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Brief Collection, LDF Court Filings. Webb v. County Board of Education of Dyer County, Tennessee Petition for Writ of Certiorari, 1983. ad9affcd-c89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/aeb1cda9-09e2-4156-a0aa-bbd8e4406fa4/webb-v-county-board-of-education-of-dyer-county-tennessee-petition-for-writ-of-certiorari. Accessed August 19, 2025.
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No. 83- I n THE grtiinmtr (tort xrf tljr Inttrh flairs O ctober T erm , 1983 ------------------------------f — — — L eonard W ebb, v. Petitioner, C o u n ty B oard of E ducation of D yer C o u n ty , T ennessee , et at., Respondents. PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT J ack Greenberg C harles S teph en R alsto n* D eborah F ins 99 Hudson Street 16th Floor New York, N.Y. 10013 (212) 219-1900 A von N. W illiam s , J r . R ichard H. D in k in s 203 Second Avenue North Nashville, Tennessee 37209 Attorneys for Petitioners * Counsel of Record Questions Presented The Court of Appeals for the Sixth Circuit held that the petitioner could not recover attorneys’ fees under 42 U.S.C. § 1988 in a civil rights case for work done in an administrative proceeding that was not required to be exhausted as a condition to filing the action in federal court. Four other circuits have held to the contrary. Should the Court resolve this conflict between the circuits on this important issue that concerns the effective enforce ment of the civil rights acts? PARTIES Leonard Webb, petitioner. County Board of Education of Dyer County, Tennes see, Franklin Cobb, Jimmy Adams, Ernest Gullett, John 11. Hooper, Terry W. Jones, Mary F . McCauley, William Pierce, Dan Tickle, Johnny Earl Vickers, Herman Reed, - i - r Dwight L. Hedge, Clayton Hayes, Bill Deere, Charles Maxey, Harold Willis, A. W. Roody, Bobby Switzer, Jerry Muzzall Fisher, Allen Hines, Franklin Rhodes, Vinson, Helen Bell, Ira Powers, Bowen, respondents. , John C. J. Bobby TABLE OF CONTENTS Page Question Presented ................ i Parties ........ i Citation to Opinions Below .......... 2 Jurisdiction ......................... 2 Statutory Provision Involved ....... 3 Statement of the Case ............... 3 Reasons for Granting the Writ ....... 7 I. The Case Presents An Important Issue Affecting the Enforcement of the Civil Rights Laws . ....... 7 II. The Decision Below Conflicts With The Decisions of Other Courts of Appeals ........... 10 III. The Decision Below Conflicts With Decisions of This Court .............. 12 IV. The Decision E<elow Is Inconsistent With The Statute And Conflict With Congressional Purpose ........ 18 CONCLUSION ......... 21 - i i i - TABLE OF AUTHORITIES Cases: Page Bartholomew v, Watson, 665 F.2d 910 (9th Cir. 1982) . ................ 11 Blow v. Lascares, 523 F. Supp. 913 (N.D.N.Y. 1981) aff'd, 668 F. 2d 670 (2nd Cir. 1981 ) ...... 11 Brown v. Bathke, 588 F.2d 634 (8th Cir. 1 978) ................ 1 1 Chrapliwy v. Uniroyal, Inc., 670 F .2d 760 (7th Cir. 1982) ___ ... 9,11 Ciechon v. City of Chicago, 686 F. 2d 51 1 (7th Cir. 1982) ...... 1 1 Estes v. Tuscaloosa County, 696 F.2d 898 (11th Cir. 1983) ...... 12 Johnson v. United States, 554 F.2d 632 (4th Cir. 1977) ............ 15 Kulkarni v. Alexander, 662 F.2d 758 (D.C. Cir. 1978) ............ 11 Latino Project, Inc. v. City of Camden, 701 F.2d 262 (3rd Cir. 1983) ................ 1 1 Maine v. Thiboutot, 448 U.S. 1 (1989) .......................... 17 New York Gaslight Club, Inc. v. , Carey, 447 U.S. 54 (1980) passim Parker v. Califano, 561 F.2d 320 (D.C. Cir. 1977) ............... 15 IV Page Patsy v. Florida Bd, of Regents, U.S. _ __, 73 L • Ed . 2d 172 (1 982) ................. . 9,14 Redd v. Lamber, 674 F.2d 1032 (5th Cir. 1 982) ................ 12 Sullivan v. Commonwealth of Penn sylvania Dept, of Labor and Industries, 663 F.2d 443 (3rd Cir. 1981 ) .......... . ..... 9,12 Other Authorities 28 U.S.C. § 1254(1 ) .................. 2 28 U.S.C. § 1988 ............... passim 42 3 U.S.C. § 1983 ................... 3,14,18 42 U.S.C. § 1985 ................... 3,1 4 42 U.S.C. § 1 986 .................... 3,1 4 42 U.S.C. § 20OOd ....... 3 42 U.S.C. § 2000e-5 ....... 8 42 U.S.C. § 2000e-1 6 ........ 14 42 U.S..C, § 2000a-3(b) .............. 19 H. Rep. No. 94-1558 (94th Cong., 2d Sess. , 1 976 ) ................ 20 S. Rep. No. 94-1011 (94th Cong., 2d Sess., 1976) ...... ......... 20 v No. 83- IN THE SUPREME COURT OF THE UNITED STATES October Term, 1983 LEONARD WEBB, Petitioner, v. COUNTY BOARD OF EDUCATION OF DYER COUNTY, TENNESSEE, et al., Respondents. PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT Petitioner, Leonard Webb, prays that a Writ of Certiorari issue to review the judgment of the United States Court of Appeals for the Sixth Circuit entered on August 29, 1983, petition for rehearing denied November 16, 1983, affirming the 2 decision of the United States District Court for the Western District of Tennessee. CITATION TO OPINIONS BELOW The opinion of the Court of Appeals is reported at 715 F.2d 254 and is set forth in the Appendix at pages la-25a. The order of the Court of Appeals denying rehearing is unreported and is set forth in the Appendix at pages 26a-27a. The opinion of the District Court is unreported and is set forth in the Appendix at pages 28a-43a. JURISDICTION The judgment of the Court of Appeals affirming the decision of the District Court was entered on August 29, 1983. A timely petition for rehearing and for rehearing en banc was filed and was denied on November 16, 1983. Jurisdiction of this court is invoked pursuant to 28 U.S.C. 5 1254(1). 3 STA T U T O R Y P R OVISION INVOLVED This case involves 28 U.S.C. § 1988, which provides in pertinent part: In any action or proceeding to enforce a provision of sections 1977, 1978, 1979, 1980, and 1981 of the Revised Statutes, title IX of Public Law 92-318 . . . or Title VI of the Civil Rights Act of 1964 . . . the court, in its discretion, may allow the ,prevail ing party, other than the United States, a reasonable attorney's fee as part of the costs, (R. S. § 722; Oct. 19, 1976, P. L. 94-559, § 2, 90 Stat. 2641.) STATEMENT OF THE CASE The present action was brought pursu ant to 42 U.S.C. §§ 1988, 1983, 1985, 1986, 1988 and 2Q00d. The petitioner, Leonard Webb, was a tenured black elementary school teacher who was discharged from his job in 1974 in the wake of the desegregation of the schools in Dyer County, Tennessee. The discharge was allegedly for "unprofessional conduct and insubordination". However, the 4 Board did not provide petitioner a copy of the written charges against him or give him a hearing. After receiving the letter of dismissal, petitioner hired counsel to represent him. Counsel