Goss v. Knoxville, TN Board of Education Brief for Appellants with Suggestion for En Banc Hearing
Public Court Documents
January 1, 1972
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Brief Collection, LDF Court Filings. Goss v. Knoxville, TN Board of Education Brief for Appellants with Suggestion for En Banc Hearing, 1972. cc10b6bf-b39a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/cdf7f0fe-ceaf-4790-ad3a-8ccb4503f127/goss-v-knoxville-tn-board-of-education-brief-for-appellants-with-suggestion-for-en-banc-hearing. Accessed November 23, 2025.
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IN THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Nos. 72-1766, -1767
JOSEPHINE GOSS, et al.#
Plaintiffs-Appellants,
vs.
THE BOARD OF EDUCATION OF THE CITY OF KNOXVILLE, TENNESSEE, et al.,
Defendants-Appellees.
BRIEF FOR APPELLANTS
with Suggestion for En Banc Hearing
CARL A. COWAN
2212 Vine Avenue
Knoxville, Tennessee 37915
AVON N. WILLIAMS, JR.
404 James Robertson Parkway
Nashville, Tennessee 37219
JACK GREENBERG
JAMES M. NABRIT, III
NORMAN J. CHACHKIN SYLVIA DREW
JOHN BUTLER10 Columbus CircleNew York, New York 10019
Attorneys for Appellants
IN THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Nos. 72-1766, -1767
JOSEPHINE GOSS, et al.,
Plaintiffs-AppeHants,
vs.
THE BOARD OF EDUCATION OF THE CITY
OF KNOXVILLE, TENNESSEE, et al.,
„ Defendants-Appellees.
SUGGESTION FOR EN BANC HEARING
Appellants, by their undersigned counsel, and pursuant
to Rule 35, F.R.A.P. and Rule 3, Sixth Circuit Rules,
respectfully suggest that this matter would be appropriately
heard by the Court en banc for the following reasons:
1. Pursuant to the normal practice of this Court, these
appeals will be assigned to a panel consisting of Circuit
Judges Weick and Miller, and Senior Circuit Judge O'Sullivan.
See Goss v. Board of Educ.. 444 F.2d 632 (6th Cir. 1971).
2. A majority of that panel also formed the majority of
the panel which decided Mapp v. Board of Educ. of Chattanooga.
Nos. 71—2006, —2007, 72—1443, -1444, on October 11, 1972.
3. Most of the issues in the instant appeals are identical
to issues raised in the Mapp case; the plaintiffs' expert
witness was the same individual in both cases and in each
plaintiffs contend that a plan utilizing pupil transportation
must be adopted in order to bring about Constitutional compliance.
4. Plaintiffs in Mapp have sought a Rehearing En Banc
of the panel's October 11, 1972 decision therein, and it would
be appropriate to grant same in that case, act favorably upon
this Suggestion, and set the matters down for argument before
the entire Court at one time.
5. The decisions of the various panels of this Court in
school desegregation cases are in serious conflict (see opinion
of Edwards, J., dissenting in Mapp, supra). Resolution of
these conflicts by the Court en banc will materially assist
litigants and district judges in this Circuit.
WHEREFORE, appellants respectfully suggest the appropriate
ness of a hearing en_ banc on these appeals.
AVON N. WILLIAMS, JR.
1414 Parkway Towers
404 James Robertson Pkwy.
Nashville, Tennessee 37219
CARL A. COWAN
2212 Vine Avenue
Knoxville, Tennessee 37915
JAMES M. NABRIT, III
NORMAN J. CHACHKIN
SYLVIA DREW
JOHN BUTLER
10 Columbus Circle
New York, New York 10019
Attorneys for Appellants
-2-
TABLE OF CONTENTS
Issues Presented for Review .................... 1
Statement
Introduction .............................. 2
School Segregation in Knoxville 1971-72 . . 3
Desegregation Efforts Since 1960 .......... 5
Residential Segregation in Knoxville . . . . 14
Proposals for Further Desegregation . . . . 16
Page
Financing Desegregation .................. 21
The District Court's Ruling .............. 23
ARGUMENT
The District Court's Finding That Knoxville
Has A Unitary School System Is Contrary To
Swann, Other Controlling Decisions Of The
Supreme Court, This Court's 1971 Remand In
This Case And Other Decisions Of This Court;
It Is Based Upon Faulty Factual Premises And
The Application Of Erroneous Legal Standards 26
The District Court Erred In Approving The
School Board's Proposal To Close A Black
Elementary School Without A Showing That
Discontinuation Was Required For Non-Racial
R e a s o n s .................................. 37
The District Court Should Have Awarded
Attorneys' Fees And Litigation Expenses To
The Plaintiffs
A. An Award Is Required Under
Traditional Equitable Principles . . 40
B. An Award Is Required By §718,
P.L. 9 2 - 3 1 8 ...................... 52
Conclusion.................................... 60
[Appendices A & B]
L
Page
CASES:
Adams v. School District No. 5, Orangeburg,
444 F.2d 99 (4th Cir. 1971), aff'g Green
v. School Bd. of Roanoke, 316 F. Supp. 6
(W.D. Va. 1970)................................... 38
Armstrong Paint & Varnish Works v. Nu-Enamel
Corp., 305 U.S. 315 (1938)........................ 58
Bell v. West Point Municipal Separate School
Dist., 446 F. 2d 1362 (5th Cir. 1971).............. 38
Bradley v. School Bd. of Richmond, 325 F. Supp.
828 (E.D. Va. 1971).............................. 36
Bradley v. School Bd. of Richmond, 53 F.R.D. 28
(E.D. Va. 1971).................................. 50, 51
Brewer v. School Bd. of Norfolk, 456 F.2d 943
(4th Cir.), cert.denied, 406 U.S. 905 (1972)...... 35Brice v. Landis, 314 F. Supp. 974 (N.D. Calif.1969) . ........................................... 38
Brown v. Board of Educ. of Bessemer, 464 F.2d382 (5th Cir. 1972).............................. 35
Carpenter v. Wabash Ry. Co., 309 U.S. 23 (1940)..... 53Carr v. Montgomery County Bd. of Educ., 429F. 2d 382 (5th Cir. 1970).......................... 38
Chambers v. Iredell County Bd. of Educ., 423
F. 2d 613 (4th Cir. 1970).......................... 38
Citizens to Preserve Overton Park v. Volpe,401 U.S. 402 (1971).............................. 54n
Clark v. American Marine Corp., 320 F. Supp. 709 (E.D. La. 1970), aff'd 437 F.2d 959 (5th Cir.
1971)........................................... 40n, 58Clark v. American Marine Corp., 304 F. Supp.603 (E.D. La. 1969).............................. 45
Cleveland v. Second National Bank & Trust Co.,
149 F.2d 466 (6th Cir.), cert, denied 326U.S. 777 (1945)........ ...................... 43
Crawford v. Board of Educ. of Los Angeles,
No. 822-854 (Super. Ct. Cal., Jan. 11, 1970)... 41,47,50
Davis v. School Comm'rs of Mobile County, 402
U.S. 33, 91 S. Ct. 1289, 28 L .Ed.2d 577 (1971)___ 23,26Deal v. Cincinnati Board of Educ., 406 F.2d
1183 (6th Cir. 1969).............................. 27nDeal v. Cincinnati Board of Educ., 369 F.2d
55 (6th Cir. 1966), cert, denied 389 U.S.
847 (1967)....................................... 26,27
Dobbins v. Local 212, IBEW, 292 F. Supp. 413(S .D. Ohio 1968)................................. 45
Dolgow v. Anderson, 43 F.R.D. 472 (E.D. N.Y.1968)............................................. 49
Drummond v. Acree, No. A-250 (September 1,
1972) (Mr. Justice Powell, Circuit Justice) 58-59
Page
Eisen v. Carlisle & Jacquelin, 391 F.2d 555(2d Cir. 1968)..................................... 49
Gilbert v. Hoisting & Portable Engineers,
237 Ore. 139, 390 P.2d 320 (1964).................. 49n
Glover v. Housing Auth. of Bessemer, 444 F.2d
158 (5th Cir. 1971)................................ 54n
Gordon v. Jefferson Davis Parish School Bd.,
446 F. 2d 266 (5th Cir. 1971)....................... 39
Goss v. Board of Educ., 444 F.2d 632 (6th Cir.),
immediate relief denied with instructions to
issue mandate, 403 U.S. 956 (1971)............ 2,27,29
Green v. County School Bd., 391 U.S. 430 (1968)...... 45n
Greene v. McElroy, 360 U.S. 474 (1959)............... 57n
Greene v. United States, 376 U.S. 194 (1964)...... 56n,57n
Hall v. Beals, 396 U.S. 45 (1969).................... 54
Hall v. St. Helena Parish School Bd., 424 F.2d
320 (5th Cir. 1970)................................ 54n
Hamm v. City of Rock Hill, 379 U.S. 306 (1964)....... 54
Hammond v. Housing Auth. & Urban Renewal Agency,
328 F. Supp. 586 (D. Ore. 1971).................. 45,49Haney v. County Bd. of Educ., 429 F.2d 364
(8th Cir. 1:970)........................... ......... 38
Henry v. Clarksdale Municipal Separate School
Dist., 433 F. 2d 387 (5th Cir. 1970)................ 34
Hill v. Franklin County Board of Educ., 390
F. 2d 583 (6th Cir. 1968).......................... 47
Johnson v. United States, 434 F.2d 340 (8th Cir.1970).............................................. 54n
Jones v. Mayer, 392 U.S. 409 (1968)........ 43,45n,46,48
Kelley v. Metropolitan County Bd. of Educ.,
463 F. 2d 732 (6th Cir. 1972).................. 4n,35,39
Lea v. Cone Mills Corp., 438 F.2d 86
(4th Cir. 1971)......... 45,58
Lee v. Macon County Bd. of Educ., 448 F.2d 746
(5th Cir. 1971).................................... 38
Lee v. Southern Home Sites Corp., 444 F.2d 143
(5th Cir. 1971).................................... 58
Lee v. Southern Home Sites Corp., 429 F.2d 290(5th Cir. 1970).................................... 46
Louisiana v. United States, 380 U.S. 145 (1965)...... 45n
Mapp v. Board of Educ. of Chattanooga, Nos.
71-2006, -2007, 72-1443, -1444 (6th Cir.,
October 11, 1972).................................. 36n
Miller v. Amusement Enterprises, Inc., 426
F. 2d 534 (5th Cir. 1970)......................... 47,48
Mills v. Electric Auto-Lite Co., 396 U.S. 375
(1970).......................................... 42n,47
Monroe v. Bd. of Comm'rs of Jackson, 244 F. Supp.3 53 (W.D. Tenn. 1965).........................
ii i
47
Page
Nesbit v. Statesville City Board of Educ.,
418 F.2d 1040 (4th Cir.1969) (en banc)(per curiam)....................................... 41
Newbern v. Lake Lorelei, Inc., 308 F. Supp. 407,
1 Race Rel. L. Survey 185 (S.D. Ohio 1968)......... 46n
Newman v. Piggie Park Enterprises,
390 U.S. 400 (1968)............... 44,47,48,51,57,58,59Northcross v. Board of Educ., No. 72-1630
(6th Cir., Aug. 29, 1972)........................ 4n,28
Parham v. Southwestern Bell Tel. Co.,
433 F. 2d 421 (8th Cir. 1970).................. 44-45, 51Pina v. Homsi, 1 Race Rel. L. Survey 18
(D. Mass. 1969).................................... 46n
Robinson v. Shelby County Bd. of Educ., No.
71-1966 (6th Cir., September 21, 1972) ............ 39Rolax v. Atlantic Coast Line R.R., 186 F.2d 473(4th Cir. 1951).................................... 49n
Rolfe v. County Board of Educ. of Lincoln
County, 282 F. Supp. 194 (E.D. Tenn. 1966),
aff'd 391 F. 2d 77 (6th Cir. 1968).................. 47
Shelley v. Kraemer, 334 U.S. 1 (1948)................ 16Siegel v. William E. Bookhultz & Sons, Inc.,
419 F. 2d 720 (D.C. Cir. 1969)...................... 44n
Smith v. St. Tammany Parish School Board,
302 F. Supp. 106 (E.D. La. 1969)................... 38
Sparrow v. Gill, 304 F. Supp. 86 (M.D. N.C. 1969).... lOn
Sprague v. Ticonic National Bank, 307 U.S. 161
(1939)..................................... 43-44,47,58nSullivan v. Little Hunting Park, Inc., 396U.S. 299 (1969).................................... 47
Swann v. Charlotte-Mecklenburg Bd. of Educ.,
402 U.S. 1 (1971)............................... passim
Swann v. Charlotte-Mecklenburg Bd. of Educ.,328 F. Supp. 1346 (W.D. N.C. 1971)................. 38
Terry v. Elmwood Cemetery, 307 F. Supp. 369
(N.D. Ala. 1969).................................. 46n
Thorpe v. Housing Auth. of Durham, 393 U.S. 268
(1969)........................................ 53,54,56Tracy v. Robbins, 40 F.R.D. 108 (D.S.C. 1966)........ 47
United States v. Board of Educ. of Baldwin
County, 423 F.2d 1013 (5th Cir. 1970).............. 54n
United States v. Greenwood Municipal Separate
School Dist., 460 F.2d 1205 (5th Cir. 1972)........ 35
United States v. Schooner Peggy, 5 U.S. (1
Cranch) 103 (1801)............................... 53,56nUnited States v. Scotland Neck City Be], of
Educ., 407 U.S. 484 (1972)......................... 26
IV
Page
Vandenbark v. Owens-Illinois Glass Co./
311 U.S. 538 (1941).............................. 53-54
Vaughan v. Atkinson, 369 U.S. 527 (1962)........... 44n,47
Wall v. Stanly County Board of Educ., 378
F.2d 275 (4th Cir. 1967)........................... 47
Wright v. Council of the City of Emporia,
407 U.S. 451 (1972)................................ 26
Ziffrin v. United States, 318 U.S. 73 (1943)......... 54
STATUTES ;
42 U.S.C. § 1982 ......................... 43,44,45,47,48n
42 U.S.C. § 1983 ......................... 43,44,45,47,4842 U.S.C. § 2000a-3 (b) .............................. 47
42 U.S.C. § 2000e-l............................... . [ 56n
42 U.S.C. § 2000e-16.............................. 56n
OTHER AUTHORITIES:
117 Cong. Record, S5483-92 (daily ed., April 22,
1971) and S5534-39 (daily ed., April 23, 1971)..... 55117 Cong. Record, S5484, S5490 (daily ed.,April 22, 1971).................................... 59
117 Cong. Record, S5485 (daily ed., April 22, 1971)... 59n
117 Cong. Record, S5537 (daily ed., April 23, 1971)... 59
United States Code, Congressional and AdministrativeNews, 1972, at 2406 ............................... 55
United States Comm'n on Civil Rights, Racial
Isolation in the Public Schools 65 (1967).......... 5n
v
IN THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
Nos. 72-1766, -1767
JOSEPHINE GOSS, et al..
Plaintiffs-Appellants,
vs.
THE BOARD OF EDUCATION OF THE CITY
OF KNOXVILLE, TENNESSEE, et al.,
Defendants-Appellees.
