Brown v. City of Meridian Brief for Appellants
Public Court Documents
October 1, 1964
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Brief Collection, LDF Court Filings. Brown v. City of Meridian Brief for Appellants, 1964. 02d16d9f-b69a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/e2a0e47a-52a0-40e4-925b-52ef812887b7/brown-v-city-of-meridian-brief-for-appellants. Accessed November 02, 2025.
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I n ' T H E
Inttpft Btntm Glmtrt u! Appmlz
F ob the F ifth Circuit
No. 21730
A ddie Sue Brown, et al.,
Appellants,
City of Meridian,
Appellee.
ON A P PE A L FRO M T H E U N IT E D STATES DISTRICT COURT
FOR T H E SO U T H E R N DISTRICT OF M ISSISSIP PI
BRIEF FOR APPELLANTS
Carsie A. Hall
Jack H. Y oung
115% North Farish Street
Jackson, Mississippi 39201
J ack Greenberg
Melvyn Zarb
10 Columbus Circle
New York, N. Y. 10019
A nthony G. A msterdam
3400 Chestnut Street
Philadelphia, Pa. 19104
A nn Cooper
294 Washington Street
Boston, Massachusetts
Attorneys for Appellants
I N D E X
Statement of the Case ................................... -................. 1
Specifications of Error ...................................................... 6
A rgument
I. This Court Has Jurisdiction to Review the
Remand O rders...................................................... 6
II. Appellants’ Removal Petitions Sufficiently State
a Removable Case Under 28 U. S. C. § 1443(2) 7
A. “ Color of Authority” .......................................... 9
B. “Law Providing for Equal Rights” ............. 14
C. The Acts for Which Appellants Are Prose
cuted ...................................................................... 18
III. Appellants’ Removal Petitions Sufficiently State
a Removable Case Under 28 U. S. C. § 1443(1) 19
A. The State Laws Under Which Appellants
Are Prosecuted Offend the Constitution of
the United States ............................................ 19
B. The Pendency of These Prosecutions in the
State Courts Is Designed to Harass Appel
lants and to Suppress Their First Amend
ment Rights ........................................................ 25
C. The State Courts in Which Appellants Are
Prosecuted Are Hostile to Appellants ......... 27
IV. Appellants’ Removal Petitions Were Timely
Filed .......................................................................... 34
Conclusion.................................................................................. 36
PAGE
Statutory A ppendix
28 U. S. C. § 1443.......................................................... la
28 U. S. C. § 1446....................................................... . la
28 U. S. C. § 1447(d) .................................................. 2a
Miss. Code Ann. 1942, Kec., §2089.5 (1962 Supp.) 2a
Code of Ordinances of the City of Meridian, Sec.
3-1, Sec. 3-2 ...................................................... 3a
Table of Cases
Arkansas v. Howard, 218 F. Snpp. 626 (E. D. xlrk.
1963) .................................................................................. 7
Baggett v. Bullitt, 377 U. S. 360 (1964) ...................... 25, 26
Braun v. Sauerwein, 10 Wall. 218 (1869) ....... ............... 8
Bush v. Kentucky, 107 IT. S. 110 (1882) .................... ..... 19
Colorado v. Symes, 286 U. S. 510 (1932) ....................... 33
Congress of Racial Equality y. Town of Clinton, No.
20960 (5th Cir., September 22, 1964) ....................... 7
Dienstag v. St. Paul Fire and Marine Ins. Co., 164 F.
Supp. 603 (S. D. N. Y. 1957) .......................................... 35
Douglas v. Jeannette, 319 TJ. S. 157 (1943) ................... 16
Edwards v. South Carolina, 372 TJ. S. 229 (1963) ..... ..18, 24
Egan v. Aurora, 365 U. S. 514 (1961) .............................. 16
England v. Louisiana State Board of Medical Exam
iners, 375 U. S. 411 (1964) .......................................... 30
Feiner v. New York, 340 IT. S. 315 (1951) ....................... 26
Fields v. South Carolina, 375 U. S. 44 (1963) ...............18, 24
Fowler v. Rhode Island, 345 U. S. 67 (1953) ................... 16
11
PAGE
111
PAGE
Georgia v. Tuttle, 377 U. S. 987 (1964) ........................... 33
Gibson v. Mississippi, 162 U. S. 565 (1896) ...............19,24
Hague v. C. I. 0., 307 IT. S. 496 (1939) ........................... 16
Harris v. Pace, 8 Race Rel. L. Rep. 1355 (M. D. Ga.,
November 1, 1963) ........................................................ 22
Henry v. Rock Hill, 376 U. S. 776 (1964) ....................... 18, 25
Herndon v. Lowry, 301 U. S. 242 (1937) ..... ................. 22
Hillv. Pennsylvania, 183 F. Supp. 126 (W. D. Pa. 1960) 15
Hodgson v. Millward, 12 Fed. Cas. 285 (E. D. Pa. 1863) 8
Hodgson v. Millward, 3 Grant (Pa.) 412 (1863) ........... 8
In re Duane, 261 Fed. 242 (D. Mass. 1919) ................... 35
Jamison v. Texas, 318 U. S. 413 (1943) ........................... 23
Kentucky v. Powers, 201 U. S. 1 (1906) ...............19, 20, 23,
26, 28, 33
Lanzetta v. New Jersey, 306 IJ. S. 451 (1939) ............... 22
Lefton v. Hattiesburg, No. 21441 (5th Cir., June 5,
1964) ................................................................................. 34
Lovell v. Griffin, 303 U. S. 444 (1938) ............................... 23
Marsh v. Alabama, 326 IT. S. 501 (1946) ....................... 25
Maryland v. Soper, 270 IT. S. 9 (1926) ......................... 33
Monroe v. Pape, 365 IT. S. 167 (1961) .......................16,17, 32
Murray v. Louisiana, 163 IT. S. 101 (1896) ...... ............ 19
N. A. A. C. P. v. Alabama ex rel. Flowers, 377 IT. S. 288
(1964) ............................................................................... 16
N. A. A. C. P. v. Button, 371 IT. S. 415 (1963) ....16, 22, 25, 27
Neal v. Delaware, 103 U. S. 370 (1880) .......................19, 24
Nesmith v. Alford, 318 F. 2d 110 (5th Cir. 1963) ........... 22
Niemotko v. Maryland, 340 IT. S. 268 (1951) .............-.... 16
IV
Rachel v. Georgia, No. 21354 (5th Cir., March 12, 1964) 33
PAGE
Reece v. Georgia, 350 U. S. 85 (1955) ........................... 29
Schneider v. Irvington, 308 U. S. 147 (1939) ....... ....... 23
Smith v. Mississippi, 162 U. S. 592 (1896) ................... 19
Steele v. Superior Court, 164 F. 2d 781 (9th Cir. 1948),
cert, denied, 333 U. S. 861 (1948) .............................. 15
Strauder v. West Virginia, 100 IJ. S. 303 (1879) .......19, 25
Talley v. California, 362 IJ. S. 60 (1960) .......................23, 25
Tennessee v. Davis, 100 U. S. 257 (1879) ......... ............. 19
Valentine v. Chrestensen, 316 U. S. 52 (1942) .............. 23
Virginia v. Rives, 100 U. S. 313 (1879) ..... ..19, 20, 26, 28, 33
Williams v. Mississippi, 170 TJ. S. 213 (1898) ............... 19
Wright v. Georgia, 373 U. S. 284 (1963) ...................... 22, 25
F edebal Statutes
28 IT.
28 IT.
28 U.
28 U.
28 IT.
28 TJ.
28 U.
28 U.
42 IT.
42 U.
S. C. §74 (1940) ..................... 11,31,35
S. C. §1442(a) (1) ............ 14
S. C. §1443(1) ............................. 14,15,19,21,26,27
S. C. §1443(2) ..........7,8,11,12,14,15,16,17,18,19
S. C. §1446 (a) ...................................................... 34
S. C. §1446 (c) .............................................. 35
S. C. §1446(e) ....................................................... 3,4
S. C. §1447(d) ...................................................... 6,7
S. C. §1981 ............................................................ 32
S. C. §1983 .......................................................... 16,17
V
Rev. Stat. §641 .......................................... 10,11,15,18, 31, 35
Judicial Code §31 (1911) ........................-............. U> 15, 31, 35
Judicial Code §297 (1911) ................................................ 11
Act of September 24, 1789,1 Stat. 7 3 .............................. 31
Act of February 4, 1815, 3 Stat. 195...............................13, 31
Act of March 2,1833, 4 Stat. 632 .................................... 14, 31
Act of March 3,1863, 12 Stat. 755 ..............................9,12,18
Act of June 30, 1864, 13 Stat. 223 .......... ............... -......... 14
Act of March 3, 1865, 13 Stat. 507 .......... ........................ 13
Civil Rights Act of 1866, 14 Stat. 2 7 ...................9,12,13,15,
17,18, 31, 32
Act of July 13, 1866, 14 Stat. 9 8 ...................................... 14
Act of July 16, 1866, 14 Stat. 173 ................................... 13
Act of May 31, 1870, 16 Stat. 140...................-.10,15,17, 32
Act of April 20, 1871, 17 Stat. 13 ....................... 10,16,17,18
Civil Rights Act of 1964, 78 Stat. 241 ..................... -.... 7
State Statutes and Obdinances
Miss. Code Ann. 1942, Ree., §1202 ................................ 35
Miss. Code Ann. 1942, Rec., §2089.5 (1962 Supp.) ....2,21
Section 3-1, Code of Ordinances of the City of Meridian 23
Section 3-2, Code of Ordinances of the City of Meridian
1, 22
PAGE
VI
Other A uthorities
PAGE
Amsterdam, Note, The Void-for-Vagueness Doctrine in
the Supreme Court, 109 U. of Pa. L. Rev. 67 (1960) .... 27
Cong. Globe, 39th Cong., 1st Sess..................................... 32
I Farrand, Records of the Federal Convention (1911) 31
The Federalist, No. 80 (Hamilton) ........................ ........ 30
The Federalist, No. 81 (Hamilton) ......... ....................... 30
In t h e
ItttW (tort of Ajtpoalo
F or the F ifth Circuit
No. 21730
A ddie Sue Brown, et al.,
Appellants,
—■y.—
City op Meridian,
Appellee.
