Maxwell v. Stephens Brief for Appellee
Public Court Documents
January 1, 1965
Cite this item
-
Brief Collection, LDF Court Filings. Maxwell v. Stephens Brief for Appellee, 1965. b48ad34a-bd9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/deb4606b-3fb0-4f64-a9bf-62a6416b0e3e/maxwell-v-stephens-brief-for-appellee. Accessed December 05, 2025.
Copied!
United States Court of Appeals
FOR THE EIGHTH CIRCUIT
No. 17,729
CIVIL
W illiam L. M axw ell __________ Appellant
y , '
D an D . S tephen s , Superintendent of
Arkansas State Penitentiary__________ ____ Appellee
APPEAL FROM THE UNITED STATES DISTRICT
COURT FOR THE EASTERN DISTRICT OF
ARKANSAS PINE BLUFF DIVISION
BRIEF FOR APPELLEE
B bttce B en n ett
Attorney General
J ack L . L essenberry
Chief Assistant Attorney General
Attorneys for Appellee
PARAGON PRINTING G O ., UTTLE ROCK
IN D E X
Statement of Case ___________________________________________ 1
Statement of Points to be Argued and Authorities Relied on___ 4-8
Argument __________________________________________________ 9
I The Arrest and Search of Appellant ____________________ 9
A. Standards of Reasonable Search and Seizure ______ 9
B. The Search was Incident to a Lawful Arrest ______ 10
C. The Search was Justified as an Emergency --------- 11
D. The Coat was Delivered to the Police Officers
Voluntarily _______________________________ *--------- 12
1. Appellant’s Mother Gave Consent -------------------- 12
2. Appellant’s Mother Did Not Need Authority
from Appellant to Deliver the Coat to the
Police Officers_________________________________ 14
3. The Coat Could be Properly Obtained
by Either a Search Warrant or Consent
by a Third Party___ __________________________ 14
E. The Coat Was Legally Obtained and as such
any use Could Not Prejudice Appellant. ----------------- 15
II The Alternate Penalties for the Crime of Rape in
in Arkansas are Constitutional and Have Been
Properly Enforced______________________________________ 15
III Question Concerning the Petit Jury and Waiver ....-------- 22
A. The Selection and Composition of the Petit
Jury Panel Met Every Statutory and
Constitutional Requirement. ---------------------------------- 22
B. The Statutory Requirement of Identifying
the Race of Electors in the Poll Tax Books
is Constitutional..........—------ -------- -------------------------- 24
C. Appellant Waived Any Objection to the
Petit Jury Panel. ____ *.----------------------------------------- 28
Conclusion ________________________________________________ — 32
CASES CITED
Akins v. Texas, 325 U.S. 398 (1945) --------------------- --------------------- 22
Anderson v. State, 200 Ark. 516 ---------------------------------------------- 22
Avery v. Georgia, 234 U.S. 559
Page
25
INDEX — (Continued)
Bailey v. Henslee, 287 F. 2d 936, (8th Cir, 1961, cert. den.
363 U.S. 877 _____________________________________________ 27
Black v. State, 215 Ark. 618 __________________________________ 19
Boyd v. United States, 116 U.S. 627 __ ___ t_______________ ,__ 9
Brown v. Allen, 344 U.S. at 480 ______________________________ 25, 26
Buchanan v. State, 214 Ark. 835 ______________________________ 22
Carr v. State, 43 Ark. 99 ---------------------- ----------------- :................... 10
Carter v. Texas, 177 U.S. 442 (1900) _______________________ 22
Cassell v. Texas, 339 U.S. 282 (1950) __________________________ 22
Commonwealth v. Holmes, 183 N.E. 2d 279 ____________________ 10
Commonwealth v. Tucker, 76 N.E. 127 ________________________ 13
Dennis v. State, 5 Ark. 230 ___________ _______________________ 16
Dorsey v. State, 219 Ark. 101 _______ ..._________________________ 19
Draper v. United States, 358 U.S. 307 ________ __________________ 10
Fay v. Nola, 372 U.S. 391 _____________________________________ 28, 29
Gibson v. Mississippi, 162 U.S. 656 __________ ______ _________ 26
Gray v. Commonwealth, 249 S.W. 769 ____ ____________________ 14
Hall v. United States, 168 F. 2d 161 (D.C. Cir. 1948) ____________ 20
Hamm v. State, 214 Ark. 171 ________________________________ 17
Hamm v. Virginia State Board of Elections, 230 F. Supp.
156 (E.D. Va. 1964) __________________________________ ,___ 26
Haraway v. State, 203 Ark. 912 _______________________________ 19
Henslee v. Stewart, 311 F. 2d 691 (8th Cir. 1963) cert.
