Memorandum of Law in Support of Defendants' Motion for Summary Judgment and Supporting Material
Public Court Documents
July 8, 1991
96 pages
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Case Files, Sheff v. O'Neill Hardbacks. Memorandum of Law in Support of Defendants' Motion for Summary Judgment and Supporting Material, 1991. d34a2335-a446-f011-8779-7c1e5267c7b6. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/dc5ddde4-8a2b-408f-96c4-a5249e077d8c/memorandum-of-law-in-support-of-defendants-motion-for-summary-judgment-and-supporting-material. Accessed November 02, 2025.
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Cv 89-0360977s
MILO SHEFF, et al SUPERIOR COURT
Plaintiffs J.D. HARTFORD/
NEW BRITAIN AT HARTFORD
Vv.
WILLIAM A. O'NEILL, et al
Defendants July 8, 1991
MEMORANDUM OF LAW IN SUPPORT OF DEFENDANTS
MOTION FOR SUMMARY JUDGMENT AND SUPPORTING MATERIAL
(PART ONE)
The present Memorandum of Law in Support of Defendants’
Motion for Summary Judgment and Supporting Material is being
provided to the court in two parts. Part One contains the
defendants' discussion of the case and arguments of law. Part
Two contains the affidavits and other material being submitted in!
support of this summary judgment motion. An Index to Part One
and Part Two follows.
INDEX
PART ONE - MEMORANDUM OF LAW
I. INTRODUCTION. c iieirvisssivevssnsnssnsssrrssnmsingssan saves sisnasi
11. UNDISPUTED FACTS. «vis vas sv rrarsvnnsnis sia sas sass danaairnnstsas vis
A. FACT 1: The Defendants And Their Predecessors Have Not,
By Affirmative Act, Assigned Or Confined Children To The Hartford
Public Schools Based Upon Their Race, National Origin,
Socioeconomic Status, Or Other Status Which Might Be Said To Put
Children "At Risk" Of Poor Educational Performance. ......cvese0 ee.
B. FACT 2: There Is Not Now, And Never Has Been, A Distinct
Affirmative Act, Step, Or Plan Which, If Implemented, Would Have
"Sufficiently" Addressed The Conditions About Which The
Plaintiffs COMPlaiN. cco oss vsmisasmiincrnssnwanisonsssissaossrnsn
C. FACT 3: The General Assembly Has Adopted And The
Defendants Have Implemented Legislation To Address The Conditions
About Which The Plaintiffs Complain... sss cvevsnssrncnrmnanainsinsan
(Discussion of Analyses Found in Attachment to the
Brewer Affidavit, Exhibit 4)
X, Average Daily Membership (ADM); Conn. Gen.
Stat. § 10-261(A){2)Q s+ votives nrrassnnrnrns
2. Special Education, State Supported
Percentages; Conn. Gen. Stat. § 10-760... v0
3. Transportation, State Supported Percentages;
Conn. Gen. Stat. § 10-266m.......cc0cceeveeenn
4. School Construction, State Supported
Percentages; Conn. Gen. Stat. § 10-285a......
5. Total State Aid Per Pupil......cceeeeveeenenenn
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Education Evaluation and Remedial Assistance,
Grants for Public Schools; Conn. Gen. Stat.
Education Evaluation and Remedial Assistance
Grants for Non-Public Schools; Conn. Gen.
Stat. § 10-140
Interdistrict Cooperation Grants; Conn. Gen.
Stat. § 10-74d
Agency Placement Grants; Conn. Gen.
§ 10-76d(e)
Professional Development Grants; Conn.
Stat. § 10-155dd
Teacher Evaluation Grants; May Spec. Sess.
P.A. 86-1, § 15 (repealed)
Career Incentive Grants; May Spec. Sess. P.A.
86-1, § 19 (repealed)
Teacher Evaluation Implementation Grants;
P.A. 87-2, § 11 (repealed)
Combined Professional Development Grants
Minimum Salary Grants; May Spec. Sess.
86-1, § 2 (repealed)
Salary Aid Grants; May Spec. Sess. P.A. 86-1,
§ 3 (repealed)
‘
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18.
19.
20.
21.
22.
23.
24.
25.
26.
27%.
28.
29.
30.
General Education Aid; May Spec. Sess. P.A.
Bb=1, 8S 4, 6 (Yepealed). . ... iii iiss nirivineg
Teacher Pupil Ratio Grants; May Spec. Sess.
P.B. 86-1, § 5 (repealed)... ... co aviv ivi
Combined Salary Ald Grants... vec ones sion ssi
Education Equalization Grants; Conn. Gen.
Stat. §§ 10-262c through 10-262e (repealed)
and Conn. Gen. Stat. §§ 10-262f through
FOB ts cnnnities ons vinnie sinter
Vocational Education Equipment Grants;
Conn. Gen. Stat... § 10-2658 et Seq. cv vivvnin
Education Evaluation and Remedial Assistance/
Project Concern Grant; Conn. Gen. Stat. §§
10=140(D) (2) 10=266 cnc vis viiinicn ve vivian vn vw sinininn
School Building Project Grants; Conn. Gen.
Stat. §§ 10-282 through 10-292b........ 0... ...
Telecommunications Incentive Grants;
Conn. Cen. Stat. SS H0=8N.. . cove vuswnvinsineeess
Extended Day Kindergarten Grants; Conn. Gen.
Stat, 10w OM, ost ssa s trie sonivs ov dis nit vat oie vis ainiv oe
Summer School Incentive Grants; Conn. Gen.
SEAL. CS 107A. cfs ve sod so nn idlivninte sn tin aiatiele
Young Parents Program; Conn. Gen. Stat. §
RE To por Ee SRP NIN To Pl SE PR a SIN OE RP UR HE
Primary Mental Health Grants; Conn. Gen.Stat.
§ J0~T00. icine vs ce Niky ton vis in ae re bee A
Drop Out Prevention Grants; Conn. Gen. Stat.S$
B0=202 Fis i cs Cr tne rr Se Ye vr eae wise
31. Child Nutrition State Matching Grants; Conn.
Gen, Stab, '§ 10«215D. cu tative nvmmenitivione ens
32. Priority School District Grants; Conn. Gen.
Stat. §§ 10-266p through 10-266r..:. cunt ui
33. State School Breakfast Grants; Conn. Gen.
Stat. § 0-2 O0W. ve cine vit vss ssivnnsvsmoneivss evo
III. ARGUMENT: JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS
BECAUSE THE STATE HAS NOT ENGAGED IN CONDUCT WHICH VIOLATES
THE CONSTITUTION AND BECAUSE THERE IS NO JUDICIAL REMEDY
AVAILABLE TO THE PLAINT IPF. vot titssssnssnmeniacanissnevnnssnne
A. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS
¥ BECAUSE THE CONDITIONS ABOUT WHICH THE PLAINTIFFS
1 COMPLAIN ARE NOT THE PRODUCT OF STATE ACTION...........
£ B. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS
| BECAUSE THE STATE HAS SATISFIED ANY AFFIRMATIVE
OBLIGATION WHICH ARISES OUT OF THE STATE CONSTITUTION. .
BECAUSE THE QUESTION OF HOW BEST TO ADDRESS THE
CONDITIONS ABOUT WHICH THE PLAINTIFFS COMPLAIN IS NOT |
JUSTICEABLE oy sc reir strain esisnnssinns sons vun |
} C. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS |
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IV. CONCLUSION. sci ds adr i i ia sin sega Bo |
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OPER I FTC ATION a st ei os so sr Be nie 5 etna a ain
PART TWO - SUPPORTING MATERIAL
Exhibit 1; Plaintiffs' Amended Responses to
Defendants' First Set of Interrogatories, February 19,
1991 (44 PAGES) cv vinersnsarisnnavsvnsn dines rnsin edness
Exhibit 2; Plaintiffs' Objection to
Interrogatories, September 20, 1990 (4 pages)..........
Exhibit 3; Affidavit of.Gerald N. Tirozzi (2
PAOES ) to sete t ttt s teers tates ete s esses stesso
Exhibit 4; Affidavit of Robert Brewer (2 pages)
with attachment (148 DBQOES) «ce ve. crv evnistnssstassmnennes
Exhibit 5; Affidavit of Elliot Williams (2 pages)
with four attachments (5, 6, 11 and 22 pages
respectively). iii iii iii
Exhibit 6; Affidavit of G. Donald Ferree, Jr. (2
pages) with two attachments (2 and 9 pages
respectively)... vihcnsnis airs tvs rrr ae eres ey
COTE A fC BE A OT cd is os tins vir innis vs tin te aieies wis miwin a new in owe
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PART ONE - MEMORANDUM OF LAW
I. INTRODUCTION
In the present case the plaintiffs complain about the
concentration of minority (black and Hispanic), poor, and "at
risk" (on AFDC, limited English proficiency, or a single parent
family) children in the Hartford public schools, particularly in
comparison to the other school districts which plaintiffs have
chosen to include in their configuration of the Hartford
1/
metropolitan area. ‘Plaintiffs have succinctly described the
constitutional foundation for their complaint in Plaintiffs’
Amended Responses to Defendants' First Set of Interrogatories
dated February 19, 1991, Exhibit 1.
As plaintiffs have repeatedly maintained
it is the present condition of racial
segregation in the region's schools that
violates the Connecticut Constitution as
a matter of law, and the harm that flows
from the present condition of racial and
economic segregation that in fact
deprives Hartford area school children
of their right to equality of
educational opportunity.
1/ Geographically some of the towns which plaintiffs have
included in their configuration of the Hartford metropolitan area
are more distant from Hartford than other towns which they have
excluded.
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1d., pp. 1-2. (Emphasis added).
In August of 1989 defendants moved to strike plaintiffs’
complaint. As with any motion to strike, the court was forced to
accept the allegations of the plaintiffs' complaint, and only
those allegations as true for the purposes of ruling on that
motion. Based on the allegations of the complaint, the court
found that there was a substantial dispute between the parties
which should not be resolved on a motion to strike. For that
reason the Court denied the motion. See Memorandum of Decision
on the Defendants' Motion to Strike, May 18, 1990.
In this motion for summary judgment the defendants seek
judgment based upon three undisputed facts whish are not among
the facts alleged in plaintiffs' complaint. These three facts
are listed in the preceding index and discussed separately below.
The undisputed truth of these facts has become evident through
plaintiffs' discovery responses, especially Plaintiffs’ Amended
Responses to Defendants' First Set of Interrogatories, Exhibit 1.
The limited facts upon which the present motion for summary
judgment is predicated allow the court to reach the legal issues
which the court found itself unable to resolve on defendants’
motion to strike. While the plaintiffs and the defendants are in
disagreement with regard to many of the allegations in
plaintiffs' complaint, those disputed facts are not material to
the legal issues which need to be resolved in order to rule on
this motion for summary judgment.
According to P.B. § 384 summary judgment "shall be rendered
forthwith if the pleadings, affidavits, and any other proof
submitted show that there is no genuine issue as to any material
fact and that the moving party is entitled to judgment as a
matter of law." Here, the simple and undisputed facts are that
the conditions about which the plaintiffs are complaining are not
of the state's making, that there is no readily identifiable
method for addressing these complex conditions, and that, despite
this difficulty, the general assembly has devised and implemented
numerous measures designed to meet these problems. 2/ these
simple facts compel the conclusion that the defendants are
entitled to judgment as a matter of law.
2/ The Supreme Court has said that "[i]n order to oppose
successfully a motion for summary judgment, the opposing party
must recite facts in accordance with Practice Book § 300 which
contradict those offered by the moving party." McCall v. Pataky,
160 Conn. 457, 460, 280 A.2d 146 (1971). This motion for summary
judgment is based on plaintiffs' own statements and responses.
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There is no basis in law for finding that the state has
violated the constitution when the state has not caused the
conditions about which the plaintiffs complain; concentration of
minority, poor and "at risk" children in urban schools in
Connecticut is not attributable to any action by the state, but
to complex demographic and socioeconomic changes that have taken
place over much of the last century. As the Connecticut Supreme
Court has repeatedly held, it is the province of the legislative
branch of government to decide how best to address such
undesirable conditions, even those which might have an impact on
education. The courts remain the guardians of the people in that
they are responsible for protecting the people from oppressive
and unconstitutional government conduct. But that is not the
situation which is before the court in the present case.
