Chisom v. Roemer Brief for Plaintiffs-Appellants
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December 18, 1989
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Brief Collection, LDF Court Filings. Chisom v. Roemer Brief for Plaintiffs-Appellants, 1989. 597c1b6e-ad9a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/d29d3298-d6b8-403d-a12d-210644570be9/chisom-v-roemer-brief-for-plaintiffs-appellants. Accessed November 03, 2025.
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IN THE
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 89-3654
RONALD CHISOM, et al. ,
Plaintiffs-Appellants.
UNITED STATES OF AMERICA,
Plaintiff-Intervenor-Appellant.
v.
CHARLES E. ROEMER, et al. ,
Defendants-Appellees
On Appeal from the United States District Court
for the Eastern District of Louisiana
BRIEF FOR PLAINTIFFS-APPELLANTS
WILLIAM P. QUIGLEY
901 Convention Center Blvd.
Fulton Place
Suite 119
New Orleans, LA 70130
(504) 524-0016
ROY RODNEY, JR.
McGlinchey, Stafford,
Mintz, Cellini, Lang
643 Magazine Street
New Orleans, LA 70130
(504) 586-1200
PAMELA S . KARLAN
University of Virginia
School of Law
Charlottesville, VA 22901
(804) 924-7810
JULIUS LeVONNE CHAMBERS
CHARLES STEPHEN RALSTON
JUDITH REED
DAYNA L. CUNNINGHAM
SHERRILYN A. IFILL
. 99 Hudson Street, 16th Floor
New York, NY 10013
(212) 219-1900
RONALD L. WILSON
310 Richards Building
837 Gravier Street
New Orleans, LA 70112
(504) 525-4361
C. LANI GUINIER
University of Pennsylvania
School of Law
3400 Chestnut Street
Philadelphia, PA 19104-6204
(215) 898-7032
CERTIFICATE OF INTERESTED PERSONS
The undersigned counsel certifies that the following
listed person's have an interest in the outcome of this case. These
representations are made in order that the Judges of this Court may
evaluate possible disqualification or recusal.
1. The plaintiffs in this action: Ronald Chisom, Marie
Bookman, Walter Willard, Marc Morial, Henry Dillon III, and
Louisiana Voter Registration/Education Crusade, a non-profit
corporation.
2. The attorneys who represented the plaintiffs: Julius L.
Chambers, Judith Reed, Sherrilyn A. Ifill, of the NAACP Legal
Defense & Educational Fund, Inc.; Pamela S. Karlan; C. Lani
Guinier; William P. Quiqley; Roy Rodney of the law firm of
McGlinchey, Stafford, Mintz, Cellini, Lang? and Ronald L. Wilson.
3. The attorneys who represented the plaintiff-intervenor
United States of America: Gerald W. Jones, Steven H. Rosenbaum,
Robert S. Berman.
4. The defendants in this action: Charles Roemer, Governor
of the State of Louisiana; W. Fox McKeithen, Louisiana Secretary
of State; and Jerry M. Fowler, Commissioner of Elections of the
State of Louisiana.
5. The attorneys who represented the defendants: Robert G.
Pugh; Kendall Vick; Moise W. Dennery of the law firm of Lemle,
Kelleher, Kohlmyer, Dennery, Hunley, Frilot; Blake Arata; M. Truman
Woodward, Jr. of the law firm of Milling, Benson, Woodward,
Hillyer, Pierson, Miller; and A.R. Christovich of the law firm of
Christovich, Kearney.
6. The attorneys who represented the defendants-intervenors:
George M. Strickler of the law firm of LeBlanc, Strickler,
Woolhandler; Peter J. Butler of the law firm of Sessions, Fishman,
Voisfontaine, Nathan, Winn, Butler, Barkley; and Moon Landrieu.
Attorney of record for plaintiffs-appellants
11
STATEMENT REGARDING ORAL ARGUMENT
Plaintiffs-appellants hereby request that this case be set for
oral argument. This appeal presents several distinct and important
legal issues. Although the resolution of many of the issues on
appeal should not be difficult, given that the parties stipulated
to virtually all the relevant facts, and the issues are governed
by settled Supreme Court and Fifth Circuit precedent, we believe
that oral argument would be valuable to the Court.
i n
TABLE OF CONTENTS
CERTIFICATE OF INTERESTED PERSONS ............................ i
STATEMENT REGARDING ORAL ARGUMENT ............................ iii
STATEMENT OF JURISDICTION ..................................... 1
STATEMENT OF THE ISSUES PRESENTED ............................ 1
STATEMENT OF THE C A S E .......................................... 1
I. Proceedings Below ................................... 1
II. Statement of F a c t s ................................. 3
A. The Louisiana Supreme Court ................. 3
1. The Method of Selecting the Louisiana
Supreme Court ............................ 3
2. Configuration of the Current Supreme Court
Districts ................................. 4
B. Facts Related to the "Gingles Factors" . . . . 5
1. Black Population Size and Geographic
Compactness in Orleans Parish ............. 6
2. Political Cohesion of Blacks in Orleans
Parish . ................................. 7
3. Bloc Voting by White Voters in Elections
within the First District ................. 8
C. The "Senate Report" Factors ................. 10
1. A History of Official Discrimination . . 10
2. Racial Polarization in Voting ........... 11
3. The Use of "Enhancing" D e v i c e s ............. 12
4. Candidate Slating Process ............... 12
5. Depressed Socioeconomic S t a t u s ....... 13-
6. The Role of Race in Political Campaigns . 14
7. Minority Electoral Success .............. 15
xv
8 . Tenuousness 16
D. The District Court's Findings of "Ultimate"
F a c t ............................................16
SUMMARY OF ARGUMENT............................................IV
A R G U M E N T ......................................................... 20
I. The District Court Misinterpreted The First Gingles
F a c t o r .................................................20
A. The Applicable Legal Standard .................. 20
B. The Evidence in this C a s e ....................22
C. The District Court Erred in Rejecting a Single-
Parish District at the Liability Phase of
T r i a l ............................................ 24
II. The District Court Made Critical Errors of Fact and
Law In Its Analysis Of Racially Polarized Voting . 26
A. The Applicable Legal S t a n d a r d ................. 26
1. The Particular Salience of Elections
Involving Both Black and White
C a n d i d a t e s ................................. 27
2. The Legal Inconsequentially of Voting
Patterns in Elections Involving Only White
C a n d i d a t e s ................................. 29
3. The Level of Black Support for Black
Candidates Necessary to Prove Political
Cohesiveness ............................ 29
4. The Meaning of Legally Significant White
Bloc V o t i n g ................................. 30
5. The Relevance of Voting Behavior Within
Majority-Black Subsections of Majority-
White Districts............................. 31
B. The District Court's Errors in this Case . . . 34
1. The District Court Wrongly Ignored the
Inability of Black Voters to Elect Black
Candidates to the Louisiana Supreme
C o u r t ....................-.......... .. 34
2. The District Court Wrongly Relied on
Contests Involving Only White
C a n d i d a t e s ...............................37
v
3. The District Court Used an Improper
Standard for Assessing Black Political
Cohesiveness ............................ 38
4. There Was No Basis Whatsoever for the
District Court's Finding of Legally
Sufficient White Crossover Support for
Black C a n d i d a t e s ........................... 39
5. The District Court's Reliance on Black
Electoral Success Within Orleans Parish
Was Misplaced............................... 40
C. The District Court's View of Judicial
E l e c t i o n s ........................................ 43
III. The District Court Made Factual And Legal Errors
With Regard To The Remaining Senate Factors . . . . 45
Historical Discrimination and Socioeconomic
Disparities................................. 46
Racial Appeals in Campaigns .................. 47
Enhancing Factors ............. . . . . . . . 48
Minority Electoral Success .................... 48
T e n u o u s n e s s ......................................49
C O N C L U S I O N ....................................................... 49
vi
TABLE OF AUTHORITIES
CASES
Anderson v. City of Bessemer City, N.C., 470 U.S. 564 . . 45
Anderson v. Martin, 375 U.S. 399 (1964) . . . . . 14
Baldwin v. Alabama, 472 U.S. 372 (1985) . . . . . 10
Bose Corp. v. Consumers Union of Inc, 466 U.S. 485 (1984) . 45
Brewer v. Ham, 876 F.2d 448 (5th Cir. 1989) . . . 18, 21, 22, 32
Brown V. Thompson, 462 U.S. 835 ( 1 9 8 3 ) .................. 23
Campos v. City of Baytown, 840 F.2d 1240 (5th Cir. 1988) . Passim
Chisom v. Edwards, 659 F. Supp. 183 (E.D. La. 1987) . . 2, 43
Chisom v. Edwards, 690 F. Supp. 1524 (E.D. La. 1988) . . 2, 3, 9
Chisom v. Edwards, 839 F.2d 1056 (5th Cir. 1988),
rehearing and rehearing en banc denied. . . . 2 , 28, 43
Chisom v. Roemer, 853 F.2d 1186 (5th Cir. 1988) rehearing
and rehearing en banc d e n i e d ...........................2, 3
Citizens for a Better Gretna v. City of Gretna, 834 F.2d
496 (5th Cir. 1987) cert, denied. 106 L. Ed. 2d 564
(1989) . . . . . . . . . . . . . Passim
Citizens for a Better Gretna v. City of Gretna,
636 F. Supp. 1113 (E.D. La. 1986), aff'd 834 F.2d 496
(5th Cir. 1987) cert, denied. 106 L. Ed. 2d 564 (1989) 36
Clark v. Edwards, Civ. Ac. No. 86-435
(M.D. La. Aug. 15, 1 9 8 8 ) ............................... 45
Dillard v. Baldwin County Board of Education, 686 F. Supp.
1459 (M.D. Ala. 1 9 8 8 ) ................................... 21
East Jefferson Coalition for Leadership and Development v.
