Withrow v. WIlliams Jr. Brief Amici Curiae in Support of Respondent
Public Court Documents
October 7, 1991

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Brief Collection, LDF Court Filings. Withrow v. WIlliams Jr. Brief Amici Curiae in Support of Respondent, 1991. 0c146466-c99a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/e0315820-e07a-40ea-965f-b09c4be2f35a/withrow-v-williams-jr-brief-amici-curiae-in-support-of-respondent. Accessed April 06, 2025.
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o.-9M030^i *AMELA^WITHROW. ;RO BERT|ALI^lW IIIiiAM S|jR k r >-» j . *TV- i*rif f ill * rt W - SUt 'V* iRIEFfAMI !Michael Miulemann 510 West Baltimore Street^ Baltimore,. Maryland 21201,' Division of Ameriscribe Management Services,tine! ^ 1 1 ' EA ST 38TH STREET, NEW YORK, NEW YORK 1001 (212).685-9800;.(5l6) 222-1021 j .(914)•682-0992; (908)!494- «8<SSSgK3 as \ m M m AMICI CURIAE The Police Foundation Police Executive Research Forum International Union Of Police Associations National Black Police Association Melton L. Alexander Assistant United States Attorney, N.D. Alabama, 1966-82; First Assis tant, 1969-70; Chief, Criminal Section, 1970-82 (handled 20 sup pression hearings) Robert D. Bacon Assistant Attorney General of Alas ka, 1980-1990 (handled over 75 appellate cases with suppression issues) James C. Banks Former Assistant State Attorney, 2nd Judicial Circuit, Leon County, Florida Vincent Barrett Former Division Chief, State Attor ney’s Office, 2nd Judicial Circuit, Leon County, Florida Donald I. Bierman Former Assistant United States Attorney, Southern District of Florida (handled roughly fifty suppression hearings); United States Department of Justice, Assigned Counsel to President John son's Commission on Crime (studied effect of Miranda decision); Department of Justice, Criminal Appellate Division, 1965-68; Spe cial Counsel to Dade County, Flori da Grand Jury, 1969-70 George W. Blow, III Former Organized Crime Prosecutor, United States Attorney's Office, Northern District of Florida; For mer Chief Assistant, State Attor ney's Office, 8th Judicial Circuit, Florida; Assistant State Attorney, Special Prosecutor Unit, 3rd Judi cial Circuit, Florida Charles R. Brewer United States Attorney, W.D. North Carolina, 1981-87 Charles R. Breyer Former Assistant Special Prosecutor and Chief Assistant District Attor ney for City and County of San Francisco (handled over 200 sup pression hearings)Gary C. Christy District Attorney, Cordele Judicial Circuit, Cordele, Georgia, 1977- 1986 (handled hundreds of suppres sion hearings); President of the District Attorneys Association of Georgia, 1985 W. Thomas Dillard Assistant United States Attorney, E.D. Tennessee for 13^ years; Court-appointed U.S. Attorney, E.D. Tennessee for 4 months; U.S. Attor ney, N.D. Florida, for 4 years (handled 250-300 suppression hear ings ) Kenneth Dresner Former Deputy District Attorney, Gunniston County, Colorado Charles Fels Assistant United States Attorney, M.D. Tennessee, 1974-77; Assistant District Attorney, Tennessee, 1979- 82 (handled hundreds of suppression hearings) Lawrence B. Finegold Former Assistant United States Attorney, Former Executive Assis tant to U.S. Attorney, W.D. Wash ington (handled many suppression hearings) Robert E. Godwin Assistant State Attorney, Dade County, Florida, 1974-80 Stanley I. Greenberg Assistant United States Attorney, Los Angeles, California, 1971-74 (handled 100 suppression hearings) John M. Hassett Former Assistant State's Attorney for Baltimore County, Maryland, 1979-86; certified also as Assis tant United States Attorney, Balti more, Maryland, 1984-86 (handled 20-25 suppression hearings) Richard Hirsch Deputy District Attorney, Los Ange les County, 1967-71 (handled 20 suppression hearings) Steven G. Horneffer Former Assistant State Attorney, Seminole County, Florida, 1978-82 (handled approximately 50 suppres sion hearings) David B. Irwin Assistant United States Attorney, District of Maryland; Chief, Nar cotics Unit, and Coordinator, Orga nized Crime and Drug Enforcement Task Force for Mid-Atlantic Region; Chief, Criminal Trial Division, Baltimore County State Attorney's Office, 12 years Mark J. Komoroski Former Jackson County (Kansas City) Missouri, Prosecuting Attorney's Office; Former Kansas City Missouri Police Officer and Chief Warrant Officer Robert J. Lerner United States Attorney, Milwaukeee, Wisconsin, 1968-69; former Assis tant United States Attorney, Mil waukee, Wisconsin, 1964-68 (handled many suppression hearings) John W. Lundin Assistant United States Attorney, W.D. Washington, 1972-74 Bruce M. Lyons Supervisor, County Solicitor's Office, 1967-71 (handled hundreds of suppression hearings); former Municipal Court Judge, Broward County, Florida Michael Malkiewicz Deputy Attorney General, Delaware Department of Justice, 1981-86 Ivan K. Mathew Assistant United States Attorney, District of Arizona, 1988-91 Dan McClain Former Assistant State Attorney, 13th Judicial Circuit, Hillsborough County, Tampa, Florida, 1983-1989 (handled over 50 suppression hear ings ) James B. McGuire, III Deputy District Attorney, Alameda County, California, 1970-75 (han dled roughly 200 suppression hear ings ) F. Russell Millin Former United States Attorney, Western District of Missouri Dean B. Morphonios Former Assistant State Attorney, Second Judicial Circuit, Leon Coun ty, Florida Michael D. Nasatir Assistant United States Attorney, C.D. California, 1966-70 L. William Porter, II Former Special Assistant State Attorney, 5th Judicial Circuit, Florida 7th Judicial Circuit (White Collar-Economic Crimes Prosecutor); Police Officer for 12 years Robert A. Rand Former Assistant State Attorney, 2nd Judicial Circuit, Florida; Former Special Prosecutor, Florida Statewide Grand Jury; Former Prose cutor, Officer of State Prosecu tion, Florida Boyd L. Richie District Attorney, 90th