den. 373 U.S. 902 ____________________________ ____________ 27
Hernandez v. Texas, 347 U.S. 475 ____________ ..______________ 20
Hickinbotham v. State, 227 Ark. 1032 __________________________ 17
Holt v. United States, 218 U.S. 245 _________________ -__________ 14
Irvin v. State, 66 So. 2d 288 ---------------------------------------------------- 14
Johnson v. State, 238 Ark. 15 ---------------------------- ----- -------------- 30
Ker v. California, 374 U.S. 23 _______..._____ ...__________________ 10
Malloy v. Hogan, 377 U.S. ____________________________ ________ 10
Mapp v. Ohio, 367 U.S. 643 ___________________________ _______ 9
Martin v. Houck, 54 S.E, 219-------------- _ i__---- ------------------------- • 11
Page
Martin v. Texas, 200 U.S. 31G (1906) __________________________ 23
Maxwell v. State, 236 Ark. 700 ________ ____ __________________ 16
Maxwell v. Stephens, 229 F. Supp. 205 (E.D. Ark. 1964) ... ........ 2, 23
Mitchell v. State, 233 Ark. 587 ___________________ _________ _ 17
Moore v. Henslee, 276 F. 2d 876 (8th Cir. 1960) ____ ::__________ 19, 23
Moore v. State, 229 Ark. 335 _______________ ___________________ 19
Pace v. Alabama, 106 U.S. 583 ________________________________ 17
Payne v. State,. 226 Ark. 910 ________________ ______________ ___ 19
Reece v. Georgia, 350 U.S. 85 ____________________________ ____ 31
Rochin v. California, 342 U.S. 165 __________________________ 10
Rudolph v. Alabama, 375 U.S. 889 ____________________________ 21
Smith v. Texas, 311 U.S. 128 _____ ____________________________ 20
Strauder v. West Virginia, 100 U.S. 303 _______________________ 26
Tarrance v. Florida, 188 U.S. 519 (1903) ______________________ 22
Thomas v. Florida, 92 So. 2d 621, cert. den. 354 U.S. 925 _______ 17
United States ex rel Goldsby v. Harpole, 263 F. 2d 71
(5th Cir. 1959) __________________________________________ 28,30
United States v. Iacullo, 226 F. 2d 788 (7th Cir. 1955) ___________ 14
United States v. Roberts, 223 F. Supp. 49 (E.D. Ark. 1963) ________ 13
Virginia v. Rives, 100 U.S. 313 (1879) ________________________ 22
Walton v. State, 232 Ark. 86 ________________________________ 19
TEXT BOOKS
20 American Jurisprudence, Evidence, § 401 __________________ 14
1 Searches, Seizures and Immunities, § 6 Varon (1961) _________ 9
1 Wharton’s Criminal Proceedure, § 38 (10th Ed.) ___________ ... 11
STATUTES
Amendment VIII, Arkansas Constitution, Article III, § 1 ________ 26
Arkansas Constitution, Article II, § 3 ___ 16
Arkansas Constitution, Article II, § 9 __________ 21
Arkansas Statutes (1947) Annotated
Section 3-104.2 ___________________________________________ 26
Section 3-118 ____________________________________________ 27
INDEX — (Continued)
Page
INDEX — (Continued)
Page
Section
Section
Section
Section
Section
Section
Section
Section
Section
3-227 (b) __________________ - i --------- ------------------- - 27
28-601 .......... 29
39-101 ___________________________________________ 26
39-206 ________________________________________ __- 26,28
39-208 ________________________ - __________________ 26,28
41-3403 _____ 16
43-215 __________________________ -__________-_____ 16
43-403 __________________________ ___ :_____________ 10
43-412 ___________________________________________ 10
United States Court of Appeals
FOR THE EIGHTH CIRCUIT
Ho. 17,729
CIVIL
W illiam L. M a x w e l l --------------------------------------Appellant
v.
H ast D. S teph en s , Superintendent o f
Arkansas State Penitentiary______________ Appellee
APPEAL FROM THE UNITED STATES DISTRICT
COURT FOR THE EASTERN DISTRICT OF
ARKANSAS PINE BLUFF DIVISION
BRIEF FOR APPELLEE
STATEMENT OF THE CASE
This is an appeal by William L. Maxwell, a con
demned rapist, from a denial of a petition for a writ of
habeas corpus. The petition was filed in the United
States District Court four days before the scheduled ex
ecution. The execution was stayed and a full hearing
was conducted on all of the issues raised by appellant.
That decision is reported as Maxwell v. Stephens, 229 F.
Supp. 205 (E.D. Ark. 1964).
2
The appellant was charged by felony information for
the crime of rape of Stella Spoon during the early morn
ing of November 3, 1961, in Hot Springs, Arkansas.
The trial record sustains the brutal facts of this most
heinous act in tragic details. The victim, a rather frail
woman, lived with her aged and crippled father in a
sparsely populated area. After she had gone to bed,
she was aroused by a noise. As she entered the living
room a small night lamp in her father’s adjoining bed
room alerted her to the presence of a person outside of
the window. She immediately turned on a ceiling light
revealing the appellant cutting the window screen. The
appellant attempted to conceal his identity by pulling a
woman’s stocking over his face, but this effort was un
successful and the stocking fell from his head. Miss
Spoon immediately ordered the intruder to leave and
dialed “ operator” on her telephone to summons the police.
At this time, appellant entered the room through the
window and struck the young woman to the floor. Al
though Miss Spoon did not have the opportunity to give
any information over the telephone, the operator heard
the prosecutrix’ screams and directed the police to the
house.
When the victim’s father attempted to intervene to
protect his daughter, appellant threatened his life, hit
the old man, and rendered him totally helpless. After
the police arrived, Mr. Spoon was found bleeding, inco
herent, and afraid to open the house to the officers.
Appellant foreeably took the young woman from her
home to a vacant lot where he overcame her stubborn
resistance and savagely consumated sexual intercourse.
Terrorized and shocked, the prosecutrix found her way
to a street where searching policemen discovered her
wet, barefooted, and almost nude. The officers took her
3
directly to a hospital and she was immediately examined
by a doctor. She remained in the hospital for three days
to recover from the injuries the appellant inflicted upon
her.
The trial judge appointed two local lawyers for the
defense of appellant. However, these attorneys were
discharged when appellant employed private counsel. A
continuance of the case was granted and several motions
were presented to the trial court.
The prosecution produced numerous witnesses at the
trial including two experts from the Federal Bureau of
Investigation. Although appellant confessed to the
crime on two occasions, neither statement was used by
the State.
The charge was proved by overwhelming evidence.
The jury returned a verdict of guilty without a, recom
mendation of leniency and appellant was sentenced to
death. The conviction was affirmed by the Supreme
Court of Arkansas and rehearing denied. No appelli-
cation was made for certiorari to the United States
Supreme Court.
The statement contained in appellant's brief is, for
the most part, a fair resume of the circumstances involved
in this litigation. There are, however, several errors
or gross misstatements concerning the facts which are
consistent with appellant’s theory of the case. Rather
than dwell upon those matters here, appellee, in interest
of brevity defers remarks to the applicable points of
argument in the brief. To aid consideration of the issues,
appellee has followed the organization of appellant’s brief
and has utilized appellant’s method of reference to the
several records made in this prolonged litigation.
4
STATEMENT OF POINTS TO BE ARGUED AND
AUTHORITIES RELIED ON
i
The Arrest and Search of Appellant
A. Standards of Reasonable Search and Seizure
CASES
Boyd v. United States, 116 U.S. 627;
Malloy v. Hogan, 377 U.S............ ; 12 L.Ed. 2d 653;
Mapp v. Ohio, 367 U.S. 643;
Bochin v. California, 342 U.S. 165
TEXTBOOKS
1 Searches, Seizures and Immunities, § 6, Varon
(1961)
B. The Search Was Incident to a Lawful Arrest
CASES
Commonwealth v. Holmes, 183 N.E. 2d 279
Draper v. United States, 358 U.S. 307
Carr v. State, 43 Ark. 99
K er v. California, 374 U. S. 23
Martin v. Houch, 54 S.E. 219
TEXTBOOKS
1. Wharton’s Criminal Procedure, § 38 (10th Ed.)
5
STATUTES
Arkansas Statutes (1947) Annotated, § 43-403 and
§ 43-412
C. The Search Was Justified as an Emergency
D. The Coat Was Delivered to the Police Officers
V ohmtarily.
