138 (Deposition of W. Jerry n/ Although the chart proffered by the Board in its brief (continued...) -19- Rochelle) at 34, 73; RIO-135-37 to 38). It will not have the trade clusters, auditorium, or stadium, now found at existing Manchester High School (RIO-135-37 and Attachments 19, 31, 16 & 23). The population, moreover, will be at least 80% black the day it opens (RIO-137-17 to 18). Consequently, the United States' expert suggested some alternatives that would mitigate the disparities between the "white" and "black" high schools such as building a northern school containing grades 6-12, or renovating the existing Greenville High School into a 6-12 facility (R10-135-0ptions 3 & 4), or simply redrawing the middle and high school attendance zones (RIO-137-17 to 18; R10-135- Option 2; RIO-135-58). ̂ 4. The Response The Meriwether Board of Education responded (RIO-140), claiming that the the United States' expert did not consider whether his proposed alternatives would have any support in the li/ (. . . continued) anticipated a North High School enrollment of over 500 for 1996- 1997 (Brief at 9), the anticipated enrollment for 1999-2000 was 465, and the construction plan was based on that figure (R10-135- 13 & Exh. 19). w Dr. Gordon suggested that a northern 6-12 school could have a combined population of over 1,000 and a high school population of well over 500, thus enabling the district to become eligible for some state "QBE" funds (R10-135-Option 2 & Table 9). -20- Meriwether County community (R10-140-2, 5), and whether the funding for these options could be raised in referendum (R10-140- 3). Raising the millage would not be a popular move, and local voter approval would be necessary to increase local sales taxes (RIO-140-6). In addition, because the Warm Springs Elementary School is the oldest school in the county, the Board argued, the southern part of the county probably would not support any plan that did not make its replacement a top priority (R10-140-5) . The Board also took issue with the contention that Greenville and Woodbury Elementary Schools were significantly more in need of replacement than Warm Springs and Manchester Elementary (whose replacement would be built first) (R10-140-16 to 20). Second, the Board argued that, under what it construed to be the relevant legal definitions, no school would be racially identifiable (R10-140-6 to 9). The Board questioned whether it had any desegregation obligation beyond bringing each school within the 20 percentage points of the system-wide racial ratio (id. at 8-10) . According to the Board, moreover, it is irrelevant how the schools were perceived in 1990 before Woodbury High School was closed and its students distributed to the other high schools (R10-140-7 n.8). Third, the Board took issue with some of Dr. Gordon's factual assertions regarding the alleged inequalities between the existing Greenville High and Manchester High, and alleged pro jected inequalities in the plans for North and South High Schools -21- with respect to plant and course offerings (R10-140-9 to 21). The Board noted that neither high school would have the State's recommended baseline population of 900-1000 (as opposed to the minimum population for receiving state aid), and therefore the plaintiffs' objections with respect to size could only mean that they were holding out for a single comprehensive high school (R10-140-12 to 13). The Board noted that Manchester High School does not have a gymnasium of its own,11'' and one is planned for North High School (though neither an auditorium nor a stadium is planned for North High School) (id. at 14). In addition, the Board noted that some of the courses that Dr. Gordon said were not offered at Greenville High School in fact had been offered, though not at the levels originally planned (R10-140-14 to 15 & n.23). Moreover, the electronic interactive television system planned for the new high school would, the Board argued, make classes given at one school available to the other (id. at 16) . C. The District Court Decision And Opinion On June 28, 1996, the district court entered an order approving the Board's petition, and denied the requests by the United States and the Intervenors for a hearing (R10-147). On n/ But see PI. Exh. 121 at 101-111 (McGuffey's Report). Manchester High School has had the use of the nearby and excellent gymnasium at the Callaway Center. -22- August 22, 1996, the court entered its findings and conclusions in support of that decision (Rll-155). The district court began with the assumption that, without evidence of discriminatory intent, there could be no legitimate objection to the plan. The plaintiffs, however, had "presented no evidence to show that racial motives played any part in the school board's decision making process" (Rll-155-4) (emphasis in original). Thus, as far as the court was concerned, there was no legal basis to prefer the plaintiffs' alternative recommendations over the school board's proposal (ibid.). Second, the court noted that the United States and the Intervenors had failed to give adequate weight to the fact that it is very difficult to get a bond referendum passed in Meri wether County, and that the school board's recommendation is grounded on political necessities (Rll-155-5 to 6). According to the district court, a board is obliged only to adopt a plan that will succeed politically. In support of this proposition, the court cited v. County School Board. 