Judicial Circuit, Texas, 1977-80; Assistant District Attorney, Wichita County, Texas, 1980-81 J. Randolph Randy Prosecutor for Wake County, North Carolina 1971-76; District Attorney for the Tenth Prosecutorial Dis trict, 1977-86 (handled or super vised over 1,200 suppression hear ings) Peter Robinson Assistant United States Attorney, Oregon, 1978-80; Department of Justice, Public Integrity Section, 1980-81; Department of Justice, San Francisco, 1981-88 (handled over 100 suppression hearings) Michael S. Ross Assistant United States Attorney, S.D. New York, 1978-81; Assistant District Attorney, Kings County, New York, 1974-78 Stephen H. Sachs Assistant United States Attorney, District of Maryland, 1961-1964; United States Attorney, District of Maryland, 1967-70; Attorney General of Maryland, 1979-1987 J. Stephen Salter Assistant United States Attorney, N.D. Alabama, 1971-76 Irwin H. Schwartz Assistant United States Attorney, W.D. Washington, 1972-75 (handled 50 suppression hearings) Bernard L. Seigel First Assistant District Attorney, Erie, Pennsylvania, 1972-76; Deputy Attorney General/Special Prosecu tor, Pennsylvania Attorney Gener al's Office, 1976-78; Deputy Dis trict Attorney for Investigations, Philadelphia, 1978-86 (handled 40 suppression hearings) Barton C. Sheela, III Assistant United States Attorney, S.D. California, 1976-79 (handled many suppression hearings) Larry D. Simpson Former Assistant State Attorney of the Second Judicial Circuit of the State of Florida (lead prosecutor in State v. Theodore Bundy) (han dled in excess of 200 suppression hearings) Neal R. Sonnett Chief, Criminal Division, United States Attorney's Office, Miami, 1970-72; Assistant United States Attorney, 1967-72 (handled 50-75 suppression hearings) A. M. Stroud, III Assistant United States Attorney, Western District of Louisiana, 1977-82; Chief of Criminal Section, 1980-82; First Assistant District Attorney, Caddo Parish, Louisiana, 1983-89 (handled hundreds of sup pression hearings) George E. Tragos Chief, Criminal Division, United States Attorney's Office, M.D. Florida, 1983-85; Assistant State Attorney, Florida, 1974-78 (handled over 100 suppression hearings) Patrick A. Tuite State Attorney's Office, Cook Coun ty, 111., 1962-69; Chief, Criminal Section, 1967-69 (handled 50 sup pression hearings) Gerald F. Uelmen Assistant United States Attorney, Chief of Special Prosecutions, C.D. California, 1966-70 John Wall Department of Justice Trial Attor ney, 1963-69 and 1970-73; Chief, Massachusetts Attorney General' s Office, Criminal Division, 1969-70 (handled 35 suppression hearings) Patrick A. Williams Osage County, Oklahoma County At torney, 10 years; Tulsa County Assistant District Attorney, 3 years (handled dozens of suppres sion hearings) enry G. Wykowski Assistant United States Attorney, N.D. California, 1980-82; Trial Attorney, Department of Justice Criminal Division/Tax Section, 1977-80 QUESTION PRESENTED This brief will address the following question: Whether the rule of Stone v. Powell, 428 U.S. 465 (1976), should be extended to bar a federal court, when considering a petition for writ of habeas corpus from a state prisoner, from enter taining a claim that alleges that the introduction at trial of unwarned custodi al statements violated Miranda v. Arizona, 384 U.S. 436 (1966). TABLE OF CONTENTS PAGE TABLE OF AUTHORITIES.................. iii STATEMENT OF INTEREST OF THE AMICI CURIAE..................... 2 SUMMARY OF ARGUMENT................... 6 ARGUMENT.............................. 9 I. THERE IS SUBSTANTIAL SUPPORT IN THE LAW ENFORCEMENT COMMUNITY FOR MIRANDA AND ITS CONTINUED ENFORCEMENT IN HABEAS PROCEEDINGS BECAUSE IT PROTECTS THE RELIABILITY AND INTEGRITY OF THE TRIAL WITHOUT HARMING LEGITIMATE LAW ENFORCEMENT OBJECTIVES........ 9 A. Miranda's Purpose Was To Enhance The Reliability And Integrity Of The Fact-Finding Process.......... 9 1. This Was The Purpose Of Miranda................ 9 2. The Enforcement Of Miranda Is Accomplishing This Purpose.............. 13 PAGE 3. Federal Habeas Enforcement Of Mi randa Is Vital To The Effectuation Of Miranda' s Purpose......... 18 B. Mi randa's Continued Enforcement In Federal Habeas Will Not Harm Legitimate Law Enforce ment Objectives............... 25 II. ENDING THE ENFORCEMENT OF MIRANDA IN FEDERAL HABEAS CORPUS WOULD SEND A DISTURBING MESSAGE, AND WOULD UNDERMINE THE CREDIBILITY OF OUR CRIMINAL JUSTICE SYSTEM................... 33 A. The Abandonment Of Federal Habeas Enforcement Of Miranda Would Understandably Be Viewed As A Serious Blow To Liberty And Would Erode The Public's Confidence In Police And The Courts................34 B. Our Criminal Justice System Would Lose Credibility If Serious Violations Of Miranda Could Not Be Remedied..37 CONCLUSION 41 TABLE OF AUTHORITIES CASES PAGES Brewer v. Williams, 430 U.S. 387 (1977)...................... 12 Cervi v. Kemp, 855 F.2d 702 (11th Cir. 1988), cert. denied, 489 U.S. 1033 (19897.......................... 21,23 Christopher v. Florida, 824 F.2d 836 (11th Cir. 1987), cert, denied, 484 U.S. 1077 (1988)7.................... 23 Collazo v. Estelle, 940 F.2d 411 (9th Cir. 1991) (en banc), cert, denied, 112 S. Ct. 870 (1992)............... 19,21,23 Desire v. Attorney General of California, 1992 U.S. App. LEXIS 15503 (9th Cir. July 10, 1992)....................... 24 Edwards v. Arizona, 451 U.S. ---477 (1981)......................20,21,22 Jacobs v. Sinaletary, 952 F. 2d 1282 (11th Cir. 1992).......24 Johnson v. New Jersey, 384 U.S. 719 (1966).................10,12 CASES PAGES Kordenbrock v. Scroggy, 919 F.2d 1091 (6th Cir. 1990) (en banc), cert. denied, 111 S. Ct. 1608 (1991)......... 24 Miranda v. Arizona, 384 U.S. 436 (1966)......................passim Oregon v. Elstad, 470 U.S. 298 (1985)...................... 