Brief of Appellant F. Harold Entz
Public Court Documents
February 13, 1990
60 pages
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Case Files, LULAC and Houston Lawyers Association v. Attorney General of Texas Hardbacks, Briefs, and Trial Transcript. Brief of Appellant F. Harold Entz, 1990. d4f58da7-1b7c-f011-b4cc-6045bdffa665. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/da40db12-3194-4c5a-95be-7da24709186f/brief-of-appellant-f-harold-entz. Accessed November 06, 2025.
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HUGHES & LUCE
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1717 MAIN STREET
DALLAS, TEXAS 7520!
11 CONGRESS
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February 13, 1990
CERTIFIED MAIL
RECEIPT NO. P 547 080 834
Gilbert F, Ganucheau, Clerk
U. 8. Codrt of Appeals, 5th Circuit
600 Camp Street
New Orleans, Louisiana 70130
Re: League of United Latin American Citizens (LULAC),
et al. v. F. Harold Entz, et al., Cause No. 90-8014
Dear Mr. Ganucheau:
Enclosed please find an original and seven copies of
Appellant Dallas County District Judge F. Harold Entz's Brief
for filing in the above-referenced case.
Please return a file-marked copy to me in the enclosed
envelope. Please note that copies of the above document are
being sent as indicated in the certificate of service to the
other parties.
Please be advised that Judge Entz relies upon and adopts
the Record Excerpts filed by the State Defendants.
In accordance with Rule 44 of the Federal Rules of
Appellate Procedure, please be advised that this appeal draws
into question the constitutionality of Section 2 of the Voting
Rights ‘Act, 42 U.S.C. § 1973. In accordance with Rule 44,
please certify that fact to the Attorney General.
. Very truly yours,
David C. Godbey
DCG/phl
Enclosures
900 ONE CONGRESS PLAZA
AUSTIN, TEXAS 7870!
FAX (512) 482-6859
Mr.
HUGHES & LUCE
Gilbert F. Ganucheau, Clerk
Page 2
February 13, 1990
CC: (CERTIFIED MAIL RRR with enclosures
unless specified otherwise)
William L. Garrett
Rolando Rios
Susan Finkelstein (Eederal Express)
Sherrilyn A. IfillV
Gabrielle K. McDonald (Federal Express)
Edward B. Cloutman, III (Federal Express)
E. Brice Cunningham
Renea Hicks (Federal Express)
Ken Oden
David R. Richards
J. Eugene Clements (Federal Expess)
Darrell Smith
Michael J. Wood
Joel H. Pullen
Seagal V. Wheatley
John L. Hill, Jr. (Federal Express)
Michael Ramsey
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 90-8014
LEAGUE OF UNITED LATIN AMERICAN
CITIZENS (LULAC), et dl.,
Plaintiffs-Appellees,
Vv.
DALLAS COUNTY DISTRICT JUDGE
F. HAROLD ENTZ, et al.,
Defendants-Appellants.
On Appeal From The United States District Court
For The Western District of Texas
Midland-Odessa Division
BRIEF OF APPELLANT F. HAROLD ENTZ
Robert H. Mow, Jr.
David C. Godbey
Bobby M. Rubarts
Esther R. Rosenblum
of HUGHES & LUCE
Of Counsel: 2800 Momentum Place
1717 Main Street
Sidney Powell Dallas, Texas 75201
STRASBURGER & PRICE (214) 939-5500
901 Main Street
Suite 4300 ATTORNEYS FOR
Dallas, Texas 75202 DEFENDANT-APPELLANT
(214) 651-4692 JUDGE F. HAROLD ENTZ
February 13, 1990
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 90-8014
LEAGUE OF UNITED LATIN AMERICAN
CITIZENS (LULAC), et dl.,
Plaintiffs-Appellees,
V.
DALLAS COUNTY DISTRICT JUDGE
F. HAROLD ENTZ, et al.,
Defendants-Appellants.
On Appeal From The United States District Court
For The Western District of Texas
Midland-Odessa Division
BRIEF OF APPELLANT F. HAROLD ENTZ
Robert H. Mow, Jr.
David C. Godbey
Bobby M. Rubarts
Esther R. Rosenblum
of HUGHES & LUCE
Of Counsel: 2800 Momentum Place
1717 Main Street
Sidney Powell Dallas, Texas 75201
STRASBURGER & PRICE (214) 939-5500
901 Main Street
Suite 4300 ATTORNEYS FOR
Dallas, Texas 75202 DEFENDANT-APPELLANT
(214) 651-4692 JUDGE F. HAROLD ENTZ
February 13, 1990
CERTIFICATE OF INTERESTED PARTIES
No. 90-8014, League of United Latin American Citizens (LULAC),
et al. v. F. Harold Entz, et al.
The undersigned counsel of record certifies that the following listed persons
have an interest in the outcome of this case. These representations are made in order
that the Judges of this Court may evaluate possible disqualification or recusal.
The League of United Latin
American Citizens, Council # 4434 Plaintiff-Appellees
The League of United Latin
American Citizens, Council #4451 Plaintiff-Appellees
The League of United Latin
American Citizens, Council
(Statewide) Plaintiff- Appellee
Christina Moreno Plaintiff-Appellee
Aguilla Watson Plaintiff-Appellee
James Fuller Plaintiff-Appellee
The Houston Lawyers’ Association Plaintiff- Appellee
Jesse Oliver Plaintiff-Appellees
Joan Winn White Plaintiff-Appellees
Fred Tinsley Plaintiff- Appellees
Jim Mattox Defendant-Appellant
George Bayoud Defendant-Appellant
Thomas R. Phillips Defendant-Appellant
Michael J. McCormick Defendant-Appellant
Ron Chapman Defendant-Appellant
Thomas J. Stovall, Jr. Defendant-Appellant
James F. Clawson, Jr. Defendant-Appellant
Joe E. Kelly Defendant-Appellant
Robert M. Blackman
Sam M. Paxson
Weldon Kirk
Jeff Walker
Ray D. Anderson
Joe Spurlock, II
Leornard Davis
Sharolyn Wood
F. Harold Entz
Tom Rickhoff
Susan D. Reed
John J. Specia, Jr.
Sid L. Harle
Sharon MacRae
Michael P. Pedan
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Defendant-Appellant
Rolando L. Rios; Garrett, Thompson & Chang, counsel for plaintiff-appellees, The
League of United Latin American Citizens, Council #4434; The League of United
Latin American Citizens, Council #4451; Cristina Moreno; Aguilla Watson; The
League of United Latin American Citizens, Council (Statewide); and James Fuller
Matthews & Branscomb; Sherrilyn Ifill, cousel for plaintiff-appellees, The Houston
Lawyers' Association
Renea Hicks, Javier Guajardo, counsel for state defendants appellants, The
Honorable Jim Mattox, The Honorable George Bayoud, The Honorable Thomas R.
Phillips, The Honorable Michael J. McCormick, The Honorable Ron Chapman, The
Honorable Thomas J. Stovall, Jr., The Honorable James F. Clawson, Jr., The
Honorable Joe E. Kelly, The Honorable Robert M. Blackman, The Honorable Sam M.
Paxson, The Honorable Weldon Kirk, The Honorable Jeff Walker, The Honorable Ray
D. Anderson, and The Honorable Joe Spurlock, II
James Greenleaf Boyle; Mullinax, Wells, Baab & Cloutman; E. Brice Cunningham,
counsel for plaintiff-appellants, Jesse Oliver, Joan Winn White, and Fred Tinsley
Porter & Clements; Darrell Frank Smith, counsel for defendant-appellant, The
Honorable Sharolyn Wood
Hughes & Luce, counsel for defendant-appellant, The Honorable F. Harold Entz
Kaufman, Becker, Pullen & Reibach, Inc.; Oppenheimer, Rosenberg, Kelleher &
Wheatley, Inc.; Goldstein, Goldstein & Hilley, counsel for Bexar County Judge
Intervenors
Attorney of Recor
Appellant F. Har faz
- iii -
STATEMENT REGARDING ORAL ARGUMENT
This case raises numerous novel and significant legal issues regarding the delicate
balance between the state and federal governments and between the interests of
minorities and the needs of the administration of justice. Aside from the legal
significance, the result of this case will have enormous practical impact on the Texas
judiciary. Thus it is a case that would appear to merit oral argument by any reasonable
standard. The countervailing consideration, however, is that the Governor has called the
Texas Legislature into session beginning February 27, 1990, to consider alteration of
Texas' methods of judicial selection, solely in response to the District Court's erroneous
ruling below. It is thus imperative that this case be resolved expeditiously so the
Legislature will know whether destruction of the Texas judiciary is truly required.
Accordingly, if oral argument can be held immediately following briefing Judge Entz
requests oral argument; if a prompt argument setting is not possible, Judge Entz prefers
to waive oral argument in favor of a more expeditious disposition of this appeal.
fy -
TABLE OF CONTENTS
CERTIFICATE OF INTERESTED PARTIES
STATEMENT REGARDING ORAL ARGUMENT
TABLE OF CONTENTS .
TABLE OF AUTHORITIES.
STATEMENT OF JURISDICTION .
ISSUES PRESENTED .
STATEMENT OF THE CASE.
A. Course of Proceedings and Disposition in Court Below .
B. Statement of Facts .
SUMMARY OF THE ARGUMENT
ARGUMENT
I. SECTION 2 MAY NOT PERMISSIBLY APPLY TO TRIAL COURTS .
A. Overview of the Voting Rights Act .
B. Section 2 Does Not Apply to Trial Judges .
1. District Judges Are Not "Representatives”
Covered by Section 2. «he
2. District Courts Are Single-Member Districts
C. Section 2 is Unconstitutional
1. Section 2 Cannot Constitutionally Apply
to the State Judiciary. :
2. Section 2 Was Not a Valid Exercise of
Congress’ Authority. . ro 22
II. THE DISTRICT COURT APPLIED IMPROPER LEGAL STANDARDS
UNDER SECTION 2 0, nv re nv oa ie ie vic ainda a 26
A. The District Court Rejected This Court's Test
for Racially Polarized Voting Under Section2 . . . . . . . . . . 26
1. Voting In Dallas Is Not "Racially Polarized”
Because Black Voters in Dallas Do Not Prefer
BlackCandidates: . . 4: . «ovis + sis BC 0 4.08 wit 27
2. This Court's Definition of "Racially
Polarized Voting" Is Consistent with
Prior Constructions of Section 2... .. . . . . J % sy «ivi v win 28
3. A Definition of "Racially Polarized Voting”
Acknowledging the Existence of Partisanship
is Consistent with Congress’ Intent In
Enactincthe Results Test, . +. wv + sia «ui vininiin vin 30
B. The District Court Used the Wrong Baseline
For Determining Degree of Minority Electoral Success . . . . . . 32
C. If the District Court Properly Applied the
Voting Rights Act, that Act is Unconstitutional . . . . . . . . . 34
1. The Voting Rights Act Is Unconstitutional
Unless the Race of the Candidate Matters. . . . . . . . . . 34
2. The Voting Rights Act Is Unconstitutional
Unless it Requires a Causal Link Between the
Challenged Practice and the Claimed Harm. . . . . . . . . . 35
III. THE DISTRICT COURT'S INTERIM REMEDY, AND ANY CONCEIVABLE
SINGLE MEMBER DISTRICT REMEDY, WOULD VIOLATE SIGNIFICANT
CONSTITUTIONAL PROVISIONS. +. . .c vis ia afs vin v vin “iis 36
IV. THE DISTRICT COURT'S FINDING UNDER THE TOTALITY
OF CIRCUMSTANCES WAS CLEARLYERRONEQUS. . + « «vv « « « 38
A. The District Court Used An lmproper | Standard
Of Proof = .vi..n % is. i Tel es 38
B. Appellees Used Outdated Statistical Data . . . . . . . . . . . . 39
C. Under the Proper Standard of Proof the District
Court's Conclusions were Clearly Erroneous . . . . . . . . . . . 41
CONCLUSION i 0 sr ie 2 i de a wii lis a 8 3 44
CER HFICATE OF SERVICE... . fie ov ov vinie ia vin. a aiden a 46
—V] -
TABLE OF AUTHORITIES
CASES
Butts v. City of New York,
779 F.2d 141 (2d. Cir. 1985) .
Campos v. City of Baytown,
840 F.2d 1240 (5th Cir. 1988),
cert. denied, 109 S. Ct. 3213 (1989).
Campos v. City of Baytown,
849 F.2d 943 (5th Cir. 1988) .
Chisom v. Edwards,
839 F.2d 1056 (5th Cir.),
cert. denied, 109 S. Ct. 390 (1988)
Chisom v. Roemer,
853 F.2d 1186 (5th Cir. 1988)
Cipriano v. City of Houma,
395 U.S. 701 (1969).
Citizens for a Better Gretna v. City of Gretna,
834 F.2d 496 (5th Cir. 1987), cert. denied,
109 S. Ct. 3213 (1989) a a
City of Mobile v. Bolden,
446 U.S. 55 (1980)
City of Phoenix v. Kolodziejski,
399 U.S. 204 (1970). :
City of Richmond v. J. A. Croson Co.,
109 S. Ct. 706 (1989). ally
Coalition to Preserve Houston v. Interim Bd.
of Trustees of Westheimer Ind. School Dist.,
494 F. Supp. 738, (S.D. Tex. 1980) aff'd,
450 11.8. 901 (3981), . ir.