ON A PPE A L PROM T H E U N IT E D STATES D ISTRICT COURT
FOR T H E SO U TH E R N DISTRICT OP M ISSISSIPPI
BRIEF FOR APPELLANTS
Statement o f the Case
On May 23, 1964, appellant Watson handed leaflets to
Negro pedestrians on a city street in Meridian, Mississippi
(Mimeographed Record 4-5). Mr. Watson acted as a mem
ber of the Mississippi Student Union, a civil rights organi
zation which was attempting to eliminate segregation prac
tices in employment and in public accommodations in the
City of Meridian (M. R. 4). The leaflets urged Negroes
not to make purchases in stores that discriminated against
Negroes in their hiring policies and operated segregated
lunch counters (M. R. 5). Watson did not obstruct the
movement of persons on the sidewalk, and at all times acted
in an orderly manner (M. R. 5). Watson was placed under
arrest and charged with distribution of advertising matter,
in violation of Section 3-2 of the Code of Ordinances of
2
the City of Meridian. (See Statutory appendix, infra,
p. 3a.)
On May 30, 1964, about 12:45 p.m., appellant Hosley,
a participant in the Mississippi Student Union program,
appeared in the vicinity of the Woolworth store on Fifth
Street in Meridian (M. R. 5). Shortly thereafter, a
Meridian police officer approached Hosley and arrested
him for “ interfering with a man’s business” (M. R. 5).
During the afternoon of May 30, appellants Brown, Harris,
Johnson, Jones, Packer, Smith and Waterhouse, all par
ticipants in the Mississippi Student Union program, ap
peared in the same vicinity and conversed with Negro
pedestrians, advising them of the Mississippi Student
Union program (M. E. 5-6). Appellants did not obstruct
the movement of persons on the sidewalk and at all times
acted in an orderly manner (M. R. 5-6). After a time,
appellants left and then reappeared. While appellants
Harris, Packer and Waterhouse were standing on a street
corner, waiting for a traffic light to change, they were
arrested (M. R. 6 ); appellants Brown, Johnson and Smith,
across the street at the time, were also placed under
arrest (M. R. 6). Appellant Jones, president of the local
branch of the Mississippi Student Union, was arrested
while talking with a friend at the Negro lunch counter
in the Woolworth store (M. R. 6-7). All these appellants
were charged with disturbing the peace, in violation of
Miss. Code Ann. 1942, Rec., §2089.5 (1962 Supp.). (See
Statutory Appendix, infra, p. 2a.)
Appellants’ cases were called in the Police Court of
the City of Meridian at 2:00 p.m., June 3, 1964 (M. R.
8). Appellants appeared in person and, by their counsel,
John Due of the Florida bar, moved for a continuance
to enable counsel to adequately prepare the cases (M. R.
3
8). A continuance was granted until 2 p.m., June 10, 1964
(M. R. 8).
Mr. Due was working in association with Carsie Hall of
the Mississippi bar (Supplemental Mimeographed Record
3). On June 6, 1964, Mr. Hall attempted to file in the
United States District Court for the Southern District
of Mississippi a petition for removal covering the prosecu
tions against appellants (S. M. R. 6). The petition was
refused for filing by the District Court on the grounds
that (1) separate removal petitions were required for each
criminal defendant and (2) that the separate removal
petitions were required to be verified by the appellants
(S. M. R. 6). Although believing that these require
ments for filing were not lawful, counsel nevertheless
attempted to comply with them (S. M. R. 6).
At 11:30 a.m., June 10, 1964, several hours before ap
pellants’ trial in the Police Court, Mr. Due presented to
the clerk of the United States District Court for the
Southern District of Mississippi, Meridian Division, sepa
rate removal petitions individually verified by appellants
(S. M. R. 7). The clerk refused to file these petitions on
the ground that the petitions were required to be filed in
duplicate (S. M. R. 8). Mr. Due had no knowledge or
notice of such a requirement (S. M. R. 8). He did not
have duplicate copies of the petitions, having prepared,
under pressure of time, only enough copies for filing and
for service under 28 U. S. C. § 1446(e), nor could duplicate
petitions be prepared in the remaining time (S. M. R. 8).
Before the cases were called in the Police Court, Mr. Due,
with the consent of the clerk, left the petitions in her pos
session and personally served notices of removal with
attached petitions on the Meridian city attorney and the
clerk of the Police Court (S. M. R. 8).
4
At 2 p.m., June 10, 1964, appellants’ eases were called
for trial in the Police Court. Mr. Due entered formal
objection to the jurisdiction of the Police Court on the
ground that the lodging of the removal petitions with the
clerk of the District Court and proper service on the
clerk of the Police Court and the city attorney had per
fected removal jurisdiction of the District Court—thereby
ousting the Police Court of jurisdiction under the express
terms of 28 U. S. C. § 1446(e) (S. M. R. 9-10). The objection
was overruled (S. M. R. 10). The cases proceeded to
trial; appellants advanced their numerous constitutional
defenses, which were rejected, and appellants were each
convicted and fined $50.00 (S. M. R. 10).
Subsequently, counsel for appellants prepared, inter alia,
petitions for writ of habeas corpus for submission to the
Honorable William Harold Cox, Chief Judge of the United
States District Court for the Southern District of Missis
sippi, in which Mr. Due set forth under oath the above facts
(S. M. R.).
On June 12, 1964, at 8:30 a.m., Mr. Hall presented the
petitions to Judge Cox (Mr. Hall’s affidavit). Judge Cox
directed Attorney Hall to call the city attorney and stay
the commitment of appellants, which had been scheduled
for later that morning (Mr. Hall’s affidavit).
On June 16, 1964, duplicate petitions were submitted to,
and accepted by, the clerk (M. R. 3).
On June 30, 1964, the City of Meridian moved to remand
the cases to the Police Court, contending that the petitions
for removal had not been timely filed and that a case for
removal under 28 IT. S. C. § 1443 had not been sufficiently
alleged therein (M. R. 14). Appellants responded to the
motions to remand, contending that the petitions had in
fact been timely filed, having been wrongfully refused by
the clerk of the United States District Court prior to the
5
Police Court trial, and that a case for removal under 28
U. S. C. § 1443 had been sufficiently alleged therein (M. R.
15).
On July 13, 1964, a hearing on appellee’s motions to
remand was had before the Honorable Sidney C. Mize,
Judge of the United States District Court for the Southern
District of Mississippi. No affidavits were submitted by the
parties (M. R. 22), but counsel for appellants submitted a
memorandum of law (M. R. 22). Counsel for appellants
treated appellee’s motions to remand— since they did not
controvert any of the factual allegations contained in the
petitions—as in the nature of demurrers testing the suffi
ciency in law of the petitions (M. R. 29). Judge Mize
granted the motions to remand, holding that the removal
petitions had not been timely filed (M. R. 35), and that
they did not state a removal case under 28 U. S. C. § 1443
(M. R. 36). Judge Mize also denied appellants’ motion for
a stay of the remand orders pending appeal (M. R. 40).
On July 14, 1964, appellants offered into evidence one
of the petitions for writ of habeas corpus, setting forth
under oath of Mr. Due the circumstances of the filing of the
removal petitions (M. R. 41). Judge Mize refused to
allow the petition into evidence, on the ground that it was
irrelevant and immaterial (M. R. 41), but allowed it to be
made part of this record (M. R. 42). The orders granting
remand and appellants’ notices of appeal were filed on
July 14, 1964, as well as an order consolidating the cases
for purposes of filing a record on appeal in this court
(M. R. 1).
The orders granting remand stated:
. . . 28 U. S. C. [§]1443 has no application to the
matters alleged and set forth in the petition [s] for
removal (M. R. 17).
6
On July 16, 1964, appellants filed a motion for a stay
pending appeal in this Court.
This Court granted a stay of the remand orders on
July 23, 1964, saying:
The petition for removal in these cases was based
in part on alleged unconstitutionality of certain city
ordinances and thus would warrant the District Court’s
retaining jurisdiction under 28 U. S. C. A. § 1443.
Specifications of Error
1. The District Court erred in remanding the cases for
failure of the removal petitions to state a removable
case under 28 U. S. C. § 1443.
2. The District Court erred in remanding the cases for
failure of the removal petitions to be timely filed.
A R G U M E N T
I.