The authority and arguments which follow demonstrate how far
the plaintiffs are asking the court to depart from the
traditional role of the judiciary in our system of government.
The invitation the plaintiffs present to the court in this case
is one which, if accepted, will put the court in the position of
having to wrestle with and resolve highly complex social and
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economic issues which have no easy Or certain answers; it is a
role which belongs to the legislature.
The court stands at the crossroads in this case. The
|| problems that lie at the heart of this lawsuit -- poverty,
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disparate resources, urban flight and decay -- are not limited to!
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the field of education or to the city of Hartford. They are not
the products of any identifiable actions by the State that can be
halted or remedied by judicial decree. If the State can be held
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i jnability to halt and to reverse massive social and economic
I" trends, then the courts will find themselves permanently engaged
in social engineering and policy making in an effort to remedy
the myriad socioleconomic problems affecting people in this
State. The correct path for the court to follow in this case is
to affirm its traditional role of protecting the people from
improper conduct by the government -- conduct which is plainly
absent in this case.
II. UNDISPUTED FACTS
There are three basic facts which are undisputed and which
provide the factual foundation necessary to address the legal
issues presented by this motion for summary judgment. Each fact
is set forth below together with a list of the material provided
with this motion which substantiates the fact, with a discussion |
of that supporting material, and with a brief explanation of the |
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importance of that fact to the legal issues discussed later in
this memorandum.
A. FACT 1: The Defendants and Their Predecessors Have Not, By
Affirmative Act, Assigned or Confined Children to the Hartford
Public Schools Based Upon Their Race, National Origin, |
Socioeconomic Status, Or Other Status Which Might Be Said To Put
Children "At Risk" of Poor Educational Performance.
Supporting Material: Affidavit of Gerald N. Tirozzi, Exhibit 3;
Plaintiffs' Amended Responses to Defendants' First Set of
Interrogatories, Exhibit 1, pp. 1-21.
The affidavit of State Commissioner of Education Gerald N. |
Tirozzi, which accompanies this motion for summary judgment as |
Exhibit 3, attests to the fact that children in Connecticut are
assigned to particular school districts in this state solely on
the basis of their city or town of residence; not on the basis of
their race, national origin, socioeconomic status, or "at risk"
status. The affidavit also attests to the fact that school
district lines in the Hartford metropolitan area and the state as
a whole have not been materially altered for more than eighty
years -- long before the time when the plaintiffs allege that the
defendants first had knowledge of the conditions about which the
plaintiffs complain. See Complaint, 99 50-66.
It is evident from Commissioner Tirozzi's affidavit that no
matter how the plaintiffs may wish to construct their legal
theory in this case, this is a case where the plaintiffs charge
"de facto", not "de jure", segregation.
To obtain further confirmation of the "de facto” nature of
the plaintiffs' segregation claims, defendants submitted
interrogatories to the plaintiffs designed to give them the
opportunity to identify "de jure" violations of the state
constitution. In defendants' first set of interrogatories, under
the heading "Past Violations-Affirmative Acts", Questions 1-4,
Exhibit 1, pp. 1-21, plaintiffs were asked to identify all
affirmative acts on the part of the defendants or their
predecessors which violated the constitution.
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Nowhere in their responses to these questions do the
plaintiffs allege that the defendants or their predecessors
assigned or confined children to the Hartford public schools
based upon their race, national origin, socioeconomic status, or
"at risk" status. The affirmative acts which the plaintiffs do
refer to, do not support a claim that the problems about which
the plaintiffs complain are products of "de jure" segregation.
Consistent with the plaintiffs' repeatedly reaffirmed position
that it is the "present condition of racial segregation in the
region's schools that violates the Connecticut Constitution”,
Exhibit 1, p. 1, (emphasis added), plaintiffs do not claim that
the "affirmative acts" which they identify in response to
defendants' interrogatories are unconstitutional nor do they ask
that the defendants be enjoined from continuing to engage in
3/
those affirmative acts.
Commissioner Tirozzi's affidavit and plaintiffs' respcnses
to defendants' interrogatories make the truth of the above stated.
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3/ Plaintiffs explicitly concede that the state's actions in
the area of housing are not unconstitutional. Exhibit 1, p. 18.
Since plaintiffs do not seek to enjoin the state from engaging in.
any of the other "affirmative acts" listed in plaintiffs’
response, it must be assumed that these acts are constitutional
as well.
fact evident. Recognition of the truth of this fact exposes the
novelty and weakness of plaintiffs' legal claims and allows the
court to rule on those claims short of a lengthy and unproductive
trial.
B. FACT 2: There Is Not Now, And Never Has Been, A Distinct
Affirmative Act, Step, Or Plan Which, If Implemented, Would Have
"Sufficiently” Addressed The Conditions About Which The
Plaintiffs Complain.
Supporting Material: Plaintiffs' Amended Responses to Defendants
First Set of Interrogatories, Exhibit 1, pp. 22-33; Plaintiffs’
Objection to Interrogatories, Exhibit 2.
In paragraph 70 of the complaint plaintiffs aver that the
defendants have failed to take "steps sufficient to eliminate
[the] educational inequities" about which the plaintiffs
complain. (Emphasis added.) The logical question which this
allegation poses for both the defendants and the court is; "What
are the sufficient steps which the defendants were obliged to
take that they did not take?". Two sections of defendants' first]
set of interrogatories were designed to elicit this information
from the plaintiffs.
In the second section of defendants' first set of
interrogatories, entitled "Past Violations: Omissions”, Questions
5-7, Exhibit 1, pp. 22-32, defendants presented plaintiffs with
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questions directly addressing plaintiffs' claim that the
defendants failed to satisfy some affirmative obligation under
the constitution; i.e., an obligation to do something as opposed
| to an obligation not to do something. Through these questions defendants asked the plaintiffs to identify specifically what it
was the defendants were required to do but did not do in response;
to the "conditions" about which plaintiffs complain. Flaintiffts
have effectively declined to answer these questions saying
"plaintiffs are not required to specify which methods would have
cured the constitutional violation". Exhibit 1, pp. 28-289.
Plaintiffs list various proposals and suggestions for addressing
the problems which, in one or more respects, were not adopted by
the state, but they qualify this portion of their answer by
saying;
Plaintiffs will not necessarily claim
that if implemented, the specific
programs and policies offered in such
reports and recommendations would have
been sufficient to address the
constitutional violation. Neither will |
plaintiffs necessarily claim that any |
: one particular recommendation was
i required by the State Constitution.
«10s
Exhibit 1, pp. 23-24. The only conclusion which can be drawn
from plaintiffs' answers to defendants' interrogatories is that
there is not now, nor has there ever been, a distinct affirmative
act, step or plan which the defendants were constitutionally
obliged to take or act on.
The third section of defendants' first set of
interrogatories attempts to reach the same issue as the second
section but from a slightly different perspective. Rather than
ask the plaintiffs to identify the specific steps which the
defendants should have taken but did not take, this section,
which is entitled "Current or Ongoing Violations", Questions 8-10
Exhibit 1, pp. 32-33 and Exhibit 2, asks the plaintiffs to
identify the specific objectives which should have been
accomplished or achieved if the defendants had taken the kind of
steps which the plaintiffs would deem "sufficient" to address the
problems. Since the plaintiffs claim is that the "conditions”
which exist in the Hartford metropolitan area violate the
constitution, this third section of defendants' interrogatories
asks the plaintiffs to identify what the "conditions" should be
in order for there not to be a "violation" of the constitution.
The logical premise behind this set of questions is that if the
current "conditions" violate the constitution they must do so
because they differ from what the "conditions" would be if there
was no violation of the Constitution. Unfortunately the
plaintiffs have refused to respond to these questions and,
instead, have objected to them as being somehow improper. See
Exhibit 2.
The plaintiffs' refusal to answer the questions in the third section of defendants' first set of interrogatories and thereby
identify the "conditions" as they should exist in order to
comport with the constitution, and their failure to respond to
the questions in the second section by identifying the specific |
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to change the "conditions" from those which allegedly violate the
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affirmative steps which the defendants should have taken in order
constitution to those which do not, exposes an important fact
which 'is of critical significance to this case. As stated above,
the fact is that there is not now, nor has there ever been, a
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clear solution to the complex problems faced by our urban schools
and communities, including the problems about which the
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plaintiffs complain here.
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Since the essence of the plaintiffs' case is their claim
that the defendants have failed to satisfy a clear affirmative
obligation imposed upon the state by the constitution, the
plaintiffs' inability to identify what it was that the defendants
should have done or what it is the defendants should do to
satisfy that obligation, is important in at least two respects.
The absence of a clear solution to the problems about which the
plaintiffs complain is relevant to the question of the existence
of a judicially cognizable legal obligation and to the question
of the defendants' alleged failure to meet such a legal
obligation. Once again the truth of the undisputed fact set
forth above exposes the plaintiffs' novel legal claims and
provides the court with the opportunity to rule on those claims
short of a lengthy and unproductive trial.
sl3a
Cc. FACT 3: The General Assembly Has Adopted And the Defendants
Have Implemented Legislation Designed To Address The Conditions
About Which The Plaintiffs Complain.
Supporting Material: Title 10 of the Connecticut General
Statutes including, but not limited to, §§ 10-140, 10-16m,
10-17g, 10-74b, 10-74c, 10-74d, 10-76d, 10-76g, 10-145a (b),
10-155dd, 10-158a, 10-202f, 10-215b, 10-226a through 10-226g,
10-257b, 10-257c, 10-257f, 10-261(a)(2), 10-262f through
10-262i,, 10-265a through 10-265d, 10-266j, 10-266m, 10-266p
through 10-266r, 10-266w, 10-282 through 10-292b; May Spec. Sess.
P.A. 86-), 88 2, 3,4, 5, 6, 15,:19, 33,°49=52 (repealed): P.A.
87-2, § 11 (repealed); Conn. Gen. Stat. §§ 10-262c through
10-262e (repealed); Affidavit of Robert Brewer with Attachment,
Exhibit 4; Affidavit of Elliot Williams with Attachments, Exhibit
5: Affidavit of G. Donald Ferree, Jr. with Attachments, Exhibit
6.
The present case is not one in which the courts are called
upon to protect a minority from oppression by the majority. The
people of this state, through the actions of the general
assembly, have demonstrated exemplary concerns for the special
needs of the children in our urban areas who are largely from
minority groups and a commitment to having a society in which
people of all races and nationalities are fully welcomed. A
public opinion survey conducted at the request of the Governor's
Commission on Quality and Integrated Education shows that the
general public in Connecticut agrees that "improving the racial
and cultural mix in Connecticut schools would enhance the quality
of education in the state and have a long-term positive impact on
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our multi-ethnic society". Exhibit 6, "Overview of Survey
Findings", p. 1. The willingness of the general public to
support efforts to obtain these benefits is evidenced by the
survey finding that "[a]ny particular plan for improving racial
balance will NOT encounter opposition in itself, because balance
(or at least a more diverse mix) is seen as good." 1Id., p. 2.
The way in which these public attitudes are reflected in legislation is described in some detail later in this memorandum
and on pages 39-46 of defendants' August 21, 1989, Memorandum in
| Support of Defendants' Motion to Strike.
When the defendants outlined this legislation in their
August 21, 1989 Memorandum in Support of Defendants' Motion to
Strike, plaintiffs objected, claiming that these points had "no
, place in a motion to strike" and that the defendants had failed
to address "the precise impact of these various programs on
'{ Hartford-area school districts." See Plaintiffs Memorandum of | Law in Opposition to Respondents' Motion to Strike, dated
ii November 19, 1989, at page 31. Whatever merit there may have
been to plaintiffs' objections when these legislative initiatives |
were called to the court's attention in support of the
defendants' motion to strike, the objections are not valid with
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respect to the present motion for summary judgment. If the
impact of these legislative efforts on Hartford-area schools was
not evident when the court took up defendants' motion to strike,
Exhibits 4 and 5 now make that impact evident.
Exhibits 4 and 5 demonstrate that the state has made a
conscious and concerted effort to direct state resources to the
Hartford public schools because of the special difficulties which
that school district faces in comparison to the suburban
districts, and that the State has set a firm course toward
improved racial, ethnic and cultural diversity in our schools.
