Purdue v. Kenny Brief Amicus Curiae
Public Court Documents
August 28, 2009
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Brief Collection, LDF Court Filings. Purdue v. Kenny Brief Amicus Curiae, 2009. e2e0ee0d-c19a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/cefa6066-63a6-442f-b144-4f1c52218308/purdue-v-kenny-brief-amicus-curiae. Accessed November 23, 2025.
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No. 08-970
In The
#upnmtL' (Omul of tbi' Imtrft Stairs
SONNY Perdue, Governor of Georgia, et al.,
Petitioners,
v.
KENNY A., By His Next Friend Linda Winn, et al.,
Respondents.
On Writ of Certiorari to the
United States Court of Appeals
for the Eleventh Circuit
BRIEF OF AMICUS CURIAE NAACP LEGAL
DEFENSE & EDUCATIONAL FUND, INC.
IN SUPPORT OF RESPONDENTS
Joshua Civin
Kristen Clarke
N A A C P Legal Defense &
Educational Fund, Inc.
1444 I Street, N W , 10th FI.
W ashington, DC 20005
(202) 682 -1300
John Payton
Director-Counsel
Debo P. Adegbile
Counsel o f Record
Matthew Colangelo
Kimberly Liu
N A A C P Legal Defense &
Educational Fund, Inc.
99 Hudson Street, 16th FI.
New York, N Y 10013
(212) 965 -2200
August 28, 2009
QUESTION PRESENTED
Can an attorney’s fees award under a federal fee-
shifting statute ever be enhanced based on quality of
performance and results obtained?
TABLE OF CONTENTS
QUESTION PRESENTED.......................................i
TABLE OF CONTENTS............................................ii
TABLE OF AUTHORITIES.....................................iv
INTEREST OF AMICI CURIAE...............................1
SUMMARY OF ARGUMENT....................................2
ARGUMENT............................................... .............. 4
I. Section 1988’s legislative history demon
strates that Congress intended to permit
enhancements for extraordinary perform
ance and results that vindicate civil rights....4
A. It was Congress’s well-considered
judgment that Section 1988 should
provide significant incentives for
vigorous and effective civil rights
enforcement.................................................. 5
B. Congress intended for the same
standards to govern civil rights fees
awards as apply in antitrust cases,
where courts have long awarded
enhancements for extraordinary per
formance and results...................................8
C. Congress has repeatedly rejected pro
posals that would have expressly pro
hibited enhancements................................ 11
Ill
II. Federal courts have developed workable
criteria that reserve enhancements for liti
gation that substantially furthers Con
gress’s objective of vigorous civil rights en
forcement............................................................ 16
A. Courts have properly limited en
hancements to those cases that estab
lish important precedents or achieve
broad relief that roots out entrenched
inequities.....................................................16
B. The criteria that courts have used to
award enhancements for extraordi
nary performance and results are con
sistent with Supreme Court precedent... 28
CONCLUSION..........................................................31
IV
TABLE OF AUTHORITIES
Cases
Alyeska Pipeline Service Co. v. Wilderness
Society, 421 U.S. 240 (1975)......................passim
Arenson v. Board of Trade,
372 F. Supp. 1349 (N.D. 111. 1974)......... 9, 10, 27
Baty v. Willamette Industries, Inc.,
985 F. Supp. 1002 (D. Kan. 1997).................... 27
Blanchard v. Bergeron, 489 U.S. 87 (1989).............7
Blum v. Stenson, 465 U.S. 886 (1984)........... passim
Bolden v. Pennsylvania State Police,
491 F. Supp. 958 (E.D. Pa. 1980).....................23
Chrapliwy v. Uniroyal, Inc.,
670 F.2d 760 (7th Cir. 1982)........................ 20-21
Chrapliwy v. Uniroyal, Inc.,
583 F. Supp. 40 (N.D. Ind. 1983)................. 19-21
Chrapliwy v. Uniroyal, Inc.,
509 F. Supp. 442 (N.D. Ind. 1981)....................20
Christiansburg Garment Co. v. EEOC,
434 U.S. 412 (1978)............................................ 11
City of Burlington v Dague,
505 U.S. 557 (1992)................................. 1, 16, 29
City of Riverside v. Rivera,
477 U.S. 561 (1986)............................................... 7
County of Los Angeles v. Davis,
440 U.S. 625 (1979)............................................ 26
Crawford Fitting Co. v. J.T. Gibbons, Inc.,
482 U.S. 437 (1987)............................................ 12
Davis v. County of Los Angeles,
566 F.2d 1334 (9th Cir. 1977)........................... 26
Davis v. County of Los Angeles,
No. 73-63-WPG, 1974 WL 180
(C.D. Cal. June 5, 1974)........................... 7, 25-26
DeHoyos v. Allstate Corp.,
240 F.R.D. 269 (W.D. Tex. 2007)...................... 24
Geier v. Sundquist,
372 F.3d 784 (6th Cir. 2004)........................ 18-19
Geier v. Sundquist, No. 5077,
slip op. (M.D. Tenn. Jan. 21, 2005) ................. 19
Geier v. University of Tennessee,
597 F.2d 1056 (6th Cir. 1979)........................... 18
Graves v. Barnes, 700 F.2d 220 (5th Cir. 1983).... 30
Hensley v. Eckerhart, 461 U.S. 424 (1983)......... 1, 7
Herman & MacLean v. Huddleston,
459 U.S. 375 (1983)............................................ 13
Hughes v. Repko,
578 F.2d 483 (3rd Cir. 1978)............................ 17
Hyatt v. Apfel, 195 F.3d 188 (4th Cir. 1999)........ 24
INS v. Cardoza-Fonseca,
480 U.S. 421 (1987)....................................... 11-12
Johnson v. Georgia Highway Express, Inc.,
488 F.2d 714 (5th Cir. 1974)........................... 1, 7
Kirksey v. Danks,
608 F. Supp. 1448 (S.D. Miss. 1985)................24
Lynch v. City of Milwaukee,
747 F.2d 423 (7th Cir. 1984) 27-28
VI
Meredith v. Jefferson County Board of Educa
tion, No. 3:02CV-620-H, 2007 WL 3342282
(W.D. Ky. Nov. 9, 2007)..................................... 25
Morales Feliciano v. Hernandez Colon,
697 F. Supp. 51 (D.P.R. 1988).......................... 24
Nachman Corp. v. Pension Benefit Guaranty
Corp., 446 U.S. 359 (1980)................................ 12
Newman u. Piggie Park Enterprises, Inc.,
390 U.S. 400 (1968)........................................ 1, 22
Parents Involved in Community Schools v.
Seattle School District No. 1, 551 U.S. 701
(2007)...............................................................24-25
Pennsylvania v. Delaware Valley Citizens’
Council for Clean Air, 478 U.S. 546 (1986)..... 29
Rajender v. University of Minnesota,
546 F. Supp. 158 (D. Minn. 1982).................... 21
Reynolds v. Abbeville County School District
No. 60, No. 72-1209, 1978 WL 64
(D.S.C. Mar. 16, 1978)...................................21-22
Shakman v. Democratic Organization of Cook
County, 677 F. Supp. 933 (N.D. 111. 1987)....... 21
Sims v. Amos,
340 F. Supp. 691 (M.D. Ala. 1972).................... 30
Stanford Daily v. Zurcher,
64 F.R.D. 680 (N.D. Cal. 1974)..................... 7, 26
Stanford Daily v. Zurcher,
353 F. Supp. 124 (N.D. Cal. 1972).................... 26
Swann v. Charlotte-Mecklenburg Board of
Education, 402 U.S. 1 (1971)............................. 27
Swann v. Charlotte-Mecklenburg Board of
Education, 66 F.R.D. 483
(W.D.N.C. 1975)......................................... 1, 7, 27
United States v. Fordice, 505 U.S. 717 (1992)..... 19
Vulcan Society of Westchester County, Inc. v.
