Goss v. Knoxville, TN Board of Education Brief for Appellants with Suggestion for En Banc Hearing
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January 1, 1972

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Brief Collection, LDF Court Filings. Goss v. Knoxville, TN Board of Education Brief for Appellants with Suggestion for En Banc Hearing, 1972. cc10b6bf-b39a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/cdf7f0fe-ceaf-4790-ad3a-8ccb4503f127/goss-v-knoxville-tn-board-of-education-brief-for-appellants-with-suggestion-for-en-banc-hearing. Accessed May 21, 2025.
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IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Nos. 72-1766, -1767 JOSEPHINE GOSS, et al.# Plaintiffs-Appellants, vs. THE BOARD OF EDUCATION OF THE CITY OF KNOXVILLE, TENNESSEE, et al., Defendants-Appellees. BRIEF FOR APPELLANTS with Suggestion for En Banc Hearing CARL A. COWAN 2212 Vine Avenue Knoxville, Tennessee 37915 AVON N. WILLIAMS, JR. 404 James Robertson Parkway Nashville, Tennessee 37219 JACK GREENBERG JAMES M. NABRIT, III NORMAN J. CHACHKIN SYLVIA DREW JOHN BUTLER10 Columbus CircleNew York, New York 10019 Attorneys for Appellants IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Nos. 72-1766, -1767 JOSEPHINE GOSS, et al., Plaintiffs-AppeHants, vs. THE BOARD OF EDUCATION OF THE CITY OF KNOXVILLE, TENNESSEE, et al., „ Defendants-Appellees. SUGGESTION FOR EN BANC HEARING Appellants, by their undersigned counsel, and pursuant to Rule 35, F.R.A.P. and Rule 3, Sixth Circuit Rules, respectfully suggest that this matter would be appropriately heard by the Court en banc for the following reasons: 1. Pursuant to the normal practice of this Court, these appeals will be assigned to a panel consisting of Circuit Judges Weick and Miller, and Senior Circuit Judge O'Sullivan. See Goss v. Board of Educ.. 444 F.2d 632 (6th Cir. 1971). 2. A majority of that panel also formed the majority of the panel which decided Mapp v. Board of Educ. of Chattanooga. Nos. 71—2006, —2007, 72—1443, -1444, on October 11, 1972. 3. Most of the issues in the instant appeals are identical to issues raised in the Mapp case; the plaintiffs' expert witness was the same individual in both cases and in each plaintiffs contend that a plan utilizing pupil transportation must be adopted in order to bring about Constitutional compliance. 4. Plaintiffs in Mapp have sought a Rehearing En Banc of the panel's October 11, 1972 decision therein, and it would be appropriate to grant same in that case, act favorably upon this Suggestion, and set the matters down for argument before the entire Court at one time. 5. The decisions of the various panels of this Court in school desegregation cases are in serious conflict (see opinion of Edwards, J., dissenting in Mapp, supra). Resolution of these conflicts by the Court en banc will materially assist litigants and district judges in this Circuit. WHEREFORE, appellants respectfully suggest the appropriate ness of a hearing en_ banc on these appeals. AVON N. WILLIAMS, JR. 1414 Parkway Towers 404 James Robertson Pkwy. Nashville, Tennessee 37219 CARL A. COWAN 2212 Vine Avenue Knoxville, Tennessee 37915 JAMES M. NABRIT, III NORMAN J. CHACHKIN SYLVIA DREW JOHN BUTLER 10 Columbus Circle New York, New York 10019 Attorneys for Appellants -2- TABLE OF CONTENTS Issues Presented for Review .................... 1 Statement Introduction .............................. 2 School Segregation in Knoxville 1971-72 . . 3 Desegregation Efforts Since 1960 .......... 5 Residential Segregation in Knoxville . . . . 14 Proposals for Further Desegregation . . . . 16 Page Financing Desegregation .................. 21 The District Court's Ruling .............. 23 ARGUMENT The District Court's Finding That Knoxville Has A Unitary School System Is Contrary To Swann, Other Controlling Decisions Of The Supreme Court, This Court's 1971 Remand In This Case And Other Decisions Of This Court; It Is Based Upon Faulty Factual Premises And The Application Of Erroneous Legal Standards 26 The District Court Erred In Approving The School Board's Proposal To Close A Black Elementary School Without A Showing That Discontinuation Was Required For Non-Racial R e a s o n s .................................. 37 The District Court Should Have Awarded Attorneys' Fees And Litigation Expenses To The Plaintiffs A. An Award Is Required Under Traditional Equitable Principles . . 40 B. An Award Is Required By §718, P.L. 9 2 - 3 1 8 ...................... 52 Conclusion.................................... 60 [Appendices A & B] L Page CASES: Adams v. School District No. 5, Orangeburg, 444 F.2d 99 (4th Cir. 1971), aff'g Green v. School Bd. of Roanoke, 316 F. Supp. 6 (W.D. Va. 1970)................................... 38 Armstrong Paint & Varnish Works v. Nu-Enamel Corp., 305 U.S. 315 (1938)........................ 58 Bell v. West Point Municipal Separate School Dist., 446 F. 2d 1362 (5th Cir. 1971).............. 38 Bradley v. School Bd. of Richmond, 325 F. Supp. 828 (E.D. Va. 1971).............................. 36 Bradley v. School Bd. of Richmond, 53 F.R.D. 28 (E.D. Va. 1971).................................. 50, 51 Brewer v. School Bd. of Norfolk, 456 F.2d 943 (4th Cir.), cert.denied, 406 U.S. 905 (1972)...... 35Brice v. Landis, 314 F. Supp. 974 (N.D. Calif.1969) . ........................................... 38 Brown v. Board of Educ. of Bessemer, 464 F.2d382 (5th Cir. 1972).............................. 35 Carpenter v. Wabash Ry. Co., 309 U.S. 23 (1940)..... 53Carr v. Montgomery County Bd. of Educ., 429F. 2d 382 (5th Cir. 1970).......................... 38 Chambers v. Iredell County Bd. of Educ., 423 F. 2d 613 (4th Cir. 1970).......................... 38 Citizens to Preserve Overton Park v. Volpe,401 U.S. 402 (1971).............................. 54n Clark v. American Marine Corp., 320 F. Supp. 709 (E.D. La. 1970), aff'd 437 F.2d 959 (5th Cir. 1971)........................................... 40n, 58Clark v. American Marine Corp., 304 F. Supp.603 (E.D. La. 1969).............................. 45 Cleveland v. Second National Bank & Trust Co., 149 F.2d 466 (6th Cir.), cert, denied 326U.S. 777 (1945)........ ...................... 43 Crawford v. Board of Educ. of Los Angeles, No. 822-854 (Super. Ct. Cal., Jan. 11, 1970)... 41,47,50 Davis v. School Comm'rs of Mobile County, 402 U.S. 33, 91 S. Ct. 1289, 28 L .Ed.2d 577 (1971)___ 23,26Deal v. Cincinnati Board of Educ., 406 F.2d 1183 (6th Cir. 1969).............................. 27nDeal v. Cincinnati Board of Educ., 369 F.2d 55 (6th Cir. 1966), cert, denied 389 U.S. 847 (1967)....................................... 26,27 Dobbins v. Local 212, IBEW, 292 F. Supp. 413(S .D. Ohio 1968)................................. 45 Dolgow v. Anderson, 43 F.R.D. 472 (E.D. N.Y.1968)............................................. 49 Drummond v. Acree, No. A-250 (September 1, 1972) (Mr. Justice Powell, Circuit Justice) 58-59 Page Eisen v. Carlisle & Jacquelin, 391 F.2d 555(2d Cir. 1968)..................................... 49 Gilbert v. Hoisting & Portable Engineers, 237 Ore. 139, 390 P.2d 320 (1964).................. 49n Glover v. Housing Auth. of Bessemer, 444 F.2d 158 (5th Cir. 1971)................................ 54n Gordon v. Jefferson Davis Parish School Bd., 446 F. 2d 266 (5th Cir. 1971)....................... 39 Goss v. Board of Educ., 444 F.2d 632 (6th Cir.), immediate relief denied with instructions to issue mandate, 403 U.S. 956 (1971)............ 2,27,29 Green v. County School Bd., 391 U.S. 430 (1968)...... 45n Greene v. McElroy, 360 U.S. 474 (1959)............... 57n Greene v. United States, 376 U.S. 194 (1964)...... 56n,57n Hall v. Beals, 396 U.S. 45 (1969).................... 54 Hall v. St. Helena Parish School Bd., 424 F.2d 320 (5th Cir. 1970)................................ 54n Hamm v. City of Rock Hill, 379 U.S. 306 (1964)....... 54 Hammond v. Housing Auth. & Urban Renewal Agency, 328 F. Supp. 586 (D. Ore. 1971).................. 45,49Haney v. County Bd. of Educ., 429 F.2d 364 (8th Cir. 1:970)........................... ......... 38 Henry v. Clarksdale Municipal Separate School Dist., 433 F. 2d 387 (5th Cir. 1970)................ 34 Hill v. Franklin County Board of Educ., 390 F. 2d 583 (6th Cir. 1968).......................... 47 Johnson v. United States, 434 F.2d 340 (8th Cir.1970).............................................. 54n Jones v. Mayer, 392 U.S. 409 (1968)........ 43,45n,46,48 Kelley v. Metropolitan County Bd. of Educ., 463 F. 2d 732 (6th Cir. 1972).................. 4n,35,39 Lea v. Cone Mills Corp., 438 F.2d 86 (4th Cir. 1971)......... 45,58 Lee v. Macon County Bd. of Educ., 448 F.2d 746 (5th Cir. 1971).................................... 38 Lee v. Southern Home Sites Corp., 444 F.2d 143 (5th Cir. 1971).................................... 58 Lee v. Southern Home Sites Corp., 429 F.2d 290(5th Cir. 1970).................................... 46 Louisiana v. United States, 380 U.S. 145 (1965)...... 45n Mapp v. Board of Educ. of Chattanooga, Nos. 71-2006, -2007, 72-1443, -1444 (6th Cir., October 11, 1972).................................. 36n Miller v. Amusement Enterprises, Inc., 426 F. 2d 534 (5th Cir. 1970)......................... 47,48 Mills v. Electric Auto-Lite Co., 396 U.S. 375 (1970).......................................... 42n,47 Monroe v. Bd. of Comm'rs of Jackson, 244 F. Supp.3 53 (W.D. Tenn. 1965)......................... ii i 47 Page Nesbit v. Statesville City Board of Educ., 418 F.2d 1040 (4th Cir.1969) (en banc)(per curiam)....................................... 41 Newbern v. Lake Lorelei, Inc., 308 F. Supp. 407, 1 Race Rel. L. Survey 185 (S.D. Ohio 1968)......... 46n Newman v. Piggie Park Enterprises, 390 U.S. 400 (1968)............... 44,47,48,51,57,58,59Northcross v. Board of Educ., No. 72-1630 (6th Cir., Aug. 29, 1972)........................ 4n,28 Parham v. Southwestern Bell Tel. Co., 433 F. 2d 421 (8th Cir. 1970).................. 44-45, 51Pina v. Homsi, 1 Race Rel. L. Survey 18 (D. Mass. 1969).................................... 46n Robinson v. Shelby County Bd. of Educ., No. 71-1966 (6th Cir., September 21, 1972) ............ 39Rolax v. Atlantic Coast Line R.R., 186 F.2d 473(4th Cir. 1951).................................... 49n Rolfe v. County Board of Educ. of Lincoln County, 282 F. Supp. 194 (E.D. Tenn. 1966), aff'd 391 F. 2d 77 (6th Cir. 1968).................. 47 Shelley v. Kraemer, 334 U.S. 1 (1948)................ 16Siegel v. William E. Bookhultz & Sons, Inc., 419 F. 2d 720 (D.C. Cir. 1969)...................... 44n Smith v. St. Tammany Parish School Board, 302 F. Supp. 106 (E.D. La. 1969)................... 38 Sparrow v. Gill, 304 F. Supp. 86 (M.D. N.C. 1969).... lOn Sprague v. Ticonic National Bank, 307 U.S. 161 (1939)..................................... 43-44,47,58nSullivan v. Little Hunting Park, Inc., 396U.S. 299 (1969).................................... 47 Swann v. Charlotte-Mecklenburg Bd. of Educ., 402 U.S. 1 (1971)............................... passim Swann v. Charlotte-Mecklenburg Bd. of Educ.,328 F. Supp. 1346 (W.D. N.C. 1971)................. 38 Terry v. Elmwood Cemetery, 307 F. Supp. 369 (N.D. Ala. 1969).................................. 46n Thorpe v. Housing Auth. of Durham, 393 U.S. 268 (1969)........................................ 53,54,56Tracy v. Robbins, 40 F.R.D. 108 (D.S.C. 1966)........ 47 United States v. Board of Educ. of Baldwin County, 423 F.2d 1013 (5th Cir. 1970).............. 54n United States v. Greenwood Municipal Separate School Dist., 460 F.2d 1205 (5th Cir. 1972)........ 35 United States v. Schooner Peggy, 5 U.S. (1 Cranch) 103 (1801)............................... 53,56nUnited States v. Scotland Neck City Be], of Educ., 407 U.S. 484 (1972)......................... 26 IV Page Vandenbark v. Owens-Illinois Glass Co./ 311 U.S. 538 (1941).............................. 53-54 Vaughan v. Atkinson, 369 U.S. 527 (1962)........... 44n,47 Wall v. Stanly County Board of Educ., 378 F.2d 275 (4th Cir. 1967)........................... 47 Wright v. Council of the City of Emporia, 407 U.S. 451 (1972)................................ 26 Ziffrin v. United States, 318 U.S. 73 (1943)......... 54 STATUTES ; 42 U.S.C. § 1982 ......................... 43,44,45,47,48n 42 U.S.C. § 1983 ......................... 43,44,45,47,4842 U.S.C. § 2000a-3 (b) .............................. 47 42 U.S.C. § 2000e-l............................... . [ 56n 42 U.S.C. § 2000e-16.............................. 56n OTHER AUTHORITIES: 117 Cong. Record, S5483-92 (daily ed., April 22, 1971) and S5534-39 (daily ed., April 23, 1971)..... 55117 Cong. Record, S5484, S5490 (daily ed.,April 22, 1971).................................... 59 117 Cong. Record, S5485 (daily ed., April 22, 1971)... 59n 117 Cong. Record, S5537 (daily ed., April 23, 1971)... 59 United States Code, Congressional and AdministrativeNews, 1972, at 2406 ............................... 55 United States Comm'n on Civil Rights, Racial Isolation in the Public Schools 65 (1967).......... 5n v IN THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Nos. 72-1766, -1767 JOSEPHINE GOSS, et al.. Plaintiffs-Appellants, vs. THE BOARD OF EDUCATION OF THE CITY OF KNOXVILLE, TENNESSEE, et al., Defendants-Appellees. BRIEF FOR APPELLANTS Issues Presented for Review 1. Whether the district court erred in holding that, with the implementation of amendments to its desegregation plan proposed by the Board of Education, Knoxville was operating a unitary school system in conformity with Constitutional require ments and with Swann v. Charlotte-Mecklenburq Bd. of Educ., 402 U.S. 1 (1971). 2. Whether the district court erred in approving the amendments to its desegregation plan proposed by the Knoxville Board because such amendments unfairly burden black students by closing black schools. 3. Whether the district court erred in denying plain tiffs' motion for an award of attorneys' fees. Statement Introduction These appeals are taken from the district court orders of April 6, 1972 (denying plaintiffs' requests for further desegregation of the Knoxville public school system, approving the school board's proposed modifications to its plan, and 1/declaring the school system to be "unitary") (A. 1672) and May 22, 1972 (denying the motion to alter and amend a May 1, 1972 district court order denying an award of attorneys' fees in favor of plaintiffs) (A. 1674). The district court proceed ings followed this Court's 1971 remand in light of Swann, supra, and companion decisions by the United States Supreme Court Goss v. Board of Educ., 444 F.2d 632 (6th Cir.j, immediate relief denied with instructions to issue mandate. 403 U.S. 956 (1971). In general, the contentions of the parties on the present appeal are the same as those raised in 1971— and concern whether or not Knoxville has, since the institution of this lawsuit, taken adequate steps to dismantle its state-mandated dual school system. Since that question was not resolved by —^ Citations in the form "A. " are to the reproduced Appendix on this appeal. Citations to the Appendices on previous appeals will be designated "20,834 A. __, " "14,425 A. ___," etc. Citations to exhibits introduced during the 1971-72 hearings following this Court's remand are given as " X -2- this Court in 1971 (in order to permit the district court to evaluate its own ruling in light of the intervening decision in Swann), and also to furnish the Court with information relating to the background of this suit, we reprint as Appendix _ 2/ A to this Brief, the Statement from our 1970 Brief, No. 20834. Following this Court's remand, the Knoxville Board of Education adopted certain amendments to its desegregation plan (X 27, A. 1532); plaintiffs in the trial court opposed the closing of black schools as part of the board's plan and objected to the sufficiency thereof. After lengthy hearings, at which plaintiffs' expert witness proposed an alternative desegregation plan for Knoxville (X 19-22, A. 1526), and during which the City of Knoxville, its Mayor and City Council were joined as additional parties defendant (A. 1516), the district court ruled that the amendments to the board's plan were adequate and that the board was operating a unitary school system (A. 1653). School Segregation in Knoxville 1971-72 The Knoxville City school system is relatively small, both in terms of total enrollment and of the percentage of black students. In 1971-72, the system enrolled 34,876 students; 2 /— The detailed procedural history of this litigation appears at n.2 therein. -3- of that number, 5,767 or 16.5% were black (X 8, A. 1518)-.- However, of 64 schools in the Knoxville system, seven were more than 90% black (ibid.; Table I infra). Sixteen schools had all-white enrollments in 1971-72 and twelve others were more than 99% white (with only 31 black students in attendance among all twelve schools) (ibid.). The seven black schools were initially constructed to serve black students only (A. 854) and all except Cansler and Maynard are located in the East Knoxville area. Together they enroll more than 51% of Knoxville's black student population, but only 32 white students attend these schools (see Table I infra). 