Jefferson Parish, 691 F. Supp. 991
(E.D. La. 1 9 8 8 ) ...................................... 11, 12, 33-
Gaffney v. Cummings, 412 U.S. 735 ( 1 9 7 3 ) .................. 21
Gingles v. Edmisten, 590 F. Supp. 345 (E.D.N.C. 1984) 33
Long v. Gremillon, Civ. Suit 142, 389, 9th Jud. Dist.
vii
Rapides Par. (Oct. 14, 1 9 8 6 ) ........................... 11, 47
LULAC V. Mattox, civ. Ac. No. 88-CA-154
(W.D. Tex-. November 15, 1989) . . . . . . . 45
Major v. Treen, 574 F. Supp. 325 (E.D. La. 1983) . . 11, 25, 40
Martin v. Allain, 658 F. Supp. 1183 (S.D. Miss. 1987) . . 45
McMillan v. Escambia County, 748 F.2d 1037 (11th Cir. 1984) . . 36
Rangel v. Mattox, Civ. Ac. No. B-88-053
(S.D. Tex. July 28, 1989) ............................... 45
Rogers v. Lodge, 458 U.S. 613 ( 1 9 8 2 ) ...................... 32
Sobol v. Perez, 289 F. Supp. 392 ( 1 9 6 8 ) .................. 15
United States v. State of Louisiana, 692 F. Supp. 642
(E.D. La 1988) . . . . . . . . . . 13
United States v. State of Louisiana, Civil Action 80-3300
(W.D. Tex. Nov. 15, 1989) ............................ 14
Velasquez v. City of Abilene, 725 F.2d 1017 (5th Cir. 1984) 47
Wells v. Edwards-, 347 F. Supp. 453 (E.D. La. 1972) , aff'd
per curiam. 409 U.S. 1095 ( 1 9 7 3 ) ...................... 10, 23
Westwego Citizens for Better Government v. City of
Westwego, 872 F.2d 1201 (5th Cir. 1989) . . 18, 26, 46, 49
Wise v. Lipscomb, 437 U.S. 535 (1978) .................. 11, 21
STATUTES, CONSTITUTIONAL PROVISIONS
28 U.S.C. § 1 2 9 1 ............................................ !
30 Fed. Reg. 9897 ( 1 9 6 5 ) ................................ 10, 11
Voting Rights Act of 1965, as amended, 42 U.S.C. § 1973 . 2, 19
42 U.S.C. § 1 9 7 3 b ............................................ ... 3 , 27
Civil Rights Act of 1964, 42 U.S.C. § 2000h-2 . . . . 2
La. Const, art. V § 22(b) . . . . . . . . . 4
House Report No. 96-227, 97th Cong. 1st Sess. (1981) . . 28
Senate Report No. 97-417, 97th Cong. 2d Sess. (1982) . 10, 11, 13
viii
U.S. Const. XIV
20, 27
2
U.S. Const. XV ........................................MISCELLANEOUS
B. Grofman, Representation and Redistrictinq’ Issues 58
L. Guinier, "Keeping The Faith: Black Voters in the
Post-Reagan Era," Harv. C.R.C.-L.L. Rev. 393 (1989)
New York Times, November 8, 1989 . . • _ •
P. DuBois, From Ballot to Bench: Judicial Elections and the
Quest for Accountability (1980) ......................
Volcansek, "The Effects of Judicial-Selection Reform: What
We Know and What We Do Not" in The Analysis of Judicial
Reform 85 (P. DuBois ed. 1982) . . . . . .
2
28
28
44
44
44
ix
STATEMENT OF JURISDICTION
The district court entered final judgment dismissing the
claims of plaintiffs and plaintiff-intervenor, United States, on
September 14, 1989. Plaintiffs-appellants filed a notice of appeal
on September 25, 1989. This Court's jurisdiction is invoked under
28 U.S.C. § 1291.
STATEMENT OF THE ISSUES PRESENTED
1. Did the district court err in holding that the black
population was not sufficiently large and geographically compact
to constitute a majority in a single-member district, when, as the
court found, (a) the overwhelming majority of black registered
voters in the challenged at-large district reside in a definable
subdistrict, Orleans Parish;- (b) a -district made up of Orleans
Parish only would contain a black registered voter majority; and
(c) minority voters in a district made up of Orleans Parish only
would possess the potential to elect candidates of their choice?
2. Did the district court err in holding that there was no
significant racially polarized voting in the challenged district,
where black voters support black candidates and white voters
support white candidates and whites consistently vote as a bloc to
defeat black candidates?
3. Did the district court err in failing to apply the
totality of circumstances test with regard to the relevant Senate
Factors?
STATEMENT OF THE CASE
I. Proceedings Below
This voting rights action was commenced in September 1986 by
five black individuals registered to vote in Orleans Parish,
Louisiana, and a nonprofit corporation active in the field of
voting rights whose members are black registered voters in Orleans
Parish.1 Plaintiffs sought to represent a class consisting of all
black registered voters in Orleans Parish.
The complaint alleged that the system under which Justices of
the Louisiana Supreme Court are elected in the First Supreme Court
district ("First District") impermissibly dilutes the voting
strength of the black voters of Orleans Parish, in violation of the
Voting Rights Act of 1965 as amended, 42 U.S.C. § 1973 and the
Fourteenth and Fifteenth Amendments to the United States
Constitution. Amend. Compl. at 1. Defendants moved to dismiss the
complaint for failure to state either a statutory or a
constitutional claim. Dkt. Nr. 18. On May 1, 1987, the district
court (Charles Schwartz, Jr., J.), ruled that section 2 of the
Voting Rights Act does not apply to the election of judges and that
plaintiffs had failed to plead an intent to discriminate with
sufficient specificity to support their constitutional claims.
Chisom v. Edwards. 659 F.Supp. 183 (E.D. La. 1987). In its June
8, 1987, judgment, the court dismissed plaintiffs' complaint. Dkt.
Nr. 25. This Court reversed that judgment and remanded for further
proceedings. Chisom v. Edwards. 839 F.2d 1056 (5th Cir. 1988),
rehearing and rehearing en banc denied, Chisom v. Roemer. 853 F.2d.
1186 (5th Cir. 1988), cert, denied. 102 L.Ed.2d 379 (1988).
On remand, and after a hearing, the court granted plaintiffs'
motion to enjoin the election for a Supreme Court seat in the First
District scheduled for October 1, 1988. The preliminary injunction
On August 8, 1988, the United States' motion to intervene
as a party plaintiff pursuant to Title XI of the Civil Rights Act
of 1964, 42 U.S.C § 2000h-2, was granted.
2
was granted. Dkt. Nr. 43; 52; Chisom v. Edwards. 690 F. Supp. 1524
(E.D. La. 1988). This Court vacated the injunction. Chisom v.
Roemer. 853 F.2d 1186. Shortly thereafter, plaintiffs moved for
summary judgment, and that motion was denied. Dkt. Nr. 69. The
matter was tried to the court on April 5, 1989. After issuing
findings of fact and conclusions of law, the court entered judgment
in favor of all defendants. Dkt. Nr. 110. This appeal followed.
II. Statement of Facts
The seven justices of the Louisiana Supreme Court are elected
from six geographically defined judicial districts. Five of the
justices are elected from single-member districts. Two are elected
from the lone multimember district, the First District. The
plaintiffs in this case are black registered voters who reside in
Orleans Parish, one of the four parishes in the First District.
They claim that their inclusion within the First District denies
them an equal opportunity to elect a Justice to the Louisiana
Supreme Court, in violation of section 2 of the Voting Rights Act
of 1965 as amended, 42 U.S.C. § 1973b.
As this brief sets out below, the basic evidence supporting
plaintiffs' claim was uncontested at trial2; this evidence is set
out in Parts A through C of this Section. In Part D, we summarize
the district court's interpretation of the evidence.
A. The Louisiana Supreme Court
1. The Method of Selecting the Louisiana Supreme Court
Justices must reside in the district from which they seek
election. Only voters living in a particular district are eligible
2 Indeed, most of the evidence was admitted in the form of
stipulations between the parties.
3
to vote in its judicial elections. RE 13, 14. Candidates for
seats on the Supreme Court run in a preferential primary. If no
single candidate receives a majority of votes in the preferential
primary, the State's majority vote requirement dictates that the
two candidates with the most votes in the primary compete in a
general election for the Supreme Court. RE 14. Elections for the
two Supreme Court positions from the First District are staggered,
Id. , thus precluding voters from single-shot voting.
No black person has been elected to the Louisiana Supreme
Court in this century. The only black person to serve on the
Louisiana Supreme Court in this century, was appointed to a vacancy
on the court for a period of 17 days during November 1979. Pre-
Trial Order, Stipulations 46-47 (hereafter "Stip.")3 Under the
Louisiana Constitution, he was not permitted to seek election to
the seat for which he had been appointed. See La. Const, art. V
§ 22(b).
2. Configuration of the Current Supreme Court Districts
The five single-member Supreme Court election districts
consist of between eleven and fifteen whole parishes each. The
First District consists of four whole parishes, Orleans Parish and
three suburban parishes — St. Bernard, Plaquemines and Jefferson
Parishes.4 RE 14. The First District is the most populous
election district in the State of Louisiana. Stip. 82.
3 For the Court's convenience, the parties' stipulations of
fact are included in the record excerpts filed with this brief at
RE 66 to 104.
4 No parish lines are cut by the election districts for the
Supreme Court. RE at 14.
4
The Louisiana Constitution does not require that the election
districts for the Supreme Court be apportioned equally by
population. RE 14. Indeed, the total population deviation between
districts is 74.95%. See RE 17 (comparinq Fourth and Fifth
Districts).
Although blacks constitute 29% of the state's population, none
of the six Supreme Court election districts are majority black in
either total population in the number of registered voters. RE 16.
Although the First District is majority white in both total
population and in the number of registered voters, Orleans Parish
(which contains more than half of the First District's total
population) is majority black in both total population and
registered voter population.5 RE 15. The three other parishes are
each majority white in total population and registered voter
population. RE 15, 16.
B. Facts Related to the "Gingles Factors"
In Thornburg v. Gingles, 478 U.S. 30 (1986), the Supreme Court
identified three critical elements of a section 2 challenge to the
use of multimember election districts:
First, the minority group must be able to demonstrate
that it is sufficiently large and geographically compact
to constitute a majority in a single-member district.
. . . Second, the minority group must be able to show
that it is politically cohesive. . . . Third, the
minority must be able to demonstrate that the white
majority votes sufficiently as a bloc to enable it — in
the absence of special circumstances, such as minority
candidate running unopposed, . . . — usually to defeat
the minority's preferred candidate.
5 As of March 3, 1988, 81.2% of black registered voters within
the First District resided within Orleans Parish. RE at 15.
5
Id. at 50-51. In this case, the stipulations and uncontradicted
evidence squarely establish the existence of each Gingles
circumstance.
1. Black Population Size and Geographic Compactness in
Orleans Parish
At trial, plaintiffs presented two plausible divisions of the
existing First District that would result in the creation of a
single-member district that is majority black in registered voter
population. First, plaintiffs showed that the current district
could be divided into two districts — an Orleans Parish-only
district and a suburban district containing Jefferson, St. Bernard,
and Plaquemines Parishes. PX 2 . Each of these districts would have
a larger population than the current Fourth District and would have
a population roughly the size of the current Sixth District.
Compare RE 16 (table showing that Orleans district would have total
population of 557,515, leaving a suburban district with a
population of 544,738) with RE 15 (table showing total populations
of existing districts). They would thus fit comfortably within the
deviations currently countenanced by Louisiana's practice.6
Second, plaintiffs and the United States presented evidence
that a majority-black, single-member district with a smaller
population deviation could be obtained by adding contiguous,
predominantly black areas of Jefferson Parish to Orleans Parish.
See United States' Exhibit 14. According to the 1980 Census, this
district would have a population deviation from the ideal district
of 4.4%.
6 Both districts also would comport with the State's practice
of not dividing parishes between or among Supreme Court districts
and of using single-member election districts.
6
2 . Political Cohesion of Blacks in Orleans Parish
The parties here stipulated to the reliability of the two
techniques, approved by the Gingles Court, for determining voting
behavior and minority political cohesion: extreme case analysis and
bivariate ecological regression analysis. 478 U.S. at 52-53; see
also id. at 53 n. 20 & 55 (citing with approval the methodological
work of plaintiffs' expert in this case, Dr. Richard L. Engstrom).