Fire Department of City of White Plains,
533 F. Supp. 1054 (S.D.N.Y. 1982).................. 28
West v. Tyson Foods, Inc., No. 4:05-cv-183M,
2008 WL 5110954 (W.D. Ky. Dec. 3, 2008)..... 27
White v. City of Richmond,
713 F.2d 458 (9th Cir. 1983)........................ 23-24
White v. City of Richmond,
559 F. Supp. 127 (N.D. Cal. 1982)................23-24
Zurcher v. Stanford Daily, 436 U.S. 547 (1978).... 26
Statutes
15U.S.C. § 15.............................................................. 9
15U.S.C. § 2 6 .............................................................. 3
20 U.S.C. § 1415(i)(3)(C).......................................... 15
22 U.S.C. § 277d-21...................................................15
28 U.S.C. § 2412(d)(1)(A)....................................14-15
28 U.S.C. § 2412(d)(2)(A)....................................14-15
28 U.S.C. § 2678....................................................... 15
42 U.S.C. § 406(b)(1).................................................15
42 U.S.C. § 1981..........................................................2
42 U.S.C. § 1982.................................................. 2, 17
42 U.S.C. § 1983..........................................................2
vii
V l l l
42 U.S.C. § 1988............................................... passim
42 U.S.C. § 2000a-3(b)............................................. 11
42 U.S.C. § 2000e-5(k).......................................11, 19
48 U.S.C. § 1424c(f)...................................................15
50 U.S.C. App. § 1985.............................................. 15
Legislative Materials
Civil Rights Attorney’s Fees Awards Act of
1976, Pub. L. No. 94-559, 90 Stat. 2641 ...passim
Clayton Antitrust Act, ch. 323, 38 Stat. 731
(1914).....................................................................9
Federal Courts Improvement Act of 1996, Pub.
L. No. 104-317, § 309(b), 110 Stat. 3853......... 13
Hart-Scott-Rodino Antitrust Improvements
Act of 1976, Pub. L. No. 94-435, § 302(3),
90 Stat. 1396..............................................3, 9, 10
Religious Freedom Restoration Act of 1993,
Pub. L. No. 103-141, § 4(a), 107 Stat. 1489.... 13
H.R. Rep. No. 94-499(1) (1976), as reprinted in
1976 U.S.C.C.A.N. 2572.......................................9
H.R. Rep. No. 94-1558 (1976)........................ 6, 7, 22
H.R. Rep. No. 99-687 (1986) (Conf. Rep.), as
reprinted in 1986 U.S.C.C.A.N. 1807............... 15
S. Rep. No. 94-1011 (1976), as reprinted in
1976 U.S.C.C.A.N. 5908............................ passim
122 Cong. Rec. 31471 (1976)......................................5
122 Cong. Rec. 31472 (1976)......................................6
IX
122 Cong. Rec. 31477 (1976)................................. 11
122 Cong. Rec. 31478 (1976)................................. 11
122 Cong. Rec. 31480-81 (1976)............................ 11
122 Cong. Rec. 32172 (1976).....................................5
122 Cong. Rec. 33314 (1976).....................................6
122 Cong. Rec. 33315 (1976).....................................5
122 Cong. Rec. 35118 (1976)................................ 5, 9
122 Cong. Rec. 35119 (1976).....................................5
122 Cong. Rec. 35129 (1976).....................................6
122 Cong. Rec. 35130 (1976).....................................5
131 Cong. Rec. 22346-67 (1985)............................ 14
133 Cong. Rec. 13556-63 (1987)............................ 14
137 Cong. Rec. 28871-80 (1991)............................ 14
Legal Fees Equity Act, S. 2802, 98th Cong.
§ 6(a)(2) (1984)................................................... 13
Legal Fees Equity Act, S. 1580, 99th Cong.
§ 6(a)(2) (1985)................................................... 13
Legal Fees Equity Act, S. 1253, 100th Cong.
§ 6(a)(2) (1987)................................................... 13
Legal Fees Equity Act, S. 90, 101st Cong.
§ 6(a)(2) (1989).............................................. 13-14
Legal Fees Equity Act, S. 133, 102nd Cong.
§ 6(a)(2) (1991).....................................................14
S.585, 97th Cong. § 722A(e) (1982)....................... 13
Attorney’s Fees Awards: Hearings on S. 585
(and on Amendments to Be Proposed by
Senator Orrin G. Hatch) Before the Sub-
X
committee on the Constitution of the Senate
Committee on the Judiciary, 97th Cong.
(1982)................................................................... 14
Awarding of Attorneys’ Fees: Hearings Before
the Subcommittee on Courts, Civil Liberties
and the Administration of Justice of the
House Committee on the Judiciary, 94th
Cong. (1975)............................................ 1, 6, 9-10
The Legal Fee Equity Act: Hearing on S. 2802
Before the Subcommittee on the Constitu
tion of the Senate Committee on the Judici
ary, 98th Cong. (1985)....................................... 13
Legal Fees Equity Act: Hearings on S. 1580, S.
1794, and S. 1795 Before the Subcommittee
on the Constitution of the Senate Committee
on the Judiciary, 99th Cong. (1986)................ 14
Legal Fees: Hearings Before the Subcommittee
on Representation of Citizen Interests of the
Senate Committee on the Judiciary, 93rd
Cong. (1974)...........................................................7
Municipal Liability Under 42 U.S.C. 1983:
Hearings on S. 584, S. 585, and S. 990 Be
fore the Subcommittee on the Constitution
of the Senate Committee on the Judiciary,
97th Cong. (1981)................................................14
Other Authorities
Executive Order No. 11246, 30 Fed. Reg.
12,319 (1965), reprinted as subsequently
amended in 42 U.S.C. § 2000e app...................20
X I
Louis Kaplow, Rules Versus Standards: An
Economic Analysis, 42 Duke L. J. 557
(1992)................................................................... 17
Pamela S. Karlan, Disarming the Private At
torney General, 2003 U. 111. L. Rev. 183........... 17
William Trombley, Campuses Optimistic That
Calm Will Prevail, L.A. Times, Apr. 12,
1971, at D 1...........................................................26
1
INTEREST OF AMICUS CURIAE i
The NAACP Legal Defense & Educational Fund,
Inc. (LDF) is a non-profit legal organization that has
assisted African Americans and other people of color
in securing their civil and constitutional rights for
more than six decades. LDF litigated key cases that
developed the legal framework for attorney’s fees
awards in civil rights cases, and that were incorpo
rated into the legislative history of the Civil Rights
Attorney’s Fees Awards Act of 1976, Pub. L. No. 94-
559, 90 Stat. 2641 (codified as amended at 42 U.S.C.
§ 1988). See, e.g., Newman v. Piggie Park Enters.,
Inc., 390 U.S. 400 (1968); Johnson v. Georgia High
way Express, Inc., 488 F.2d 714 (5th Cir. 1974);
Swann v. Charlotte-Mecklenburg Bd. of Educ., 66
F.R.D. 483 (W.D.N.C. 1975); see also Awarding of
Attorneys’ Fees: Hearings Before the Subcomm. on
Courts, Civil Liberties and the Admin, of Justice of
the H. Comm, on the Judiciary, 94th Cong. 54 (1975)
(statement of Rep. Drinan) (citing LDF’s reliance on
the availability of attorney’s fees awards to litigate
civil rights cases).
LDF has also participated as an amicus in cases
before this Court interpreting the scope of reason
able attorney’s fees provisions in various federal
statutes. See, e.g., City of Burlington v. Hague, 505
U.S. 557 (1992); Blum v. Stenson, 465 U.S. 886
(1984); Hensley v. Eckerhart, 461 U.S. 424 (1983).