11 Robinson v. Borg, 918 F.2d 1387 (9th Cir. 1990), cert, denied, 112 S. Ct. 198 (1991)......................24 Schneckloth v. Bustamonte, 412 U.S. 218 ( 1973) . . ............ 10 Smith v. Endell, 860 F.2d 1528 (9th Cir. 1988), cert, denied, 111 S. Ct. 510 (1991)...................... 24 Smith v. Kemp, 664 F. Supp. 500 (M.D. Ga. 1987), aff'd, 887 F.2d 1407 (11th Cir. 1989) (en banc)............ 39, 40 Stone v. Powell, 428 U.S. 465 ( 1976)...... 2,6,8,41 Tennessee v. Garner, 471 U.S. 1 (1985)........................3,5 iv CASES PAGES Towne v. Dugger, 899 F.2d 1104 (11th Cir.), cert. denied, 111 S. Ct. 536 (1990)'.......................... 24 United States ex rel. Espin oza v. Fairman, 813 F.2d 117 (7th Cir.), cert. denied, 483 U.S. 1010 ( 1987)'.......................... 24 OTHER AUTHORITIES Jonathan I.Z. Agronsky, Meese v. Miranda: The Final Countdown, ABA Journal, Nov. 1, 1987, at 86............. 31 Pete Yost, Police Chiefs Leader Supports Roll back of Miranda Rul ing, Others Disagrie, AP, Jan. 23, 1987 available in LEXIS, Nexis Library, AP File............................27 Police Chiefs Defend Miranda Against Meese Threats, Boston Globe, Feb. 5, 1987, at 25...........................16 v OTHER AUTHORITIES PAGES Conrad V. Hassell, In Defense of Fairness: The Need for Miranda, The Police Chief, Dec. 1987, at 12................ 15,35 Wayne R. LaFave, Consti tutional Rules for Police; A Matter of Style, 41 Syracuse L. Rev. 849 ( 1990)................. 26,30, 37,38 Nancy Lewis, 20 Years After Miranda, Police Say They’ve Learned To Live With Ruling; Early Outrage At Decision On Suspects' Rights Called "Over- reaction" , Wash. Post, June 13, 1986, at A4........................... 13-14, 25,27 Tamar Jacoby, Fighting Crime by the Rules; Why Cops Like Mir- anda, Newsweek, July 18, 1987, at 53................. 31 Burt Solomon, Meese Sets Ambitious Agenda That Challenges Fundamen tal Legal Beliefs, 17 Nat'1 J. 2640 (Nov. 23, 1985)....................... 33 OTHER AUTHORITIES PAGES Special Committee on Criminal Justice in a Free Society of the American Bar Associa tion Criminal Justice Section, Criminal Justice In Crisis (Nov. 1988).....................passim H. Richard Uviller, Tempered Zeal; A Columbia Law Profes sor's Year on the Streets with theNew York City Police, (1988) ...........................28,37 Miranda Rule Is Safe guard , Waycross Jour nal-Herald, May 9, 1992, at 3...................... 34 VI 1 No. 91-1030 IN THE SUPREME COURT OF THE UNITED STATES OCTOBER TERM, 1991 PAMELA WITHROW, Petitioner, vs. ROBERT ALLEN WILLIAMS, JR., Respondent. ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT BRIEF AMICI CURIAE OF THE POLICE FOUNDATION ET AL. IN SUPPORT OF THE RESPONDENT The police organizations, law enforcement officials, and former state and federal prosecutors listed on the pages following the front cover submit this brief as amici curiae, pursuant to Rule 37 of the Court's rules, to assist the Court in determining whether the rule of Stone v. Powell, 428 U.S. 465 (1976), should be extended to apply to claims alleging that the admission at trial of unwarned custodial statements violated Miranda v. Arizona, 384 U.S. 436 ( 1966 ).1 For the reasons stated herein, the Court should not extend the Stone rule to these claims. STATEMENT OF INTEREST OF AMICI CURIAE This brief is filed on the be half of four police organizations, and fifty former state and federal prosecu tors . Counsel for both petitioner and respondent have consented to the filing of this brief. 2 The Police Foundation was estab lished in 1970 by The Ford Foundation to improve policing and reduce crime in Amer ica through research, technical assis tance, and communication. The Foundation played a pivotal role in the development of community policing, paved the way for the advancement of women in policing, and is breaking new ground with its compara tive studies of large urban police depart ments. Foundation research on the use of deadly force was cited at length in Ten nessee v. Garner, 471 U.S. 1 (1985). The Foundation provides technical assistance and training to government at all levels, as well as to private institutions con cerned with public safety. In recent years, the Foundation has developed model programs designed to help municipalities improve relations between the police and 3 the community, adopt policies that foster cultural sensitivity, and reduce the use of excessive force by police. The Police Executive Research Forum (PERF) is a national organization of law enforcement chief executives committed to promoting professionalism and advancing policing practices through research, ex perimentation, strong leadership and na tional debate. PERF members collectively serve more than 35 percent of the citizens in the United States. The International Union of Po lice Associations (I.U.P.A.) is the AFL- CIO police union. The I.U.P.A. represents over 40,000 street-level police officers throughout the country in more than 200 law enforcement agencies. The National Black Police Asso ciation (NBPA) is a nationwide organiza 4 tion of Black police associations dedicat ed to the promotion of justice, fairness, and effectiveness in law enforcement. It has over 130 member associations repre senting more than 35,000 individual mem bers, and has previously filed briefs in the Court on matters of significant impor tance to law enforcement. Cf. Tennessee v. Garner, 471 U.S. 1 (1985). The fifty former prosecutors reflect an extraordinary breadth of expe rience in the trenches of our criminal justice system, and in the litigation of Fifth Amendment self-incrimination claims. Some have represented the interests of the United States in literally hundreds of hearings concerning the admission of cus todial statements,- others have sought the admission of such statements in state prosecutions in an equally large number of 5 cases. As a group, they possess a unique ly informed perspective on the importance of the enforcement of Miranda v, Arizona, 384 U.S. 436 (1966), in the state and federal courts. Together, these organizations and individuals join their voices in urg ing the Court to resist the arguments of the State of Michigan and its amici, and to reject the extension of Stone to custo dial statement claims. SUMMARY OF ARGUMENT Despite initial opposition, enforcement of Miranda v, Arizona, 384 U.S. 436 (1966), and its progeny in the state courts and the federal habeas corpus courts now enjoys widespread support in the law enforcement community. Miranda's enforcement has enhanced the reliability and integrity of the fact-finding process. 