Hale v. Crawford Record and Briefs
Public Court Documents
January 1, 1932 - January 1, 1935
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Brief Collection, LDF Court Filings. Hale v. Crawford Record and Briefs, 1932. 7f943d4d-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/e398aac2-900e-460c-8e6b-c0261e02ca80/hale-v-crawford-record-and-briefs. Accessed November 03, 2025.
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C
O
HA i CRAWFORD
LAYTOt'3 & CRAUTHEP;
V. KANSAS
a— W
RECORD
AND
BRIEF?
O C T O B E R T E R M , 1 9 3 2 .
UNITED STATES CIRCUIT COURT OF APPEALS
FOR THE FIRST CIRCUIT.
No. 2824.
FRANK G. HALE, Lieutenant Detective,
Massachusetts State Police,
RESPONDENT, APPELLANT,
V.
GEORGE CRAWFORD,
PETITIONER, a p p e l l e e .
APPEAL FROM THE DISTRICT COURT OF THE UNITED STATES
FOR THE DISTRICT OF MASSACHUSETTS,
FROM DECREE (LOWELL, J.), MAY 2, 1933.
T R A N SC R IP T OF RECORD.
JOSEPH E. WARNER,
Attorney General, Massachusetts,
S. D. BACIGALUPO,
Assistant Attorney General, Massachusetts,
GEORGE B. LOURIE,
Assistant Attorney General, Massachusetts,
JOHN GALLEHER,
District Attorney, Loudoun County, V irginia,
for Appellant.
J. WESTON ALLEN,
BUTLER R. WILSON,
for Appellee.
UNITED STATES CIRCUIT COURT OF APPEALS
FOR THE FIRST CIRCUIT.
O C T O B E R T E R M , 1 9 3 2 .
No. 2824.
FRANK G. HALE, Lieutenant Detective,
M assachusetts State Police,
RESPONDENT, APPELLANT,
V.
GEORGE CRAWFORD,
PETITIONER, APPELLEE.
APPEAL FROM THE DISTRICT COURT OF THE UNITED STATES
FOR THE DISTRICT OF MASSACHUSETTS,
FROM DECREE (LOWELL, J.), MAY 2, 1933.
T R A N SC R IPT OF RECORD.
JOSEPH E. WARNER.
Attorney General, Massachusetts,
S. D. BACIGALUPO,
Assistant Attorney General, Massachusetts,
GEORGE B. LOURIE,
Assistant Attorney General, Massachusetts,
JOHN GALLEHER,
D istrict Attorney, Loudoun County, V irginia,
for Appellant.
J. WESTON ALLEN,
BUTLER R. WILSON,
for Appellee.
TABLE OF CONTENTS.
I’AOK
Court (Circuit Court of Appeals) and Title of C a s e ............................................... 1
T ra n sc r ip t of R ecord of D is t r ic t C o u r t :
Title of Case in District C o u r t .............................................. 1
Motion to Amend and Amended Petition for Writ of Habeas Corpus . 1
Warrant to A r r e s t ............................................................................................. 7
Marshal’s Return on Summons 8
Writ of Habeas Corpus issued . . . . . . . . 9
Answer and Return of R e s p o n d e n t ................................................................. 9
Return on Warrant issued Feb. 17, 1933 10
Writ of Habeas Corpus and Officer’s Return of Service . . . 11
Agreement of C o u n s e l ........................................................................................... 12
Population Statistics, e t c . ......................................................................... 18
Lists of qualified Taxpayers, e tc...................................................................... 24
H e a r i n g .......................................................................................................................25
Finding of the District C o u r t ..................................................................................25
Order of C o u r t ............................................................................................................. 26
Petition for Appeal and Allowance t h e r e o f .......................................................26
Exhibit A,—Requisition ............................................................................................ 27
B,—W a r r a n t ....................................................................................... 7,33
Petition for A p p e a l .................................................................................................... 34
Assignment of E r r o r s ........................................................................................... 34
P r a e c i p e .......................................................................................................................35
Citation i s s u e d ............................................................................................................. 36
Certificate of Clerk of District Court . . . . . . 36
IJNilED STATES CIRCUIT COURT OF APPEALS
FOR THE FIRST CIRCUIT.
O C T O B E R T E R M , 1 9 3 2 .
No. 2824.
FRANK G. HALE, Lieutenant Detective, Massachusetts
State Police,
RESPONDENT, APPELLANT,
V.
GEORGE CRAWFORD,
PETITIONER, APPELLEE.
TRANSCRIPT OF RECORD OF DISTRICT COURT.
No. 4962, C iv il D o c k e t ,
GEORGE CRAAVFORD, P e t it io n e e fo b W r it of H abeas C o r p u s ,
v.
FRANK G. HALE, L ie u t . D e t e c t iv e , M a ssa c h u se tts S t a t e P o l ic e ,
R e s p o n d e n t .
A petition for writ of habeas corpus was filed in the clerk’s office
on the eighteenth day of February, A. D. 1933, and was duly entered
at the December Term of this court, A. D. 1932.
Said petition for writ of habeas corpus was subsequently amended
by a motion to amend filed and allowed by the court, and as amended
is as follows:
MOTION OF PETITIONER TO AMEND PETITION
A N D
AMENDED PETITION FOR WRIT OF HABEAS CORPUS.
[Filed and Allowed April 5, 1933.]
To the Honorable Judges of the District Court of the United Stales
within and for the District of Massachusetts :
And now comes George Crawford, in his own proper person, and
2 Transcript of Record of District Court.
moves to amend his petition by inserting after the second para
graph the following matter, viz.:
The petitioner says that he was born twenty-eight years ago in
Augusta, Georgia, lived in Virginia from 1918 to September 1931,
since which latter time he has resided continuously in Boston, Mass
achusetts ; that he is not the person alleged to have committed the
crime set forth in the demand for his rendition; that since January
12, 1933, he has been confined in the Suffolk County jail under
bail of $25,000 which it is impossible for him to furnish; that he
is wholly without means to prosecute his petition or make his
defense and has had no opportunity to object to the method of
the denial to him of due process of law.
And the petitioner further says that he cannot lawfully be held
by virtue of said warrant or order, and his detention or restraint
thereunder is in violation of the Constitution of the United States
and laws of the United States in that:
1. The said warrant is based upon an alleged indictment pur
porting to have been found against him by the grand jury of
Loudoun County in the State of Virginia, which alleged indictment
is null and void, and was procured in a manner which denies to
your petitioner rights guaranteed to him by the Constitution of
the United States and the laws of the United States.
2. The said grand jury which is alleged to have found said
alleged indictment was impaneled in a manner which denied to
your petitioner rights guaranteed to him by the Constitution of the
United States, by reason of which said indictment is null and void,
denies to your petitioner rights secured to him by the Constitu
tion of the United States and its laws and cannot be made the
foundation of any detention of your petitioner.
3. Your petitioner is a member of the colored race, a Negro,
and a citizen of the United States; that the population of said
Loudoun County in the State of Virginia contains great numbers
of persons of the colored race who are citizens of Virginia and of
the United States, registered voters, owners of property, taxpayers
and in all respects proper and suitable persons to serve upon grand
and petit juries in said Loudoun County; that, although colored
persons, members of the Negro race, are 650,000 or 21.8 percent
of the population of the State of Virginia, for many years it has
been the practice and custom, throughout the State of Virginia
and throughout said Loudoun County, to exclude from service upon
all grand and petit juries all persons of the colored or Negro race
by reason of their race, color or previous condition of servitude and
without consideration as to whether said colored persons were
proper and suitable persons to serve upon said juries, which prac
tice and custom has the force and effect of a State Statute and was
and is contrary to the Constitution of the United States; that pur
suant to said illegal and unconstitutional practice and custom all
colored persons of the Negro race were by reason of their color,
race or previous condition of servitude excluded from the grand
jury which purported to return the indictment by reason of which
your petitioner is unlawfully detained, whereby your petitioner
was and is denied rights secured to him by the Constitution of the
United States and its laws.
4. Because there exists in Loudoun County and the State of
Virginia against colored people, members of the Negro race, gen
erally, and against the petitioner particularly, an unreasonable
race or color prejudice, which will make it impossible for him to
obtain that fair and impartial jury of the vicinage, guaranteed to
him by the Constitution of the United States and its laws and that
will deny to him the due process of law and the fair and impartial
trial which are of right his under the fourteenth amendment to
the United States Constitution and its laws.
5. In divers other respects the detention or restraint of your
petitioner denies to him rights secured to him by the Constitution
of the United States and its laws.
So that his petition as amended will appear as follows, viz.:
Amended Petition for Writ of Habeas Corpus.
To the Honorable Judges of the District Court of the United States
within and for the District of Massachusetts:
Respectfully represents George Crawford of Boston, in the Com
monwealth of Massachusetts, and District of Massachusetts afore
Amended Petition for Writ of Habeas Corpus. 3
4 Transcript of Record of District Court.
said, that he is unlawfully restrained of his liberty in Boston, in
the Commonwealth of Massachusetts and District of Massachu
setts aforesaid, by the said Frank G. Hale; that the pretense of
such restraint according to the belief of your complainant is a
certain warrant or order, whereof a copy is hereto annexed, pur
porting to have been issued by the Governor of the Commonwealth
of Massachusetts; that the said warrant or order has been issued
without authority of law, improvidently and in violation of the
Constitution and of the laws of the United States and of said Com
monwealth.
And your complainant further says that he cannot lawfully be
held by virtue of said warrant or order, and his detention and
restraint thereunder are in violation of the Constitution and of the
laws of the United States and of said Commonwealth, in that he
is not the person by name designated in said warrant or order or
so to be taken or held under the terms of the authority thereof;
that said warrant or order does not upon its face or by its recital
purport to authorize the taking or detention of said petitioner,
George Crawford, thereunder; that said petitioner, George Craw
ford, is not the oerson alleged to have committed the crime or
offense purporting to be set forth or exhibited in the demand for
extradition upon which the said warrant or order of the Governor
of the Commonwealth of Massachusetts has issued.
The petitioner says that he was born twenty-eight years ago in
Augusta, Georgia, lived in Virginia from 1918 to September 1931,
since which latter time he has resided continuously in Boston,
Massachusetts; that he is not the person alleged to have com
mitted the crime set forth in the demand for his rendition; that
since January 12, 1933, he has been confined in the Suffolk County
jail under bail of $25,000 which it is impossible for him to furnish ;
that he is wholly without means to prosecute his petition or make
his defense and has had no opportunity to object to the method of
the denial to him of due process of law.
And the petitioner further says that he cannot lawfully be held
by virtue of said warrant or order, and his detention or restraint
thereunder is in violation of the Constitution of the United States
and laws of the United States in that:
1. The said warrant is based upon an alleged indictment pur
porting to have been found against him by the grand jury of Lou
doun County in the State of Virginia, which alleged indictment is
null and void, and was procured in a manner which denies to
your petitioner rights guaranteed to him by the Constitution of
the United States and laws of the United States.
2. The said grand jury which is alleged to have found said
alleged indictment was impaneled in a manner which denied to
your petitioner rights guaranteed to him by the Constitution of
the United States, by reason of which said indictment is null and
void, denies to your petitioner rights secured to him by the Con
stitution of the United States and its laws and cannot be made the
foundation of any detention of your petitioner.
3. Your petitioner is a member of the colored race, a Negro,
and a citizen of the United States; that the population of said
Loudoun County in the State of Virginia contains great numbers
of persons of the colored race who are citizens of Virginia and of
the United States, registered voters, owners of property, taxpay
ers and in all respects proper and suitable persons to serve upon
grand and petit juries in said Loudoun County; that, although
colored persons, members of the Negro race, are 650,000 or
21.8% of the population of the State of Virginia, for many years
it was been the practice and custom, throughout the State of
Virginia and throughout said Loudoun County, to exclude from
service upon all grand and petit juries all persons of the colored
or Negro race by reason of their race, color or previous condition
of servitude and without consideration as to whether said colored
persons were proper and suitable persons to serve upon said
juries, which practice and custom has the force and effect of a
State Statute and was and is contrary to the Constitution of the
United States, that pursuant to said illegal and unconstitutional
practice and custom all colored persons of the Negro race were
by reason of their color, race or previous condition of servitude
.excluded from the grand jury which purported to return the
Amended Petition for Writ of Habeas Corpus. 5
6 Transcript of Record of District Court.
indictment by reason of which your petitioner is unlawfully de
tained, whereby your petitioner was and is denied rights secured
to him by the Constitution of the United States and its laws.
4. Because there exists in Loudoun County and the State of
Virginia against colored people, members of the Negro race, gen
erally, and against the petitioner particularly, an unreasonable
race or color prejudice, which will make it impossible for him
to obtain that fair and impartial jury of the vicinage, guaranteed
to him by the Constitution of the United States and that will deny
to him the due process of law and the fair and impartial trial
which are of right his under the Fourteenth Amendment to the
United States Constitution and the laws of the United States.
5. In divers other respects the detention or restraint of your
petitioner denies to him rights secured to him by the Constitution
of the United States and its laws.
Wherefore, your petitioner prays that a writ of habeas corpus
may issue, and for such other and further relief as to this Honor
able Court may seem meet to the end that said petitioner, George
Crawford, may obtain his liberty.
GEORGE CRAWFORD.
Commonwealth of Massachusetts.
Suffolk, ss. Boston, March 29, 1933.
Then personally appeared the above-named George Crawford
and made oath that the statements of fact set forth in the fore
going petition are true, to the best of his knowledge and belief,
and that he believes that all inferences of fact set forth are true.
Before me,
Butler R. W ilson,
[seal] Notary Public.
Allowed April 5, 1933.
James A. Lowell,
District Judge.
7
Warrant to Arrest.
T he Commonwealth of Massachusetts
His Excellency Joseph B. Ely,
Governor of the Commonwealth.
To Any Sheriff, Deputy Sheriff, Officer of the
(L.s.) Division of State Police of the Department of
Public Safety, and to Any Officer authorized to
(signed) serve warrants in criminal cases within this
Joseph B. Ely Commonwealth.
Whereas, it has been represented to me by the Governor of the
State of Virginia that George Crawford stands charged in said
State with the crime of Murder which the Governor of the State
of Virginia certifies to be a crime under the Laws of said State,
committed in the county of Loudoun in said State, and that said
George Crawford is a fugitive from the justice of said State and
has taken refuge in this Commonwealth, and the Governor of the
State of Virginia having, pursuant to the Constitution and Laws
of the United States, demanded of me that I shall cause the said
George Crawford to be arrested and delivered to E. S. Adrain and
D. H. Cooley, who are the agents of the Governor of the State of
Virginia and are duly authorized to receive the said George Craw
ford into their custody and convey him back to the State of Vir
ginia :
And whereas, the said representation and demand are accom
panied by certain documents whereby the said George Crawford
is shown to have been duly charged with the said crime and to
be a fugitive from the justice of the State of Virginia, and to have
taken refuge in this Commonwealth, which documents are duly
certified by the Governor of the State of Virginia to be authentic
and duly authenticated:
Wherefore, you are required to arrest and secure the said George
Crawford wherever he may be found within this Commonwealth,
and afford him such opportunity to sue out a writ of Habeas
Corpus as is prescribed by the laws of this Commonwealth, and
8 Transcript of Record of District Court.
thereafter deliver him into the custody of the said E. S. Adrain
and D. H. Cooley to be taken back to the State of Virginia from
which he fled, pursuant to the said requisition; all of which shall
be without charge to this Commonwealth; and also to return this
warrant and make return to the Secretary of the Commonwealth
of all your proceedings had thereunder and of all facts and circum
stances relating thereto.
And all officers authorized to serve warrants in criminal cases
within this Commonwealth are hereby required to afford all need
ful assistance in the execution hereof.
In witness whereof, I have hereunto signed my name and caused
the Great Seal of the Commonwealth to be affixed, this seventeenth
day of February, in the year of our Lord one thousand nine hun
dred and thirty-three.
By His Excellency the Governor:
F. W. Cook
Secretary of the Commonwealth.
The Commonwealth of Massachusetts
Boston, February 18, 1933.
A True Copy.
Witness the Great Seal of the Commonwealth, this eighteenth
day of February in the year of our Lord one thousand nine hun
dred and thirty-three.
F. W. Cook
[seal] Secretary of the Commonwealth.
On the twenty-fifth day of February, 1933, a summons to show
cause was issued, being made returnable into court on Monday,
February 27, 1933, at two o’clock P. M.
Due return on said summons was made by the marshal into
court on February 25, 1933, and is as follows:
V
MARSHAL’S RETURN ON SUMMONS.
United States of America,
Massachusetts District, ss. Boston, February 20, 1933.
Pursuant hereunto, I have this day summoned the within-named
Answer and Return of Respondent. 9
Frank G. Hale, Lieutenant Detective, Massachusetts State Police,
to appear before the District Court of the United States, as within
directed, by giving to him in hand at State House, Boston, Mass.,
a true and attested copy of the within summons to show cause.
WILLIAM J. KEVILLE, United States Marshal,
by Joseph M. W inston , Deputy.
At the same term, to wit, February 27, 1933, it was ordered by
the court, the Honorable Hugh D. McLellan, District Judge, sit
ting, that writ of habeas corpus issue.
Also at the same term, to wit, March 18, 1933, the following
Answer and Return of Frank G. Hale, Respondent, was filed:
ANSWER AND RETURN OF FRANK G. HALE, RESPONDENT.
[Filed March 18, 1933.]
Now comes Frank G. Hale, the respondent named in the within
petition, and makes and files his return with the writ in said cause.
Said respondent says that he is an officer of the Division of
State Police of the Department of Public Safety of the Common
wealth of Massachusetts, and as such is authorized to serve war
rants in criminal cases within said Commonwealth; that the peti
tioner is in his lawful custody and keeping, as such officer, under
and by virtue of and pursuant to the lawful warrant under the
seal of His Excellency Joseph B. Ely, Governor of the Common
wealth of Massachusetts, as a fugitive from justice of the State
of Virginia, to be delivered to the agent appointed by the governor
of said state to receive him, a copy of which said warrant, together
with the return thereon, is annexed hereto and expressly made a
part of this answer; that said warrant has been duly and law
fully served upon said petitioner, and that he has heretofore and
thereby been lawfully arrested thereon, as appears from the
return made upon said warrant; that by virtue of said service
and arrest the petitioner is now lawfully held and detained in the
custody of the respondent to await full execution of said warrant,
pursuant to its terms and authority; and that the petitioner so
held under said warrant is the identical person named therein as
the alleged fugitive.
10 Transcript of Record of District Court.
And the respondent further denies each and every allegation in
the petition set forth except such as are specifically admitted
herein.
FRANK G. HALE.
Commonwealth of Massachusetts.
Suffolk, ss. Boston, March 17, 1933.
Then personally appeared the above-named Frank G. Hale and
made oath that all statements of fact made of his personal knowl
edge are true, and that all statements herein made he verily be
lieves to be true. James J. Kelleher,
Notary Public.
[Memorandum. Copy of warrant, referred to in the original
answer and return as annexed, is here omitted, as it is printed as
part of the amended petition for writ of habeas corpus on page 7,
of this transcript of record. James S. Allen, Clerk]
Return on Warrant Issued February 17, 1933.
Suffolk ss. Feb. 18,1933.
By virtue of the within precept I have this day arrested the
within named George Crawford at the Charles St. Jail, the de
fendant Crawford, stated that he wished to avail himself of Ha
beas Corpus rights of intentions through his attorney Butler R.
Wilson to apply for a petition for a writ of Habeas Corpus in the
Federal District Court at Boston. In view of this fact I left him
in charge of the Sheriff and Keeper of the Suffolk County Jail,
Charles St., Boston, Mass, with a copy of this warrant for safe
keeping. Frank G. Hale
State Police Officer.
Suffolk ss. Feb. 18, 1933.
At IT. 45 A. M. this day I was summoned by Deputy U. S. Mar
shal Joseph M. Winston to appear before the District Court of the
United States, to be holden at Boston, within and for the Massa
chusetts District on Monday, the 27th day of February, current at
2 o’clock p. M., then and there to show cause, if any I have, why
Writ of Habeas Corpus. 11
a writ of Habeas Corpus should not issue for the body of George
Crawford, as prayed for in his petition.
Frank G. Hale
State Police Officer.
This cause was thence continued to the present March Term
of this court, A. D. 1933, when, to wit, April 5, 1933, a motion of
the petitioner to amend his petition for writ of habeas corpus is
filed and allowed by the court, the Honorable James A. Lowell,
District Judge, sitting.
On the said fifth day of April, A. D. 1933, the amended peti
tion was filed, which is hereinbefore set forth.
On the twenty-fourth day of said April, 1933, the following Writ
of Habeas Corpus issues, returnable forthwith:
WRIT OF HABEAS CORPUS.
United States of America,
Massachusetts District.
[seal] The President of the United States of America
To Frank G. Hale, Lieutenant Detective, Massachu
setts State Police, Greeting :
We command you that the body of George Crawford by you
restrained of his liberty, as it is said, you take and have before
our Judge of our District Court of the United States at the United
States Court House in Boston, in said District, forthwith to do
and receive what our said court shall then and there consider
concerning him in this behalf, and then and there show cause (if
any you have), of the taking and detaining of the said George
Crawford.
And have you there this writ with your doings therein.
Witness, the Honorable James A. Lowell at Boston aforesaid,
the twenty-fourth day of April, in the year of our Lord one thou
sand nine hundred and thirty-three.
JAMES S. ALLEN, Cleric,
by John E. Gilman, Jr., Deputy Clerk.
12 Transcript of Record of District Court.
Officer’s Return on Writ.
United States of America.
District of Massachusetts, ss. Boston, Mass., April 24,1933.
I hereby certify that I have this day served the within Habeas
Corpus by giving in hand to Frank G. Hale, Lieutenant Detective,
Massachusetts State Police, a true and attested copy thereof.
William J. Keville, United States Marshal,
by Joseph M. W inston, Deputy.
Service, $2, travel, .06—$2.06.
Also, on said twenty-fourth day of April, A. D. 1933, the fol
lowing Agreement is filed:
AGREEMENT.
[Filed April 24, 1933.]
Now come the parties to the above-entitled cause and agree as
follows:
1. That the indictments in question in this cause were returned
in the Circuit Court of Loudoun County, in the State of Virginia,
by the grand jury of said county, on or about February 8, 1932,
and charge the crime of murder committed on or about January
13, 1932, at Middleburg, in Mercer district, in said Loudoun
County, Virginia.
2. That the law of Virginia, in force long prior to both dates
and still in force, places jurisdiction over crimes committed within
a county of said State in the Circuit Court of such county.
3. That the law with reference to grand jurors, in force in the
State of Virginia at the time the grand jury list was prepared and
of the return of the indictments in this case, is as follows:
“ Code of Virginia, Chapter 193.
Grand Juries.
Section 4852. When and how grand jurors to be selected
by judges of circuit courts of counties and corporation or
hustings courts of cities; lists to be delivered to clerk; when
and how jurors summoned.—The judges of the said courts
Agreement. 13
shall annually, in the month of June, July, or August, select
from the male citizens of each county of their respective
circuits and in their several cities forty-eight persons twenty-
one years of age and upwards, of honesty, intelligence, and
good demeanor, and suitable in all respects to serve as grand
jurors, who shall be the grand jurors for the county or city
from which they are selected for twelve months next there
after. Such jurors shall be selected in each county from the
several magisterial districts of the county, and in each city
from the several wards of the cities in proportion to the
population thereof, and the judge making the selection shall
at once furnish to the clerk of his court in each county of his
circuit or in his city a list of those selected for that county
or city. The clerk, not more than twenty days before the
commencement of each term of his court at which a regular
grand jury is required, shall issue a venire facias to the
sheriff of his county or sergeant of his city, commanding him
to summon not less than twelve nor more than sixteen of the
persons selected as aforesaid (the number to be designated
by the judge of the court by an order entered of record) to
be named in the writ, to appear on the first day of the court
to serve as grand jurors. No such person shall be required
to appear more than once until all the others have been
summoned once, nor more than twice until the others have
been twice summoned, and so on: provided, that no male
citizen over sixty years of age shall be compelled to serve as
a grand juror. The clerk, in issuing the venire facias, shall
apportion the grand jurors, as nearly as may be, ratably
among the magisterial districts or wards; but the Circuit
Court of James City county, or the judge thereof in vacation,
shall select the grand jurors for such court from said county
and the city of Williamsburg in such proportion from each as
he may think proper.
Section 4853. Who are qualified; number of grand jurors,
regular and special.—A regular grand jury shall consist of
not less than eleven nor more than sixteen persons, and a
14 Transcript of Record of District Court.
special grand jury of not less than six nor more than nine
persons. Each grand juror shall be a citizen of this State,
twenty-one years of age, and shall have been a resident of
this State two years, and of the county or corporation in
which the court is to be held one year, and in other respects
a qualified juror, and not a constable, or overseer of a road,
and, when the grand juror is for a circuit court of a county,
not an inhabitant of a city, except in those cases where the
circuit court of the county has jurisdiction in the city, in
which case the city shall be considered as a magisterial dis
trict, or the equivalent of a magisterial district, of the county
for the purpose of the jury lists.”
4. It is further agreed that the following facts may be consid
ered by the court as if testified to by the persons mentioned and
as true, being first subject, however, to a ruling by the court as
to their admissibility as evidence bearing upon the issues which
may properly be raised in these proceedings, saving the rights of
the party aggrieved by such ruling.
5. That the Honorable John R. H. Alexander is the Circuit
Judge presiding over the Twenty-sixth Judicial Circuit of Virginia,
which is comprised of the counties of Rappahannock, Fauquier
and Loudoun and their respective circuit courts ; that the Honor
able Edward O. Russell is clerk of the Circuit Court of said Lou
doun County; that the Honorable Eugene S. Andrian is sheriff of
said Loudoun County; and that each of said persons held said
office prior to January 13, 1932, and still holds the same.
6. That said Honorable John R. H. Alexander, Circuit Judge as
aforesaid, would, if called to the stand, testify as follows: That
he has been a member of the bar of Loudoun County since 1906,
and has been Circuit Judge since 1929, presiding over the Twenty-
sixth Judicial Circuit as aforesaid; that prior to 1929 he had
served as Commonwealth Attorney in Loudoun County; that he
has never known of any Negro to be called for jury duty or to
serve on any jury in Loudoun County or the other two counties
in his circuit; that he makes up the grand jury lists for Loudoun
Agreement. 15
County from the lists of qualified taxpayers, and tries to select
representative persons from that list because of the serious nature
and importance of the work a grand jury has to do; that he
knows there are Negroes in Loudoun County who meet the com
mon law and statutory requirements of grand jurors, and has no
doubt there are Negroes in the county who further measure up
to the standards which he himself in his discretion has estab
lished for grand jurors of the county, but he has never investi
gated the qualifications of any Negro with the purpose of deter
mining his fitness for jury duty ; that no question has ever been
raised about Negroes serving on any jury in Loudoun County ;
that the Negroes of Loudoun County appear satisfied with existing
conditions and he does not know whether Negroes of the county
would want to serve on a jury; and that no suggestion that they
be placed on the jury list has ever been made to him by any
person ; that he has nothing to do with drawing the felony juries,
but his functions are limited to selecting the lists from which the
grand juries are drawn, and he has never considered Negroes for
grand jury service, the subject never having been considered by
him or brought to his attention ; that it is a custom in Loudoun
County and the other two counties in his circuit, and, so far as
he knows, in the other counties of the State to use white men
exclusively for jury service in the State courts, and he has just
followed the custom.
7. That the grand jurors composing the grand jury which
returned said two indictments were—
(1) C. H. Arnold. (7) T. M. Derflinger.
(6) George Laycock.
8. That said Honorable Edward O. Russell, clerk of the Circuit
Court of Loudoun County, as aforesaid, would, if called to the
stand, testify as follows: That he has been clerk of the Circuit
Court of Loudoun County since 1929; that he has lived in Lou
12) M. E. Ball.
(3) Frank Saunders.
(4) George Ankers.
(5) Alfred Dulin.
(8) R. Carroll Chinn.
(9) James M. Cole.
(10) Walter Leith.
(11) Fred S. Warren.
16 Transcript of Record of District Court.
doun County practically all his life; that he has never known of
a Negro to serve as a grand juror or petit juror; that the names
of jurors are taken from the lists of qualified taxpayers; that
there has never been a Negro on any grand, petit or felony jury
since he took office in 1929 nor at any time prior to that in his
recollection; that he, said Russell, selected the aforesaid grand
jurors from the list furnished to him by said Judge Alexander;
that it was a regular grand jury ; that he personally knew every
member of said grand jury to be a white man; that he has per
sonally checked the names of said grand jurors against the quali
fied taxpayers list of Loudoun County for 1931 and found that
the name of every said grand juror listed there was the name of a
white man.
9. That both said Honorable John R. H. Alexander, Circuit
Judge, and said Honorable Edward O. Russell, clerk of said court,
as aforesaid, would further testify that each knew that every name
on the grand jury list prepared by said Honorable John R. H.
Alexander for Loudoun County for 1931-1932, from which said
Honorable Edward 0. Russell selected the grand jury aforesaid,
to be the name of a white man.
10. That the lists of qualified taxpayers for Loudoun County for
the years 1928, 1929 and 1930 were furnished to attorneys for
petitioner by said Honorable Edward O. Russell, clerk of the Cir
cuit Court of Loudoun County as aforesaid; that said attorneys
were unable to procure from said Russell a copy of the qualified
taxpayers list for 1931 by reason of the fact that said Russell had
only one copy; but that said attorneys and said Honorable Ed
ward 0. Russell, clerk of the Circuit Court as aforesaid, then and
there checked said lists of qualified taxpayers for the years 1928,
1929 and 1930 with said 1931 list to ensure that said three lists
and said 1931 list were exactly the same in style and manner of
composition and grouping of taxpayers listed; that all four of
said lists were identical in these respects; and that in each list
the qualified Negro taxpayers listed were set apart from the white
taxpayers listed and labelled “ colored ”.
11. That Honorable Eugene S. Adrian, sheriff of said Loudoun
Agreement. 17
County, would, if placed upon the stand, testify as follows: That
he had been sheriff of Loudoun County for ten years and deputy
sheriff during the seven years immediately preceding; that the
sheriff or his deputy serves the writ summoning persons to jury
duty in the county; that he has never served such a writ on a
Negro or known of such a writ to be served on a Negro; that he
has lived in Loudoun County all his life; that he has never seen
a Negro serving on any jury; that it was the existing custom not
to put Negroes on any jury in Loudoun County; that this is a
matter of common knowledge in said county.
12. The lists of qualified taxpayers of Loudoun County for the
years 1928, 1929 and 1930, set out in paragraph 10 of this state
ment of agreed facts, as officially printed by the county, and cer
tain population statistics from the United States census, to be
considered by the court so far as material and subject to the rul
ing as referred to in paragraph 4 herein, attached hereto and
made a part hereof.
J. WESTON ALLEN,
BUTLER R. WILSON,
Attorneys for the Petitioner.
S. D. BACIGALUPO,
Assistant Attorney General of Massachusetts,
for the Respondent.
Department of Commerce
Bureau of the Census
Office of the Director
Washington April 18, 1933.
I hereby certify that the attached compilations consisting of six
sheets giving population statistics for the State of Virginia, and
for Fauquier, Loudoun and Rappahannock counties, have been
prepared from the original records on file in the Bureau of the
Census., W. F. Austin
[SEAL] Director of the Census.
