James v. Beaufort County Board of Education Joint Supplemental Brief for All Plaintiffs
Public Court Documents
August 28, 1972
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UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 72-1065 Nos. 71-2032 and 71-2033
NATHANIEL JAMES, et al., FRANK V. THOMPSON, et al..
Plaintiffs-Appellees, Plaintiffs-Appellants,
V. V.
THE BEAUFORT COUNTY BD. OF EDUC.,
Defendant-Appellant.
THE SCHOOL BD. OF THE CITY
OF NEWPORT NEWS, VA., et al..
Defendants-Appellees.
Nos. 71-1993 and 71-1994 No. 71-1774
MICHAEL COPELAND, et al.. CAROLYN BRADLEY, et al.,
Plaintiffs-Appellants, Plaintiffs-Appellees,
v. V.
SCHOOL BD. OF THE CITY OF
PORTSMOUTH, VA., et al..
THE SCHOOL BD. OF THE CITY OF
RICHMOND, VA., et al.,
Defendants-Appellees. Defendants-Appellants.
JOINT SUPPLEMENTAL BRIEF FOR ALL PLAINTIFFS
JACK GREENBERG
JAMES M. NABRIT, III
CHARLES STEPHEN RALSTON
NORMAN J. CHACHKIN
10 Columbus Circle
New York, New York 10019
ADAM STEIN
Chambers, Stein, Ferguson
& Lanning
157 E. Rosemary Street
Chapel Hill, North Carolina
Attorneys for All plaintiffs
J. LeVONNE CHAMBERS
Chambers, Stein, Ferguson
& Lanning
237 West Trade Street
Charlotte, North Carolina 28202
CONRAD 0. PEARSON
203*5 East Chapel Hill Street
Durham, North Carolina
Attorneys for Nathaniel James, et al.,
Plaintiffs-Appellees, 72-1065
(listing of attorneys continues on the following page)
S. W. TUCKER JAMES A. OVERTON
HENRY L. MARSH, III 623 Effingham Street
JAMES W. BENTON, JR. Portsmouth, Virginia 23704Hill, Tucker & Marsh
214 East Clay Street
Richmond, Virginia 23219
Attorneys for Michael Copeland, et al.,
Plaintiffs-Appellants, Nos. 71-1993, 71-1994
S.W. TUCKER PHILIP S. WALKER
HENRY L. MARSH, III 1715 25th Street
JAMES W. BENTON, JR. Newport News, Va. 23607
Hill, Tucker & Marsh
214 East Clay Street
Richmond, Virginia 23219
Attorneys for Frank V. Thompson, et al.,
Plaintiffs-Appellants, Nos. 71-2032, 71-2033
LOUIS R. LUCAS JAMES R. OLPHIN
525 Commerce Title Bldg. 214 East Clay Street
Memphis, Tennessee 38103 Richmond, Virginia 23219
M. RALPH PAGE
420 North First St.
Richmond, Virginia 23219
Attorneys for Carolyn Bradley, et al.,
Plaintiffs-Appellees, No. 71-1774
Page
ISSUES--------------------------------------------------------- ±
STATEMENT ----------------------------------------------------- 2
ARGUMENT------------------------------------------------------ --
I. LEGISLATIVE HISTORY OF § 7 1 8 --------------------------H
II. SECTION 718 MUST BE APPLIED TO PENDING
SCHOOL DESEGREGATION CASES -------------------------- 14
H I . SECTION 718 REQUIRES THE APPLICATION OF THE
"PRIVATE ATTORNEY-GENERAL" STANDARD OF
NEWMAN V. PIGGIE PARK ENTERPRISES TO THESE
c a s e s ----~---------------- ______ 21
IV. THESE PRINCIPLES REQUIRE HOLDINGS THAT COUNSEL
FEES BE ASSESSED IN EACH OF THE PRESENT CASES----- 25
CONCLUSION---------------------------------------------------- - -
CERTIFICATE OF SERVICE --------------------------------------- 28
TABLE OF CASES
Boomer v. Beaufort County Bd. of Ed., 294 F. Supp.
179 (E.D.N.C. 1968) ---------------------------------------- 3
Bradley v. School Board of Richmond, 345 F.2d 310
(4th Cir. 1965) ------------------------------------------- 4# 9
Bradley v. School Board of Richmond, 53 F.R.D. 28
(D.C. Va. 1971) ------------------------------------------ 4f 9
Brewer v. School Board of City of Norfolk, 456 F.2d 943
(4th Cir. 1972) -------------------------------------- 4 , 7, 10
Brown v. Gaston County Dyeing Machine Co., 457 F.2d
1377 (4th Cir. 1972) ------------------------------------- 3# 5
Buckner v. Goodyear Tire & Rubber Co., 339 F. Supp.
1108 (D.C. Ala. 1972 ) ------------------------------------- 5
Carpenter v. Wabash Railway Co., 309 U.S. 23 (1940) -------- 16
Citizens to Preserve Overton Park v. Volpe, 401 U.S.402 (1971) ----------------------------------------------- i6, 17
Clark v. American Marine Corp., 320 F. Supp. 709 (E.D.