Stip. 78.
In this case, experts for both sides, as well as all lay
witnesses who testified, agreed that in both judicial and
nonjudicial elections, black voters within Orleans Parish were
politically cohesive.7 With regard to nonjudicial elections, the
district court specifically found that blacks within Orleans Parish
had won a number of parishwide offices "due to large support by the
black community." RE 34. Black candidates testified that they
received the majority of their electoral support from black
voters.8
7 The evidence of black political cohesion was particularly
strong in elections in which both black and white candidates
competed. See, e.g.. RE 55 (based on Stip. 78) (showing that on
average, black candidates were supported by 80% of black voters).
8 See e.g.. Testimony of Melvin Zeno, Tr. at 75; Testimony of
Anderson Council, Tr. at 88; Testimony of Edwin Lombard, Tr. at
103. Black candidates also testified that the bulk of their
campaign contributions came from black organizations and black
citizens. See e.g.. Testimony of Revius Ortique, Tr. at 35;
Testimony of Melvin Zeno, Tr. at 80; Testimony of Anderson Council,
Tr. at 97.
7
3. Bloc Voting by White Voters in Elections within the
First District
In almost every case in which a black candidate opposed a white
candidate, the black candidate was the candidate of choice of black
voters. See RE 55.
Table 3 of the Appendix to the district court's opinion
reports the voting behavior of white and black voters within the
First District in the 34 recent judicial elections in which both
black and white candidates competed. The figures reveal a stark
fact: although black voters supported the black candidate in 29
of the 34 elections, white voters never cast even a simple
plurality of their votes for any black candidate. They
overwhelmingly preferred the white candidate in every election.
The differential support of black candidates is staggering.
Within Orleans Parish, black support for black candidates in
contested elections since 1978 has averaged 80.%. White support for
those same candidates has averaged only 17%. U.S. Ex. 49 at 11.
The difference in Jefferson Parish is even greater. There, the
average support for the black candidates among black voters was
90%, while among white voters it was only 10%. Id. The same
racial polarization is revealed by an analysis of "exogenous"
elections — elections other than the elections challenged here.
In the 1987 Secretary of State election in which three blacks were
among ten candidates on the ballot, black voters in the First
District cast a majority of their votes for black candidate Edwin
Lombard. Tr. at 12 0, PX 1. White voters, however, cast a majority
of their votes for white candidates. See Stip. 81. Similarly, in
the 1988 Democratic Presidential Primary, the Rev. Jesse L. Jackson
8
received approximately 96.9% of the votes cast by black voters in
the First District, but only 3.5% of votes cast by whites in the
First District. See PX 1.
Uncontested lay testimony supports the conclusion that white
voters within the First District, particularly whites in the three
suburban parishes, simply will not vote for black judicial
candidates. Community leaders with extensive political experience,
such as Revius Ortique, Melvin Zeno and Bernette Johnson, testified
that they received little support from white voters. See, e.g..
Tr. at 75, 88. Bernette Johnson campaigned vigorously and received
endorsements from both white and black political leaders in Orleans
Parish, as well as from the Times-Picavune. Although she received
85% of black votes cast, she received only 30% of the votes cast
by whites in her campaign for Civil District Judge in 1984. Tr.
at 47-50.
In light of this uncontradicted evidence, the district court
found that only within Orleans Parish itself are black voters, a
numerical majority, able to overcome white bloc voting to elect
candidates of their choice. RE 34. Thus, "black persons . . .
serve as judges only in Orleans Parish." RE 33, Table 1. In the
three majority white suburban parishes, however, "no black
candidate has been elected in a contested election to parish-wide
office . . . " since 1978.9 RE 37. And "[i]n this century, no
black person has served as a judge in St. Bernard or Plaquemines
Parish." RE 37.
9 There is no evidence in the record that black candidates
were elected to office prior to 1978.
9
c. The "Senate Report" Factors
The three circumstances highlighted by Ginales represent a
distillation of a longer list of nine "[t]ypical factors" relevant
to claims of vote dilution identified in the Senate Report that
accompanied the 1982 amendment of section 2. S. Rep. No. 97-417
97th Cong. 2d Sess. 28-9 (1982) [hereafter "Senate Report".],10 the
"authoritative source for legislative intent" in interpreting
amended section 2, Ginales. 478 U.S. at 43 n. 7. While the Senate
Report makes clear that the factors are not to be treated as a
mechanical point-counting device, see Senate Report at 29, the
evidence in this case establishes the presence of each one of the
relevant factors.11
1. A History of Official Discrimination
As the district court acknowledged, "Louisiana has . . . a
past history -of official discrimination bearing upon the right to
vote." RE 24. The parties stipulated to the existence of, among
other practices, Louisiana's imposition of a "grandfather" clause,
as well as educational and property qualifications for voter
registration (Stip. 37); an all-white primary, that was used until
the Supreme Court outlawed white primaries in 1944 (Stip. 39); the
use of "citizenship" tests, anti-single-shot voting laws, and the
0 See Appendix to this brief for a list of these factors.
In light of the holding that judges do not "represent"
the voters who elected them in any constituent services-related
manner, see. Wells v. Edwards. 347 F. Supp. 453 (E.D. La. 1972),
aff1d per curiam. 409 U.S. 1095 (1973), the eighth Senate factor-
-responsiveness— is not particularly relevant in a judicial
election case. But see, Baldwin v. Alabama, 472 U.S. 372, 397
(1985) (Stevens, J., dissenting) ("[R]esponsiveness and
accountability provide the justification for an elected judiciary")
citing P. DuBois, From Ballot to Bench: Judicial Elections and the
Quest for Accountability 3, 29, 145 (1980).
10
adoption of a majority vote requirement by the State Democratic
Party following the invalidation of the all-white primaries. Stip.
42; see also Stips. 36-39. Indeed, Louisiana's history of official
discrimination repeatedly has been a subject of judicial notice.
See, e .g. . Major v. Treen. 574 F. Supp. 325, 339-341 (E.D. La.
1983) (three-judge court).
Since 1965, Louisiana has been subject to the special
preclearance provisions of the Voting Rights Act of 1965. 30 Fed.
Reg. 9897 (1965). Pursuant to those provisions, twelve parishes,
including one within the First District, have been designated for
the appointment of federal examiners. Stip. 45.
Unrebutted evidence and stipulations by the parties prove that
voting discrimination in Louisiana, and within the First District,
continues to this day. See. e.g. . Major v. Treen, 574 F.Supp. 325,
339-341 (E.D. La. 1983) (entire metropolitan area); East Jefferson
Coalition for Leadership and Development v. Jefferson Parish, 691
F. Supp. 991 (E.D. La. 1988) (Jefferson Parish); and Citizens for
a Better Gretna v. City of Gretna. 834 F.2d 496, 499 (5th Cir.
1987) cert, denied 106 L.Ed.2d 564 (1989) (Jefferson Parish).
Noted Louisiana historian Dr. Raphael Cassimere testified that
black voters in East Baton Rouge and Orleans Parishes were targeted
for a, voter purge in 1986, during an extremely close state
senatorial race. Tr. at 132; see also Long v. Gremillon, Civ. Suit
142, 389, 9th Jud. Dist. Rapides Par. (Oct. 14, 1986).
2. Racial Polarization in Voting
As Gingles points out, the second and third prongs of the
Gingles test are the two sides of racially polarized voting. See
11
478 U.S. at 56. The evidence regarding this Senate factor has thus
already been discussed. See supra at 7-9.
3 . The Use of "Enhancing" Devices
The Senate Report specifically identifies three practices that
"may enhance the opportunity for discrimination against the
minority group": unusually large election districts, majority vote
requirements, and anti-single shot provisions. S. Rep. at 29: All
of these practices are present in the First District.
a. The First District is the sole multi-member district
among all Supreme Court districts. It has twice the population of
any congressional district in Louisiana and, in terms of
population, is the largest of any of the state's election
districts. Stip. 82. Black candidates are disadvantaged as a
result of the unusually large size of the district, and the large
number of voters who must be reached and persuaded. See RE 31.
b. Elections for the two Supreme Court positions from the
First District are not conducted in the same year. Because the
terms are staggered, voters are prevented from single-shot voting.
RE 14; Stip. 22.
c. A majority vote requirement applies in elections for
the Supreme Court. RE 13. If no candidate receives a majority of
the vote in the primary, the top two vote-getters compete in a
general election. RE 14.
4. Candidate Slating Process
There is no formal slating process for judicial candidates
within the First District. Nonetheless, in judicial elections, bar
group endorsements provide a critical form of candidate support
akin to slating in traditional legislative contests. The district
12
court found that "all of the current officers of the Louisiana Bar
Association are white, and no black judge has ever served as one
of the officers of the Louisiana District Judges Association." RE
30. Moreover, the New Orleans Bar Association has never endorsed
a black candidate for judicial office. RE 30-31. Thus blacks do
not have equal access to the informal slating/endorsement process.
5. Depressed Socioeconomic Status
The Senate Report expressly recognized that "disproportionate
education, employment, income level and living conditions arising
from past discrimination tend to depress minority political
participation." S. Rep. at 29, n. 114. The 1980 Census reported
vast disparities in socioeconomic indicators for blacks and whites
in Louisiana.12
Particularly in the area of education, blacks continue to
suffer the vestiges of discrimination in Louisiana, affecting their
ability to participate in the political process. RE 20. "As
recently as August 1988, a panel of three judges found Louisiana
higher public education operated as a dual system." RE 30, citing
United States v. State of Louisiana. 692 F.Supp. 642 (E.D. La.
1988) .
No law school in Louisiana accepted black students in this
century until the opening of Southern University Law School in
1947. RE 30; Stip. 93. "At the present time, Louisiana operates
12 For instance, according to the 1980 Census, the percentage
of black residents aged 25 or over who completed four years of high
school is substantially lower in each parish within the First
District than the corresponding percentage for whites. Stip. 101.
The 1980 Census reported that the median income for white families
was twice the median income for black families in Orleans Parish.
Stips. 106, 107.
13
two public law schools: Southern University attended by virtually
all of the State's public black law student population and the
academically superior LSU Law School, attended by most of the white
public law student population," RE 30, (taking judicial notice of
findings in United States v. State of Louisiana. Civil Action 80-
3300). The district court specifically found that "[t]he
relatively lower economic status of local black residents further
affects accessibility to better education and such practicalities
as campaign funding." RE 31.
6. The Role of Race in Political Campaigns
Although this case does not involve claims of overt racial
appeals in judicial elections, see RE 37, unrebutted testimony
showed clearly that race continues to play a prominent role in
judicial campaigns in the First District, particularly in
Jefferson, Plaguemines and St. Bernard Parishes.