6 It must continue to be enforced in both the state courts and federal habeas corpus courts to prevent the unconstitutional imprisonment of citizens due to unreliable and coerced confessions. The law enforcement community has seen the enforcement of Miranda and its progeny lead to an increased profes sionalism within police and sheriff's departments throughout the country. Mir anda's bright-line rules have proven rela tively easy to follow, have not hindered the process of securing voluntary custodi al statements from suspects, and have sensitized police to Fifth Amendment com mands. Prosecutors also find that issues of the admissibility of custodial state ments have been simplified, and that ju ries have more confidence in statements secured after Miranda warnings. 7 Amici feel strongly that extend ing the rule of Stone v. Powell, 428 U.S. 436 (1976), to bar review of claims based upon Miranda and its progeny in federal habeas proceedings would send a disturbing message to the country and the law en forcement community, and would undermine the credibility of our criminal justice system. Many Americans view Miranda as a commitment to prevent intolerable police practices, and would view a bar to the review of Miranda claims in federal habeas proceedings as an abandonment of that commitment. The law enforcement community has no interest in seeing convictions based upon harmful Miranda violations go without legal remedy. In those instances where the state courts fail to provide such a remedy, federal habeas review should remain available. 8 ARGUMENT I. THERE IS SUBSTANTIAL SUPPORT IN THE LAW ENFORCEMENT COMMUNITY FOR MIRANDA AND ITS CONTINUED ENFORCEMENT IN HABEAS PROCEEDINGS BECAUSE IT PROTECTS THE RELIABILITY AND INTEGRITY OF THE TRIAL WITHOUT HARMING LEGITIMATE LAW ________ ENFORCEMENT OBJECTIVES A. Miranda's Purpose Was To Enhance The Reliability And Integrity Of The Fact-Finding Process________ 1. This Was The Purpose Of Miranda For years prior to the decision in Miranda v. Arizona, 384 U.S. 436 (1966), the Court was concerned about the influence of coerced confessions upon the reliability and integrity of criminal trials. Miranda was fully in keeping with this longstanding concern. Thus, the Court's purpose in handing down Miranda was to protect the reliability and integ 9 rity of the fact-finding process in crimi nal trials. As a later decision recog nized, "the basis for [the Miranda] deci sion was the need to protect the fairness of the trial itself."2 In protecting the fairness of the trial, Miranda provides "impor tant * * * safeguards against the use of unreliable statements at trial * * * ."3 Thus, recognizing that the combination of custody and interrogation "contains inher ently compelling pressures which work to undermine the individual's will to resist and to compel him to speak where he would not otherwise do so freely,"4 the Court held that the Fifth Amendment's privilege Schneckloth v. Bustamonte, 412 U.S. 218, 240 (1973) (citing Miranda, 384 U.S. at 466). Johnson v. New Jersey, 384 U.S. 719, 730 (1966). Miranda, 384 U.S. at 467. 10 against self-incrimination applies to custodial interrogation conducted by the police. The Court also concluded that in order to dispel the compulsion inherent in custodial questioning — so that any statement secured from and used against a defendant is the product of his free will — "protective devices" are needed.5 In the absence of these protections, there is a "presumption of compulsion" that is "irrebuttable for purposes of the prosecu tion case in chief * * * ."6 The Court decided that the use by the prosecutor in his case in chief of such compelled statements would violate Id. at 458. See Oregon v. Elstad, 470 U.S. 298, 307 (1985 ) . 11 the Fifth Amendment privilege against self-incrimination, "the mainstay of our adversary system of criminal justice."7 As the Court subsequently stated, coerced confessions not only deprive citizens charged with a crime of a central consti tutional right, they also "may well be untrustworthy by their very nature."8 Accordingly, when a state court considers an alleged Miranda violation in the first instance, and when a federal habeas court does so in post-conviction review, they are often considering a challenge to "the integrity of the factfinding process" of the state trial.9 Johnson, 384 U.S. at 729. See id. See Brewer v. Williams, 430 U.S. 387, 414 (1977) (Powell, J., concurring). 