391 U.S. 430, 439 (1968) ("The burden on the school board today is to come forward with a plan that promises realistically to work....") (Rll-155- 6) . Third, the district court took the position that, at least from the point of view of pupil attendance, none of the schools would be "racially identifiable" under the proposed plan (Rll- 155-7). The court reserved judgment, however, stating that, if -23- the new schools in fact turn out to be racially identifiable (however defined), the court can take action to remedy it later (ibid.). Similarly, the district court was prepared to take a "wait and see" posture with respect to faculty assignments and transportation (iiL_ at 8-9) — except that the court was sure that if any greater burden is ultimately placed on black students than on white students, it will have been because of demographic patterns (id. at 9). Finally, the district court did not credit the testimony of Dr. Gordon that the Greenville High School had course offerings inferior to those at Manchester High, and therefore had never been equalized as required by the 1990 order (Rll-155-7 to 8). Without making specific subordinate findings, the court accepted the Board's explanation that some of the plaintiffs' numbers were "simply incorrect" (id. at 8). Finding no reason to disapprove of the plan, the district court therefore approved it. STANDARD OF REVIEW Approval or disapproval of a proposed facilities plan is reviewed for abuse of discretion. Harris v. Crenshaw Gonnty Bd, of Educ.. 968 F.2d 1090, 1098 (11th Cir. 1992). To the extent that the court's discretion was shaped by an error of law, however, it is reviewable novo. To the extent that it is based upon factual findings, the findings are reviewed for clear error under Rule 52(a), Fed. R. Civ. P. -24- SUMMARY OF ARGUMENT The district court based its consideration of the Board's petition on the incorrect legal premise that a facilities plan is acceptable as long as it is not discriminatorily motivated. School districts that have not achieved unitary status have an on-going duty. They must ensure that construction and replacement of facilities furthers desegregation rather than freezing the status quo or reestablishing racially identifiable schools. Freeman v. Pitts. 503 U.S. 467, 485 (1992); Swann v. Charlotte-Mecklenburg Bd. of Educ.. 402 U.S. 1, 21 (1971). The district court further erred, as a matter of law, by declaring that the schools in Meriwether County would not be racially identifiable under the new plan. The ratio of black to white students at each school would be within 20 percentage points of the system-wide ratio, but there is no absolute rule that this ratio qualifies the school district as having unitary status for purposes of school attendance. The Middle Elementary School would unnecessarily combine two former iifi. jure black schools, Woodbury and Greenville, into an 83% black school. The South Elementary and High Schools would still be disproportionately white, and continue to function as a haven for white students from Talbot County. Greenville High School would still be at least 80% black, reinforcing its image as the "black high school." None of these problems, moreover, is an inevitable result of demographic patterns. There are viable alternatives -25- that would be more desegregative. The Board has made a conscious decision to freeze the north-south division of the county. The district court has permitted the Board to avoid its continuing duty. In addition, the district court ignored salient facts in summarily granting the Board's petition. The court ignored the history of school transfers that had reinforced the racial makeup and images of certain schools as "black" or "white" schools. The court paid no attention to the fact that the Board has chosen to give first priority to replacing the elementary school that houses the largest proportion of white students in this majority- black school system. The court also summarily dismissed the contention that Greenville High School has been maintained as both black and inferior. Thus, the district court failed to appreciate the degree to which the Board has not yet dismantled its dual system. The court did this, moreover, without holding the hearing requested by the United States and the Intervenors. Accordingly, the district court abused its discretion in granting the petition. -26- ARGUMENT I INCORRECT LEGAL PREMISES SHAPED THE DISTRICT COURT'S DISCRETION TO APPROVE THE FIVE YEAR PLAN A. It Is Legally Incorrect That The Board's Facilities Plan Is Valid As Long As It Is Not Motivated By Racially Discriminatory Purpose____________________ "The duty and responsibility of a school district once seg regated by law is to take all steps necessary to eliminate the vestiges of the unconstitutional de jure system." Freeman v. Pitts. 