Coyle v. Smith,
221 U.S. 559 (1911).
Crowell v. Benson,
285 U.S. 22 (1932)
Davis v. Bandemer,
478 U.S. 109 (1986).
Fortson v. Dorsey,
379 U.S. 433 (1965). er ,
- vil -
19
30
38
10,15-16
21,39
36
. 30,40 n.33
...14,24.8: 1.33
36
33,36
33
20
20 n.17
35
24& n.23
Garcia v. San Antonio Metro. Transit Auth.,
469 U.S. 528 (1985).
Gomillion v. Lightfoot,
364 U.S. 339 (1960).
Guinn v. U.S.,
238 U.S. 347 (1915).
Hatten v. Rains,
854 F.2d 687 (5th Cir. 1988) .
Houston v. Haley,
859 F.2d 341 (5th Cir. 1988), vacated on other grou,
BBO F.2d 870745th Cir. 1880)... . . wiv i. Ne a S28 N27,30-40,41 1.34
Hurtado v. California,
100.8. 5181888). i. v8 i ee ET WE i ee 2 37
I.N.S. v. Cardoza-Fonseca,
480 1J.S. 421: 107 S.Ct. 1207 (1987) :
James v. Bowman,
190 U.S. 127 (1903).
Jones v. City of Lubbock,
727 F.2d 364 (5th Cir. 1984) .
Lane v. Wilson,
307 U.S. 268 (1939).
League of United Latin American Citizens v. Clements,
884 F.2d 185 (5th Cir. 1989) .
McCulloch v. Maryland,
17U.S. 4 Wheat} 316 (1810)... % . +c a. 4 ou Eee ee was a 25
Monroe v. City of Woodville,
BSL F.2d 1327(5th Cir, 1988) +... 2, . k. + 0 , ou edemen vo imate. 11,2728
Myers v. Anderson,
238 11.0. 368 (1918). 8. ie. or oe ira eee at aie a a a Re Be, 24 n.24
Overton v. City of Austin,
B71 F.2d 529(Bth Cir. 1989) ... i. ivi: vio vile ds ih iri div aw rile v 28 0,27,40
Packard Motor Car Co.v. NLRB,
330 U.S.485 (1947) .
Regents of the University of Calilorpia V. Bane,
438 U.S. 265 (1978). ada
Reynolds v. Sims,
377 U.8un30M1064): A. Ein eee ee Re 24
Smith v. Allwright,
399 106.840 (1044), , rT Rl tiie heh Res Te 250,20
South Carolina v. Katzenbach,
383 U.S. 3013968), . ss. Wh, as ea de es a hee 20&N24
Terry v. Adams,
Sas US MBI (1083). 4% . ra, SE EL Ld Ue 2B nd
Thornburg v. Gingles,
478 U.S, 30(1986) 5 tii. ov eke aie mew ae WS agi ow 0 Teel 165,29-30,33,35
United Jewish Organizations v. Carey,
AUS MIZE cl al a de ee aE 35
U.S. v. Dickie,
778 F.2A 607 Sth Cir 1085), « s - wiv nie ON Noi ne Be 37
U.S. v. Monsanto,
100S.ECE. 26872 (1080) "sols is 0 0 hie ne Ee ei ee ae iki wa a 17-18
U.S. v. Reese,
BUS IRE) er, a ta. es Bat ST 25
U.S. v. Taylor,
487 U.S. 326.1088. CL 2AI3 (1088) tsi iv anv sv hy wine ies 4 eae 17
U.S. v. Turkette,
252 U8. 878188... ote BR. a. el ie ee WE 17
United Trans. Union v. Long Island R.R. Co.,
A58 0.S. 8781108 ei ate + ini II aa ae wr ee Ye 20
Ex parte Virginia,
1001.8. 3301878) a 6 ss i ERE ve ve i ee ae 25
Wards Cove Packing Co. v. Atonio,
1008. CU ZIBB) ed ve. Weal a ES 33
Wells v. Edwards,
347 F. Supp. 453 (M.D. La. 1572) ay d,
409 U.S. 1005 (1973) . . .. . RL aE ab Gh Ly 18
Whitcomb v. Chavis,
WLS 124070) 00 Te TE Line een 31-32,38
Whitfield v. Democratic Party,
626 F. Supp. 1365(E. DATE, 1088) ih vv. ls eh ai ai a wie 33
- j=
White v. Regester,
$US. 785 AT3), FL Lh Lue see see a owe 240.23,310.30
Zimmer v. McKeithen,
185 F.2d 1297 (5th Cir. 1973), aff'd on other grounds,
124 U.S. 838 {1878} (per CUTIAME s/s 0 oir in as vie sia ewes Ee al 15
STATUTES AND REGULATIONS
20 USC. 81073, otf ce aE. ate vw we ee ak ules Be le ae 13,33
MISCELLANEOUS
Black's Law Dictionary (thed, 1979... . « HE. Wu via wag Jil wit oh 18
Champagne, Judicial Reform in Texas,
Judicature, Oct.-Nov. 19888, u,v hs + vile va sda Te wills alee ales 9 n.10
Champagne, The Selection and Retention of Judges in Texas,
Sw. 1 1.86 (1a88), BE i ae te a ie ae eS 9 n.10
S. Rep. No. 97-417, 37th'Cong. 2d Sess. {1082}. . + . ... . + «+ J « 3014-15,31.0.30
1882 U.S. Code Cong. 8 AL. News 177... . « ov v wiv «homely, , +, 221.20,23 10N.21-22
L. Tribe, American Constitutional Law § 5-14 (2d ed. 1988) . . . . . . . . . . 22
Webster's Ninth New Collegiate Dictionary (1985) . . . . . . . «+ + + + « +. 18
No. 90-8014
IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
LEAGUE OF UNITED LATIN AMERICAN
CITIZENS (LULAC), et al.,
Plaintiffs-Appellees,
v.
F. HAROLD ENTZ, et al.,
Defendants-Appellants
BRIEF OF APPELLANT DALLAS COUNTY
DISTRICT JUDGE F. HAROLD ENTZ
Appellant Dallas County District Judge F. Harold Entz ("Judge Entz") files this his
brief showing that the District Court's unprecedented intrusion into the judicial structure
of the sovereign state of Texas either misapplied the Voting Rights Act or exceeded the
constitutionally permissible scope of federal control over intrinsic state functions.
STATEMENT OF JURISDICTION
This Court has jurisdiction over this action under both 28 U.S.C. § 1292(a)(1) and 28
U.S.C. § 1292(b).
ISSUES PRESENTED
Whether state district court judges are "representatives" within the meaning of the
Voting Rights Act, given that they do not deliberate in a collegial body like appellate
judges, and if so, whether they are already elected from single member districts?
Whether a United States District Court can constitutionally apply the requirements
of Section 2 of the Voting Rights Act to state judiciaries consistent with principles of
federalism and absent a requirement of discriminatory intent?
Whether the District Court properly construed the Voting Rights Act by holding (1)
that "racially polarized voting" under the Voting Rights Act only requires a showing that
minority voters support candidates of a particular political party without regard to the
race of those candidates, as opposed to a showing that minority voters prefer minority
candidates, and (2) that the baseline for determining whether minorities are
"underrepresented” on the district court bench is the percentage of minorities in the
electorate as a whole, as opposed to the percentage of minorities in the pool of potential
legally qualified judicial candidates?
Whether the Voting Rights Act is constitutional as applied if construed to protect
partisan preferences rather than racial preferences and to require a remedy that will
yield more winning minority candidates when the challenged practice is not the reason for
any "underrepresentation” of minorities?
Whether the District Court's interim remedy is constitutional given that it
disenfranchises county-wide voters from voting for most district judges with jurisdiction
over them, it draws jury venires from outside the remedial judicial "district" from which
judges are to be elected, and it permits the arbitrary assignment of trial court judicial
specializations to particular judicial positions; alternatively, whether it is constitutional
for the District Court to require an overhaul of state court jurisdiction, venue, jury
selection, and subject matter specialization in order to contrive a predictable number of
"safe" minority judicial seats, in the name of equal justice?
If the District Court's legal construction of the Voting Rights Act were correct,
whether its factual evaluation of the "totality of circumstances" was clearly erroneous?
STATEMENT OF THE CASE
A. Course of Proceedings and Disposition in Court Below
Appellee LULACY/ filed this action against the various state defendants on July 11,
1988, claiming that Texas' system of electing district judges on a county-wide basis
violated Section 2 of the Voting Rights Act, 42 U.S.C. § 1973, and was promulgated or
maintained for intentionally discriminatory purposes in violation of the Fourteenth and
Fifteenth Amendments.2/ Two additional plaintiff groups intervened: The Houston
Lawyers Association and the Dallas Plaintiff-Intervenors Oliver, Winn, and Tinsley
complained specifically on behalf of black voters in Harris and Dallas counties,
respectively. By order dated March 1, 1989, Judge Entz was permitted to intervene in his
individual capacity as a party defendant with respect to Dallas County;3/ Judge Wood was
similarly permitted to intervene with respect to Harris County.4/
Trial was to the Court the week of September 18, 1989. Judge Entz actively
presented evidence regarding Dallas County. In a lengthy opinion issued on November 8,
1989 (the "November Order"), the District Court found for plaintiffs on their Voting
1/ Unless differentiation is required, Appellant Judge Entz will refer to both Appellee
LULAC and Dallas County Plaintiff-Intervenors collectively as "Appellees."
2/ Due to the expedited briefing schedule, Judge Entz does not have a copy of the
record available as this brief is prepared. Accordingly, he will attempt to identify items
in the record by name and date filed. Citations to the transcript are by volume and page,
e.g., "Tr. 3:101-102." Citations to Judge Entz's exhibits are in the form "DI-Dallas Ex.
x!
3/ Although Judge Entz's legal arguments are not intrinsically restricted in
applicability to Dallas County, Judge Entz restricted his involvement at trial to Dallas
County and will likewise restrict his discussion of the facts to Dallas County before this
Court.
4/ Midland County attempted to intervene in its official capacity, but its motion was
denied; that denial was subsequently affirmed by this Court. League of United Latin
American Citizens v. Clements, 884 F.2d 185 (5th Cir. 1989). Certain judges in Travis
County were granted leave to intervene as defendants in their individual capacities; their
subsequent request that their intervention be stricken was also granted before trial.
Rights Act claims in all nine challenged counties, but rejected their constitutional
attack. The District Court noted its personal objections to partisan elections (November
Order at 4), the date of Texas' judicial elections (November Order at 5), and Texas’
system of judicial specialization. (November Order at 77-78) The District Court also
acknowledged uncertainty regarding its disposition of the legal issues raised: "This area
of the law is not a sphere of icy certainty.” (November Order at 93) Notwithstanding its
uncertainty, the District Court called for a dismantling and reconstruction of the Texas
trial court judiciary.
Absent action from the Texas Legislature remodeling the Texas judiciary, the
District Court requested the submission of "interim plans" to govern the 1990 elections.
On December 21, 1989, Appellee LULAC and the Attorney General (over the objection of
all other individual State Defendants) submitted a proposed interim plan (the
"Mattox-LULAC Plan") for the 1990 elections. Essentially, the Mattox-LULAC Plan
assigned judicial spots to state legislative or JP districts in a form of small, quasi-single
member districts. It retained county-wide jurisdiction and venue, but restricted voting to
voters residing within the small districts. Because the number of judicial positions was
greater than the number of legislative districts, some legislative districts would get
"extra" judges; the districts with higher minority populations were allocated the "extra"
judicial seats. Additionally, the Mattox-LULAC Plan effectively mangled Texas' system
of judicial specialization through civil, criminal, family, and juvenile courts and the
continuity of court dockets by requiring the presiding administrative judge for each
county to assign specializations and dockets to winning candidates after the election.
On January 2, 1990, the District Court entered a slightly modified form of the
Mattox-LULAC Plan (the "January Order"). Most significantly, after having ruled
(improperly) that the partisan nature of Texas' judicial elections was irrelevant to a
Voting Rights Act claim (November Order at 88-89), the January Order abolished
partisan judicial elections in Texas and called for a non-partisan general election on May
5, with a runoff on June 2, 1990. The Order preserved the aspect of the Mattox-LULAC
Plan that required candidates to run for numbered "places" in special election districts;
only after the election, after re-elected incumbents selected their specialties, would the
"Administrative Judge" determine whether the voters had elected a judge of a civil,
criminal, family or juvenile court. The January Order enjoined further elections under
Texas' current system; it also certified the November Order for interlocutory appeal
under 28 U.S.C. § 1292(b).