12 2. The Enforcement Of Miranda Is Accomplishing This Purpose Our experience as law enforce ment officials and prosecutors convinces us that the enforcement of Miranda — in the state courts, and where necessary in federal habeas proceedings — has contrib uted substantially to effectuating the purpose behind Miranda, i,e., preventing convictions obtained through the use of compelled confessions. That Miranda's enforcement is having this positive effect has been widely recognized. As the Wash ington Post reported in June 1986: Supporters and opponents of the decision and subsequent modifications, agree that its enforcement has largely cured the problem the justices sought to overcome: lengthy and physi cally or psychologically brutal questioning by police used as a way to compel a suspect to con fess to a crime.10 See Nancy Lewis, 20 Years After Miranda, Po lice Say They've Learned to Live with Ruling; (Footnote continued) 13 Moreover, the Special Committee on Criminal Justice in a Free Society, appointed by the American Bar Associa tion's Criminal Justice Section and con sisting of prosecutors, defense counsel, a police chief, law professors and a judge, concluded in November 1988, after (a) hearing testimony from police officers, prosecutors, defense attorneys and judges, (b) reviewing major criminal justice stud ies and (c) evaluating the result of a national telephone survey it commissioned, in which "over 800 defense lawyers, judges, prosecutors, and high ranking police administrators" were interviewed: (Footnote 10 continued from previous page) Early Outrage at Decision on Suspects' Rights Called "Overreaction", Wash. Post, June 13, 1986 , (hereinafter "20 Years After"), at A4. 14 Miranda has a very important symbolic value, reminding police officers of the limits of their authority over suspects. It has also helped to professionalize police departments and very likely to reduce the incidence of physically coerced confes sions .11 As former FBI Section Chief Conrad V. Hassell has noted, state and federal court supervision of the interro gation process has had a dramatic and positive effect upon police agencies. "What Miranda did do, more than anything since the advent of the two-way radio in police cars, was to professionalize law enforcement."12 He learned during his Special Committee on Criminal Justice in a Free Society of the American Bar Association Criminal Justice Section, Criminal Justice In Crisis (Nov. 1988) (hereinafter "ABA Special Committee Study"), at 2, 33-34. Conrad V. Hassell, In Defense of Fairness: The Need for Miranda, The Police Chief, Dec. 1987, at 12. 15 many years of service at the Bureau that Miranda made police investigation more sophisticated. Forensic and behavioral sciences and the law of evidence were emphasized in police training academies. Law enforcement began the pro gression from skilled labor to a true profession, and much of the impetus for this massive reform came from the Miranda decision.13 This view is shared by local law enforcement officials as well. Former Boston Police Commissioner Francis Roache has noted that "Miranda made us more pro fessional. It forced us to appreciate the Constitution. We now have great respect for people and we want to protect those rights . "14 Moreover, our experience has taught us that the bright line rules of 13 id. Police Chiefs Defend Miranda Against Meese Threats, Boston Globe, Feb. 5, 1987, at 25. 16 Miranda and its progeny have proven easy to follow. We wholeheartedly concur in the view of one prosecutor interviewed by the ABA Special Committee who stated that: Miranda * * * is a bright-line rule, easily understood, applied uniformly. We don't have any problem with it, and the police officers don't have any problem with it. [Miranda 1 is one of the great things you can have for a policeman. I have no problem with Miranda. * * * I think it has provided an ap propriate level of warning to people who might not otherwise understand what their rights are.15 There is little question any longer that Miranda's enforcement has led to improvements, both within law enforce ment agencies throughout the country, and in the reliability of the statements pros ecutors present to juries when seeking convictions. ABA Special Committee Study, supra, at 30. 17 3. Federal Habeas Enforcement Of Miranda Is Vital To The Effectuation Of Miranda's Purpose____________________ While Miranda and its progeny have had a significant and positive impact upon the law enforcement community's col lection and use of statements, these cases must continue to be judicially enforced — in both the state courts and federal habe as courts — to prevent citizens from being unconstitutionally imprisoned be cause of unreliable and coerced confes sions. Indeed, a brief survey of reported cases shows a significant number in which (a) the police have engaged in conduct that creates an irrebutable presumption of compulsion, (b) prosecutors have neverthe less introduced the resulting confessions 18 at trial, and (c) the state courts have upheld the ensuing convictions.16 In such cases, only the enforce ment of Miranda in federal habeas corpus has secured the Fifth Amendment right that convictions not be brought about by uncon stitutionally compelled confessions. Ab sent federal habeas corpus, this Court's resolve to end the use of confessions secured through compulsion would not have been effectuated. Since such cases con tinue to occur, federal habeas corpus review is necessary. Collazo v. Estelle, 940 F.2d 411 (9th Cir. 1991) (en banc), cert, denied, 112 S. Ct. 870 (1992), illustrates how essential federal habeas courts have been We report only some of the cases we discov ered where relief has been granted during the past five years. 19 when state courts have failed to provide a remedy for even outrageous police miscon duct in securing statements. Writing for the full court in Collazo, Judge Trott found brazen, illegal police conduct that the state courts had not remedied. He identified in some detail the many police violations: Here, Officer Destro took unfair advantage of [the compelling pressures that can weigh upon a person in custody]. At a point where the law required him to back off, he did not "scrupu lously honor" Collazo's right to cut off questioning; he stepped on it. ★ ★ ★ In this regard, Officer Destro's immediate interrogation of Col lazo in direct response to his request for a lawyer is a text book violation of Edwards. ★ ★ ★ What Officer Destro did can only be seen as badgering Collazo in the precise manner that con cerned the Edwards Court. ★ ★ ★ 20 Officer Destro's words are an egregious violation of Miranda — the essence of improper law enforcement behavior in response to the rules established in that * * * landmark case.17 The court concluded that the admission of the coerced statement was not harmless, and, unlike the state courts, ordered the State "to retry the petitioner without using his taped statement."18 Equally egregious conduct by prosecutors has also been dealt with by the federal courts after the state courts have refused to provide a remedy. For example, in Cervi v. Kemp, 855 F .2d 702 (11th Cir. 1988), cert, denied, 489 U.S. 1033 (1989), Cervi was arrested in Iowa, and held on a Georgia murder warrant. Collazo, 940 F .2d at 417, 418 (citing Edwards v, Arizona, 451 U.S. 477 (1981)). Id. at 426. 