This Court Has Jurisdiction to Review the Remand
Orders.
The present cases were removed from the state court
by petitions filed in June, 1964, relying on 28 U. S. C.
§ 1443. They were remanded on July 14, 1964 and notices
of appeal were filed July 14, 1964. Prior to July 2, 1964,
28 IT. S. C. § 1447(d) read:
An order remanding a case to the State court from
which it was removed is not reviewable on appeal or
otherwise.
7
On July 2, 1964, Congress enacted the Civil Rights Act
of 1964, 78 Stat. 241, which provides in § 901, 78 Stat. 266:
Section 901. Title 28 of the United States Code,
Section 1447(d), is amended to read as follows:
An order remanding a case to the State court
from which it was removed is not reviewable on
appeal or otherwise, except that an order remanding
a case to the State court from which it was removed
pursuant to § 1443 of this title shall he reviewable
by appeal or otherwise.
The applicability of the new statute to the present
cases—pending in the District Court at the time of its
enactment, but neither remanded nor appealed until after
the statute took effect—is plain. Congress of Racial
Equality v. Town of Clinton, No. 20960 (5th Cir., Septem
ber 22,1964), and cases cited.
II.
Appellants’ Removal Petitions Sufficiently State a Re
movable Case Under 28 U. S. C. § 1 4 4 3 (2 ) .
Subsection 2 of 28 U. S. C. § 1443 allows removal by a
defendant of any prosecution ‘‘ [f]or any act under color
of authority derived from any law providing for equal
rights” . This provision has seldom been litigated and has
never been construed in its application to circumstances
like those in the present case.1 Appellants here contend:
1 In Arkansas v. Howard, 218 F. Supp. 626 (E. D. Ark. 1963),
removal was sought of prosecutions for assault with intent to kill
and for carrying a knife, charges arising out of a fight between the
defendant and a white student after rocks were thrown at the
station wagon in which defendant was escorting home from school
8
(A) That an act is under “ color of authority” of law
if it is done in the exercise of freedoms protected by that
law;
(B) That 42 IT. S. G. § 1983 is a “ law providing for
equal rights” and protects, inter alia, acts in the exercise
of freedom of speech to protest racial discrimination; and
(C) That appellants are being prosecuted for such pro
tected acts.
two Negro students (one, defendant’s niece) who had that day
been enrolled under federal court order in a previously segregated
school. Defendant invoked §1443(2) on the theory that in escort
ing the children and in protecting himself and them from persons
who sought to frustrate enrollment, he was acting under color of
authority derived from the Civil Rights Act of 1960, under which
the enrollment order was made. The District Court assumed argu
endo that in some circumstances removal under §1443(2) was
available to a private individual charged with an offense arising out
of his act of escorting pupils to a school being desegregated under
federal court order, but held that this defendant, in his knife fight
with the white student, was not implementing the court’s integra
tion order, since that order made no provision for transporting or
escorting the children to school (in light of the previously peaceful
history of the school controversy, by virtue of which, prior to the
day of enrollment, there was no reason to anticipate violence) ;
hence there was no “proximate connection,” 218 F. Supp. at 634,
between the court’s order and defendant’s fight.
In Hodgson v. Millward, 12 Fed. Cas. 285 (E. D. Pa. 1863), ap
proved in Braun v. Sauerwein, 10 Wall. 218, 224 (1869), Justice
Clifford held that a sufficient showing of “color of authority” was
made to justify removal under the 1863 predecessor of 28 U. S. C.
§1443(2) where it appeared that the defendants in a civil trespass
action, a United States marshal and his deputies, seized the plain
tiff’s property under a warrant issued by the federal district attor
ney, purportedly under authority of a Presidential order, notwith
standing that the order might have been invalid. For the facts of
the case, see Hodgson v. Millward, 3 Grant (Pa.) 412 (Strong, J.
at nisi prim, 1863). This ease establishes the proposition that
“color of authority” may be found where a federal officer acts under
an order which is illegal. But it does not advance inquiry as to
whether “ color of authority” exists in any other than the evident
case of a regular federal officer acting under express warrant of his
office.
9
A. “ Color of Authority
On its face, the authorization of removal by a defendant
prosecuted for any act “under color of authority derived
from” any law providing for equal civil rights might mean
to reach (a) only federal officers enforcing the civil rights
acts, (b) federal officers enforcing the civil rights acts
and also private persons authorized by the officers to
assist them in enforcing the acts, or (c) federal officers
and persons enforcing or exercising rights under the civil
rights acts. Legislative history supports the third con
struction.
In 1863, Congress enacted the first removal provision
applicable to other than revenue-enforcement cases. The
Act of March 3, 1863, 12 Stat. 755, was a Civil War meas
ure. It undertook principally to authorize Presidential
suspension of the writ of habeas corpus, and to immunize
from civil and criminal liability persons making searches,
seizures, arrests and imprisonments under Presidential
orders. Section 5, 12 Stat, 756, allowed removal of all
suits or prosecutions “ against any officer, civil or military,
or against any other person, for any arrest or imprison
ment made, or other trespasses or wrongs done or com
mitted, or any act omitted to be done, at any time during
the present rebellion, by virtue or under color of any
President of the United States, or any act of Congress.”
This was the predecessor of the removal provision of the
Civil Rights Act of 1866, 14 Stat. 27:
Sec. 3. And be it further enacted, That the district
courts of the United States, within their respective
districts, shall have, exclusively of the courts of the
several States, cognizance of all crimes and offences
committed against the provisions of this act, and
also, concurrently with the circuit courts of the United
States, of all causes, civil and criminal affecting per
10
sons who are denied or cannot enforce in the courts
or judicial tribunals of the State or locality where
they may be any of the rights secured to them by the
first section of this act; and if any suit or prosecution,
civil or criminal, has been or shall be commenced in
any State court, against any such person, for any
cause whatsoever, or against any officer, civil, or mili
tary, or other person, for any arrest or imprisonment,
trespasses, or wrongs done or committed by virtue
or under color of authority derived from this act or
the act establishing a Bureau for the relief of Freed-
men and Refugees, and all acts amendatory thereof,
or for refusing to do any act upon the ground that it
would be inconsistent with this act, such defendant
shall have the right to remove such cause for trial to
the proper district or circuit court in the manner
prescribed by the “ Act relating to habeas corpus and
regulating judicial proceedings in certain cases,” ap
proved March three, eighteen hundred and sixty-three
and all acts amendatory thereof . . .
The 1866 provision was reenacted by reference in the
second civil rights act (Enforcement Act of May 31, 1870,
16 Stat. 140, 144), and, as affected by the third civil rights
act (Ku Klux Act of April 20, 1871, 17 Stat. 13), became
Rev. Stat. § 641:
Sec. 641. When any civil suit or criminal prosecu
tion is commenced in any State court, for any cause
whatsoever, against any person who is denied or can
not enforce in the judicial tribunals of the State, or
in the part of the State where such suit or prosecution
is pending, any right secured to him by any law pro
viding for the equal civil rights of citizens of the
United States, or of all persons within the jurisdiction
11
of the United States, or against any officer, civil or
military, or other person, for any arrest or imprison
ment or other trespasses or wrongs, made or com
mitted by virtue of or under color of authority derived
from any law providing for equal rights as aforesaid,
or for refusing to do any act on the ground that it
would be inconsistent with such law, such suit or
prosecution may, upon the petition of such defendant,
filed in said State court, at any time before the trial
or final hearing of the cause, stating the facts and
verified by oath, be removed, for trial, into the next
circuit court to be held in the district where it is
pending. Upon the filing of such petition all further
proceedings in the State courts shall cease, and shall
not be resumed except as hereinafter provided . . .
In 1911, in the course of abolishing the old circuit courts,
Congress technically repealed Rev. Stat. §641 (Judicial
Code of 1911, Sec. 297, 36 Stat. 1087, 1168) but carried its
provisions forward without change (except that removal
jurisdiction was given the district courts in lieu of the
circuit courts) as Sec. 31 of the Judicial Code (Judicial
Code of 1911, Sec. 31, 36 Stat. 1087, 1096). Section 31
verbatim became 28 U. S. C. § 74 (1940), and in 1948, with
changes in phraseology, the removal provision assumed its
present form as 28 U. S. C. § 1443.
This history indicates that, of the three suggested alter
native constructions of § 1443(2), alternative (a), reading
“ color of authority” as restricted to federal officers, is
untenable. The 1866 Act in terms authorized removal by
“ any officer . . . or other person, for [enumerated wrongs]
. . . by virtue or under color of authority derived from this
act . . . ,” and the language “ officer . . . or other person”
was retained in the Revised Statutes and the Judicial
12
Code of 1911. Both “ officer” and “ person” were dropped
in the 1948 revision, but, as the Revisor’s Note indicates
(“ Changes were made in phraseology” ), no substantive
change in the section was intended. Thus § 1443(2) reaches
“ persons” other than “ officers” .