On January 3, 1990, Judge Entz filed his Notice of Appeal of right under 28 U.S.C. §
1292(a)(1). On January 5, 1990, Judge Entz filed his Emergency Application for Stay of
the November Order. On January 11, 1990, this Court granted the application for stay
and ordered that this appeal be expedited. On January 11, 1990, Judge Entz moved for
leave to appeal under 28 U.S.C. § 1292(b). On January 12, 1990, that motion was granted
and the discretionary interlocutory appeal was consolidated with the appeal of right under
28 U.S.C. § 1292(a)(1) for disposition.
B. Statement of Facts
Dallas County is a large metropolitan area encompassing the seventh largest city in
the U.S. (Dallas), and several smaller, respectably sized cities (Garland, Irving, Mesquite,
Richardson and others). (DI-Dallas Ex. 2) Dallas County has a sophisticated system of
judicial administration to handle the problems that arise in a major metropolitan county.
(Tr. 4:144) Its thirty-seven district courts are divided into four specialized groups with
principal responsibility for criminal, civil, family, and juvenile matters. (DI-Dallas Ex.
22) Although each court operates as an autonomous judicial entity, central
administration of case docketing and jury selection from venire persons within the county
provides for the quick and efficient administration of justice in Dallas County. (See
Summary of Deposition of Hon. John McClellan Marshall, DI-Dallas Ex. 24)
District judges in Dallas County run for and are elected to the bench of a particular
district court. (Tr. 5:81) Each court hears its own docket and decides its own cases;
there is no collegial decision making by any collective body of district judges. (Id.) Thus,
each court is effectively a single-person elected position. In accordance with the long
tradition in the State of Texas of the county being the fundamental unit of state
government at the local level, each judge is elected county-wide and has primary
jurisdiction county-wide. (Tr. 4:138) This decades-old system ensures that no particular
single interest group in a diverse county can exercise undue influence over any particular
judge, that all judges will have a county-wide perspective to match their county-wide
jurisdiction, and that all voters in the county can participate in the election of all judges
with primary jurisdiction over the county.
Until recently, Dallas County was a one-party Democratic county. (Tr. 4:98)
Beginning in about 1978, however, Dallas County government underwent a Republican
revolution. The Dallas County bench in a short ten years transformed from completely
Democratic to almost completely Republican. (Tr. 4:99; DI-Dallas Exs. 4A-8A) The
simple fact in Dallas County judicial politics at this particular time is that only an
anomalous Democratic candidate can be elected as a district judge.5/ The flip side is
that candidates who run as Republicans will get elected.’
This overwhelming trend to Republican judges is completely color-blind. Black
Republican candidates have defeated white Democratic incumbents. Conversely, white
Republican challengers have defeated highly qualified black Democratic incumbents who
5/ The only Democratic judge in Dallas County is named Ron Chapman. Another Ron
Chapman (of the Dallas based radio station KVIL, not of the Criminal Judicial District
Court) is the host of the top-ranked morning radio show in the Metroplex. (Tr. 4:101)
6/ This situation is true without regard to race, recommendation of the local
Committee for a Qualified Judiciary, results of the local Bar poll, money spent in
campaigning, and/or incumbency. All of the evidence from both sides is consistent on
this point.
had virtually every conceivable endorsement.” Of the nine contested primary and
general district judge elections with a black candidate, the black Republican candidates
won all four of the races in which they campaigned and the black Democratic candidates
lost all five of the races in which they campaigned. (Tr. 4:106, DI-Dallas Ex. 9A) Dallas
County voters are generally unaware of the name, office, or racial background of judicial
candidates.8/ Black Democratic judicial candidates fare equally as well as white
Democratic judicial candidates, and typically do better than the top of the Democratic
ticket (DI-Dallas Ex. 9A); one black Republican judicial candidate, Judge Carolyn Wright,
led the ticket of all Republican candidates in Dallas County. (Tr. 4:213) Even Appellees’
vaunted expert Richard Engstrom candidly admitted that the evidence established that
party affiliation rather than race is the best indicator of both the election results and
which candidate would receive the support of the minority community. (Tr. 2:147-49).
Expert witnesses for both sides of the case and most of the losing black Democratic
judicial candidates agreed that the losing black Democratic judicial candidates would
have won had they run as Republicans -- as they were all invited to do. (Tr. 2:188;
5:283-84) It is abundantly true that black judicial candidates of both parties are faring
7/ For example, Jesse Oliver, a black Democrat, was a former state representative
from a predominantly minority area of Dallas. He was appointed to the district bench
following a relatively high-visibility state senate campaign. In running for reelection he
received the endorsements of virtually all groups that offer endorsements -- both major
papers, the Committee for a Qualified Judiciary (a non-partisan group), the local bar poll,
and numerous civic groups. Although he was one of the highest polling Democratic
candidates in Dallas County, he still lost in the Bush-led Republican sweep of Dallas
County. (Tr. 2:244; 2:247-52).
8/ See DI-Dallas Ex. 11. This exhibit is a survey of voter awareness of Dallas County
judges. The survey indicated that the vast majority of voters of all races were wholly
unaware of the identity of Dallas County judges, much less the race of those judges.
Amazingly, even when told that persons named in the survey were elected public
officials, most respondents identified Ron Chapman as a radio disk jockey. Either the
respondents believe that disk jockey is an elective office in Dallas, or the name
recognition built up by constant advertising of the radio station overcame the instructions
to the survey. Charts summarizing the survey data are found at DI-Dallas Exs. 12-14.
See also Tr. 4:104-23 (testimony of Dr. Champagne regarding survey).
neither better nor worse because of their race. Judicial candidates in Dallas County win
or lose due to their partisan affiliation, not their race.
It certainly also is true that black and white voters tend to show different voting
patterns. Black Dallas County voters in judicial races tend to vote over ninety-five
percent (95%) for the Democratic candidate, with a phenomenal ninety-three percent
(93%) casting straight ticket votes. (Tr. 5:280) White voters tend to vote sixty to
seventy percent (60-70%) for the Republican candidate, with a much smaller
twenty-eight percent (28%) straight ticket Republican vote. (Tr. 5:281; DI-Dallas Ex.
16) The amazingly high level of straight ticket voting by black voters, coupled with the
relative lack of awareness or knowledge of judicial candidates, shows that even in the
black community, judicial candidates get black votes not because of their race or
qualification, but because of their partisan affiliation.
The facts recited above are undisputed in the record. Almost all witnesses dealing
with Dallas County acknowledged the truth of those facts; the District Court, however,
chose to ignore them, refused to make appropriate findings requested by Judge Entz, and
went off on the confusing and reality-blinding excursion of bivariate ecological regression
analysis to justify its conclusion that Section 2 had been violated. (November Order at
14-78) According to the 1980 Census, Dallas County was approximately 65% white,
19.7% black, and 15.3% Hispanic. (Tr. 4:130) In August, 1989, the Dallas County district
bench was 91.7% white, 5.6% black, and 2.8% Hispanic. (Tr. 4:130; DI-Dallas Ex. 18A)
Appellees’ claimed that "underrepresentation" alone showed a violation of Section 2, and
used their statistical analyses to support their claims.
But the undisputed facts showed that nationwide, the racial composition of a district
bench will match the racial composition of the bar from which judicial candidates are
drawn, rather than the population as a whole, regardless of what system of judicial
selection was used. The undisputed evidence was that 2.2% of the lawyers in Dallas
County are black. (Tr. 4:130) Dr. Champagnel0/ testified accordingly that the Dallas
County judicial bench (or Texas or New York benches) would have a racial composition
that paralleled the number of minorities in the pool of legally qualified candidates. The
number of minority law students is increasing; as those students graduate, pass the bar,
and gain experience, the percentage of minority judges inevitably will increase. (Tr.
4:136-38) The judicial election system which the District Court condemned had nothing
to do with the percentage of minorities on the bench.
The Appellees' case rested primarily upon the statistical type of proof discussed
above; conspicuously lacking from their case was any contention or testimony that the
relief sought —- single member districts -- would have a positive impact on the role of
minorities in connection with the judicial system other than permitting the election of
some greater number of minority judges. The most probative testimony on this point, and
some of the most poignant testimony in the trial, came from Judge Wright of Dallas
County and Judge Sturns of Tarrant County. Both of these black Republican judges
passionately believed that single member districts would be bad for minorities in the long
term. They would lead to "black" seats on the bench, with public perceptions of "black"
justice and "white" justice depending on the judicial district. (Tr. 4:192-93; 5:71-72)
Black jurists, as a practical matter, would be limited to their quota of seats based on the
9/ This was based on a comprehensive study of all likely factors involved in judicial
selection, including the method of selection. The study showed that nationwide by far the
highest correlation and the best explanatory factor for the number of minority judges in a
jurisdiction is the number of minority lawyers. (Tr. 4:130-32) That correlation holds true
in Dallas County, as well as the rest of the country.
10/ Dr. Anthony Champagne is a professor of political science at the University of Texas
at Dallas, specializing in judicial selection. He has published widely in the field. See,
e.g., Champagne, The Selection and Retention of Judges in Texas, 40 Sw. L.]. 66 (1986);
Champagne, Judicial Reform in Texas, Judicature, Oct.-Nov. 1988, at 146; see generally
DI-Dallas Ex. 3 (Champagne vita). Dr. Champagne testified as an expert witness for
Judge Entz.
number of majority-minority districts and would be unable to run from other districts.
(Id.) The net result over time of single member districts would be a hardening of racial
attitudes, rather than a color-blind system of justice. (Id.) That surely is not a goal to be
pursued at the expense of a system that even the District Court acknowledged "has, for
the most part, served us well for many years." (November Order at 6)
SUMMARY OF THE ARGUMENT
Appellees here seek an unprecedented reconstruction of Texas' judicial election
system by the federal government in a manner wholly inconsistent with the role the State
of Texas has assigned to its judicial branch. The District Court erroneously determined
that some "fixing has to be done, because the current system is broken" (November Order
at 4), and has attempted to dismantle it. The supposed authority for this intervention is
Section 2 of the Voting Rights Act,11/ which purportedly prohibits electoral practices
that result in minority groups’ having a diminished opportunity to participate in the
political process. As Judge Entz will show, Section 2 cannot bear the weight of the
District Court's construction. Alternatively, if Congress intended to give Section 2 the
force to destroy a state's judiciary based on the factual record in this case, then
Congress overstepped the constitutional limits on its legislative authority.
Judge Entz's arguments generally are double-barrelled: Section 2 should not be
construed in a particular way, and alternatively that if it is construed that way, it is
unconstitutional. The first of these two-part arguments deals with the overall reach of
Section 2: whether Section 2 should apply to the judiciary.12/ This Court's decision in
Chisom v. Edwards, 839 F.2d 1056 (5th Cir.), cert. denied, 109 S. Ct. 390 (1988), even if
1V/ wa U.S.C. 8 1973.
12/ The error discussed in the second part of this brief is perhaps more clear, since the
District Court simply failed to follow binding precedent of this Court in evaluating
whether there is racially polarized voting. Judge Entz addresses the coverage issues first
in argument, however, since they are logically prior to the application issues.
correct, is distinguishable. Chisom dealt with appellate courts; this case deals with trial
courts. The crucial statutory issue is whether Texas' district court judges are
"representatives" within the meaning of Section 2. Very real differences between trial
and appellate courts compel a different result here than in Chisom.
If Section 2 is held to apply to the judiciary, this Court must address whether such
application is constitutional. Section 2 was enacted in response to the Supreme Court's
construction of the Fifteenth Amendment and the pre-1982 Voting Rights Act in City of
Mobile v. Bolden. Congress' amendment of Section 2, to delete any intent requirement in
favor of a "strict liability" results test exceeds Congress’ enforcement powers under the
Fifteenth Amendment. Alternatively, if Section 2 itself is proper, its application to a
state judiciary violates fundamental principles of federalism and the intrinsic sovereign
power of state governments. Though there are constitutional limits on the power of state
governments to order their own affairs, there similarly are constitutional limits on the
power of the federal government to dictate the structure of core characteristics of state
government. If Section 2 truly applies to unintentional acts relating to the structure of
the state judiciary, then Section 2 violates the residue of inviolable state sovereignty.
Even if Section 2 should apply to the judiciary, it was misapplied in this case. At
trial, it was clear that Appellees and Judge Entz shared many similar views of the basic
facts pertinent to Dallas County, but had radically different views of the legal principles
applicable under Section 2. Appellees, as well as the District Court, 13/ ignored this
Court's recent opinion in Monroe v. City of Woodville, 881 F.2d 1327 (5th Cir. 1989). As
13/ Although the District Court cites Monroe and, ironically, cites the very phrase of
the opinion that proves its error, November Order at 21-22, it chose not to follow Monroe
in its application of the law and instead followed Justice Brennan's minority construction
of Section 2. Id. at 80, 88-89. With all respect to Justice Brennan, the District Court
was obviously bound to follow this Court's interpretation of Section 2, rather than a
construction a majority of the Supreme Court rejected.
a result, Appellees failed to meet their factual burden of proof, and the District Court
applied the wrong legal standard to the facts of the case.