requested an immediate hearing before the Board of Education which was ultimately granted. There were a series of hearings at which counsel elicited testimony from several witnesses, including the school board’s employees, that tended to prove that Mr. Webb had been fired because of racial discrimination. At the school board hearings counsel raised both equal protec tion and due process objections to the discharge. In August, 1978, the board rendered its final decision upholding the original decision to terminate petitioner. Peti tioner then filed the present action in federal court challenging his discharge on 5 both equal protection and due process grounds. The defendants filed motions for summary judgment. In opposition to those motions respondent filed the transcript of the proceedings before the school board. While the motions were pending, the parties reached a settlement under which respondent received damages in the amount of $15,400, and a decree ordering the Board to treat the plaintiff as having resigned and to place no disparaging remarks on his professional record. The district court accepted the settlement with only the transcript of the state administrative proceedings before it as evidence of the facts. Following settlement on the merits the parties attempted to settle the question of attorneys' fees. Although they were in agreement that respondent was the prevail 6 ing party and should receive some fees, they were unable to agree on the amount. A motion was therefore filed before the District Court, which awarded fees for the work performed following the filing of the complaint in federal court. Fees were denied for work performed before the complaint was filed on the ground that the court believed no authority existed for the award of attorneys' fees under 42 U.S.C. § 1988 for work in a state adminis trative proceeding that was not required to be exhausted as a condition to filing an action in federal court. (App. pp. 31a- 41a) On appeal a panel of the Sixth Circuit affirmed the District Court's order and rehearing en banc was denied. {App. pp. 1a-27a.) 7 r e a s o n s f o r g r a n t i n g t h e w r i t I. THE CASE PRESENTS AN IMPORTANT ISSUE AFFECTING THE ENFORCEMENT OF THE CIVIL RIGHTS LAWS The present case involves an important issue relating to the circum stances under which fees may be awarded to a party who prevails on a civil rights claim as a result of work done in a state administrative proceeding prior to the actual filing of an action in federal court. The decision below, as the court admitted (App. pp. 14a-16a), is in square conflict with the decisions of four other circuits, is in conflict with the decision of this Court is New York Gaslight Club, Inc, v. Carey, 447 U.S. 54 (1980), and is contrary to the intent of Congress when it enacted the Civil Rights Attorneys' Fee Act of 1976. 8 The importance of the issue arises both from the frequency with which it has arisen in the lower courts and from the potential deleterious effect on the workload of the federal courts if allowed t o stand. A total o f courts of appeals have dealt with the issue in various ways, as will be discussed in Section II below, and it is likely to be a recurring issue in a number of con texts. For example, in a proceeding cog- nizible under Title VII of the Civil Rights Act of 1964, a party may seek relief not only pursuant to state and federal ad ministrative proceedings which must be exhausted as a precondition to filing an 1/action under title VII, but also may pur sue alternative remedies such as complain 1/ 42 U.S.C. § 2000e-5(b)-(e). 9 ing to the Office of Federal Contract 2/Compliance of the Department of Labor 3/or through a union grievance procedure. The often successful use of such proceedings would necessarily be dis couraged if potential Title VII plaintiffs knew that counsel fees had to be paid out of their own pockets. Conversely, attorneys who have taken such cases, as is often the fact, on a contingency basis would be loath to pursue such remedies with the knowledge that they would receive no compensation for their work even if successful. The only result, as noted by this Court in New York Gaslight Club, Inc, v. 2/ See, Chrapliwy v. Uniroyal, Inc., 670 F. 2d 760 ( 7th Cir. 1982). 3/ See, S u _11_ jl v a n_ v_._Commonwealth of Pennsylvania Dept, of Labor and Industy, 663 F.2d '443 (3rd Cir. 1981). 10 Carey, 447 U.S. at 65-66, would be to encourage unnecessarily the immediate filing of actions in federal court and the circumvention of alternative remedies. This, of course, would mean that cases would be either unnecessarily filed or that the use of alternative remedies to dispose of cases would be avoided. This would burden the courts and would be contrary to the intent of Congress when it passed both the various civil rights statutes and Attorneys' Fee Act. II. THE DECISION BELOW CONFLICTS WITH THE DECISIONS OF OTHER COURTS OF APPEALS The court of appeals below held that only administrative remedies required to be exhausted as a precondition for filing an action in federal court could result in attorneys' fees. Moreover, ignoring the plain language of the statute, they read the legislative history of the 1976 Attor neys' Fee Act as intending it to cover only suits in court and not in administrative proceedings. The courts of appeals of the Seventh, Eighth, Ninth and District of Columbia Circuits, in a variety of con texts, have reached inconsistent results. See, Ciechon v. City of Chicago, 686 F.2d 511 (7th Cir. 1982); Chrapliwy v. Uniroyal, Inc^, 6 7 0 F . 2d 7 60 ( 7th Cir. 1982); Brown v. Bathke, 588 F.2d 634 (8th Cir. 1978); Bartholomew v. Watson, 665 F.2d 910 (9th Cir. 1982); Kulkarni v. Alexander, 662 F.2d 758 (D.C. Cir. 1978). Four other circuits, on the other hand, have decided the issue similarly to the Sixth Circuit. See Blow v. Lascares, 523 F. Supp. 913 (N.D.N.Y. 1981), affjd, 668 F.2d 670 (2nd - 1 1 - Cir. 1981); Latino Project Inc, v. City of 12 Camden, 701 F.2d 262 (3rd Cir. 1983);“ Redd v. Lambert, 674 F.2d 1032 (5th Cir. 1982); and Estes v. Tuscaloosa County, 696 F.2d 898 (11th Cir. 1983). Because of the importance of the issue, certiorari should be granted to resolve this conflict. III. THE DECISION BELOW CONFLICTS WITH THIS COURT'S DECISIONS OF THIE COURT In New York Gaslight Club, supra, this Court held that attorneys' fees may be awarded in a Title VII action for work done in a state administrative proceeding prior to the filing of an action in federal court. The decision in Carey was based primarily on an analysis of the language of 4/ But see, Sullivan v. Commonwealth of Pennsylvania Dept, of Labor and Industries, 663 F.2d 443 (3rd Cir. 1981), holding that the time for work done in a union arbitration proceeding that contributed to the successful outcome of a Title VII case was compensable. 