This history also requires rejection of alternative (b),
which would restrict that class of “ persons” to persons
authorized by federal officers to assist in the enforcement
of the civil rights acts. The strongest argument for such a
restriction of removal would be that the 1866 act desig
nated as removable any suit or prosecution of officers or
persons “for any arrest or imprisonment, trespasses, or
wrongs done or committed by virtue or under color of
authority derived from this act or the act establishing a
Bureau for the relief of Freedmen and Refugees, and all
acts amendatory thereof . . .” (emphasis added). This
language might on its face seem directed to actions arising
from law enforcement activity rather than to actions aris
ing from the exercise of the rights given by the law. The
language is patterned on the identical phraseology of the
1863 habeas corpus act, 12 Stat. 755, where the authori
zation of removal of actions against officers or persons
“ for any arrest or imprisonment made, or other trespasses
or wrongs done or committed, or any act omitted to be
done, at any time during the present rebellion, by virtue
or under color of any authority derived from or exercised
by or under the President of the United States, or any act
of Congress” pretty clearly was addressed to actions aris
ing from arrests, seizures and injuries performed by Union
officers and persons acting under them.
However, although the 1866 act adopted the basic frame
work of the act of 1863, it is evident that it adopted it for
other and broader purposes. Whereas the 1863 legisla
tion was concerned principally with protecting Union offi
13
cers in their conduct of wartime activities, and gave no
rights or immunities to private individuals, the later
statutes to which the 1866 act refers—the 1866 Civil Eights
Act itself, the Freedmen’s Bureau Act of March 3, 1865,
13 Stat. 507, and the amendatory Freedmen’s Bureau Act
of July 16, 1866, 14 Stat. 173 (which was debated by the
1866 Congress as companion legislation to the 1866 Civil
Eights Act)—did grant to private individuals extensive
rights and immunities in the exercise of which it was fore
seeable that “ trespasses or wrongs” might be charged
against them. Section 1 of the 1866 Civil Eights Act, 14
Stat. 27, and Sec. 14 of the amendatory Freedmen’s Bureau
Act, 14 Stat. 176, for example, gave all citizens the right
to acquire and hold real and personal property and to
full and equal benefit of all laws for the security of person
and property. In the exercise of self-help to defend their
property or to resist arrest under discriminatory state
legislation, citizens exercising their federally-granted
rights would doubtlessly commit acts for which they might
be civilly or criminally charged in the state courts. By
Section 3 of the 1866 Civil Eights Act, Congress meant to
authorize removal in such cases, and not merely in cases
in which the freedmen acted under the authority of a
federal officer. This appears clearly from the absence of
any words of limitation in the allowance of removal of
actions against any person for “ wrongs done or committed
by virtue or under color of authority derived from” the
various acts granting civil rights.
When Congress wanted in removal statutes to limit
“persons” acting “ under color of” law or authority to
persons assisting or authorized by a federal officer, Con
gress several times stated this limitation expressly. It did
so in the revenue act of 18152 and again in the revenue
2 Act of February 4, 1815, §8, 3 Stat. 195, 198.
14
act of 1866.3 By the latter, the same Congress which passed
the Civil Rights Act of 1866 limited the broader removal
provisions of the 1833 and 1864 revenue acts.4 Comparison
of the revenue-act removal provisions with those of the
civil rights acts strongly supports the conclusion that the
latter are not limited to persons acting under the directions
of a federal enforcement officer.
Indeed, this interpretation is the only plausible one
under the pattern of removal jurisdiction presently in
force by virtue of the 1948 Judicial Code. Section
1442(a)(1) authorizes removal of suits or prosecutions
against any federal officer or person acting under him for
any act under color of his office, whether in civil rights
cases or otherwise. If the separate removal provision of
§1443(2)—“For any act under color of authority derived
from any law providing for equal rights”—is not entirely
redundant, it must reach cases of action by private in
dividuals not “ acting under” a federal officer in the asser
tion of their civil rights. Since private individuals acting
as such derive authority from federal law only by exer
cising privileges under it, appellants submit that it is
inescapable that § 1443(2) authorizes removal by any per
son exercising rights guaranteed by “ any law providing
for equal rights.”
B. Law Providing for Equal Rights.
It is clear that “ any law providing for equal rights” in
28 IT. S. C. § 1443(2) means the same thing as the language
of Sec. 1443(1): “ any law providing for the equal civil
3 Act of July 13, 1866, §67, 14 Stat. 98,171.
4 Act of March 2, 1833, §3, 4 Stat. 632, 633; Act of June 30, 1864,
§50, 13 Stat. 223, 241.
15
rights of citizens of the United States, or of all persons
within the jurisdiction thereof.” 5
Cases may be found holding that the only right protected
by this latter language is the right of equal protection of
the laws.6 Even under such a restrictive view, the removal
petitions filed by appellants adequately state a case for
removal, for they allege both (a) that the prosecution of
appellants has the purpose and effect of harassing them
and unequally depriving them of their right of free ex
pression—that is, of diserirninatorily denying them their
rights to speak, assemble and protest grievances (M. R.
5 As originally enacted by Sec. 3 of the 1866 Civil Rights Act,
the provision authorized removal by any persons who could not en
force in the state courts “any of the rights secured to them by the
first section of this act” and also by officers or persons for wrongs
done under color of authority “ derived from this act or the act
establishing a Bureau for the relief of Freedmen and Refugees, and
all acts amendatory thereof.” Sections 16 to 18 of the Act of May
31, 1870, 16 Stat. 140, 144, slightly extended the civil rights pro
tected by Sec. 1 of the 1866 Act and provided that the rights thus
created should be enforced according to the provisions of the 1866
Act. In the Revised Statutes, §641, the removal provision extended
to any person who could not enforce in the state courts “any rights
secured to him by any law providing for the equal civil rights of
citizens of the United States, or of all persons within the jurisdic
tion of the United States,” and to officers or persons charged with
wrongs done under color of authority “derived from any law pro
viding for equal rights as aforesaid.” These two removal authoriza
tions (now respectively subsections (1) and (2) of Sec. 1443)
appeared in the 1911 Judicial Code, §31, 36 Stat. 1087, 1096, exactly
as they had appeared in the Revised Statutes, with the “ color of
authority” passage referring explicitly back to the “as aforesaid”
laws described in the “cannot enforce” passage. Omission of “ as
aforesaid” in the 1948 revision effected no substantive change, for
as indicated by the Revisor’s Note, the 1948 revision intended only
“ Changes . . . in phraseology.”
6 Steele v. Superior Court, 164 P. 2d 781 (9th Cir. 1948) (alter
native ground), cert, denied, 333 U. S. 861 (1948) ; Mill v. Penn
sylvania, 183 P. Supp. 126 (W. D. Pa. 1960).
1G
8-9),7 and (b) that their prosecution has the purpose and
effect of suppressing the exercise of free speech to protest
racial discrimination in the City of Meridian (M. E. 8-9).8
However, the pertinent statutes are persuasive that the
statement of an equal protection claim is not a requisite to
invoking § 1443, and that free speech and other due process
claims are rights “ under any law providing for the equal
civil rights of citizens of the United States, or of all persons
within the jurisdiction thereof” (§1443(2)).
42 U. S. C. § 1983 provides that “ Every person who,
under color of any statute, ordinance, regulation, custom,
or usage, of any State or Territory, subjects, or causes
to be subjected, any citizen of the United States or other
person within the jurisdiction thereof to the deprivation
of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured
in an action at law, suit in equity, or other proper proceed
ing for redress.” This provision, which protects due proc
ess rights,9 including the right of free speech10 derives
from Sec. 1 of the Ku Klux Act of April 20, 1871, 17 Stat.
13, the third civil rights act—clearly, in its history and
7 Supporting such a substantive claim, see Niemotho v. Maryland,
340 U. S. 268, 272 (1951) (adverting to “ The right to equal pro
tection of the laws, in the exercise of those freedoms of speech and
religion protected bv the First and Fourteenth Amendments . . . ” ) ;
cf. Hague v. C. I. 0., 307 U. S. 496 (1939) ; Fowler v. Rhode Island,
345 U. S. 67 (1953).
8 Supporting such a substantive claim, see N. A. A. C. P. v. But
ton, 371 U. S. 415, 428-431 (1963) ; N. A. A. C. P. v. Alabama, ex
rel. Floivers, 377 U. S. 288, 307-309 (1964).
9 Monroe v. Pape, 365 U. S. 167 (1961).
10 Egan v. Aurora, 365 IT. S. 514 (1961) ; Douglas v. Jeannette,
319 U. S. 157, 161-162 (1943) (relief denied on other grounds);
Hague v. C. I. 0., 307 U. S. 496, 518, 527 (1939) (opinion of Justice
Stone).
17
purposes, a “ law providing for . . . equal civil rights.” 11
This, as a matter of plain language, brings a civil rights
demonstrator’s free speech claim, founded on the First
and Fourteenth Amendments and 42 U. S. C. § 1983, and
unaccompanied by ancillary equal protection claims, within
the removal provisions of 28 U. S. C. §1443(2).
Closer inspection of the original statutes is conclusive.
The language (<any law providing for . . . equal civil rights”
first appeared in § 641 of the Revised Statutes, and that
language clearly meant to include not only the rights to
equality assured by the first (1866) and second (1870)
civil rights acts, but also the rights protected by the third
civil rights act (1871), now 42 U. S. C. § 1983.12
11 The history of the 1871 act is extensively discussed in the opin
ions in Monroe v. Pape, supra, note 9.