For example in 1988, Melvin Zeno, a highly qualified black
candidate for criminal court judge was advised by many white
advisors not to use his picture on campaign literature or to make
personal appearances in Jefferson Parish during his campaign in
order to avoid highlighting his race for fear that white voters
would vote against him. Tr. at 64-66, 69-70, 74. Zeno's white
opponent understood the salience of race: during radio interviews
he repeatedly attempted to signal to listeners that Mr. Zeno was
black. Tr. at 78.13 Similarly, Anderson Council, another black
judicial candidate, also was advised against using his picture or
13 The State of Louisiana was prohibited from "encoura[ging]
its citizens to vote for a candidate solely on account of race,"
by indicating the race of candidates on election ballots. Anderson
v. Martin. 375 U.S. 399, 433 (1964).
14
appearing before the white community in Jefferson Parish. Tr. at
87-88.
Finally Judge Revius Ortigue testified that he would feel
"intimidated" campaigning in either Plaquemines or St. Bernard
Parishes. Tr. at 25. In fact, on a recent trip to hold a judicial
session in Plaquemines, Judge Ortique felt compelled to contact the
sheriff of Plaquemines to ensure his safety while traveling there.
Tr. at 2 5.14
7. Minority Electoral Success
No black candidate has been elected to the Louisiana Supreme
Court in this century. RE 33; Stip. 46. The only black to serve
on the Louisiana Supreme Court was appointed and served for a
period of 17 days in November 1979. RE 33; Stip. 47. In 1972 a
black candidate unsuccessfully ran for Supreme Court from the First
District.
The district court itself found that in the four-parish area
that makes up the First District, blacks serve as judges in Orleans
Parish only. See RE 53. No black person has won a contested
parish-wide race in either St. Bernard, Plaquemines or Jefferson
Parishes since 1978. RE 35.
The district court found that blacks did have an opportunity
to elect their preferred candidates in Orleans Parish-only
elections, see RE 44-46. But even in Orleans Parish, blacks are
still "a clear minority of elected officials" RE 44. Since the
14 Plaquemines Parish has a well documented history of
harassing civil rights lawyers and activists. See, e.g. . Sobol v.
Perez. 289 F. Supp. 392 (1968). Like Judge Ortique, several black
lawyers in the Sobol case "testified as to their unwillingness or
reluctance to go to Plaquemines Parish in a civil rights case."
289 F. Supp. at 401.
15
combined white electorate in Jefferson, St. Bernard and Plaquemines
outnumbers the black electorate of Orleans Parish, there is no
realistic potential for black electoral success in the four-parish
district.
8. Tenuousness
Defendants presented no evidence of any policy — racially
neutral or otherwise — that justified including Orleans Parish
within the only multimember Supreme Court district. The only
rationale offered by the State for maintaining the currently
constituted Supreme Court districts was "continuity, stability and
custom." Tr. at 184.15
D. The District Court's Findings of "Ultimate" Fact
The district court made'a number of findings of ultimate fact
based on the uncontested subsidiary facts detailed above. With
regard to the Gingles test it found that plaintiffs had failed to
satisfy the first prong because an Orleans Parish-only Supreme
Court district was unacceptable, both for reasons related to
excessive population deviation and for reasons connected with the
undesirability of creating single-parish Supreme Court districts.
We explain below why the district court's conclusions reflect both
clearly erroneous findings of fact and serious distortions of the
applicable law. See infra Arg. I. C.
15 The district court noted that in 1879, when the present
configuration of the First District was established, "the parishes
of Orleans> St. Bernard, Plaquemines and Jefferson were considered
an inseparable metropolitan or quasi-metropolitan area." RE 27.
The court below did not address the question whether such a
rationale supports the maintenance of the current multimember First
District.
16
The district court then found that plaintiffs had failed to
satisfy the second and third prongs of Gingles -- a showing of the
existence of racially polarized voting — because it found that
black voters could elect black candidates in Orleans Parish only
elections and could elect white candidates in elections involving
the four-parish area. We explain below how the district court's
findings involved legal errors in equating ability to elect within
Orleans Parish with ability to elect in a multi-parish district,
and in relying on white-on-white elections to overcome the clear
evidence that blacks are unable to elect black candidates in the
current First District. See infra Arg. II. B. 2, 5.
As for the remaining Senate Factors, although the district
court recognized their presence in this case, it found with regard
to some of the factors that blacks were overcoming the legacy of
discrimination and political exclusion in Louisiana and simply
denied the legal relevance of other Senate Factors. We explain
below why all the Senate Factors are legally relevant to
plaintiffs' claims and how they buttress the conclusion that
plaintiffs are currently being denied an equal opportunity to
participate and elect the candidates of their choice in contests
involving the selection of Louisiana Supreme Court Justices. See
infra Arg. III.
SUMMARY OF ARGUMENT
The district court incorrectly held that the method of
electing judges in Louisiana's First District did not violate
section 2. This wrong conclusion is based on the district court's
refusal to make logical inferences from a largely stipulated
factual record, and is irredeemably tainted by the court's
17
misconception of the legal standard to be applied in section 2
cases.
In such cases, plaintiffs are required to make a three-part
threshold showing. Thornburg v. Gingles. 478 U.S. 30, 50-51
(1986). Brewer v. Ham. 876 F.2d 448, 452 (5th Cir. 1989); Campos
v. City of Baytown, 840 F.2d 1240, 1244 (5th Cir. 1988), cert,
denied. 109 S.Ct. 3213 (1989). The district court erred in holding
that plaintiffs failed to satisfy this three-pronged test. The
district court erred in holding that the black population in the
First District was not sufficiently large and geographically
compact to constitute a majority in a single-member district. The
overwhelming majority of black registered voters in the challenged
at-large district reside in a geographically definable subdistrict,
Orleans Parish, which has a sizeable total population. Thus
minority voters in a district made up of Orleans Parish only would
possess the potential to elect candidates of their choice.
The district court erred in holding that there was no
significant racially polarized voting in the challenged district.
Racial bloc voting constitutes the linchpin of a section 2 vote
dilution case, and evidence of polarized voting satisfies both the
second and third prongs of Gingles1 test. 478 U.S. at 56. Campos
v. City of Baytown. 840 F.2d 1240 (5th Cir. 1988), cert, denied,
109 S.Ct. 3213 (1989); Westwego Citizens for Better Government v.
City of Westwego. 872 F.2d 1201 (5th Cir. 1989), and 834 F.2d 496.
Here, the district court erred in relying on electoral results in
white-on-white contests to find that there was no racially
polarized voting. Cf. Gretna, 834 F.2d at 503, 504; see Campos.
840 F.2d at 1245; 478 U.S. at 83, 101. The evidence shows that
18
those black candidates who were not deterred from running were not
successful in district-wide contests. Analysis of elections
involving black and white candidates epitomized bloc voting: whites
voted for white candidates and blacks for black candidates.
The district court's analysis of black political cohesiveness
(which it referred to as "black crossover voting") was
fundamentally flawed. The court's treatment of white crossover
voting in black-on-white contests wholly misunderstood the relevant
legal standard. Finally, its reliance on evidence of black
electoral success within Orleans Parish in Orleans Parish-only
elections critically misused that evidence. Such evidence cannot
be used, as the district court did, to rebut a showing of numerical
submergence and legally significant white bloc voting in the
existing multimember district.
The Voting Rights Act requires a court to look at the totality
of circumstances. Once a plaintiff meets the Ginqles test,
impermissable vote dilution is shown. Evidence of the Senate
Factors buttresses that showing and must be considered in its
totality. While, the district court below made relevant findings
with regard to each Senate Factor, i.e., finding that the First
District is "unusually large" and that single shot voting is
precluded, it stopped short of drawing the obvious and appropriate
conclusions from these findings. The court below also failed to
give proper weight to the Senate Factors, and to view them
interactively as part of a "functional view of the political
process" in the First District, as directed by this Circuit and the
Supreme Court in Ginqles. 478 U.S. at 45.
19
ARGUMENT
I. The District Court Misinterpreted The First
Gingles Factor
One of the threshold requirements established by the Supreme
Court's decision in Gingles. 478 U.S. 30 is that the minority group
in a section 2 challenge to multimember districting "demonstrate
that it is sufficiently large and geographically compact to
constitute a majority in a single-member district." Id. at 50.
In this case, the district court held that plaintiffs had failed
to meet this requirement because the only way to establish a
majority black single member district would be to create a
"gerrymandering [sic] district lacking geographical compactness."
RE 19-20. The district court was wrong. Its conclusion reflects
a fundamental misunderstanding both of the applicable law and of
the evidence in this case.
A. The Applicable Legal Standard
The Gingles Court squarely rejected a formalistic approach to
section 2 cases in favor of a "'functional' view of the political
process." 478 U.S. at 45 (quoting S. Rep. at 30 n. 120 (1982)).
The first prong of the Gingles test reflects this functional
approach, for it asks essentially whether "minority voters possess
the potential to elect representatives in the absence of the
challenged structure or practice," that is, whether "a putative
districting plan would result in districts in which members of a
racial minority would constitute a majority of the voters . . . ."
478 U.S. at 50 n.17 (internal quotation marks omitted). In light
of this guidance/ two things are clear. First, the question
whether a particular districting scheme identified by the
20
plaintiffs satisfies the first prong of Gingles is not the
functional equivalent of deciding that scheme should be imposed on
the defendant jurisdiction. Should the court find a section 2
violation, it must accord the defendant an opportunity to propose
its own scheme and must defer to that scheme if it provides a
complete remedy. See Wise v. Lipscomb, 437 U.S. 535 (1978).
Second, the "compactness" aspect of the requirement must be
assessed in real-world terms: it does not refer to some abstract
notion of district "attractiveness," Gaffney v. Cummings. 412 U.S.
735, 752 (1973), but rather to whether the proposed districts
exhibit a sufficient sense of community to enable effective
political participation by their inhabitants, Dillard v. Baldwin
County Board of Education. 686 F. Supp. 1459, 1466 (M.D. Ala.
1988) .
This Court's interpretations of the first prong of Ginales
have recognized this pragmatic approach. For example, in
interpreting the numerosity component of the Gingles requirement,
the Court has asked whether the minority group has the potential
to form a majority of the electorate in a proposed district, since
a minority that possesses that characteristic also has the
potential to elect the candidates of its choice. See Brewer v.
Ham. 876 F.2d 448, 452 (5th Cir. 1989). Similarly, this Court has
rejected the requirement that all minority voters in the
jurisdiction live within a proposed district, as long as minority
voters have a sufficient concentration within the district to elect
their preferred candidates. See Campos. 840 F.2d at 1244.
Finally, this Court has exhibited a strong preference for asking
whether the creation of a majority-black district is possible
21
within the parameters of the existing electoral structure, without
distorting aspects of the electoral system other than the ones
being challenged directly. See, e.g.. Brewer, supra.
In short, the legal issue raised by the first prong of Gingles
is not whether any particular districting scheme should supplant
the scheme being challenged. Rather, the question is whether it
would be possible to create alternative schemes that would afford
minority voters the ability to elect their preferred candidates.