503 U.S. 467, 485 (1992). Local authorities and the district courts must "see to it that future school construction and abandonment are not used and do not serve to perpetuate or re-establish the dual system." v. Charlotte-Mecklenburg Bd. of Educ.. 402 U.S. 1, 21 (1971) (emphasis added). See also Order of July 23, 1973, in this case. The board's "duty to desegregate is violated if [it] fails to consider or include the objective of desegregation in decisions regarding abandonment [and construction] of school facilities." Harris v. Crenshaw County Bd. of Educ.. 968 F.2d 1090, 1095 (11th Cir. 1992). It is an abuse of discretion, therefore, for the district court to approve a plan that is inconsistent with the Board's continuing duty, and it is not relevant that the Board may have had no affirmative intent to discriminate when it promulgated the plan. -27- The district court's reliance on Green v. County School Board. 391 U.S. 430, 439 (1968), as a basis for approving the plan, is misplaced. It is true that Green calls for plans that "work." A desegregation plan that "works," however, is one that desegregates. Nothing in Green holds that it is the court's role to accommodate the local white citizens' determination to have their schools replaced ahead of any other schools. "[A] school board that is properly subject to continuing court supervision may be required to relinquish its political autonomy to the extent that its decisions are shown to adversely impact the objective of alleviating the unconstitutional conditions that justified the court's initial intervention." United States v. Georgia (Meriwether County). 19 F.3d 1388, 1392 (11th Cir. 1994). B. Nothing In Case Law Makes "Plus-or-Minus 20 Percentage Points" Jinto A Universal Legal Standard Without asking to be declared partially unitary, the Board has taken the position that the Five Year Facilities Plan will, in effect, create a school district that is unitary with respect to pupil attendance. The district court apparently concurred in the defendants' theory that the facilities plan cannot be faulted as long as the result will be schools whose populations meet the benchmark of plus-or-minus twenty percentage points from the systemwide ratios of 65%B-35%W. This figure has appeared as an analytic tool in Pitts. 503 U.S. at 476, and in Stell v. Board of Pub. Educ. for the City of Savannah & County of Chatham. 860 -28- F. Supp. 1563 (S.D. Ga. 1994). It does not follow, however, that this formula in the abstract represents the limits of a school district's obligation in every instance. A formerly jure segregated school district is required to achieve the maximum practical desegregation. Pitts. 503 U.S. at 480. The Board incorrectly assumed, however, that there is some absolute cut-off or legal benchmark after which it is no longer under any obligation to take the more desegregative alternatives -- even though they exist and are practicable. The Board based that assumption, in part, on an assertion in Georgia State Conference of Branches of NAACP v. Georgia. 775 F.2d 1403, 1413 (llth Cir. 1985), taken out of context, that a school district need not take the most desegregative alternative in every instance. In Georgia Branches, the court of appeals held that school districts were not absolutely barred from using ability groupings even though heterogeneous groupings would have been more desegre gative. In context, the court was holding only that some practices could be justified educationally even though they might not be the most (intra-school) desegregative alternative. Georgia Branches does not suggest that a school board can, generally and without either a practical problem or an educational justification, decide that it is free to take a less desegregative alternative. -29- A school district is not free of its obligation to desegre gate, when further desegregation is practicable, merely because it has reached a numerical benchmark used in a case involving some other school district. Pitts and Stell concern the huge urban school districts of DeKalb and Chatham Counties, Georgia. DeKalb County had some 74 elementary schools by the time Pitts was decided, dozens of them in large areas populated overwhelm ingly by African Americans. A twenty percentage point benchmark for "racial identifiability" makes some sense in that context. It has no universal legal significance, however. What the courts made clear, in both Pitts and Stell. is that "unitariness" in school attendance patterns has less to do with the numbers than with the reasons for them. A school district is obliged to strive to reach that point at which school attendance patterns, even if racially identifiable, are "attributable nei ther to the prior de jure system nor to a later violation by the school district but rather to independent demographic forces." Pitts. 503 U.S. at 493.