La. 1970) aff'd, 437 F.2d 959 (5th Cir. 1971) ------------ 22
INDEX
11
Page
Glove v. Housing Authority of City of Bessemer, 444 F.2d
158 (5th Cir. 1971) ------------------------------------
Green v. County School Board of New Kent, 391 U.S. 430
(1968) ------------------------------------------------------
Greene v. McElroy, 360 U.S. 474 (1959) ----------------------
Greene v. United States, 376 U.S. 149 (1964)------------- 19,
Hall v. Beals, 396 U.S. 45, 48 (1969) -----------------------
Hall v. St. Helena parish School Board, 424 F.2d 320, 322
(5th Cir. 1970) ---------------------------------------------
Hamm v. City of Rock Hill, 379 U.S. 306 (1964) -------------
Johnson v. United States, 434 F.2d 340 (8th Cir. 1970)------
Lea v. Cone Mills Corp., 438 F.2d 86
(4th Cir. 1971) ---------------------------------- 5, 22, 23,
Lee v. Southern Home Sites Corp., 444 F.2d 143
(5th Cir. 1971) -------------------------------------------5,
6
19
20
16
16
17
16
24
22
Monroe v. Board of Commissioners, 244 F. Supp. 353
(W.D. Tenn. 1965) ------------------------------------------- 4
Newman v. Piggie Park Enterprises, Inc., 390 U.S. 400
(1968)---------------------------------------- 4, 21, 22, 24, 25
Robinson v. Lorillard corp., 444 F.2d 791 (4th Cir. 1971)--- 5
Sprague v. Ticonic National Bank, 307 U.S. 161 (1939)--------20
Swann v. charlotte-Mecklenberg Bd. of Ed., 402 U.S. 1
(1971) ----------------------------------------------------- - 7
Thorpe v. Housing Authority of Durham, 393 U.S. 268
(1969) -------------------------------------------15, 16, 18, 19
United States v. Board of Ed. of Baldwin Co., Ga.,
423 F.2d 1013 (5th Cir. 1970) ------------------------------ 16
United States v. Schooner Peggy, 5 U.S. (1 Cranch 103
(1801) ----------------------------------------- 15, 16, 18, 19
Vandenbark v. Owens-Illinois Glass Co., 311 U.S. 538
(1941) ------------------------------------------------------ 16
Ziffrin v. united States, 318 U.S. 73 (1943) ---------------- 16
STATUTES
42 U.S.C. § 1 9 8 1 ------------------------------------------------5
42 U.S.C. § 1982 ------------------------------------------------5
Title II, Civil Rights Act of 1964 --------------------------- 17
Title VII, Civil Rights Act of 1964 ----------------------- 5, 18
§ 204(b), Civil Rights Act of 1964 ----------------------- 21, 22
§ 706, Civil Rights Act of 1964 ---------------------- 5, 21, 22
S.659, Education Amendments of 1 9 7 1 -------------------------- 13
§ 718, Education Amendments of 1972 ---------------------- passim
S.1557, Emergency School Aid and Quality Integrated
Education Act of 1971, § 1 1 ----------------------- 11, 12, 18
§ 812, Fair Housing Act of 1968 ----------------------- 5, 21, 22
Fed. Rules Civ. Proc., 54(d) ---------------------------------- 20
OTHER AUTHORITIES
House and Senate Conference Report No. 798, 92d Cong.
2nd Sess. ------------------------------------------------- 13
117 Cong. Rec. (daily ed. April 21, 1971) ------------------ 12
117 Cong. Rec. (daily ed. April 22, 1971) ------ 13, 17, 23, 24
117 Cong. Rec. (daily ed. April 23, 1971) ----------- 13, 17, 23
117 Cong. Rec. (daily ed. April 26, 1971) -------------------- 13
Senate Rep. No. 92-61, 92d Cong., 1st Sess. ------------- 11, 12
Senate Rep. No. 92-604, 92d Cong., 2nd Sess. ----------------13
U.S. Code Congressional & Administrative News, 1972,
vol. 6 ----------------------------------------------13, 14, 17
Ill
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
No. 72-1065
NATHANIEL JAMES, et al.,
Plaintiffs-Appellees,
v.
THE BEAUFORT COUNTY BD. OF EDUC.,
Defendant-Appellant.
Nos. 71-1993 and 71-1994
MICHAEL COPELAND, et al.,
Plaintiffs-Appellants,
v.
SCHOOL BD. OF THE CITY OF
PORTSMOUTH, VA., et al.,
Defendants-Appellees.
Nos. 71-2032 and 71-2033
FRANK V. THOMPSON, et al.,
Plaintiffs-Appellants,
v.
THE SCHOOL BD. OF THE CITY
OF NEWPORT NEWS, VA., et al.,
Defendants-Appellees.
No. 71-1774
CAROLYN BRADLEY, et al.,
Plaintiffs-Appellees,
v.
THE SCHOOL BD. OF THE CITY OF
RICHMOND, VA., et al.,
Defendants-Appellants.
BRIEF FOR ALL PLAINTIFFS
ISSUES
On August 1, 1972, this Court entered an order requesting
further briefing in the above cases. The order said, in pertinent
part:
On June 23, 1972, the President signed
into law the Emergency School Aid Act.
Section 718 of this Act is directed to the
problem of attorneys1 fees in school
desegregation cases, a question involved in
each of the above cases. Since these cases
were all briefed and argued before the
enactment of § 718, the parties have not
had an opportunity to present fully their
views regarding the possible application
of this provision to their cases. Accord
ingly, the Court has decided to convene
en banc for the consideration of this issue
in’ each of these cases. The parties are
directed to file briefs, addressing this
question, giving specific consideration to
the legislative history of § 718, including
whether retroactive application was intended
by the congress and if so, to what extent.
This joint brief filed in behalf of the black plaintiffs in each
of these cases addresses the questions posed by the Court.
STATEMENT
These four cases arose out of claims by black persons that
school authorities were engaging in racial discrimination in
violation of the Fourteenth Amendment. In each case the plain
tiffs established constitutional violations and requested that
their recoverable costs include an award of reasonable counsel fees.
In James and Bradley the district court awarded fees and the
school officials appealed. The district court in Thompson also
awarded fees from which the defendants appealed. The plaintiffs
1/ The parties filing this brief are: Nathaniel James, et al.,
tlie plaintiffs-appellees in 72-1065? Michael Copeland, et al.,
the plaintiffs-appellants in 71-1993 and the plaintiffs-appellees
in 71-1994; Frank V. Thompson, et al., the plaintiffs-appellants
in 71-2032 and plaintiffs-appellees in 71-2033; and Carolyn Bradley,
et al., the plaintiffs-appellees in No. 71-1774.
2
inadequate
appealed also, challenging the /coverage of the award. in Copeland
the trial court declined to include fees as a part of costs and
the plaintiffs appealed.
A brief summary of the four cases follows.
James - No. 72-1065.
Suit was filed on April 18, 1969 by Nathaniel James, Roy
Simpson and the North Carolina Teachers Association against the
2/Beaufort County, North Carolina Board of Education. James,
a principal, and Simpson, a teacher, claimed that they had been
dismissed from their positions because of their race. The
North Carolina Teachers Association (NCTA) supported their claims
and further asserted that the Board had systematically decimated
the ranks of black educators following an order fully to desegregate
its school system for the 1968-69 school year.
