School District No. 20, Charleston, South Carolina v. Brown Brief of Interveners-Appellants
Public Court Documents
January 1, 1963
42 pages
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Brief Collection, LDF Court Filings. School District No. 20, Charleston, South Carolina v. Brown Brief of Interveners-Appellants, 1963. 72485449-ad9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/d266bbb5-792f-438e-a70a-4b28eebebca2/school-district-no-20-charleston-south-carolina-v-brown-brief-of-interveners-appellants. Accessed December 04, 2025.
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B R IE F OF INTERVENERS-APPELLANTS
United States Court of Appeals
FOURTH CIRCUIT
No. 9216
SCHOOL DISTRICT NO. 20, CHARLESTON, SOUTH CAROLINA, a
public body corporate, and CHARLES A. BROWN, Chairman of
SCHOOL DISTRICT NO. 20, CHARLESTON, SOUTH CAROLINA,
and THOMAS A. CARRERE, Superintendent, LAWRENCE O’HEAR
STONEY, LEONARD A. MACKEY, JOHN T. WELCH, MRS. EDWIN
A. PEARLSTINE, MRS. W. ALLAN MOORE, JR., DR. JOHN C.
HAWK, JR., Members, BOARD OF TRUSTEES OF SCHOOL DIS
TRICT NO. 20, CHARLESTON, SOUTH CAROLINA,
and
MARK ALLEN, a minor, by W. K. ALLEN, his father and next friend;
BARBARA L, BELLOWS and GEORGE BELLOWS, JR., minors, by
their father and next friend GEORGE BELLOWS; JULIA JEANNE
CANFIELD, a minor, by EUGENE C. CANFIELD, her father and next
friend; and ELIZABETH S. STACK and WILLIAM F. STACK, JR.,
minors, by WILLIAM F. STACK, SR., their father and next friend,
Intervenors,
Appellants,
versus
MILLICENT F. BROWN, a minor, by J. ARTHUR BROWN, her father and
next friend; and OVETA. GLOVER, a minor, by B. J. GLOVER, her
father and next friend; and VALARIE WRIGHT, a minor, by MAMIE
WRIGHT, her mother and next friend; and CLARISSE KARAN HINES,
a minor, by ELIZABETH HINES, her mother and next friend; and
RALPH STONEY DAWSON, a minor, bv FRED DAWSON, his father
and next friend, and HENDERSON ALEXANDER, EDDIE ALEX
ANDER, CASSANDRA ALEXANDER AND GERALD ALEXANDER,
minors, by MARY ALEXANDER, their mother and next friend; and
JACQUELINE FORD, BARBARA FORD and GALE FORD, minors, by
CLARENCE FORD, their father and next friend,
Appellees.
Ap p e a l f r o m T h e D is t r ic t C o u r t o f t h e U n it e d S t a t e s
f o r t h e E a s t e r n D is t r ic t o f S o u t h C a r o l in a
a t C h a r l e s t o n
BURNET R. MAYBANK,
Charleston, S. C.
GEORGE STEPHEN LEONARD,
Washington, D. C.
Attorneys for Appellants.
W A L K E R . E V A N S a C O G S W E L L C O . , C H A R L E S T O N , S O U T H C A R O L I N A , U S . A .
TABLE OF CASES
Bell v. School City o f Gary, Indiana — F. 2d—(C.
A. 7, Oct. 31, 1963) _____________________________25
Bolling v. Sharpe, 347 U. S. 497 (1 9 5 4 )______________24
Briggs v. Elliott, 132 F. Supp. 776 (E . D. S. C. 1955) - .2 5
Brown v. Board o f Education, 347 U. S. 483
(1954) ____________________________________ 4, 12, 26
Brown v. Board o f Education, 349 U. S. 294
(1955) ______________________________________ 30, 31
Calhoun v. Board o f Education o f Atlanta, 188 F.
Supp. 401 (N. D. Ga. 1959) _____________________.28
Commission v. Henninger, 320 U. S. 467 (1943) ______ 18
Frasier v. Board o f Trustees o f N. C. Univ., 134 F.
Supp. 589 (M. D. N. C. 1955) Affirmed per
curiam 350 U. S. 979 (1956) _____________________ 28
Grovey v. Townsend, 295 U. S. 45 (1935) __________ 17
H ale v. Finch, 104 U. S. 261 (1881) _________________ 34
Hansberry et al v. L ee, 311 U. S. 32 (1940) __________ 34
Hart Steel v. Railroad Supply Co., 244 U. S. 294
(1917) _________________________ 34
Helvering v. National Outdoor Advertising Bureau,
Inc., 89 F. 2d 878 (C. A. 2, 1937) _______________18
Hernandez v. Texas, 347 U. S. 475 (1954) __________ 23
Kean v. Hurley, 179 F. 2d 888 (C. A. 8, 1950) ______34
Kessler v. Eldred, 206 U. S. 285 (1907) ____________ 34
Lindsley v. Natural Carbonic Gas Co., 220 U. S. 61
(1911) __________________________________________ 21
P a g e
M cGowan v. Maryland, 366 U. S. 420 (1961) ----------- 22
Mahnich v. Southern S. S. Co., 321 U. S. 96 (1944 )------ 18
Morey v. Doud, 354 U. S. 457 ______________________ 21
NAACP v. Button, 371 U. S. 415 (1963) _____________ 4
Orleans Parish School Board v. Bush, 242 F. 2d
156 (C. A. 5, 1957) _____________________________ 24
Padovani v. Bruchhausen, 293 F. 2d 546 (C. A. 2,
1961) ___________________________________________ 29
People v. Charles Schweinler Press, 214 N. Y. 395,
108 N. E. 639 (1915), appeal dismissed, 242 U. S.
618 (1916) ______________________________________15
People v. Gallagher, 93 N. Y. 438 (1883) ___________ 33
People v. W illiams, 189 N. Y. 131, 81 N. E. 778
(1907) __________________________________________ 14
The Pinas D el Rio, 277 U. S. 151 (1928) ____________19
Pyeatte v. Board o f Regents, 102 F. Supp. 407 (W.
D. Okla., 1951) affirmed without opinion, 342
U. S. 936 (1952) ___________________________ — 23
Polhemus v. American M edical Ass’n., 145 F. 2d
357 (C. A. 10, 1944) ____________________________ 28
Smith v. Allwright, 321 U. S. 649 (1944) ___________ 17
Stell v, Savannah-Chatham County Board o f Edu
cation, 220 F. Supp. 667 (S. D. Ga. 1963) _____ 28,31
Sw eezey v. State o f N ew Hampshire, 354 U. S.
234 (1957) _________________________________
TABLE OF CASES— Continued
P a g e
17
Taylor v. Board o f Education o f New Rochelle,
191 F. Supp. 181 (S. D. N. Y. 1961), cert, denied,
368 U. S. 940 (1961) ____________________________27
Teamsters Union v. Vogt, Inc., 354 U. S. 284 (1957)____ 16
Thornhill v. Alabama, 310 U. S. 88 (1940) __________ 17
United States v. Carolene Products Co., 304 U. S.
144 (1938) ______________________________________ 20
W augh v. Board o f Trustees, 237 U. S. 589 (1 9 1 5 )-------23
W ebb v. State University, 125 F. Supp. 910 (N. D.
