Shuttlesworth v Birmingham AL Brief for Respondent
Public Court Documents
October 1, 1968
83 pages
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Brief Collection, LDF Court Filings. Shuttlesworth v Birmingham AL Brief for Respondent, 1968. c5877c42-c49a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/ce81acdc-cc51-435e-b8da-ea2a6d1a8079/shuttlesworth-v-birmingham-al-brief-for-respondent. Accessed November 23, 2025.
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IN THE
SUPREME COURT OF THE UNITED STATES.
OCTOBER TERM, 1968,
No, 42.
FRED L. SHUTTLESWORTH,
Petitioner,
vs.
CITV OF BIRMINGHAM, ALABAMA,
Respondent
On Writ of Certiorari to the Supreme Court of Alabama.
BRIEF FOR RESPONDENT.
J. M. BRECKENRIDGE,
EARL McBEE,
WILLIAM C. WALKER,
All at 600 City Hall,
Birmingham, Alabama 35203,
Attorneys for Respondent
St. Louis Law Printing Co., Inc., 411-15 N. Eighth St., 63101. CEntral 1-4477.
INDEX.
Page
Statement ............................................................................. 1
Summary of argument....................................................... 6
Argument ....................................... 19
I. Petitioner’s conviction should not be reversed
because of facial unconstitutionality as a void
prior restraint upon free expression; and peti
tioner should be punished for failing to comply
with its permit requirement................................. 19
A. Introductory statement................................... 19
B. Cox vs. New Hampshire versus Lovell vs.
Griffin ................................................................. 20
C. The New Hampshire Cox cases (a compari
son with this case in the light of Walker) 23
I). Section 1159 is valid as construed, under the
“ weighing of interests” as well as the
“ speech plus” doctrine. Both recognize the
right of municipalities to exercise reasonable
control over its streets, including sidewalks,
for safety and convenience in their use as
set forth in Cox v. New Hampshire .......... 32
II. Petitioner had fair notice as acquired by due
process of law ......................................................... 36
A. Petitioner had fair notice within the rules
of Lanzetta and Bouie ................................... 36
B. Petitioner could not with impunity presume
at the time he participated in the enjoined
march which violated Section 1159 that the
Supreme Court of Alabama could not or
would not construe Section 1159 to require a
XI
narrow, precise and non-discriminatory exer
cise of discretion in the issuance or denial
of the p erm it..................................................... 40
C. Cases relied upon by petitioner cited in part
I and referred to in part II of his bi’ief are
not in point. These cases did not teach peti
tioner that he could igxxore Section 1159 . . . 43
(a) The movie censorship ca ses .................... 43
(b) Distribution of literature and solicita
tion cases .................................................... 45
(c) Public assembly cases .............................. 51
(d) The remaining cases ................................ 55
D. Raley v. Ohio, 360 U. S. 423, 79 S. Ct. 1257;
Linkletter v. Walker, 381 U. S. 618, 85 S. Ct.
1731; Johnson v. New Jersey, 384 U. S. 719,
86 S. Ct. 1772; O ’Connor v. Ohio, 385 U. S.
92, 87 S. Ct. 252; and James v. United States,
366 U. S. 213, 81 S. Ct. 1052, have no rele
vance to the instant case ............................... 56
E. Petitioner had fair notice that his march
in formation along the sidewalk was a
parade or procession within the proscription
of Section 1159 ................................................. 58
III. It is not necessary that Section 1159, as con
strued provide for a prompt administrative pro
ceeding and judicial review if the permit re
quired by Section 1159 is denied. A “ motion
to dissolve” the injunction pending at the time
of petitioner’s parade without a permit or
“ mandamus” to compel the issuance of said
permit are adequate............................................... 60
A. Only enactments that censor the content of
speech must provide for both a prompt ad
ministrative proceeding and judicial review 60
Ill
B. Mandamus and in this case a motion to dis
solve the injunction provide adequate pro
cedures for the review of denials of permits
required by Section 1159 ............................... 64
Conclusion ............................................................................ 71
Appendix ........................................................................ 73
Cases Cited.
Adderly v. State of Florida, 385 U. S. 39, 87 S. Ct.
242, 17 L. Ed. 2d 149 ......... 22
Amalgamated Food Emp. U. Local 590 v. Logan Val
ley Plaza, 88 S. Ct. 1601 (1968) ....12 ,17,44,45,57,62
Bantam Books, Inc. v. Sullivan, 372 U. S. 58, 83 S. Ct.
631 ....................................... . . . . .6 0 ,6 3
Black v. Wilson, 281 Ala. 6, 198 So. 2d 286 ..............67,69
Bouie v. City of Columbia, 378 U. S. 347, 84 S. Ct.
1697 ........................................................................... 36,37,38
Burton v. Wilmington Parking Authority et al., 365
U. S. 715, 81 S. Ct. 856, 861, 6 L. Ed. 2d 4 5 .......... 7
Cantwell v. Connecticut, 310 U. S. 296, 60 S. Ct.
900 ............................................................................. 13,45,46
Chaplinsky v. State of New Hampshire (1942), 315
IT. S. 568, 62 S. Ct. 766 ............................................... 9,27
Commercial Pictures Corp. v. Regents, 346 IT. S. 587,
74 S. Ct. 286 ...........................................................12,43
Cox v. Louisiana, 379 IT. S. 554, 85 S. Ct. 464. .7,9,12,13
15,17,19, 22, 33, 34,35, 44, 49, 55,66
Cox v. New Hampshire (1941), 312 H. S. 569, 61 S. Ct.
762, 85 L. Ed. 1049. .4, 7, 8, 9,11,13,14,16,17,19, 20, 23
24, 25, 32, 33, 34, 41, 46, 47, 57, 58, 59,62, 66
Dombrowski v. Pfister, 380 H. S. 479 ..........8, 27, 28, 30, 42
Escobedo v. Illinois, 378 H. S. 478 ........................... .15, 56
Fleming v. Nestor (1960), 363 U. S. 603, 611, 80 S. Ct.
1367, 4 L. Ed. 2d 1435 ................................................ 27
IV
Fox v. State of Washington, 236 U. S. 273, 35 S. Ct.
383 ........................ ............. ............................................... 28
Freedman v. Maryland, 380 U. S. 51, 85 S. Ct.
734 ......................................... 12,16, 22, 43, 44, 60,61,62,63
Gelling v. Texas, 343 U. S. 960, 72 S. Ct. 1002 ___ 12,43
Goldblatt v. Town of Hempstead (1961), 369 U. S.
590, 595-596, 82 S. Ct. 987, 8 L. Ed. 2d 1 3 0 .............. 27
Griffin v. California, 380 U. S. 609 ..............................15, 56
Hague v. C. I. O., 307 U. S. 496, 59 S. Ct. 954 . .15,45,46
Holmby Production, Inc. v. Vaughn, 350 U. S. 870,
76 S. Ct. 117 ............ ....................................................... 12
Interstate Circuit, Inc. v. City of Dallas, 20 L. Ed.
2d 225 ........................................................................ 12,43,44
James v. United States, 366 U. S. 2 1 3 ..................15,56,57
Johnson v. New Jersey, 384 U. S. 719, 86 S. Ct.
1772 ....... 15,56
Jones v. Opelika, 316 U. S. 584, 62 S. Ct. 1231, vacated
by 319 U. S. 103, 63 S. Ct. 890 ..........................13,45,46
Joseph Burstyn, Inc. v. Wilson, 343 U. S. 495, 72
S. Ct. 777 ........................................................................12,43
Kelly v. Page, 335 F. 2d 1 1 4 .............................................. 6
Kovacs v. Cooper (1949), 336 U. S. 77, 85, 69 S. Ct.
448, 452 ................................................................... 8,9,26,27
Kunz v. New York, 340 U. S. 290, 71 S. Ct.
313 ........................................................................14,47,51,53
Landry v. Daley (1968), 280 Fed. Supp. 938, 967
(Three Judge Court, N. D. 111., E. D.) .... ................. 27
Lanzetta v. New Jersey, 306 U. S. at page 453, 59 S.
Ct., at page 619 ..................................................... 10, 36, 37
Largent v. Texas, 318 U. S. 418, 63 S. Ct. 667 ..........13,45
Linkletter v. Walker, 381 U. S. 618, 85 S. Ct.
1731 ................................................................................. 15,56
Lovell v. Griffin, 303 U. S. 444 ----- 7,13,20, 32, 45, 46, 47,62
Mapp v. Ohio, 367 U. S. 643 ......................................... 15, 56
V
Marsh, v, Alabama, 326 U. S. 501, 66 S. Ct.
276 ........................................................... 13,14,45,46,47,50
Miranda v. Arizona, 384 U. S. 436 ................................ 15
Nieomatko v. State of Maryland (1951), 340 U. S. 268,
276, 280, 71 S. Ct. 328, 330, 332 ... .9,14, 32, 33,47,51,55
O’Connor v. Ohio, 385 U. S. 92, 87 S. Ct. 252 ..........15, 56
Poulos v. New Hampshire, 345 U. S. 395, 73 S. Ct.
760, 99 L. Ed. 1165 ..................................... 8,17,28,64,67
Raley v. Ohio, 360 U. S. 423 ................................. 15,56,57
Saia v. People of State of New York, 334 U. S. 558,
68 S. Ct. 1148 ......................................................... 14,51,52
Schneider v. State of New Jersey (1960), 308 U. S.
147, 60 S. Ct. 146 ................................ ...7 ,13,45,46,62
Shuttlesworth v. City of Birmingham, 281 Ala. 542,
206 So. 2d 348, 352, 353 ..................................... 4,9,27,63
Shuttlesworth v. City of Birmingham, 382 U. S. 87,
86 S. Ct. 211 .....................................................15,30,42,55
Sobel v. Adams (1962), 208 Fed. Supp. 324 (S. D.
Fla.) ............................................................................ 27
State v. Cox, 16 A. 2d 508 ..................................... 23,24,25
Staub v. City of Baxley, 355 IT. S. 313, 78 S. Ct.
277 ............................................................13,14,22,45,46,47
Superior Films, Inc. v. Department of Education, 346
IT. S. 587, 74 S. Ct. 286 ..............................................12,43
Teitel Film Corp. v. Cusack, 390 IT. S. 139, 88 S. Ct.
754 .................................................................................. .60,63
Tucker v. Texas, 326 U. S. 517, 66 S. Ct.
274 ..................................................................13,14,45,47,50
United States v. Harriss (1954), 347 IT. S. 612, 74
S. Ct. 808, 98 L. Ed. 989 ............................................. 27
United States v. U. S. Klans et al. (1961), 194 Fed.
Supp. 897 (D. C., M. D., Ala. N. D.) . 7
Walker v. City of Birmingham (1967), 388 U. S. 307,
87 S. Ct. 1824 ........2,3,4,7,8,9,11,16,17,18,19,22,24
25, 42, 59, 66, 67, 69
Winters v. New York, 333 U. S. 507, 68 S. Ct. 665 . .11, 40
VI
Statutes Cited.
Alabama Constitution of 1901, Art, 6, Section 140.. 18, 70
Alabama Supreme Court Eule 47, Title 7, Appendix,
Code of Alabama 1940, Eecompiled 1958 ..............17, 68
General City Code of Birmingham:
Section 2 ......................................................................... 16
Section 1159 ............ ............................... 2,4,6,9 ,10,13,40
Textbooks Cited.
Kalven, ‘ ‘ The Concept of the Public Forum,” the Su
preme Court Review 1965, pages 1-32 ...................... 7, 22
Micklejohn, Political Freedom, 24-28 .......................... 22
Miscellaneous Cited.
Report on Biots, Civil, Criminal Disorders—Hearings
Before the Permanent Sub-Committee Investiga
tions of the Committee on Government Operations
United States Senate, Part I, Charts at page 14 .. 35
IN THE
SUPREME COURT OF THE UNITED STATES,
OCTOBER TERM, 1968.
No. 42.
FRED L. SHUTTLESWORTH,
Petitioner,
vs.
CITY OF BIRMINGHAM, ALABAMA,
Respondent
On Writ of Certiorari to the Supreme Court of Alabama.
BRIEF FOR RESPONDENT.
STATEMENT.
We do not concede that petitioner’s conduct should be
dealt with as that of one who was engaging, together
with a group of 52 persons, in nothing more than a peace
ful, orderly demonstration upon the sidewalks of the
City of Birmingham without a permit. It is less than
realistic to ignore the surrounding relevant circumstances.
These include not only facts developed in the Record
in this case, but also those shown in the opinions in the
related case of Walker v. City of Birmingham (1967),
388 U. S. 307, 87 S. Ct. 1824.1
Some of these revelant circumstances shown by the
latter case were that petitioner, together with “ many
others” , was involved in the so-called “ Birmingham
Movement” in 1963. Several arrests had been made for
mass parading without a permit on April 6th and 7th
and April 9th and 10th. On the latter date, an injunction
was issued to enjoin mass picketing, mass parading, or
mass demonstrating without a permit. In defiance of
the injunction, a march or demonstration was called for
Good Friday, April 12, 1963, with petitioner Shuttlesworth
One of its leaders. Some fifty marchers came out of the
church at 14th Street and 6th Avenue North, but a large
crowd of Negroes were gathered on the outside. Walker,
388 U. S., at pages 340, 341. The latter was a crowd of
some 1,000 to 1500, “ clapping, hollering and whooping” ,
and some of whom followed the marchers and spilled
out into the street. This gathering was promoted at a
meeting of the “ Movement” held the night before at
which one of the leaders proclaimed: “ Injunction or no
injunction, we are going to march tomorrow.” Walker,
388 U. S., at pages 310, 311.
Earlier the same day, April 11, 1963, in a press release
signed by this petitioner and other leaders of the “ Move
ment” , they defied the injunction restraining them from
violating Section 1159 by holding mass parades without
a permit but also openly declared they would not obey
laws they considered unjust. Walker, 388 U. S. 323, 324.
The mass march or procession held April 12, 1963, di
rectly carried out this defiant threat to march, which
they did without making any attempt to obtain a permit,
1 The Good Friday, 1963 parade or demonstration considered
in Walker was the identical parade or demonstration for which
petitioner was convicted here. 388 U. S. 310, 311, 319; Peti
tioner’s Brief in that case, at page 37. Note: Petitioner Shut
tlesworth was also one of the petitioners in Walker.
— 2 —
in violation of the ordinance and thus in violation of the
injunction. Walker, 388 U. S. 315. That it could not
be properly described as a mere peaceful, orderly march
of 52 civil rights demonstrators upon the sidewalks of
Birmingham is obvious.
It was a part of the “ Movement” and a part of a
planned and controlled takeover of the sidewalks and
streets by a mob of some 1,000 to 1,500 in furtherance
of the “ Movement” , in violation of the ordinance and
the injunction, ultimately resulting in violence and injury
to persons and property. Walker, 388 U. S. 310, 311. It
is perhaps true that the March of April 12th was slightly
less disorderly than the one that followed on April 14,
1963. However, “ there was a lot of loud hollering going
on and some people threw rocks” in the march of April
12th, and a lot of “ dodging going on” (A. 29). Officer
Higginbotham, who was stationed at 18th Street and 5th
Avenue North, some five blocks from the point of origin
of the parade or demonstration, and who testified he
stopped it between 17th and 18th Streets on 5th Avenue,
stated that the formal part of the parade “ were four
to six across the sidewalk, all the way across the sidewalk
on the North side of 5th Avenue heading east” . These
were on the north sidewalk of 5th Avenue North, but
there was a. large crowd approaching from the back of
them. They were all over.” The group gathering on
the opposite side and alongside were not white and black
but were all black. On being asked whether Ke stopped
the other group, Higginbotham replied, “ Every one
stopped at this time that I brought it to a halt” (A. 23).
It was a mass moving together and obviously was ob
structing the sidewalk and street.
The defiant marches of April 12th and April 14th were
conducted by the “ Movement” , of which petitioner was
a highly ranked leader, without making any effort to dis
— 3 —
— 4 —
solve the injunction restraining them from holding such
a mass parade without a permit required by Section 1159.
Thus, they deliberately refused to avail themselves of
an easily available and expeditious way to quickly test
the constitutionality of the ordinance on its face and as
applied.