12 Section 1 of the 1871 act provided:
Be it enacted by the Senate and House of Representatives of
the United States of America in Congress assembled, That any
person who, under color of any law, statute, ordinance, regula
tion, custom or usage of any State, shall subject, or cause to be
subjected, any person within the jurisdiction of the United
States to the deprivation of any rights, privileges, or immuni
ties secured by the Constitution of the United States, shall, any
such law, statute, ordinance, regulation, custom or usage of
the State to the contrary notwithstanding, be liable to the
party injured in any action at law, suit in equity, or other
proper proceeding for redress; such proceeding to be prose
cuted in the several district or circuit courts of the United
States, with and subject to the same rights of appeal, review
upon error, and other remedies provided in like cases in such
courts, under the provisions of the act of the ninth of April,
eighteen hundred and sixty-six, entitled ‘An act to protect all
persons in the United States in their civil rights, and to furnish
the means of their vindication’ ; and the other remedial laws of
the United States which are in their nature applicable in such
eases.
The sweeping language “other remedies provided in like cases in
[the federal] . . . courts, under the provisions of the [1866 A ct]”
was broad enough to include the 1866 Act’s removal provisions; and
18
C. The Acts for Which Appellants Are Prosecuted.
Under the construction of 28 U, S. C. § 1443(2) advanced
in the preceding paragraphs, state criminal defendants
prosecuted for acts in the exercise of First Amendment
freedoms may remove their prosecutions to the federal
courts. That appellants’ petitions bring them within the
statute so construed is evident. The petitions allege, and
appellee does not controvert, the fact that appellants are
being prosecuted (1) for communicating to Negro pedes
trians on a public sidewalk the information that certain
stores in the City of Meridian, Mississippi discriminate
aaginst Negroes and (2) for urging the pedestrians not to
patronize those stores. After Edwards v. South Carolina,
372 U. S. 229 (1963), Fields v. South Carolina, 375 U. S. 44
(1963), and Henry v. Rock Hill, 376 U. S. 776 (1964), it is
not to be doubted that such conduct is within the scope of
constitutionally protected freedom of speech.
Of course, in order to establish the jurisdiction of a fed
eral district court on removal, a defendant need not make
out his federal constitutional defense on the merits, and
need not conclusively show that his conduct was protected
by the federal law on which he relies. That defense is the
very matter to be tried in the federal court after removal is
effected. To support federal jurisdiction, it is sufficient that
the acts charged against the defendant be acts “under color
of authority derived from” a federal civil rights law. 28
U. 8. C. §1443(2). (Emphasis added.)
the still more sweeping reference to “ the other remedial law's of the
United States which are in their nature applicable in such eases”
was effective to invoke the removal provisions of the 1863 statute,
upon which those of 1866 were also based. Plainly, the 1871 Act
in terms extended that class of rights in service of which removal
was available, and it was properly on this assumption that the 1873
revision leading to Rev. Stat. §641 proceeded.
19
This has been clear since the earliest application of the
criminal removal statutes in Tennessee v. Davis, 100 U. S.
257, 261-62 (1879). In short, sidewalk communication is
clearly colorable First Amendment activity.
Hence, appellants submit that their cases are removable
under §1443(2).
III.
Appellants’ Removal Petitions Sufficiently State a Re
movable Case Under 28 U. S. C. §1443 ( 1 ) .
A. The State Laws Under W hich Appellants A re Prosecuted
Offend the Constitution of the United States.
Subsection 1 of 28 U. S. C. § 1443 allows removal of any
criminal prosecution in which the defendant “ is denied or
cannot enforce in the courts of [the] . . . State a right under
any law providing for the equal civil rights of citizens of
the United States . . . ” Unlike subsection 2, discussed in
Argument II, subsection 1 has several times been before the
Supreme Court of the United States. Strauder v. West Vir
ginia, 100 U. S. 303 (1879); Virginia v. Rives, 100 U. S. 313
(1879); Neal v. Delaware, 103 U. S. 370 (1880); Bush v.
Kentucky, 107 U. S. 110 (1882); Gibson v. Mississippi, 162
U. S. 565 (1896); Smith v. Mississippi, 162 U. S. 592 (1896);
Murray v. Louisiana, 163 U. S. 101 (1896); Williams v.
Mississippi, 170 U. S. 213 (1898); and Kentucky v. Powers,
201 U. S. 1 (1906). All of these cases involved the claim
that a state criminal defendant held for trial on a murder
charge was denied federal rights under the equal protection
clause of the Fourteenth Amendment by reason of sys
tematic discrimination in the selection of the grand and
petit juries.13 In Strauder, where a Negro .defendant seek
ing removal could point to a statute in force in a state
13 The discrimination complained of in Powers was along political
party lines; in all the other cases it was racial. An additional claim-
20
where he was held for trial expressly restricting eligibility
for jury service to whites, removal was upheld. In the other
cases, from Rives to Powers, the Court found that the state
legislation controlling jury selection was non-discrimina-
tory and even-handed, and that what the defendants com
plained of was systematic discriminatory exclusion of
jurors practiced by jury-selection officials absent sanction
of state constitutional or statutory law. In these cases,
removal was disallowed on the following grounds, stated in
Rives, 100 U. S. at 321-322:
Now, conceding as we do, and as we endeavored to
maintain in the case of Strauder v. West Virginia
(supra, p. 303), that discrimination by law against the
colored race, because of their color, in the selection of
jurors, is a denial of the equal protection of the laws
to a Negro when he is put upon trial for an alleged
criminal offense against a State, the laws of Virginia
make no such discrimination. If, as was alleged in the
argument, though it does not appear in the petition or
record, the officer to whom was intrusted the selection
of the persons from whom the juries for the indictment
and trial of the petitioners were drawn, disregarding
the statute of the State, confined his selection to white
persons, and refused to select any persons of the col
ored race, solely because of their color, his action was a
gross violation of the spirit of the State’s laws as well
as of the act of Congress of March 1, 1875, which pro
hibits and punishes such discrimination. He made
himself liable to punishment at the instance of the
State and under the laws of the United States. In one
sense, indeed, his act was the act of the State, and was
prohibited by the constitutional amendment. But inas-
—state court refusal to honor a state-granted pardon—was ad
vanced in Powers, but that claim presented no genuine issue of a
denial of a federal right.
21
much as it was a criminal misuse of the State law, it
cannot be said to have been such a “ denial or disability
to enforce in the judicial tribunals of the State” the
rights of colored men, as is contemplated by the re
moval act. Sec. 641. It is to be observed that act gives
the right of removal only to a person “who is denied,
or cannot enforce, in the judicial tribunals of the State
his equal civil rights.” And this is to appear before
trial. When a statute of the State denies his right, or
interposes a bar to his enforcing it, in the judicial
tribunals, the presumption is fair that they will be
controlled by it in their decisions; and in such a case a
defendant may affirm on oath what is necessary for a
removal. Such a case is clearly within the provisions
of sect. 641. But when a subordinate officer of the
State, in violation of State law, undertakes to deprive
an accused party of a right which the statute law*
accords to him, as in the case at bar, it can hardly be
said that he is denied, or cannot enforce, ‘in the judicial
tribunals of the State’ the rights which belong to him.
In such a case it ought to be presumed the court will
redress the wrong. . . ”
Under these decisions, the least to which appellants are
plainly entitled is removal of the prosecution insofar as
based upon a state statute or local ordinance which—like
the Strauder statute—is on its face unconstitutional under
a federal law “ providing for . . . equal civil rights.” 14
Miss. Code Ann. 1942, Rec. §2089.5 (1962 Supp.), see
statutory appendix, p. 2a, infra, proscribing disturbance
of the peace, under which all appellants other than appel
« The meaning of the quoted phrase in 28 U. S. C. §1443(1) is
discussed in Argument II B, and appellants’ position is there docu
mented that the language includes a federal law e.g., 42 U. S. C.
§1983, protecting First and Fourteenth Amendment rights.
lant Watson are prosecuted, is invalid under First-Four
teenth Amendment doctrines of vagueness and overbreadth
as developed in Herndon v. Lowry, 301 U. S. 242 (1937);
Wright v. Georgia, 373 U. S. 254 (1963); and Harris v.
Pace, 8 Race Rel. L. Rep. 1355 (M. D. Ga., November 1,
1963). This statute does not warn that it punishes merely
the act of communicating one’s views to passers-by on a
public sidewalk; it requires persons such as appellants to
speculate at peril of liberty as to its meaning. See Lan-
zetta v. Hew Jersey, 306 U. S. 451, 453 (1939). The Su
preme Court of the United States has consistently warned
that, where freedom of expression is involved, vague penal
laws cannot be tolerated. N. A. A. C. P. v. Button, 371 U. S.
415, 433 (1963). One important reason for this ban is that
statutes such as § 2089.5 provide law enforcement officers
with a blank check. In effect, § 2089.5 gives a policeman
discretion to arrest any person on a public street whom he
finds offensive. Thus, a person may not only be forced to
relinquish his constitutional right of free speech, but may
also be forced to answer criminally for its exercise. As this
Court recognized in Nesmith v. Alford, 318 F. 2d 110, 121
(5th Cir. 1963):
. . . [L]iberty is at an end if a police officer may with
out warrant arrest, not the persons threatening vio
lence, but those who are its likely victims merely be
cause the person arrested is engaging in conduct which,
though peaceful and legally and constitutionally pro
tected, is deemed offensive and provocative to settled
social customs and practices. When that day comes . . .
the exercise of [First Amendment rights] must then
conform to what the conscientious policeman regards
the community’s threshold of intolerance to be.