1 3 the statute which provides that fees may be awarded in any "action or proceeding" under Title VII. In so deciding the Court relied on the legislative history of the 1976 Act since the language of the Acts were vir tually identical and their purposes were the same. Section 1988 also provides that fees may be awarded in "any action or proceeding" to enforce various civil rights statutes. The Court below distinguished Carey on the ground that it involved state adminis trative proceeding that had to be exhausted before a Title VII action could be brought. Petitioner contends that Carey is not so limited and, indeed, such a reading of Carey would essentially nullify a provision of the statute. It is true that under Title VII it is required that a potential plaintiff first exhaust certain administrative remedies 1 4 before bringing suit and no such exhaustion requirement is imposed as a condition to bringing an action under 42 U.S.C. §§ 1981 5/- 1986.~ However, the Title VII require ment is only that complainants file with the Equal Employment Opportunity Commis sion, and with a state agency if one is available. There is no requirement that complainants do any more than to wait the required length of time before receiving a right to sue letter and bringing an action. Similarly, under the provision of Title VII governing federal employees (42 U.S.C. § 2000e-16) all that is required is that an administrative complaint be filed. Section 2000e-16(c) specifically provides that an action may be filed in federal court after 180 days have elapsed 5/ Patsy v. Florida Bd. of Regents, U.S. , 73 L.Ed. 2d 172 (1982). regardless of whether or not anything has been accomplished in the administrative process. In Carey however, as well as in the 6/ federal employment cases cited there with 7/ approval, the award of fees was affirmed where the complainant had done much more than simply comply with the minimal exhaus tion requirements imposed by the statute. In Carey the complainant had pursued her administrative remedies through to de cision although it is clear she could have terminated them and gone into federal court at a far earlier stage. Similarly, in the federal sector cases, such as Parker v. Califano, 561 F.2d 320 (D.C. Cir. 1977), the complainants had stayed in the adminis- - 1 5 - 6/ Parker v. Califano, 561 F.2d 320 (D.C. Cir. 1977); Johnson v. United States, 554 F. 2d 632 (4th Cir. 1977). 7/ 447 U.S. at 61, n.- 2. 16 trative process much longer than the required 180 days and had received full relief rather than exercising their right to go to federal court at an earlier stage. There is no hint or suggestion in Carey that fees are awardable only for work or time required to be spent in the ad ministrative process. Rather, Carey was based on the principle that complainants should be encouraged to utilize to the full available alternative remedies to avoid the otherwise natural result of their spending the minimal time required in the adminis trative process before coming to federal court if that were the only place where fees could be obtained. 447 U.S. at 65. Moreover, the ruling that fees are available under § 1988 only for legal work done in connection with or as a required precondition for an action brought in 1 7 federel court is fundamentally inconsistent with this Court's decision in Maine v . Thiboutot, 448 U.S. 1 (1980). There, this court held that fees were recoverable in a state court "action" brought to enforce rights protected by § 1983. It necessarily rejected the principle that fees were limited to federal court actions, and it follows that the plain meaning of the statute also encompasses a state adminis trative "proceeding" brought to enforce the same statute. Therefore, the decisions of the Seventh, Eighth, Ninth and District of Columbia Circuits holding that fees are available for work done in any available alternative remedy is fully consistent with Carey and Thiboutot and indeed is required by the rationale of those decisions. Conversely, the decision of the court below is in fundamental conflict with them 18 IV. THE DECISION BELOW IS INCONSISTENT WITH THE STATUTE AND CONFLICTS WITH CONGRESSIONAL PURPOSE The effect of the Sixth Circuit's decision is simply to read out of 42 U.S.C. § 1988 the language providing for attor neys' fees in any "proceeding" as well as in any "action." Such a result is contrary to basic principles of statutory construc tion, as well as with the decision in Carey. The rationale for the decision below was that petitioner was not required to exhaust the available remedy of seeking a hearing before the School Board as a precondition as to filing an action in federal court since there is no exhaustion requirement for actions brought under 42 U.S.C. § 1983. The problem with the Sixth Circuit's reasoning is that under no circumstances need any administrative remedy be exhausted before an action can be brought under that 1/statute. Therefore, as a practical mat ter there would never be any "proceeding" other than a court "action" for which attorneys' fees could be awarded. Such a result cannot be allowed, particularly since when Congress wished to exclude the recovery of fees for proceedings other than a court action, it has clearly done so. Thus, under Title II of the Civil Rights 9/Act of 1964 fees are obtainable only for "actions" brought in federal court even though there are available state adminis trative proceedings to enforce the right to equal access to public accommodations in 8/ Patsy v. Florida Bd. of Regents, supra. 9/ 42 U.S.C. § 2000a-3(b ). 20 many jurisdictions. Further, the court of appeals' deci sion conflicts with the clear intent of Congress when passing the Civil Rights Attorneys' fee Act since its basic purpose was to encourage and facilitate the en forcement of civil rights through making 10/attorneys' fees broadly available. Any interpretation of the statute that con flicts with that purpose should be rejected. 10/ See S. Rep. No. 94-1011 (94th Cong. 2d Sess.) pp. 2-3; H. Rep. No. 94-1558 (94th Cong. 2d Sess.) pp. 1-3. 21 Conclusion For the foregoing reasons, the peti tion for writ of certiorari should be granted and the decision below reversed. Respectfully submitted, JACK GREENBERG CHARLES STEPHEN RALSTON* DEBORAH FINS 99 Hudson Street 16th Floor New York, N.Y. 10013 AVON N. WILLIAMS, JR. RICHARD H. DINKINS 203 Second Avenue North Nashville, Tennessee 37209 Attorneys for Petitioners * Counsel of Record APPENDIX DECISION OF COURT OF APPEALS Aug. 29, 1983 LEONARD WEBB, Plaintiff-Appellant Cross-Appellee, v. COUNTY BOARD OF EDUCATION OF DYER COUNTY, TENNESSEE, et al., Defendants-Appellees, Cross-Appellants. Nos. 82-5154, 82-5158 UNITED STATES COURT OF APPEALS, SIXTH CIRCUIT. Argued May 17, 1983. Decided Aug. 29, 1983. Before CONTIE and KRUPANSKY, Circuit Judges, and GUY, District Judge.