1 Pursuant to Rule 37.6, counsel for the amicus states that
no counsel for a party authored this brief in whole or in part,
and that no person other than the amicus, its members, or its
counsel made a monetary contribution to the preparation or
submission of this brief. Letters of consent from the parties are
lodged with the Clerk of the Court pursuant to Rule 37.3.
2
SUMMARY OF ARGUMENT
Effective civil rights laws are vital to the health
of our democracy. But even the best statute is es
sentially a dead letter without vigorous enforcement.
Congress was well aware of the dangers of under
enforcement when it passed the Civil Rights Attor
ney’s Fees Awards Act of 1976, Pub. L. No. 94-559,
90 Stat. 2641 (codified as amended at 42 U.S.C.
§ 1988) [hereinafter Section 1988]. It was Congress’s
reasoned determination that robust attorney’s fees
awards, including enhancements for extraordinary
performance and results, would provide a much-
needed catalyst to encourage citizens to pursue the
types of litigation that most boldly defend and en
hance civil rights. This case presents no occasion for
the Court to displace Congress’s well-considered
judgment.
Section 1988 was Congress’s swift and decisive
response to a decision of this Court that prohibited
attorney’s fees awards absent express statutory au
thorization. See Alyeska Pipeline Serv. Co. v. Wil
derness Soc’y, 421 U.S. 240 (1975). A little over a
year after Alyeska was decided, Congress overcame a
Senate filibuster and enacted Section 1988, which
authorizes “a reasonable attorney’s fee” for prevail
ing litigants under an array of civil rights laws, in
cluding 42 U.S.C. §§ 1981, 1982, and 1983.
This brief supplements Respondents’ analysis of
Section 1988’s legislative history in three distinctive
ways. First, Section 1988 does more than simply
provide access to the courts for plaintiffs seeking re
dress for individual wrongs. Congress also sought to
promote vigorous and effective civil rights enforce
3
ment. To achieve this broad-reaching objective,
Congress adopted an expansive view of what consti
tutes a reasonable attorney’s fee. In no way did
Congress intend to restrict fees awards to the “lode
star” calculation that results from multiplying the
number of hours an attorney worked by a reasonable
rate for his or her services. Rather, Congress gave
clear direction that enhancements above the lodestar
are permitted in exceptional circumstances for ex
traordinary performance and results that forcefully
advance civil rights.
Second, the legislative history emphasizes the
symmetry between Section 1988 and Congress’s si
multaneous enactment of a statute that filled an
other gap created by Alyeska. The Hart-Scott-
Rodino Antitrust Improvements Act of 1976, Pub. L.
No. 94-435, § 302(3), 90 Stat. 1396 (codified as
amended at 15 U.S.C. § 26) [hereinafter Antitrust
Improvements Act], provided for reasonable attor
ney’s fees in certain antitrust cases. Congress de
termined that courts should have the same power to
grant enhancements to promote vigorous civil rights
enforcement and to encourage the efficacious imple
mentation of antitrust policy.
Third, in 1976, when Congress was considering
Section 1988, it rejected an amendment that would
have done exactly what Petitioners urge. It is an es
tablished principle of statutory construction that
Congress does not intend sub silentio to enact statu
tory language that it has earlier discarded. More
over, subsequent Congresses have confirmed the im
portance of enhancements by repeatedly rebuffing
legislation to curtail or ban them.
4
After highlighting these distinctive features of
the legislative history, this brief surveys cases de
cided after the enactment of Section 1988. Contrary
to the assertions of Petitioners and their amici,
courts have proved adept at crafting workable
criteria for determining the rare circumstances in
which enhancements for extraordinary performance
and results are warranted to promote vigorous en
forcement of civil rights. Courts have found it rea
sonable to enhance fees in cases that set important
precedents or otherwise pave the way for future fed
eral and private enforcement, recognizing that these
cases require the greatest degree of ingenuity, and
thus the number of hours an attorney works are less
likely to reflect the true value of his or her services.
In addition, courts have granted enhancements in
cases that do not merely remedy violations of an in
dividual’s rights, but provide broad-reaching relief
that roots out entrenched discrimination or eradi
cates systemic inequities.
ARGUMENT
!• Section 1988’s legislative history demon
strates that Congress intended to permit
enhancements for extraordinary perform
ance and results that vindicate civil rights.
This Court has repeatedly relied upon legislative
history in the interpretation of statutory terms that
are not clear on their face. The “reasonable attor
ney’s fee” language in Section 1988 is no exception.
See, e.g., Blum v. Stenson, 465 U.S. 886, 893-97
(1984). This section highlights three distinctive as
pects of Section 1988’s legislative history that are
5
not addressed in Respondents’ brief. Close review of
the legislative history confirms that the availability
of enhancements was part of a deliberate congres
sional determination that civil rights enforcement
should be vigorous, incentivized, and compensated
on terms no less favorable than in other substantive
areas where enhancements have long been granted
to further key national priorities.
A. It was Congress’s well-considered judg
ment that Section 1988 should provide
significant incentives for vigorous and
effective civil rights enforcement.
1. While Section 1988 ultimately passed by broad
margins in both the House and Senate, see 122 Cong.
Rec. 33315, 35130 (1976), the process preceding the
vote reveals significant deliberation and intense de
bate—an illustration of Congress’s carefully consid
ered judgment. Indeed, proponents had to devote
extraordinary resources to bring the legislation to a
vote. The Senate approved Section 1988 after a clo
ture vote ended an unusually hard-fought filibuster.
Id. at 32172. In the House, proponents utilized a
procedural maneuver reserved for “emergency” legis
lation to ensure prompt consideration. Id. at 35118,
35119.
Congress thought these emergency measures
were necessary because this Court’s decision in Aly-
eska “dealt a serious blow to the effective enforce
ment of our civil rights laws.” 122 Cong. Rec. 31471
(1976) (statement of Sen. Mathias). Fresh from the
battles of the initial decades of modern civil rights
enforcement, Congress intended its authorization of
reasonable attorney’s fees awards to do more than
6
simply provide access to the courts for those seeking
redress for individual wrongs. It provided for robust
attorney’s fees awards as a catalyst for citizens to
pursue “vigorous enforcement” of civil rights laws.
S. Rep. No. 94-1011, at 4 (1976), as reprinted in 1976
U.S.C.C.A.N. 5908, 5911 [hereinafter Senate Re
port]; H.R. Rep. No. 94-1558, at 2-3 (1976) [hereinaf
ter House Report].
Senator Tunney, the Senate bill’s sponsor, re
minded his colleagues that “ [w]e cannot hope for vig
orous enforcement of our civil rights laws unless we
. . . remove the burden from the shoulders of the
plaintiff seeking to vindicate the public right.” 122
Cong. Rec. 33314 (1976) (emphasis added) (internal
quotation marks omitted); see also id. at 31472
(statement of Sen. Kennedy) (Section 1988 will “as
sure all the citizens of this Nation . . . that Congress
firmly intends that all our civil rights laws be vigor
ously enforced.” (emphasis added)).2 A key House
proponent aptly summed up Section 1988’s broad-
reaching objectives: “A vote for the bill is a vote for
effective civil rights laws.” Id. at 35129 (statement
of Rep. Seiberling).
2. To achieve these far-reaching objectives, Con
gress repeatedly recognized the multi-factor test set
2 References to the importance of “vigorous enforcement”
also feature prominently in subcommittee hearings. See, e.g.,
Awarding of Attorneys’ Fees: Hearings Before the Subcomm. on
Courts, Civil Liberties and the Admin, of Justice of the H.
Comm, on the Judiciary, 94th Cong. 85 (1975) (statement of
Armand Derfner, Lawyers’ Committee for Civil Rights); id. at
122 (statement of Charles R. Halpern, Executive Director,
Council for Public Interest Law); id. at 285 (recommendation of
American Bar Association).
7
forth in a pre-Alyeska employment discrimination
case litigated by amicus LDF—Johnson v. Georgia
Highway Express, Inc., 488 F.2d 714 (5th Cir.
