Firefighters Local Union No. 1784 v. Stotts Brief Amicus Curiae
Public Court Documents
October 24, 1983
Cite this item
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Brief Collection, LDF Court Filings. Firefighters Local Union No. 1784 v. Stotts Brief Amicus Curiae, 1983. 96d088c0-b19a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/d305fc45-8452-4a29-83d8-43a5a417826a/firefighters-local-union-no-1784-v-stotts-brief-amicus-curiae. Accessed December 06, 2025.
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Nos. 82-206, 82-229
In The
Aupratt? Olmtrt uf % Mnxtth States
October T e r m , 1983
Firefighters Local Union No. 1784,
Petitioner,v.
Carl W. Stotts, et al.,
________ Respondents.
Memphis Fire Department, et al.,
Petitioners, v. ’
Carl W. Stotts, et al,
_________Respondents.
On Writs of Certiorari to the United States
Court of Appeals for the Sixth Circuit
BRIEF FOR THE LAWYERS’ COMMITTEE FOR
CIVIL RIGHTS UNDER LAW AS AMICUS
CURIAE IN SUPPORT OF RESPONDENTS
Fred N. F ishman
Robert H. Kapp
Co-Chairmen
W illiam L. Robinson
Lawyers’ Committee for
Civil Rights Under Law
733 15th Street, N.W.
Washington, D.C. 20005
(202) 682-6700
Attorneys for Amicus Curiae
Lawyers’ Committee for Civil Rights Under Law
October 24, 1983 * Counsel of Record
Richard M. Sharp *
Jeffrey C. Martin
David M. Brenner
Shea & Gardner
1800 Massachusetts Ave., N.W.
Washington, D.C. 20036
(202) 828-2000
W i l s o n - Ep e s P r i n t i n g C o . , In c . - 7 8 9 - 0 0 9 6 - W a s h i n g t o n , D . C . 2 0 0 0 1
QUESTIONS' PRESENTED
This brief will address the following questions:
(1) Whether the correctness o f a preliminary injunc
tion prohibiting the City o f Memphis in May 1981 from
reducing by layoffs or demotions the percentage o f blacks
then occupying certain positions in the Memphis' Fire
Department is moot where all the firefighters laid off or
demoted by Memphis in 1981 have been restored to their
form er positions and the preliminary injunction has
expired.
(2) Whether a preliminary injunction prohibiting the
City o f Memphis in May 1981 from reducing by layoffs
or demotions the percentage o f blacks then occupying
certain positions in the Memphis Fire Department ex
ceeded the district court’s inherent authority to m odify a
prior consent decree to preserve the relief granted therein.
(3) Whether § 706(g) o f the Civil Rights A ct o f 1964
authorizes race-conscious relief fo r systematic employ
ment discrimination.
(i)
TABLE OF CONTENTS
Page
INTEREST OF AMICUS C U R IA E ....... ......................... 1
SUMMARY OF ARGUM ENT.................................. 2
ARGUM ENT.......................................................................... 4
I. THIS CASE IS MOOT BECAUSE THE PRE
LIMINARY INJUNCTION AT ISSUE HAS
BEEN IRREVOCABLY CARRIED OUT AND
THIS COURT’S REVIEW OF THAT EX
PIRED INJUNCTION WOULD NOT AFFECT
THE PARTIES’ LEGAL RIGHTS .................... 4
A. The Correctness of the District Court’s Deci
sion to Grant a Preliminary Injunction Is
M oot...................................................................... 4
B. The Expired Preliminary Injunction Is Not
Saved From Mootness By the Fact that Laid-
off Employees Did Not Accrue Seniority
Credit During the Layoff P eriod ....... -........ 7
C. The Expired Preliminary Injunction Is Not
Justiciable As An Order “ Capable o f Repeti
tion, Yet Evading Review” ....... ............ ........ 10
II. THE PRELIMINARY INJUNCTION WAS AN
APPROPRIATE EXERCISE OF THE DIS
TRICT COURT’S INHERENT AUTHORITY
TO MODIFY A CONSENT DECREE TO EF
FECTUATE ITS PURPOSE IN LIGHT OF
CHANGED CIRCUMSTANCES ...................... 13
A. The Preliminary Injunction Does Not Rest
Upon the District Court’s Remedial Author
ity Under Title VII But Rather Upon Its
Inherent Authority to Modify the Original
Consent Decree so as to Effectuate Its Basic
Purpose........................... ..................................... 13
(hi)
iv
TABLE OF CONTENTS— Continued
Page
B. The District Court Did Not Abuse Its Discre
tion In Issuing the Preliminary Injunction..,. 20
III. THE FEDERAL COURTS ARE AUTHORIZED
TO GRANT RACE-CONSCIOUS AFFIRM A
TIVE RELIEF UNDER TITLE V II ................. 24
CONCLUSION ...................................................................... 30
V
TABLE OF AUTHORITIES
CASES: Page
Airline Stewards & Stewardesses Association, Lo
cal 550 V. American Airlines, Inc., 573 F.2d 960
(7th Cir. 1979), cert, denied, 439 U.S. 876
(1978) ...... .......................................... ....................... 3,16
Alabama V. United States, 279 U.S. 229 (1929).— 22
Albemarle Paper Co. V. Moody, 422 U.S. 405
(1975) ................... 25
Alexander v. Gardner-Denver Co., 415 U.S. 36
(1974) .......... 17
American Book Co. V. Kansas, 193 U.S. 49 (1904).. 6, 8
Arizona V. California, 51 U.S.L.W. 4330 (U.S.
Mar. 30, 1983) ....... ........ .................................... . 13, 15
Association Against Discrimination in Employ
ment, Inc. V. Bridgeport, 647 F'.2d 256 (2d Cir.
1981), cert, denied, 455 U.S. 988 (1982) ............ 19
Association Against Discrimination in Employ
ment, Inc. V. Bridgeport, 710 F.2d 69 (2d Cir.
1983) ........................ 21
Boston Chapter, NAACP V. Beecher, No. 81-1642,
slip op. (1st Cir. Aug. 31, 1983)___ ___________ 9
Boston Chapter, NAACP V. Beecher, 504 F.2d
1017 (1st Cir. 1974), cert, denied, 421 U.S. 910
(1975) ............ ............. ........... 26
Boston Firefighters Union v. Boston Chapter,
NAACP, 51 U.S.L.W. 4566 (U.S. May 16, 1983).. 9,12
Brown v. Chote, 411 U.S. 452 (1973) ...................... 22
Broivn V. Neeb, 644 F.2d 551 (6th Cir. 1981) ..... 18, 21, 22
Brownlow v. Schwartz, 261 U.S. 216 (1922).... . 6
Campbell Soup Co. v. Martin, 202 F.2d 398 (3d Cir.
1953) ......................... 6
Carson v. American Brands, Inc,, 654 F.2d 300
(4th Cir. 1981) ........................................ ............... 16,17
Castro V. Beecher, 522 F. Supp. 873 (D. Mass.
1981) , aff’d, 679 F.2d 965 (1st Cir. 1982), va
cated, 103 S. Ct. 3561 (1983)......... .................. . 9
Chisholm V. United States Postal Service, 665 F.2d
482 (4th Cir. 1981)................................. ................. 26
Chrysler Corp. v. United States, 316 U.S. 556
(1942) ...... ................................... ................ 3,13, 15, 16, 21
VI
TABLE OF AUTHORITIES— Continued
Page
Columbia Artists Management, Inc. v. United
States, 381 U.S. 348 (1965)................................... 21
County of Los Angeles V. Davis, 440 U.S. 625
(1979) ........ ................... .................................... ........ 10
Day V. Mathews, 530 F.2d 1083 (D.C. Cir. 1976).... 20
DeFunis V, Odegaard, 416 U.S. 312 (1974) ........ .1, 11,12
EEOC V. American Telephone & Telegraph Co.,
556 F.2d 167 (3d Cir. 1977), cert, denied, 438
U.S. 915 (1978) ....................... ............ .................... 26, 27
EEOC V. Safeway Stores, Inc., 611 F.2d 795 (10th
Cir. 1979), cert, denied, 446 U.S. 952 (1980)..3, 15,16
Evans V. Buchanan, 512 F. Supp. 839 (D. Del.
1981) ............. ........... ............................................ . 21
Exxon Corp. v. Texas Motor Exchange, Inc., 628
F.2d 500 (5th Cir. 1980) ................ ............ . 21
Firefighters Institute for Racial Equality v. City
of St. Louis, 616 F.2d 350 (8th Cir. 1980), cert.
denied, 452 U.S. 938 (1981) .................................. j 26
Franks V. Bowman Transportation Co., 424 U.S.
747 (1976) ...... .................... ................................... . 19,26
Fulenwilder v. Firefighters Association Local Un
ion 1784, 649 S.W.2d 268 (Tenn. 1982)...... ........ 7
Haskell V. Kansas Natural Gas Co., 224 U.S. 217
(1912) ................................................ ....................... 6
Hughes V. United States, 342 U.S. 353 (1952)____ 22
Illinois State Board of Elections v. Socialist Work
ers Party, 440 U.S. 173 (1979) __________ ______ 10,11
King V. Laborers International Union, Local No.
818, 443 F.2d 273 (6th Cir. 1971) ................. ....... 20
Krem ensv. Bartley, 431 U.S. 119 (1977 )............. . 12
Liquid Carbonic Corp. v. United States, 350 U.S.