BRIEF FOR APPELLANTS
Issues Presented for Review
1. Whether the district court erred in holding that, with
the implementation of amendments to its desegregation plan
proposed by the Board of Education, Knoxville was operating a
unitary school system in conformity with Constitutional require
ments and with Swann v. Charlotte-Mecklenburq Bd. of Educ.,
402 U.S. 1 (1971).
2. Whether the district court erred in approving the
amendments to its desegregation plan proposed by the Knoxville
Board because such amendments unfairly burden black students
by closing black schools.
3. Whether the district court erred in denying plain
tiffs' motion for an award of attorneys' fees.
Statement
Introduction
These appeals are taken from the district court orders of
April 6, 1972 (denying plaintiffs' requests for further
desegregation of the Knoxville public school system, approving
the school board's proposed modifications to its plan, and
1/declaring the school system to be "unitary") (A. 1672) and
May 22, 1972 (denying the motion to alter and amend a May 1,
1972 district court order denying an award of attorneys' fees
in favor of plaintiffs) (A. 1674). The district court proceed
ings followed this Court's 1971 remand in light of Swann, supra,
and companion decisions by the United States Supreme Court
Goss v. Board of Educ., 444 F.2d 632 (6th Cir.j, immediate
relief denied with instructions to issue mandate. 403 U.S. 956
(1971).
In general, the contentions of the parties on the present
appeal are the same as those raised in 1971— and concern
whether or not Knoxville has, since the institution of this
lawsuit, taken adequate steps to dismantle its state-mandated
dual school system. Since that question was not resolved by
—^ Citations in the form "A. " are to the reproduced
Appendix on this appeal. Citations to the Appendices on
previous appeals will be designated "20,834 A. __, " "14,425
A. ___," etc. Citations to exhibits introduced during the
1971-72 hearings following this Court's remand are given as
" X
-2-
this Court in 1971 (in order to permit the district court to
evaluate its own ruling in light of the intervening decision
in Swann), and also to furnish the Court with information
relating to the background of this suit, we reprint as Appendix
_ 2/ A to this Brief, the Statement from our 1970 Brief, No. 20834.
Following this Court's remand, the Knoxville Board of
Education adopted certain amendments to its desegregation plan
(X 27, A. 1532); plaintiffs in the trial court opposed the
closing of black schools as part of the board's plan and
objected to the sufficiency thereof. After lengthy hearings,
at which plaintiffs' expert witness proposed an alternative
desegregation plan for Knoxville (X 19-22, A. 1526), and during
which the City of Knoxville, its Mayor and City Council were
joined as additional parties defendant (A. 1516), the district
court ruled that the amendments to the board's plan were
adequate and that the board was operating a unitary school
system (A. 1653).
School Segregation in Knoxville 1971-72
The Knoxville City school system is relatively small,
both in terms of total enrollment and of the percentage of
black students. In 1971-72, the system enrolled 34,876 students;
2 /— The detailed procedural history of this litigation appears
at n.2 therein.
-3-
of that number, 5,767 or 16.5% were black (X 8, A. 1518)-.-
However, of 64 schools in the Knoxville system, seven were
more than 90% black (ibid.; Table I infra). Sixteen schools
had all-white enrollments in 1971-72 and twelve others were
more than 99% white (with only 31 black students in attendance
among all twelve schools) (ibid.).
The seven black schools were initially constructed to
serve black students only (A. 854) and all except Cansler and
Maynard are located in the East Knoxville area. Together they
enroll more than 51% of Knoxville's black student
population, but only 32 white students attend these schools
(see Table I infra). 13,772 or 49% of all white students in
the system attend the twenty-eight 99% or 100% white schools,
1/along with only 30 black pupils (X 83, A. 1644). More than
82% of all white students in Knoxville attend schools more
than 90% white (ibid.).
Table I
1971-72 Enrollments of Virtually All-Black Schools
School Black Students White Students
Austin-East 693 4
Cansler 231 4
2/ The Memphis and Nashville school systems, each of which was
recently the subject of opinions of this Court, enrolled 145,581
students (53.6% black) and 94,170 students (24.6% black),
respectively. See Northcross v. Board of Educ., No. 72-1630
(6th Cir., August 29, 1972); Kelley v. Metropolitan County Bd. of Educ.. 463 F.2d 732 (6th Cir. 1972).
4/ Thus, 51 of Knoxville's 64 schools are attended by 90% or
more students of one race, and serve 21,497 students — 61% of the entire school system's enrollment.
-4-
Eastport 442 3
Green 411 1
Maynard 288 10
Sam Hill 280 8
Vine 619 2
The reduction in the number of virtually all-black schools
since 1969-70 (see Appendix A, p. 13) results from (i) the
closing of Mountain View Elementary in 1970 in connection with
the relocation of the black population it served (c_f. A. 372-98),
and (ii) elimination of one of the more obvious segregatory
devices from the system (see Appendix A, p. 10) by pairing
Rule and Beardsley junior high schools, as directed by the
5/district court in 1970.
Other one-race schools in Knoxville have remained essen
tially unchanged since the commencement of this lawsuit.
Well, there are a number of schools that
have remained predominantly black; there
are a number of schools that have remained predominantly white . . . .
(A. 620) (Board Vice-Chairman Howard).
Desegregation Efforts Since 1960
The Board of Education takes the position that its
affirmative constitutional obligation to desegregate was
IT In its 1971-72 amendments, the Board finally proposed the
pairing of Sam Hill and Lonsdale Elementary Schools as well
(X 27, A. 1532), a measure proposed years ago by the Tennessee
Title IV (HEW) Center. See United States Comm'n on Civil Rights,
Racial Isolation in the Public Schools 65 (1967); Appendix A, at 10, n.12.
-5-
satisfied by its elimination of dual, overlapping attendance
zones and the substitution therefor of "neighborhood school"
zones. Current segregation is, in the Board's view, attributable
to independent residential segregation and is unrelated to the
dual system. Plaintiffs contended — and we believe the evidence
shows — that the present public school segregation is highly
related to official discrimination, including continuing dis
crimination by the School Board, and that the Board has never
undertaken the effective desegregation measures which the
Constitution requires of it. The conflict is exemplified by
the following testimony of Dr. Bedelle, the Assistant Superin
tendent and chief Board witness:
Q. You also indicated that school enrollments do
follow housing projects on direct examination.
You don't wish to change that now, do you?
A. Our school enrollment reflects practically
in every case the residential pattern that is in proximity to the school.
Q. And if the residential pattern is segregated
the school is segregated too, isn't it?
A. if that residential pattern is predominantly
black or white the school will reflect that, yes.
Q. And if that was the situation when desegrega
tion began, then the neighborhood school patterns
are insufficient to integrate the school, aren't they?
A. For the purpose of mixing all schools that is true.
(A. 127 ) .
6/The dual zones were eliminated in 1964-65 and since
single attendance areas were established for each school, there
17 See Appendix A, n. 2 .
-6-
have been no substantial changes in most of the zones (A. 103;
see also, A. 89; Appendix A, at 5). Dr. Bedelle compared the
present zones with the dual areas operative prior to 1960
(X 38-40) and found remarkable similarities, particularly inso
far as the black schools are concerned: the Cansler, Maynard,
Sam Hill, Green and Eastport zones encompass virtually the same
Vareas of Knoxville as the old "dual" zones (A. 92-100). Many
8/
of pre-annexation Knoxville's white school zones also remain
substantially unchanged: Fair Garden, Park Lowry, Fort Sanders,
Sequoyah, Perkins, West Hills, Claxton, McCallie, Brownlow,
Oakwood, Lincoln Park, McCampbell, Belle Morris, Flenniken
(incorporating the former Lockett zone). South Knoxville, and
Giffen (A. 100-02). Indeed, Dr. Bedelle testified, the school
board never redrew the zones in a manner which would achieve
substantia] desegregation because this would result in displacing
large numbers of students from the schools they formerly attended
(A. 161).
The prior explicit segregation policy of the board has
significantly influenced the residential segregation to which
the board now attributes continued school segregation in Knox
ville. Maintenance of the dual system caused the board to
locate schools in areas of racial concentration, but closer
I T Because residential patterns in Khoxville have always
been very highly segregated, the areas of actual overlapping zones were minimized.
8/ In 1963, a substantial portion of Knox County was annexed.
-7-
together than would otherwise have been necessary (A. 104).
The result is that the "neighborhood" zones for such schools
today are uniracial. Dr. Bedelle previously testified that the
school system's policy of building schools in racially concen
trated population centers (18,165 A. 233, 241) caused racially
discrete communities to develop near schools designated for
children of each race (20,834 A. 411; 18,165 A. 227).
This relationship between school location and housing
patterns has been noted by the Supreme Court, Swann, supra,
402 U.S. at 20-21, and by scholars. Dr. Karl Taeuber, a noted
demographer, testified below that
There is a reciprocal relationship between the
school attendance zone and neighborhood resi
dential patterns such that segregation in one tends to reinforce segregation in the other.
(A. 774 ). Dr, Taeuber stated that in his opinion, the actions
of Knoxville school authorities have contributed significantly
9/to residential segregation in the city (A. 818).
The school construction policies of the board since 1960
have exacerbated racial segregation within the school system.
The Director of the Metropolitan Planning Commission, which has
2/ Similarly,Rodney Lawler,Executive Director of the Knoxville Housing Authority, testified that if students were assigned to
"neighborhood" school zones, the location of schools near
segregated housing projects (as Knoxville's were prior to 1965 and as they remain today, A. 376, 380; X 16) would reinforce
the segregation of each institution (A. 375). The plaintiffs’
educational expert. Dr. Stolee, also discussed the influence
of Knoxville board actions upon the development of residential segregation within the City (A. 1317-19).
-8-
assisted the city and county school authorities in selecting
school sites, testified that his agency had never been asked
to plan for a biracial school population except for the new
Green school presently under construction in East Knoxville
(A. 1042). None of the schools in use which were constructed
after this suit was filed is attended by less than 90% pupils
of one race.
Dr. Bedelle stated that the major determinants of the
board's site selection policy are the availability of land and
10/the residential concentrations of pupils (A. 166-67 ) . The
board has never, with the exception of the new Green Elementary
school, affirmatively selected sites for the purpose of
desegregation (see 18,165 A. 224). The result is that new
schools have been constructed near the outer fringes of Knox
ville in spite of the considerable underutilization of classroom
space in central city schools. (There are between 1200 and
11/1500 empty spaces in these schools.) (X 54, A. 1557; A. 182).
— / In his 1970 testimony, Dr. Bedelle gave a long list of
factors justifying the location of the new Bearden and Central
High Schools; projected racial composition was not one of them (20,834 A. 356-59).
11/ Dr. Bedelle subsequently attempted to qualify his testimony by stating that the capacity figures provided in answers to
interrogatories had been prepared from outdated information
and were incorrect; that the number of available spaces should
be reduced by some 1200-1300 because some of the empty class
rooms are being utilized for such things as a PTA office or
clothing center (A. 532-33, 536, 542). However, Dr. Bedelle admitted that this space could be utilized and would be if it
was the only seating available for students (A. 581). in fact,
X 54 (A. 1557) understates the available chair space because
it lists only vacant classrooms (A. 572). Austin-East, for
example, is 203 students under its rated capacity, X 54 shows
all classrooms in use (a . 577). Dr. Bedelle testified that the
-9-
The effects of the board's construction policies resulting
in continued segregation were magnified by Knoxville's trans
portation practices and the assignment of Knox County children
attending Knoxville schools (most of whom are white). Pursuant
to the annexation agreement with Knox County in 1963 (X 10),
students residing within the area added to the city in that
year are furnished bus transportation to schools by the Knoxville
12/
board. Approximately 6100 Knoxville students utilize school
buses under the agreement (A. 669; A. 41); no other pupil
transportation is provided by the school board except for a
12/shuttle bus between the Austin and East facilities (A. 42).
Although schools in the annexed area are heavily crowded, how
ever (A. 184, 576), the students who receive transportation
anyway are not assigned to the underutilized central city schools
11/ cont'd
board has not attempted to utilize the available space in central
city schools rather than expanding the capacity of suburban facilities, even though this would have resulted in greater
desegregation, because pupil transportation "alienates" parents (A. 229). See text infra.
12/ The Knoxville board is empowered to furnish transportation
to any or all of its students but under Tennessee law, partial
State reimbursement for transportation services is payable only
to county boards of education (A. 677). Cf. Sparrow v. Gill,
304 F. Supp. 86 (M.D. N.C. 1969). Twelve Tennessee city school
districts have transportation agreements with their respective
county boards pursuant to which they receive proportional reim
bursement from the State (A. 678-79). In 1970-71 Knox County
received State reimbursement payments totalling $313,000, or
approximately 39% of its operating cost ($32.48 annually per
pupil) for transporting some 25,000 students — including those in the area annexed to Knoxville (A. 670-71).
13/ Prior to the direction of the district court during the
trial below, and despite the holding of the Supreme court in
Swann, 402 U.S. at 26-27, the board did not even provide free
transportation to students exercising majority-to-minority transfers (A. 82).
-10-
(A. 189). Instead, the school system purchases portable build
ings at a cost of between $10,000 and $12,000 to expand the
capacity of the predominantly white suburban schools (A. 171,
236, 189) despite the fact that desegregation is admittedly
14/retarded by this practice (A. 192). In addition, some 2800
Knox County resident pupils attend Knoxville schools (A. 6),
most of them white, but they (like the annexed area students)
are not assigned so as to desegregate the school system (X 41;
A. 187-89).
Not only did Knoxville never affirmatively redraw its
zone lines to achieve desegregation, nor employ construction
and site selection toward that goal, nor assign students it
was transporting anyway in order to integrate its facilities,
but the administration of its transfer policies over the years
has been so loose as to undercut even the minor increases in
desegregation which might have been anticipated had the atten
dance area boundaries been enforced. in 1970 the district
court wrote that
. . . it appears that there is some irregularity
in the administration of [the transfer] policy
. . . . In light of the former history of this
suit the Board has committed a grave omission in
failing to either enforce its transfer policy or
to maintain records to show that enforcement.
Failure to provide the requested information is
difficult to excuse. Approval of neighborhood
zones is specious when informal transfers occur
(?0,834 A. 317-18). Yet again this year the board's own bi-
racial committee strongly condemned the school authorities'
±2/ In analogous fashion in the past — but after the board came
under judicial decree to desegregate — black students were
contained in predominantly black schools by the construction of additions or expansion of their capacities while adjacent, nearby white facilities were underutilized (A. 858-62).
-11-
administration of transfer policies, charging in particular
that the failure of pairing Austin and East High Schools to
bring about meaningful and lasting desegregation resulted at
least in part from lax transfer policy enforcement (A. 1123;
accord, A. 80-81 [Bedelle: board processed 2000-3000 transfer
requests a year and there is some reason to believe vocational
transfers were abused]; A. 494 [Trotter, the board's educational
expert: the pairing of Austin and East had the inevitable
impact of increasing segregation]):
This Committee is in agreement that this entire
problem has been aggravated and compounded by
the questionable actions the Administration and
the School Board has taken on zone transfers in past years. This transfer situation seems to
involve not only the black and white ratio in
schools but athletes and personal favor. It
has been unfair and unwise. Unless the School
Board members can establish a reasonable trans
fer policy and abide by it, no plan will work;
and they will continue to lose community support.
(A. 1124).