1974)—as establishing “ [t]he appropriate standards”
for determining reasonable attorney’s fees awards.
Senate Report 6; see also House Report 8. The Sen
ate Judiciary Committee further explained that the
Johnson factors “are correctly applied” in three
cases: Stanford Daily v. Zurcher, 64 F.R.D. 680 (N.D.
Cal. 1974); Davis v. County of Los Angeles, No. 73-63-
WPG, 1974 WL 180 (C.D. Cal. June 5, 1974); and
Swann v. Charlotte-Mecklenburg Board of Educa
tion, 66 F.R.D. 483 (W.D.N.C. 1975). See Senate Re
port 6.
Congress deliberately chose this trilogy to em
phasize its commitment to vigorous and effective
civil rights enforcement. As detailed in Part II.A.3
infra, all three cases substantially advanced the
state of civil rights law. Davis and Stanford Daily
expressly granted enhancements for extraordinary
performance and results, and the fees awards in all
three cases were among the most robust of the pre-
Alyeska era. See Legal Fees: Hearings Before the
Subcomm. on Representation of Citizen Interests of
the S. Comm, on the Judiciary, 93rd Cong. 862-1107
(1974) (collecting cases). Because these cases are
particularly instructive with respect to the question
presented, they merit the same close attention that
the Court has devoted to them in prior interpreta
tions of Section 1988. See, e.g., Blanchard v.
Bergeron, 489 U.S. 87, 92-93 (1989); City of Riverside
v. Rivera, 477 U.S. 561, 576 (1986) (plurality opin
ion); Blum, 465 U.S. at 893-95; Hensley v. Eckerhart,
461 U.S. 424, 430-32 (1983).
8
The legislative history thus refutes Petitioners’
assertions that enhancements are unnecessary to
achieve the “the clear purpose” of Section 1988. Pet.
Br. 19-20. Their view that Section 1988 simply en
sures that aggrieved individuals are able to attract
the services of “competent counsel” is too narrow. Id.
at 20. While Congress sought to eliminate unfair
ness to individuals deprived of their rights who do
not have resources to hire an attorney, it also en
dorsed “the broadest and most effective remedies
available to achieve the goals of our civil rights
laws.” Senate Report 3. Enhanced fees awards for
extraordinary representation and results further
Congress’s broad-reaching objectives by encouraging
attorneys to seek cases that will not simply apply
well-settled precedents to remedy garden-variety
statutory or constitutional violations, but that will
also advance the state of civil rights law, dismantle
entrenched institutional discrimination, or eradicate
other systemic injustices.
B. Congress intended for the same stan
dards to govern civil rights fees awards
as apply in antitrust cases, where courts
have long awarded enhancements for ex
traordinary performance and results.
Enhancements for extraordinary performance
and results are also consistent with Congress’s in
tent that “the amount of fees awarded under [Section
1988] be governed by the same standards which pre
vail in other types of equally complex Federal litiga
tion, such as antitrust cases.” Senate Report 6. Re
spondents aptly demonstrate that, during the period
preceding enactment of Section 1988, courts en
dorsed enhancements for extroardinary performance
9
and results in antitrust and securities cases, espe
cially those with substantial public benefits. See Re
spondents’ Br. 27-31 & n.3 (collecting cases).
For this reason, it is particularly significant that,
on the day before Section 1988 passed the House,
President Ford signed into law the Antitrust Im
provements Act. Like Section 1988, the Antitrust
Improvements Act filled a void created by Alyeska.
As pertinent here, it authorized the award of rea
sonable attorney’s fees for antitrust claims for in
junctive relief.3 H.R. Rep. No. 94-499(1), at 18-20
(1976), as reprinted in 1976 U.S.C.C.A.N. 2572,
2588-90. As with Section 1988, Congress concluded
that reasonable attorney’s fees in antitrust cases
seeking injunctive relief were “an effective enforce
ment tool” to advance an important congressional
policy objective. Id. at 2589.
In the House floor debates regarding Section
1988, Representative Seiberling expressly noted
parallels to the Antitrust Improvements Act and ob
served that “certainly the laws protecting people’s
civil and constitutional rights are at least as impor
tant as are antitrust laws.” 122 Cong. Rec. 35118
(1976).
Section 1988’s legislative history also contains
express reference to Arenson v. Board of Trade, 372
F. Supp. 1349 (N.D. 111. 1974), a significant pre-
Alyeska antitrust case that awarded an enhance
ment for extraordinary performance and results. See
3 Congress had previously authorized the award of reason
able attorney’s fees for damages claims in antitrust cases.
Clayton Antitrust Act, ch. 323, 38 Stat. 731 (1914) (codified as
amended at 15 U.S.C. § 15).
10
Awarding of Attorneys’ Fees: Hearings Before the
Subcomm. on Courts, Civil Liberties and the Admin,
of Justice of the H. Comm, on the Judiciary, 94th
Cong. 421 (1975) (reprinting law review article dis
cussing Arenson); Respondent’s Br. 27 (citing
Arenson).
The enhancement in Arenson was explicitly
geared to ensuring vigorous enforcement of key con
gressional policy objectives in the antitrust context.
The district court recognized “the social effect of
th[e] litigation,” 372 F. Supp. at 1352, noting that:
“[a]n entire industry has been restructured” as a re
sult of the suit, id.) “[t]his achievement could well be
of great instructive precedent in subsequent litiga
tion,” id. at 1358; and the litigation was “fought out
at a legal frontier where no lawyer knew all the an
swers,” with plaintiffs’ attorneys “blazing new legal
trails,” id. at 1352-53. The court further observed
that “[t]he value of a lawyer’s services is not merely
measured by time or labor” because “ [t]he practice of
law is an art in which success depends as much as in
any other art on the application of imagination—and
sometimes inspiration—to the subject matter.” Id.
at 1356.
The enactment of the Antitrust Improvements
Act nearly simultaneously with Section 1988 under
scores Congress’s considered judgment that Section
1988 should permit courts to award adjustments
above the lodestar for vigorous enforcement of fed
eral civil rights laws using the same standards ap
plied in other complex federal litigation, particularly
antitrust cases. It would be wholly inconsistent with
Congress’s intent for courts to remain free to grant
enhancements for successful antitrust litigation but
11
not for vigorous civil rights enforcement, which Con
gress has long considered an equally critical national
priority.
C. Congress has repeatedly rejected
proposals that would have expressly
prohibited enhancements.
1. In 1976, as Congress was debating Section
1988, it considered and rejected alternative language
that would have made explicit the factors for setting
a fees award and would have precluded enhance
ments for extraordinary performance and results.
122 Cong. Rec. 31477 (Amendment 470 to S. 2278).
Specifically, an amendment from Senator Helms pro
posed that an attorney’s fees award be “based upon
the actual time expended by [an] attorney or agent
and his or her staff in advising or representing a
party (at prevailing rates for such services, including
any reasonable risk factor component).” Id. at
31477-78.
After careful consideration, Congress rejected the
Helms amendment. Id. at 31480-81. Instead, Con
gress adopted the “reasonable attorney’s fee” lan
guage that it had previously used to ensure vigorous
and effective enforcement of other civil rights stat
utes, including Titles II and VII of the Civil Rights
Act of 1964. See 42 U.S.C. §§ 2000a-3(b), 2000e-5(k);
see also Christiansburg Garment Co. v. EEOC, 434
U.S. 412, 422 (1978) (interpreting the attorney’s fees
provision of Title VII so as not to “undercut the ef
forts of Congress to promote the vigorous enforce
ment” of that key employment antidiscrimination
statute). The rejection of the Helms amendment is
significant because, as this Court has held, “[f]ew
12
principles of statutory construction are more compel
ling than the proposition that Congress does not in
tend sub silentio to enact statutory language that it
has earlier discarded in favor of other language.”