While the Court of Appeals of Alabama, in a 2 to 1
decision, declared Ordinance 1159 unconstitutional, this
was reversed by the Alabama Supreme Court in a unani
mous decision. It is significant that the Alabama Supreme
Court, in its rehearing, had the benefit of this Honorable
Court’s decision in Walker, which was rendered subse
quent to that of the Alabama Court of Appeals. Shuttles-
worth v. City of Birmingham, 281 Ala. 542, 206 So. 2d
348, 352, 353; Walker v. City of Birmingham, 388 U. S.
307, 316, 317, 87 S. Ct. 1824, 1830.
Briefly, we here comment on the “ Questions Presented” .
In a nutshell, the question presented here for determina
tion is whether or not in the light of the facts in this
case the Supreme Court of Alabama, in deciding this case
(206 So. 2d 348, 354), properly relied upon and applied
Cox v. New Hampshire, 312 U. S. 569, 61 S. Ct. 762, 85
L. Ed. 1049, and Walker v. City of Birmingham, 388 U. S.
307, 87 S. Ct. 1824, 18 L. Ed. 2d 1210, the established
line of cases upholding the right of municipalities to
properly regulate the use of its streets and sidewalks
for safety and convenience of the public, as distinguished
from the co-existent and mutually compatible line of cases
relating to censorship of speech or press activities, such
as Lovell (handing out handbills), Staub (soliciting union
memberships in private homes), or Freedman (previewing-
movies to approve or disapprove their showing).
In his “ Questions Presented” , petitioner has taken a
somewhat more sophisticated approach. Statements 1 and
2 appear to overlap if, indeed, 2 is not in essence the
same thing as 1. While 3 injects a new issue not pre
sented in his petition for certiorari and seems to be some
what of an afterthought, we think the questions posed in
1, 2 and 3 are due to he answered in the negative. In our
Argument, we shall follow the order used by petitioner,
although this will necessitate treatment of some of the
same cases in more than one of the three sections of our
brief.
— 5 —
6
SUMMARY OF ARGUMENT.
I.
A. The Supreme Court of Alabama, in the opinion un
der review, upheld the conviction of petitioner, one of the
leaders of the “ Movement” in Birmingham which came
shortly after and was patterned after the Albany, Georgia
“ Movement” , using the same tactics of takeover of the
streets by repeated mass demonstrations where formal
marchers were about 40 to 60, but the disorderly psuedo
spectators assembled by the “ Movement” which actually
engaged in the violence numbered in the thousands.
This technique is illustrated by the revealing statement
of the United States Court of Appeals, Fifth Circuit, in
Kelly v. Page, 335 F. 2d 114, concerning the Albany
“ Movement” :
“ The last big demonstration was on July 24, 1962.
There were only forty marchers but from 3,000 to
4,000 spectators participated in the ensuing confusion
and disorder . . . There was testimony that Negro
spectators on both sides of the street would run out
into the street and spit at the officers.”
Notwithstanding the injunction issues by the State Cir
cuit Court, petitioner and his followers engaged in such
disorderly mass parades or processions on April 12th and
April 14th, 1963 which became violent mobs in open de
fiance of the injunction, all Alabama Courts, and all laws
they considered unjust.
The conviction of petitioner was for violation of Sec.
1159 of the Birmingham City Code, which is here under
attack as being facially unconstitutional as a void prior
restraint upon exercise of free speech. This ordinance is
set out in the Appendix hereto, at page 73. Its clear
and manifest purpose is to conserve safety and conven
— 7 —
ience in the use of the City streets, including sidewalks,
an obligation and duty of the municipality for the benefit
of the public as a whole, including petitioner and his
followers. Cox v. New Hampshire (1941), 312 U. S. 569,
61 S. Ct. 762, 85 L. Ed. 1049; Cox v. Louisiana (1965),
379 U. S. 536, 85 S. Ct. 453; Walker v. City of Birming
ham (1967), 388 U. S. 307, 87 S. Ct. 1824. This duty is
imposed upon “ municipal authorities as trustees for the
public (who) have the duty to keep their communities’
streets open and available for movement of people and
property, the primary purpose for which streets are dedi
cated.” Schneider v. State of New Jersey (1960), 308
U. S. 147, 60 S. Ct. 146. The City also had a duty to
protect the demonstrators in the lawful exercise of their
constitutional rights. Burton v. Wilmington Parking Au
thority et al., 365 U. 8. 715, 81 S. Ct. 856, 861, 6 L. Ed.
2d 45; United States v. U. S. Klans et al. (1961), 194
Fed. Supp. 897 (D. C., M. D., Ala. N. D.).
In Lovell-Staub-Freedman, the line of cases relied upon
by petitioner, the matters at issue are quite different.
They involve pure speech situations such as distribution
of handbills, soliciting members of a union organization
in private homes, and censorship of movies. Section 1159
is not facially void as an improper prior restraint. The
application for a permit required by it was essential to
provide necessary information to enable the City to prop
erly perform its duties to the public and to demonstrators.
B. Cox v. New Hampshire, 312 U. S. 569, supra, is not
in conflict with Lovell v. Griffin, 303 U. S. 444. Mr. Chief
Justice Hughes, who wrote both opinions, cited Lovell in
Cox. They simply have different areas of application.
Certainly Cox stands as a strong and healthy precedent
for use of prior restraint in regulating the public forum
“ as it relates to use of streets, including sidewalks.”
Kalven, “ The Concept of the Public Forum,” the Su
preme Court Review 1965, pages 28-29.
. C. We compare Cox with the instant case, in the light
of Walker v. City of Birmingham (1967), 388 U. S. 307,
87 S. Ct. 1824. It is clear the Supreme Court of Alabama
properly relied upon these cases holding Section 1159 not
facially unconstitutional and in upholding Petitioner’s
conviction for its violation. Facts in Cox and the instant
Shuttlesworth case are remarkably similar. The formal
part of the instant parade was on the sidewalk as in Cox.
The number of paraders in the present case was about
three times the number in each of the separate units in
Cox. In Cox the licensing authority was granted unlim
ited discretion to issue or refuse the permit. In the in
stant case such discretion was not unlimited but related
to public welfare, peace, safety, etc. In both cases the
Supreme Courts of New Hampshire and Alabama, re
spectively, narrowly limited such discretion to a matter
of safety and convenience in the use of the streets, in
cluding sidewalks. Please see Appendix, pages 73-74.
Walker recognized “ the strong interest of state and
local governments in regulating the use of their streets
and other public places” (388 U. S. 315, 87 S. Ct. 1829),
and also suggested the Alabama Courts might give “ the
licensing authority a narrow and precise scope, as did the
New Hampshire Courts in Cox v. State of New Hamp
shire and Poulos v. New Hampshire. . . . Here, just as
in Cox and Poulos, it could not be assumed that this
ordinance was void on its face” (358 U. S. 316, 317, 87
S. Ct. 1830).
The test of facial constitutionality of an ordinance or
state statute by this Honorable Court is its constitution
ality after the state court has construed it. Cox v. New
Hampshire, 312 U. 8. 569, supra; Kovacs v. Cooper (1949),
336 U. 8. 77, 85, 69 S. Ct. 448, 452; Dombrowski v. Pfister,
380 U. S. 479. Such narrowing construction is properly
applied to conduct occurring prior thereto. Dombrowski,
380 TJ. S., at page 491, 85 S. Ct., at 1123.
9
D. Section 1159 is valid as construed by the Supreme
Court of Alabama. The interest of the municipality in
the protection of public convenience and peace in the
primary uses of streets and parks for the purposes for
which they were dedicated should be weighed as against
the interest in free expression. Nieomatko v. State of
Maryland (1951), 340 U. S. 268, 276, 280, 71 S. Ct. 328,
330, 332. Also it is valid as construed because it does
not deal with pure speech but with “ speech plus” ; that
is, parading or patrolling or picketing, which may have
some elements of communication of ideas but is also much
more in that it may well result in confusion, disorder
and violence as in this case. Cox v. Louisiana, 379 IT. S.
554, 85 S. Ct. 464; Cox v. Louisiana, Mr. Justice Black
dissenting, 379 U. S., at page 584, 85 S. Ct. 671.
Whether the “ weighing of interests” or the “ speech
plus” , or both theories are applied, Section 1159 as con
strued is valid. Cox v. New Hampshire, 312 U. S. 569,
supra; Walker v. City of Birmingham, 388 U. S. 307.
The rule is well established by state and federal cases
that an ordinance or statute will be narrowly construed,
if it can reasonably be done, to save its constitutionality.
“ Courts are inclined to adopt that reasonable interpreta
tion of a statute which removes it farthest from possible
constitutional infirmity.” Kovacs v. Cooper (1949), 336
U. 8. 85, 69 S. Ct. 452; Chaplinsky v. State of New Hamp
shire (1942), 315 IT. S. 568, 62 S. Ct. 766; Cox v. New
Hampshire (1941), 312 U. S. 569, 61 S. Ct. 762; Shuttles-
worth v. City of Birmingham (1967), 281 Ala. 542, 206
So. 2d 348.
l o
ll.
A. Section 1159 as written provided “ fair notice” to
petitioner that if he participated in a parade without
first obtaining a permit he would be arrested and con
victed. The standard for statutory “ fair notice” is spelled
out in Lanzetta v. New Jersey, 306 U. S., at page 453,
59 S. Ct., at page 619:
“ . . . [T]he terms of a penal statute creating a
new offense must be sufficiently explicit to inform
those who are subject to it what conduct on their
part will render them liable to its penalties . . . ”
The first paragraph of Section 1159 proscribes parading
without a permit. The second paragraph deals with the
administrative procedures for granting or denying the
permit. Insofar as “ fair notice” is concerned, the only
portion of Section 1159 that is material is the first para
graph. The first paragraph reads:
“ Sec. 1159. Parading.
“ It shall be unlawful to organize or hold, or to
assist in organizing or holding, or to take part or
participate in any parade or procession or other pub
lic demonstration on the streets or other public ways
of the city, unless a permit therefor has been secured
from the Commission.”
The language employed in the first paragraph of Section
1159 is sufficiently explicit to inform petitioner that to
participate in a parade without a permit is proscribed.
Thus, petitioner had “ fair notice” as required by “ due
process” .
B. Petitioner also contends that as written, and under
the prior decision of this Honorable Court, Section 1159
was unconstitutional because it vested excessive discre
tion in the Commission to deny the permit and therefore
11
lie could ignore the plain language of the act and parade
without a permit. Thus he contends that since the prior
decision of this Court taught him he could ignore Section
1159, he did not have fair notice in spite of the plain
language of the act.
It might well be that the state court construction of
Section 1159 limiting the discretion vested in the Com
mission to deny permits was necessary to validate the
enactment, but such construction is not only proper but
desirable. The case of Winters v. New York, 333 U. S.
507, 68 S. Ct. 665, makes it clear that Section 1159 means
what the Alabama Supreme Court construed it to mean.
In speaking of the effect of a state court’s interpretation
of an act in the same case, this Honorable Court in Win
ters, at 333 IT. S., page 514, 68 S. Ct., page 669, said:
“ The interpretation by the Court of Appeals puts
these words in the statute as definitely as if it had
been so amended by the legislature.”
This rule has been recognized in many cases, including
Cox v. New Hampshire, 312 U. S. 569, 61 S. Ct. 762; and
Walker v. City of Birmingham, 388 U. S. 307, 87 S. Ct.
1824.
C. The prior decisions cited and relied upon by peti
tioner as holding that he could rely on Section 1159 as
written rather than as construed, and therefore ignore
the parade permit, fall into four general classifications.
These are (a) the movie censorship cases, (b) distribution
of literature and solicitation cases, (c) public assembly
cases, and (d) the remaining cases.
12
(a)
The movie censorship cases cited and relied upon by
petitioner are Interstate Circuit, Inc. v. City of Dallas,
20 L. Ed. 2d 225; Joseph Burstyn, Inc. v. Wilson, 343
U. S. 495, 72 S. Ct. 777; Gelling v. Texas, 343 IT. S. 960,
72 S. Ct. 1002; Superior Films, Inc. v. Department of Edu
cation, 346 IT. S. 587, 74 S. Ct. 286; Commercial Pictures
Corp. v. Regents, 346 IT. S. 587, 74 S. Ct. 286; Holmby
Production, Inc. v. Vaughn, 350 IT. S. 870, 76 S. Ct. 117;
and Freedman v. Maryland, 380 IT. S. 51, 85 8. Ct. 734.
The foregoing movie censorship cases all involve enact
ments creating bodies to censor the content of speech, that
is movies, and as such involve pure speech. Section 1159
is an enactment designed to regulate traffic and any
regulation of speech incident thereto is strictly speech
intermingled with conduct. The fact that strict standards
are required of regulations concerned with pure speech is
pointed out in both Cox v. Louisiana, 379 IT. S. 536, 85 S.
Ct. 453; and Amalgamated Food Emp. U. Local 590 v.
Logan Valley Plaza, 88 S. Ct. 1601 (1968).
Mr. Justice Black and Mr. Justice Douglas would not
tolerate censorship under any conditions, Freedman v.
Maryland, 380 IT. S. 51, 85 S. Ct. 734; Interstate Circuit,
Inc. v. Dallas, 20 L. Ed. 2d 225; and on the other hand
Mr. Justice Black would not afford any First Amendment
protection to persons who parade on the streets. Thus, the
distinction between pure speech cases and those involving
parading and patrolling and picketing is di-amatized.
13 —
(b)
The distribution of literature and solicitation cases re
lied upon by petitioner are as follows: Lovell v. Griffin,
303 U. S. 444, 58 S. Ct. 666; Schneider v. New Jersey, 308
U. S. 147, 60 S. Ct. 146; Largent v. Texas, 318 U. S. 418,
63 S. Ct. 667; Jones v. Opelika, 316 U. S. 584, 62 S. Ct.
1231, vacated by 319 U. S. 103, 63 S. Ct. 890; Staub v.
City of Baxley, 355 U. S. 313, 78 S. Ct. 277; Cantwell v.
Connecticut, 310 U. S. 296, 60 S. Ct. 900; Hague v. C, I. O.,
307 U. S. 496, 59 S. Ct. 954; Marsh v. Alabama, 326 U. S.
501, 66 S. Ct. 276; and Tucker v. Texas, 326 U. S. 517,
66 8. Ct. 274.
In 1941 this Honorable Court upheld an enactment vir
tually the same as Section 1159 in the case of Cox v.
New Hampshire, 312 U. S. 569, 61 S. Ct. 762, and in doing
so recognized that the foregoing cases had no applica
tion to enactments such as Section 1159. This Honorable
Court cited in Cox each and every of the foregoing cases
that had been decided prior to Cox. The distinction made
there, and equally applicable here, was that the enact
ment involved in Cox was narrowly construed in the same
case, so as not to confer an excessive discretion on the
official charged with issuing the permit. The cases not
cited in Cox v. New Hampshire, 312 U. S. 569, 61 S. Ct.
762, except for Marsh v. Alabama, 326 H. S. 501, 66 S.
Ct. 276, and Tucker v. Texas, 326 IT. S. 517, 66 S. Ct. 274,
were all distinguished for this same reason in Staub v.
City of Baxley, 355 U. S. 313, 78 S. Ct. 277. These cases
were distinguished also in Cox v. Louisiana, 379 H. S.
536, 85 S. Ct. 453, where this Honorable Court held that
because enactments regulating the use of city streets to
assure the safety and convenience of the people in their
use is an exercise of governmental responsibility to insure
order, they involved “ speech plus” , whereas the cases
relied on by petitioner were examples of enactments that
— 14 —
did not regulate city streets to assure the safety and con
venience of the people in their use.
The cases of Marsh v. Alabama, 326 U. S. 501, 66 S. Ct.
276, and Tucker v. Texas, 326 U. S. 517, 66 S. Ct. 274,
turned on the authority of a person in charge of a private
company owned town and Federal housing project respec
tively to exclude those whom they did not want from such
property to the complete loss of their freedom of speech
and religion.
(c)
The public assembly cases relied upon by petitioner are
as follows: Saia v. People of State of New York, 334 U. S.