13,772 or 49% of all white students in the system attend the twenty-eight 99% or 100% white schools, 1/along with only 30 black pupils (X 83, A. 1644). More than 82% of all white students in Knoxville attend schools more than 90% white (ibid.). Table I 1971-72 Enrollments of Virtually All-Black Schools School Black Students White Students Austin-East 693 4 Cansler 231 4 2/ The Memphis and Nashville school systems, each of which was recently the subject of opinions of this Court, enrolled 145,581 students (53.6% black) and 94,170 students (24.6% black), respectively. See Northcross v. Board of Educ., No. 72-1630 (6th Cir., August 29, 1972); Kelley v. Metropolitan County Bd. of Educ.. 463 F.2d 732 (6th Cir. 1972). 4/ Thus, 51 of Knoxville's 64 schools are attended by 90% or more students of one race, and serve 21,497 students — 61% of the entire school system's enrollment. -4- Eastport 442 3 Green 411 1 Maynard 288 10 Sam Hill 280 8 Vine 619 2 The reduction in the number of virtually all-black schools since 1969-70 (see Appendix A, p. 13) results from (i) the closing of Mountain View Elementary in 1970 in connection with the relocation of the black population it served (c_f. A. 372-98), and (ii) elimination of one of the more obvious segregatory devices from the system (see Appendix A, p. 10) by pairing Rule and Beardsley junior high schools, as directed by the 5/district court in 1970. Other one-race schools in Knoxville have remained essen tially unchanged since the commencement of this lawsuit. Well, there are a number of schools that have remained predominantly black; there are a number of schools that have remained predominantly white . . . . (A. 620) (Board Vice-Chairman Howard). Desegregation Efforts Since 1960 The Board of Education takes the position that its affirmative constitutional obligation to desegregate was IT In its 1971-72 amendments, the Board finally proposed the pairing of Sam Hill and Lonsdale Elementary Schools as well (X 27, A. 1532), a measure proposed years ago by the Tennessee Title IV (HEW) Center. See United States Comm'n on Civil Rights, Racial Isolation in the Public Schools 65 (1967); Appendix A, at 10, n.12. -5- satisfied by its elimination of dual, overlapping attendance zones and the substitution therefor of "neighborhood school" zones. Current segregation is, in the Board's view, attributable to independent residential segregation and is unrelated to the dual system. Plaintiffs contended — and we believe the evidence shows — that the present public school segregation is highly related to official discrimination, including continuing dis crimination by the School Board, and that the Board has never undertaken the effective desegregation measures which the Constitution requires of it. The conflict is exemplified by the following testimony of Dr. Bedelle, the Assistant Superin tendent and chief Board witness: Q. You also indicated that school enrollments do follow housing projects on direct examination. You don't wish to change that now, do you? A. Our school enrollment reflects practically in every case the residential pattern that is in proximity to the school. Q. And if the residential pattern is segregated the school is segregated too, isn't it? A. if that residential pattern is predominantly black or white the school will reflect that, yes. Q. And if that was the situation when desegrega tion began, then the neighborhood school patterns are insufficient to integrate the school, aren't they? A. For the purpose of mixing all schools that is true. (A. 127 ) . 6/The dual zones were eliminated in 1964-65 and since single attendance areas were established for each school, there 17 See Appendix A, n. 2 . -6- have been no substantial changes in most of the zones (A. 103; see also, A. 89; Appendix A, at 5). Dr. Bedelle compared the present zones with the dual areas operative prior to 1960 (X 38-40) and found remarkable similarities, particularly inso far as the black schools are concerned: the Cansler, Maynard, Sam Hill, Green and Eastport zones encompass virtually the same Vareas of Knoxville as the old "dual" zones (A. 92-100). Many 8/ of pre-annexation Knoxville's white school zones also remain substantially unchanged: Fair Garden, Park Lowry, Fort Sanders, Sequoyah, Perkins, West Hills, Claxton, McCallie, Brownlow, Oakwood, Lincoln Park, McCampbell, Belle Morris, Flenniken (incorporating the former Lockett zone). South Knoxville, and Giffen (A. 100-02). Indeed, Dr. Bedelle testified, the school board never redrew the zones in a manner which would achieve substantia] desegregation because this would result in displacing large numbers of students from the schools they formerly attended (A. 161). The prior explicit segregation policy of the board has significantly influenced the residential segregation to which the board now attributes continued school segregation in Knox ville. Maintenance of the dual system caused the board to locate schools in areas of racial concentration, but closer I T Because residential patterns in Khoxville have always been very highly segregated, the areas of actual overlapping zones were minimized. 8/ In 1963, a substantial portion of Knox County was annexed. -7- together than would otherwise have been necessary (A. 104). The result is that the "neighborhood" zones for such schools today are uniracial. Dr. Bedelle previously testified that the school system's policy of building schools in racially concen trated population centers (18,165 A. 233, 241) caused racially discrete communities to develop near schools designated for children of each race (20,834 A. 411; 18,165 A. 227). This relationship between school location and housing patterns has been noted by the Supreme Court, Swann, supra, 402 U.S. at 20-21, and by scholars. Dr. Karl Taeuber, a noted demographer, testified below that There is a reciprocal relationship between the school attendance zone and neighborhood resi dential patterns such that segregation in one tends to reinforce segregation in the other. (A. 774 ). Dr, Taeuber stated that in his opinion, the actions of Knoxville school authorities have contributed significantly 9/to residential segregation in the city (A. 818). The school construction policies of the board since 1960 have exacerbated racial segregation within the school system. The Director of the Metropolitan Planning Commission, which has 2/ Similarly,Rodney Lawler,Executive Director of the Knoxville Housing Authority, testified that if students were assigned to "neighborhood" school zones, the location of schools near segregated housing projects (as Knoxville's were prior to 1965 and as they remain today, A. 376, 380; X 16) would reinforce the segregation of each institution (A. 375). The plaintiffs’ educational expert. Dr. Stolee, also discussed the influence of Knoxville board actions upon the development of residential segregation within the City (A. 1317-19). -8- assisted the city and county school authorities in selecting school sites, testified that his agency had never been asked to plan for a biracial school population except for the new Green school presently under construction in East Knoxville (A. 1042). None of the schools in use which were constructed after this suit was filed is attended by less than 90% pupils of one race. Dr. Bedelle stated that the major determinants of the board's site selection policy are the availability of land and 10/the residential concentrations of pupils (A. 166-67 ) . The board has never, with the exception of the new Green Elementary school, affirmatively selected sites for the purpose of desegregation (see 18,165 A. 224). The result is that new schools have been constructed near the outer fringes of Knox ville in spite of the considerable underutilization of classroom space in central city schools. (There are between 1200 and 11/1500 empty spaces in these schools.) (X 54, A. 1557; A. 182). — / In his 1970 testimony, Dr. Bedelle gave a long list of factors justifying the location of the new Bearden and Central High Schools; projected racial composition was not one of them (20,834 A. 356-59). 11/ Dr. Bedelle subsequently attempted to qualify his testimony by stating that the capacity figures provided in answers to interrogatories had been prepared from outdated information and were incorrect; that the number of available spaces should be reduced by some 1200-1300 because some of the empty class rooms are being utilized for such things as a PTA office or clothing center (A. 532-33, 536, 542). However, Dr. Bedelle admitted that this space could be utilized and would be if it was the only seating available for students (A. 581). in fact, X 54 (A. 1557) understates the available chair space because it lists only vacant classrooms (A. 572). Austin-East, for example, is 203 students under its rated capacity, X 54 shows all classrooms in use (a . 577). Dr. Bedelle testified that the -9- The effects of the board's construction policies resulting in continued segregation were magnified by Knoxville's trans portation practices and the assignment of Knox County children attending Knoxville schools (most of whom are white). Pursuant to the annexation agreement with Knox County in 1963 (X 10), students residing within the area added to the city in that year are furnished bus transportation to schools by the Knoxville 12/ board. Approximately 6100 Knoxville students utilize school buses under the agreement (A. 669; A. 41); no other pupil transportation is provided by the school board except for a 12/shuttle bus between the Austin and East facilities (A. 42). Although schools in the annexed area are heavily crowded, how ever (A. 184, 576), the students who receive transportation anyway are not assigned to the underutilized central city schools 11/ cont'd board has not attempted to utilize the available space in central city schools rather than expanding the capacity of suburban facilities, even though this would have resulted in greater desegregation, because pupil transportation "alienates" parents (A. 229). See text infra. 12/ The Knoxville board is empowered to furnish transportation to any or all of its students but under Tennessee law, partial State reimbursement for transportation services is payable only to county boards of education (A. 677). Cf. Sparrow v. Gill, 304 F. Supp. 86 (M.D. N.C. 1969). Twelve Tennessee city school districts have transportation agreements with their respective county boards pursuant to which they receive proportional reim bursement from the State (A. 678-79). In 1970-71 Knox County received State reimbursement payments totalling $313,000, or approximately 39% of its operating cost ($32.48 annually per pupil) for transporting some 25,000 students — including those in the area annexed to Knoxville (A. 670-71). 13/ Prior to the direction of the district court during the trial below, and despite the holding of the Supreme court in Swann, 402 U.S. at 26-27, the board did not even provide free transportation to students exercising majority-to-minority transfers (A. 82). -10- (A. 189). Instead, the school system purchases portable build ings at a cost of between $10,000 and $12,000 to expand the capacity of the predominantly white suburban schools (A. 171, 236, 189) despite the fact that desegregation is admittedly 14/retarded by this practice (A. 192). In addition, some 2800 Knox County resident pupils attend Knoxville schools (A. 6), most of them white, but they (like the annexed area students) are not assigned so as to desegregate the school system (X 41; A. 187-89). Not only did Knoxville never affirmatively redraw its zone lines to achieve desegregation, nor employ construction and site selection toward that goal, nor assign students it was transporting anyway in order to integrate its facilities, but the administration of its transfer policies over the years has been so loose as to undercut even the minor increases in desegregation which might have been anticipated had the atten dance area boundaries been enforced. in 1970 the district court wrote that . . . it appears that there is some irregularity in the administration of [the transfer] policy . . . . In light of the former history of this suit the Board has committed a grave omission in failing to either enforce its transfer policy or to maintain records to show that enforcement. Failure to provide the requested information is difficult to excuse. Approval of neighborhood zones is specious when informal transfers occur (?0,834 A. 317-18). Yet again this year the board's own bi- racial committee strongly condemned the school authorities' ±2/ In analogous fashion in the past — but after the board came under judicial decree to desegregate — black students were contained in predominantly black schools by the construction of additions or expansion of their capacities while adjacent, nearby white facilities were underutilized (A. 858-62). -11- administration of transfer policies, charging in particular that the failure of pairing Austin and East High Schools to bring about meaningful and lasting desegregation resulted at least in part from lax transfer policy enforcement (A. 1123; accord, A. 80-81 [Bedelle: board processed 2000-3000 transfer requests a year and there is some reason to believe vocational transfers were abused]; A. 494 [Trotter, the board's educational expert: the pairing of Austin and East had the inevitable impact of increasing segregation]): This Committee is in agreement that this entire problem has been aggravated and compounded by the questionable actions the Administration and the School Board has taken on zone transfers in past years. This transfer situation seems to involve not only the black and white ratio in schools but athletes and personal favor. It has been unfair and unwise. Unless the School Board members can establish a reasonable trans fer policy and abide by it, no plan will work; and they will continue to lose community support. (A. 1124). The most flagrant example of transfer program abuse concerns the decline of white enrollment at the paired Austin- East High School after 1968. Although this was the subject of considerable inquiry in the 1970 hearings (see the comments of the district quoted above, 20,834 A. 317-18), Dr. Bedelle had still made no effort to determine whether all of the white students within the Austin-East zone had been properly trans ferred; he admitted that the majority of such pupils had obtained vocational transfers to Fulton (A. 602-04) and recog nized the likelihood that vocational transfers had been abused (A. H0-8J), Dr. Bedelle subsequently produced transfer records -12- and forms for some of the white students in the Austin-East zone (X 82, A. 1567-1643) which showed that transfers had been granted for such things as "emotional difficulty" (A. 1238- 11/39) or on explicitly racial grounds (A. 1326). Finally, the board's attempts to desegregate its faculty and administrative staff have been long delayed and ineffective. Although the board has at last adopted a policy of reassigning faculty members so as to establish in each school a faculty whose racial composition approximates that of the system as a whole (X 12, A. 1522; X 27, A. 1532), this was not effectuated for the 1971-72 school year, during which several traditionally black facilities maintained disproportionately black faculties (A- 31-33; X 11, A. 1521). There has been virtually no change on the principals-administrative staff level (X 11, A. 1521), and both Dr. Bedelle and Dr. Stolee agreed that black schools in Knoxville remain racially identifiable by virtue of having 16/black principals (A. 146 [Bedelle], A. 1300-02 [Stolee]). There is only one black on the central administrative staff, as Director of Federal Programs (A. 594). The system has done very little to prepare faculty members for desegregation (A. 1501). see n. infra. 