The district court found in favor of James and the NCTA;
it found against Simpson. The court ordered that James be
reinstated with back pay and directed that remedial action be
2/ Plaintiffs brought suit under Title 42 U.S.C. § 1983 and
§ 1981. See Brown v. Gaston County Dyeinq Machine Co.. 457 F.2d
1377 (4th Cir. 1972). --- ------------
3/ Boomer v. Beaufort County Board of Education. 294 F. Supp.
179 (E.D.N.C. 1968); stay denied, F. Supp. (al55); stay
granted, ____ F.2d ____ (4th Cir. August 27, 1968") (al60) ; stay
vacated, ____ u.S. _____ (August 30, 1968) (per Mr. Justice Black)(al61); appeal withdrawn.
3
taken to counteract the discriminatory employment practices which
had resulted in the drastic reduction of black teachers and principals
immediately prior to the 1968-69 school year. The court also
directed that counsel fees be taxed as part of the costs to be
recovered by plaintiffs Simpson and the NCTA. The School Board
appealed from all portions of the orders of the district court.
The plaintiffs have previously urged affirmance of the
counsel fee award on the following grounds. First, fees should
be awarded to prevailing plaintiffs in cases involving racial
discrimination in public education because they act as private
attorneys general vindicating important national policy. Newman
v. Piggie Park Enterprises, Inc., 390 U.S. 400 (1968); Bradley v.
School Board of the City of Richmond, 53 F.R.D. 28 (D.C. Va. 1971).
Second, the record supports the court's award because of
"the School Board's unreasonable obdurate obstinacy." Bradley v.
The School Board of the City of Richmond. 345 F.2d 310 (4th Cir.
1965).
Third, fees were appropriately awarded because the trial
court found that the discrimination complained of was done in
violation of a previous court order. Monroe v. Board of
Commissioners, 244 F. Supp. 353 (W.D. Tenn. 1965).
Fourth, it was proper for the court to award fees because
plaintiffs had secured relief in the form of a "pecuniary benefit"
for themselves and other black educators. Brewer v. School Board of
the City of Norfolk, 456 F.2d 943 (4th Cir. 1972).
4
Finally, fees are required because plaintiffs were successful
in asserting claims of employment discrimination under 42 U.S.C.
§ 1981. Counsel fee standards for cases brought under Title VII
of the Civil Rights Act of 1964, § 706, 42 U.S.C. § 2000e-5k,
Lea v. Cone Mills Corp., 438 F.2d 86 (4th Cir. 1971), Robinson v.
Lorillard Corp., 444 F.2d 791 (4th Cir. 1971), apply fully to
employment discrimination cases brought under 42 U.S.C. § 1981.
Brown v. Gaston County Dyeing Machine Co.. 457 F.2d 1377 (4th Cir.
1972)* Buckner v. Goodyear Tire & Rubber Co.. 339 F. Supp. 1108
(D.C. Ala. 1972). Fee awards in employment discrimination cases
under § 1981 has resulted from a process of construing the old
statute, under which the courts are to fashion appropriate remedies
±/"interstitially" with the new (Title VII of the Civil Rights Act
of 1964) which contains fairly detailed remedial provisions.
Indeed, including counsel fees as a part of the remedy in teacher
discrimination cases, as was done by the court below, merely
anticipated congressional action because the 1972 amendments to
Title VII repealed provisions which had previously exempted
educational institutions and public employers from coverage.
Therefore, the fee award in this case must be affirmed on the
basis of the amendments to Title VII adopted during the pendency
of this appeal for all of the reasons we show that § 718 is now
fully applicable.
4/ The Fifth circuit has construed 42 U.S.C. § 1982 "intersti-
tially" with the counsel fee provision of the Fair Housing Act of
1968, § 812, 42 U.S.C. § 3612(c) requiring an award for prevailing
plaintiffs absent special circumstances. Lee v. Southern Home Sites
Corp. . 444 F.2d 143 (5th Cir. 1971). — -------------'-----
5
Copeland - Nos. 71-1993, 71-1994
Black children and their parents commenced this action in
April, 1965, seeking the elimination of racial discrimination in
the public schools of the city of Portsmouth, Virginia.
Ihe school authorities responded to the suit by adopting
a freedom of choice plan. Thereafter the plaintiffs objected to
freedom of choice as being inadequate to eliminate segregation.
Following Green v. The County School Board of New Kent County,
391 U.S. 430 (1968), the district court agreed that free choice
was insufficient and required a new plan. A zoning plan was then
approved by the court and again plaintiffs objected. During the
summer of 1971, after the Supreme Court's decision in Swann v.
Charlotte-Mecklenberg Board of Education, 402 U.S. 1 (1971),
further hearings were held which resulted in a rejection of the
neighborhood zoning plan then in effect and a new plan. These
appeals followed.
On August 2, 1972, this Court decided the issues relating
to the desegregation plan which had been approved by the court.
The court reserved decision of plaintiffs' claim that they should
have been awarded counsel fees. The court has decided that the
failure of the plan to provide for free transportation was improper;
that the plan should be amended to include a "majority to minority"
transfer provision; that further inquiry should be made by the
district court to determine whether tests used to assign children
to two formerly black schools which are used as special schools
are "relevant, reliable and free of discrimination"; that the failure
6
to allow plaintiffs' expert a fee was not clearly erroneous; and
that the basic provisions of the desegregation plan required by
the district court, to which the defendants objected, were clearly
warranted.
Ibe plaintiffs have previously urged that the district court
should have awarded fees because they had acted as "private
attorneys general," because of the School Board's obstinacy and
because they had sought and were entitled to a ruling that the
schoolchildren must be provided free transportation.
Since the August 2 decision holds that the plaintiffs were
entitled to an order requiring free transportation for pupils
assigned outside of their neighborhoods, plaintiffs are therefore
entitled to counsel fees. Brewer v. The School Board of the city
of Norfolk, supra .
Thompson - Nos. 71-2032, 71-2033
Suit was commenced in this school desegregation case on
July 23, 1970 seeking elimination of segregation in the public
schools operated by the School Board of the City of Newport News,
Virginia. The Board was then assigning students under a freedom
of choice plan. Proceedings in the case were stayed during the
pendency of Swann v. Charlotte-Mecklenberg Board of Education in
the Supreme Court. After that decision, hearings were held in
August, 1971, and a desegregation order was entered. The court
also awarded counsel fees to plaintiffs in the amount of $750.00,
limiting the award to cover counsel's services in connection with
a hearing on August 12, 1971.