N. Y. 1954), appeal dismissed, 348 U. S. 867
(1954) ____________________________ 23
W illiamson v. L ee Optical o f Oklahoma, Inc., 348
U. S. 483 (1955) ________________________________ 22
Statutes:
South Carolina Pupil Assignment Law, §§ 21-247
et seq., S. C. Code of Laws (1962) _______________ 2
United States Code, Title 28, § 1291__________________ 2
Miscellaneous:
American Jurisprudence, Courts, p. 290 _______________35
Annotation, “Conflict of Laws—Questions for Jury,”
89 ALR 1278 _____________________________________13
21 C.J.S. 305, 386 __________________________________ 35
Douglas, William O., W e The Judges, p. 398
(1955) __________________________________________24
TABLE OF CASES— Continued
P a g e
TABLE OF CASES— Continued
P a g e
Fahr, S. M., & Ojemann, R. H., “The Use of Social
Behavior Science Knowledge in Law,” 48 Iowa
L. Rev. 59 (1962) _______________________________ 29
Federal Rules of Civil Procedure, Rule 8 ------------------- 28
Frankfurter, Felix, Note, 28 Harv. L. Rev. 790
(1915) _______________________________________ 15,31
Myrdal, An American Dilemma, p. 147 --------------------31
New York Times, November 11, 1963 (Statement
of Kenneth B. Clark) ------------------------------------------ 8
Rules of Board of Trustees of Charleston (S. C.)
School District No. 20, June 10, 1959 ------------------- 2
“Science and the Race Problem,” Science, Novem
ber 1, 1963, p. 558 _______________________________ 31
Washington Post, October 26, 1963, (article on
“track system” of grouping pupils) ----------------------- 11
B R IE F OF INTERVENERS-APPELLANTS
United States Court of Appeals
FOURTH CIRCUIT
No. 9216
SCHOOL DISTRICT NO. 20, CHARLESTON, SOUTH CAROLINA, a
public body corporate, and CHARLES A, BROWN, Chairman of
SCHOOL DISTRICT NO. 20, CHARLESTON, SOUTH CAROLINA,
and THOMAS A. CARRERE, Superintendent, LAWRENCE O’HEAR
STONEY, LEONARD A. MACKEY, JOHN T. WELCH, MRS. EDWIN
A. PEARLSTINE, MRS. W. ALLAN MOORE, JR., DR. JOHN C.
HAWK, JR., Members, BOARD OF TRUSTEES OF SCHOOL DIS
TRICT NO. 20, CHARLESTON, SOUTH CAROLINA,
and
MARK ALLEN, a minor, by W. K. ALLEN, his father and next friend;
BARBARA L. BELLOWS and GEORGE BELLOWS, JR., minors, by
their father and next friend GEORGE BELLOWS; JULIA JEANNE
CANFIELD, a minor, by EUGENE C. CANFIELD, her father and next
friend; and ELIZABETH S. STACK and WILLIAM F. STACK, JR.,
minors, by WILLIAM F. STACK, SR., their father and next friend,
Intervenors,
Appellants,
versus
MILLICENT F. BROWN, a minor, by J. ARTHUR BROWN, her father and
next friend; and OVETA GLOVER, a minor, by B. J. GLOVER, her
father and next friend; and VALARIE WRIGHT, a minor, by MAMIE
WRIGHT, her mother and next friend; and CLARISSE KARAN HINES,
a minor, by ELIZABETH HINES, her mother and next friend; and
RALPH STONEY DAWSON, a minor, by FRED DAWSON, his father
and next friend, and HENDERSON ALEXANDER, EDDIE ALEX
ANDER, CASSANDRA ALEXANDER AND GERALD ALEXANDER,
minors, by MARY ALEXANDER, their mother and next friend; and
JACQUELINE FORD, BARBARA FORD and GALE FORD, minors, by
CLARENCE FORD, their father and next friend,
Appellees.
A p p e a l f r o m T h e D is t r ic t C o u r t o f t h e U n it e d S t a t e s
f o r t h e E a s t e r n D is t r ic t o f S o u t h C a r o l in a
a t C h a r l e s t o n
OPINION BELOW
The opinion of the District Court in Civil Action No. 7747,
August 22, 1963, is not officially reported, but may be found
in the Appendix of Appellants, pp. 276-96.
(1)
2 School D ist . No. 20 & Mark Allen , e t al, Appellan ts, v .
JURISDICTION
The opinion and order of the District Court was filed Au
gust 22, 1963. The order of the District Court refusing the
petition of the defendants to amend the findings and con
clusions and to vacate or amend the judgment and order was
filed September 6, 1963. The notice of appeal of the defend-
ants-appellants and the intervenors-appellants (hereinafter
called “intervenors”) was filed October 2, 1963. The juris
diction of this Court is conferred by Title 28, Section 1291,
of the United States Code.
QUESTION PRESENTED
Is the District Court foreclosed as a matter of law from
considering uncontradicted proof that there is such an inherent
variation in learning patterns between the average negro and
white child in the public schools of Charleston that a reasonable
classification of such children for educational purposes requires
separate and different programs and classes to avoid major
educational loss and psychic injury?
STATUTES AND REGULATIONS INVOLVED
South Carolina Pupil Assignment Law, §§ 21-247 et seq.,
S. C. Code of Laws (1962).
Rules of Board of Trustees of Charleston School District
No. 20, adopted June 10, 1959.
STATEMENT
The action was tried on August 5 and 6, 1963. Intervenors-
appellants introduced, without contradiction or rebuttal, the
testimony of witnesses conceded by plaintiffs-appellees to be
authorities in their respective fields. These witnesses were
unanimous to the effect that test differences between white
Millicen t F . B rown, et al, Appellees 3
and negro students in mental maturity and educational achieve
ment in Charleston schools showed inherent educational varia
tions of such a degree and character that the integration re
quested by plaintiffs would destroy the quality of instruction
in the City schools and would cause severe and permanent
educational and psychological injury to both negro and white
school children.
The Court refused to consider or make findings on this
evidence, holding instead:
“The position taken by the defendants and the inter-
venors in effect, asks this Court (a U. S. District Court)
to overrule the United States Supreme Court, the Fourth
Circuit Court of Appeals and all the numerous decisions
by those courts, reiterating, expanding and amplifying the
holdings of the United States Supreme Court in Broivn
v. Board o f Education (supra). Under the doctrine of
stare decisis, this Court has no such authority.”
Accordingly, the legal question before this Court is whether
Brown v. Board o f Education holds that the Constitution re
quires not merely non-discrimination by race, but affirmative
and compulsory congregation regardless of any adverse edu
cational or psychological result to the children.
TH E ISSUE
This case presents a small but novel and important frag
ment of the over-all problem of negro-white education in
America—whether political or educational values govern the
problem of non-discriminatory schooling.
Under present world tensions, the inadequate education of
a single generation could cost this country its leadership and
endanger its constitutional system. If the uncontroverted facts
presented to the Court below are true—and on this record no
other conclusion can be drawn—the compulsory congregation
of classes requested by the plaintiffs would seriously diminish,
and could ultimately destroy, the education of thousands of
Charleston children, both white and negro. The rule con
tended for by plaintiffs, if applied generally, could sharply
diminish the education of all other children similarly situated.
Is the position of the plaintiffs below one taken on behalf
of these children, or is it merely another phase of that political
battle of their elders which the Supreme Court described in
NAACP v. Button, 371 U. S. 415 (1963)? Has the problem
of education become so interinvolved with political, emotional
and ideological assertion, that the law is powerless to consider
any consequential injury to the children whose education is
at stake?
It is the position of intervenors-appellants that the educa
tional benefit and psychological health of these specific negro
and white children must be the principal issue in this or any
school case and that any statute or regulation based upon
such facts, rather than upon race or color as such, falls within
the ambit of permissible state action under its power to rea
sonably classify citizens under the Fourteenth Amendment
for health, education or welfare reasons.
Brown v. Board o f Education, 347 U. S. 483 (1954), as we
later show in detail, is not in conflict with our statement that
optimum education for both white and negro children is the
basic issue in the present case. There the Court—acting on a
specific factual showing and “Brandeis Brief”—held that the
negro children, in the four areas considered, were injured by
the mere existence of segregated schools.
Here, the record shows a wide and educationally invariable
divergence between the learning ability of white and negro
students in Charleston. It shows that a single curriculum, or a
4 School D ist . No. 20 & Mark Allen , e t al, Appellan ts, v .
Millicen t F. B rown, e t al, Appellees 5
single class and common educational standards pedagogically
unfitted to their differing capacities and talents, would cause
irreparable harm to both races. The record shows that the
true injury would be greater by integration here than was
found by the Supreme Court to exist from segregated schools
in Kansas and Delaware in the first Brown case.