21 After Cervi requested to speak with coun sel before proceeding with the hearing, a magistrate continued the hearing until the following day to allow Cervi to consult with appointed counsel. When appointed counsel arrived as scheduled to interview Cervi the following morning, the Iowa prosecutor and Georgia prosecutor refused to allow the meeting until Georgia au thorities commenced and completed their interrogation. Both prosecutors were aware of Cervi's request for counsel but both took affirmative steps to block the meeting. After the state courts found no violation, the federal appeals court found a straightforward violation of Edwards v . Arizona, 451 U.S. 477 (1981). That court concluded: 22 Under these facts, the Edwards violation is clear. Cervi un equivocally invoked his right to counsel at the initial proceed ing before the magistrate. He was in uninterrupted custody from that time until after he gave his incriminating state ment. He did not in any way initiate the conversation that led to the statement. The Geor gia authorities knew of Cervi's request for counsel prior to the time that he made his confes sion .1 9 Collazo and Cervi do not stand as solitary exceptions to otherwise full enforcement of Miranda by the state courts. Other obvious and harmful viola tions of Miranda and its progeny have frequently been remedied in federal habeas corpus after state courts have failed to provide relief. See, e.g ., Christopher v. Florida, 824 F.2d 836 (11th Cir. 1987) (police repeatedly refused to honor asser- Cervi, 855 F .2d at 706. 23 tions of right to silence), cert, denied, 484 U.S. 1077 (1988); Smith v. Endell, 860 F.2d 1528 (9th Cir. 1988) (troopers ig nored unambiguous requests of suspect for counsel), cert, denied, 111 S. Ct. 510 ( 19 90) ,- Desire v. Attorney General of California, 1992 U.S. App. LEXIS 15503 (9th Cir. July 10, 1992) (suspect asserted right to counsel and police told counsel client would not be interrogated; police then interrogated suspect, barred attorney from seeing client and prohibited suspect from calling attorney).20 Among other cases where relief from unconsti tutional violations of Miranda and its proge ny has been granted only in federal habeas corpus are Jacobs v, Singletary, 952 F. 2d 1282 (11th Cir. 1992); Kordenbrock v, Scroggy, 919 F . 2d 1091 (6th Cir. 1990) (en banc), cert, denied, 111 S. Ct. 1608 (1991); Robinson v. Borg, 918 F .2d 1387 (9th Cir. 1990), cert, denied, 112 S. Ct. 198 (1991); Towne v. Dugger, 899 F.2d 1104 (11th Cir.), cert, denied, 111 S. Ct. 536 (1990); United States ex rel. Espinoza v, Fairman, 813 F .2d 117 (7th Cir.), cert, denied, 483 U.S. 1010 (1987). 24 These cases plainly show that federal habeas corpus has been vital to the enforcement of Miranda rights and must remain available in the future. B. Miranda's Continued Enforcement In Federal Habeas Will Not Harm Legitimate Law Enforcement Objectives_____________________ There is no question that when Miranda was first announced the law en forcement community responded overwhelm ingly in a negative way. "The initial reaction of police and police officials was that it was the end of justice. * * * I'm sure it was overreaction, but we thought it was ludicrous, ridiculous, [and] that police would be handcuffed," recalled Montgomery County, Maryland, Police Chief Bernard D. Crooke.21 20 Years After, supra, at A-4 . 25 Yet in the subsequent twenty- five years, our view has changed, and changed dramatically. Professor LaFave speaks for many of us in saying "the Mir anda solution hardly looks like an in stance of overkill or an extremely liberal reaction to the problem."20 * 22 Quoting for mer Deputy Attorney General Saltzburg in part, he continues: "Miranda is more of a compromise than most critics would care to admit," for it lies halfway between doing nothing to protect the fifth amendment privilege at the police station and protect ing it fully by ruling "that before interrogation, a suspect must be warned of his rights by a magistrate and asked whether he wishes to waive them."23 * Wayne R. LaFave, Constitutional Rules for Police: A Matter of Style, 41 Syracuse L. Rev. 849, 858 (1990) . Id. (quoting Stephen Saltzburg, Miranda v, Arizona Revisited: Constitutional Law or Ju dicial Fiat, 26 Washburn L.J. 1, 21, 23 (1986)). 26 It is little wonder then that former Assistant United States Attorney Gerald M. Caplan, a vocal critic of the decision, has concluded that Miranda "has fallen into the mainstream and has been accommodated."2 4 Moreover, we now recognize that Miranda's dictates have rarely hindered the pursuit of truth in the courtroom. Police Chief Jim Davis of Portland, Oregon speaks for many in saying "we've had no problems with the Miranda ruling. We haven't found it to be a hamper or a hin drance in any way."25 This view is shared by others who have given the matter considered re- 20 Years After, supra, at A-4. Pete Yost, Police Chiefs Leader Supports Rollback of Miranda Ruling, Others Disagree, AP, Jan. 23, 1987 available in LEXIS, Nexis Library, AP File. 27 view. Professor Uviller, a long-time friend of law enforcement, concluded, after returning to the streets with the police during a several-month study, that "[w]hile Miranda may inhibit some exploi tations of custody, it clearly leaves the police as free as ever to try every psy chological ploy in the battle of wits to induce the suspect to furnish the evidence for his own conviction."26 And the ABA Special Committee's 1988 Study reached the same conclusion: A very strong majority of those surveyed — prosecutors, judges, and police officers -- agree that compliance with Miranda does not present serious prob lems for law enforcement. This conclusion taken together with earlier empirical studies as sessing the impact of Miranda is H. Richard Uviller, Tempered Zeal: A Columbia Law Professor's Year on the Streets with the New York City Police, (Contemporary 1988) at 212 . 