7
The School Board appealed from the desegregation order and
the counsel fee award. Plaintiffs also appealed, objecting to the
plan because it left all first and second graders in segregated
neighborhood schools and contending that the fee award should have
covered plaintiffs' attorneys services for the entire case.
This Court decided all issues except for counsel fees in
an opinion filed on August 2, 1972. Defendants' appeals were
disallowed. With respect to the first and second grades, the
case was "remanded to the District Court to consider any
alternate plans that may be presented by the plaintiffs and
others and to determine whether, on the basis of specific
findings of fact, there is any practical or feasible alternative,
promising greater racial balance in these two grades, to the
neighborhood plan proposed by the school district, and, if there
is, to amend the desegregation plan accordingly."
As to plaintiffs' attorneys' fee claim, the Court said:
It would seem inappropriate, however, to
consider this claim until the District Court
has resolved the issues, which on remand, it
is hereby mandated to consider. In connection
with its final order on those issues, it may
make such allowances of attorney's fees as
it finds proper under the terms of Section
718, Higher Education Act of 1972.
Plaintiffs have urged that they are entitled to counsel fees
for all of the proceedings below because they acted as private
attorneys general and because the Board was obstinate in its
refusal to adopt a constitutional desegregation plan.
8
This is an appeal by the School Board of the City of Richmond,
Virginia, from an order entered by the district court on May 26,
1971 awarding the black plaintiffs counsel fees for the period of
school desegregation litigation from March, 1970 until February,
1971. The litigation for which fees were awarded involved the
Richmond, Virginia public schools; it did not involve any of the
litigation leading to the "metropolitan desegregation" order
which was reversed by this Court on June 5, 1972. (Nos. 72-1058,
1059, 1060, 1150.) The protracted and complex proceedings for which
fees were awarded are described in plaintiffs-appellees1 main brief.
Plaintiffs had renewed their request that counsel fees be
taxed as a part of their recoverable costs following the entry
of the order on April 5, 1971 directing the implementation of a
specific plan. Counsel fees were then separately considered by
the district court. The propriety of the award is the only matter
at issue in this appeal.
The court below held that fees should be awarded on two
grounds. It held that in school desegregation cases complete
relief requires such an award to prevailing private plaintiffs.
Bradley v. School Bd. of Richmond, 53 F.R.D. 28, 41 (E.D. Va.
1971). It also awarded fees in its traditional equitable discretion
because of the defendants1 resistance to constitutional mandates
during the course of the litigation. In January, 1972 plaintiffs
Bradley - No. 71-1774
9
filed a detailed brief in this Court urging affirmance of the order
on both grounds.
Following the initial argument, they filed a supplemental brief
referring to certain matters mentioned in argument but not pre
viously briefed and discussing the applicability of Brewer v.
School Board of the City of Norfolk, 456 F.2d 943 (4th Cir. 1972),
6/
which had been decided on the day of argument.
ARGUMENT
In summary, the position of the plaintiffs in these four
actions is: (1) § 718 of the Education Amendments of 1972, which
provides for the award of counsel fees to prevailing plaintiffs
1/
in school desegregation cases, must be applied to claims
for counsel fees at the appellate as well as the trial level; and
(2) § 718 enacts the "private attorney-general" standard applicable
in cases brought under Titles II and VII of the Civil Rights Act
6/ Brewer is also discussed in the plaintiffs' main briefs in
Copeland and Thompson.
7/ Section 718 states:
SEC. 718. Upon the entry of a final order by
a court of the United States against a local educa
tional agency, a State (or any agency thereof), or the
United States (or any agency thereof), for failure to
comply with any provision of this title or for
discrimination on the basis of race, color, or national
origin in violation of title VI of the Civil Rights Act
of 1964, or the fourteenth amendment to the Constitution
of the United States as they pertain to elementary and
secondary education, the court, in its discretion, upon
a finding that the proceedings were necessary to bring
about compliance, may allow the prevailing party, other
than the United States, a reasonable attorney's fee as
part of the costs.
10
of 1964 and Title VIII of the Housing Act of 1968. Therefore, this
Court should decide the issue of counsel fees in these cases by
reference to § 718, and affirm the awards in Nos. 72-1065 and 71-
1774, and reverse the denial in Nos. 71-1993 and 71-1994. In Nos.
71-2032, 71-2033, the partial award should be affirmed and the
case remanded for award of the full counsel fees requested.
Before discussing the reasons why § 718 is applicable to
the present cases, however, we will first set out in some detail
the history of the enactment of the section.
I
LEGISLATIVE HISTORY OF § 718
The provision for attorneys' fees in school desegregation
cases was first introduced in the Senate as § 11 of the Emergency
School Aid and Quality Integrated Education Act of 1971, S. 1557.
The bill was reported to the Senate floor in April of 1971, and
§ 11 was described in the report of the Senate Committee on Labor
and Public Welfare. Sen. Rep. No. 92-61, 92d Cong., 1st Sess.
The report, while not setting out the precise text of § 11, describes
it fully. Its provisions were substantially the same as those of
§ 718 as it finally passed, with two important exceptions.
First, payment of attorneys' fees in school cases was to be
made by the United States from a special fund established by the
Act. Second, the section provided that "reasonable counsel fees,
and costs not otherwise reimbursed for services rendered, and
costs incurred, after the date of enactment of the Act" were to be
11
awarded to a prevailing plaintiff. It should be noted that the
quoted language was omitted from § 718.
On April 21, 1971 Senator Dominick of Colorado introduced
an amendment to delete § 11 in its entirety from the bill. The
basis for the deletion was that it was not proper that the United
States should bear the costs of attorneys1 fees but rather that
such costs should be imposed on the school boards responsible for
the maintenance of unconstitutionally segregated school systems.
Senator Dominick's amendment passed. 117 Cong. Rec. S.5324-31
(daily ed. April 21, 1971).