869 (1955), rev’g 123 F. Supp. 653 (E.D.N.Y.
1954)...................................................... .............. 21
Local 53, International Association of Heat &
Frost Insulators & Asbestos Workers V. Vogler,
407 F.2d 1047 (5th Cir. 1969) .......... ................ . 26, 28
Local No. 8-6, Oil, Chemical and Atomic Workers
International Union v. Missouri, 361 U.S. 363
(1960) .................................................... .................. . 6, 7, 8
V ll
TABLE OF AUTHORITIES—Continued
Page
Lorillard v. Pons, 434 U.S. 575 (1978) .............-...... 29
Moore V. City of San Jose, 615 F.2d 1265 (9th Cir.
1980) .................................. ......... ................................. 16
Murphy V. Hunt, 455 U.S, 478 (1982)....................... 8, 10
Pacific Railroad V. Ketchum, 101 U.S. 289 (1879).. 16
Pasadena City Board of Education V. Spangler,
427 U.S. 424 (1976) ............. .......... ...... ............. ............. 13,15
Patterson V. Greemvood School District 50, 696
F.2d 293 (4th Cir. 1982)......................................... - 20
Regents of the University of California V. Baklce,
438 U.S. 265 (1978) ........ .................................... - 1,29
Richmond Newspapers, Inc. V. Virginia, 448 U.S.
555 (1980)............... ................ ..........-...................... 12
Rios V. Enterprise Association Steamfitters Local
638, 501 F.2d 622 (2d Cir. 1974) .................. ....... 26
Society Hill Civic Association v. Harris, 632 F.2d
1045 (3d Cir. 1980) ________ ______ _____ -........ 16
Southern Pacific Terminal Co. V. ICC, 219 U.S, 499
(1911)....... .... ....................... .......- ........... ........ ...... 10
Super Tire Engineering Co. V. McCorkle, 416 U.S.
115 (1974) .... ............. ........................ ................. - 12
Swift & Co. V. United States, 276 U.S. 311 (1928).. 3, 16
System Federation No. 91 v. Wright, 364 U.S. 642
(1961) .................................................... ................ 13, 17, 22
Teamsters V. United States, 431 U.S. 324 (1977).. 19, 25,
26
Thompson v. Sawyer, 678 F.2d 257 (D.C. Cir.
1982) ........................ ................................. 26
United States V. Armour & Co., 402 U.S. 673
(1971).... .......................................................-............. 22,23
United States v. Atlantic Refining Co., 360 U.S.
19 (1959) .......................... .............. ................... 22
United States V. Christie Industries, Inc., 465 F.2d
1002 (3d Cir. 1972) __________ - .............. ..........- 6
United States V. City of Alexandria, 614 F.2d 1358
(5th Cir. 1980) ................... ............... ............ ....- 26
United States V. City of Chicago, 663 F.2d 1354
(7th Cir. 1981) .................... .................. ............. . 26
vm
United States V. I.B.E.W., Local No. 38, 428 F.2d
144 (6th Cir.), cert, denied, 400 U.S. 943
(1970) ......................................................... ........-....... 26
United States V. I.B.E.W., Local No. 212, 472 F.2d
634 (6th Cir. 1973) ........................ ............ ........ 29
United States v. International Harvester Co., 274
U.S. 693 (1927) ................. ....... ................ .............. 21
United States V. International Union of Elevator
Constructors Local Union No. 5, 538 F.2d 1012
(3d Cir. 1976)........................................................... 29
United States V. Ironworkers' Local 36, 443 F.2d
544 (9th Cir.), cert, denied, 404 U.S. 984
(1971) ........ ........... ...................... ................ .............. 26, 28
United States V, ITT Continental Baking Co., 420
U.S. 223 (1975)....................... ................................. 22, 24
United States V. Lee Way Motor Freight, Inc., 625
F.2d 918 (10th Cir. 1979)............... ....................... 26
United States V. Swift & Co., 286 U.S. 106 (1932).. 3, 13,
15,16, 21
United States V. United Shoe Machinery Corp., 391
U.S. 244 (1968) ......... ................ ....................... -13, 21, 22
United States V. W.T. Grant Co., 345 U.S. 629
(1953) ................................... .................................. .... 10
United Steelworkers V. Weber, 443 U.S. 193
(1979) ........... ..................................... ................ 1,19, 28, 30
University of Texas v. Camenisch, 451 U.S. 390
(1981)........................................ ............ ........... -.......- 6, 8
Walling V. Miller, 138 F.2d 629 (8th Cir. 1943),
cert, denied, 321 U.S. 784 (1944) ............. ......... 16
Weinstein V. Bradford, 423 U.S. 147 (1975) ........ . 10
Western Addition Community Organization V.
Alioto, 514 F.2d 542 (9th Cir.), cert, denied,
423 U.S. 1014 (1975) ............ ........ ............. - .......6,11, 12
White V. Roughton, 689 F.2d 118 (7th Cir. 1982),
cert, denied, 103 S. Ct. 1524 (1983)..................... 22
W.R. Grace & Co. V. Local Union 759, 51 U.S.L.W.
4643 (U.S, May 31, 1983)........ ........ ..................2, 8, 9, 18
Wright v. Council of the City of Emporia, 407 U.S.
451 (1972) .
TABLE OF AUTHORITIES— Continued
Page
15
ix
TABLE OF AUTHORITIES— Continued
STATUTES: Page
Civil Rights Act of 1964,
Title VII, 42 U.S.C. § 2000e et seq. (1976 &
Supp. V 1981) .............. ............. ............ .........passim
§ 703(h), 42 U.S.C. § 2000e-3(h) (1976)..... passim
§ 703 ( j ) , 42 U.S.C. § 2000e-3 ( j) (1976)..... passim
§ 706(g), 42 U.S.C. § 2000e-5(g) (1976)___passim
Equal Employment Opportunity Act of 1972, Pub.
L. No. 92-261, 86 Stat. 103 ................ .................... 28
LEGISLATIVE MATERIAL:
Subcomm. on Labor of the Senate Comm, on Labor
and Public Welfare, Legislative History of the
Equal Employment Opportunity Act of 1972.... 29
110 Cong. Rec. 2567, 2568, 2570 (1964)................... 28
118 Cong. Rec. 1662 (1972) ........................ .............. 29
OTHER AUTHORITIES:
Brodin, The Standard of Causation in the Mixed-
Motive Title VII Action: A Social Policy Per
spective, 82 Colum. L. Rev. 292 (1982) ................ 20
2 A. Larson, Employment Discrimination § 54.41
(1983) .............................................................. .......... 21
Opinion of Tennessee Attorney General No. 79-172
(April 10, 1979) ..................................... ............ . 7
11 C. Wright & A. Miller, Federal Practice and
Procedure §2961 (1973) ....................................... 21
BRIEF FOR THE LAWYERS’ COMMITTEE FOR
CIVIL RIGHTS UNDER LAW AS AMICUS
CURIAE IN SUPPORT OF RESPONDENTS
INTEREST OF AMICUS CURIAE 1
The Lawyers’ Committee for Civil Rights Under Law
was organized in 1963 at the request of the President of
the United States to involve private attorneys in the
national effort to assure civil rights to all Americans.
The Committee membership today includes several for
mer presidents of the American Bar Association, several
law school deans, and many of the nation’s leading
lawyers.
The Committee conducts an extensive litigation pro
gram against employment discrimination, representing
both government employees and private-sector employees.
In some of its cases, consent decrees and adjudicated
decrees have been entered that provide race-conscious
affirmative relief to remedy an employer’s past systematic
discrimination. We have previously addressed the legality
of race-conscious affirmative action in our amicus briefs
filed in United Steelworkers v. Weber, 443 U.S. 193
(1979), Regents of the University of California v. Bakke,
438 U.S. 265 (1978), and DeFunis v. Odegaard, 416
U.S. 312 (1974).
The Committee submits this brief primarily to develop
two points that petitioners and their supporting amici
overlook in arguing that Title VII does not authorize
the federal courts to grant race-conscious relief: first,
resolution of their contentions is inappropriate because
the preliminary injunction at issue here is moot; and
second, the question on the merits is not whether Title
VII authorizes the preliminary injunction at bar but
whether the district court abused its discretion in exercis
ing its inherent authority to modify a consent decree.
We also show that Title VII does authorize race-conscious
relief.
1 The parties’ letters of consent to the filing of this brief are
being filed with the Clerk pursuant to Sup. Ct. Rule 36.2.
SUMMARY OF ARGUMENT
1. Mootness. The preliminary injunction at issue is
moot. That order enjoined the City of Memphis in May
1981 from reducing, by layoffs or demotions, the per
centage of blacks then occupying certain positions in the
Memphis Fire Department. The City complied with this
injunction in making layoffs and demotions within the
Department. Subsequently, the City restored all the
Memphis firefighters who were laid off or demoted to
their former positions. Thus, the preliminary injunction
at issue here has been irrevocably carried out, and no
person’s employment is at stake.
Petitioners have suggested that the expired prelimi
nary injunction should be reviewed because the formerly
laid-off firefighters lost seniority credit during the layoff
period. But no firefighter has made any claim for resto
ration of seniority credit, and Tennessee law would not
recognize such a claim. Even if a controversy over sen
iority credit did exist in some forum, such a controversy
is not before this Court and hence would not justify re
view of the moot injunction. Moreover, the expired in
junction, whether affirmed or reversed, would not consti
tute a defense for the City against claims by formerly
laid-off firefighters for restoration of lost seniority. W.R.