Exhibit 4 is an affidavit by Robert Brewer, the Bureau Chief
for the Bureau of Grants Processing of the State Department of
Education. Through this affidavit the court is provided with
detailed information and analyses regarding the impact on |
Hartford and the districts which the plaintiffs have included in
their configuration of the Hartford area of the major Senleistive)
programs by which the state provides financial assistance to
local school districts. What follows is an explanatory index to
the 148 page fiscal analysis which is attached to the Brewer
affidavit. The page numbers listed with each item heading below
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refer to the page numbers in the attachment to the Brewer
affidavit where the information which is digested can be found.
When appropriate, the statutory citation relating to the item of
information or grant program analyzed is set out in the item
heading as well. The inescapable conclusion which arises from
the analysis which is digested in the next 26 pages of this
memorandum is that the state has directed more than twice as many
state dollars per pupil toward the education of Hartford children
than it has toward the education of children being served by the
suburban school district.
1. Average Daily Membership (ADM); Conn. Gen. Stat. §
10-261(a) (2); Pages 3-4.
The charts on pages 3 and 4 show the Average Daily
Membership (ADM) for Hartford, each of the identified suburbs,
and the area as a whole for each school year from 1977-1978
4/
through 1989-1990. It is noteworthy that throughout this time
period the suburban districts served approximately three times as,
4/ The 1989-1990 school year is the last school year for which
the data presented in the attachment to the Brewer affidavit is
available.
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many children as Hartford. Keeping the three to one ratio in
mind is helpful in understanding the significance of some of the
comparisons set out in subsequent pages of the attachment.
2. Special Education, State Supported Percentages; Conn. Gen.
Stat. § 10-76g; Page 5.
Each school district in the State is reimbursed for the cost
of providing special education to disabled children in that
school district at a rate which is determined by statute. The
chart on page 5 shows the rates of reimbursement for Hartford,
the identified suburbs, and a combined suburban rate, for the
school years from 1983-1984 through 1989-1990. The chart shows
that Hartford's reimbursement rate has consistently been
approximately 20 percentage points higher than the reimbursement |
rate for the combined suburbs. In other words, while the
reimbursement rate for the combined suburbs has ranged between 44
and 46 percent, the rate for Hartford has ranged between 64 and 69 percent.
3. Transportation, State Supported Percentages; Conn. Gen.
Stat. § 10-266m; Page 6.
As in the case of the special education costs, local school
districts are reimbursed by the state for a percentage of the
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cost of transporting their children to school and that percentage
is determined by statute. The chart on page 6 shows the
reimbursement rate for Hartford, the suburbs, and a combined
suburban rate for the years from 1983-1984 through 1989-1990.
Again Hartford's reimbursement rate is consistently more than 20
percentage points higher than the reimbursement rate for the
combined suburbs.
4. School Construction, State Supported Percentages; Conn. Gen.
Stat. § 10-285a; Page 7.
The state's share of the cost of a local school building
projects, as defined in Conn. Gen. Stat. § 10-282(c), is
determined by statute. The rate of state reimbursement for the cost of such projects is obviously a significant consideration
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for local officials who are trying to decide whether to undertake.
such a project. While the chart on page 7 does not indicate how
much state money was spent on school building projects in
Hartford as compared to the suburban districts, it does
illustrate the state's commitment to provide substantially more
d
s
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state assistance for school building projects in Hartford than
for similar projects undertaken by the suburban districts. The
chart shows that the reimbursement rate for Hartford ranged from
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75 to 79 percent from 1983-1984 through 1989-1990, while the rate
of reimbursement for the combined suburbs ranged from 55 to 57
percent. Further information regarding the actual amount of
state money provided to school districts in the Hartford area for
school building projects during this same time period is found on
pages 100-107 of the attachment to the Brewer affidavit. Also
see Item 24, infra.
5. Total State Aid Per Pupil; Pages 8-14.
On pages 8 though 14 of the attachment to the Brewer
affidavit the court will find a year by year analysis of the
total state aid provided to the school districts in the Hartford
area from 1983-1984 through 1989-1990. Only two forms of state
assistance to local school districts are omitted from the figures
set forth in those charts. They are school building project
money and adult education money. School building project money
is excluded because of the possibility that wide variations in
the amount of money received by particular school districts in
any one year period could limit the reliability of comparisons
among districts. Adult education money is excluded on the
assumption that these monies are of no benefit to the elementary
20
and secondary school students who are the focus of this
litigation. Special Act and Appropriations Act grants to the
districts are included in the figures listed for total state aid
although those grants are not specifically analyzed elsewhere in
5/
the Brewer affidavit.
The total state aid is reflected on pages 8 through 14 in
| three ways: (1) actual dollars, (2) dollars per pupil, and (3) as
a percentage of the overall budget of the particular school
district. Comparing the total state aid per pupil for Hartford
with the total state aid per pupil for the combined suburbs shows;
: that Hartford has received between 2.3 and 2.8 times as much
| state aid per pupil as the combined suburbs for the school years
| 1983-1984 through 1989-1990. A comparison of state aid as a
percentage of Hartford's overall school district budget with
state aid as a percentage of the overall school budgets for the
combined suburbs also confirms that the state's contribution
| toward the total cost of educating the children in Hartford has
5/ This explains the discrepancy between the sum of the grants
which are analyzed in the attachment to the Brewer affidavit and
the total state aid reported here. :
-2i-
consistently been more than twice the state's contribution toward
the cost of educating children in the combined suburbs.
6. Education Evaluation and Remedial Assistance Grants for
Public Schools (EERA, Public); Conn. Gen. Stat. § 10-140; Pages
15-21.
Through the EERA program the state provides grant assistance
to help school districts improve the educational perfcrmance of
children in the district who are deficient in basic skills.
Pages 15-21 show, for each school year from 1983-1984 through
1989-1990, the gross amount of EERA funds awarded to each
6/
district in the Hartford area, what this represents in dollars
per pupil, and the percentage of total EERA money shared with
each district in the Hartford area.
The figures show that Hartford has received between six (6) |
|
and nine (9) times as many EERA dollars per pupil as the combined
suburbs. They also show that Hartford has received between 68
and 78 percent of the EERA money distributed in the region
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| 6/ These figures do not include the 9 percent set aside called
for by Conn. Gen. Stat. § 10-14o(b)(2) or the EERA money which is,
used to serve students in non-public schools. See Items 7 and
23, infra.
33
despite the fact that it serves a significantly smaller student
population than the combined suburbs. See Item 1, supra.
7. Education Evaluation and Remedial Assistance Grants for
Non-Public Schools (EERA, Non-public); Conn. Gen. Stat. §
10-140; Pages 22-28.
EERA grant money to serve children in non-public schools is
set out separately because the present case focuses only on the
rights of public school children. It is, however, notable that
Hartford receives significantly more money to serve the special
needs of its non-public school students than the suburban
districts.
8. Bilingual Education Grants; Conn. Gen. Stat. § 10-17g; Pages
29-35.
The information provided regarding the state's bilingual
education grant program shows that, except for the 1983-1984
school year, Hartford has been the only school district in the
area to receive grant money under this program.
9. Interdistrict Cooperation Grants; Conn. Gen. Stat. §
10-74d; Pages 36-39.
In 1985 the General Assembly adopted legislation
establishing an interdistrict cooperative grant program. These
grants are designed to link school districts in a way which
-33s
allows children of different racial, ethnic, and socioeconomic
backgrounds to interrelate. The information on pages 36-39 shows
that the school districts in the Hartford area began
participating in this grant program during the 1988-89 school
year, with Hartford and Newington being the first grant
recipients. The data for the 1989-90 school year shows a
significantly deepening interest in these interdistrict
cooperation grants, with six districts in the Hartford area
receiving grant money and a six-fold increase in the amount of
money spent on these programs in that year.
Further information regarding this grant program accompanies
the Williams Affidavit, Exhibit 5.
10. Agency Placement Grants; Conn. Gen. Stat. § 10-76d(e);
Pages 40-45.
There are a number of situations in which agencies of the
state, other than school districts, place children in various
kinds of facilities including treatment facilities, group homes,
and foster homes. Often these facilities are not located in the
school district where the child would otherwise be attending
school but that district continues to be responsible for the
child's education. If the cost of educating a child placed by a
state agency in a facility outside the district in which the
child would normally be receiving an education is more than two
and a half times the average per pupil cost of educating children
in that district for the previous fiscal year, the district is
entitled to be reimbursed by the state for that excess cost. Because this grant program is dependent on so many variables
. including the number of students from the district placed outside
the district, the cost of the educational programs being provided]
to those students at the site of the placement, and the school
| district's average per pupil cost for the preceding year, it is
difficult to draw any meaningful comparisons between Hartford and
the suburban districts with regard to the monies received under
this grant program. For this reason the amount of state money
distributed in the Hartford region under this grant program is i
set forth on pages 40-45 for informational purposes only.
11. Professional Development Grants; Conn. Gen. Stat. §
10-155dd; Pages 46-49.
Beginning with the 1986-1987 school year the state has
awarded grants to local school districts for professional
development activities. The charts on pages 46-49 show that
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Hartford has received approximately fifty percent more |
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Professional Development Grant money per pupil than the combined
suburbs each year the grants have been offered.
12. Teacher Evaluation Grants; May Spec. Sess. P.A. 86-1, § 15
(repealed); Pages 50-51.
As part of the Education Enhancement Act which was adopted by the State in 1986, the legislature set up a grant program to
assist local school districts in the development of local teacher
| evaluation plans. These grants were distributed over a two year
period. School districts that received cranks to set up a local
teacher evaluation plan during the 1987-1988 school year did not
receive a grant during the 1988-1989 school year and vice-versa.
| By combining the grants which were received by the districts in
the Hartford area during this two year period and by making the
justified assumption that the number of students being served by |
t
the districts did not vary significantly during this two (2) year]
period (see pages 3-4 of the attachment to the Brewer de
it can be reasonably deduced that Hartford received better than |
one and one half times as much grant money per pupil under this |
| program as the combined suburbs.
13. Career Incentive Grants; May Spec. Sess. P.A. 86-1, § 19
(repealed); Pages 52-53.
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Along with the Teacher Evaluation Grant program described
above, the Education Enhancement Act also established a grant
program to encourage school districts to develop local career
incentive plans for teachers. Again, the grant program spanned
the 1987-1988 and 1988-1989 school years, with those districts
who received grant money in 1987-1988 receiving none in 1988-1989
and vice versa. By combining the grants which were received Ly
the districts in the Hartford area during that two year period
and by making the justified assumption that the number of
, students being served by the districts did not vary significantly
| during this two (2) year period (see pages 3-4 of the attachment
to the Brewer affidavit), it can be reasonably concluded that Hartford received approximately two and a half times as much
grant money per pupil as the combined suburbs under this grant
program.
'! 14. Teacher Evaluation Implementation Grant; P.A. 87-2, § 11
| (repealed); Page 54.
During the 1988-1989 school year the state offered a grant
to school districts to assist in the implementation, assessment |
and improvement of teacher evaluation programs required pursuant
to Conn. Gen. Stat. § 10-151b. Hartford received more than four
“2%
(4) times as much grant money per pupil as the combined suburbs
under this grant program.
15. Combined Professional Development Grants; Items 11-14
above; Pages 55-57.
on pages 55-57 the grant programs for professional ' development described in items 11 through 14 above are combined
to give a complete picture of the state's direct contribution to
professional development activities in the Hartford area as part
of the initiative that lasted from 1986-1987 through 1988-1989.
These pages show that, Hartford received 1.6 times as much money
per pupil as the combined suburbs in 1986-1987, 2.3 times as much
money in 1987-1988, and 2.4 times as much money in 1988-1989. 16. Minimum Salary Grants; May Spec. Sess. P.A 86.1, §2
(repealed); Pages 58-61.
In addition to grants which encouraged various forms of
professional development, the Education Enhancement Act also
contained grants designed to encourage the best and the brightest
people to join and remain in the teaching profession. These
grants did a great deal to improve the salaries of teachers.