On the next day. Senator Cook of Kentucky, who was also
opposed to § 11, introduced a new amendment identical to the
8/
8/ The description of § 11 in the Senate report is as follows:
This section states that upon the entry of a
final order by a court of the United States against
a local educational agency, a State (or any agency
thereof), or the Department of Health, Education,
and Welfare, for failure to comply with any provision
of the Act or of title I of the Elementary and
Secondary Education Act of 1965, or for discrimination
on the basis of race, color, or national origin in
violation of title VI of the Civil Rights Act of 1964
or of the Fourteenth Article of amendment to the
Constitution of the United States as they pertain to
elementary and secondary education, such court shall,
upon a finding that the proceedings were necessary to
bring about compliance, award, from funds reserved
pursuant to section 3(b)(3), reasonable counsel fees,
and costs not otherwise reimbursed for services
rendered, and costs incurred, after the date of
enactment of the Act to the party obtaining such
order. In any case in which a party asserts a right
to be awarded fees and costs under section 11, the
United States shall be a party with respect to the
appropriateness of such award and the reasonableness
of counsel fees. The Commissioner is directed to
transfer all funds reserved pursuant to section 3 (b)
(3) to the Administration Office of the United States
Courts for the purpose of making payments of fees
awarded pursuant to section 11.
Senate Report No. 92-61, 92d Cong., 1st Sess., pp. 55-56.
12
present § 718, and after two days of debate that amendment was
passed. 117 Cong. Rec. S.5483-92 (daily ed. April 22, 1971) and
S.5534-39 (daily ed. April 23, 1971). The section as passed
became § 16 of S.1557, and S.1557 as a whole was passed on April 26,
1971, without any further debate of the attorneys' fees provision.
117 Cong. Rec. S.5742-47 (daily ed. April 26, 1971).
Subsequently, on August 6, 1971, the Senate passed a related
statute, S.659, the Education Amendments of 1971. See, U.S. Code2/Congressional and Administrative News, 1972, vol. 6, p. 2333.
Both Senate bills were then sent to the House. On November 5, 1971,
the House, in considering a parallel measure, H.R.7248, amended S.659.
The House struck everything after the enactment clause of the
Senate bill and substituted a new text based substantially on the
House bill and in effect combining provisions of S.1557 and S.659.
Ibid. In so amending the Senate bill the House omitted the attorneys1
10/
fees provision (Id., at 2406) without debate.
The amended Senate bill was then returned to the Senate with
request for a conference, which request was referred to the Senate
Committee on Labor and Public Welfare. However, the Committee,
instead of acceding to the request for a conference, reported
S.659 back to the Senate floor with amendments to the House
substitute. Those amendments re-included the counsel fee provision
of S.1557 in exactly the same form as it had originally passed the
9/ Sen. Rep. No. 92-604, 92d Cong., 2nd Sess., Report of the
Senate Committee on Labor and Public Welfare on the Message of the
House on S.659.
10/ Conference Report No. 798, 92d Cong., 2nd Sess.
13
Senate in April. Id. at 2333 and 2406. On March 1, 1972, the
Senate passed S.659 as reported to it by the Committee, and this
amended bill was then sent to conference. The Senate-House conference
made further amendments and reported the bill to both houses with
the continued inclusion of the attorneys' fees provision exactly
as passed by the Senate. Id. at 2406. The provision was now
§ 718 of the Education Amendments of 1972. The conference bill
was passed with no further debate on § 718 by the Senate on May 24,
1972 and by the House on June 8, 1972 (Id. at 2200), and was signed
into law by the President on June 23.
Thus, the only debate concerning § 718 that our research
has disclosed occurred in connection with its original passage
by the Senate in April of 1971. As noted above, there was no
debate in the House concerning its deletion when the House amended
S.659 and there was no further debate in the Senate or the House
with regard to the passage of the conference bill.
II
SECTION 718 MUST BE APPLIED TO
PENDING SCHOOL DESEGREGATION
CASES.
In its order of August 1, 1972, this Court refers at one
point to possible "retroactive application" of § 718. We will
discuss, infra, the extent to which the legislative history of
§ 718 casts light on the intention of Congress as to this matter.
Initially, however, we respectfully urge that in these cases, at
least, the issue posed by § 718 is not retroactivity in the technical
sense.
14
That is, the issue in these cases is whether, in deciding what
is the governing legal standard with regard to the award of attorneys'
fees in school desegregation cases, this Court should apply § 718
to orders that were entered by district courts prior to the enactment
of the section and which are presently on appeal. Plaintiffs'
contention is that these cases are clearly controlled by "the
general rule . . . that an appellate court must apply the law in
effect at the time it renders its decision." Thorpe v. Housing
Authority of Durham. 393 U.S. 268, 281 (1969). That is, where an
issue is before an appellate court concerning the propriety of a
lower court's decision, and there has been an intervening modi
fication of the substantive rule of law relating to the issue,
that modification is to govern whether "the change was constitutional,
10a/
statutory, or judicial." 393 U.S. at 282.
This rule has been applied in cases where the change in law
modifies the substantive rights of the parties so as either to
create or to destroy rights of recovery. Thus, in the leading case
in the area, United States v. Schooner Peggy. 5 U.S. (1 Cranch)
103 (1801), the question was who was entitled to possession of
a French merchant vessel seized as a prize. At the time of seizure
and the decision of the lower court the law was in favor of the
captor of the vessel. While a writ of error was pending in the
Supreme Court, however, a treaty was entered into which established
10a/ Retroactivity, as such, would only be an issue in a school case
that had been finally disposed of with a prior disposition of a claim
for attorneys' fees. Whether § 718 would apply in such a case is a
question that need not be reached in these cases.
15
the contrary result. The Court held, in language quoted in Thorpe:
[I]f subsequent to the judgment and before
the decision of the appellate court, a law
intervenes and positively changes the rule
which governs, the law must be obeyed. . . .
If the law be constitutional . . . I know of
no court which can contest its obligation.
5 U.S. (1 Cranch) at 110.
Similarly, in carpenter v. Wabash Railway Co., 309 U.S. 23
(1940) (also cited in Thorpe), pending disposition of a petition
for writ of certiorari, Congress modified the bankruptcy laws to
give equity receiverships in railroad corporations a preferred
status not theretofore enjoyed. The Court applied the statute, even
though it substantially modified the legal rights of creditors,
and reversed the lower court. See also, vandenbark v. Owens-Illinois
Glass Co., 311 U.S. 538 (1941) (intervening decision of state
court in diversity case creating new cause of action applied on
appeal from dismissal of case); ziffrin v. United States, 318 U.S.
73, 78 (1943); Hall v. Beals, 396 U.S. 45, 48 (1969) ("we review
the judgment below in light of the Colorado statute as it now stands,
11/not as it once did").