Grace & Co. v. Local Union 759, 51 U.S.L.W. 4643 (U.S.
May 31, 1983).
The expired preliminary injunction is not justiciable as
an order “ capable of repetition, yet evading review.”
There is little chance that the 1981 layoffs, unprece
dented in Memphis history, will recur. And even if
Memphis firefighters are laid off in the future, those
layoffs are not apt to be constrained by injunctive relief
such as that challenged here. With the passage of time
and even modest progress toward the goals of the consent
decree, there will be no basis for enjoining seniority-
based layoffs. Moreover, the preliminary injunction at
bar is not inherently evasive of review. If the petitions
for certiorari had not been held pending disposition of
2
3
a similar case, this case would likely have been decided
prior to the recall of the laid-off firefighters. In addition,
it was fortuitous that attrition and retirement permitted
recall of all the laid-off firefighters prior to expiration of
their 2-year recall rights, thus mooting the issue of the
correctness of the injunction.
2. Modification of a Consent Decree. Petitioners con
tend that the preliminary injunction in this case exceeded
the district court’s authority under Title VII because it
prevented the layoff of black firefighters who may not
have been victims of the City’s discrimination. In their
view, such race-conscious relief is not authorized by Title
VII. But the preliminary injunction at issue here did not
rest upon the district court’s authority to redress viola
tions of Title VII; it rested upon the court’s inherent
authority to modify an approved consent decree to effectu
ate its basic purpose in light of unanticipated circum
stances. A court may properly exercise its inherent au
thority to modify a consent decree to effectuate the
original purpose of the decree without making the specific
factual determinations that would be necessary to sup
port the same relief in a litigated case, and without stop
ping to inquire whether the defendant could have success
fully opposed such relief had the case proceeded to trial.
By entering into a consent decree, the parties forego the
litigation that would lead to judicial identification of the
victims of discrimination. Such a decree may properly be
modified to avoid frustration of the relief granted therein
without reopening the factual disputes composed by the
decree and requiring the plaintiffs to prove their case on
the merits.
The district court did not abuse its discretion in deter
mining that the preliminary injunction was necessary to
effectuate the consent decree’s purpose in light of the
unanticipated layoffs announced by the City. That court
reasonably concluded that the decree’s purpose is prompt
and ongoing correction of the underrepresentation of
blacks in the Fire Department caused by discriminatory
4
hiring and promotion practices. The district court also
reasonably found that the City’s proposed layoffs on the
basis of seniority would frustrate the decree’s purpose.
3. Race-Conscious Relief under Title VII. Petitioners’
contention that Title VII does not authorize race-conscious
relief is not only inapposite, it is incorrect. Neither
§ 703(h) nor § 703 ( j ), relied upon by petitioners, speaks
to or limits the judicial remedies available to correct vio
lations of Title VII. Section 706(g), the remedial provi
sion of the title, vests broad authority in the district
courts to issue such relief as deemed “appropriate.” As
the courts of appeals have unanimously held, race
conscious relief is “ appropriate” in the context of mani
fest and pervasive employment discrimination. Moreover,
in amending § 706(g) in 1972, Congress endorsed the
prevailing judicial view that the authority conferred by
§ 706(g) encompasses race-conscious remedies that may
benefit persons who are not proven victims of discrimi
nation.
ARGUMENT
I. THIS CASE IS MOOT BECAUSE THE PRELIMI
NARY INJUNCTION AT ISSUE. HAS BEEN IR
REVOCABLY CARRIED OUT AND THIS COURT’S
REVIEW OF THAT EXPIRED INJUNCTION
WOULD NOT AFFECT THE PARTIES’ LEGAL
RIGHTS
A. The Correctness of the District Court’s Decision to
Grant a Preliminary Injunction Is Moot
In May of 1981 the City of Memphis faced an unprece
dented fiscal crisis and promulgated a layoff policy to
reduce its expenditures.* 2 On May 8, 1981, the district
2 The layoff policy provided that: (1) the Mayor has sole au
thority to determine which positions would be abolished; and
(2) any person occupying an abolished position may bump a less
senior person within his classification or the least senior employee
5
court issued a preliminary injunction restraining the City
from implementing its layoff policy in a manner that
would “ decrease the percentage of black lieutenants,
drivers, inspectors and privates that are presently em
ployed in the Memphis Fire Department.” Pet. App. A78.
The City fully complied with the preliminary injunction
in making the layoffs and demotions it deemed necessary.
Over the next two years, natural attrition and retire
ments created vacancies in the Fire Department, and,
with the aid of a tax increase, all laid off or demoted
firefighters were restored to their former positions. Re
spondents’ Suggestion of Mootness at 1; Petitioners’
Joint Opposition to Respondents’ Suggestion of Mootness
(“ Joint Opp.” ) at 1. Thus, the preliminary injunction of
May 8, 1981, which is the only order under review, has
been irrevocably carried out and no firefighter’s job is
now at stake.
In addition, the preliminary injunction has expired.
That order simply required that the City “ not apply the
seniority policy proposed” to decrease the percentage of
blacks occupying certain positions in the Fire Depart
ment as of May 8, 1981. Pet. App. A78. Thus, even if
the City at some future time announces new layoffs in
the Fire Department, its decision would not be governed
in any way by the order of May 8, 1981.3
in a lower classification, or may go on layoff. J.A. 83-89. Because
the actual effect of the layoff policy on an individual’s employment
depended on numerous decisions by other1 employees as well as the
City administration, the City was unable to advise the district
court of the precise impact that the layoff policy would have on
blacks. J.A. 70. An exhibit compiled by the Fire Department and
introduced at the preliminary injunction hearing, however, indi
cated that the City’s layoff policy would drastically reduce the
number of black lieutenants and drivers. J.A. 69, 96-97.
3 Petitioners suggest that the preliminary injunction could con
ceivably affect future layoffs. Joint Opp. at 4. This contention
is belied by the specific terms of the district court’s order, quoted
in text, by its provisional status as a preliminary injunction, and
by the fact-specific rationale for its issuance. “The language of an
injunction must be read in the light of the circumstances surround-
6
Since the correctness of the preliminary injunction is
the only issue before the Court, this case is moot. Uni
versity of Texas v. Camenisch, 451 U.S. 390 (1981),
establishes that “the correctness of the decision to grant
a preliminary injunction” is moot when “ the terms of the
injunction * * * have been fully and irrevocably carried
out.” Id. at 394, 398. Numerous other cases confirm
that full compliance with an injunction moots the ques
tion whether the injunction should have issued. E.g., Oil
Workers Union v. Missouri, 361 U.S. 363 (1960) ; Ameri
can Book Co. v. Kansas, 193 U.S. 49 (1904) ; Western
Addition Community Organization v. Alioto, 514 F.2d
542, 544 (9th Cir.) (per curiam), cert, denied, 423 U.S.
1014 (1975); Campbell Soup Co. v. Martin, 202 F.2d 398
(3d Cir, 1953). As the Court explained in Oil Workers
Union:
“ The decision we are asked to review upheld only the
validity of an injunction, an injunction that expired
by its own terms * * *. Any judgment of ours at
this late date ‘would be wholly ineffectual for want
of a subject matter on which it could operate. An
affirmance would ostensibly require something to be
done which had already taken place. A reversal
would ostensibly avoid an event which had already
passed beyond recall. One would be as vain as the
other. To adjudicate a cause which no longer exists
is a proceeding which this Court uniformly has de
clined to entertain.’ ”
Oil Workers Union v. Missouri, supra, 361 U.S. at 371,
quoting Brownlow v. Schwartz, 261 U.S. 216, 217-18
(1922).
ing its entry: the relief sought by the moving party, the evidence
produced at the hearing on the injunction, and the mischief that the
injunction seeks to prevent.” United States v. Christie Indus., Inc.,
465 F.2d 1002, 1007 (3d Cir. 1972). Accord, Haskell v. Kansas
Natural Gas Co., 224 U.S. 217, 223 (1912). These factors all indi
cate that the preliminary injunction was directed only to the layoffs
announced in May 1981. See also Fed.R.Civ.P. 65(d) (injunction
must “be specific in terms” ).
B. The Expired Preliminary Injunction Is Not Saved
From Mootness By the Fact that Laid-off Employees
Did Not Accrue Seniority Credit During the Layoff
Period
Petitioners maintain that the correctness of the district
court’s decision to issue a preliminary injunction is saved
from mootness because the laid-off firefighters did not
accrue seniority credit during the layoff period, and this
loss adversely affects an employee’s opportunities for
future promotions and job transfers and an employee’s
security from future layoffs. Joint Opp. at 6-7. This
argument fails for several reasons.
In the first place, the petitioners do not suggest that
any formerly laid-off firefighter has filed a claim for
seniority credit or, to raise a related issue, backpay, for
the layoff period. Amicus is aware of no such claim.
Thus, the “ controversy” over seniority credit is hypo
thetical.4
Second, even if such controversies did exist, the deci
sions of this Court recognize that a case pending here is
not kept alive because related issues are pending between
the same parties in another forum. For example, in Oil
Workers Union v. Missouri, supra, the Court declined
to review an expired anti-strike injunction issued pur
suant to an allegedly unconstitutional state statute, even
though the challenged statute also governed a monetary
penalty claim pending in state court against the union.