We reiterate that whether or not these children will in fact
be injured by compulsory congregation in Charleston is and
must be the issue before the trial court and the relevance of
such evidence is the sole issue before this Court.
FACTS
T he Charleston P ublic S chool System
The population of School District No. 20 is 65,925; 32,313
white, 33,612 negro. There are 12,647 public school students
in the District, 9,539 negro, 3,108 white. [93* ] The school
system operates six schools for white children and nine schools
for negro children, the facilities of which are substantially
equivalent. [76-83, 94-8, 136-9, 144-5]
The teaching programs, through a choice of elective subjects
and teacher adaptation of state and national progress norms,
are varied to meet the different educational aptitudes of white
or negro students in each individual school. [90-1, 95-6, 122-4,
126-9]
Com parative Educational A ptitudes: Charleston
The educational aptitudes of students in the Charleston,
South Carolina, school system have been measured over a
period of ten years by educationally standardized psychometric
intelligence and subject achievement tests. These show wide
divergencies between the average and median proficiency of
'AH references are to pages in Appendix of Appellants.
School D ist . No. 20 & M ark Allen , et al, Appellan ts, v .
white and negro students, respectively. [100-22, 151-8, 162,
166-7, 198-9] Specifically:
(1 ) The median I.Q. of all negro students averages 15-20
points below the median for all white students. While both
groups have a normal distribution of high and low individuals
around this median figure, the difference in average is such
that the negro overlap of the median white child is only 10%
to 20%. This compares to an overlap of 50% which would be
shown by groups of similar learning capacity. [20-1, 152-8,
166-7]
(2 ) This difference does not remain constant in the indi
viduals of the two races. It increases at a relatively constant
rate of one year in four, such that the grade achievement levels
of negro children which only lag behind those of white stu
dents by an average of a half to one year in the primary
grades will increase to three years plus by the end of the
secondary grades. This rate is independent of the intelligence
quotients (mental maturity) of the children so that negro-
white students matched for intelligence do not thereafter re
main at the same level but separate thereafter at the rate
indicated. [104-19, 150-2]
(3 ) The basic educability difference between the two
groups exists not only as to mental age and learning rate but
varies by type of subject, e.g., the greatest difference being
found in mathematical abstraction, the least in areas of memo
rization. [151, 162, 198-9]
C om parative Educational A ptitudes: O ther Parts o f United
States and Canada
The learning pattern differences shown to exist in Charles
ton students are substantially identical to all known tests of
negro and white students whether tested in the separated
Millic en t F . B rown, et al, Appellees 7
schools of the South or the inter-mixed schools in the North
and West. [133-4, 164-70, 203-4, 218-21]
Not only were these differences standard in all tested areas
but various studies were made which showed they were in
herent, not caused by the home or school environment of the
students. Such studies tested negro and white groups where
social and environmental factors had been matched and where
change of condition was shown to be unable to change the
results. Only an educationally negligible proportion of these
differences between the two ethnic groups was shown to be
a possible result of educational or socio-economic factors.
[133-4, 160-1, 164-70, 191-2, 198-9]
Physiological D ifferences
These differences in the educability of negro and white
students are functionally related to natural physiological dif
ferences between the two races arising from their different
origins.
The variations in intellectual abilities are thus innate, re
lated both quantitatively and qualitatively not to color or race
but to certain common physical variances in the relative size,
proportion and structure of the brain and neural system. These,
within scientific limitations, permit the prediction of differences
in personality and learning capacity directly proportioned to
the tested differences. [176-92, 198-201]
Psychological Problem s
Modern psychological doctrine shows that a failure to main
tain the existing standards of a white or mixed class creates
a serious psychic problem of frustration on the part of the
negro child and forces him to compensate by attention-creating
anti-social behavior. In New York, 37% of all negro truants
stated that they had run away from home because of inability
to keep up in school. [163-4, 167-8, 171-4, 222-4, 237-9]
The result has been that in all cities where there is a large
negro school population in mixed classes, this situation has
caused serious disciplinary problems and has thereby deprived
both negro and white children of an effective education. The
chief psychologist of the organization supporting the plaintiffs
in this case described negro graduates of the highly rated New
York high schools as “functional illiterates” unable to read or
write effectively after twelve years of school. Moreover, he
stated: (New York Times, November 11, 1963).
“The retardation is cumulative. [This is the divergent
rate measured in the Charleston studies.] As the children
become more retarded, they become more and more dis
affected from school—they become restless, often un
manageable over discipline problems or withdrawn, seek
ing escape with lowered motivation, and desire to leave
school at the earliest opportunity.”
Counsel for the same organization shows that 20 times as
high a percentage of negro students attain minimum College
Entrance Examination standards under conditions of separate
schools in the South as they do from intermixed schools in the
North. [146-7, 219-22, 235-6]
An additional factor which directly affects the education
of both ethnic groups is that which results from the inter
mixture of recognizably different groups in a single class. The
principles of that branch of psychology known as social
dynamics have shown that all individuals identify themselves
with specific groups such as trades, nationalities, sex, religion,
age and race. Such identifications are made at the unconscious
level in infancy and are essential to normal personality de
velopment. The strongest of all such identifications are visible
8 School D ist . No. 20 & Mabk Allen , e t al, Appellan ts, v.
Millic en t F . B rown, e t al, Appellees 9
physical and psychological differences. Identification on the
basis of visible differences will occur whether or not the indi
vidual wishes it and is a form of unavoidable self-identifica
tion. This reaction to physically specific differences between
people is a universal human characteristic and compels group
identification along racial lines and racial association prefer
ences to be formed in early pre-school years for both negro
and white children. In fact, the tests referred to by the Su
preme Court in the original Brown case were, in effect, tests
of such group identification, and the psychological injury on
w hich that Court acted was not the acquiring o f this racial
identification but the loss o f it. [209-15, 224-32]
Contrary to common belief, group preference is strength
ened by group contacts. Where two substantial groups of
students having obvious visible group characteristics are mixed
in a single classroom, the reaction is to increase or exacerbate,
in increasing proportion to the degree of contact involved, any
existing racial preferences or hostilities. The attendant con
flict which this situation causes diminishes available classroom
time and attention and defeats pro tanto the educational op
portunity of the children of both groups. It is the unconsidered
factor which in large part has led to the severe impairment
of the standing of school systems where group integration is
in effect. [215-8, 235-6]
Selective Transfers
Apart from the mass congregation of unlike pupils which
plaintiffs demand, a further consideration is whether transfers
should be made of negro students in the top 20% of their group
who could meet the progress norms of an equivalent white
class. Concededly, selective transfers of such students would
not injure white students in any sense comparable to the ef
fects of total group integration. However, it was shown that
this would be an even greater source of psychological harm
to the negro children selected and to the group not capable
of meeting such transfer standards. [222-4]
On the basis of the tests, a negro student easily able to
excel in a white class at the start of a school year would be
forced to press to keep up by its end and be overpressed in
increasing degree thereafter. Also, the difference in learning
patterns invalidates a prediction as to the educational success
of the individual in a class which stresses reading comprehen
sion or mathematical calculation. [104-19, 150-2, 162, 198-9]
A negro student so transferred would lose his sense of out
standing achievement within the group with which he identi
fies himself, would be inescapably conscious of the social
preferences of the new group and, if he tries to transfer his
identity to the white class, could readily cause himself severe
psychological injury. [221-4]
The adverse effects on the non-transferred negro children
would be even more injurious. The loss of their group leaders
would substantially increase any existing presumption of racial
inferiority. Self-viewed as a rejected group, the competitive
drive of those not transferred is hurt, drop-outs become com
mon and they fail to secure the education which they could
undertake. [222-3]
Educational and Psychological Advantages o f D ivided School
Systems
There is no modern psychological evidence of mental or
educational injury resulting to negro students by education
in separate schools. To the contrary, every known experimental
authority has shown greater personality stability and a higher
degree of learning accomplishment in the divided school sys
tem. This is even true as to the author of the principal study
10 School D ist . No. 20 & Mask Allen , e t al, Appellan ts, v .
Millic en t F . Bhown, e t al, Appellees 11
relied on by the Supreme Court in Brown v. Board o f Educa
tion, Although not brought to that Court’s attention, the same
authority demonstrated in an earlier study of a far larger
number of children, that the psychological injury traceable
to loss of racial identification was more common in integrated
schools in the North than in segregated schools in the South.