16/ The only black principal assigned to a white school was a first-year principal assigned to Belle House for one year prior to its being closed (A. 229). Knoxville assigns principals based upon their making application for vacancies, but never specifically told its black principals that it would be willing to assign them to traditionally white schools (A. 225-27). Dr. Bedelle also testified that some blacks refused appointments at predominantly white schools (A. 37) but this was apparently not made a condition of their employment. -13- Residential Segregation in Knoxville Consistent with the school board's thesis that it bears no responsibility for either the residential segregation or the school segregation in Knoxville, the defendants attempted to establish that neither is the product of racial discrimina tion. The board's witness on this subject, Dr. Champion, drew his conclusions from secondary sources without any empirical data at all (A. 274) and it is not unfair to say that his testi mony was thoroughly discredited. Plaintiffs introduced very substantial evidence to demonstrate that residential segregation in Knoxville results from both official and private racial discrimination. As the district court found (A. 1657), blacks are rigidly segregated in the city, generally into three areas (A. 345). The witnesses all acknowledged the segregatory effect upon residential development of school location under the dual system (A. 104; 20,834 A. 411; 18,165 A. 227 [Bedelle]; A. 818 [Taeuber]; A. 376, 380 [Lawler]; A. 1317-19 [Stolee]; cf. A. 1211-12 [Sharpe]). They also recognized the important role played in Knoxville by the location of segregated public housing projects: Dr. Bedelle commented that most of the pre dominantly black schools are very much affected by their location near housing projects (A. 18-19, 107-12) which remain substan tially segregated today (A. 114). See also, A. 791-93 (Taeuber); A. 375 (Lawler). The expansion of the black population into East Knoxville was facilitated by public urban renewal and -14- highway programs. Plaintiffs’ witness Rabin noted, for example, that Interstate Highway 40, which generally parallels the Southern Railroad right of way, was planned with a sufficient deviation from the railroad route in East Knoxville as to enclose all census tracts which in 1960 had any substantial concentration of blacks (A. 337). Dr. Bedelle agreed that urban renewal and public housing together account for eastward movement of the black population from the Green-Mountain View area near the center of the city (A. 106). Housing Authority Director Lawler described how public housing in East Knoxville was erected as a resource to receive blacks being relocated from the Mountain View Urban Renewal area (A. 372, 383-85), in which the replacement housing will probably be occupied by whites (A. 390). Private racial discrimination in the housing market is well entrenched and also contributes Markedly to the existing segregated residential patterns. Lawler thought "blockbusting" tactics which accompanied the relocation of Mountain View Urban Renewal Area residents contributed to the resegregation of blacks in East Knoxville (A. 398) and that such practices 17/were continuing even at the time of the hearing (A. 396-97). At the time of the hearing, the United States Department of Justice was reported to be investigating the occurrence of blockbusting practices in conjunction with public housing and urban renewal projects in East Knoxville (A. 400). Examples of continued discrimination were revealed by the testimony of Dr. Robert H. Kirk, a black University of Tennessee professor, and Mrs. Paul Underwood that when they expressed interest in West Knoxville properties, realtors informed them that the owners would not permit sales to blacks (A. 980-81; A. 1005-06). -1 5- The President of the Knoxville Board of Realtors testified that at least prior to 1968, the residential mobility of Knoxville blacks was restricted (A. 1205), and that many sub divisions in the city were and are all white because of the use of restrictive covenants (A. 1196, 1200). Until recently, the Knoxville Board's Code of Ethics, like that of the National Association of Real Estate Boards, contained a provision 18/cautioning brokers from introducing "inharmonious" uses into neighborhoods; while operative, the Code prevented blacks from purchasing homes in white sections of the city (A. 1198-99). The manager of a savings and loan association stated that prior to Shelley v. Kraemer (1948), virtually all areas of Knoxville except Mechanicsville and portions of East Knoxville other than Mountain View were covered by racially restrictive covenants which prevented blacks from obtaining mortgage loans to purchase in white areas (A. 1139-40, 1145). Proposals for Further Desegregation In August, 1971, the school board adopted amendments to its desegregation plan (X 27, A. 1532). The board proposed to balance its school faculties so as to eliminate racial identifiability, to further restrict transfers, to appoint a biracial committee and to guarantee election of minority cheerleaders. The amendments concerning student assignments I q /— • Cf. A. 941-47 (testimony of Martin Sloan concerning FHA's replacement of explicit racial guidelines with provision against "inharmonious user groups"). -16- included: the pairing of Sam Hill and Lonsdale elementary schools; the pairing of Rule and Beardsley Junior High schools, the closing of the Cansler Elementary school and division of its students (black) between adjacent predominantly white Beaumont and West View elementary schools; the closing of the Moses Elementary school (predominantly white) and assignment of its students to Maynard (black); the eventual closing of Robert Huff elementary school upon completion of the new Sara Green school in East Knoxville; the pairing of vocational programs at Austin-East and Fulton High schools; and a minor zone change between Austin- East and Holston High schools. The board did not make projections of the anticipated racial distribution of pupils expected from the changes. Attached to the board's submission as an exhibit were a series of recommendations for desegregation, including additional attendance boundary changes, which the board did not propose to adopt (A. 1535-43). At the trial it developed that these recommendations formed part of a report to the board from a University of Tennessee professor, Dr. Charles Trotter, whom it had commissioned to develop a desegregation plan for Knoxville "to get the best mix of children, and without any 19/ busing as part of the plan" (A. 407). He carried out his instructions, but the board did not fully adopt his recommendations — '' Compare A. 153 5-43 with A. 1549-56. -17- (A • 459) . lie was unable, however, to compare the desegregation which would be achieved under his plan and that adopted by the board (ibid.). Dr. Trotter did say that while his recommendations would eliminate some all-black schools, it would maintain schools whose racial compositions are substantially disproportionate to the total ratio in Knoxville even though experience and the educational literature indicate that such schools are unstable; he did not consider whether the results he projected at any particular school or schools would be likely to lead to resegregation (A. 462, 474). He described the changes in racial composition which would result from his recommendations at several schools as "not very substantial" (A. 479). Indeed, his plan would increase the percentage of black students at Eastport Elementary school, already more than 90% black (A. 480). These results flowed from the limitations placed upon him by the board: he agreed that it was very difficult to achieve any substantial desegregation merely by peripheral tinkering with the zone lines (A. 481). Plaintiffs’ expert witness, Dr. Michael Stolee, analyzed Dr. Trotter's plan as follows: It would affect only twenty-one of Knoxville's 64 schools (A. 1333), it would eliminate one all-black elementary school (Sam Hill) by pairing but establish two schools in its stead which remain substantially disproportionate -18- to the system-wide ratio (A. 1334-35); achieve similar results by pairing Rule and Beardsley without involving other junior and senior high schools in substantial desegregation efforts (A. 1336); and in general, it would make only minor changes in racial composition at other affected schools (A. 1340; X 84, A. 1646). The board's amendments would achieve even less desegre gation than Dr. Trotter had proposed (A. 452). Vice-Chairman Howard testified that the board had decided not to utilize transportation of pupils as a technique for desegregation because of fiscal problems and because in its judgment, the majority of the community did not favor busing for desegregation (A. 610). The bi-racial committee recommended that busing b.̂ kept to a minimum and restricted to secondary schools (A. 1100) but its Chairman was astounded to learn that over 6,000 students in the system are already transported to school at public expense (A. 1120-21). Plaintiffs' expert educational witness, Dr. Michael Stolee, presented an alternative desegregation plan to maximize integration by using the techniques of pairing, zoning, grade restructuring, and pupil transportation (X 19-22). At the elementary level, its typical approach was to cluster one -19- predominantly black elementary school with several predominantly white schools and restructure the grades (A. 1346-53). The clusters, contiguous and non-contiguous, are based upon the existing school zones established by the Knoxville school authorities (A. 1364). At the junior high school level, the plan utilized some grade restructuring and both contiguous and non-contiguous zones drawn by combining existing elementary school attendance areas (A. 1366-71). With little exception, the junior high school zones would operate like a feeder pattern, assigning children who attended the same elementary schools to the same junior high schools (A. 1372). The basic technique for senior high school desegregation is noncontiguous zoning (A. 1373-76). Dr. Stolee further proposed specific faculty desegregation policies (X 85, A. 1647) and reporting provisions (X 86, A. 1650; A. 1383). Dr. Stolee made a general and flexible assumption that in Knoxville, with a total black student population of 16.5%, truly desegregated schools would range between 10%-30% black (A. 1296), but under the plan he devised in light of the practical limitations in Knoxville, individual schools were projected to range from 8.6% black to 39.1% black (A. 1526-31). Dr. Bedelle agreed that Stolee's plan did not propose an absolute or fixed percentage (A. 1492). -20- Financing Desegregation Dr. Stolee projected, on the basis of his experience that only 75% of those students eligible for free transportation actually take advantage of it (A. 1357), that 5,104 pupils 20/ would require transportation under his plan (A. 1408), although some of these students might already be receiving it/ pursuant to the annexation agreement. Estimating a per pupil 21/ cost of $36 annually, he placed the expense of implementing his plan at less than $200,000 — about 1% of the board's 22/ $23,000,000 budget for 1971-72 (A. 58). Considerable evidence was introduced concerning the financial condition of the school system and the City of Knoxville, which furnishes approximately 10% of the board's annual budget (A. 513). The retiring Mayor of the city stated, for example, that Knoxville is presently taxing at its limit under Tennessee law (A. 503-04) and has never had sufficient funds to carry out its program needs (A. 529). However, he Dr. Stolee attempted to avoid long, cross-town busing in grouping schools in contiguous or noncontiguous clusters under his plan. 21/— Knox County's annual per pupil transportation expense is $32.48 (A. 671) and pupil transportation costs in Knoxville are estimated to be a little higher (A. 678). — ^The school board's 1971-72 budget contained no allocation for school desegregation (A. 56). -21- said that he would not recommend postponing constitutional compliance until the city's revenue problems were worked out because, in his opinion, that day would never come (A. 530). Although anticipated revenues of the school system for 1971-72 were expected to drop by $200,000 (A. 1169), the Assistant Superintendent for Business Affairs testified that a surplus of $250,000 was projected for fiscal 1973. Both the school board (A. 1187) and the city (A. 749) can reallocate funds within their budgets. And while the City Charter limits the regular tax rate to $2.85, it may be raised in order to cover an operating deficit incurred during the previous fiscal year (A. 750). Although the Charter also prohibits the intentional creation of a deficit as a means of circumventing the tax rate limitation, when a retroactive teachers' salary rise was negotiated by the Board of Education, the City Council and Mayor gave the board express advance promise that additional funds would be appropriated by the council in the following fiscal year to cover the operating deficit which resulted (A. 1180) As a result of the repayment of short-term notes sold to finance the retroactive payments, the City may enjoy a surplus of $1,500,000 in fiscal 1973 (A. 752). Theotis Robinson, one of the original plaintiffs in this -22- 23/ lawsuit, and now a Knoxville City Councilman, testified that it was his belief that if additional funds were required to carry out a desegregation order, City Council could furnish the money to the school board (A. 748). The District Court's Ruling In a lengthy opinion, the district court endorsed virtually everything about the Knoxville school system, and concluded that Knoxville is in compliance with Swann. Accordingly, Knoxville is operating a unitary school system consistent with constitutional requirements. [A. 1671) The opinion is reported at 340F.Supp. 711 (A. 1653-71). The opinion contains a lengthy discussion of the geography and topography of Knoxville designed to support the district court's conclusion that the city "is substantially more complex than that found in Davis v. School Comm1rs of Mobile County, 402 U.S. 33, 91 S.Ct. 1289, 28 L.Ed.2d 577 (1971) . . . ." (A. 1656). It then documents the intense residential segregation in the city (A. 1656-58) and summarizes changes in pupil enrollments since this lawsuit was commenced (A. 1658-59), classifying schools as "integrated" so long as they are not "all one race," whether or not there is any substantial 2 3/Neither Robinson nor his wife, also one of the original plaintiffs in this action, ever got to attend an integrated school in Knoxville (A. 744-45). -23- integration. The court then turns to the board's "neighborhood school" zones and terms them "reasonable" (A. 1659-61).' Sum marizing the board’s 1972 proposals (A. 1661-62), it approves the board's reasons for failing to adopt the additional recommendations of Dr. Trotter (A. 1662-63). The district court completely dismisses Dr. Stolee's plan and testimony because of various supposed defects: Dr. Stolee did not use the pupil locator map in drawing his plan (A. 1663); Dr. Stolee "grossly understated" the actual amount of busing under his plan (A. 1666); Dr. Stolee has a "manifest interest" in school desegregation cases (ibid.) ; his plan would not permit bused students to participate in extra curricular activities, did not consider capacity, would require modification of city-county agreements and might result in a loss of certain State funds (A. 1666). We deal with the district court's findings in the Argument, infra. The court holds faculties, including principalships, adequately desegregated (A. 1667), rules there is no credible evidence that the transfer policies have promoted segregation (ibid.), and sanctions Knoxville's school construction policies because the board lacks the money to operate a transportation system (A. 1668) . A busing plan is impossible because of lack of funds -24- (A. 1669), finds the Court. Turning to conclusions of law, the court characterizes plaintiffs' requests for relief as demands for racial balance, which it finds barred by Swann (A. 1670). "We do not interpret Swann as invalidating the neighborhood pupil assignment system." (ibid.). Because "Knoxville school children are assigned to schools on the basis of their residence and without regard for their race," the district court finds no constitutional violation (A. 1671) April 6, 1972, the court entered its Order denying the relief sought by plaintiffs and declaring Knoxville to be a unitary school system (A. 1672); May 1, 1972 an Order was entered denying plaintiffs' request for an award of counsel fees (A. 1673) and May 22, 1972, the court denied a motion for new trial and/or to alter or amend the May 1 judgment. (A. 1674). These appeals followed. -2 5- ARGUMENT I THE DISTRICT COURT’S FINDING THAT KNOXVILLE HAS A UNITARY SCHOOL SYSTEM IS CONTRARY TO SWANN, OTHER CONTROLLING DECISIONS OF THE SUPREME COURT, THIS COURT'S 1971 REMAND IN THIS CASE AND OTHER DECISIONS OF THIS COURT; IT IS BASED UPON FAULTY FACTUAL PREM ISES AND THE APPLICATION OF ERRONEOUS LEGAL STANDARDS The Supreme Court's most recent school desegregation opinions, Wright v. Council of the City of Emporia, 407 U.S. 451 (1972) and United States v. Scotland Neck City Bd. of Educ., 407 U.S. 484 (1972), concerned a different issue than that before the Court in this case, but they are worthy of note because the Court again summarized the standard by which school board actions in desegregation cases are to be reviewed . . . The mandate of Brown II was to desegregate schools, and we have said that "[t]he measure of any desegregation plan is its effectiveness." Davis v. School Commissioners of Mobile County, 402 U.S. 33, 37. Thus, we have focused upon the effect— not the purpose or motivation— of a school board's action in determining whether it is a permissible method of dismantling a dual system. Wright, supra, 407 U.S. at 462. The import of Davis and Swann had not been overlooked by this Court. Whereas in considering this case in 1969, this Court rejected the test of effectiveness, citing Deal v. Cincinnati Bd. of Educ., 369 F.2d 55 (6th Cir. 1966), cert. -26- 24/ denied, 389 U.S. 847 (1967), last year this Court recognized that Swann and Davis undercut such an analysis: Swann, 1971, forbids the use of our decisions in Deal v. Cincinnati Bd. of Educ., 369 F.2d 55 (6th Cir. 1966), cert, denied 389 U.S. 847, 88 S.Ct. 39, 19 L. Ed.2d 114 and Deal v. Cincinnati Bd. of Ed., 419 F.2d 1387, cert, denied because of late filing, 402 U.S. 962, 91 S.Ct. 1630, 28 L.Ed.2d 128, to justify a plan of desegregation in a state which employed de jure segregation until the Brown decision. Goss v. Board of Educ., 444 F.2d 632, 639 (6th Cir. 1971). The district court apparently understood this language only in its most literal sense, for while the court was exceedingly careful never to cite Deal in its opinion, 340 F. Supp. 711 (A. 1653), its approach and method of analyzing this case remains wedded to Deal. As it has done for years whenever there are proceedings in this case before it, the district court ritualistically intones the words "Knoxville is a unitary system" without regard to any realistic appraisal of either how the law has changed, or how the school system has really not changed very much at all since Brown. The district court's errors are so abundant that it is difficult to know where to begin. Perhaps the most striking ^/in 1969 this Court said: . . . the fact that there are in Knoxville some schools which are attended exclusively or predominantly by Negroes does not by itself establish that the defendant Board of Education is violating the constitutional rights of the school children of Knoxville. Deal . . . . 