1. Appellant’s Mother Gave Consent
CASES
United States v. Roberts, 223 F, Supp 49 (E.D. Ark. 1963),
332 F. 2d 892 (8th Cir. 1964);
Commonwealth v. Tucker, 76 N.E. 127
2. Appellant’s Mother Did Not Need Author
ity From Appellant to Deliver the Coat to
the Police Officers.
CASES
Irvin v. State, 66 So. 2d 288;
Gray v. Commonwealth, 249 S.W. 769;
3. The Coat Could be Properly Obtained by
Either a Search Warrant or Consent by a
Third Party.
CASES
Holt v. United States, 218 U.S. 245;
United States v. lacullo, 226 F. 2d 788;
TEXTBOOKS
20 American Jurisprudence, Evidence, § 401
6
E. The Coat Was Legally Obtained, and as Such
Any Use Could Not Prejudice Appellant.
i i
The Alternate Penalties For the Crime of Rape-
In Arkansas are Constitutional and
Have, Been Properly Enforced
CASES
Hickinbotham v. State, 227 Ark. 1032;
Maxwell v, State, 236 Ark. 700;
Mitchell v. State, 233 Ark. 587;
Thomas v, Florida, 92 So. 2d 621;
Black v. State, 215 Ark. 618;
Dennis v. State, 5 Ark. 230;
Dorsey v. State, 219 Ark. 101;
Hall v. United States, 168 F. 2d 161;
Hamm v. State, 214 Ark. 171;
Haraway v. State, 203 Ark. 912;
Hernandez v. Texas, 347 U.S. 475;
Moore v. Henslee, 276 F. 2d 876;
Moore v. State, 229 Ark. 335;
Pace v. Alabama, 106 U.S. 583;
Smith v. Texas, 311 U.S. 128;
Rudolph v. Alabama, 375 U.S. 889;
Walton v. State, 232 Ark. 86;
7
STATUTES
Arkansas Constitution, Article II, § 3.
Arkansas Constitution, Article II, § 9.
Arkansas Statutes (1947) Annotated, § 43-215 and
§ 41-3403.
in
Questions Concerning the Petit Jury and
W aiver
A. The Selection and Composition of the Petit
Jury Panel Met Every Statutory and Consti
tutional Requirement.
CASES
Maxwell v. Stephens, 229 F. Supp. 205;
Akins v. Texas, 325 U.S. 598;
Anderson v. State, 200 Ark. 516
Buchanan v. State, 214 Ark. 835;
Carter v. Texas, 177 U.S. 442;
Cassell v. Texas, 339 U.S. 282;
Martin v. Texas, 200 U.S. 316;
Moore v. Henslee, 276 F. 2d 876;
Tarrance v. Florida, 188 U.S. 519;
Virginia v. Rives, 100 U.S. 313;
8
B. The Statutory Requirement of Identifying the
Race of Electors in the Poll Tax Books is Con
stitutional.
CASES
Bailey v. Henslee, 287 F. 2d 936;
Brown v. Allen, 344 U.S. 443;
Hamm v. Virginia State Board of Elections, 230 F. Supp.
156;
Henslee v. Stewart, 311 F. 2d 691;
Avery v. Georgia, 234 U.S. 559;
Gibson v. Mississippi, 162 U.S. 565;
Strauder v. West Virginia, 100 U.S. 303;
STATUTES
Amendment VIII, Arkansas Constitution, Article III,
Arkansas Statutes (1947) Annotated, § 3-227 (b) •
§3-104.2; § 3-118; §39-101; § 39-206; § 39-208.
C. Appellant Waived Any Objection to the Petit
Jury Panel.
Fay v. Noia, 372 U.S. 391;
Reece v. Georgia, 350 U.S. 85;
United States ex rel Goldsby v. Harpole, 263 F. 2d 71;
STATUTES
Arkansas Statutes (1947) Annotated, § 28-601.
9
ARGUMENT
x
The Arrest and Search of Appellant
At Point I of appellant’s brief there is a varied dis
cussion of different aspects of Ms apprehension, the search
of his person and the obtaining of his coat. It is al
leged that each act was unconstitutional.
A. Standards of Reasonable Search and Seizure
It is conceded that the rules of the federal courts
implementing the Fourth Amendment of the United States
Constitution have recently been made applicable to the
States under the due process clause of the Fourteenth
Amendment. Mapp v. Ohio, 367 U. S. 643. It is agreed
that illegally obtained evidence cannot be used to aid
criminal prosecution. Boyd v. United States, 116 U.S.
627. But appellant interjects for the first time that
the use of the articles of clothing violated his right against
self incrimination preserved by the Fifth Amendment
to the Constitution of the United States. This objection
was not raised in the trial of the case nor was it argued
in the appeal to the Arkansas Supreme Court. Further
more, this contention was not raised during the hearing
or in the brief submitted to the district judge. Appel-,
lant has ignored all procedural requirements to preserve
the question for review in -either the state or federal
court.
Norwithstanding the failure of appellant to make
proper objection throughout this litigation, it is clear
that the use of the hair, thread and articles , of clothing
do not violate the protection of self incrimination.
1 Searches, Seizures and Immunities, § 6, Varon (1961).
10
This case is not any way analogous to Malloy v. Hogan,
377 U.S. ------ , decided June 15, 1964, 12 L. Ed. 2d 653
cited by appellant and should not be confused with Rochin
v. California, 342 U.S. 165, where there was a violation
of “ due process of law".
B. The Search Was Incident to a Lawful Arrest
It is well established in both the federal and state
courts that a search may be made of the person and the
premises when there has been a lawful arrest. The
validity of appellant’s apprehension was questioned in
the district court and was noted in the certificate of
probable cause. However, since there is no discussion
concerning the arrest in appellant’s brief, it may be
assumed that this issue has now been waived. It is
still necessary, however, that some brief recitation of the
law governing arrests be made.