558, 68 S. Ct. 1148; Kunz v. New York, 340 U. S. 290, 7i
S. Ct. 313; and Niemotko v. Maryland, 340 U. S. 268, 71
S. Ct. 325.
As heretofore noted under II-C (b), the case of Staub
v. Baxley, 355 U. S. 313, 78 S. Ct. 277, distinguished Kunz
v. New York, 340 IT. S. 290, 71 S. Ct. 313; and Niemotko
v. Maryland, 340 U. S. 268, 71 S. Ct. 325, because the
enactments involved in those cases vested an unbridled
discretion in the official charged with granting or deny
ing a permit to arbitrarily deny the right of public as
sembly. Saia v. New York, 334 U. S. 558, 68 S. Ct. 1148,
is distinguished on the same ground. As construed, Sec
tion 1159 does not vest an unbridled discretion in the
Commission to either grant or deny the permit and con
sequently this case should be controlled by Cox v. New
Hampshire, 312 U. S. 569, 61 S. Ct. 762.
— 15 —-
(d)
The remaining cases relied upon by petitioner are Cox
v. Louisiana, 379 U. S. 536, 85 S. Ct. 453; and Shuttles-
worth v. City of Birmingham, 382 U. S. 87, 86 S. Ct. 211.
Cox v. Louisiana, 379 U. S. 536, 85 S. Ct. 453, specifically
recognizes the right of a municipality to regulate the use
of its streets and recognizes that parades are “ speech
plus” and therefore can be regulated. Shuttlesworth v.
City of Birmingham, 382 U. S. 87, 86 S. Ct. 211, did not
involve speech, either “ pure” or “ plus” , and conse
quently has no relevance. Shuttlesworth turned on a ques
tion of fair trial.
D. The cases next treated herein were cited by petitioner
for analogy and are not in point.
Linkletter v. Walker, 381 TJ. S. 618, 85 S. Ct. 1731;
Johnson v. New Jersey, 384 U. S. 719, 86 S. Ct. 1772; and
O’Connor v. Ohio, 385 U. S. 92, 87 S. Ct. 252, simply held
that cases such as Mapp v. Ohio, 367 U. S. 643; Escobedo
v. Illinois, 378 U. S. 478; Miranda v. Arizona, 384 U. S.
436; and Griffin v. California, 380 U. S. 609, which cases
establish new rules of criminal procedure and overturned
prior procedures legally relied upon by public officials
until these decisions were decided, would not be given
retroactive effect.
Raley v. Ohio, 360 U. S. 423, involved facts establishing
entrapment and is of no consequence here.
James v. United States, 366 U. S. 213, refused to sustain
the conviction of one convicted of attempting to evade
federal income taxes, because there was a prior decision
rendered by this Court, and relied upon by petitioner,
holding that no taxes were due on the particular source
of income. This Court changed the law prospectively to
make such fund taxable but would not uphold petitioner’s
conviction.
— 16
E. Petitioner had “ fair notice” that his march in forma
tion along the city sidewalk was in violation of the
proscription in Section 1159. Cox v. New Hampshire, 312
U. S. 569, 61 S. Ct. 762, involved a smaller number of
people than participated in this parade, and the Cox
parade also took place on that portion of the street known
as the sidewalk. This Honorable Court, in Walker v. City
of Birmingham, 388 U. S. 307, 87 S. Ct. 1824, considered
this same parade to be parading without a permit and
sustained this very petitioner’s conviction for contempt
for violating an injunction restraining him from par
ticipating in any parades without a permit as required
by Section 1159.
The General City Code of Birmingham is also clear to
the effect that the sidewalk is part of the street, because
under Section 2 of said Code we find:
“ Sidewalk. The term ‘ sidewalk’ shall mean that
portion of a street between the curb line and adjacent
property line.”
III.
A. The procedural safeguards required of enactments
creating censorship systems to review books and movies
prior to their dissemination or showing are different from
the necessary standards to govern the administrative dis
cretion exercised in the grant or denial of a parade permit.
When an enactment creates a system to censor what may
be said in advance of it being said, that enactment must
provide a prompt administrative proceeding, and if the
decision is against the exercise of speech a prompt
judicial review to be instituted by the censorship officials.
Freedman v. Maryland, 380 IT. S. 51, 85 S. Ct. 734.
The rule in regard to enactments seeking to regulate
traffic by requiring a permit to participate in a parade
rests on entirely different considerations. Such traffic en
— 17 —
actments must be narrowly drawn so as to limit the dis
cretion of the official chai'ged with issuing said permit
to the extent that he can only deny the permit to assure
the safety and convenience of all the people in their use
of the streets. Cox v. New Hampshire, 312 U. S. 569, 61
S. Ct. 762; and Cox v. Louisiana, 379 U. S. 536, 85 S.
Ct. 453.
Enactments creating censorship systems deal with ‘ ‘ pure
speech” , whereas enactments regulating the use of the
streets by requiring parade permits deal with speech in
termingled with conduct. Amalgamated Food Employees,
etc. v. Logan Valley Plaza, Inc., 88 S. Ct. 1601 (1968); and
Cox v. Louisiana, 379 U. S. 536, 85 S, Ct. 453.
B. The normal procedures provided by state law are
adequate methods to review an administrative denial of a
parade permit. This is the holding of Cox v. New Hamp
shire, 312 U. S. 569, 61 S. Ct. 762; Poulos v. New Hamp
shire, 345 U. S. 395, 73 S. Ct. 760; and Walker v. City of
Birmingham, 388 U. S. 307, 87 S. Ct. 1824. Thus, a manda
mus proceeding in Alabama would be sufficient.
Mandamus is afforded an expedited process of review in
Alabama. See Alabama Supreme Court Rule 47, Title 7,
Appendix, Code of Alabama 1940, Recompiled 1958.
In addition to a mandamus proceeding, petitioner in
this particular instance could have obtained an expedited
review in equity. At the time of his arrest in this case,
petitioner was under an injunction restraining him not
to participate in a parade without the permit required by
Section 1159. Walker v. City of Birmingham, 388 U. S.
307, 87 S. Ct. 1824. A motion to “ dissolve” or “modify”
the injunction offered petitioner another method of ex
pedited review in this case. Walker v. City of Birming
ham, 388 IJ. S. 317, 87 S. Ct. 1830, makes this observation
and points out that Rule 47, referred to above as afford-
— 18 —
mg an expedited review insofar as an injunction proceed
ing is concerned, also provides an expedited process of
review had Petitioner chosen to file a motion to “ dissolve”
or “modify” the injunction.
Alabama Circuit Courts, since Walker v. City of Bir
mingham, 388 U. S. 307, also know that the decisions of
this Court require an expedited review in such cases, and
these courts will comply with the Walker decision. If
they should fail in this regard, the Alabama Supreme
Court, under the authority it has to supervise inferior
courts, will see that they do follow the mandate of
Walker. Alabama Constitution of 1901, Art. 6, Section
140.
— 19 —•
ARGUMENT.
I.
Petitioner’s Conviction Should Not Be Reversed Be
cause of Facial Unconstitutionality as a Void Prior Re
straint Upon Free Expression; and Petitioner Should Be
Punished for Failing to Comply With Its Permit Require
ment.
A.
Introductory Statement.
Many cases are cited by petitioner in the effort to
sustain the affirmative of the above proposition. We have
attempted in Part II of our Argument, post pages 35 to
59, to discuss and demonstrate the inapplicability to the
instant case of these numerous cases cited by him. Al
though we shall comment on them again in Part II, we
shall here consider primarily the applicability of Cox v.
New Hampshire (1941), 312 U. S. 569; Cox v. Louisiana
(1965), 379 U. S. 536, 558; and Walker v. City of Bir
mingham (1967), 388 IT. S. 307, a line of cases involving
the right of municipalities to reasonably regulate pedes
trian and vehicular traffic by requiring a permit for
parading and patrolling on its streets, sidewalks and other
public ways, as distinguished from the Lovell-Staub-
Freedman line of cases, which have no application to our
case.
— 20
B.
Cox vs. New Hampshire
Versus
Lovell vs. Griffin,
Petitioner has bemoaned the demise of Lovell if Cox
is accepted and applied in this case. Requiem for Lovell
now is inappropriate because it is either premature or a
quarter of a century too late. Mr. Chief Justice Hughes
delivered the opinion of the Court in both cases. The
latter case was decided March 31, 1941, the former March
28, 1938, a difference of exactly three years and three
days. Cox was a unanimous decision of the Court. Lovell
was a unanimous decision except that Mr. Justice Cardoza
did not sit. The Court, in Cox, was composed of Mr. Chief
Justice Hughes and Mr. Justice McReynolds, Mr. Justice
Stone, Mr. Justice Roberts, Mr. Justice Black, Mr. Justice
Reed, Mr. Justice Frankfurter, Mr. Justice Douglas and
Mr. Justice Murphy. The Court, in Lovell, included Mr.
Chief Justice Hughes and five of the above named Jus
tices, i. e., Mr. Justice McReynolds, Mr. Justice Stone,
Mr. Justice Roberts, Mr. Justice Black and Mr. Justice
Reed.
Since the first case cited in Cox v. New Hampshire,
312 U. S. 569, 574, is Lovell v. Griffin, 303 U. S. 444, 451,
it would be most unusual indeed if there is a violent
conflict in the principles enunciated in Cox that it would
have occurred to at least one of the six members of the
Court sitting in both cases if Cox indeed killed Lovell.
The Court which established the principle and applica
tion of Lovell knew the difference between it and the
principle and application of Cox (312 U. S., at pages 574,
575, 61 S. Ct. 765):
“ [2-4] Civil liberties, as guaranteed by the Con
stitution, imply the existence of an organized society
— 21
maintaining public order without which liberty itself
would be lost in the excesses of unrestrained abuses.
The authority of a municipality to impose regulations
in order to assure the safety and convenience of the
people in the use of public highways has never been
regarded as inconsistent with civil liberties but rather
as one of the means of safeguarding the good order
upon which they ultimately depend. The control of
travel on the streets of cities is the most familiar
illustration of this recognition of social need. Where
a restriction of the use of highways in that relation
is designed to promote the public convenience in the
interest of all, it cannot be disregarded by the at
tempted exercise of some civil right which in other
circumstances would be entitled to protection. One
would not be justified in ignoring the familiar red
traffic light because he thought it his religious duty
to disobey the municipal command or sought by that
means to direct public attention to an announcement
of his opinion. As regulation of the use of the streets
for parades and processions is a traditional exercise
of control by local government, the question in a
particular case is whether that control is exerted so
as not to deny or unwarrantedly abridge the right
of assembly and the opportunities for the communi
cation of thought and the discussion of public ques
tions immemorially associated with resort to public
places. Lovell v. Griffin, 303 TJ. S. 444, 451, 58 S. Ct.
666, 668, 82 L. Ed. 949; Hague v. Committee for
Industrial Organization, 307 U. S. 496, 515, 516, 59
8. Ct. 954, 963, 964, 83 L. Ed. 1423; Schneider v.
State of New Jersey, 308 U. S. 147, 160, 60 S. Ct.
146, 150, 84 L. Ed. 155; Cantrell v. Connecticut, 310
U. S. 296, 306, 307, 60 S. Ct. 900, 904, 84 L. Ed. 1213,
128 A. L. R. 1352.”
— 22 —
The progeny of Cox includes such cases as Cox v.
State of Louisiana, 379 U. S. 536 and 379 U. S. 559; Ad-
derly v. State of Florida, 385 U. S. 39, 87 S. Ct. 242, 17 L.
Ed. 2d 149; and Walker v. City of Birmingham, 388 U. S.
307, 87 S. Ct. 1824. On the other hand, the progeny of
Lovell includes Staub v. Baxley, 355 U. S. 313, 78 S. Ct.
277, 2 L. Ed. 2d 302; and perhaps to some extent Freed
man v. State of Maryland, 380 U. S. 51, 85 S. Ct. 734,
although the latter case is concerned with censorship
of movies and in no manner related to any sort of use
of streets or public ways. The point, however, is that
the respective doctrines of the two lines of cases do not
conflict but are clearly distinguishable.
In an article by Professor Harry Ivalven, Jr., of the
University of Chicago Law School,2 he considers the
public forum cases beginning with Lovell and on through
the two cases of Cox v. Louisiana, 379 U. S. 536 and 379
U. S. 559. He notes the emphasis of Mr. Justice Goldberg
on “ speech plus” as opposed to “ pure speech” in de
scribing the activity in a demonstration, parade or march
upon public streets, sidewalks and public ways, especially
in the vicinity of a court house. The Supreme Court
Review, 1965, page 22. At page 26 he expresses the idea
that “ speech plus” and “ pure speech” , and the “ weigh
ing of conflicting interests between municipal control of
streets and First Amendment Freedom” theories might
well give way to the Meiklejohn Analogy to the employ
ment of Roberts Rules of Order in a town meeting to
provide necessary order which inherently requires reason
able restraints to freedom of speech.3
Professor Kalven then evaluates Cox v. New Hamp
shire (op. cit. note 2, supra, pages 28-29):
2 “ The Concept of the Public Forum” , the Supreme Court
Review 1965, pages 1-32.
3 Meiklejohn, Political Freedom, 24-28.
— 23 —
“ But there is little if anything left today to the
idea that prior licensing is bad per se, regardless
of the criteria used. It now appears that the his
torical reaction was against general licensing with
unlimited or unspecified grounds for exercise of dis
cretion. The recent Times Film case has definitively
put to rest any question whether all prior restraints
are necessarily bad. And, in any event, Cox v. New
Hampshire stands as a strong and healthy precedent
for use of a prior restraint, at least in regulating
the public forum” (Emphasis added).
Regardless of which of the three tests is applied, Cox
stands firm as a healthy precedent in cases like the pres
ent one.
C.
The New Hampshire Cox Cases (a Comparison With
This Case in the Light of Walker).
Petitioner stands convicted of violating Section 1159
of the General City Code of Birmingham of 1944, which
is set out in full in the Appendix hereto. Section 1159
proscribes participating in a parade or procession without
permit. The same conduct is proscribed by the enactment
involved in Cox. Each involved a conviction for violation
by the respective petitioner of a criminal statute or ordi
nance construed by the respective Supreme Courts of
New Hampshire and Alabama narrowly and precisely
after arrest and conviction.
This Court, in the case of Cox v. New Hampshire, 312
U. S. 569, 61 S. Ct. 762, affirmed the State court’s decision
in State v. Cox, 16 A. 2d 508, in the only case decided
by this Court we have found that is squarely in point
with our case. It is readily apparent from reading these
two cases that both the conduct of petitioner here and
the ordinance involved herein are remarkably similar to
24 —
the conduct and enactment involved in the New Hamp
shire case. In both instances, the parade or procession
took place on the sidewalk portion of the street. In
neither instance was an effort made to secure a permit
or license for the parade. In both instances the parade
or procession was a prearranged affair. In State v. Cox,
the court determined that the defendants understood that
under the statute a permit was required. No serious
contention could be made in this case that petitioner did
not understand that a permit was required, and Walker
v. City of Birmingham, 388 U. S. 307, 315, 87 S. Ct. 1824,
1829 (1967), involving this same parade, leaves no doubt
on this score.
The statute for which Cox was convicted of violating,
as written by the Legislature of New Hampshire,4 con
ferred complete and unbridled discretion in the Licensing
Board to license or refuse to license parades or proces
sions on the public streets of Manchester, New Hamp
shire :
“By motions and exceptions, appellants raised the
question that the statute was invalid under the Four
4 The statute construed in this case was construed for the
first time by the New Hampshire Supreme Court after Cox was
convicted for violating it. He ultimately appealed to the
United States Supreme Court, where a unanimous Court af
firmed his conviction. The New Hampshire statute involved
appears in Cox v. State of New Hampshire, 312 IJ. S. 571, 572,
61 S. Ct. 763, 764. Sec. 2 thereof is quoted in the body of
the opinion: “No theatrical or dramatic representation shall be
performed or exhibited, and no parade or procession upon any
public street or way, and no open-air public meeting upon any
grounds abutting thereon, shall be permitted, unless a special
license therefor shall first be obtained from the selectmen of the
town or from a licensing committee for cities hereinafter pro
vided for.” Secs. 3, 4 and 5 of this Act appear in Footnote 1,
312 IJ. S. 573, 61 S. Ct. 764, supra. These sections provide for
the creation of the Licensing Board, for the written application
for the permit specifying the date and hour of the parade or
procession, and for the payment of a license fee for each parade
or procession up to $300 and a penalty for its violation of a
monetary fine not to exceed $500,
— 25
teenth Amendment of the Constitution of the United
States in that it deprived appellants of their rights
of freedom of worship, freedom of speech and press,
and freedem of assembly, vested unreasonably and
unlimited arbitrary and discriminatory powers in the
licensing authority, and was vague and indefinite.”