INS v. Cardoza-Fonseca, 480 U.S. 421, 442-43 (1987)
(quoting Nachman Corp. v. Pension Benefit Guar.
Corp., 446 U.S. 359, 392-93 (1980) (Stewart, J., dis
senting)).
Petitioners’ claim that “the plain statutory lan
guage” does not “permit [ ] any type of enhancement
to an attorney’s fee award,” Pet. Br. 13, is therefore
incorrect. Section 1988 adopted the “reasonable at
torney’s fee” language that Congress had long used
in prior statutes authorizing fee-shifting for civil
rights enforcement, because that language had al
ready been interpreted in a manner that Congress
sought to affirm. See Senate Report 4 (“It is in
tended that the standards for awarding fees be gen
erally the same as under the fee provisions of the
1964 Civil Rights Act.”); Blum, 465 U.S. at 894 n.10
(“Congress was legislating in light of experience
when it enacted the 1976 fee statute.”). Indeed,
Congress deliberately chose to reinstate the court-
created regime employed prior to Alyeska, which
permitted courts to enhance fee awards for extraor
dinary performance and results in appropriate cir
cumstances. See Crawford Fitting Co. v. J.T. Gib
bons, Inc., 482 U.S. 437, 442 (1987) (“It is therefore
clear that when Congress meant to set a limit on
fees, it knew how to do so.”).
2. Post-enactment legislative activity confirms
that Congress did not intend for Section 1988 to pre
clude enhancements for extraordinary performance
and results. Congress has adopted several amend-
13
merits to expand and revise Section 1988’s coverage.
See, e.g., Federal Courts Improvement Act of 1996,
Pub. L. No. 104-317, § 309(b), 110 Stat. 3853; Reli
gious Freedom Restoration Act of 1993, Pub. L. No.
103-141, § 4(a), 107 Stat. 1489. Yet Congress has
never acted to restrict enhancements for extraordi
nary performance and results, even though courts,
as discussed in Part II.A infra, have granted such
enhancements during the decades since Section 1988
was enacted. See Herman & MacLean v. Huddle
ston, 459 U.S. 375, 385-86 (1983) (holding that Con
gress can be assumed to have endorsed—by failing to
overturn—a “well-established judicial interpreta
tion”).
Moreover, Congress has repeatedly rejected pro
posals to proscribe enhancements to attorney’s fees
awards. For instance, as Respondents point out, the
Senate considered but opted not to act on legislation
introduced in 1984 that would have amended Section
1988 to prohibit enhancements. See Legal Fees Eq
uity Act, S. 2802, 98th Cong. § 6(a)(2) (1984); The
Legal Fee Equity Act: Hearing on S. 2802 Before the
Subcomm. on the Constitution of the S. Comm, on the
Judiciary, 98th Cong. 4-5 (1985); Respondent’s Br.
45-46.
This 1984 effort to ban enhancements is only the
tip of the iceberg. From 1982 through 1991, similar
proposals were repeatedly introduced in the Senate,
and at least two subcommittee hearings were held,
but none of these bills was ever even voted out of
committee. See S. 585, 97th Cong. § 722A(e) (1982);
Legal Fees Equity Act, S. 1580, 99th Cong. § 6(a)(2)
(1985); Legal Fees Equity Act, S. 1253, 100th Cong.
§ 6(a)(2) (1987); Legal Fees Equity Act, S. 90, 101st
14
Cong. § 6(a)(2) (1989); Legal Fees Equity Act, S. 133,
102nd Cong. § 6(a)(2) (1991); 131 Cong. Rec. 22346-
67 (1985); 133 Cong. Rec. 13556-63 (1987); see also
Attorney’s Fees Awards: Hearings on S. 585 (and on
Amendments to Be Proposed by Senator Orrin G.
Hatch) Before the Subcomm. on the Constitution of
the S. Comm, on the Judiciary, 97th Cong. 8 (1982);
Legal Fees Equity Act: Hearings on S. 1580, S. 1794,
and S. 1795 Before the Subcomm. on the Constitution
of the S. Comm, on the Judiciary, 99th Cong. 2
(1986).4
Opponents of enhancements tried a different tac
tic in 1991. They proposed an amendment to the
Civil Rights Act of 1991 that would have limited at
torneys’ fees to 20% of monetary awards. See 137
Cong. Rec. 28871-80 (1991). This approach also
failed.
By contrast, Congress has explicitly proscribed
enhancements in other contexts. In numerous statu
tory schemes, Congress has capped fees awards.5
4 In other contexts, Congress has resisted aggressive lobby
ing by state and local officials to limit enhancements. See, e.g.,
Municipal Liability Under 42 U.S.C. 1983: Hearings on S. 584,
S. 585, and S. 990 Before the Subcomm. on the Constitution of
the S. Comm, on the Judiciary, 97th Cong. 550 (1981) (report of
National Association of Attorneys General) (proposing that
“amounts awarded as attorneys’ fees should be limited by Con
gress to a reasonable hourly rate” and not “awarded based on
some ‘benefit to the class’ or private attorney general theory”);
id. at 104 (prepared statement on behalf of the National Insti
tute of Municipal Law Officers) (proposing a ban on enhance
ments).
5 See, e.g., 28 U.S.C. § 2412(d)(1)(A) and (2)(A) (capping fees
under the Equal Access to Justice Act at $125 per hour “unless
the court determines that an increase in the cost of living or a
15
Moreover, a provision enacted by Congress in 1986
to govern attorney’s fees for claims brought under
the Individuals with Disabilities Education Act ex
plicitly states that “[n]o bonus or multiplier may be
used in calculating the fees awarded.” 20 U.S.C.
§ 1415(i)(3)(C). Legislative history reveals that this
statutory language was intended to adopt a more re
strictive approach than permitted under Section
1988. See H.R. Rep. No. 99-687, at 6 (1986) (Conf.
Rep.), as reprinted in 1986 U.S.C.C.A.N. 1807, 1808;
Respondents’ Br. 18, 45.
Congress’s repeated consideration and rejection
of efforts to eliminate enhancements during the
thirty-two years that Section 1988 has been in force
confirms that Congress intended to authorize these
incentives to encourage vigorous enforcement, and
that it has never chosen to abandon this approach.
special factor, such as the limited availability of qualified at
torneys for the proceedings involved, justifies a higher fee”); 28
U.S.C. § 2678 (fees under the Federal Tort Claims Act limited
to 20% of an administrative settlement and 25% for fees in
cases that are litigated); 42 U.S.C. § 406(b)(1) (fees under the
Social Security Act for past-due benefits capped at the lesser of
25% of the award or $4,000); 22 U.S.C. § 277d-21 (fees under
the American-Mexican Chamizal Convention Act limited to
10% of the award); 48 U.S.C. § 1424c(f) (fees in claims regard
ing land under the Guam Organic Act capped at 5% of the
award); 50 U.S.C. App. § 1985 (fees under the Japanese-
American Evacuation Claims Act limited to 10% of the award).
16
II. Federal courts have developed workable
criteria that reserve enhancements for liti
gation that substantially furthers Con
gress’s objective of vigorous civil rights en
forcement.
Cases that obtain far-reaching results or break
new ground for civil rights further the purposes of
Section 1988 described in Part I.A supra by making
a significant contribution to the vigorous enforce
ment scheme envisioned by Congress. Enhance
ments for extraordinary performance and results
recognize that if private attorneys do not have ap
propriate incentives to bring such cases, civil rights
laws may be under-enforced. Contrary to the argu
ments of Petitioners and the United States, see Pet.
Br. 50-51; U.S. Br. 22, courts have developed man
ageable standards to distinguish the exceptional
cases warranting enhancements for extraordinary
performance and results that further Congress’s
broad-reaching goals.6
A. Courts have properly limited enhance
ments to those cases that establish im
portant precedents or achieve broad re
lief that roots out entrenched inequities.