* It is not surprising that no firefighter has brought suit claim
ing that he was laid off in violation of the Memorandum of Under
standing, an agreement between the Union and the City providing
that any layoffs shall be made on the basis of seniority. Pet. App.
A81. The Supreme Court of Tennessee has recently confirmed that
the Memorandum of Understanding confers no enforceable rights.
Fulenwilder V. Firefighters Ass’n Local Union 1784, 649 S.W.2d
268, 270 (Tenn. 1982). The Memorandum of Understanding is
merely a reflection of the right of public employees to “meet and
confer” with their employer; any binding agreement would violate
the principle of Tennessee law that “ [p]ublic employers cannot
abdicate or bargain away their continuing legislative discretion.
* * *” Opinion of Tennessee Attorney General No. 79-172 (April 10,
1979).
7
“ [T]hat suit is not before us. We have not now jurisdic
tion of it or its issues. Our power only extends over and
is limited by the conditions of the case now before us.”
361 U.S. at 370, quoting American Book Co. v. Kansas,
193 U.S. 49, 52 (1904). Accord, Murphy v. Hunt, 455
U.S. 478, 481 & n.5 (1982) (per curiam) ; University of
Texas V. Camenisch, supra, 451 U.S. at 394.
Third, this Court’s affirmance or reversal of the dis
trict court’s expired preliminary injunction would have
no effect on any claims by previously laid-off firefighters
for restoration of lost seniority or backpay. The district
court did not order the layoff of any firefighters. Nor
did the district court address the issues of seniority
credit or backpay for firefighters the City might choose
to lay off. Judge McRae stated that “ I don’t know what
the policy will be with regard to that memorandum of
understanding that the City signed with the Fire Fight
ers Union.” Pet. App. A76. Thus, the district court’s
order by its terms and intent does not bar any claims by
laid-off firefighters for restoration of seniority or back
pay. Under these circumstances, the expired preliminary
injunction would not constitute a defense for the City to
claims by laid-off firefighters. This much is made clear
by this Court’s recent decision in W.R. Grace & Co. v.
Local Union 759, 51 U.S.L.W. 4643 (U.S. May 31, 1983),
which held that a district court injunction requiring an
employer to conduct any layoffs pursuant to the terms
of a Title VII conciliation agreement, instead of pursu
ant to the seniority provisions of the collective bargain
ing agreement, does not constitute a defense to a damages
claim by an employee laid off in violation of the collec
tive bargaining agreement.5
8
5 To carry out the speculation regarding unasserted causes of
action to its logical conclusion, we note that the City has no poten
tial cause of action that could be affected by this Court’s review of
the district court’s expired preliminary injunction. Even if for
merly laid-off white firefighters seek backpay or seniority credit
from the City and even if they prevail on those claims, the City
would have no claim, for reimbursement against respondents for
securing an allegedly erroneous injunction. No bond was posted for
9
The recent case of Boston Firefighters Union v. Boston
Chapter, NAACP, 51 U.S.L.W. 4566 (U.S. May 16,
1983) (per curiam) provides an instructive contrast to
the case at bar. That case involved a permanent injunc
tion enjoining seniority-based layoffs that would decrease
the percentage of minority officers in the Boston Fire and
Police Departments below specified levels. Like the in
stant case, the laid-off employees were reinstated to their
former positions. Unlike the present case, the laid-off
officers were pursuing administrative appeals seeking
restoration of lost seniority and backpay. Also unlike
the present case, in the Boston case the district court’s
injunction could have been interpreted as enjoining the
administrative agency considering those claims from
granting backpay or restoring lost seniority. Castro v.
Beecher, 522 F. Supp. 873, 878 (D. Mass. 1981). Never
theless, this Court remanded for consideration of moot
ness, 51 U.S.L.W. 4566, and the First Circuit dismissed
the appeal as moot. Boston Chapter, NAACP V. Beecher,
No. 81-1642, slip op. (1st Cir. Aug. 31, 1983). The pres
ent case is much more clearly moot.6
the preliminary injunction, and “ [a] party injured by the issuance
of an injunction later determined to be erroneous has no action for
damages in the absence of a bond.” W.R. Grace & Co. V. Local Union
759, supra, 51 U.S.L.W. at 4646 n.14.
6 In the Boston Firefighters case, the laid-off policemen and fire
fighters were reinstated pursuant to a newly enacted state1 statute.
As this Court explained, that statute1 “provid fed,] the City of Boston
with new revenues, require[d] reinstatement of all police and fire
fighters laid off during the reductions in force, secur[ed] these
personnel against future layoffs for fiscal reasons, and required]
the maintenance of minimum staffing levels in the police and fire
departments through June 30, 1983.” 51 U.S.L.W. 4566. In the
instant case, the City was able to reinstate all laid-off or demoted
firefighters prior to1 expiration of their recall rights due to a tax
increase and attrition within the Fire Department.
Unlike petitioners (Joint Opp. at 2-6), we perceive no- feature in
the Massachusetts, statute that supports mootness in that case but
not this one. Certainly the minimum staffing requirement provided
no significant protection against recurrence of the controversy-—
that requirement expired six weeks after this Court’s remand for
10
C. The Expired Preliminary Injunction Is Not Justi
ciable As An Order “Capable of Repetition, Yet
Evading Review”
Ordinarily a case is moot if the parties lack a legally
cognizable interest in its outcome, but the decisions of
this Court recognize an exception to this rule for cases
that are “ capable of repetition, yet evading review.”
Southern Pacific Terminal Co. v. ICC, 219 U.S. 498, 515
(1911). This exception is limited to cases satisfying two
requirements: (1) there is a “ reasonable expectation” or
a “ demonstrated probability” that the same complaining
party will again be subjected to the challenged action;
and (2) the challenged action is by its nature too short
to be fully litigated prior to its cessation or expiration.
Murphy v. Hunt, supra, 455 U.S. at 482; Illinois State
Board of Elections V. Socialist Workers Party, 440 U.S.
173, 187 (1979) ; Weinstein v. Bradford, 423 U.S. 147,
149 (1975) (per curiam). Contrary to petitioners’ sug
gestion, Joint Opp. at 6, neither of the exception’s re
quirements is met in this case.* 7
consideration of mootness. Moreover, while the statute protected
specific individuals from future layoffs, it did not prevent the
Boston Police and Fire Departments from laying off other individ
uals; and in making such layoffs, the Departments were perma,-
nently enjoined from reducing the percentage o f minority officers
below specified levels.
7 Petitioners, and the United States also assert that this case is
not moot unless respondents satisfy the “heavy burden” of estab
lishing (1) that there is no reasonable expectation that the en
joined conduct will recur and (2) that interim relief or events have
completely eradicated the effects of the alleged violation. Joint Opp.
at 3-5; Brief for United States as Amicus Curiae at 7-8 n .ll. As
support for this, argument, they cite United. States V. W.T. Grant
Co., 345 U.S. 629 (1953), and County of Los Angeles v. Davis, 440
U.S. 625, 631 (1979). Those cases stand for the proposition that a
court should be reluctant to conclude that a case is moot where the
defendant has voluntarily ceased the allegedly illegal conduct, pos
sibly in order to defeat judicial review. Those cases and the test
they apply in order to determine whether the plaintiffs continue to
have a. need for judicial relief are quite inapposite- here. The plain
tiffs, respondents here, have irrevocably received all the relief they
11
1. There is no “reasonable expectation” or “ demon
strated probability” that the petitioners will again be
subjected to the challenged injunctive relief. The layoffs
of municipal employees announced by the City in May
1981 were the first such layoffs in the history of Mem
phis. Pet. App. A73; Pet. App. A8. This fact alone casts
doubt on any claim that there is a “reasonable expecta
tion” or “ demonstrated probability” of future layoffs.
See Illinois State Board of Elections V. Socialist Workers
Party, swpra, 440 U.S. at 187-88.
Even if Memphis does lay off City employees in the
future, few if any Fire Department personnel are apt
to be affected. The Mayor testified that the Fire Depart
ment was selected for reduction in 1981 because of a
then-recent study showing that Memphis was devoting
a much higher percentage of its total budget to fire pro
tection than other cities of comparable size. J.A. 36-37.
Now that the City has brought the Fire Department’s
budget into line, it is unlikely to target its workforce for
reduction in the future.
Most important, even if firefighters are laid off in the
future, the petitioners are unlikely to be subjected to
injunctive relief such as that challenged here. While
seniority-based layoffs would have had a significantly
disproportionate effect on black firefighters in May 1981,
the disproportionate impact of a seniority-based layoff
policy will dissipate as existing black firefighters gain
more seniority and other black firefighters are hired or
promoted pursuant to the consent decree. Thus, given the
passage of time and even modest progress toward attain
ment of the goals of the consent decree, “ such extraordi
nary relief as that contained in the Order here appealed
* * * will, in all probability, be unnecessary.” Western
requested and they garnered that relief not through the defendants’
“voluntary cessation” but by court order. See DeFunis V. Odegaard,
416 U.S. 312, 318 (1974) (per curiam).
12
Addition Community Organization V. Alioto, 514 F.2d
542, 544 (9th Cir.) (per curiam), cert, denied, 423 U.S.
1014 (1975) (a case also involving temporary race
conscious relief against a fire department).
2. The “ capable of repetition, yet evading review” doc
trine is limited to controversies that, by their very nature,
are unlikely to remain alive long enough to be defini
tively settled by the courts. Richmond Newspapers, Inc.