One of the first means which the legislature chose to
improve teacher salaries was to provide districts which adjusted
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their minimum salary to a specified level with a grant to fund
the attendant cost. Of course the amount which each district
received was dependent on the number of people on the payroll who
were being paid below the specified minimum salary and the
difference between their salaries and the minimum. For this reason the grant per pupil under this grant program for each of
© the school districts in the Hartford area varied widely.
i. Overall, Hartford received approximately as much money per pupil
Vf under this grant program as the combined suburbs during the three
year period in which this grant program was in effect.
.. 17. Salary Aid Grant; May Spec. Sess. P.A. 86-1, § 3
i (repealed); Pages 61-63.
In addition to providing school districts with grant money |
{
to assist them in establishing a standard minimum salary for
teachers, the Education Enhancement Act also provided grant money
.. to allow the districts to increase the salaries of experienced
teachers who were already being paid more than the minimum
salary. In 1986-1987 Hartford received 1.73 times as much salary
aid grant money per pupil as the combined suburbs. In 1587-1988
| Hartford received 1.64 times as much. In 1988-1989 Hartford
received 1.66 times as much. he 1 19
18. General Education Aid; May Spec. Sess. P.A. 86-1, §§ 4, 6
(repealed); Pages 64-66.
The Education Enhancement Act also included a general
education aid grant to cities and towns participating in the
other grant programs offered by the Act. No restrictions were
placed on how this money could be used. For the 1986-1987 school
year Hartford received a general education aid grant under both
section 4 and section 6 of the Education Enhancement Act. The
net result is that Hartford received 4.7 times more general
education aid money per pupil than the combined suburbs. In
1987-1988 and 1988-1989 Hartford received an amount per pupil
which was just slightly higher than that received by the combined
suburbs.
19. Teacher Pupil Ratio Grants; May Spec. Sess. § 86-1, § 5, |
(repealed); Pages 67-69.
The Education Enhancement Act also provided grant funds to
| particular school districts which the legislature decided were in
| need of assistance in improving the teacher/pupil ratio.
. Hartford was identified as one of the districts in need of such
assistance. None of the suburban districts were included on the !
list of districts eligible for this grant money. During the
three year period beginning in 1986-1987, Hartford received six
million dollars to fund up to 240 new staff positions. Again,
the suburban districts received nothing under this program.
20. Combined Salary Aid; Items 16-19 above; Pages 70-72.
On pages 70-72 the net effect of the Education Enhancement
Act grants focused on improving teacher salaries, providing
general education aid, and improving teacher/student ratios is
summarized. During the 1986-1987 school year Hartford received
3.73 times as much aid per pupil as the combined suburbs. During!
the 1987-1988 school year Hartford received 1.84 times as much.
During the 1988-1989 school year Hartford received 1.88 times as
much.
21. Education Equalization Grants; Conn. Gen.. Stat. §§ 10-262c
through 10-262e (repealed) and Conn. Gen. Stat. §§ 10-262f
through 10-262i; Pages 73-79.
The state's education equalization grants are, by far, the
most significant way in which state aid is distributed to local
school districts. This is the largest state grant program in
terms of the dollars distributed to local school districts, with
the money provided under this grant program going to support the
overall activities of the local school districts.
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The first education equalization grant program in
Connecticut was adopted in response to the decision of the
Supreme Court in Horton v. Meskill, 172 Conn. 615, 376 A.2d 359
(1977) (Horton I). The formula which was developed by the
general assembly to distribute this state aid was called the
Guaranteed Tax Base formula or GTB. Prior to the adoption of
this method of providing general state assistance to local school
districts, state dollars were distributed on a flat per pupil
basis; i.e., every district received the same number of dollars
per pupil.
The GTB was in place through the 1988-1989 school year. With the close of the special grant programs which were part of
the Education Enhancement Act, the general assembly developed a |
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new education equalization grant program. This new formula was
designed to continue the development that had been spawned by the
Education Enhancement Act and to maintain the principles which
7/
The new formula is called the
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were the foundation of the GTB. |
Education Cost Sharing formula or ECS. The 1989-1990 school year
1/ By then the constitutionality of the bulk of the GTB had
been confirmed by the State Supreme Court. Horton v. Meskill,
195 Conn..24, 486 A.2d 1099 (1985) (Horton 111).
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was the first year in which school districts received money under
the ECS.
A comparison of the grant per pupil for Hartford and the
grant per pupil for the combined suburbs under the state's
education equalization grant programs from 1983-1984 through
1989-1990 shows the following:
1983-1984; Hartford received 3.05 times as much grant money
per pupil as the combined suburbs.
1984-1985; Hartford received 2.82 times as much grant money
per pupil as the combined suburbs. 1985-1986; Hartford received 2.31 times as much grant money
per pupil as the combined suburbs.
1986-1987; Hartford received 2.04 times as much grant money
per pupil as the combined suburbs. &’
8/ One of the components of the GTB formula which affected the
amount of GTB money which a school district received was a
measurement of the degree to which the town supporting that
district maintained or failed to maintain its own tax effort in
support of education. In effect, districts were rewarded and, to
some degree, punished for increases and decreases in their tax |
effort with increases or decreases in their GTB grant money in a |
subsequent grant year. This caused fluctuations in the amount of
GTB money which a district was entitled to receive. The tax |
effort component is not part of the ECS formula, so fluctuations |
like those seen during the GTB years are not as likely to occur. |
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1987-1988; Hartford received 2.74 times as much grant money
per pupil as the combined suburbs.
1988-1989; Hartford received 2.56 times as much grant money
per pupil as the combined suburbs.
1989-1990; Hartford received 2.48 times as much grant money
per pupil as the combined suburbs.
22. Vocational Education Equipment Grants; Conn. Gen. Stat. §
'' 10-265a et. seq.; Pages 80-92.
The state offers a fairly limited vocational education
|! equipment grant program through which districts can apply for
grants to purchase vocational equipment. Grants received by the
Hartford area schools under this program since 1983-1984 are set
out on pages 80-92. Since the receipt of this grant money is
dependent on whether the school district chooses to apply for a
grant in the year in question, the quality of the grant
application, and other factors which are beyond scope of the
material contained in the Brewer affidavit, it is difficult to
draw any meaningful comparisons between Hartford and the suburbs |
|. with regard to this grant program. The data provided on these |
| pages is offered only for informational purposes.
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23. Education Evaluation and Remedial Assistance - Project
Concern Grant; Conn. Gen. Stat. §§ 10-14o0(b)(2), 10-266j; Pages
93-99.
Nine per cent of the money appropriated by the general
assembly for the Education Evaluation and Remedial Assistance (EERA) grant program is, by law, set aside to support
intercommunity programs authorized by Conn. Gen. Stat. § 10-2667.
Project Concern, which is a program by which Hartford children
are provided with transportation that allows them to attend
i school in participating suburban school districts, is supported |
| by this grant money. The charts on pages 93-99 set forth the
amount of money which Hartford has received under EERA
X specifically to support Project Concern. 9/ rhe suburban districts! received no money under this part of the EERA grant program.
24. School Building Project Grants; Conn. Gen. Stat. §§ 10-282
through 10-292b; Pages 100-107.
The best way to assess the state's commitment to supporting
particular school districts in their endeavors to provide
adequate school facilities for their students is to consider the
| state's willingness to support projects which the local officials
9/ This EERA money is provided to Hartford in addition to the
regular EERA money listed on pages 15-28 of the attachment to the
Brewer affidavit.
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may have seen fit to propose. Thus the percent of the cost of
proposed building projects which the state has been willing to
bear, as set forth on page 7 of the attachment to the Brewer
affidavit (see Item 2, supra), is a better barometer of the
state's commitment to the Hartford schools than the figures which
appear on pages 100-107.
Comparing the amount of school building project money
received by the school districts in the Hartford area during any
one year period or even comparing the amount received over a
seven year period, as is done on page 107 of the attachment to
the Brewer affidavit, can be misleading. Such comparisons can be
misleading because sporadic large scale building projects can
distort the figures in any given time period and variations over
time in the cost of projects which are otherwise identical make
longer longitudinal comparisons unreliable due to nfistion and
other market conditions. A good example of how sporadic large
scale building projects can affect the reliability of comparisons
of this type can be found on pages 100-107. Rocky Hill stands
out in the tables on those pages as receiving dramatically more
dollars per pupil than any other district in the area. This is
because Rocky Hill was, during the time period covered by the
=36-
charts set out on these pages, involved in a major building
construction project. The size of this project in relation to
its relatively small student population exaggerates the
significance of Rocky Hill's grant per pupil figures.
In any event, it appears from the chart on page 107 that, if
any comparison at all can be drawn based upon the information on
pages 100-106, that comparison would cause one to surmise that
Hartford received slightly more state school building project
dollars per pupil than the combined suburbs over the seven year
period from 1983-1984 through 1989-1990. Furthermore, it appears
that Hartford's share of the state school building dollars which
were distributed in the Hartford area during this seven year
period roughly reflects Hartford's proportion of the student
population of the area as a whole. (See pg. 3-4 of the
attachment to the Brewer affidavit.)
25. Telecommunications Incentive Grants; Conn. Gen. Stat. §
10-4h; Pages 108-111
The figures regarding this small grant program speak for
themselves and do not lend themselves to any significant
comparisons between Hartford and the suburbs.
-3)=
26. Extended Day Kindergarten Grants; Conn. Gen. Stat. §
10-16m; Pages 112-114
Since the 1987-1988 school year, the state has offered a
grant program to promote the establishment, expansion and
evaluation of extended day kindergartens. This is a competitive
grant program. Two of the factors to be considered in awarding
these competitive grants are "the relative educational need of
the school district" and "the relative wealth of the school
district." Conn. Gen. Stat. § 10-16m(b). Hartford is the only
district in the area which has received a grant under this program in each of the three years in which grants have been
available, and Hartford has received between 49 and 61 percent of!
the total state money distributed in the area under this grant |
program. On a per pupil basis, Hartford received between 2.6 and,
4 times as much money under this program as the combined suburbs.
27. Summer School Incentive Grants; Conn. Gen. Stat. § 10-74b; |
Pages 115-119. i
Since the 1985-1986 school year the state has offered a |
grant program to support the expansion of summer school programs |
for children who are in need of remedial instruction. This 1s a
competitive grant program. Two of the factors to be considered
by the State Department of Education when deciding which school
~38«
districts will receive grants under this program are "the
demonstrated need for the program in the school district" and
"the relative wealth of the school district". Conn. Gen. Stat. §
10-74b(b).
Again, Hartford is the only district in the area which has
received a grant under this program during each year in which the
program has been in place. Hartford's share of the total monies
distributed in the area under this grant program has ranged from
53 to 100 percent. Hartford alone received grant money under
this program during the 1985-1986 school year. Thereafter
Hartford received between three and four times as many dollars
per pupil as the combined suburbs.
28. Young Parents Program; Conn. Gen. Stat. § 10-74c; Pages
120-124.
The state has adopted a grant program specifically designed
to assist in the establishment and maintenance of education
programs with day care components for students who are parents.
Hartford has received grant money under this program every year
since 1985-1986. Except for 1986-1987 and 1989-1990, Hartford
was the only district in the area which received a grant under
this grant program. In 1986-1987 Hartford was joined by Canton
=39-
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and in 1989-1990 Hartford was joined by Vernon. No other
districts in the area received money under this grant program.
29. Primary Mental Health Grants; Conn. Gen. Stat. § 10-76u;
Pages 125-128.
Between 1986-1987 and 1989-1990 only $21,000 in School Based
Primary Mental Health grant money was distributed in the Hartford
area. South Windsor received all of this money.
30. Drop Out Prevention Grants; Conn. Gen. Stat. § 10-202f;
Pages 129-131.
Following up on an initiative which was part of the
Education Enhancement Act (May Spec. Sess. P.A. 86-1, §§ 49-52),
the legislature created a grant program, beginning with the
1987-1988 school year, which was designed to assist in the
reduction of the drop out rate in those districts having the
greatest problems in this area. Hartford and East Hartford were
the only districts in the Hartford area to receive grants under
this program in 1987-1988, with Hartford receiving almost 79
percent of the grant money distributed in the area. Hartford,
East Hartford, and Vernon received grants under the program in
1988-1989, with Hartford receiving almost 77 percent of the grant
money distributed in the area.