406 F.2d 1183, 1186 (6th Cir. 1969). -27- omission from the district court's opinion is its failure to confront the fact that more than three-fifths of Knoxville's students attend virtually all-one-race schools, i.e., schools 25/ which are 90% or more black or white. The closest the district court comes to measuring the effectiveness of the Knoxville desegregation plans is its finding (A. 1659) that in 1970-71 and 1971-72 all of Knoxville's black students were attending "integrated" schools (see X 9, A. 1520). That this can hardly be considered a valid measure of desegregation is revealed by the inclusion of Green Elementary (411 black, 1 white) as an "integrated" school (X 83, A. 1644). In Northcross v. Board of Educ., No. 72-1630 (6th Cir., August 29, 1972)(slip op. at p. 4), this Court affirmed a district court holding that Memphis' "neighborhood school" zone plan had not resulted in a unitary system: It is the defendant School Board's contention that notwithstanding the fact that some 79% of its schools have an essentially monolithic racial structure it has satisfactorily cured the violation of law involved in its past de jure segregation and has, in fact, established a unitary system. We cannot accept this contention. Likewise, in Knoxville, 79% of the school facilities have this li^In view of the fact that Knoxville's overall student popu lation is only 16.5% black, perhaps the 90% figure is inappropriate In 1971-72, 58% of all Knoxville students attended schools enrolling 95% or more of one race; 48% attended schools 97% or more uniracial (X 83, A. 1644). -28- essentially monolithic racial structure — but the district court held the system was unitary. The district court was obviously aware of the weakness of its analysis; if the amount of integration in the public schools of Knoxville was sufficient, that would be the end of the matter since "[t]he constitutional command to desegregate schools does not mean that every school in every community must always reflect the racial composition of the school system as a whole," Swann, 402 U.S. at 24. But the district court went on (A. 1659-61) to hold that the minimal desegregation in Knoxville was justifiable on the basis of "the previously approved neighborhood pupil assignment system" (A. 1661) because the "zone lines for [the neighborhood] schools are reasonably drawn and the racial composition of each school corresponds to the 27/ composition of its zone" (A. 1660). In so doing, the district court again ignored this Court's interpretation of Swann when this matter was last decided: . . . While the existence of some all black or all white schools is not struck down as per se intolerable, school authorities will have to justify their continuance by something more than the accident or circumstance of neighborhood. Goss v. Board of Educ., supra, 444 F.2d at 638. Equally significant, the district court's finding 27/ .— This is precisely the standard enunciated in Pea 1 which may be applicable to school systems as to which no past history of discrimination is shown. -29- that "the racial composition of the schools corresponds to the residential patterns within each school zone" (A. 1661) is one of many which are clearly erroneous on this record; to the extent that the judgment below is dependent upon such findings (it is difficult to tell), it is unsupportable. The district court's general finding, quoted above, is inconsistent with its own summary of the Austin-East situation The pupil locator map discloses that 291 more white children attending City schools live in the Austin-East Senior High School zone than attend schools within the zone. . . . Vocational transfers, however, do not account for all the shortage. There are indications that the balance can be found at Holston High. No evidence was introduced to show whether school registration procedures include a determination that the registrant resides within the appropriate attendance zone. It is possible that transfer procedures can be circumvented. The evidence is clearly insufficient to explain the situation. (A. 1661). In its subsequent discussion of transfer policies, the district court itself, stating: [t]here is no credible Board's transfer policy is being used to of the administration again contradicted evidence that the promote segregation." (A. 1667) . Precisely the opposite was demonstrated at trial. The most compelling evidence of abuse is the board's own X 82 (A. 1567-1643) dealing with Austin-East zone transfers by white students. The district court found nothing untoward: -30- The Board introduced copies for the transfer requests from Austin-East for the past three school years. Dr. Stolee testified that these requests demonstrated that the transfer system had been used to promote segregation. These requests do not indicate the applicant's race, and the bulk of them are checked "disapproved." It is not understood how Dr. Stolee could reach his conclusion from this exhibit. (A. 1667-68). Here is what the exhibit shows: The forms are all from white students (see master listing at A. 1567-70) There are transfer requests from 51 students — some having repeatedly sought transfers — in the Austin-East zone. Not all of the students listed as having transferred at A. 1567-70 are represented in the transfer requests? their forms may have been lost. Of the 51 students, 20 of their latest requests were approved and 29 were denied; the other two students had sub mitted forms unnecessarily after changing their addresses and moving into another zone. Only six of the twenty-nine white students whose requests to transfer out of Austin-East were denied remained at the school: LaVerne Cox, Mary Green, Miriam Kenimer, Larry Patty, Alan Rogers, Eursal Payne. 8 whites whose transfer forms are marked "disapproved" are shown on the master listing as having obtained transfers and subsequently been graduated from Fulton, Holston or Rule. Among these, incredibly enough, is one Brenda Keeling (A. 1597 98); in the winter of 1967 Miss Keeling's request to transfer -31- from East to Rule Because of the colored. They are a colored boy that is causing trouble in a way which I don't improve of; causing talk [A. 1598] was denied. In the spring of 1968 another request to transfer, this time from East to Fulton because of the "racial situation" (A. 1597) was disapproved. Yet the school system reports (A. 1567) that Miss Keeling was a Holston graduate! Another example is Miss Becky Suffridge (A. 1634), who sought a transfer because she was "socially deprived." Although it was denied, she is listed (A. 1567) as a Fulton graduate. Some of the approvals are equally interesting. Two were granted because of racial complaints (Larry and Vicki Pickens, A. 1617-20). Five other transfer requests were granted despite previous disapprovals of the same or similar transfer pleas. For example, Eddie Parton first sought transfer in early 1968 on the ground that it was inconvenient for him to attend East (A. 1612); his request was denied. In late spring, 1968, he again sought to change schools because of "emotional difficulty in adjusting to a specific school situation" (A. 1611) (a phrase which appears with annoying regularity on many transfer forms). That was denied, and in August, 1968 he filed another request to transfer to Fulton because he "wants to learn a -32- trade" (A. 1610). This request was also denied, but a school official wrote on the form, the words "What Trade?" Finally, on September 4, 1968 Parton got the message, requested transfer so as to take "machine shop," which was not offered at Austin, and was granted his transfer (A. 1609). James Dockery was denied a vocational transfer in the summer of 1967, appealed to the school board and lost (A. 1588); yet the following winter he was granted a vocational transfer (A. 1587). We have gone into this matter in some detail not simply because transfers from Austin-East have been a bone of contention in this case ever since the schools were paired, but also because it is a good demonstration of the district court's facility for ignoring the evidence when convenient. For example, the court condemns Dr. Stolee's failure to prepare his plan from the pupil locator map and computer print-outs prepared by the board ("Dr. Stolee's failure to use this data substantially reduces the weight of his testimony" [A. 1663]). Yet the district court itself found that the locator map was 3000-4000 pupils below actual enrollment in this 34,000 pupil system (A. 1655) and the Court seems to forget that Dr. Trotter, who developed the Board's plan, also did not use the pupil locator map because he regarded it as inaccurate (A. 413-14). Given such discrepancies, it is evident that this Court will be unable to decide this matter on the lower court's findings. -33- If the district court's fact finding is suspect, its legal conclusions are also flawed and in conflict with governing law. The school board did not even consider a transportation plan, or noncontiguous zoning or pairing, because it would cost money to establish a bus system and because they felt the community was opposed to it (A. 610, 618). Not only Swann and Davis, but this Court's opinion in this case last year require "[cjonsideration of pairing of school zones, contiguous or non-contiguous," 444 F.2d at 638. Yet the district court did not require such, because it held, (a) on the basis of a convoluted geography lesson, that Knoxville is distinguishable from Mobile (A. 1656), and (b) a plan utilizing pupil transpor tation would place an extreme fiscal burden on the school system. As to the former conclusion, this is clearly insufficient justification for continued segregation. Under the dual school system, black students from all over the city travelled to Austin, for example, apparently without undue hardship. Barriers which did not prevent enforced segregation in the past will not be held to prevent conversion to a full unitary system. Henry v. Clarksdale Municipal Separate School Dist., 433 F.2d 387, 394 (5th Cir. 1970). As to the financial plight of the school board and city, not only is the evidence conflicting (see pp. 21-23 supra) but the projected cost of busing, even accepting the district court's statement that "Dr. Stolee -34- grossly understated the actual amount of bussing [sic] and the distances involved in his plan" (A. 1666) and using Dr. Bedelle's highest estimate (A. 1669), is well within allowable levels of expenditure as a percentage of the total school budget approved in Swann. See Brewer v. School Bd. of Norfolk, 456 F.2d 943, 947 n.6 (4th Cir.), cert, denied, 406 U.S. 905 (1972); United States v. Greenwood Municipal Separate School Dist., 460 F.2d 1205 (5th Cir. 1972); Brown v. Board of Educ. of Bessemer, 464 F.2d 382 (5th Cir. 1972). Any attempt to distinguish Swann because Knoxville does not at present furnish transportation except pursuant to the annexation agreement (A. 1669) must also fail? the Charlotte school system was required by the district court's desegregation order to enlarge it3 transportation system by adding far more new vehicles and personnel than will be required in Knoxville. The district court's dissatisfaction with the Stolee plan as a "workable alternative to the Board's plan" (A. 1666) is certainly no ground for approving a scheme which uses no technique except minor zone alterations and two contiguous pairings. At the least, the court should have instructed the school board to submit another plan. Knoxville has no immunity from being required to use "any of the tools of modern life in carrying out [the] constitutional mandate." Kelley v. Metropolitan County Bd. of Educ., 463 F.2d 732, 746-47 (6th -35- 28/Cir. 1972). The district court also accepted Dr. Bedelle's contention that effective desegregation, through busing, in Knoxville would curtail student participation in extracurricular activ ities (A. 1666). Swann recognizes that the process of desegre gation will resul t in some awkwardness and inconvenience, 402 U.S. at 28; the Supreme Court clearly limits those circumstances which will excuse failure to desegregate to plans under which "the time or distance of travel is so great as to either risk the health of the children or significantly impinge upon the educational process." 402 U.S. at 30-31. Defendants did not attack specific pairings or groupings on this basis, however, but opposed any and all pupil transportation (except that required by the annexation agreement). Furthermore, it is well within defendants' power to avoid some of these practical problems as, for example, by scheduling extra “late" bus runs for students participating in extracurricular activities, as many school systems have done. Cf. Bradley v. School Bd. of Richmond, 325 F. Supp. 828, 847 (E.D. Va. 1971). 