̂ Meriwether County has not reached ^ In Pitts. the system was found to have achieved "unitary- status " with respect to pupil attendance patterns even though a large number of the schools did not meet the criterion of having a student body balanced within 20 percentage points of the district-wide racial proportion. -30- that point now, nor will it be closer to that point if the pro posed plan is put into effect. Meriwether County has only 4,000 students and nine schools. At this time, six of those schools have populations that are 15 percentage points or more away from the district-wide norm: McCrary Elementary, Greenville Elementary, Woodbury Elementary, Greenville High, Warm Springs Elementary, and Manchester Elementary. The Five Year Plan (if it ever is completely funded) will result in a system having only seven schools, and two of those schools will be just as racially identifiable as ever: North Meriwether High (80%B), and Central Meriwether Elementary (83%B). A third school, South Meriwether Elementary (49%B), while technically desegregated, would still be very dispropor tionately white. These patterns, moreover, will not have occurred by chance or by virtue of demographic change alone. School boards can contribute to racial segregation either by directly causing the racial imbalance or by doing things that contribute to demographic change that segregates people by race. Pitts. 503 U.S. at 507-508 (opinion of Souter, J.); id. at 510- 513 (opinion of Blackmun, J.). The Meriwether Board has done, and continues to do, both of these things. First, it cannot be ignored that the Meriwether schools were jure segregated, and that the Greenville and Woodbury Element ary Schools are vestiges of that system. The fact that sie. jure segregation officially ended a long time ago is irrelevant. -31- These schools are as identifiable as black schools as they were thirty years ago; to this extent, the Board has not yet dis established the original dual system. Second, the Board has contributed to the racial identi- fiability of Greenville High School. Racial identifiability in a system that has both black and white students is a matter of contrasts: a school can be perceived to be the "black school" if there are only two schools serving these grades and, over a long period of time, the Board has permitted one of them to serve as a haven for white students. Throughout the 1980s, whites were allowed to flee from the Greenville High School and Woodbury High School attendances zones and attend Manchester High School. Whites were and still are permitted to flee Talbot County majority-black schools to attend Manchester schools. When the district court closed Woodbury High School, it did distribute some black students to Manchester High -- but it also distributed black students to the already majority-black Greenville High. To this day, Manchester High School is disproportionately white. If allowed to proceed as planned, the Board will entrench the attendance patterns that identify the South High School as the white school and the North High School as the black school. "[T]he practice of building a school * * * to a certain size and in a certain location, with conscious knowledge that it would be a segregated school * * * has a substantial reciprocal effect on the racial composition of other nearby schools." Keyes v. School -32- Dist. No. 1. Denver. Colo.. 413 U.S. 189, 201-202 (1973) (internal quotation marks omitted). While it may be true that the present population of the high schools as well as that of the elementary schools reflects residential patterns in the county, it is not written in stone that this relatively small county must be divided on a north- south axis for school attendance purposes. Traveling from north to south and vice versa to attend school is not impossible. In fact, the record reflects that people did so for years to avoid going to "black" schools. In the process of approving the Five Year Plan, the district court has approved the Board's choice of schools to combine when the system goes from six to three elementary schools. Though no sites have been selected yet, the sites would be selected based on the Board's assumptions about which schools' populations are to feed into them. The Board, therefore, will actively contribute to fixing attendance patterns that are unnecessarily racially identifiable for generations to come .ii/ ^ The district court took at face value the Board's assurances that black children would not be disproportionately burdened before sites had been selected. -33- II THE DISTRICT COURT ABUSED ITS DISCRETION BY BASING ITS DECISION ON SOME ERRONEOUS FINDINGS AND IGNORING RELEVANT FACTS The district court did not address the issue of the Board's priorities reflected in the plan. Although deploring the sad condition of the Meriwether schools, the district court paid no attention to the plaintiffs' contention that leaving the new Middle Elementary School for the unfunded second phase of the plan burdens black children disproportionately and without any justification except, perhaps, that a plan putting white children first is easier to sell to the citizenry that must vote for the bond issue. The Middle Meriwether Elementary School anticipated by the Board for Phase II would combine Greenville and Woodbury Element ary Schools -- two historically black schools that had also been affected by illegal transfers out of white students. Postponing the building of the substitute school to Phase II means that the predominantly black student body in the dilapidated Greenville school will again be handicapped --by having to stay in a substandard school longer than will other students in the system. "Independent of student assignment, where it is possible to identify a 'white school' or a 'Negro school' simply by reference to * * * the quality of school buildings or equipment, * * * a prima facie case of violation of substantive constitutional -34- rights under the Equal Protective Clause is shown." Swann. 