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In 1989-1990 the drop out prevention grant program was
consolidated with the Priority School District Grant Program.
See Item 32 infra, pages 139-144 of the attachment to the Brewer
affidavit, and Conn. Gen. Stat. § 10-266 (9g).
31. Child Nutrition State Matching Grant; Conn. Gen. Stat. §
10-215b; Pages 132-138.
The state participates in federal feeding programs for
school children. State matching money is provided to support
these programs under Conn. Gen. Stat. § 10-215b. During the
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years from 1983-1984 through 1989-1990 the state provided between |
1.45 and 1.86 times as many state matching dollars per pupil to
Hartford as it did to the combined suburbs. Hartford received
between 35 and 40 per cent of the state matching money which went
into the area as a whole. See Item 33, infra and pages 145-148
of the attachment to the Brewer Affidavit for statistics
regarding the state's own school breakfast program.
32. Priority School District Grants; Conn. Gen. Stats. §§
10-266p through 10-266r; Pages 139-144.
Beginning with the 1984-1985 school year the state embarked
upon a significant and innovative grant program specifically
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designed to assist not less than ten nor more than twenty five of,
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the school districts "with the greatest demonstrated academic
need to improve student achievement and enhance educational
opportunity". Hartford has always been designated as one of the
districts to receive grant money under this program. Hartford
was the only district in the area to receive a grant under this | program in 1984-1985, 1985-1986, and 1986-1987. Hartford was
joined by Bloomfield in 1987-1988 and by both Bloomfield and East
Hartford in 1988-1989 and 1989-1990. Hartford's grant money
under this program increased by 6 per cent in 1985-1986, 6.7
percent in 1986-1987, and 5 percent in 1987-1988. Hartford's
1988-1989 grant was less than 1 percent smaller than its
1987-1988 grant, but its grant for 1989-1990 was 19 percent
higher than its 1988-1989 grant. Of course, Hartford's grant per
pupil under this program has always been dramatically higher than
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33. State School Breakfast Grants; Conn. Gen. Stat. § 10-266w;
Pages 145-148.
As a supplement to the federal school nutrition programs,
the state has instituted its own grant program to assist
districts in providing children who are in need with an adequate
breakfast. The program is designed to assist school districts
| «dm
which have schools defined as severe need schools" under the
laws relating to federal school nutrition programs. The state's
school breakfast program has its origins in the Education Enhancement Act, May Spec. Sess. P.A. 86-1, § 33. Only Hartford
and Manchester received grant money under this program in
1986-1987. In 1987-1988, 1988-1989, and 1989-1990 Hartford and
Manchester were joined by East Hartford. No other districts in
the area have received money under this program. Hartford's
grant money has increased steadily each year. Not surprisingly |
the grant per pupil for Hartford stands far, far higher than the
grant per pupil for the combined suburbs.
1t should be evident from the financial data srndtparated
into the Brewer affidavit that the legislature has taken
| significant steps to provide Hartford with considerably more
i state resources than the suburbs in an effort to assist Hartford
in addressing the special needs of its student population.
The general assembly's commitment to the goal of promoting
racial, ethnic and cultural diversity 1s equally evident. The
legislature has acted on this commitment in at least three
different ways.
First, the general assembly has taken steps to improve the
understanding among educators of the importance of diversity in
our schools and to our society. It has directed that candidates
for teacher preparation programs be encouraged to complete a
program on intergroup relations designed by leading state
agencies. The goals of this intergroup program are to foster an
appreciation of the contribution of various ethnic, cultural and
economic groups to our society, to counteract biases,
discrimination and prejudices, and to promote respect for
diversity and human rights. Conn. Gen. Stat. §§ 10-145a(b).
state board of education is required to dedicate staff to this
effort. Conn. Gen. Stat. § 10-226f. The general assembly has
also encouraged the development of similar programs at the school |
district level to help existing teaching staff understand the
importance of incorporating these principles into the day to day
work that goes on in our schools. Conn. Gen. Stat. § 10-226g.
The second way in which the general assembly has taken the
initiative to promote diversity in our schools is to establish a
ae
regulatory mechanism by which local school districts are
prohibited from operating their schools in a way which interferes
with the goal of having a racially and ethnically diverse student
body in every school in the system. The legislature, in
conjunction with the executive branch, has taken direct action to
eliminate conditions of racial and ethnic isolation within our
school districts, regardless of whether the conditions are Lhe
product of "de jure" or "de facto" segregation. This has been
done through the adoption and implementation of the laws and
regulations relating to intra-district racial balance. Conn.
Gen. Stat. §§ 10-226a through 10-226e, Conn. State Agency Reg., Education, §§ 10-226e-1 et. seq. No state in the country has
gone as far as Connecticut in outlawing schools which are
racially imbalanced in comparison to the district as a whole.
Thirdly the legislature has taken steps to promote diversity
in our schools by encouraging cooperation between school |
districts with diverse student populations. The affidavit of
Elliot Williams, which is found as Exhibit 5, identifies and
briefly describes the various interdistrict programs throughout
the state which local school districts have voluntarily embarked
on with state financial assistance, Conn. Gen. Stat. § 10-74d, to
-d 5.
bridge school district lines and to promote the mix of students
from different backgrounds which, according to the public opinion
survey conducted for the Governor's Commission on Quality and
Integrated Education, the general public sees as a means of
enhancing the quality of education and promoting long-term positive benefit for our society.
These and the other legislative efforts described in the
preceding pages make evident the truth of the third fact upon
which this motion for summary judgment is grounded. The general
assembly has adopted and the defendants have implemented
legislation designed to address the conditions about which the
'! plaintiffs complain. The legal question which this poses in the
context of plaintiffs' suit is how far can and should the court
go in reviewing what the legislature has done and in determining
whether what has been done is, in the court's opinion,
appropriate. Does the court have the authority to direct the
general assembly to adopt new or different approaches to the
. problems or is the means of addressing these problems left up to |
the general assembly? The third undisputed fact upon which this |
motion for summary judgment is based exposes these critical legal;
question regarding the court's authority and allows the court the
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opportunity to address these issues short of a lengthy and
unproductive trial.
III. ARGUMENT: JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS
BECAUSE THE STATE HAS NOT ENGAGED IN CONDUCT WHICH VIOLATES
THE CONSTITUTION AND BECAUSE THERE IS NO JUDICIAL REMEDY
AVAILABLE TO THE PLAINTIFFS A. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE THE
| CONDITIONS ABOUT WHICH THE PLAINTIFFS COMPLAIN ARE NOT THE
PRODUCT OF STATE ACTION
Plaintiffs' complain about the consequences of the concentration of minority, poor and "at risk" children in the
Hartford public schools. It is, however, undisputed that the
state has not assigned or confined children to the Hartford
public schools, or any other school system in the state, on the
basis of race, national origin, socioeconomic status, or other
| status which might be said to put a child "at risk." See Fact 1
supra. Thus the conditions about which the plaintiffs complain
ii are not the products of state action. The question this fact
| raises is whether plaintiffs can establish that the constitution
‘i has been violated despite the absence of state action. |
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Plaintiffs' claims in this matter are grounded on three
provisions of our State Constitution, Article I, § 3 107 and
11/
Article 1, § 20, which are the state's equal protection
provisions, and Article VIII, § 1; which establishes education as
12/ phe courts have never before held that a fundamental right.
these constitutional provisions could be violated without state
action. Thus the plaintiffs' claims under these provisions stand
without precedent.
As a matter of fact, the precedent which does exist shows
that the Supreme Court has not wavered from the position that the
equal protection provisions and the education clause of our state
constitution can only be violated by state action.
10/ ~All men when they form a social compact, are equal in
rights; and no man or set of men are entitled to exclusive public]
emoluments or privileges from the community." Conn. Const. Art.
I, §1.
11/ "No person shall be denied the equal protection of the law
nor be subjected to segregation or discrimination in the exercise.
or enjoyment of his civil or political rights because of
religion, race, color, ancestry or national origin." Conn.
Const. Art. 1, § 20,
12/ “There shall always be free public elementary and secondary
schools in the state. The general assembly shall implement this
principle by appropriate legislation.” Conn. Const. Art. VIIl, §
1.
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With regard to the equal protection provisions, in Keogh v.
City of Bridgeport, 187 Conn. 53, 66, 444 A.2d 225 (1982) the
Supreme Court noted that "[t]he equal protection provisions of
the federal and state constitutions have the same meaning and
limitations." (Emphasis added.) Also see Zapata v. Burns, 207
Conn. 496, 504, 542 A.2d 700 (1988). Among these limitations is
the requirement that there be state action before a violation of '! these provisions of the constitution can be found. Even after
considering the difference in language between the federal equal |
protection provision and the equal protection provision of |
| Article I, § 20, our state Supreme Court has affirmed the
principle that state action is necessary to establish a violation
of this section of the state constitution.
Although the guarantee of equal
protection in § 20 of the Connecticut
Declaration of Rights is stated in
absolute terms..., unlike its federal
counterpart, § 1 of the fourteenth |
amendment, which is expressly directed
against state action only, this court
has concluded that both these provisions
"are designed as a safeguard against
acts of the state...".
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Cologne v. Westfarms Associates, 192 Conn. 48, 63, 469 A.2d 1 |
(1984).
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The Supreme Court's recent decision in Savage v. Aronson,
214 Conn. 256, 571 A.2d 696 (1990) established that direct and
harmful state action is necessary to support claims under the
education provision in Article VIII, § 1, as well as claims under
the equal protection provisions of the state constitution. In
Savage the Court rejected claims under Article VIII, § 1 which
are strikingly similar to the claims being made by the plaintiffs
in the present case.
In Savage the Commissioner of the Department of Income
Maintenance (DIM) reduced the period of eligibility for emergency
housing for families on AFDC from 180 to 100 days. The court
concluded that, as a direct result of this action, children in
families affected by the change were likely to suffer hardship
and disruption in their education because of the need to relocate
and change schools. Despite this finding the court rejected the
plaintiffs' claims.
The undoubted hardship imposed upon
the children of these plaintiffs
from the lack of affordable housing
near the schools where they now are
being educated cannot be disputed.
It results, however, from the
difficult financial circumstances
they face, not from anything the
state has done to deprive them of
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the right to equal educational
opportunity.
Id., 214 Conn. at 287. The court rejected the plaintiffs’ claim
that the children were being denied substantive due process under
the state constitution because of the effect on their education:
The financial circumstances of these
plaintiffs, which are the root cause of
their inability to obtain "permanent"
homes, have not been produced by any
state action, an essential requirement
for invocation of the due process clause
of both our federal and state
constitutions.
Id., 214 Conn. at 284.
Plaintiffs' claim in this case, that conditions which are
not the product of state action have resulted in a violation of
the state constitution, is virtually indistinguishable from the
claim which was rejected by the Supreme Court in Savage. If
there is any difference between the claim made by the plaintiffs
in Savage and the claim made here, it is that the plaintiffs in
Savage had a colorable claim of direct and unlawful state action,
i.e., the reduction of the period of eligibility for emergency
housing, whereas the plaintiffs here cannot point to any similar
state action.
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The state constitution does not provide a shield against
private discriminatory conduct no matter how abhorrent or
wrongful. lockwood v. Killian, 172 Conn. 496, 501, 375 A.2d 998
(1977) after remand 179 Conn. 62, 425 A.2d4 909 (1977). And
conditions which would, if created by the government, violate the
constitution, do not violate the constitution if they are created
by private parties. Cologne v. Westfarms Associates, supra.
It is evident that the concern
which led to the adoption of our
Connecticut Declaration of Rights,
as well as the bill of rights in
our federal constitution, was
protection of individual liberties
against infringement by government.
[Citations omitted.] There is
nothing in the history of these
documents to suggest that they were
intended to guard against private
interference with such rights.