Those contentions were overruled by the New Hamp
shire Supreme Court in State v. Cox, 191 New Hamp
shire . . . , 16 A. 2d 508—Cox (1941), 312 U. S. 569, 571.
It is crystal clear that the statute as written by the
New Hampshire Legislature was constitutionally ques
tionable on its face. But the United 'States Supreme
Court did not consider it as written, but only as the un
bridled discretion of the Licensing Board was appropri
ately narrowed and limited by the Supreme Court of New
Hampshire.
Mr. Justice Stewart, speaking for this Honorable Court
in Walker v. City of Birmingham (1967), 388 U. S. 307,
316, 87 S. Ct. 1830, suggests Section 1159 because of gen
erality of language used would raise substantial constitu
tional issues. However, he recognized that a State court
construction of the ordinance might well give it a narrow
and precise, application to remove such constitutional
problems. It was the failure of the Walker petitioners to
avail themselves of the opportunity to seek state court
construction by a motion to dissolve the injunction which
prompted his statement (388 U. S., at pages 316, 317):
“ The petitioners, however, did not even attempt to
apply to the Alabama courts for an authoritative con
struction of the ordinance. Had they done so, those
courts might have given the licensing authority
granted in the ordinance a narrow and precise scope,
as did the New Hampshire courts in Cox v. State of
New Hampshire and Poulos v. State of New Hamp
shire, both supra. Cf. Shuttlesworth v. City of Bir-
26
mingham, 382 U. S. 87, 91, 86 S. Ct. 211, 213, 15 L. Ed.
2d 176; City of Darlington v. Stanley, 239 S. C. 139,
122 S. E. 2d 207. Here, just as in Cox and Poulos, it
could not be assumed that this ordinance was void on
its face.”
If we are able to understand the English language,
when using the sentence, “ Here, just as in Cox and Poulos,
it could not be assumed that this ordinance was void on
its face” , this Honorable Court was saying two things:
First, that the question of whether or not a given ordi
nance or state statute is void upon its face is not deter
mined by this Honorable Court as it was written but as it
was construed by the State courts; and, second, that Sec
tion 1159 would admit of a narrowing construction to save
its constitutionality just as was true of the statute in Cox.
Please see Kovacs v. Cooper (1949), 336 U. S. 77, 85, 69
S. Ct. 448, 452, where conviction for violation of an ordi
nance prohibiting use on public streets, alleys or thorough
fares of sound trucks was upheld by this Court because it
had been narrowly construed by the State Court in the de
cision appealed from to mean only sound trucks emitting
a “ loud and raucous” noise in its application to the con
duct of the defendant. This case also notes the contrast
between statutes or ordinances aimed at censorship of
speech and those designed to promote public safety or
convenience. Said Mr. Justice Reed (336 IT. S. 82, 83, 69
S. Ct. 451, 452):
“ When ordinances undertake censorship of speech
or religious practices before permitting their exercise,
the constitution prevents their enforcement” but “ the
police power of a state extends beyond health, morals
and safety and comprehends the duty, within consti
tutional limitations, to protect the well-being and
tranquility of the community” ; and at 336 U. S. 88,
69 S. Ct. 454: “ To enforce freedom of speech in dis
— 27 —
regard of the rights of others would be harsh and
arbitrary. ’ ’
Mr. Justice Reed in Kovacs y. Cooper, also, perhaps
more significantly, observes (336 U. S. 85, 69 S. Ct. 452):
“ We accept the determination of New Jersey that
Sec. 4 applies only to vehicles with sound amplifiers
emitting loud and raucous noises. Courts are inclined
to adopt that reasonable interpretation of a statute
which removes it farthest from possible constitutional
infirmity. Cox v. New Hampshire, 312 U. S. 569, 575,
576, 61 S. Ct. 762, 765, 85 L. Ed. 1049, 133 A. L. R.
1396; Cf. United States v. C. I. 0., 335 U. S. 106, 120,
68 S. Ct. 1349, 1356” (Emphasis added).
Before returning to Walker, we comment further on the
well recognized rule that courts indulge a presumption of
validity in considering a statute or ordinance. Shuttles-
worth v. City of Birmingham, 281 Ala. 542, 206 So. 2d 348,
350; Goldblatt v. Town of Hempstead (1961), 369 U. S.
590, 595-596, 82 S. Ct. 987, 8 L. Ed. 2d 130; Fleming v.
Nestor (1960), 363 U. S. 603, 611, 80 S. Ct. 1367, 4 L. Ed.
2d 1435; Landry v. Daley (1968), 280 Fed. Supp. 938, 967
(Three Judge District Court, N. D. of 111., E. D .); Sobel
v. Adams (1962), 208 Fed. Supp. 324 (S. D. Fla).
Also, the well established rule is that a narrow inter
pretation of a statute or ordinance will be adopted where
necessary to save it from unconstitutionality. Shuttles-
worth v. City of Birmingham (1967), 281 Ala. 542, 206
So. 2d 348, 350; Chaplinsky v. State of New Hampshire,
312 IT. S. 569, 61 S. Ct. 762, 85 L. Ed. 1049; Cf. United
States v. Harriss (1954), 347 U. S. 612, 74 S. Ct. 808, 98
L. Ed. 989, Landry v. Daley (1968), 280 Fed. Supp. 938,
967 (Three Judge Court, N. D. 111., E. D.).
Mr. Justice Harlan, dissenting in Dombrowski v. Pfister
(1965), 380 U. S. 479, beg. 498, 85 S. Ct. 1116, beg. 1127,
disagrees with the majority of five members of this Hon
orable Court in holding the United States District Court
— 28 —
should enjoin state prosecutions under the Louisiana Sub
versive Activities and Communist Control Law and its
Propaganda Control Law pending non-criminal proceed
ings for state declaratory judgments narrowly construing
such laws, and further holding and declaring two sections
of one of said acts [364 (4) and 364 (7)] facially void and
unenforceable, apparently because they were deemed not
to admit of any saving construction by any court.5 Mr.
Justice Harlan pointed out that state and federal courts
alike have a duty to give a narrowing construction to an
ordinance or statute in the effort to save as much of it
as possible. He cites: Fox v. State of Washington, 236
U. S. 273, 35 S. Ct. 383; and Poulos v. New Hampshire,
345 U. S. 395, 73 S. Ct. 760, 99 L. Ed. 1165.
Mr. Justice Brennan, speaking for the majority in Dom-
browski v. Pflster, 380 U. S. 479, supra,, recognized that
ordinarily a state court construction of a state statute
should be obtained before it is considered by this Court. A
criminal proceeding would be preferred in ordinary cir
cumstances to accomplish such result. However, the federal
injunction and the state declaratory judgment method of
obtaining properly narrowing construction in the state
courts was considered necessary because the charge that
enforcement of such statutes for purposes of harassment
without expectation of ultimate successful prosecution was
an issue and because many different criminal prosecutions
would be required to illuminate “ the contours of an other
wise vague prohibition” . Mr. Justice Brennan, in 380 U. S.,
at page 491, 85 S. Ct. 1123, then in the text and Note 7,
elaborated on the non-applicability of the doctrine o f ab
stention as follows:
“ As we observed in Baggett v. Bullitt, supra, 377
U. S. at 378, 84 S. Ct., at 1326, this cannot be satisfac
torily done through a series of criminal prosecutions,
5 A statute substantially identical to 364 (4) had been pre
viously invalidated by this Court, 380 U. S. 494.
— 29 —•
dealing as they inevitably must with only a narrow
portion of the prohibition at any one time, and not
contributing materially to articulation of the statutory
standard. We believe that those affected by a statute
are entitled to be free of the burdens of defending
prosecution, however expeditious, aimed at hammer
ing out the structure of the statute piecemeal, with no
likelihood of obviating similar uncertainty for others.
Here, no readily apparent construction suggests itself
as a vehicle for rehabilitating the statutes in a single
prosecution, and appellants are entitled to an injunc
tion. The State must, if it is to invoke the statutes
after injunctive relief has been sought, assume the
burden of obtaining a permissible narrow construction
in a noncriminal proceeding before it may seek modi
fication of the injunction to permit future prosecu
tions.7
“ On this view of the ‘ vagueness’ doctrine, it is
readily apparent that abstention serves no legitimate
purpose where a statute regulating speech is properly
attacked on its face, and where, as here, the conduct
charged in the indictments is not within the reach of
an acceptable limiting construction readily to be an
ticipated as the result of a single criminal prosecution
and is not the sort of ‘hardcore’ conduct that would
obviously be prohibited under any construction.”
(Emphasis added.)
‘7 Our cases indicate that once an acceptable limiting
construction is obtained, it may be applied to conduct
occurring prior to the construction, see Poulos v. State
of New Hampshire, 345 U. S. 395, 73 S. Ct. 760, 97
L. Bd. 1105; Cox v. State of New Hampshire, 312 XT. S.
569. 61 S. Ct. 762, 85 L. Bd. 1049; Winters v. People
of State of New York, 333 U. S. 507, 68 S. Ct. 665, 92
L. Ed. 840, provided such application affords fair warn
ing to the defendants, see Lanzetta v. State of New
Jersey, 306 IT. S. 451, 59 S. Ct. 618, 83 L. Ed. 888; cf.
Harrison v. NAACP, 360 U. S. 167, 179, 79 S. Ct. 1025,
1031, 3 L. Ed. 2d 1152.’
30 —
Possibly a more direct statement of Mr. Justice Bren
nan in Dombrowski of the point we are making—that un
less the statute or ordinance is on its face so invalid that
no reasonable construction could save it from unconsti
tutionality a state statute or ordinance is by this Honor
able Court deemed facially unconstitutional only after the
state courts have had opportunity to give such narrowing
construction—appears at page 497 of 380 U. S. (1126 of 85
S. Ct.) :
“ The precise terms and scope of the injunctive re
lief to which appellants are entitled and the identity
of the appellees to be enjoined cannot, of course, be
determined until after the District Court conducts the
hearing on remand. The record suffices, however, to
permit this Court to hold that, without the benefit of
limiting construction, the statutory provisions on
which the indictments are founded are void on their
face; until an acceptable limiting construction is ob
tained, the provisions cannot be applied to the activ
ities of SCEF, whatever they may be” (Emphasis
added).
We now return to Walker. In the light of the language
used by Mr. Justice Stewart, speaking for the majority, it
is clear the doctrine of Cox and Poulos apply to this case
rather than that of Lovell-Staub-Freedman. In parade
permit cases which concern safety and convenience in the
use of the streets, sidewalks and public ways, the “ hard
core” conduct to which Mr. Justice Brennan refers in
Dombrowski v. Pfister, 380 U. S., at pages 491-492, and in
his concurring opinion in Shuttlesworth v. City of Bir
mingham (1965), 382 U. S. 87, 99, 86 S. Ct. 211, is the
act of participating in a parade or procession without
making application for and securing the permit required
by Section 1159. Any overbreadth of discretion in the
City Commission in its issuance was removed by the Su
preme Court of Alabama. The only issue now before this
31 —-
Honorable Court in harmony with the reasoning of Dom-
browski, Kovacs, Poulos and Cox is whether the Alabama
Supreme Court has so construed 1159 that such discretion
must be exercised within sufficiently narrow limits that the
ordinance shall operate not as a device for censorship or
to control or limit what is said but shall limit its opera
tion in a non-discriminatory way to enable the City to
perform its duty of preserving safety and convenience of
the public in the use of its streets, including sidewalks
and public ways, consistent with the use for which they
were intended. It is immaterial that the ordinance may
have been questionable on its face prior to such construc
tion, and it is immaterial that this construction was given
after the arrest of petitioners.
If this ordinance was foredoomed to complete destruc
tion because it was void and unconstitutional on its face
to the extent no reasonable state court construction could
possibly save it, then the words of this Honorable Court
quoted and relied upon by the Supreme Court of Alabama
in its opinion and decision in this case would, we submit,
be most strange if not entirely inexplicable.6
6 We quote from Shuttlesworth v. City of Birmingham, 206
So. 2d 348, at page 353, in which the Alabama Supreme Court
in relying upon Walker uses this language: ‘The petitioners,
however, did not even attempt to apply to the Alabama courts
for an authoritative construction of the ordinance. Had they
done so, those courts might have given the licensing authority
granted in the ordinance a narrow and precise scope, as did
the New Hampshire Courts in Cox v. State of New Hampshire
(312 U. S. 569, 61 S. Ct. 762, 85 L. Ed. 1049) and Poulos v.
State of New Hampshire (345 U. S. 395, 73 S. Ct. 760, 97 L.
Ed. 1105), both supra. Cf. Shuttlesworth v. City of Birming
ham, 382 U. S. 87, 91, 86 S. Ct. 211, 213, 15 L. Ed. 2d 176;
City of Darlington v. Stanley, 239 S. C. 139, 122 S. E. 2d 207.
Here, just as in Cox and Poulos, it could not be assumed that
this ordinance was void on its face (Emphasis supplied) (87 S.
Ct. 1830)” ; and; “The petitioners in the case of Walker, et al.
v. City of Birmingham, 388 U. S. 307, 87 S. Ct. 1824, 18 L. Ed.
2d 1210, decided by the Supreme Court of the United States on
June 12, 1967, asserted that they were free to disobey the in
junction because Section 1159, on which the injunction was
— 32 —
D.
Section 1159 Is Valid as Construed, Under the “ Weigh
ing of Interests” as Well as the “ Speech Plus” Doc
trine. Both Recognize the Right of Municipalities to
Exercise Reasonable Control Over Its Streets, Includ
ing Sidewalks, for Safety and Convenience in Their
Use as Set Forth in Cox v. New Hampshire.
In a concurring opinion in Niemotko v. State of Mary
land (1951), 340 IT. S. 268, 276, 280, 71 S. Ct. 328, 330, 332,
Mr. Justice Frankfurter states the problems: “ (H)ow to
reconcile the interest in allowing free expression of ideas
in public places with protection of the public peace and
of the primary uses of streets and parks . . . ” In the course
of the opinion, many cases are compared or distinguished.
He discusses Lovell v. Griffin, 303 IT. S. 444, 58 S. Ct. 666,
and without noticing any conflict with its holding com
ments on Cox v. New Hampshire, 312 IT. S. 569, supra,
saying:
“ Cox v. State of New Hampshire, 312 U. S. 569, 61
S. Ct. 762, 85 L. Ed. 1049, made it clear that the
United States Constitution does not deny localities
the power to devise a licensing system if the exercise
of discretion by the licensing officials is appropriately
confined. A statute requiring a permit and license
fee for parades had been narrowly construed by the
based, had been administered in an arbitrary and discrimina
tory fashion. In support of that contention those petitioners
had sought to introduce evidence in the trial court to the effect
that a few days before the injunction issued requests for per
mits to picket had been made to a member of the City Com
mission and one request had been rudely refused and that this
same official had later made it clear that he was without power
to grant the permit alone, since the issuance of permits was
the responsibility of the entire Commission. The Supreme Court
of the United States, in answering that contention, said as fol
lows: ‘Assuming the truth of the proffered evidence, it does not
follow that the parade ordinance is void on its face.’ ”
— 33
State courts. The license could be refused only for
‘ considerations of time, place and manner so as to
conserve the public convenience’, and the license fee
was ‘ to meet the expense incident to the administra
tion of the act and the maintenance of public order
in the matter licensed 312 U. S. at pages 575-576, 577,
61 S. Ct., at pages 765, 766, 85 L. Ed. 1049. The licens
ing system was sustained even though the tax, rang
ing from a nominal amount to $300, was determined
by the licensing officials on the facts of each case.”
Niemotko v. State of Maryland, 340 U. S. 280, 71 S.
Ct. 332.