No other reference listed by the Supreme Court suggests any
experimental evidence that compulsory congregation would
benefit negro children. [164, 220-2, 226-32]
Sum m ary
The respective educational capacities of negro and white
children vary to such a degree that it is not pedagogieally or
psychologically feasible to teach both groups in the same
class, with the same subjects, texts and achievement norms.
In addition to class disciplinary problems illustrated by Wash
ington experience, any such mixture would either lower the
prevailing white progress norm to the point of leaving the
white children uneducated; or, if the national grade norms
used for the white students were to be continued, a majority
of the negroes would fail. Any middle of the road level would
educate neither group.9 “Equal” education is thus a denial
of “equal educational opportunity.”
SUMMARY OF ARGUMENT
1. Questions of fact are matters as to which reasonable
men can differ. The development of new scientific data re
quires reconsideration of conclusions drawn from earlier evi
dence.
2. Evolutionary constitutional interpretation is often based
on social and other scientific proof and when so based is al-
*cf. attack on the modem track system of grouping faster and slower students
together as a form of “resegregation” in integrated Northern schools. (Wash
ington Post, October 26, 1963)
ways open to a demonstration of later knowledge or prior
omission of pertinent principle.
3. Under the equal protection clause, States are permitted
to make reasonable classifications of their citizens for health,
education or welfare purposes where the basis of division is
relevant to the end to be accomplished. In such classifica
tions, it is the group characteristic that must be considered
and the fact that the underlying justification may not apply
to exceptional individuals does not delimit the practical neces
sity for classifications.
4. A true difference in learning ability is a meaningful basis
for reasonable classification of the groups concerned. Race
or color in such a case is merely a “convenient index” identi
fying such group and is not itself the basis of or reason for
the selection used.
5. Brown v. Board o f Education o f T opeka does not hold
to the contrary. Actually it supports the criteria here used.
6. Neither stare decisis nor resjudicata apply to these facts.
ARGUMENT
It is the position of intervenors that the Supreme Court’s
holding in Brown v. Board o f Education , 347 U. S. 483 (1954),
that injury resulted to negro children from separate schooling
was a holding of fact on the record before it in that case. If
so, the District Court erred in holding that the Brown decision
foreclosed judicial consideration of evidence that congregated
schooling of negro and white children in Charleston, South
Carolina, would result in educational and psychological dam
age to both.
We first consider the broad distinction between fact and
law. We then inquire into the nature of facts underlying rea
12 School D ist . No. 20 & Mark Allen , e t al, Appellan ts, v .
sonable classifications under the equal protection clause of
the Fourteenth Amendment. We then will review the first
Brown case to show that the conclusion that separate schools
are “inherently unequal” is derived from a finding of injury
to negro children while the actual fact is to the contrary. Hence,
the continued operation of a dual school system in Charles
ton, South Carolina, constitutes a reasonable and constitu
tionally permissible classification.
L
FACTS vs. LAW
The discovery of a clear-cut criterion distinguishing between
fact and law presents a difficult problem. One situation in
which the distinction must be made is in determining what
are matters of fact which should be submitted to a jury and
what are matters of law which must be decided by the court.
The rule which has been distilled from this practice, and
which is completely applicable here is to be found in Annota
tion, “Conflict of Laws—Questions For Jury,” 89 ALR 1278,
where it is stated:
“When it is said that a certain question is for the jury,
it is meant that, assuming that there was sufficient evi
dence to prove its primary facts, or to sustain a verdict
if rendered, the facts are such that fair-minded people
may differ as to their legal effect. . . . On the other hand,
when it is said that a certain question is for the court,
it is meant that, assuming that there is sufficient evidence
to prove its primary facts, the facts are such that fair-
minded men may not possibly differ as to their legal
effect, and that therefore the court itself, without the
intervention of a jury, must apply a predetermined rule
as to the legal effect of such facts.”
Millic en t F . Brown, et al, Appellees 13
Reasonable men do not differ on the question of whether
negro and white persons in America are constitutionally en
titled to equality of political rights, to equality of employment
opportunities, or to equality of educational development. But
reasonable men do and must differ as to whether in any given
situation the applicability of such a general principle is being
evenhandedly applied or not and whether the action of a
state upon given facts is a reasonable classification or an un
constitutional discrimination.
The classification of persons with reference to “race” is a
specific example of a situation requiring the application of
evidentiary facts, rather than the mechanical invocation of a
predetermined rule of law. “Race” is today considered a bad
word. Yet it is actually only a coined word. As the anthro
pologists point out, each man is free to define “race” for him
self. The only obligation is that he take recognizable human
characteristics as a basis for his definitions.
Under some definitions, there are as few as three races, under
others as many as thirty-five or more. Conceivably one could
define a race of men and a race of women, even though it
would be necessary to concede considerable overlap in many
intellectual and physical capacities. It was once held by a high
court that a division of citizens into male and female for pur
poses of state economic legislation was unconstitutional in
denying equal protection of the laws.
The Court of Appeals of the State of New York in People
v. W illiams, 189 N. Y. 131, 81 N. E. 778 (1907), invalidated
as unconstitutional a State statute which prohibited night work
for women in factories during specified hours. The court held
that on the record before it there was nothing to show that
an adult woman should not be “entitled to be placed upon
an equality of rights with the man” (id., 137).
14 School D ist . No . 20 & Mark Allen , et al, Appellan ts, v .
Millic en t F . B rown, et al, Appellees 15
This did not solve the underlying problem, which was in
fact based upon the physiological differences between the sexes
and the resultant necessity for difference of treatment in grant
ing them equal employment opportunity. Accordingly, eight
years later, when an attack was made upon a similar successor
statute, the defense proved for the first time the scientific
basis for the difference between men and women which re
quired that different standards be applied. In this case, the
Court of Appeals in People v. Charles Schweinler Press, 214
N. Y. 395, 108 N. E. 639 (1915), appeal dismissed, 242 U. S.
618 (1916), held that its former decision in W illiams was
necessarily limited to the facts of that record, and that the
failure to show the relevant differences between the two groups
was the cause of the earlier decision.
In upholding the statute, the Court of Appeals specifically
considered the problem offered by the exceptional case. It was
“not a basis for a constitutional objection” to a statute like this
“that in exceptional cases it may prevent employment of some
women for a short time between those hours under such con
ditions as would be productive of no substantial harm” (214
N. Y. 395, 407).
Distinguishing the W illiams case, the court said (id., 410-1):
“But the facts on which the former statute might rest
as a health regulation and the arguments made to us in
behalf of its constitutionality were far different than those
in the present case. . . . While theoretically we may have
been able to take judicial notice of some of the facts, . . .
actually very few of these facts were called to our atten
tion.”
The Schweinler case was commented upon in a Note, 28
Harv. L. Rev. 790 (1915), written by Felix Frankfurther, in
which he stated (791):
16 S chool D is t . No . 2 0 & M a rk Al l e n , e t a l , Ap p e l l a n t s , c .
“First: Questions as to the constitutionality of modern
social legislation are substantially questions o f fact. The
formulae of the Bill of Rights do not furnish yardsticks
by which the validity of specific statutes can be measured.