18 Transcript of Record of District Court.
Six pages Page 1
Composition of the Population of Virginia and of Fauquier,
Loudoun, and Rappahannock Counties: 1910
Virginia
County
Fauquier Loudoun
Rappa
hannock
Total population . 2,061,612 22,526 21,167 8,044
White . . . . 1,389,809 15,037 15,946 5,896
Negro . . . . 671,096 7,486 5,221 2,148
Males 21 years old and over:
White . . . . 363,659 3,858 4,423 1,453
Negro . . . . 159,593 1,659 1,269 443
Illiterates, 10 years of age and
over:
Total . . . . 232,911 2,148 1,690 1,332
Per cent 15.2 12.7 10.3 22.5
White . . . . 83,825 556 444 858
Per cent 8.1 4.9 3.5 19.6
Negro . . . . 148,950 1,591 1,246 474
Per cent 30.0 29.2 32.2 30.5
School attendance, 6-20 years
of age :
Total . . . . 392,499 4,427 3,980 1,640
White . . . . 278,091 3,070 3,073 1,149
Negro . . . . 114,346 1,357 907 491
Rural population . 1,585,083 22,526 21,167 8,044
Number of families:
White . . . . 281,489 3,069 3,459 1,184
Negro . . . . 137,963 1,420 977 389
Number of homes owned:
White . . . . 154,325 1,850 2,004 715
Negro . . . . 56,997 754 431 206
Agreement. 19
Six pages Page 2
Composition of the Population of Virginia and of Fauquier,
Loudoun, and Rappahannock Counties: 1920
Virginia
County
Fauquier Loudoun
Rappa
hannock
Total population . 2,309,187 21,869 20,577 8,070
White . . . . 1,617,909 14,934 15,765 5,916
Negro . . . . 690,017 6,932 4,810 2,154
Males 21 years old and over:
White . . . . 437,083 3,933 4,357 1,496
Negro . . . . 176,036 1,686 1,182 513
Illiterates, 10 years of age and
over:
Total . . . . 195,159 1,612 959 1,320
Per cent 11.2 9.8 6.0 22.1
White . . . . 72,625 517 271 872
Per cent 5.9 4.5 2.2 19.7
Negro . . . . 122,322 1,095 688 448
Per cent 23.5 21.6 19.3 29.1
School attendance, 6-20 years
of age:
Total . . . . 483,978 4,045 4,361 1,550
White . . . . 346,287 2,980 3,317 1,098
Negro . . . . 137,560 1,064 1,044 452
Rural population . 1,635,203 21,869 20,577 8,070
Number of families:
White . . . . 334,708 3,171 3,518 1,232
Negro . . . . 148,362 1,352 933 398
Number of homes owned:
White . . . . 180,755 1,906 2,031 649
Negro . . . . 61,227 721 459 175
20 Transcript of Record of District Court.
6 pages Page 3
Composition of the Population of Virginia and of Fauquier,
Loudoun, and Rappahannock Counties: 1930
Virginia
County
Fauquier Loudoun
Rappa
hannock
Total population 2,421,851 21,071 19,852 7,717
White . . . . 1,770,405 14,797 15,502 5,839
Negro . . . . 650,165 6,272 4,347 1,878
Males 21 years old and over:
White . . . . 487,525 4,054 4,414 1,546
Negro . . . . 162,285 1,582 1,151 482
Illiterates, 10 years of age and
over:
Total . . . . 162,588 1,473 987 1,033
Per cent 8.7 9.1 6.3 17.9
W h ite .................................. 67,220 580 383 657
Per cent 4.9 5.0 3.1 15.1
N ergo .................................. 95,148 893 604 376
Per cent 19.2 19.1 18.4 26.5
School attendance, 6-20 years
of age:
Total . . . . 537,801 4,580 4,054 1,623
White . . . . 390,846 3,265 3,173 1,181
Negro . . . . 146,760 1,315 881 442
Rural population . 1,636,314 21,071 19,852 7,717
Rural-farm 948,746 12,473 10,223 6,047
White . . . . 689,141 9,270 8,898 4,711
Males 21 years old and
over . . . . 176,828 2,483 2,556 1,203
Negro . . . . 258,967 3,203 1,322 1,336
Males 21 years old and
over . . . . 56,813 757 362 307
Rural-nonfarm . 687,568 8,598 9,629 1,670
White '. 509,608 5,527 6,604 1,128
Agreement. 21
Males 21 years old and
over . . . . 139,461 1,571 1,858 343
Negro . . . . 177,797 3,069 3,025 542
Males 21 years old and
over . . . . 45,837 825 789 175
Number of families:
White . . . . 388,049 3,282 3,721 1,252
Negro . . . . 140,726 1,245 894 346
Number of homes owned :
White . . . . 210,835 1,883 2,142 691
Negro . . . . 61,294 648 454 192
Six pages Page 4
White and Negro Males 10 years old and over Engaged in Gainful
Occupations, by Industry Groups, for Fauquier, Loudoun,
and Rappahannock Counties, Virginia : 1930
Fauquier
County
Loudoun Rappahannock
White Negro White Negro White Negro
All industries . 4,246 1,769 4,543 1,307 1,681 556
Agriculture 2,468 1,124 2,835 797 1,243 383
Farmers (owners and
tenants) 1,127 214 1,230 59 516 110
Farm managers and
foremen 78 8 93 2 15 __
Farm laborers 1,260 902 1,502 735 712 273
Wage workers 1,069 853 1,373 724 620 257
Unpaid family
workers 191 49 129 11 92 16
Forestry and fishing 20 10 1 2 _ _ _
Coal mines — 1 __ _
Other extraction of min-
erals 9 3 20 22 5 5
Building industry 360 58 329 91 60 12
Chemical and allied in-
dustries 1 - 2 _ 1 _ _
Cigar and tobacco facto
ries
Clothing industries
Food and allied indus
tries
Automobile factories and
repair shops
Iron and steel industries
Saw and planing mills .
Other woodworking and
furniture industries .
Paper printing and allied
industries
Cotton mills
Silk mills
Other textile industries
Independent hand trades
Other manufacturing in
dustries
Construction and main
tenance of streets, etc.
Garages, greasing sta
tions, etc.
Postal service
Steam and street rail
roads
Telegraph and telephone
Other transportation and
communication
Banking and brokerage
Insurance and real estate
Automobile agencies and
filling stations .
Wholesale and retail
trade, except automo
biles
22 Transcript of of District Court.
- - - 2 -
1 4 1 - -
- 39 4 8 -
9 23 2 4 _
5 24 6 3 1
21 48 6 41 3
1 10 3 12 -
-
12
-
1
o
-
9 28 9
Z
l
6 6
1 65 13 32 4
123 93 43 77 101
9 56 10 4 2
2 53 1 8 -
25 104 5 1 _
- 5 1 2 -
47 75 44 13 5
4 43 1 2
3 29 7 6 ..
1 19 1 8 _
24 286 13 50
Record
5
24
34
10
59
12
10
18
33
221
26
48
81
6
58
33
30
49
342 2
Agreement. 23
Other trade industries 2 - 5 — i —
Public service (not
elsewhere classified) 36 1 37 5 24 1
Six pages Page 5
White and Negro Males 10 Years Old and Over Engaged in Gainful
Occupations, by Industry Groups, for Fauquier, Loudoun,
and Rappahannock Counties, Virginia: 1930
County
Fauquier Loudoun Rappahannock
Recreation and amuse
W h ite N egro W hite N egro W h ite N egro
ment
Other professional and
semiprofessional ser
27 20 21 8 6
vice . . . .
Hotels, restaurants, board
101 18 110 16 21 6
ing houses, etc.
Laundries and cleaning
15 26 10 20 6 2
and pressing shops .
Other domestic and per
2 — 6 3 - -
sonal service 28 139 57 93 2 17
Industry not specified . 78 84 94 80 29 6
Six pages Page 6
Population of Fauquier, Loudoun, and Rappahannock Counties,
Virginia, by Magisterial Districts : 1930
Fauquier County
Cedar Run district
Center district
Lee district .
Marshall district .
Scott district
White Negro
14,797 6,272
1,828 796
3 ,6 6 0 2,053
3 ,079 830
2,798 1,390
3 ,432 1,203
24 Transcript of Record of District Court.
Loudoun County 15,502 4,347
Broad Run district 2,274 549
Jefferson district . . . . 2,329 543
Leesburg district 3,140 866
Lovettsville district 2,375 106
Mercer district . . . . 2,253 1,415
Mount Gilead district . 3,131 868
Rappahannock County 5,839 1,878
Hampton district 1,248 567
Hawthorne district 667 107
Jackson district . . . . 938 426
Piedmont district 1,256 162
Stonewall district 716 264
Wakefield district • 1,014 352
A List of Persons in Loudoun County, Virginia, who have paid
their State Poll Tax for the years 1928, 1929 and 1930
in accordance with the law.
Broad Run District
Adrian Robert E
Adrian W T
Albright D F
Allen Isaiah
Ball Fred Lee
Ball Lester H
Ball W J
Beans Charles E
A
Anderson Frank T
Anderson Joseph E
Ankers George
Armel Lawrence S
* * *
Colored
Allen Lucien
B
Beard Ernest G
Beavers David A
Beavers Jessie M
Benjamin L L
Bond Hattie E
Ankers, Laura B
Ankers Lenora F
Ankers Mahlon A
* *
Arthur James
Benjamin Raymond
Bodine Henry C
Bodine J F
Bodmer T E
Finding of the Court. 25
Capps W R
Colored
Basil Crave
C
Caylor M E Cooksey H S
Caldwell Mary B Caylor Marion F Cornett John W
Carter Robert J Coleman P J Corselius Edward
Carson J Graham Cooksey Cora J Costello W T
* * * * * #
Corum Nat
Colored
Corum Solomon Corum Tennie
[Memorandum . By agreement of parties, the remainder of list
is here omitted, as above indicates the makeup of the entire list
to the letter “ Z ” inclusive. James S. Allen, Clerk.]
Thereupon, to wit, April 24, 1933, said cause comes on to be
heard and is fully heard by the court on the return and answer to
the petition for writ of habeas corpus and the agreement, the
Honorable James A. Lowell, District Judge, sitting, and it is
ordered that the writ of habeas corpus be allowed, the court rul
ing evidence set forth in the agreement to be admissible and
respondent’s exception thereto saved.
On the second day of May, A. D. 1933, the following Finding of
the Court is filed :
FINDING OF THE COURT.
May ‘2, 1933.
On the twenty-fourth day of April, 1933, this cause comes on
to be heard by the court. The respondent offers in evidence the
requisition papers of the Governor of Virginia and the original
warrant of his Excellency Joseph B. Ely, Governor of Massachu
setts, a copy of the latter being attached to the respondent’s
answer and return. These are received and marked, respectively,
“ Exhibits A” and “ B ”. The counsel for the petitioner agrees that
such showing makes a prima facie case and offers an agreement
of the parties, which is made a part of the record. According to
26 Transcript of Record of District Court.
this agreement I rule that the evidence therein mentioned is
admissible and competent in these proceedings, and thereupon
rule that the indictments are void and the requisition of the Gov
ernor of Virginia is not in form. Therefore I direct the entry of
the following order:
Ordered, that the petitioner be discharged; but it being repre
sented to me that the respondent intends to enter his appeal, it is
ordered that the petitioner be remanded to the custody of the
respondent pending final determination on said appeal.
JAMES A. LOWELL.
May 2, 1933. ___________
Thereupon, to wit, May 2, 1933, the following final Order of
Court is entered:
ORDER OF COURT.
May 2, 1933.
Lowell, J. The above-entitled cause having come on for hear
ing on the twenty-fourth day of April 1933, it is now, to wit, May
2, 1933, ordered that the writ of habeas corpus be sustained, and
that the petitioner George Crawford be discharged from custody;
but it being represented to the court that the respondent intends
to take an appeal from this order, it is therefore further ordered
that the petitioner said George Crawford be remanded to the
custody of the respondent pending final decision on said appeal.
By the Court,
JOHN E. GILMAN, Jr.,
j a l , Deputy Clerk.
D .’j. ________
From the foregoing order, a petition for appeal to the United
States Circuit Court of Appeals for the First Circuit is filed by the
respondent on May 2, 1933, and allowed by the court on the
same day.
27
EXHIBIT A—REQUISITION.
Commonwealth of V irginia.
Executive Department.
The Governor of the State of Virginia,
To the Governor of the State of Massachusetts
Whereas, It appears by application, copy of indictment, etc.,
which are hereunto annexed and which I certify to be authentic
and duly authenticated in accordance with the Laws of this State,
that George Crawford stands charged with the crime of murder
which I certify to be a crime under the Laws of this State com
mitted in the County of Loudoun in this State, and it having been
represented to me that he has fled from the justice of this State
and may have taken refuge in the State of Massachusetts
Now Therefore, pursuant to the provisions of the Constitution
and the Laws of the United States in such case made and provided,
I do hereby require that the said George Crawford be apprehended
and delivered to E. S. Adrain and D. H. Cooley who are hereby
authorized to receive and convey him to the State of Virginia, there
to be dealt with according to Law.
In Witness Whereof, I have hereunto signed my name and affixed
the Great Seal of the Commonwealth, at the Capitol in the City of
Richmond, this 18th day of January in the year of our Lord one
thousand nine hundred and thirty-three and in the 157th year of
the Commonwealth.
[seal] Jno . Garland Pollard
By the Governor,
Peter Saunders, Secretary of the Commonwealth.
State of Virginia,
County of Loudoun:
To His Excellency, the Governor of Virginia.
Your petitioner respectfully represents unto your Excellency
that George Crawford charged with the murder in the first degree,
of Agnes B. Ilsley, and Mina Buchner, in the County of Loudoun,
against the County of Loudoun and State of Virgina, against whom
28 Transcript of Record of District Court.
an indictment has been found, a duly attested copy of which indict
ment is hereto annexed; and sworn evidence that the aforesaid
George Crawford is a fugitive from justice is also hereto annexed;
is now in the state of Massachusetts, and his whereabouts are
known.
Your petitioner further respectfully represents that in his opinion
the ends of public justice require that the aforesaid George Craw
ford be brought to this state for trial, at the public expense; that
your petitioner has sufficient evidence to secure the conviction of
the aforesaid George Crawford; and that this petition is not made
for the purpose of collecting a debt or pecuniary mulct, or of remov
ing the alleged fugitive to a foreign jurisdiction with a view there to
serve him with civil process, or for any probate purpose whatever;
that if the requisition applied for be granted the criminal proceed
ings shall not be used for any of said objects; that E. S. Adrain,
Sheriff of Loudoun County, Virginia, and D. H. Cooley, Deputy
Sheriff of Loudoun County, the agents hereinafter requested to be
authorized as agents, are proper persons and have no private
interest in the arrest of George Crawford, and that there is an
affidavit hereto annexed showing that the petition is made in good
faith, the aforesaid George Crawford was in the State at the time
of the commission of the aforesaid crime; and facts concerning
the commission of the crime; and that the officer taking the
affidavits was duly authorized.
Wherefore, your petitioner prays that Your Excellency will issue
immediately, a requisition upon the Governor of said State of
Massachusetts for the apprehension and delivery of the said
George Crawford to E. S. Adrain, Sheriff of Loudoun County, and
D. H. Cooley, Deputy Sheriff of Loudoun County, and that you em
power the said Adrain and Cooley in due form, as the authorized
agent to receive and convey the said George Crawford to the State
of Virginia. John Galleher
Commonwealth Attorney for Loudoun County.
Clerks Office of the Circuit Court of Loudoun County to wit:
I, E. O. Russell, Clerk of the Circuit Court of Loudoun County,
Exhibit A — Requisition. 29
in the State of Virginia, do hereby certify that John Galleher,
whose name is signed to the foregoing petition, states that the
above facts are true to his knowledge and belief, and I do further
certify that John Galleher, whose name is signed to the above
petition, is the Commonwealth’s attorney for the County of Lou
doun, State of Virginia.
Given under my hand and seal of the said Court this 17th day
of January, 1933. E. O. Russell
[seal] Clerk of the Circuit Court of
Loudoun County, Virginia.
State of Virginia, to w it:
I, J. R. H. Alexander, the sole Judge of the Circuit Court of Lou
doun County, in the State aforesaid, certify that E. O. Russell, who
hath given the foregoing certificate, (executed simultaneously here
with) is the Clerk of the said court, qualified according to law,
that his said attestation is in due form, and by the proper officer,
and that the said court is a court with general jurisdiction.
Given under my hand this 17 day of January 1933.
J. R. H. Alexander, Judge.
Commonwealth of Virginia, County of Loudoun, to wit:
In the Circuit Court of Loudoun County at its February Term
in the year of our Lord one thousand nine hundred and
thirty-two:
The grand jurors in and for the body of the County of Loudoun,
State of Virginia, and now attending the Circuit Court of said
County at its February Term in the year nineteen hundred and
thirty-two, upon their oaths do present: That George Crawford,
on the 13th day of January, 1932, in the said County of Loudoun,
in and upon one Agnes B. Ilsley, then and there, feloniously, wil
fully, deliberately and premeditatedly and of his malice afore
thought, did, make an assault; and that the said George Craw
ford, then and there, feloniously, wilfully, deliberately, premedi
tatedly and of his malice aforethought, did strike, hit and beat the
said Agnes B. Ilsley, with a certain blunt instrument, with great
force and violence, in and upon the head, arms, hands, and other
30 Transcript of Record of District Court.
parts of the body of her, the said Agnes B. Ilsley, and then and
there feloniously, wilfully, deliberately, premeditatedly, and of his
malice aforethought, did then and there, in the manner and form
aforesaid, give to the said Agnes B. Ilsley, several mortal strokes,
wounds and bruises in and upon the head, the arms, the hands,
and other parts of the body of her, the said Agnes B. Ilsley, of
which said mortal strokes, wounds and bruises, she, the said Agnes
B. Ilsley, in the County aforesaid, on the 13th day of January,
1932, of the said mortal strokes and bruises aforesaid, instantly
died.
And so the jurors aforesaid, upon their oaths aforesaid, do say
that the said Agnes B. Ilsley, the said George Crawford in manner
and form aforesaid and by the means aforesaid, feloniously, wil
fully, deliberately and premeditatedly, and of his malice afore
thought did kill and murder, against the peace and dignity of the
Commonwealth. John Galleher
Attorney for the Commonwealth
A copy—Teste: E. O. Russell, c. c.
State of Virginia, to w it:
I, E. O. Russell, Clerk of the Circuit Court of Loudoun County, in
the State aforesaid, certify that the foregoing is a true transcript of
the record, in the matter of the indictment of George Crawford
for Felony No. 1 as fully and truly as they now exist among the
records of said Court, and I further certify that J. R. H. Alexander,
whose genuine signature appears to the following certificate, exe
cuted simultaneously herewith, is the sole Judge of the said court,
which is a court with general jurisdiction.
In testimony whereof I hereto set my hand and affix the seal of
said court, this 17th day January 1933.
E. O. Russell Clerk
State of Virginia, to wit:
I, J. R. H. Alexander, the sole Judge of the Circuit Court of Lou
doun County, in the State aforesaid, certify that E. 0. Russell, who
hath given the foregoing certificate, (executed simultaneously here
with) is the Clerk of the said court, qualified according to law, that
Exhibit A — Requisition. 31
his said attestation is in due form, and by the proper officer, and
that the said court is a court with general jurisdiction.
Given under my hand this 17 day of January 1933.
J. R. H. A lexander Judge
Commonwealth of Virginia, County of Loudoun, to w it:
In the Circuit Court of Loudoun County at its February Term
in the year of our Lord one thousand nine hundred and
thirty two.
The grand jurors in and for the body of the County of Lou
doun, State of Virginia, and now attending the Circuit Court of
said County at its February Term in the year nineteen hundred
and thirty-two, upon their oaths do present: That George Craw
ford, on the 13th day of January, 1932, in the said County of Lou
doun, in and upon one Mina Buckner, then and there feloniously,
wilfully, deliberately and premeditatedly and of his malice afore
thought, did, make an assault; and that the said George Craw
ford, then and there, feloniously, wilfully, deliberately, premedi
tatedly and of his malice aforethought, did strike, hit and beat
the said Miss Mina Buckner, with a certain blunt instrument,
with great force and violence, in and upon the head, arms, hands
and other parts of the body of her, the said Mina Buckner, and
then and there feloniously, wilfully, deliberately, premeditatedly
and of his malice aforethought, did then and there, in the man
ner and form aforesaid, give to the said Mina Buckner, several
mortal strokes, wounds, and bruises in and upon the head, the
arms, the hands and other parts of the body of her, the said Mina
Buckner, of which said mortal strokes, wounds and bruises, she
the said Mina Buckner, in the County aforesaid, on the 13th
day of January, 1932, of the said mortal strokes and bruises afore
said, instantly died.
And so the jurors aforesaid, upon the oaths aforesaid, do say
that the said Mina Buckner, the said George Crawford in manner
and form aforesaid and by the means aforesaid, feloniously, wil
fully, deliberately and premeditatedly, and of his malice afore
thought, did kill and murder, against the peace and dignity of the
Commonwealth of Virginia.
John Galleher
Attorney for the Commonwealth
A copy—Teste: E. O. Russell c. c.
At a Circuit Court held for Loundoun County,
February Term, 1932.
C. H. Arnold, M. E. Ball, Frank Saunders, George Ankers, Alfred
Dulin, George W. Laycock, T. M. Derflinger, R. Carroll Chinn,
James M. Cole, Walter Leith and Fred S. Warren, having been
sworn a Grand Jury of Inquest for the body of this County and
having received their charge retired to their room and after some
time returned to the County and presented
An indictment against George Crawford for a Felony # 1, a true
bill, Geo. W. Laycock, Foreman.
An indictment against George Crawford for a Felony # 2, a true
bill, Geo. W. Laycock, Foreman.
A copy—teste: E. O. Russell c . c .
State of Virginia, to w it:
I, E. O. Russell, Clerk of the Circuit Court of Loudoun County,
in the State aforesaid, certify that the foregoing is a true tran
script of the record, in the matter of the indictment of George
Crawford for Felony No. 2 as fully and truly as they now exist
among the records of said Court, and I further certify that J. R.
H. Alexander, whose genuine signature appears to the following
certificate, executed simultaneously herewith, is the sole Judge of
the said court, which is a court with general jurisdiction.
In testimony whereof I hereto set my hand and affix the seal of
said court, this 17 day January 1933.
E. O. Russell Clerk
State of Virginia, to w it:
I, J. R. H. Alexander, the sole Judge of the Circuit Court of
Loudoun County, in the State aforesaid, certify that E. O. Russell,
who hath given the foregoing certificate, (executed simultaneously
herewith) is the Clerk of the said court, qualified according to
32 Transcript of Record of District Court.
Exhibit B — Warrant. 33
law, that his said attestation is in due form, and by the proper
officer, and that the said court is a court with general jurisdiction.
Given under my hand this 17 day of January 1933
J. R. H. A lexander Judge
The Commonwealth of Virginia,
To the Sheriff of the County of Loudoun, Greeting :
We command you, That you do not omit for any liberty in
your bailiwick, but that you take George Crawford if he be found
within the same, and him safely keep, so that you have his body
before the Judge of our Circuit Court for Loudoun County, at the
Court-house, on the 13 day of February, 1933, to answer us of a
certain felony made against him in the said Court, on the 8th day
of February, 1932 by the Grand Jury for Loudoun County and
have then there this writ.
Witness, E. 0. Russell, Clerk of our said Court, the 17 day of
February, 1933, in the 157 year of the Commonwealth.
E. O. Russell Clerk
EXHIBIT B-WARRANT.
[Memorandum . Copy of warrant is here omitted, as it already
appears printed on page 7 and returns on same on page 10 of
this transcript of record. James S. A llen, Clerk.]
An additional return on warrant—Exhibit B—is as follows :
Suffolk ss Feb. 27, 1933
At 2 o’clock p. M. this day I appeared before the District Court
of the United States holden at Boston, within and for the Massa
chusetts District, Justice McClellan presiding, to show cause, if
any, I have, why a writ of habeas corpus should not issue for the
body of George Crawford, as prayed for in his petition. The mat
ter was continued until Monday, March 13, 1933 for a hearing.
Frank G. Hale ,
State Police Officer.
34 Transcript of Record of District Court.
RESPONDENT’S PETITION FOR APPEAL
A N D
ASSIGNMENT OF ERRORS.
[Filed May 2, 1933.]
To the Honorable the Judge of the District Court of the United States
for the District of Massachusetts:
Now comes Frank G. Hale, the respondent in the above-entitled
cause, and claims his appeal, to the United States Court of Appeals
for this circuit, from the decision and order in said cause made by
this court, (Lowell, J.), ordering the discharge of the petitioner.
By his Attorneys,
JOSEPH E. WARNER,
Attorney General,
S. D. BACIGALUPO,
Assistant Attorney General of Massachusetts.
May 2, 1933. Appeal allowed.
James A. Lowell,
United States District Judge.
ASSIGNMENT OF ERRORS.
As errors committed in said decision, the respondent alleges
the following, to w it:
1. That the court erred in ruling that the evidence contained in
the agreement of the parties was admissible in these proceedings.
2. That the court erred in admitting the facts stated in the
agreement of the parties in evidence in these proceedings.
3. That the court erred in ruling that the statements contained
in the agreement of the parties were competent evidence in these
proceedings.
4. That the court erred in finding that the indictments in Ex
hibit A were void.
5. That the court erred in ruling that the indictments in Ex
hibit A were void.
6. That the court erred in ruling that the requisition of the
governor of Virginia (Exhibit A) was not in form.
Praecipe. 35
7. That the court erred in ruling that the petitioner was unlaw
fully restrained of his liberty by the respondent.
8. That the court erred in making judicial inquiry into the
manner in which the administrative functions were performed in
the selection of the grand jurors who returned the indictments in
question.
9. That the court erred in ruling as a matter of law that the
indictments were not in sufficient form for the purposes of the
requisition.
10. That the court erred in ruling that the warrant of the
executive of the Commonwealth of Massachusetts was issued in
violation of the provisions of the Constitution of the United States
in such case made and provided.
11. That the court erred in ruling, in substance, that the peti
tioner is unlawfully restrained of his liberty and ordering his
discharge.
FRANK G. HALF, Petitioner,
by his Attorneys,
Joseph E. Warner , Attorney General,
S. D. Bacigalupo,
Assistant Attorney General of Massachusetts.
On the fourth day of May, 1933, a waiver of bond on appeal
was filed by the petitioner.___________
PRAECIPE.
[Filed May 11, 1933.]
To the Clerk of the United States District Court.
Sir: Please prepare a transcript of the record, pleadings, pro
ceedings and papers in the above-entitled cause, to be transmitted
to the United States Circuit Court of Appeals for the First Circuit,
in the matter of the appeal of the respondent heretofore allowed
herein, and include in such transcript copies of the following
papers and proceedings, to w it:
1. Motion of petitioner to amend petition and amended petition
for writ of habeas corpus with the warrant for arrest attached.
2. Marshal’s return on summons.
36 Transcript of Record of District Court.
3. Answer and return of Frank G. Hale, respondent.
4. Writ of habeas corpus and officer’s return thereon.
5. Agreement filed April 24,1933, with papers annexed—certain
parts of list of poll taxpayers being omitted.
6. Finding of the court, May 2, 1933.
7. Order of court, dated May 2, 1933.
8. Exhibit A—Requisition.
9. Exhibit B—Warrant (note as to omission, as made part of
item 1).
9a. Additional return dated February 27, 1933, on Exhibit B.
10. Respondent’s petition for appeal and assignment of errors.
11. Recital as to waiver of appeal bond.
12. Recital as to issuance of citation and acknowledgement of
service thereon.
13. Necessary recitals.
14. Praecipe.
J. WESTON ALLEN,
BUTLER R. WILSON,
Attorneys for Petitioner.
JOSEPH E. WARNER,
Attorney General of Massachusetts.
STEPHEN D. BACIGALUPO,
Assistant Attorney General.
A citation on appeal was issued on the eighth day of May, A. D.
1933, being made returnable in the United States Circuit Court of
Appeals on the twenty-third day of May, 1933. Service of said
citation on appeal was duly acknowledged by the attorney for the
petitioner. _____ ____
CLERK’S CERTIFICATE.
U nited States of A merica,
District of Massachusetts, ss .
I, James S. Allen, clerk of the District Court of the United States
for the District of Massachusetts, do hereby certify that the fore
going is the transcript of the record on the appeal of Frank G.
Hale, Lieut. Detective Massachusetts State Police, respondent,
Clerk’s Certificate. 37
including true copies of such proofs, entries and papers on file as
have been designated by praecipe in the cause entitled,
No. 4962, C i v i l D o c k e t ,
GEORGE CRAWFORD, P e t i t i o n e r for W r it of H abeas C o r p u s ,
v.
FRANK G. HALE, L i e u t . D e t e c t i v e M a ssa ch usetts S t a t e P olice ,
R e s p o n d e n t ,
in said District Court determined.
And I further certify that transmitted herewith are the originals
of the petition for appeal and the citation on appeal with the
acknowledgment of service thereon.
In testimony whereof, I have hereto set my hand and affixed
the seal of said District Court, at Boston, in said District, this
seventeenth day of May, A. D. 1933.
[ s e a l ] JAMES S. ALLEN, Clerk
/
United States Circuit Court of Appeals
for the First Circuit.
October Term, 1932.
No. 2824.
Frank G. Hale, Lieutenant Detective,
Massachusetts State Police,
Respondent, Appellant,
V .
George Crawford,
Petitioner, Appellee.
BRIEF FOR APPELLEE.
J. WESTON ALLEN,
BUTLER R. WILSON.
B O S T O N :
A D D I S O N C . G E T C H E L L & S O N , L A W P R I N T E R S ,
1933.
il
l
INDEX.
Statement of the case
Brief of argument
I. Exclusion of Negroes from a grand jury by
reason of race or color denies to a Negro defen
dant due process of law and the equal protection
of the laws
II. A. The indictments returned by such unconsti
tutional grand jury must be held void on the
application for writ of habeas corpus
B. The petitioner was not charged with crime
within the meaning of the Constitution and
laws of the United States governing extra
dition, and the requisition of the Governor
of Virginia was not in form
III. The petitioner being in custody in violation of
the Constitution and laws of the United States,
the District Court had jurisdiction to grant its
writ of habeas corpus
A. The history of the writ of habeas corpus,
both in England and in this country, shows
that the application of the writ has been con
stantly broadened and the jurisdiction of the
courts in granting the writ constantly ex
tended to conserve and maintain the original
purpose that a man shall not be deprived of
his liberty except upon a lawful charge or
conviction
B. The District Court has jurisdiction to issue
the writ of habeas corpus, to inquire into and
determine whether a person in jail under
color of authority derived from the Federal
Constitution is in custody in violation of the
Constitution, and, if so unlawfully held, to
discharge him
Page
1
9
9
12
13
15
15
2 0
11 IN D EX
C. The allegations of the petition required the
District Court to exercise its jurisdiction to
inquire into the cause of the petitioner’s re
straint, and upon the facts admitted in the
record, to discharge the petitioner
D. If it is contended that the District Court
had discretion as to the time and mode in
which it would determine the issue raised by
the petitioner, Judge Lowell, having exer
cised that discretion to proceed under R.S.
sec. 761, to receive the evidence and deter
mine the issue before him, and having
allowed the petition and discharged Craw
ford, the only question before this Court
upon appeal is whether his decision to pro
ceed and determine the issue before him,
which he had the power to do, was an abuse
of judicial discretion which constitutes re
versible error
IV. The court properly admitted the facts con
tained in the agreement of the parties as compe
tent and material evidence on the issue presented
by the petition for the writ of habeas corpus
V. The cases relied upon by the appellant are dis
tinguishable from the case at bar and cannot
avail the appellant upon the issue before this
Court upon appeal
A. The cases which hold that illegalities in
empaneling the grand jury cannot be con
sidered on habeas corpus
VI. Conclusion
P a g e
24
31
35
41
41
43
IN D EX 111
TABLE OF CASES CITED.