The case of Cox v. State of Louisiana, 379 U. S. 536,
555, 85 8. Ct. 453, 464, illustrates the principle that march
ing, picketing or patrolling is more than pure speech:
‘ ‘ We emphatically reject the notion urged by Appellant
that the First and Fourteenth Amendments afford the
same kind of freedom to those who would communicate ideas
by conduct such as patrolling, marching and picketing on
streets and highways, as these amendments afford to those
who communicate ideas by pure speech.”
At a later point in his opinion Mr. Justice Goldberg
clearly demonstrates that Cox v. New Hampshire, 312
U. 8. 569, supra, squares with the above statement of
principle (379 U. S. 558, 85 S. Ct. 466):
‘ ‘ It is, of course, undisputed that appropriate, lim
ited discretion, under properly drawn statutes or ordi
nances, concerning the time, place, duration or man
ner of use of the streets for public assemblies may be
vested in administrative officials, provided that such
limited discretion is ‘ exercised with “ uniformity of
method of treatment upon the facts of each applica
tion, free from improper or inappropriate considera
tions and from unfair discrimination” * * * [and
with] a “ systematic, consistent and just order of
34 —
treatment, with reference to the convenience of public
use of the highways * # Cox v. State of New
Hampshire, supra, 312 U. S., at 576, 61 S. Ct., at 766;
see Poulos v. State of New Hampshire, supra.”
At the very heart of the solution of the problem of safe
and orderly use of the streets, including sidewalks, for
parades and processions is the requirement of a permit to
be issued after proper application:
“ The obvious advantage of requiring application
for a permit was noted as giving the public authori
ties notice in advance so as to afford opportunity for
proper policing. And the Court further observed that
in fixing time and place, the license served to prevent
confusion by overlapping parades or processions, to
secure convenient use of the streets by other travelers,
and to minimize the risk of disorder.”
Cox v. New Hampshire, 312 U. S. 576.
In this case, open defiance of Section 1159 and all other
laws petitioners and the “Movement” considered unjust,
pursuant to which they mounted the April 12, 1963 march
accompanied by a thousand or more pseudo-spectators
filling the sidewalks and spilling out into the street, re
sulting in a taking over of the street and precipitating
acts of mob violence, differentiates it from the completely
peaceful conduct involved in the Cox v. New Hampshire
case, 312 U. S. 569, supra. It also illustrates the very
critical danger this Honorable Court warned against in
Cox v. State of Louisiana, 379 U. S., at page 554, 85 S. Ct.
464:
“The constitutional guarantee of liberty implies
the existence of an organized society maintaining
public order, without which liberty itself would be
lost in the excesses anarchy. The control of travel
on the streets is a clear example of governmental
responsibility to insure this necessary order. A re
— 35
striction in that relation, designed to promote the
public convenience in the interest of all, and not
susceptible to abuses of discriminatory application,
cannot be disregarded by the attempted exercise of
some civil right which, in other circumstances, would
be entitled to protection.”
Mr. Justice Black expressed the same warning in his
dissenting opinion in Cox v. Louisiana, concerning picket
ing or marching, especially to or in the vicinity of a
court house, when he said (379 U. S. 584, 85 S. Ct. 671):
“Experience demonstrates that it is not a far step
from what to many seems the earnest, honest, patri
otic, kind-spirited multitude of today, to the fanatical,
threatening, lawless mob of tomorrow.” 7
It is appropriate to note that the City Hall is a com
bined City Hall and Court House in which is located the
Recorders Courts. Mr. Justice Brennan, in Ms dissent in
Walker, says that the march was to the City Hall. 388
IT. S. 341, 87 8. Ct. 1842. This brings the instant case
directly within the dissenting opinions in Cox v. Louisiana
(No. 49), banning picketing and parading near a court
house. See Opinion of Mr. Justice Black, joined by Mr.
Justice White and Mr. Justice Harlan, 379 IT. S. 581-585,
7 These words of Mr. Justice Black in January 1965 were
prophetic of what has happened in 1965 and the years that
have followed. The streets of many cities have become battle
grounds. Arson, looting, sniping have mounted every year:
In 1965 there were 5 riots; in 1966 20 riots; in 1967 76 riots;
during these riots 12 law officers and 118 civilians were killed;
civilians injured were 2424; cases of arson 7985; cities where
rioters interfered with firemen 66; cities where rioters included
snipers 38; estimated property loss $504,200,000. Please see Re
port on Riots, Civil, Criminal Disorders—Hearings Before the
Permanent Sub-Committee Investigations of the Committee on
Government Operations, United States Senate, Part I, Charts,
at page 14. Riots, looting, arson, sniping, with their toll of
property damage, personal injuries and death, continue to
mount in 1968 and apparently will far exceed any prior year.
— 36
85 S. Ct. 470-472; Mr. Justice Clark, 379 U. S. 585-587,
85 S. Ct. 472-473.
In closing Part I, we respectfully contend this Honor
able Court’s opinion in Walker, written by Mr. Justice
'Stewart, was correct when he said, “Here, just as in Cox
and Poulos, it could not be assumed the ordinance was
void on its face.” In an article appearing in The Supreme
Court Review (1967), written by Sheldon Tefft, James
Parker Hall, Professor of Law of Chicago University,
entitled “Neither Above The Law Nor Below It, A Note
On Walker Vs. Birmingham” , in which he agrees with
the majority opinion, he uses the expression, “The ordi
nance does not seem to be obviously void.” This simply
means that 1159, as written, was open to the narrowing
interpretation placed upon it by the Alabama Supreme
Court appropriately restricting the scope of discretion
vested in the City Commission and/so construed is bind
ing upon petitioner and sustains his conviction for its
violation.
II.
Petitioner Had Fair Notice as Acquired by Due Process
of Law.
A.
Petitioner Had Fair Notice Within the Rules of
Lanzetta and Bouie.
Under Section II of petitioner’s argument, he contends
that his conviction must be reversed because it imposes
criminal liability upon him without the fair notice re
quired by due process of law. In support of this conten
tion he cites Lanzetta v. New Jersey, 306 U. S. 451, 59
S. Ct. 618; and Bouie v. City of Columbia, 378 U. S. 347,
84 S. Ct. 1697.
37
Lanzetta involved an enactment that made it an of
fense for anyone who had been convicted three times of
being a disorderly person to be a member of any gang
“ consisting of two or more persons” . Since the only
purported definition of “ gang” was found in that phrase
in the statute reading: “ consisting of two or more per
sons” , this Court correctly held that defendant had not
received fair notice.
The rule found in Lanzetta v. New Jersey, 306 U. S.,
at page 453, 59 S. Ct., at page 619, is discussed as follows:
“ The applicable rule is stated in Connally v. Gen
eral Const. Co., 269 U. S. 385, 391,46 S. Ct. 126,127, 70
L. Ed. 322: ‘ That the terms of a penal statute creat
ing a new offense must be sufficiently explicit to in
form those who are subject to it what conduct on
their part will render them liable to its penalties is
a well recognized requirement, consonant alike with
ordinary notions of fair play and the settled rules
of law; and a statute which either forbids or requires
the doing of an act in terms so vague that men of
common intelligence must necessarily guess at its
meaning and differ as to its application violates the
first essential of due process of law.”
The enactment in Bouie proscribed going upon the
lands of another after notice not to do so. The enactment
provided for notice by posting a notice “ in four con
spicuous places on the borders of such land prohibiting
entry thereon. . . . ”
It is obvious under this enactment that the warning
must precede the trespass. The facts, however, upon which
petitioners were convicted did not reveal any advance
warning, and it was only after construction by the Su
preme Court of South Carolina that anyone had notice
that a conviction could be had on notice given subsequent
to the entry.
The facts in Bouie reveal that Negroes, as invitees,
entered a drug store in Columbia, South Carolina. They
were invited to all departments in the store except the
restaurant portion. On this occasion the petitioners sat
in a booth in the restaurant area, and were subsequently
told to leave. Upon their refusal they were arrested and
convicted under the trespass statute referred to above.
This Honorable Court, after pointing out that the South
Carolina statute could be distinguished from the gangster
statute in Lanzetta because the trespass enactment was
not vague and uncertain but “ was admirably narrow and
precise” , nevertheless held it did not meet the fair no
tice requirement of due process. In this regard, this
Court said, in Bouie v. City of Columbia, 378 U. S., at
page 352; 84 S. Ct., at pages 1701, 1702:
“ The thrust of the distinction, however, is to pro
duce a potentially greater deprivation of the right
to fair notice in this sort of case, where the claim is
that a statute precise on its face has been unfore-
seeably and retroactively expanded by judicial con
struction, than in the typical ‘ void for vagueness’
situation. When a statute on its face is vague or
overbroad, it at least gives a potential defendant
some notice, by virtue of this very characteristic, that
a question may arise as to the coverage, and that it
may be held to cover his contemplated conduct. When
a statute on its face is narrow and precise, however,
it lulls the potential defendant into a false sense of
security, giving him no reason even to suspect that
conduct clearly outside the scope of the statute as
written will be retroactively brought within it by
an act of judicial construction. If the Fourteenth
Amendment is violated when a person is required
‘ to speculate as to the meaning of penal statutes’,
as in Lanzetta, or to ‘ guess at [the statute’s] mean
39 —
ing and differ as to its application’, as in Connally,
the violation is that much greater when, because the
uncertainty as to the statute’s meaning is itself not
revealed until the court’s decision, a person is not
even afforded an opportunity to engage in such
speculation before committing the act in question.”
It is readily apparent that Section 1159 does no violence
to the fair notice requirement of due process. The first
paragraph of Section 1159 is the proscribing part and
certainly affords fair notice that participating in a parade
without a permit is proscribed. This paragraph reads:
“ Sec. 1159. Parading.
“ It shall be unlawful to organize or hold, or to as
sist in organizing or holding, or to take part or par
ticipate in any parade or procession or other public
demonstration on the streets or other public ways of
the city, unless a permit therefor has been secured
from the Commission.”
Section 1159 is not vague so as to require speculation
as to its meaning, as in Lanzetta, and it is not necessary
to “ ‘ guess at [its] meaning and differ as to its applica
tion’, as in Connally” . The construction the Alabama Su
preme Court placed on Section 1159 in no way changed
the first paragraph of that section. The limiting effect of
that Court’s construction related solely to the administra
tive procedures required by Section 1159. There was no
effort to enlarge the scope of the proscription of 1159 by
the Alabama Supreme Court. The first paragraph, which
actixally sets out the offense and gives notice of the pro
scription involved, remained the same before and after
construction. Thus, it is clear that Section 1159 does
afford the fair notice required by the due process clause
of the Constitution. It certainly complies with the rule
announced by Lanzetta and Bouie.
— 40 —
B.
Petitioner Could Not With Impunity Presume at the Time
He Participated in the Enjoined March Which Vio
lated Section 1159 That the Supreme Court of Ala
bama Could Not or Would Not Construe Section 1159
to Require a Narrow, Precise and Non-Discriminatory
Exercise of Discretion in the Issuance or Denial of
the Permit.
In arguing that he was free to ignore Section 1159 be
cause of its alleged facial unconstitutionality in that it
vested an unbridled discretion in the Commission to grant
or not to grant a permit, petitioner has relied upon many
cases that have no relevance to the point. It must be
remembered that Section 1159 is obviously aimed at the
regulation of the use of the City streets and ways of the
City of Birmingham for the safety and convenience of its
citizens. The activities covered by Section 1159 may or
may not have as their purpose the communication of ideas
or philosophies. But in all cases the orderly use of such
streets for the safety and convenience of the public is a
legitimate and proper concern of municipal authorities.
Such activities all involve “ speech plus” and not merely
“ pure speech” .
There can be no doubt that Section 1159 gave petitioner
“ fair notice” that to participate in a parade without a
permit was proscribed, and the construction placed on
Section 1159 by the Alabama Supreme Court is as valid
as if said ordinance had been amended by the City govern
ing body prior to petitioner’s arrest and conviction. The
case of Winters v. New York, 333 IT. S. 507, 68 S. Ct. 665,
authoritatively establishes this point. The Winters case
involved an arrest and conviction of petitioner prior to
the State Court’s interpretation of its obscenity statute,
the basis for the charge against petitioner. The effect of
— 41
the State Court’s construction of the statute was discussed
at 333 U. S., pages 514, 515, 68 S. Ct. 669, 670:
“ The Court of Appeals by this authoritative inter
pretation made the subsection applicable to publica
tions that, besides meeting the other particulars of
the statute, so massed their collection of pictures and
stories of bloodshed and lust ‘ as to become vehicles
for inciting violent and depraved crimes against the
person’. Thus, the statute forbids the massing of
stories of bloodshed and lust in such a way as to in
cite to crime against the person. This construction
fixes the meaning of the statute for this case. The
interpretation by the Court of Appeals puts these
words in the statute as definitely as if it had been so
amended by the legislature. Hebert v. State of Lou
isiana, 272 II. S. 312, 47 S. Ct. 103, 104, 71 L. Ed. 270,
48 ALR 1102; Skiriotes v. Florida, 313 U. S. 69, 79,
61 S. Ct. 924, 930, 85 L. Ed. 1193. We assume that
the defendant, at the time he acted, was chargeable
with knowledge of the scope of subsequent interpre
tation. Compare Lanzetta v. State of New Jersey, 306
U. S. 451, 59 S. Ct. 618, 83 L. Ed. 888.” (Emphasis
supplied.)
The Winters case is conclusive to the effect that a State
Court can place a limiting construction upon enactments
that might be equally susceptible of an overbroad or vague
construction, and the statute as so construed becomes the
statute in such case. Winters also makes it clear that the
enactment can be construed after conviction of defendant
and in the same case. The Winters case, as does respond
ent herein, recognizes that the enactment as written must
give “ fair notice” as required by “ due process” . This,
however, is of no great moment in this instance because
as noted earlier in II-A, the first paragraph of Section
1159 meets the burden of “ fair notice” .
Cox v. New Hampshire, 312 U. S. 569, 61 S. Ct. 762, is
squarely in point, both as to law and facts, insofar as
42 —
establishing the right of the Alabama Supreme Court to
construe Section 1159 following petitioner’s arrest and
conviction. In fact, the New Hampshire statute which
regulated parading, did not even purport to establish
standards for the issuance or denial of the permit prior
to its construction by the State court. Nevertheless, this
Court in a unanimous opinion upheld the validity of the
New Hampshire statute as construed.
In Walker v. City of Birmingham, 388 IT. S. 307, 87 S.
Ct. 1824, involving an appeal from a contempt of court
conviction for parading in violation of Section 1159, this
Honorable Court specifically noted that Section 1159 could
be subjected to a narrowing construction, and in effect
invited such construction by the State Court. This Court
in Walker pointed out that the State “ courts might have
given the licensing authority granted in the ordinance a
narrow and precise scope, as did the New Hampshire
courts in Cox v. State of New Hampshire and Poulos v.
State of New Hampshire, . . . ”
In Shuttlesworth v. City of Birmingham, 382 U. S. 87,
86 S. Ct. 211, this Court reaffirmed the principle of Win
ters and Cox. Shuttlesworth involved the validity of an
ordinance which was construed by the State court to save
it from attack as unconstitutional.8 * * * * * 14 This construction
came after conviction of the defendant.
8 This is made clear in Mr. Justice Brennan’s concurring
opinion, 382 U. S., at page 99: “ I join the Court’s opinion on
my understanding that Middlebrooks v. City of Birmingham
is being read as holding that Section 1142 applies only when
a person: (a) stands, loiters or walks on a street or sidewalk
so as to obstruct free passage, (b) is requested by an officer to
;move on, and (c) thereafter continues to block passage by loi
tering or standing on the street. It is only this limiting con
struction which saves the statute from the constitutional chal
lenge that it is overly broad. Moreover, because this construction
delimits the statute to ‘the sort of “hard-core” conduct that
would obviously be prohibited under any construction’, Dom-
browski v. Pfister, 380 U. S. 479, 491-492, 85 S. Ct. 1116, 1124,
14 L. Ed. 2d 22, it may be legitimately applied to such conduct
occurring before that construction” (Emphasis added).
43 —
C .
Oases Relied Upon by Petitioner Cited in Part I and
Referred to in Part II of His Brief Are Not in Point.
These Cases Did Not Teach Petitioner That He Could
Ignore Section 1159.