The federal court is governed by state law as to
the manner of arrest. K er v. California, 374 U. 8. 23.
It is provided by statute that a police officer may make
an arrest without a warrant where he has reasonable
grounds for believing that the person arrested has com
mitted a felony. Ark. Stat. Ann. § 43-403 (1947). This
Statute has been given a liberal common law interpreta
tion. Carr v. State, 43 Ark. 99. An arrest is affected
by placing the person of the defendant in restraint or
bv his submission to custody. Ark. Stat. Ann. § 43-412
(1947). A most analogous situation to the case at bar
was decided recently in Massachusetts. Commonwealth
v. Holmes, 183 N.E. 2d 279 (1962). See also Draper v.
United States, 358 U.S. 307 (1958).
This crime was perpetrated during the early morning
when the availability of a magistrate, the obtaining of
an affidavit and the niceties of formal procedure could
11
not be entertained. The law has consistently recognized
instances of this nature cognizant that escape is an ever
present possibility. 1 Wharton’s Criminal Procedure,
§ 38 (10th E d .); Martin v. Houck, 141 N.C. 317, 54 S.E.
219.
Appellee agrees that it is not entirely clear from the
record the exact time that the arrest was made. The
police officer, after having been directed to the room
where appellant resided with his two younger brothers,
awoke appellant and directed that he put on the clothes
found on a chair next to the bed (U.S. 267). As it
developed, appellant evaded putting on his blue coat.
After he was identified it was realized that this important
article of clothing was. missing.
It should not matter that there was the lapse of 15
minutes, 30 minutes, or an hour after the arrest, the
settled right of the officers to obtain the clothing would
not become extinct. The “ search,” if it can be properly
defined as that, was confined to the immediate vicinity
of the arrest. The record discloses that the coat was
in the bedroom closet (U.S. 242). It must be remembered
that tins was not a general search of a large area, but
was merely the recovery of an item of clothing that ap
pellant had either purposely or inadvertently failed to
take with him as originally requested by the officer. As
such, these circumstances do not violate rules governing
this aspect of our law.
0. The Search Was Justified as an Emergency
If it should be determined that the search was not
incident to a lawful arrest, then most assuredly the ob
taining of the coat was justified as an emergency. The
authorities cited by appellant while reciting established
principles, are not controlling of the factual circumstances
presented here.
12
As related previously, both the crime and the arrest
occurred during the early morning. Although, there is
some deviation in the estimates of time, the coat was
procured by the police officers at approximately 5:00
A.M. (U.S. 243). No magistrate was available at that
time and would not be available for perhaps four more
hours. This would conservately mean that the officers
would not have been able to recover the coat until 9:30
or 10:00 that morning. During this entire time, there
was a continuing danger that appellant’s family may
have realized the importance of the article of clothing
and would either hide or destroy it. Appellant had
run afoul of the law numerous times. Although his
family, by their action, have proved to be law
abiding and cooperative with the policemen, it appeared
obvious to the officers, as it should to this Court, that
there is a natural inclination to aid him in his time of
need even to the extent of destroying valuable evidence.
Thus, this case is governed by the rule that a search can
be made where delay would likely prevent recovery of
the item.
D. The Coat Was Delivered to the Police Officers
Voluntarily.
1. Appellant’s Mother Gave Consent
It is contended by appellant that his mother did
not voluntarily consent to the officers entering the house
and obtaining the coat. This assertion rests upon one
brief comment that she was “ afraid'’ not to let the officers
in the house (U.S. 138). The facts of this ease are,
as observed by the district judge, that the officers knocked
on the door, identified themselves, made a request for
the specific article of clothing and were shown to the
closet by appellant’s mother (U.S. 143, 138, 242 Ark.
333-334). The record is replete that the officers were
courteous and requested but one article, Mrs. Maxwell
cooperated with the officers in every way (U.S. 138). She
had no reason to refuse their entrance into the home.
Much to the disdain of appellant, peace officers in Ar
kansas are not feared by the public. There is no attitude
in Arkansas that citizens should reject, frustrate, or
burden police officers in their line of duty. Only rarely
do persons object to police officers coming into their
homes unless, of course, there is something to hide such
as narcotics or untaxed liquor.
There is no evidence whatsoever that the police abused
this Negro woman. There was no coercion implied or
otherwise. In fact, the woman was candid enough to
admit this on cross examination (U.S. 147, 152, 157).
One fact cannot be overlooked. Mrs. Maxwell was
present at trial at the counsel table with her son and his
lawyer. One police officer, Lieutenant Crain, explained
to the jury how the appellant’s coat was procured from
his home. His testimony that the entry was voluntarily
was uncontradicted. It will also be recalled that ap
pellant lived in this room with his two brothers, ages
fourteen and nineteen (U.S. 143). I f the actions of the
investigating officers were anything other than the way
that had been explained, surely appellant was fortified
with several witnesses to dispute the testimony.
All authorities agree that a permitted search is
proper and valid. United States v. Roberts, 223 F. Supp.
49 (E.D. Ark. 1963), 332 F. 2d 892 (8th Cir. 1964); Com
monwealth v. Tucker, 76 N.E. 127, 189 Mass. 457, 7 LRA
(N.S.) 1056.
One point remains: the officers did not obtain a
search warrant simply because under the circumstances,
it was not needed nor demanded.
14
2. Appellant’s Mother Did Not Need Author
ity From Appellant to Deliver the Coat to
the Police Officer.
A valient effort is made to the end that appellant’s
mother needed authority from appellant to give the
police officers the coat. The basis of this argument
is that the Fourth Amendment should be extended to
offer protection in these circumstances. Again all legal
authority is contradictory to appellant’s theory. Irvin
v. State, 66 So. 2d 288, cert. den. 346 TJ.S. 927.
It is undisputed that, although appellant was a mature
young man and had reached his majority, he still resided
with his parents as their son, sharing a room with two
brothers (U.S. 141, 147). Gray v. Commonwealth, 249
S.W. 769, 198 Ky. 610 (1923). The district judge was
quick to recognize this settled proposition of law. The
fact that the article given to the officers was an article
of appellant’s clothing cannot alter the conclusion.
3. The Coat Could be Properly Obtained by
Either a Search Warrant or Consent by a
Third Party.