Andrews v. Swartz, 156 U.S. 272
Carter v. Texas, 177 U.S. 442
Cohens v. Virginia, 6 Wheat. 264
Commonwealth v. Dennison, 24 How. (U.S.) 66
Covell v. Heyman, 111 U.S. 176
Frank v. Mangum, 237 U.S. 309
Harkrader v. Wadley, 172 U.S. 148
Harlan v. McGourin, 218 U.S. 442
Henry v. Henkel, 235 U.S. 219
Hyatt v. Corkran, 188 U.S. 691
Iowa-Des Moines Bank v. Bennett, 284 U.S. 239
Kaizo v. Henry, 211 U.S. 146
Lee Gim Bor v. Ferrari, 55 F. (2d) 86
Loney, In re, 134 U.S. 372
Moran, Matter of, 203 U.S. 96
Neagle, Ex parte, 135 U.S. 1
Neagle, In re, 135 U.S. 1 17, 18, 21
Neal v. Delaware, 103 U.S. 370
New York v. Eno, 155 U.S. 89 21
Pearce v. Texas, 155 U.S. 311
People v. Brady, 56 N.Y. 182
People, ex rel. Whitfield, v. Enright, 191 N.Y. S. 491
Bickey Land & Cattle Co. v. Miller et al., 218 U.S. 258
Page
13, 41
10, 13, 40
26, 27
13
29
37, 38
29
41
15
36, 37
10
41
42
21, 29
41
18
24, 29
10
23, 29
12, 41
36, 37
42
29
36, 37
30, 45
Boberts v. Beilly, 116 U.S. 80 26,
Boyall, Ex parte, 117 U.S. 241 21, 29,
Shubuya Jugiro, In re, 140 U.S. 291 13
Strauder v. West Virginia, 100 U.S. 303 9
Tarrance v. Florida, 188 U.S. 519 10, 12
Turney v. Ohio, 273 U.S. 510 32
United States v. Fowkes, 49 F. 50; affirmed 53 F. 13;
certiorari denied, 149 U.S. 789 15, 37, 39, 42
United States v. Bauch, 253 F. 814 35
Virginia v. Paul, 148 U.S. 107 35
Virginia, Ex parte, 100 U.S. 339 9, 12, 32
IV IN D EX
Pajte
Waterman, Re, 29 Nev. 288
Whitten v. Tomlinson, 160 U.S. 231 21, 29
Willcox v. Consolidated Gas Co., 212 U.S. 19 26, 27
Wilson, In re, 140 U.S. 575 41
Wood, In re, 140 U.S. 278 13, 34, 41, 42
United States Circuit Court of Appeals
for the First Circuit.
O cto ber T e r m , 1932.
No. 2824.
FRANK G. HALE, L ie u t e n a n t D e t e c t iv e , M a s s a c h u s e t t s
S ta te P o l ic e ,
RESPONDENT, APPELLANT,
V.
GEORGE CRAWFORD,
PETITIONER, a p p e l l e e .
BRIEF FOR APPELLEE.
S t a t e m e n t of t h e C a se .
This cause is here upon appeal from a final order of the Dis
trict Court of the United States for the District of Massachu
setts, discharging George Crawford from the custody of Frank
G. Hale, who held him a prisoner under and by virtue of a
warrant issued by the Governor of the Commonwealth of
Massachusetts.
On February 18, 1933, George Crawford, a Negro, filed in
the District Court of the United States for the District of
Massachusetts a petition for a writ of habeas corpus (Record,
p. 1), which petition was- subsequently amended on April 5,
1933 (Record, p. 11). In substance the petition, as amended,
alleges that Crawford is unlawfully restrained of his liberty in
Boston in the Commonwealth and District aforesaid by the
said Hale; that the pretense for such restraint is a warrant,
a copy of which is annexed to the petition (Record, p. 7), pur
porting to have been issued by the Governor of said Common
2
wealth; that said warrant is based upon two alleged indict
ments purporting to have been found by the grand jury of
Loudoun County in the State of Virginia, which said indict
ments were procured in a manner which denies to the petitioner
rights guaranteed to him by the Constitution and laws of the
United States, in that Negroes were excluded from said grand
jury by reason of color, race or previous condition of servi
tude, although there were many Negroes in said County pos
sessing qualifications consistent with the laws of the State of
Virginia for service as grand jurors (Record, pp. 4, 5 and 6).
The petition as amended further alleges that there exists in
the State of Virginia and in said Loudoun County an unreason
able race or color prejudice against Negroes generally and
against Crawford in particular, which, if he is returned to said
State, will preclude that fair and impartial trial guaranteed
by the Constitution and laws of the United States (Record, p.
6). On February 27th, a summons to show cause having issued
to the respondent Hale, returnable on the same day, and due
return thereof having been made, the Court, by McLellan, J.,
ordered that the writ of habeas corpus issue (Record, p. 9),
and, on the same day, the cause was continued for hearing to
March 13th.
On March 13th no answer had been filed by the respondent.
Thereafter, on March 18th, a return and answer under oath
was filed (Record, p. 10), alleging that the respondent is an
officer of the Division of the State Police of said Common
wealth and as such is authorized to serve warrants in crimi
nal cases within said Commonwealth; that Crawford is in his
lawful custody, under and by virtue of the warrant issued by
the Governor of said Commonwealth as aforesaid, to be de
livered to the agent appointed by the Governor of the State of
Virginia to receive him; that said warrant has been lawfully
served on Crawford and that thereby he has been lawfully
arrested; that Crawford, the person held under said warrant,
is the identical person named therein; that the appellant denies
each and every allegation in the petition except such as are
3
specifically admitted in his answer (Record, pp. 9 and 10).
Thereafter, on April 5th, the amendment to the petition duly
signed and sworn to by the petitioner was filed and allowed as
heretofore set forth (Record, p. 11).
On April 24th, the District Court, by Lowell, J., issued a
writ of habeas corpus returnable forthwith (Record, p. 11),
which was served on the appellant on the same day (Record,
p. 12). Also on April 24th a statement of agreed facts was filed
by the parties to the cause (Record, pp. 12-25, inclusive).
I t appears from the agreement that the said indictments
were returned in the Circuit Court of Loudoun County in the
State of Virginia, by the grand jury of said County, on or
about February 8,1932, and charged the crime of murder com
mitted on or about January 13, 1932, at Middleburg, in Mercer
district, in said Loudoun County, Virginia; that the law of
Virginia in force prior to both dates and still in force places
jurisdiction over crimes committed within a county of said
State in the Circuit Court of such county (Record, p. 12). The
law relative to grand jurors, in force in the State of Virginia
at the time the grand jury list was prepared and of the return
of the said indictments, is stated as follows (Record, pp. 12,
13 and 14) :
“ C ode o f V ir g in ia , C h a p t e r 193.
“ Grand Juries.
“ Section 4852. When and how grand jurors to be se
lected by judges of circuit courts of counties and corpora
tion or hustings courts of cities; lists to be delivered to
clerk; when and how jurors summoned.—The judges of
the said courts shall annually, in the month of June, July,
or August, select from the male citizens of each county of
their respective circuits and in their several cities forty-
eight persons twenty-one years of age and upwards, of
honesty, intelligence, and good demeanor, and suitable in
all respects to serve as grand jurors, who shall be the
grand jurors for the county or city from which they are
4
selected for twelve months next thereafter. Such jurors
shall be selected in each county from the several magis
terial districts of the county, and in each city from the
several wards of the cities in proportion to the population
thereof, and the judge making the selection shall at once
furnish to the clerk of his court in each county of his cir
cuit or in his city a list of those selected for that county
or city. The clerk, not more than twenty days before the
commencement of each term of his court at which a regu
lar grand jury is required, shall issue a venire facias to
the sheriff of his county or sergeant of his city, command
ing him to summon not less than twelve nor more than six
teen of the persons selected as aforesaid (the number to
be designated by the judge of the court by an order entered
of record) to be named in the writ, to appear on the first
day of the court to serve as grand jurors. No such per
son shall be required to appear more than once until all
the others have been summoned once, nor more than twice
until the others have been twice summoned, and so on:
provided, that no male citizen over sixty years of age
shall be compelled to serve as a grand juror. The clerk,
in issuing the venire facias, shall apportion the grand
jurors, as nearly as may be, ratably among the magisterial
districts or wards; but the Circuit Court of James City
county, or the judge thereof in vacation, shall select the
grand jurors for such court from said county and the city
of Williamsburg in such proportion from each as he may
think proper.
“ Section 4853. Who are qualified; number of grand
jurors, regular and special.—A regular grand jury shall
consist of not less than eleven nor more than sixteen per
sons, and a special grand jury of not less than six nor more
than nine persons. Each grand juror shall be a citizen of
this State, twenty-one years of age, and shall have been
a resident of this State two years, and of the county or
corporation in which the court is to be held one year, and
5
in other respects a qualified juror, and not a constable,
or overseer of a road, and, when the grand juror is for a
circuit court of a county, not an inhabitant of a city, except
in those cases where the circuit court of the county has
jurisdiction in the city, in which case the city shall be con
sidered as a magisterial district, or the equivalent of a
magisterial district, of the county for the purpose of the
jury lists.”
In the agreement it was further stipulated that, subject to
a ruling by the Court as to their admissibility as evidence,
these facts are true : That the Honorable John R. H. Alexan
der, Circuit Judge presiding over the Twenty-sixth Judicial
Circuit of Virginia, which comprises the counties of Rappa
hannock, Fauquier and Loudoun and their respective Circuit
Courts, would, if called, testify as follows (Record, pp. 14 and
15):
“ That he has been a member of the bar of Loudoun
County since 1906, and has been Circuit Judge since 1929,
presiding over the Twenty-sixth Judicial Circuit as afore
said ; that prior to 1929 he had served as Commonwealth
Attorney in Loudoun County; that he has never known
of any Negro to be called for jury duty or to serve on any
jury in Loudoun County or the other two counties in his
circuit; that he makes up the grand jury lists for Loudoun
County from the lists of qualified taxpayers, and tries to
select representative persons from that list because of
the serious nature and importance of the work a grand
jury has to do; that he knows there are Negroes in Lou
doun County who meet the common-law and statutory re
quirements of grand jurors, and has no doubt there are
Negroes in the county who further measure up to the
standards which he himself in his discretion has estab
lished for grand jurors of the county, but he has never
investigated the qualifications of any Negro with the pur
pose of determining his fitness for jury duty; that no ques
6
tion has ever been raised about Negroes serving on any
jury in Loudoun County; that the Negroes of Loudoun
County appear satisfied with existing conditions and he
does not know whether Negroes of the county would want
to serve on a jury; and that no suggestion that they be
placed on the jury list has ever been made to him by any
person; that he has nothing to do with drawing the felony
juries, but his functions are limited to selecting the lists
from which the grand juries are drawn, and he has never
considered Negroes for grand jury service, the subject
never having been considered by him or brought to his
attention; that it is a custom in Loudoun County and the
other two counties in his circuit, and, so far as he knows,
in the other counties of the State, to use white men exclu
sively for jury service in the State Courts, and he has just
followed the custom.”
The stipulation further shows that the Honorable Edward 0.
Bussell, Clerk of the Circuit Court of Loudoun County, would,
if called, testify as follows (Becord, pp. 15 and 16) :
“ That he has been clerk of the Circuit Court of Loudoun
County since 1929; that he has lived in Loudoun County
practically all his life; that he has never known of a Negro
to serve as a grand juror or petit juror; that the names
of jurors are taken from the lists of qualified taxpayers;
that there has never been a Negro on any grand, petit or
felony jury since he took office in 1929 nor at any time
prior to that in his recollection; that he,. said Bussell,
selected the aforesaid grand jurors from the list furnished
to him by said Judge Alexander; that it was a regular
grand ju ry ; that he personally knew every member of said
grand jury to be a white man; that he has personally
checked the names of said grand jurors against the quali
fied taxpayers list of Loudoun County for 1931 and found
that the name of every said grand juror listed there was
the name of a white man. ’ ’
7
The stipulation further shows that both said Honorable John
R. H. Alexander and said Honorable Edward 0. Russell would
further testify that each knew that every name on the grand
jurors’ list prepared by said Judge Alexander for Loudoun
County from which said Russell selected the grand jury afore
said was the name of a white man (Record, p. 16). I t further
shows that, in the lists of qualified taxpayers for Loudoun
County from which was drawn the grand jury aforesaid, the
names of the qualified Negro taxpayers listed were set apart
from the names of the qualified white taxpayers listed, and
were labelled “ colored” (Record, p. 16).
The statement of agreed facts shows that the Honorable
Eugene S. Adrian, Sheriff of said Loudoun County, would, if
called, testify as follows (Record, pp. 16 and 17).
“ That he had been sheriff of Loudoun County for ten
years and deputy sheriff during the seven years imme
diately preceding; that the sheriff or his deputy serves
the writ summoning persons to jury duty in the county;
that he has never served such a writ on a Negro or known
of such a writ to be served on a Negro; that he has lived
in Loudoun County all his life; that he has never seen a
Negro serving on any jury; that it was the existing cus
tom not to put Negroes on any jury in Loudon County;
that this is a matter of common knowledge in said county. ’ ’
Annexed to the agreement and made a part thereof are the
lists of qualified taxpayers of Loudoun County as officially
printed by the County, and certain population statistics from
the United States Census, to be considered by the Court (Rec
ord, pp. 17-25, inclusive), so far as material.
Thereupon, on April 24th, this cause came on to be heard
before Lowell, J., on the petition as amended, the return and
answer to the petition for the writ of habeas corpus, the requi
sition from the Governor of the State of Virginia, which was
offered in evidence and marked “ Exhibit A ” (Record, pp.
8
27-33, inclusive), the warrant issued by the Governor of the
Commonwealth of Massachusetts, which was offered in evi
dence and marked “ Exhibit B ” (Record, p. 33), and the state
ment of agreed facts, which, subject only to the respondent’s
objection as to the competency of the facts agreed upon, was
offered in evidence and admitted, the respondent excepting
thereto. The Court thereupon ordered that the writ of habeas
corpus be allowed (Record, p. 25).
On May 2d the following finding of the Court was filed (Rec
ord, pp. 25 and 26) :
“Finding of the Court.
“ May 2, 1933.
“ On the twenty-fourth day of April, 1933, this cause
comes on to be heard by the court. The respondent offers
in evidence the requisition papers of the Governor of
Virginia and the original warrant of his Excellency
Joseph B. Ely, Governor of Massachusetts, a copy of the
latter being attached to the respondent’s answer and re
turn. These are received and marked, respectively, ‘Ex
hibits A ’ and ‘B ’. The counsel for the petitioner agrees
that such showing makes a prima facie case and offers an
agreement of the parties, which is made a part of the
record. According to this agreement I rule that the evi
dence therein mentioned is admissible and competent in
these proceedings, and thereupon rule that the indict
ments are void and the requisition of the Governor of
Virginia is not in form. Therefore I direct the entry of
the following order:
“ Ordered, that the petitioner be discharged; but it
being represented to me that the respondent intends to
enter his appeal, it is ordered that the petitioner be re
manded to the custody of the respondent pending final
determination on said appeal.
J a m e s A. L o w e l l
“ May 2, 1933.”
9
Thereupon on the same day the following final order of
court was entered (Record, p. 26):
“ Order of Court.
“ May 2, 1933.
“ L o w e l l , J. The above-entitled cause having come on
for hearing on the twenty-fourth day of April 1933, it is
now, to wit, May 2, 1933, ordered that the writ of habeas
corpus be sustained, and that the petitioner George Craw
ford be discharged from custody; but it being represented
to the court that the respondent intends to take an appeal
from this order, it is therefore ordered that the petitioner
said George Crawford be remanded to the custody of the
respondent pending final decision on said appeal.
By the Court,
J o h n E. G i l m a n , J r.,
“ J.A.L., Deputy Clerk.
D .J.”
From this order an appeal was duly claimed and allowed,
and assignments of error alleged, and the cause is now before
this Court upon said appeal (Record, pp. 34, 35).
B r i e f o f A r g u m e n t .
I.
E x c l u s io n o f N e g r o e s f r o m a g r a n d j u r y b y r e a s o n o f r a c e
OR COLOR DENIES TO A N e GRO DEFENDANT DUE PROCESS OF LAW
AND THE EQUAL PROTECTION OF THE LAWS.
Among the rights and immunities secured to the colored
race by the Fourteenth Amendment to the Constitution of the
United States is impartial jury trial by jurors selected with
out discrimination because of race or color.
Strauder v. West Virginia, 100 U.S. 303, 308-309
(1879).
Ex parte Virginia, 100 U.S. 339, 346 (1879).
10
It is not necessary that the discrimination shall he by statu
tory enactment. I t is equally a denial of equal protection of
the laws within the meaning of the Fourteenth Amendment if
the exclusion from jury service is made by executive or
judicial action without express statutory authority.
Neal v. Delaware, 103 U.S. 370, 397 (1880).
Carter v. Texas, 177 U.S. 442, 447 (1900).
Tar ranee v. Florida, 188 U.S. 519, 520 (1903).
See also Iowa-Des Moines Bank v. Bennett, 284 U.S. 239,
246 (1931).
Both aspects of the matter are fully covered by Carter v.
Texas, supra. In that case Carter, a Negro, indicted for
murder, before arraignment or plea to the indictment, offered
a sworn motion to quash, alleging in substance that Negroes
were excluded by reason of race from the grand jury which
found the indictment, although one fourth of the population
and registered voters of the County were colored and qualified
for such service. He tendered witnesses to prove that allega
tion, but the Court refused to hear evidence and overruled the
motion. Carter duly preserved his rights, and after conviction
sued out a writ of error. The Court unanimously reversed the
conviction, and said, through Mr. Justice Gray (p. 447):
“ Whenever, by any action of a state, whether through
its legislature, through its courts, or through its executive
or administrative officers all persons of the African race
are excluded, solely because of their race or color, from
serving as grand jurors in the prosecution of a person
of the African race, the equal protection of the laws is
denied to him, contrary to the Fourteenth Amendment to
the Constitution of the United States.”
In the case at bar the proof fully sustains the allegation of
the petition of discrimination against Negroes in the selection
of the grand jury by reason of their race and color, in viola
tion of the Constitution of the United States.
11
All material facts being agreed upon in the record, no con
troverted issue of fact was before the Could for determination.
The agreement filed by the parties states not only the facts
agreed upon so far as material, but also the law of Virginia
with reference to grand jurors in force at the time the grand
jury list was prepared from which the grand jury was diawn
which returned the alleged indictments of the appellant.
The proof fully sustains the allegation of the petition in this
regard. By the law of Virginia the Circuit Judge selects, from
the male citizens of each county, forty-eight persons to serve
as grand jurors for the ensuing year, and not more than
twenty days before the commencement of each term the Clerk
causes not less than twelve nor more than sixteen of the per
sons selected as aforesaid to be summoned to serve as grand
jurors for that term. In the present instance the giand panel
of forty-eight was selected by Judge Alexander, and consisted
solely of white persons. The selection was made by Judge
Alexander from the list of qualified taxpayers. Specimen lists
are before this Court. They show that the Whites and the
Negroes are separately listed, so that the color of each person
can be determined by a glance. Moreover, they show a goodly
proportion of qualified Negro taxpayers.
I t further appears from the statement of agreed facts that
the Judge, the Clerk and the Sheriff testify to a long stand
ing custom not to put Negroes on any jury; that the Judge
testifies that, in making up the panel of forty-eight for the
Clerk, he did not and never has considered the personal quali
fications of any Negro for jury service, although he had no
doubt that many were qualified therefor; that he never con
sidered Negroes for grand jury service, and that in this case
(as in others) “ he had just followed the custom” ; that the
lists of qualified taxpayers from which the panel of forty-eight
is selected by the Judge segregate the Negroes and the Whites
so that a Negro could be selected only by mistake—and such
error has never occurred; that from the all White list thus
prepared by the Judge, the Clerk (as he must) selected only
12
white men to compose the grand jury which returned these
indictments. The custom to exclude Negroes from juries in
Virginia appears to be of even longer standing than the testi
mony shows here. A Virginia judge was indicted under the
Act of March 1, 1875, c. 114, sec. 4, 18 Stat. 336, for this very
offense in 1879.
E x parte Virginia, 100 U.S. 339, 340, 342.
The certified census figures for Loudoun County which are
attached to and made a part of the statement of agreed facts
show that the Negroes of the county form approximately one-
fifth of the population and are represented in practically all
the gainful occupations of the populace, that less than twenty
per cent are illiterate, and that more than half of the Negro
families in the county own their own homes.
n .
A.
The indictments returned by such unconstitutional grand jury
must be held void on the application for writ of habeas
corpus.
In the case at bar the indictment is not assailed on any mat
ter of technical pleading nor on the constitutionality of the
Virginia statute. Such matters may well be left to the Court
of the demanding state. Pearce v. Texas, 155 U.S. 311. The
indictment at bar is assailed because, although fair on its face,
it was procured in a manner which denied to the petitioner
equal protection of the laws. That presents a question of fact
which would require proof (Tarrance v. Florida, 188 U.S. 519)
if the facts were not admitted in the stipulation of agreed facts
in the record.
The petition in this case is a direct attack on the validity
of the indictment in a court first having jurisdiction of the
question and of the person, and evidence has been offered to
13
support the allegation, which evidence is not Centro's ex ted.
Thus objection to the indictment is seasonably made, and all
subsequent steps taken directed toward securing a conviction
are void.
Carter v. Texas, 177 U.S. 442.
Cases such as In re Wood, 140 U.S. 278; In re Shubuya
Jugiro, 140 U.S. 291, 297, and Andrews v. Swartz, 156 U.S. 272,
obviously do not aid the appellant. In each of those cases a
person convicted and sentenced for crime sued out a writ of
habeas corpus to assail the judgment of conviction on the
ground that members of his race had been excluded from the
grand jury by reason of race or color. That question might
have been presented to the State Courts and reviewed by writ
of error, but had not in fact been so presented. The Supreme
Court held that the writ of habeas corpus could not be made to
perform the function of a writ of error, or to subject to col
lateral attack the judgment of a court having jurisdiction to
render it.
The case at bar is wholly different. The writ of habeas
corpus is not here invoked to assail the judgment of a court
having jurisdiction, or to perform the function of a belated
writ of error. I t is seasonably invoked to assail a present
restraint of petitioner’s liberty in violation of the Fourteenth
Amendment.
B.
The petitioner was not charged with crime within the meaning
of the Constitution and laws of the United States governing
extradition, and the requisition of the Governor of Virginia
was not in form.
In Commonwealth v. Dennison, 24 How. (U.S.) 66, at page
104, Taney, C.J., says:
“ The Governor of the (demanding) State could not,
upon a charge made before him, demand the fugitive, for,
14
according to the principles upon which all of our institu
tions are founded, the executive department can act only-
in aiding to support the judicial process and enforcing its
authority, when its interposition for that purpose becomes
necessary, and is called for by the judicial department.
The executive authority of the State, therefore, was not
authorized by this article (Art. IV, sec. 2, cl. 2) to make
the demand unless the party ivas charged in the regular
course of judicial proceedings.” (Italics ours.)
To be legally charged with crime in the regular course of
judicial proceedings “ means charged in the regular course of
law and in conformity with law.”
Re Waterman, 29 Nev. 288, 289 (1907).
The accused cannot be charged in conformity with law when
the grand jury list, from which is taken the particular grand
jury panel that returns the indictment, is selected in violation
of the equal protection of the laws guaranteed by the Con
stitution itself. The provisions of the Constitution are as
much a part of the local law of the State of Virginia and are
as obligatory on the judge invested with the authority to
administer judicial proceedings as the local statutes. Article
VI, clause 2, of the Constitution provides:
“ The Constitution, and the Laws of the United States
which shall be made in Pursuance thereof; and all Treaties
made, or which shall be made, under the Authority of the
United States, shall be the supreme Law of the Land; and
the judges in every State shall be bound thereby, any Thing
in the Constitution or Laws of any State to the Contrary
notwithstanding. ’ ’
If, then, through the violation of the provisions of the Con
stitution by a judge of Virginia, the entire grand jury panel
is made invalid, how can it be that such illegal panel can charge
the accused with crime agreeably to the Constitution! And
15
when such action on the part of a state judge is brought to the
attention of a Federal Court as the Court first having juris
diction of the question, it must necessarily find, in applying
the fundamental law of the land, that the executive requisition
based on an indictment procured by such action is not in form.
Questions of comity have no place.
“ The right to personal liberty is too important to be
overborne by anything short of evidence that it has been
forfeited. Mere matters of form, and considerations
based on notions of comity between courts, have no proper
place in trials on habeas corpus.” Per Butler, J., in
United States v. Fowkes, 49 F. 50, 53 (1892; affirmed,
53 F. 13; certiorari denied, 149 U.S. 789).
“ In view of the nature of the writ and of the character
of the detention under a warrant, no hard and fast rule
has been announced as to how far the court will go in
passing upon questions raised in habeas corpus proceed
ings.” Per Lamar, J., in Henry v. Henkel, 235 U.S. 219,
228 (1914).
III.
T h e p e t it io n e r b e in g i n c u s t o d y i n v io l a t io n o f t h e C o n s t i
t u t i o n AND LAWS OF THE UN ITED STATES, THE DISTRICT COURT
HAD JURISDICTION TO GRANT ITS WRIT OF HABEAS CORPUS.
A.
The history of the writ of habeas corpus, both in England and
in this country, shows that the application of the writ has
been constantly broadened and the jurisdiction of the courts
in granting the writ constantly extended to conserve and
maintain the original purpose that a man shall not be de
prived of his liberty except upon a lawful charge or con
viction.
The purpose of the writ of habeas corpus ad subjiciendum
from the earliest records of its origin in the English law has
16
been that no man should be detained in custody in a criminal
case except upon a lawful charge or conviction. As a manda
tory writ of right, it was a part of the common law of England
before Magma Carta and was imbedded in that great charter
to be thereafter for all time the source of relief from oppres
sion by kings or magistrates.
I t was not from the outset an unfailing source of relief, and
the history of the writ, both in England and in this country,
has been one of constant extension of its application by legis
lative enactment to meet limitations imposed by the courts
upon its authority.
In England, the rights thought to be secured by the writ
after its inclusion in Magna Carta were largely defeated by
royal prerogatives and by politically constituted courts. Not
until after the judges had held in Darnel’s Case (1627) that
the command of the King was a sufficient answer to the writ,
did the House of Commons in the Petition of Right provide
“ that no free man in any such manner . . . be imprisoned or
detained, ’ ’ and the writ became fully established as the means
of defeating illegal imprisonment by judicial or executive
order.
The Petition of Right was in turn disregarded in Selden’s
Case (1629), and this led to the abolition of the star chamber,
followed by an act of Parliament (1640) by which the right to
habeas corpus was given to test the legality of commitments
by command or warrant of the King or Privy Council (Hallam,
Cons. Hist., 12th ed., vol. II, c. IX). The abuses continuing
in the reign of Charles II and becoming more and more in
tolerable under the arbitrary decisions by Lord Clarendon and
specifically by Lord Nottingham in the Jenhes case (1676), the
Parliament, under the leadership of Lord Shaftesbury, passed
the famous Habeas Corpus Act of 1679, which bears his name
(31 Car. II, c. 2). This act was adopted by some of the
American colonies prior to the Declaration of Independence
and was a part of the common law which all the colonies in
herited from the mother country. Because of the ingrained
17
conservatism which pervades the English courts in limiting
the application of a new law to the particular grievances which
it is supposedly designed to remedy, the writ of habeas corpus
has been extended from time to time by specific enactments to
enlarge its application, and always with an eye single to con
serve and maintain its original purpose, that a man shall not
be deprived of his liberty except upon a lawful charge or con
viction.
The larger scope of the writ of habeas corpus in this coun
try was pointed out by Joseph H. Choate, citing Church on
Habeas Corpus, in his masterly argument supporting Attor
ney General Miller for the appellee in In re Neagle, 135 U.S.
1. In discussing section 14 of the Judiciary Act of E89 he
said:
“ How far, under that statute, the federal courts could
go behind the return, considering that it gave them the
power to grant the writ for the express ‘purpose of an
inquiry into the cause of restraint of liberty,’ probably
never wms, and need not now be determined.
‘ ‘ Certainly, as the English law then stood, that is, the
common law and the Habeas Corpus Act of Charles II,
the judges and courts in England confined themselves
very closely to what appeared upon the face of the return,
where it had been legal and regular, and the process had
been issued by a court of competent jurisdiction. But
the writ of habeas corpus seems always to have had a more
extended use in the United States than in England, and
inquiries under it have been more varied and far-reaching
here than in that country. Church on Habeas Corpus,
§221, p. 272.”
The extension of the writ of habeas corpus in England by
successive acts of Parliament to override the limitations put
upon it by judicial interpretation after Magna Carta finds a
striking parallel in the broadening by successive acts of Con
gress of the scope and application of the writ in the Federal
18
Courts of this country to remedy the indeterminate authority
of the writ as phrased in the Judicature Act.
No decision of the United States Supreme Court since the
Dred Scott decision aroused keener interest at the time of its
rendition than that in the case of E x parte Neagle, following
the murderous assault upon Justice Field of that Court and
the shooting of the assailant, Terry, by Neagle in his capacity
of Deputy Marshal. In the opinion by Miller, J., regarded by
many as his greatest deliverance, speaking for the majority
of the Court, he traces the growth of the writ of habeas corpus
and declares its undeniable application in any case where a
person is in custody in violation of the Constitution. Nowhere
is the extension of the scope of the Federal writ more ably
presented. In this connection he says:
“ The enactments now found in the Revised Statutes of
the United States on the subject of the writ of habeas
corpus are the result of a long course of legislation forced
upon Congress by the attempt of the States of the Union
to exercise the power of imprisonment over officers and
other persons asserting rights under the federal govern
ment or foreign governments, Avhich the States denied.
The original act of Congress on the subject of the writ
of habeas corpus, by its 14th section, authorized the judges
and the courts of the United States, in the case of pris
oners in jail or in custody under or by color of the author
ity of the United States, or committed for trial before some
court of the same, or when necessary to be brought into
court to testify, to issue the writ, and the judge or court
before whom they were brought was directed to make
inquiry into the cause of commitment. 1 Stat. 81, c. 20,
§ 14. This did not present the question, or, a t least, it gave
rise to no question which came before the courts, as to
releasing by this writ parties held in custody under the
laws of the States. But when, during the controversy
growing out of the nullification laws of South Carolina,
officers of the United States were arrested and imprisoned
19
for the performance of their duties in collecting the reve
nue of the United States in that State, and held by the
state authorities, it became necessary for the Congress
of the United States to take some action for their relief.
Accordingly the act of Congress of March 2, 1833, 4 Stat.
634, c. 57, § 7, among other remedies for such condition
of affairs, provided, by its 7th section, that the fedeial
judges should grant writs of habeas corpus in all cases of
a prisoner in jail or confinement, where he should be com
mitted or confined on or by any authority or law, for any
act done, or omitted to be done, in pursuance of a law of
the United States, or any order, process or decree of any
judge or court thereof.
“ The next extension of the circumstances on which a
writ of habeas corpus might issue by the federal judges
arose out of the celebrated McLeod Case, in which Mc
Leod, charged with murder, in a state court of New York,
had pleaded that he was a British subject, and that what
he had done was under and by the authority of his govern
ment, and should be a matter of international adjustment,
and that he was not subject to be tried by a court of New
York under the laws of that State. The federal govern
ment acknowledged the force of this reasoning, and under
took to obtain from the government of the State of New
York the release of the prisoner, but failed. He was, how
ever, tried and acquitted, and afterwards released by the
State of New York. This led to an extension of the powers
of the federal judges under the writ of habeas corpus, by
the act of August 29,1842, 5 Stat. 539, c. 257, entitled ‘An
act to provide further remedial justice in the courts of
the United States.’ I t conferred upon them the power
to issue a writ of habeas corpus in all cases where the
prisoner claimed that the act for which he was held in
custody was done under the sanction of any foreign power,
and where the validity and effect of this plea depended
upon the law of nations.
20
“ The next extension of the powers of the court under
the writ of habeas corpus was the act of February 5,1867,
14 Stat. 385, c. 28, and this contains the broad ground of
the present Revised Statutes, under which the relief is
sought in the case before us, and includes all cases of re
straint of liberty in violation of the Constitution or a law
or treaty of the United States, and declares that ‘the said
court or judge shall proceed in a summary way to deter
mine the facts of the case, by hearing testimony and the
arguments of the parties interested, and if it shall appear
that the petitioner is deprived of his or her liberty in con
travention of the Constitution or laws of the United
States, he or she shall forthwith be discharged and set at
liberty.’ ”
Since the passage of the Act of 1867 the power of the Fed
eral Court to grant the writ of habeas corpus whenever a per
son is imprisoned in violation of the Constitution and laws of
the United States has been declared in successive decisions,
and has never been successfully challenged by those asserting
the right of the states to retain custody of a prisoner.
B.
The District Court has jurisdiction to issue the writ of habeas
corpus, to inquire into and determine whether a person in
jail under color of authority derived from the Federal Con
stitution is in custody in violation of the Constitution, and,
if so unlawfully held, to discharge him.