These cases, so petitioner argues, have the effect of
teaching him that he could ignore the permit requirement
of such ordinance and therefore he has been denied due
process in that he did not have “ fair notice” at the time
he defied the state court injunction which enjoined him
from participating in a mass parade or procession with
out applying for a permit as required by Section 1159.
We shall undertake to show that these cases are not ap
plicable and shall deal with them as groups or indi
vidually.
The cases erroneously relied upon by petitioner are
divided into groups as follows: (a) “ The Movie Censor
ship Cases” , (b) Distribution of Literature and Solicita
tion Cases, (c) Public Assembly Cases, and (d) The Re
maining Cases.
(a)
The Movie Censorship Cases.
Petitioner cites the following cases, all involving the
validity of enactments creating movie review boards to
censor movies prior to their presentation to the public.
Interstate Circuit, Inc. v. City of Dallas, 20 L. Ed. 2d 225;
Joseph Burstyn, Inc. v. Wilson, 343 U. S. 495, 72 S. Ct.
777; Gelling v. Texas, 343 U. S. 960, 72 S. Ct. 1002; Su
perior Films, Inc. v. Department of Education, 346 U. S.
587, 74 S. Ct. 286; Commercial Pictures Corp. v. Regents,
346 IT. S. 587, 74 S. Ct. 286; Holmby Production, Inc. v.
Vaughn, 350 U. S. 870, 76 S. Ct. 117; Freedman v. Mary
land, 380 IT. S. 51, 85 S. Ct. 734.
44
The movie censorship cases all involve the regulation
of pure speech and as such are subject to a very limited
amount of regulation by the state. In fact, Mr. Justice
Black and Mr. Justice Douglas are of the opinion that
all censorship of movies violates the First Amendment
and they “ would put an end to all forms and types of
censorship and give full literal meaning to the command
of the First Amendment” . Freedman v. Maryland, 380
U. S. 51, 85 S. Ct. 734; and Interstate Circuit, Inc. v.
Dallas, 20 L. Ed. 2d 225. In contrast, Mr. Justice Black
would not afford First Amendment protection to those
who parade on the streets. In Amalgamated Food Emp.
U. Local 590 v. Logan Valley Plaza, 88 S. Ct. 1601, he
said: “ And of course picketing, that is patrolling, is not
free speech and not protected as such.” See also Cox
v. Louisiana, 379 U. S., at page 578.
The movie censorship cases all involve enactments di
rected to the regulation of pure speech. Section 1159
regulates speech only incidentally to its regulation of
traffic. The act of parading involves elements of both
speech and conduct, i. e., patrolling or marching, and
can be subjected to controls that would not be constitu
tionally permissible in the case of pure speech. Amalga
mated Food Emp. U. Local 590 v. Logan Valley Plaza,
88 S. Ct. 1601 (1968).
It should also be noted that insofar as these cases are
concerned, they could not teach petitioner that he could
presume Section 1159 was unconstitutional prior to its
construction by the Alabama Supreme Court. This Hon
orable Court, in Interstate Circuit, Inc. v. City of Dallas,
20 L. Ed. 2d 225, at least inferentially recognized the
right of the state courts to construe such censorship en
actments after the act of censoring. This follows from
this Court’s apparent recognition that the State Court
could have narrowly defined the ordinances dealt with
in Interstate. “ Nor did the Court of Civil Appeals pro
— 45
vide much enlightenment or a narrowing definition of the
ordinances.”
Thus, the State Courts are even permitted to construe
enactments creating censorship boards, which are the
most flagrant prior restraints of speech, and such con
struction will prevail in this Court. Certainly, a State
Court’s limiting construction of an ordinance regulating
the use of the streets for the benefit, safety and conveni
ence of the public ought to be anticipated by one who
violates its plain proscription, as did petitioner herein.
(b)
Distribution of Literature and Solicitation Cases.
Petitioner cites the following cases, all either involving
the validity of enactments regulating the distribution of
handbills and pamphlets, or the solicitation of funds or
members for various causes.
Lovell v. Griffin, 303 U. S. 444, 58 S. Ct. 666; Schneider
v. New Jersey, 308 U. S. 147, 60 S. Ct. 146; Largent v.
Texas, 318 U. S. 418, 63 S. Ct. 667; Jones v. Opelika, 316
U. S. 584, 62 S. Ct. 1231, vacated by 319 U. S. 103, 63
S. Ct. 890; Staub v. City of Baxley, 355 IT. S. 313, 78
S. Ct. 277; Cantwell v. Connecticut, 310 IT. S. 296, 60 S. Ct.
900; Hague v. C. I. O., 307 IT. S. 496, 59 S. Ct. 954; Marsh
v. Alabama, 326 IT. S. 501, 66 S. Ct. 276; Tucker v. Texas,
326 IT. S. 517, 66 S. Ct. 274.
The foregoing cases, like the movie censorship cases,
also involve pure speech, and as such may not be regu
lated as would be permissible in eases wherein the speech
is intermingled with conduct. Amalgamated Food Em
ployees, etc. v. Logan Valley Plaza, Inc., 88 S. Ct. 1601
(1968).
In Lovell v. Griffin, 303 IT. S. 444, 58 S. Ct. 666, an at
tempt was apparently made to inject conduct into the act
46 —
of passing out literature on the theory that the enactment
regulated only the distribution and not the publication.
This theory was rejected by this Court:
“The ordinance cannot be saved because it relates
to distribution and not to publication. ‘Liberty of
circulating is as essential to that freedom as liberty
of publishing; indeed, without the circulation the
publication would be of little value!”
Shortly after Lovell v. Griffin, supra, was decided, this
Court decided the case which respondent conceives to be
identical to the instant case, i. e., Cox v. New Hampshire,
312 U. S. 569, 61 S. Ct. 762. In Cox v. New Hampshire,
supra, this Honorable Court upheld the validity of an
enactment, virtually the same as Section 1159, except the
statute in Cox was completely without any standards gov
erning the discretion of the administrative officer charged
with issuance of permits until the New Hampshire Su
preme Court narrowly limited such discretion in the same
case for which petitioner there was arrested. This Honor
able Court sustained the convictions of petitioner Cox, and
upheld the statute as construed by the New Hampshire
Court. This Court, in its Cox v. New Hampshire decision,
cited Lovell v. Griffin, supra; Schneider v. State, 308 U. S.
147, 60 S. Ct. 146; Hague v. C. I. 0., 307 IT. S. 496, 59
S. Ct. 954; and Cantwell v. Connecticut, 310 IT. S. 296, 60
S. Ct, 900. Since this Court approvingly cited Lovell,
Hague, Schneider and Cantwell in Cox v. New Hampshire,
supra, the only conclusion that can be drawn is that the
Court found those cases not to be in conflict with the
holding in Cox.
The only cases set out under “ (b)” above that were not
considered in Cox v. New Hampshire, supra, are Largent,
v. Texas, 318 IT. S. 418, 63 S. Ct, 667; Jones v. Opelika,
316 IT. S. 584, 62 S. Ct. 1231, vacated by 319 IT. S. 103, 63
S. Ct. 890; and Staub v. City of Baxley, 355 IT. S. 313, 78
•— 47 —
S. Ct, 277, all of which stand for the Lovell v. Griffin
principle, which was found to be not in conflict with Cox,
and all of which were decided after Cox; and also two
other cases, Marsh v. Alabama, 326 U. S. 501, 66 S. Ct.
276; and Tucker v. Texas, 326 U. S. 517, 66 S. Ct. 274,
which were also decided after Cox but involved com
pletely different principles. These two cases will be dealt
with later at page 49.
Cox v. New Hampshire, supra, did not involve pure
speech, and as the statute was construed it did not vest
an unbridled discretion in state authorities to either issue
or deny the parade permit.
It should be noted that except for Marsh v. Alabama,
326 U. S. 501, 66 S. Ct. 276; and Tucker v. Texas, 326 U. S.
517, 66 S. Ct. 274; all of the cases listed under “ ( b ) ”
above, as well as Kunz v. New York, 340 TJ. S. 290, 71
S. Ct. 312, and Miemotko v. Maryland, 340 TJ. S. 268, 71
8. Ct. 325, listed under “ ( c ) ” below, were cited in Staub
v. City of Baxley, 355 IT. S. 313, 78 S. Ct. 277, because
the enactments as construed by the State courts left the
exercise of First Amendment rights in the unbridled dis
cretion of the official charged with granting the permit.
It should also be noted that the enactments involved in
those, cases did not regulate conduct such as marching or
picketing. It therefore clearly appears that unbridled
discretion in “ pure speech” or “ freedom of association”
situations is the critical point of Staub Baxley, 355
IT. S. 313. That case, at IT. S., page 322, cites the cases
referred to above as involving the same constitutional
question:
“ Iii Cantwell v. State of Connecticut, 310 IT. S. 296,
60 S. Ct. 900, 84 L. Ed. 1213, this Court held invalid
an act which proscribed soliciting money or any
valuable thing for ‘ any alleged religious, charitable
or philanthropic cause’, Gen. St. 1930, Sec. 6294, un
48 —
less the ‘ cause is approved by the secretary of the
public welfare council of the state’. Speaking for a
unanimous Court, Mr. Justice Roberts said: ‘ It will
be noted, however, that the act requires an applica
tion to the secretary of the public welfare council of
the state; that he is empowered to determine whether
the cause is a religious one, and that the issue of a
certificate depends upon his affirmative action. If he
finds that the cause is not that of religion, to solicit
for it becomes a crime. He is not to issue a certificate
as a matter of course. His decision to issue or refuse
it involves appraisal of facts, the exercise of judgment
and the formation of an opinion. He is authorized to
withhold his approval if he determines that the cause
is not a religious one. Such a censorship of religion
. . . is a denial of liberty protected by the First
Amendment and included in the liberty which is
within the protection of the Fourteenth.
“ ‘ [T]o condition the solicitation of aid for the per
petuation of religious views or systems upon a license,
the grant of which rests in the exercise of a determi
nation by state authority as to what is a religious
cause, is to lay a forbidden burden upon the exercise
of liberty protected by the Constitution.’ 310 U. S.,
at pages 305, 307, 60 S. Ct. at page 904. To the same
effect are Lovell v. City of Griffin, supra, 303 U. S. at
pages 451, 452, 58 S. Ct. at pages 668, 669; Hague v.
C. I. O., 307 U. S. 496, 516, 59 S. Ct. 954, 964, 83 L.
Ed. 1423; Schneider v. State of New Jersey, Town of
Irvington, 308 H. S. 147, 163, 164, 60 S. Ct. 146, 151,
152, 84 L. Ed. 155; Largent v. State of Texas, 318
IT. S. 418, 422, 63 S. Ct. 667, 669, 87 L. Ed. 873; Jones
v. City of Opelika, 319 U. S. 103, 63 S. Ct. 890, 87
L. Ed. 1290, adopting per curiam on rehearing the
dissenting opinion in 315 U. S. 584, 600-602, 62 S. Ct.
1231, 1240, 1241, 86 L. Ed. 1691; Niemotko v. State of
49 —
Maryland, 340 U. S. 268, 271, 71 S. Ct. 325, 327, 95
L. Ed. 267; Kunz v. People of State of New York,
340 U. S. 290, 293, 71 S. Ct. 312, 314, 95 L. Ed. 280.”
It should also be noted that in each of such cases cited
in Staub the particular ordinance or statute was reviewed
in the United States Supreme Court and held invalid after
construction in the respective state courts. These cases
may be further distinguished from the instant case. Here,
Section 1159 as construed by the Alabama Supreme Court
is unquestionably valid. It does not involve “ pure speaeh”
or “ freedom of association” but is confined to safety and
convenience in the use of the streets and ways of the City.
This latter distinction is made clear in Cox v. Louisiana,
379 U. S. 536, 85 S. Ct. 453, at U. S. pages 553, 554, S. Ct.
page 464, wherein Mr. Justice Goldberg said:
“ Appellant, however, contends that as so construed
and applied in this case, the statute is an unconstitu
tional infringement on freedom of speech and assem
bly. This contention on the facts here presented raises
an issue with which this Court has dealt in many de
cisions, that is, the right of a state or municipality to
regulate the use of city streets and other facilities to
assure the safety and convenience of the people in
their use and the concomitant right of the people of
free speech and assembly. See Lovell v. City of Griffin,
303 U. S. 444, 58 S. Ct. 666, 82 L. Ed. 949; Hague v.
C. I. O., 307 U. S. 496, 59 S. Ct. 954, 83 L. Ed. 1423;
Schneider v. State of New Jersey, 308 U. S. 147, 60
S. Ct. 146, 84 L. Ed. 155; Thornhill v. State of Ala
bama, 310 U. S. 88, 60 S. Ct. 736, 84 L. Ed. 1093; Cant
well v. State of Connecticut, 310 U. S. 296, 60 S. Ct.
900, 84 L. Ed. 1213; Cox v. State of New Hampshire,
312 U. S. 569, 61 S. Ct. 762, 85 L. Ed. 1049; Largent v.
State of Texas, 318 U. S. 418, 63 S. Ct. 667, 87 L. Ed.
873; Saia v. People of State of New York, 334 U. S.
558, 68 S. Ct. 1148, 92 L. Ed. 1574; Kovacs v. Cooper,
— 50
336 IT. S. 77, 69 S. Ct. 448, 93 L. Ed. 513; Niemotko v.
State of Maryland, 340 U. S. 268, 71 S. Ct. 325, 328,
95 L. Ed. 267, 280; Kurtz v. People of State of New
York, 340 U. S. 290, 71 S. Ct. 312, 95 L. Ed. 280;
Poulos v. State of New Hampshire, 345 IT. S. 395, 73
S. Ct. 760, 97 L. Ed. 1105.
“ From these decisions certain clear principles
emerge. The rights of free speech and assembly, while
fundamental in our democratic society, still do not
mean that everyone with opinions or beliefs to express
may address a group at any public place and at any
time. The constitutional guarantee of liberty implies
the existence of an organized society maintaining pub
lic order, without which liberty itself would be lost in
the excesses of anarchy. The control of travel on the
streets is a clear example of governmental responsibil
ity to insure this necessary order. A restriction in that
relation, designed to promote the public convenience
in the interest of all, and not susceptible to abuses of
discriminatory application, cannot be disregarded by
the attempted exercise of some civil right which, in
other circumstances, would be entitled to protec
tion . . . ”
The remaining two cases under “ ( b ) ” are Marsh v.
Alabama, 326 IT. S. 501, 66 S. Ct. 276; and Tucker v. Texas,
326 U. S. 517, 66 S. Ct. 274.
Each of these cases involved the arrest and conviction
of members of the sect known as “ Jehovah’s Witnesses”
for the dissemination of their views in a private company
owned town and a Federal housing project respectively, in
violation of their First Amendment freedoms. The charge
in effect in each case was “ Trespass After Warning” .
The focal point in issue in each case was the authority
or right of the person in charge of the properties to ex
clude those whom they did not want from such property
51 —
to the complete loss of their freedom of speech and re
ligion.
Nothing in either of these cases teaches petitioner herein
that he could ignore ordinances regulating the use of the
streets for the safety and convenience of all the citizens.
( c )
Public Assembly Cases.
The following cases all involve the regulation of public
assemblies. The enactments involved are different and
have different purposes, but each in its own way was ap
plied to regulate a public assembly.
Saia v. People of State of New York, 334 U. S. 558, 68
S. Ct. 1148; Kunz v. New York, 340 U. S. 290, 71 S. Ct.
312; Niemotko v. Maryland, 340 U. S. 268, 71 S. Ct. 325.
Petitioners in the three cases above were convicted for
holding public assemblies. The thrust of the proscription
in each case is different but all vested an unbridled dis
cretion in the state to grant or deny the right of “ public
assembly” . These cases are such that the justification
for the state’s regulation was outweighed by the interest
represented by the First Amendment liberty involved.
Saia v. People of State of New York, supra-, involved
an enactment that proscribed the use of radios, loudspeak
ers, etc., in such a manner that other people were annoyed.
Section 3 of the enactment reads as follows:
“ Section 3. Exception.—Public dissemination,
through radio, loudspeakers, of items of news and
matters of public concern and athletic activities, shall
not be deemed a violation of this section provided
that the same be done under permission obtained from
the Chief of Police.”