1d., 192 Conn. at 60-61. In the same way that private conduct
cannot be used as a basis for supporting a claim that the
constitution has been violated, other obstacles to the enjoyment
of rights, including the right to education, which obstacles are
not of governmental making cannot be the basis for finding that
the constitution has been violated. The government may not place
unjustifiable obstacles in the path of enjoyment of a right, but
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it need not, under the constitution, remove obstacles not of its
creation including the obstacle of poverty. Savage v. Aronson,
supra; accord Harris v. McRae, 448 U.S. 297, 316, 100 5.Ct. 2671,
65 L.Ed.2d 784 (1980).
To establish that the necessary state action is present it
is not enough for a plaintiff to point to an act of the state
somewhere in the chain of circumstances leading up to the
plaintiff's predicament. To support a violation of the
J
constitution there must be a sufficient causal connection between!
the state action and the obstacle which stands in the way cf the
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enjoyment of the right. As the U.S. Supreme Court aptly noted in.
Martinez v. California, 444 U.S. 277, 100 5.Ct. 553, 62 L.Ed.2d
481 (1980);
A legislative decision that has an
incremental impact on the probability that
death will result in any given situation -
such as setting the speed limit at
55-miles-per-hour instead of 45 - cannot be
characterized as state action depriving a
person of life just because it may set in
motion a chain of events that ultimately
leads to the random death of an innocent
bystander.
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I1d., 444 U.S. at 281. Government must directly cause the
conditions about which the plaintiffs complain before these
conditions can be considered a product of state action.
This point is of special importance here because of the way
in which the plaintiffs attempt to sculpt a violation of the
state constitution. Plaintiffs attempt to do so by attributing
the conditions about which they complain tc the existence of
coterminous municipal and school district boundaries in the
Hartford area. However, it is clear from the fact that these
boundary lines were established long before the concentration of
minority, poor, and "at risk" children in the Hartford schools
occurred or was even foreseeable (see Exhibit 3, € 4) and that
there is no causal connection between the setting of these lines
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and the conditions about which the plaintiffs complain. Like the!
legislation creating the boundary lines in the Detroit area in
issue in Milliken v. Bradley, 414 U.S. 717, 748, 94 S.Ct. 3112,
41 L.Ed.2d 1069 (1974), the boundaries in the Hartford area are
the product of neutral legislation and cannot be the basis for
finding that there has been offensive state action. Simply
stated, state "inaction", e.g., the failure to redraw district
lines established by neutral legislation, cannot be deemed "state
action®.13/
The plaintiffs have insisted that there is sufficient "state
action" upon which to find that the constitution has been
violated in this case. See Exhibit 1, p. 1-21.:! In doing so
plaintiffs appear to be urging the court to dispense with the
need to find any kind of connection between action of the state
and the concentration of minority, poor and "at risk" children in,
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Hartford. Instead the plaintiffs are urging the court to find
sufficient state action in the fact that the state has, as it
must, acted in the area of education at all. See Exhibit 1.
13/ Even governmental decisions to withdraw from activities
which might have promoted the enjoyment of important rights have
been held not to violate the constitution. See Savage v.
Aronson, supra (continuing to allow up to 180 days of emergency
shelter may have ameliorated the harm to the education of
children, but the court refused to find the proposed reduction |
unconstitutional); Milliken v. Bradley, 418 U.S. at 750 (court |
found no justification for imposition of an interdistrict
desegregation remedy even though state legislation had the effect]
of rescinding Detroit's voluntary desegregation plan); and
Crawford v. Board of Education of the City of Los Angeles, 458
u.s. 527, 539,102 s.Ct. 3211, 73 L.Ed.2d 948 (1982) ("In sun,
the simple repeal or modification of desegregation or
antidiscrimination laws, without more, never has been viewed as
embodying a presumptively invalid racial classification. ”)
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' this case because plaintiffs' are seeking some as yet
This is, of course, another way of arguing that there is no need
for "state action" as that term is now understood in the law.
One way in which the court can easily see that there is
insufficient "state action" to sustain plaintiffs' claims under
the constitution in this case is by asking whether the
plaintiffs' have identified any actions by the state that a ccurt
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could prohibit or enjoin. This kind of inquiry is appropriate in|
unidentified changes in the way the state does business. It is
evident from the list of state actions which plaintiffs provided
in response to defendants interrogatories on pages 1-21 of
Exhibit 1 that there is no enjoinable state action here.
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Plaintiffs do not seek to have any of the activities described in|
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their response to defendants' interrcgatories declared
unconstitutional and enjoined. Thus, for the purposes of this
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case, the actions identified by the plaintiffs must be deemed |
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legitimate exercises of state power. State action cannot be
legitimate under the constitution but still provide the basis for
finding that the state has violated the constitution. State
action is either constitutional or it 1s not. It is evident that
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the plaintiffs seek to compel some form of state action, not to |
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enjoin or provide a remedy for past or present wrongful state
action.
The plaintiffs failure to identify any enjoinable or
otherwise wrongful state action distinguishes this case in a very!
important way from the decision in Horton I, the case which the
plaintiffs rely upon most heavily to support their claim in this
case. Horton v, Meskill, 172 Conn. 615, 376 A.2d 359 (1377).
While it is true that the court stayed its hand in that case,
preferring to give the general assembly a chance to act before it
applied the powers of the judiciary, the court had before it
unconstitutional state action which it could have enjoined. In
Pellegrino v. O'Neill, 193 Conn. 670, 480 A.2d 476 (1984), cert. |
den. 469 U.S. 875, the court provided the detail, which was
missing from its 1977 decision in Horton I, regarding its views
|
on the scope of the court's authority in dealing with claims like]
that made in Horton I. It is clear from the following
explanation of Horton I in Pellegrino that the court has |
recognized that its authority is limited to the power to enjoin
unlawful state action.
In Horton I the court had before it ;
various statutory grants for public
schools and it concluded that those
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legislative provisions for financing
education in the state violated the
provisions of the Connecticut
constitution. [Citation omitted].
Rather than enjoin the defendants from
implementing the existing statutory
financing scheme, the customary remedy
in such a situation, as sought in one of
the prayers for relief, the court chose
to defer any action until the
legislature had considered the matter
further. [Citations omitted]. This
| case is clearly one where a judicial
remedy could have been applied, although
its scope would necessarily be far more
limited than a solution which the
legislature might devise.
| Pellegrino v. O'Neill, 193 Conn. at 683.
In the present case the plaintiffs are not asking the Court
to enjoin the defendants from engaging in some form of
4 unconstitutional state action, as the plaintiffs in Horton I
were. The plaintiffs' vague request that the defendants be
ordered to provide "integrated education," "equal educational
opportunities," and "minimally adequate educations", Complaint, |
Prayers For Relief, 9 2, p. 28, is just the type of request for |
affirmative state action which was specifically rejected in |
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|i Pellegrino and, according to the above quoted language from the
Pellegrino decision, implicitly rejected by Horton I.
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Since the concentration of minority, poor, and "at risk"
children in Hartford as compared to the suburbs is not the
product of state action, plaintiffs cannot succeed in
establishing that the state has violated Article I, §§ 1, 20
and/or Article vi1l, § 1. B. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE
THE STATE HAS SATISFIED ANY AFFIRMATIVE OBLIGATION WHICH ARISES
OUT OF THE STATE CONSTITUTION.
Plaintiffs' claims in this case are premised on the
existence of an affirmative legal obligation arising out of the
constitution. Whatever affirmative obligation the state may have
under the constitution that obligation does not, however, include
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| a duty on the part of the general assembly to adopt any particular method for dealing with the problems about which the
plaintiffs complain nor does it require the state to do anything |
| more or anything different than what the state is already doing
to address these problems. Any attempt to read the constitution
otherwise would put the court, rather than the general assembly,
in the position of being the policy maker, at least with respect
to education.
-59.
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According to the plaintiffs the concentration of minority,
poor and "at risk" children in the Hartford public schools has
negative consequences for Hartford school children as a whole,
and the state's failure to address these conditions or
consequences in a "sufficient" fashion violates the constitution.
However, when the plaintiffs were asked, through discovery, what
that the state should have done or what the state should now do
to address these conditions or consequences they offered no
specific plan or proposal. See Exhibit 1, pp. 22-33 and Exhibit
2. Plaintiffs can be faulted for failing to provide a proper
response to defendants' interrogatories by setting out specific
and "sufficient" plans for addressing the problems about which
they are complaining, but their unwillingness to do so is
understandable. The problem of educating poor and "at risk"
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children, especially when they appear in significant numbers, and
the problem of maintaining positive racial and ethnic diversity
in our schools, despite changing housing patterns and changing
economic conditions, are among the most complex problems our
society faces today. Even the most well meaning attempts by the
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courts to address these problems in the context of remedial plans
designed to eliminate the vestiges of de jure discrimination in
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public schools have not met the mark which was set for them.
See, Presser, "Broken Dreams", ABA JOURNAL, May, 1991. The roots
of these complex problems reach deep into our society and are
often grounded in the broader social problems of poverty,
affordable housing, poor health care, poor nutrition, drugs,
crime, broken families, and other areas. The plaintiffs’
inability to identify a specific method which the state was
required to choose to address these complex problems is not
surprising. There is no simple or clear cut solution to these
complex problems.
Despite the complexity of these problems and the absence of
any clear cut solutions, it is clear that the general assembly
has accepted and responded to the challenges presented by these
problems. The general assembly has adcpted, and the defendants
have implemented, programs specifically designed to assist the
Hartford public schools and other school districts in the state
with similar problems, in their effort to meet the special needs
of urban children who are largely members of minority groups,
often poor, and, in large numbers, "at risk". There 1s no
factual dispute about the actions taken by the legislature.
4 TW
There is only a question of law as to whether those actions
satisfy the requirements of the state constitution.
The information provided in Exhibits 4 and 5, discussed
earlier in this memorandum, shows that the state has made a
substantially greater financial commitment to the Hartford public
schools, in contrast to the suburban schools, because of the
concentration of students in need who are being served by that
system. The laws which are responsible for this direction of
state resources evidence a conscious state policy directed at the
precise conditions about which the plaintiffs complain in this
case. The laws assure, in a number of ways, that school
districts with higher concentrations of poor students, students
who are "at risk", or students who are not making satisfactory
gains as measured by the Connecticut Mastery Test (CMT) receive
the additional state support needed to address the challenges
these students present.
The general assembly has created and funded a number of
programs designed specifically to address the needs of "at risk",
poor performing, and otherwise disadvantaged students. Conn.
Gen. Stat. § 10-140 (compensatory education grants); Conn. Gen.
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Stat. § 10-17g (bilingual education grants); Conn. Gen. Stat. §
10-76g (special education grants); Conn. Gen. Stat. 10-215 (free
lunch program); Conn. Gen. Stat. 10-266j; (grants for
intercommunity program to address the needs of disadvantaged
children); Conn. Gen. Stat. § 10-266p (priority school district
grants for school districts facing comparatively more difficult
educational challenges); and Conn. Gen. Stat. § 10-266w (school
breakfast program). The general assembly also has earmarked the
relative wealth of the community and/or the comparative
educational need of the school district as a factor to be
considered when choosing the successful applicants for
competitive state grants designed to improve the quality of
education in the school districts of this state. See Conn. Gen.
Stat. § 10-16m (extended day kindergarten grants); Conn. Gen.
Stat. § 10-74b (summer school remedial program grants); Conn.
Gen. Stat. § 10-266p (priority school district grants); and Conn.
Gen. Stat. § 10-283 (school construction grants).
Through the Education Enhancement Act, which represented a
three year effort to improve education in the state, the general
assembly took steps to insure greater equality in school staffing
between school districts by setting a statewide minimum
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teacher's salary, funding substantial increases in teachers’
salaries, particularly in those districts offering lower salaries
to begin with, and offering money to improve the teacher/pupil
ratio in districts where this was a problem. May Spec. Sess.
P.A. 86-1 88 2, 3, 4, 5, 6 (repealed).
Most significantly, the general assembly has written the
formula by which the largest portion of state aid is provided to
local school districts to support the overall efforts of those
districts, in a way which insures that school districts serving a
higher concentration of poor students and/or students who are
performing below expected levels on the CMT, receive more state
assistance. The formula, which is called the Education Cost
Sharing formula or ECS, is found in Conn. Gen. Stat. §§ 10-262f,
10-262g, and 10-262h.