Finally, appellant suggests that certain items may
not ever be taken even with a valid search warrant. An
effort is made to establish the coat used by the police
officers in this case as an article protected by the Fifth
Amendment privilege against self-incrimination. As
stated previously, this argument is totally without founda
tion. United States v. Iacullo, 226 F. 2d 788 (7th Cir,
1955). It has been the long established rule that articles
of clothing worn by the accused may be used by the pros
ecution and is not a violation of the right against in
crimination. Holt v. United States, 218 U.S. 245; 20
Am.'Jur., Evidence, § 401.
15
E. The Coat Was Legally Obtained and as Such
Any Use Could Not Prejudice Appellant.
Even without the coat, there was ample evidence to
convict appellant of the crime. However, as discussed
previously, since the coat was properly acquired by the
police officers, no prejudice could result.
The most important factor totally ignored by ap
pellant while discussing each of the foregoing topics con
cerning the obtaining of his coat by the police officers,
was that the district judge did not rest his decision on
any one fact, whether it be consent, search incident to
an arrest, the nature of the search, the actions of the
officers, or the time that the arrest was made and the
coat obtained. All of these and other matters, as well
as the demeanor of the witnesses, the reasonableness of
their testimony, their interest in the case, was apparently
given appropriate consideration by the district court.
There was also the well reasoned maximum that the burden
of proof should fall upon those who most readily can
furnish it. In this respect, appellant had available his
mother and two brothers who could have disputed testi
mony that went uncontradicted in the trial, but when
offered by appellant through his mother at the hearing
before the district judge was completely unavailing.
No other conclusion than that reached by the district
judge is reasonable.
n
The Alternate Penalties For the Crime of Rape
In Arkansas are Constitutional and
Have Been Properly Enforced
Apparently as an afterthought, appellant, by a second
amendment to his petition, alleged that the death penalty
for rape in Arkansas has been applied in a discrim
inatory manner and is unconstitutional. This conten
tion is discussed at Point II of appellant’s brief.
It is initially stated by appellant that Arkansas, at
one time, had a statute providing- for the death penalty
for a slave convicted of rape. Dennis v. State, 5 Ark.
230. Just how this 1843 case affects the present litigation
is not explained. It might be said, parenthetically, that
school children know that people in Massachusetts used
to burn witches. Of course, royalty often was inclined
to behead commoners and vice versa, when the oppor
tunity was presented, and Romans apparently delighted
in watching lions devour Christians. So much for
digressive irrevelant historical references.
Appellant, then charitably concludes that the statutes
in Arkansas are now consistent with the standards im
posed by the Constitution of the United States. There
is no question that a statute imposing greater punish
ment on one race than another would not only controvene
the Fourteenth Amendment to the Constitution of the
United States, but would also offend the Constitution
of Arkansas. Ark. Const. Art. II, §3. Since 1842, this
jurisdiction, as well as many other states, has provided
that the death penalty may be imposed, as in common
law, on those found guilty of the crime of rape. Ark.
Slat. Ann. § 41-3403 (1947). In 1915, the General As
sembly gave the jury the prerogative to assess either a
life or a death sentence. Ark. Stat. Ann. § 43-215
(1947).
Although the contention raised by appellant is unique,
it is not without precedent. It should suffice to note
that all authority discovered by appellee is opposed to
the proposition. Maxwell v. State, ,236 Ark. 700, 370
17
S.W. 2d 113 (1963); Mitchell v. State, 233 Ark. 587, 346
S.W. 2d 201; Thomas v. Florida, 92 So. 2d 621, cert. den.
354 IT.S. 925; Pace v. Alabama, 106 U.S. 583.
A similar situation arose in this jurisdiction in regard
to a Sunday closing law. Hickinbotham v. State, 227
Ark. 1032, 303 S.W. 2d 565. It held that the quantum
of proof required of unlawful application of a crime must
be “ . . . shown by cogent evidence that the officers
knowingly permitted others to continuously and syste
matically remain open . . . .”
Even though appellant may sincerely believe that
all of the rapists given the death sentence were guilty
of attacking a white woman, there is absolutely no proof
to support this assumption. There is at least one re
ported case where a Negro found guilty of raping a white
woman was given a life sentence. Hamm v. State, 214
Ark. 171, 214 S.W. 2d 917 (1948). In the last fourteen years
two white men and two Negroes have been executed for
rape. Does this smack of disparity! Just how many
Negroes have been found not guilty or guilty of lesser
offenses that were not appealed? The statistical data
submitted by appellant completely ignores the evidence
which justifies the highest penalty.
To .illustrate the conclusion of discrimination, ap
pellant relies entirely on the number of white persons as
opposed to the number of Negroes accused of rape. At
page 35 of the brief, appellant states that nearly two-
thirds of the prosecutions were against white persons
and thus, no argument can be made that there is a higher
crime rate among Negroes. Although appellee never
intended to assert that there is a higher crime rate among
the Negro population, appellant’s unfounded conclusions
demand a response. The answer is available in the
18
tables so tediously prepared with the addition of one
critical factor which was ignored: the proportion of the
Negro population to the white population. In Pulaski
County, for example, although the charges of rape are
almost even, 11 whites and 10 Negroes, the non-whites
make up less than 22 percent of the total population.
Hence, the incident of rape by Negroes is more than
twice as large as that by whites. The ratio in Jefferson
County is approximately proportionate. In Garland
County, where the trial was conducted, there have been
fi white men accused of x'ape in the last 10 years and 3
Negroes, but Negroes comprise less than 11 percent of
the total population in Garland County. (See 1960
reports of the Bureau of Census.) Appellant also com
plains that the district Judge erred by restricting the area
or number of counties for inquiry, but no objection was
entered (II.S. 313, 314).
Appellant then demands an explanation as to why
so many Negroes have been executed for the crime of
rape. As an alternative appellee suggests simply a
reading of the reports of those cases. Each justifies
the extreme penalty of death.
There is another answer to the question of why
hiegioes receive the death penalty. Even a person un
versed in the law recognizes that consent is ordinarily
the vital question. In fact, it was the defense made
by this appellant in his trial. The violent circumstances
of the attack, the physical injuries inflicted upon the
victim and many other matters defy consent.
ext, appellant attacks the entire judicial system
in Arkansas at page 36 of his brief. The initial and
primary example related is the unconstitutional restric
tion of Negroes on juries in “ many counties’. Ref
19
erence is then made to the only two cases in Arkansas
where a federal court concluded racial discrimination,
and surprisingly enough these two cases came from one
county. On the contrary, it can be shown that there
have been many affirmations by the federal judiciary of
constitutional jury selection in Arkansas. Dorsey v.