The most flagrant example of transfer program abuse
concerns the decline of white enrollment at the paired Austin-
East High School after 1968. Although this was the subject
of considerable inquiry in the 1970 hearings (see the comments
of the district quoted above, 20,834 A. 317-18), Dr. Bedelle
had still made no effort to determine whether all of the white
students within the Austin-East zone had been properly trans
ferred; he admitted that the majority of such pupils had
obtained vocational transfers to Fulton (A. 602-04) and recog
nized the likelihood that vocational transfers had been abused
(A. H0-8J), Dr. Bedelle subsequently produced transfer records
-12-
and forms for some of the white students in the Austin-East
zone (X 82, A. 1567-1643) which showed that transfers had
been granted for such things as "emotional difficulty" (A. 1238-
11/39) or on explicitly racial grounds (A. 1326).
Finally, the board's attempts to desegregate its faculty
and administrative staff have been long delayed and ineffective.
Although the board has at last adopted a policy of reassigning
faculty members so as to establish in each school a faculty
whose racial composition approximates that of the system as a
whole (X 12, A. 1522; X 27, A. 1532), this was not effectuated
for the 1971-72 school year, during which several traditionally
black facilities maintained disproportionately black faculties
(A- 31-33; X 11, A. 1521). There has been virtually no change
on the principals-administrative staff level (X 11, A. 1521),
and both Dr. Bedelle and Dr. Stolee agreed that black schools
in Knoxville remain racially identifiable by virtue of having
16/black principals (A. 146 [Bedelle], A. 1300-02 [Stolee]).
There is only one black on the central administrative staff,
as Director of Federal Programs (A. 594). The system has done
very little to prepare faculty members for desegregation (A. 1501).
see n. infra.
16/ The only black principal assigned to a white school was a
first-year principal assigned to Belle House for one year prior
to its being closed (A. 229). Knoxville assigns principals
based upon their making application for vacancies, but never specifically told its black principals that it would be willing
to assign them to traditionally white schools (A. 225-27).
Dr. Bedelle also testified that some blacks refused appointments
at predominantly white schools (A. 37) but this was apparently not made a condition of their employment.
-13-
Residential Segregation in Knoxville
Consistent with the school board's thesis that it bears
no responsibility for either the residential segregation or
the school segregation in Knoxville, the defendants attempted
to establish that neither is the product of racial discrimina
tion. The board's witness on this subject, Dr. Champion, drew
his conclusions from secondary sources without any empirical
data at all (A. 274) and it is not unfair to say that his testi
mony was thoroughly discredited. Plaintiffs introduced very
substantial evidence to demonstrate that residential segregation
in Knoxville results from both official and private racial
discrimination.
As the district court found (A. 1657), blacks are rigidly
segregated in the city, generally into three areas (A. 345).
The witnesses all acknowledged the segregatory effect upon
residential development of school location under the dual
system (A. 104; 20,834 A. 411; 18,165 A. 227 [Bedelle]; A. 818
[Taeuber]; A. 376, 380 [Lawler]; A. 1317-19 [Stolee]; cf. A.
1211-12 [Sharpe]). They also recognized the important role
played in Knoxville by the location of segregated public
housing projects: Dr. Bedelle commented that most of the pre
dominantly black schools are very much affected by their location
near housing projects (A. 18-19, 107-12) which remain substan
tially segregated today (A. 114). See also, A. 791-93 (Taeuber);
A. 375 (Lawler). The expansion of the black population into
East Knoxville was facilitated by public urban renewal and
-14-
highway programs. Plaintiffs’ witness Rabin noted, for example,
that Interstate Highway 40, which generally parallels the
Southern Railroad right of way, was planned with a sufficient
deviation from the railroad route in East Knoxville as to
enclose all census tracts which in 1960 had any substantial
concentration of blacks (A. 337). Dr. Bedelle agreed that
urban renewal and public housing together account for eastward
movement of the black population from the Green-Mountain View
area near the center of the city (A. 106). Housing Authority
Director Lawler described how public housing in East Knoxville
was erected as a resource to receive blacks being relocated
from the Mountain View Urban Renewal area (A. 372, 383-85), in
which the replacement housing will probably be occupied by
whites (A. 390).
Private racial discrimination in the housing market is
well entrenched and also contributes Markedly to the existing
segregated residential patterns. Lawler thought "blockbusting"
tactics which accompanied the relocation of Mountain View Urban
Renewal Area residents contributed to the resegregation of
blacks in East Knoxville (A. 398) and that such practices
17/were continuing even at the time of the hearing (A. 396-97).
At the time of the hearing, the United States Department
of Justice was reported to be investigating the occurrence
of blockbusting practices in conjunction with public housing
and urban renewal projects in East Knoxville (A. 400). Examples of continued discrimination were revealed by the testimony of
Dr. Robert H. Kirk, a black University of Tennessee professor,
and Mrs. Paul Underwood that when they expressed interest in
West Knoxville properties, realtors informed them that the
owners would not permit sales to blacks (A. 980-81; A. 1005-06).
-1 5-
The President of the Knoxville Board of Realtors testified
that at least prior to 1968, the residential mobility of
Knoxville blacks was restricted (A. 1205), and that many sub
divisions in the city were and are all white because of the
use of restrictive covenants (A. 1196, 1200). Until recently,
the Knoxville Board's Code of Ethics, like that of the National
Association of Real Estate Boards, contained a provision
18/cautioning brokers from introducing "inharmonious" uses into
neighborhoods; while operative, the Code prevented blacks from
purchasing homes in white sections of the city (A. 1198-99).
The manager of a savings and loan association stated that prior
to Shelley v. Kraemer (1948), virtually all areas of Knoxville
except Mechanicsville and portions of East Knoxville other
than Mountain View were covered by racially restrictive covenants
which prevented blacks from obtaining mortgage loans to
purchase in white areas (A. 1139-40, 1145).
Proposals for Further Desegregation
In August, 1971, the school board adopted amendments to
its desegregation plan (X 27, A. 1532). The board proposed
to balance its school faculties so as to eliminate racial
identifiability, to further restrict transfers, to appoint a
biracial committee and to guarantee election of minority
cheerleaders. The amendments concerning student assignments
I q /— • Cf. A. 941-47 (testimony of Martin Sloan concerning FHA's replacement of explicit racial guidelines with provision against "inharmonious user groups").
-16-
included: the pairing of Sam Hill and Lonsdale elementary schools;
the pairing of Rule and Beardsley Junior High schools, the closing
of the Cansler Elementary school and division of its students
(black) between adjacent predominantly white Beaumont and West
View elementary schools; the closing of the Moses Elementary
school (predominantly white) and assignment of its students to
Maynard (black); the eventual closing of Robert Huff elementary
school upon completion of the new Sara Green school in East
Knoxville; the pairing of vocational programs at Austin-East
and Fulton High schools; and a minor zone change between Austin-
East and Holston High schools. The board did not make projections
of the anticipated racial distribution of pupils expected
from the changes.
Attached to the board's submission as an exhibit were
a series of recommendations for desegregation, including
additional attendance boundary changes, which the board did
not propose to adopt (A. 1535-43). At the trial it developed
that these recommendations formed part of a report to the board
from a University of Tennessee professor, Dr. Charles Trotter,
whom it had commissioned to develop a desegregation plan for
Knoxville "to get the best mix of children, and without any
19/
busing as part of the plan" (A. 407). He carried out his
instructions, but the board did not fully adopt his recommendations
— '' Compare A. 153 5-43 with A. 1549-56.
-17-
(A • 459) . lie was unable, however, to compare the desegregation
which would be achieved under his plan and that adopted by the
board (ibid.).
Dr. Trotter did say that while his recommendations would
eliminate some all-black schools, it would maintain schools
whose racial compositions are substantially disproportionate
to the total ratio in Knoxville even though experience and the
educational literature indicate that such schools are unstable;
he did not consider whether the results he projected at any
particular school or schools would be likely to lead to
resegregation (A. 462, 474). He described the changes in racial
composition which would result from his recommendations at
several schools as "not very substantial" (A. 479). Indeed,
his plan would increase the percentage of black students at
Eastport Elementary school, already more than 90% black (A. 480).
These results flowed from the limitations placed upon him by
the board: he agreed that it was very difficult to achieve
any substantial desegregation merely by peripheral tinkering
with the zone lines (A. 481).
Plaintiffs’ expert witness, Dr. Michael Stolee, analyzed
Dr. Trotter's plan as follows: It would affect only twenty-one
of Knoxville's 64 schools (A. 1333), it would eliminate one
all-black elementary school (Sam Hill) by pairing but establish
two schools in its stead which remain substantially disproportionate
-18-
to the system-wide ratio (A. 1334-35); achieve similar results
by pairing Rule and Beardsley without involving other junior
and senior high schools in substantial desegregation efforts
(A. 1336); and in general, it would make only minor changes in
racial composition at other affected schools (A. 1340; X 84,
A. 1646).
The board's amendments would achieve even less desegre
gation than Dr. Trotter had proposed (A. 452). Vice-Chairman
Howard testified that the board had decided not to utilize
transportation of pupils as a technique for desegregation
because of fiscal problems and because in its judgment, the
majority of the community did not favor busing for desegregation
(A. 610). The bi-racial committee recommended that busing b.̂
kept to a minimum and restricted to secondary schools (A. 1100)
but its Chairman was astounded to learn that over 6,000 students
in the system are already transported to school at public
expense (A. 1120-21).
Plaintiffs' expert educational witness, Dr. Michael
Stolee, presented an alternative desegregation plan to maximize
integration by using the techniques of pairing, zoning, grade
restructuring, and pupil transportation (X 19-22). At the
elementary level, its typical approach was to cluster one
-19-
predominantly black elementary school with several predominantly
white schools and restructure the grades (A. 1346-53). The
clusters, contiguous and non-contiguous, are based upon the
existing school zones established by the Knoxville school
authorities (A. 1364). At the junior high school level, the
plan utilized some grade restructuring and both contiguous and
non-contiguous zones drawn by combining existing elementary
school attendance areas (A. 1366-71). With little exception,
the junior high school zones would operate like a feeder
pattern, assigning children who attended the same elementary
schools to the same junior high schools (A. 1372). The basic
technique for senior high school desegregation is noncontiguous
zoning (A. 1373-76).
Dr. Stolee further proposed specific faculty desegregation
policies (X 85, A. 1647) and reporting provisions (X 86, A. 1650;
A. 1383).
Dr. Stolee made a general and flexible assumption that
in Knoxville, with a total black student population of 16.5%,
truly desegregated schools would range between 10%-30% black (A.
1296), but under the plan he devised in light of the practical
limitations in Knoxville, individual schools were projected to
range from 8.6% black to 39.1% black (A. 1526-31). Dr. Bedelle
agreed that Stolee's plan did not propose an absolute or fixed
percentage (A. 1492).
-20-
Financing Desegregation
Dr. Stolee projected, on the basis of his experience that
only 75% of those students eligible for free transportation
actually take advantage of it (A. 1357), that 5,104 pupils
20/
would require transportation under his plan (A. 1408),
although some of these students might already be receiving it/
pursuant to the annexation agreement. Estimating a per pupil
21/
cost of $36 annually, he placed the expense of implementing
his plan at less than $200,000 — about 1% of the board's
22/
$23,000,000 budget for 1971-72 (A. 58).
Considerable evidence was introduced concerning the
financial condition of the school system and the City of
Knoxville, which furnishes approximately 10% of the board's
annual budget (A. 513). The retiring Mayor of the city stated,
for example, that Knoxville is presently taxing at its limit
under Tennessee law (A. 503-04) and has never had sufficient
funds to carry out its program needs (A. 529). However, he
Dr. Stolee attempted to avoid long, cross-town busing in
grouping schools in contiguous or noncontiguous clusters under
his plan.
21/— Knox County's annual per pupil transportation expense is
$32.48 (A. 671) and pupil transportation costs in Knoxville
are estimated to be a little higher (A. 678).
— ^The school board's 1971-72 budget contained no allocation
for school desegregation (A. 56).
-21-
said that he would not recommend postponing constitutional
compliance until the city's revenue problems were worked out
because, in his opinion, that day would never come (A. 530).
Although anticipated revenues of the school system for
1971-72 were expected to drop by $200,000 (A. 1169), the
Assistant Superintendent for Business Affairs testified that
a surplus of $250,000 was projected for fiscal 1973. Both
the school board (A. 1187) and the city (A. 749) can reallocate
funds within their budgets. And while the City Charter limits
the regular tax rate to $2.85, it may be raised in order to
cover an operating deficit incurred during the previous fiscal
year (A. 750). Although the Charter also prohibits the
intentional creation of a deficit as a means of circumventing
the tax rate limitation, when a retroactive teachers' salary
rise was negotiated by the Board of Education, the City Council
and Mayor gave the board express advance promise that additional
funds would be appropriated by the council in the following
fiscal year to cover the operating deficit which resulted (A. 1180)
As a result of the repayment of short-term notes sold to finance
the retroactive payments, the City may enjoy a surplus of
$1,500,000 in fiscal 1973 (A. 752).
Theotis Robinson, one of the original plaintiffs in this
-22-
23/
lawsuit, and now a Knoxville City Councilman, testified
that it was his belief that if additional funds were required
to carry out a desegregation order, City Council could furnish
the money to the school board (A. 748).
The District Court's Ruling
In a lengthy opinion, the district court endorsed virtually
everything about the Knoxville school system, and concluded that
Knoxville is in compliance with Swann.
Accordingly, Knoxville is operating a
unitary school system consistent with
constitutional requirements. [A. 1671)
The opinion is reported at 340F.Supp. 711 (A. 1653-71).
The opinion contains a lengthy discussion of the geography
and topography of Knoxville designed to support the district
court's conclusion that the city "is substantially more complex
than that found in Davis v. School Comm1rs of Mobile County,
402 U.S. 33, 91 S.Ct. 1289, 28 L.Ed.2d 577 (1971) . . . ." (A.
1656). It then documents the intense residential segregation
in the city (A. 1656-58) and summarizes changes in pupil
enrollments since this lawsuit was commenced (A. 1658-59),
classifying schools as "integrated" so long as they are not
"all one race," whether or not there is any substantial
2 3/Neither Robinson nor his wife, also one of the original
plaintiffs in this action, ever got to attend an integrated
school in Knoxville (A. 744-45).
-23-
integration. The court then turns to the board's "neighborhood
school" zones and terms them "reasonable" (A. 1659-61).' Sum
marizing the board’s 1972 proposals (A. 1661-62), it approves
the board's reasons for failing to adopt the additional
recommendations of Dr. Trotter (A. 1662-63).
The district court completely dismisses Dr. Stolee's
plan and testimony because of various supposed defects: Dr.
Stolee did not use the pupil locator map in drawing his plan
(A. 1663); Dr. Stolee "grossly understated" the actual amount
of busing under his plan (A. 1666); Dr. Stolee has a "manifest
interest" in school desegregation cases (ibid.) ; his plan
would not permit bused students to participate in extra
curricular activities, did not consider capacity, would require
modification of city-county agreements and might result in a
loss of certain State funds (A. 1666). We deal with the
district court's findings in the Argument, infra.
The court holds faculties, including principalships,
adequately desegregated (A. 1667), rules there is no credible
evidence that the transfer policies have promoted segregation
(ibid.), and sanctions Knoxville's school construction policies
because the board lacks the money to operate a transportation
system (A. 1668) .
A busing plan is impossible because of lack of funds
-24-
(A. 1669), finds the Court. Turning to conclusions of law,
the court characterizes plaintiffs' requests for relief as
demands for racial balance, which it finds barred by Swann
(A. 1670). "We do not interpret Swann as invalidating the
neighborhood pupil assignment system." (ibid.). Because
"Knoxville school children are assigned to schools on the
basis of their residence and without regard for their race,"
the district court finds no constitutional violation (A. 1671)
April 6, 1972, the court entered its Order denying the
relief sought by plaintiffs and declaring Knoxville to be a
unitary school system (A. 1672); May 1, 1972 an Order was
entered denying plaintiffs' request for an award of counsel
fees (A. 1673) and May 22, 1972, the court denied a motion
for new trial and/or to alter or amend the May 1 judgment.