B. The Evidence in this Case
The crux of the district court's erroneous conclusion rests
on its rejection of a simple, elegant alternative to the present
First District: a division of the district into two single-Justice
districts, one composed of Orleans Parish, and the other composed
of Jefferson, St. Bernard, and Plaquemines Parishes. The following
salient, undisputed facts about an Orleans Parish-only district
show how it meets the first prong of Gingles:
1. Such a district would be majority black in registered
voters. RE 16 (53.6% of registered voters in Orleans Parish are
black.) Thus, black voters clearly would possess the ability to
elect the candidates of their choice. See also RE 44 (concluding
that black voters do have the ability to elect their preferred
representatives in Orleans Parish-wide elections).
2. The use of an Orleans Parish-based district would by
definition involve a "sufficiently . . . geographically compact"
district. 478 U.S. at 50. Orleans Parish already constitutes a
discrete electoral unit for a host of elections: a mayoralty,
numerous lower court judgeships, a sheriff, and the like. See RE
53 & 61 (Tables 1 & 7 including some parish-wide offices) .
22
Moreover, by creating and recognizing parishes, the State has
already decided that parishes form distinct communities. Thus, the
district court was clearly erroneous in asserting that an Orleans
Parish-only district was a "gerrymandering [sic] district lacking
geographical compactness." RE 20. If anything, the creation of
two single-justice districts that avoid splitting parish lines
precludes any artificiality in districting.16
3. The illustrative division of the present First District
would comport with Louisiana's existing policy regarding population
deviations among Supreme Court districts. The plain fact is that
the current Supreme Court apportionment scheme in Louisiana bears
no relation to the "ideal district" scheme to which the district
court unfavorably compares plaintiffs' proposal.17 At present,
four of the six districts deviate from the ideal size by more than
10%, see RE 17 (districts 1, 3, 4, and 5). The current total
deviation is 74.95% (between districts 4 and 5), while the average
deviation is 19.55%. The deviations of plaintiffs' proposed
districts are -7.2% (for the Orleans Parish district) and -9.3%
(for the Jefferson, Plaquemines, and St. Bernard district). These
figures fall well within the deviations Louisiana implicitly finds
This is not to say, of course, that an appropriate
remedial plan might not split parish lines. See RE 19, n. 26.
17 Ideal districts, as identified by the district court, are
obtained by dividing the total population of the state by the
number of districts, see RE 69. This methodology derives from the
one person one vote concept that applies in legislative election
schemes only. Since the one person one vote principle does not
apply to the Louisiana Supreme Court, see Wells v. Edwards. 347 F.
Supp. 453 (E.D. La. 1972); there is no basis for comparing
plaintiffs proposal to an equal population ideal. Nevertheless,
plaintiffs' alternative is well within legally tolerable limits.
Brown v. Thompson, 462 U.S. 835 (1983).
23
tolerable: they are smaller than all but two of the existing
deviations.
Moreover, the district court's assertion that the
"isolat[ion]" of Orleans Parish in a single district "would leav[e]
a second district with an atypically low voter population," RE 19,
is clearly erroneous. Each of the alternative districts would have
more registered voters than the current Fourth District has, see
RE 16 (Orleans District would have over 237,000 voters; other new
district would have over 255,000 voters; Fourth District presently
has only 208,000). Moreover, each of the new districts would have
larger total populations than either the Fourth or the Second
District, see RE 15-16.
C. The District Court Erred in Rejecting a Single-Parish
District at the Liability Phase of Trial
The district court's real objection seems to lie not in any
true application of Ginqles to the facts of this case but rather
in its belief that because "to date, no parish is isolated as a
single district in this state," RE 19, plaintiffs cannot use a
single-parish district to meet the threshold liability requirement.
That belief is quite simply misguided.
First, the district court mistakes the relevant inquiry: at
the liability stage, the question is not whether Louisiana must
adopt a single-parish district. There may in fact be many ways of
avoiding single-parish districts that would afford black voters an
equal opportunity to elect Supreme Court justices. Rather, the
question is only whether the use of the present multiparish,
multimember district is causally related to the current inability
24
of blacks to elect the candidate of their choice. For the reasons
we explain below, see infra Arg. II. A. 5., it is.
Second, the district court has not identified any important
state policy that precludes single-parish districts. Indeed, the
Louisiana Constitution apparently would authorize such a division.
See RE 14-15.
Third, the district court's conclusion ignores the "'past and
present reality'" that Ginales expressly directed it to consider.
478 U.S. at 79 (quoting S. Rep. No. 97-417 at 30 (1982)). At the
time the present scheme was inaugurated in 1879, Orleans Parish
numerically, economically, and politically dominated the First
District. See Major v. Treen. 574 F. Supp. 325, 329 (E.D. La.
1983) (three-judge court) (prior to 1980, New Orleans' population
sufficiently outnumbered the suburban population for Orleans Parish
to dominate both metropolitan congressional districts). Thus, to
have an Orleans Parish-dominated district would hardly represent
a repudiation of Louisiana tradition.
Finally, all justices, regardless of the district from which
they were elected, sit on all cases, see RE 14. More importantly,
justices are not permitted, let alone expected, to advance the
interests of litigants from particular geographical regions of the
State. In light.of these factors, the configurations of territory
from which they are elected cannot play the major role assigned
them by the district court in this case.
25
II. The District Court Made Critical Errors of Fact and Law In Its
Analysis Of Racially Polarized Voting
Racial bloc voting constitutes the linchpin of a section 2
to
vote dilution case. The district court's refusal to find such
polarization in this case rests on a fundamental misunderstanding
of the relevant legal principles. In this section of the brief,
we first discuss the legal standards to be applied in assessing
racial bloc voting and then show how the district court's
misunderstanding of those standards jaundiced its view of the
undisputed evidence in this case, deflected its attention from
legally relevant facts to legally irrelevant ones, and tainted its
application of the law to the facts which it properly found.
A. The Applicable Legal Standard
The second and third prongs of Gingles require that plaintiffs
show that "the minority group ... is politically cohesive" and
"that the white majority votes sufficiently as a bloc to enable it
... usually to defeat the minority's preferred candidate." 478 U.S.
at 51. These two factors together establish racially polarized
voting. See id. at 56. Gingles and this Court's post-Gingles
decisions18 have set out a well-defined method of assessing the
issue of racial bloc voting, which is "usually proven by
statistical evidence" regarding election returns. Campos. 840 F.2d
at 1243. A close reading of those cases shows five legal
principles that must guide district courts' assessments of the
electoral evidence before them.
18 Campos v. City of Baytown. 840 F.2d 1240; Westwego Citizens
for Better Government v. City of Westwego, 872 F.2d 1201 (5th Cir.
1989) , and Citizens for a Better Gretna v. City of Gretna.
Louisiana. 834 F.2d 496 (5th Cir. 1987), cert denied, 109 S.Ct.
3213 (1989) .
26
1. The Particular Salience of Elections Involving Both
Black and White Candidates
In Ginqles. both the district court and the Supreme Court
relied on evidence concerning voter behavior in so-called black-
on-white contests only. See 478 U.S. at 52. Examination of such
elections, in which "blacks strongly supported black candidates
while . . . whites rarely did, satisfactorily addresses each facet
of the proper legal standard." Id. at 61. In light of Ginqles,
this Court has consistently affirmed findings of racial bloc voting
based solely on the analysis of black-on-white elections. See,
e.q.. Campos. 840 F.2d at 1245 ("district court was warranted in
its focus on those races that had a minority member as a
candidate"); Gretna, 834 F.2d at 504 ("black preference is
determined from elections which offer the choice of a black
candidate").
A particular focus on races involving black candidates is
faithful to the language of section 2 and the directives provided
by the House and Senate Reports that give "authoritative" guidance
in interpreting section 2. Ginqles. 478 U.S. at 43 n. 7. Section
2 itself makes "[t]he extent to which members of a protected class
have been elected to office . . . one circumstance which may be
considered ...." 42 U.S.C. § 1973b. Indeed, minority electoral
success is the only circumstance explicitly identified in the
statute itself. The Senate Report also identifies minority
electoral success "in the jurisdiction" involved in a section 2
suit as a probative factor. S. Rep. No. 97-417 at 29 (1982).
Finally, the House Report defines "representatives of choice" as
27
"minority candidates or candidates identified with the interests
of a racial or language minority." H. Rep. No. 96-227, 97th Cong.,
1st Sess. at 30 (1981).
Elections involving black candidates are of particular
salience because an election scheme that complies with section 2
must provide black voters with an equal opportunity to elect the
candidates that they have "sponsored," Gingles, 478 U.S. at 57 n.
25, and not simply to choose among candidates sponsored by the
white community. Blacks must be provided with an equal opportunity
to vote for candidates who reflect their "sentiment ... as to the
individuals they choose to entrust with the responsibility of
administering the law." Chisom v. Edwards. 839 F.2d at 1063; cf.
Gingles. 478 U.S. at 51 (the political cohesiveness prang of the
Court's test takes into account the existence of "distinctive
minority group interests" that lead minorities to vote for the same
candidates). As this Court recognized, blacks are afforded the
ability to give effective voice to that sentiment "only within the
context of an election that offers voters the choice of supporting
a viable minority candidate." Gretna, 834 F.2d at 503; see Campos,
840 F . 2d at 1245 (although of necessity, some Anglo candidates
received a majority of the minority vote in each election involving
only Anglo candidates "[tjhere was no evidence that any Anglo-
Anglo race ... offered the voters the choice of a 'viable minority
candidate ' " ) .19
9 See, e.g.. B. Grofman, Representation and Redistricting
Issues 58 (1982) (black elected officials, and thus black
candidates, are the "focus of black expectations" for a voice in
the selection of government officials); C. Lani Guinier, "Keeping
the Faith: Black Voters in the Post-Reagan Era," 24 Harv. C.R.-
28
2. The Legal Inconseguentialitv of Voting Patterns in
Elections Involving Only White Candidates
A° logical corollary to the particular salience of black and
white voting behavior in elections involving both black and white
candidates is the relative irrelevance of voting behavior in
contests in which only white candidates are competing. Indeed, in
Gingles, five Justices found the presence of a black candidate so
important in determining bloc voting that they suggested that only
elections involving black and white candidates can be probative.
See id. at 83, 101. As this Court succinctly noted in Gretna,
"[t]he various Gingles concurring and dissenting opinions do not
consider evidence of elections in which only whites were
candidates. Hence, neither do we." - 834 F.2d at 504 ; see also
Campos, 840 F.2d at 1245 (same).
3. The Level of Black Support for Black Candidates
Necessary to Prove Political Cohesiveness
Gingles clearly stated that a "showing that a significant
number of minority group members usually vote for the same
candidates is one way of proving the political cohesiveness
necessary to a vote dilution claim, and consequently, establishes
minority bloc voting within the context of § 2." 478 U.S. at 56
(internal citation omitted). Gingles does not require minority
unanimity to show cohesiveness. See id. at 80-82; Campos, 840 F.2d
at 1249 (finding minority cohesion on the basis of three elections
in which the minority candidates received 83%, 78%, and 63% of the
minority vote); Gretna. 834 F.2d at 500 n. 9 (political
L.L. Rev. 393, 421 (1989).
29
cohesiveness in Ginqles was shown by black support for black
candidates ranging from 71 to 96% of votes cast).