State, 219 Ark. 101, cert, den., 342 U.S. 851; Haraway v.
State, 203 Ark. 912, cert, den., 317 U.S. 648; Blade v. State
215 Ark. 618, cert, den., 338 U.S. 956; Moore v. Henslee,
276 F. 2d 876 (8th Cir. 1960); Moore v. State, 229 Ark.
335, cert, den., 358 U.S, 946; Payne v. State, 226 Ark.
910 reversed on other grounds, 356 U.S. 560.
Appellant then recklessly accuses criminal adminis
tration and the executive branch in Arkansas with un
constitutional discrimination. There is not one scintilla
of evidence submitted by appellant or even a reasonable
inference that a prosecutor, parole officer, or the Gov
ernor has failed to give each defendant, regardless of
race, impartial consideration. On the contrary the
prosecutors each expressly denied that race was of any
consideration. This is undisputed. The Governor has
been extremenly lenient by not promptly scheduling ex
ecution dates and permitting lengthy extensions of time,
for example, appellants conviction was affirmed in May
1963, but execution was not set until 1964.
As to the comment of successive forums of segre
gated justice found on page 36 of appellant’s brief, ap
pellee invites attention to Walton v. State, 232 Ark. 86
334 S.W. 2d 657 (1960) where the Arkansas Supreme
Court ignored the Negro attorney’s nine sentence brief,
and found error on its own initiative reversing the Negro
defendant’s murder conviction.
20
In support of all of these contentions, appellant er
roneously relies upon Hernandez v. Texas, 347 U.S. 475
and Smith, v. Texas, 311 U.S. 128. Appellant says it is
not what public officials say, but what they do which is
determinative of discrimination. The Supreme Court
has held in those cited cases and many others, that general
expressions cannot overcome a contrary fact, but there
must, first be a showing of invalidity.
Some delight is taken by appellant in the fact that a
witness for the State said “ Nigger” . Occasionally, it
may be fashionable to write in dialects. Court reporters
are sometime inclined to do so with disastrous results.
Prime examples are found in this record. For instance
at U.S. 232 the reporter recorded the statement of appel
lee’s attorney as: “ I ’m gonna play surprised.” It
can be stated with complete candor and confidence that
counsel was not “ playing” by any means, but rather
“ plead surprise” . The record does not show other
reference to “ Nigger” during the trial, and it would be
unlikely that the trial judge, much greater the Negro
defense attorney, would permit the word without ob
jection.
It is then noted that the Negroes who appear for
jury service were either excused by the trial judge or
peremptorily challenged by the prosecutor. The record
again must speak. Actually some of the prospective
Negro jurors effectively excused themselves. Surely,
those persons challenged for cause were unsatisfactory
for only one objection was noted by appellant’s trial
attorney. In view of the responses to answers, the pros
ecutor would have been foolish not to exercise a challenge
on those persons. Moreover, it is not improper to chal
lenge persons of a particular race. Hall v. United States,
168 F. 2d 161 (D C. Cir, 1948), cert, den,, 334 U.S, 853,
21
It is argued that the prosecutor’s admonition to the
jury was a guise to remind the jury that appellant was
a Negro and his victim was white. In all fairness, it
must be recognized that the jury was present and wit
nessed the trial for three days. This information was
hardly necessary. The remarks of the prosecutor were
commendable. Appellant’s contention is so anemic that
further remarks would complement it with merit where
none exist.
At the conclusion of the argument, appellant urges
that the imposition of the death penalty contravenes
Amendment 8 to the United States Constitution as cruel
and unusual punishment. This State has an identical
provision. Ark. Const,, Art, II § 9. It is true that
penologist and criminologist as well as law enforcement
officials have a divergence of views as to the benefits to
be derived from the existence of a death penalty for
certain crimes, but the wisdom of the legislation does not
concern this court.
Appellant relies upon the brief dissent found in
Rudolph v. Alabama, 375 IT.S. 889. It must be noted
that the three dissenting justices would only consider
the death penalty improper where human life had not been
“ threatened or taken” . It is not necessary to repeat
here the violent circumstances concerning not only the
life of the victim but the life of her ninety-year-old father
as well. It will be remembered that in addition to the
threats to take their lives, appellant inflicted serious
injuries on them.
It is imperative to remember that in Garland County,
where the crime was committed there has never been &
capitol sentence for rape and only two men, a white and
22
an Indian have been sentenced to death. These were
for murder. Under these circumstances, there can be
no merit to appellant's argument.
m
Questions Concerning the Petit Jury and
Waiver
A. The Selection and Composition of the Petit
Jury Panel Met Every Statutory and Consti
tutional Requirement.
Jury duty has been described by the Supreme Court
of Arkansas as a right incident of citizenship, subject to
statutory regulation. Buchanan cv. State, 214 Ark. 835,
218 S.W. 2d 700 (1948). Every court jealously guards
the constitutional guaranty of a fair trial by jury and
due process of law. Anderson v. State, 200 Ark. 516,
139 S.W. 2d 396 (1940).
It is presumed that a jury meets all constitutional
requirements. The burden of the establishing discrim
ination is upon the accused. Tarrance v. Florida, 188
U.S. 519 (1903). The mere allegation of discrimination
without supporting evidence is insufficient. Carter v.
Texas, 177 U.S. 442 (1900). A jury is not required to
have proportional representation of all ethnic groups
of the community in order to assure equal protection of
law, Virginia v. Rives, 100 U.S. 313 (1879). Inequality
or disproportion of the number of the Negroes finally,
selected as venireman does not in itself constitute dis
crimination. Akins v. Texas, 325 U.S. 398 (1945).
While a defendant has no right, constitutional or other
wise, to even have his race represented on a particular
panel, proportional racial limitation, as such, is forbidden.
Cassell v. Texas, 339 U.S, 282 (1950). Simply stated,
23
the race of veniremen has no bearing and. should not be
considered by the jury commissioners. Martin v. Texas,
200 U.S. 316 (1906).
Of the three jury commissioners, one was a Negro
and the other two were white. Cf. Moore v. Henslee,
supra, 276 F. 2d 876 (8th Cir. 1960). The jury commis
sions have been so composed in Garland County for a
number of years (U.S. 47). Incidentally, the panel in
question had been selected approximately two months
before the crime was committed. Each of the jury com
missioners were long time residents of Garland County.