The District Court erroneously held that merely because the two racial groups14/
vote differently, racially polarized voting is established. See November Order at 89.
Under Monroe, however, there must be a correlation with the race of the candidate and
the minority groups’ voting pattern. The essence of the different legal positions can be
summed up in the question: Does the race of the candidate matter when analyzing voting
behavior? This Court in Monroe decisively said yes: "That a group's voting behavior is
racially polarized indicates that the group prefers candidates of a particular race.” 881
F.2d at 1331. Because the voting patterns in Dallas County hold true without regard for
the candidates' race, there is no racially polarized voting in Dallas County, and
Appellees’ claims fail to satisfy the third Gingles threshold test.
The District Court erred in other ways in applying Section 2. The evidence showed
that blacks have achieved electoral success in excess of their proportion in the pool of
lawyers legally qualified to be judges in Texas. The District Court erroneously compared
the percentage of minority judges to the percentage of minority voters, even though the
vast majority of voters are ineligible to be judges. The District Court further ignored the
complete absence of any proof of a causal nexus between the challenged practice --
county-wide elections -- and the objectionable result -- few minority judges. The only
proof on causation was Judge Entz's proof that the cause of there being few minority
judges is the fact that there are few minority lawyers. It has nothing to do with the
method of election.
Alternatively, if Section 2 is read to apply to require changes in practices that did
not cause the racial imbalance, then it is nothing more than an unconstitutional
14/ Appellees urged no claims on behalf of Hispanic voters in Dallas County, either
independently or as part of a combined black-Hispanic case. See November Order at 15.
affirmative action provision. Similarly, if Section 2 applies to protect partisan
preferences of voters, rather than racial preferences, then it is an unconstitutional
intervention in the political process.
Finally, the particular interim plan imposed by the District Court is an
unconstitutional denial of equal protection, an unconstitutionally arbitrary and capricious
assignment of judicial specializations to particular districts, and an unconstitutional
disenfranchisement of the vast majority of the affected voters for any given judge.
Furthermore, there is no feasible single member district plan that avoids either these
problems or the countervailing constitutional problem of the federal government
dictating the finest details of the structure of a state judiciary. In conclusion, a review
of the proof at trial shows that even if the District Court used a proper construction of
Section 2, its ultimate factual conclusion was clearly erroneous.
ARGUMENT
I. SECTION 2 MAY NOT PERMISSIBLY APPLY TO TRIAL COURTS
A. Overview of the Voting Rights Act
Section 2(b) of the Voting Rights Act, as amended, provides as follows:
A violation of subsection (a) of this section is established if,
based on the totality of circumstances, it is shown that the political
processes leading to nomination or election in the State or political
subdivision are not equally open to participation by members of a
class of citizens protected by subsection (a) of this section in that
its members have less opportunity than other members of the
electorate to participate in the political process and to elect
representatives of their choice. The extent to which members of a
protected class have been elected to office in the State or political
subdivision is one circumstance which may be considered: Provided,
That nothing in this section establishes a right to have members of
a protected class elected in numbers equal to their proportion in the
population.
42 U.S.C. § 1973(b) (1988) (emphasis in original). Section 2 was a somewhat awkward
political compromise in response to the Supreme Court's holding that the Voting Rights
Act and the Fifteenth Amendment prohibit only intentional abridgement of the right to
S43 -
vote. City of Mobile v. Bolden, 446 U.S. 55 (1980). Congress wanted to establish a
remedy under the Voting Rights Act without a showing of intentional discrimination, and
so established the "results" test. Simultaneously, Congress wanted to avoid racial quotas
and to preserve the legitimacy of the political process, in which sometimes candidates
just lose, so it expressly denied any right to proportional representation. See S. Rep. No.
97-417, 97th Cong. 2d Sess. 31 (1982), 1982 U.S. Code Cong. & Ad. News 177, 208.
In enacting the 1982 amendments, the Senate Report enumerated factors that courts
1" should consider in the "totality of circumstances." Those factors include:
1. the extent of any history of official discrimination in the
state or political subdivision that touched the right of the members
of the minority group to register, to vote, or otherwise to
participate in the democratic process;
2. the extent to which voting in the elections of the state or
political subdivision is racially polarized;
3. the extent to which the state or political subdivision has used
unusually large election districts, majority vote requirements,
anti-single shot provisions, or other voting practices or procedures
that may enhance the opportunity for discrimination against the
minority group;
4, if there is a candidate slating process, whether the members
of the minority group have been denied access to that process;
B. the extent to which members of the minority group in the
state or political subdivision bear the effects of discrimination in
such areas as education, employment and health, which hinder their
ability to participate effectively in the political process;
6. whether political campaigns have been characterized by overt
or subtle racial appeals;
7. the extent to which members of the minority group have been
elected to public office in the jurisdiction.
Additional factors that in some cases have had probative
value as part of plaintiffs’ evidence to establish a violation are:
whether there is a significant lack of responsiveness on the part of
elected officials to the particularized needs of the members of the
minority group,
14 =
whether the policy underlying the state or political subdivision's
use of such voting qualification, prerequisite to voting, or standard,
practice, or procedure is tenuous.
S. Rep. No. 97-417, 97th Cong. 2d Sess. 28-29 (1982), 1982 U.S. Code Cong. & Ad. News
177, 206-07. The "Senate Factors" are also sometimes referred to as the Zimmer
factors, since they are derived almost verbatim from this Court's decision in Zimmer v.
McKeithen, 485 F.2d 1297 (5th Cir. 1973), aff'd on other grounds, 424 U.S. 636 (1976) (per
curiam).
The Supreme Court first addressed the amended Section 2 in Thornburg v. Gingles,
478 U.S. 30 (1986). In Gingles, the Supreme Court established a set of three preconditions
that a plaintiff in a multi-member district dilution case must satisfy before even
reaching the totality of the circumstances test:
First, the minority group must be able to demonstrate that it is
sufficiently large and geographically compact to constitute a
majority in a single-member district. ... Second, the minority
group must be able to show that it is politically cohesive.
Third, the minority must be able to demonstrate that the white
majority votes sufficiently as a bloc to enable it —- in the absence
of special circumstances, such as the minority candidate running
unopposed -- usually to defeat the minority's preferred candidate.
Gingles, 106 S. Ct. at 2766-67. Appellees failed to show a Voting Rights Act violation
under these principles.
B. Section 2 Does Not Apply to Trial Judges
1. District Judges Are Not "Representatives” Covered By Section 2. -- Assuming
that Congress' 1982 amendments to Section 2 are constitutional, which Judge Entz will
show to be untrue below, the question presented to this Court is whether its provisions,
given their plain and ordinary meaning, encompass elections for trial judges. This Court
held in Chisom v. Edwards, 839 F.2d 1056 (5th Cir.), cert. denied, 109 S. Ct. 390 (1988),
that Section 2 applied to elections for supreme court justices in Louisiana. However, the
instant case is distinguishable, and is not controlled by Chisom. Moreover, for the
-15
reasons discussed below, Chisom was wrongly decided and should not be extended, but
should be confined to its narrow facts.15/
Chisom did not deal with trial judges. Rather, it held only that Louisiana supreme
court justices, who sit as a collegial body to discuss and decide legal questions within
their state, were "representatives" as that term is used in the Voting Rights Act. Id. at
1058. Here, the Texas state district judges, unlike a supreme court justice, do not make
law; they simply apply the law as it has been pronounced. Unlike supreme court justices,
trial judges do not debate cases among themselves, coming to collective decisions on laws
that have sweeping effects on various interest groups across the state. They are
independent arms of the judicial system, hearing cases and dispensing justice, as it is
defined by higher courts.18/ Even if the plain meaning of the word "representative"
encompasses appellate justices who actually make law and change the law, it cannot
grammatically or reasonably apply to trial judges.
With due respect to this Court, Chisom was wrongly decided because, although it
purportedly began its analysis with "the plain language of the Act," it is apparent that its
conclusions truly were based on social and legislative history, not ordinary folks' "plain
language.” See Chisom at 1059-1065. Great weight seems to be given to Senator
Hatch's stray comment contained in the Senate Report. Id. at 1062. Clearly, the Court
did not strictly follow the mandates of the plain meaning rule. There is no straight-up
discussion of the ordinary meaning of the word "representative." When construing the
meaning to be given a statute, a court is first to be guided by the plain meaning of the
15/ To preserve his position in the event this Court should decide that Chisom is
controlling, Judge Entz contends that Chisom was wrong and should be overruled.
16/ Indeed, the record was full of the potential problems that likely would arise under a
single member district regime if the judges were perceived as "representatives" of the
voters in their districts. (Tr. 4:82; 4:191; 5:78-109) Even more frightening is the
possibility that the judges would become representatives of powerful interests within
their districts. (Tr. 4:83-85)
words in the statute. U.S. v. Turkette, 452 U.S. 576, 580 (1981). Resort to inquiries into
such murky waters as legislative history and attorney general opinions, which the Chisom
court undertook, are inappropriate without first construing the statute under the plain
meaning rule. "We are invited to make a lengthy examination of views expressed in
Congress . . . to show [what] ... was intended. There is, however, no ambiguity in this
Act to be clarified by resort to legislative history ...." Packard Motor Car Co. v.
NLRB, 330 U.S. 485, 492 (1947).
Legislative history is inherently unreliable, as it can be manipulated by any
congressman who takes the time to express his views on the record as to what the statute
means. Such statements are not ratified by Congress when they pass the bill, and, in
reality, are rarely known by people who vote for the bill. "It must be assumed that what
the members of the House and Senators thought they were voting for, and what the
President thought he was approving when he signed the bill, was what the text plainly said
rather than what a few Representatives, or even a committee report said it said.” U.S. v.
Taylor, 487 U.S. 326, 108 S.Ct. 2413, 2424 (1988) (Scalia, ]J., concurring in part).
Therefore, the legislative history is not to be considered by a court at all unless the
language of the statute is so ambiguous the court is at a loss to make sense of it. The
judiciary is to "interpret laws rather than reconstruct legislators’ intentions. When the
language of those laws is clear we are not free to replace it with unenacted legislative
intent." I.N.S. v. Cardoza-Fonseca, 480 U.S. 421, 107 S.Ct. 1207, 1224 (1987) (Scalia, ]J.,
concurring).
Although in years past the Supreme Court may have appeared to deviate from this
doctrine at times, it is clear that its more recent decisions have reaffirmed this
standard. In U.S. v. Monsanto, 109 S. Ct. 2657 (1989), one party sought to persuade the
Court of the righteousness of one of his positions through the use of legislative history.
The Court responded: "In determining the scope of a statute we must look first to its
17%
language.” Id. at 2662. The Court then flatly rejected the tender of postenactment
legislators’ statements explaining congressional intent behind the statute, and stated:
"As we have noted before, such postenactment views 'form a hazardous basis for
inferring the intent' behind a statute (citations omitted); instead Congress' intent is best
determined by looking to the statutory language it chooses." Id. at 2663.
The plain and ordinary meaning of the word "representative," the word that Congress
chose, the word that was voted on and approved by Congress, and the word that the
President signed into law is: "one that represents another or others ... one that
represents a constituency as a member of a legislative body." Webster's Ninth New
Collegiate Dictionary 1000 (1985). The word has no peculiar legal definition: "A person
chosen by the people to represent their several interests in a legislative body; e.g.
representatives elected to serve in Congress from a state congressional district.” Black's
Law Dictionary 1170 (5th ed. 1979). Therefore, under the plain meaning standard,
Chisom's conclusion that Section 2 applied to the judiciary was wrong. The plain
meaning of the term "representative" should not encompass appellate judges, who, in
theory anyway, do not represent a constituency, but are intended to be independent
arbiters of the law, without a political agenda or interest. In any event, the term
representative most certainly cannot include trial judges who make no law, rules, or
policy, so Chisom should not be extended to these facts. See also Wells v. Edwards, 347
F. Supp. 453, 455 (M.D. La. 1972), aff'd, 409 U.S. 1095 (1973) ("Judges do not represent
people, they serve people."); Hatten v. Rains, 854 F.2d 687, 696 (5th Cir. 1988) (" Judges,
even if elected, do not serve a primarily representative function."). Ask anyone on the
street; they will to a person say judges are different than "representatives."
2. District Courts Are Single-Member Districts. -- Appellees are not entitled to
relief because Section 2 does not apply to district courts that already are single member
districts. The undisputed (and undisputable) proof at trial showed that Texas’ district
~18 =
courts are not collegial bodies. (Tr. 5:81) Each court operates autonomously from the
other courts in handling its docket and performing its judicial functions. Unlike appellate
courts, there is no joint deliberation. The underlying policy behind single member
districts in a legislative context is to permit each discrete group in the larger community
to have a representative who will articulate that group's needs and interests in the
process of collective decision making. Through the political process, a collective decision
will be reached that properly reflects a balance of all of the interests in the community.
That paradigm is simply lacking here.