The jurisdiction of this Court to inquire whether the peti
tioner, Crawford, is in custody in violation of the Constitution
or laws of the United States, and to allow the writ if law and
justice so require, is established by the Act of February 5,
1867 (14 Stat. 385, c. 28), as now incorporated in the Revised
Statutes, and by repeated decisions of controlling authority—
R.S. secs. 751-755, 761 (U.S.C. title 28, c. 14, secs.
451-455, 461);
21
Ex parte Royall, 117 U.S. 241, 247 (1886);
New York v. Eno, 155 U.S. 89, 93 (1894);
Whitten v. Tomlinson, 160 U.S. 231, 239, 240
(1895)—
and this jurisdiction will be exercised in the Court’s discre
tion, even in a case where the jurisdiction of a State Court
over the crime and the person has already attached, although
the effect is to defeat the state jurisdiction in advance of trial
and prevent a trial by jury.
In re Neagle, 135 U.S. 1 (1890);
In re Loney, 134 U.S. 372 (1890).
In Ex parte Royall (supra), which was a Virginia case, the
petitioner, after indictment and before trial, brought a writ
of habeas corpus in the United States Circuit Court, claiming
that he was unlawfully held in violation of the Constitution,
and the petition was dismissed on the ground that the Court
had no jurisdiction to discharge the prisoner when held in
custody by the Court of the state.
Upon appeal, the Supreme Court, by Harlan, J., defined the
authority of the Federal Court when its jurisdiction is
invoked:
“ The grant to the Circuit Courts in §751 of jurisdic
tion to issue writs of habeas corpus, is in language as
broad as could well be employed. While it is attended
by the general condition, necessarily implied, that the
authority conferred must be exercised agreeably to the
principles and usages of law, the only express limitation
imposed is, that the privilege of the writ shall not be en
joyed by—or, rather, that the courts and the judicial offi
cers named, shall not have power to award the writ to—any
prisoner in jail, except in specified cases, one of them being
where he is alleged to be held in custody in violation of the
Constitution.
22
“ Whether, therefore, the appellant is a prisoner in
jail, within the meaning of §753, or is restrained of his
liberty by an officer of the law executing the process of a
court of Virginia, in either case, it being alleged under
oath that he is held in custody in violation of the Con
stitution, the Circuit Court has, by the express words of
the statute, jurisdiction on habeas corpus to inquire into
the cause for which he is restrained of his liberty, and to
dispose of him ‘as law and justice require’.
“ It would seem—whether reference be had to the act
of 1867 or to existing statutory provisions—that it was
the purpose of Congress to invest the courts of the Union,
and the justices and judges thereof, with power upon
writ of habeas corpus, to restore to liberty any person,
within their respective jurisdictions, who is held in cus
tody, by whatever authority, in violation of the Constitu
tion or any law or treaty of the United States. The statute
evidently contemplated that cases might arise when the
power thus conferred should be exercised, during the
progress of proceedings instituted against the petitioner
in a State Court, or by or under authority of a State,
on account of the very matter presented for determination
by the writ of habeas corpus; for care is taken to pro
vide that any such proceedings, pending the hearing of
the case upon the writ and until final judgment and after
the prisoner is discharged, shall be null and void.
“ That the petitioner is held under the authority of a
State cannot affect the question of the power or jurisdic
tion of the Circuit Court to inquire into the cause of his
commitment, and to discharge him if he be restrained of
his liberty in violation of the Constitution. The grand
jurors who found the indictment, the court into which it
was returned and by whose order he was arrested, and
the officer who holds him in custody, are all, equally with
individual citizens, under a duty, from the discharge of
which the State could not release them, to respect and
23
obey the supreme law of the land, ‘anything in the Con
stitution and laws of any State to the contrary notwith
standing.’ ”
In New York v. Eno (supra) a writ of habeas corpus was
brought by Eno, who had been indicted in the State of NeAv
York for an offense which he claimed was made by Federal
statutes an offense against the United States, exclusively cog
nizable by their Courts. The writ was dismissed on appeal to
the Supreme Court because it was held that the claim of the
accused of immunity from prosecution in the State Court
should first he passed upon by the highest Court of the state.
It is distinguished from the present case because the State
of New York had jurisdiction of the person of the accused, and
there was a controverted question of law to be detex mined,
which controverted question involved the issue whether or
not the State of New York did not also have jurisdiction of
the crime. In a dissenting opinion, concurred in by Shiras, J.,
Field, J., said that the jurisdiction of the crime was vested
exclusively in the Court of the United States, and that it
would therefore subserve no useful purpose to proceed with
the cases in the State Court and thus ascertain what the Court
would have done had it possessed jurisdiction, and that the
accused was therefore entitled to his discharge whenever the
matter was properly brought to the attention of the Federal
Court.
I t can be said in this case that the accused, having been
indicted by a grand jury drawn in violation of the provisions
of the Fourteenth Amendment to the Constitution, it would sub-
sei've no useful purpose to proceed with the case in the State
Court and thus ascei’tain what that Court would have done
if the indictment had been valid, and that the accused in this
case, being in custody in violation of the Constitution upon
an invalid indictment, is entitled to his discharge whenever
the matter is properly brought to the attention of the Federal
Court.
24
In In re Neagle {supra) Mr. Justice Miller, in tlie opinion
of the Court, cites with approval language used by Mr. Choate
in the Senate of the United States in the debate upon the
passage of the Act of 1842, extending the application of the
writ of habeas corpus, as follows:
“ If you have the power to interpose after judgment,
you have the power to do so before. If you can reverse
a judgment, you can anticipate its rendition. If, within
the Constitution, your judicial power extends to these
cases or these controversies, whether you take hold of
the case or controversy at one stage or another, is totally
immaterial. The single question submitted to the national
tribunal, the question whether, under the statute adopt
ing the law of nations, the prisoner is entitled to the exemp
tion or immunity he claims, may as well be extracted from
the entire case, and presented and decided in those tri
bunals before any judgment in the state court, as for it
to be revised afterwards on a writ of error. Either way,
they pass on no other question. Either way, they do not
administer the criminal law of a State. In the one case
as much as in the other, and no more, do they interfere
with state judicial power.”
The reasoning of Mr. Choate is equally applicable to the
present case, upon the admitted facts in the agreement set
forth in the record.
C.
The allegations of the petition required the District Court to
exercise its jurisdiction to inquire into the cause of the
petitioner’s restraint, and upon the facts admitted in the
record, to discharge the petitioner.
The petition charges that the pretense for Crawford’s re
straint is the warrant issued by the Governor of the Common
25
wealth of Massachusetts on the requisition of the Governor of
Virginia, which requisition, and, therefore, which warrant, are
based upon alleged indictments found in violation of the Con
stitution of the United States in that Negroes were excluded
from the grand jury solely by reason of race or color. The
return of the appellee alleges that Crawford is in his custody
solely by reason of said warrant. It follows from the foregoing
that Crawford is held in custody, not under process issuing
from a State Court in either Virginia or Massachusetts, but
only under and by virtue of the authority vested in the execu
tive to take and hold the prisoner in custody for delivery to
the agent of another state by the Constitution, art. IV, sec. 2,
cl. 2, and the laws of the United States, U.S.C. title 18, c. 20,
sec. 662. The Constitution provides in the section cited:
“ A person charged in any state with treason, felony,
or other crime, who shall flee from justice and be found
in another state, shall, on demand of the executive author
ity of the state from which he fled, be delivered up, to be
removed to the state having jurisdiction of the crime.”
This provision of the Constitution is not self-executing, and
there is no express grant to Congress of legislative power to
execute it. However, a contemporary construction, contained
in the Act of 1793, 1 Stat. 302, ever since continued in force,
and now embodied in sections 5278 and 5279 of the Revised
Statutes, has established the validity of the legislation on the
subject (see U.S.C. title 18, c. 20, sec. 662). This act of Con
gress is as follows:
“ Whenever the executive authority of any State or
Territory demands any person as a fugitive from justice,
of the executive authority of any State or Territory to
which such person has fled, and produces a copy of an
indictment found . . . charging the person demanded with
having committed treason, felony, or other crime, certified
as authentic by the governor or chief magistrate of the
26
State or Territory from whence the person so charged
has fled, it shall be the duty of the executive authority of
the State or Territory to which such person has fled to
cause him to be arrested and secured, and to cause notice
of the arrest to be given to the executive authority mak
ing such demand, or to the agent of such authority ap
pointed to receive the fugitive, and to cause the fugitive
to be delivered to such agent when he shall appear. . .
As was said by Mr. Justice Matthews in Roberts v. Reilly,
116 TLS. 80 (1885), at p. 94:
“ I t follows, however, that, whenever the executive of
the State, upon whom such a demand has been made, by
virtue of his warrant, causes the arrest for delivery of a
person charged as a fugitive from the justice of another
State, the prisoner is held in custody only under color
of authority derived from the Constitution and laws of the
United States, and is entitled to invoke the judgment of
the judicial tribunals, whether of the State or the United
States, by the writ of habeas corpus, upon the lawfulness
of his arrest and imprisonment. ’ ’
In the case at bar, the petitioner having brought a petition
for writ of habeas corpus, and having alleged under oath that
he is held in custody in violation of the Constitution, and the
District Court, by express words of the statute, having juris
diction on habeas corpus to inquire into the cause for which
the petitioner is restrained of his liberty, and to dispose of
him as law and justice require, it became the duty of the Court
under all the circumstances of the case to determine whether
the petitioner was so held in custody in violation of the Con
stitution, and that duty devolving on the Court may not be
declined.
Cohens v. Virginia, 6 Wheat. 264 (1821).
Willcox v. Consolidated Gas Co., 212 U.S. 19 (1909).
27
In Cohens v. Virginia the Court said, by Marshall, C.J. (at
p. 404):
“ It is most true that this Court will not take jurisdic
tion if it should not: hut it is equally true, that it must
take jurisdiction if it should. The judiciary cannot, as
the legislature may, avoid a measure because it approaches
the confines of the constitution. We cannot pass it by be
cause it is doubtful. With whatever doubts, with what
ever difficulties, a case may be attended, we must decide
it, if it be brought before us. We have no more right to
decline the exercise of jurisdiction which is given, than
to usurp that which is not given. The one or the other
would be treason to the constitution. Questions may oc
cur which we would gladly avoid; but we cannot avoid
them. ’ ’
In Willcoxv. Consolidated Gas Co., the Court said, by Peck-
ham, J. (at p. 40) :
“ They [the appellants] assume to criticise that court
for taking jurisdiction of this case, as precipitate, as if
it were a question of discretion or comity, whether or not
that court should have heard the case. On the contrary,
there Avas no discretion or comity about it. When a Federal
court is properly appealed to in a case over which it has
by law jurisdiction, it is its duty to take such jurisdiction
(Cohens v. Virginia, 6 Wheat. 264, 404), and in taking
it that court cannot be truthfully spoken of as precipitate
in its conduct. That the case may be one of local interest
only is entirely immaterial, so long as the parties are
citizens of different States or a question is involved which
by law brings the case within the jurisdiction of a Federal
court. The right of a party plaintiff to choose a Federal
court where there is a choice cannot be properly denied.
In re Metropolitan Railway Receivership, 208 U. S. 90-
110; Prentis v. Atlantic Coast Line et at., 211 U. S. 210.
28
In the latter case it was said that a plaintiff could not be
forbidden to try the facts upon which his right to relief
is based before a court of his own choice, if otherwise
competent. I t is true an application for an injunction was
denied in that case because the plaintiff should in our
opinion have taken the appeal allowed him by the law of
Virginia while the rate of fare in litigation was still at
the legislative stage, so as to make it absolutely certain
that the officials of the State would try to establish and
enforce an unconstitutional rule.
“ The case before us is not like that. I t involves the
constitutionality, with reference to the Federal Constitu
tion, of two acts of the legislature of New York, and it is
one over which the Circuit Court undoubtedly had juris
diction under the act of Congress, and its action in taking
and hearing the case cannot be the subject of proper
criticism.”
The petitioner in the case at bar had the undisputed right,
when there was a choice of jurisdiction, to choose the Federal
Court to determine the fundamental issue raised by writ of
habeas corpus, whether he was being restrained of his liberty
in violation of the Constitution of the United States. He chose
the Federal Court to determine a Federal question.
The cause came before this Court as the Court of first in
stance. The Court had jurisdiction of the cause by the pro
visions of the Revised Statutes; it acquired jurisdiction of the
person when the order was made for the writ to issue and
service was made upon the appellant and he appeared and
made return and answer.
The Court of the demanding state has never acquired juris
diction of the person. No Court of the asylum state has juris
diction either of the person or of the crime with which the
petitioner is charged.
The case is therefore within the established rule that, where
concurrent jurisdiction exists in law, the Court which first
29
obtains jurisdiction in fact should fully determine the matter
before it.
Harkrader v. Wadley, 172 U.S. 148, 164 (1898).
Rickey Land <& Cattle Co. v. Miller et al., 218 U.S.
258, 262 (1910).
Coveil v. Heynian, 111 U.S. 176 (1884).
In the case of Ilarkrader v. Wadley the Court, by Shiras, J.
(at p. 164), says:
“ When a state court and a court of the United States
may each take jurisdiction of a matter, the tribunal where
jurisdiction first attaches holds it, to the exclusion of the
other, until its duty is fully performed and the jurisdiction
involved is exhausted; and this rule applies alike in both
civil and criminal cases. Freeman v. Howe, 24 How. 450;
Buck v. Colbath, 3 Wall. 334; Taylor v. Taintor, 16 Wall.
366; Ex parte Crouch, 112 U. S. 178. ”
This rule was the basis for refusing the writ in Ex parte
Royall (supra), Neiv York v. Eno (supra), and Whitten v.
Tomlinson (supra). In each of those cases the petitioner was
already before the Court of the state, which had acquired juris
diction of the person and of the subject-matter. In each case
the question whether the statute under which the accused was
indicted was unconstitutional could properly be determined by
the State Court in the first instance, and if decided adversely
to the accused, be reviewed by the Supreme Court of the United
States on writ of error. Obviously no sufficient reason ap
peared for ousting that jurisdiction by writ of habeas corpus
in the Federal Court in advance of trial, as was done in the
cases of In re Loney (supra), and In re Neagle (supra). The
Courts, therefore, in the three cases referred to, followed
Coveil v. Heyman (see Ex parte Royall, supra, at p. 272)
and declined to issue writs in advance of trial, but it was ex
30
pressly pointed out in Ex parte Royall that the Circuit Court
still had a discretion to issue the writ at any subsequent time.
The case at bar is the converse of Ex parte Royall. The
State of Virginia is seeking to acquire a jurisdiction not yet
possessed, and its very request for the return of the petitioner
is tainted by its flagrant violation of the Constitution in deny
ing to the petitioner in the method of procuring his indict
ment that equal protection of the laws which it was the purpose
of the Fourteenth Amendment to secure to the Negro race.
The State of Virginia in requesting extradition invokes the
Constitution in order to secure the return of the petitioner to
proceed against him in defiance of the Constitution. The effect
of dismissing the writ in this case would be to continue a re
straint which violates the Fourteenth Amendment by ousting
the jurisdiction which this Court has already acquired in order
to enable the State of Virginia to acquire a jurisdiction not
yet obtained. To have dismissed this petition for habeas corpus
after the District Court had acquired jurisdiction and the writ
had issued would have been abhorrent to every sense of justice,
because it would have deprived the petitioner of the right which
is given him to choose between the jurisdiction of the Federal
Court and a State Court when his right of liberty under the
Constitution is at stake, and would have forced him to submit
the issue to the jurisdiction of the very state which upon the
admitted facts in the record of this case has caused him to be
restrained of his liberty in violation of the Constitution.
I t is therefore submitted that it was the duty of Judge
Lowell, when the writ had issued and the petitioner was before
him, to proceed pursuant to Revised Statutes, sec. 761, “ in a
summary way (all material facts being admitted) to hear the
arguments and thereupon dispose of the party as law and
justice require. ’ ’
31
D.
I f it is contended that the District Court had discretion as
to the time and mode in which it woidd determine the issue
raised by the petitioner, Judge Lowell, having exercised that
discretion to proceed under R.S. sec. 761, to receive the
evidence and determine the issue before him, and having
allowed the petition and discharged Crawford, the only ques
tion before this Court upon appeal is whether his decision to
proceed and determine the issue before him, which he had
the power to do, was an abuse of judicial discretion which
constitutes reversible error.
1.
It is difficult to see, in view of the fact that the Federal
Court is given full jurisdiction by the Federal statutes upon
a writ of habeas corpus to inquire into the cause of the com
mitment and discharge the petitioner if he is found to he held
in custody in violation of the Constitution, and in view of the
fact that in the case at bar the District Court had acquired
jurisdiction of the cause and of the person of the petitioner,
so that there was presented no question of divesting any other
Court which had obtained priority of jurisdiction, how it can
be claimed that the Court had a discretion to refuse to proceed
in a summary manner, as it is provided he “ shall” do in R.S.
sec. 761, to inquire into the cause of the restraint upon the
liberty of the petitioner and to dispose of the party as law
and justice may require. To do so was to deny the petitioner
the jurisdiction of his choice for the determination in a sum
mary way of the issue which he had raised as of right and in
effect to divest the District Court of this jurisdiction and com
pel the petitioner to submit to the jurisdiction of a State
Court in the first instance the very issue which he had elected
to have determined in the Federal Court.
If the District Court had discretion not to proceed in a
summary way to determine the issue which was immediately
before it, the writ having issued in accordance with the order
of the Court, every argument which has been presented in this
brief in support of the Court having a duty imposed upon it
which it could not decline, applies with equal force and effect
to sustain the soundness of the discretion which Judge Lowell
exercised in proceeding to consider and determine the issue
before him.
32
2.
I f the Court was called upon to exercise its discretion as to
the time and mode in which it would determine the issue before
it, it was its duty to consider all the circumstances under which
the discretion was to he exercised.
The Court was bound to take into consideration that, if it
declined or deferred action upon the petition or dismissed the
petition without prejudice, and the petitioner was surrendered
by the respondent Hale to the agent of the demanding state,
the consequence would be, under the Virginia law, that Craw
ford would be put to his trial upon the indictments in the Cir
cuit Court of Loudoun County before the Circuit Judge pre
siding over the Twenty-sixth Judicial Circuit of Virginia,
who was the same Judge who had selected the list of jurors in
violation of the Constitution of the United States, from which
list the grand jury had been drawn which had found the in
dictments. Upon any motion or plea in abatement to quash or
dismiss the indictments, grounded upon the violation of the
Constitution in selecting the list of jurors, the Judge would be
called upon to pass judgment upon his own act involving the
question whether he had violated the Federal statute prohibit
ing discrimination against Negroes in the selection of jurors
(see Ex parte Virginia, supra). Such action on the part of
the judge would violate the fundamental principle of due
process, that no person shall sit as judge in a case where he
has a personal interest in the outcome.
Turney v. Ohio, 273 U.S. 510 (1927).
33
The Court also, in the exercise of its discretion, had a right
to consider that Crawford would he put to his trial before a
petit or felony jury in Loudoun County, and in the agreed
facts submitted to the Court it was stated that in that County
the same custom which obtained in making up the jury lists
from which grand jurors Avere drawn also obtained with re
spect to making up the jury lists from which the petit and
felony jurors Avei*e draAvn, and that during the term of office
of the Clerk of Loudoun County there had never been a Negro
on any grand, petit or felony jury in the County, nor at any
time prior to that in his recollection, and that he had lived in
the County practically all his life ; and that the Sheriff of the
County had never served a writ summoning a Negro to jury
duty in the County or kno a v h such a Avrit to be served on a
Negro, and had never seen a Negro seiwing on any jury, and
that it Avas the existing custom not to put Negroes on any jury
in Loudoun County, which Avas a matter of common knoAvledge.
3.
I f the Court had discretion in its action on the 'petition, in
the exercise of a sound discretion, it should rightly give con
sideration to the fact that since 1925 a writ of habeas corpus
is the only writ of right remaining upon which Crawford could
secure a final determination of his right to liberty by the Su
preme Court of the United States.
The limitation on the appellate jurisdiction of the Supreme
Court of the United States imposed by the Act of February
13, 1925, c. 229, sec. 1, removing the jurisdiction of the Su
preme Court to issue its Avrit of error to the State Courts ex
cept in cases Avhere State or Federal statutes are to be re
viewed, has an important bearing on the propriety of grant
ing the writ of habeas corpus in the case at bar. All the old
cases which deny habeas corpus state that the citizen’s rights
are fully protected when he is forced to trial in the State Court
because he has adequate machinery for appeal, culminating
34
in a writ of error from the Supreme Court of the United States
to review the Federal question.
“ If the question of exclusion of citizens of the African
race from the lists of grand and petit jurors had been
made during the trial in the Court of General Sessions,
and erroneously decided against the appellant, such error
in decision would not have made the judgment of convic
tion void, or his detention under it illegal. . . . Nor would
that error, of itself, have authorized the Circuit Court of
the United States, upon writ of habeas corpus to review
the decision or disturb the custody of the accused by the
state authorities. The remedy in such case, for the ac
cused, was to sue out a writ of error from this court to the
highest court of the State having cognizance of the mat
ter, whose judgment, if adverse to him in respect to any
right, privilege or immunity specially claimed under the
Constitution or laws of the United States, could have been
re-examined, and reversed, affirmed or modified, by this
court as the law required.” Per Harlan, J., In re Wood
(supra), at 287.
The writ of error is a writ of right. Under it the citizen
was assured of review by the Supreme Court of the United
States of his assertion of Federal right. But since the cur
tailment of the jurisdiction of the Supreme Court under writ
of error by the Act of 1925, the citizen can now seek review of
the decision of the State Court, where no question of statutory
interpretation is involved, only as a matter of grace through
certiorari.
No citizen’s constitutional rights, privileges and immunities
should be shut off, denied or destroyed prior to a review by
the Federal Courts as a matter of right. Since the citizen can
no longer get this review through the old process of appeal or
writ of error from the Supreme Court, the more reason the
District Coui't should in proper cases be ready to relieve him
35
of open violations of Ms constitutional rights by habeas
corpus, the only remedy of right remaining to him.
United States v. Rauch, 253 F. 814 (1918).
None of the old cases decided before the Act of 1925 attempt
to say that a writ of certiorari offers the citizen protection
which is substantially the equivalent of habeas corpus. They
rely wholly on the writ of error, which, for the reasons just
stated, is no longer available. The citizen must be given some
protection, where the State openly admits a persistent viola
tion of his constitutional rights. His best remaining protec
tion against lawful oppression from the courts or authorities
of the State is the writ of habeas corpus.
See Virginia v. Paul, 148 U.S. 107, 120-121 (1893).
IV.
T h e C o u r t p r o p e r l y a d m it t e d t h e f a c t s c o n t a in e d i n t h e
AGREEMENT OF THE PARTIES AS COMPETENT AND MATERIAL EVI
DENCE ON THE ISSUE PRESENTED BY THE PETITION FOR THE WRIT
OF HABEAS CORPUS.
When the writ of habeas corpus is brought, not in a State
Court, but in the Federal Court, the provisions of the Revised
Statutes upon habeas corpus by express terms give to the
Court a broad field of inquiry. Regardless of the rule in the
State Courts, the express language of the statute (U.S.C.A.
title 28, c. 14) authorizes the Federal Courts to look behind the
indictment or other portion of the record, where such inspec
tion is necessary to determine whether the petitioner is in
custody in violation of the Constitution or laws of the United
States.
“ Sec. 460. Denial of return; counter allegations;
amendments. The petitioner or the party imprisoned or
restrained may deny any of the facts set forth in the
36
return, or may allege any other facts that may be material
in the case. Said denials or allegations shall be made
under oath. The return and all suggestions made against
it may be amended, by leave of the court, or justice, or
judge, before or after the same are filed, so that thereby
the material facts may be ascertained. (U.S.C.A. title 28,
c. 14, sec. 460.) ” (Italics ours.)
“ Sec. 461. Summary hearing; disposition of party.
The court, or justice, or judge shall proceed in a summary
ivay to determine the facts of the case, by hearing the
testimony and arguments, and thereupon to dispose of the
party as law and justice require. (U.S.C.A. title 28, c. 14,
sec. 461.) ” (Italics ours.)
As is pointed out in the case of Roberts v. Reilly (supra), the
duty of the Governor of the state where the fugitive is found
is merely ministerial. Neither from the Constitution nor
from the act of Congress does he derive any executive or
judicial authority. He must, therefore, perform his minis
terial duty if the three requirements upon which it is predi
cated are present: that he has before him an authenticated
copy of the indictment from the demanding state charging
crime, that the identity of the accused is established, and that
it appears he is a fugitive from justice, and the scope of his
inquiry is limited to the question whether these three require
ments have been complied with.
No such restriction obtains when the jurisdiction of the
Federal Court is invoked by the accused upon an application
for a writ of habeas corpus. The scope of inquiry open to the
Court extends to an examination of the grounds upon which
the warrant issued. The warrant of the Governor, when intro
duced in evidence, establishes only a prima-facie case.
Roberts v. Reilly (supra).
Hyatt v. Corkran, 188 U.8. 691, 710, 711 (1903).
People v. Brady, 56 N.Y. 182.
37
In Roberts v. Reilly the Court said:
“ It is conceded that the determination of the fact by
the executive of the State in issuing his warrant of arrest,
upon a demand made upon that ground, whether the writ
contains a recital of an express finding to that effect or
not, must be regarded as sufficient to justify the removal
until the presumption in its favor is overthrown by con
trary proof. ’ ’
In People v. Brady it Avas held that the Courts have jurisdic
tion to interfere by writ of habeas corpus and to examine the
grounds upon Avhich an executive warrant for the apprehension
of an alleged fugitive from justice from another state is issued,
and, in case the papers are defective and insufficient, to dis
charge the prisoner.
In Hyatt v. Corkran the Court, by Mr. Justice Peckham, says
(at p. 711):
“ We are of opinion that the warrant of the governor
is but prima facie sufficient to hold the accused, and that
it is open to him to show by admissions, such as are herein
produced, or by other conclusive evidence, that the charge
upon AAdiich extradition is demanded assumes the absence
of the accused person from the State at the time the
crime Avas, if ever, committed.”
By express words of the above section 461, it is mandatory
upon the Court to proceed to determine the facts of the case
by hearing the evidence. That the Court has authority to
determine the issue after full inquiry beyond the record of the
cause of restraint is recognized in the decisions.
Frank v. Mangum, 237 U.S. 309, 330 (1915).
United States v. Fowkes, 53 F. 13, 15 (certiorari
denied, 149 U.S. 789) (1892).
38
In Frank v. Mangurn (supra) the Court says, by Mr. Justice
Pitney (at pp. 330, 331):
“ The rule at the common law, and under the act 31 Car.
II, c. 2, and other acts of Parliament prior to that of
July 1, 1816 (56 Geo. I l l , c. 100, 3), seems to have been
that a showing in the return to a writ of habeas corpus that
the prisoner was held under final process based upon a
judgment or decree of a court of competent jurisdiction,
closed the inquiry. So it was held, under the judiciary act
of 1789 (ch. 20, 14, 1 Stat. 73, 81), in Ex parte Watkins, 3
Pet. 193, 202. And the rule seems to have been the same
under the act of March 2, 1833 (ch. 57, §7, 4 Stat. 632,
634), and that of Aug. 29, 1842 (ch. 257, 5 Stat. 539). But
when Congress, in the act of February 5, 1867 (ch. 28, 14
Stat. 385), extended the writ of habeas corpus to all cases
of persons restrained of their liberty in violation of the
Constitution or a law or treaty of the United States, pro
cedural regulations were included, now found in Rev.
Stat., §§754-761. These require that the application for
the writ shall be made by complaint in writing assigned by
the applicant and verified by his oath, setting forth the
facts concerning his detention, in whose custody he is de
tained, and by virtue of what claim or authority, if known;
require that the return shall certify the true cause of the
detention; and provide that the prisoner may under oath
deny any of the facts set forth in the return or allege
other material facts, and that the court shall proceed in
a summary way to determine the facts by hearing testi
mony and arguments, and thereupon dispose of the party
as law and justice require. The effect is to substitute for
the bare legal review that seems to have been the limit of
judicial authority under the common-law practice, and
under the act of 31 Car. II, c. 2, a more searching investi
gation, in which the applicant is put upon his oath to set
forth the truth of the matter respecting the causes of his
39
detention, and the court, upon determining the actual facts,
is to ‘dispose of the party as law and justice require.’
“ There being no doubt of the authority of the Con
gress to thus liberalize the common law procedure on
habeas corpus in order to safeguard the liberty of all per
sons within the jurisdiction of the United States against
infringement through any violation of the Constitution
or a law or treaty established thereunder, it results that
under the sections cited a prisoner in custody pursuant
to the final judgment of a state court of criminal juris
diction may have a judicial inquiry in a court of the United
States into the very truth and substance of the causes of
his detention, although it may become necessary to look
behind and beyond the record of his conviction to a suffi
cient extent to test the jurisdiction of the state court to
proceed to judgment against him. Cuddy, Petitioner, 131
U. S. 280, 283, 286; In re Mayfield, 141 U. S. 107, 116;
Whitten v. Tomlinson, 160 U. S. 231, 242; In re Watts and
Sachs, 190 U. S. 1, 35.”
In United States v. Foivhes (supra) the appellee was in the
custody of an officer of the United States under color of a
law of the United States. An application for his removal to
the Judicial District of Missouri was made to the District
Court for the Eastern District of Pennsylvania, and at the
same time and in the same Court the appellee presented his
petition for a writ of habeas corpus, which was allowed. His
detention was alleged to be justified solely by the section of
the Eevised Statutes which provides for the arrest and im
prisonment of offenders only “ for any crime or offense against
the United States . . . for trial before such court of the
United States as by law has cognizance of the offense. ’ ’ The
Court alleged to have such cognizance was a District Court of
the United States in Missouri. If he had committed a crime
against the United States, and if the District Court referred
to did have cognizance of it, the prisoner was lawfully held;
40
but, if either of these facts did not exist, then his imprison
ment was without warrant of law. The Circuit Court of Ap
peals affirmed the order of the District Court discharging the
prisoner, and said, through Dallas, Circuit Judge (at p. 15):
“ The position taken on behalf of the United States is
that the district court could not look beyond the indict
ment and the action of the commissioner by whom the
(petitioner) had been committed; and this position was
adhered to throughout the proceedings in that court, not
withstanding the fact that ample opportunity was afforded
the appellant to produce evidence to refute that which was
presented on behalf of the appellee. We, however, can
not sustain this view of the law. We do not doubt that a
district court may, in its discretion, and in a proper case,
order a warrant of removal upon the indictment alone; but
it would be going much further, and much too far, as we
think, to hold that in all cases, and especially in such a
case as this record discloses, the judge is precluded from
hearing any other evidence whatever, and must, upon
mere inspection of the indictment, order the removal of
the accused person to a considerable distance for trial,
although evidence be offered which, if received, would
conclusively establish that the court to which it is asked
that he shall be remanded is without jurisdiction to try
him. ’ ’
The District Court in this case, as the Court first having
jurisdiction over the person of the prisoner, properly ruled
that the uncontroverted facts offered were competent and ma
terial evidence to support the allegations of an issue it had
power to consider.
Carter v. Texas, 177 U.S. 442 (1900).
41
Y .
T h e c a s e s r e l ie d u p o n b y t h e a p p e l l a n t a r e d is t in g u is h a b l e
FROM THE CASE AT BAR AND CANNOT AVAIL THE APPELLANT UPON
THE ISSUE BEFORE THIS COURT UPON APPEAL.
A.
The cases which hold that illegalities in empaneling the grand
jury cannot he considered on habeas corpus—
Eg., In re Wood, 140 U.S. 278 (1891);
In re Wilson, 140 U.S. 575 (1891);
Andrews v. Swartz, 156 U.S. 272 (1894);
Matter of Moran, 203 U.S. 96 (1906);
Kaizo v. Henry, 211 U.S. 146 (1908);
Harlan v. McGourin, 218 U.S. 442 (1910)—
are all distinguishable from the case at bar.