Concepts like ‘liberty’ and ‘due process’ are too vague in
themselves to solve issues. They derive meaning only if
referred to adequate human facts. The legal principles
cannot be employed in vacuo. . . . Deference to this
data [on the relevant male-female differences by the
Factory Investigating Committee] was the very founda
tion of the court’s decision on the legal question.
“Secondly, and closely following as a corollary, inas
much as facts are dynamic, constitutional decisions upon
which they must be based cannot be static. Conditions
change, legislation deals with these changed conditions,
and so must the courts. A book like Miss Goldmark’s
‘Fatigue and Efficiency’ com pletely undermines prevalent
assumptions as to facts and, thereby, may well destroy
the very groundwork of prior judicial decisions. There
fore, the doctrine o f stare decisis has no legitim ate ap
plication to constitutional decisions w here the court is
presented with a new body o f knowledge, largely non
existing at the time o f its prior decision. This was pre
cisely the situation in the Schweinler case. The seven
years that elapsed between it and the Williams case de
veloped an overwhelming mass of authoritative data, and
it is by the light of such new knowledge that the justifica
tion of legislative action must be determined.” ( Emphasis
added)
At a later date, Mr. Justice Frankfurther referred to his
earlier article and approved the principle of the Schweinler
case in Teamsters Union v. Vogt, Inc., 354 U. S. 284 (1957),
affirming an injunction against peaceful picketing, contrary
Millic en t F . B rown, et al, Appellees 17
to the Court’s prior decision in Thornhill v. Alabama, 310 U. S.
88 (1940); saying (354 U. S. 284, 289):
“Soon, however, the Court came to realize that the
broad pronouncements, but not the specific holding, of
Thornhill had to yield ‘to the impact of facts unforeseen,’
or at least not sufficiently appreciated.”
Similar recognition of the principle that new scientific data
should change earlier conclusions, is shown in Sweezey v.
State o f New Hampshire, 354 U. S. 234 (1957), in which the
Supreme Court departed from earlier ruling to reverse a “sub
versive activities” conviction. The concurring opinion stated
(id., 261-2):
“Progress in the natural sciences is not remotely con
fined to findings made in the laboratory. Insights into
the mysteries of nature are born of hypothesis and specula
tion. The more so is this true of the pursuit of under
standing in the groping endeavors of what are called the
social sciences, the concern of which is man and society.
The problems that are the respective preoccupations of
anthropology, economics, law, psychology, sociology and
related areas of scholarship are merely departmentalized
dealing, by way of manageable division of analysis, with
interpenetrating aspects of holistic perplexities. For so
ciety’s good—if understanding be an essential need of so
ciety-inquiries into these problems, speculations about
them, stimulation in others of reflection upon them, must
be left as unfettered as possible.”
As a further example of change based on revised or fuller
evidence, let us take the case where the Supreme Court ruled
that the right to vote in a Texas primary was not a right guar
anteed by the Constitution, Grovey v. Townsend, 295 U. S.
45 (1935). Then, nine years later in Smith v. Allwright, 321
U. S. 649 (1944), on being shown the meaning of a primary
election in a southern state such as Louisiana, the Court re
versed itself, saying of its earlier decision that it had “looked
upon the denial of a vote in a primary as a mere refusal by a
party of party membership.”
The Second Circuit Court of Appeals, in Helvering v. Na
tional Outdoor Advertising Bureau, Inc., 89 F. 2d 878 (C. A.
2, 1937), denied as a business deduction for tax purposes the
legal fees involved in negotiation resulting in a consent decree
in an antitrust suit. Thereafter the Board of Tax Appeals,
based solely upon the Second Circuit’s ruling, denied a deduc
tion for lawyers’ fees incurred in the contesting of a fraud
order of the Postmaster General. In Commissioner v. Hein-
inger, 320 U. S. 467 (1943), the Supreme Court reversed and
remanded to the Board of Tax Appeals holding that the Board
“was not required to regard the administrative finding of guilt
. . . as a rigid criterion of the deductibility of respondent’s
litigation expenses” (id., 475).
In remanding the case to the Board, the Supreme Court
significantly concluded (ibid):
“Whether an expenditure is directly related to a busi
ness and whether it is ordinary and necessary are doubt
less pure questions of fact in most instances . . . How
ever, as we have pointed out above, the Board of Tax
Appeals here denied the claimed deduction not by an
independent exercise of judgment but upon a mistaken
conviction that denial was required as a matter of law.”
These distinctions between rules of law and their controlling
determinations of fact are aptly illustrated by Mahnich v.
Southern S. S. Co., 321 U. S. 96 (1944), where the Supreme
Court reversed a holding of the Court of Appeals for the Third
Circuit that a ship, the “Wichita Falls,” was not unseaworthy
18 S chool D is t . No. 20 & Mark Allen , et al, Appellan ts, v.
M illicen t F . B rown, et al, Appellees 19
by reason of the defective rope used in rigging the staging. The
Court held that the Court of Appeals had erroneously believed
itself to be bound by a statement in an earlier Supreme Court
opinion, The Pinar Del Rio, 277 U. S. 151, 155 (1928), as
follows:
“The record does not support the suggestion that the
Pinar Del Rio was unseaworthy. The mate selected a
bad rope when good ones were available.”
In Mahnich, the Supreme Court remarked that (321 U. S.
96, 98-9):
“A finding of seaworthiness is usually a finding of fact
. . . . Ordinarily we do not, in admiralty, more than in
other cases, review the concurrent findings of fact of
two courts below.”
The Court, however, found as a fact that ( id., 103):
“The staging from which petitioner fell was an ap
pliance appurtenant to the ship. It was unseaworthy in
the sense that it was inadequate for the purpose for
which it was ordinarily used, because of the defective
rope with which it was rigged.”
Explaining why the two courts below were in error in rely
ing on the quoted statement from The Pinar D el Rio, supra,
the Court said ( id., 104-5):
“The statement from The Pinar D el Rio, supra, relied
upon by the two courts below, could be taken to support
their decision, only on the assumption either that the
presence of sound rope on the "Wichita Falls’ afforded an
excuse for the failure to provide a safe staging, or that
antecedent negligence of the mate in directing the use
of the defective rope relieved the owner from liability
for furnishing the appliance thereby rendered unsea
worthy. But as we have seen, neither assumption is
tenable in the light of our decisions before and since
The Pinar D el Rio, supra. So far as this statement sup
ports these assumptions, it is disapproved.”
The importance of factual inquiry in determining questions
of consitutionality is illustrated by United States v. Carotene
Products Co., 304 U. S. 144 (1938). In an opinion upholding
the validity of a Federal act which prohibited the shipment
of filled milk in interstate commerce, the Court said (id., 153):
“Where the existence of a rational basis for legislation
whose constitutionality is attacked depends upon facts
beyond the sphere of judicial notice, such facts may prop
erly be made the subject of judicial inquiry . . . , and the
constitutionality of a statute predicated upon the existence
of a particular state of facts may be challenged by show
ing to the court that those facts have ceased to exist.”
The foregoing authorities establish that constitutional de
terminations based upon particular showings or assumptions
of fact are always open to reconsideration when a different
state of facts can be shown in a particular situation. The
change of circumstance may be either a real difference in the
factual situation, or a failure to have shown the original facts
to the court in the first case, or a change or advance in
scientific doctrine after the first case. Stated more simply,
changed circumstances may lead to a different conclusion,
when a general principle is applied to a specific situation.
II.
REASONABLE CLASSIFICATION
The broad principles of reasonable classification have been
laid down by the Supreme Court over the years and are a
substantial and fundamental part of our constitutional law.
20 School D ist . No. 20 & Mark Allen , e t al, Appellan ts, v.
Millic en t F . B rown, et al, Appellees 21
In Lindsley v. Natural Carbonic Gas Co., 220 U. S. 61
(1911), the Court held that a State statute prohibiting a land-
owner from withdrawing an unreasonable amount of mineral
waters from a common underground supply did not deprive
the landowner or his property without due process of law.