* CONTIE, Circuit Judge. * The Honorable Ralph G. Guy, Jr., U.S. District Judge for the Eastern District of Michigan, sitting by designation. The primary issue on this appeal is whether 42 U.S.C. § 1988 allows an award of attorney's fees in 42 U.S.C. § 1981 litigation for services rendered in op tional state administrative proceedings. We hold that it does not. I. Leonard Webb, the plaintiff, was a tenured black teacher in the Dyer County schools. The Board suspended him in March, 1974 pending the investigation of unspeci fied charges. It terminated the plaintiff two weeks later on grounds of unprofessional conduct and insubordination which had been brought to its attention by parents and school administrators. The Board did not, however, provide Webb with written charges and a hearing before taking this action. — 2 cl ~ 3a The plaintiff subsequently demanded and received a hearing at which he attempted to show that the discharge was unjustified. Nearly four years later, the Board issued a final decision which upheld the discharge. Webb then filed suit under 42 U.S.C. §§ 1981, 1983, 1985, 1986, 1988 and 2000d, alleging that he had been terminated on account of his race. The parties eventually settled the case. Pursuant to his § 1981 claim, Webb received $15,400 in damages and a decree ordering the Board both to treat the plain tiff as having resigned and to place no disparaging remarks on his professional record. The matter of attorney's fees was reserved. When the parties were unable to agree on this issue, the court awarded over 4a - $9,700 in fees for services rendered by plaintiff's counsel before the district court but denied attorney's fees for efforts devoted to the state administrative hearing. The court held that § 1988 author izes attorney's fees for work performed in administrative proceedings only where those proceedings are a prerequisite to filing suit in federal court. Since Webb was not required to exhaust state administrative remedies before filing a § 1981 claim, his attorney was not entitled to fees. The plaintiff appeals the partial denial of fees. The defendants cross-appeal the partial award of fees on the alternative grounds that Webb has not fully prevailed and that the amount awarded per hour was excessive. - S a il. In interpreting § 1988, this court is "to use the broadest and most effective remedies available to achieve the goals of our civil rights laws." S.Rep. 94-1011, 94th Cong., 2d Sess. 3 (1976), U.S.Code Cong. & Admin. News 1976, pp. 5908, 5910. Nevertheless, we are mindful that only Congress has the prerogative to establish exceptions to the general rule that prevail ing litigants must bear their own attorney's fees. Alyeska Pipeline Service Co. v. Wilderness Society, 421 U.S. 240, 95 S.Ct. 1612, 44 L .Ed.2d 141 (1975). Hence, in construing the attorney's fees statute liberally, this court may not go further than Congress intended. To discover that intent, we look primarily to the statute 6a itself and to the legislative history. Northcross v. Board of Education, 611 F .2d 624, 632 (6th Cir. 1979), cert, denied, 447 U.S. 911, 100 S.Ct. 2999, 64 L.Ed.2d 862 (1980) . In pertintent part, 42 U.S.C. § 1988 provides: In any action or proceeding to enforce a provision of §§ 1981, 1982, 1983, 1985 and 1986 of this title, title IX of Public Law 92-318 or title VI of the Civil Rights Act of 1964, the court, in its discretion, may allow the prevail ing party, other than the United States, a reasonable attorney's fee as part of the costs. Since this provision tracks the language of titles II and VII of the Civil Rights Act of 1964, S.Rep. No. 94-1101, supra at 2; H.R. Rep. No. 94-1558, 94th Cong., 2d Sess. 5 (1976), the plaintiff requests us to extend the Supreme Court's holding in New York Gaslight Club, Inc, v. Carey, 447 U.S. 54, 100 S.Ct. 2024, 64 L.Ed.2d 723 (1980). 7a In Carey, the plaintiff invoked state administrative and court remedies before filing a title VII action. After the defendant agreed prior to trial to comply with the results of the state proceedings, the case was dismissed on all issues except attorney's fees. The court construed title 1/VII's fee provision as entitling plain tiff's counsel to payment for work done in administrative proceedings. First, the phrase "action or proceeding" was held to contemplate administrative proceedings. The court compared the attorney's fee provisions of title II and title VII and noted that 1/ 42 U.S.C. § 2000(e )-5(k ). The pro vision reads: In any action or proceeding under this subchapter the court, in its discre tion, may allow the prevailing party, other than the Commission or the United States, a reasonable attorney's fee as part of the costs. 8a title II, which is enforceable solely by court suits, only compensates services that are rendered during "actions." Conversely, title VII, which is enforceable through both administrative and judicial channels, com pensates work done in "actions or proceed ings." The court ruled that in order for the term "proceedings" not to be surplusage, it must refer to administrative actions. Id. at 61, 100 S.Ct. at 2029. Second, the court reasoned that since title VII plain tiffs are required to pursue administrative remedies, attorney's fees must be available to compensate counsel's efforts during such proceedings. Otherwise, plaintiffs would be deterred from asserting meritorious claims by the prospect of having to pay fees. Id. at 63, 100 S.Ct. at 2030. 9a Despite the plaintiff's urgings to the contrary we hold that the analysis in Carey 2/does not control the present case. Al though title VII provides for payment of attorney's fees in "actions or proceedings" whereas title II permits compensation only in "actions," Congress indicated that the wording of § 1 988 follows the language of both title II and title VII. It is there fore difficult to infer that Congress intended the phrase "action or proceeding" in § 1988 to cover services rendered in 2/ At oral argument, the plaintiff argued that in light of Hensley v. Eckerhart, D.S. ___ , 103 S.Ct. 1933, 1939, n.7, 76 L.Ed.2d 40 (1983), precedents arising under title VII and § 1988 are interchangeable. Hence, it is said that Carey must be applied to this case. Although Hensley did held that its principles applied to both title VII and § 1988 cases, the statement occurred in the context of discussing who is a "pre vailing party." In contrast, we consider the different question of whether a party who we hold to have prevailed (see Part III, infra) is entitled to attorney's fees for work done in optional administrative pro ceedings. Accordingly, this court is not Precluded from distinguishing C a jr e y . 