One lived in a rural community and operated a general
grocery store. Another had been a Chevrolet dealer
since 1936. The other commissioner lived in a predom
inately colored area of Hot Springs and operated a
barber shop in the Negro business community. Thus,
the commissioners were eminently qualified to discharge
their statutory obligations.
Traditionally, cases involving discrimination in jury
selection have been illustrated most dramatically by re
sorting to a statistical analysis showing the proportion
of Negroes serving on the panel as opposed to those
eligible for jury duty. This tactic possesses a valuable
convincing quality. Here, appellant did not choose to
use such an approach or appraisal for the record discloses
that Negro participation on the jury was greater in pro
portion than the Negro population. Maxwell v. Stephens,
supra, 229 F. Supp., at 215.
A study of the testimony of the commissioners, as
well as the finally selected jury list, sustains that the
commissioners were not concerned with the race of the
jurors, but simply sought to select an impartial panel.
24
Appellant’s painful efforts to show otherwise were
not only unavailing, but had a contrary result.
B. The Statutory Requirement of Identifying the
Race of Electors in the Poll Tax Books is Con
stitutional.
Although the original petition for habeas corpus and
the petition for certificate of probable cause each contained
five different allegations of discrimination, only two are
treated by appellant for consideration for this Court. It
is urged at Point III of appellant’s brief that, since the
petit jury list, from which the trial jury was selected,
indicated the race of the jurors and that the poll tax
books contained designation of race, there was a depriva
tion of constitutional rights.
Tncipiently, it must be noted that this portion of ap
pellant’s brief, contains several mis-statements of the
recoi’d.
It is stated at page 38 in appellant’s brief, that the
jury commissioners selected prospective jurors “ from
these poll tax books” . This is not true. The testimony
of each of the three commissioners was too clear to be
misinterpreted. Each commissioner recommended persons
lie thought proper to serve as jurors (IJ.S. 93). These
persons were individually discussed and approved or re
jected by the jury commissioners as a group (U.S. 93).
The poll tax records were then consulted to determine if
the approved persons possessed a current poll tax receipt
(IJ.S. 71,77, 92-93). The fact that this was the procedure
used in the past was confirmed by one of appellant’s wit
nesses, a former Negro jury commissioner (U.S. 171).
How, under these circumstances, could the notation of
race in the poll tax book possibly affect the deliberations
of the commissioners after the person was approved?
25
Moreover, tlie identifying marks were so insignificant
and unimpressive that none of the commissioners recalled
their presence in the book they used (U.S. 55, 59, 77,
90).
It is next asserted by appellant that the completed
jury list was delivered to the circuit clerk with “ c ’s "
noted after the names of Negroes. This, also, is untrue.
All of the commissioners denied making the notations
(U.S. 72, 73, 88, 95). The clerk testified that he could
not recall if the list had any racial identification when
he received it (U.S. 131), but explained that sometimes
he indicated the race of the jurors (U.S. 132) so that this
information would be available to lawyers, newspaper
men, and other interested persons (U.S. 43, 49). Of
course, some jury lists did identify the Negro jurors (U.S.
48-50). It must be remembered that the jury list had
been open to the inspection of the public for three years
before the hearing in the district court. In fact, appel
lant’s trial attorney testified that he studied this and many
other jury lists. Obviously his present attorneys made
an independent investigation of the same material. Who
made the identifying marks, why and when, is a matter
of mere conjecture and cannot be persuasive.
Appellant would have this Court believe that there is
judicial authority that any racial identification would,
in itself, condemn the jury list. This is, at the very least,
misleading. Appellant relies extensively on the case
of Avery v. Georgia, 234 U.S. 559. Even a cursory study
of that decision reveals that discrimination was concluded
only after a finding that there was both a device of racial
designation and discriminatory results. On the other
hand, in Brown v. Allen, 344 U.S. at 480, there was a device
of racial identification, but in the absence of finding
actual discrimination, the conviction was affirmed. The
26
case of Strauder v. West Virginia, 100 U.S. 303, cited by
appellant, was not decided on the basis of racial consid
eration by jury commissioners, but solely on a statute
which excluded members of the African race from serv
ing as jurors.
A vain attempt is then made to show that the Arkansas
statute requiring racial identification is unconstitutional.
There, appellant relies on the ease of Hammi v. Virginia
State Board of Elections, 230 F. Supp. 156 (E.D. Va.
1964). This argument must also fail. In fact, that
decision supports the position of appellee. There, it
was stated:
“ Of course, the designation of race, just like
sex or religious denomination, may in certain
records serve a useful purpose, and the procure
ment and compilation of such information by State
authorities cannot be outlawed per se. For ex
ample, the securing and chronicling of racial data
for identification or statistical use violates no
constitutional privilege. I f the purpose is legiti
mate, the reason justifiable, then no infringement
results. The infirmity of the provisions just
mentioned lies in their mandate of separation of
names-by race.”
With this language foremost, the statutes in controversy
must be viewed.
The jury commissioners are required to select those
individuals who meet the statutory qualifications. Ark.
Stat. Ann. §§ 39-101, 39-206, and 39-208 (1947). In Ar
kansas, only qualified electors may serve as jurors. Ark.
Stat. Ann. § 3-104.2 (1947). An elector must possess a
current poll tax. Amend. VIII, Ark. Const., Art. I ll, § 1.
Similar requirements have met approval. Gibson v. Mis
sissippi,, 162 U.S. 565 (1896); Brown v. Allen, supra, 344
U.S. at 474, and 472 footnote 22.
27
The poll tax books are required to note the designa
tion of the elector’s race. Ark. Stat. Ann. § 3-227 (b)
(1947). The list of poll tax payers are compiled as a
poll tax book, published and distributed to the election
judges by the county board of election commissioners.
Ark. Stat. Ann. § 3-118 (1947). There is no separation
of names by race or different colored papers as reported
in TIamm.