28/The decision of the district court below cannot be upheld on the basis of this Court's recent decision in Mapp v. Board of Educ. of Chattanooga, Nos. 71-2006, -2007, 72-1443, -1444 (6th Cir., October 11, 1972). While the panel majority in that case did not indicate that substantial desegregation must be achieved on remand through the use of busing, if necessary, it did recognize, unlike the court below, that more had to be done. "In our judgment the mere fact that the District Court at one time considered the Board of Education in compliance, did not preclude the Court from holding otherwise when considering the case in light of more recent decisions" (slip op. at p. 11). -36- II The District Court Erred In Approving The School Board's Proposal To Close A Black Elementary School Without A Showing That Discontinuation Was Required For Non-Racial Reasons The district court approved, and permitted implementation of, modifications to the school board's desegregation plan including the discontinuation of the Cansler Elementary school, a formerly black school, for regular instructional purposes. The court did so without any showing by the board that there were justifiable, non-racial reasons for this step. Indeed, the evidence in the record suggests the opposite. Cansler is a relatively new facility (A. 203), but the author of the board's plan, Dr. Trotter, made no comparison of its age or adequacy with adjacent, but predominantly white schools (such as West View or Beaumont, to which Cansler pupils are sent) when he decided to recommend its closing (A. 478). It is also significant that in questioning Dr. Stolee about his plan, which would retain Cansler (and also a white school, Moses, which Trotter also proposed to shut down), the school board attorney sought justification for retaining Moses only (A. 1421) Twice as many black schools as white schools have already been closed since this litigation commenced (X 8, A. 1518), and in light of the board's reliance upon community opinion -37- as a justification for the kind of desegregation measures it takes (A. 618), it is evident that Cansler was closed rather than having had white student assigned to attend it. Numerous courts have held desegregation plans unconstitu tional when they unfairly discriminate against black students either by forcing them to bear a disproportionate share of the required transportation or by closing a disproportionate number of formerly black schools. E.g., Brice v. Landis, 314 F. Supp. 974, 978 (N.D. Cal. 1969); Swann v. Chariotte-Mecklenburq Bd. of Educ., 328 F. Supp. 1346 (W.D.N.C. 1971); Lee v. Macon County Bd. of Educ., 448 F.2d 746 (5th Cir. 1971); Haney v. County Bd. of Educ., 429 F.2d 364, 371-72 (8th Cir. 1970); Bell v. West Point Municipal Separate School Dist., 446 F.2d 1362 (5th Cir. 1971); Adams v. School Dist. No. 5, Orangeburg, 444 F.2d 99 (4th Cir. 1971), aff1q Green v. School Bd. of Roanoke, 316 F. Supp. 6 (W.D. Va. 1970); Smith v. St. Tammany Parish School Bd., 302 F. Supp. 106, 108 (E.D. La. 1969). The cases which have approved black school closings have done so on the ground that the deteriorated physical condition of the buildings required their closing, and thus that black students bore no special burdens of desegregation thereby. E.g., Carr v. Montgomery County Bd. of Educ., 429 F.2d 382 (5th Cir. 1970); Chambers v. Iredell County Bd. of Educ., 423 F.2d 613 -38- (4th Cir. 1970). But evidence must be adduced and district courts must make specific findings of fact and conclusions of law justifying such closings, e.g., Gordon v. Jefferson Parish School Bd., 446 F.2d 266 (5th Cir. 1971). Because the school board made no showing, and the district court made no findings on the subject, we submit that the court erred in permitting the closing of Cansler for regular instruc tional programs. Additionally, we urge the Court to require a compelling justification to be shown before the lower court is authorized to permit such a step. See Kelley v. Metropolitan County Bd. of Educ., supra, 453 F.2d at 751 (McCree, J., concurring) Robinson v. Shelby County Bd. of Educ., No. 71-1966 (6th Cir., September 21, 1972) (McCree, J., dissenting). -39- Ill The District Court Should Have Awarded Attorneys' Fees And Litigation Expenses To The Plaintiffs A. An Award Is Required Under Traditional Equitable Principles The district court summarily denied plaintiffs' motion for an award of attorneys' fees and taxation of costs and expenses, even though it is absolutely clear that any desegre gation which has occurred in Knoxville has resulted from plaintiffs' vigorous prosecution of this suit (see Appendix A, n. 2). «Plaintiffs in this action are but nominal petitioners on behalf of all students. They could not be and should not be 29/ expected to finance these proceedings from their own resources. The investigation, research and presentation of expert and fact witnesses require the expenditure of tremendous amounts of time 29/The Court should not be misled, by the fact that plaintiffs' attorneys are assisted in this case by salaried attorneys of a non-profit organization (the NAACP Legal Defense and Educational Fund, Inc.) into believing either that unlimited funds are avail able to support this lawsuit or that a counsel fee award is inappropriate in these circumstances. As to the former, it suffices to say that the Legal Defense Fund is a non-profit corporation supported mainly by public contributions. It is involved in a wide variety of litigation, including more than one hundred fifty school desegregation cases, at enormous cost. Last year, the Legal Defense Fund operated at a $250,000 deficit. Most important, the fact that local counsel are assisted (almost entirely only at the appellate level) by Legal Defense Fund attor neys furnishes no basis for declining to award counsel fees. Such an argument has been expressly rejected. See Clark v. American Marine Corp., 320 F. Supp. 709, 711 (E.D. La. 1970), aff'd 437 F.2d 959 (5th Cir. 1971). -40 by capable counsel, aside from the actual trial hearings. To undertake to pay the reasonable value of the services rendered to date by experienced and diligent counsel is only within the financial ability of the rich. These proceedings are equitable in nature and were made necessary by the board to compel it to perform the duties especially imposed upon it by law. Without the undertaking of this cause by counsel and without the allowance by this Court of reasonable compensation to them, plaintiffs and others of the class for whose benefit the proceeding was filed would be at the mercy of the defendant school board. The board had at its command able and experienced lawyers compensated from public funds. Additionally, it used and made available to its counsel the abilities, education and skill of its staff— among the very persons enjoined by law to render and perform the duties imposed by law sought to be enforced by plaintiffs. In these circumstances, the Court in Crawford v. Board of Education of Los Angeles, No. 822-854 (Super. Ct. Cal., Jan. 11, 1970), awarded a substantial attorneys' fee as well as "[p]eti- tioners' and counsels' costs and disbursements herein." (Slip op. at p. 64). See also, Nesbit v. Statesville City Board of Educ., 418 F.2d 1040, 1043 (4th Cir. 1969) (en banc) (per curiam). The right of counsel to reasonable compensation should not be restricted or inhibited by a doctrine which limits the compen sation to causes which result in monetary recovery and excludes cases of public importance which are not pecuniary. The pro - 4 1 - tection and preservation of the inalienable constitutional rights of any class of citizens, the enforcement of the duties of government owed to its citizens by law, is at least as valuable (if not more so) than the recovery by litigation of money. Rights, particularly the inalienable constitutional rights, are a species of property. In a nation of laws, the reaffirmance, enforcement and preservation of the most sacred and invaluable rights— the rights to life, liberty and the pursuit of happiness, to be a human being, to receive the same equal protection of our laws— is one of the highest callings of counsel. When such tasks are undertaken on behalf of those otherwise unable to do so— the disadvantaged— justice requires that counsel receive reasonable compensation. To the extent that a large proportion of the students of Knoxville are afforded substantial benefits through this action by causing the school board to perform the duties specially imposed upon it by law, it raises the standard of the fiduciary relationship of the board to all of its students30/ and so serves important considerations of public policy. While cases from the ordinary commercial practice are helpful in the analysis of the standards, scope and coverage of Cf. Mills v. Electric Auto-Lite Company, 396 U.S. 375, 396 (1970): [R]egardless of the relief granted, private stockholders' actions of this sort "involve corporate therapeutics," and furnish a bene fit to all shareholders by providing an important means of enforcement of the proxy statute. -42- awards of attorneys' fees as well as costs and disbursements of the prevailing party, the courts have further amplified the basis for the right of plaintiffs in civil rights actions to be awarded their costs and reasonable attorneys' fees. Plaintiffs respectfully submit that civil rights cases under Sections 1983 and 1982, 42 U.S.C. fe.g., Jones v. Mayer, 392 U.S. 409 (1968)] and the various other Civil Rights Acts provide the kind of "extraordinary circumstances" which would allow an equity court to allocate full costs and amplify the award of attorneys' fees. In Cleveland v. Second National Bank & Trust Co.. 149 F.2d 466 (6th Cir.), cert, denied. 326 U.S. 777 (1945), this Court said: There is no room for doubt that an equity court, may, under extraordinary circumstances impose upon the defeated plaintiff in an equity case, the entire cost of defense, notwithstanding statutory limitations upon costs to be taxed at law. Id. at 469. (emphasis supplied). The Court followed the decision of the Supreme Court in Sprague v. Ticonic National Bank, 307 U.S. 161 (1939), where the Court held that in equity cases the lower courts could allow counsel fees and other expenses entailed by litigation not included in the ordinary taxable costs recognized by statute. Speaking for the Court, Mr. Justice Frankfurter said: Allowance of such costs in appropriate situations is a part of the historic equity jurisdiction of the federal courts. The "suits in equity" of which these courts were given "cognizance" ever since the First Judiciary Act, 1 Stat. 73, con stituted that body of remedies, procedures and practices which theretofore had been evolved in the English Court of Chancery, subject, of course, to modifications by Congress, e.g., Michaelson v. United States, 266 U.S. 42, 45 S. Ct., 69 L. Ed. 162, 35 A.L.R. 451. The sources bearing on -4 3- eighteenth-century English Practice— reports and manuals— uniformly support the power not only to give fixed allowance for the various steps in a suit, what are known as costs "be tween party and party," but also as much of the entire expenses of the litigation of one of the parties as fair justice to the other party will permit, technically known as costs "as between solicitor and client" ... Plainly the foundation for the historic prac tice of granting reimbursement for the cost of litigation other than the conventional taxable costs is part of the original authority of the Chancellor to do equity in a particular situation. 31/ Id. at 164-65, 166. (emphasis supplied). The Supreme Court in Newman v. Piggie Park Enterprises, 390 U.S. 400 (1968), enunciated the equity principle which should govern civil rights litigation. Although that case arose out of a violation of Title II of the Civil Rights Act of 1964, it expresses the purpose and justification for such awards since Title II, like 42 U.S.C. §1983 and §1982, is legislation implementing the Thirteenth and Fourteenth Amendments, designed to effectuate the same commitment to black Americans. The Court advanced the concept that a plaintiff in a class action of this type obtains an injunction not for himself alone but as a "private attorney general." That statement of purpose has since been adopted by many other courts in other areas of civil rights litigation. In Parham v. Southwestern Bell Tel, 3T7---------------__/ There is support for treating such awards in non-civil rights cases as a form of damages, compensatory or exemplary. Vaughan v. Atkinson, 369 U.S. 527, 530-31 (1962); Siegel v. William E. Bookhultz & Sons, Inc., 419 F.2d 720 (D.C. Cir. 1969) (Robinson, J.), especially pp. 723-24 and n. 22-25. -44- Co., 433 F.2d 421 (8th Cir. 1970), the court held that a class action plaintiff in an employment discrimination case was entitled to reasonable attorneys' fees in the district court and on appeal even though no injunction was issued and he received no personal relief or award of back pay. We believe Parham's lawsuit acted as a catalyst which prompted the appellee to take action implementing its own fair employment policies and seeking compliance with the requirements of Title VII. In this sense, Parham performed a valuable public service. Id. at 429-30. See also, Clark v. American Marine Corp., 304 F. Supp. 603, 611 (E.D. La. 1969); Dobbins v. Local 212, IBEW, 292 F. Supp. 413 (S.D. Ohio 1968); Lea v. Cone Mills Corp., 438 F.2d 86 (4th Cir. 1971); Hammond v. Housing Auth. & Urban Renewal Agency, 328 F. Supp. 586 (D. Ore. 1971). While 42 U.S.C. §1983 does not expressly authorize the granting of attorneys' fees to successful plaintiffs, analysis of a related provision— 42 U.S.C. §1982— readily demonstrates that the allowance of attorneys' fees to successful plaintiffs invoking the provisions of the Civil Rights Acts is a proper means 3 2 /of "fashioning an effective equitable remedy for their enforce ment. The penal provisions which originally accompanied 42 U.S.C. §1982 have been separated or eliminated so that today it is — Jones v. Mayer, 392 U.S. 409, 414 n.13 (1968); see also, Louisiana v. United States, 380 U.S. 145 (1965); Green v. County School Board of Hew Kent County, 391 U.S. 430 (1968). -45- "enforceable only by private parties acting on their own initia tive." Jones v. Mayer, supra, 392 U.S. at 417. However, as the Supreme Court noted in Jones, "ft]he fact that 42 U.S.C. Section 1982 is couched in declaratory terms and provides no explicit method of enforcement does not, of course, prevent a federal court from fashioning an effective equitable remedy. " Id_. at 414, n. 13. In a recent Fifth Circuit case, the court said: In the area of civil rights, many cases have either allowed or implicitly recognized the discretionary power of a district judge to award attorneys1 fees in a proper case in the absence of express statutory provision, [citations omitted] and especially so when one considers that much of the elimination of unlawful racial discrimination necessarily devolves upon private litigants and their attorneys, cf. Newman v. Piggie Park Enter prises , Inc., 390 U.S. 400, 402 (1968), and the general problems of representation in civil rights cases. See Sanders v. Russell, 5th Cir. 1968, 401 F.2d 241. Lee v. Southern Home Sites Corp., 429 F.2d 290, 295 (5th Cir.-JT7 1970). — 7 District courts granting injunctive relief in suits under §1982 have awarded attorneys' fees. In Terry v. Elmwood Cemetery, 307 F. Supp. 369 (N.D. Ala. 1969), suit was brought to compel a cemetery to sell a burial plot to a black mother for the grave of her son who was killed in action in Viet Nam. The cemetery refused to sell the plot solely because of the race of the deceased. Chief Judge Lynne carefully analyzed the Jones deci sion and the lower court cases which followed it and held that the refusal to sell was a violation of §1982. In the final judgment, attorneys' fees in the amount of $2500 were awarded. Terry v. Elmwood Cemetery, Civ. No. 69-490 (N.D. Ala., Jan. 29, 1970). Accord, Newbern v. Lake Lorelei, Inc., 308 F. Supp. 407, 1 Race Rel. L. Survey 185 (S.D. Ohio, 1968, 1969); Pina v. Homsi, 1 Race Rel. L. Survey 18 (D. Mass. 1969). - 46- These cases under §1982 follow the well established principle that federal courts have equitable power to award counsel fees in appropriate cases even in the absence of statutory authoriza tion. See Mills v. Electric Auto Lite Co.. supra; Sprague v. Ticonic National Bank, supra; Vaughan v. Atkinson, supra; Newman v. Piggie Park Enterprises, Inc., supra. And as the Supreme Court has said, "ft]he existence of a statutory right implies the existence of all necessary and appropriate remedies." Sullivan v. Little Hunting Park, Inc., 396 U.S. 299, 239 (1969). The reasoning of the courts applies with full force and effect to the companion statute, §1983, under which this suit was brought. Like the non-civil rights cases cited above, courts have held that under §1983, nominal or exemplary damages may be awarded. Tracy v. Robbins, 40 F.R.D. 108 (D.S.C. 1966). Actual damages, too, can be awarded. Wall v. Stanly County Board of Educ., 378 F.2d 275 (4th Cir. 1967). Some of the reported cases awarding counsel fees, in addition to Crawford. supra, are Hill v. Franklin County Board of Educ., 390 F.2d 583 (6th Cir. 1968); Rolfe v. County Board of Education of Lincoln County. 