10a pursuing optional administrative remedies. Since Congress referred to two statutes, one of which allows attorney's fees for such work while the other does not, the phrase "action or proceeding" in § 1988 is ambigu ous . Secondly, there is no congressional policy requiring plaintiffs who sue under the specific provisions listed in § 1988 to exhaust a d m i n i s t r a t i v e remedies. Latino Project, Inc, v . City of Camden, 701 F.2d 262, 264 ( 3d Cir. 1983); Blow v. Lascaris, 523 F.Supp. 913, 916 (N.D.N.Y. 1981), affd. 668 F.2d 670 (2d Cir., cert. denied, ___ U.S. ___, 103 S.Ct. 225, 74 L. Ed.2d 179 (1982). See, e . g . , Patsy v. Board of Regents, 457 U.S. 496, 102 S.Ct. 2557, 73 L .E d .2 d 172 (1982) (§ 1983); Cannon v. University of Chicago, 441 U.S. 11a 677 706-08 n. 41, 99 S.Ct. 1946, 1962-63 n. 41, 60 L .Ed.2d 560 (1979) (title IX). This court has held, for instance, that plaintiffs bringing employment discrimina tion claims under § 1981 need not exhaust the administrative remedies which are available under title VII. Long v. Ford Motor Company , 496 F.2d 500, 503 (6th Cir. 1974). Since Webb could have filed suit under § 1981 without pursuing admin istrative remedies, he would not have been deterred from asserting his federal rights had he known that fees would be unavailable to compensate his attorney for work done in the optional proceed ings. Thus, the problem faced by the plaintiff in Carey is not present here. 1 2a The proper approach to the question at hand has been taken to the Second, Third, Fifth and Eleventh Circuits. Three of those circuits have held that § 1988 does not pro vide an independent cause of action for attorney's fees earned in optional adminis trative proceedings. Latino Project, supra; Estes v. Tuscaloosa County, 696 F.2d 898, 901 (11th Cir. 1983); Lascaris, supra. The Fifth Circuit has held that where "state proceedings do not form an integral part of the federal remedy," attorney's fees are unavailable under § 1988 for word done in such proceedings. Redd v. Lambert, 6 74 F .2d 1032, 1037 (5th Cir. 1982). Since the plaintiff in this case was not required to pursue administrative relief, those pro ceedings clearly were not an integral part of his § 1981 remedy. 13a Plaintiff's counsel attempts to dis tinguish the decisions from the Second, Third and Eleventh Circuits on the ground that the plaintiffs in those cases prevailed at the administrative level and sued in federal court only for attorney's fees, whereas Webb lost during administrative proceedings and was forced to seek substantive relief as well. This argument is faulty because it makes the availability of attorney's fees dependent upon the fortuitous circumstance of whether the ultimately prevailing plain tiff won or lost at the administrative level. Since the weight of authority holds that plaintiffs who prevail during optional administrative proceedings are not entitled to attorney's fees under § 1988, we hold that plaintiffs who lose during such proceedings, but who eventually prevail, are not entitled to fees either. 14a The Supreme Court's opinion in Carey supports this conclusion. The court there held that the availability of compensation for administrative work "should not depend upon whether the complainant ultimately finds it necessary to sue in federal court to obtain relief other than attorney's fees." 447 U.S. at 66, 100 S.Ct. at 2032. A title VII plaintiff may therefore sue for attorney's fees in federal court regardless of whether he won or lost at the administrative level. Although the final result differs in § 1988 cases, the underlying principle cited above neverthe less applies. We acknowledge the existence of case law supporting Webb's position. In Brown v. Bathke, 588 F.2d 634, 638 (8th Cir. 1/19/8), a § 1983 case, the court held, 3/ Brown was criticized in Hensley, 103 S. Ct. at 1940-41 n. 11, but not on this point. 15a without analysis and in reliance upon three title VII cases, that attorney's fees for services rendered in administrative proceed ings are available at the discretion of the trial judge. As has been indicated, however, title VII cases in which plaintiffs are re quired to exhaust administrative remedies are not persuasive concerning the issue at hand. The Seventh Circuit also would grant attorney's fees to Webb. See C i e chon v. City of Chicago, 686 F.2d 511, 524-25 (7th Cir. 1982); cjf. Chrapliwy v. Uniroyal, Inc. , 670 F . 2d 760 (7th Cir. 1982)(title VII case involving optional administrative proceedings). The Ciechon decision's interpretation of the phrase "action or proceeding" and its application of the policies underlying Carey have been rejected for reasons already stated. We therefore decline to follow the seventh circuit's 16a rule. Furthermore, we infer from the legis lative history of § 1988 that Congress did not intend attorney's fee awards for optional administrative work. Although the legisla tive history does not directly address this issue, the Senate Report's statement of purpose contains the following language: The purpose and effect of S. 2278 are simple -- it is designed to allow courts to provide the familiar remedy of reasonable counsel fees to prevail ing parties in suits to enforce the civil rights acts which Congress has passed since 1866.... In many cases arising under our civil rights laws, the citizen who must sue to enforce the law has little or no money with which to hire a lawyer. If private citizens are to be able to assert their civil rights, and if those who violate the Nation's fundamental A/ Bartholomew v. Watson, 665 F . 2d 910 (9th Cir. 1982), does not support Webb's position. The plaintiff in Bartholonew was required to exhaust state remedies pursuant to the Pullman abstention doctrine. The decision therefore is more akin to Carey than to the present case. - 17a laws are not to proceed with impunity, then citizens must have the opportunity to recover what it costs them to vindicate these rights in court . [Emphasis supplied.] S.Rep. No. 94-1011, supra, at 2, U.S.C.Code Cong. & Admin. News 1976, pp. 5908, 5909- 5910. The notion that attorney's fees are available only for services rendered in court permeates the entire document. For instance, the Report's final substantive comment is that: Enforcement of laws depends on govern mental action and, in some cases, on private action through the courts. If the cost of private enforcement actions becomes too great, there will be no private enforcement. If our civil rights laws are not to become mere hollow pronouncements which the average citizen cannot enforce, we must main tain the traditionally effective remedy of fee shifting in the se cases. [Emphasis supplied.] Id. at 6, U.S. Code Cong. & Admin. News 1976, p. 5913. Language in the house Report is consis tent with this interpretation: In many instances where [the civil rights] laws are violated, it is necessary for the citizen to initiate court action to correct the illegality .... Because a vast majority of the victims of civil rights violations cannot afford legal counsel, they are unable to present their cases to the courts. [Emphasis supplied.] H.R.Rep. No. 94-1558, supra, at 1. The Report then states that § 1988 is designed "to give [plaintiffs] effective access to the judicial process." 