In each of the cases the trial court otherwise had jurisdic
tion over both the crime and the person of the accused, entirely
apart from the grand jury proceedings; whereas in the case
at bar Virginia lacks jurisdiction over the person and cannot
get jurisdiction except by and through the unconstitutional
grand jtiry. In each of the cases above, the application for
habeas corpus was delayed until after conviction, at which time
applicant was confronted with the rule that habeas corpus
cannot be made to serve the functions of a “ belated writ of
error” ; whereas in the case at bar application is made
promptly before conviction, upon petitioner’s first appearance
in any court. In none of the above cases was extradition in
volved. In each of the above cases the applicant either wholly
failed to raise the illegality of the grand jury in the trial
court; or, having raised the question in the trial court, did
not press the point to the highest court by appeal or writ of
error.
Pearce v. Texas, 155 U.S. 311, does not aid the appellant.
In that case Pearce, arrested in Texas and held under warrant
42
of the Governor of that State for rendition to the State of
Alabama on an indictment which purported to charge larceny,
sued out a writ of habeas corpus in the State Court, wherein
he assailed the indictment for certain alleged defects in the
allegation of time and place, inter alia, and also assailed the
constitutionality of the Alabama Statute. The trial Judge held
that the indictment was not insufficient under the law of Ala
bama and refused the writ. That decision was affirmed by the
Texas Court of Appeals, which declined to pass upon the con
stitutionality of the statute assailed. The petitioner thereupon
sued out a writ of error from the Supreme Court of the United
States to the Texas Court. The Supreme Court affirmed the
judgment below, holding: (1) that the technical sufficiency of
the indictment as a pure matter of pleading would not be in
quired into upon a writ of habeas corpus; and (2) that the
Texas Court, in declining to pass upon the constitutionality of
the Alabama Statute, and remitting that question to the Ala
bama Court, denied to the petitioner no Federal right.
The case at bar is wholly different, as has been pointed out
in a prior section of this brief, II, A.
The only case which has been found which holds that in
extradition proceedings the question of the unconstitutionality
of the grand jury in the demanding state cannot be raised by
habeas corpus in the asylum state is People, ex rel. Whitfield, v.
Enright, 191 N.Y. S. 491 (1921). The case never reached the
New York Court of Appeals, and an examination of the opin
ion shows that the decision is based upon an erroneous con
ception of the issue which was adjudicated in In re Wood
(supra), which is the only case cited. I t cannot be considered
as an authority in the Federal Court because the New York
Court was not clothed with the authority of the United States
Revised Statutes, and its decision as an authority of this Court
is controlled by the cases of United States v. Fowkes, 53 F.
13 (1892) (certiorari denied 149 U.S. 789) and by Lee Gim Bor
v. Ferrari, 55 F. (2d) 86 (1932).
43
VI.
C o n c l u s io n .
The appellee, a prisoner in jail under color of authority de
rived from the Federal Constitution, by right of choice, has
elected to bring a petition for writ of habeas corpus in the
Federal Court, and alleges, inter alia, that he is in custody in
violation of the Constitution of the United States. The peti
tion having been filed in the District Court of the United States
for the District of Massachusetts, upon motion, the Court, by
McLellan, J., ordered that the writ should issue. The respon
dent to the petition has answered that he holds the petitioner
by virtue of a warrant issued by the Governor of Massachu
setts on the requisition of the Governor of Virginia.
The petition is before the Court as the court of first instance
having jurisdiction both of the cause and of the person of the
prisoner. The Court of the demanding state having jurisdic
tion of the crime alleged to have been committed has not ob
tained jurisdiction of the person. No Court of the asylum
state has jurisdiction either of the crime alleged or of the per
son. No conflict of jurisdiction has arisen. The jurisdiction
of the State of Virginia has not attached, and no issue is here
presented calling for the exercise of a discretion to supersede
the jurisdiction of the State Court. I t is not, therefore, a
question of administering the criminal laAV of a state. No
question of comity or conflict between judicial tribunals is
involved.
The District Court having first and sole jurisdiction of the
Federal question whether the prisoner is in custody in viola
tion of the Constitution, it becomes mandatory upon the Court,
under R.S. 761, to proceed in a summary way to determine the
facts of the case and, if it shall appear that the petitioner is
deprived of his liberty in contravention of the Constitution, to
set him at liberty. The warrant of the Governor of Massa
chusetts and the requisition of the Governor of Virginia con
stitute only prima facie evidence. The agreed facts contained
44
in the stipulation filed by the parties are clearly admissible,
because they constitute unqualified admissions that the indict
ments set out in the requisition were found by a grand jury
selected in violation of the Fourteenth Amendment to the
Constitution.
All material facts being admitted, there are no controverted
facts to be adjudicated. The violation of the Constitution of
the United States upon the admitted facts being established
and confirmed by decisions of the Supreme Court of control
ling authority, no controverted question of law remains to be
adjudicated. I t is, therefore, apparent that there is no oppor
tunity for the exercise of any discretion in regard to either the
time or mode of granting the writ to permit the Court of the
demanding state to adjudicate in the first instance any con
troverted questions of law or of fact.
In determining whether the prisoner is held in violation of
the Constitution, the sole issue is whether the indictments
have or have not been found conformably with the Constitu
tion. If they have not, they are voidable in the state of their
origin. They are utterly void in the Federal Court when their
validity is put in issue as constituting the charge upon which
the prisoner is in custody, as they would be void in the state
of their origin if their validity in that state was put in issue
and adjudicated.
Upon the peculiar facts presented in this record, the peti
tion was before this Court as a case of first impression.
The practice in such a case calls for the application of the
fundamental principles of law and justice which in this case
are imposed upon the Court by the express words of the statute
(R.S. 761) from which the Court derives its authority.
The writ of habeas corpus is an extraordinary writ calling
for summary hearing and summary action. The prisoner is
entitled to his liberty upon the agreed facts in this case, and
no future action by the State Court of Virginia can alter the
right of Crawford to be freed upon these indictments, because
no action by such Court can make these indictments good.
45
It would seem that the Court can have no discretion in grant
ing the writ and discharging the prisoner. If Judge Lowell
had any discretion as to the time and mode of granting the writ,
the reasons must indeed he compelling which would require or
justify retaining the prisoner in custody on the void indict
ments, and postponing action, and in effect relinquishing juris
diction, to give jurisdiction to the state which by unconsti
tutional means is seeking to acquire jurisdiction.
There are impelling reasons why such discretion to defer
granting the writ, if it exists under the circumstances of the
present case, should not be exercised. To deny the prisoner
his liberty after his right to liberty has been established upon
the admitted facts, would be to transfer jurisdiction in the first
instance from an impartial court to a court which, following the
long-standing custom which is common knowledge in the com
munity, has not been impartial to the Negro race and to this
appellee in procuring these indictments, a custom which ex
tends to petit and felony juries and will deprive the appellee
of his constitutional right in any future trial in that State,
without the protection of a writ of review as of right, which
protection was the ground for the exercise of the discretion in
the case of Ex parte Royall, supra, and the cases which have
followed it.
The real issue is, therefore, will this Court, by deferring
granting of the writ to which the appellee is entitled, aid the
demanding state in securing jurisdiction of the person of the
appellee by unconstitutional means, when the demanding state
could have, at any time before or since the decision of Judge
Lowell, called a constitutional grand jury to find valid indict
ments, and can do so now before the final decision of this
cause upon appeal, provided it is willing to recognize the
Fourteenth Amendment.
Respectfully submitted,
J. WESTON ALLEN,
BUTLER R, WILSON,
Attorneys for Appellee.
A * *.
t \ 1 i f-J •
United States Circuit Court of Appeals
for the First Circuit.
►
No. 2824.
October Term, 1932.
Frank G. Hale, Lieutenant Detective
Massachusetts State Police,
Respondent, Appellant,
V.
George Crawford,
Petitioner, Appellee.
BRIEF FOR RESPONDENT.
JOSEPH E. WARNER,
Attorney General, Massachusetts,
S. D. BACIGALUPO,
Assistant Attorney General, Massachusetts,
GEORGE B. LOURIE,
Assistant Attorney General, Massachusetts,
JOHN GALLEHER,
Commonwealth Attorney, Loudoun County, Virginia,
For Appellant.
BOSTON:
ADDISON C. GETCHELL & SON, LAW PRINTERS,
1933.
'
|§§!
INDEX.
P a g e
I. Statement of facts 1
II. Issues 4
III. Argument 4
A. General purpose of rendition law 4
B. The validity or sufficiency of an indictment, valid
upon its face, cannot be attacked in habeas corpus
proceedings in interstate rendition 8
1. Questions relating to the validity or sufficiency
of an indictment due to defects of form in said
indictment may not be raised in habeas corpus
proceedings in interstate rendition 8
2. Questions relating to the validity or the suf
ficiency of an indictment because of the alleged
unconstitutionality of the statute upon which
said indictment is based may not be raised in
habeas corpus proceedings in interstate rendi
tion 9
3. Questions relating to the validity or the suf
ficiency of an indictment because of defenses
such as the statute of limitations or insanity
may not be raised in habeas corpus proceed
ings in interstate rendition 12
4. Questions relating to the validity or the suf
ficiency of an indictment because of alleged ir
regularities in the Grand Jury proceedings
may not be raised in habeas corpus proceed
ings in interstate rendition 13
5. The decisions in cases involving the removal
of an alleged fugitive for trial from one fed
eral district to another should be followed in
the present case by analogy 17
6. In general and except in a small class of un
usual cases, in which class the present case does
not fall, it has been held that habeas corpus
11 IN D EX
P a g e
cannot be used as a substitute for a writ of
error even when constitutional rights are in
volved 23
C. The indictment in the present case is not void and
its validity or sufficiency cannot be attacked collat
erally in the present proceeding 31
IV. Conclusion 41
TABLE OF CASES CITED.
Andrews v. Swartz, 156 U.S. 272 35
Biddinger v. Commissioner of Police, 245 U.S. 128 7, 12
Chapman, In re, 156 U.S. 211 23
Collins v. Traeger, 27 Fed. (2d) 842 10
Davis’s Case, 122 Mass. 324 9
Drew v. Thaw, 235 U.S. 432 9, 12
Frank v. Mangum, 237 U.S. 309 30
Frederich, Petitioner, In re, 149 U.S. 70 27, 31
Graves’s Case, 236 Mass. 493 9
Harding, Ex parte, 120 U.S. 782 38
Henry v. Henkel, 235 U.S. 219 18, 20
Hogan v. O’Neil, 255 U.S. 52 9
J. Harry Spencer, In the Matter of the Application of,
228 U.S. 652 28
Johnson v. Hoy, 227 U.S. 245, 33 Sup. Ct. 240 23
Ivaizo v. Henry, 211 U.S. 146 37
Morse v. United States, 267 U.S. 80 20
Munsey v. Clough, 196 U.S. 364 8
Neal v. Delaware, 103 U.S. 370 39
Patterson v. State of Alabama, 53 Sup. Ct. 55 40
Pearce v. Texas, 155 U.S. 311, 32 Tex. Crim. App. 301 11
People v. Enright, 191 N.Y. S. 491 13, 16
People v. McLaughlin, 247 N.Y. 238 9
People v. Meyering, 348 111. 486 9
Pettibone v. Nichols, 203 U.S. 192 27
Pierce v. Creecy, 210 U.S. 387 9
P a g e
Powell v. State of Alabama, 53 Sup. Ct. 55 40
Reggel, Ex parte, 114 U.S. 642 9
Royall, Ex parte, No. 1 and No. 2,117 U.S. 241 25, 30
Rumely v. McCarthy, 250 U.S. 283 22
Savin, Petitioner, 131 U.S. 267 35
Scottsboro Case, 224 Ala. 524,140 Sou. 195 40
Shibuya Jugiro, In re, 140 U.S. 291 37
Simon v. Keville, 4 Fed. (2d) 575 22
State v. Johnson, 238 N.W. 490 12
Stevens v. Fuller, 136 U.S. 468 35
Strauss, In the Matter of, 197 U.S. 324 7
United States, ex rel. Kennedy et al., v. Tyler, Sheriff,
et al., 269 U.S. 13 30
Urquhart, Sheriff, v. Brown, 205 U.S. 179 28
Weems v. State of Alabama, 53 Sup. Ct. 55 40
Whitaker v. Hitt, 52 App. D.C. 149, 285 Fed. 797 22
Wilson, In re, 140 U.S. 575 39
Wood, In re, 140 U.S. 278 31, 33
index iii
United States Circuit Court of Appeals
for the First Circuit.
O c t o b e r T e r m , 1932.
No. 2824.
FRANK G . HALE, L i e u t e n a n t D e t e c t iv e M a s s a c h u s e t t s
S t a t e P o l ic e ,
r e s p o n d e n t , a p p e l l a n t ,
v.
GEORGE CRAWFORD,
p e t i t i o n e r , a p p e l l e e .
RESPONDENT’S BRIEF.
I.
S t a t e m e n t o f F a c t s .
This is an appeal by the respondent, Frank G. Hale of the
Massachusetts State Police, from an order of the District
Court of the United States for the District of Massachusetts
granting a writ of habeas corpus brought by George Crawford,
the petitioner, and ordering the discharge of the said peti
tioner.
At the February term, 1932, of the Circuit Court of Loudoun
County, Virginia, the petitioner, George Crawford, was in
dicted for murder (Rec. p. 29 et seq.). On January 17, 1933,
the Honorable John Galleher, Commonwealth’s Attorney for
Loudoun County, Virginia, made application to the Governor
2
of the Commonwealth of Virginia that a request he made upon
the Governor of the Commonwealth of Massachusetts for the
rendition to that state of the said George CraAvford (Rec. p.
27). On January 18,1933, the Governor of the Commonwealth
of Virginia made a request upon the Governor of the Common
wealth of Massachusetts for the rendition to that state of the
said George Crawford (Rec. p. 27). The Governor of the
Commonwealth of Massachusetts, in conformity with the pro
visions of the statutes of said Commonwealth, delegated the
Attorney General to give a hearing to the alleged fugitive and
to advise him as to whether or not a warrant might properly
issue for the arrest of the said George Crawford.
A hearing was duly held before Stephen D. Bacigalupo, Es
quire, Assistant Attorney General, at which hearing the al
leged fugitive was represented by counsel and introduced evi
dence. On February 18, 1933, the Governor of the Common
wealth of Massachusetts issued a warrant directing the arrest
of the said George CraAvford and the delivery of the said per
son to the duly authorized agent of the Commonwealth of Vir
ginia (Rec. p. 8). This warrant was duly served by the re
spondent, and the said George Crawford is at the present time
in his custody.
In conformity with the laws of the Commonwealth of Massa
chusetts, Crawford was duly apprised of his right to file a peti
tion for writ of habeas corpus. On March 29, 1933, a petition
for writ of habeas corpus was filed by the said George Craw
ford in the District Court of the United States for the District
of Massachusetts (Rec. p. 1 et seq.), and a hearing was duly
held before the Honorable James A. Lowell, Judge of said
Court. The principal contention of the petitioner is that “ he
cannot lawfully be held by virtue of said warrant or order, and
his detention or restraint thereunder is in violation of the Con
stitution of the United States and the laws of the United
S tates” in that the indictment found against him by the
Grand Jury of Loudoun County in the Commonwealth of Vir
ginia is null and void because “ it was procured in a manner
3
which denies to the petitioner rights guaranteed to him by the
Constitution of the United States and laws of the United
^States.” The basis for the claim that the said indictment is
void is that all negroes were allegedly excluded from the said
Grand Jury pursuant to an allegedly illegal and unconstitu
tional practice and custom (Rec. pp. 4-5).
At the hearing before the District Court, the petitioner
offered in evidence an agreement which set forth the laws of
Virginia relative to Grand Juries and the manner in which the
Grand Jury which returned the indictment in question was
constituted (Rec. pp. 12-17), also certain census statistics (Rec.
pp. 17-24), and a list of persons in Loudoun County, Virginia,
who paid their poll tax for the years 1928,1929, and 1930 (Rec.
pp. 24-25). This testimony was offered by the petitioner in
an endeavor to establish the void character of the indictment,
which is a part of the rendition request of the Governor of Vir
ginia. The respondent objected to the admission of the evi
dence set forth in the agreement. Said objection was over
ruled and the evidence admitted, the respondent’s exception
thereto being duly saved (Rec. p. 25). The respondent intro
duced into evidence the requisition papers of the Governor of
Virginia and the original warrant of His Excellency Joseph B.
Ely, Governor of Massachusetts, which were received and
marked, respectively, Exhibit A and B (Rec. pp. 25, 26-33).
The judge of the District Court ruled that the evidence con
tained in the agreement “ is admissible and competent in these
proceedings” and “ that the indictments are void ancTtiT
requisition of the Governor of Virginia is not in form. A /tb
thereupon ordered the discharge of the petitioner, but re
manded him to the custody of the respondent, pending the final
determination of this appeal (Rec. pp. 25, 26). From the fore
going rulings the respondent duly appealed, and set forth
eleven assignments of error (Rec. pp. 34-35).
4
n.
I s s u e s .
This appeal raises two closely interrelated issues:
1. Whether or not the Court erred in admitting the evi
dence contained in the so-called agreement. This evidence was
offered for the purpose of attacking the validity or sufficiency
of the indictment charging the petitioner with the crime of
murder in Virginia. This indictment forms the basis for the
rendition request of the Governor of Virginia. I t was valid
and proper on its face. The respondent duly excepted to the
admission of this evidence.
2. Whether or not the Court erred in ruling that the above-
mentioned indictment is void. This ruling is founded upon
the theory that the invalidity of the indictment is due to the
existence of the facts set forth in the above-mentioned agree
ment. The respondent duly excepted to this ruling.
The identity of the petitioner and his presence within the
jurisdiction of the Commonwealth of Virginia were estab
lished by the respondent, and no evidence was introduced by
the petitioner to controvert the same.
III.
A r g u m e n t .
A . G e n e r a l P u r p o s e o f R e n d it io n L a w .
Interstate extradition, or, as sometimes termed, interstate
rendition, is based on the Constitution of the United States,
article IV, section 2, paragraph 2, as follows:
“ A Person charged in any State with Treason, Felony,
or other Crime, who shall flee from Justice, and be found
in another State, shall on Demand of the executive
Authority of the State from which he fled, be delivered up,
to be removed to the State having Jurisdiction of the
Crime.”
5
This section of the Constitution was given statutory effect
by the Act of February 12, 1793 (1 S.L. 302), being sections
5278 and 5279, U.S. R.S.; TJ.S. C.A., title 18, chapter 20, sec
tions 662, 663:
“ Sec. 5278. Whenever the executive authority of any
State or Territory demands any person as a fugitive from
justice, of the executive authority of any State or Terri
tory to which such person has fled, and produces a copy
of an indictment found or an affidavit made before a magis-
ti’ate of any State or Territory, charging the person de
manded with having committed treason, felony, or other
crime, certified as authentic by the governor or chief
magistrate of the State or Territory from whence the
person so charged has fled, it shall be the duty of the execu
tive authority of the State or Territory to which such per
son has fled to cause him to be arrested and secured, and
to cause notice of the arrest to be given to the executive
authority making such demand, or to the agent of such
authority appointed to receive the fugitive, and to cause
the fugitive to be delivered to such agent when he shall
appear. If no such agent appears within six months from
the time of the arrest, the prisoner may be discharged. All
costs or expenses incurred in the apprehending, securing,
and transmitting such fugitive to the State or Territory
making such demand, shall be paid by such State or Terri
tory.
‘4 Sec. 5279. Any agent so appointed who received fugi
tive into his custody, shall be empowered to transport him
to the State or Territory from which he has fled. And
every person who, by force, sets at liberty or rescues the
fugitive from such agent while so transporting him, shall
be fined not more than $500 or imprisoned not more than
one year. ’ ’
Rendition proceedings are merely the first step in bringin
about the return to the demanding jurisdiction of a perso
6
charged with crime. As such, they involve no determination
of the guilt or innocence of the accused. The Constitution and
laws of the United States sought to provide a summary pro
ceeding whereby persons charged with crime can be brought
to the bar of justice in the jurisdiction in which said crime was
committed. In this procedure full faith and credit are to be
given to the laws and acts of the demanding jurisdiction. I t is
presumed that the accused will receive a full, fair, and im
partial trial when returned to the demanding jurisdiction and
that all his rights, constitutional or otherwise, will be ade
quately protected in the Courts of the jurisdiction in which he
is to be finally adjudged guilty or innocent.
To effectuate this purpose it has been generally held that
the nature of the charge is immaterial and the procedure under
which the charge may be made is immaterial so long as it is
in substantial conformity with the laws of the demanding juris
diction. An indictment is not a necessary element of the
validity qf^ j ^ ^itid^Toqjiegt. ~A rendition requisition based
upon an affidavit or sworn complaint made before a commit
ting magistrate, who has no jurisdiction to make any deter
mination of the guilt or innocence of the accused but whose
sole power is to hold the accused upon the finding of probable
cause for further action by a Grand Jury, is as sufficient for
the purposes of rendition as an indictment.
“ But such decisions, instead of making against the use
in this constitutional section of the word ‘charged’ in its
broad sense, make in its favor, because, as we have noticed,
an extradition is simply one step in securing the arrest
and detention of the defendant. And these preliminary
proceedings are not completed until the party is brought
before the court in which the trial may be had. Why
should the State be put to the expense of a grand jury and
an indictment before securing possession of the party to
be tried? . . . While courts will always endeavor to see
that no such attempted wrong is successful, on the other
hand care must be taken that the process of extradition
7
be not so burdened as to make it practically valueless. I t
is but one step in securing the presence of the defendant
in the court in which he may be tried, and in no manner
determines the question of guilt.” In the Matter of
Strauss, 197 U.S. 324, 330.
“ The provision of the Federal Constitution quoted,
with the change of only two words, first appears in the
Articles of Confederation of 1781, where it was used to
describe and to continue in effect the practice of the New
England Colonies with respect to the extradition of
criminals. Kentucky v. Dennison, 24 How. 66. The lan
guage was not used to express the law of extradition as
usually prevailing among independent nations but to pro
vide a summary executive proceeding by the use of which
the closely associated States of the Union could promptly
aid one another in bringing to trial persons accused of
crime by preventing their finding in one State an asylum
against the processes of justice of another. Lascelles v.
Georgia, 148 U.S. 537. Such a provision was necessary
to prevent the very general requirement of the state con
stitutions that persons accused of crime shall be tried in
the county or district in which the crime shall have been
committed from becoming a shield for the guilty rather
than a defense for the innocent, which it was intended to
be. Its design was and is, in effect, to eliminate, for this
purpose, the boundaries of States, so that each may reach
out and bring to speedy trial offenders against its laws
from any part of the land.
“ Such being the origin and purpose of these provisions
of the Constitution and statutes, they have not been con
strued narrowly and technically by the courts as if they
were penal laws, but liberally to effect their important
purpose, . . . ” Biddinger Commissioner of Police, 245
U.S. 128,132-133. ----------------------
. T h e V a l id it y or S u f f i c i e n c y o p a n I n d i c t m e n t , V a l id
u p o n i t s F a c e , C a n n o t b e A t t a c k e d i n H a b e a s C o r p u s P r o
c e e d in g s i n I n t e r s t a t e R e n d i t i o n .
The evidence submitted over objection by the District Court
was designed to contest the validity and sufficiency of the in
dictment charging- the petitioner with murder returned by the
Grand Jury of Loudoun County, Virginia, which indictment
is valid and sufficient upon its face. No evidence is admissible
in habeas corpus proceedings in interstate rendition for this
purpose. All questions relating to the sufficiency or validity
of an indictment, valid upon its face, must be left to the Courts
of the demanding jurisdiction for determination.
'l. Questions relating to the validity or sufficiency of an in
dictment due to defects of form in said indictment may not
he raised in habeas corpus proceedings in interstate rendi
tion.
The petitioner is precluded in habeas corpus proceedings
in interstate rendition from attacking the technical.sufficiency
of the indictment or other charge of crime. I t has been well
established in all the leading cases relative to interstate
rendition that formal objections regarding the indictment are
matters for the consideration of the Courts of the state in
which the indictment was found and are not open to consid
eration on habeas corpus proceedings arising out of an inter
state rendition request.
In the case of Munseyv. Clough, 196 U.S. 364, 373, the Court
held that the indictment found in the demanding state will
not be presumed to be void on habeas corpus proceedings in
the state in which the demand is made if it substantially
charges an offense for which the person demanded may be
returned for trial; that the technical sufficiency of the indict
ment and the question of procedure under it are not open to
inquiry on habeas corpus to review the issuance of the gover
nor’s warrant; and that “ the Courts of that state (the de
9
manding jurisdiction) would undoubtedly protect her (peti
tioner) in the enjoyment of all her constitutional rights.”
In E x parte Reggel, 114 U.S. 642, it was similarly held that
technical objections to an indictment could not be raised in
habeas corpus proceedings following the granting of a warrant
of rendition by the executive of a state or territory.
To the same effect is the case of Pierce v. Creecy, 210 U.S.
387, in which the Court said, on page 402:
“ The only safe rule is to abandon entirely the standard
to which the indictment must conform, judged as a crim
inal pleading, and consider only whether it shows satis
factorily that the fugitive has been in fact, however in-
artificially, charged with crime in the state from which he
has fled. ’ ’
Also Hogan v. O’Neil, 255 U.S. 52, in which the Court said,
on page 55:
“ Were there any doubt of the sufficiency of the indict
ment, as a pleading, it would not be open to inquiry on
habeas corpus. Munsey v. Clough, 196 U.S. 364-375.”
To the same effect as the cases cited above are the follow
ing:
Graves’s Case, 236 Mass. 493, 498.
Davis’s Case, 122 Mass. 324, 329.
People v. McLaughlin, 247 N.Y. 238.
People v. Meyering, 348 111. 486,181 N.E. 300.
Drew v. Thaw, 235 U.S. 432, 439.
2. Questions relating to the validity or the sufficiency of an
indictment because of the alleged unconstitutionality of the
statute upon which said indictment is based may not be
raised in habeas corpus proceedings in interstate rendition.
I t has been held that the petitioner in habeas corpus pro
ceedings may not attack the validity of the indictment on the
10
ground that the statute upon which said indictment is founded
is unconstitutional.
“ . . . we must also rule against appellant on his further
contention that the Illinois statute, defining the offense
with which he is charged, is unconstitutional. Its validity
has been sustained by the Supreme Court of Illinois.
People v. Bertsche, 265 111. 272. . . . At most, the ques
tion is only debatable, and is therefore primarily for the
court having jurisdiction of the charge. If there denied
any constitutional right, appellant may, as was said in the
Pearce-Texas Case, supra [155 U.S. 311] seek his remedy
in the United States Supreme Court. To recognize his
right to have the question decided here would, as is said
in the Pierce-Creecy Case, supra [210 U.S. 387] ‘impose
upon courts, in the trial of writs of habeas corpus, the
duty of a critical examination of the laws of states with
whose jurisprudence and criminal procedure they can
have only a general acquaintance. Such a duty would be
an intolerable burden, certain to lead to errors in deci
sion, irritable to the just pride of the states, and fruitful
of miscarriages of justice. ’ See, also, Brew v. Thaw, 235
U.S. 432, 35 S. Ct. 137, 59 L. Ed. 302; In re Strauss, 197
U.S. 324, 332, 333, 25 S. Ct. 535, 49 L. Ed. 774.” Collins
v. Traeger (G.C.A. 9th Circ.),(27 Fed. (2d) 842, 846.',
The right to raise a question as to the validity of an indict
ment, which is the basis of a rendition request because of the
alleged unconstitutionality of the statute under which said in
dictment has been returned, has been denied to the petitioner
in habeas corpus proceedings even though a federal constitu
tional question was involved therein.
“ It Avas not disputed that the indictments were in sub
stantial conformity with the statute of Alabama in that
behalf, and their sufficiency as a matter of technical plead
ing Avould not be inquired into on habeas corpus. Ex parte
11
T
Reggel, 114 U.S. 642. Nor was there any contention as
to the proper demand having been made by the executive
authority of the State from whence the petitioner had de
parted, or in respect of the discharge of the duty imposed
by the Constitution and laws of the United States on the
executive authority of the asylum State to cause the sur
render. The question resolved itself, therefore, into one
of the validity of the statute on the ground of its repug
nancy to the Constitution, and the Court of Appeals de
clined to decide in favor of its validity. And if it could
be said upon the record that any right under the Consti
tution had been specially set up and claimed by plaintiff
in error at the proper time and in the proper way, the
state court did not decide against such right, for the denial
of the right depended upon a decision in favor of the
validity of the statute. What the state court did was "TfU
leave the question as to whether the statute was in viola
tion of the Constitution of the United States, and the in
dictments insufficient accordingly, to the demanding State.
Its action in that regard simply remitted to the courts of
Alabama the duty of protecting the accused in the enjoy
ment of his constitutional rights, and if any of those rights
should be denied him, which is not to be presumed, he
could then seek his remedy in this court.
“ We cannot discover that the Court of Appeals, in de
clining to pass upon the question raised in advance of the
courts of Alabama, denied to plaintiff in error any right
secured to him by the Constitution and laws of the United
States, or that the court in announcing that conclusion
erroneously disposed of a Federal question.” Pearce v.
Texas, 155 U.S. 311, 313-314.
The Court in the Pearce-Texas case, cited above, also quoted
with approval the following portion of the opinion of the ma
jority of the Court of Appeals of Texas in the same case (32
Texas Criminal Appeals, 301):
12
. . ‘We desire to modify certain propositions stated in
the opinion of Judge Simians. I t is intimated, if not
stated directly, that the relator would have the right to
show hy proper evidence that the indictment in substance
was not sufficient under the laws of the demanding State.
Our position upon this question is that if it reasonably
appears upon the trial of the habeas corpus that the re
lator is charged by indictment in the demanding State,
whether the indictment be sufficient or not under the law
of that State, the court trying the habeas corpus case will
not discharge the relator because of substantial defects
in the indictment under the laws of the demanding State.
To require this would entail upon the court an investiga
tion of the sufficiency of the indictment in the demanding
State, when the true rule is that if it appears to the court
that he is charged by an indictment with an offence, all
other prerequisites being- complied with, the applicant
should be extradited. We are not discussing the char
acter of such proof; this must be made by a certified copy
of the indictment, etc. ’ ’ ’
3. Questions relating to the validity or the sufficiency of an
indictment because of defenses such as the statute of limita
tions or insanity may not be raised in habeas corpus pro
ceedings in interstate rendition.
I t has been held that defenses to an indictment such as the
statute of limitations may not be set up in habeas corpus pro
ceedings following a rendition request.
State v. Johnson, 238 N.W. 490 (Minn.)
Biddinger v. Comm, of Police, Neiv York, 245 U.S.
128.
In the case of Drew v. Thaw, 235 U.S. 432, the Court held
that a petitioner in habeas corpus following the issuance of a
Governor’s warrant could not set up his inability to commit
13
the alleged crime because of insanity. Mr. Justice Holmes, in
delivering the opinion of the Court, said, on pages 439 and 440:
“ The most serious argument on behalf of Thaw is that
if he was insane when he contrived his escape he could
not be guilty of crime, while if he was not insane he was
entitled to be discharged; and that his confinement and
other facts scattered through the record require us to as
sume that he was insane. But this is not Thaw’s trial.
In extradition proceedings, even when as here a humane
opportunity is afforded to test them upon habeas corpus,
the purpose of the writ is not to substitute the judgment
of another tribunal upon the facts or the law of the matter
to be tried. The Constitution says nothing about habeas
corpus in this connection, but peremptorily requires that
upon proper demand the person charged shall be delivered
up to be removed to the State having jurisdiction of the
crime. . . . And even if it be true that the argument
stated offers a nice question, it is a question as to the law
of New York which the New York courts must decide.”
4. Questions relating to the validity or the sufficiency of an
indictment because of alleged irregularities in the Grand
Jury proceedings may not be raised in habeas corpus pro
ceedings in interstate rendition.
The exact issue raised in this case was raised in a similar
proceeding before the Supreme Court of the State of New
York, in the case of People v. Enright; 191 N.Y. S. 491. No
appeal was taken in that case from the decision of the pre
siding justice. The Court held that it could not inquire as to
whether or not negroes had been intentionally barred from
service on the Grand Jury, contrary to the laws of the demand
ing jurisdiction.