Section 3-2 of the Code of Ordinances of the City of
Meridian (see Statutory Appendix, p. 3a, infra, under
23
which appellant Watson is charged), taken alone, seems to
be nothing more than a permissible proscription of com
mercial handbills. See Valentine v. Chrestensen, 316 U. S.
52 (1942). However, taken in the context of the open-ended
definition of “ advertising matter” contained in section 3-1,
see Statutory Appendix, p. 3a, infra, the proscription is
exposed as an indefensible abridgment of the right of free
speech. By these ordinances, the City of Meridian seeks to
make criminal any distribution of any circular or pamphlet
upon a public sidewalk in Meridian. This it may not con
stitutionally do. Lovell v. Griffin, 303 U. S. 444 (1938);
Schneider v. Irvington, 308 U. S. 147 (1939); Jamison v.
Texas, 318 IT. S. 413 (1943); and Talley v. California, 362
U. S. 60 (1960) (reversing a conviction for distribution of
handbills urging a boycott of stores having racially dis
criminatory hiring policies). As the Supreme Court of
the United States said in Jamison v. Texas, 318 U. S. 413,
416 (1943):
[0]ne who is rightfully on a street . . . carries with
him there as elsewhere the constitutional right to ex
press his views in an orderly fashion . . . by handbills
and literature as well as by the spoken word.
Further, under the rationale of Supreme Court decisions,
all of the charges against appellants are severally remov
able by reason of the showing in the removal petitions that
even those charges which are not unconstitutional on their
face are unconstitutional if applied to make criminal appel
lants’ federally protected conduct. The most restrictive
test of removal, as enunciated in Kentucky v. Powers, 201
U. S. 1 (1906), is whether or not state statutory law dic
tates the federally unconstitutional result complained of in
the removal petition. Under this test, whenever one who is
prosecuted in a state court makes a substantial showing that
the substantive statute under which he is charged is uncon
24
stitutional in its application to him, denying him his fed
eral civil rights, his case is eo ipso removable, notwithstand
ing that he cannot point to any other, procedural provision
of state statutory law which impedes the enforcement of his
rights in the state courts. And for these purposes, it mat
ters not whether the state statute in question is unconsti
tutional on its face (i.e., in all applications) or unconsti
tutional as applied (i.e., insofar as it condemns his fed
erally protected conduct), for in each case it is the statute
which directs the state court to the constitutionally imper
missible result.
It is significant that the whole line of Supreme Court
decisions from Rives to Powers involved claims of denial
of federal rights by reason of an unconstitutional trial pro
cedure, viz., discrimination in the selection of jurors. In
none of these cases did the defendant claim that the sub
stantive criminal statute on which the prosecution was
based was invalid (either on its face or as applied to his
conduct) by reason of federal limitations on the kind of
conduct which a state may punish. Neal v. Delaware, 103
U. S. 370, 386 (1880), and subsequent cases, e.g., Gibson v.
Mississippi, 162 U. S. 565, 581 (1896), explain the Rives-
Powers line as holding that “ since [the removal] . . . section
only authorized a removal before trial, it did not embrace
a case in which a right is denied by judicial action during
the trial . . . ” But a defendant who attacks the underlying
criminal statute as unconstitutional does not predicate his
attack on “ judicial action during the trial.” He says that
if he is convicted at all under the statute his conviction will
be illegal.
Here appellants maintain that their acts of communicat
ing to pedestrians on a public sidewalk information about
racially discriminatory practices may not constitutionally
be punished. Edwards v. South, Carolina, 372 U. S. 229
(1963); Fields v. South Carolina, 375 U. S. 44 (1963);
25
Henry v. Rode Hill, 376 U. S. 776 (1964); Talley v. Cali
fornia, 362 U. S. 60 (1960); Wright v. Georgia, 373 U. S.
284 (1963); and N. A. A. C. P. v. Button, 371 U. S. 415
(1963). Thus, irrespective of the procedure forthcoming
at trial (but cf. I l l C, infra), they may not be constitu
tionally punished under the statute and ordinance invoked,
and thus “ cannot enforce in the courts of [the] . . . State”
their federal civil rights.15
B. The Pendency of These Prosecutions in the State Courts
Is Designed to Harass Appellants and to Suppress Their
First Amendment Rights.
The United States Supreme Court has consistently said
that First-Fourteenth Amendment rights occupy a consti
tutionally “ preferred position.” 16 It has recognized that
“ the threat of sanctions may deter their exercise almost as
potently as the actual application of sanctions.” 17 Where
a state defendant petitioning for removal can show a fed
eral court that the prosecution against him is maintained
with the purpose and effect of harassing and punishing him
for the past exercise of these rights, and deterring him and
others similarly situated from the future exercise of these
rights, a particularly strong case for immediate federal
court intervention is made.18
15 Except, of course, that the state court may hold the statute
unconstitutional and enforce appellants’ federal claims. But it is
always possible to say that a state court may do this, and if this
possibility blocks removal, the removal statute is entirely read off
the books. This would require repudiation of Strauder v. West Vir
ginia, 100 U. S. 303 (1879), and rejection of the assumption on
which the Rives-Powers line of cases was decided, viz., that if an
unconstitutional state statute were found, removal would be proper.
16 Marsh v. Alabama, 326 U. S. 501, 509 (1946), and cases cited.
17 N. A. A. C. P. v. Button, 371 U. S. 415, 433 (1963) (voiding a
state statute whose vagueness and overbreadth the Court found
likely to deter the exercise of First Amendment freedoms).
18 See Baggett v. Bullitt, 377 U. S. 360 (1964).
26
Removal, which brings before the federal courts at an
early stage the very litigation which the defendant claims
is an instrument for infringing his rights, allows timely
vindication of those rights. Were it otherwise, the defen
dant would likely be disadvantaged during “ an undue length
of time,” 19 while he attempted to assert his rights in un
sympathetic state trial and appellate courts. In cases in
volving free speech, unlike cases of the Rives-Powers type,
the very pendency of prosecution in the state courts denies
the defendant his civil rights, and disables him from enforc
ing them, within the meaning of 28 U. S. C. §1443(1).
Moreover, the essential purpose of removal jurisdiction
—to provide the removing party with a federal trial court
expert in hearing issues of fact underlying federal claims—
has particular application to cases involving First Amend
ment defenses. The scope of First Amendment protection
turns largely on questions of fact, and the power of the
trier of fact to find the facts adversely to defendant is the
power to effectively deprive him of his First Amendment
freedoms. See, e.g., Feiner v. New Torh, 340 IT. S. 315, 319,
321 (1951). When one who is charged with crime for the
exercise of colorable First Amendment freedoms is required
to try the facts in state courts which, as the removal legis
lation recognizes, are likely to be less sympathetic to pro
tect federal freedoms than the federal judiciary, the major
danger is not the existence of state constitutional or statu
tory law, which on its face denies federal constitutional
rights, but the risk of biased or incompetent fact-finding.
Recent Supreme Court development of the void-for-
vagueness doctrine has recognized that a cardinal constitu
tional objection to the vague or overbroad state statute op
erating in the First Amendment area is its susceptibility to
improper application by a trier of fact insulated against
19 Baggett v. Bullitt, 377 U. S. 360, 379 (1964).
27
federal appellate review.20 Historically, Congress has used
the device of federal removal precisely to protect litigants
having preferred federal claims from the risk of hostile
state court fact-finding, which fact-finding not only works
to impede vindication of federal rights of defendants who
actually go to trial in state courts but which also deters
the exercise of those rights by those defendants and others
similarly situated in the future. In any realistic sense,
appellants’ liability to trial in state court for colorable
First Amendment conduct in itself denies them—and makes
them unable to enforce—their federal civil rights within
the meaning of 28 U. S. C. § 1443(1).
C. The State Courts in Which Appellants Are Prosecuted Are
Hostile to Appellants.
Appellants’ removal petitions state that appellants “ are
unable to enforce their federal rights . . . in the courts of
Mississippi, and particularly in the Municipal Court of
Meridian and the Circuit Court of Lauderdale County,
because [those] courts are hostile to [appellants] by rea
20 Striking down Virginia barratry statutes on the ground that
their overbreadth threatened First Amendment guarantees, the
Court in N. A. A. C. P. v. Button, 371 U. S. 415, 432-433 (1963),
wrote: “The objectionable quality of vagueness and overbreadth
does not depend upon absence of fair notice to a criminally accused
or upon unchanneled delegation of legislative powers, but upon the
danger of tolerating, in the area of First Amendment freedoms, the
existence of a penal statute susceptible of sweeping and improper
application.14” ,
Footnote 14 cites: “Amsterdam, Note, The Void-for-Vagueness
Doctrine in the Supreme Court, 109 U. of Pa. L. Rev. 67 (I960).”
The cited note points out (109 TJ. of Pa. L. Rev. at 80) : “ . . . Fed
eral review of the functioning of state judges and juries in the
administration of criminal and regulatory legislation is seriously
obstructed by statutory unclarity. Prejudiced, discriminatory, or
over-reaching exercises of state authority may remain concealed
beneath findings of fact impossible for the Court to redetermine
when such sweeping statutes have been applied to the complex,
contested fact constellations of particular cases.”