1̂ cl. Finally, other courts which have considered the legislative history agree that Congress did not intend compensation for services rendered in optional administrative proceed ings. See Latino Project, 701 F.2d at 264; Lascar is, 668 F.2d at 671. The p l a i n t i f f r a i s e s two c o u n t e r - a r g u m ents . F i r s t , th e House Report c i t e s Parker v. Matthews, 411 F. Supp. 1059 (D.D.C. 1976), affd. sub nom. Parker v. Califano, 561 F . 2d 320 (D.C.Cir. 1977 ), for the proposition that a plaintiff who obtains relief through a consent decree rather than through a trial on the merits is entitled to attorney's fees. H.R.Rep. No. 94-1558, supra, at 7. Although this holding is unex ceptional, some of the fees awarded in Parker were for services rendered in adminis trative proceedings. Parker is distinguish able, however, on the ground that it is a title VII case. Moreover, even if the refer ence to Parker supports Webb's position, that isolated instance does not outweigh the numerous indications throughout the legisla tive history that Congress intended only work done in court proceedings to be compen sable under § 1988. 2 0 a S econd, Webb p o i n t s out t h a t in c a lc u la t i n g a t t o r n e y ' s f e e s , t h e c o u r t s a r e to i n c l u d e " a l l t ime r e a s o n a b l y expended on a m a t t e r " and are t o use the same s ta n d a r d s as a r e used in c o m p le x l i t i g a t i o n su c h as a n t i t r u s t s o t h a t th e v a l u e o f c o u n s e l ' s s e r v i c e s w i l l not be reduced s im p ly because " t h e r i g h t s i n v o lv e d may be nonpecuniary in n a t u r e . " S .R e p . No. 9 4 - 1 0 1 1 , s upra , a t 6, U .S . Code Cong. & Admin. News 1 9 7 6 , p . 5913 . The p l a i n t i f f argu es t h a t the time devoted t o th e o p t i o n a l a d m i n i s t r a t i v e p r o c e s s in t h i s c a s e was t i m e t h a t was " r e a s o n a b l y exp en d ed . " The e r r o r in t h i s argument, as we have p r e v i o u s l y i n d i c a t e d , i s t h a t t h e r e i s no c o n g r e s s i o n a l p o l i c y f a v o r i n g e x h a u s t i o n of a d m i n i s t r a t i v e r em edies b e f o r e b r in g i n g s u i t under the s t a t u t e s l i s t e d in S 1 9 8 8 . More- 21a over, the Supreme Court has said that there is disagreement over whether judicial or administrative procedures offer "the swift est, least costly and most reliable remedy" in § 1983 litigation. Patsy, 102 S.Ct. at 2566 & n. 15. There is no reason not to apply this comment to § 1981 actions. We therefore conclude that time spent during optional state administrative proceedings is not time "reasonably expended" for purposes of § 1988. Second, the directive to use the same standards as are used in other types of com plex litigation in placing a value upon counsel's services only becomes operative if those services fall within the purview of § 1988. Since we have held that the adminis trative work done by Webb's counsel is not compensable, the cited instruction is irrel evant . 22a III. On cross-appeal, the defendants argue that the award of attorney's fees for ser vices rendered before the district court must be reduced either because Webb did not . 1/fully prevail on his § 1981 complaint or because the amount awarded per hour was excessive. Although the plaintiff's complaint originally was filed as a class action, no class was ever certified and Webo ob tained only individual relief pursuant to the settlement agreement. The defendants admit that Webb is a prevailing party who is entitled to attorney's fees. They neverthe less argue that because of the limited re- 57 The defendants have raised this issue in a supplemental brief filed after oral argument. The court has allowed the brief to be filed because defendants' argument implicates the Supreme Court's decision i n tl e_ ri s 1 ej£ , which was decided one day before the oral argument in the present case. 23a lief obtained, the plaintiff's attorney's fee must be reduced for it to be "reason able" under Hensley v. Eckerhart, ___ U.S. 103 S.Ct. 1933, 1976 L.Ed.2d 40 (1983). They first contend that since the plaintiff's individual claims are "unre lated" to his class action claims, ixi. at 1940, his attorney is not entitled to compensation for time spent drafting the class allegations in the complaint. Having reviewed the complaint, however, we hold that the individual and class allegations are sufficiently related such that no reduction in fees is merited on this ground. Second, the defendants argue that however significant Webb's individual relief, may be, it "is limited in compari son to the scope of the litigation as a whole," bd. at 1943, because the complaint asserted a class action. This case did not 24a proceed to trial, however; nor is there any demonstration that significant pre-trial preparation was devoted to the class allegations. Under these circumstances, the defendants' argument is reducible to the notion that whenever a plaintiff settles for individual relief and the complaint happens to include class allega tions, the plaintiff's attorney's fee must be reduced. We decline to adopt such a rigid rule. Third, the defendants contend that the plaintiff's attorney inadequately documented the number of hours devoted to the district court proceedings. We have reviewed the affidavit of plaintiff's attorney and conclude that this argument is without merit. Finally, the defendants assert that the amount awarded to plain tiff's attorney was excessive. We hold that the district court did not abuse its 25a broad discretion in making this award. Id. at 1941. The judgment of the district court is AFFIRMED. 26a ORDER DENYING REHEARING, Nov. 16, 1983 No. 82-5154 & 82-5158 UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT LEONARD WEBB, ) ) Plaintiff-Appellant ) Cross-Appellee, ) ) vs. ) ) COUNTY BOARD OF EDUCATION ) OF DYER COUNTY, TENNESSEE, ) et al. , ) ) Defendants-Appellees ) Cross-Appellants. ) ________) ORDER FILED Nov. 16, 1983 Before: CONTIE and KRUPANSKY, Circuit Judges; and GUY, District Judge. A majority of the court having not voted in favor of an ert banc rehearing, the petition for rehearing has been refer red to the hearing panel for disposition. 