V. Virginia, 448 U.S. 555, 563 (1980) (opinion of Bur
ger, C .J .); Kremens V. Bartley, 431 U.S. 119, 133
(1977); DeFunis v. Odeganrd, supra, 416 U.S. at 319;
Super Tire Engineering Co. v. McCorkle, 416 U.S. 115,
126 (1974). The preliminary injunction at issue here is
not such an inherently transitory order that it would
typically evade full appellate review.
It was purely fortuitous that all previously laid-off
employees were restored to their former positions prior
to this Court’s review of the controversy. The petitions
for certiorari were filed on August 4, 1982; the last
demoted or laid-off firefighter was restored to his position
in June 1983. Only because this Court withheld ruling on
the petitions pending disposition of Boston Firefighters
Union, supra, did this controversy become moot prior to
a decision on the merits by this Court. It was also fortui
tous that attrition and retirement within the Fire De
partment permitted recall of all the laid-off employees
prior to expiration of their 2-year recall rights (J.A.
88-89), thus mooting the issue of the correctness of the
injunction. The instant case is moot because of these
specific circumstances, not because the controversy is
inherently evasive of review.
13
IL THE PRELIMINARY INJUNCTION WAS AN AP
PROPRIATE EXERCISE OF THE DISTRICT
COURT’S INHERENT AUTHORITY TO MODIFY
A CONSENT DECREE TO EFFECTUATE ITS PUR
POSE IN LIGHT' OF CHANGED CIRCUMSTANCES
A. The Preliminary Injunction Does Not Rest Upon
the District Court’s Remedial Authority Under
Title VII But Rather Upon Its Inherent Authority
to Modify the Original Consent Decree so as to
Effectuate Its Basic Purpose
Petitioners and their supporting amici argue at length
that the preliminary injunction, by awarding race-
conscious relief to black firefighters who had not estab
lished that they were individual victims of discrimina
tion, exceeded the district court’s remedial authority un
der Title VII, specifically §§ 703(h), 703(j) , and 706(g).
Their arguments rest on an untenable premise—that if
authority for issuance of the preliminary injunction
exists, it necessarily derives from Title VII.
1. This Court has frequently recognized the “ inherent”
“ power of a court of equity to modify an injunction in
adaptation to changed conditions though it wras entered
by consent.” United States v. Swift & Co., 286 U.S. 106,
114 (1932). See also Arizona. V. California, 51 U.S.L.W.
4325, 4330 (U.S. Mar. 30, 1983) ; Pasadena City Bd.
of Edwc. v. Spangler, 427 U.S. 424, 437 (1976) ; United
States v. United Shoe Machinery Corp., 391 U.S. 244,
251 (1968); Chrysler Corp. v. United States, 316 U.S.
556, 562 (1942). “The source of the power to modify is
of course the fact that an injunction often requires con
tinuing supervision by the issuing court and always a
continuing willingness to apply its powers and processes
on behalf of the party who obtained that equitable re
lief.” System Federation No. 91 v. Wright, 364 U.S.
642, 647 (1961). In this case, authority to modify the
consent decree was also reserved by its terms. Paragraph
17 of the decree provides: “ The Court retains jurisdic
tion of this action for such further orders as may be
14
necessary or appropriate to effectuate the purposes of
this decree.” Pet. App. A69.
Respondents’ application for a preliminary injunction
was not based on any allegation that the City’s proposed
layoffs violated Title VII. It was an appeal to the district
court’s discretion to effectuate the consent decree. J.A.
20-22. And the district court proceeded on that under
standing. For example, the court opened the preliminary
injunction hearing with the observation that the issue for
its determination was whether the City’s proposed layoffs
amounted to changed circumstances that would per
petuate discrimination which the consent decree was in
tended to avoid. J.A. 30. Thus, petitioners’ arguments
regarding the scope of judicial authority to remedy viola
tions of Title VII misconceive the basis for the district
court’s ruling.
2. Petitioners and the United States deny the exist
ence of the district court’s inherent and expressly re
tained authority to modify the consent decree to ef
fectuate its purpose. They maintain that the district
court’s authority to modify the consent decree derives
solely from the statute that the decree is intended to en
force, Title VII. In their view, the district court’s reme
dial authority to issue the preliminary injunction “ is the
same as if the case had gone to a final, litigated judg
ment” under Title VII. United States Rr. at 12 & n.13.
See Union Br. at 20; City Br. at 23. That contention is
unsupportable.
In its simple form, petitioners’ Title VII argument is
this: the preliminary injunction violates Title VII be
cause it grants relief against an employer who has not
been adjudged to have violated Title VII. Union Br. at
26; City Br. at 22-23. This contention is wholly without
merit. It goes without saying that Title VII does not au
thorize a court to order relief against an employer who
has not violated Title VII. But the basis for the pre
liminary injunction was not a new violation of Title V II;
that injunction was designed to effectuate the basic pur
pose of the consent decree in light of changed circum
stances. See Chrysler Corp. v. United States, supra, 316
U.S. at 562; cf. Wright V. Council of the City of Em
poria, 407 U.S 451, 459 (1972). This version of peti
tioners’ argument rests on the notion that a consent
decree settling a Title VII case can grant no relief to the
plaintiff unless it contains an admission of liability by
the defendant. Few if any Title VII cases would be
settled if that were the law.
In an alternative formulation, petitioners’ Title VII
argument is that §§ 703(h), 703 (j ), and 706(g) preclude
a federal court from awarding race-conscious relief
against an employer who has violated Title VII. In their
view, the only affirmative relief authorized by Title VII
is “ rightful place” remediation for proven victims of the
employer’s discrimination; such identified victims may be
awarded the backpay and seniority that would have been
theirs but for the employer’s unlawful discrimination.
In Part III we show that this is an erroneously restric
tive view of judicial authority to remedy violations of
Title VII. But whatever the merit of petitioners’ argu
ment in a litigated Title VII case, it should not be ac
cepted as a limitation on the federal court’s inherent au
thority to approve a consent decree or to modify such a
decree to achieve its basic purpose.8
8 Contrary to> the majority opinion of the court, of appeals (679
F.2d at 551-56; Pet. App. A12-A23), the validity of the 1980 con
sent decree was not put in issue by respondents’ request for a pre>-
liminary injunction effectuating- that decree-. A request for modifi
cation of a consent decree, whether by the defendant on the ground
that continued operation of the decree is inequitable, or by the
plaintiff on the ground that modification is necessary to effectuate
the decree’s, basic purpose, provides no warrant for impeaching the
original decree’s validity. United States V. Swift & Co., 286 U.S.
106, 119 (1932). See Arizona V. California, 51 U.S.L.W. 4325, 4330
(U.S. Mar. 30, 1983); Pasadena City Bd. of Educ. V. Spangler, 427
U.S. 424, 432 (1976) ; Chrysler Corp. V. United States, 316 U.S. 556,
562 (1942) ; EEOC v. Safeway Stores, Inc., 611 F.2d 795, 799-80
(10th Cir. 1979). Thus, the validity of the relief contained in the
consent decree, such as hiring and promotion ratios, is not at issue
here.
15
16
This Court’s decisions establish that a federal court
may approve a consent decree or modify a consent decree
to effectuate its basic purpose without making the specific
factual determinations that would be necessary to sup
port the same relief in a litigated case, and without
stopping to inquire whether the defendant could have
successfully opposed such relief at trial. Swift & Co. v.
United States, 276 U.S. 311, 325-27, 329-30 (1928) ;
United States v. Swift & Co., 286 U.S. 106, 116-117
(1932) ; Chrysler Corp. v. United States, supra ; Pacific
R.R. V. Ketchum, 101 U.S. 289, 297 (1880). See also
Walling v. Miller, 138 F.2d 629 (8th Cir. 1943), cert,
denied, 321 U.S. 784 (1944).® These principles have fre
quently been applied in employment discrimination cases.
E.g., Moore v. City of San Jose, 615 F.2d 1265, 1271-72
(9th Cir. 1980) ; EEOC v. Safeway Stores, Inc., 611 F,2d
795, 799 (10th Cir. 1979), cert, denied, 446 U.S. 952
(1980) ; Airline Stewards & Stewardesses Ass’n, Local
550 V. American Airlines; Inc., 573 F.2d 960, 963-64 (7th
Cir.), cert, denied, 439 U.S. 876 (1978); Carson V.
American Brands, Inc., 654 F.2d 300 (4th Cir. 1981)
(en banc), adopting 606 F.2d 420, 425, 431 (Winter, J., 9
9 There are of course limitations on a federal court’s inherent
authority to modify a consent decree to effectuate its purpose. Es
sentially, these limitations are the same as those that exist on the
court’s authority to approve a consent decree; if the court, could not
have lawfully approved the consent decree had it contained the
proposed modification, the court should not grant the modification.
There are three such limitations. The court must have subject; mat
ter jurisdiction over the case. Pacific R.R. v. Ketchum, supra, 101
U.S. at 297. The parties cannot by consent deprive third parties
of their substantive rights.. Society Hill Civic Ass’n V. Harris, 632
F.2d 1045, 1059 (3d Cir. 1980). And there must be no applicable
statutory restriction on the federal courts’ inherent authority to ap
prove or modify a consent decree. The district court’s preliminary
injunction exceeds none of these limitations. It had subject matter
jurisdiction over the lawsuit. As discussed below, its order does not
deprive third parties of any substantive rights. See p. 18. And the
provisions of Title VII relied upon by petitioners do not restrict
inherent judicial authority to approve or modify a consent decree.