Thorpe further establishes that a stated intent by Congress
that § 718 apply to pending cases is not necessary. In Thorpe,
no such intent was expressed in the administrative regulation
11/ And see, united States v. Board of Education of Baldwin Co., Ga.,
423 F .2d 1013,1014 (5tVTcTr. 1970); Hall v. St. Helena parTsTTSchool
Board, 424 F.2d 320, 322 (5th Cir. 1970); Citizens To Preserve
Overton Park v. Volpe, 401 U.S. 402, 418-4T5 (1971); Johnson v.
United States, 434 F.2d 340, 343 (8th Cir. 1970); and Glove v.
Housing Authority of City of Bessemer, Ala., 444 F.2d T5§ [5th Cir.
1971).
16
involved, and the Court in no way intimated that such an expression
12/
was required. Indeed, its description of its holding as "the
general rule," strongly indicates that the contrary is required;
that is, if a new statute is not to apply to pending cases it must
affirmatively appear that such was the intent of Congress. And it
is clear that that is the rule in the case of legislation that
alters the law as to the criminality of conduct. Thus, in Hamm v.
City of Rock Hill, 379 U.S. 306 (1964), the Court held that the
passage of Title II of the Civil Rights Act of 1964 made non
criminal acts that were trespass under state law in the absence of
an expression of Congressional intent to the contrary.
Turning to the legislative history of § 718, the conclusion
is inescapable that not only is there no evidence of Congressional
intent that it not apply to pending cases, but that the contrary
inference must be drawn. Neither the text of § 718 itself nor the
explanatory note of the conference committee report (U.S. Code and
Adm. News, 1972, vol. 6, p. 2406) contains any language dealing
with the issue. As noted above in part I, the section was debated
only in the Senate in April, 1971; similarly, in that debate, there
was no discussion at all of § 718’s application to pending cases,
let alone any indicating an intention that it not be so applied.
117 Cong. Rec. S.5483-92 (daily ed. April 22, 1971) and S.5534-39
(daily ed. April 23, 1971).
12/ See, Citizens to Preserve Overton Park v. Volpe, 401 U.S. 402,
418-20 (1971), where the Court accepts petitioners' contention that
a new regulation applies to pending cases even in the absence of any
intention of a retrospective effect.
17
Indeed, the only indication as to Congress' intent in this
matter arises from the fact that § 11, the original attorneys' fee
provision as reported to the Senate as part of S.1557, did expressly
provide that it would apply only to "services rendered" after the
date of enactment of the Act (see n. 8, supra, and accompanying
13/
text). Section 11 was rejected by the Senate, however, and
what is now § 718 was enacted two days later with the language of
limitation deleted. it is clear from this that the Senate was aware
of the applicability question and chose not to include language
demonstrating an intent that § 718 should not apply with regard to
14/legal services performed prior to the Act's passage. Thus, the
only possible inference that may be drawn from the legislative
history is that the provision was meant to govern in all non-final
attorneys' fee cases in accordance with the general rule stated
in Thorpe.
We recognize, of course, that Thorpe indicates that there are
certain exceptions to the rule. None of these exceptions are
applicable in these cases, however. First, the Schooner Peggy case
states:
It is true that in mere private cases between
individuals, a court will and ought to struggle
hard against a construction which will, by a
retrospective operation, affect the rights of
parties. . . . 5 U.S. (1 Cranch) at 110, quoted
at 393 U.S. 268, 282.
13/ The language of § 11, it may be noted, indicates that it was to
apply in cases filed before the Act's passage, but only to work done
after that date.
14/ in contrast, see Title VII of the Civil Rights Act of 1964, 42
U.S.C. §§ 2000e-l, 2000e-16, where Congress made it clear as to the
prospective effective dates of a statute. Section 2(c)(1) and (3)
18
These cases, of course, are not "private," but on the contrary
are, in the language of Chief Justice Marshall, "great national
concerns," and therefore:
[T]he court must decide according to existing
laws, and if it be necessary to set aside a
judgment, rightful when rendered, but which
cannot be affirmed but in violation of law,
the judgment must be set aside. Ibid.
Indeed, the present cases are precisely the same as Thorpe.
That is, they are between individuals and governmental agencies,
and their purpose is to vindicate important constitutional rights.
Therefore, "the general rule is particularly applicable here."
393 U.S. at 282.
The second class of exceptions to the general rule mentioned
15/
in Thorpe is where it is necessary to prevent "manifest injustice."
The Court referred specifically to Greene v. United States, 376 U.S.
149 (1964), which was relied upon by the North Carolina Supreme
Court in holding that the administrative regulation did not apply
to the eviction of Mrs. Thorpe (271 N.C. 468, 157 S.E.2d 147
(1967)).
14/ (cont.)
of the Education Amendments of 1972 merely specifies that the Act
shall be effective as of June 30, 1972 or July 1, 1972, the end of
the fiscal year 1972, rather than on the date the President signed
the bill. It in no way speaks to the application of the Act's
provisions to litigation pending on that effective date.
15/ If anything, in these cases, the application cf § 718 will
serve the cause of justice by reimbursing the private black plaintiffs
for taking on the task of correcting deprivations of constitutional
rights to the benefit of all society.
19
Greene, as explained in Thorpe, is clearly not applicable to
these cases. There, the Supreme Court had handed down, in a prior
case (Greene v. McElroy. 360 U.S. 474 (1959)), an order finally
disposing of the substantive issues. in 1959 Greene filed a claim
for damages with the government, and when it was denied, filed
suit. The government argued that the right to recover should be
governed by a 1960 regulation that set up a new bar to his recovery.
The Supreme Court rejected this argument, holding that this would
indeed be the retroactive overruling of a case finally disposed of,
and hence not permissible.
None of the present cases, of course, present such a situation
since, as pointed out above, they all involve appeals from lower
court orders in cases which have not as yet been finally disposed
16/of.
15/ In a school desegregation case that has been finally terminated,
whether attorneys' fees may still be obtained could be decided by
reference to the ordinary rules as to the time limitations as to
when costs must be applied for. Thus, although F.R.C.P. 54(d)
does not contain specific time limitations, many district courts
have rules requiring that costs be requested within a reasonable
time or "as soon as possible" after judgment. See, e_.£., Rule 11(c),
E.D. North Carolina. For a discussion of when it is appropriate
to seek attorneys' fees, see, Spraque v. Ticonic National Bank,
307 U.S. 161 (1939). ----------------------
20
Therefor©, for ell of the above reasons, the general rule enunciated
in Thorpe applies and these cases should be decided on the basis of
the legal standard established by § 718.