In light of Ginqles this Court has found black cohesiveness
on the basis of evidence showing that a black plurality has
supported a black candidate, as well as on the basis of virtually
unanimous black support for particular candidates. See Gretna. 834
F.2d at 503 n. 17 (statistics showing black candidate received 49%
of black vote "indicate [candidate] as a black aldermanic
preference"); see also, e. q. . Campos. 840 F.2d at 1246 n. 9
(receipt by minority candidate of 62% of minority vote indicates
political cohesiveness).
4. The Meaning of Legally Significant White Bloc Voting
Just as some black support for white candidates in black-on-
white contests does not disprove the existence of black political
cohesiveness, so too, the fact that some white voters cast their
ballots for the black candidate does not disprove the existence of
white bloc voting. Ginqles squarely held that "a white bloc vote
that normally will defeat the combined strength of minority support
plus white 'crossover' votes rises to the level of legally
sufficient white bloc voting." 478 U.S. at 56. Thus, whether
there is legally significant white bloc voting is necessarily a
fact-intensive inquiry.20 Thus, "Ginqles does not require total
? Q ,The Court went on to explain:
The amount of white bloc voting that can
generally 'minimize or cancel' black voters'
ability to elect representatives of their choice
will vary from district to district
according to a number of factors, including the
nature of the allegedly dilutive electoral
mechanism; the presence or absence of other
potentially dilutive electoral devices, such as
30
white bloc voting. Instead, it requires only that ' [the] white
majority votes sufficiently as a bloc to enable it . . . usually
to defeat the minority's preferred candidate." Campos. 840 F.2d
at 1249.
In Campos. there was legally significant white bloc voting in
one election in which the Hispanic candidate received 37% of the
white vote because, even with that crossover and "over-whelming
minority support (83%)," id. . he still was defeated. Such a
conclusion was entirely consonant with Gingles teaching, since in
that case, although white support for black candidates averaged
over 18% and ranged as high as 50% in primary elections and 49% in
general elections, see 478 U.S. at 59, the court nevertheless found
legally significant white bloc voting. In sum, as long as not
enough whites support black candidates to enable those candidates
actually to win, there is legally significant white bloc voting.
5. The Relevance of Voting Behavior Within Maioritv-Black
Subsections of Maioritv-White Districts
Black electoral success in a majority black subsection of a
challenged district provides a concrete illustration of the causal
relationship between the challenged electoral practice — the use
of a larger, multimember district — and the dilution of black
majority vote requirements, designated posts,
and prohibitions against bullet voting; the
percentage of registered voters in the district
who are members of the minority group; the size
of the district; and, in multimember districts,
the number of seats open and the number of
candidates in the field.
478 U.S. at 56 (internal citations omitted).
31
voting strength.21 Indeed, it is the existence of this submerged
majority black district that is the essence of dilution where
voting is racially polarized. See, e.g.. Gingles. 478 U.S. at 90-
91 (O'Connor, J., concurring in the judgment) (when plaintiff class
identifies a potential majority-black district, "the
representatives that it could elect in the hypothetical single
member district ... in which it constitutes a majority will serve
as the measure of its undiluted voting strength"); Rogers v. Lodge.
458 U.S. 613, 616 (1982) (an indication of the dilutive tendency
of multimember schemes is the fact that blacks "may be unable to
elect any representatives in an at-large election, yet may be able
to elect several representatives if the political unit is divided
into single member districts"); see also Brewer v. Ham. 876 F.2d
448, 455 (5th Cir. 1989). In short, black . voting behavior in
majority black subsets of the district can show the potential
ability to elect candidates if the larger district is disaggregated
into smaller districts, one of which is majority black.
21 Voting behavior within a geographically distinct, majority-
black portion of a multimember district can be legally relevant to
a section 2 claim in two well-delineated circumstances. First, it
can show black political cohesion through the use of extreme case,
or homogenous precinct, analysis — one of two standard methods of
quantifying racial bloc voting approved in Gingles. See also,
Gretna. 834 F.2d at 500 n. 8 (noting how results of extreme case
analysis can support conclusions reached through regression
analysis).
Second, black electoral success within majority black
electoral districts or jurisdictions that are contained within the
challenged multimember district can also provide potent evidence
regarding the first prong of the Gingles test: the potential
ability of blacks to elect the candidate of their choice from a
"geographically compact" single-member majority black district
carved out of the challenged multimember district being attacked
in the section 2 case. 478 U.S. at 50.
32
What examination of black voting behavior and electoral
success within a majority black subset of an overall white
jurisdiction cannot do, however, is prove that blacks have the
potential to elect their candidates from that larger, predominantly
white district. For example, Ginqles involved a challenge to
multimember state House districts and to a single-member multi
county state Senate district.22 The Ginqles district court
expressly noted that blacks had been elected to local offices in
portions of some of the state legislative districts. See Ginqles
v. Edmisten. 590 F. Supp. 345, 365-66 (E.D.N.C. 1984) (three-judge
court), aff'd in relevant part. 478 U.S. 30 (1986). But it
discounted the legal significance of that electoral success with
regard to the question whether black voters could elect the
candidates of their choice to state legislative seats because many
of those local candidates had been elected from heavily black
jurisdictions within the challenged state legislative districts.
See, e.g. . 590 F. Supp. at 366 (sole black member of the school
board was elected from a majority black subdistrict within a 21.8%
black multimember house district); id. at 367 (that black
candidates can get elected "when the candidacy is in a majority
black constituency" or "is for local rather than statewide office"
does not prove that blacks have an equal opportunity to elect the
candidates of their choice in majority-white, multimember state
legislative districts). See also, East Jefferson Coalition for
22 The Supreme Court summarily affirmed the district court's
finding of a section 2 violation with regard to the senate
district. 478 U.S. at 41.
33
Leadership and Development. 691 F. Supp. 991 (cannot extrapolate
from black electoral victories in two local contests).
In sum, black voting behavior in majority-black areas within
a larger majority-white jurisdiction cannot rebut a showing of
numerical submergence and legally significant white bloc voting in
a challenged multimember district.
B. The District Court's Errors in this Case
The district court's analysis in this case flouts all five of
the well-established principles discussed above. First, the
district court wrongly ignored the evidence showing that plaintiffs
have no opportunity to elect a black candidate to the Louisiana
Supreme Court from the First District. Second, the district court
erroneously relied on electoral results in white-on-white contests
to find unimpeded black political access and opportunity to elect.
Third, the district court's analysis of black political
cohesiveness (which it referred to as "black crossover voting") was
fundamentally flawed. Fourth, its treatment of white crossover
voting in black-on-white contests wholly misunderstood the relevant
legal standard. Finally, its reliance on black electoral success
in Orleans Parish-only elections critically misused that evidence.
1. The District Court Wrongly Ignored the Inability of
Black Voters to Elect Black Candidates to the Louisiana
Supreme Court
The district court declined to accord special weight to voting
behavior in contests in which both black and white candidates
sought judicial office: to its way of thinking such elections were
"not determinative of a finding of racial cohesion or racially
polarized voting." RE 45. It found that blacks "routinely elect
their preferred candidates." Id. at 51. That finding was based
34
in part on blacks' ability to elect black candidates within Orleans
Parish alone, an error in applying principle five below. See infra
at 40-43. To the extent that it was based on a belief that blacks
within the four-parish First District either have or could elect
a black to the Louisiana Supreme Court, however, it is flatly
wrong.
First, the district court failed to point to a single instance
in which a black candidate has ever carried a majority of the vote
in the First District. The.history of black candidates' defeat in
judicial elections and other parish-wide contests is well
established in this case. See supra at 15-16; RE 33, 35, and 37.
Outside of Orleans Parish, no black person has ever won any parish
wide office in a contested election. Id. White voters in the
suburban parishes outnumber black voters in Orleans Parish, thereby
giving white voters the absolute ability to veto any black-
sponsored black candidate. And black candidates in so-called
exogenous elections involving all four First District parishes have
carried the black vote overwhelmingly, but have never received
sufficient white votes to finish first overall. See RE 42-43.
Thus, as a matter of historical fact, the district court was
clearly erroneous: blacks have yet to be able to elect a black
candidate to office in an election involving the First District.
Second, the undisputed evidence shows that the numerical
submergence of Orleans Parish within the majority-white four-
parish First District has denied blacks the ability even to sponsor
candidates, let alone elect them. Undisputed testimony by sitting
black judges Revius Ortique, Tr. at 36, and Bernette Johnson, Tr.
at 52; see RE 33, revealed that they would not even run for seats
35
from the current First District because of the district's current
configuration would prevent them from winning. See also Tr. at
105-06 (testimony of Edwin Lombard) (black candidates would not be
able to raise money for a First District race because of the
perception that they would be unable to win); id. at 83 (testimony
of Melvin Zeno) (blacks are deterred from running for judicial
office in Jefferson Parish because they cannot win). The district
court dismissed this testimony "as speculative, and lacking
probative value; if black candidates do not run and increase their
notoriety, they surely cannot win." RE 34.
That dismissal reflects a fundamental misunderstanding of the
relevant law. That black candidates refuse to run is critically
probative of dilution. "[T]he lack of black candidates is a likely
result of a racially discriminatory system." McMillian v. Escambia
County. 748 F . 2d 1037, 1045 (11th Cir. 1984). As the Gretna
district court noted, it is "axiomatic" that when minorities are
faced with dilutive electoral structures, "their voter turnout and
candidacy rates tend to drop." 636 F. Supp. 1113, 1119 (E.D. La.
1986) (emphasis added and internal quotation marks omitted), aff'd
834 F .2d 496 (5th Cir. 1987) cert, denied. 109 S.Ct. 3213 (1989).
Indeed, Ginoles expressly recognized that dilutive structures might
result in there being no black candidates whose contests might be
assessed. 478 U.S. at 57 n. 25.
In sum, there was simply no evidence to support the district
court's view that plaintiffs have any chance to elect a black
candidate to the Louisiana Supreme Court from the present First
District.
36
2. The District Court Wrongly Relied on Contests Involving
Only White Candidates
At the same time that the district court was ignoring evidence*
regarding the electoral prospects of black candidates, it was
according a wholly unwarranted degree of attention to black voting
behavior in contests involving only white candidates. That the
district court's findings in this case are centrally premised on
the outcome of white-on-white elections is demonstrated, first, by
its repeated reliance on defendants' expert report, see, e.g.. RE
28 n.57, 34 n.66, and 40 n.76, which differs in quantitative
analyses from plaintiffs' expert report primarily in the inclusion
of white-on-white contests. Second, by its inclusion of Table 2
in its appendix (which fails to distinguish between elections
involving black candidates and elections involving white candidates
only) and, third, in its conclusion that blacks are able to elect
their chosen candidates because they voted for the winning white
candidate in three Supreme Court elections during the past decade
in which no black candidate competed. RE 38.
The three elections to which the district court points are
legally irrelevant. First, undisputed testimony shows that black
candidates were deterred from running, so black voters had no
"viable minority candidate" to choose. Gretna, 834 F.2d at 503.