“ [1, 2] In this proceeding the court can only inquire
into the questions of whether there is a sufficient charge
of a crime, whether the relator is the person named in the
14
indictment, and whether the relator was in the demanding
State on the day that the crime is alleged to have been
Committed. No other questions can be raised or consid
ered. Even if it be true, as asserted by relator in his
traverse, that colored persons were excluded from the
grand jury which found the indictment, that the relatoi
left the state of North Carolina to escape mob violence,
and that there is danger that he will not have a fair trial
if he is surrendered to the North Carolina authorities,
those facts do not entitle him to relief on habeas corpus,
j The state of New York is under the duty of surrendering
the fugitive to the agent of the state of North Carolina,
and the rendition warrant of the Governor of New York
must he executed for that purpose. Const. U.S. art. 4,
§2; U.S. Rev. St. §5278, U.S. Comp. St. §10126; section
827 of the Code of Criminal Procedure; Biddinger v.
Commissioner of Police of the City of New York, 245 U.S.
128, 38 Sup. Ct. 41, 62 L. Ed. 193; Appleyard v. Mass., 203
U.S. 222, 227, 228, 27 Sup. Ct. 122, 51 L. Ed. 161, 7 Ann.
Cas. 1073.
“ When the papers are regular, and contain a sufficient
charge of crime, and it sufficiently appears that the rela
tor is the person named in the indictment, and that he was
within the demanding state on the day which the indict
ment alleges as the date of the crime, the Governor of the
state in which the, fugitive is found is under the duty of
surrendering the fugitive into the custody of the demand
ing state. This duty, which is imposed by the Constitu
tion of the United States, is imperative.
“ [3] The only questions before the court are whether
the relator is unlawfully deprived of his liberty and
whether the Governor of this state, in honoring the de
mand of the foreign state, has acted without authority of
law. I t is not enough for the relator to show that the in
dictment is defective under the laws of this state; he is
bound to overcome the presumption that the Governors
15
of the two states have performed their duties under the
laws of the United States. People ex rel. Marshall v.
Moore, 167 App. Div. 479, 153 N. Y. Supp. 10.
/ “ [1] The relator in this proceeding is a negro. I t is
/ contended that the indictment is invalid because, in viola-
I tion of the Constitution and laws of the state of North
| Carolina and in violation of the Constitution and laws
of the United States, negroes were excluded from the
grand jury which found the indictment. This point can
not be raised in this proceeding. I t is a matter which
the defendant can raise only in the courts of the state
' of North Carolina, when he is brought to trial there
\ under the indictment which is the basis for his extradi-
\ tion. In Re Wood, 140 U.S. 278,11 Sup. Ct. 738, 35 L. Ed.
V 505, the court laid down the following rules:
“ ‘When the statutes of a state do not exclude persons
of African descent from service as grand or petit jurors,
a person accused in a state court of crime, who desires
to avail himself of the fact that they Avere so excluded
in the selection of the grand jury which found the indict
ment against him, or of the petit jury which tried him,
should make the objection in the state court during the
trial, and, if overruled, should take the question for de
cision to the highest court to which a writ of error could
be sued out from this court, and, failing to do so, he can
not have the adverse decision of the state court revieAved
by a Circuit Court of the United States upon a writ of
habeas corpus.’
“ I t is true that the Wood Case Avas not an extradition
proceeding, but the principle upon which the decision in
that case Avas based Avas that an objection to an indict
ment on the ground that persons of African descent Avere
excluded from the grand jury can be raised only in the
trial court. The courts of this state cannot undertake to
sit in judgment upon the methods or procedure folloAved
16
in a sister state in administering the laws of the sister
state. Any objection to such methods and procedure must
be made in the courts of the sister state. I t must he as
sumed that relator will have a fair trial in North Carolina.
“ Relator contends that he should not be surrendered
to the agent of the state of North Carolina, because he
will be in danger of mob violence there, and, if brought
to trial, will not have a fair trial. This court cannot
go into that question in this proceeding. The courts of
this state cannot impugn the motives of the authorities
of the state of North Carolina, by conducting an inquiry
into the question of whether the fugitive will he accorded
protection and given a fair trial in that state. We are
bound to assume that the authorities of the state of North
Carolina will do their full duty to the prisoner—will give
him ample protection and accord him all his legal rights.
We are not dealing here with a foreign power, but with
a sister state of the Union, whose sovereignty is equal
to our sovereignty, and who is entitled to our full confi
dence. See Marbles v. Creecy, 215 U.S. 63, 30 Sup. Ct.
32, 54 L. Ed. 92; Commonwealth v. Philadelphia Prison,
220 Pa. 401, 69 Atl. 916, 21 L.R.A. (N.S.) 939; E x parte
Swearingen, 13 S.C. 74; 2 Moore on Extradition, §617;
People ex rel. MacSherry v. Enright, 112 Misc. Rep. 568,
184 N.Y. Supp. 248.
“ W rit dismissed.” People v. Enright, 191 N.Y. S. 491,
493-495.
If the decision of the Court in the Enright case quoted
above is not to be followed, many practical difficulties will
be placed in the path of prosecuting officials seeking the ren
dition of alleged fugitives which are repugnant to the entire
spirit and letter of the laws relative to interstate rendition.
The purpose of these laws is to facilitate speedy trials for
accused in the jurisdiction where the offense was committed,
and, to effectuate this purpose, the return of fugitives from
17
one state to another should be rendered as facile as possible.
For the Courts to hold differently than the decision in the
Enright case would permit fugitives to raise many technical
objections relative to Grand Jury proceedings which would
be difficult or impossible for prosecuting officials to meet in
distant jurisdictions. Questions such as the presence of un
authorized persons in the Grand Jury, irregularities in the
procedure of drawing the Grand Jury, or irregularities com
mitted during the deliberations of a Grand Jury would then
be open to a petitioner in habeas corpus. More serious and
more easily determined matters such as the question of the
insufficiency of the indictment as a matter of law because of
defects of pleading, because of the invalidity of the statute
upon which the indictment was based, or because of the exis
tence of defenses to the indictment such as the statute of
limitations or insanity are not now open to a petitioner in
habeas corpus proceedings. The petitioner is precluded from
raising these questions even though a federal constitutional
question is involved in their determinaton. I t would be
most inconsistent for a Court to bar inquiry into these mat
ters and at the same time permit a petitioner to question
the validity or sufficiency of an indictment because of alleged
irregularities relative to the procedure of the Grand Jury in
the proceedings in which the indictment was returned. In
quiry into such matters should be denied the petitioner in
the same manner as inquiry into the validity or sufficiency
of the indictment for the causes considered under the pre
ceding headings of this brief. This inquiry should be barred
even though the alleged irregularities may involve the peti
tioner’s constitutional rights.
5. The decisions in cases involving the removal of an alleged
fugitive for trial from one federal district to another shoidd
be followed in the present case by analogy.
Cases involving removal for trial from one federal district
to another have uniformly held that all questions as to the
18
validity or sufficiency of an indictment, valid upon its face,
must be determined in the jurisdiction in which the indictment
was returned.
In the case of Henry v. Henkel, 235 U.S. 219, the petitioner
was indicted in the District of Columbia for failure or refusal
to give testimony before a senate investigating committee. He
was arrested in another jurisdiction and his removal ordered
under the general removal statute. He thereupon applied for
a writ of habeas corpus, alleging that the statute under which
he was indicted was unconstitutional. The Court held that
the question on the constitutionality of the statute was an
issue to be determined by the trial Court.
“ When a person under arrest applies for discharge
on writ of habeas corpus the issue presented is whether
he is unlawfully restrained of his liberty. Rev. Stat. §752.
But there is no unlawful restraint where he is held under
a valid order of commitment, so that in strict logic the
inquiry might extend to the legal sufficiency of the order.
In view, however, of the nature of the writ and of the
character of the detention under a warrant, no hard and
fast rule has been announced as to how far the court
will go in passing upon questions raised in habeas corpus
proceedings. In cases which involve a conflict of juris
diction between state and Federal authorities, or where
the treaty rights and obligations of the United States
are involved, and in that class of cases pointed out in
Ex parte Roy all, 117 U. S. 241; Ex parte Lange, 18 Wall.
163; New York v. Eno, 155 U. S. 89; In re Loney, 134 U. S.
372, the court hearing the application will carefully in
quire into any matter involving the legality of the de
tention and remand or discharge as the facts may re
quire. But, barring such exceptional cases, the general
rule is that, on such applications, the hearing should be
confined to the single question of jurisdiction, and even
that will not be decided in every case in which it is raised.
For otherwise the ‘habeas corpus courts could thereby
19
draw to themselves, in the first instance, the control of
all prosecutions in state and Federal courts.’ To estab
lish a general rule that the courts on habeas corpus, and
in advance of trial, should determine every jurisdictional
question would interfere with the administration of the
criminal law and afford a means by which, with the exist
ing right of appeal, delay could be secured when the
Constitution contemplates that there shall be a speedy
trial, both in the interest of the public, and as a right
to the defendant.
“ The question has been before this Court in many
cases—some on original application and others on writ
of error; in proceedings which began after arrest and
before commitment; after commitment and before con
viction; after conviction and before review. The appli
cations were based on the ground of the insufficiency of
the charge, the insufficiency of the evidence, or the un
constitutionality of the statute, state or Federal, on which
the charge was based. In some of the cases the appli
cants have advanced the same arguments that are here
pressed, including that of hardship of being taken to a
distant State for trial upon an indictment alleged to be
void.
“ But in all these instances, and notwithstanding the
variety of forms in which the question has been presented,
the court, with the exceptions named, has uniformly held
that the hearing on habeas corpus is not in the nature,
of a writ of error nor is it intended as a substitute for
the functions of the trial court. Manifestly, this is true
as to disputed questions of fact, and it is equally so as
to disputed matters of law, whether they relate to the
sufficiency of the indictment or the validity of the statute-
on which the charge is based. These and all other con
troverted matters of law and fact are for the determina
tion of the trial court. (Italics ours.) If the objections are
sustained or if the defendant is acquitted he will be dis
20
charged. If they are overruled and he is convicted he
has his right of review. Kaizo v. Henry, 211 U. S. 146,
148. The rule is the same whether he is committed for trial
in a court within the district or held under a warrant of
removal to another State. He cannot, in either case,
anticipate the regular course of proceeding by alleging
a want of jurisdiction and demanding a ruling thereon
in habeas corpus proceedings. Glasgow v. Moyer, 225
U. S. 420; In re Gregory, 219 U. S. 210; Ex parte Simon,
208 U. S. 144; Johnson v. Hoy, 227 U. S. 245; Urquhart
v. Brown, 205 U. S. 179; Hyde v. Shine, 199 U. S. 62;
Beavers v. Henkel, 194 U. S. 73; Biggins v. United States,
199 U. S. 547, 551; E x parte Boyall, 117 U. S. 241.
“ The Jast^of these decisions is particularly in point
/ not only because of the applicability of its reasoning to
I the present case, but because of the fact that the writ
was there denied even though the statute, on which the
charge was based, was ultimately held to be void. Boyall
v. Virginia, 116 U. S. 572, 579, 583; Same v. Same, 121 U. S.
102, 104; In re Royall, 125 U. S. 696.
“ The cases cited do not, of course, lead to the con
clusion that a citizen can be held in custody or removed
for trial where there was no provision of the common
law or statute making an offense of the acts charged.
In such case the committing court would have no juris
diction, the prisoner would be in custody without war
rant of law and therefore entitled to his discharge.
Greene v. Henkel, 183 U. S. 249, 261.” Henry v. Henkel,
235 U.S. 219, 227-230.
Another of the leading cases on this subject is Morse v.
United States, 267 U.S. 80 (1925). Delivering the opinion of
the Court, Mr. Justice Sutherland, on page 83, said:
“ The second contention (that the indictment was fatally
defective) proceeds upon a complete misconception of
the purpose for which the indictment is produced and
21
considered in removal proceedings, and the authoritative
effect of the ruling of the commissioner and the court
on habeas corpus in respect thereof. The inquiry in such
proceedings is whether there is probable cause to believe
the prisoner guilty and justify his removal for trial.
That inquiry may he made and the prisoner removed to
the trial district in advance of indictment or without the
production of the indictment if one has been found.
Greene v. Henkel, 183 U. S. 249, 260; Pierce v. Creecy,
210 U. S. 387, 403; United States v. Greene, 100 Fed. 941,
943. The indictment was before the commissioner simply
as evidence for the purpose of establishing or tending
to establish the commission of an offense; and the com
missioner had authority to pass upon its effect in that
aspect only. The court reviewing the action of the com
missioner under Sec. 1014 upon habeas corpus was gov
erned by the same rules and its decision was subject to
the same limitation. Henry v. Henkel, 235 U. S. 219, 230;
Benson v. Palmer, 31 App. D. C. 561, 564-565. Neither
had authority to determine the sufficiency of the indict
ment as a pleading. ‘The only safe rule is to abandon
entirely the standard to which the indictment must con
form, judged as a criminal pleading, and consider only
whether it shows satisfactorily that the fugitive has been
in fact, however inartificially, charged with crime in the
State from which he has fled.’ Pierce v. Creecy, supra,
pp. 401, 402. In Benson v. Henkel, 198 U. S. 1, 12, this
court said: ‘While we have no desire to minimize what
we have already said with regard to the indictment set
ting out the substance of the offense in language sufficient
to apprise the accused of the nature of the charge against
him, still it must be borne in mind that the indictment
is merely offered as proof of the charge originally con
tained in the complaint, and not as a complaint in itself
or foundation of the charge, which may be supported by
oral testimony as well as by the indictment. When the
22
accused is arraigned in the trial court he may take ad
vantage of every insufficiency in the indictment, since
it is there the very foundation of the charge, but to hold
it to be the duty of the Commissioner to determine the
validity of every indictment as a pleading, when offered
only as evidence, is to put in his hands a dangerous power,
which might be subject to serious abuse. If, for instance,
he were moved by personal considerations, popular
clamor or insufficient knowledge of the law to discharge
the accused by reason of the insufficiency of the indict
ment, it might turn out that the indictment was perfectly
valid and that the accused should have been held. But
the evil once done is, or may be, irremediable, and the
Commissioner, in setting himself up as a court of last
resort to determine the validity of the indictment, is liable
to do a gross injustice.’ ”
To the same effect are the following:
Rumely v. McCarthy, 250 U.S. 283.
Simon v. Keville, 4 Fed. (2d) 575.
Whitaker v. Hitt, 52 App. D.C. 149, 285 Fed. 797.
Aside from the question as to whether or not the petitioner
is a fugitive, the procedure in interstate rendition and removal
between federal districts should be treated in as nearly the
same manner as possible. The purpose of each proceeding
is identical—to facilitate the speedy trial of all persons
charged with crime. The indictment or affidavit required in
interstate rendition should not be scrupulously examined. Its
purpose is merely to prove that the alleged fugitive is sub
stantially charged with having committed a crime. Defenses
to that charge of crime, of whatever nature or character they
may be, should be left to the determination of the Courts of
the demanding jurisdiction. The orderly process of law
enforcement should not be impeded by permitting such de-
23
fenses to be raised collaterally in proceedings such as the
present petition.
6. In general and except in a small class of unusual cases, in
which class the present case does not fall, it has been held
that habeas corpus cannot be used as a substitute for a
writ of error even when constitutional rights are involved.
In J ohnson v. Hoy, 227 U.S. 245, 33 Sup. Ct. 240, the peti
tioner was indicted for violation of the White Slave Traffic Act.
He applied for a writ of habeas corpus on the ground that the
Act under which he was indicted was unconstitutional and
void. The Court, in denying the petition for the writ of
habeas corpus, said, on page 247:
I
“ The writ of habeas corpus is not intended to serve
the office of a writ of error even after verdict; and, for
still stronger rea.snncyif_ig nnt available to a dp-ffinrjfl.pt-------
before trial, except. in rare and exceptional oflps^ as^
pointed out in E x parte Rouall. 117 U. S. 241. . . . This
is an effort to nullify that rule, and to depai't from the
regular course of criminal proceedings by securing from
this court, in advance, a decision on an issue of law which
the defendant can raise in the district court, with the
right, if convicted, to a writ of error on any ruling ad
verse to his contention. That the orderly course of a
trial must be pursued and the usual remedies exhausted,
even where the petitioner attacks on habeas corpus the
constitutionality of the statute under which he was in
dicted, was decided in Glasgow v. Moyer, 225 U. S. 420, 56
L. ed. 1147, 32 Sup. Ct. Rep. 753.”
In reviewing and reaffirming the earlier cases on this sub
ject Mr. Chief Justice Fuller said, in the case of In re Chap
man, 156 U.S. 211, at page 216:
“ In New York v. Eno, 155 U. S. 89, the circumstances
under which a court of the United States should, upon
24
habeas corpus, discharge one held in custody under the
process of a state court were considered, as they had
previously been in Ex parte Royall, 117 U. S. 241, and
the views expressed in the latter case reiterated with
approval. I t was held that Congress intended to invest
the courts of the Union and the justices and judges thereof
with power upon writ of habeas corpus to restore to lib
erty any person within their respective jurisdictions held
in custody, by whatever authority, in violation of the
Constitution or any law or treaty of the United States;
that the statute contemplated that cases might arise when
the power thus conferred should be exercised during the
progress of proceedings instituted in a state court against
a prisoner on account of the very matter presented for
determination by the writ of habeas corpus; but that the
statute did not imperatively require the Circuit Court by
that writ to wrest the prisoner from the custody of the
state officers in advance of his trial in the state court;
and that while the Circuit Court had the power to do so
and could discharge the accused in advance of his trial, it
was not bound in every case to exercise such power im
mediately upon application being made for the writ. The
conclusion was that, in a proper exercise of discretion,
the Circuit Court should not discharge the petitioner until
the state court had finally acted upon the case, when it
could be determined whether the accused, if convicted,
should be put to his writ of error, or the question deter
mined on habeas corpus whether he was restrained of
his liberty in violation of the Constitution of the United
States. These principles were fully discussed in the
cases of the appeals of Royall from judgments on habeas
corpus of the Circuit Court of the United States for the
Eastern District of Virginia, 117 U. S. 241, and in addi
tion thereto Royall made an original application to this
court for a Avrit of habeas corpus, which was denied upon
the grounds stated in the previous cases. E x parte Royall,
117 U. S. 254.”
25
In view of the delicate relations existing between federal
and state Courts, it has been repeatedly held that only in ex
ceptional cases will federal Courts interpose by habeas corpus.
These cases have been well defined by the Courts, and the in
stant case does not come within the exceptions.
The exceptional cases are treated at length in the case of
Ex parte Royall, No. 1 and No. 2,117 U.S. 241, by Mr. Justice
Harlan, giving the opinion of the Court, on page 251 et seq.:
“ We cannot suppose that Congress intended to com
pel those courts, by such means, to draw to themselves,
in the first instance, the control of all criminal prosecu
tions commenced in State courts exercising authority
within the same territorial limits, where the accused
claims that he is held in custody in violation of the Con
stitution of the United States. The injunction to hear
the case summarily, and thereupon ‘to dispose of the
party as law and justice require’ does not deprive the
court of discretion as to the time and mode in which it
will exert the powers conferred upon it. That discre
tion should be exercised in the light of the relations exist
ing, under our system of government, between the judicial
tribunals of the Union and of the States, and in recogni
tion of the fact that the public good requires that those
relations be not disturbed by unnecessary conflict between
courts equally bound to guard and protect rights secured
by the Constitution.”
The exceptional cases are enumerated by the Court as
follows:
“ When the petitioner is in custody by State authority
for an act done or omitted to be done in pursuance of a
law of the United States, or of an order, process, or
decree of a court or judge thereof; or where, being a sub
ject or citizen of a foreign State, and domiciled therein,
26
he is iii custody, under like authority, for an act done or
I omitted under any alleged right, title, authority, privi-
| lege, protection, or exemption claimed under the com-
i mission, or order, or sanction of any foreign State, or
I ' '
under color thereof, the validity and effect whereof de
pend upon the law of nations; in such and like cases of
urgency, involving the authority and operations of the
General Government, or the obligations of this country
to, or its relations with, foreign nations, the courts of
the United States have frequently interposed by writs
of habeas corpus and discharged prisoners who were held
in custody under State authority. So, also, when they
are in the custody of a State officer, it may be necessary,
by use of the writ, to bring them into a court of the
United States to testify as witnesses.”
The Court further said:
“ The present cases involve no such considerations. Nor
do their circumstances, as detailed in the petitions, sug
gest any reason why the State court of original jurisdic
tion may not, without interference upon the part of the
courts of the United States, pass upon the question which
is raised as to the constitutionality of the statutes under
which the appellant is indicted. The Circuit Court was
not at liberty, under the circumstances disclosed, to pre
sume that the decision of the State court would be other
wise than is required by the fundamental law of the land,
or that it would disregard the settled principles of con
stitutional law announced by this court, upon which is
clearly conferred the power to decide ultimately and
finally all cases arising under the Constitution and laws
of the United States. In Taylor v. Carryl, 20 How. 583, 7
595, it was said to be a recognized portion of the duty
of this court—and, we will add, of all other courts, Na|
tional and State—‘to give preference to such principled
and methods of procedure as shall serve to conciliate the
27
distinct and independent tribunals of the States and of
the Union, so that they may cooperate as harmonious
members of a judicial system coextensive with the United
States, and submitting to the paramount authority of the
same Constitution, laws, and Federal obligations.’ And
in Covell v. Heyman, 111 U. S. 176, 182, it was declared
‘that the forbearance which courts of co-ordinate juris
diction, administered under a single system, exercise to
wards each other, whereby conflicts are avoided, by avoid
ing interference with the process of each other, is a prin
ciple of comity, with perhaps no higher sanction than
the utility which comes from concord; but between State
courts and those of the United States it is something
more. I t is a principle of right and of law, and, there
fore, of necessity.”
In In re Frederick, Petitioner, 149 U.S. 70, the Court said,
on page 75:
“ While the writ of habeas corpus is one of the rem
edies for the enforcement of the right to personal free
dom, it will not issue, as a matter of course, and it
should be cautiously used by the federal courts in refer
ence to state prisoners.”
The Court, in Pettibone v. Nichols, 203 U.S. 192, said, on
page 201, Mr. Justice Harlan delivering the opinion:
“ The duty of a federal court to interfere, on habeas
corpus, for the protection of one alleged to be restrained
of his liberty in violation of the Constitution or laws of
the United States, must often be controlled by the special
circumstances of the case, and unless in some emergency
demanding prompt action the party held in custody by a
state and seeking to be enlarged will be left to stand his
trial in the state court, which, it will be assumed, will
enforce—as it has the power to do equally with a court
28
of the United States; Robb v. Connolly, 111 U. S. 624,
637—any right secured by the Supreme law of the land. ’ ’
In the Matter of the Application of J. Harry Spencer, 228
U.S. 652, for writ of habeas corpus, on the ground of exces
sive sentence and ex post facto law, the Court said, on page
659:
“ And surely even a defendant in a criminal case can
not complain if in the tribunals in which he is arraigned
for crime, he has opportunity to deny the crime, require
its proof, resist unjust or excessive punishment and have
a review of all rulings through the successive state tri
bunals and finally in the ultimate court of review upon
questions under the Constitution of the United States.
This being a defendant’s opportunity, we have declared
many times that it would only be an exceptional case
when we should interfere by habeas corpus with the course
or final administration by the state courts of the criminal
justice of a state. The cases are very numerous.”
The case of TJrquhart, Sheriff, v. Brown, 205 U.S. 179, de
cided in 1907, was an appeal to the United States Supreme
Court by the State of Washington, after the United States
Circuit Court had discharged the prisoner on a writ of habeas
corpus. Mr. Justice Harlan, giving the opinion of the Court,
said, on page 181 et seq.:
“ I t is the settled doctrine of this court that although
the Circuit Courts of the United States, and the several
justices and judges thereof, have authority, under exist
ing statutes, to discharge, upon habeas corpus, one held
in custody by state authority in violation of the Con
stitution or of any treaty or law of the United States,
the court, justice or judge has a discretion as to the time
and mode in which the power so conferred shall be
exerted; and that in view of the relations existing, under
29
our system of government, between the judicial tribunals
of the Union and of the several States, a Federal court
or a Federal judge will not ordinarily interfere by habeas
corpus with the regular course of procedure under state
authority, but will leave the applicant for the writ of
habeas corpus to exhaust the remedies afforded by the
State for determining whether he is illegally restrained
of his liberty. After the highest court of the State, com
petent under the state law to dispose of the matter, has
finally acted, the case can be brought to this court for
reexamination. ’ ’
Exceptions:
“ The exceptional cases in which a Federal court or
judge may sometimes appropriately interfere by habeas
corpus in advance of final action by the authorities of
the State are those of great urgency that require to be
promptly disposed of, such, for instance, as cases ‘in
volving the authority and operations of the General
Government, or the obligations of this country to, or its
relations with, foreign nations.’ ”
“ So, in the recent case of Drury v. Lewis, 200 U. S. 1,
it was said that in cases of the custody by state authori
ties of one charged with crime the settled and proper
procedure was for a Circuit Court of the United States
not to interfere by habeas corpus, ‘unless in cases of
peculiar urgency, and that instead of discharging they
will leave the prisoner to be dealt with by the courts of
the S tate; that after a final determination of the case by
the state court, the Federal courts will even then gener
ally leave the petitioner to his remedy by writ of error
from this court. The reason for this course is apparent.
I t is an exceedingly delicate jurisdiction given to the
Federal courts by which a person under an indictment
in a state court and subject to its laws may, by the deci
sion of a single judge of the Federal court, upon a writ
30
of habeas corpus, be taken out of the custody of the
officers of the State and finally discharged therefrom. ’ ’ ’
In Frank v. Mangum, 237 U.S. 309, the Court said, on page
328:
“ It is, indeed, settled by repeated decisions of this
/' court that where it is made to appear to a court of the
United States that an applicant for habeas corpus is in
the custody of a state officer in the ordinary course of
a criminal prosecution, under a law of the state not in
itself repugnant to the Federal Constitution, the writ,.
in the absence of very special circumstances, ought not
| 'to be issued until the state prosecution has reached its
conclusion, and not even then until the Federal ques
tions arising upon the record have been brought before
this court upon writ of error. Ex parte Royall, 117 U. S.
241, 251; Re Frederick, 149 U. S. 70, 77; Whitten v. Tom
linson, 160 U. S. 231, 242; Raker v. Grice, 169 U. S. 284,
291; Tinsley v. Anderson, 171 U. S. 101, 105; Markuson v.
Roucher, 175 U. S. 184; Urquhart v. Rrown, 205 U. S. 179.
And see Henry v. Henkel, 235 U. S. 219, 228.”
In the case of United States, ex rel. Kennedy et al., v. Tyler,
Sheriff, et al., 269 U.S. 13, the Court said, on page 17:
“ The rule has been firmly established by repeated de
cisions of this court that the power conferred on a federal
court to issue a writ of habeas corpus to inquire into the
cause of the detention of any person asserting that he
is being held in custody by the authority of a state court
in violation of the Constitution, laws or treaties of the
United States, is not unqualified, but is to be exerted in
the exercise of a sound discretion. The due and orderly
administration of justice in a state court is not to be
thus interfered with save in rare cases where exceptional
circumstances of peculiar urgency are shown to exist. ’ ’
Ex parte Royall, 117 U.S. 241, 250-253;
31
In re Wood, 140 U.S. 278, 289;
In re Frederick, 149 U.S. 70, 77-78;
And others cited.
It can be readily observed from the foregoing cases that
federal Courts will not interfere in habeas corpus proceed
ings with the orderly procedure of the state Courts in enforc
ing their criminal laws. The exceptions, so well defined, refer
only to cases “ involving the authority and operations of the
General Government, or the obligations of this country to,
or its relations with, foreign nations.” In the instant case
the petitioner is charged with murder, which is a crime against
the laws of the State of Virginia; he has been regularly in
dicted; and a warrant for his extradition has been issued
by the Governor of the asylum state. The circumstances of
the said petitioner’s case do not in any manner come within
the well-defined exceptions laid down by the Court of last
resort of this country.
C . T h e I n d i c t m e n t i n t h e P r e s e n t C a s e is n o t V o id a n d I t s
V a l id it y o r S u f f i c i e n c y C a n n o t b e A t t a c k e d C o l l a t e r a l l y
i n t h e P r e s e n t P r o c e e d in g .
The respondent does not admit that the Courts of Virginia
or the Supreme Court of the United States will, if the ques
tion raised by the petitioner in these proceedings is properly
raised before the Court in which the indictment is returned,
quash the said indictment. Neither does the respondent seek
to set forth affirmatively in these proceedings that the indict
ment will not be quashed if objections are taken thereto be
fore the trial Courts of Virginia. The respondent presumes
conclusively that the Courts of the Commonwealth of Vir
ginia will decide this question, if properly raised, in strict
accordance with the Constitution and laws of the United
States and the Constitution and laws of the Commonwealth
of Virginia. The respondent does not intend to discuss any
32
questions relative to the validity of the indictment against
the petitioner which will perhaps be passed upon by the
Court of Virginia if properly raised during his trial. The
respondent contends that in these proceedings the District
Court erred in ruling that the indictment is void. This con
tention is based upon the claim that the District Couit could
not properly consider in these proceedings the question of
the invalidity of the indictment because of the possible effect
of the evidence contained in the agreement and admitted over
his objection, and that the only Court which has the power
to pass upon the question of the validity or sufficiency of the
indictment for these reasons is the Court in which the indict
ment was returned—and that Court may pass upon this ques
tion only if properly raised during the course of the trial.
The basis of the rulings of the District Court was that the
facts contained in the agreement amounted to an exclusion
of negroes from the Grand Jury, and that this exclusion had
the effect of rendering the indictment returned by that Grand
Jury void. Irregularities in the course of a judicial pro
ceeding, such as the exclusion of negroes from service as
Grand Jurors, may constitute reversible error, but they do
not render the entire proceedings void. The accused has the
right to raise the question of such irregularities in the Court
where the same occurred and to prosecute an appeal, in the
event that the errors are not corrected, to the highest Court
of the state and by writ of error to the Supreme Court of
the United States. The existence of such irregularities, how
ever, does not confer upon him the right to attack the pro
ceedings collaterally; nor do such irregularities render illegal
his detention under the warrant issued pursuant to such pro
ceedings; nor is the warrant or the indictment void as a mat
ter of law. The only question relative to the validity of the
indictment that can be raised outside of the proceedings in
which the irregularities occurred is the question of jurisdic
tion of the original Court over the offense charged and the
person alleged to have committed said offense.
33
. The petition for the writ sets forth no ground af
fecting its jurisdiction either of the offence charged or
of the person alleged to have committed it. If the ques
tion of the exclusion of citizens of the African race from
the lists of grand and petit jurors had been made during
| the trial in the Court of General Sessions, and erroneously
\ decided against the appellant, such error in decision would
not have made the judgment of conviction void, or his
detention under it illegal. . . . ” In re Wood, 140 U.S.
278, at 287.
On page 285, in the same case, the Court said:
“ We do not perceive that anything said in Neal v.
Delaware would have authorized the Circuit Court to dis
charge the appellant from custody, even if, upon investi
gation, it had found that citizens of the race to which
he belongs had been, in fact and because of their race,
excluded from the lists of grand and petit jurors from
which were selected the grand jurors who indicted and
the petit jurors who tried him. That was a matter aris
ing in the course of the proceedings against the appel
lant, and during his trial, and not from the statutes of
New York, and should have been brought at the appro
priate time, and in some proper mode, to the attention of
the trial court. Whether the grand jurors who found the
indictment, and the petit jurors who tried the appellant,
were or were not selected in conformity with the laws
of New York—which laws, we have seen, are not obnox
ious to the objection that they discriminate against
citizens of the African race, because of their race—was a
\ question which the trial court was entirely competent to
decide, and its determination could not be reviewed by
the Circuit Court of the United States, upon a writ of
habeas corpus, without making that writ serve the pur
poses of a writ of error. No such authority is given to
the Circuit Courts of the United States by the statutes
34
defining and regulating their jurisdiction. I t often oc
curs in the progress of a criminal trial in a state court,
proceeding- under a statute not repugnant to the Con
stitution of the United States, that questions occur which
involve the construction of that instrument and the de
termination of rights asserted under it. But that does not
justify an interference with its proceedings by a Circuit
Court of the United States, upon a writ of habeas corpus
sued out by the accused either during or after the trial
in the state court. For ‘upon the state courts, equally
with the courts of the Union, rests the obligation to
guard, enforce, and protect every right granted or se
cured by the Constitution of the United States and the
laws made in pursuance thereof, whenever those rights
are involved in any suit or proceeding before them;’ and
‘if they fail therein, and withhold or deny rights, privi
leges or immunities secured by the Constitution and laws
of the United States, the party aggrieved may bring the
case from the highest court of the State in which the
question could be decided to this court for final and con
clusive determination.’ Robb v. Connolly, 111 U.S. 624,
637.”