(A. 1674). These appeals followed.
-2 5-
ARGUMENT
I
THE DISTRICT COURT’S FINDING THAT KNOXVILLE HAS A
UNITARY SCHOOL SYSTEM IS CONTRARY TO SWANN, OTHER
CONTROLLING DECISIONS OF THE SUPREME COURT, THIS
COURT'S 1971 REMAND IN THIS CASE AND OTHER DECISIONS
OF THIS COURT; IT IS BASED UPON FAULTY FACTUAL PREM
ISES AND THE APPLICATION OF ERRONEOUS LEGAL STANDARDS
The Supreme Court's most recent school desegregation
opinions, Wright v. Council of the City of Emporia, 407 U.S.
451 (1972) and United States v. Scotland Neck City Bd. of
Educ., 407 U.S. 484 (1972), concerned a different issue than
that before the Court in this case, but they are worthy of
note because the Court again summarized the standard by which
school board actions in desegregation cases are to be reviewed
. . . The mandate of Brown II was to
desegregate schools, and we have said
that "[t]he measure of any desegregation
plan is its effectiveness." Davis v.
School Commissioners of Mobile County,
402 U.S. 33, 37. Thus, we have focused
upon the effect— not the purpose or
motivation— of a school board's action
in determining whether it is a permissible
method of dismantling a dual system.
Wright, supra, 407 U.S. at 462.
The import of Davis and Swann had not been overlooked
by this Court. Whereas in considering this case in 1969, this
Court rejected the test of effectiveness, citing Deal v.
Cincinnati Bd. of Educ., 369 F.2d 55 (6th Cir. 1966), cert.
-26-
24/
denied, 389 U.S. 847 (1967), last year this Court recognized
that Swann and Davis undercut such an analysis:
Swann, 1971, forbids the use of our
decisions in Deal v. Cincinnati Bd. of
Educ., 369 F.2d 55 (6th Cir. 1966), cert,
denied 389 U.S. 847, 88 S.Ct. 39, 19 L.
Ed.2d 114 and Deal v. Cincinnati Bd. of
Ed., 419 F.2d 1387, cert, denied because
of late filing, 402 U.S. 962, 91 S.Ct.
1630, 28 L.Ed.2d 128, to justify a plan of
desegregation in a state which employed de
jure segregation until the Brown decision.
Goss v. Board of Educ., 444 F.2d 632, 639 (6th Cir. 1971).
The district court apparently understood this language only
in its most literal sense, for while the court was exceedingly
careful never to cite Deal in its opinion, 340 F. Supp. 711
(A. 1653), its approach and method of analyzing this case
remains wedded to Deal. As it has done for years whenever
there are proceedings in this case before it, the district court
ritualistically intones the words "Knoxville is a unitary system"
without regard to any realistic appraisal of either how the
law has changed, or how the school system has really not changed
very much at all since Brown.
The district court's errors are so abundant that it is
difficult to know where to begin. Perhaps the most striking
^/in 1969 this Court said:
. . . the fact that there are in Knoxville
some schools which are attended exclusively
or predominantly by Negroes does not by
itself establish that the defendant Board of
Education is violating the constitutional rights
of the school children of Knoxville. Deal . . . .
406 F.2d 1183, 1186 (6th Cir. 1969).
-27-
omission from the district court's opinion is its failure to
confront the fact that more than three-fifths of Knoxville's
students attend virtually all-one-race schools, i.e., schools
25/
which are 90% or more black or white. The closest the
district court comes to measuring the effectiveness of the
Knoxville desegregation plans is its finding (A. 1659) that
in 1970-71 and 1971-72 all of Knoxville's black students were
attending "integrated" schools (see X 9, A. 1520). That this
can hardly be considered a valid measure of desegregation is
revealed by the inclusion of Green Elementary (411 black, 1
white) as an "integrated" school (X 83, A. 1644).
In Northcross v. Board of Educ., No. 72-1630 (6th Cir.,
August 29, 1972)(slip op. at p. 4), this Court affirmed a
district court holding that Memphis' "neighborhood school" zone
plan had not resulted in a unitary system:
It is the defendant School Board's contention
that notwithstanding the fact that some 79%
of its schools have an essentially monolithic
racial structure it has satisfactorily cured
the violation of law involved in its past de
jure segregation and has, in fact, established
a unitary system. We cannot accept this
contention.
Likewise, in Knoxville, 79% of the school facilities have this
li^In view of the fact that Knoxville's overall student popu
lation is only 16.5% black, perhaps the 90% figure is inappropriate
In 1971-72, 58% of all Knoxville students attended schools
enrolling 95% or more of one race; 48% attended schools 97% or
more uniracial (X 83, A. 1644).
-28-
essentially monolithic racial structure — but the district
court held the system was unitary.
The district court was obviously aware of the weakness
of its analysis; if the amount of integration in the public
schools of Knoxville was sufficient, that would be the end of
the matter since "[t]he constitutional command to desegregate
schools does not mean that every school in every community must
always reflect the racial composition of the school system as
a whole," Swann, 402 U.S. at 24. But the district court went on
(A. 1659-61) to hold that the minimal desegregation in Knoxville
was justifiable on the basis of "the previously approved
neighborhood pupil assignment system" (A. 1661) because the
"zone lines for [the neighborhood] schools are reasonably drawn
and the racial composition of each school corresponds to the
27/
composition of its zone" (A. 1660). In so doing, the district
court again ignored this Court's interpretation of Swann when
this matter was last decided:
. . . While the existence of some all black
or all white schools is not struck down as
per se intolerable, school authorities will
have to justify their continuance by something
more than the accident or circumstance of
neighborhood.
Goss v. Board of Educ., supra, 444 F.2d at 638.
Equally significant, the district court's finding
27/ .— This is precisely the standard enunciated in Pea 1 which
may be applicable to school systems as to which no past history
of discrimination is shown.
-29-
that "the racial composition of the schools corresponds to
the residential patterns within each school zone" (A. 1661)
is one of many which are clearly erroneous on this record; to
the extent that the judgment below is dependent upon such
findings (it is difficult to tell), it is unsupportable.
The district court's general finding, quoted above, is
inconsistent with its own summary of the Austin-East situation
The pupil locator map discloses that 291
more white children attending City schools
live in the Austin-East Senior High School
zone than attend schools within the zone.
. . . Vocational transfers, however, do not
account for all the shortage. There are
indications that the balance can be found at
Holston High. No evidence was introduced
to show whether school registration procedures
include a determination that the registrant
resides within the appropriate attendance
zone. It is possible that transfer procedures
can be circumvented. The evidence is clearly
insufficient to explain the situation.
(A. 1661). In its subsequent discussion
of transfer policies, the district court
itself, stating: [t]here is no credible
Board's transfer policy is being used to
of the administration
again contradicted
evidence that the
promote segregation."
(A. 1667) .
Precisely the opposite was demonstrated at trial. The
most compelling evidence of abuse is the board's own X 82
(A. 1567-1643) dealing with Austin-East zone transfers by
white students. The district court found nothing untoward:
-30-
The Board introduced copies for the transfer
requests from Austin-East for the past three
school years. Dr. Stolee testified that
these requests demonstrated that the transfer
system had been used to promote segregation.
These requests do not indicate the applicant's
race, and the bulk of them are checked
"disapproved." It is not understood how Dr.
Stolee could reach his conclusion from this
exhibit.
(A. 1667-68). Here is what the exhibit shows: The forms
are all from white students (see master listing at A. 1567-70)
There are transfer requests from 51 students — some having
repeatedly sought transfers — in the Austin-East zone. Not
all of the students listed as having transferred at A. 1567-70
are represented in the transfer requests? their forms may have
been lost.
Of the 51 students, 20 of their latest requests were
approved and 29 were denied; the other two students had sub
mitted forms unnecessarily after changing their addresses
and moving into another zone. Only six of the twenty-nine
white students whose requests to transfer out of Austin-East
were denied remained at the school: LaVerne Cox, Mary Green,
Miriam Kenimer, Larry Patty, Alan Rogers, Eursal Payne. 8
whites whose transfer forms are marked "disapproved" are shown
on the master listing as having obtained transfers and
subsequently been graduated from Fulton, Holston or Rule.
Among these, incredibly enough, is one Brenda Keeling (A. 1597
98); in the winter of 1967 Miss Keeling's request to transfer
-31-
from East to Rule
Because of the colored. They are a
colored boy that is causing trouble
in a way which I don't improve of;
causing talk [A. 1598]
was denied. In the spring of 1968 another
request to transfer, this time from East to Fulton because of
the "racial situation" (A. 1597) was disapproved. Yet the
school system reports (A. 1567) that Miss Keeling was a
Holston graduate! Another example is Miss Becky Suffridge
(A. 1634), who sought a transfer because she was "socially
deprived." Although it was denied, she is listed (A. 1567)
as a Fulton graduate.
Some of the approvals are equally interesting. Two were
granted because of racial complaints (Larry and Vicki Pickens,
A. 1617-20). Five other transfer requests were granted despite
previous disapprovals of the same or similar transfer pleas.
For example, Eddie Parton first sought transfer in early 1968
on the ground that it was inconvenient for him to attend East
(A. 1612); his request was denied. In late spring, 1968, he
again sought to change schools because of "emotional difficulty
in adjusting to a specific school situation" (A. 1611) (a
phrase which appears with annoying regularity on many transfer
forms). That was denied, and in August, 1968 he filed another
request to transfer to Fulton because he "wants to learn a
-32-
trade" (A. 1610). This request was also denied, but a school
official wrote on the form, the words "What Trade?" Finally,
on September 4, 1968 Parton got the message, requested transfer
so as to take "machine shop," which was not offered at Austin,
and was granted his transfer (A. 1609). James Dockery was
denied a vocational transfer in the summer of 1967, appealed
to the school board and lost (A. 1588); yet the following
winter he was granted a vocational transfer (A. 1587).
We have gone into this matter in some detail not simply
because transfers from Austin-East have been a bone of contention
in this case ever since the schools were paired, but also
because it is a good demonstration of the district court's
facility for ignoring the evidence when convenient. For
example, the court condemns Dr. Stolee's failure to prepare his
plan from the pupil locator map and computer print-outs
prepared by the board ("Dr. Stolee's failure to use this data
substantially reduces the weight of his testimony" [A. 1663]).
Yet the district court itself found that the locator map was
3000-4000 pupils below actual enrollment in this 34,000 pupil
system (A. 1655) and the Court seems to forget that Dr. Trotter,
who developed the Board's plan, also did not use the pupil
locator map because he regarded it as inaccurate (A. 413-14).
Given such discrepancies, it is evident that this Court will
be unable to decide this matter on the lower court's findings.
-33-
If the district court's fact finding is suspect, its
legal conclusions are also flawed and in conflict with governing
law. The school board did not even consider a transportation
plan, or noncontiguous zoning or pairing, because it would
cost money to establish a bus system and because they felt
the community was opposed to it (A. 610, 618). Not only Swann
and Davis, but this Court's opinion in this case last year
require "[cjonsideration of pairing of school zones, contiguous
or non-contiguous," 444 F.2d at 638. Yet the district court
did not require such, because it held, (a) on the basis of a
convoluted geography lesson, that Knoxville is distinguishable
from Mobile (A. 1656), and (b) a plan utilizing pupil transpor
tation would place an extreme fiscal burden on the school system.
As to the former conclusion, this is clearly insufficient
justification for continued segregation. Under the dual school
system, black students from all over the city travelled to
Austin, for example, apparently without undue hardship.
Barriers which did not prevent enforced
segregation in the past will not be held
to prevent conversion to a full unitary
system.
Henry v. Clarksdale Municipal Separate School Dist., 433 F.2d
387, 394 (5th Cir. 1970). As to the financial plight of the
school board and city, not only is the evidence conflicting
(see pp. 21-23 supra) but the projected cost of busing, even
accepting the district court's statement that "Dr. Stolee
-34-
grossly understated the actual amount of bussing [sic]
and the distances involved in his plan" (A. 1666) and using
Dr. Bedelle's highest estimate (A. 1669), is well within allowable
levels of expenditure as a percentage of the total school
budget approved in Swann. See Brewer v. School Bd. of Norfolk,
456 F.2d 943, 947 n.6 (4th Cir.), cert, denied, 406 U.S. 905
(1972); United States v. Greenwood Municipal Separate School
Dist., 460 F.2d 1205 (5th Cir. 1972); Brown v. Board of Educ.
of Bessemer, 464 F.2d 382 (5th Cir. 1972). Any attempt to
distinguish Swann because Knoxville does not at present furnish
transportation except pursuant to the annexation agreement
(A. 1669) must also fail? the Charlotte school system was
required by the district court's desegregation order to enlarge
it3 transportation system by adding far more new vehicles and
personnel than will be required in Knoxville.
The district court's dissatisfaction with the Stolee plan
as a "workable alternative to the Board's plan" (A. 1666) is
certainly no ground for approving a scheme which uses no
technique except minor zone alterations and two contiguous
pairings. At the least, the court should have instructed the
school board to submit another plan. Knoxville has no immunity
from being required to use "any of the tools of modern life
in carrying out [the] constitutional mandate." Kelley v.
Metropolitan County Bd. of Educ., 463 F.2d 732, 746-47 (6th
-35-
28/Cir. 1972).
The district court also accepted Dr. Bedelle's contention
that effective desegregation, through busing, in Knoxville
would curtail student participation in extracurricular activ
ities (A. 1666). Swann recognizes that the process of desegre
gation will resul t in some awkwardness and inconvenience, 402
U.S. at 28; the Supreme Court clearly limits those circumstances
which will excuse failure to desegregate to plans under which
"the time or distance of travel is so great as to either risk
the health of the children or significantly impinge upon the
educational process." 402 U.S. at 30-31. Defendants did not
attack specific pairings or groupings on this basis, however,
but opposed any and all pupil transportation (except that
required by the annexation agreement). Furthermore, it is well
within defendants' power to avoid some of these practical
problems as, for example, by scheduling extra “late" bus runs
for students participating in extracurricular activities, as
many school systems have done. Cf. Bradley v. School Bd. of
Richmond, 325 F. Supp. 828, 847 (E.D. Va. 1971).
28/The decision of the district court below cannot be upheld
on the basis of this Court's recent decision in Mapp v. Board
of Educ. of Chattanooga, Nos. 71-2006, -2007, 72-1443, -1444
(6th Cir., October 11, 1972). While the panel majority in that
case did not indicate that substantial desegregation must be
achieved on remand through the use of busing, if necessary, it
did recognize, unlike the court below, that more had to be done.
"In our judgment the mere fact that the District Court at one
time considered the Board of Education in compliance, did not
preclude the Court from holding otherwise when considering the
case in light of more recent decisions" (slip op. at p. 11).
-36-
II
The District Court Erred In
Approving The School Board's
Proposal To Close A Black
Elementary School Without A
Showing That Discontinuation
Was Required For Non-Racial Reasons
The district court approved, and permitted implementation
of, modifications to the school board's desegregation plan
including the discontinuation of the Cansler Elementary school,
a formerly black school, for regular instructional purposes.