27a Upon consideration, it is ORDERED that the petition for rehearing be and hereby is DENIED. ENTERED BY ORDER OF THE COURT s / ______________ ___________ Clerk 28a DECISION OF DISTRICT COURT, Feb. 10, 1982 IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF TENNESSEE WESTERN DIVISION LEONARD WEBB, § s Plaintiff, § § VS. § $ NO. C-79-2574 COUNTY BOARD OF EDUCATION § OF DYER COUNTY, TENNESSEE, § ET AL., § § Defendants. § ___________________§ FINDINGS OF FACT AND CONCLUSIONS OF LAW ORDER ALLOWING ATTORNEY'S FEES AND COSTS Plaintiff seeks payment of profes sional fees for legal services rendered to him by his counsel in administrative proceedings before the County Board of Education of Dyer County, Tennessee, and 29a for services rendered to him in the Federal District Court. Counsel for plaintiff claims that he is entitled to fees in the sum of $21,165.00 plus expenses of $561.61. Defendants argue that the fees requested by counsel are excessive and unreasonable. Defendants state that a reasonable fee for plaintiff is $5,000. Faced with such a vast difference in the fee suggested by distinguished counsel for both plaintiff and the defendants, the Court read all of the pleadings, supporting affidavits and briefs. In addition, the Court held an extensive evidentiary hearing. This action was initially filed in this court by a former tenured school teacher employed by the Dyer County Board of Education. He alleged that he was unlawfully discharged because of his race. The parties resolved the case by consent. A consent order was filed on October 13, 30a 1981, awarding the plaintiff $15,400.00 and equitable relief. Unable to resolve the matter relating to legal fees, plaintiff filed a petition for the awarding of legal fees and expenses by the Court. Mr. Avon N. Williams of Nashville, Tennessee, plaintiff's counsel, claims that he is entitled to legal fees for services rendered to his client in adminis trative proceedings before the Board of Education of Dyer County, Tennessee, and for services rendered as counsel in the United States District Court. He claims, by way of affidavit, compensation for 141.1 hours. Mr. Williams asserts that the fair market value for his hourly services is $120.00 per hour across the board. He also claims entitlement to: An increment of 25% added in light of the peculiar difficulties involved in this particular kind of case and the unusual nature of the hours involved in the Board proceedings. (Williams affidavit, p. 10) 31a Apparently Board meetings were held at night and Mr. Williams traveled to Dyer County, Tennessee, from Nashville, Tennessee, to attend those Board meetings. The defendants do not deny that plain tiff's counsel is entitled to reasonable fees and expenses. In fact, defendants assert that a reasonable fee is $5,000 . Defendants base their primary challenge to an allowance of fees for the 82.8 hours for services rendered by counsel in the adminis trative proceedings before the Dyer County Board of Education. Defendants deny that plaintiff's counsel is entitled to include compensation for those hours in the district court proceedings: Defendants contend that while § 1988 authorizes the recovery of attorney's fees in an action brought to enforce rights and remedies secured by 42 U.S.C. § 1981, it does not authorize the award of attorney's fees where, as 32a here, a plaintiff chooses to pursue state administrative remedies (herein hearings before the Dyer County Board of Education seeking reinstatement) where state administrative remedies are not required as a condition precedent to bringing the federal civil rights action. ("Response and Memorandum of Points and Authorities in Opposition to Plaintiff's Application for Award of Attorney's Fes.", p. 2) In an action brought under 42 U.S.C. § 1981, the Court in its discretion may allow the prevailing party, pursuant to 42 U.S.C. § 1988, to recover a reasonable attorney's fee. Section 1988 of 42 U.S.C. provides, in relevant part: In any action or proceeding to enforce a provision of sections 1977, 1978,1979, 1980 and 1981 of the Revised Statutes [42 U.S.C. §§ 1981-1983, 1986], title IX of Public Law 92-318 [20 U.S.C. §§ 1681 et seq.], or in any civil action or proceeding, by or on behalf of the United States of America, to enforce, or charging a violation of, a provision of the United States Internal Revenue Code, or Title VI of the Civil Rights Act of 1964, the court, in its discre tion, may allow the prevailing party, other than the United States, a reason able attorney's fee as part of the costs. 33a The question for determination is whether the plaintiff is entitled to an award of counsel fees for those hours pertaining to the administrative proceedings before the Dyer County Board of Education where that proceeding was not a prerequisite to the filing of an action under 42 U.S.C. § 1981. The plaintiff argues that New York Gaslight Club, Inc, v. Carey, 447 U.S. 54 (1980) and Maher v. Gagne, 448 U.S. 122, 100 S.Ct. 2570 (1980), support the awarding of attorney fees for services rendered in state administrative proceedings. In Carey, su^ra, the Court was asked to decide whether a federal court had authority to grant the prevailing party attorney's fees under 706(k) of the 1964 Civil Rights Act (Title VII), for services performed in a state administrative proceeding that Title VII requires the claimant to invoke. 34a The plaintiff in Carey alleged that she had been refused employment because of her race. Upon receiving her complaint, the EEOC forwarded that complaint to the proper state agency for inquiry as required by § 706(c) of Title VII. While the state agency was considering the matter, the plaintiff received her right to sue letter from the EEOC and filed a Title VII action in Federal District Court. Subsequently, the state agency determined that the plaintiff had been deprived employment because of her race and ordered relief. Thereafter, the defend ant agreed to comply with the state order, and both parties agreed to dismiss the Title VII action filed in District Court except for plaintiff's request for attorney's fees. 35a The Supreme Court ruled that § 706(k) of Title VII authorizes an award of attor ney's fee for work performed in state administrative proceeding. The Court stated that Title VII1s "scheme of interrelated and complimentary state and federal enforce ment" procedures mandated initial resort to state and local remedies as a prerequisite to the filing of a Title VII action in District Court. The Supreme Court reasoned that state administrative proceedings were within Congress' contemplation as "proceed ings" under 706(k ) for which the federal court had authority to award attorney's fees. In the case before the Court the suit was brought and settled pursuant to § 1981. Thus, Carey is inapposite to the present case. 36a In Maher v. Gagne, supra, the question before the Court was whether fees may be assessed against state officials after a case has been settled by the entry of a consent decree without any determination that the plaintiff's constitutional rights have been violated. 