282 F. Supp. 194 (E.D. Tenn. 1966), af f'd 391 F.2d 77 (6th Cir. 1968); and Monroe v. Board of Comm'rs of Jackson, 244 F. Supp. 353, 366 (W.D. Tenn. 1965). In Miller v. Amusement Enterprises, Inc., 426 F.2d 534 (5th Cir. 1970), the Court reversed a district court which had denied attorneys' fees to a successful plaintiff in a Title II suit. To be sure, Miller involved a statute containing an express provision for attorneys' fees. See 42 U.S.C. §2000a-3(b) (fees -47- may be granted in the "discretion” of the district court). But the Fifth Circuit's reasoning applies equally to Section 1983: Congress did not intend that vindication of statutorily guaranteed rights would depend on the rare likelihood of economic resources in the private party (or class members) or the availability of legal assistance from charity— individual, collective or organized. An enact ment aimed at legislatively enhancing human rights and the dignity of man through equality of treatment would hardly be served by compel ling victims to seek out charitable help. 34/Miller, supra, 426 F.2d at 539. Plaintiffs brought this action not only for themselves but as a class action on behalf of all Negroes similarly situated, to obtain a broad injunction against racial discrimination in the defendant school system. Thus, plaintiffs acted as a "pri vate attorney general" in vindicating the rights of the class and in furthering the public policy of the nation of eliminating racial discrimination in schools. Cf. Newman v. Piggie Park Enterprises, supra; Jones v. Mayer, supra. "The Rule 23 class I V James Wilson, who introduced the bill containing what is now §1982 into the House of Representatives, expressed in great detail the legislative intention as he responded to a motion to recommit and to "strike out all parts of the bill which are penal and authorize criminal proceedings and in lieu thereof to give injured citizens a civil action in the United States Courts ..." Cong. Globe, 39th Cong., 1st Sess., quoted in Jones v. Mayer, supra, 392 U.S. at 431-32. Between the two, Mr. Wilson said, "ft]here is no difference in the principle involved ... There is a difference in regard to the expense of protection. There is also a difference as to the effectiveness of the two modes ... This bill proposes that the humblest citizen shall have full and ample protection at the cost of the Government, whose duty it is to protect him. The Amendment of the gentleman recognizes the principle involved, but it says that the citizen despoiled of his rights ... must press his own way through the courts and pay the costs attendant thereon. This may do for the rich, but to the poor, who need protection, it is mockery ..." Cong. Globe, supra, at 1295. - 48- action 'as a way of redressing group wrongs is a semi-public remedy administered by the lawyer in private practice'— a cross between administrative action and private litigation." Dolgow v. Anderson, 43 F.R.D. 472, 481 (E.D. N.Y. 1968). If this class action had not been brought, the rights of the individual black pupils may not have been vindicated, because their claims might be too small to justify individual litigation or too small in terms of the cost of seeking relief. Cf. Eisen v. Carlisle & Jacquelin, 391 F.2d 555, 560 (2d Cir. 1968); Dolgow v. Anderson, supra. And since individual suits might not have been brought, without great individual expense, the Four teenth Amendment, outlawing defendants' conduct, would have gone unenforced. Ibid. Thus, plaintiffs' class action performs an important public function in making meaningful the statutory 11/prohibition of racial discrimination. Cf. Hammond v. Housing Auth. & Urban Renewal Agency, supra. Awarding counsel fees to encourage "public" litigation by private parties is an accepted device. For example, in Oregon, union members who succeed in suing union officers guilty of wrongdoing are entitled to counsel fees both at the trial level and on appeal, because they are protecting an interest of the general public: If those who wish to preserve the internal democracy of the union are required to pay out of their own pockets the cost of employing counsel, they are not apt to take legal action to correct the abuse .... The allowance of attorneys' fees both in the trial court and on appeal will tend to encourage union members to bring into court their complaints of union mismanagement and thus the public interest as well as the interest of the union will be served. Gilbert v. Hoisting & Portable Engineers, 237 Ore. 139, 390 P.2d 320 (1964). See also, Rolax v. Atlantic Coast Line R.R.. 186 F.2d 473 (4th Cir. 1951). -49- Plaintiffs respectfully submit that the history of equity courts calls for an equalization of the parties in all respects. The crushing burden of the costs of these cases on private Parties is exemplified by the resources available to the defen dants— the sovereign of all citizens to whom these private parties pay taxes and from whom they should receive in full measure "at once" the constitutional rights. Counsel were retained by the school board (see Crawford, supra) to mount a vigorous defense of the action. Of great importance is the full staff of the board, from its research department, draftsmen, attendance officers and supporting staff to its educational experts constantly available and utilized in the litigation to defend the action and oppose and delay the granting of plaintiffs rights. As of the date of this brief, the school board is still asking the court to permit the continued, indefinite segregation of approximately 2,500 black children in schools which the defendants built for the purpose of maintaining that very viola tion of constitutional rights. All of these forces are arrayed against plaintiffs by the very persons "enjoined by law to render and perform the duties imposed by law sought to be enforced by plaintiffs." Crawford v. Board of Education of Los Angeles. supra. The most recent, and exhaustive, survey of the law regarding the award of counsel fees in school desegregation cases is Bradley v. School Board of Richmond, 53 F.R.D. 28 (E.D. Va. 1971) -50- We believe that an award of substantial attorneys' fees in favor of plaintiffs is justified on either of the two alter native grounds set out in Bradley: the wilful actions of the school district which have delayed desegregation in Knoxville or the "private attorney general" concept enunciated in Newman and Parham: The private lawyer in such a case most accurately may be described as a "private attorney general." Whatever the conduct of defendants may have been, it is intolerably anomalous that counsel entrusted with guarantying the effectuation of a public policy of nondiscrimination as to a large proportion of citizens should be compelled to look to himself or to private individuals for the resources needed to make his proof. The fulfillment of constitutional guaranties, when to do so profoundly alters a key social institution and causes reverberations of untraceable extent throughout the community, is not a private matter. Indeed it may be argued that it is a task which might better be undertaken in some framework other than the adversary system. Courts adapt, however, but in doing so they must recognize the new legal vehicles they create and ensure that justice is accomplished fully as effectively as under the old ones. The tools are avail able. Under the Civil Rights Act courts are required fully to remedy an established wrong, Griffin v. County School Board of Prince Edward County. 377 U.S. 218, 232-34 (1964), and the payment of fees and expenses in class actions like this one is a necessary ingredient of such a remedy. This rule is consistent with the Court's power and serves an evident public policy to encourage the just and efficient disposition of cases concerning school desegregation. Bradley, supra. This Court should award attorneys' fees on this appeal and direct a similar award by the district court for proceedings below. _51_ B. An Award Is Required By §718, P.L. 92-318 On July 1, 1972, the Education Amendments of 1972, P.L. 92-318, became effective. Section 718 of that Act provides: Upon the entry of a final order by a court of the United States against a local educa tional agency, a State (or any agency thereof), or the United States (or any agency thereof), for failure to comply with any provision of this title or for discrimination on the basis of race, color, or national origin in violation of Title VI of the Civil Rights Act of 1964, or the Fourteenth Amendment to the Constitution of the United States as they pertain to elem entary and secondary education, the court, in its discretion, upon a finding that the proceedings were necessary to bring about compliance, may allow the prevailing party, other than the United States, a reasonable attorney's fee as part of the costs. We believe that §718 must be applied to claims for counsel fees at the appellate, as well as the trial, level; and that it enacts the "private attorney-general" standard applicable in cases brought under Titles II and VII of the Civil Rights Act of 1964 and Title VIII of the Fair Housing Act of 1968 (see 36/ §A supra). This matter is before the Court on direct appeal from the district court's failure to award fees prior to the effective date of the act, and thus it is clearly controlled by "the general rule . . . that an appellate court must apply the law 1̂ -Arhe detailed legislative history of the act is set out in Appendix B to this Brief. -52 in effect at the time it renders its decision." Thorpe v. Housing Auth. of Durham, 393 U.S. 268, 281 (1969). That is where an issue is before an appellate court concerning the propriety of a lower court's decision, and there has been an intervening modification of the substantive rule of law relating to the issue, that modification is to govern whether "the change was constitutional, statutory, or judicial." 393 U.S. at 282. This rule has been applied in cases where the change in law modifies the substantive rights of the parties so as to either create or destroy rights of recovery. Thus, in the leading case in the area, United States v. Schooner Peggy, 5 U.S. (1 Cranch) 103 (1801), the question was who was entitled to possession of a French merchant vessel seized as a prize. At the time of seizure and the decision of the lower court the law was in favor of the captor of the vessel. While a writ of error was pending in the Supreme Court, however, a treaty was entered into which established the contrary result. The Court held, in language quoted in Thorpe: [I]f subsequent to the judgment and before the decision of the appellate court, a law intervenes and positively changes the rule which governs, the law must be obeyed. . . . If the law be constitutional . . . I know of no court which can contest its obligation. 5 U.S. (1 Cranch) at 110. Accord, Carpenter v. Wabash Ry. Co,, 309 U.S. 23 (1940); Vandenbark v. Owens-Illinois Glass Co., -63 311 U.S. 538 (1941); Ziffrin v. United States, 318 U.S. 73 78 (1943); Hall v. Beals, 396 U.S. 45, 48 (1969)("we review the judgment below in light of the Colorado statute as it now 12/stands, not as it once did"). Thorpe further establishes that a stated intent by Congress that §718 apply to pending cases is not necessary. In Thorpe, no such intent was expressed in the administrative regulation involved, and the Court in no way intimated that such an 38/ expression was required. Indeed, its description of its holding as "the general rule," strongly indicates that the contrary is required; that is, if a new statute is not to apply to pending cases it must affirmatively appear that such was the intent of Congress. And it is clear that that is the rule in the case of legislation that alters the law as to the criminality of conduct. Thus, in Hamm v. City of Rock Hill, 379 U.S. 306 (1964), the Court held that the passage of Title II of the Civil Rights Act of 1964 made non-criminal acts that were trespass under state law, in the absence of an expression of Congressional intent to the contrary. -12/And see, United States v. Board of Educ. of Baldwin County, 423 F.2d 1013, 1014 (5th Cir. 1970); Hall v. St. Helena Parish School Bd., 424 F.2d 320, 322 (5th Cir. 1970); Citizens to Preserve Overton Park v. Volpe, 401 U.S. 402, 418-20 (1971); Johnson v. United States, 434 F.2d 340, 343 (8th Cir. 1970); Glover v. Housing Auth. of Bessemer, 444 F.2d 158 (5th Cir. 1971) 3R/see Citizens to Preserve Overton Park v. Volpe, supra, 401 U.S at 418-20, where the Court accepts petitioners' contention that a new regulation applies to pending cases even in the absence of any intention of a retrospective effect. 54- Turning to the legislative history of §718, the conclusion is inescapable that not only is there no evidence of Congres sional intent that it not apply to pending cases, but that the contrary inference must be drawn. Neither the text of §718 nor the explanatory note of the conference committee report (U.S. Code, Cong. & Adm. News, 1972 at 2406) contains any language dealing with the question. As noted in Appendix B, the section was debated only in the Senate in April, 1971; similarly, in that debate, there was no discussion at all of §718's application to pending cases, let alone any discussion indicating an inten tion that it not be so applied. 117 Cong. Rec. S5483-92 (daily ed., April 22, 1971) and S5534-39 (daily ed., April 23, 1971). Indeed, the only indication as to Congress' intent in this matter arises from the fact that §11, the original attorneys' fee provision as reported to the Senate as part of S. 1557, did expressly provide that it would apply only to "services rendered" after the date of enactment of the Act (see Appendix B, n.l). Section 11 was rejected by the Senate, however, and what is now §718 was enacted two days later with the language of limitation deleted. It is clear from this that the Senate was aware of the applicability question and chose not to include language demonstrating an intent that §718 should not apply with regard to legal services performed prior 55 » 3 9/ to the act's passage. Thus, the only possible inference that may be drawn from the legislative history is that the provision was meant to govern in all non-final attorneys' fee 40/ cases in accordance with the general rule stated in Thorpe. ■12/ln contrast, see Title VII of the Civil Rights Act of 1964, 42 U.S.C. §§2000e-l, 2000e-16, where Congress made it clear as to the prospective effective dates of a statute. Section 2(c)(1) and (3) of the Education Amendments of 1972 merely specifies that the Act shall be effective as of June 30, 1972 or July 1, 1972, the end of the fiscal year, rather than on the date the President signed the bill. It in no way speaks to the application of the act's provisions to litigation pending on that effective date. 40/We recognize, of course, that Thorpe indicates that there are certain exceptions to the rule. None of these exceptions are applicable in these cases, however. First, the Schooner Peggy case states: ". . . in mere private cases between individuals, a court will and ought to struggle hard against a construction which will, by a retrospective operation, affect the rights of parties. . . . " 5 U.S. (1 Cranch) at 110, quoted at 393 U.S. 268, 282. This case, of course, is not "private," but on the contrary is, in the language of Chief Justice Marshall, one of the "great national concerns," and therefore [Tjhe court must decide according to existing laws, and if it be necessary to set aside a judgment, rightful when rendered, but which cannot be affirmed but in violation of law, the judgment must be set aside. [Ibid.] Indeed, the present case is precisely the same as Thorpe; that is, it is between individuals and governmental agencies, and its purpose is to vindicate important constitutional rights. Therefore, "the general rule is particularly applicable here." 393 U.S. at 282. i The second class of exceptions to the general rule mentioned in Thorpe is where it is necessary to prevent "manifest injustice. (If anything, in this case, the application of §718 will serve the cause of justice by reimbursing the private black plaintiffs | for taking on the task of correcting deprivations of constitu tional rights to the benefit of all society). In Thorpe the Court referred specifically to Greerev. United States, 376 U.S. 149 (1964), which was relied upon by the North Carolina Supreme Court in holding that the administrative regulation did not (cont'd) - 56 ~ §718 applies to this case and there can be no question but that it imposes the same standard with regard to the award of attorneys' fees as do §204(b) of Title II and §706(k) of Title VII of the Civil Rights Act of 1964, and §812 (c) of Title VIII of the Fair Housing Act of 1968. That is, the standard is that established by the Supreme Court in Newman v. Pigqie Park Enterprises, 390 U.S. 400 (1968). In Newman the Court held that Title II mandated the award of attorneys' fees to a prevailing plaintiff "unless special circumstances would render such an award unjust." 390 U.S at 402. Thus, ordinarily a fee must be awarded, and the burden is on the losing defendant to show why one should not be. The reason is that plaintiffs seeking desegregation of public accom modations cannot recover damages, and: If he obtains an injunction, he does so not himself alone but also as a "private attorney general," vindicating a policy that Congress considered of the highest priority. 40/ (cont'd) ~~ apply to the eviction of Mrs. Thorpe (271 N.C. 468, 157 S.E.2d 147 (1967)). Greene, as explained in Thorpe, is clearly not applicable to this case. There, the Supreme Court had handed down, in a prior case (Greene v. McElroy. 