It is trivially true that the judicial districts are single member districts since each
separate district court has only one member -- the judge. But in substance, as well as
form, district courts are truly single member districts. If that premise is correct, then
Appellees’ entire case is misdirected since a Voting Rights Act dilution case cannot
prevail against something that is already in single member district form. Butts v. City of
New York, 779 F.2d 141, 148 (2d. Cir. 1985). In any event, if district courts are
understood as single member districts, Appellees failed to satisfy the first prong of the
Gingles test because blacks are not a majority in the single member district -- Dallas
County.
C. Section 2 Is Unconstitutional
If the Court finds that Section 2 does apply to district judges, as a matter of
statutory construction, it must then consider whether the application of Section 2 to
district courts is constitutional. That consideration is two-fold. First, is it constitutional
for a federal court under the authority of a federal statute to dismantle one of the
coordinate branches of a sovereign state government? If the statute survives that
narrower attack, the Court must also determine whether the 1982 amendments to Section
os 1
2 were a proper exercise of power by Congress under the enabling clause of the Fifteenth
Amendment.17/
1. Section 2 Cannot Constitutionally Apply to the State Judiciary. -- For a federal
court to dismantle Texas' judicial system would be an unconstitutional intrusion by the
federal government into matters of paramount importance to the sovereign state
government, in violation of the Tenth Amendment, the Guaranty Clause, and fundamental
principles of federalism. The judiciary is an essential governmental function of the
states, and dismantling it "would hamper the state government's ability to fulfill its role
in the Union and endanger its separate and independent existence.” United Trans. Union
v. Long Island R.R. Co., 455 U.S. 678, 687 (1982); see also Garcia v. San Antonio Metro.
Transit Auth., 469 U.S. 528, 549 (1985) (although overturning National League of Cities,
the Court recognizes that states occupy a special position in the constitutional system
and they do retain a significant amount of sovereign authority). Moreover, such
interference would put Texas on unequal footing with other states, whose age-old method
of judicial selection is not subject to such an attack. Coyle v. Smith, 221 U.S. 559 (1911)
(noting restrictions on Congress’ ability to prescribe fundamental details of state
government such as location of state capitol).
Until recently, Section 2 of the Voting Rights Act was a vehicle to challenge the
system of electing members to legislative and executive offices. If constitutionally
adopted, it is an appropriate tool in these cases, and in no way impinges upon a state's
right to establish and maintain its form of government in this republic. The judiciary,
however, is different.
17/ Of course, the existence of these constitutional questions is in itself a reason to
construe Section 2 not to apply to district court judges. E.g., Crowell v. Benson, 285 U.S.
22, 62 (1932).
WE Soe
At the core of every state's government is the judiciary. Whether appointed or
elected, according to the choice of the people of the particular state, the judiciary is the
arbiter of its citizens' disputes, the forum for victims of crime, and the protector of its
citizens' fundamental rights and freedoms. While the legislative and executive branches
are in perpetual flux, according to the rough and tumble political whims of the times, the
judiciary is the only constant. See Chisom v. Roemer, 853 F.2d 1186, 1190 (5th Cir. 1988)
("The core value of the law and its implementing judicial system is stability ...."). The
legislative and executive branches rightfully may be partial, but the judiciary must be
impartial. Legislators may represent factions, but the judiciary must dispense equal
justice to everyone.
Consequently, the federal government should tread lightly, granting substantial
leeway to the states' establishment and maintenance of judicial systems. As discussed
below, see infra Part III, implementation of a constitutionally permissible remedy will
involve the federal courts in dictating the finest details of state judicial structure and
administration, including jury selection, jurisdiction, venue, and systems of judicial
specialization. Although states must defer in many respects to the federal government,
states still have a residue of sovereignty that the federal government cannot disturb. To
force wholesale, untested and perhaps unworkable changes upon a state judicial system
based upon the sociologically-distorted, mathematical vote dilution proof Appellees
offered, would violate the Tenth Amendment, the Fourteenth Amendment, the Guaranty
Clause, and fundamental principles of federalism and separation of powers. 18/
18/ Congress' ability to interfere with the operation of state government under the
authority of the Fifteenth Amendment is even more questionable since Section 2 is
outside the scope of the amendment's literal protection. The Fifteenth Amendment
protects only against the intentional denial of minority voter access. See City of Mobile,
supra. The amended Section 2, in contrast, purportedly reaches unintentional action that
affects the results in election outcomes. If that is a permissible exercise of congressional
power to begin with, see infra, it surely is at the nadir of Congress’ power, and the power
(Footnote continued to next page)
- 3
2. Section 2 Was Not A Valid Exercise of Congress’ Authority. -- The Supreme
Court has never considered whether the 1982 amendments to Section 2 were a valid
exercise of congressional authority.19/ Prof. Lawrence Tribe, never one to be mistaken
for a conservative constitutional scholar, notes that there is real doubt on that question.
L. Tribe, American Constitutional Law § 5-14, at 340 (2d ed. 1988). Congress itself
seriously questioned the constitutionality of the Section 2 amendments. In fact, the
Subcommittee on the Constitution concluded in its report that the proposed amendment
was unconstitutional for three reasons. First, Congress cannot outlaw discriminatory
results under the Fifteenth Amendment, since the Supreme Court has stated that only
discriminatory intent was prohibited.29/ Second, unlike Section 5, there was no
fact-finding by Congress that Section 2 was necessary as a nationwide remedial measure.
Without such a fact finding, Congress even questioned if Section 2 could qualify as a
(x ootnote continued from previous page)
18/of a statute to displace sovereign state governmental functions must be
correspondingly reduced.
19/ This Court's decision in Jones v. City of Lubbock, 727 F.2d 364 (5th Cir. 1984),
which held that Congress "could appropriately determine that a 'results' test was
necessary to enforce the fourteenth and fifteenth amendments,” id. at 375, does not
control the arguments in this section. In Jones, the City of Lubbock missed the mark
when it urged that "neither Section 5 of the fourteenth amendment nor Section 2 of the
fifteenth amendment authorizes Congress to enforce the substantive provisions of those
amendments by prohibiting discriminating results." Id. at 373. The question of Section
2's appropriateness under the Fourteenth Amendment should not have been before this
Court. Thus, although Jones responds to some constitutional challenges to Section 2, its
disposition of a misguided attack does not forever immunize Section 2 against all
constitutional challenges, such as the distinct new attacks on Section 2 that Judge Entz
now urges. In the alternative, if the Court believes that Jones controls, for purposes of
preserving future review Judge Entz claims that Jones was wrong.
20/ "To the extent . . . that the Supreme Court has construed the Fifteenth Amendment
to require some demonstration of purposeful discrimination in order to establish a
violation, and to the extent that Section 2 is enacted by Congress under the constitutional
authority of the Fifteenth Amendment, the Subcommittee does not believe that Congress
is empowered to legislate outside the parameters set by the Court, indeed by the
Constitution.” 1982 U.S. Code Cong. & Ad. News 177, 342-43.
"remedial" measure.21l/ Finally, Section 2 has an unconstitutional retroactive effect.22/
This Court, like the Subcommittee, should find that Section 2 is unconstitutional for those
reasons.
21/ "While proponents of the new results test argue that selected Supreme Court
decisions exist to justify the expansive exercise of Congressional authority proposed here
this subcommittee rejects these arguments. No Court decision approaches the
proposition being advocated here that Congress may strike down on a nationwide basis an
entire class of laws that are not unconstitutional and that involve so fundamentally the
rights of republican self-government guaranteed to each state under Article IV, section 4
of the Constitution.
"It must be emphasized again that what Congress is purporting to do in section 2 is
vastly different than what it did in the original Voting Rights Act in 1965. In South
Carolina v. Katzenbach, the Court recognized extraordinary remedial powers in Congress
under section 2 of the Fifteenth Amendment. Katzenbach did not authorize Congress to
revise the nation's election laws as it saw fit. Rather, the Court there made clear that
the remedial power being employed by Congress in the original Act was founded upon the
actual existence of a substantive constitutional violation requiring some remedy . . .
While Katzenbach and later City of Rome held that the extraordinary powers employed
by Congress in section 5 were of a clearly remedial character, and therefore justified the
extraordinary procedures established in section 5, there is absolutely no record to suggest
that the proposed change in section 2 involves a similar remedial exercise. Because
section 2 applies in scope to the entire Nation, there is the necessity of demonstrating
that the 'exceptional' circumstances found by the Katzenbach court to exist in the
covered jurisdictions in fact permeated the entire Nation (although again by its very
definition the concept of 'exceptionality’ would seem to preclude such a finding).
"There has been no such evidence offered during either the House or Senate
hearings. Indeed, the subject of voting discrimination outside the covered jurisdictions
has been virtually ignored during hearings in each chamber. Indeed as the strongest
advocates of the House measure themselves argued, a proposed floor amendment to
extend preclearance nationally was 'ill-advised' because no factual record existed to
justify this stringent constitutional requirement.” Id. at 343-44
22/ "Moreover, a retroactive results test of the sort contemplated in the House
amendments to section 2 (the test would apply to existing electoral structures as well as
changes in those structures) has never been approved by the Court even with regard to
jurisdictions with a pervasive history of constitutional violations. In South Carolina v.
Katzenbach, the prospective nature of the section 5 process (applicable only to changes in
voting laws and procedures) was essential to the Court's determination of
constitutionality. This was closely related to findings by Congress that governments in
certain areas of the country were erecting new barriers to minority participation in the
electoral process even faster than they could be dismantled by the courts. Thus, even
with regard to covered jurisdictions, the Court has never upheld a legislative enactment
that would apply the extraordinary test of section 5 to existing state and local laws and
procedures.” Id. at 344-45.
93
Section 2 is unconstitutional for the further reason that the substantive values
protected by the results test cannot be protected under the Fifteenth Amendment, the
constitutional provision under which Congress justified its intrusion into state
sovereignty. Qualitative vote dilution is prohibited by the Equal Protection Clause of the
Fourteenth Amendment, not by the Fifteenth Amendment. Fortson v. Dorsey, 379 U.S.
433, 439 (1965); Reynolds v. Sims 377 U.S. 533, 566 (1964). Guaranteed access is a
Fifteenth Amendment protection; meaningful access, like the prohibitions against vote
dilution which Congress has attempted to incorporate into Section 2 of the Voting Rights
Act, springs from the Fourteenth Amendment.23/ The Voting Rights Act legislation,
however, is not based upon the Fourteenth Amendment. Rather, it is based upon the
Fifteenth Amendment. City of Mobile v. Bolden, 446 U.S. at 61. The Fifteenth
Amendment does not encompass an equal protection/racial dilution claim. "The
Fifteenth Amendment does not entail the right to have Negro candidates elected . . . that
amendment prohibits only purposeful discriminatory denial or abridgment by the
government of the freedom to vote ...." Id. at 65. The Fifteenth Amendment protects
only access to the ballot; it only prevents the states from prohibiting blacks from the
physical casting of ballots or participating in the political process. Id. at 64.24/
23/ Hence, the Supreme Court's analysis of claims that multi-member districts were
being used invidiously to cancel out or minimize the voting strength of racial groups
always has been an equal protection analysis. City of Mobile v. Bolden, 446 U.S. 55, 66
(1980); White v. Regester, 412 U.S. 755, 764 (1973); Whitcomb v. Chavis, 403 U.S. 124,
142-44 (1971); Fortson v. Dorsey, supra, at 439.
24/ The long and consistent thread binding years of Supreme Court Fifteenth Amendment
cases attests to this fundamental principle. Beginning in companion cases Guinn v. U.S.,
238 U.S. 347 (1915), and Myers v. Anderson 238 U.S. 368 (1915), the Court outlawed the
application of "grandfather clauses” which exempted from literacy tests those persons
either entitled to vote prior to the passage of the Fifteenth Amendment or those who
were lineal descendants of persons entitled to vote prior to such time. In both cases,
passage of the literacy tests were a precondition to voting. Thus, the grandfather clauses
were prohibited by the Fifteenth Amendment because they actually operated to deny
black citizens access to the polls.
(Footnote continued to next page)
“34
Passage of the "results" standard is not an appropriate exercise of congressional
authority when such authority is derived from and limited by the reaches of the Fifteenth
Amendment. "The basic test to be applied in a case involving § 2 of the Fifteenth
Amendment is the same as in all cases concerning the express powers of Congress with
relation to the reserved powers of the states.” South Carolina v. Katzenbach, 383 U.S. at
326. It is Justice Marshall's famous test: "Let the end be legitimate, let it be within the
scope of the Constitution and all means which are appropriate, which are plainly adapted
to that end ... are constitutional." McCulloch v. Maryland, 17 U.S. (4 Wheat) 316, 421
(1819). "Appropriate" has been defined in Ex parte Virginia, 100 U.S. 339 (1879), to be
laws "adapted to carry out the objects the Amendment has in view, whatever tends to
enforce submission to the prohibitions they contain." Id. at 345-46.