402 U.S. at 18. In this case, in addition, when the substitute school is finally built (if it is built), it will open as a school disproportionately attended by African American children. South Meriwether Elementary will be the successor to a pair of historically white elementary schools,- the district court has expressly allowed continued interdistrict transfers into one of them (Manchester Elementary). By contrast to the Middle Elementary School, this school will be built early in the schedule. Thus, the school will be identifiably "white" both because of its disproportionately white population and because it will be brand new, while the predominantly black Greenville and Woodbury Schools await the unspecified funding of Phase II. The district court also made factual errors and abused its discretion in its treatment of the high school question (Rll-155- 7 to 8). The proposed North Meriwether High would be, literally, the successor to Greenville High. Contrary to the court's find ing, Greenville High School has offered fewer advanced courses than the other high school. See PI. Exh. 109 & 111. In fact, Secondary Curriculum and Vocational Education Director Georgia Drake indicated that she does not recall advanced placement courses being given at Greenville at any time since 1988 (RIO-138 (Drake Deposition) at 26-27). Nor, contrary to the court's finding, has Greenville High offered every course requested by -35- ten or more students.1̂ Greenville High also has acquired the reputation of being a black school partly because, in the past, the Board permitted white pupils to transfer into increasingly white Manchester High School. Thus, Greenville has in fact been perpetuated as both the black school and the inferior school. The district has not equalized the education at the two high schools as required by the district court's 1990 order. Nor has the district fulfilled its ongoing duty to see to it that there are not black or white schools that can be identified as such. The new North Meriwether High School, successor to Green ville High School, will be built with fewer typical high school features (like an auditorium and a ballfield with grandstands) than the old school it will replace (which will be used as a middle school). There is no excuse for opening a new high school with these shortcomings -- and with a population at least 80% black. The United States' expert suggested that, instead of building a new high school, the district could build a new 6-12 school. Alternatively, it could repair and improve the old plant of Greenville High School and turn it into a facility housing Dr. William M. Gordon's Report On Two High School Local Facilities Plan (R10-135-40), shows that there were a number of subjects offered at Manchester High -- sometimes when fewer than ten students requested the course -- and not given at Greenville High even though 20-27 students requested that it be offered. -36- grades 6-12. This would make the facility eligible for some state money and would enable the school to make optimum use of its combined middle school/high school faculty. Indeed, if the county has abandoned the idea of having a single comprehensive high school, it could have two schools serving grades 6-12 and have attendance zones on some basis other than a north-south division. In short, there are a number of ways in which the county could use the building of new facilities as a way to dismantle what is left of the dual system. Instead, it has chosen the path of least resistance, and the district court has let it do so. In addition, the court has denied the plaintiffs a hearing in which more options could have been offered and spelled out. The judgment of the district court should be vacated and the cause remanded for a hearing and decision consistent with the correct facts and legal principles. CONCLUSION Respectfully submitted, WILLIAM R. YEOMANS Acting Assistant Attorney General DENNIS J. DIMSEY MIRIAM R. EISENSTEIN Attorneys Department of Justice P.0. Box 66078 Washington, D.C. 20035-6078 CERTIFICATE OF SERVICE I hereby certify that on July 11, 1997, I served all parties to this case with two copies of the attached Brief for the United States as Appellant and one copy of the Record Excerpts, at the following addresses: Philip L. Hartley, Esq. Martha M Pearson, Esq. P.0. Box 2975 Gainesville, GA 30503 Robert Lee Todd IV, Esq. Todd and Todd P.0. Box 663 Greenville, GA 30222-0663 Kathryn L. Allen, Esq. Senior Assistant Attorney General Suite 229, State Judicial Building 40 Capital Square, S.W. Atlanta, GA 30334-1300 Dennis D. Parker, Esq. Elaine R. Jones, Esq. NAACP Legal Defense and Education Fund, Inc. 99 Hudson Street, 16th Floor New York, NY 10013 MIRIAM R. EISENSTEIN Attorney 4