See pp. 19-20.
17
dissenting). Indeed, the principles apply with special
force to Title VII cases, for in enacting that title “ Con
gress expressed a strong preference for encouraging vol
untary settlement of employment discrimination claims.”
Carson V. American Brands, Inc., 450 U.S. 79, 88 n.14
(1981) ; see Alexander v. Gardner-Denver Co., 415 U.S.
36, 44 (1974).
Thus, the City should not be heard to say that respond
ents are not victims of discrimination. The original
Stotts class action was brought on behalf of victims of
the City’s allegedly discriminatory hiring and promo
tional practices. J.A. 9-10. Had the case been tried,
respondents might have established their entitlement to
backpay, constructive seniority and promotion. But the
case was settled and the City relinquished its right to
litigate the issue of discrimination in exchange for avoid
ing the consequences of a judicial finding of discrimina
tion and judicial identification of the victims of that dis
crimination. In short, petitioners’ argument that the
preliminary injunction exceeded the district court’s reme
dial authority under Title VII rests on the notion that
the factual disputes composed by the consent decree must
now be resolved in their favor.10
10 Nothing in System Federation No. 91 V. Wright, supra, relied
upon by petitioners, conflicts with the principle that a federal court
has inherent authority to modify a consent decree to' fulfill its pur
pose. That case involved a union that, at a time when the Railway
Labor Act prohibited union shop agreements, acceded to a consent
decree that prohibited it from entering into' union shop contracts.
The Railway Labor Act was subsequently amended to permit union
shop agreements and the union moved for prospective modification
of the decree to permit it to negotiate for such an agreement. This
Court held that the requested modification should be granted. The
Court reasoned that the union’s consent should be “read as di
rected toward events as they then were” and that continuation of
the prohibition would be inequitable and inconsistent with the ob
jectives of the amended Railway Labor Act. 364 U.S. at 647, 651-53.
Nothing in the Court’s opinion even faintly suggests that a consent
decree may not be modified to' effectuate its basic purpose' unless the
court could award such relief in a case litigated to' judgment on the
same incomplete factual reword.
18
3. Amicus curiae AFL-CIO makes a slightly different
argument. Brief for AFL-CIO as Amicus Curiae in
Support of Petitioners at 2-3. The AFL-CIO assumes
arguendo that a defendant may be able to consent to in
junctive relief against it that could not have been forced
upon the defendant in a judgment on the merits, and that
such a decree may be modified to achieve its purpose.
But AFL-CIO insists that a defendant’s consent surely
does not increase the court’s authority to grant relief that
inflicts injury on non-consenting parties. Id. at 3.
The AFL-CIO’s interesting argument is beside the
point because the district court’s preliminary injunction
did not inflict injury ion third parties. That order sim
ply required the City not to take action that would have
vitiated the progress attained under the consent decree;
it certainly did not require the City to lay off white fire
fighters.11 Indeed, Judge McRae declined to express a
view on whether the City would be violating the con
tractual rights of white firefighters if the City chose to
go forward with the layoffs in the Fire Department.
Pet. App. A76, A78. Under these circumstances, this
Court’s decision in W.R. Grace & Co. v. Local Union 759,
51 U.S.L.W. 4643 (U.S. May 31, 1983), provides the cor
rect analysis of the situation. When an employer lays off
white employees instead of black employees who are pro
tected by a consent decree, the employer is shifting the
burdens it has assumed to redress prior discrimination to
its white employees. If such a reallocation abridges the
rights of the white employees, they should look to the
employer for relief.12
11 The City was free to forego any layoffs in the Fire Department
and to reduce expenditures to the extent deemed necessary in other
ways. For example, the City might have reduced the work week and
salaries of all firefighters.
12 Concurring Judge Martin made this point. 679 F.2d at 568-69;
Pet. App. A47-50. The majority opinion of Judge Bailey Brown in
Brown V. Neeb, 644 F.2d 551, 564-66 (6th Cir. 1981), a case quite
similar to the instant one, also rests on this basis.
19
4. If Congress expresses an intention to restrict the
federal court’s inherent authority to modify a consent
decree to effectuate its basic purpose, that intention must
no doubt be respected. But there is not a hint of such an
intention in the provisions of Title VII relied upon by
petitioners.
Section 703(j) provides that nothing in Title VII shall
be interpreted to “require” an employer to grant prefer
ential treatment to any racial group “ on account of” a
racial imbalance in the employer’s workforce. See Steel
workers V. Weber, 443 U.S. 193, 205-07 (1979); Team
sters V. United States, 431 U.S. 324, 374 n.61 (1977).
This provision does not purport to limit a court’s reme
dial authority to redress a violation of any substantive
provision of Title VII. Ass’n Against Discrimination in
Employment, Inc. v. Bridgeport, 647 F,2d 256, 280-81
(2d Cir. 1981), cert, denied, 455 U.S. 988 (1982).
A fortiori, the section cannot be read as limiting a court’s
inherent authority to modify a consent decree composing
a dispute arising under Title VII.
Section 703(h) provides that it is not a violation of
Title VII for an employer to apply a bona fide seniority
system. See Franks v. Bowman Transp. Co., 424 U.S.
747, 761 (1976). Like § 703(j ), this provision does not
limit remedial authority to redress violations of Title VII.
As this Court has recognized, “ [t] here is no indication in
the legislative materials that § 703(h) was intended to
modify or restrict relief otherwise appropriate once an
illegal discriminatory practice” is found. Id. at 761-62.
A fortiori, the provision is not a limitation on a court’s
inherent authority to modify a consent decree.
Section 706(g) is the remedial provision of Title VII.
It sets forth the judicial remedies available to a plaintiff
who has established the defendant’s liability under § 703.
The first sentence of § 706(g) provides for judicial
remedies “ [ i] f the court finds that the respondent has
intentionally engaged in or is intentionally engaging in
an unlawful employment practice charged in the com
20
plaint. * * *” 42 U.S.C. § 2000e-5(g). The last sentence
of § 706(g)— the provision upon which petitioners rely—
must be read in context as a limitation on the authority
granted by the first sentence. It provides that “ [n]o order
of the court shall require” the hiring, reinstatement or
promotion of an individual, or the payment to him of any
back pay, “ if such individual * * * was refused employ
ment or advancement or was suspended or discharged for
any reason other than discrimination on account of race,
color, religion, sex, or national origin. * * *” This provi
sion addresses the case where the plaintiff has established
a violation of Title VII, but the employer can neverthe
less defeat judicial relief for that individual by showing
that the plaintiff would not have received the job, promo
tion or reinstatement even in the absence of discrimina
tion—that is, that a lawful reason justified the adverse
employment decision. Day v. Mathews, 530 F.2d 1083,
1085 & n.2 (D.C. Cir. 1976) ; Patterson v. Greenwood
School Dist. 50, 696 F.2d 293, 295 (4th Cir. 1982); King
V. Laborers In f l Union, Local No. 818, 443 F.2d 273,
278-79 (6th Cir. 1971). See Brodin, The Standard of
Causation in the Mixed-Motive Title VII Action: A Social
Policy Perspective, 82 Colum. L. Rev. 292 (1982). Thus,
the last sentence of § 706(g) is expressly limited to cases
where the court finds that the individual suffered the ad
verse employment decision for a reason other than dis
crimination. Such a finding, as well as the initial deter
mination that the employer had violated Title VII, would
be made only in a Title VII case litigated to judgment.
The provision accordingly has no application to the
court’s authority to approve a consent decree settling a
case, or to the court’s authority to modify a consent
decree to effectuate its purpose.
B. The District Court Did Not Abuse Its Discretion
In Issuing the Preliminary Injunction
Having put aside petitioners’ inapposite Title VII
arguments, it remains to determine whether the district
court’s preliminary injunction was an appropriate exer-
else of the district court’s inherent authority to modify
the consent decree.
1. The test for ruling on a plaintiff’s request for modi
fication of a consent decree is “whether the change
serve [s] to effectuate * * * the basic purpose of the orig
inal consent decree.” Chrysler Cory. v. United States, 316
U.S. 556, 562 (1942). If unanticipated circumstances
threaten to prevent the decree from achieving its pur
pose, the decree should be modified to avoid that frustra
tion of purpose. Id.; United States v. United Shoe Ma
chinery Cory., 391 U.S. 244, 248-49 (1968); Columbia
Artists Management, Inc. v. United States, 381 U.S. 348
(1965) (per curiam); Liquid Carbonic Cory. v. United
States, 350 U.S. 869 (1955), rev’g 123 F. Supp. 653
(E.D.N.Y. 1954); United States v. International Har
vester Co., 274 U.S. 693, 702-04 (1927).13
Notwithstanding these authorities, petitioners argue
that a consent decree can be judicially modified only upon
a “ clear showing of grievous wrong evoked by new and
unforeseen conditions.” Union Br. at 18 and City Br. at
18-19, both quoting United States v. Swift & Co., 286
U.S. 106, 119 (1932). But as this Court made clear
in United Shoe Machinery Cory., suyra, the “grievous
wrong” language of Swift must be read in the context of
Swift’s holding that a decree “may not be changed in
the interest of the defendants if the purposes of the liti
21
13 The lower courts apply the test for modification stated in the
text. E.g., Ass’n Against Discrimination v. Bridgeport, 710 F.2d 69,
74 (2d Cir. 1983); Brown V. Neeb, 644 F.2d 551, 565 (6th Cir.