Though it is rare that Congress oversteps its Fifteenth Amendment power, the
Supreme Court does not hesitate to strike down statutes exceeding that permissible
scope. See U.S. v. Reese, 92 U.S. 214 (1876) (law rendering it illegal to refuse to count
the votes of qualified voters ruled outside the scope of the Fifteenth Amendment which
14 gotnote continued from previous page)
Likewise, onerous procedural requirements that effectively handicapped the black
franchise are prohibited by the Fifteenth Amendment. In Lane v. Wilson, 307 U.S. 268
(1939), the Court struck down an Oklahoma law that perpetually disenfranchised all those
citizens who failed to register to vote in a short eleven day period in 1916. The exception
for failure to register was for those who had voted in 1914. Of course, blacks had not
voted in 1914 because they were barred from the polls by the discriminatory application
of literacy tests.
In Smith v. Allwright, 321 U.S. 649 (1944), and Terry v. Adams, 345 U.S. 461 (1953),
the Court outlawed all-white primaries, pursuant to which blacks were prevented from
voting in the controlling parties' primary, but were allowed to vote in the general
election in which the victor of the all-white primary ran unopposed. In Gomillion v.
Lightfoot, 364 U.S. 339 (1960), the Court struck down a racial gerrymander that fenced
the black residential area out of the city limits, rendering them ineligible to vote in city
elections. Finally, in South Carolina v. Katzenbach, 383 U.S. 301 (1966), the Court upheld
the literacy test ban, as well as other provisions of the Voting Rights Act that attempted
to protect the physical casting of ballots, as an appropriate exercise of congressional
authority to protect minority access to the polls.
- 25
prevents only the failure to count black votes); James v. Bowman, 190 U.S. 127 (1903)
(law prohibiting anyone from bribing a black voter to prevent him from voting was
unconstitutional because only states and state actions are prohibited from depriving black
franchise). Creating a standard for proving vote dilution, which is prohibited by the Equal
Protection Clause, has absolutely nothing to do with prohibiting the physical denial of
ballot casting by minorities. It attacks evils not comprehended by the Fifteenth
Amendment, and is, therefore, an unconstitutional overreach of congressional power. The
"results" standard is not "plainly adapted" to guarantee minority access to the polls; it is
not even remotely adapted in any way to guaranteed access, which is the sole and entire
scope of the Fifteenth Amendment. Thus, it is not constitutional.
II. THE DISTRICT COURT APPLIED IMPROPER
LEGAL STANDARDS UNDER SECTION 2
The balance of this brief assumes that Section 2 does constitutionally apply to state
district court judges. The November Order should still be reversed because the District
Court used an improper interpretation of Section 2. In particular, the District Court
failed to follow this Court's definition of racially polarized voting from Monroe v. City
of Woodville. Alternatively, if the District Court's interpretation of Section 2 is correct,
then the statute is unconstitutional as applied.
A. The District Court Rejected This Court's Test
for Racially Polarized Voting Under Section 2
The fundamental flaw in the District Court's judgment is that it bottomed its finding
of racially polarized voting on the mere fact that blacks and whites vote differently. See
November Order at 89. The District Court held that "party affiliation, straight party
ticket voting and campaign factors [are irrelevant] .... [I]t is the difference between
choices made by blacks and whites alone and not the reasons why they vote differently
that is the central inquiry of § 2."25/ Id. (citations omitted). Under Monroe v. City of
Woodville, 881 F.2d 1327 (5th Cir. 1989), that plainly is an incorrect statement of the
law. Appellees made the same mistake, and simply failed to prove racially polarized
voting in Dallas County. Absent meeting this Gingles precondition, the Court need not
even consider the totality of circumstances. Id. at 1330.
1. Voting In Dallas Is Not "Racially Polarized” Because Black Voters in Dallas Do
Not Prefer Black Candidates. —-- As suggested by the review of the evidence above, state
district court judicial elections in Dallas County are characterized by partisan polarized
voting, not by racially polarized voting. This conclusion is based on a view of racially
polarized voting that requires that the polarization be somehow related to the race of the
candidate,26/ and not just a reflection that blacks generally vote "differently" than
whites. This view amply is supported by Monroe, prior Supreme Court case law, and the
legislative history of the amended Section 2. Appellees’ and the District Court's legal
position was that the race of the candidate is irrelevant in the racially polarized voting
analysis, and that all that matters is whether whites vote differently than blacks. That is
dead wrong and mandates reversal of the District Court's judgment.
Monroe illuminates the deficiencies in the District Court's judgment and Appellees’
proof at trial. In Monroe, the district court found racially polarized voting but not
political cohesiveness. Plaintiffs argued on appeal that a finding of one necessarily
entails a finding of the other. In rejecting that position, this Court emphasized the
difference between the two factors:
25/ Although the District Court said that, the Court obviously did not believe what it
said. When it imposed an interim remedy, the only change it made in the proposed
Mattox-LULAC Plan was to make elections non-partisan. See January Order at 6. This
was consistent with the District Court's personal biases, as well. November Order at 4.
26/ This is distinct from saying that the polarization is caused by intentional
discrimination by white voters against black candidates; it simply says that the race of
the candidate is a causal factor in the polarization, for whatever reason that may occur.
-2
Appellants err by implying that a finding of racial polarization
in voting behavior is synonymous with a group's political cohesion.
The terms are quite distinct. That a group's voting behavior is
racially polarized indicates that the group prefers candidates of a
particular race. Political cohesion, on the other hand, implies that
the group generally unites behind a single political "platform" of
common goals and common means by which to achieve them. For
example, the black population of a district may vote in a racially
polarized manner so as to overwhelmingly favor black candidates,
but the group may lack political cohesion if it splits its vote among
several different black candidates for the same office. Where the
black voters overwhelmingly favor a particular black candidate to
the exclusion of others, data on racial block voting will be more
probative to determining political cohesiveness.
Monroe v. City of Woodville, supra, 881 F.2d at 1331 (emphasis added, footnotes
omitted). Under Monroe v. City of Woodville, all of Appellees’ statistical evidence shows
merely political cohesiveness -- black voters generally unite behind a single political
platform of common goals and common means by which to achieve them, i.e., the
Democratic party. The proof at trial showed that in excess of ninety percent (90%) of
black voters will vote for the Democratic candidate for district judge, without regard for
that candidate's race, and that around sixty to seventy percent (60-70%) of white voters
will vote for the Republican candidate for district judge, again, without regard for that
candidate's race. Because that preference was undisputedly shown to hold true without
regard for the race of the candidate, Appellees have wholly failed to show racially
polarized voting, i.e., that black voters prefer candidates of a particular race.27/
27/ Aside from the force of Monroe v. City of Woodville, Appellees also could not
establish racially polarized voting because even the black favored candidates --
Democrats -- obtained significant white support, ranging from thirty to forty percent
(30-40%). See Overton v. City of Austin, 871 F.2d 529, 537 (5th Cir. 1989) (existence of
minority candidate who obtained majority vote in some Anglo precincts and other
elections showing white vote of 47% for minority candidate, among other facts, rebuts
racially polarized voting); Houston v. Haley, 859 F.2d 341, 346 (5th Cir. 1988), vacated on
other grounds, 869 F.2d 807 (5th 1989) (mere showing of some cross-over white support
for losing black candidate is "a circumstance which plainly calls into question the
existence of white bloc voting"). As Dr. Taebel testified, the proper way to look at
judicial voting in Dallas is that there are at least two white blocs -- a Democratic bloc
and a larger Republican bloc. (Tr. 5:282) The fact that Democratic candidates typically
(Footnote continued to next page)
2. This Court's Definition of "Racially Polarized Voting” Is Consistent with Prior
Constructions of Section 2. -- The holding in Monroe v. City of Woodville that racially
polarized voting requires a showing that majority and minority voters prefer candidates
of their own race is consistent with Gingles, with the legislative history of the Section 2
amendments, and with the Fifth Circuit's prior discussions of Gingles.
The District Court, although noting that Justice Brennan did not speak for the
majority of the Court on this proposition, 28/ clung to Justice Brennan's language in
Gingles to support the proposition that reality -- partisan politics determines the
outcome of judicial elections rather than race -- should be ignored. A fair reading of
Gingles, however, illustrates the District Court's error. There were three opinions in
Gingles. Justice Brennan wrote the opinion for the Court, but he lost the vote of Justice
White, his fifth vote, when he claimed that "the race of the candidate per se is irrelevant
to racial bloc voting analysis." Gingles, supra, 478 U.S. at 67.
The majority of the Court rejected this language as inconsistent with precedent and
grossly unworkable. Justice White characterized Justice Brennan's comments as
"interest group politics rather than a rule hedging against racial discrimination" and
probably not "what Congress had in mind in amending Section 2 as it did." Id. at 83. As
will be shown infra, that is definitely not what Congress had in mind, as illustrated by
their explicit explanations in the legislative history.
Justice O'Connor, writing separately for four members of the Court, saw the issue
clearly and stated "that the plurality's conclusion that the race of the candidate is
always irrelevant in identifying racially polarized voting conflicts with Whitcomb [v.
Footnote continued from previous page)
27/10se reflects nothing more than normal democratic processes of a majority winning,
and says nothing about racial polarization among white voters.
28/ See November Order at 8 n.7.
Chavis] ...." Id. at 103. Thus, a majority of the Supreme Court in Gingles was of the
opinion that the race of the candidate was important in determining racially polarized
voting, and not just whether black voters supported different candidates from white
voters.29/
Finally, Monroe v. City of Woodville is consistent with prior Fifth Circuit readings of
Gingles. In Citizens for a Better Gretna v. City of Gretna, 834 F.2d 496 (5th Cir. 1987)
cert denied, 109 S. Ct. 3213 (1989), this Court rejected appellant's contention, like
Appellees’ here, that the race of the candidate does not matter and only the race of the
voter matters. Id. at 503. The Court also noted, as mentioned above, that Justice
Brennan's contrary views on this issue were rejected by a majority of the Supreme
Court. Id. Similarly, in Campos v. City of Baytown, 840 F.2d 1240 (5th Cir. 1988), cert
denied, 109 S. Ct. 3213, 3214 (1989) this Court equated a finding of racially polarized
voting with evidence "that white bloc voting usually defeats the minority candidate." Id.
at 1249 (emphasis added). Thus, the Fifth Circuit's recent pronouncement in Monroe v.
City of Woodville is entirely consistent with Supreme Court and Fifth Circuit precedent,
so Appellees’ position was as untenable before that case as it is after it.
3. A Definition of "Racially Polarized Voting” Acknowledging the Existence of
Partisanship Is Consistent with Congress’ Intent In Enacting the Results Test. —- This
case does not present this Court with the need to consider whether a trial court could or
29/ This reading is also consistent with the language of Section 2 and the legislative
history. Section 2 itself refers to the "extent to which members of a protected class
have been elected to office." If the race of the candidate were irrelevant, Congress
surely would not have made electoral success of minority candidates a factor. More
significantly, the legislative history explicitly identifies racially polarized voting with the
race of the candidate: "An aggregate of objective factors should be considered such as
. racially polarity [sic] voting which impedes the election opportunities of minority
group members . ..." H.R. Rep. No. 97-227, at 30. Thus, the House of Representatives
understood racially polarized voting in the same manner as the Fifth Circuit in Monroe v.
City of Woodville -- it is voting based on the race of the candidate that prevents
minority group candidates from being elected.
~30 =
should consider the myriad factors that might cause a correlation between group voting
patterns and the race of particular candidates. The point of the proof regarding partisan
voting was not to explore alternate explanations for the results of elections -- a
multivariate causal inquiry that some courts have attempted to avoid. Rather, the proof
of partisan voting was offered to rebut any inference that might arise that racially
polarized voting was a valid description for Dallas County election results. The Supreme
Court in Whitcomb v. Chavis, 403 U.S. 124 (1971), already has established that when bloc
voting is related to partisanship rather than race of the candidate, as it is in the instant
case, there is no violation.
In articulating the manner in which Section 2 should be applied, Congress was careful
to express its agreement with both the reasoning and the outcome of Whitcomb.39/ In
Whitcomb, the Court rejected black voters' challenge to an election plan calling for the
at-large election of eight state senators and fifteen assembly members from a
county-wide multimember legislative district. The black voters prevailed in the trial
court by proving that an at-large system existed, and under it their group consistently
was underrepresented in the legislature in comparison with their proportion of the
population —- which is all Appellees proved in the instant case.31/
30/ Congress specifically stated that Whitcomb was to be a guiding factor in applying the
amended Section 2. "The 'results’' test to be codified in Section 2 is a well defined
standard, first enunciated by the Supreme Court and followed in numerous federal court
decisions.” S. Rep. No. 97-417, 97th Cong. 2d Sess. (1982), 1982 U.S. Code Cong. & Ad.
News 177, 193. In Congress' discussion of that "well defined standard," Whitcomb is
discussed in detail. Id. at 197-98, and is discussed as illustrative throughout the
Committee Report. See id. at 197-208. Simply stated, Congress used Whitcomb, as well
as White v. Regester, 412 U.S. 755 (1973), as its model for the construction of the
amended Section 2. "As explained in the Committee Report, the new subsection codifies
the legal standard articulated in White v. Regester, a standard which was first applied by
the Supreme Court in Whitcomb v. Chavis . . . ." Id. at 364.