— 52
Petitioner in Saia was a Jehovah’s Witness minister
who lectured over a loudspeaker in a city park on Sun
days. When the permit for such activity expired, he made
application for a new permit. His application was denied
because of alleged annoyance to certain people in the
vicinity of the park. Petitioner then conducted lectures
without benefit of the permit and was arrested and con
victed.
This Court held that after construction by the state
court Section 3 of the act vested an unbridled discretion
in the Chief of Police to either grant or deny permission
to use the park for public assembly.
To demonstrate the firm entrenchment of the rules re
lating to the regulation of pure speech, we quote from
Mr. Justice Douglas, speaking for the Court at 334 U. S.,
page 561, 68 S. Ct., page 1150:
“ . . . Unless we are to retreat from the firm posi
tions we have taken in the past, we must give freedom
of speech in this case the same preferred treatment
that we gave freedom of religion in the Cantwell ■ case,
freedom of the press in the Griffin case, and freedom,
of speech and assembly in the Hague case.”
Following this statement the Court in Saia, 334 U. S.
558, 68 S. Ct. 1148, in a footnote at U. S. Page 561, Mr.
Justice Douglas speaking for the Court, recognized that
New Hampshire Cox is not inconsistent with these rules,
but is merely an application of the same rules to a prop
erly construed enactment regulating the use of the streets.
The footnote is number 2 and reads:
“ Cox v. New Hampshire, 312 U. S. 569, 577, 578,
61 S. Ct. 762, 763, 85 L. Ed. 1049, 133 ATT?, 1396, did
not depart from the rule of these earlier cases but re
emphasized the vice of the type of ordinance we have
here. Davis v. Massachusetts, 167 U. S. 43, 17 S. Ct.
731, 42 L. Ed. 71, was distinguished in the Hague
— 53
case, 307 U. S. pages 514-516, 59 S. Ct. pages 963, 964,
84 L. Ed. 1423, which likewise involved an ordinance
regulating the use of public streets and parks. It
was there said, ‘ We have no occasion to determine
whether, on the facts disclosed, the Davis case was
rightly decided, but we cannot agree that it rules the
instant case. Wherever the title of streets and parks
may rest, they have immemorially been held in trust
for the use of the public and, time out of mind, have
been used for purposes of assembly, communicating
thoughts between citizens, and discussing public ques
tions. Such use of the streets and public places has,
from ancient times, been a part of the privileges, im
munities, rights and liberties of citizens. The privi
lege of a citizen of the United States to use the streets
and parks for communication of views on national
questions may be regulated in the interest of all; it
is not absolute, but relative, and must be exercised
in subordination to the general comfort and conveni
ence, and in consonance with peace and good order;
but it must not, in the guise of regulation, be abridged
or denied’.
“ We adhere to that view. Though the statement
was that of only three Justices, it plainly indicated
the route the majority followed, who on the merits
did not consider the Davis case to be controlling.”
The case of Kunz v. New York, 340 U. S. 290, 71 S. Ct.
312, involved an ordinance that proscribed public worship
meetings on the streets without first obtaining a permit
from the city police commissioner.
The facts reveal that petitioner, an ordained Baptist
minister, obtained the required permit for the year of
1946. This permit was revoked in November 1946 be
cause “he had ridiculed and denounced other religious
beliefs in his meetings” . Petitioner continued to speak
without the permit until his arrest in September 1948.
— 54 —
The only issue before the Court was the speech activity
of 1948. The defendant was not charged for any prior
years. This Court held the ordinance vested an unbridled
discretion in the police commissioner to either grant or
deny the permit:
“Disapproval of the 1948 permit application by the
police commissioner was justified by the New York
courts on the ground that a permit had previously
been revoked ‘for good reason’. It is noteworthy that
there is no mention in the ordinance of reasons for
which such a permit application can be refused. This
interpretation allows the police commissioner, an ad
ministrative official, to exercise discretion in denying
subsequent permit applications on the basis of his
interpretation, at that time of what is deemed to be
conduct condemned by the ordinance. We have here,
then, an ordinance which gives an administrative
official discretionary power to control in advance the
right of citizens to speak on religious matters on the
streets of New York. As such, the ordinance is
clearly invalid as a prior restraint on the exercise of
First Amendment rights.”
After determining that the enactment was void as a
prior restraint on the exercise of First Amendment free
doms, the Court specifically pointed out that First Amend
ment liberties could nevertheless be regulated to prevent
serious interference with normal usage of streets and
parks:
“Although this Court has recognized that a statute
may be enacted which prevents serious interference
with normal usage of streets and parks, Cox v. State
of New Hampshire, 1941, 312 IT. S. 569, 61 S. Ct. 762,
85 L. Ed. 1049, we have consistently condemned
licensing systems which vest in an administrative
official discretion to grant or withhold a permit upon
broad criteria unrelated to proper regulation of pub
lic places.” (Emphasis ours.)
— 55 —
Petitioners in Niemotko v. Maryland, 340 U. S. 268, 71
S. Ct. 325, were Jehovah’s Witnesses who conducted
religious services in a public park and were convicted
for disorderly conduct. These petitioners were denied
permits on several occasions, but on the third Sunday fol
lowing denials of permits for the preceding Sundays,
petitioners conducted the meetings without benefit of per
mit. In this case there was no statutory authority re
quiring a permit, but a custom existed whereby the Park
Commissioner issued such permits. The arrest and con
victions was for disorderly conduct based upon the ab
sence of a permit. The conviction was overturned because
the inevitable result was to place an absolute prohibition
upon pure speech in the particular situation. It did not
involve regulation of picketing or parading on the streets
or public ways and has no application to this case. In
fact, it notes and distinguishes New Hampshire Oox, as
wre have previously noted at page 31 of this brief.
( d )
The Remaining Cases.
The only remaining cases cited by petitioner in support
of his theory that Section 1159 is facially void and there
fore he could ignore the permit requirement are Cox v.
Louisiana, 379 IT. S. 536, 85 S. Ct. 453; and Shuttlesworth
v. City of Birmingham, 382 U. S. 87, 86 S. Ct. 211. Cox v.
Louisiana, supra, has been dealt with at length in this
brief at pages 33-35 and will not be discussed further
at this point.
Shuttlesworth did not involve speech, either mixed or
pure. It was a “ due process” case relating to “ fair trial” .
It turned on the question of whether the trial court based
it decision on the subsequent construction of Section 1142
or as that section read prior to construction. The ordi
nance as written was in the alternative and proscribed
56 —
blocking the sidewalk and also failing to move on after
a request by a police officer. The complaint filed by the
city also charged the offense in the alternative. After
petitioner’s conviction the Appellate Court, in a different
case, construed that section to require proof of both
blocking the sidewalk and refusal to obey the lawful
command of an officer. This Court accepted that construc
tion to validate the ordinance but concluded that it was
possible that the trial Judge may have convicted solely
on evidence relating to blocking the sidewalk and not on
evidence that petitioner refused to obey the officer; or to
the contrary he may have convicted because the defend
ant refused to obey the officer and at the same time have
found the evidence did not establish that the defendant
blocked the sidewalk. This Court reached this conclusion
because the trial court, at the time of the trial, did not
have benefit of the Court’s construction. Thus, it is clear
that this case has no relevance to the instant case.
D.
Raley v. Ohio, 360 U. S. 423, 79 S. Ct. 1257; Linkletter v.
Walker, 381 U. S. 618, 85 S. Ct. 1731; Johnson v. New
Jersey, 384 U. S. 719, 86 S. Ct. 1772; O’Connor v.
Ohio, 385 U. S. 92, 87 S. Ct. 252; and James v. United
States, 366 U. S. 213, 81 S. Ct. 1052, Have No Rele
vance to the Instant Case.
The cases set out above are completely without rele
vance insofar as the instant case is concerned. Linkletter,
Johnson and O’Connor simply held that cases such as
Mapp v. Ohio, 367 U. S. 643; Escobedo v. Illinois, 378
U. S. 478; Miranda v. Arizona, 384 U. S. 436; and Griffin v.
California, 380 U. S. 609, which cases established new rules
of criminal procedure and overturned prior procedures
legally relied upon by public officials until these cases
were decided, would not be given retroactive effect.
57
The facts in Raley v, Ohio, 360 U. S. 423, established
that the Ohio Un-American Activities Commission misled
petitioners into the belief that said petitioners did not
have to testify before said Commission, but could rely on
their constitutional right against self-incrimination. Pe
titioners took the Commission at its word and refused to
testify. They were subsequently cited for contempt by
said Commission and convicted because Ohio by statute
granted immunity to persons testifying before said Com
mission.
This is entrapment in its classic form, and of no rele
vance to the issues involved here. Petitioner wasn’t told,
and had no reason to believe that he could parade without
the permit. In fact, Cox v. New Hampshire, 312 U. S. 569,
61 S. Ct. 762, taught him he must secure said permit.
In James v. United States, 366 U. S. 213, petitioner was
convicted of willfully attempting to evade federal income
taxes. The taxes he attempted to evade were those al
leged to be owed on funds embezzled that year. A prior
decision of this Honorable Court had held that embezzled
funds are not to be included in the taxable income of the
embezzler in the year in which they are misappropriated.
James overruled this decision, thereby making such em
bezzled funds taxable, but reversed petitioner’s conviction.
This case is not in point because Cox v. New Hampshire,
312 U. S. 569, 61 S. Ct. 762, decided over a quarter of a
century ago by a unanimous court, and many times by this
Honorable Court approved in a line of cases, the most re
cent one being Amalgamated Food Employees, etc. v.
Logan Valley Plaza, Inc., 88 S. Ct. 1601 (May 20, 1968),
continues to stand for the proposition that persons who
desire to parade or march along city streets may properly
be required to secure a permit in order that municipal
authorities be able to limit the amount of interference
with use of the sidewalks by other members of the public
— 58 —
by regulating the time, place and manner of the parade
or march. In no event can petitioner complain he was
not fully advised by this Honorable Court by the teach
ing of Cox and the many cases reaffirming it of the conse
quences of his illegal conduct in this case.
E.
Petitioner Had Fair Notice That His March in Forma
tion Along the Sidewalk Was a Parade or Proces
sion Within the Proscription of Section 1159.
Petitioner also contends that Section 1159 fails to give
“ fair notice” because although clear on its face that
parades were proscribed, petitioner could not be expected
to know that his march down the sidewalk would be
treated as such. He contends that he could not know
either that his march was of a type proscribed or that
such march taking place on the sidewalk was proscribed.
These contentions, however, ignore the teaching of Cox
v. New Hampshire, 312 IT. S. 569, 61 S. Ct. 762, which
should have taught petitioner that a march such as his
was within the proscription of Section 1159, even though
it took place on the sidewalk. Cox v. New Hampshire,
supra, involved a sidewalk march involving a smaller
group than in this case. In Cox v. New Hampshire, supra,
a unanimous Court said:
“ There appears to be no ground for challenging
the ruling of the state court that Appellants were in
fact engaged in a parade or procession upon the
public streets. As the state court observed: ‘ It was a
march in formation, and its advertising and informa -
tory purpose did not make it otherwise. . . . It is
immaterial that its tactics were few and simple. It is
enough that it proceeded in ordered and close file as
a collective body of persons on the city streets’.”
59 —
Cox v. New Hampshire, supra, representing for over
twenty-five years the law in this field, should have been
sufficient notice to petitioner that his conduct was pro
scribed. However, in this instance there was direct evi
dence that petitioner was on notice and knewr his conduct
was in violation of Section 1159. Mr. Justice Stewart, in
Walker v. City of Birmingham, 388 U. S. 307, 310, 87 S.
Ct. 1824, makes this clear when he discussed a press re
lease issued by four of the petitioners in Walker, includ
ing, we interpolate, Rev. F. L. Shuttlesworth, in which
they announced their decision to march in spite of an
injunction forbidding parading without a permit as re
quired by this ordinance (388 U. S., at page 310).
“ That night a meeting took place at which one of
petitioners announced that ‘ induction or no injunction
we are going to march tomorrow’. The next after
noon, Good Friday, a large crowd gathered in the
vicinity of Sixteenth Street and Sixth Avenue North
in Birmingham. A group of about 50 or 60 proceeded
to parade along the sidewalk while a crowd of 1,000
to 1,500 onlookers stood by ‘ clapping and hollering
and (w)hooping’. Some of the crowd followed the
marchers and spilled out into the street . . . ”
In fact, one of the chief issues involved in Walker was
whether petitioners, including the Rev. F. L. Shuttles
worth, violated an injunction restraining petitioners, in
cluding Rev. Shuttlesworth, from participating in or en
couraging mass street parades or processions without a
permit as required by Section 1159, when they participated
in the same parade for which petitioner was arrested in
the instant case. This Court, in Walker, concluded that
petitioners had violated the injunction by this march with
out a permit, and upheld petitioner’s conviction for con
tempt.
In addition to Cox v. New Hampshire, supra, respondent
finds that the General City Code of Birmingham of 1944
60 —
also teaches petitioner that a march down the sidewalk
is a march within the street. “ Sidewalk” is defined in
Section 2 of the General City Code of Birmingham of 1944:
“ Sec. 2. Definitions and rules of construction.
In the construction of this code and of all ordi
nances, the following definitions and rules shall he
observed, unless the context clearly requires other
wise. . . .
Sidewalk. The term ‘ sidewalk’ shall mean that
portion of a street between the curb line and adja
cent property line.”
III.
It Is Not Necessary That Section 1159, as Construed
Provide for a Prompt Administrative Proceeding and
Judicial Review If the Permit Required by Section 1159
Is Denied. A “ Motion to Dissolve” the Injunction Pend
ing at the Time of Petitioner’s Parade Without a Permit
or “ Mandamus” to Compel the Issuance of Said Permit
Are Adequate.
A.
Only Enactments That Censor the Content of Speech Must
Provide for Both a Prompt Administrative
Proceeding and Judicial Review.
Petitioner argues that Section 1159, as construed by
the Alabama Supreme Court, is unconstitutional because
it does not contain procedural safeguards designed to
obivate the dangers of a censorship system. He contends
that the porcedural safeguards to be adequate must pro
vide for both a prompt administrative proceeding and
a prompt judicial review if such permit is denied. In
support of this argument, petitioner relies upon Freed
man v. Maryland, 380 U. S. 51, 85 S. Ct. 734; Teitel Film
Corp. v. Cusack, 390 U. S. 139, 88 S. Ct. 754; and Bantam
Books, Inc. v. Sullivan, 372 U. S. 58, 83 S. Ct. 631.
61
The rule announced in Freedman, Teitel and Bantam
applies only to censorship and not to enactments regu
lating the use of the streets. Insofar as we can determine
from exhaustive research, this rule has only had appli
cation when the content of speech, i. e., the content of
books and movies, is subjected to censorship prior to
its dissemination or showing. This rule obtains where
the vice of a statute is that it delegates “ excessive dis
cretion” upon a censorship board. In Freedman v. Mary
land, 380 U. S., at pages 56 and 57, Mr. Justice Brennan
speaking for the Court said:
“ Although we have no occasion to decide whether
the vice of overbroadness infects the Maryland stat
ute, we think that appellant’s assertion of a similar
danger in the Maryland apparatus of censorship—
one always fraught with danger and viewed with
suspicion— gives him standing to make that challenge.
In substance his argument is that, because the ap
paratus operates in a statutory context in which
judicial review may be too little and too late, the
Maryland statute lacks sufficient safeguards for con
fining the censor’s action to judicially determined
constitutional limits, and therefore contains the same
vice as a statute delegating excessive administrative
discretion” (Emphasis added).
Respondent does not disagree with the above conclusion
that the vice of statutory delegation of excessive ad
ministrative discretion and the vice of censorship without
prompt administrative and judicial review are similar.
Respondent does argue, however, that Section 1159 is
not infected with either vice. The Supreme Court of
Alabama in the instant ease correctly pointed out at 206
So. 2d, page 350, that under the provisions of Section
1159 “ [t]he members of the Commission may not act
as censors of what is to be said or displayed in any
parade” . It is thus clear that this enactment is not cen
62
sorship. Nor is Section 159 infected with the vice of con
ferring excessive administrative discretion upon the City
Commission. The administrative discretion conferred upon
the Commission was limited to the same extent as was
the discretion to grant or deny parade permits conferred
by the statute in Cox v. New Hampshire, 312 U. S. 569,
61 S. Ct. 762, which this Court held did not confer ex
cessive discretion. This point is dealt with in greater
detail in Part I of Respondent’s brief. In contrast, this
Court in Cox v. New Hampshire, 312 U. S. 569, supra,
recognized that cases such as Lovell v. Griffin, 303 U. S.