A perusal of the previously noted statutes makes it
abundantly clear that, consistent with most requirements
of voter registration, a person must give information,
among other things, of his color. The obvious purpose
of requiring this and other data is to assure a conclusive
means of identification of the particular person and his
eligibility to vote. The interest of the State is legitimate
and justifiable. The practice of identifying persons by
color has won approval by usage in almost every con
ceivable means of compilation. If this statute is to be
stricken, then likewise the identification of race on a
drivers license would be unconstitutional. It is cheerfully
admitted that this is an absurd conclusion, but it does
point up the inherent weakness of appellant’s argument.
This Court has had the opportunity on two recent
occasions to determine if the use of racial identification
in poll tax books is per se unconstitutional. Bailey v.
Henslee, 287 F. 2d 936, (8th Cir., 1961), cert. den. 368
TJ.S. 877, and Henslee v. Stewart, 311 F. 2d 691 (8th Cir.,
1963) cert. den. 373 U.S. 902. This proposition was
rejected in both cases. The convictions were reversed
on the basis of an accumulation of nine circumstances,
but perhaps most significantly because the jury commis
sioners in those cases purposely included Negroes on the
panel.
28
Tlie crux of appellant’s contention, at page 42 of his
brief, would appear that it is virtually impossible to
“ avoid knowledge of the race of prospective jurors".
But knowledge of race has never been considered a vice.
Bather, consideration of race is the criteria and that is
not in any way synonymous with knowledge.
Paradoxically, cases of this nature are ordinarily
attacked for the reason that the jury commissioners have
not made an effort to become acquainted with the qual
ified Negroes. It would be almost incomprehensible for
jury commissioners to select, discuss, and approve per
sons of “ good character, of approved integrity, sound
judgment and reasonable information" and not know the
race of the individuals. See Ark. Stat. Ann. § 39-206,
39-208 (1947) supra. This is particularly true in a pre-
dominentlv rural area (IT.S. 293, 294).
Appellant cannot find comfort in either the facts or
the law and his contention is totally without merit.
C. Appellant Waived Any Objection to the Petit
Jury Panel.
Although the district judge made a factual determ
ination that there was no discriminatory effort, conscious
or otherwise, practiced by the jury commissioners, ap
pellant and his trial attorney effectively waived the is
sue.
As a pure legal concept, waiver by a criminal de
fendant is difficult to prove under the ride of United States
ex rel Gold,shy v. Harpole, 263 F. 2d 71 (5th Cir. 1959)
cert. den. 361 U.S. 838, as enlarged by Fay v. Noia, 372
U.S. 391 (1963). In practice, proof of waiver is almost
beyond the realm of possibility. One significant im
pediment is the rule of privileged communication. Ark.
29
Stat. Ann. § 28-601 (1947). Another obstacle peculiar to
this case is the substitution and replacement of the trial at
torney by the appellate attorneys. The record discloses
that prior to the hearing on the petition for habeas
corpus, counsel for the appellee attempted to gain such
information as was possible concerning the question of
waiver of the issue of jury discrimination by taking the
depositions of the appellant and his trial counsel. How
ever, all of the significant questions asked the appellant
and his former attorney were rejected as either incrim
inating or privileged communication. An unfruitful
effort was then made to require answers to the questions
by appropriate motion, but due to lack of time, this was
not pursued.
Unquestionably, this record sustains an excellent ex
ample of waiver which meets and satisfies both the spirit
and the letter of Fay v. Noia. It was shown that the
trial attorney for appellant was infinitely aware of the
procedure and the traditional grounds for moving to quash
a petit jury panel on account of racial discrimination
(U.S. 274-278). The attorney made a dedicated effort
to discover any substantial basis to challenge the panel
(U.S. 278-281, 298-303). After his exhaustive investi
gation, appellant’s trial attorney discussed the composi
tion of the petit jury panel with the appellant’s parents
and discussed the entire preparation of the trial with
the petitioner and his parents (U.S. 291-292). The trial
attorney for appellant stated on cross examination that
he discussed the jury with appellant, but not the motion
to quash (U.S. 297-298). Of course, appellant denied
that his attorney ever discussed the jury panel with him
(U.S. 305). From the record, it can be fairly surmised
that the jury panel was discussed not only with the
parents, but with appellant himself.
30
It is a matter of record that the trial attorney filed
motions for continuance, to change venue, remove the
case to federal court, to quash the information, and to
declare the penalty for rape invalid. The trial judge
did not restrict the filing of any motion (U.S. 304). There
was one real reason why a motion to quash was not filed.
The petitioner and his family were personally acquainted
with a substantial number of the petit jurors (U.S. 293-
294). The use of the panel was apparently one of the
tactics that appellant employed in the trial (U.S. 284).
A request for a mere two week continuance would have
put the ease in a new term of court with a new jury (U.S.
282-283).
The trial attorney announced that the petit jury was
satisfactory (U.S. 293). This fact attaches importance
because until this time, a motion to quash would have
been proper. Johnson v. Stale, 238 Ark. 15, 377 S.W.
2d 865.
There can be no contention in this case that there is
a hesitancy to challenge juries in Arkansas. On the
contrary, this tactic appears to be quite popular in this
jurisdiction, and is employed frequently by both white
and Negro attorneys. Thus, this case is significantly
different than United States ex rel Goldsby v. Harpole,
supra.
It is sincerely urged, notwithstanding the abundance
of evidence sustaining a valid and constitutional jury
panel, that this Court confirm that appellant waived the
right to object to his trial jury. Appellant cannot be
described as an uneducated or unsophisicated defendant.
He made average grades (B ’s, C ’s and D ’s) to high school
when he quit for some reason, but continued his education
in the service (U.S. 160, 161, 166, 185). Moreover, he
31
had been educated in criminal procedure by experience
(U.S. 197, 198). It should be appropriate to paraphrase
the often quoted language that testimony of nonwaiver
expressed in general terms is insufficient to rebut. Reece
v. Georgia, 350 U.S. 85 (1955). To conclude otherwise,
would be an effective barrier which could never be over
come.
CONCLUSION
The lengthy record confirms the liberal attitude of
the district court towards appellant and his five attorneys
of record. The exhaustive opinion rendered by the dis
trict judge sustains the careful and studious considera
tion given each issue raised by appellant.
The energetic endeavors of appellant and his seven
appellate attorneys are certainly laudable, but this con
viction survives standing on a firm foundation of justice
sought and fulfilled.
The decision should be affirmed.
Respectfully submitted,
B ruce B en n ett
Attorney General
J ack L . L essenberry
Chief Assistant Attorney General
Attorneys for Appellee