31/ That is in proportion to the number of voters in Dallas County -- not in proportion to
the number of eligible candidates.
-31-
The Supreme Court rejected the black group's position and analyzed evidence
hauntingly similar to the evidence in this case. In Whitcomb, the evidence was that the
black group's area voted Democratic, and that Republicans had won four of the five
elections from 1960 to 1968. The Court concluded:
The failure of the ghetto to have legislative seats in
proportion to its population emerges more as a function of losing
elections than of built in bias against poor Negroes. The voting
power of the ghetto residents may have been 'cancelled out,’ as
the District Court held, but this seems a mere euphemism for
political defeat at the polls.
403 U.S. at 153. All Appellees proved at trial below was that black (and white)
Democratic judicial candidates lose at the polls to white (and black) Republican judicial
candidates.32/ That proof simply fails to establish racially polarized voting, and the
District Court's judgment based solely on an incorrect legal standard that recognizes
such irrelevant proof must be reversed.
B. The District Court Used the Wrong Baseline
For Determining Degree of Minority Electoral Success
One of the factors pertinent to a Section 2 analysis is the degree of minority
success. Inherent in this factor is the choice of baseline against which success is
32/ The same proof also shows that Appellees cannot meet the third Gingles threshold
requirement because, on these facts, they cannot show that the losing black judicial
candidates were in any realistic sense the "candidate of choice" of black voters in Dallas
County. The evidence showed that the vast majority of black voters did not know who
those candidates were and did not vote specifically for them, but rather generally for a
straight Democratic ticket. (Tr. 4:127-29) The evidence also showed that had those
candidates run as Republicans, and all other things been equal, they would have won the
election but obtained virtually no black votes. (Tr. 2:172; 3:43, 57; 5:283-84) The
evidence was conclusive that the votes they received had virtually nothing to do with the
candidates themselves, who were admittedly highly qualified, but rather with their party
affiliation. (Tr. 4:129) Indeed, if Appellees’ view of "candidate of choice" were correct,
even the proverbial "yellow dog" would be the judicial candidate of choice of black
voters. The absurdity of that consequence shows the fallacy of Appellees’ argument.
The losing black candidates were not the candidates of choice, but simply candidates
running under the party of choice of black voters. That is not sufficient to meet Gingles'
third prerequisite, and the District Court's improper application of this additional
Gingles threshold also requires reversal.
-3g .
measured. The District Court applied an incorrect measure for the degree of minority
success, and its factual conclusions are tainted by this improper legal standard. In two
recent employment discrimination cases, the Supreme Court has held under those
analogous principles that the proper comparison is to the percentage of minorities in the
pool of qualified candidates. See Wards Cove Packing Co. v. Atonio, 109 S. Ct. 2115
(1989); City of Richmond v. J.A. Croson Co., 109 S. Ct. 706 (1989). Although those cases
were not Section 2 cases, federal courts often borrow from similar areas when
considering issues raised by Section 2. See, e.g., Coalition to Preserve Houston v. Interim
Bd. of Trustees of Westheimer Ind. School Dist., 494 F. Supp. 738, 742, (S. D. Tex. 1980)
aff'd, 450 U.S. 901 (1981). Compared to that measure, blacks have achieved electoral
success in excess of their representation in the pool of legally qualified candidates.
This interpretation of the degree of success makes particular sense under the facts
of this case. The proof at trial showed that any "underrepresentation" of blacks was not
caused by county-wide election of district judges, but was caused by their
"underrepresentation” in the pool of legally qualified potential judicial candidates.
Although few courts have explicitly considered whether Section 2 includes a requirement
that the challenged practice cause the objectionable result, but see Whitfield v.
Democratic Party, 686 F. Supp. 1365, 1382 (E.D. Ark. 1988) (explicitly acknowledging a
causation requirement), it is clear that the Voting Rights Act applies only to electoral
practices that were the cause of the underrepresentation.
Initially, Section 2 itself applies only to an act or practice that "results in a denial or
abridgement of the right... to vote ...." Voting Rights Act § 2(a), 42 U.S.C. § 1973(a)
(1988). The use of "results" indicates that a causal link is required. Causation also
formed the basis for the Supreme Court's threshold test in Gingles; unless those factors
are established "the use of multimember districts generally will not impede the ability of
minority voters to elect representatives of their choice." Gingles, supra, 106 S. Ct. at
=33 -
2766. Thus, the three-part test is meaningful because unless those criteria are met, the
challenged practice could not be the cause of minority voters' inability to elect
representatives of their choice.
Appellees did not prove that county-wide election of judges is the cause of there
being fewer minority judges than their numbers in the population at large would suggest.
Indeed, Dr. Engstrom explicitly disclaimed any opinion regarding the cause of the results
that he observed. (Tr. 2:134) Prof. Champagne explained that the relatively low number
of minority judges (8.4%) is caused by the relatively lower number of minority lawyers
who are legally qualified to run for judge (3.3%). (Tr. 4:130; DI-Dallas Ex. 18A) Although
abolishing county-wide elections might result in greater numbers of minority judges, that
does not justify such action for two reasons. First, as a matter of logic, it would be
treating the symptom rather than the disease; second, as a matter of law under the
Voting Rights Act, relief is improper unless the challenged practice is the cause of the
problem. Whether a remedy would effectively respond to the legitimate concern of there
being few minority judges by increasing that number is not the question; the Court cannot
order a remedy without a violation of a right, and if the challenged practice did not cause
the problem, it does not violate the Voting Rights Act. Alternately, the real cause of any
"underrepresentation” of minorities on the bench shows that there is no problem in terms
of Section 2 -- minorities have achieved greater than the degree of electoral success one
would expect from the percentage of minority lawyers legally qualified to be judges in
Texas.
C. If the District Court Properly Applied
the Voting Rights Act, that Act Is Unconstitutional
1. The Voting Rights Act Is Unconstitutional Unless the Race of the Candidate
Matters. —- Under the Fifth Circuit's Monroe v. City of Woodville opinion, racially
polarized voting under the Voting Rights Act implies that the race of the candidate
causes the polarization. This is not only the law -- it is the only interpretation that is
constitutional. Otherwise, the Voting Rights Act could be twisted to protect the
interests of political parties —- in this case the Dallas County Democratic party -- rather
than racial minorities. As Justice White said in his concurring opinion in Gingles, Justice
Brennan's analysis would work to advance "interest group politics rather than a rule
hedging against racial discrimination.” Gingles, 106 S. Ct. at 2784. The remedy
Appellees seek with respect to Dallas County would obviously advance the prospects of
the local Democratic party rather than the black population. A reading of the Voting
Rights Act that takes out the concept of protecting minorities against voting polarized
against them because of the race of their candidate and substitutes a view that partisan
preferences of political groups are to be protected would unconstitutionally interfere
with the political process. See Whitcomb v. Chavis, 403 U.S. 124 (1971); United Jewish
Organizations v. Carey, 430 U.S. 144 (1977). But cf. Davis v. Bandemer, 478 U.S. 109
(1986).
2. The Voting Rights Act Is Unconstitutional Unless it Requires a Causal Link
Between the Challenged Practice and the Claimed Harm. -- The Voting Rights Act
should provide a remedy only for electoral practices that caused the lower representation
of minorities, since it otherwise would be unconstitutional. Appellees failed to prove that
the system of county-wide election of district judges in Dallas County caused any alleged
electoral failure of black judicial candidates. All Appellees proved is that, in the 1980s,
Republicans have dominated the district bench. They have argued that a system designed
to end this domination would lead to the election of more black judges. Providing a
remedy under Section 2 under these circumstances -- a case in which the challenged
practice is not the cause of the claimed harm -- would render it an unconstitutional
affirmative action program designed to provide relief merely upon a showing that a
change in an electoral practice might increase the success of black candidates. City of
Richmond v. J.A. Croson Co., 109 S. Ct. 706 (1989); Regents of the University of
California v. Bakke, 438 U.S. 265 (1978).
III. THE DISTRICT COURT'S INTERIM REMEDY,
AND ANY CONCEIVABLE SINGLE MEMBER DISTRICT REMEDY,
WOULD VIOLATE SIGNIFICANT CONSTITUTIONAL PROVISIONS
The current system of judicial administration in Dallas County supports fundamental
state interests. A remedy in this case necessarily must involve either altering
fundamental characteristics of that system, such as county-wide jurisdiction, venue and
jury selection, or attempting to preserve those features while changing elections to
smaller than county-wide districts. The District Court's proposed interim remedy
followed this latter approach. In either case, the remedy would be unconstitutional.
Absent a constitutional remedy, Appellees are not entitled to relief.
Cases filed in Dallas County are randomly assigned to the various judges' dockets.
By adopting smaller than county-wide district in the interim plan while preserving
county-wide jurisdiction and venue, the District Court has ensured that residents of
Dallas County will have cases heard by judges for whom they cannot vote or vote
against. In a "pure” system with thirty-seven single member judicial districts, 36/37 of
the voters in Dallas County are thus effectively disenfranchised from voting for any given
judge. In such a case, the voters are unconstitutionally disenfranchised, just as the
nonproperty owners in Cipriano v. City of Houma, 395 U.S. 701, 706 (1969), were
unconstitutionally prevented from voting in a municipal bond election because of their
substantial and direct interest in the matter voted upon. See also City of Phoenix v.
Kolodziejski, 399 U.S. 204, 213 (1970) (exclusion of nonproperty owners from elections
approving obligation bonds violated Equal Protection Clause). In its misguided haste to
advance voting rights of the minority, the District Court has unconstitutionally deprived
most voters of their "judicial" voting rights.
-' 36
The interim plan also illustrates the difficulties that will arise in allocating newly
created courts in between the decennial censuses. The allocational problem in Dallas
County was dividing thirty-seven judicial positions among a different number of state
legislative districts. At the urging of Appellees and the Attorney General, the District
Court gave the "extra" judicial seats to those legislative districts with the greatest
number of minority voters. Thus, judges were allocated in a preferred manner to
minority districts. This is surely one of the most flagrant violations of equal protection
ever in the name of equal rights. The same kind of allocation problem will inevitably
occur under any plan to create additional judicial districts between the censuses in
response to increased case load.
The interim plan also unconstitutionally allocates courts of the various
specializations among the various judicial districts; it permits the county administrative
judge to allocate specialization after the election however he or she sees fit. Thus, some
voters are deprived of a civil judge, some of a juvenile judge, and so on. Absent some
scheme of four concurrent sets of overlapping single member districts, no single member
district plan can avoid this unconstitutional allocation of specialize courts. Moreover,
under the specifics of the interim plan, the discretion of the administrative judge
apparently is wholly unconstrained, which also is surely a violation of due process and
equal protection. See Hurtado v. California, 110 U.S. 516, 535-36 (1884).
Finally, jury pools in Dallas County are drawn from the entire county. This system
complies with an accused's right to trial before a jury from the judicial district in which
the offense arose, U.S. Const. amend. VI; U.S. v. Dickie, 775 F.2d 607 (5th Cir. 1985).
By creating an interim plan in which the districts were smaller than county-wide, but jury
selection remained county-wide, the District Court has created a system of jury selection
that is constitutionally impermissible for criminal cases. Inevitably, under a system of
smaller than county-wide districts, an accused from one Dallas County district will be
-37-
forced to stand trial before a jury containing persons from four or five different Dallas
districts for a crime committed in a completely different district. In such a case, the
accused would be denied his constitutional rights. Id.
Most conceivable plans for single member judicial districts will have the
constitutional infirmities found in the interim plan. The only alternative to avoiding
those problems would be to alter the current systems of court specialization, jury
selection, venue, and court administration. These established systems have evolved
locally through years of experience. The systems work, and are of vital importance to
the efficient and orderly administration of justice in Dallas County. Although states’
rights are limited by the Commerce Clause and by other powers expressly delegated to
the federal government, the states do retain the rights to govern themselves with respect
to the basic elements of governance. Recent case law does not explicitly list the states’
fundamental rights, but surely the power to establish and maintain an independent
judiciary is among them. See supra Part [.C.1.
IV. THE DISTRICT COURT'S FINDING UNDER THE TOTALITY
OF CIRCUMSTANCES WAS CLEARLY ERRONEOUS
A. The District Court Used An
Improper Standard of Proof
In view of the serious nature of the potential intrusion here by the federal
government into one of the fundamental sovereign aspects of state government, it is
appropriate to hold Appellees to a higher than normal standard of proof. In particular,
the Court should require a showing by Appellees of clear and convincing evidence to
justify dismantling and rebuilding the Texas judicial system. Cf. Campos v. City of
Baytown, 849 F.2d 943, 946 (5th Cir. 1988) (Higginbotham, J., dissenting from denial of
rehearing en banc). If a civil action for fraud with no greater consequences than money
damages merits that higher evidentiary standard, surely the judicial system of Texas does
- 38
as well. This Court in Chisom v. Roemer, 853 F.2d 1186 (5th Cir. 1988), noted the
delicate nature of federal court intrusion into the state judiciary:
Our analysis begins with the staunch admonition that a federal
court should jealously guard and sparingly use its awesome powers
to ignore or brush aside long-standing state constitutional
provisions, statutes, and practices. There can be no doubt that
under the Supremacy Clause, federal courts do and indeed must
have this authority in our unique form of government. It is the use
of this power that must be maintained in the balance, a balance
which is more delicate than usual when a state's judicial process is
involved.