The Court also held that the presence in that statute of an
exemption of pumping from wells not penetrating the rock,
where the pumping was done for purposes other than col
lecting and vending carbonic acid gas as a separate com
modity, did not make the statute “arbitrary in its classifica
tion” so as to deny the equal protection of the laws to those
whom it affected (id., 78).
In Morey v. Doud, 354 U. S. 457 (1957), holding that an
Illinois law regulating currency exchanges denied equal pro
tection of the laws because the exception of the money orders
of one company was an unreasonable legislative classification,
the Court quoted with approval from the Lindsley case, supra
(354 U. S. 457, 463-4):
1. The equal protection clause of the Fourteenth
Amendment does not take from the State the power to
classify in the adoption of police laws, but admits of the
exercise of a wide scope of discretion in that regard, and
avoids what is done only when it is without any reason
able basis and therefore is purely arbitrary. 2. A classi
fication having some reasonable basis does not offend
against that clause merely because it is not made with
mathematical nicety or because in practice it results in
some inequality. 3. When the classification in such a
law is called in question, if any state of facts reasonably
can be conceived that would sustain it, the existence of
that state of facts at the time the law was enacted must
be assumed. 4. One who assails the classification in
such a law must carry the burden of showing that it does
not rest upon any reasonable basis, but is essentially
arbitrary.’ Lindsley v. Natural Carbonic Gas Co., 220
U. S. 61, 78-79, 31 S. Ct. 337, 340, 55 L. Ed. 369.”
W illiamson v. L ee Optical o f Oklahoma, Inc., 348 U. S.
483 (1955), upheld, as against the contention that it violated
the equal protection clause, a State statute subjecting opticians
to a regulatory system but exempting from regulation all sellers
of ready-to-wear glasses. That reasonable classifications are
constitutionally valid is plainly implied by the Court’s state
ment (id., 489):
“The prohibition of the Equal Protection Clause
goes no further than the invidious discrimination. We
cannot say that that point has been reached here. For
all this record shows, the ready-to-wear branch of this
business may not loom large in Oklahoma or may present
problems of regulation distinct from the other branch.”
In McGowan v. Maryland, 366 U. S. 420 (1961), the Court
upheld as a reasonable discrimination a State Sunday-closing
law which allowed only certain retailers to sell specified mer
chandise on Sunday. Dismissing contentions that the statu
tory classifications were without rational and substantial rela
tion to the object of the legislation the Court said (id., 425-6):
“The standards under which this proposition is to be
evaluated have been set forth many times by this Court.
Although no precise formula has been developed, the
Court has held that the Fourteenth Amendment permits
the States a wide scope of discretion in enacting laws
which affect some groups of citizens differently than
others. The constitutional safeguard is offended only if
the classification rests on grounds wholly irrelevant to
the achievement of the State’s objective. State legisla
tures are presumed to have acted within their constitu
22 School D is t . No. 20 & Mark Allen , et al, Appellan ts, v .
Millic en t F . B rown, e t al, Appellees 23
tional power despite the fact that, in practice, their laws
result in some inequality. A statutory discrimination will
not be set aside if any state of facts reasonably may be
conceived to justify it. See Kotch v. Board of River Port
Pilot Com’rs., 330 U. S. 552, 67 S. Ct. 910 L. Ed. 1093;
Metropolitan Casualty Ins. Co. of New York v. Brownell,
294 U. S. 580, 55 S. Ct. 538, 79 L. Ed. 1070; Lindsley v.
Natural Carbonic Gas Co., 220 U. S. 61, 31 S. Ct. 337,
55 L. Ed. 369; Atchison, T. & S. F. R. Co. v. Matthews,
174 U. S. 96, 19 S. Ct. 609, 43 L. Ed. 909.”
It is well established that education is primarily a problem
of the individaul states. Barring unconstitutional discrimina
tion, the state has the obligation and the correlative authority
to determine the location of school districts, the level of study,
the scholastic norm, the textual content, the various pedagogi
cal theories which will govern the educational progress, wheth
er education will be compulsory or voluntary, and for what
period, and the amount of money which will be budgeted for
it. See for example, Pyeatte v. Board o f Regents, 102 F. Supp.
407 (W . D. Okla. 1951), affirmed without opinion, 342 U. S.
936 (1952) (supervision of student housing arrangements);
W augh v. Board o f Trustees, 237 U. S. 589 (1915) (prohibi
tion of Greek letter fraternities); W ebb v. State University,
125 F. Supp. 910 (N. D. New York 1954), appeal dismissed,
348 U. S. 867 (1954) (outlawing fraternities and sororities).
The problem of race and color as bases of classification is
illustrated by H ernandez v. Texas, 347 U. S. 475 (1954),
which also shows the necessity of ascertaining facts as a
prerequisite for the determination of the question of reason
ableness of classification. Mr. Chief Justice Warren, after
pointing out that race and color may serve as a convenient
index for differentiating between groups, said (id., 478):
“Whether such a group exists within a community is a
question of fact. When the existence of a distinct class
is demonstrated and it is further shown that the laws, as
written or as applied, single out that class for different
treatment not based on some reasonable classification,
the guarantees of the Constitution have been violated.”
Writing two years after the Brown decision, Mr. Justice
Douglas recognized the legal importance of the distinction
between race as such and a racial trait, saying in his book,
W e the Judges, that “regulations based on race may . . . be
justified by reason of the special traits of those races” (p. 398).
Similarly, the Court of Appeals for the Fifth Circuit, noting
the absence of any relevant criteria for racial separation in
Orleans Parish School Board v. Bush, 242 F. 2d 156 (C.A. 5,
1957), specifically called attention to the lack of evidence of
“any reasonable classification of students according to their
proficiency or health. . . .”
To the same general effect is the statement of the Court in
Bolling v. Sharpe, decided the same day as Brown, where the
Court said, with respect to a classification of children into
separate schools by race in the District of Columbia (347
U. S. 497, 499 [1954]):
“Classifications based solely upon race must be scruti
nized with particular care, since they are contrary to our
traditions and hence constitutionally suspect.”
Clearly a classification which can be “scrutinized with par
ticular care” is not a classification which is invalid per se. In-
tervenors-appellants have no objection to such scrutiny—on the
contrary, it was the District Court’s refusal to scrutinize from
which this appeal is taken.
24 School D ist . No. 20 & Mark Allen , et al, Appellan ts, v .
Millicen t F . B rown, et al, Appellees 25
III.
FACTS vs. LAW AND REASONABLE CLASSIFICATION:
BROWN vs. BOARD OF EDUCATION AND PRESENT
CASE
At the outset, it should be recognized that there is no af
firmative command that schools be integrated in the decision
of the Supreme Court in the Brown case. As recently pointed
out by the Court of Appeals for the Seventh Circuit in Bell v.
School City o f Gary, Indiana,____ F. 2d____ (C. A. 7, Oct.
31, 1963):
“Plaintiffs are unable to point to any court decision
which has laid down the principle which justifies their
claim that there is an affirmative duty on the Gary School
system to recast or realign school districts or areas for
the purpose of mixing or blending Negroes and whites in
a particular school.
“Plaintiffs argue that Brown v. Board o f Education 347
U. S. 483, proclaims that segregated public education is
incompatible with the requirements of the Fourteenth
Amendment in a school system maintained pursuant to
state law. However, the holding in Brown was that the
forced segregation of children in public schools solely
on the basis of race, denied the children of the minority
group the equal protection of the laws granted by the
Fourteenth Amendment.”
In Briggs v. Elliott, quoted with approval in the Bell case,
the Court said (132 F. Supp. 776, 777 [E. D. So. Carolina
1955]):
“The Constitution, in other words, does not require
integration. It merely forbids discrimination.”
In summary, the holding of the Supreme Court in Brown
is that an educational classification made solely on the basis
of race or color is invalid under the equal protection clause
as there was no evidence of any educational connection and
“modern psychological knowledge” showed that segregated
schools were inherently unequal since they created a presump
tion of inferiority on the part of the negro and thus caused
him psychological injury.