Courts have developed workable criteria to limit
enhancements to the rare and exceptional cases
6 Some of the cases discussed below were decided prior to
this Court’s decisions proscribing enhancements for contin
gency and certain other factors. See, e.g., City of Burlington v.
Dague, 505 U.S. 557 (1992). Nevertheless, the reasoning in
these cases supporting enhancements awarded for extraordi
nary performance and results is still valid because the courts
considered these factors independently.
17
where attorneys have achieved results that further
the purposes of Section 1988 by promoting vigorous
civil rights enforcement. See, e.g., Hughes u.
Repko, 578 F.2d 483, 488-489 (3rd Cir. 1978) (“We
emphasize, as did the Congress that enacted [Section
1988], that the district court should evaluate the fee
to be awarded in light of the important substantive
purposes of the Civil Rights Act, 42 U.S.C. § 1982
(1970), upon which plaintiffs relied.”). Courts have
found it reasonable to enhance fees in cases that set
important civil rights precedents or otherwise pave
the way for future effective federal and private en
forcement; or cases that do not merely remedy an in
dividual case of discrimination, but also obtain sub
stantial relief that ends discriminatory policies of
large institutions or roots out entrenched inequities.
1. When a civil rights lawsuit resolves unsettled
legal questions or creates a new cause of action, the
effect of the decision extends beyond that case
through the creation of precedent, which furthers
the development of the law, creates a foundation for
future litigation, and increases voluntary compli
ance. See Pamela S. Karlan, Disarming the Private
Attorney General, 2003 U. 111. L. Rev. 183, 201 (“A
private attorney general whose activities produce
precedent is thus in some important ways more ef
fective than a private attorney general whose activi
ties produce only local change.”); Louis Kaplow,
Rules Versus Standards: An Economic Analysis, 42
Duke L.J. 557, 611-15 (1992) (describing the costs to
the legal system when judicial interpretation is de
layed). When attorneys succeed in obtaining such
groundbreaking decisions, they have advanced Sec
tion 1988’s goal of vigorous civil rights enforcement.
18
In these limited instances, courts have awarded en
hancements above the lodestar, recognizing that
these cases require the greatest degree of ingenuity,
and thus the hours that an attorney works are less
likely to reflect the value of his or her services.7
For example, the Sixth Circuit found that a suc
cessful challenge to entrenched segregation in Ten
nessee’s university system was a “rare and excep
tional” case that could meet the high standard for an
enhancement. Geier v. Sundquist, 372 F.3d 784,
796 (6th Cir. 2004). The Geier litigation included the
first holding by a federal appellate court that there
is “an affirmative duty to remove all vestiges of
state-imposed segregation in institutions of public
higher education, just as there [is] such an obligation
at lower educational levels.” Id. at 795; see also
Geier v. Univ. ofTenn., 597 F.2d 1056, 1065 (6th Cir.
1979).
In its 2004 decision regarding attorney’s fees for
co-counsel who litigated Geier with LDF, the Sixth
Circuit determined that the district court had failed
to consider sufficiently whether the results obtained
in a particular phase of the litigation warranted an
enhancement. The Sixth Circuit observed that “[t]he
7 Enhancements for precedent-setting results are different
from enhancements based on novelty or complexity, which this
Court criticized in Blum, 465 U.S. at 898-99, on the ground
that such factors increase either the number of hours a lawyer
must spend on the case or the lawyer’s hourly rate and thus are
reflected in the lodestar. In some cases, the lodestar figure
might fully account for extraordinary performance and results,
but truly precedent-setting cases like Geier v. Sundquist, dis
cussed infra, are often not merely the result of additional hours
or higher fees.
19
legal principles advanced by the Geier Plaintiffs
were pathbreaking and of great social import.”
Geier, 372 F.3d at 795. The court further empha
sized the “exceptional nature and national signifi
cance of this case” insofar as it “steered the jurispru
dence in a different direction” and provided the im
petus for “concerted” federal enforcement efforts, in
cluding litigation to desegregate the systems of pub
lic higher education in four other states. Id. at 796.
Moreover, the groundbreaking legal principles estab
lished in Geier were subsequently affirmed by this
Court in United States v. Fordice, 505 U.S. 717
(1992).
Geier thus contributed significantly to the en
forcement of civil rights law by clarifying the consti
tutional obligations of state higher education sys
tems and spurring additional enforcement efforts.
On remand, the district court took these factors into
account and concluded that a 25% enhancement was
“justified and reasonable” given the “overall result
obtained and the rare and exceptional nature of the
case.” Geier v. Sundquist, No. 5077, slip op. at 10
(M.D. Tenn. Jan. 21, 2005).
In a similarly pathmarking case that provided
significant guidance regarding compliance with
antidiscrimination law, the district court in Chrap-
liwy v. Uniroyal, Inc., 583 F. Supp. 40, 45 (N.D. Ind.
1983), awarded an enhancement for “exceptional”
performance and results under Title VII’s attorney’s
fees provision, 42 U.S.C. § 2000e-5(k), which served
as a template for Section 1988. In Chrapliwy, the
plaintiff class of over 500 female workers at an Indi
ana factory obtained a substantial settlement in a
20
Title VII action challenging gender-segregated hir
ing and seniority policies. 583 F. Supp. at 42.
The settlement was prompted by the plaintiffs’
separate administrative action, in which the U.S.
Department of Labor threatened to bar the factory’s
corporate owner, then one of the federal govern
ment’s largest contractors, from future contracts,
pursuant to Executive Order No. 11246, 30 Fed. Reg.
12,319 (1965), reprinted as subsequently amended in
42 U.S.C. § 2000e app. (prohibiting discrimination by
federal contractors). Chrapliwy, 583 F. Supp. at 42-
43; see also Chrapliwy v. Uniroyal, Inc., 509 F. Supp.
442, 444-48 (N.D. Ind. 1981). In awarding an en
hancement, the district court emphasized the “im
pact of this lawsuit on the Department of Labor”:
The actions by the plaintiffs’ attorneys forced
the Labor Department to create a working
enforcement system to implement Executive
Order 11246, and police other federal con
tractors in their compliance with its proce
dures. This mechanism will continue to op
erate, vindicating the rights of other employ
ees and effectuating the congressional intent
behind both Title VII and the Executive Or
der.
Chrapliwy, 583 F. Supp. at 45 (quoting Chrapliwy,
509 F. Supp. at 462).8
8 The district court originally approved a larger enhance
ment. See Chrapliwy, 509 F. Supp. at 462. The Seventh Cir
cuit held that the district court “carefully evaluated its reasons
for allowing” the enhancement. Chrapliwy v. Uniroyal, Inc.,
670 F.2d 760, 770 (7th Cir. 1982). But the Seventh Circuit de
termined that the district court’s lodestar calculation was too
21
Also illustrative of this category of cases is
Shakman v. Democratic Organization of Cook
County, 677 F. Supp. 933 (N.D. 111. 1987), in which
the district court granted an enhancement equal to
one-third of the lodestar because it had “never pre
sided over a case with greater significance or more
widefelt impact in the area of civil rights.” Id. at
944-48. Counsel was able to “invoke judicial protec
tion of constitutional rights which previously had not
been clearly recognized by the courts”; and the litiga
tion gave “rise to a new class of equitable actions” to
protect the “constitutional right[ ] to be free from po
litical coercion in public employment” and “resulted
in substantial political, social and economic benefits
not only for members of the plaintiff classes, but also
for all who are affected by the public officers and en
tities named as defendants in this action.” Id. at
945, 947.9
low and ordered increases. Id. Due to this alteration, the Sev
enth Circuit remanded for the district court to check for “possi
ble overlaps” between the factors encompassed in the new lode
star figure and the enhancement. Id. On remand, the district
court reduced the amount of the enhancement to account for
overlap. Chrapliwy, 583 F. Supp. at 45.