Ill
SECTION 718 REQUIRES THE APPLICATION OF
THE "PRIVATE ATTORNEY-GENERAL" STANDARD
OF NEWMAN v. PIGGIE PARK ENTERPRISES TO
THESE CASES. ~~
Once it has been decided that § 718 applies to these cases,
there can be no question but that it imposes the same standard
with regard to the award of attorneys' fees as do § 204(b) of
Title II and § 706 (k) of Title VII of the Civil Rights Act of 1964
and § 812(c) of Title VIII of the Civil Rights Act of 1968. That
is, the standard is that established by the Supreme Court in Newman
v. Piggie Park Enterprises, 390 U.S. 400 (1968).
In Newman the Court held that Title II mandated the award of
attorneys' fees to a prevailing plaintiff "unless special circum
stances would render such an award unjust." 390 U.S. at 402. Thus,
ordinarily a fee must be awarded, and the burden is on the losing
defendant to show why one should not be. The reason is that
plaintiffs seeking the desegregation of public accommodations
cannot recover damages, and:
If he obtains an injunction, he does so not for
himself alone but also as a "private attorney
general," vindicating a policy that Congress
considered of the highest priority. ibid.
Otherwise, private parties would be discouraged from advancing the
public interest by going to court. Therefore, the Court specifically
21
rejected any requirement that the defendants acted in bad faith
or were obdurate or obstinate. Subsequently, lower courts have
applied the same standard in cases arising under the attorneys'
fee provision of Title VII. See, e_.c[_., Lea v. Cone Mills Corp.,
438 F.2d 86 (4th Cir. 1971); Clark v. American Marine Corp., 320
F. Supp. 709 (E.D. La. 1970), aff'd, 437 F.2d 959 (5th Cir. 1971).
And see, Lee v. Southern Home Sites Corp., 444 F.2d 143 (5th Cir.
1971).
We urge that § 718 enacts the Newman standard for school
desegregation cases for the following reasons;
1. The relevant language, with two exceptions that will be
discussed below, of § 718 is the same as that of Title II, Title VII,
and Title VIII. Thus:
Title II, § 204(b). In any action. . .
the court, in its discretion, may allow the
prevailing party . . . a reasonable attorney's
fee as part of the costs. . . .
Title VII, § 706(k). In any action . . .
the court, in its discretion, may allow the
prevailing party, . . . a reasonable attorney's
fee as part of the costs . . . .
Title VIII, § 812(c). The court may . . .
award . . . court costs and reasonable attorneys
fees in the case of a prevailing plaintiff . . .
Section 718. Upon the entry of a final
order by a court . . . the Court, in its
discretion, upon a finding that the pro
ceedings were necessary to bring about
compliance, may allow the prevailing party
. . . a reasonable attorney's fee as part of
the costs.
Thus, these cases are governed by the general rule that legislative
use of language previously construed by the courts implies an
adoption of that judicial construction unless a contrary intention
22
overwhelmingly appears. See, e_.c£., Armstrong Paint & Varnish Works
v. Nu-Enamel Corp., 305 U.S. 315, 332 (1938).
2 . It is absolutely clear from the legislative history that
Congress intended that § 718 mean exactly the same as Titles II,
VII, and VIII. Thus, Senator Cook, who introduced the provision
and was its main sponsor, on no fewer than three occasions so
stated, and even read into the record the texts of those sections
to underscore his point. 117 Cong. Record, S.5484, 5490 (daily ed.
17/
April 22, 1971), 117 Cong. Record S.5537 (daily ed. April 23,
1971).
3. Finally, it is clear that § 718 fulfills the same purpose
as do the counsel fee provisions in the earlier acts. Just as in
Newman, plaintiffs act as "private attorneys-general" to vindicate
and advance broad public policy. And, just as this Court held as
to the Title VII attorneys' fee provision in Lea v. cone Mills,
supra, there is no reason not to conclude that precisely the
18/
same standard now applies in school cases.
17/ Thus:
This amendment is very simple. This amendment
conforms with the language of the Civil Rights
Act of 1964, it complies with Title VII of the
Equal Employment Opportunities Act, and it
complies with the civil Rights Act of 1968.
Id. at 5490.
18/ It may be noted, in reference to No. 72-1065, the James case,
that this conclusion is further buttressed by the fact that teacher
dismissal cases now may be brought under Title VII as amended in
1972. Such an action would be governed by the Title VII attorneys'
fee provision and hence by Newman and Lea.
23
As noted above, however, there are two differences of signi
ficance in the text of § 718 as compared to the earlier statutes.
First, it refers to the entry of a "final order" as the time at
which attorneys' fees and costs may be taxed. It is clear that
this does not mean the final termination of the litigation, but
19/
upon the entry of a realistic, appealable order and the expiration
of appeal time or the exhaustion of appeals (see, the Remarks
of Sen. Cook at 117 Cong. Rec. S.5490 (daily ed. April 22, 1971).
Second, and more significant, is the language that an award
may be made "upon a finding that the proceedings were necessary
to bring about compliance" [with the Fourteenth Amendment]. A
considerable portion of the debate in the Senate deals with this
language, and it is clear that it is intended to protect against
two abuses, the champertous filing of unnecessary lawsuits simply
to get a fee when a school board is in fact going to comply with
the law, and the unnecessary protraction of litigation to trial
and judgment when a school board has made a bona fide and adequate
offer of settlement. See, 117 Cong. Rec. S.5485 (daily ed. April 22,
1971) (colloquy between Senators Javits and Cook), Id. at S.5490-91).
Thus, the language was in no way intended to modify the substantive
rule of Newman; i_.e_., if a plaintiff does prevail and a court
enters an order requiring compliance with the Constitution, he
must be awarded attorneys' fees except in unusual circumstances.
To summarize, we urge that the result in these cases should
be the same as in Lea v. cone Mills, supra, viz., just as in the
19/ Totally or substantially achieving "compliance ... with the
fourteenth amendment." See Green v. County School Board of New Kent
County, supra. See also, Thompson as quoted page 8, supra. Of course,
the litigation would not be terminated until a reasonable period for
monitoring had expired.