444; and Schneider v. New Jersey, 308 U. S. 147, involved
enactments that did confer excessive discretion in free
speech situations, and therefore were not relevant. In.
neither cases such as Lovell v. Griffin, supra, and Schneider
v. New Jersey, supra, wherein the enactments involved
did confer excessive discretion to deny speech, nor in
cases such as Cox v. New Hampshire, supra, and the in
stant case, wherein the statutes did not confer excessive
discretion in this regard, has this Honorable Court re
quired that statutory provisions afford both a prompt
administrative and judicial review. These procedures are
only required when the enactments involved purport to
control or censor what may be said.
There can be no doubt that enactments, such as Section
1159, focused on the safe and convenient use of the streets
and sidewalks, deal with conduct that may or may not be
intermingled with speech, and are not subject to the same
restrictions as enactments that regulate pure speech.
Amalgamated Food Employees, etc. v. Logan Valley
Plaza, Inc., 88 S. Ct. 1601 (1968); Cox v. Louisiana, 379
U. S. 536, 85 S. Ct. 453. Enactments such as Section 1159
which regulate “ speech plus” have never been construed
by this Court to require the same procedural safeguards
as statutes which censor the content of pure speech. Cases
such as Freedman v. Maryland, 380 U. S. 51, 85 S. Ct. 734;
Teitel Film Corp. v. Cusack, 390 IT. S. 139, 88 S. Ct. 754;
and Bantam Books, Inc. v. Sullivan, 372 U. S. 58, 83 S. Ct.
631, all involve enactments aimed at the censorship or
control of the content of speech. Section 1159 is an enact
ment designed to regulate parades on the streets, but
when such parades manifest elements of speech, it is
speech intermingled with conduct. However, the permit
required cannot be used to censor what may be said or
displayed in any parade. Shuttlesworth v. Birmingham,
206 So. 2d, at page 350, makes it clear that “ the Commis
sion may not act as censors of what is to be said or dis
played in any parade” .
It is equally obvious that this Honorable Court con
sidered the procedures we discuss herein to only have
application to censorship systems. This is made clear in
Freedman v. Maryland, 380 U. S., at pages 57, 58, 85 S. Ct.,
at page 738, when the Court observed that it was there
dealing with a censorship system:
“ . . . The administration of a censorship system
for motion pictures presents peculiar dangers to con
stitutionally protected speech. Unlike a prosecution
for obscenity, a censorship proceeding puts the initial
burden on the exhibitor or distributor. Because the
censor’s business is to censor, there inheres the dan
ger that he may well be less responsive than a court—
part of an independent branch of government—to the
constitutionally protected interest in free expression.
And if it is made unduly onerous by reason of delay
or otherwise to seek judicial review, the censor’s de
termination may in practice be final.
“ [7-13] Applying the settled rule of our cases, we
hold that a noncriminal process which requires the
prior submission of a film to a censor avoids constitu
tional infirmity only if it takes place under procedural
safeguards designed to obviate the dangers of a cen
sorship system.” (Emphasis supplied.)
— 63 —
64
The reasons behind the requirement that enactments
creating censorship systems must provide both a prompt
administrative proceeding and a prompt judicial review
do not exist where a narrowly drawn enactment confers
a properly limited administrative discretion on one
charged with issuing a parade permit. The question of
what can be said and what cannot be said is by its very
nature a subject that should be judicially determined.
The same considerations obviously do not enter into the
issuance or denial of a permit to parade upon the streets.
Only traffic conditions and safety and convenience of the
public in the use of the streets, including sidewalks, are
to be considered in determining whether to issue or deny
the permit, and then if a denial is justified such justifica
tion only exists until the conditions change and then the
permit must issue. Censorship systems clearly call for a
judicial review, but enactments such as 1159 call only for
an adminstrative determination within very narrowly cir
cumscribed limits. For convenience, we have set forth
Section 1159 as originally written and as construed by
the Alabama Supreme Court in the Appendix hereto, at
pages 70 and 71, respectively.
B.
Mandamus and in This Case a Motion to Dissolve the In
junction Provide Adequate Procedures for the Review
of Denials of Permits Required by Section 1159.
Petitioner also argues that the procedures afforded by
law to review the denial of his application for a parade
permit are not adequate. Even in the absence of petition
er’s pending action, i. e., the Ex parte injunction which
permitted a ready review of any denial of a parade per
mit by motion to dissolve such injunction, he had an
adequate method of review. The case of Poulos v. New
Hampshire, 345 U. S. 395, 73 S. Ct. 760, stands as posi
tive authority that the normal procedures provided by
state law are sufficient.
Petitioner in Poulos made application for a permit to
hold a religious meeting in a public park as required by
statute. His application was denied and he was subse
quently convicted for holding such meeting without a per
mit. The Supreme Court of New Hampshire determined
that the permit had been arbitrarily and unlawfully de
nied, but nevertheless upheld petitioner’s conviction be
cause petitioner chose to violate a proper and narrowly
construed enactment rather than pursue his legal remedy
to compel issuance of the license. This Court upheld pe
titioner’s conviction and agreed that his only lawful re
course was to compel the issuance of this license. In this
regard, this Honorable Court, at 345 U. S., pages 408, 409,
73 S. Ct., at pages 768, 769, said:
“ Second. New Hampshire’s determination that the
ordinance is valid and that the Council could be com
pelled to issue the requested license on demand brings
us face to face with another constitutional problem.
May this man be convicted for holding a religious
meeting without a license when the permit required
by a valid enactment—the ordinance in this case—
has been wrongly refused by the municipality?
“ Appellant’s contention is that since the Constitu
tion guarantees the free exercise of religion, the Coun
cil’s unlawful refusal to issue the license is a complete
defense to this prosecution. His argument asserts
that if he can be punished for violation of the valid
ordinance because he exercised his right of free
speech, after the wrongful refusal of the license, the
protection of the Constitution is illusory. He objects
that by the Council’s refusal of a license, his right
to preach may be postponed until a case, possibly
after years, reaches this Court for final adjudication
of constitutional rights. Poulos takes the position
— 65 —•
— 66 —
that he may risk speaking without a license and de
feat prosecution by showing the license was arbitrarily
withheld.
“ [8-10] It must be admitted that judicial correction
of arbitrary refusal by administrators to perform
official duties under valid laws is exulcerating and
costly. But to allow applicants to proceed without
the required permits to run businesses, erect struc
tures, purchase firearms, transport or store explosives
or inflammatory products, hold public meetings with
out prior safety arrangements or take other unauthor
ized action is apt to cause breaches of the peace or
create public dangers. The valid requirements of li
cense are for the good of the applicants and the pub
lic. It would be unreal to say that such official fail
ures to act in accordance with state law, redressable
by state judicial procedures, are state acts violative
of the Federal Constitution. Delay is unfortunate but
the expense and annoyance of litigation is a price
citizens must pay for life in an orderly society where
the rights of the First Amendment have a real and
abiding meaning. Nor can we say that a state’s re
quirement that redress must be sought through appro
priate judicial procedure violates due process.”
Respondent can find nothing in either petitioner’s brief
or the cases cited therein that even tends to be per
suasive that Section 1159 is not facially valid. In fact,
Cox v. New Hampshire, 312 U. S. 569, 61 S. Ct. 762; Cox
v. Louisiana, 379 U. S. 536, 85 S. Ct. 453; and Walker v.
City of Birmingham, 388 IT. S. 307, 87 S. Ct. 1824, all dis
cussed in relation to this issue in Part I of this brief,
conclusively establish the facial validity of Section 1159.
It necessarily follows that petitioner’s argument that the
lawful procedures to compel issuance of the permit were
inadequate is without merit. In this regard, it should be
noted that petitioner here did not even make application
— 67 —
for a parade permit, Walker v. City of Birmingham, 388
U. S. 307, 87 S. Ct. 1824, whereas in Poulos v. New Hamp
shire, 345 U. S. 395, 73 S. Ct. 760, petitioner applied for
such permit and the Council unlawfully denied such per
mit. This indeed would be a valid basis for distinction
even if petitioner in Poulos had succeeded under his theory
that the unlawful refusal to issue the permit justified his
defiant violation of the ordinance. In the absence of facts
showing the petitioner here made application for a permit,
the presumption is that the Commission would have
granted the permits. The rule in this regard has been
stated in Black v. Wilson, 281 Ala. 6, 198 So. 2d 286:
“ A reversal of the judgment of the trial court
would have the effect of bringing about a court order
commanding the respondents below to do that which
the Legislature has said they should do. The pre
sumption prevails that public officials charged with
a duty will perform that duty.”
Petitioner in the instant case had not only a court but
a pending case in which to contest the validity of Section
1159. On Good Friday, April 12, 1963, when petitioner
elected to violate Section 1159 by participating in a mass
parade without the required permit, he was acting in de
fiance of an injunction that enjoined him from mass parad
ing without said permit. The State Court and the injunc
tion suit were available to petitioner had he chosen to
contest the validity of Section 1159 by filing a motion to
modify or dissolve the injunction. This point was not over
looked by this Honorable Court when it considered this
petitioner’s contempt conviction for violating that injunc
tion in the case of Walker v. City of Birmingham, 388
U. S. 307, pages 318, 319, 87 S. Ct. 124, at page 1831:
“ This ease would arise in quite a different consti
tutional posture if the petitioners, before disobeying
the injunction, had challenged it in the Alabama
courts, and had been met with delay or frustration
68
of their constitutional claims. But there is no show
ing that such would have been the fate of a timely
motion to modify or dissolve the injunction. There
was an interim of two days between the issuance of
the injunction and the Good Friday march. The peti
tioners give absolutely no explanation of why they
did not make some application to the state court
during that period. The injunction had issued
ex p a r te ; if the court had been presented with the
petitioner’s contentions, it might well have dissolved
or at least modified its order in some respects. If it
had not done so, Alabama procedure would have pro
vided for an expedited process of appellate review.
It cannot be presumed that the Alabama Courts would
have ignored the petitioners’ constitutional claims”
(Emphasis supplied).
The expedited process of appellate review referred to
above is Alabama Supreme Court Rule 47, Title 7, Ap
pendix, Code of Alabama 1940, Recompiled 1958. Rule 47
reads:
“ In all Appeals Involving Extraordinary or Remedial
Writs. In all appeals involving extraordinary or
remedial writs, these rules shall apply unless the court
orders otherwise. In appeals from judgments or de
crees rendered in habeas corpus, injunction, certiorari,
supersedeas, quo warranto, mandamus, prohibition, and
appointing or refusing to appoint a receiver proceed
ing, the appellant within five days after the appeal has
been taken, or the appellee within five days after
service of the notice of appeal may petition this court
to reduce the time for the filing of briefs in the cause
and to specify an earlier date for submission of the
appeal. Adversary counsel shall be given three days’
notice of the date and time of the proposed presenta
tion of the petition to the court. Upon presentation
of the petition, the court may prescribe time limita
69 —
tions for the filing of briefs and for submission which
are less than otherwise prescribed by the rules, if the
court is of the opinion that the normal time allowed
by these rules for filing of briefs and. submission of
the appeal would work injustice, or the appeal in
volves a question of great public interest affecting the
public good and requires an earlier filing of briefs
and submission of the appeal. When the court is not
in session, such petition may be presented to and acted
upon by the senior accessible member of the court.
The provision of this rule providing for the earlier
filing of briefs and earlier submission of a cause shall
not apply in any case where the appellant, because of
uncertainty as to his remedy, seeks relief by man
damus as an alternative to his appeal, nor to appeals
in cases where the injunctive relief involved was
merely incidental to other relief sought.”
Even if we presume petitioner had applied for the
parade permit, as required by Section 1159, and been
refused, a presumption that we do not think is valid,
Black v. Wilson, 281 Ala. 6, 198 So. 2d 286, and had then
sought to compel its issuance by “ mandamus” , Rule 47
provides the same expedited process for appellate review
as in cases involving injunctions. Its provisions apply to
“ mandamus” proceedings as well as to injunctions.
There can be no doubt that the Alabama Courts are on
notice that a petitioner’s action, whether a ‘ ‘ motion to
dissolve” an injunction or “ mandamus” to compel is
suance of a permit, as required by Section 1159, must be
handled expeditiously. This is the obvious import of this
Honorable Court’s statement9 in Walker v. City of Birm
ingham, 388 U. S. 307, at pages 318, 319, that:
9 The Supreme Court of Alabama approved this statement in
relying upon Walker in its Shuttlesworth opinion and decision.
Therefore, the circuit courts of Alabama are put on notice of
its requirements and their duty to comply therewith.
70
“ This case would arise in quite a different consti
tutional posture if the petitioners, before disobeying1
the injunction, had challenged it in the Alabama
courts, and had been met with delay or frustrations of
their constitutional claims.”
Alabama Circuit Courts will comply with this mandate
but should a Circuit Court in Alabama fail in this regard,
then certainly expeditious relief can be had through the
Alabama Supreme Court by calling its supervisory powers
over circuit courts into action. These supervisory powers
are conferred upon it in the Alabama Constitution of 1901,
Article 6, Section 140:
“ Sec. 140. Except in cases otherwise directed in
this Constitution, the supreme court shall have appel
late jurisdiction only, which shall be coextensive with
the state, under such restrictions and regulations, not
repugnant to this Constitution, as may from time to
time be prescribed by law, except where jurisdiction
over appeals is vested in some inferior court, and made
final therein; provided, that the supreme court shall
have power to issue writs of injunction, habeas corpus,
quo warranto, and such other remedial and original
writs as may be necessary to give it a general super
intendence and control of inferior jurisdictions.” (Em
phasis supplied.)
— 71 —
CONCLUSION.
It is respectfully requested that the judgment of the
Alabama Supreme Court be affirmed.
J. M. BRECKENRIDGE,
EARL McBEE,
WILLIAM C. WALKER,
600 City Hall,
Birmingham, Alabama,
Attorneys for Respondent.
APPENDIX.
— 73
APPENDIX.
“ Sec. 1159. Parading.
It shall be unlawful to organize or hold, or to assist
in organizing or holding, or to take part or participate
in, any parade or procession or other public demon
stration on the streets or other public ways of the city,
unless a permit therefor has been secured from the
commission.
To secure such permit, written application shall be
made to the commission, setting forth the probable
number of persons, vehicles and animals which will be
engaged in such parade, procession or other public
demonstration, the purpose for which it is to be held
or had, and the streets or other public ways over, along
or in which it is desired to have or hold such paarde,
procession or other public demonstration. The com
mission shall grant a written permit for such paarde,
procession or other public demonstration, prescribing
the streets or other public ways which may be used
therefor, unless in its judgment the public welfare,
peace, safety, health, decency, good order, morals or
convenience require that it be refused. It shall be un
lawful to use for such purposes any other streets or
public ways than those set out in said permit.
The two preceding paragraphs, however, shall not
apply to funeral procession.”
Section 1159 as construed by the Alabama Supreme
Court in 206 So. 2d 348, 281 Ala. 542 in Shuttlesworth v.
City of Birmingham.
The Commission in issuing parade permits under the
provisions of Section 1159:
74
1. May not censor what is to be said or displayed.
2. Must be guided only by safety, comfort and con
venience of persons using the streets, sidewalks and other
public ways.
3. A denial would be warranted only if after investiga
tion, it is found that the convenience of the public in the
use of the streets at the time and place set out in the ap
plication would be unduly disturbed.
4. May be applied only when a formal procession or
march occurs.
5. A permit may not be refused solely on the ground
that a parade, procession or other public demonstration
might tend to provoke disorderly conduct.
6. Its discretion must be exercised with uniformity of
method of treatment upon the facts of each application,
free from improper or inappropriate considerations and
from unfair discrimination. A systematic, consistent and
just order of treatment with reference to the convenience
of public use of the streets and sidewalks must be fol
lowed.
I f they should act arbitrarily, resort may be had to the
courts. 206 So. 2d 350-352.