Id. at 1189 (footnote omitted). Given the delicacy of the balance at stake here merits, at
minimum, a higher burden of proof than the normal preponderance of the evidence must
be required.
B. Appellees Used Outdated Statistical Data
Finally, Appellees have simply failed to carry their burden of proof. Dr. Engstrom's
and Dr. Weiser's data all rest upon the 1980 Census. (Tr. 2:136; 3:4-6) Dr. Engstrom
conceded that there had been many changes in Dallas County's population since 1980,
which he had not taken into account. (Tr. 2:135-42) Judge Entz offered testimony
showing that there have been dramatic changes in Dallas County's demographics since
1980 caused by dispersal of blacks throughout the county, black residents moving into the
county and living outside traditional predominantly black neighborhoods, a
disproportionate increase in Hispanic population, and a dramatic increase in Oriental
population, to perhaps as much as 100,000 residents who were wholly excluded from
Appellees’ analysis. (Tr. 3:43-44; Summary of Marshall Deposition, DI-Dallas Ex. 24) As
this Court said recently in criticizing use of dated 1980 Census figures, "Whatever the
voting age population composition was then, given mobility, mortality, and coming of age,
we cannot tell with any certainty what it is today . . . ." Houston v. Haley, 859 F.2d 341,
349 (5th Cir. 1988), vacated on other grounds, 869 F.2d 807 (5th Cir. 1989); see also id. at
344 (noting that plaintiff "who bore the burden of proof -- has provided us with little
-30-
more than a basis for speculation regarding the present black voting age population")
(emphasis in original).
Even were there no changes over time from the 1980 Census, Appellees’ statistics
are still flawed by unproven, counter-intuitive assumptions in their underlying data.
Appellees’ experts relied upon demographic data for total population as a surrogate for
data reflecting the racial composition of actual voters in judicial elections. That assumes
that all racial groups will, in equal measure: (1) have a voting age population proportion
equal to their total population proportion, (2) register to vote in proportion to their voting
age population proportion, (3) show up to vote in proportion to their registered voter
proportion, and (4) vote in down-ballot judicial elections in proportion to their actual
voting proportion. None of those assumptions has been tested, and Dr. Engstrom candidly
admitted that he made them simply because the true data he needed was not available.
(Tr. 2:138) In critiquing similar statistical assumptions, this Court has noted: "Although
we agree that absolute perfection in the base statistical data is not to be expected, a
trial court should not ignore the imperfections of the data used nor the limitations of
statistical analysis.” Overton v. City of Austin, 871 F.2d 529, 539 (5th Cir. 1989). In
short, Appellees’ underlying data is so flawed that they have failed to meet an
evidentiary burden of preponderance of the evidence, much less the higher clear and
convincing standard that should be applied here.33/ The Trial Court's findings of fact,
33/ The Court should give no weight to the Dallas County Plaintiff-Intervenors' proof
regarding non-judicial elections. Although this Court has permitted use of "exogenous"
elections, Citizens for a Better Gretna v. City of Gretna, 834 F.2d 496, 502 (5th Cir.
1987), that was only "in light of the sparsity of available data.” Appellee LULAC's
non-Dallas County expert, Dr. Brischetto, testified that he would not look to exogenous
elections if there were as many as three district court elections. (Tr. 1:118-19) In Dallas
County, there have been seven general and two primary elections for district judge with
black candidates. With that volume of elections, there is no need to look at non-judicial
elections. This is especially true given the nature of the other elections used. They were
typically not partisan, they involved different jurisdictions, some of them had more
nearly racial implications, they were on shorter ballots, and they were much higher
(Footnote continued to next page)
which are almost entirely based upon Appellees’ statistical analysis, are, therefore,
clearly erroneous.
C. Under the Proper Standard of Proof the
District Court's Conclusions Were Clearly Erroneous
A review of the remaining Zimmer factors under a proper standard of proof, with
cognizance of the fundamental factual deficiencies of Appellees’ statistical proof, shows
that the District Court's ultimate conclusion of fact regarding county-wide elections was
clearly erroneous.
1. Electoral Success. -- First, the degree to which minority candidates have
obtained electoral success is in Judge Entz' favor. Out of the nine contested primary and
general district court elections with black candidates, the black candidate won four of
those elections. (Tr. 4:105; DI-Dallas Ex. 9A) This approaches fifty percent, which
surely is about how many white candidates win contested elections (since one candidate
must lose every contested election). Significantly, in primary elections where partisan
affiliation is not a factor, the black judicial candidates won both contested primaries
against white opponents. (Tr. 4:105)34/
2. Types of Election Systems. -- The record before the Court does not show any of
the "enhancing" factors under the third Zimmer factor. Dallas County is not an unusually
1 ootnote continued from previous page)
33/ profile that the invariably low-profile, issue-less district court campaigns.
Accordingly, the Court should disregard that evidence.
34/ This Court recently noted in considering this factor that the emphasis under Section
2 is on "political processes that denied citizens the opportunity to elect representatives
of their choice." Houston v. Haley, 859 F.2d 341, 347 (5th Cir. 1988), vacated on other
grounds, 869 F.2d 807 (5th Cir. 1989) (emphasis in original). The evidence here is that all
four losing black Democratic judicial candidates were invited to run as Republicans,
would have won as Republicans, but chose not to run under that party. (Tr. 2:172-73, 176;
2:209; 2:248-49; 5:283-84) They certainly had an opportunity to win, but rejected it. A
conscious choice by candidates to lose surely does not show that Dallas County's present
system of electing judges denied citizens the opportunity to elect the very candidates
that Appellees argue were the choice of the black community.
= 4)
large electoral district; it simply reflects the long Texas tradition of using the county
government as the basic unit for delivering judicial services to the people, a policy that
finds it roots as deep as the Texas Revolution. (Tr. 4:138-39) Post-primary judicial
elections do not have a majority vote requirement. Finally, although judges run for
specific courts, that is a reflection of the autonomy of each court and its status in the
true sense of the term as a single member judicial district. There was no showing that
this fact in any way enhanced the inability of black voters to elect Democratic judges.
3. Existence of a Discriminatory Slating Process. -- The record shows no slating
process, and the District Court agreed. See November Order at 72.
4. Lingering Effects of Past Discrimination. -- Appellees failed to show that blacks
suffer the effects of discrimination in areas such as education, employment and health
that hinder their ability to participate effectively in the political process. Although
LULAC introduced exhibits showing that blacks have lower socioeconomic status
generally than whites in Dallas County, there was no testimony showing that, at this date,
such lower status is directly a result of prior discrimination or that it hinders the ability
of blacks to participate in the political process.3%/ And although LULAC attempted to
elicit testimony of that sort from Dr. Dyer, he stated that he was not qualified to give
such testimony and expressed personal reservations about whether a causal link could be
shown between today's socioeconomic status and discrimination of years and decades
ago. (Tr. 4:320-21)
5. Tenuousness of the System. —- The policies underlying county-wide election of
judges and judicial administration are not tenuous, and include: the historic use of
counties as the fundamental unit of provision of judicial services; judicial efficiency
35/ Although Appellees’ witness Dr. Brischetto offered such testimony with respect to
other counties, his testimony specifically did not encompass Dallas County, and Appellees
introduced no other testimony on this point with respect to Dallas County.
wid
through central administration, specialization, flexibility in docket management and
court creation; and providing electoral accountability while avoiding judicial
parochialism. The District Court agreed that these policies were not tenuous.
(November Order at 77)
6. Racial Appeals. -- Appellees did not show that judicial elections were
characterized by overt or subtle racial appeals. In fact, the only incident the trial court
found to be a racial appeal in a judicial race was actually a reference to the candidate's
religion in a Republican primary. (November Order at 73) That reference drew a strong
response from the Republican Party, and apparently was of no importance to the voters
—- the black candidate won the primary. (Tr. 4:77; 4:218) Even if the religious reference
were considered a racial appeal, that isolated incident is not any indication that racial
appeals are typical or even "not unusual" in judicial campaigns.
7. History of Discrimination. -- Finally, although Dallas County and Texas once had
official discrimination against the voting rights of black voters, those days are thankfully
long in the past. Appellees did not show and the District Court did not explicitly find
that this unfortunate history has had any present day lingering effect on the ability of
blacks to participate in the political process in Dallas County, and there are certainly no
present official impediments to black voting.
A review of all of the Zimmer factors shows that the District Court's ultimate
finding was clearly erroneous.38/ The essence of Appellees’ case did not turn on the
Zimmer factors; rather, it turned on their arcane statistical evidence showing that black
voters vote for Democratic candidates and that the percentage of black judges is smaller
36/ The existence of racially polarized voting, which is also a Zimmer factor, is
discussed at length above. The remaining Zimmer factor, responsiveness, was expressly
not raised by Appellees, and the District Court did not find it significant. (November
Order at 75)
- 43
than the percentage of black voters. As shown above, however, those facts do not
support a finding of a violation of the Voting Rights Act. Appellees’ statistical smoke
cannot obscure the obvious facts that the political processes in Dallas County are
absolutely open to black judicial candidates running, and that they can and do win, as
Republicans.
CONCLUSION
The proof at trial showed that voting in judicial elections in Dallas County does not
depend upon the race of the candidate and thus is not racially polarized under Monroe v.
City of Woodville. The District Court's November Order thus was wrong. Any other
reading of the Voting Rights Act would lead to unjust results. The Voting Rights Act was
intended to ensure that minority groups had an opportunity to participate in the political
process and elect the candidates of their choice. Here the Dallas County
Plaintiff-Intervenors all had the open opportunity to participate by running as
Republicans and winning or running as Democrats and losing. (They chose the latter.)
The Voting Rights Act was not intended to protect the right of candidates to win in the
political party of their choice.
The District Court's conclusion that the Voting Rights Act protects political party
preferences is wrong and an affront to the American political experiment. As any
student of politics knows, things change. At one time the party of choice of black voters
was "the Party of Abe Lincoln." Now it is not. In 1976, the Dallas County courthouse
was a Democratic bastion. Ten years later, the Democrats were an endangered species
on the brink of extinction. No one knows what party will have the upper hand ten years
hence or which party will have black support, Hispanic support, Asian support, or female
support. Nor should it matter. The judicial system has been a solid, coherent structure,
whose business has been dispensing evenhanded justice, not favors or benefits to
small-district constituents. Since 1836 and the Texas Revolution, justice in Texas has
“4h
been dispensed at the county level, and the system works well, partisan political changes
or not. The District Court would dismantle this system based on a shift in partisan
voting. Congress could not have intended that result, and this Court should not read the
Voting Rights Act to require it.
County-wide judicial elections in Dallas County provide a level playing field for all
who care to compete, regardless of race, though there is no guarantee that one will win.
Appellees’ evidence showed nothing more. The Voting Rights Act requires nothing
more. If the Act is construed otherwise, it is unconstitutional for the reasons stated.
For all the reasons discussed above, Judge Entz requests that this Court reverse the
plainly erroneous findings and decision of the District Court and render judgment in Judge
Entz's favor.
Respectfully submitted,
obert H. Mow, Jr.
De holly
David C. Godlbey
Bobby M. Rubarts
Esther R. Rosenblum
of HUGHES & LUCE
2800 Momentum Place
1717 Main Street
Dallas, Texas 75201
(214) 939-5500
ATTORNEYS FOR DALLAS
COUNTY DISTRICT JUDGE
F. HAROLD ENTZ
- 45 -
Of Counsel:
Sidney Powell
STRASBURGER & PRICE
901 Main Street
Suite 4300
Dallas, Texas 75202
(214) 651-4692
CERTIFICATE OF SERVICE
I certify that a true and correct copy of the foregoing instrument was served by
certified mail, return receipt requested (except where indicated) on William L. Garrett,
Rolando Rios, Susan Finkelstein (FEDERAL EXPRESS), Sherrilyn A. Ifill, Gabrielle K.
McDonald (FEDERAL EXPRESS), Edward B. Cloutman, III (FEDERAL EXPRESS), E. Brice
Cunningham, Renea Hicks (FEDERAL EXPRESS), Ken Oden, David R. Richards, ].
Eugene Clements (FEDERAL EXPRESS), Darrell Smith, Michael J. Wood, Joel H. Pullen,
and Seagal V. Wheatley, John L. Hill, Jr. (FEDERAL EXPRESS), Michael Ramsey in
accordance with the Federal Rules of Appellate Procedure this 13th day of February,
aD: -
1990.
Attorney {or as County
District Judg® F'. Harold Entz