And on page 289, the Court further said:
“ While the courts of the United States have power,
upon habeas corpus, to inquire into the cause of the de
tention of any one claiming to be restrained of his liberty
in violation of the Constitution, or laws, or treaties of the
United States, it was not intended by Congress that they
should by writs of habeas corpus obstruct the ordinary
administration of the criminal laws of the States, through
their own tribunals.”
And again, on page 290:
“ These principles have special application where, as
in the present case, there is no pretence that the statute
35
under which the prosecution of the appellant was con
ducted is repugnant to the Constitution or laws of the
United States.”
V “ Our conclusion is that the District Court had juris
diction of the subject matter, and of the person, and that
irregularities, if any, occurring in the mere conduct of
the case, do not affect the validity of its final order.”
Savin, Petitioner, 131 IT.S. 267, at 279.
- “ We are of opinion that the order of the Circuit Court
must be affirmed. The matters alleged before that court
against the action of the commissioner did not go to the
question of his jurisdiction, so as to make such action
reviewable on habeas corpus by the Circuit Court. He
had jurisdiction of the subject matter and of the person
of Stevens, under the proceedings instituted in conform
ity with the statutes of Massachusetts. The objections
taken on the part of Stevens, at the hearing before the
commissioner, and also urged here, to the proceedings
before the commissioner, all of them went only to alleged
errors and irregularities in those proceedings, which
could not be reviewed by the Circuit Court on a writ
of habeas corpus, and cannot be taken cognizance of by
this court on this appeal.” Stevens v. Fuller, 136 U.S.
468, a t 477.
In the case of Andrews v. Swartz, 156 U.S. 272, the peti
tioner sought a writ of habeas corpus after conviction on the
ground that persons of the colored race had been excluded
from the Grand Jury which had returned the indictment and
from the Petit Jury which had convicted him because of their
race, in violation of his constitutional rights, and on the
further ground that he had no right of appeal under the laws
of New Jersey. The Court said, on pages 275 and 276:
36
“ The further contention of the accused is that he is
restrained of his liberty in violation of the Constitution
and laws of the United States, in that persons of his race
were arbitrarily excluded, solely because of their race,
from the panel of jurors summoned for the term of the
court at which he was tried, and because the state court
denied him the right to establish that fact by competent
proof.
“ I t is a sufficient answer to this contention that the
state court had jurisdiction both of the offense charged
and of the accused. By the laws of New Jersey the Court
of Oyer and Terminer and general jail delivery has ‘cog
nizance of all crimes and offences whatsoever which, by
law, are or shall be of an indictable or presentable nature,
and which have been or shall be committed within the
county for which such court shall be held.’ Rev. Stat.
N. J. 272, §30. If the state court, having entered upon
the trial of the case, committed error in the conduct of
the trial to the prejudice of the accused, his proper remedy
was, after final judgment of conviction, to carry the case
to the highest court of the State having jurisdiction to
review that judgment, thence upon writ of error to this
court, if the final judgment of such state court denied any
right, privilege or immunity specially claimed, and which
was secured to him by the Constitution of the United
States. Even if it be assumed that the state court im
properly denied to the accused, after he had been ar
raigned and pleaded not guilty, the right to show by
proof that persons of his race were arbitrarily excluded
by the sheriff from the panel of grand or petit jurors
solely because of their race, it would not follow that the
court lost jurisdiction of the case within the meaning of
the well-established rule that a prisoner under conviction
and sentence of another court will not be discharged on
habeas corpus unless the court that passed the sentence
was so far without jurisdiction that its proceedings must
37
be regarded as void. Ex parte Siebold, 100 U.S. 371, 375;
In re Wood, 140 U.S. 278, 287; In re Shibuya Jugiro, 140
U.S. 291, 297; Pepke v. Cronan, 155 U.S. 100. When a
state court lias entered upon the trial of a criminal case,
under a statute not repugnant to the Constitution of the
United States, and has jurisdiction of the offence and of
the accused, no mere error in the conduct of the trial
should be made the basis of jurisdiction in a court of the
United States to review the proceedings upon writ of
habeas corpus.
“ The application to the Circuit Court for a writ of
habeas corpus was properly denied, and the judgment
must be
Affirmed.”
In the case of In re Shibuya Jugiro, 140 U.S. 291, the peti
tioner, after conviction, sought his release on habeas corpus
on the ground that all members of the yellow race had been
excluded from the Grand and Petit Juries because of their
race. The Court said, on pages 297-298:
“ It rests with each State to prescribe such qualifications
as it deems proper for jurymen, taking care only that
no discrimination, in respect to such service, be made
against any class of citizens solely because of their race.
The statutes of New York regulating these matters do
not, in any way, conflict with the provisions of the Federal
Constitution; and if, as alleged, they were so adminis
tered by the state court, in appellant’s case, as to dis
criminate against him because of his race, the remedy
for the wrong done to him was not by a writ of habeas
corpus from a court of the United States. ’ ’
In Kaiso v. Henry, 211 U.S. 146, the petitioner was indicted
before a Grand Jury for the Circuit Court of the Territory of
Hawaii for murder, tried, convicted, and sentenced to death.
38
He applied for a writ of habeas corpus on the ground that
eight of the Grand Jurors, who indicted him, were disqualified
because they were not citizens of the United States. In re
fusing the application for a writ of habeas corpus, the Court
said, on page 149:
“ These well-settled principles are decisive of the case
before us. Disqualifications of grand jurors do not de
stroy the jurisdiction of the court in which an indictment
is returned, if the court has jurisdiction of the cause
and of the person, as the trial court had in this case.
Ex parte Harding, 120 U.S. 782; In re Wood, 140 U.S.
278; In re Wilson, 140 U.S. 575. See Matter of Moran,
203 U.S. 96, 104. The^ indictment, though voidable, if
the objection is seasonably taken, as it was in this case,
is not void. United States v. Gale, 109 U.S. 65. The
objection may be waived, if it is not made at all or de
layed too long. This is hut another form of saying that
the indictment is a sufficient foundation for the jurisdic
tion of the court in which it is returned, if jurisdiction
otherwise exists. That court has the authority to decide
all questions concerning the constitution, organization
and qualification of the grand jury, and if there are errors
in dealing with these questions, like all other errors of
law committed in the course of the proceedings, they can
only be corrected by writ of error.”
In E x parte Harding, 120 U.S. 782, the Court said, on page
784:
“ The fact that a law of the territory allowed an alien
who had declared his intention to become a citizen of
the United States to sit on a grand jury, and that an alien
did in fact sit on the jury that found the indictment
against this petitioner, did not deprive the court of its
jurisdiction for his trial under the indictment. The ob
jection, if it be one, goes only to the regularity of the
proceedings, not to the jurisdiction of the court.”
39
In In re Wilson, 140 U.S. 575, tlie petitioner was indicted
for murder and convicted. He petitioned for a writ of habeas
corpus, claiming the proceedings to be void because the Grand
Jury was not a legally constituted tribunal. The Court said,
on page 579, that even if the Grand Jury were not legally
constituted, a defect in the number of Grand Jurors did not
vitiate the entire proceedings so that they could be challenged
collaterally on habeas corpus, but it was only a matter of
error, to be corrected by proceedings in error. The Court
said, on page 585:
“ If it be, therefore, a doubtful question, whether the
defendant can, after trial and verdict, take advantage of
such a defect by direct challenge, it would clearly seem
that it is one not going to the matter of jurisdiction, and
one which cannot he taken advantage of by a collateral
attack in habeas corpus.”
In the Wood case and in the Andrews case, cited above,
the claim was specifically made that the Court, because of the
manner of drawing Grand Jurors, “ had no jurisdiction to
indict and try a person of the African race,” and that the
indictments returned by Grand Julies from which members
of the African race had been excluded by the officials adminis
tering the laws relative to the summonsing of Grand Jurors
were void. The United States Supreme Court has held in
the cases cited above that the Court in which such indictments
ivere returned had jurisdiction, and that the alleged defect
relative to the membership of the Grand Jury returning said
indictments did not render the indictments void, but merely
laid the basis for a claim of error in the trial Court, Avhich
claim must of necessity be duly made during the course of
the trial proceedings and properly prosecuted on appeal.
I t is submitted that the eAddence contained in the agree
ment, even if it amounted to an exclusion of negroes from the
Grand Jury and came Avithin the doctrine in the case of Neal
v. Delaware, did not have the effect of voiding the indictment,
40
but merely constituted irregularities that could be taken ad
vantage of in the trial Court, but could not be set up collaterally
in the present proceedings.
In the Scottsboro case, 224 Ala. 524, 532, 540, 140 Sou. 195,
215, 201, the Supreme Court of Alabama refused to consider
a question of exclusion of negroes from the jury panel be
cause the same was not raised before the trial Court, and
stated that this question could not be raised in the first in
stance before an Appellate Court. This decision was, of
course, reversed on another ground by the United States
Supreme Court. Powell v. State of Alabama, Patterson v.
State of Alabama, Weems v. State of Alabama, 53 Sup. Ct. 55.
The majority opinion in this case stated that it dealt solely
with the assignment of error in respect to the denial of coun
sel, and did not consider the other assignments of error. In
the dissenting- opinion Mr. Justice Butler stated:
“ The court putting aside—they are utterly without
merit—all other claims that the constitutional rights of
petitioners were infringed, grounds its opinion and judg
ment upon a single assertion of fact. I t is that peti
tioners ‘were denied the right of counsel, with the ac
customed incidents of consultation and opportunity of
preparation for tria l.’ If that is true, they were denied
due process of law and are entitled to have the judgments
against them reversed. ’ ’
The decision of the Supreme Court of Alabama on a point
which was not reversed by the Supreme Court of the United
States thus holds that the exclusion of negroes from Grand
Jury service is an irregularity which must be availed of dur
ing the trial. This appears to be in harmony with the pre
vious decisions of the United States Supreme Court in the
Wood case, the Andrews case, and other cases cited above.
If, as was found by the District Court in the present petition,
the indictment was void, the Supreme Court of Alabama could,
and should properly, have considered this objection, although
41
raised in the first instance in the Appellate Court, as the trial
Court would have had no jurisdiction to proceed on a void
indictment. Similarly, if an indictment he void because of
the exclusion of negroes from Grand Juries, thus depriving
the trial Court of jurisdiction to act upon the indictment,
this question would be open to the accused at any time. But
it has been uniformly and consistently held, as set forth above,
that an attack upon the validity of the indictment by reason
of the exclusion of members of the race from service on the
Grand Jury must be properly raised at the trial. I t cannot
be raised collaterally after the trial. For even stronger rea
sons it should not be permitted to be raised collaterally be
fore the trial.
IV.
C o n c l u s io n .
I t is respectfully submitted that the District Court erred
in ruling that the evidence contained in the so-called agree
ment was admissible, in ruling that the effect of said evidence
was to render the indictment of the petitioner void, in ruling
that the requisition papers of the Governor of the Common
wealth of Virginia were not in proper form, and ordering the
granting of the writ and discharge of the petitioner, for the
following reasons:
1. These rulings are repugnant to the general purpose of
the law of rendition.
2. These rulings are inconsistent with the cases which hold
that questions relating to the validity or sufficiency of an
indictment due to defects of form in said indictment may not
be raised in habeas corpus proceedings in interstate rendition.
3. These rulings are inconsistent with the cases holding
that questions relating to the validity or sufficiency of an in
dictment because of the alleged unconstitutionality of the
statute upon which said indictment is based may not be raised
in habeas corpus proceedings in interstate rendition.
42
4. These rulings are inconsistent with cases holding that
questions relating to the validity or sufficiency of an indict
ment because of defenses such as the statute of limitations or
insanity may not be raised in habeas corpus proceedings in
interstate rendition.
5. These rulings are inconsistent with cases holding that
questions relating to the validity or sufficiency of an indict
ment because of alleged irregularities in the Grand Jury pro
ceedings may not be raised in habeas corpus proceedings in
interstate rendition.
6. These rulings are not in harmony with cases involving
the removal of an alleged fugitive for trial from one federal
district to another, and such cases should be followed in situ
ations like the present by analogy.
7. These rulings are inconsistent with the cases holding
that in general and, except in a small class of unusual cases
in which the present case does not fall, habeas corpus cannot
be used as a substitute for a writ of error, even when consti
tutional rights are involved.
8. The indictment in the present case is not void and its
validity or sufficiency cannot be attacked collaterally in the
present proceedings.
JOSEPH E. WABNER,
Attorney General,
S. D. BACIGALUPO,
Assistant Attorney General,
GEORGE B. LOURIE,
Assistant Attorney General,
JOHN GALLEHER,
Commonwealth Attorney for
Loudoun County, Virginia.
1
U n it e d S t a t e s C i r c u it C o u r t o f A p p e a l s f o r t h e F ir s t
C i r c u it , O c t o b e r T e r m , 1 9 3 2
No. 2824
F r a n k G. H a l e , Lieutenant Detective, Massachusetts
State Police, Respondent, Appellant,
v.
G e o r g e C r a w f o r d , Petitioner, Appellee
Appeal from the District Court of the United States for
the District of Massachusetts
Before Bingham, Wilson, and Morton, JJ .
O p i n i o n o f t h e C o u r t — June 15, 1933
B in g h a m , J . :
This is an appeal from an order of the District Court
for Massachusetts in a habeas corpus proceeding discharg
ing the applicant from the custody of the respondent, who
held him under the warrant of the Governor of Massachu
setts in an interstate rendition proceeding, directing his
return to the State of Virginia.
At the February term, 1932, of the Circuit Court of
Loudoun County, Virginia, the applicant, George Craw
ford, a negro, was indicted for murder in two indictments.
January 17, 1933, the Prosecuting Attorney for Loudoun
County asked the Governor of Virginia to request the Gov
ernor of Massachusetts to cause Crawford to be returned
to Virginia. January 18, 1933, the Governor of Virginia
made such request and the Governor of Massachusetts, after
a hearing, on February 18, 1933, issued his warrant au
thorizing the arrest of Crawford and his delivery to the
duly authorized agents of Virginia. On that day the re
spondent arrested Crawford on the warrant and now holds
him thereunder. Thereupon Crawford filed in the federal
District Court for Massachusetts a petition for the writ
of habeas corpus, subsequently amended April 5, 1933.
A summons having been issued and served, the respondent
filed his return setting up that he held Crawford under
and by virtue of the warrant, to be delivered to the Vir-
2
ginia agents; that Crawford was the identical person
named in the w arrant; and denied each and every allega
tion of the petition. April 24, 1933, the District Court
ordered the writ of habeas corpus to issue and on that day
the parties appeared before the court and were heard.
At the hearing the applicant offered in evidence an
agreed statement of facts, which in substance was that
while the statutes of Virginia, prescribing the qualifica
tions of and who should be drawn as grand jurors, did
not discriminate against persons of African descent, the
Circuit Judge for Loudoun County, designated by law to
select the grand jurors, selected no persons of African
descent to serve on the grand jury which returned the
indictments in question, but excluded from the list all such
persons because of their race and color, although there
were persons of African descent in that county duly quali
fied to act as grand jurors. The facts stated in this agree
ment were offered in evidence by the applicant and ad
mitted by the court, subject to exception. The respondent
put in evidence the requisition papers of the Governor of
Virginia and the rendition warrant of the Governor of Mas
sachusetts.
The requisition papers of the Governor of Virginia con
tained the application of the Prosecuting Attorney of Vir
ginia above referred to, copies of the indictments and the
bench warrants issued thereon, a certificate that the indict
ments were authentic and duly authenticated according to
the laws of that State, that each charged Crawford with
the crime of murder, which the Governor of Virginia cer
tified to be a crime under the laws of that State committed
in the County of Loudoun; and also a certificate that the
Circuit Court for Loudoun County was a court of general
jurisdiction. I t was further stated that Crawford was a
fugitive from the justice of that State, had taken refuge in
the State of Massachusetts, and a request was made that he
be apprehended and delivered to certain persons named,
who were authorized to receive and convey him to the State
of Virginia.
It was agreed that Crawford, the party charged with
crime in the indictments and described in the requisition
warrant, was the identical person arrested and before the
court, and that the evidence submitted by the respondent
made a prima facie case for rendition.
3
Upon the case thus presented the District Court ruled
that the indictments were void and ordered the applicant
discharged; but remanded him to the custody of the re
spondent pending final determination, of this appeal.
The first question to be considered is whether the court
erred in admitting the evidence in regard to the discrimina
tion by the officer of Virginia in the selection and organiza-
ton of the grand jury which found the indictments. The
indictments are conceded to be valid and proper on their
face and the question is whether the evidence relating to
the selection and organization of the grand jury and attack
ing the validity of the indictments was competent.
This question, so far as we know, has not been passed
on in a habeas corpus case arising out of an interstate
rendition proceeding, but it has been in such cases arising
out of proceedings under Sections 1014 of the Revised
Statutes authorizing the arrest and removal of a person
charged with crime in a federal district other than the one
in which he is arrested. Greene v. Henkel, 183 U. S. 249,
261. In that case the indictment was good on its face and
the evidence offered attacked its validity on the ground
that the grand jury which found the indictment was not
made up as the law required. In discussing the admissi
bility of the evidence, the court said:
“ We do not think that under this statute [Section 1014]
the commissioner would be warranted in taking evidence in
regard to the organization of the grand jury which found
the indictment, as claimed by the defendants. The indict
ment is valid on its face; purports to have been found by
a grand jury acting in fact as such [Italics ours] at a regu
lar term, of a District Court of the United States, presided
over by one of its judges and hearing testimony in the
ordinary way. In our opinion, such an indictment is prima
facie good, and when a, copy of it is certified by the proper
officer, a magistrate, acting pursuant to Section 1014 of the
Revised Statutes, is justified in treating the instrument as
an indictment found by a competent grand jury, and is not
compelled or authorized to go into evidence which may
show or tend to show violations of the United States
statutes in the drawing of jurors composing the grand jury
which found the indictment.” That “ Matters of that na
ture are to be dealt with in the court where the indictment
is found, and we intimate no opinion upon the merits of
4
those questions” ; that “ we do not think that by this order
of removal the constitutional rights of the defendants are
in anywise taken from them” ; that “ the provision that
no person may be held to answer for an infamous crime
unless upon the presentment or indictment of a grand jury
is not violated or infringed” ; and that “ if this so-called
indictment be void [voidable] for the reasons alleged, the
place to set up its invalidity is the court in which it was
found.”
Drew v. Thaw, 235 U. S. 432, 438, was an interstate rendi
tion case. In that case Thaw was indicted by a New York
grand jury and in the indictment it was alleged that he had
been committed to the Matteawan State Hospital for the
insane under an order of court reciting that he had been
acquitted at his trial upon a former indictment on the
ground of insanity and that his discharge was deemed
dangerous to public safety; that being thus confined, he
conspired with certain persons to procure his escape from
the hospital and did escape, to the obstruction of justice
and of the due administration of the laws. The Governor
of New York made a demand upon the Governor of New
Hampshire for his extradition alleging that Thaw was a
fugitive from justice, and a copy of the indictment found
by the New York grand jury accompanied the demand. The
Governor of New Hampshire issued a warrant for the ar
rest and return of Thaw, upon which he was arrested.
Thaw then applied to the federal District Court for New
Hampshire for a writ of habeas corpus and the District
Court, after hearing, ordered his discharge. An appeal
was taken to the Supreme Court. It appeared that, by a
statute of New York, under which the indictment was
found, it was provided that an agreement to commit any
act for the perversion or obstruction of justice or of the
due administration of the laws is a misdemeanor, if an
overt act beside the agreement is done to effect the object.
It was held (1) that, inasmuch as the courts of New York
may hold that “ the withdrawal, by connivance, of a man
from an insane asylum, to which he had been committed
as Thaw was, did tend to obstruct the due administration
of the law,” the indictment charged a crime; (2) that if
the conspiracy constituted a crime there was no doubt that
Thaw was a fugitive from justice; and (3) as to the con-
5
tention—that “ if Thaw was insane when he contrived his
escape he could not be guilty of crime, while if he was not
insane he was entitled to be discharged” and that his con
finement and other facts required the court to assume that
he was insane—the court held that this was not Thaw’s
trial; that in extradition proceedings the purpose of the
writ of habeas corpus was “ not to substitute the judgment
of another tribunal upon the facts or the law of the matter
to be tried” ; that the question of the sufficiency of the
indictment was not open; and that, if the contention above
stated “ offers a nice question, it is a question as to the law
of New York which the New York courts must decide.” In
concluding its opinion the court said:
“ When, as here, the identity of the person, the fact that
he is a fugitive from justice, the demand in due form, the
indictment by a grand jury for what it and the Governor
of New York allege to be a crime in that State and the rea
sonable possibility that it may be such, all appear, the con
stitutionally required surrender is not to be interfered
with by the summary process of habeas corpus upon specu
lations as to what ought to be the result of a trial in the
place where the Constitution provides for its taking place.”
And the court reversed the order of the District Court.
State of South Carolina v. Bailey, decided by the Su
preme Court May 22, 1933, is an interstate rendition case.
There Bailey was charged, on an affidavit by a policeman
before a local magistrate, with having, on May 1, 1932, com
mitted murder in South Carolina. Demand was made upon
the Governor of North Carolina for delivery of the accused
as a fugitive from justice. A warrant was issued by the
Governor of North Carolina for the arrest of Bailey and
his return to the state from which he fled. He was arrested
on the warrant and at once applied to the local Superior
Court for a writ of habeas corpus, alleging that he was not
in the State of South Carolina at the time the murder was
alleged to have been committed, but was in the State of
North Carolina. The judge of the Superior Court, after
hearing the parties and their evidence, ruled and found (1)
that Bailey was a citizen of North Carolina; (2) that he
was not a fugitive from justice; that he was not present
in South Carolina at the time of the commission of the
6
alleged crime; and (3) that the State of South Carolina
had failed to show probable cause for holding him; and
discharged Bailey. The Supreme Court of North Carolina,
on review, affirmed the judgment of the lower court. The
case was then taken to the Supreme Court of the United
States on certiorari. That court reviewed the evidence and
findings of the two state courts and, after pointing out that
the requisition papers were regular on their face and that
in effect “ the matter for determination was whether the
accused appeared to be held contrary to the Federal Con
stitution and laws, ’ ’ said:
‘ ‘ The circumstances require this Court to search the rec
ord and determine for ourselves whether upon the facts
presented the courts below reached the proper conclusion.”
It held that the judgment below must be reversed, saying:
“ Considering the Constitution [Art. IV, Sec. 2, par. 2]
and statute [Sec. 5278 Rev. Stat.] and the declarations of
this Court, we may not properly approve the discharge of
the respondent unless it appears from the record that he
succeeded in showing by clear and satisfactory evidence
that he was outside the limits of South Carolina at the
time of the homicide. Stated otherwise, he should not have
been released unless it appeared beyond reasonable doubt
[Italics ours] that he was without the State of South Caro
lina when the alleged offense was committed and conse
quently, could not be a fugitive from her justice.”
This is a holding that, where the requisition papers in a
rendition proceeding are regular on their face, and prima
facie valid, the accused on habeas corpus, if he undertakes
to controvert any fact essential to his rendition and thus
appearing from the requisition papers, must do so by proof
beyond a reasonable doubt.
And in Rodman v. Pothier, 264 U. S. 399, 402, a removal
case, where the Court of Appeals for this Circuit, when the
case was before it (291 Fed. 311, 321), was of “ the opinion
that no other conclusion could be drawn from the evidence
than that, at the time the crime charged in the indictment
was committed, the United States had acquired no title in
the land embraced within Camp Lewis Military Reserva
tion; that the sovereignty of the State over the tract had
not been yielded up and was not until * * * more than
a year after the alleged murder” ; that consequently the
United States was without jurisdiction over the locus where
the crime was alleged to have been committed, and this
deprived the federal District Court for Washington, the
district to which removal was sought, of jurisdiction of the
crime. But the Supreme Court evidently regarded the
question of the jurisdiction of the United States over the
crime as one going to the merits of the case and triable in
the District Court to which removal was sought, not one
going to the jurisdiction of that court (Louie v. United
States, 254 U. S. 548), and held that such question, although
it involved matters of law as well as of fact, was for the
determination of the trial court, not to be reviewed on
habeas corpus. It was there said:
“ Whether the locus of the alleged crime was within the
exclusive jurisdiction of the United States demands con
sideration of many facts and seriously controverted ques
tions of laAv. As heretofore often pointed out, these mat
ters must be determined by the court where the indictment
was found. The regular course may not be anticipated
by alleging want of jurisdiction and demanding a ruling
thereon in a habeas corpus proceeding. Barring certain
exceptional cases (unlike the present one), this Court ‘has
uniformly held that the hearing on habeas corpus is not
in the nature of a writ of error nor is it intended as a sub
stitute for the functions of the trial court. Manifestly,
this is true as to disputed questions of fact, and it is equally
so as to disputed matters of law, whether they relate to
the sufficiency of the indictment or the validity of the stat
ute on Avhich the charge is based. These and all other
controverted matters of laAv and fact are for the determina
tion of the trial court.’ Henry v. Henkel, 235 U. S. 219,
229; Louie v. United States, 254 U. S. 548.”
See also Beavers v. Henkel, 194 U. S. 73, at page 87;
Benson v. Henkel, 198 U. S. 1, 16, 17; Haas v. Henkel, 216
U. S. 462, 481, Records and Briefs in U. S. Supreme Court,
October Term, 1909, No. 367;; Rodman v. Pothier, 291 Fed.
311, 321; id. 264 U. S. 399, 402, Fitzgerald v. United States,
6 Fed. (2d) 156, 157; and Removal of Federal Offenders,
by Russell Hardy at pp. 42-47.
8
Although the question of the admissibility of evidence
now under consideration has not been passed upon by the
Supreme Court in a rendition case, we see no reason why
the reasoning applied in removal cases involving such ques^
tion is not applicable in a rendition case involving the same
or a like question. In removal cases the chief reason for
rejection of the evidence seems to be that the matter to
which it relates is one for the trial court to decide in the
district to which removal is sought, it being an irregularity
in the proceeding pending before that court and not a mat
ter going to the jurisdiction of the court. Indeed it is this
line of reasoning that is made use of and applied by the
Supreme Court in habeas corpus proceedings brought by
a person of African descent held for trial in a state court
on an indictment found against him and where a like dis
crimination was made in the selection of the grand jury
finding the indictment.
In re Wood, 140 U. S. 278, is a case of that very nature.
There Wood, a negro, was held in custody by a state war
den of a prison of the State of New York, and presented
a petition for writ of habeas corpus to the Federal Circuit
Court for the Southern District of that State, setting forth
the facts concerning his detention. His application was de
nied by that court and he appealed to the Supreme Court
of the United States on the ground that he was restrained
of his liberty in violation of the Constitution and laws of
the United States. It appeared that he had been indicted,
tried, and convicted in the Court of General Sessions of
the Peace in the City and County of New York for the
crime of murder; had been sentenced to death; and com
mitted to the custody of the warden awaiting execution.
The indictment upon which he was arraigned and tried was
found by a grand jury of that court from the panels and
lists of which all persons of the African race and descent
and black in color were excluded because of their race.
And, while it was held that it was not the right of a colored
citizen, party to a trial involving his life and liberty “ that
his race shall have a representation on the jury,” it was a
right to which he was entitled “ that in the selection of the
jurors to pass upon his life, liberty or property, there shall
be no exclusion of his race, and no discrimination against
them because of their color.” I t also held that the ques-
9
tion was one that could be availed of in the first instance
only in the court of the state where the trial was had; that
it was a right that might he waived unless the question
was duly saved in the manner provided by law, and, if duly
saved and the decision of the highest court of the state
was against his constitutional right, that error could be
reviewed by the Supreme Court on writ of error from that
court, not by habeas corpus in the federal Circuit Court,
and the order of the Circuit Court denying the writ was
affirmed. The same line of reasoning was applied in the
Thaw case, a rendition case.
e are, therefore, of the opinion that in a habeas corpus
case, whether arising out of a rendition proceeding or a re
moval one, evidence of the character here in question is
not admissible, as the question to which it is addressed is
not open to review and determination on habeas corpus in
a federal court, at any rate in the first instance; that the
question is one that can be heard and determined by the
trial court in Virginia, and, as said in In re Wood, supra,
it was not intended by Congress that the federal courts
should, by writ of habeas corpus, obstruct the orderly ad
ministration of the criminal laws of a state through its
own tribunals.
But if we are mistaken in regard to the question just con
sidered and the evidence was properly admitted, the ques
tion remains whether the District Court erred in ruling
that the Virginia indictments, the bases of the warrant
under which the applicant is held, are void. As no opinion
was filed by the District Court we have no complete state
ment of the view it entertained. But it apparently was and
is that the method pursued in Loudoun County, Virginia,
in the making up of the lists for and the drawings of grand
jurors, whereby the state officials discriminated against
citizens of African descent because of race or color, was
a violation of the applicant’s constitutional right under the
Fourteenth Amendment and of such a nature as to render
the indictments and all proceedings thereunder void, de
priving the Virginia court of jurisdiction to proceed and
try the case.
In Ex parte Virginia, 100 U. S. 339, 346, it was held that
among the rights and immunities secured to the colored
race by the Fourteenth Amendment to the Constitution was
10
the right to be tried upon an indictment found by grand
jurors selected without discrimination because of race or
color, and that such right was violated where an officer of
the State effected the discrimination, even though he acted
in violation of the statutes of the S tate; and that the State
official who, in making up the lists and drawings of jurors,
discriminated against citizens of African descent because
of race or color, was subject to indictment for such conduct
under a federal statute enacted to give effect to the Four
teenth Amendment.
In Strauder v. West Virginia, 100 U. S. 303, a like con
stitutional question was presented. There a statute of
West Virginia provided that “ all white male persons who
are twenty-one years of age and who are citizens of this
state shall be liable to service as jurors, etc.” It there
appeared that the plaintiff in error, a colored man, was in
dicted for murder in the Circuit Court of Ohio County,
West Virginia, and was convicted; that on appeal to the
Supreme Court of the State the judgment of the Circuit
Court was affirmed and that a writ of error was then taken
to the Supreme Court of the United States. In the Cir
cuit Court of the State, before trial was commenced, the
defendant presented a petition asking that the cause be
removed into the Circuit Court of the United States, as
signing as ground for removal that, by virtue of the la'svs
of the State of West Virginia, no colored man was eligible
to be a member of the grand jury or to serve on a petit
jury in the State, etc. The petition was denied and he was
forced to trial. He also moved to quash the venire, made
motions challenging the array of the panels, tor a new
trial, and in arrest of judgment, all of which were over
ruled, subject to exception. The first question considered
was “ whether, by the Constitution and laws of the United
States, every citizen of the United States has a light to
a trial of an indictment against him by a jury selected and
impanelled without discrimination against his race or color
because of race or color; and second, if he has such a rig it,
and is denied its enjoyment by the State in which he is in
dicted, may he cause the case to be removed [Rev. Stat.
Sec. 641] into the Circuit Court of the United States?’
Both of these questions were decided in the affirmative.
It is therefore established by these decisions that the
11
discrimination exercised by the State officers of Virginia
in making up the lists and drawings of the grand jurors
by whom Crawford was indicted was an infringement of
his rights guaranteed by the Fourteenth Amendment, and
the question is whether such act of discrimination is one
which rendered the indictment void and deprived the Vir
ginia courts of jurisdiction to try Crawford thereon. The
answer to this question was forecast by what we have said
and the decisions reviewed bearing upon the question re
lating to the admissibility of the evidence disclosing dis
crimination.