28 a strong repudiation of the claim that law enforcement would be greatly improved if Miranda was repealed or overruled.27 Indeed, many of us know from our years in the trenches that Miranda has actually assisted prosecutors, by aiding their efforts to show that statements taken from suspects were secured fairly and were not the product of heavy-handed measures. Problems of proof, as well as occasional doubts about whether officers were being candid and truthful in their description of interrogations, lessened with the advent of written advice cards and waiver forms that often included the suspect's signature. Rarely do prosecu tors have to contend anymore with the problems of yesteryear. We completely ABA Special Committee Study, supra, at 28 (citations omitted). 29 agree with the statement of one prosecutor to the ABA Special Committee that "juries attach greater credibility to confessions that are obtained after Miranda warnings."2 8 Although some in law enforcement wish to see Miranda weakened or even re versed, recent criticism has come largely from politicians, not from prosecutors and police.29 30 Surely, only a small minority want to see Miranda enforced less effec ABA Special Committee Study, supra, at 29 (discussing prosecutor's views quoted at 29- 30 of that study). As Professor LaFave has observed: "The Miranda bright line rules made it relatively easy for well-intentioned police to comply. This is why one sel dom hears complaints about Miranda from police; these days, Miranda-bashing is largely confined to those trying to make political hay." LaFave, supra, at 856 (footnote omitted). 30 tively, or continue to seek its outright demise. Like most law enforcement offi cials, former Attorney General Griffin Bell supports the continued retention and enforcement of Miranda.3 0 So do former Houston Police Chief, and current Police Commissioner in New York, Lee Brown,31 and An ABA Journal article reported: "As a practical matter, Miranda has been serving us well," says Griffin Bell, an Atlanta lawyer who was attorney general under President Jimmy Carter. "It pro tects our rights under the Fifth and Sixth Amendments, and I don't know of any better alternative. It is part of the American way of life now. Even the police don't want to do away with it. And I talked to quite a number of them [while at the Justice Department]." Jonathan I.Z. Agronsky, Meese v. Miranda: The Final Countdown, A.B.A.J., Nov. 1, 1987, at 86 , 88 . Mr. Brown does not see a need to lessen the enforcement of Miranda because he doesn't "see any detrimental impact" [from the deci sion] . Tamar Jacoby, Fighting Crime by the Rules: Why Cops Like Miranda, Newsweek, July 18, 1987, at 53. 31 former Newark Police Director Hubert Wil liams.32 Their views are shared by prose cutors throughout the country. It is little wonder, then, that those who have labored long to enforce our nation's Constitution and laws in an even- handed manner urge retention of the status quo, and that Miranda continue to be en forced fully. For example, then-United States Attorney for the Southern District of New York, Rudolph W. Guiliani, has supported Miranda and has cautioned, "I generally don't think we should change things unless there's a terribly good reason to do [so]. There's real benefit "Officers want respect. * * * We've gotten away from force and coercion. Nor do we want to be accused of that." Why Cops Like Mir anda , supra, at 53. Miranda has made it harder to level those charges. 32 in keeping things stable."33 The Court would certainly be changing things without "a terribly good reason to do [so]" if, after all these years of the availability of federal habeas corpus review, it ac cedes to the view that Miranda is deserv ing of lesser protection. II. ENDING THE ENFORCEMENT OF MIRANDA IN FEDERAL HABEAS CORPUS WOULD SEND A DIS TURBING MESSAGE, AND WOULD UNDERMINE THE CREDIBILITY OF OUR CRIMINAL JUSTICE SYSTEM A decision declaring that Mir anda rights can no longer be enforced in federal habeas proceedings would send a disturbing message to the public and to law enforcement, by guaranteeing that an unacceptable number of cases based upon Burt Solomon, Meese Sets Ambitious Agenda That Challenges Fundamental Legal Beliefs, 17 Nat'1 J. 2640 (Nov. 23, 1985). 33 harmful Fifth Amendment violations will go without any remedy. A. The Abandonment Of Federal Habeas Enforcement Of Miranda Would Understandably Be Viewed As A Serious Blow To Liberty And Would Erode The Public's Confidence In Police And The Courts____________ For many Americans, Miranda has become a uniquely important symbol of freedom. Most people view Miranda as an emblem of the Court's forthright commit ment to ensuring that "third degree" po lice practice would end, once and for all.34 A retreat in the Court's commit ment to Miranda's enforcement would engen Indeed, not long after the Court announced it would review this case, a newspaper in rural south Georgia published an editorial which alerted its readers that this case "could alter a landmark ruling," and urged the Court to retain the status quo and "uphold the Mir anda Rule as a fair and reasonable criminal case procedure." Miranda Rule Is Safeguard, Waycross Journal—Herald, May 9, 1992, at 3. 