360 U.S. 474 (1959)), an order finally disposing of the substantive issue. in 1959 Greene filed a claim for damages with the government, and when it was denied, filed suit. The government argued that the right to recover should be governed by a 1960 regulation that set up a new bar to his recovery. The Supreme Court rejected this argument, holding that this would indeed be the retroactive overruling of a case finally disposed of, and hence not permis- sible. This case, of course, does not present such a situation as •*■*' involves an appeal from a lower court order in a case which has not as yet been finally disposed of. In a school (cont’d) 57- Ibid. Otherwise, private parties would be discouraged from advancing the public interest by going to court. Therefore, the Court specifically rejected any requirement that the defendants acted in bad faith or were obdurate or obstinate. Subsequently, lower courts have applied the same standard in cases arising under the attorneys' fee provision of Title VII. See, e.g., Clark v. American Marine Corp., 320 F. Supp. 709 (E.D. La. 1970), aff'd 437 F.2d 959 (5th Cir. 1971); Lea v. Cone Mills Corp.. 438 F.2d 86 (4th Cir. 1971); and see, Lee v. Southern Home Sites Corp., 444 F.2d 143 (5th Cir. 1971). We submit that §718 enacts the Newman standard for school desegregation cases for the following reasons: (1) the relevant language, with two exceptions that will be discussed below, of §718 is the same as that of Title II, Title VII and Title VIII. Thus, this case is governed by the general rule that legislative use of language previously construed by the courts implies an adoption of that judicial construction unless a contrary inten tion overwhelmingly appears. E.q., Armstrong Paint & Varnish Works v. Nu-Enamel Corp., 305 U.S. 315, 332 (1938); cf. Drummond 40/ (cont'd) desegregation case that has been finally terminated, whether attorneys' fees may still be obtained could be decided by refer ence to the ordinary rules as to the time limitations as to when costs must be applied for. For a discussion of when it is appropriate to seek attorneys' fees, see Sprague v. Ticonic Nat'l Bank, 307 U.S. 161 (1939). 58" v. Acree, No. A-250 (September 1, 1972)(Mr. Justice Powell, Circuit Justice). (2) It is absolutely clear from the legislative history that Congress intended that §718 mean exactly the same as Titles II, VII and VIII. Thus, Senator Cook, who introduced the provision and was its main sponsor, on no fewer than three occasions so stated, and even read into the record the texts of those sections to underscore his point. 117 Cong. Record, S5484, 5490 (daily ed., April 22, 1971), 117 Cong. Record, S5537 (daily ed., April 23, 1971). (3) Finally, it is clear that §718 fulfills the same purpose as do the counsel fee provisions in the earlier acts. Just as in Newman, plaintiffs act as "private 41/ attorneys general" to vindicate and advance broad public policy. 41/As noted above, there are two differences of significance in the text of §718 as compared to the earlier statutes. First, it refers to the entry of a "final order" as the time at which attorneys' fees and costs may be taxed. It is clear that this does not mean the final termination of the litigation, but upon the entry of a realistic, appealable order and the expiration of appeal time or the exhaustion of appeals (see the remarks of Sen. Cook at 117 Cong. Rec., S5490 (daily ed., April 22, 1971). Second, and more significant, is the language that an award may be made "upon a finding that the proceedings were necessary to bring about compliance" [with the Fourteenth Amendment]. A considerable portion of the debate in the Senate deals with this language, and it is clear that it is intended to protect against two abuses — the champertous filing of unnecessary lawsuits simply to get a fee when a school board is in fact going to comply with the law, and the unnecessary protraction of litigation to trial and judgment when a school board has made a bona fide and adequate offer of settlement. See 117 Cong. Record, S5485 (daily ed., April 22, 1971)(colloquy between Senators Javits and Cook); id. at S 5490-91. Thus, the language was in no way intended to modify the substantive rule of Newman; i.e., if a plaintiff does prevail and a court enters an order requiring compliance with the Constitution, he must be awarded attorneys' fees except in unusual circumstances. Thus, if plaintiffs prevail in this Court they will be entitled to an award. 59- CONCLUSION For the foregoing reasons, appellants pray that the judg- merts of the district court be reversed and the cause remanded with directions to: (1) Require the school board forthwith to formulate a plan for the complete desegregation of the school system using transportation where required, which may be based upon the plan proposed by Dr. Stolee or developed independently by the board, but which shall achieve substantially the same degree of desegregation as the Stolee plan; (2) Establish an expedited schedule for submission of such plan or plans and for hearings thereon, to the end that the necessary transportation facilities may be acquired and a fully unitary school system implemented in Knoxville not later than the 1973-74 school year; (3) Require that such a plan shall provide for the reopening of the Cansler Elementary School for regular instruc tional purposes, as a fully desegregated facility; (4) Award plaintiffs reasonable attorneys' fees, and costs and expenses of litigation for the 1971-72 hearings and for any further proceedings upon remand; (5) Retain jurisdiction of this cause and require the board to file periodic reports. Appellants further pray that this Court award them costs and reasonable attorneys' fees for this appeal; and for such -6*- other and further relief as to the Court may appear just and proper. Respectfully submitted, A A CARL A. COWAN 2212 Vine Avenue Knoxville, Tennessee 37915 AVON N. WILLIAMS, JR. 404 James Robertson Parkway Nashville, Tennessee 37219 JACK GREENBERG JAMES M. NABRIT, III NORMAN J. CHACHKIN SYLVIA DREW JOHN BUTLER 10 Columbus Circle New York, New York 10019 Attorneys for Appellants - 6 1- IN THE UNITED STATES COURT OF APPEALS JOSEPHINE GOSS, vs. FOR THE SIXTH CIRCUIT NO. 20834 et al., Plaintiffs-Appellants, THE BOARD OF EDUCATION OF THE CITY OF KNOXVILLE, TENNESSEE, et al., Defendants-Appellees. BRIEF FOR APPELLANTS Statement This appeal is taken from the district court's denial _1/(A.12-16, 28-29) after a hearing, of a Motion for Immediate Relief consistent with Alexander v. Holmes County Board of Education, 396 U.S. 19 (1969). The procedural history of this litigation, now more than a decade old, is set out in the 1 / Citations in the form A.__ are to the printed Appendix on this appeal. Citations to the Appendices on previous appeals will be designated "18,165 A. _____ ," "14,425 A. __ _ ," etc.. .Citations to exhibits are given as "X ____ . 2_/ margin. 2_/ This action was commenced December 11, 1959 (A. 3) to desegregate the public schools of Knoxville, Tennessee. It is the successor to anotter brought for the same purpose on January 7, 1957 and subse quently dismissed without prejudice (14,425 A.61a, 63a) . August 26, 1960, the district court approved a plan submitted by the board, which proposed to eliminate mandatory racially separate school facili ties at the rate of one grade per year, by devising, for each school serving an affected grade, a single attendance zone. Children residing in that zone were to be assigned to the school within the zone subject to a right of transfer out if they so desired and if they met the criteria; one of the grounds for transfer was that a student of one race would otherwise be required to attend a school which had in the past served only students of the other race ("minority-to-majority transfer"). Goss v. Board of Education, 186 F. Supp. 559 (E.D. Tenn. 1960). This Court, considering the plan as formulated but not yet implemented, upheld it but ordered acceleration beyond one grade a year. Goss v. Board of Education, 301 F .2d 164 (6th Cir. 1962). On certiorari, the Supreme Court reversed, holding that the transfer provision was an impermissible racial classification "of which racial segregation is the inevitable consequence." Goss v. Board of Education, 373 U.S. 683, 689 (1963). The Court further stated: "The only question with which we are here concerned relates solely to the trans fer provisions, and we are not called upon either to discuss or to pass on the other provisions of the desegregation plans." ^d. at 685. In the interim, the Board had submitted to the district court a "supplemental plan" concerning the vocational-technical courses at Fulton High School, in accordance with the district court’s reserva tions on that subject in its first opinion. 186 F.Supp. at 567. The district court approved the supplemental plan in an unreported opinion (14,759 A. 82a-86a) and this Court affirmed in part and remanded in part, Goss v. Board of Educ., 305 F .2d 523 (6th Cir. 1962) . On remand, the board submitted an amended plan which proposed the desegregation of grades 1-6 for the 1963-64 school year. With exceptions mainly related to the availability of specialized instruc tion, the district court approved the plan. 15,432 A. 112a-117a. Plaintiffs again appealed, and on February 28, 1964, this Court remanded the action to the district court upon tike representation of the board's attorney that all grades would be desegregated during the 1964-65 school year and "all racially discriminatory practices" eliminated. See Goss v. Board of Educ., 270 F. Supp. 903, 908 (E.D. Tenn. 1967). -2- Although the district court limited the proof*which could be offered at the 1970 hearing herein to matters which occurred (Cont1 d) Thereafter, several amended plans were filed and negotiations conducted in an effort to resolve differences between the parties. These ultimately proved unsuccessful, and a hearing was held in 1967 on plaintiffs' Motion for Further Relief filed May 8, 1967. On June 6, 1967, the district court rejected all of plaintiffs' contentions. The court held that neither the "grade requirement" nor "brother- sister" transfers perpetuated past segregation, and that plaintiffs could not challenge the effect of the board's zoning: These lines were in the plans that were approved by this Court and were reviewed by the Sixth Circuit on at least two appeals and presumably were either not attacked or were impliedly approved by the Supreme Court of the United States when it con sidered and remanded the case to the Court of Appeals by holding that the transfer plan involving the minority-majority rule was unconstitutional. This day is late for making a claim that the zones are unconstitutional because they promote segregation . 270 F. Supp. at 913. The district court applied the ruling in Deal v. Cincinnati Board of Education, 369 F.2d 55 (6th Cir. 1966), cert. denied, 389 U.S. 847 (1967) that "there is no constitutional duty on the part of the school board to bus Negro or white children out of their neighborhoods or to transfer classes for the sole purpose of alleviating racial imbalance which it did not cause" to the Knoxville situation. [emphasis supplied] This Court affirmed, 406 F.2d 1183 (6th Cir. 1969), holding that the district judge had properly applied Deal (406 F.2d at 1189) and rejecting the view of plaintiffs' expert witness "that the Knoxville school authorities should take affirmative steps to bring about a better mixing of the Negro and white students." (406 F.2d at 1186-87). "We are not sure that we clearly understand the precise intendment of the phrase 'a unitary system in which racial discrimination would be eliminated,' but express our belief that Knoxville has a unitary system designed to eliminate racial discrimination." (406 F.2d at 1191). Following the Supreme Court's decision in Alexander v. Holmes County Board of Education, 396 U.S. 19 (1969), plaintiffs filed a Motion for Immediate Rdief alleging that the Knoxville public schools were still not operated as a unitary school system. The district court subsequently entered an order (A.280-82) limiting the proof to events occurring subsequent to June 7, 1967. After an extensive hearing, the court below found (1) that in the "areas served by Rule and Beardsley [junior high school] the after its last ruling in 1467, appellants believe not only that such ruling was error, but that Knoxville's compliance with constitutional standards or lack thereof can only be measured in light of its entire history; accordingly, we summarize briefly the course of desegregation in Knoxville since the in ception of this suit. (We are frank to affirm that in our view, the evidence shows decisively that Knoxville has never acted to dismantle its dual school system, with the predictable result that all of the ckfex:- indicia of a dual structure are yet apparent.) In 1959, Knoxville operated a completely dual biracial school system "planned and operated in conformity with the principle of segregation" (14,425 A. 30a)[Answer to Complaint]. Although the system maintained formal dual overlapping zones in accordance with its policy of segregation, it had also so lo cated schools as to serve racial population concentrations in residentially segregated areas (18,165 A.233a, 241a). Racially discrete communities developed near schools designated for children of each race (A.411; 18,165 A.227a) . 2 / C on t' d Board has not acted in accord with its stated policy of drawing zone lines to conform to the edacity of existing school structures" and directed the Board to "revise the zones in this area for the 1970 school term to eliminate overcrowding at Rule and to utilize existing capacity at Beardsley" (A. 313-14); (2) that "the Board has committed a grave omission in failing to either enforce its transfer policy or to maintain records to show that enforcement" since "it appears that there is some irregularity in the administration of that policy" (A. 316); and (3) that "the Court is constrained to find that the Board should accelerate the integration of faculties." (A. 321). However, the district court adopted as its basic position the thesis that "the contention that the Board has an affirmative duty to change the zones to increase racial mixing is not well founded," and held that "the defendant School Board is operating a unitary school system as defined by the Supreme Court in the case of Alexander, supra........ (A. 327). 4 The 1960 district court order required elimination of the formal dual zones under a grade-a-year approach and the substi tution of a single, contiguous zone around each school (A. 300). Because of the pre-existing racial patterns (themselves influenced, as noted above, by school site location decisions), however, the new zones were in many instances very similar to the old zones under the dual system (18,165 A.93a-112a). The zones, which have been but slightly altered since 1960, still follow customary community racial residential patterns (A. 385, 400-02; 18,165 A.207a) . Initial assignments were based on a child's residence within one of these zones, subject, however, to transfer provisions which permitted students to avoid attending the school of their residence zone if that school formerly served children of another race. _3/ 270 F.Supp. at 904. In 1963-64, all elementary grades came within this plan for the first time. Also that year, the explicit "minority-to-majority" transfer was discontinued following the Supreme Court’s decision holding it unconstitutional, Goss v. Board of Education, 373 U.S. 683 (1963), but zone assignments 3 / In many school districts, transfers are an uncommon practice but in Knoxville, they had been used for years as an everyday administrative tool. Overcrowding caused by population shifts, for example, had historically been handled not by adjusting or redrafting zone lines fcompare, e.g., A. 348] but by granting transfers (14,425 A.303a). One instance illustrating the widespread use of transfers was given by Dr. Bedelle: most of the students affected by expansion of the Galbraith zone already attended the school under various provisions of the transfer regulations (A. 346-47). 5 remained subject to transfers which could be granted for a variety 4_/of reasons. In 1964-65, the rezoning (and the transfers) were extended to all grades. 270 F.Supp. at 908. As the district court has noted (A. 316-17), the school system has simply neglected to maintain records adequate to evaluate the effects of these transfer options. It is not apparent, for example, how many students enrolled at schools outside their residence zones between 1960 and 1963 (18,165 A.198a), or how many stayed at such schools thereafter under "grade requirement" or "brother- sister" transfers (ibid). Nor could Dr. Bedelle, the Assistant Superintendent for Personnel and Development, reveal how many transfers were granted to or from each individual school zone in the 1969-70 school year (A. 506). What little is kncwn led the district court to declare (A. 316-17): "it appears that there is some irregularity in the administration of that policy. . . . 4 / (1) "Grade requirement" transfers, permitting studentspreviously enrolled outside their residence zone to remain in such school outside their zone until they completed all grades offered at the school. (2) "Brother-sister" transfers afforded to siblings of children enrolled in schools outside their zones. (3i) Transfers to take courses not available at the school of residence. (4) Transfers to relieve overcrowding and other administrative transfers. See A . 