Thus, it was "virtually unavoidable," id. at 502, that a white
candidate would be supported by a majority of black voters in
Orleans Parish: their only other option was to stay home and not
participate at all. Second, defendants', own expert testified that
each of the winning white candidates would have won the election
regardless of how black voters voted, since each received a
37
majority of the white votes as well. See, e.g., DX 1, App. B, C.
Thus, black votes were essentially meaningless.
3. The District Court Used an Improper Standard for
Assessing Black Political Cohesiveness
The district court acknowledged that "blacks support black
candidates to a large degree," RE 45; see also RE 55 (showing that
black support for black candidates in contests involving both black
and white candidates was extremely high),23 but nevertheless
declined to find racial bloc voting because of what it saw as a
substantial amount of black "crossover" voting, RE 45, that is,
black support for white candidates in black-on-white elections.
There could be no more clearly erroneous finding of fact than
this. The evidence showed that, when black voters in Orleans
Parish had the opportunity to vote for black candidates, they
overwhelmingly supported those candidates. In 29 of 34 black-on-
white contests analyzed by plaintiffs' expert, Dr. Richard L.
Engstrom, and contained in Table 3 of the district court's opinion,
black voters supported the black candidate. Black support for
black candidates averaged 80%.
At its core, the district court's conclusion was irredeemably
tainted by its misconception of the legal standard to be applied
in assessing whether political cohesiveness has been shown. The
level of black support for black candidates demonstrated by the
23 Even under the district court's misplaced view that black
voting behavior should be assessed in white on white elections,
blacks were still politically cohesive: in one election, over 98%
of black voters voted for the same candidate and in another, over.
77% voted for the same candidate. RE at 38. While white-on-white
elections may not provide black voters with an equal opportunity
to elect a candidate of their choice, blacks in the First District
are nonetheless cohesive in choosing among the available array of
candidates.
38
record in this case is virtually identical to the level of minority
support for minority candidates that proved political cohesiveness
in Glngles, Campos. and Gretna. See Gingles. 478 U.S. at 59, 80-
82; Campos. 840 F.2d at 1249; Gretna. 834 F.2d at 501 n. 11
(finding political cohesion when between 65 and 67% of black voters
voted for the black candidate),24 See supra at 8-9. No court has
ever required a higher degree of black voting solidarity than was
shown in this case.
4. There Was No Basis Whatsoever for the District Court's
Finding of Legally Sufficient White Crossover Support
for Black Candidates
The record in this case is clear: in no black-on-white
election did a majority of the white electorate support a black
candidate. See RE 55. In fact, white support for black candidates
averaged only 17% in majority black Orleans Parish. See supra at
8. While this level of white crossover voting might permit the
election of a black candidate in an election involving Orleans
Parish only25 — a point whose salience we discuss in the next
section of this brief — it is mathematically inadequate to allow
24 The statistical evidence of black political cohesiveness
was further buttressed by undisputed lay testimony. See, e.g.. Tr.
at 15 (testimony of Revius Ortique (discussing importance of black
candidates who "feel the sensitivity that blacks feel toward each
other and towards their own culture")).
25 Given the racial makeup of Orleans Parish's registered
voters, a candidate receiving the votes of roughly 17% of the white
registered voters and the votes of roughly 80% of the black
registered voters would receive a majority of the votes cast.
These figures, which are derived mathematically by multiplying the
relevant percentages of registered voters and support, are
consistent with the observed results. See, e.g. RE 55 (with 99%
of the black vote and 13% of the white vote Ortique won an Orleans
Parish-wide contest in 1979; with 96% of the black vote and 16% of
the white vote, Gray won an Orleans Parish-wide contest in 1984;
but with 83-85% of the black vote and only 9% of the white vote,
Hughes lost an Orleans Parish-wide race in 1988).
39
a black candidate to win in the four-parish First District even if
black voters support the black candidate unanimously.26 Since
white crossover voting becomes legally significant only when it is
sufficient to permit black candidates to win, the district court's
finding in this case was both clearly erroneous as a matter of fact
and patently erroneous as a matter of law.
5. The District Court's Reliance on Black Electoral
Success Within Orleans Parish Was Misplaced
This case involves the question whether black voters in
Orleans Parish have an equal opportunity to elect the candidate of
their choice to the Louisiana Supreme Court from the current,
majority-white, four-parish First District. If they do not, then
section 2 has been violated. This case does not involve the
question whether black voters in Orleans Parish can elect their
preferred candidates to other offices from differently configured.
maioritv-black electoral districts.
The evidence regarding plaintiffs' ability to elect a Supreme
Court justice is clear and undisputed. They are numerically
submerged within a four-parish, majority-white district. See RE
16 (tables showing that Orleans Parish blacks are a decided
numerical minority within the First District). Black candidates
26 For the black candidate to obtain an outright majority of
the total votes, he or she would have to receive roughly 27% of
the white vote, even if blacks supported the black candidate
unanimously. Only 3 of 29 black candidates supported by the black
community received that level of support from the white community.
See RE Table 3. And those three were involved in Orleans Parish
only races. As the district court noted in Major v. Treen. 574 F.
Supp. 345 (E.D. La. 1983) (three-judge court), white voters in
Orleans are more likely than white voters in the suburban parishes
to support black candidates. No black candidate has ever received
support close to 27% of the white votes in the three suburban
parishes.
40
simply will not run from the present First District. See RE 34
(while the district court finds no legal significance to the
testimony, it does not disbelieve it). White voters in the First
District have never voted for a black candidate at a level that,
even hypothetically, would enable a black candidate to receive a
majority of the votes cast in the four-parish-wide First District.
See supra note 26.27
Instead of concentrating on the salient question, however, the
district court devoted the bulk of its discussion to descriptions
of black electoral success within majority-black Orleans Parish.
See RE 34-36 and 40-43. It concluded:
The overall present reality in the Court's view is not a
picture of racial polarization to the detriment of the
minority appellants isolated in Orleans Parish, but rather
is an emerging political process in Metropolitan New Orleans
wherein the talents of black individuals as leaders in the
judiciary and in other traditionally political offices have
been recognized by black and white voters. A brief glimpse
at the statistical evidence serves to demonstrate that black
individuals constitute a clear minority of elected
officials, who have risen to positions of political
prominence primarily in Orleans Parish only, where the
greatest number of black individuals in the Metropolitan
area reside.
RE 44 (emphasis added). The district court's conclusion is trebly
flawed.
First, there was absolutely no evidence in the record to
support its finding that there was an increasing level of support
27 The closest any black candidate has come was Edwin Lombard,
who received a plurality of the votes in the First District in a
multi-candidate primary for Secretary of State in 1987. See RE 60.
Given the majority-vote requirement for the Supreme Court, and the
clearly minimal level of white support for Lombard, who received
under 20% of the white votes, RE 43, there is no basis for
concluding that he could have won a runoff with a single white
candidate (like Fox McKeithen "a candidate with great name
recognition," RE 32), or that other black candidates in Supreme
Court races are likely to win.
41
for black candidates by suburban white voters. No more than 20%
of those voters supported any black candidate. See RE 32 (less
than 20% of suburban whites supported Lombard) and Table 3 (only
3% of Jefferson Parish whites supported one black Jefferson Parish
judicial candidate and only 15-18% supported another in a separate
race). Thus, there is no basis at all to discern an emerging
biracial four-parish political process outside Orleans Parish.
Second, black political success within Orleans Parish is
easily explained by one simple fact that sharply distinguishes
Orleans Parish from the First District: blacks — a minority of
the electorate in the First District — constitute a majority of
the electorate in Orleans Parish. Thus, even where whites within
Orleans Parish consistently refuse to support black candidates in
black-on-white judicial contests, see RE 55 (Table showing that
not a single black judicial candidate has received a majority of
the white vote), black voters can still elect the candidate of
their choice because they are a majority of the electorate. On the
other hand, blacks are numerically submerged in the First District
due to the presence of the overwhelmingly white suburban parishes.
Thus, in the First District, black voters cannot elect the
candidate of their choice unless a substantial proportion of white
voters also supports that candidate.
Third, the district court wholly misunderstood the legal
significance of black electoral success within Orleans Parish
alone. That success does not relate to the question whether racial
bloc voting in the four-parish area precludes plaintiffs from
electing the candidate of their choice. Rather, it proves the
first prong of the Gingles test: that black voters do have the
42
potential to elect their preferred candidates from a majority--
black single-member district, namely, Orleans Parish. In short,
what the district court's discussion shows is that creating an
Orleans Parish-only Supreme Court district would provide black
voters with the opportunity, now denied them, to elect the justice
of their choice.
C. The District Court's View of Judicial Elections
Originally, the district court believed that the Voting Rights
Act did not protect the right of Orleans Parish black citizens -to
an equal opportunity to elect their preferred candidates to the
Louisiana Supreme Court. Chisom v. Edwards. 659 F. Supp. 183.
This Court squarely rejected that belief: "Minorities may not be
prevented from using section 2 in their efforts to combat racial
discrimination in the election of state judges . . . ." Chisom v.
Edwards, 839 F.2d at 1065. The district court's attempt to
disregard well-developed principles "employed to analyze voter
polarization and vote dilution in . . . other types of elections,"
RE 20-21, represents little more than a misguided attempt to
smuggle back into this case a view of judicial elections that has
already been repudiated by this Court.
First, the district court identified no basis for its finding
that exit polls provide better data for analyzing voter behavior
than do regression and extreme case analyses of election returns.
RE 21. This Court can take judicial notice of the recent
experience in Virginia and New York with exit polls in black-on-
white racially polarized contests: in both the Virginia
gubernatorial race and the New York mayoral race, exit polls
drastically overestimated the level of white crossover voting
43
relative to the level of white votes actually received by the black
candidates. See. e.q.. New York Times. November 8, 1989 at B-ll,
col. 1.
Second, the district court's supposition that judicial
elections "are characterized by lower turnout, higher roll-off
rates and by less voter interest" than other elections, RE 21, is
both clearly erroneous and legal irrelevant. The district court's
conclusion rests on the judgment of defendants' expert, Dr. Ronald
Weber. See id. n. 27. But the scholarly sources on which Weber
relied reached exactly the opposite conclusion from the one drawn
by the district court. They found that judicial elections are not
unique.28 29
The evidence in this case bears out the general scholarly
conclusion. Dr. Engstrom performed an analysis at the request of
the court, see Tr. at 216, comparing voter participation rates in
judicial elections with those in other so-called low salience
elections. See PX 7. In a number of cases, voter participation
in judicial elections exceeded participation in other low salience
29contests.
28 P. DuBois, From Ballot to Bench: Judicial Elections and
the Quest for Accountability 62 (1980); see also, Tr. at 214-15;
Volcansek, "The Effects of Judicial-Selection Reform: What We Know
and What We Do Not" in The Analysis of Judicial Reform 85 (P.
DuBois ed. 1982) (scholar relied on by Weber writes that
"[r]esearchers exploring the question of voter participation note
that in judicial races it is no lower than in other low-salience
contests").
29 For example, in November 1986, more voters cast ballots in
an Orleans Parish municipal judgeship contest (151,029) than in an
at-large school board election (149,569). Similarly, in November
1982, more votes were cast in the elections for the Criminal
District Court, Division H judgeship (84,102) than for an at-large
seat on the school board (82,762). PX 7.