The court did so without any showing by the board that there
were justifiable, non-racial reasons for this step. Indeed,
the evidence in the record suggests the opposite. Cansler
is a relatively new facility (A. 203), but the author of the
board's plan, Dr. Trotter, made no comparison of its age or
adequacy with adjacent, but predominantly white schools (such
as West View or Beaumont, to which Cansler pupils are sent)
when he decided to recommend its closing (A. 478). It is also
significant that in questioning Dr. Stolee about his plan,
which would retain Cansler (and also a white school, Moses,
which Trotter also proposed to shut down), the school board
attorney sought justification for retaining Moses only (A. 1421)
Twice as many black schools as white schools have already
been closed since this litigation commenced (X 8, A. 1518),
and in light of the board's reliance upon community opinion
-37-
as a justification for the kind of desegregation measures
it takes (A. 618), it is evident that Cansler was closed rather
than having had white student assigned to attend it.
Numerous courts have held desegregation plans unconstitu
tional when they unfairly discriminate against black students
either by forcing them to bear a disproportionate share of the
required transportation or by closing a disproportionate number
of formerly black schools. E.g., Brice v. Landis, 314 F. Supp.
974, 978 (N.D. Cal. 1969); Swann v. Chariotte-Mecklenburq Bd.
of Educ., 328 F. Supp. 1346 (W.D.N.C. 1971); Lee v. Macon County
Bd. of Educ., 448 F.2d 746 (5th Cir. 1971); Haney v. County Bd.
of Educ., 429 F.2d 364, 371-72 (8th Cir. 1970); Bell v. West
Point Municipal Separate School Dist., 446 F.2d 1362 (5th Cir.
1971); Adams v. School Dist. No. 5, Orangeburg, 444 F.2d 99
(4th Cir. 1971), aff1q Green v. School Bd. of Roanoke, 316 F.
Supp. 6 (W.D. Va. 1970); Smith v. St. Tammany Parish School Bd.,
302 F. Supp. 106, 108 (E.D. La. 1969).
The cases which have approved black school closings have
done so on the ground that the deteriorated physical condition
of the buildings required their closing, and thus that black
students bore no special burdens of desegregation thereby. E.g.,
Carr v. Montgomery County Bd. of Educ., 429 F.2d 382 (5th Cir.
1970); Chambers v. Iredell County Bd. of Educ., 423 F.2d 613
-38-
(4th Cir. 1970). But evidence must be adduced and district
courts must make specific findings of fact and conclusions of
law justifying such closings, e.g., Gordon v. Jefferson Parish
School Bd., 446 F.2d 266 (5th Cir. 1971).
Because the school board made no showing, and the district
court made no findings on the subject, we submit that the court
erred in permitting the closing of Cansler for regular instruc
tional programs. Additionally, we urge the Court to require
a compelling justification to be shown before the lower court
is authorized to permit such a step. See Kelley v. Metropolitan
County Bd. of Educ., supra, 453 F.2d at 751 (McCree, J., concurring)
Robinson v. Shelby County Bd. of Educ., No. 71-1966 (6th Cir.,
September 21, 1972) (McCree, J., dissenting).
-39-
Ill
The District Court Should Have Awarded
Attorneys' Fees And Litigation Expenses
To The Plaintiffs
A. An Award Is Required Under Traditional Equitable Principles
The district court summarily denied plaintiffs' motion
for an award of attorneys' fees and taxation of costs and
expenses, even though it is absolutely clear that any desegre
gation which has occurred in Knoxville has resulted from plaintiffs'
vigorous prosecution of this suit (see Appendix A, n. 2).
«Plaintiffs in this action are but nominal petitioners on
behalf of all students. They could not be and should not be
29/
expected to finance these proceedings from their own resources.
The investigation, research and presentation of expert and fact
witnesses require the expenditure of tremendous amounts of time
29/The Court should not be misled, by the fact that plaintiffs'
attorneys are assisted in this case by salaried attorneys of a
non-profit organization (the NAACP Legal Defense and Educational
Fund, Inc.) into believing either that unlimited funds are avail
able to support this lawsuit or that a counsel fee award is
inappropriate in these circumstances. As to the former, it
suffices to say that the Legal Defense Fund is a non-profit
corporation supported mainly by public contributions. It is
involved in a wide variety of litigation, including more than
one hundred fifty school desegregation cases, at enormous cost.
Last year, the Legal Defense Fund operated at a $250,000 deficit.
Most important, the fact that local counsel are assisted (almost
entirely only at the appellate level) by Legal Defense Fund attor
neys furnishes no basis for declining to award counsel fees. Such
an argument has been expressly rejected. See Clark v. American
Marine Corp., 320 F. Supp. 709, 711 (E.D. La. 1970), aff'd 437
F.2d 959 (5th Cir. 1971).
-40
by capable counsel, aside from the actual trial hearings. To
undertake to pay the reasonable value of the services rendered
to date by experienced and diligent counsel is only within the
financial ability of the rich.
These proceedings are equitable in nature and were made
necessary by the board to compel it to perform the duties
especially imposed upon it by law. Without the undertaking of
this cause by counsel and without the allowance by this Court
of reasonable compensation to them, plaintiffs and others of the
class for whose benefit the proceeding was filed would be at
the mercy of the defendant school board.
The board had at its command able and experienced lawyers
compensated from public funds. Additionally, it used and made
available to its counsel the abilities, education and skill of
its staff— among the very persons enjoined by law to render
and perform the duties imposed by law sought to be enforced by
plaintiffs.
In these circumstances, the Court in Crawford v. Board of
Education of Los Angeles, No. 822-854 (Super. Ct. Cal., Jan. 11,
1970), awarded a substantial attorneys' fee as well as "[p]eti-
tioners' and counsels' costs and disbursements herein." (Slip
op. at p. 64). See also, Nesbit v. Statesville City Board of
Educ., 418 F.2d 1040, 1043 (4th Cir. 1969) (en banc) (per curiam).
The right of counsel to reasonable compensation should not
be restricted or inhibited by a doctrine which limits the compen
sation to causes which result in monetary recovery and excludes
cases of public importance which are not pecuniary. The pro
- 4 1 -
tection and preservation of the inalienable constitutional
rights of any class of citizens, the enforcement of the duties
of government owed to its citizens by law, is at least as
valuable (if not more so) than the recovery by litigation of
money. Rights, particularly the inalienable constitutional
rights, are a species of property. In a nation of laws, the
reaffirmance, enforcement and preservation of the most sacred
and invaluable rights— the rights to life, liberty and the
pursuit of happiness, to be a human being, to receive the same
equal protection of our laws— is one of the highest callings of
counsel. When such tasks are undertaken on behalf of those
otherwise unable to do so— the disadvantaged— justice requires
that counsel receive reasonable compensation.
To the extent that a large proportion of the students
of Knoxville are afforded substantial benefits through this
action by causing the school board to perform the duties
specially imposed upon it by law, it raises the standard of the
fiduciary relationship of the board to all of its students30/
and so serves important considerations of public policy.
While cases from the ordinary commercial practice are
helpful in the analysis of the standards, scope and coverage of
Cf. Mills v. Electric Auto-Lite Company, 396 U.S. 375, 396
(1970):
[R]egardless of the relief granted, private
stockholders' actions of this sort "involve
corporate therapeutics," and furnish a bene
fit to all shareholders by providing an
important means of enforcement of the proxy
statute.
-42-
awards of attorneys' fees as well as costs and disbursements
of the prevailing party, the courts have further amplified the
basis for the right of plaintiffs in civil rights actions to be
awarded their costs and reasonable attorneys' fees. Plaintiffs
respectfully submit that civil rights cases under Sections 1983
and 1982, 42 U.S.C. fe.g., Jones v. Mayer, 392 U.S. 409 (1968)]
and the various other Civil Rights Acts provide the kind of
"extraordinary circumstances" which would allow an equity court
to allocate full costs and amplify the award of attorneys' fees.
In Cleveland v. Second National Bank & Trust Co.. 149 F.2d
466 (6th Cir.), cert, denied. 326 U.S. 777 (1945), this Court said:
There is no room for doubt that an equity court,
may, under extraordinary circumstances impose
upon the defeated plaintiff in an equity case,
the entire cost of defense, notwithstanding
statutory limitations upon costs to be taxed at
law.
Id. at 469. (emphasis supplied). The Court followed the
decision of the Supreme Court in Sprague v. Ticonic National
Bank, 307 U.S. 161 (1939), where the Court held that in equity
cases the lower courts could allow counsel fees and other
expenses entailed by litigation not included in the ordinary
taxable costs recognized by statute. Speaking for the Court,
Mr. Justice Frankfurter said:
Allowance of such costs in appropriate situations
is a part of the historic equity jurisdiction of the federal courts. The "suits in equity" of
which these courts were given "cognizance" ever
since the First Judiciary Act, 1 Stat. 73, con
stituted that body of remedies, procedures and
practices which theretofore had been evolved in
the English Court of Chancery, subject, of course,
to modifications by Congress, e.g., Michaelson
v. United States, 266 U.S. 42, 45 S. Ct., 69 L.
Ed. 162, 35 A.L.R. 451. The sources bearing on
-4 3-
eighteenth-century English Practice— reports
and manuals— uniformly support the power not
only to give fixed allowance for the various
steps in a suit, what are known as costs "be
tween party and party," but also as much of
the entire expenses of the litigation of one
of the parties as fair justice to the other
party will permit, technically known as costs
"as between solicitor and client" ...
Plainly the foundation for the historic prac
tice of granting reimbursement for the cost of
litigation other than the conventional taxable costs is part of the original authority of the
Chancellor to do equity in a particular situation.
31/
Id. at 164-65, 166. (emphasis supplied).
The Supreme Court in Newman v. Piggie Park Enterprises,
390 U.S. 400 (1968), enunciated the equity principle which
should govern civil rights litigation. Although that case arose
out of a violation of Title II of the Civil Rights Act of 1964,
it expresses the purpose and justification for such awards
since Title II, like 42 U.S.C. §1983 and §1982, is legislation
implementing the Thirteenth and Fourteenth Amendments, designed
to effectuate the same commitment to black Americans.
The Court advanced the concept that a plaintiff in a class
action of this type obtains an injunction not for himself alone
but as a "private attorney general." That statement of purpose
has since been adopted by many other courts in other areas of
civil rights litigation. In Parham v. Southwestern Bell Tel,
3T7---------------__/ There is support for treating such awards in non-civil rights
cases as a form of damages, compensatory or exemplary. Vaughan
v. Atkinson, 369 U.S. 527, 530-31 (1962); Siegel v. William E.
Bookhultz & Sons, Inc., 419 F.2d 720 (D.C. Cir. 1969) (Robinson,
J.), especially pp. 723-24 and n. 22-25.
-44-
Co., 433 F.2d 421 (8th Cir. 1970), the court held that a class
action plaintiff in an employment discrimination case was
entitled to reasonable attorneys' fees in the district court
and on appeal even though no injunction was issued and he
received no personal relief or award of back pay.
We believe Parham's lawsuit acted as a catalyst which prompted the appellee to
take action implementing its own fair
employment policies and seeking compliance
with the requirements of Title VII. In
this sense, Parham performed a valuable
public service.
Id. at 429-30. See also, Clark v. American Marine Corp., 304
F. Supp. 603, 611 (E.D. La. 1969); Dobbins v. Local 212, IBEW,
292 F. Supp. 413 (S.D. Ohio 1968); Lea v. Cone Mills Corp., 438
F.2d 86 (4th Cir. 1971); Hammond v. Housing Auth. & Urban Renewal
Agency, 328 F. Supp. 586 (D. Ore. 1971).
While 42 U.S.C. §1983 does not expressly authorize the
granting of attorneys' fees to successful plaintiffs, analysis
of a related provision— 42 U.S.C. §1982— readily demonstrates
that the allowance of attorneys' fees to successful plaintiffs
invoking the provisions of the Civil Rights Acts is a proper means
3 2 /of "fashioning an effective equitable remedy for their enforce
ment.
The penal provisions which originally accompanied 42 U.S.C.
§1982 have been separated or eliminated so that today it is
— Jones v. Mayer, 392 U.S. 409, 414 n.13 (1968); see also,
Louisiana v. United States, 380 U.S. 145 (1965); Green v. County
School Board of Hew Kent County, 391 U.S. 430 (1968).
-45-
"enforceable only by private parties acting on their own initia
tive." Jones v. Mayer, supra, 392 U.S. at 417. However, as the
Supreme Court noted in Jones, "ft]he fact that 42 U.S.C. Section
1982 is couched in declaratory terms and provides no explicit
method of enforcement does not, of course, prevent a federal
court from fashioning an effective equitable remedy. " Id_. at
414, n. 13.
In a recent Fifth Circuit case, the court said:
In the area of civil rights, many cases have
either allowed or implicitly recognized the
discretionary power of a district judge to
award attorneys1 fees in a proper case in
the absence of express statutory provision,
[citations omitted] and especially so when
one considers that much of the elimination of
unlawful racial discrimination necessarily
devolves upon private litigants and their
attorneys, cf. Newman v. Piggie Park Enter
prises , Inc., 390 U.S. 400, 402 (1968), and the general problems of representation in
civil rights cases. See Sanders v. Russell,
5th Cir. 1968, 401 F.2d 241.
Lee v. Southern Home Sites Corp., 429 F.2d 290, 295 (5th Cir.-JT7
1970).
— 7 District courts granting injunctive relief in suits under §1982 have awarded attorneys' fees. In Terry v. Elmwood Cemetery,
307 F. Supp. 369 (N.D. Ala. 1969), suit was brought to compel a cemetery to sell a burial plot to a black mother for the grave
of her son who was killed in action in Viet Nam. The cemetery
refused to sell the plot solely because of the race of the
deceased. Chief Judge Lynne carefully analyzed the Jones deci
sion and the lower court cases which followed it and held that
the refusal to sell was a violation of §1982. In the final
judgment, attorneys' fees in the amount of $2500 were awarded.
Terry v. Elmwood Cemetery, Civ. No. 69-490 (N.D. Ala., Jan. 29,
1970). Accord, Newbern v. Lake Lorelei, Inc., 308 F. Supp. 407,
1 Race Rel. L. Survey 185 (S.D. Ohio, 1968, 1969); Pina v.
Homsi, 1 Race Rel. L. Survey 18 (D. Mass. 1969).
- 46-
These cases under §1982 follow the well established principle
that federal courts have equitable power to award counsel fees
in appropriate cases even in the absence of statutory authoriza
tion. See Mills v. Electric Auto Lite Co.. supra; Sprague v.
Ticonic National Bank, supra; Vaughan v. Atkinson, supra; Newman
v. Piggie Park Enterprises, Inc., supra. And as the Supreme
Court has said, "ft]he existence of a statutory right implies
the existence of all necessary and appropriate remedies."
Sullivan v. Little Hunting Park, Inc., 396 U.S. 299, 239 (1969).
The reasoning of the courts applies with full force and
effect to the companion statute, §1983, under which this suit
was brought. Like the non-civil rights cases cited
above, courts have held that under §1983, nominal or exemplary
damages may be awarded. Tracy v. Robbins, 40 F.R.D. 108 (D.S.C.