1981); Exxon Corp. v. Texas Motor Exchange, 628 F.2d 500, 503
(5th Cir. 1980); Evans V. Buchanan, 512 F. Supp. 839, 849 (D.Del.
1981). The commentators also recognize it. E.g., 11 C. Wright &
A. Miller, Federal Practice & Procedure § 2961, p. 604 (1973)
( United Shoe indicates that “modification is proper if the original
purposes of the injunction are not being fulfilled in any material
respect” ) ; A. Larson, Employment Discrimination § 54.41, p. 11-
84.32 (1983) ( “ If the consent decree is not achieving its purpose,
as indicated by events subsequent to entry of the decree, the plain
tiff may obtain a modification upon showing the failure of the
agreed remedy” ).
22
gation as incorporated in the decree * * * have not been
fully achieved.” 391 U.S. at 248. The “grievous wrong”
test is not applicable in the obverse situation, where the
plaintiff seeks modification of a decree to effectuate its
purpose. Id. at 249-52.14
2. This Court has recognized that “ there must be wide
discretion in the District Court” to assess whether changed
circumstances justify modification of a consent decree.
System Federation No. 91 v. Wright, supra, 364 U.S. at
648. Such broad discretion is particularly appropriate
where, as here, a district court does not render a per
manent, facial modification to a decree but rather grants
temporary injunctive relief to prevent frustration of a
decree’s purpose. See 679 F.2d at 678; Pet. App. A46-47
(Martin, J., concurring) ; Brown v. Neeb, supra, 644 F.2d
at 565. See generally Brown v. Chote, 411 U.S. 452,
457 (1973) ; Alabama v. United States, 279 U.S. 229, 231
(1929).
The task before the district court was to determine
whether the City’s proposed layoffs would frustrate the
purpose of the consent decree. Since a consent decree
represents a compromise, its purposes are those “ em
bodied in the instrument rather than the maximum
aspirations— which are bound to be inconsistent anyway
— of the interested parties.” White v. Roughton, 689
14 Contrary to petitioners’ contention, the district court’s pre
liminary injunction is not inconsistent with the rule of United
States V. Armour & Co., 402 U.S. 673 (1971), United States V.
Atlantic Refining Co., 360 U.S. 19 (1959), and Hughes V. United
States, 342 U.S. 353 (1952). Those cases hold that a court should
not give a consent decree an interpretation that its language cannot
sustain even if that interpretation would further the purposes of
one of the parties to the decree. The Court in each of those eases
reasoned that while “modification could be had after a proper hear
ing proving the need for such modification under applicable stand
ards, it would not sanction such modification in the guise of con
struing a consent decree.” United States V. ITT Continental Bak
ing Co., 420 U.S. 223, 236 n.9 (1975). The district court’s pre
liminary injunction was a modification of a consent decree, not an
interpretation, and it was issued following an appropriate hearing.
23
F.2d 118, 119-20 (7th Cir. 1982), cert, denied, 103 S.Ct.
1524 (1983). Accord, United States V. Armour & Co.,
402 U.S. 673, 681-82 (1971).
The decree at issue here provides that its purpose is
“ to insure that any disadvantage to minorities that may
have resulted from past hiring and promotional practices
be remedied so that equal employment opportunity will
be provided to all.” Pet. App. A59-A60. In the same
vein, the decree states that “ [t]he purpose of this decree
is to remedy the past hiring and promotion practices of
the Memphis Fire Department. * * *” Pet. App. A64-65.
Toward these ends, the decree establishes as a long
term goal the raising of “black representation [in] each
job classification in the fire department to levels approxi
mating the black proportion of the civilian labor force in
Shelby County.” Pet. App. A64. Moreover, “ [t]o insure
as quickly as practicable the attainment of [this] long
range goal,” the decree establishes interim race-conscious
hiring and promotion ratios to be met on an annual basis.
Pet. App. A64-65. The decree is silent on layoffs, as the
parties did not anticipate this possibility. Pet. App. A73.
The stated purposes and remedial provisions of the
decree fully support the district court’s conclusion that
the decree’s purpose is “hiring and promotion” to over
come the present and continuing effects of racial dis
crimination in the Fire Department. Pet. App. A74.
This purpose is to be achieved by adherence to concrete
goals and ratios that assure prompt and ongoing correc
tion of a condition—the extreme underrepresentation of
blacks— caused by the Department’s former policy of
racial exclusivity. In sum, as the District Judge who
entered the decree recognized, it reflects a firm commit
ment to continuous, incremental progress in eliminating
the condition of gross discriminatory underrepresentation
of blacks at all levels of the Fire Department.185 15
15 Though well-supported, this conclusion was necessarily pre
liminary since the preliminary injunction hearing was not consoli-
24
Judge McRae also reasonably concluded, on the basis
of the limited record developed at the preliminary injunc
tion hearing, that the City’s proposed layoffs would vitiate
that commitment. Pet. App. A74-75. He found that ap
plication of a seniority-based layoff policy in the Fire
Department so soon after the City had made modest
strides in promoting and hiring blacks within the Fire
Department would frustrate the consent decree’s purpose.
Pet. App. A73-75. That determination, grounded on find
ings that are well supported and certainly not clearly
erroneous, was well within Judge McRae’s discretion.
Moreover, as the Court of Appeals recognized, the pre
liminary injunction is also supported by the need to pre
vent irreparable harm to minority firefighters and by the
public interest in preserving the progress made in re
dressing and eliminating discrimination within the Mem
phis Fire Department. 679 F.2d at 560 ; Pet. App. A31.
III. THE FEDERAL COURTS ARE AUTHORIZED TO
GRANT RACE-CONSCIOUS AFFIRMATIVE RE
LIEF UNDER TITLE VII
We have shown that petitioners’ contention that the
preliminary injunction exceeds the limits of remedial
authority under Title VII is inapposite because that
order rests on the district court’s inherent authority to
modify a consent decree. We now show that petitioners
are wrong in contending that the remedial provision of
Title VII, § 706(g), does not authorize race-conscious
relief.16
dated with trial on the merits, as provided for in Fed.R.Civ.P.
65(a) (1). Petitioners could have chosen to challenge this conclu
sion before the district court and could have presented evidence to
support a contrary view of the decree’s purpose. See United States
V. ITT Continental Baking Co., supra, 420 U.S. at 238. They opted
not to do so, and instead appealed the preliminary injunction.
16 Petitioners also rely on § 703(h) and § 703 ( j) , but neither of
those provisions speaks to, much less limits, the judicial remedies
available to' correct violations of Title VII. See p, 19, supra.
25
The first sentence of § 706(g) confers broad authority
on the federal courts to remedy unlawful employment
practices:
“ If the court finds that the respondent has inten
tionally engaged in or is intentionally engaging in
an unlawful employment practice charged in the
complaint, the court may enjoin the respondent from
engaging in such unlawful employment practice, and
order such affirmative action as may be appropriate,
which may include, but is not limited to, reinstate
ment or hiring of employees, with or without back
pay * * *, or any other equitable relief as the court
deems appropriate.” 42 U.S.C. § 2000e-5(g) (em
phases supplied).
Thus, § 706(g) authorizes such relief as deemed “ ap
propriate.” Of course, judicial remedial discretion must
be exercised in conformity with the purposes of Title VII.
Teamsters v. United States, 431 U.S. 324, 364 (1977);
Albemarle Paper Co. v. Moody, 422 U.S. 405, 415-18
(1975). But where an employer has systematically dis
criminated against blacks in hiring and promotions, race
conscious relief well serves Title VIPs primary purpose:
“ to achieve equal employment opportunity and to remove
the barriers that have operated to favor white male em
ployees over other employees.” Teamsters v. United
States, supra, 431 U.S. at 364. In such a case, race
conscious relief may be essential “to eliminate, so far as
possible, the last vestiges” of the employer’s discrimina
tory practices. Albemarle Paper Co. v. Moody, supra, 422
U.S. at 417.
In the present case, the current effects of discrimina
tion— the gross underrepresentation of blacks in the Fire
Department— could not be cured by offering established
victims of discrimination their “rightful place” in the
Department. Even if such victims could be identified,
many will have gone on to other employment and be un
interested in joining the Fire Department. Moreover,
when a governmental agency systematically excludes a
racial minority from employment in all or some of its
26
public jobs, the victims of that discrimination are not
limited to identifiable members of the minority group
who actually applied for or were demonstrably deterred
from applying for the off-limits jobs. Here, the City of
Memphis had maintained a uniracial firefighting force.