448 U.S. at 124. The Court decided that where the consent decree gave the plaintiff substantially the relief requested, the plaintiff is a prevailing party within the meaning of 42 U.S.C. § 1988 and entitled to attorney's fees. According ly, the Maher decision is of no significance to the case before the Court. In Maher there was no administrative proceeding or any fee request based upon an administrative hearing. The Court decided in Maher that fees were authorized for the Social Security Act claim because it was a type of §1983 claim recognized under § 1988. The Court 37a was merely following an earlier decision holding that § 1988 applied to all §1983 claims including those brought alleg- ing violation of the Social Security Act. Maher does not support plaintiff's conten tion that fees may be awarded on the basis of a non-constitutional claim in all circumstances where the court does not decide the constitutional claim. I n Blow v ._Las car is , ___ F.Supp. ___, 50 U.S.L.W. 2178 (Oct. 29 1981), the district court was asked to decide whether an individual, who prevailed in state administrative proceed ing s to enforce a federal statutory right protected under 42 U.S.C. §1983, may thereafter bring an independent action in federal court under the Civil Rights Attorney's Fees Awards Act of 1976. Ic). A mother had applied for a state grant of medical assistance to pay 38a emergency medical expenses incurred by her son. Initially, the agency denied asistance and the mother requested an administrative hearing. After the hearing,the state reversed its determination and granted assistance. The mother then filed an independent action in federal court seeking attorney's fees. The court denied the request for fees stating: This court, then, must be circumspect in interpreting § 1988 so as not to invade the province of Congress by expanding the statute beyond its intended scope. Moreover, the legisla tive history of § 1988 fails to support the mother's construction of the statute. It is devoid of any discus- ion of state or federal administrative proceedings. This court concludes that no cause of action exists under § 1988 for an attorney's fees award to prevailing parties in state administra tive proceedings where recourse to federal court on the merits of the civil rights claim is not necessary or available. Id. 39a In another recent decision, Swain_v. Secretary of Navy, ___ F.Supp. ______ , 5 0 U.S.L.W. 2439 (Feb. 2, 1982), the District Court refused to grant an award of attor ney’s fees to the prevailing plaintiff for hours expended in administrative proceed ings. The Court recognized that under the Age Discrimination in Employment Act (ADEA), resort to the administrative process is optional, and is not a prerequisite to filing suit in Federal District Court. Consequently,under such circumstances the prevailing party is not entitled to attor ney's fees: [T]he ADEA does not include a provi sion requiring exhaustion of adminis trative remedies. Because resort to administrative procedures is merely an alternative option to the commence ment of a judicial action for an age discrimination claimant, that claim ant is not entitled to the expenses of counsel at the administrative level. Id. 40a The Court, based upon the foregoing analysis of the applicable law, rules plaintiff's counsel is not entitled to fees for the 82.8 hours pertaining to the admin istrative proceedings before the Dyer County Board of Education. Although the defendants except to other hours claimed by plaintiff's counsel, the Court finds those exceptions to be substantially without merit. Therefore, in compliance with North- cross v. Board of Education of the Memphis City Schools, 611 F.2d 624 (6th Cir. 1979), cert ♦ denied, 447 U.S. 911 (1980), the Court must determine the number of hours of legal services performed by plaintiff's counsel, the normal hourly billing rate applicable, and whether the upward adjust ment should be made and, if so, the amount thereof. 41a - Plaintiff's counsel claims entitlement to compensation for 141.1 hours of legal services. The defendants have determined by their calculations that 82.5 hours claimed by plaintiff's counsel concerned matters pertaining to the administrative hearing. The Court finds no reason to disagree with that determination. Accordingly,, counsel for plaintiff is entitled to compensation for the remaining 58.3 hours. Plaintiff's counsel is an able and highly respected attorney in the State of Tennessee and the United States. The Court finds, upon the entire record in this case, the fair market value of counsel's services is $125.00 per hour across the board or a fee of $7,287.50. The Court further finds, based upon the entire record in this case, that a contin gency factor of 25% is reasonable. The charges by the Dyer County school officials 42a against the plaintiff, a tenured teacher, were serious charges. Initially, the school board fired plaintiff. His counsel timely requested a hearing before the school board as required by Tennessee law. That hearing was granted. The school board apparently held the case under advisement for about four years and then reaffirmed its initial decision to terminate plaintiff. There certainly was a strong element of contin gency in this case. The adjustment factor of 25% addes an additional $1,821.88 making plaintiff's counsel fees $9,109.38. The Court also finds the $561.61 itemization of expenses presented by plaintiff to be reasonable. Plaintiff's counsel is also entitled to compensation for time related to litiga ting the fee issues before this Court. The 43a Court will allow plaintiff's counsel five (5) hours across the board or $625.00 for this time. In addition, plaintiff claims the costs of a plane trip for counsel from Nashville to Memphis to Nashville to be $146.00. Cost of rental car was $32.00. The Court finds these expenses to be reason able and allowable. It is therefore by the Court ORDERED that plaintiff be and is hereby awarded counsel feels in the total sum of $9,734.38 plus expenses in the amount of $739.61. ENTERED this 10th day of February, 1 982. s / __________ ______________ _ ODELL HORTON JUDGE UNTIED STATES DISTRICT COURT H a m il t o n G r a p h ic s , I n c .