1966). Actual damages, too, can be awarded. Wall v. Stanly
County Board of Educ., 378 F.2d 275 (4th Cir. 1967). Some of
the reported cases awarding counsel fees, in addition to Crawford.
supra, are Hill v. Franklin County Board of Educ., 390 F.2d 583
(6th Cir. 1968); Rolfe v. County Board of Education of Lincoln
County. 282 F. Supp. 194 (E.D. Tenn. 1966), af f'd 391 F.2d 77
(6th Cir. 1968); and Monroe v. Board of Comm'rs of Jackson, 244
F. Supp. 353, 366 (W.D. Tenn. 1965).
In Miller v. Amusement Enterprises, Inc., 426 F.2d 534
(5th Cir. 1970), the Court reversed a district court which had
denied attorneys' fees to a successful plaintiff in a Title II
suit. To be sure, Miller involved a statute containing an express
provision for attorneys' fees. See 42 U.S.C. §2000a-3(b) (fees
-47-
may be granted in the "discretion” of the district court).
But the Fifth Circuit's reasoning applies equally to Section 1983:
Congress did not intend that vindication of
statutorily guaranteed rights would depend on
the rare likelihood of economic resources in
the private party (or class members) or the
availability of legal assistance from charity—
individual, collective or organized. An enact
ment aimed at legislatively enhancing human
rights and the dignity of man through equality
of treatment would hardly be served by compel
ling victims to seek out charitable help.
34/Miller, supra, 426 F.2d at 539.
Plaintiffs brought this action not only for themselves
but as a class action on behalf of all Negroes similarly situated,
to obtain a broad injunction against racial discrimination in
the defendant school system. Thus, plaintiffs acted as a "pri
vate attorney general" in vindicating the rights of the class
and in furthering the public policy of the nation of eliminating
racial discrimination in schools. Cf. Newman v. Piggie Park
Enterprises, supra; Jones v. Mayer, supra. "The Rule 23 class
I V James Wilson, who introduced the bill containing what is
now §1982 into the House of Representatives, expressed in great
detail the legislative intention as he responded to a motion
to recommit and to "strike out all parts of the bill which are
penal and authorize criminal proceedings and in lieu thereof to
give injured citizens a civil action in the United States Courts
..." Cong. Globe, 39th Cong., 1st Sess., quoted in Jones v. Mayer,
supra, 392 U.S. at 431-32. Between the two, Mr. Wilson said,
"ft]here is no difference in the principle involved ... There
is a difference in regard to the expense of protection. There
is also a difference as to the effectiveness of the two modes
... This bill proposes that the humblest citizen shall have full and ample protection at the cost of the Government, whose duty
it is to protect him. The Amendment of the gentleman recognizes
the principle involved, but it says that the citizen despoiled
of his rights ... must press his own way through the courts and
pay the costs attendant thereon. This may do for the rich, but
to the poor, who need protection, it is mockery ..." Cong. Globe, supra, at 1295.
- 48-
action 'as a way of redressing group wrongs is a semi-public
remedy administered by the lawyer in private practice'— a cross
between administrative action and private litigation." Dolgow
v. Anderson, 43 F.R.D. 472, 481 (E.D. N.Y. 1968).
If this class action had not been brought, the rights of
the individual black pupils may not have been vindicated, because
their claims might be too small to justify individual litigation
or too small in terms of the cost of seeking relief. Cf. Eisen
v. Carlisle & Jacquelin, 391 F.2d 555, 560 (2d Cir. 1968);
Dolgow v. Anderson, supra. And since individual suits might not
have been brought, without great individual expense, the Four
teenth Amendment, outlawing defendants' conduct, would have gone
unenforced. Ibid. Thus, plaintiffs' class action performs an
important public function in making meaningful the statutory
11/prohibition of racial discrimination. Cf. Hammond v. Housing
Auth. & Urban Renewal Agency, supra.
Awarding counsel fees to encourage "public" litigation by private parties is an accepted device. For example, in Oregon,
union members who succeed in suing union officers guilty of
wrongdoing are entitled to counsel fees both at the trial level
and on appeal, because they are protecting an interest of the general public:
If those who wish to preserve the internal democracy
of the union are required to pay out of their own
pockets the cost of employing counsel, they are not apt to take legal action to correct the abuse ....
The allowance of attorneys' fees both in the trial
court and on appeal will tend to encourage union
members to bring into court their complaints of
union mismanagement and thus the public interest as
well as the interest of the union will be served.
Gilbert v. Hoisting & Portable Engineers, 237 Ore. 139, 390
P.2d 320 (1964). See also, Rolax v. Atlantic Coast Line R.R..
186 F.2d 473 (4th Cir. 1951).
-49-
Plaintiffs respectfully submit that the history of equity
courts calls for an equalization of the parties in all respects.
The crushing burden of the costs of these cases on private
Parties is exemplified by the resources available to the defen
dants— the sovereign of all citizens to whom these private
parties pay taxes and from whom they should receive in full
measure "at once" the constitutional rights. Counsel were
retained by the school board (see Crawford, supra) to mount a
vigorous defense of the action. Of great importance is the full
staff of the board, from its research department, draftsmen,
attendance officers and supporting staff to its educational
experts constantly available and utilized in the litigation to
defend the action and oppose and delay the granting of plaintiffs
rights. As of the date of this brief, the school board is still
asking the court to permit the continued, indefinite segregation
of approximately 2,500 black children in schools which the
defendants built for the purpose of maintaining that very viola
tion of constitutional rights. All of these forces are arrayed
against plaintiffs by the very persons "enjoined by law to render
and perform the duties imposed by law sought to be enforced by
plaintiffs." Crawford v. Board of Education of Los Angeles.
supra.
The most recent, and exhaustive, survey of the law regarding
the award of counsel fees in school desegregation cases is
Bradley v. School Board of Richmond, 53 F.R.D. 28 (E.D. Va. 1971)
-50-
We believe that an award of substantial attorneys' fees
in favor of plaintiffs is justified on either of the two alter
native grounds set out in Bradley: the wilful actions of the
school district which have delayed desegregation in Knoxville
or the "private attorney general" concept enunciated in Newman
and Parham:
The private lawyer in such a case most accurately may be described as a "private
attorney general." Whatever the conduct of
defendants may have been, it is intolerably
anomalous that counsel entrusted with
guarantying the effectuation of a public
policy of nondiscrimination as to a large
proportion of citizens should be compelled
to look to himself or to private individuals
for the resources needed to make his proof.
The fulfillment of constitutional guaranties,
when to do so profoundly alters a key social
institution and causes reverberations of
untraceable extent throughout the community, is not a private matter. Indeed it may be
argued that it is a task which might better
be undertaken in some framework other than
the adversary system. Courts adapt, however,
but in doing so they must recognize the new
legal vehicles they create and ensure that justice is accomplished fully as effectively
as under the old ones. The tools are avail
able. Under the Civil Rights Act courts are
required fully to remedy an established wrong,
Griffin v. County School Board of Prince Edward
County. 377 U.S. 218, 232-34 (1964), and the
payment of fees and expenses in class actions
like this one is a necessary ingredient of such a remedy.
This rule is consistent with the Court's
power and serves an evident public policy to
encourage the just and efficient disposition
of cases concerning school desegregation.
Bradley, supra.
This Court should award attorneys' fees on this appeal and
direct a similar award by the district court for proceedings
below.
_51_
B. An Award Is Required By §718, P.L. 92-318
On July 1, 1972, the Education Amendments of 1972, P.L.
92-318, became effective. Section 718 of that Act provides:
Upon the entry of a final order by a court
of the United States against a local educa
tional agency, a State (or any agency thereof),
or the United States (or any agency thereof),
for failure to comply with any provision of
this title or for discrimination on the basis
of race, color, or national origin in violation
of Title VI of the Civil Rights Act of 1964,
or the Fourteenth Amendment to the Constitution
of the United States as they pertain to elem
entary and secondary education, the court, in
its discretion, upon a finding that the
proceedings were necessary to bring about
compliance, may allow the prevailing party,
other than the United States, a reasonable
attorney's fee as part of the costs.
We believe that §718 must be applied to claims for counsel fees
at the appellate, as well as the trial, level; and that it
enacts the "private attorney-general" standard applicable in
cases brought under Titles II and VII of the Civil Rights Act
of 1964 and Title VIII of the Fair Housing Act of 1968 (see
36/
§A supra).
This matter is before the Court on direct appeal from the
district court's failure to award fees prior to the effective
date of the act, and thus it is clearly controlled by "the
general rule . . . that an appellate court must apply the law
1̂ -Arhe detailed legislative history of the act is set out in
Appendix B to this Brief.
-52
in effect at the time it renders its decision." Thorpe v.
Housing Auth. of Durham, 393 U.S. 268, 281 (1969). That is
where an issue is before an appellate court concerning the
propriety of a lower court's decision, and there has been an
intervening modification of the substantive rule of law
relating to the issue, that modification is to govern whether
"the change was constitutional, statutory, or judicial." 393
U.S. at 282.
This rule has been applied in cases where the change in
law modifies the substantive rights of the parties so as to
either create or destroy rights of recovery. Thus, in the
leading case in the area, United States v. Schooner Peggy, 5
U.S. (1 Cranch) 103 (1801), the question was who was entitled
to possession of a French merchant vessel seized as a prize. At
the time of seizure and the decision of the lower court the law
was in favor of the captor of the vessel. While a writ of
error was pending in the Supreme Court, however, a treaty was
entered into which established the contrary result. The Court
held, in language quoted in Thorpe:
[I]f subsequent to the judgment and before
the decision of the appellate court, a law
intervenes and positively changes the rule
which governs, the law must be obeyed. . . .
If the law be constitutional . . . I know of
no court which can contest its obligation.
5 U.S. (1 Cranch) at 110. Accord, Carpenter v. Wabash Ry. Co,,
309 U.S. 23 (1940); Vandenbark v. Owens-Illinois Glass Co.,
-63
311 U.S. 538 (1941); Ziffrin v. United States, 318 U.S. 73
78 (1943); Hall v. Beals, 396 U.S. 45, 48 (1969)("we review
the judgment below in light of the Colorado statute as it now
12/stands, not as it once did").
Thorpe further establishes that a stated intent by Congress
that §718 apply to pending cases is not necessary. In Thorpe,
no such intent was expressed in the administrative regulation
involved, and the Court in no way intimated that such an
38/
expression was required. Indeed, its description of its
holding as "the general rule," strongly indicates that the
contrary is required; that is, if a new statute is not to apply
to pending cases it must affirmatively appear that such was the
intent of Congress. And it is clear that that is the rule in
the case of legislation that alters the law as to the criminality
of conduct. Thus, in Hamm v. City of Rock Hill, 379 U.S. 306
(1964), the Court held that the passage of Title II of the Civil
Rights Act of 1964 made non-criminal acts that were trespass
under state law, in the absence of an expression of Congressional
intent to the contrary.
-12/And see, United States v. Board of Educ. of Baldwin County,
423 F.2d 1013, 1014 (5th Cir. 1970); Hall v. St. Helena Parish
School Bd., 424 F.2d 320, 322 (5th Cir. 1970); Citizens to
Preserve Overton Park v. Volpe, 401 U.S. 402, 418-20 (1971);
Johnson v. United States, 434 F.2d 340, 343 (8th Cir. 1970);
Glover v. Housing Auth. of Bessemer, 444 F.2d 158 (5th Cir. 1971)
3R/see Citizens to Preserve Overton Park v. Volpe, supra, 401 U.S
at 418-20, where the Court accepts petitioners' contention that a
new regulation applies to pending cases even in the absence of
any intention of a retrospective effect.
54-
Turning to the legislative history of §718, the conclusion
is inescapable that not only is there no evidence of Congres
sional intent that it not apply to pending cases, but that the
contrary inference must be drawn. Neither the text of §718 nor
the explanatory note of the conference committee report (U.S.
Code, Cong. & Adm. News, 1972 at 2406) contains any language
dealing with the question. As noted in Appendix B, the section
was debated only in the Senate in April, 1971; similarly, in
that debate, there was no discussion at all of §718's application
to pending cases, let alone any discussion indicating an inten
tion that it not be so applied. 117 Cong. Rec. S5483-92 (daily
ed., April 22, 1971) and S5534-39 (daily ed., April 23, 1971).
Indeed, the only indication as to Congress' intent in
this matter arises from the fact that §11, the original
attorneys' fee provision as reported to the Senate as part of
S. 1557, did expressly provide that it would apply only to
"services rendered" after the date of enactment of the Act
(see Appendix B, n.l). Section 11 was rejected by the Senate,
however, and what is now §718 was enacted two days later with
the language of limitation deleted. It is clear from this that
the Senate was aware of the applicability question and chose
not to include language demonstrating an intent that §718
should not apply with regard to legal services performed prior
55
»
3 9/
to the act's passage. Thus, the only possible inference
that may be drawn from the legislative history is that the
provision was meant to govern in all non-final attorneys' fee
40/
cases in accordance with the general rule stated in Thorpe.
■12/ln contrast, see Title VII of the Civil Rights Act of 1964,
42 U.S.C. §§2000e-l, 2000e-16, where Congress made it clear as
to the prospective effective dates of a statute. Section 2(c)(1)
and (3) of the Education Amendments of 1972 merely specifies
that the Act shall be effective as of June 30, 1972 or July 1,
1972, the end of the fiscal year, rather than on the date the
President signed the bill. It in no way speaks to the application
of the act's provisions to litigation pending on that effective
date.
40/We recognize, of course, that Thorpe indicates that there are
certain exceptions to the rule. None of these exceptions are
applicable in these cases, however. First, the Schooner Peggy
case states: ". . . in mere private cases between individuals,
a court will and ought to struggle hard against a construction
which will, by a retrospective operation, affect the rights of
parties. . . . " 5 U.S. (1 Cranch) at 110, quoted at 393 U.S.
268, 282. This case, of course, is not "private," but on the
contrary is, in the language of Chief Justice Marshall, one of
the "great national concerns," and therefore
[Tjhe court must decide according to existing
laws, and if it be necessary to set aside a
judgment, rightful when rendered, but which
cannot be affirmed but in violation of law,
the judgment must be set aside. [Ibid.]
Indeed, the present case is precisely the same as Thorpe; that
is, it is between individuals and governmental agencies, and
its purpose is to vindicate important constitutional rights.
Therefore, "the general rule is particularly applicable here."
393 U.S. at 282. i
The second class of exceptions to the general rule mentioned
in Thorpe is where it is necessary to prevent "manifest injustice.
(If anything, in this case, the application of §718 will serve
the cause of justice by reimbursing the private black plaintiffs |
for taking on the task of correcting deprivations of constitu
tional rights to the benefit of all society). In Thorpe the
Court referred specifically to Greerev. United States, 376 U.S.
149 (1964), which was relied upon by the North Carolina Supreme
Court in holding that the administrative regulation did not
(cont'd)
- 56 ~
§718 applies to this case and there can be no question
but that it imposes the same standard with regard to the award
of attorneys' fees as do §204(b) of Title II and §706(k) of
Title VII of the Civil Rights Act of 1964, and §812 (c) of Title
VIII of the Fair Housing Act of 1968. That is, the standard is
that established by the Supreme Court in Newman v. Pigqie Park
Enterprises, 390 U.S. 400 (1968).
In Newman the Court held that Title II mandated the award
of attorneys' fees to a prevailing plaintiff "unless special
circumstances would render such an award unjust." 390 U.S at
402. Thus, ordinarily a fee must be awarded, and the burden is
on the losing defendant to show why one should not be. The
reason is that plaintiffs seeking desegregation of public accom
modations cannot recover damages, and:
If he obtains an injunction, he does so not
himself alone but also as a "private
attorney general," vindicating a policy that
Congress considered of the highest priority.