The Court defined the underlying inquiry thus (347 U. S.
483, 493):
“We come then to the question presented: Does
segregation of children in public schools solely on the
basis of race, even though the physical facilities and other
‘tangible’ factors may be equal, deprive the children of
the minority group of equal educational opportunities?”
(Emphasis added).
Although it would appear sufficiently clear on its face that
this calls for a conclusion of fact rather than of law, we are
confirmed when we find that Court looking to the testimonial
and other evidence in the records before it and to a “Brandeis”
submission of scientific opinion rather than seeking the answer
to this question in precedent.
From the Kansas record, the Court read (id., 494):
“ ‘ . . . the policy of separating the races is usually in
terpreted as denoting the inferiority of the negro group.
A sense of inferiority affects the motivation of a child
to learn. Segregation with the sanction of law, there
fore, has a tendency to [retard] the educational and
mental development of Negro children and to deprive
them of some of the benefits they would receive in a
racial [ly] integrated school system’.”
26 School D ist . No. 20 & Mark Allen , et al, Appellan ts, v.
Millic en t F . B rown, et al, Appellees 27
These are facts, not law. To make these findings the
Kansas District Judge presumably considered evidence—not
cases. Whether negroes in Kansas believed that separate
schooling denoted inferiority, whether a sense of inferiority
affected their motivation to learn, and whether motivation
to learn was increased or diminished by segregation, were
questions requiring evidence for decision. There were as
much subjects for scientific inquiry as the braking distance
required to stop a two-ton truck moving at ten miles an hour
on dry concrete.
When the Court said that the above-quoted finding, in the
Kansas case, of injury through segregation “is amply sup
ported by modern authority” (347 U. S. 483, 494, N. 11), was
the Court making a finding of fact or a ruling of law? On its
face it seems patently absurd to assume that the Supreme
Court was trying to fix for all times the content of modern
psychological knowledge. But it could only be by regarding
that holding as a ruling of law that the judge below in this
case could logically conclude that he was foreclosed from
considering any facts differentiating the present case from
Brown.
It was only after marshalling facts and considering the
statements of “modern authority’ ’that the Court came to the
conclusion that the minor plaintiffs in the Broion case were
injured by segregation and thereby “deprived of the equal
protection of the laws guaranteed by the Fourteenth Amend
ment” (id., 495).
Each of the several courts which have previously con
sidered this question have concluded that the decision in
Brown is based on facts contained in the four case records
before the Supreme Court. Taylor v. Board o f Education of
New Rochelle, 191 F. Supp. 181 (S. D. N. Y. 1961), cert.
28 S chool D ist . No. 20 & Mark Allen , e t al, Appellan ts, v .
denied, 368 U. S. 940 (1961); Calhoun v. Board o f Education
o f Atlanta, 188 F. Supp. 401, 409 (N. D. Ga. 1959); Frasier v.
Board o f Trustees o f N. C. Univ., 134 F. Supp. 589, 592
(M . D. N. C. 1955), affirm ed per curiam, 350 U. S. 979 (1956);
Stell v. Savannah-Chatham Cty. Bd. o f Ed. 220 F. Supp. 667
(S. D. Ga. 1963). That the factual existence or non-existence
of injury through segregation is the basis on which plaintiffs’
case must be determined is admitted by parapragh 10 of the
complaint [7] which reads in pertinent part:
“Plaintiffs, and the members of the class which they
represent, are injured by the refusal of the defendants
to cease operation of a compulsory biracial school system
in Charleston County. . . . The plaintiffs, and the members
of their class, are injured by the policy of assigning
teachers, principals and other school personnel on the
basis of the race and color of the children attending a
particular school and the race and color of the person
to be assigned.
“The injury which plaintiffs and members of their class
suffer as a result of the operation of a compulsory biracial
school system in Charleston County is irreparable and
shall continue to irreparably injure plaintiffs and their
class until enjoined by this Court.”
These allegations of “injury” are plainly statements of al
leged facts, not conclusions of law. In fact, a complaint con
taining only legal conclusions would fail to satisfy FRCP, Rule
8, which requires:
“. . . (2 ) a short and plain statement of the claim
showing that the pleader is entitled to relief.”
A pleader cannot show that he is “entitled to relief” by
alleging conclusions of law. Polhemus v. American M edical
Millicent* F . B bown , e t al, Appellees 29
Ass’n., 145 F. 2d 357 (C. A. 10, 1944); Padovani v. Bruch-
hausen, 293 F. 2d 546 (C. A. 2, 1961).
In the latter case, the Court stated (293 F. 2d 546, 549):
“Yet if there is any characteristic of the federal rules
(and indeed of code pleading generally) which is well
settled, it is that a plaintiff pleads facts and not law and
that the law is to be applied by the court.”
It is not a reason to change the rule that the facts involved
are of a scientific nature with the social sciences. Fahr, S. M.
and Ojemann, R. H., in “The Use of Social and Behavioral
Science Knowledge in Law,” 48 Iowa L. Rev. 59 (1962), state:
“Social and behavioral scientists and lawyers have long
recognized that the law is concerned with, and is also
in turn very deeply affecting, concepts of behavior and
of society which these sciences are in the process of
investigating. Consequently there have been from time
to time attempts not only to incorporate the attitudes of
science in certain areas but, what is more, to adopt the
findings of scientists. . . . In fact, since law in the end
always deals with human beings, there would seem to be
almost no area in which the influence and the findings of
the social and behavioral sciences might not be used to
explain and improve the law in its daily operation upon
the members of our society.
“Some progress has been made in the acceptance of
this point of view by lawyers. For example, we are
used to seeing the trained social service worker or proba
tion officer in and around the courts. In antitrust actions,
not only the government but also the corporations under
attack employ the factual findings and the arguments of
economics as a major part of their cases. When the
United States Supreme Court reversed a long-standing
position on segregation of the races, it relied in part upon
evidence drawn from areas such as education and sociol
ogy. [Brown v. Board of Educ., 349 U. S. 294 (1955);
Brown v. Board of Educ., 347 U. S. 483 (1954]. Many
other examples could be cited to show that in fact there
has been considerable acceptance of the techniques and
conclusions of all the areas of inquiry we group under the
heading of Social and Behavioral Science.”
As to the necessity for evaluating carefully the qualifications
of scientific witnesses and the validity of their testimony, the
same article states ( id., 64-5):
“The foregoing examples (many others could be cited)
represent very familiar situations in which the court
draws upon social or behavioral science ‘findings’ to help
it reach a conclusion. It is significant that almost never
does a court inquire into the social science orientation
of witnesses in such cases; to most courts a psychologist
is a psychologist, a doctor is a doctor, a social service
worker is a social service worker.
“In very few cases is any attempt made to show from
what sector of the science ‘knowledge spectrum’ the evi
dence given derives, whether from near the hypotheti
cal or from the ‘proved’ end, and such evidence is rarely
attacked in court as representing only one school of any
given social science body of opinion. Very often lawyers,
though suspicious of the validity of the testimony they
hear from social or behavioral scientists, are completely
unaware of the internecine battles and bitter disagree
ments currently raging in these areas. This uncritical
attitude among lawyers is surprising; years ago Wigmore
warned his profession to watch the findings of science
30 School D ist . No. 20 & Mahk Allen , e t al, Appellan ts, v .
M illic en t F . B rown, e t al, Appellees 31
and not to take action in reliance upon scientific evidence
till the findings of that science produced results of good
probability.