44
Third, every other court within this Circuit that has
addressed the issue has applied the well-developed standard
statistical techniques to judicial election results.30
In short, the district court had no empirical, theoretical,
or legal basis for its conclusions. And because its misguided
refusal to apply well-developed section 2 jurisprudence to the
uncontested facts permeated its analysis of racial polarization,
this Court should reverse its conclusions outright.
III. The District Court Made Factual And Legal Errors With
Regard To The Remaining Senate Factors
"[A] finding is 'clearly erroneous' when although there is
evidence to support it, the reviewing court on the entire evidence
is left with the definite and firm conviction that a mistake has
been committed." Campos v. City of Baytown, 84 0 F.2d at 1243,
quoting Anderson v. City of Bessemer City, N.C., 470 U.S. 564, 573
(1985), (emphasis added). Section 2 requires the court to look at
the totality of circumstances. The district court below made
relevant yet isolated findings with regard to each Senate Factor
but stopped short of drawing the obvious and appropriate
conclusions from these findings. The district court also made
errors of law and fact based on the Senate Factors that are
"predicated on a misunderstanding of the governing rule of law."
Gingles, 478 U.S. at 79, quoting Bose Corp. v. Consumers Union of
Inc. 466 U.S. 485, 501 (1984). Finally, the court failed to give
30 See, e.g.. LULAC v . Mattox. Civ. Ac. No. 88-CA-154 (W.D.
Tex. November 15, 1989); Rangel v. Mattox. Civ. Ac. No. B-88-053
(S.D. Tex. July 28, 1989); Clark v. Edwards. Civ. Ac. No. 86-435
(M.D. La. Aug. 15, 1988); Martin v. Allain, 658 F. Supp. 1183 (S.D.
Miss. 1987) .
45
proper weight to the Senate Factors, and to view them interactively
as part of a "functional view of the political process" in the
First District, as directed by this Circuit and the Supreme Court
in Gingles. 478 U.S. at 45.
Historical Discrimination and Socioeconomic Disparities: "The
essence of a section 2 claim is that a certain electoral law,
practice, or structure interacts with social and historical
conditions to cause an inequality in the opportunities enjoyed by
black dnd white voters to elect their preferred representatives."
Gingles. 478 U.S. at 47; see also. Westwego. 872 F.2d at 1211,
quoting Gingles. Although the district court found that Louisiana
has a history of discrimination touching upon the right of blacks
to vote, RE 24, as well as a history of discrimination in
education, housing and employment, the vestiges of which still
exist RE 29-30, the court failed to view these findings dynamically
with other Senate Factors to determine whether the vestiges of
discrimination in the First District "interact with present
political structures to perpetuate a historical lack of access to
the political system." Westwego. 872 F.2d at 1211-1212.
Instead, the district court made findings on Louisiana's
continuing legacy of discrimination in a vacuum. While noting the
existence of discrimination, the court failed to acknowledge that
discrimination in the First District inhibits the ability of blacks
to participate in the political process, even when the record
reflects that present day discriminatory practices have been
targeted specifically at black voters. See. Testimony of Dr.
46
Raphael Cassimere, Tr. at 132; see also. Long v. Gremillion. supra.
Similarly, the court below found that the "relatively lower
economic status of local black residents further affects
accessibility to better education and such practicalities as
campaign funding." RE 31. Despite this finding, however, the
court concluded that black candidacies are not limited by vestiges
of past discrimination, RE 34, and it failed to make any findings
reflecting the fact that the interaction of historical
discrimination and the low economic status of blacks inhibits the
ability of blacks in the First District to participate in the
political process.31 The district court simply did not "consider
this evidence in the light intended by Congress." Westwego. 872
F .2d at 1211-1212.
Racial Appeals in Campaigns: The district court's finding on
racial appeals in campaigns in the First District failed "to take
note of substantial contrary evidence" and, as such, is clearly
erroneous. Westwego. 872 F.2d at 1203, quoting Velasguez v. City
of Abilene. 725 F.2d 1017, 1021 (5th Cir. 1984). The district
court found that "there is no suggestion or record evidence of
racial overtones or appeals in judicial or other elections" in the
First District. RE 37. This finding is entirely at odds with the
credible testimony of respected community leaders and activists in
the First District.
31 Although the court credited the testimony of Judges Johnson
and Ortique to the effect that black candidates have difficulty
raising campaign funds because of pessimism about the chances of
black electoral success, it found the testimony of these witnesses
regarding the districting scheme's chilling effect on black
political aspirations "speculative and lacking probative value."
RE 34.
47
Uncontroverted testimony shows explicit incidents involving
the use of racial appeals in political campaigns in the First
District, particularly in Jefferson, Plaquemines and St. Bernard
parishes. See also supra. at 14, 15.
The court below simply ignored unrebutted testimony of
credible witnesses, and failed to attach any weight or significance
to findings that supported the conclusion that race continues to
play a prominent role in political campaigns in the First District.
The court's conclusions are unsupported by the record and are,
therefore, clearly erroneous. See. Gretna, 834 F.2d at 498, n.4.
Enhancing Factors: The district court failed to draw
appropriate inferences from its findings of fact regarding the
existence of enhancing factors in the First District. Although the
court found that the State imposes a majority-vote requirement for
election to the Supreme Court, RE 13, and that the two positions
for Supreme Court justice in the First District are staggered, RE
14, the court simply disregarded the significance of these
enhancing factors and abdicated its responsibility to view the
Senate Factors interactively.
Minority Electoral Success: The district court erroneously
found that blacks in the First District have enjoyed increased
minority electoral success based solely on the success of black
candidates in majority black Orleans Parish. See supra Arg. II.
B.5.
In reviewing black electoral success in Orleans, the court
looked at elections in which black candidates ran unopposed. The
court failed to take into account "the benefits incumbency and
running essentially unopposed conferred on some of the successful
48
black candidates" in Orleans Parish. Gingles. 478 U.S. at 60.
Furthermore, although the court found that although blacks have an
opportunity to elect their preferred candidates in Orleans Parish
only, see RE 44-46, blacks are still "a clear minority of elected
officials." RE 44.
Tenuousness: The district court made no findings on the
tenuousness of the policy underlying the maintenance of the First
District as the sole multi-member Supreme Court district. When
viewed interactively with the unusually large size of the First
District among other election districts in the state, the district
court's silence on the tenuousness of the currently constituted
First District is a clear error. See. Westwego, 872 F.2d at 1204.
CONCLUSION
Based on the unrebutted and uncontroverted evidence, the
district court was compelled as a matter of law to find a section
2 violation. Plaintiffs respectfully request that this Court
reverse the district court's judgment and remand with instructions
49
to enter judgment for plaintiffs, providing the state reasonable
time in which to impose a remedy.
WILLIAM P. QUIGLEY
901 Convention Center Blvd.
Fulton Place, Suite 119
New Orleans, LA 70130
(504) 524-0016
ROY RODNEY, JR.
McGlinchey, Stafford
Mintz, Cellini, Lang
643 Magazine Street
New Orleans, LA 70130
(504) 586-1200
PAMELA S. KARLAN
University of Virginia
School of Law
Charlottesville, VA 22901
(804) 924-7810
Respectfully submitted,
- /■ r V V
JULIUS LEVONNE CHAMBERS
JUDITH REED
DAYNA L. CUNNINGHAM
SHERRILYN A. IFILL
99 Hudson Street, 16th Floor
New York, NY 10013
(212) 219-1900
RONALD L. WILSON
310 Richards Bldg.
837 Gravier Street
Suite 310
New Orleans, LA 70112
(504) 525-4361
C. LANI GUINIER
University of
Pennsylvania School of Law
3400 Chestnut Street
Philadelphia, PA 19104-6204
(215) 898-7032
Date: December 18, 1989 Counsel for Plaintiffs-Appellants
50
APPENDIX
Senate Report Factors
"Section 2 protects the right of minority voters to be free
from election practices, procedures or methods, that deny them the
same opportunity to participate in the politicl process as other
citizens enjoy. If as a result of the challenged practice or
structure plaintiffs do not have an equal opportunity to
participate in the political processes and to elect candidates of
their choice, there is a violation of this section. To establish
a violation, plaintiffs could show a variety of factors, depending
upon the kind of rule, practice, or procedure called into question.
Typical factors include:
t
1. the extent of any history of official discrimination in
the state or political subdivision that touched the right of the
members of the minority group to register, to vote, or otherwise
to participate in the democratic process;
2. the extent to which voting in the elections of the state
or political subdivision is racially polarized;
3. the extent to which the state or political subdivision
has used unusually large election districts, majority vote
requirements, anti-single shot provisions, or other voting
practices or procedures that may enhance the opportunity for
discrimination against the minority;
4. if there is a candidate slating process, whether the
members of the minority group have been denied access to that
process;
5. the extent to which members of the minority group in the
state or political subdivision bear the effects of discrimination
in such areas as education, employment and health, which hinder
their ability to participate effectively in the political process;
6. whether political campaigns have been characterized by
overt or subtle racial appeals;
7. the extent to which members of the minority group have
been elected to public office in the jurisdiction.
Additional factors that in some cases have had probative value
as part of plaintiffs' evidence to establish a violation are:
whether there is a significant lack of responsiveness on the
part of elected officials to the particularized needs of the
members of the minority group[;]
whether the policy underlying the state or political
subdivision's use of a particular voting qualification,
prerequisite to voting, or standard, practice or procedure, is tenuous."
S. Rep. No. 97-417, 97th Cong. 2d Sess. 28-9 (1982)
CERTIFICATE OF SERVICE
I hereby certify that on December , 1989, I served copies
of the foregoing Brief for Plaintiffs-Appellants and Record
Excerpts upon the attorneys listed below by causing them to be
sent via United States mail, first class, postage prepaid:
William J. Guste, Jr., Esq.
Attorney General
Louisiana Department of Justice
234 Loyola Avenue, Suite 700
New Orleans, LA 70112-2096
M. Truman Woodward, Jr., Esq.
1100 Whitney Building
New Orleans, LA 70130
Blake G. Arata, Esq.
210 St. Charles Avenue
Suite 4000
New Orleans, LA 70170
A .R . Christovich, Esq.
1900 American Bank Building
New Orleans, LA 70130.
Moise W. Dennery, Esq.
21st Floor Pan American
Life Center
601 Poydras Street
New Orleans, LA 70130
Robert G. Pugh, Esq.
330 Marshall Street
Suite 1200
Shreveport, LA 71101
Irv Gorenstein, Esq.
U.S. Department of Justice
P.O. Box 66078
Washington, DC 20035-6075
George M. Strickler, Esq.
639 Loyola Street,
Suite 1075
New Orleans, LA 70113
Peter Butler, Esq.
Butler, Heebe & Hirsh
712 American Bank Building
New Orleans, LA 70130
Moon Landrieu, Esq.
717 Girod Street
New Orleans, LA 70130
1 ■ ' L L ~ - ' ’■ ' /
Counsel for Plaintiffs-Appellants
V *
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