9 See also Rajender v. Univ. of Minn., 546 F. Supp. 158,
171 (D. Minn. 1982) (granting an enhancement in a case that
resulted in comprehensive policy reforms “to ensure that the
University of Minnesota is purged of discriminatory employ
ment practices”); Reynolds v. Abbeville County Sch. Dist. No.
60, No. 72-1209, 1978 WL 64, at *8 (D.S.C. Mar. 16, 1978)
(granting a 10% enhancement because the case contributed to
“the elimination of discrimination by the Edgefield public
schools in faculty employment and assignment [which] will
produce benefits for all teachers, principals and residents of the
county,” and “[t]he case also established precedent which will
22
2. Courts have also found it appropriate to en
hance fees in civil rights cases that achieve far-
reaching policy changes and root out entrenched
statutory or constitutional violations. As this Court
has recognized, Congress intended for fee-shifting
provisions to promote broad, rather than piecemeal,
civil rights compliance. See Newman v. Piggie Park
Enters., Inc., 390 U.S. 400, 401 (1968) (“When the
Civil Rights Act of 1964 was passed, it was evident
that enforcement would prove difficult and that the
Nation would have to rely in part upon private liti
gation as a means of securing broad compliance with
the law.” (emphasis added)).
This Court’s observations in Piggie Park—a case
that was cited favorably in the legislative history of
Section 1988, see Senate Report 3; House Report 6—
remain relevant today given the central role that
private litigants continue to play in the enforcement
of civil rights laws. Cases that establish broad-based
relief vindicate the public interest by bringing large
institutions or government agencies into full compli
ance with the law, which benefits similarly-situated
plaintiffs and the public generally.
Awarding an enhancement on this basis does not
conflict with this Court’s admonition in Blum that
the “number of persons benefited” should not be a
significant consideration in calculating fees. 465
U.S. at 900 n.16 (emphasis omitted). In the context
of a class action, Blum held that an attorney should
not need enhanced compensation merely because the
class includes a large number of individuals. Id.
benefit faculty members, present and future, in the jurisdiction
of the Fourth Circuit”).
23
(“Presumably, counsel will spend as much time and
will be as diligent in litigating a case that benefits a
small class of people, or, indeed, in protecting the
civil rights of a single individual.”). Blum did not,
however, consider the incentives that may be neces
sary to attract attorneys to cases with sweeping pub
lic benefits; it addressed only the level of lawyerly
diligence required once a case has been filed.
For example, a district court awarded a 50% en
hancement for exceptional performance and results
in a class action that successfully challenged the hir
ing and promotion practices of the Pennsylvania
State Police, where racial discrimination “was so en
trenched that the Governor of the Commonwealth
conceded he could not eliminate it—and he had
failed in the attempt.” Bolden u. Pa. State Police,
491 F. Supp. 958, 966 (E.D. Pa. 1980). The court
recognized that the lawsuit resulted in “tangible
benefits flowing directly to the citizenry of the Com
monwealth.” Id. As a consequence of the case, “mi
norities have access to employment in the Pennsyl
vania State Police on a nondiscriminatory basis, and
the citizens of Pennsylvania will have a representa
tive law enforcement agency that is not tainted by
constitutional illegality.” Id.
An equally far-reaching outcome was one of the
key factors justifying the enhancement in White v.
City of Richmond, 559 F. Supp. 127 (N.D. Cal. 1982),
aff’d, 713 F.2d 458 (9th Cir. 1983). The plaintiffs in
White alleged that Richmond, California police offi
cers routinely beat, harassed, and then filed ground
less charges against African-American residents.
The lawsuit resulted in a consent decree that re
quired the police department to overhaul its policies
24
on the use of deadly and non-deadly force, establish
training programs and counseling for all officers,
permit an independent monitor to inspect the de
partment’s internal affairs and citizen complaint
files, and provide an affirmative action program for
minority officers. White, 559 F. Supp. at 130, 134.
The Ninth Circuit upheld the district court’s conclu
sion that the comprehensive remedial scheme repre
sented the type of “exceptional success” warranting
an enhancement. White, 713 F.2d. at 462.
Similar considerations have guided other courts
in awarding enhancements for outcomes that con
tributed exceptionally to civil rights enforcement,
and especially those that precipitated “fundamental
change to a recalcitrant agency” or institution.
Hyatt v. Apfel, 195 F.3d 188, 192 (4th Cir. 1999). i°
This criterion has also been applied in cases in which
LDF opposed the substantive result for which the
enhancement was awarded. See, e.g., Parents In- 10
10 See also, e.g., DeHoyos v. Allstate Corp., 240 F.R.D. 269,
330-31, 334 (W.D. Tex. 2007) (awarding an enhancement for a
successful challenge to a racially discriminatory credit-scoring
system where attorneys achieved “extraordinary results,” in
cluding a “change in the credit scoring formula, an educational
outreach program, multi-cultural marketing, [and] an improved
appeals process”); Morales Feliciano v. Hernandez Colon, 697 F.
Supp. 51, 61 (D.P.R. 1988) (granting an enhancement because,
inter alia, plaintiffs’ attorneys were “pioneers of the prisoners’
rights movement in Puerto Rico” and “[wjithout their initiative,
more than 8,000 citizens would probably still be held under
custody in violation of their basic constitutional rights”); Kirk-
sey v. Danks, 608 F. Supp. 1448, 1458 (S.D. Miss. 1985) (award
ing an enhancement where, inter alia, “this lawsuit was the one
major factor causing the petition drive and referendum election
ultimately changing the form of government for the City of
Jackson”).
25
volved in Cmty. Schs. v. Seattle Sch. Dist. No. 1, 551
U.S. 701 (2007); Meredith v. Jefferson County Bd. of
Educ., No. 3:02CV-620-H, 2007 WL 3342282, at *4
(W.D. Ky. Nov. 9, 2007) (“Regardless of one’s view of
the law or educational policy, this case has changed
the face of American jurisprudence.”).
The instant case squarely meets this second cri
terion for awarding an enhancement for extraordi
nary performance and results. As the district court
recognized, Respondents secured “sweeping relief to
the plaintiff class” of 3,000 foster care children who
alleged widespread constitutional and statutory vio
lations, and they did so through a consent decree
that is both “comprehensive in its scope and detailed
in its coverage.” Pet. App. 152-54 (reviewing the de
cree’s thirty-one outcome measures that seek im
provement in different areas of the foster care sys
tem). The district judge further concluded: “After 58
years as a practicing attorney and federal judge, the
Court is unaware of any other case in which a plain
tiff class has achieved such a favorable result on
such a comprehensive scale.” Id. at 154.
3. The three attorney’s fees cases cited in the leg
islative history of Section 1988, see Part I.A supra,
are also consistent with the criteria outlined above:
Davis v. County of Los Angeles. In Davis, a class
of Latino and African-American plaintiffs prevailed
on their claim that the Los Angeles County Fire De
partment’s hiring practices were racially discrimina
tory. A sweeping remedial order provided “substan
tial and significant benefits” to the class, including
fair and equitable hiring procedures. Davis, 1974
WL 180, at *1. On a motion for attorney’s fees, the
26
district court enhanced the lodestar figure by more
than 13%, after considering the “excellent results”
achieved by the plaintiffs’ attorneys. Id. at *2.11
Stanford Daily v. Zurcher. After demonstrators
injured several police officers during a protest
against Stanford University Hospital’s firing of an
African-American employee, the Stanford Daily pub
lished photographs of the incident. See William
Trombley, Campuses Optimistic That Calm Will
Prevail, L.A. Times, Apr. 12, 1971, at Dl. A federal
district court held that the police violated the Fourth
Amendment when they searched the newspaper’s
office for negatives of unpublished photographs in an
effort to identify the assailants. Stanford Daily v.
Zurcher, 353 F. Supp. 124, 126-27 (N.D. Cal. 1972).