For this reason, most black Memphians would not even
have considered firefighting as a possible occupation for
them. Thus, petitioners’ proposed dichotomy between vic
tims and non-victims is illusory where the employer’s
pervasive racial discrimination is manifest. That dichot
omy, if adopted, would prevent effective redress of mani
fest discrimination and would lock in the effects of such
discrimination. For these reasons, the courts of appeals
are unanimous in recognizing that affirmative race-
conscious relief such as hiring and promotion goals is
“appropriate” within the meaning of § 706(g).17 The dis
17 E.g., Thompson v. Sawyer, 678 F.2d 257, 294 (D.C. Cir. 1982) ;
Boston Chapter, NAACP V. Beecher, 504 F.2d 1017, 1027-28 (1st
Cir. 1974), cert, denied, 421 U.S. 910 (1975); Rios V. Enterprise
Ass’n Steamfitters Local 638, 501 F.2d 622, 629 (2d Cir. 1974);
EEOC V. A.T.&T. Co., 556 F.2d 167, 174-77 (3d Cir. 1977), cert,
denied, 438 U.S. 915 (1978); Chisholm V. United States Postal
Service, 665 F.2d 482, 499 (4th Cir. 1981) ; United States V. City
of Alexandria, 614 F.2d 1358, 1363-66 (5th Cir. 1980) ; Local 53,
Int’l Ass’n of Heat & Frost Insulators & Asbestos Wks. V. Vogler,
407 F.2d 1047, 1055 (5th Cir. 1969); United States V. I.B.E.W.,
Local No. 38, 428 F.2d 144 (6th Cir.), cert, denied, 400 U.S. 943
(1970) ; United States v. City of Chicago, 663 F.2d 1354 (7th Cir.
1981) (en banc); Firefighters Inst. v. City of St. Louis, 616 F.2d
350, 364 (8th Cir. 1980), cert, denied, 452 U.S. 938 (1981); United
States V. Ironworkers Local 86, 443 F.2d 544, 553-54 (9th Cir.)
cert, denied, 404 U.S. 984 (1971) ; United States V. Lee Way Motor
Freight, Inc., 625 F.2d 918, 944 (10th Cir. 1979).
Contrary to the vie-w of the amicus United States, this Court’s
decisions in Franks V. Bowman Transp. Co., 424 U.S. 747 (1976),
and Teamsters V. United States, 431 U.S. 324 (1977), are fully con
sistent with thei unanimous view of the circuits that raee>-conscious
relief is authorized by Title VII. Franks and Teamsters involved
the showing that a member of the plaintiff class must make to ob
tain individual “rightful place” relief such as retroactive seniority.
They intimate no1 view on race-conscious relief.
27
trict court’s preliminary injunction— which simply pro
hibited the City from conducting layoffs that would
vitiate the City’s hiring and promotional commitments
and did not require the layoff of white firefighters— is
likewise appropriate.
Contrary to petitioners’ contention, the last sentence of
§ 706(g) does not withdraw the broad authority to grant
race-conscious relief conferred by the first sentence. Un
like the first sentence’s broad authorization of “ any”
appropriate relief against a respondent found to have
violated Title VII, the last sentence’s limitation on judi
cial orders applies only to individual relief: “ No order
of the court shall require the * * * hiring, reinstatement,
or promotion of an individual as an employee, if such
individual was * * * refused employment or advancement
or was suspended or discharged for any reason other
than discrimination” in violation of Title VII. By its
terms, this provision merely precludes a court from
ordering that a specific individual be hired, promoted or
reinstated if the employer has refused to hire or pro
mote that individual, or has discharged him, for non-
discriminatory reasons. See cases cited p. 20, supra.
Race-conscious remedies such as those embodied in the
original consent decree and the preliminary injunction
effectuating that decree, do not award individual relief.
They establish ratios and targets for overcoming dis
crimination. Nothing in the preliminary injunction or
the consent decree precludes the Fire Department from
laying off, or declining to promote, any specific black
firefighter. Thus, those orders are fully consistent with
§ 706(g). See EEOC v. A.T.&T. Co., 556 F.2d 67, 174-77
(3d Cir. 1977), cert, denied, 438 U.S. 915 (1978).18
18 The last sentence of § 706(g), with its exclusive focus on in
dividual relief, may be usefully contrasted with § 703(j ) , which
provides that Title VII does not “require” an employer “ to grant
preferential treatment to any individual or to any group” solely
because the employer’s workforce is not racially balanced. This
28
The legislative history of Title VII of the Civil Rights
Act of 1964 confirms that the last sentence of § 706(g)
was intended merely to make clear that an individual
who was denied employment opportunities for reasons
other than discrimination does not have a remedy under
Title VII. 110 Cong. Rec. 2567 (Feb. 8, 1964) (remarks
of Rep. Celler, draftsmen of the last sentence of § 706
( g ) ) ; 110 Cong. Rec. 2568, 2570 (Feb. 8, 1964) (remarks
of Rep. Gill). Developments subsequent to 1964 only
strengthen that interpretation of § 706(g).
In the Equal Employment Opportunity Act of 1972,
Congress extended Title VII to government employees
and reenacted § 706(g) with amendments.19 86 Stat. 103,
107 (Mar. 24, 1972). Prior to passage of the 1972 legis
lation Title VII had been consistently construed as au
thorizing race-conscious ratios. E.g., United States v.
Ironworkers Local 86, 443 F.2d 544, 553-54 (9th Cir.),
cert, denied, 404 U.S. 984 (1971) (requiring admission
of specific percentages of minorities to apprenticeship
programs) ; Local 58, Int’l Ass’n of Heat & Frost In
sulators & Asbestos Workers V. Vogler, 407 F.2d 1047,
1055 (5th Cir. 1969) (requiring union referral of one
black worker for each white worker). In re-enacting
shows that if Congress had intended to proscribe race-conscious
remedies that benefit a group, it would have expressly said so.
Moreover, §703(j), in providing that Title VII does not require
group preferences solely to redress racial imbalance, strongly sug
gests that race-conscious relief is available to- remedy independent
violations of Title VII. See Steelworkers v. Weber, 443 U.S. 193,
205-06 (1979).
19 Specifically, § 706(g) was amended to clarify that “affirmative”
relief is “not limited to” orders granting backpay and reinstate
ment, to make clear that a court may award “other equitable relief”
that it deems appropriate, and to specify an accrual date for back
pay. 86 Stat. 103, 107. This expansion of the remedial language in
§ 706(g) is additional proof that Congress did not intend to limit
affirmative relief to individual “rightful place” relief.
29
§ 706(g), Congress ratified the prevailing judicial inter
pretation of that provision. Lorillard v. Pons, 434 U.S.
575, 580-81 (1978). Indeed, a section-by-section analysis
accompanying the final version of the bill stated: “ In any
area where the new law does not address itself, or in any
areas where a specific contrary intention is not indicated,
it was assumed that the present case law as developed by
the courts would continue to govern the applicability and
construction of Title VII.” Subeomm. on Labor of the
Senate Comm, on Labor and Public Welfare, Legislative
History of the Equal Employment Opportunity Act of
1972 (“ 1972 Leg. Hist.” ), p. 1844. Moreover, Congress
rejected an amendment designed to overturn the prevail
ing judicial interpretation that Title VII authorized
quota relief.20
Thus, Congress, in re-enacting and amending Title VII
in 1972, expressly endorsed the prevailing judicial view
that the remedial authority conferred by 1 706(g) en
compasses race-conscious affirmative action that may
benefit persons who are not proven victims of discrimina
tion. United States V. In f l Union of Elevator Construc
tors Local Union No. 5, 538 F.2d 1012, 1019-20 (3d Cir.
1976); United States V. IBEW, Local No. 212, 472 F.2d
634, 636 (6th Cir. 1973); see Regents of the University
of California v. Bakke, 438 U.S. 265, 353 n.28 (1978)
(opinion of Brennan, White, Marshall & Blackmun, JJ.)
20 Senator Ervin proposed an amendment providing that no agency
or officer of the federal government shall require an employer
to hire persons of a particular race “ in either fixed or variable
numbers, proportions, percentages, quotas, goals, or ranges.” 118
Cong. Eec. 1662 (Jan. 27, 1972), reprinted in 1972 Leg. Hist, at
1039. Senators Javits and Williams spoke against the Ervin
amendment, arguing that the amendment would even deprive the
courts of power to> remedy cases of proven discrimination under
Title VII. Id. at 1071 (remarks of Sen. Javits); id. at 1072 (re>-
marks of Sen. Williams). The amendment was defeated by a vote
of 44 to 22. Id. at 1074.
30
( “ [ejxecutive, judicial, and congressional action subse
quent to the passage of Title VII conclusively established
that the Title did not bar the remedial use of race” ).21
CONCLUSION
For the reasons stated in Part I, the judgment of the
court of appeals should be vacated and the case remanded
with directions to dismiss as moot. Should this Court
reach the merits, the judgment o f the court of appeals
should be affirmed.
Respectfully submitted,
Fred N. F ishman
Robert H. Kapp
Co-Chairmen
W illiam L. Robinson
Lawyers’ Committee for
Civil Rights Under Law
733 15th Street, N.W.
Washington, D.C. 20005
(202) 682-6700
Richard M. Sharp *
Jeffrey C. Martin
David M. Brenner
Shea & Gardner
1800 Massachusetts Ave., N.W.
Washington, D.C. 20036
(202) 828-2000
Attorneys for Amicus Curiae
Lawyers’ Committee for Civil Rights Under Law
October 24, 1983 * Counsel of Record
21 Steelworkers v. Weber, 443 U.S. 193 (1979), holds that an em
ployer may voluntarily implement remedial racial ratios without
violating Title VII’s prohibition against racial discrimination. In
light of that holding, it would indeed be anomalous to hold that
Title VII prohibits federal courts from granting race-conscious
relief for proven violations of the title. The district court in Weber
had disallowed the voluntary quota system because “ the courts
alone are in a position to afford due process to all concerned in
determining the necessity for and in fashioning such relief.” 415
F. Supp. 761, 767-68, aff’d, 563 F.2d 216 (5th Cir. 1977), rev’d,
443 U.S. 193 (1979).