State aid under the ECS is largely controlled by the "town
target grant". "Town target grant" is a computation which takes
into account the relative town wealth and the number of students
served by the town. Both the town wealth computation and the
computation of the number of students served are weighted so that
towns which have more poor students and more students performing
54 -
below the standard for remedial assistance on the CMT will get
more money than similar towns having fewer poor children and
fewer children performing below the remedial standard. The town
wealth computation is further weighted to cause the formula to | give greater benefit to towns with concentrations of poor by | reason of the fact that a poor town's "equalized net grand list”
!
is reduced to reflect the town's lower per capita income. As the
information on page 79 of the attachment to the Brewer affidavit
demonstrates, these adjustments in the formula by which the state
ii supports the overall activities of local school districts
significantly increases the amount of state money being poured
into the Hartford schools in contrast to the suburban schools
which face less poverty and have higher success rates on the CMT.
The wealth of the citizenry of each town is also a factor
which adjusts the amount of state assistance for education the
various towns receive under a number of other substantial State
funding programs in a way which insures poorer school districts
more money. Conn. Gen. Stat. § 10-140 (EERA entitlement grant
determined in part based on number of students receiving AFDC);
Conn. Gen. Stat. § 10-76g (town's reimbursement rate for special
education costs set by factoring in the town's adjusted equalized]
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net grand list which is determined in part by the town's per
capita income); Conn. Gen. Stat. § 10-266m (town's reimbursement
rate for general transportation costs set by factoring in the
town's adjusted equalized net grant list which is determined in
part by the town's per capita income); Conn. Gen. Stat. §
10-285a(a) (town's reimbursement rate for school construction and
renovation grants set by factoring in the town's adjusted
equalized net grand list which is determined in part by the
town's per capita income). In addition, the dollar amount which
the towns receive under the EERA grant program found in Conn.
Gen. Stat. § 10-140 is controlled, in part, by the number of
children performing below expectation on the CMT.
The concerns which the plaintiffs voice about racial and
ethnic isolation have also been the target of specific
legislation. As has already been noted, the general assembly has
passed laws which prohibit both de jure and de facto racial
|
imbalance within school districts; Conn. Gen. Stat. §§ 10-226a to
10-226e, Conn. State Agency Regs., Education § 10-226e- 1 et
seqg.; it has authorized and held out financial incentives for
school districts to enter into cooperative arrangements with
other school districts designed to promcte racial, ethnic and
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cultural diversity across district lines, Conn. Gen. Stat. §§
10-140(b) (2), 10-74d, 10-158, 10-266); and it has promoted the
kind of atmosphere of tolerance and understanding in our schools
which is important to the preparation of children whe will grow
up to live and work in a multi-cultural society. Conn. Gen.
Stat. §§ 10-145a(b), 10-226f, 10-226g.
Considering the legislative activity which has already been
directed at the problems identified by the plaintiffs, the
question in this case is not whether the state constitution
imposes some affirmative duty on the general assembly to act.
The general assembly has acted. The only question before this
court is whether the constitution imposes on the general assembly
a duty to act in some specific fashion, different in nature or
|
degree, from that which the general assembly has chosen to pursue
to date.
The plaintiffs' failure to identify a specific
constitutionally required affirmative act, step or plan which the
defendants or the general assembly failed to take or to implement
is reason enough to conclude that the constitution does not
impose a duty on the state to respond to the problems which
“67 =
plaintiffs identify in a specific fashion that differs from that
chosen by the general assembly. But the conclusion that the
constitution imposes no such specific obligation need not rest solely on the plaintiffs' inability to identify a specific | solution. A proper reading of the constitution itself leads
inescapably to this conclusion.
When considering whether and to what extent the state
constitution should be read to impose general or specific
affirmative obligations on the state, the words of our Supreme
Court in the case of Cologne v. Westfarms Associates must be kept,
in mind: >
The court has never viewed constitutional
language as newly descended from the
: firmament like fresh fallen snow upon which
i jurists may trace out their individual
notions of public policy uninhibited by the
history which attended the adoption of the
particular phaseology at issue and the
intentions of its authors.
Id., 192 Conn. at 62. This statement reflects the history with
which both state and federal courts have approached efforts, like
those in the present case, to read affirmative governmental
obligations into the state or federal constitutions. The U.S.
Supreme Court specifically eschewed looking to the federal
68
constitution as a means of obtaining judicial remedies for every
social and economic evil which is present in our society in
Lindsey v. Normet, 405 U.S. 56,.74,92:8.Ct. 862, 31 L.Ed.2d 36
(1972). And, while applauding the independent vitality of our
state constitution, Judge Jon O. Newman of the Court of Appeals
for the Second Circuit, has likewise warned against looking to
that document as a "source of remedies for every societal
|
defect." Newman, "The 'Old Federalism'; Protection of Individual
Rights by State Constitution In An Era of Federal Court
Passivity”", 15 Conn. L. Rev. 21, 28 (1982).
These warnings about the kind of expansive reading of
constitutional documents which is usually necessary to find an
affirmative governmental obligation are firmly grounded in the
historical purposes of our state and federal constitutions. The
concern which led to the adoption of the Connecticut Declaration
of Rights as well as the federal Bill of Rights was the
protection of individual liberties from government infringement.
Cologne v. Westfarms Associates, 192 Conn. at 60-61, Jackson Vv.
City of Joliet, 715 F.2d 1200, 1203 (7th. Cir. 1983) cert. den.
465 U.S. 1049 (1983). Constitutions are generally intended and
interpreted as affording these "negative" liberties and are not
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864, 865-866 (1986).
usually read to impose upon the government affirmative
obligations to help needy citizens or to protect citizens from
harm. DeShaney v. Winnebago County Dept. of Social Services, 489
U.S. “189, 195-196, 109 S.Ct. 998,- 103 L.Bd.2d 249 (1989); Curie,
"Positive and Negative Constitutional Rights," 53 U.Chi. L. Rev.
It is upon this backdrop that the equal protection
provisions and the education clause of our state constitution
must be examined to determine whether those provisions impose a
specific obligation on the state to do something that it has not
already done to address the conditions about which the plaintiffs
complain.
The language of the equal protection provisions in Article
1, § 1 and Article I, § 20, taken alone, makes obvious that any | effort to read affirmative governmental obligations into these
constitutional provisions would go far beyond the intentions of
the framers. The language of these two provisions is
prohibitory. The fact that these provisions have been
interpreted to provide a remedy only against state action, not
against private action, further supports the facially apparent
ily 2 ¢
conclusion that these provisions, standing alone, impose
limitations, rather than mandates, on state government. See
Lockwood v. Killian, 172 Conn. at 501, Cologne v. Westfarms
Associates, 192 Conn. at 63.
Plaintiffs appear to agree that the equal protection
provisions of the state constitution do not, by themselves,
impose an obligation on the state to take affirmative action to
address their concerns. They attempt instead to synthesize such
an affirmative obligation out of Article VIII, § 1, the education;
| clause, and the equal protection provisions.
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Although no court has ever attempted to direct the general |
assembly in the manner in which it carries out its |
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responsibilities under Article VII, § 1, that section of the
constitution admittedly imposes an affirmative obligation on the
'. state to provide free public elementary and secondary education.
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Article VIII, § 1 is also important in that it makes education a
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fundamental right in Connecticut, and for that reason, any state
action which has a negative affect on the right to a basic
education is entitled to closer scrutiny by the courts for
equality and fairness under the equal protection provisions. See
ELE
Horton v. Meskill, 172 Conn. 615, 376 A.2d 359 (1977) (Horton I)
and Horton v. Meskill, 195 Conn. 24, 486 A.2d 1099 (1985) (Horton 111). Compare Campbell v. Board of Education of the Town of New
| niTtord 10% Conn. 93; 475A.241080 (1933). But zhe question
| pefore the court in this case cannot be answered without looking
beyond the first sentence of Article VIII, § 1 or beyond the Tile
of closer judicial scrutiny in regard to certain types of clear
state action which affect education. The question which this
ee ; ‘ vy diye : 3
i. court must answer in order to determine liability in this case is!
1
whether Article VIII, § 1, or some combination of this clause and
the equal protection provisions imposes a specific obligation on |
the general assembly to address the problems which the plaintiffs
complain about in some way other than those methods which the
general assembly has already chosen? The answer is "no’
The history and language of Article VIII, § 1 belies any
claim that the framers intended to impose On the state anything
3 more than a general obligation to have free public elementary and
secondary schools in the state or that the framers intended to
invest the courts with ultimate authority regarding what measures
are "appropriate" to deal with the problems of poor, minority anc
"at risk" children in our schools. The history of Article VIII,
i i
§ 1 suggests that the framers intended little more than to insure
that education retained the pesit ion of importance which it has
always maintained in this state and that it always be free.
Connecticut Constitutional Convention Proceedings, October 15-28,
1965, p. 1064. The language, particularly the second sentence,
which reads, "The general assembly shall implement this principle
by appropriate legislation," leaves no doubt that the tramers
intended to leave it to the general assembly to determine how
best to address specific problems like those which the plaintiffs
have brought before the court 1% (emphasis added). To find
otherwise the court would have to read something into the
constitution far beyond what the framers envisioned and
undertake the task of addressing complex social prcblems which
may be beyond the competence of our courts to address.
14/ 1t is not necessary for the court in this case to identify
every parameter of in Article VIII, § 1. Questions like whether
this provision would prevent the general assembly from reducing
the school year to less than 180 days or keep that body from
reducing the school day in the case of national emergencies and
the like, are better left for consideration at ancther day, if at
all. In this case, the court need only find that the
constitution does not prescribe for the general assembly some
specific method for addressing the plaintiffs concerns which is
different from the methods chosen by the general assembly, in
order to conclude that the defendants are entitled to judgment.
This is a finding the court can easily reach based on existing
case law and undisputed facts.
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1
In Horton III the Supreme Court revisited the issues which
it had addressed Horton 1 faced with "evidence before the trial
court [which] demonstrates continued significant disparities in
the funds that local communities spent on basic public
education." Horton 111, 195 Conn. at 39. Despite these
continuing disparities, the court upheld the new funding formula
which had been adopted by the general assembly. The Court found
that the proper test to apply to the legislative action which was
before it was to ask whether that legislation "reasonably
advanced a rational state policy and...did not result in an
unconstitutionally large disparity.” 1d., 135. Conn. at 45.
Applying this test to the present case it can easily be concluded!
that the action which the general assembly has taken to address |
}
{
the problems of poor, minority, and "at risk" children reasonably’
advances a rational state policy and does not result in a
disparity. For this reason the court must conclude that the
general assembly has satisfied any affirmative obligation which |
arises out of the constitution to address the plaintiffs’
concerns.
Cc. JUDGMENT SHOULD BE ENTERED FOR THE DEFENDANTS BECAUSE
THE QUESTION OF HOW BEST TO ADDRESS THE CONDITIONS ABOUT WH1CH
THE PLAINTIFFS COMPLAIN IS NOT JUSTICIABLE.
Assuming that, after the court has heard all of the evidence,
that would be presented at a trial of this matter, the court is
of the opinion that the legislature could have and should have
adopted some different approach to the concerns of the
plaintiffs, the question would still remain whether the court has!
the authority to direct the implementation of that or some other
method of addressing the problems. e
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1
a
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1f the court answers this question in the affirmative, the
court will ovontially be confronted with a number of practical
questions which go to the heart of the role of the judiciary in
this state. First among these practical questions will be what
goals will the court set for itself as constitutionally
necessary
and how will the codrt measure the success of its own plan for
achieving these goals. Since this is not a traditional
desegregation case in which the goal can pe stated as the
elimination of the "vestiges" of de jure segregation, the court
must invent new goals and new standards for measuring the success
of its orders. presumably the court will set goals which include
i £0
the attainment of certain numerical racial and ethnic balances in
the ‘schools in the Hartford area and/or the attainment of some
measured degree of increased achievement on the CMT by Hartford
school children. But if the goals are to be defined and measured
in this fashion, what should be done if the court's plan does not
result in the attainment of those goals? Should the court have
additional opportunities to adjust, revise, or substitute plans
in a further attempt to reach those goals? Or, if the court
concludes that the goals cannot be achieved without reaching
beyond the schools to the root problems of poverty, affordable
housing, inadequate health care, poor nutrition, crime, drugs,
and the like, can the court reach beyond what goes on in the
schools and mandate programs and expenditures, as the legislature
might do, to address these broader social problems? And what if
the plan or plans which the court devises require measures such
as the redrawing of school district lines, with the realignment
of our political and governmental structure that would be a
necessary incident thereto, or the expenditure of large sums of
money on activities not approved by the general assembly, but the
general assembly refuses to cooperate?