34 der justifiable alarm. As many of our cities simmer, and as distrust of the police is tragically on the rise, a deci sion constraining the federal courts' power to remedy even blatant disregard of Miranda would understandably be recognized by many as a serious blow to liberty. Former FBI Section Chief Hassell does not overstate the case when he says that "[i]t is still true that the quality of a society can be judged on how well it treats the least of its citizens. If we abandon Miranda, we will fail this test."35 Judicial surgery removing Mir anda from federal habeas jurisdiction will surely be viewed as abandonment of the Court's assurance that coercive police methods will not be countenanced. Hassell, supra, at 12. 35 Moreover, the ABA Special Com mittee was correct when it concluded that a lessening of the commitment to Miranda would send a disturbing message to the law enforcement community itself: Although it does little to im pede the police in their inves tigations, Miranda has a very important symbolic value, re minding police officers of the limits of their authority over suspects.3 6 In our democratic society, it is essential that we never lose sight of the need for the enforcement of the Constitu tion with respect to police interrogation and confessions — by both state and fed eral habeas courts. "Miranda correctly recognizes that the mere coincidence of custody and interrogation 'contains inher ently compelling pressures which work to ABA Special Committee Study, supra, at 33. 36 undermine the individual's will to resist and to compel him to speak where he would not otherwise do so freely.'"37 As Pro fessor Uviller eloquently stated: The situation presents too easy and tempting an opportunity for the natural affinity of interro gation and torture to reassert itself in some form, however subtle. The notorious police appetite for a confession some times — not invariably, but sometimes — leads to oppressive exploitation of an inherently unequal situation.38 B. Our Criminal Justice System Would Lose Credibility If Serious Violations Of Miranda Could Not Be Remedied If the ability of the federal courts to employ Miranda to overturn un constitutional convictions resulting from LaFave, supra, at 858, quoting Miranda, su pra , 384 U.S. at 467. Uviller, supra, at 193. 37 coerced confessions is eliminated, the bright-line rules of Miranda will no long er be enforceable in all courts. Instead, the focus of federal habeas litigation concerning confessions will be the volun tariness test. Yet, under that test, the reliability and integrity of our criminal justice system will suffer, because, as Professor LaFave has pointed out: If we learned anything from the pre-Miranda exclusive reliance upon the voluntariness test, it was that a confession standard dependent upon a swearing con test between the police and defendant as to what occurred behind closed doors could not be relied upon to prevent police lawlessness.3 9 One result of a decision strip ping Miranda claims from federal habeas courts would therefore be that there would LaFave, supra, at 859 (citation omitted). 38 be people unconstitutionally convicted on the basis of tainted confessions who would remain unable to secure any judicial reme dy at all. An example might be the case of William Alvin Smith (a/k/a "Noodle"), a retarded defendant who was convicted and sentenced to death largely on the basis of a confession he signed after hours of incommunicado interrogation.40 Smith would have been able to understand his rights, if at all, only if the police had very slowly and carefully explained each right. Because the record failed to show that the police had explained his rights slowly enough so that Smith could under stand them, the federal habeas corpus court held that the prosecution had not See Smith v. Kemp, 664 F. Supp. 500 (M.D. Ga. 1987), aff'd, 887 F.2d 1407 (11th Cir. 1989) (en banc). 39 met its burden of showing a knowing and intelligent waiver of his Miranda rights. The court also concluded that the admis sion of the statement was harmful as to the jury's decision to impose the death sentence.41 Under a less clearly defined standard, Smith might have secured no relief at all. The integrity, as well as the reliability, of our criminal justice sys tem would be tarnished by effectively telling the William Alvin Smiths of this country: "yes, your statement was intro duced at trial in violation of Miranda, but you will be convicted — or even exe cuted — because the state courts made a mistake and failed to grant you a new trial, and those are the only courts we Smith, 664 F. Supp. at 506. 40 will allow to consider your claim." Where such serious errors are not remedied in the state courts, the federal courts must remain free, in habeas proceedings, to grant relief. Moreover, going back to the vague and undefinable "voluntariness standard would make it more difficult to defend, in the federal courts, the admis sibility of properly obtained statements. For these reasons, we urge the Court to preserve the status quo. CONCLUSION The Court should not extend the rule of Stone v. Powell, 428 U.S. 465 (1976), to bar a federal court, when con sidering a petition for a writ of habeas corpus from a state prisoner, from enter taining a claim that the introduction at 41 trial of custodial statements violated Miranda v. Arizona, 384 U.S. 436 (1966). Dated: July 31, 1992 Respectfully submitted, Ĉ&fL b. Jur&AjJ HON. JOSEPH D. 1/rDINGS Anderson, Kill, Olick & Oshinsky 2000 Pennsylvania Avenue, N.W. Suite 7500 Washington, D.C. 20006 (202) 728-3100 Attorney for the Amici Curiae and Counsel of Record Of Counsel: MICHAEL MILLEMANN 510 West Baltimore Street Baltimore, MD 21201 42