28
son of race and by reason of the commitment of those
courts to enforce Mississippi’s policy of racial discrimina
tion” (M. E. 11).
Appellee’s motions to remand do not controvert this
allegation (M. E. 15-16).
Judge Mize held that “ the matters alleged and set forth
in the petition[s] for removal” have “no application” to
28 II. S. C. § 1443 (M. E. 17).
Appellants submit that hostility on the part of a state
court is a sufficient ground for removal to federal court
under 28 U. S. C. § 1443. Thus, appellants submit that
the doctrine of Kentucky v. Powers, 201 U. S. 1 (1906),
should be rejected insofar as it teaches that removal under
§ 1443 is proper only where the removal petitioner claims
an inability to enforce his federal rights in a state court
arising out of the destruction of his rights by the con
stitution or statutory laws of the state wherein the action
is pending.
The doctrine of the Powers case seems the product of a
development which misconceived what was held in Virginia
v. Rives, 100 lT. S. 313 (1879). In Rives, the Court held
that removal was improperly allowed on a petition which
alleged that petitioners were Negroes charged with murder
of a white man; that there was strong race prejudice
against them in the community; that the grand jury which
indicted them and the jurors summoned to try them were
all white; that the judge and prosecutor had refused peti
tioners’ request that a portion of the trial jury be composed
of Negroes; and that, notwithstanding that state laws re
quired jury service of males without discrimination as to
race, Negroes had never been allowed to serve as jurors
in the county. The Court found that these allegations
“ fall short of showing that any civil right was denied, or
29
that there had been any discrimination against the de
fendants because of their color or race. The facts may have
been as stated, and yet the jury which indicted them, and
the panel summoned to try them, may have been impar
tially selected.” Id. at 322. What was wanting as a matter
of pleading (in those early days before experience in the
trial of jury discrimination claims bred the “ prima facie”
showing doctrine of, e.g., Reece v. Georgia, 350 U. S. 85
(1955)) was an allegation of purposeful or intentional
discrimination, and the Court said that this might have
been supplied by averment that a statute of the State
barred Negroes from jury service:
When a statute of the State denies his right, or
interposes a bar to his enforcing it, in the judicial
tribunals, the presumption is fair that they will be
controlled by it in their decisions; and in such a case
a defendant may affirm on oath what is necessary for
a removal (100 U. S. at 321).
Thus, the Court thought that the inability to enforce fed
eral rights of which the removal statute spoke “ is pri
marily, if not exclusively, a denial of such rights, or an
inability to enforce them, resulting from the Constitution
or laws of the State, rather than a denial first made mani
fest at the trial of the case.” Id. at 319. But the Court did
not suggest as an inflexible prerequisite to removal that the
bar to effective enforcement of federal rights be statutory.
Nor could it reasonably have done so. The case in which
there exists a state statutory or constitutional provision
barring enforcement of a federal right is the case in which
removal to a federal trial court is least needed. The impact
of such a written obstruction of federal law is relatively
easily seen and dealt with on direct review of the state
court judgment by the Supreme Court of the United States.
30
Where removal is most needed is the case in which the
impingement on federal rights is more subtle, more im
pervious to appellate correction, as where state-court hos
tility and bias warp the process by which the facts under
lying the federal claim are found. As was said in England
v. Louisiana State Board of Medical Examiners, 375 U. S.
411, 416-417 (1964):
How the facts are found will often dictate the de
cision of federal claims. “ It is the typical, not the
rare, case in which constitutional claims turn upon the
resolution of contested factual issues.” Townsend v.
Sain, 372 U. S. 293, 312.
The case in which local prejudice and local resistance
pitch the risk of biased fact-finding strongly against fed
eral claims presents the clearest justification for federal
trial jurisdiction. It is in such situations that Congress
has, from the beginning, authorized removal.21
21 Since the inception of the government, federal removal juris
diction has been progressively expanded by Congress to protect
national interests in cases “ in which the state tribunals cannot be
supposed to be impartial and unbiased” ( T h e F e d e r a l is t , No. 80
(Hamilton)). Hamilton wrote: “ The most discerning cannot fore
see how far the prevalency of a local spirit may be found to
disqualify the local tribunals for the jurisdiction of national
causes . . . ” ( T h e F e d e r a l is t , No. 81 (Hamilton)). In the fed
eral convention Madison pointed out the need for such protection:
Mr. [Madison] observed that unless inferior tribunals were
dispersed throughout the Republic with final jurisdiction in
many cases, appeals would be multiplied to a most oppressive
degree; that besides, an appeal would not in many eases be a
remedy. What was to be done after improper Verdicts in State
tribunals obtained under the biassed directions of a dependent
Judge, or the local prejudices of an undirected jury? To
remand the cause for a new trial would answer no purpose. To
order a new trial at the supreme bar would oblige the parties
to bring up their witnesses, tho’ ever so distant from the seat
of the Court. An effective Judiciary establishment commensu
31
The language and statutory history, as well as the pur
pose, of the 1866 statute which, without change of sub
stance, is present 28 U. S. 0. § 1443, refute any rigid
requirement of civil rights removal being predicated on a
state statute or constitution. Section 3 of the 1866 Civil
Rights Act, 14 Stat. 27, provided that removal might be
had by persons “who are denied or cannot enforce in the
courts or judicial tribunals of the State or locality where
they may he any of the rights secured to them by the first
section of this act.” (Emphasis added.) The reference to
“ locality” suggests that something less than statutory
obstruction to the enforcement of rights was thought to be
sufficient.22 The rights enumerated in Section 1 included
“ full and equal benefit of all laws and proceedings for the
security of person and property, as is enjoyed by white
citizens . . . , any law, statute, ordinance, regulation, or
custom, to the contrary notwithstanding.” (Emphasis
rate to the legislative authority, was essential. A Government
without a proper Executive & Judiciary would be the mere
trunk of a body without arms or legs to act or move. I P a r -
b a n d , R e c o r d s o f t h e F e d e r a l C o n v e n t io n 124 (1911).
The Judiciary Act of 1789 allowed removal in specified classes of
cases where it was particularly thought that local prejudice would
impair national concerns (Act of September 24, 1789, §12, 1 Stat.
73, 79-80), and extensions of the removal jurisdiction were em
ployed in 1815 and 1833 to shield federal customs officials (Act of
February 4, 1815, §8, 3 Stat. 195, 198; Act of March 2, 1833, §3, 4
Stat. 632, 633).
22 The “locality” provision was rephrased in Rev. Stat. §641,
which turned removal on the inability to enforce federal rights “ in
the judicial tribunals of the State, or in the part of the State where
such suit or prosecution is pending.” This wording was carried for
ward in §31 of the Judicial Code of 1911, 36 Stat. 1087, 1096, and
appeared in 28 U. S. C. §74 (1940). In the 1948 revision it was
“omitted as unnecessary,” Revisor’s Note, presumably on the theory
that one who may remove from a state court may thereby remove
from the court of any part of the state. The omission tokens no sub
stantive change in the statute.
32
added.)23 24 “ Proceedings” was certainly intended to add
something to “ laws” , and the inclusion of reference to
“ custom” was not inadvertent. Senator Trumbull, who
introduced, reported and managed the hill which became
the aet2i twice told the Senate that it was intended to allow
removal “ in all cases where a custom prevails in a State,
or where there is a statute-law’ of the State discriminating
against [the freedman].” (Emphasis added.)25 Cf .Monroe
v. Pape, 365 U. S. 167 (1961). Indeed, the Senator ex
pressly said that it was not the existence of a statute, any
more than that of a custom, that constituted such a failure
of state process as to authorize removal; rather, in each
case, ’whether custom or statute, it was the probability that
the state court would fail adequately to enforce federal
guarantees.26
23 Section 1 of the Civil Rights Act of 1866 was reenacted by
Sections 16 and 18 of the Enforcement Act of 1870, 16 Stat. 140,
144. It appeared in Rev. Stat. §1977, now 42 U. S. C. §1981, with
out the “notwithstanding” clause. No intention to effect a substan
tive change appears. The “notwithstanding” clause, although in
dicative of legislative purpose respecting application of the statute,
was not an effective provision, since the Supremacy Clause of the
Constitution made it unnecessary.
24 Introduced, Cong. Globe, 39th Cong., 1st Sess. 129 (1/5/1866).
Reported, id. at 184 (1/11/1866). Taken up, id. at 211 (1/12/1866).
25 Id. at 1759 (4/4/1866). See id. at 475 (1/29/1866).
26 Cong. Globe, 39th Cong., 1st Sess. 1759 (4/4/1866) :
So in reference to this third section, the jurisdiction is given
to the Federal courts of a case affecting the person that is dis
criminated against. Now, he is not necessarily discriminated
against, because there may be a custom in the community dis
criminating against him, nor because a Legislature may have
passed a statute discriminating against him; that statute is
of no validity if it comes in conflict with a statute of the United
States with which it was in direct conflict, and the case would
not therefore rise in which a party was discriminated against
until it was tested, and then if the discrimination was held
valid he would have a right to remove it to a Federal court—
33
There is recent case support for re-examining the doc
trine of Kentucky v. Powers.