24
case of the counsel fee provision of Title VII, § 718 must be
20/
given the interpretation and effect mandated by Newman.
IV
THESE PRINCIPLES REQUIRE HOLDINGS THAT
COUNSEL FEES BE ASSESSED IN EACH OF THE
PRESENT CASES.
Only a brief discussion is required to show that in each of
the cases before the Court § 718 requires the award of counsel fees.
As to all of them, the general Newman standard was met. Plaintiffs
prevailed in each, either at trial or on appeal, and the lower
court entered appropriate orders. Thus, the "private attorneys-
general" role was fulfilled, and attorneys' fees are mandated.
On the other hand, there is nothing in the record of any of these
cases to support the conclusion that there are any special circum
stances present that would militate against the award.
With regard to the specific requirement of § 718, that the
order was necessary for compliance, a case-by-case analysis also
demonstrates that awards are required.
1. James - No. 72-1065
Plaintiff James was demoted by the defendant school
board in violation, as the lower court found, of a previous court
order. Such a demotion and refusal to reappoint clearly necessitated
20/ Thus, it is clear from both the language and legislative
hTstory of § 718, together with the extension of Title VII to public
employment, that Congress has rejected any notion that there is
somehow an impropriety in assessing attorneys' fees against public
agencies.
25
a court proceeding. That the order reinstating James was necessary
is conclusively demonstrated by the board's appeal of it; obviously
the defendant has no intention of complying with the Fourteenth
Amendment unless so ordered by a court.
2. Copeland - Nos. 71-1993, 71-1994
In this case, this Court, by its order of August 2, has already
held that plaintiffs are entitled to certain orders by the district
court. Thus, it affirmed the entry of the order appealed from by
the appellant school board as "clearly warranted" and sent the case
back down with instructions to enter a further order. From this,
it is clear that not only the proceeding but the entry of the orders
involved were necessary to achieve compliance.
3. Thompson - Nos. 71-2032, 71-2033
Again, the school board defendant has appealed and urged that
the order of the district court was unwarranted. This Court, in
its order of August 2, however, rejected that argument and held
that the "objections of the school district are without merit."
This affirmance of the district court's action clearly establishes
here also that both the proceeding and the court's order were
necessary.
4. Bradley - No. 71-1774
Here, the only issue on appeal is a counsel fee award. In
essence, the court below has already made the finding required by
§ 718 by its holding that the school board resisted constitutional
mandates, hence necessitating both the proceeding and the order of
April 5, 1971, that resulted therefrom.
26
In conclusion, two observations can be made about the appli
cation of the "necessary proceeding" clause in these cases.
Clearly, the first concern of Congress is met in all of them;
since at the time the proceedings were commenced there was no
clear entitlement to counsel fees, they could not have been brought
for the purpose of obtaining them. As to the second concern, there
is no basis for concluding that the school boards involved were
ever willing voluntarily to comply with constitutional mandates.
No offers of adequate settlement were made, and the relief sought
was resisted in the court below in every instance.
CONCLUSION
For the foregoing reasons, the awards of counsel fees in
Nos. 71-1774, 71-1065, and 71-2032, 71-2033, should be affirmed,
and the denials of fees in Nos. 71-2032, 71-2033 and 71-1993,
71-1994 should be reversed and the cases remanded.
Respectfully submitted,
■ / *■
JACK GREENBERG
JAMES M. NABRIT, III
CHARLES STEPHEN RALSTON
NORMAN J. CHACHKIN
10 Columbus Circle
New York, New York 10019
ADAM STEIN
Chambers, Stein, Ferguson &
Lanning
157 E. Rosemary Street
Chapel Hill, North Carolina
Attorneys for All Plaintiffs
27
J. LeVONNE CHAMBERS CONRAD O. PEARSON
Chambers, Stein, Ferguson 203^ East Chapel Hill St.
& Lanning Durham, North Carolina237 West Trade Street
Charlotte, North Carolina 28202
Attorneys for Nathaniel James, et al.,
Plaintiffs-Appellees, 72-1065
S.W. TUCKER JAMES A. OVERTON
HENRY L. MARSH, III 623 Effingham Street
JAMES W. BENTON, JR. Portsmouth, Virginia 23704
Hill, Tucker & Marsh
214 East Clay Street
Richmond, Virginia 23219
Attorneys for Michael Copeland, et al.,
Plaintiffs-Appellants, Nos. 71-1993, 71-1994
S.W. TUCKER
HENRY L. MARSH, III
JAMES W. BENTON, JR.
Hill, Tucker & Marsh
214 East Clay Street
Richmond, Virginia 23219
PHILIP S. WALKER
1715 25th Street
Newport News, Va. 23607
Attorneys for Frank V. Thompson, et al..
Plaintiffs-Appellants, Nos. 71-2032, 71-2033
LOUIS R. LUCAS JAMES R. OLPHIN
525 Commerce Title Bldg. 214 East Clay Street
Memphis, Tennessee 38103 Richmond, Virginia 23219
W. RALPH PAIGE
420 North First St.
Richmond, Virginia 23219
Attorneys for Carolyn Bradley, et al.,
Plaintiffs-Appellees, No. 71-1774
28
Certificate of Service
I hereby certify that on this 26th day of August, 1972,
I served a copy of the foregoing Joint Supplemental Brief for All
Plaintiffs on counsel for defendants by depositing the same in
the United States mail, air mail postage prepaid, addressed as
follows:
Mssrs. McMullan, Knott and Carter
Beaufort County Bd. of Education
P.0. Box 1148
Washington, North Carolina 27889
Attorneys for Defendant-Appellant in No. 72-1065
Mr. Michael A. Korb, Jr.
224 Pembroke One Building
281 Independence Boulevard
Virginia Beach, va. 23462
Counsel for Defendants-Appellees in Nos.
71-1993, 71-1994
Mr. Robert V. Beale
Bateman, West & Beale
11048 Warwick Boulevard
Newport News, Va. 23601
Mr. P. A. Yeapanis
118 Main Street
Newport News, Va. 23601
Counsel for Defendants-Appellees in
Nos. 71-2032, 71-2033
Mr. George B . Little
Browder, Russell, Little & Morris
1510 Ross Building
Richmond, Va. 23219
Counsel for Defendants-Appellants in No. 71-1774.
29