40/ (cont'd) ~~
apply to the eviction of Mrs. Thorpe (271 N.C. 468, 157 S.E.2d
147 (1967)). Greene, as explained in Thorpe, is clearly not
applicable to this case. There, the Supreme Court had handed
down, in a prior case (Greene v. McElroy. 360 U.S. 474 (1959)),
an order finally disposing of the substantive issue. in 1959
Greene filed a claim for damages with the government, and when
it was denied, filed suit. The government argued that the right
to recover should be governed by a 1960 regulation that set up
a new bar to his recovery. The Supreme Court rejected this
argument, holding that this would indeed be the retroactive
overruling of a case finally disposed of, and hence not permis-
sible. This case, of course, does not present such a situation
as •*■*' involves an appeal from a lower court order in a case
which has not as yet been finally disposed of. In a school
(cont’d)
57-
Ibid. Otherwise, private parties would be discouraged from
advancing the public interest by going to court. Therefore,
the Court specifically rejected any requirement that the
defendants acted in bad faith or were obdurate or obstinate.
Subsequently, lower courts have applied the same standard in
cases arising under the attorneys' fee provision of Title VII.
See, e.g., Clark v. American Marine Corp., 320 F. Supp. 709
(E.D. La. 1970), aff'd 437 F.2d 959 (5th Cir. 1971); Lea v.
Cone Mills Corp.. 438 F.2d 86 (4th Cir. 1971); and see, Lee v.
Southern Home Sites Corp., 444 F.2d 143 (5th Cir. 1971).
We submit that §718 enacts the Newman standard for school
desegregation cases for the following reasons: (1) the relevant
language, with two exceptions that will be discussed below, of
§718 is the same as that of Title II, Title VII and Title VIII.
Thus, this case is governed by the general rule that legislative
use of language previously construed by the courts implies an
adoption of that judicial construction unless a contrary inten
tion overwhelmingly appears. E.q., Armstrong Paint & Varnish
Works v. Nu-Enamel Corp., 305 U.S. 315, 332 (1938); cf. Drummond
40/ (cont'd)
desegregation case that has been finally terminated, whether
attorneys' fees may still be obtained could be decided by refer
ence to the ordinary rules as to the time limitations as to when
costs must be applied for. For a discussion of when it is
appropriate to seek attorneys' fees, see Sprague v. Ticonic Nat'l
Bank, 307 U.S. 161 (1939).
58"
v. Acree, No. A-250 (September 1, 1972)(Mr. Justice Powell,
Circuit Justice). (2) It is absolutely clear from the legislative
history that Congress intended that §718 mean exactly the same
as Titles II, VII and VIII. Thus, Senator Cook, who introduced
the provision and was its main sponsor, on no fewer than three
occasions so stated, and even read into the record the texts
of those sections to underscore his point. 117 Cong. Record,
S5484, 5490 (daily ed., April 22, 1971), 117 Cong. Record, S5537
(daily ed., April 23, 1971). (3) Finally, it is clear that §718
fulfills the same purpose as do the counsel fee provisions in
the earlier acts. Just as in Newman, plaintiffs act as "private
41/
attorneys general" to vindicate and advance broad public policy.
41/As noted above, there are two differences of significance
in the text of §718 as compared to the earlier statutes. First,
it refers to the entry of a "final order" as the time at which
attorneys' fees and costs may be taxed. It is clear that this
does not mean the final termination of the litigation, but upon
the entry of a realistic, appealable order and the expiration of
appeal time or the exhaustion of appeals (see the remarks of
Sen. Cook at 117 Cong. Rec., S5490 (daily ed., April 22, 1971).
Second, and more significant, is the language that an award may
be made "upon a finding that the proceedings were necessary to
bring about compliance" [with the Fourteenth Amendment]. A
considerable portion of the debate in the Senate deals with this
language, and it is clear that it is intended to protect against
two abuses — the champertous filing of unnecessary lawsuits
simply to get a fee when a school board is in fact going to comply
with the law, and the unnecessary protraction of litigation to
trial and judgment when a school board has made a bona fide and
adequate offer of settlement. See 117 Cong. Record, S5485 (daily
ed., April 22, 1971)(colloquy between Senators Javits and Cook);
id. at S 5490-91. Thus, the language was in no way intended to
modify the substantive rule of Newman; i.e., if a plaintiff does
prevail and a court enters an order requiring compliance with
the Constitution, he must be awarded attorneys' fees except in
unusual circumstances. Thus, if plaintiffs prevail in this Court
they will be entitled to an award.
59-
CONCLUSION
For the foregoing reasons, appellants pray that the judg-
merts of the district court be reversed and the cause remanded
with directions to:
(1) Require the school board forthwith to
formulate a plan for the complete
desegregation of the school system
using transportation where required,
which may be based upon the plan
proposed by Dr. Stolee or developed
independently by the board, but which
shall achieve substantially the same
degree of desegregation as the Stolee
plan;
(2) Establish an expedited schedule for
submission of such plan or plans and
for hearings thereon, to the end that
the necessary transportation facilities
may be acquired and a fully unitary
school system implemented in Knoxville
not later than the 1973-74 school year;
(3) Require that such a plan shall provide
for the reopening of the Cansler
Elementary School for regular instruc
tional purposes, as a fully desegregated
facility;
(4) Award plaintiffs reasonable attorneys'
fees, and costs and expenses of litigation
for the 1971-72 hearings and for any
further proceedings upon remand;
(5) Retain jurisdiction of this cause and
require the board to file periodic reports.
Appellants further pray that this Court award them costs and
reasonable attorneys' fees for this appeal; and for such
-6*-
other and further relief as to the Court may appear just
and proper.
Respectfully submitted,
A A
CARL A. COWAN
2212 Vine Avenue
Knoxville, Tennessee 37915
AVON N. WILLIAMS, JR.
404 James Robertson Parkway
Nashville, Tennessee 37219
JACK GREENBERG
JAMES M. NABRIT, III
NORMAN J. CHACHKIN
SYLVIA DREW
JOHN BUTLER
10 Columbus Circle
New York, New York 10019
Attorneys for Appellants
- 6 1-
IN THE UNITED STATES COURT OF APPEALS
JOSEPHINE GOSS,
vs.
FOR THE SIXTH CIRCUIT
NO. 20834
et al.,
Plaintiffs-Appellants,
THE BOARD OF EDUCATION OF THE
CITY OF KNOXVILLE, TENNESSEE,
et al., Defendants-Appellees.
BRIEF FOR APPELLANTS
Statement
This appeal is taken from the district court's denial
_1/(A.12-16, 28-29) after a hearing, of a Motion for Immediate
Relief consistent with Alexander v. Holmes County Board of
Education, 396 U.S. 19 (1969). The procedural history of this
litigation, now more than a decade old, is set out in the
1 / Citations in the form A.__ are to the printed Appendix
on this appeal. Citations to the Appendices on previous
appeals will be designated "18,165 A. _____ ," "14,425
A. __ _ ," etc.. .Citations to exhibits are given as "X ____ .
2_/
margin.
2_/ This action was commenced December 11, 1959 (A. 3) to desegregate
the public schools of Knoxville, Tennessee. It is the successor to
anotter brought for the same purpose on January 7, 1957 and subse
quently dismissed without prejudice (14,425 A.61a, 63a) . August 26,
1960, the district court approved a plan submitted by the board,
which proposed to eliminate mandatory racially separate school facili
ties at the rate of one grade per year, by devising, for each school
serving an affected grade, a single attendance zone. Children residing in that zone were to be assigned to the school within the
zone subject to a right of transfer out if they so desired and if
they met the criteria; one of the grounds for transfer was that a
student of one race would otherwise be required to attend a school
which had in the past served only students of the other race
("minority-to-majority transfer"). Goss v. Board of Education,
186 F. Supp. 559 (E.D. Tenn. 1960).
This Court, considering the plan as formulated but not yet implemented, upheld it but ordered acceleration beyond one grade a
year. Goss v. Board of Education, 301 F .2d 164 (6th Cir. 1962). On
certiorari, the Supreme Court reversed, holding that the transfer
provision was an impermissible racial classification "of which racial
segregation is the inevitable consequence." Goss v. Board of Education,
373 U.S. 683, 689 (1963). The Court further stated: "The only
question with which we are here concerned relates solely to the trans
fer provisions, and we are not called upon either to discuss or to
pass on the other provisions of the desegregation plans." ^d. at 685.
In the interim, the Board had submitted to the district court a
"supplemental plan" concerning the vocational-technical courses at
Fulton High School, in accordance with the district court’s reserva
tions on that subject in its first opinion. 186 F.Supp. at 567. The district court approved the supplemental plan in an unreported
opinion (14,759 A. 82a-86a) and this Court affirmed in part and
remanded in part, Goss v. Board of Educ., 305 F .2d 523 (6th Cir. 1962) .
On remand, the board submitted an amended plan which proposed
the desegregation of grades 1-6 for the 1963-64 school year. With
exceptions mainly related to the availability of specialized instruc
tion, the district court approved the plan. 15,432 A. 112a-117a.
Plaintiffs again appealed, and on February 28, 1964, this Court
remanded the action to the district court upon tike representation
of the board's attorney that all grades would be desegregated during the 1964-65 school year and "all racially discriminatory practices" eliminated. See Goss v. Board of Educ., 270 F. Supp.
903, 908 (E.D. Tenn. 1967).
-2-
Although the district court limited the proof*which could be
offered at the 1970 hearing herein to matters which occurred
(Cont1 d)
Thereafter, several amended plans were filed and negotiations
conducted in an effort to resolve differences between the parties.
These ultimately proved unsuccessful, and a hearing was held in 1967 on plaintiffs' Motion for Further Relief filed May 8, 1967. On June
6, 1967, the district court rejected all of plaintiffs' contentions.
The court held that neither the "grade requirement" nor "brother-
sister" transfers perpetuated past segregation, and that plaintiffs could not challenge the effect of the board's zoning:
These lines were in the plans that were approved by
this Court and were reviewed by the Sixth Circuit
on at least two appeals and presumably were either not attacked or were impliedly approved by the
Supreme Court of the United States when it con
sidered and remanded the case to the Court of
Appeals by holding that the transfer plan involving
the minority-majority rule was unconstitutional.
This day is late for making a claim that the zones
are unconstitutional because they promote segregation .
270 F. Supp. at 913. The district court applied the ruling in Deal
v. Cincinnati Board of Education, 369 F.2d 55 (6th Cir. 1966), cert. denied, 389 U.S. 847 (1967) that "there is no constitutional duty
on the part of the school board to bus Negro or white children out
of their neighborhoods or to transfer classes for the sole purpose
of alleviating racial imbalance which it did not cause" to the
Knoxville situation. [emphasis supplied] This Court affirmed,
406 F.2d 1183 (6th Cir. 1969), holding that the district judge had
properly applied Deal (406 F.2d at 1189) and rejecting the view of
plaintiffs' expert witness "that the Knoxville school authorities
should take affirmative steps to bring about a better mixing of the
Negro and white students." (406 F.2d at 1186-87). "We are not sure
that we clearly understand the precise intendment of the phrase 'a
unitary system in which racial discrimination would be eliminated,'
but express our belief that Knoxville has a unitary system designed to eliminate racial discrimination." (406 F.2d at 1191).
Following the Supreme Court's decision in Alexander v. Holmes
County Board of Education, 396 U.S. 19 (1969), plaintiffs filed a
Motion for Immediate Rdief alleging that the Knoxville public schools were still not operated as a unitary school system. The district
court subsequently entered an order (A.280-82) limiting the proof to events occurring subsequent to June 7, 1967.
After an extensive hearing, the court below found (1) that
in the "areas served by Rule and Beardsley [junior high school] the
after its last ruling in 1467, appellants believe not only
that such ruling was error, but that Knoxville's compliance
with constitutional standards or lack thereof can only be
measured in light of its entire history; accordingly, we summarize
briefly the course of desegregation in Knoxville since the in
ception of this suit. (We are frank to affirm that in our view,
the evidence shows decisively that Knoxville has never acted to
dismantle its dual school system, with the predictable result
that all of the ckfex:- indicia of a dual structure are yet
apparent.)
In 1959, Knoxville operated a completely dual biracial
school system "planned and operated in conformity with the
principle of segregation" (14,425 A. 30a)[Answer to Complaint].
Although the system maintained formal dual overlapping zones in
accordance with its policy of segregation, it had also so lo
cated schools as to serve racial population concentrations in
residentially segregated areas (18,165 A.233a, 241a). Racially
discrete communities developed near schools designated for children
of each race (A.411; 18,165 A.227a) .
2 / C on t' d
Board has not acted in accord with its stated policy of drawing zone
lines to conform to the edacity of existing school structures" and
directed the Board to "revise the zones in this area for the 1970
school term to eliminate overcrowding at Rule and to utilize existing
capacity at Beardsley" (A. 313-14); (2) that "the Board has committed
a grave omission in failing to either enforce its transfer policy or
to maintain records to show that enforcement" since "it appears that there is some irregularity in the administration of that
policy" (A. 316); and (3) that "the Court is constrained to find
that the Board should accelerate the integration of faculties."
(A. 321). However, the district court adopted as its basic position
the thesis that "the contention that the Board has an affirmative
duty to change the zones to increase racial mixing is not well
founded," and held that "the defendant School Board is operating a unitary school system as defined by the Supreme Court in the case
of Alexander, supra........ (A. 327).
4
The 1960 district court order required elimination of the
formal dual zones under a grade-a-year approach and the substi
tution of a single, contiguous zone around each school (A. 300).
Because of the pre-existing racial patterns (themselves influenced,
as noted above, by school site location decisions), however, the
new zones were in many instances very similar to the old zones
under the dual system (18,165 A.93a-112a). The zones, which have
been but slightly altered since 1960, still follow customary
community racial residential patterns (A. 385, 400-02; 18,165
A.207a) .
Initial assignments were based on a child's residence within
one of these zones, subject, however, to transfer provisions which
permitted students to avoid attending the school of their residence
zone if that school formerly served children of another race.
_3/
270 F.Supp. at 904. In 1963-64, all elementary grades came within
this plan for the first time. Also that year, the explicit
"minority-to-majority" transfer was discontinued following the
Supreme Court’s decision holding it unconstitutional, Goss v.
Board of Education, 373 U.S. 683 (1963), but zone assignments
3 / In many school districts, transfers are an uncommon practice
but in Knoxville, they had been used for years as an everyday
administrative tool. Overcrowding caused by population shifts,
for example, had historically been handled not by adjusting or
redrafting zone lines fcompare, e.g., A. 348] but by granting
transfers (14,425 A.303a). One instance illustrating the
widespread use of transfers was given by Dr. Bedelle: most of
the students affected by expansion of the Galbraith zone already
attended the school under various provisions of the transfer regulations (A. 346-47).
5
remained subject to transfers which could be granted for a variety
4_/of reasons. In 1964-65, the rezoning (and the transfers) were
extended to all grades. 270 F.Supp. at 908.
As the district court has noted (A. 316-17), the school system
has simply neglected to maintain records adequate to evaluate the
effects of these transfer options. It is not apparent, for example,
how many students enrolled at schools outside their residence
zones between 1960 and 1963 (18,165 A.198a), or how many stayed
at such schools thereafter under "grade requirement" or "brother-
sister" transfers (ibid). Nor could Dr. Bedelle, the Assistant
Superintendent for Personnel and Development, reveal how many
transfers were granted to or from each individual school zone
in the 1969-70 school year (A. 506). What little is kncwn led the
district court to declare (A. 316-17): "it appears that there
is some irregularity in the administration of that policy. . . .