Georgia v. Tuttle, 377 U. S. 987 (1964), involved the at
tempted removal under § 1443 of a number of criminal
trespass prosecutions in Atlanta, Georgia. The circum
stances and legal theories of the removal were quite similar
to those in the present case (with the possible difference
that the First Amendment claims and the allegations of
state-court hostility were weaker than those of appellants
here). The federal district court remanded the cases, and
the Court of Appeals for the Fifth Circuit Court stayed
the remand order pending appeal. Rachel v. Georgia, No.
21354 (5th Cir., March 12, 1964). The State of Georgia
petitioned for writs of prohibition and mandamus from the
United States Supreme Court to vacate the stays. On the
last day of the term, the Court denied Georgia’s petition
without opinion.
In view of the Court’s traditional willingness to issue
the prerogative writs, at the instance of a State, to correct
lower federal courts’ improper assumptions of jurisdiction
in criminal removal cases,27 the summary disposition of
Georgia v. Tuttle indicates that the Court had no difficulty
in concluding that the argument for removal was tenable.
or, if undertaking to enforce his right in a State court he was
denied that right, then he could go into the Federal court; but
it by no means follows that every person would have a right
in the first instance to go to the Federal court because there
was on the statute book of the State a law discriminating
against him, the presumption being that the judge of the court,
when he came to act upon the case, would, in obedience to the
paramount law of the United States, hold the State statute to
be invalid.
27 Virginia v. Rives, 100 U. S. 313 (1879); Kentucky v. Powers,
201 U. S. 1 (1906) ; Maryland v. Soper, 270 U. S. 9 (1926) ; Colo
rado v. Symes, 286 U. S. 510 (1932).
34
IV.
Appellants’ Removal Petitions Were Timely Filed.
Judge Mize held that the removal petitions ‘Svere not
filed within the proper time” (M. R. 35). This holding,
appellants submit, is incorrect.
Hours before appellants’ trial was called in the Police
Court of the City of Meridian, on June 10, 1964, Mr. John
Due presented to the clerk of the United States District
Court for the Southern District of Mississippi. Meridian
Division, separate removal petitions, individually verified
by each of the appellants (S. M. R. 7). The clerk refused
to file these petitions on the ground that they were required
to be filed in duplicate (S. M. R. 8). With the consent of
the clerk, Mr. Due left the petitions in her possession and
personally served notices of removal with attached peti
tions on the Meridian city attorney and the clerk of the
Police Court (S. M. R. 8).
The duplicate-petition requirement is flatly inconsistent
with 28 U. S. C. § 1446(a), which provides for the filing of
"a verified petition” (emphasis added). Absent the clear
command of a statute, burdensome technical requirements
should not be judicially invented, nor should procedures
obstructing effective enforcement of civil rights be adopted.
See 42 U. S. C. §1988; Lefton v. Hattiesburg, No. 21441
(5th Cir., June 5, 1964). No reason for this requirement
appears; its effect, at least in this case, is to bar “ effective
access to the Federal courts” (Lefton v. Hattiesburg,
supra).
Further, it is submitted that even were the requirement
somehow valid, failure to file a duplicate petition would
not be a jurisdictional defect until a reasonable time had
35
lapsed since the filing of the single petition. Thus the
requirement was ineffective here to defeat the attachment
of federal jurisdiction upon the filing of a single petition.28
Moreover, the removal petitions were filed “before trial”
within the meaning of 28 U. S. C. § 1446(c), since they were
filed before appellants’ trial de novo in a court of record.29
This is demonstrated by the legislative history of 28
U. S. C. § 1446(c). Prior to 1948, the civil rights removal
provisions pertaining to criminal prosecutions allowed the
filing of a removal petition “ at any time before the trial
or final hearing. . . . ” 30 31 Under these provisions, removal
was timely if effected subsequent to a summary trial but
prior to a trial de novo.51 The 1948 revisors apparently in
tended no change. In the “Historical and Revision Notes”
to 28 U. S. C. § 1446(c), they said: “Words ‘or final hearing’
following the words ‘before trial’, were omitted for pur
poses of clarity and simplification of procedure.” 32 Thus
it would appear that removal prior to trial de novo is still
timely.33
28 The failure of the clerk to formally file the removal petitions
had no effect upon the jurisdiction of the District Court, since
removal jurisdiction attaches when the removal petitions are pre
sented or deposited for filing. See Dienstag v. St. Paul Fire and
Marine Ins. Co., 164 P. Supp. 603, 605 (S. D. N. Y. 1957).
29 Mississippi law permits a trial de novo in a court of record
after a summary trial in a court of no record. Miss. Code Ann.
1942, Rec., §1202.
80 Rev. Stat. §641; Judicial Code §31 (1911); 28 U. S. C. §74
(1940).
31 In re Duane, 261 Fed. 242 (D. Mass. 1919).
32 This revision note may be contrasted with the note to §1446(b),
governing civil cases, where a change of law was clearly intended.
33 There can be no question that, in the Police Court, appellants
did not waive their right to remove their cases before trial de novo,
even assuming that such waiver is possible (see M. R. 35). Counsel
for appellants specifically objected to the jurisdiction of the Police
Court (S. M. R. 9-10).
36
CONCLUSION
For the foregoing reasons, the orders o f the District
Court remanding appellants’ cases should be vacated,
with directions to retain jurisdiction in these cases.
Respectfully submitted,
Carsie A. Hall
Jack H. Y oung
115% North Farish Street
Jackson, Mississippi 39201
Jack Greenberg
Melvyn Zarr
10 Columbus Circle
New York, N. Y. 10019
A nthony G. A msterdam
3400 Chestnut Street
Philadelphia, Pa. 19104
A nn Cooper
294 Washington Street
Boston, Massachusetts
Attorneys for Appellants
Certificate of Service
T his is to certiey that on October........... , 1964, I served
a copy of the foregoing Brief for Appellants upon Thomas
K. Holyfield, attorney for appellee, by mailing a copy
thereof to him, c /o Holyfield & Goldman, 925 Lamar Build
ing, Meridian, Mississippi by IT. S. mail, postage prepaid.
Attorney for Appellants
A P P E N D I X
la
Statutory Appendix
28 U. S. C. § 1443
§ 1443. Civil rights cases.
Any of the following civil actions or criminal prosecu
tions, commenced in a State court may be removed by the
defendant to the district court of the United States for the
district and division embracing the place wherein it is
pending:
(1) Against any person who is denied or cannot
enforce in the courts of such State a right under any
law providing for the equal civil rights of citizens of
the United States, or of all persons within the jurisdic
tion thereof;
(2) For any act under color of authority derived
from any law providing for equal rights, or for refus
ing to do any act on the ground that it would be in
consistent with such law.
28 U. S. C. § 1446
§ 1446. Procedure for removal.
(a) A defendant or defendants desiring to remove
any civil action or criminal prosecution from a State
court shall file in the district court of the United States
for the district and division within which such action
is pending a verified petition containing a short and
plain statement of the facts which entitle him or them
to removal together with a copy of all process, plead
ings and orders served upon him or them in such
action.
2a
(c) The petition for removal of a criminal prosecu
tion may be filed at any time before trial.
(e) Promptly after the filing of such petition and
bond the defendant or defendants shall give written
notice thereof to all adverse parties and shall file a
copy of the petition with the clerk of such State court,
which shall effect the removal and the State court shall
proceed no further unless and until the case is re
manded.
28 U. S. C. § 1447(d), as A mended by § 901 of the Civil
R ights A ct of 1964, 78 Stat. 241, 266
§ 1447. Procedure after removal generally.
(d) An order remanding a case to the State Court
from which it was removed is not reviewable on appeal
or otherwise, except that an order remanding a case to
the State court from which it was removed pursuant to
section 1443 of this title shall be reviewable by appeal
or otherwise.
Miss. Code A nn . 1942, R ec., § 2089.5 (1962 Supp.)
§ 2089.5. Disturbance of the public peace,
or the peace of others.
1. Any person who disturbs the public peace, or the
peace of others, by violent, or loud, or insulting, or
profane, or indecent, or offensive, or boisterous con
duct or language, or by intimidation, or seeking to
intimidate any other person or persons, or by conduct
either calculated to provoke a breach of the peace, or
by conduct which may lead to a breach of the peace,
or by any other act, shall be punished by a fine of not
more than five hundred dollars ($500.00), or by impris
onment in the county jail not more than six (6) months,
or both.. . .
3a
Code of Ordinances of the City of Meridian,
Sec. 3-1, Sec. 3-2
Sec. 3-1. Definitions.
(a) Advertising Matter. The term “ advertising mat
ter” as used in this chapter shall mean any written or
printed card, poster, circular, coupon, pamphlet or
folder intended for general distribution, except news
papers. (1949 Code, ch. 3, § 1).
Sec. 3-2. Distribution of Advertising Matter, Samples.
No person shall throw, scatter or distribute, or cause
to be thrown, scattered or distributed any advertising
matter or sample of merchandise upon any sidewalk,
street, lane, alley, public ground or other public place
or upon any private lot or porch within the corporate
limits of the City; provided that it shall not be unlaw
ful to distribute advertising matter or samples to pri
vate residences, offices or mercantile establishments if
the same are handed in at the door or securely fastened
to prevent it from being blown or scattered about.
(1949 Code, ch. 3, § 2).
agjgg)B 38