It is precisely this failure of lawyers to be properly
skeptical and scientists to be properly scientific which
leads to unsatisfactory results in so many cases where
such evidence is received/’**
Similarly a recent report of a special committee of the
American Association for the Advancement of Science while
arguing that the relative educability of white and negro stu
dents is legally “irrelevant” to the issue of school segregation
(“Science and the Race Problem,” in Science, November 1,
1963, p. 558), nevertheless recognizes the factual nature of
such an inquiry ( id., 558):
“These allegations confront the scientific community
with an unavoidable challenge, for in our view all scien
tists bear a responsibility toward the proper social ap
plication of scientific knowledge and have the duty to
resist the corrosive effects of social and political pres
sures on the integrity of science. It is essential, therefore,
that we determine whether these claims are valid, and,
whether valid or not, what their significance is to the
scientific community and to the public.”
That factual issues are necessarily involved in the solution
of the school problem is similarly indicated in Myrdal, An
American Dilemma, which was cited with approval by the
Supreme Court in the Brown case (347 U. S. 483, 495, n. 11),
“Contrast the statement of Dr. Alfred H. Kelly of Wayne State University,
assistant to plaintiffs’ counsel in B ro w n : “It is not that we were engaged in
formulating lies; there was nothing as crude and naive as that. But we were
using facts, emphasizing facts, bearing down on facts, sliding off facts,
quietly ignoring facts, and above all interpreting facts in a way to do what
[Thurgood] Marshall said we had to do—‘get by those boys down there.’ ”
Stell v. Savannah-Chatham County Board of Education, supra, at 680.
32 S c h o o l D i s t . N o . 20 & M a r k A l l e n , e t a l , A p p e l l a n t s , t>.
and is also cited in “Science and The Race Problem,” supra.
In discussing the differences between white and negro per
sons Myrdal states that (p. 147):
“Present evidence seems, therefore, to make it highly
improbable that innate differences exist which are as large
as is popularly assumed and as was assumed even by
scholars a few decades ago.”
The uncontroverted evidence in the instant case supplies
the evidence that these differences are far larger than Myrdal
predicted. The evidence in the case shows that three major
differences exist between the average white and negro child
which directly control the efficacy of any educational program
to which they are subjected:
First, at any given time there is a difference in mental
age, sometimes referred to as mental maturity or psycho
metric intelligence and measured by a figure known as
I.Q. This difference ranges from half a year on entering
first grade to three and a half years in the twelfth grade.
Second, the growth rates of learing ability also differ
as indicated, approximately a lag of one year for every
four.
Third, the two groups differ sharply in the type of
subject and type of teaching to which they respond most
readily. The widest differences occur in mathematical
abstraction and reading comprehension, while the smallest
differences occur in subjects more largely based on
memorization.
These three differences are found not only in Charleston but
in all cities of the country regardless of either separate or
intermixed schooling and without significant variation by rea
son of the social background of the children.
Millicent* F . B rown, et al, Appellees 33
Laws do not effect changes in such basic differences. The
Court of Appeals of New York in People v. Gallagher, 93
N. Y. 438, 448 (1883), in discussing legislation concerning the
lack of social equality between the races, said:
. . this end can neither be accomplished nor pro
moted by laws which conflict with the general sentiment
of the community upon whom they are designed to op
erate. When the government, therefore, has secured to
each of its citizens equal rights before the law and equal
opportunities for improvement and progress, it has ac
complished the end for which it is organized and per
formed all of the functions respecting social advantages
with which it is endowed.”
If the facts given in evidence in the Court below are true—
and on this record there is neither rebuttal nor avoidance-
then the maintenance of a dual school system in order to
provide optimum educational opportunities for both white and
negro children in Charleston, South Carolina, constitutes a
reasonable classification. Both before and since the Brown
case, the Supreme Court has upheld reasonable classifications
under State law as against contentions that such classifications
violated the equal protection clause of the Fourteenth Amend
ment ( see cases cited in II above). That the legally relevant
characteristics are also common to a group usually referred to
as a “race” does not make them any the less pertinent or alter
settled rules of constitutional construction.
In conclusion, it is submitted that an unassailable factual
basis exists for distinguishing between the two identifiable
racial groups for educational purposes, and that the separation
of schools in Charleston is a reasonable classification for educa
tional purposes where the schools are, as the evidence showed,
specially adapted to the characteristics of each student group
in order to afford “equal educational opportunities.”
IV.
NEITHER RES JUDICATA NOR STARE DECISIS
FORECLOSES CONSIDERATION OF THIS EVIDENCE
The Court below stated that its decision in this regard was
compelled by the principle of stare decisis. Neither the prin
ciple nor its correlative rule of res judicata are in point. The
principle of res judicata does not apply because intervenors
were not parties to, or members of, any class represented by
defendants in Brown v. Board o f Education.
As to parties and privies, the final decision in Brown v.
Board o f Education , 347 U. S. 485 (1954), is a conclusive
adjudication of all questions, both of law and of fact, which
were determined by the Supreme Court. Kessler v. Eldred,
206 U. S. 285 (1907); Hart Steel v. Railroad Supply Co., 244
U. S. 294 (1917); Hale v. Finch, 104 U. S. 261 (1881); Hans-
herry et al., v. L ee , 311 U. S. 32 (1940); Kean v. Hurley, 179
F. 2d 888 (C. A. 8, 1950); 28 USCA Rule 65 (d ).
In Hansberry v. L ee , the Supreme Court recognized the
“principle of general application in Anglo-American jurisprud
ence that one is not bound by a judgment in personam in a
litigation in which he is not designated as a party or to which
he has not been made a party by service of process” (311
U. S. 32, 40). As to whether the principle is changed because
Brown was a class suit, the Court in Hansberry further stated
(id., 41):
“To these general rules, there is a recognized exception
that, to an extent not precisely defined by judicial opinion,
the judgment in a class’ or ‘representative’ suit, to which
some members of the class are parties, may bind mem
bers of the class or those represented who were not made
parties to it.”
34 School D ist . No. 20 & Mark Allen , e t al, Appellan ts, v.
Millic en t F . B rown, e t al, Appellees 35
However, for one to be bound in a “class” suit, “adequate
representation” is an absolute essential. On that point, Mr.
Justice Stone continued (id., 42-3):
“It is familiar doctrine of the federal courts that mem
bers of a class not present as parties to the litigation may
be bound by the judgment where they are in fact ade
quately represented by the parties who are present, or
where they actually participate in the conduct of the
litigation in which members of the class are present as
parties . . . or where the interest of the members of the
class, some of whom are present as parties, is joint, or
where for any other reason the relationship between the
parties present and those who are absent is such as legally
to entitle the former to stand in judgment for the latter.”
Since intervenors were not parties to, or members of any
class represented by defendants in Brown, it follows that
Brown does not bind them under the doctrine of res judicata.
Inasmuch as the central issue of injury occurring through
segregation presents a question of fact, and does not involve
a rule of law, the principle of stare decisis is equally inap
plicable. This principle applies only to conclusions of law in
causes subsequently arising in the same court or inferior courts,
and applies to strangers as well as to privies. 21 C. J. S. 305,
386; 14 Am. Jur. 290.
Under this principle, therefore, this court is bound by the
decision in the Brown case only to the extent that it states
rules of law. Stare decisis could have no application to any
determinations of fact in the Brown case. Since we have shown
that injury through segregation is a question of scientific fact,
the trial Court should have considered the evidence tendered
to rebut plaintiffs’ assertion of such injury. See Frankfurter,
Note, 28 Harv. L. Rev. 790 (1915), supra.
36 School D is t . No. 20 & Mark Allen , e t al, Appellan ts, v .
It is submitted that the Court below erred in believing that
the doctrine of stare decisis precluded it from considering the
evidence that educational and psychological injury would re
sult from forcible interracial congregation in the public schools
of Charleston.
CONCLUSION
Intervenors-appellants pray this Court to reverse and re
mand the case to the District Court with instructions to dis
miss the complaint with prejudice with or without leave to
plaintiffs-appellees to rebut the present uncontroverted show
ing of injury from the plan they propose.
Respectfully submitted,
BURNET R. MAYBANK,
GEORGE STEPHEN LEONARD,
Attorneys for Interveners-Appellants.