4 / (1) "Grade requirement" transfers, permitting studentspreviously enrolled outside their residence zone to remain in such school outside their zone until they completed all grades
offered at the school.
(2) "Brother-sister" transfers afforded to siblings of
children enrolled in schools outside their zones.
(3i) Transfers to take courses not available at the school
of residence.
(4) Transfers to relieve overcrowding and other administrative
transfers.
See A . 55,316.
6
Approval of neighborhood zones is specious when informal transfers
occur."
The transfer system permits racially motivated transfers, even
though ostensibly granted on other grounds (18,165 A. 199a); when
Austin and East were first combined, 71 white students transferred
from East to Fulton instead of taking their vocational courses
at Austin (18,165 A.220a, 221a). Similarly, in 1969-70, the
Austin-East complex had only ten whites enrolled (A. 295) although
one of its feeder junior high schools enrolled nearly 300 white
students (A. 296). Dr. Bedelle generally ascribed the variance
to transfers (A. 412-14) although he could not trace those white
East High School students who "disappeared" between 1967 and 1970
(A. 571-72).
Another major area in which the decisions and actions of
appellee Board of Education have resulted in continuing school
segregation is school site location policy. The board has never
affirmatively selected sites for the purpose of furthering de
segregation of the school system (18,165 A.224a). In fact,
racial composition has hardly been considered; in describing the
reasons for locating and constructing the recently completed
Bearden and Central High Schools, Dr. Bedelle failed to mention
projected racial composition at all (A. 356-59).
Schools have been located in the vicinity of the racially
identified facilities which they are to replace or supplement
(A. 438). Thus, the new Northwest Junior High, as well as
Bearden and Central, are located on the outer edge of the city
although sites closer to the central city would likely have
7
meant desegregated schools (ibid.). The school district knew
in 1967 that the sites selected for the three schools "could"
intensify segregation in the system (18,165 A. 248a) .
Knoxville has implemented its construction program with the
effect of maintaining racially separate schools. No school
constructed since this litigation was started has a minority
race enrollment greater than 3% (A. 101-24, 138-48). As far
back as 1956, desegregation of the system was delayed explicitly
for the purpose of completing construction programs (14,425 A.330a)
which increased capacity at racially identifiable schools and
_ 6/contained an expanding Negro population. This pattern has
5 / in 1969-70, the enrollments of these schools were as follows:
Northwest — 997 white, 2 Negro: Bearden — 1013 white, 22 Negro;
Central — 1689 white, 7 Negro (A. 146-47). The location of these
facilities in white areas (A. 439) is even less defensible since
the white students residing near the schools are entitled, pursuant
to the terms of a 1963 annexation agreement, to free transportation
when assigned to a school more than 1^ mile from their residence
(ibid.) Dr. Bedelle's explanation is classic circular reasoning;
the schools were not built closer to the black community because
"the youn^ters that are attending these schools are not located
in that area ." (A. 528) .
6 / For example, the United States Civil Rights Commission noted
in 1966:
The Sam Hill Elementary School in Knoxville, is
another example of the effects of decisions re
garding school size. The school was built in 1952 to serve a small Negro area. In 1958,
in order to contain an expanding Negro population,
it was enlarged to a capacity of about 400. Yet two blocks away was the all-white Lonsdale Elementary
School, which in 1960 was underenrolled by over
100 pupils. In 1965 Sam Hill remained all-Negro, and Lonsdale was 98 percent white. [Footnote omitted]
United States Comm'n bn Civil Rights, Racial Isolation in the
Public Schools 65 (1967).
continued to be reflected in decisions concerning adjustment
of zone lines after new schools are constructed or territory
annexed, and placement of portable facilities.
In 1963, a substantial area of Knox County was added to
the Knoxville school district by annexation. (The new junior
and senior high schools are all located in the annexed area.)
Hoiston High School in the far eastern part of the city came
under the jurisdiction of the Knoxville School Board. The
Board left the attendance zones at Holston and Austin-East virtually
unchanged (A. 418) rather than "break up attendance patterns
that have existed" (18,165 A.269a)~ The board spent a considerable
sum to renovate Austin with knowledge of its historic identity
as a Negro school and cognizant also that it had taken no steps
(such as changing the boundary between Holston and Austin) to
change that identity (18,165 A.256a). Today the board permits
white county tuition students to overcrowd the white Holston
High School despite underutilization of the black Austin-East8 /complex (A. 419).
When revision of zones has been occasioned by new con
struction, the board has continued to maintain the status quo
TT5 4^5 a 9^ 6? HOlS^ o WaS all"white (A- 418) and Austin all-black (15,432 A.105a); in 1969-70 Holston enrolled 1249 white and 40
Negro students while Austin-East enrolled 10 white and 739 black students (A. 176-79). Diacx
8 / "In view of the foregoing direction, during its annual revision
.. Z?nn i ines' the Board maY wish to pay considerable attention to
1 093'in i S r f o ’T ?89St°niSfi?h»Where attendanc® has increased from court (A. 314) 1,289 ln 196 • Memorandum Opinion of district
9
of racially identifiable schools (A. 488). For example, the
completion of Northwest Junior High and Bearden High resulted in
revision of secondary zone structures in the general West
Knoxville area. The irregularly shaped West High School zone
established in 1968 (A. 440; cf. X7) excludes a nearby black
residential area which is entirely zoned into Rule High. The
school district enlarged the West facility at the same time
Bearden High was constructed (A. 442-43) with the result that,
particularly as the zones were drawn, none of the black students
m the Rule area are assigned to the heavily white Bearden or
West High Schools.
Nor did the reexamination of zones in western Knoxville
alter the character of Rule and Beardsley Junior High Schools —
one white and the other black, located next door to one another?
The Beardsley grade structure is still unique, both in this
system and in this state?" The Beardsley Junior High zone is
virtually coterminate with the black residential area (A. 385)
but the zones were not redrawn nor the schools paired as
recommendecMjy^the University of Tennessee Title IV Center
(A. 398.)?" '
h :22e lh 1967 Dr' Bedelle could not explain this phenomenon (18,165
Department of Health, Education and Welfare) 1379-1410<1970*!
Mhoo?s w o ^ b S better i ^ R u l ^ a n d ' ? , ? ? ' ' " ^anization of the
The district court ordered the U n e s ^ e d r a ' w ? , ^ ! ^ ^ <A’ 387‘89)
10
Almost all of Knoxville's portable classrooms are located
at white schools (X18, A.516) despite the availability of excess
capacity at black schools (A. 391-92) . The location of these
portable classrooms obviates any need to adjust zone lines between
white and black schools to avoid overcrowding of the permanent
facilities at the schools. For example, the Board operated
the Negro Green Elanentary School at half capacity while using
portable classrooms to contain overcrowding at the predominantly
white Huff Elementary School three miles away (A. 430).
The attitude of this school system toward desegregation is
most graphically revealed by its perpetuation of racially identi
fiable faculties. No teachers have ever been transferrred to
desegregate a school's faculty (A. 467); in 1969-70 twenty-one
schools had no Negro teachers (A. 187-94) and two Negro schools
(Sam Hill and Mountain View) had no white teachers (ibid.),
despite Dr. Bedelle's view that faculty desegregation requires
"substantial" numbers of minority teachers at each school (A. 461).
Significant is the district's selection of faculties at newly opened
schools: Bearden High had no black teachers (A. 192), Central
but one (along with 70 white teachers) (A. 193), and Northwest
Junior High only two (ibid.). Conversely, faculty racial pre
dominance continued to mirror student body population, and thus
to perpetuate racial identifiability: Lonsdale had one Negro
and 17 white teachers, Sam Hill 16 Negro and no white teachers;
Beardsley, 20 black and four white instructors. Rule oniblack
and 58 white teachers (A. 187-94).
11
Similarly, assignments of principals have conformed to
established patterns with no attempts to eliminate racially
identifiable schools. A black principal was not assigned to a
formerly white school until after it had become majority black
(A. 472); when black schools were closed (18,165 A.169a), their
former principals did not get assigned to vacancies at white
schools (A. 473). In 1969-70, no Negro was the principal of
a predominantly white student body school. Three whites were
assigned as principal at predominantly-black schools (A. 187-94);
all of these schools, however, had originally been white schools
(see A. 472-74).
The school district's explanation for these results was
that it never transferred teachers or principals without their
consent (A. 467) and they considered whether a teacher could
"understand" a particular neighborhood in making assignments (A. 470)
The results of these policies can be summarized as follows:
During the 1969-70 school year, ten years after the initiation
of this lawsuit, the Knoxville school system consisted of 47
elementary, 9 junior high, and 9 high schools (A. 168-77) .
Although black students constitute only 16% of the Knoxville
school population (A. 177), 83% of all black students attended
majority-black schools (A. 309, 520).
The following table illustrates the changing racial
composition of black schools since this suit was commenced:
12
13/ 14/ 15/1962-6 3 1966-6 7 1969-70
School W B W B W B 16/
Austin 0 710 1 432 10 739
Beardsley 0 672 6 471 4 357
Cansler 0 361 0 221 12 206
Eastport 0 592 1 437 0 442
Green 0 677 21 421 5 276
Maynard 0 491 2 452 7 375
Mountain View 0 357 0 325 0 303
Sam Hill 0 488 0 498 4 347
Vine 0 776 1 619 5 628
These schools were all-white in 1962-63 and remained all-white
in 1969-70: Claxton, Giffin, Lockett, Oakwood, Perkins, South
Knoxville and West View. All-White schools in 1962-63 which
presently enroll ten or fewer black students are McCampbell,
Sequoyah and South. Schools which had ten or fewer black students
in 1962-63 and 1969-70 are Brownlow, Flenniken and McCallie (15,432
A. 105a, A. 138-39).
Faculties reflected student body racial proportions (Compare
A.138-48 with A.188-95). Twenty schools still have no faculty
desegregation (A. 471).
The district court denied all systemwide relief except "to
find that the Board should accelerate the integration of faculties"
13/
14/
15/
16/
15,432 A.105a.
18,165 A . 42a-47a.
A.138-49.
Austin-East complex.
13
(A.321) • The Court also directed the Board "to revise the zones
in this area for the 1970 school term to eliminate overcrowding
at Rule and to utilize existing capacity at Beardsley" (A. 314)
and "to keep adequate records to show enforcement of its transfer
plan" (A. 317). In all other respects, the Court denied plaintiffs
relief.
APPENDIX B
LEGISLATIVE HISTORY OF § 718
The provision for attorneys' fees in school desegregation
cases was first introduced in the Senate as § 11 of the Emergency
School Aid and Quality Integrated Education Act of 1971, s. 1557.
The bill was reported to the Senate floor in April of 1971, and
§ 11 was described in the report of the Senate Committee on
Labor and Public Welfare. Sen. Rep. No. 92-61, 92d Cong., 1st
Sess. The report, while not setting out the precise text of
§ 11, describes it fully. its provisions were substantially
the same as those of § 718 as it finally passed, with two
important exceptions.
First, payment of attorneys' fees in school cases was to
be made by the United States from a special fund established by
the Act. Second, the section provided that "reasonable counsel
fees, and costs not otherwise reimbursed for services rendered,
and costs incurred, after the date of enactment of the Act" were■ Y7
to be awarded to a prevailing plaintiff. it should be noted
- The description of § 11 in the Senate report is as follows:
This section states that upon the entry of a
final order by a court of the united States against
a local educational agency, a State (or any agency
thereof), or the Department of Health, Education,
and Welfare, for failure to comply with any provision of the Act or of title i of the Elementary and
Secondary Education Act of 1965, or for discrimination on the basis of race, color, or national origin in
violation of title VI of the Civil Rights Act of 1964
or of the Fourteenth Article of amendment to the
Constitution of the united States as they pertain to
that the quoted language was omitted from § 718.
On April 21, 1971 Senator Dominick of Colorado introduced
an amendment to delete § 11 in its entirety from the bill. The
basis for the deletion was that it was not proper that the United
States should bear the costs of attorneys' fees but rather that
such costs should be imposed on the school boards responsible
for the maintenance of unconstitutionally segregated school
systems. Senator Dominick's amendment passed. 117 Cong. Rec.
S.5324-31 (daily ed. April 21, 1971).
On the next day, Senator Cook of Kentucky, who was also
opposed to § 11, introduced a new amendment identical to the
present § 718 and after two days of debate that amendment was
passed. 117 Cong. Rec. S.5483-92 (daily ed. April 22, 1971)
and S.5534-39 (daily ed. April 23, 1971). The section as
passed became § 16 of S.1557, and S.1557 as a whole was passed
on April 26, 1971 without any further debate of the attorneys'
fees provision. 117 Cong. Rec. S.5742-47 (daily ed. April 26,
l / cont'd
elementary and secondary education, such court shall,
upon a finding that the proceedings were necessary to
bring about compliance, award, from funds reserved
pursuant to section 3(b)(3), reasonable counsel fees,
and costs not otherwise reimbursed for services
rendered, and costs incurred, after the date of enact
ment of the Act to the party obtaining such order.
In any case in which a party asserts a right to be
awarded fees and costs under section 11, the United
States shall be a party with respect to the appropri
ateness of such award and the reasonableness of counsel
fees. The Commissioner is directed to transfer all
funds reserved pursuant to section 3(b)(3) to the
Administration Office of the United States Courts for
the purpose of making payments of fees awarded pursuant to section 11.
Senate Report No. 92-61, 92d Cong., 1st Sess., pp. 55-56.
-2-
1971).
Subsequently, on August 6, 1971, the Senate passed a re
lated statute, S.659, the Education Amendments of 1971. See,
U.S. Code Congressional and Administrative News, 1971, vol. 6
2/p. 2333. Both Senate bills were then sent to the House. On
November 5, 1971, the House, in considering a parallel measure,
H.R.7248, amended S.659. The House struck everything after the
enactment clause of the Senate bill and substituted a new text
based substantially on the House bill and in effect combining
provisions of S.1557 and S.659. Ibid. In so amending the Senate
bill the House omitted the attorneys' fees provision (Id., at
2406) without debate.
The amended Senate bill was then returned to the Senate
with request for a conference, which request was referred to
the Senate Committee on Labor and Public Welfare. However, the
Committee, instead of acceding to the request for a conference,
reported S.659 back to the Senate floor with amendments to the
House substitute. Those amendments re-included the counsel fee
provision of S.1557 in exactly the same form as it had originally
passed the Senate in April. Id. at 2333 and 2406. On March 1,
1972, the Senate passed S.659 as reported to it by the Committee,
and this amended bill was then sent to conference. The Senate-
2/ Sen. Rep. No. 92-604, 92d Cong., 2nd Sess., Report of the
Senate Committee on Labor and Public Welfare on the Message of the House on S.659.
2/ Conference Report No. 798, 92d Cong., 2nd Sess.
-3-
House conference made further amendments and reported the bill
to both houses with the continued inclusion of the attorneys'
fees provision exactly as passed by the Senate, jrd. at 2406.
The provision was now § 718 of the Education Amendments of 1972.
The conference bill was passed with no further debate on § 718
by the Senate on May 24, 1972 and by the House on June 8, 1972
(I<3. at 2200) , and was signed into law by the President on June
23.
Thus, the only debate concerning § 718 occurred in connec
tion with its original passage by the Senate in April of 1971.
As noted above, there was no debate in the House concerning
its deletion when the House amended S.659 and there was no
further debate in the Senate or the House with regard to the
passage of the conference bill.
F
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