55,316. 6 Approval of neighborhood zones is specious when informal transfers occur." The transfer system permits racially motivated transfers, even though ostensibly granted on other grounds (18,165 A. 199a); when Austin and East were first combined, 71 white students transferred from East to Fulton instead of taking their vocational courses at Austin (18,165 A.220a, 221a). Similarly, in 1969-70, the Austin-East complex had only ten whites enrolled (A. 295) although one of its feeder junior high schools enrolled nearly 300 white students (A. 296). Dr. Bedelle generally ascribed the variance to transfers (A. 412-14) although he could not trace those white East High School students who "disappeared" between 1967 and 1970 (A. 571-72). Another major area in which the decisions and actions of appellee Board of Education have resulted in continuing school segregation is school site location policy. The board has never affirmatively selected sites for the purpose of furthering de segregation of the school system (18,165 A.224a). In fact, racial composition has hardly been considered; in describing the reasons for locating and constructing the recently completed Bearden and Central High Schools, Dr. Bedelle failed to mention projected racial composition at all (A. 356-59). Schools have been located in the vicinity of the racially identified facilities which they are to replace or supplement (A. 438). Thus, the new Northwest Junior High, as well as Bearden and Central, are located on the outer edge of the city although sites closer to the central city would likely have 7 meant desegregated schools (ibid.). The school district knew in 1967 that the sites selected for the three schools "could" intensify segregation in the system (18,165 A. 248a) . Knoxville has implemented its construction program with the effect of maintaining racially separate schools. No school constructed since this litigation was started has a minority race enrollment greater than 3% (A. 101-24, 138-48). As far back as 1956, desegregation of the system was delayed explicitly for the purpose of completing construction programs (14,425 A.330a) which increased capacity at racially identifiable schools and _ 6/contained an expanding Negro population. This pattern has 5 / in 1969-70, the enrollments of these schools were as follows: Northwest — 997 white, 2 Negro: Bearden — 1013 white, 22 Negro; Central — 1689 white, 7 Negro (A. 146-47). The location of these facilities in white areas (A. 439) is even less defensible since the white students residing near the schools are entitled, pursuant to the terms of a 1963 annexation agreement, to free transportation when assigned to a school more than 1^ mile from their residence (ibid.) Dr. Bedelle's explanation is classic circular reasoning; the schools were not built closer to the black community because "the youn^ters that are attending these schools are not located in that area ." (A. 528) . 6 / For example, the United States Civil Rights Commission noted in 1966: The Sam Hill Elementary School in Knoxville, is another example of the effects of decisions re garding school size. The school was built in 1952 to serve a small Negro area. In 1958, in order to contain an expanding Negro population, it was enlarged to a capacity of about 400. Yet two blocks away was the all-white Lonsdale Elementary School, which in 1960 was underenrolled by over 100 pupils. In 1965 Sam Hill remained all-Negro, and Lonsdale was 98 percent white. [Footnote omitted] United States Comm'n bn Civil Rights, Racial Isolation in the Public Schools 65 (1967). continued to be reflected in decisions concerning adjustment of zone lines after new schools are constructed or territory annexed, and placement of portable facilities. In 1963, a substantial area of Knox County was added to the Knoxville school district by annexation. (The new junior and senior high schools are all located in the annexed area.) Hoiston High School in the far eastern part of the city came under the jurisdiction of the Knoxville School Board. The Board left the attendance zones at Holston and Austin-East virtually unchanged (A. 418) rather than "break up attendance patterns that have existed" (18,165 A.269a)~ The board spent a considerable sum to renovate Austin with knowledge of its historic identity as a Negro school and cognizant also that it had taken no steps (such as changing the boundary between Holston and Austin) to change that identity (18,165 A.256a). Today the board permits white county tuition students to overcrowd the white Holston High School despite underutilization of the black Austin-East8 /complex (A. 419). When revision of zones has been occasioned by new con struction, the board has continued to maintain the status quo TT5 4^5 a 9^ 6? HOlS^ o WaS all"white (A- 418) and Austin all-black (15,432 A.105a); in 1969-70 Holston enrolled 1249 white and 40 Negro students while Austin-East enrolled 10 white and 739 black students (A. 176-79). Diacx 8 / "In view of the foregoing direction, during its annual revision .. Z?nn i ines' the Board maY wish to pay considerable attention to 1 093'in i S r f o ’T ?89St°niSfi?h»Where attendanc® has increased from court (A. 314) 1,289 ln 196 • Memorandum Opinion of district 9 of racially identifiable schools (A. 488). For example, the completion of Northwest Junior High and Bearden High resulted in revision of secondary zone structures in the general West Knoxville area. The irregularly shaped West High School zone established in 1968 (A. 440; cf. X7) excludes a nearby black residential area which is entirely zoned into Rule High. The school district enlarged the West facility at the same time Bearden High was constructed (A. 442-43) with the result that, particularly as the zones were drawn, none of the black students m the Rule area are assigned to the heavily white Bearden or West High Schools. Nor did the reexamination of zones in western Knoxville alter the character of Rule and Beardsley Junior High Schools — one white and the other black, located next door to one another? The Beardsley grade structure is still unique, both in this system and in this state?" The Beardsley Junior High zone is virtually coterminate with the black residential area (A. 385) but the zones were not redrawn nor the schools paired as recommendecMjy^the University of Tennessee Title IV Center (A. 398.)?" ' h :22e lh 1967 Dr' Bedelle could not explain this phenomenon (18,165 Department of Health, Education and Welfare) 1379-1410<1970*! Mhoo?s w o ^ b S better i ^ R u l ^ a n d ' ? , ? ? ' ' " ^anization of the The district court ordered the U n e s ^ e d r a ' w ? , ^ ! ^ ^ <A’ 387‘89) 10 Almost all of Knoxville's portable classrooms are located at white schools (X18, A.516) despite the availability of excess capacity at black schools (A. 391-92) . The location of these portable classrooms obviates any need to adjust zone lines between white and black schools to avoid overcrowding of the permanent facilities at the schools. For example, the Board operated the Negro Green Elanentary School at half capacity while using portable classrooms to contain overcrowding at the predominantly white Huff Elementary School three miles away (A. 430). The attitude of this school system toward desegregation is most graphically revealed by its perpetuation of racially identi fiable faculties. No teachers have ever been transferrred to desegregate a school's faculty (A. 467); in 1969-70 twenty-one schools had no Negro teachers (A. 187-94) and two Negro schools (Sam Hill and Mountain View) had no white teachers (ibid.), despite Dr. Bedelle's view that faculty desegregation requires "substantial" numbers of minority teachers at each school (A. 461). Significant is the district's selection of faculties at newly opened schools: Bearden High had no black teachers (A. 192), Central but one (along with 70 white teachers) (A. 193), and Northwest Junior High only two (ibid.). Conversely, faculty racial pre dominance continued to mirror student body population, and thus to perpetuate racial identifiability: Lonsdale had one Negro and 17 white teachers, Sam Hill 16 Negro and no white teachers; Beardsley, 20 black and four white instructors. Rule oniblack and 58 white teachers (A. 187-94). 11 Similarly, assignments of principals have conformed to established patterns with no attempts to eliminate racially identifiable schools. A black principal was not assigned to a formerly white school until after it had become majority black (A. 472); when black schools were closed (18,165 A.169a), their former principals did not get assigned to vacancies at white schools (A. 473). In 1969-70, no Negro was the principal of a predominantly white student body school. Three whites were assigned as principal at predominantly-black schools (A. 187-94); all of these schools, however, had originally been white schools (see A. 472-74). The school district's explanation for these results was that it never transferred teachers or principals without their consent (A. 467) and they considered whether a teacher could "understand" a particular neighborhood in making assignments (A. 470) The results of these policies can be summarized as follows: During the 1969-70 school year, ten years after the initiation of this lawsuit, the Knoxville school system consisted of 47 elementary, 9 junior high, and 9 high schools (A. 168-77) . Although black students constitute only 16% of the Knoxville school population (A. 177), 83% of all black students attended majority-black schools (A. 309, 520). The following table illustrates the changing racial composition of black schools since this suit was commenced: 12 13/ 14/ 15/1962-6 3 1966-6 7 1969-70 School W B W B W B 16/ Austin 0 710 1 432 10 739 Beardsley 0 672 6 471 4 357 Cansler 0 361 0 221 12 206 Eastport 0 592 1 437 0 442 Green 0 677 21 421 5 276 Maynard 0 491 2 452 7 375 Mountain View 0 357 0 325 0 303 Sam Hill 0 488 0 498 4 347 Vine 0 776 1 619 5 628 These schools were all-white in 1962-63 and remained all-white in 1969-70: Claxton, Giffin, Lockett, Oakwood, Perkins, South Knoxville and West View. All-White schools in 1962-63 which presently enroll ten or fewer black students are McCampbell, Sequoyah and South. Schools which had ten or fewer black students in 1962-63 and 1969-70 are Brownlow, Flenniken and McCallie (15,432 A. 105a, A. 138-39). Faculties reflected student body racial proportions (Compare A.138-48 with A.188-95). Twenty schools still have no faculty desegregation (A. 471). The district court denied all systemwide relief except "to find that the Board should accelerate the integration of faculties" 13/ 14/ 15/ 16/ 15,432 A.105a. 18,165 A . 42a-47a. A.138-49. Austin-East complex. 13 (A.321) • The Court also directed the Board "to revise the zones in this area for the 1970 school term to eliminate overcrowding at Rule and to utilize existing capacity at Beardsley" (A. 314) and "to keep adequate records to show enforcement of its transfer plan" (A. 317). In all other respects, the Court denied plaintiffs relief. APPENDIX B LEGISLATIVE HISTORY OF § 718 The provision for attorneys' fees in school desegregation cases was first introduced in the Senate as § 11 of the Emergency School Aid and Quality Integrated Education Act of 1971, s. 1557. The bill was reported to the Senate floor in April of 1971, and § 11 was described in the report of the Senate Committee on Labor and Public Welfare. Sen. Rep. No. 92-61, 92d Cong., 1st Sess. The report, while not setting out the precise text of § 11, describes it fully. its provisions were substantially the same as those of § 718 as it finally passed, with two important exceptions. First, payment of attorneys' fees in school cases was to be made by the United States from a special fund established by the Act. Second, the section provided that "reasonable counsel fees, and costs not otherwise reimbursed for services rendered, and costs incurred, after the date of enactment of the Act" were■ Y7 to be awarded to a prevailing plaintiff. it should be noted - The description of § 11 in the Senate report is as follows: This section states that upon the entry of a final order by a court of the united States against a local educational agency, a State (or any agency thereof), or the Department of Health, Education, and Welfare, for failure to comply with any provision of the Act or of title i of the Elementary and Secondary Education Act of 1965, or for discrimination on the basis of race, color, or national origin in violation of title VI of the Civil Rights Act of 1964 or of the Fourteenth Article of amendment to the Constitution of the united States as they pertain to that the quoted language was omitted from § 718. On April 21, 1971 Senator Dominick of Colorado introduced an amendment to delete § 11 in its entirety from the bill. The basis for the deletion was that it was not proper that the United States should bear the costs of attorneys' fees but rather that such costs should be imposed on the school boards responsible for the maintenance of unconstitutionally segregated school systems. Senator Dominick's amendment passed. 117 Cong. Rec. S.5324-31 (daily ed. April 21, 1971). On the next day, Senator Cook of Kentucky, who was also opposed to § 11, introduced a new amendment identical to the present § 718 and after two days of debate that amendment was passed. 117 Cong. Rec. S.5483-92 (daily ed. April 22, 1971) and S.5534-39 (daily ed. April 23, 1971). The section as passed became § 16 of S.1557, and S.1557 as a whole was passed on April 26, 1971 without any further debate of the attorneys' fees provision. 117 Cong. Rec. S.5742-47 (daily ed. April 26, l / cont'd elementary and secondary education, such court shall, upon a finding that the proceedings were necessary to bring about compliance, award, from funds reserved pursuant to section 3(b)(3), reasonable counsel fees, and costs not otherwise reimbursed for services rendered, and costs incurred, after the date of enact ment of the Act to the party obtaining such order. In any case in which a party asserts a right to be awarded fees and costs under section 11, the United States shall be a party with respect to the appropri ateness of such award and the reasonableness of counsel fees. The Commissioner is directed to transfer all funds reserved pursuant to section 3(b)(3) to the Administration Office of the United States Courts for the purpose of making payments of fees awarded pursuant to section 11. Senate Report No. 92-61, 92d Cong., 1st Sess., pp. 55-56. -2- 1971). Subsequently, on August 6, 1971, the Senate passed a re lated statute, S.659, the Education Amendments of 1971. See, U.S. Code Congressional and Administrative News, 1971, vol. 6 2/p. 2333. Both Senate bills were then sent to the House. On November 5, 1971, the House, in considering a parallel measure, H.R.7248, amended S.659. The House struck everything after the enactment clause of the Senate bill and substituted a new text based substantially on the House bill and in effect combining provisions of S.1557 and S.659. Ibid. In so amending the Senate bill the House omitted the attorneys' fees provision (Id., at 2406) without debate. The amended Senate bill was then returned to the Senate with request for a conference, which request was referred to the Senate Committee on Labor and Public Welfare. However, the Committee, instead of acceding to the request for a conference, reported S.659 back to the Senate floor with amendments to the House substitute. Those amendments re-included the counsel fee provision of S.1557 in exactly the same form as it had originally passed the Senate in April. Id. at 2333 and 2406. On March 1, 1972, the Senate passed S.659 as reported to it by the Committee, and this amended bill was then sent to conference. The Senate- 2/ Sen. Rep. No. 92-604, 92d Cong., 2nd Sess., Report of the Senate Committee on Labor and Public Welfare on the Message of the House on S.659. 2/ Conference Report No. 798, 92d Cong., 2nd Sess. -3- House conference made further amendments and reported the bill to both houses with the continued inclusion of the attorneys' fees provision exactly as passed by the Senate, jrd. at 2406. The provision was now § 718 of the Education Amendments of 1972. The conference bill was passed with no further debate on § 718 by the Senate on May 24, 1972 and by the House on June 8, 1972 (I<3. at 2200) , and was signed into law by the President on June 23. Thus, the only debate concerning § 718 occurred in connec tion with its original passage by the Senate in April of 1971. As noted above, there was no debate in the House concerning its deletion when the House amended S.659 and there was no further debate in the Senate or the House with regard to the passage of the conference bill. F -4-