"76m
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These and many other practical questions ought to be kept in
mind as the court examines the constitution to determine whether
it has the authority to second guess the general assembly with
regard to the "appropriate" methods for addressing the concerns
voiced by the plaintiffs.
At least since the Supreme Court's decision in Pellegrino v.
O'Neill, supra, it has been clear that some provisions of the
state constitution are directed exclusively to the legislative
branch of government.
Although it is widely assumed that the
judiciary, as the ultimate arbiter of the
meaning of constitutional provisions, must
determine every constitutional claim
presented and provide appropriate relief,
some constitutional commands falls outside
the conditions and purposes that circumscribe
judicial action.
id., 193 Conn. at 67. Separation of powers between the
legislative, judicial, and executive branches of government was
among the most significant aspects of the constitution of 1818
and must be carefully considered before the court accepts the |
invitation presented by the plaintiffs in this case. Adams v.
Rubinow, 157 Conn. :150,: 153, 251: A.2d 49 (196B).. As the
Pellegrino court noted "[w]e must resist the temptation...to
i
192 Conn. at 66.
enhance our own constitutional authority by trespassing upon an
area clearly reserved as the perogative of a coordinate branch of
government." Id., 193 Conn. at 681.
It does the constitution no injustice for the court to find,
on an appropriate basis, that some command within the
constitution falls exclusively within the province of the general
assembly. Some constitutional provisions are not self-executing
and require legislative action. State v. Sanabria, 192 Conn.
671, 688, 474 A.2d 760 (1984); State ex rel Cotter v. Leipner,
138 Conn. 153, 158, 83 A.2d 169 (1951). Furthermore, the courts
should not presume that the legislature has any less concern for
the protection of interests which are embodied in the
constitution than the courts. Cologne v. Westfarms Associates,
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of a particular constitutional provision is exclusively delegated
One key to resolving questions of whether the implementation
to the legislative branch of government is whether that provision
:
includes a "textually demonstrable commitment" of the matter to |
|
the legislative branch. Baker v. Carr, 369 U.S. 186, 210, 82
S.Ct. 691, 7 L.Ed.2d 663 (1982), cited with approval ‘in
78
Pellegrino v. O'Neill, 193 Conn. at 680-681. In the present
matter the second sentence of Article VIII, § 1 provides
precisely the sort of "textually demonstrable commitment" of
issues like those being raised by the plaintiffs here to the
general assembly which should cause the court to conclude that
the issues presented in this case are not justiciable. The charge to the general assembly in the second sentence of Article
VIII, § 1 to develop "appropriate" means of implementing the
principle that there shall always be free public elementary and
secondary education in Connecticut, would be virtually
meaningless if the judiciary's notion of what might be
i: appropriate is what prevails. In other words, the people of
Connecticut have left these matters to the general assembly. 13’
There are, however, many reasons, even beyond this textually:
!
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demonstrable commitment of questions of how best to implement the
general right to education to the legislative branch, which make
¥ it evident that the court should decline the invitation to
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15/ Of course, when the general assembly is choosing
"appropriate" methods by which to implement the general right to
education, it may not choose methods which violate other
provisions of the constitution, such as the equal protection
provisions, as was the case in Horton I, supra.
-70-
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substitute its judgment for that of the general assembly as to
how best to address the concerns which the plaintiffs bring to
this court.
Significant among these reasons is the fact that the
legislative and executive branches of our state government have
demonstrated appropriate concern and willingness to act in regard
to the conditions about which the plaintiffs complain. The
state's racial imbalance laws, Conn. Gen. Stat. § 10-226a et.
seq., the state's Education Evaluation and Remedial Assistance
Grants, Conn. Gen. Stat. § 10-140, the state's Priority School
District Grants, Conn. Gen. Stat. §§ 10-266p through 10-266r, and:
the overall way in which the state directs its resources toward
the neediest school districts like Hartford are important
!
examples of the ongoing ccmmitment to try to address the problems!
of better educating all of our children regardless of their race,
national origin, socioeconomic status, or place of residence.
This concern is not something which is new in Connecticut.
The concern for these issues which is apparent today traces its
roots at least as far back as the early 1900's.
~80~
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In the early 1900's changes were made in the curricula of
the public schools to accommodate the needs of the large influx
of immigrants who could not speak or read English which was being
experienced at that time. The legislature was also taking action
to insure that children residing in small towns which could not
afford to maintain a high school were not deprived of the
opportunity to attend high school because of where they lived.
Through legislative action children from small towns were
afforded the opportunity to attend high school in neighboring
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towns with a partial state subsidy for tuition and transportation
costs in some cases. Ames, "History of Education in
Connecticut", Part 1, in 5 Osborne, History of Connecticut, pp.
199-200, 207-208. What we see in the law today is a continuation
i
of this recognition that education is important for all citizens |
|
and for our society as a whole.
The complexity of the problems cited by the plaintiffs and
the need to balance a multitude of legitimate and competing
interests in order to deal with these complexities is another
reason why the matters raised in the present case are properly
left to the general assembly. To the extent that the problems
about which the plaintiffs complain are the products of larger |
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societal ills such as poverty, affordable housing, health care,
nutrition, the breakdown of the family, crime, drugs, or the
like, the legislature is clearly in a better position to address
these matters than the court would ever be in the context of this
lawsuit.
; But even in terms of how best to address the manifestation
1 of these social problems in our schools, the legislature is in a
better position than the courts to act "appropriately." To
identify and to act on problems in our schools, agreement must
first be reached on the specific goals of public education and
the specific criteria upon which attainment of these goals will
be measured. The goals of public education must, however, be
contemporary, not static, in an ever changing society. With
ever changing goals the courts will always be at a loss to find
criteria to measure, in the traditional legal fashion, compliance
with the constitution. As it is, the criteria for evaluating
quality of education is virtually limitless and seldom easily
measured. Even the factors which have been identified by the
Supreme Court as among the criteria which ought to be considered
Bi -82- |
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in measuring the quality of education are highly complex and not
easily or confidently measured. 187
The complexity and uncertainty in the measurement of what
is, or is not, a quality education at ‘any particular point in
time leaves the courts without the kind of judicially
discoverable and manageable standards for resolving issues like
those presented in this case which are necessary. These kinds of
standards are necessary for the court to be able to provide
effective relief without expressing a disregard for the role of
the general assembly. Pellegrino v. O'Neill, 193 Conn. at 681.
If the court were to venture into these uncertain and | immeasurable waters, it could very well be putting public
education at risk rather than their promoting its vitality and
effectiveness. The risk is that the court, by constitutional
adjudication, may impose a degree of rigidity on the efforts to
address new and changing conditions and problems in education
|
16/ ~The criteria for evaluating 'quality of education' in a |
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town includes the following: (a) size of classes; (b) training,
experience and background of teaching staff; (c) materials, books |
and supplies; (d) school philosophy and objectives; (e) type of
local control; (f) test scores as measured against ability; (9g)
degree of motivation and application of students; (h) course
offerings and extracurricular activities." Horton I, 172 Conn.
634.
-83-
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that ultimately proves harmful to the flexible goals and concerns
of a proper education.
It is not the role of the court to
strike precise balances among the
fluctuating interests of competing
private groups which then become
rigidified in the granite of
constitutional adjudication. That
function has traditionally been
performed by the legislature, which has
far greater competence and flexibility
to deal with the myriad complications
which may arise from the exercise of
constitutional rights by some in
dimution of those of others.
Cologne v. West farms Associates, 192 Conn. at 65. Although it is
not stated explicitly, these concerns seem to be reflected in the
reluctance with which the Supreme Court has addressed attempts to
entice the court into reading Horton I in a manner which confers
authority on the court to go beyond traditional equal protection
and due process analysis when considering matters relating to
education. See, Campbell v. Board of Education of the Town of
New Milford, supra.
As the U.S. Supreme Court noted in the case of Milliken v.
Bradley, 418 U.S. 717, 743-744,'94 S.Ct. 3112, 41 L.Ed.2d 1069
(1974), a case in which the court faced issues which are
-Bd =
minimally distinguishable from the issues presented in this case
only because their resolution was to be found in the federal
constitution rather than the state constitution:
[I]t is obvious from the scope of the
interdistrict remedy itself that absent
a complete restructuring of the laws of
' Michigan relating to school districts
the District Court will become first, a
de facto "legislative authority" to
H resolve these complex questions, and
§ then the "school superintendent" for the
3 entire area. This is a task which few,
if any, judges are qualified to perform
and one which would deprive the people
of control of schools through their
elected representatives.
The language of Article VIII, § 1, the history of legislative
+ concern for the problems about which the plaintiffs complain,
the absence of judicially discoverable and manageable standards,
and the impossibility of directing a remedy which does not
infringe on the powers of the legislature, leave no doubt that
the case now before this court presents the court with a
non-justiciable controversy which is rightly within the province
of the legislative branch.
IV CONCLUSION The court would have to reach three specific conclusions of
|
law in order to find for the plaintiffs in this case. First, the
court would have to find that the state can be held responsible
for violating the constitution even though the conditions which
allegedly violate the constitution are not the products of state
action. Second, the court would have to find that the
constitution imposes some specific affirmative obligation on the
state to address the plaintiffs' concerns in a matter different
from the manner which has been chosen by the general assembly,
even though no specific solution to the problems can be identified. Third, the court would have to find that the court, |
rather than the legislature, is charged by the constitution with
the responsibility of identifying the appropriate ways to address!
complex educational problems like those voiced by the plaintiffs.
None of these three conclusions can be sustained under the law.
|
Because there is no state action upon which to find that the.
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constitution has been violated; because the constitution does not!
impose a specific obligation on the state to deal with the
concerns which have been identified by the plaintiffs in a manner
56
which differs from that which the general assembly has already
embarked upon; and because the legislature, rather than the
judiciary is, under the constitution, the branch of government
which is specifically and exclusively charged with choosing the
"appropriate" method for addressing problems like those
identified by the plaintiffs, the present motion should be
|| granted and judgment should be entered for the defendants in this
action as a matter of law.
BY:
FOR THE DEFENDANTS
RICHARD BLUMENTHAL
ATTORNEY GENERAL
BERNARD F. MCGOVERN, JR.
Assistant Attorney General
br eda
sistant Attorney General
cKenzie Hall
oe Sherman Street
Hartford, CT 06105
Tel: (203) 566-3696
0y awe l) lids
Ryd R. WHELAN - Juris 085112
DIANE W. WHITNEY - Juris 08 fo
Assistant Attorney General’
MacKenzie Hall
110 Sherman Street
Hartford, CT 06105
Tel: (203) 566-3696
- THEIR ATTORNEYS
~85=
CERTIFICATION
This is to certify that a copy of the foregoing was mailed,
postage prepaid on July 8, 1991 to the following counsel or
record:
John Brittain
University of Connecticut
School of Law
65 Elizabeth Street
Hartford, CT 06105
Wilfred Rodriguez
Hispanic Advocacy Project
Neighborhood Legal Services
1229 Albany Avenue
Hartford, CT 06112
Philip Tegeler
Martha Stone
Connecticut Civil Liberties Union
32 Grand Street
Hartford, CT 06106
Wesley W. Horton
Mollier, Horton & Fineberg, P.C.
90 Gillett Street
Hartford, CT 06105
Jenny Rivera, Esq.
Ruben Franco, Esq.
Puerto Rican Legal Defense Fund,
99 Hudson Street
14th Floor
New York, NY 10013
Inc.
BG
Julius L. Chambers
Marianne Lado, Esq.
Ronald Ellis, Esq.
NAACP Legal Defense Fund and
Educational Fund, Inc.
99 Hudson Street
New York, NY 10013
John A. Powell
Helen Hershkoff
American Civil Liberties Union
132 West 43rd Street
New York, NY 10036
/ 2)
i /
/
be
=
/
«Ow
: / : sy i 2 z oh Li
John R. Whelan i
Assistant Attorney General