On a motion for attorney’s fees, the district court
granted an enhancement based in part on the ex
traordinary “results obtained by the litigation,”
which set a new constitutional standard for searches
of individuals who are not themselves suspected of a
crime. Stanford Daily, 64 F.R.D. at 687-88.12
11 The Ninth Circuit affirmed in part the liability and re
medial rulings. See Davis v. County of Los Angeles, 566 F.2d
1334 (9th Cir. 1977). This Court granted certiorari, but subse
quently dismissed the case as moot. County of Los Angeles v.
Davis, 440 U.S. 625 (1979).
12 Although this Court acknowledged that the district
court’s constitutional analysis was pathmarking, it ultimately
rejected such a “sweeping revision of the Fourth Amendment.”
Zurcher v. Stanford Daily, 436 U.S. 547, 554 (1978). In doing
so, however, the Court did “not consider the propriety of [the
fees] award,” id. at 553 n.3, and its decision does not disavow
Congress’s intent to authorize Section 1988 enhancements
where a similarly precedent-setting result is obtained.
27
Swann v. Charlotte-Mecklenburg Board of Educa
tion. This case, which was litigated by amicus LDF
and local co-counsel, involved “the largest metropoli
tan school system which at that time had ever been
completely desegregated by order of court.” Swann,
66 F.R.D. at 485. Ruling on a motion from LDF’s lo
cal co-counsel for attorney’s fees after years of litiga
tion including a victory in this Court, see Swann v.
Charlotte-Mecklenburg Bd. of Educ., 402 U.S. 1
(1971), the district court did not expressly award an
enhancement; but, relying in part on the attorneys’
“excellent” results in the face of significant obstacles,
the district court granted them more than double the
rate it identified as the minimum hourly fee charged
by counsel appearing in federal courts. Swann, 66
F.R.D. at 484, 486.
Enhancements in antitrust cases, including
Arenson described in Part I.B supra, also are consis
tent with these criteria. See 372 F. Supp. at 1352,
1358 (awarding an enhancement where “[a]n entire
industry has been restructured” as a result of the
suit and the case “could well be of great instructive
precedent in subsequent litigation”).
4. Federal courts have been careful to respect
this Court’s mandate that enhancements for ex
traordinary performance and results should only be
granted in exceptional circumstances. Enhance
ments are uncommon, and courts have consistently
denied them for garden-variety discrimination
claims brought by individual plaintiffs. See, e.g.,
West v. Tyson Foods, Inc., No. 4:05-cv-183M, 2008
WL 5110954, at *3 (W.D. Ky. Dec. 3, 2008); Baty v.
Willamette Indus., Inc., 985 F. Supp. 1002, 1008 (D.
Kan. 1997); see also Lynch v. City of Milwaukee, 747
28
F.2d 423, 428 (7th Cir. 1984) (“[P]ositive multipliers
should be given only in cases that are significant and
where the quality of the attorney’s work is consid
erably above average. . . (internal citations and
quotation marks omitted)).
Federal courts have thus consistently recognized
the link between achievement of the important ob
jectives set out by Congress in federal civil rights
statutes and the practical reality that lawyers need
incentives to choose cases that challenge entrenched
inequities and have the potential to produce ground
breaking results, and then to advocate for appropri
ately wide-ranging relief. See Vulcan Soc’y of West
chester County, Inc. v. Fire Dep’t of City of White
Plains, 533 F. Supp. 1054, 1065-66 (S.D.N.Y. 1982)
(finding an enhancement justified to encourage pri
vate attorneys to take “cases such as the present
one, which succeed in accomplishing major changes
in the hiring policies and practices of municipal
agencies, and which open up significant employment
opportunities to minorities”).
B. The criteria that courts have used to
award enhancements for extraordinary
performance and results are consistent
with Supreme Court precedent.
The criteria outlined in Part II.A supra are con
sistent with the guidelines set forth by this Court’s
interpretations of Section 1988 and similar attor
ney’s fees provisions in other federal statutes.
In Blum, this Court rejected a categorical rule
that enhancements are never permissible in cases of
“exceptional success.” 465 U.S. at 897, 901. Blum
stressed that it was not precluding consideration of
29
“results obtained” but rather establishing a strong
presumption that results are factored into the lode
star calculation. Id. at 900-01. That presumption
may be rebutted, but “only in certain ‘rare’ and ‘ex
ceptional’ cases, supported by both ‘specific evidence’
on the record and detailed findings by the lower
court.” Pennsylvania v. Del. Valley Citizens’ Council
for Clean Air, 478 U.S. 546, 565 (1986) (quoting
Blum, 465 U.S. at 898-901). As discussed in Part
II.A supra, federal courts have appropriately applied
these instructions to distinguish those rare and ex
ceptional cases for which results-based enhance
ments are justified.
Federal courts’ awards of enhancements for ex
traordinary performance and results are also consis
tent with City of Burlington v. Dague, 505 U.S. 557
(1992) (denying an enhancement on the ground that
the case was taken on a contingency basis). In
Dague, the Court was concerned that awarding con
tingency enhancements would create incentives for
attorneys to bring “relatively meritless claims,”
which is “an unlikely objective of the ‘reasonable
fees’ provisions.” Id. at 563. In sharp contrast, en
hancements for extraordinary performance and re
sults create exactly the sort of incentives that Con
gress contemplated: They encourage attorneys to
choose and pursue cases with strong factual bases
that significantly further equality of opportunity and
other critical civil rights.
The Court in Dague also worried that contingency
enhancements would already be reflected in the
lodestar calculation. Id. at 562-63. But in the rare
cases warranting enhancements for exceptional per
formance and results, the lodestar does not always
30
provide the appropriate incentives to attract compe
tent counsel to assert bold legal theories in chal
lenges to entrenched discrimination and other ineq
uities. See, e.g., Sims v. Amos, 340 F. Supp. 691, 694
(M.D. Ala. 1972) (noting that a voting discrimination
case, where “plaintiffs have benefited their class and
have effectuated a strong congressional policy,”
“clearly falls among those meant to be encouraged
under the principles articulated in [Supreme Court
precedents endorsing attorney’s fees for citizens act
ing as private attorneys general]” (emphasis added)),
cited with approval in Senate Report 4 n. 3. Without
incentives for attorneys to take on these types of
cases, civil rights laws will not always be vigorously
and effectively enforced, contrary to the intent of
Congress.
Moreover, while the lodestar calculation typically
reflects the skills and experience that a lawyer
brings to bear on a case, it is not determined based
on the type of case and relief the lawyer chooses to
pursue. Cf. Graves v. Barnes, 700 F.2d 220, 223 (5th
Cir. 1983). The proper inquiry in determining an
enhancement for extraordinary performance and re
sults is the value of the legal services provided—
more value is provided through broad-reaching re
lief. For example, where a civil rights litigant se
cures an order or consent decree that results in
groundbreaking policy reforms, the outcome affects
not only the plaintiffs but also numerous other indi
viduals who do not have to sue to obtain relief on
their own.
In sum, Petitioners urge—without any basis in
text, precedent, or legislative history—a new Court-
made rule that would structurally under-compensate
31
civil rights litigants in key cases yielding the most
extraordinary results that significantly safeguard
and enhance critical civil rights. The Court should
reject Petitioners’ unsupported attempt to ignore
Congress’s considered judgment that the full avail
ability of reasonable attorney’s fees is crucial to the
vigorous and effective enforcement of federal civil
rights laws.
CONCLUSION
For the foregoing reasons, as well as those out
lined by Respondents, the decision below should be
affirmed.
Joshua Civin
Kristen Clarke
NAACP Legal Defense &
Educational Fund, Inc.
1444 I Street, NW
10th Floor
Washington, DC 20005
(202) 682-1300
Respectfully submitted,
John Payton
Director- Counsel
D ebo P. Adegbile
Counsel of Record
Matthew Colangelo
Kimberly Liu
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street
16th Floor
New York, NY 10013
(212) 965-2200
August 28, 2009