There are a number of cases in which the question has
been considered and, as we understand them, they all point
to the conclusion that the matter in question is an irregu
larity of a kind that must be availed of at the trial in the
state court where the indictment is found; that it is an ir
regularity that may be and is waived, if the person on trial
does not seasonably and in the modes provided by law raise
the question in that court. In other words, that it does
not render the indictment void or defeat the jurisdiction of
the court in which the indictment is returned.
In Ex parte Harding, 120 U. S. 782, Harding petitioned
the Supreme Court of the United Statesc for a writ of
habeas corpus, asserting that he was deprived of his liberty
and was about to be deprived of his life without the due
process of law guaranteed by the Constitution of the United
States, in that the indictment on which he had been tried
and convicted in the territorial court for the Perritoiy of
Montana was not found by a legal grand jury of the ter
ritory in that it was not composed wholly of citizens of the
United S tates; that one of the grand jurors who found and
returned the indictment was an alien and therefore the in
dictment was absolutely null and void. I t was there held
that the fact that an alien was on the grand jury that found
the indictment against the petitioner “ did not deprive the
court of its jurisdiction for his trial under the indictment.
The objection, if it be one, goes only to the regularity of
the proceedings, not to the jurisdiction of the court. ’ ’ See
also In re Wood, supra.
In Pearce v. Texas, 155 U. S. 311, Pearce was indicted in
Alabama in comformity with the code of Alabama author
izing an indictment without allegations as to the time or
12
place of the commission of the crime, and the indictment
contained no such allegations. The Governor of Alabama
having made demand for rendition of Pearce upon the Gov
ernor of Texas, the latter issued his warrant for the arrest
and return of Pearce to Alabama; and, while he was in the
custody of the agent of the State of Alabama to be trans
ported to Mobile for trial, he sued out a writ of habeas
corpus before the judge of the Forty-second District of
the State of Texas, praying to be discharged. The district
judge denied the discharge and remanded him to the cus
tody of the agent. Pearce then appealed to the Court of
Criminal Appeals of the State of Texas, the court of last
resort in criminal matters, where the decision below was
affirmed. The case was then transferred to the Supreme
Court of the United States on writ of error. In the Su
preme Court it was stated that the question at issue re
solved itself “ into one of the validity of the statute [the
Code of Alabama] on the ground of its repugnancy to the
Constitution, and the Court of Appeals declined to decide
in favor of its validity.” In considering the matter the
Supreme Court said:
“ What the state court [of Texas] did was to_leave the
question as to whether the statute was in violation of the
Constitution of the United States, and the indictments in
sufficient accordingly, to the demanding State. Its action
in that regard simply remitted to the courts of Alabama
the duty of protecting the accused in the enjoyment of his
constitutional rights, and if any of those rights should be
denied him which is not to be presumed, he could then seek
his remedy in this court.”
In other words the court held that the constitutionality of
the statute or Code of Alabama under which the indictment
was found was, in rendition proceedings, a question which
was, in the first instance at least, to be passed upon by the
court of the demanding state in which the trial was to be
had, and that the court of Texas did not err in denying the
petition for habeas corpus and remanding the prisoner to
the custody of the agent of Alabama for removal to that
state.
Kaizo v. Henry, High Sheriff of Hawaii, 211 U. S. 146,
was a writ of error from the Supreme Court of the United
13
States to the Supreme Court of the Territory of Hawaii.
There Kaizo was indicted for murder by a grand juy at a
term of the Circuit Court of that territory. The grand
jury was composed of sixteen members. A plea in abate
ment was seasonably filed alleging that eight of the grand
jurors were not citizens of the United States or of the
territory, a qualification prescribed by the laws of the
territory. Whether the facts stated in the plea were true
or not, it was agreed that the eight grand jurors were citi
zens only by virtue of a judgment of naturalization in a
Circuit Court of the territory. The trial court overruled
the plea in abatement, holding that the Circuit Courts of
the territory had jurisdiction to naturalize, subject to ex
ceptions. Kaizo was found guilty and sentenced to death.
He then prosecuted a writ of error from the Supreme
Court of the territory assigning as error the overruling
of the plea in abatement. That court affirmed the judg
ment below and the Governor of the territory thereupon
issued a death warrant commanding the High Sheriff to
execute the sentence. No writ of error was taken to this
judgment from the Supreme Court of the United States.
Kaizo, however, filed a petition for a writ of habeas corpus
in the Supreme Court of the territory, basing his claim on
the facts set out in his plea of abatement and agreed to as
above stated, alleging that the indictment was void and the
trial court was without jurisdiction to proceed under it.
The writ of habeas, corpus was discharged and the peti
tioner remanded to the custody of the High Sheriff. It
was to that judgment that the writ of error from the Su
preme Court of the United States was directed. As to the
question “ whether the eight members of the grand jury,
whose qualifications were questioned, were naturalized by
courts having the authority to naturalize aliens” the court
found “ no occasion to decide or consider the question” ;
that if Kaizo had desired the judgment of the Supreme
Court upon that question, he should have brought a writ of
error to the judgment of the Supreme Court of the terri
tory; that he could not, by habeas corpus, raise “ questions
not affecting the jurisdiction of the court which convicted
him, which were open to him in the original case, and, if
properly presented then, could ultimately have come to this
court upon writ or error.” Having determined that the
composition of the grand jury finding .the indictment did
14
not affect the jurisdiction of the court to hear the case
upon the indictment, it said:
“ Disqualifications of grand jurors do not destroy the
jurisdiction of the court in which an indictment is returned,
if the court has jurisdiction of the cause and of the per
son, as the trial court had in this case. Ex parte Harding,
120 U. S. 782; In re Wood, 140 U. S. 278; In re Wilson, 140
U. S. 575. See Matter of Moran, 203 U. S. 96, 104. The
indictment, though voidable, if the objection is seasonably
taken, as it was in this case, is not void. United States v.
Gale, 109 U. S. 65. The objection may be waived, if it is
not made at all or delayed too long. This is but another
form of saying that the indictment is a sufficient founda
tion for the jurisdiction of the court in which it is returned,
if jurisdiction otherwise exists. That court has the au
thority to decide all questions concerning the constitution,
organization and qualification of the grand jury, and if
there are errors in dealing with these questions, like all
other errors of law committed in the course of the pro
ceedings, they can only be corrected by writ of error. ’ ’
The Matter of Moran, 203 U. S. 96, 102, was a petition
for writ of habeas corpus to the Supreme Court alleging
the judgment of conviction for murder under which Moran
was held was void and stating the ground in support of the
petition to that court to be the want of jurisdiction of the
trial court. There the indictment was* claimed to be void
for the reason that it was found by a grand jury, some of
whom were not electors of the Territory of Oklahoma and
some of whom were nonresidents, and the trial judge, in
summoning them for service, did so in violation of a law
of Oklahoma. The Supreme Court denied the writ. After
considering a certain question, it said:
‘ ‘ But it is proper to add that while the reason which we
have given is logically the first to be considered by this
court, we do not mean to give any countenance to the notion
that if the law was disobeyed it affected the jurisdiction of
the court. Ex parte Harding, 120 U. S. 782; In re Wilson,
140 U. S. 575.
In Glasgow v. Moyer, 225 U. S. 420, 429, the court, after
reviewing the cases, said:
15
“ The principle of the cases is a simple one that if a
court has jurisdiction of the case the writ of habeas corpus
cannot be employed to re-try [Italics ours] the issues,
whether of law, constitutional or other, or of fact.”
That statement was made in a case where a trial had been
had and it had special reference to that fact. The court
might as well have said that “ if a court had jurisdiction of
the case the writ of habeas corpus cannot be employed to
try or re-try the issues, whether of law, constitutional or
other, or of fact.” See also Felts v. Murphy, 201 U. S. 123.
Andrews v. Swartz, 156 U. S. 272, was a case where the
indictment was found by a grand jury upon which persons
of the colored race had been excluded because of their race
or color. After conviction in the state court Andrews ap
plied to the federal Circuit Court for New Jersey for a
writ of habeas corpus. That court denied the application
and the case was taken on writ of error to the Supreme
Court. After pointing out that Andrews should have
prosecuted a writ of error from the Supreme Court of the
United States to the highest court of the state, the court
said:
“ Even if it be assumed that the state court improperly
denied to the accused, after he had been arraigned and
pleaded not guilty [Italics ours], the right to show by proof
that persons of his race were arbitrarily excluded by the
sheriff from the panel of grand or petit jurors solely be
cause of their race, it would not follow that the court lost
jurisdiction of the case within the meaning of the well-
established rule that a prisoner under conviction and sen
tence of another court will not be discharged on habeas
corpus unless the court that passed the sentence was so far
without jurisdiction that its proceedings must be regarded
as void. Ex parte Siebold, 100 U. S. 371, 375; In re Wood,
140 U. S. 278, 287; In re Shibuya Jugiro, 140 U. S. 291,
297; Pepke v. Cronan, 155 U. S. 100. When a state court
has entered upon the trial of a criminal case, under a stat
ute not repugnant to the Constitution of the United States,
and has jurisdiction of the offence and of the accused, no
mere error in the conduct of the trial should be made the
basis of jurisdiction in a court of the United States to re
view the proceeding upon writ of habeas corpus.”
16
Counsel for Crawford contend that these cases are not
applicable for, if he were remitted to Virginia and sea
sonably and properly raised the question here under con
sideration and the question was decided against him, at
the present time and under the Judiciary Act of 1925, he
could not, as of right, prosecute a writ of error from the
Supreme Court of the United States to the highest couit
of the State of Virginia to which the case could be taken.
I t is true that his right of review by writ of error from
• the Supreme Court of the United States on the facts of
this case was taken away by the Act of 1925, for under the
law as it now stands, no writ of error lies from the Supreme
Court in this case, as the grand jury was not drawn under
a statute of the State of Virginia which violated the Con
stitution of the United States. 43 Stat. 936, c. 229, Sec.
237. He is, however, permitted by that Act to apply to that
court for certiorari, a discretionary writ. South Carolina
v. Bailey, supra. If review on such application is not
granted he undoubtedly, at that stage of the proceeding,
could have the matter reviewed on habeas corpus in the
proper federal court, being without review in the Supreme
Court on writ of error as of right. Ex parte Royall, 117
U. S. 241, 252, 253; In re Wood, supra, at pp. 289, 290. It
would not then be an endeavor by habeas corpus to inter
vene before trial and review what ordinarily can be re
examined only on writ of error; and the federal court ap
plied to could not, under such circumstances, properly re
fuse review on habeas corpus.
Our conclusion is that the District Court erred in holding
that the indictment was void and discharging the prisoner,
and our order i s :
The order of the District Court is vacated and the case
is remanded to that court with directions to enter an order
remanding the prisoner to the custody of Frank Hale for
execution of the warrant of the Governor of Massachusetts.
(3620)
Supreme Court of the United States
No.
October Term, 1933.
George Crawford,
Petitioner,
v.
Frank G. Hale, Lieutenant Detective,
Massachusetts State Police,
Respondent.
PETITION FOR WRIT OF CERTIORARI AND
BRIEF IN SUPPORT THEREOF.
J. WESTON ALLEN,
BUTLER R. WILSON,
Attorneys for Petitioner.
ADDISON C. G ETC H B LL & SON, LA W PB IN T E B S, BOSTON.
INDEX.
P a g e
Petition fox* writ of certiorari 1
The questions presented 2
The statutes involved 2
Statement of facts 5
Rulings and order of the District Court 6
Opinion and decree of the United States Circuit
Court of Appeals for the First Circuit 7
Assignment of errors 10
Petitioner’s contentions 10
Reasons for granting the writ 12
Conclusion 13
Brief in support of petition 15
Jurisdiction 15
Statement 15
Summary of argument 16
Argument 16
Conclusion 32
TABLE OF AUTHORITIES CITED.
Andrews v. Swartz, 156 U.S. 272 31
Beavers v. Henkel, 194 U.S. 73 19, 31
Carter v. Texas, 177 U.S. 442 30
Drew v. Thaw, 235 U.S. 432 31
Fitzgerald v. United States, 6 F. (2d) 156 19
Glasgow v. Moyei', 225 U.S. 420 31
Green v. Henkel, 183 U.S. 249 19, 21, 31
Haas v. Henkel, 216 U.S. 462 19
Henry v. Henkel, 235 U.S. 219 22
Kaizo v. Henry, 211 U.S. 146 31
Loney, In re, 134 U.S. 372 24
Moran, Matter of, 203 U.S. 96 31
Neagle, In re, 135 U.S. 1 24
Neal v. Delaware, 103 U.S. 370 30
11 IN D E X
P a g e
New York v. Eno, 155 U.S. 89 26, 31
Pearce v. Texas, 155 U.S. 311 31
Roberts v. Reilly, 116 U.S. 80 25
Rodman v. Pothier, 264 U.S. 399 19, 21, 31
Royall, Ex parte, 117 U.S. 241 17, 23, 24, 26, 31
Strauder v. West Virginia, 100 U.S. 303 30
Tarrance v. Florida, 188 U.S. 519 30
Virginia, Ex parte, 100 U.S. 339 30
Whitten v. Tomlinson, 160 U.S. 231 26, 31
Wilson, In re, 140 U.S. 575 31
Wood, In re, 140 U.S. 278 31
Act of February 13, 1925, c. 229, sec. 1 15
Hardy on Removal of Federal Offenders, p. 75 21
Rev. Stats, sec. 1014 21
43 Stat. 938 15
U.S.C. tit. 28, c. 14 15,16, 22
U.S.C.A. tit. 18, c. 20 25
Supreme Court of the United States
O c t o b e r T e r m , 1 9 3 3 .
No.
GEORGE CRAWFORD,
P E T I T I O N E R ,
V.
FRANK G. HALE, L i e u t e n a n t D e t e c t iv e , M a s s a c h u s e t t s
S t a t e P o l ic e ,
R E S P O N D E N T .
PETITION FOR WRIT OF CERTIORARI.
To the Honorable the Chief Justice of the Supreme Court
of the United States and the Associate Justices thereof:
Petitioner, George Crawford, prays that a writ of cer
tiorari may issue to review the final decree of the United
States Circuit Court of Appeals for the First Circuit in the
case of Frank G. Hale, Lieutenant Detective, Massachusetts
State Police, Appellant, v. George Crawford, Appellee, ren
dered on June 15, 1933, which vacated the order of the Dis
trict Court, entered on May 2, 1933 (Record, p. 26), sustain
ing your petitioner’s writ of habeas corpus and discharging
your petitioner George Crawford from the custody of the
respondent Frank G. Hale, Lieutenant Detective, Massa
chusetts State Police, subject to the further order that your
petitioner be remanded to the custody of said respondent
pending final decision upon appeal.
2
T h e Q u e s t io n s P r e s e n t e d .
The question here presented is whether your petitioner
was entitled to be discharged upon his petition for a writ of
habeas corpus when he was held in custody by a police
officer of the asylum state under the authority of an execu
tive warrant issued in interstate rendition proceedings when
there were no controverted questions of law or fact in issue,
hut the agreed facts offered in evidence established that
there had been discrimination by the state officers of the
demanding state in making up the lists and drawings of the
grand jurors by whom the indictments were found upon
which said executive warrant was based and that this was
in violation of the Fourteenth Amendment of the Constitu
tion of the United States.
Upon this question the issues are presented (1) whether
the District Court, having jurisdiction to determine the
facts of the case and to dispose of the party as law and jus
tice require, erred in admitting the statement of agreed
facts as competent and material in determining the issue
before the Court whether the petitioner was in custody in
violation of the Constitution, and (2) the statement of
agreed facts, when admitted, clearly establishing that the
petitioner was held upon indictments procured in violation
of his rights under the Fourteenth Amendment, whether
the Court, having exercised its discretion in discharging the
petitioner, was guilty of such abuse of discretion as to con
stitute reversible error upon appeal.
T h e S t a t u t e s I n v o l v e d .
United States:
1. U.S.C.A. tit. 18, c. 20, sec. 662 (the Act of Congress rela
tive to interstate rendition):
“ Sec. 662. Whenever the executive authority of any
State or Territory demands any person as a fugitive from
justice, of the executive authority of any State or Territory
3
to which such person has fled, and produces a copy of an
indictment found or an affidavit made before a magistrate
of any State or Territory, charging the person demanded
with having committed treason, felony, or other crime, cer
tified as authentic by the governor or chief magistrate of
the State or Territory from whence the person so charged
has fled, it shall be the duty of the executive authority of
the State or Territory to which such person has fled to
cause him to be arrested and secured, and to cause notice
of the arrest to be given to the executive authority making
such demand, or to the agent of such authority appointed to
receive the fugitive, and to cause the fugitive to be delivered
to such agent when he shall appear. If no such agent ap
pears within six months from the time of the arrest, the
prisoner may be discharged. All costs or expenses incurred
in the apprehending, securing, and transmitting such fugi
tive to the State or Territory making such demand, shall
be paid by such State or Territory.”
2. U.S.C.A. tit. 28, c. 14, secs. 451-455, 460, 461 (the Act of
Congress relative to habeas corpus):
“ Sec. 451. Power of Courts. The Supreme Court and
the District Courts shall have power to issue writs of habeas
corpus.
“ Sec. 452. Power of Judges. The several justices of the
Supreme Court and the several judges of the Circuit Courts
of Appeal and of the District Courts, within their respective
jurisdictions, shall have power to grant writs of habeas
corpus for the purpose of an inquiry into the cause of
restraint of liberty. . . .
“ Sec. 453. When prisoner is in jail. The writ of habeas
corpus shall in no case extend to a prisoner in jail unless
where he is in custody under or by color of the authority of
the United States, or is committed for trial before some
court thereof; or is in custody for an act done or omitted in
pursuance of a law of the United States, or of an order,
4
process, or decree of a court or judge thereof; or is in cus
tody in violation of the Constitution or of a law or treaty of
the United States; or, being a subject or citizen of a foreign
state, and domiciled therein, is in custody for an act done or
omitted under any alleged right, title, authority, privilege,
protection, or exemption claimed under the commission, or
order, or sanction of any foreign State, or under color
thereof, the validity and effect whereof depend upon the
law of nations; or unless it is necessary to bring the pris
oner into court to testify.
“ Sec. 454. Application for; complaint in writing. Ap
plication for writ of habeas corpus shall be made to the
court, or justice, or judge authorized to issue the same, by
complaint in writing, signed by the person for whose relief
it is intended, setting forth the facts concerning the deten
tion of the party restrained, in whose custody he is de
tained, and by virtue of what claim or authority, if known.
The facts set forth in the complaint shall be verified by the
oath of the person making the application.
“ Sec. 455. Allowance and direction. The court, or jus
tice, or judge to whom such application is made shall forth
with award a writ of habeas corpus, unless it appears from
the petition itself that the party is not entitled thereto. The
writ shall be directed to the person in whose custody the
party is detained.
‘‘Sec. 460. Denial of retu rn ; counter-allegations; amend
ments. The petitioner or the party imprisoned or restrained
may deny any of the facts set forth in the return, or may
allege any other facts that may be material in the case. Said
denials or allegations shall be under oath. The return and
all suggestions made against it may be amended, by leave
of the court, or justice, or judge, before or after the same
are filed, so that thereby the material facts may be ascer
tained.
‘ ‘ Sec. 461. Summary hearing; disposition of party. The
court, or justice, or judge shall proceed in a summary way
5
to determine the facts of the case, by hearing the testimony
and arguments, and thereupon to dispose of the party as law
and justice require. ’ ’
Virginia:
Code of Virginia, c. 193, secs. 4852, 4853 (Laws of Virginia
relative to the selection, qualification and organization of
grand jurors—see Record, pp. 12, 13 and 14).
S t a t e m e n t o f F a c t s .
The essential facts of the case, as stated in the opinion of
the Circuit Court of Appeals, are as follows:
“ At the February term, 1932, of the Circuit Court of
Loudoun County, Virginia, the applicant, George Craw
ford, a negro, was indicted for murder in two indictments.
January 17, 1933, the Prosecuting Attorney for Loudoun
County asked the Governor of Virginia to request the
Governor of Massachusetts to cause Crawford to be re
turned to Virginia. January 18, 1933, the Governor of
Virginia made such request and the Governor of Massa
chusetts, after a hearing, on February 18, 1933, issued
his warrant authorizing the arrest of Crawford and his
delivery to the duly authorized agents of Virginia. On
that day the respondent arrested Crawford on the war
rant and now holds him thereunder. Thereupon Craw
ford filed in the federal District Court for Massachusetts
a petition for the writ of habeas corpus, subsequently
amended April 5, 1933. A summons having been issued and
served, the respondent filed his return setting up that he
held Crawford under and by virtue of the warrant, to be
delivered to the Virginia agents; that Crawford was the
identical person named in the w arrant; and denied each and
every allegation of the petition. April 24, 1933, the District
Court ordered the writ of habeas corpus to issue and on that
day the parties appeared before the court and were heard.
6
“ At the hearing the applicant offered in evidence an
agreed statement of facts, which in substance was that while
the statutes of Virginia, prescribing the qualifications of
and who should be drawn as grand jurors, did not dis
criminate against persons of African descent, the Circuit
Judge for Loudoun County, designated by law to select the
grand jurors, selected no persons of African descent to serve
on the grand jury which returned the indictments in ques
tion, hut excluded from the list all such persons because of
their race and color, although there were persons of African
descent in that county duly qualified to act as grand jurors.
The facts stated in this agreement were offered in evidence
by the applicant and admitted by the court, subject to ex
ception. The respondent put in evidence the requisition
papers of the Governor of Virginia and the rendition war
rant of the Governor of Massachusetts. . . .
“ It was agreed that CraAvford, the party charged with
crime in the indictments and described in the requisition
warrant, was the identical person arrested and before the
court, and that the evidence submitted by the respondent
made a prima facie case for rendition” (Record, pp. 39, 40
and 41).
R u l in g s a n d O r d e r o f t h e D is t r ic t C o u r t .
The District Court on May 2, 1933, ruled that the state
ment of agreed facts offered in evidence by your petitioner
was admissible and competent and that the indictments were
void, and the requisition of the Governor of Virginia was
not in form, and thereupon “ ordered that the writ of habeas
corpus be sustained, and that the petitioner George Craw
ford be discharged from custody; but it being represented to
the Court that the respondent intends to take an appeal from
this order, it is therefore further ordered that the petitioner
said George Crawford be remanded to the custody of the
respondent pending final decision on said appeal” (Record,
p. 26).
7
From this order the respondent appealed to the United
States Circuit Court of Appeals for the First Circuit (Rec
ord, pp. 34 and 35).
O p in io n a n d D e c r e e o f t h e U n it e d S t a t e s C ir c u it C o u r t
o f A p p e a l s f o r t h e F ir s t C i r c u i t .
At the outset it may be noted that the Circuit Court of
Appeals, in its opinion, concedes that the statement of
agreed facts offered by your petitioner, if admissible in
evidence, establishes an infringement of the rights of your
petitioner guaranteed by the Fourteenth Amendment. After
citing as authoritative upon this issue the cases of Ex parte
Virginia, 100 U.S. 339, 346, and Strauder v. West Virginia,
100 U.S. 303, the Court states: “ I t is therefore established
by these decisions that the discrimination exercised by the
State officers of Virginia in making up the lists and draw
ings of the grand jurors by whom Crawford was indicted
was an infringement of his rights guaranteed by the Four
teenth Amendment” (Record, pp. 48 and 49).
The Court first takes up the question whether the state
ment of agreed facts was admissible. In this connection it
states: ‘ ‘ The first question to be considered is whether the
court erred in admitting the evidence in regard to the dis
crimination by the officer of Virginia in the selection and
organization of the grand jury which found the indictments.
The indictments are conceded to be valid and proper on
their face and the question is whether the evidence relating
to the selection and organization of the grand jury and at
tacking the validity of the indictments was competent.
“ This question, so far as we know, has not been passed
on in a habeas corpus case arising out of an interstate ren
dition proceeding, but it has been in such cases arising out
of proceedings under Sections 1014 of the Revised Statutes
authorizing the arrest and removal of a person charged with
crime in a federal district other than the one in which he is
arrested” (Record, p. 41).
8
After citing certain decisions (Record, pp. 41-46), the
Court continues: “ Although the question of the admissibil
ity of evidence now under consideration has not been passed
upon by the Supreme Court in a rendition case, we see no
reason why the reasoning applied in removal cases involv
ing such question is not applicable in a rendition case in
volving the same or a like question. In removal cases the
chief reason for rejection of the evidence seems to he that
the matter to which it relates is one for the trial court to
decide in the district to which removal is sought, it being
an irregularity in the proceeding pending before that court
and not a matter going to the jurisdiction of the court. In
deed it is this line of reasoning that is made use of and
applied by the Supreme Court in habeas corpus proceed
ing's brought by a person of African descent held for tiial
in a state court on an indictment found against him and
where a like discrimination was made in the selection of the
grand jury finding the indictment” (citing In re Wood, 140
U.S. 278). “ We are, therefore, of the opinion that in a
habeas corpus case, whether arising out of a rendition pro
ceeding or a removal one, evidence of the character here in
question is not admissible, as the question to which it is ad
dressed is not open to review and determination on habeas
corpus in a federal court, at any rate in the first instance;
that the question is one that can be heard and determined
by the trial court in Virginia, and, as said in In re Wood,
supra, it was not intended by Congress that the federal
courts should, by writ of habeas corpus, obstruct the orderly
administration of the criminal laws of a state through its
own tribunals” (Record, pp. 46 and 47).
The Court then proceeds to consider, if the evidence was
properly admissible, whether the District Court erred in
ruling that the indictments were void, and in this connec
tion speculates upon the view which the District Court en
tertained in making its ruling: ‘ ‘ But if we are mistaken in
regard to the question just considered and the evidence was
9
properly admitted, the question remains whether the Dis
trict Court erred in ruling that the Virginia indictments,
the bases of the warrant under which the applicant is held,
are void. As no opinion was filed by the District Court we
have no complete statement of the view it entertained. But
it apparently was and is that the method pursued in Loudoun
County, Virginia, in the making up of the lists for and the
drawings of grand jurors, whereby the state officials dis
criminated against citizens of African descent because of
race or color, was a violation of the applicant’s constitu
tional right under the Fourteenth Amendment and of such
a nature as to render the indictments and all proceedings
thereunder void, depriving the Virginia court of jurisdic
tion to proceed and try the case” (Record, pp. 47 and 48).
After conceding that the statement of agreed facts, if ad
mitted, establishes an infringement of the rights of your
petitioner guaranteed by the Fourteenth Amendment, the
Court continues: “ the question is whether such act of dis
crimination is one which rendered the indictment void and
deprived the Virginia courts of jurisdiction to try Craw
ford thereon. The answer to this question was forecast by
what we have said and the decisions reviewed bearing upon
the question relating to the admissibility of the evidence
disclosing discrimination.
“ There are a number of cases in which the question has
been considered and, as we understand them, they all point
to the conclusion that the matter in question is an irregu
larity of a kind that must be availed of at the trial in the
state court where the indictment is found; that it is an
irregularity that may be and is waived, if the person on trial
does not seasonably and in the modes provided by law raise
the question in that court. In other words, that it does not
render the indictment void or defeat the jurisdiction of the
court in which the indictment is returned” (Record, p. 49).
The Court then cites decisions upon which it bases its
opinion (Record, pp. 49-54).
10
The Court then assumes that counsel for your respondent
contend that the cases discussed in the opinion are not ap
plicable at the present time because of the change in pro
cedure under the Judiciary Act of 1925. In conclusion the
Circuit Court of Appeals holds that the District Court erred
in holding that the indictments were void and in discharging
the prisoner.
On June 15, 1933, a final decree was entered, vacating the
order of the District Court and remanding the case to that
Court with directions to enter an order remanding the
prisoner to the custody of your respondent for execution of
the warrant of the Governor of Massachusetts (Record, pp.
54 and 55).
A s s i g n m e n t o f E r r o r s .
The Circuit Court erred—
(1) In holding that the District Court erred in admitting
in evidence the statement of agreed facts offered by your
petitioner;
(2) In holding that the District Court erred in discharg
ing your petitioner.
P e t i t i o n e r ’s C o n t e n t io n s .
(1) The District Court has plenary jurisdiction to in
quire whether the petitioner, Crawford, is in custody in vio
lation of the Constitution of the United States (Supporting
Brief, infra, pp. 16, 17).
(2) The District Court properly admitted, as competent
and material evidence of a restraint in violation of the Four
teenth Amendment to the Constitution of the United
States, the facts contained in the agreement of the parties
(Supporting Brief, infra, pp. 18-22).
(3) The jurisdiction of the District Court to inquire into
the cause of petitioner’s commitment, and to discharge him
if he be restrained of his liberty in violation of the Consti-
11
tution of the United States, is in no wise limited or affected
by the fact that such inquiry or discharge might operate to
interrupt or obstruct the administration of the criminal
laws of a state through its own tribunals (Supporting Brief,
infra, pp. 22-24).
(4) The order of the District Court in gi’anting the writ
and discharging the petitioner from the custody of the
respondent did not operate to interrupt or obstruct the ad
ministration of the criminal laws of the State of Virginia
through its own tribunals (Supporting Brief, infra, pp.
24-26).
(5) The order of the District Court in granting the writ
of habeas corpus and discharging the petitioner from the
custody of the respondent is not, as matter of law, upon
this record, an abuse of the exercise of its discretion so to
do (Supporting Brief, infra, pp. 26-28).
(6) The ruling of the District Court that the indictments
were void was not reversible error (Supporting Brief, infra,
pp. 28, 29).
(7) The District Court, upon the record in this case, had
presented for determination for the first time, so far as ap
pears in the decisions of this Court, a petition for habeas
corpus which raised no controverted questions either of law
or of fact to be referred to the Court of the demanding state
for determination in the first instance, but, on the contrary,
all the facts were admitted, and upon these admitted facts
(which the Court ruled were material and competent) the
violation of the rights guaranteed to your petitioner by the
Fourteenth Amendment in the procurement of the indict
ments was established, so that the District Court was called
upon to exercise its discretion upon the peculiar facts and
circumstances presented in the record before it, uncon
trolled by any previous decisions of this Court (Supporting
Brief, infra, pp. 30, 31).
12
R e a s o n s f o r G r a n t in g t h e W r i t .
(1) The question as to the admissibility of the evidence
in regard to the discrimination by the officers of Virginia in
the selection and organization of the grand jury which
found the indictments presents a novel question which has
not been passed upon by this Court in a habeas corpus case
arising out of an interstate rendition proceeding (Record,
pp. 41 and 46). That such discrimination is customary in
the State of Virginia, so that it has become a matter of com
mon knowledge, is admitted by the officers of that state (Rec
ord, pp. 15 and 17).
(2) Upon the admission in evidence of the agreed facts,
the issue presented to the Court for determination, with no
controverted questions of law or of fact, constitutes a case
of first impression of such importance as to merit considera
tion by this Court.
(3) Both of these questions of law, now raised in the
Federal Court for the first time, being difficult, as evidenced
by the contrary decisions of the District Court and of the
Circuit Court of Appeals for the F irst Circuit, call for re
view and final determination by this Court.
(4) The course of reasoning upon which the Circuit
Court of Appeals for the F irst Circuit reached its conclu
sion, vacating the order of the District Court, was predi
cated upon unwarranted assumptions and assertions and
was rested upon decisions which do not support the con
clusions of the Court, and failed to consider the basic
grounds of the decision of the District Court; that that
Court had a broad scope of inquiry into the petitioner’s
cause of restraint; that under the mandate of the Federal
Habeas Corpus Act it was required to “ proceed in a sum
mary way to determine the facts of the case by hearing the
testimony and arguments” ; and that by the provisions of
the Act it was vested with a discretion “ to dispose of the
party as law and justice require.”
13
(5) The correct determination of the issues before this
Court has become a matter of grave public concern and, by
reason of the resolution presented in the Congress of the
United States to impeach the judge of the United States
District Court for the District of Massachusetts because of
his decision in this case, such determination by the highest
tribunal is desired. The importance of the issues to be de
termined is evidenced by the fact that since the resolution
of impeachment was introduced in the Congress, Negroes
have been included in the lists for jury service in three
states where previously they had been uniformly excluded.
C o n c l u s io n .
Wherefore your petitioner, by his undersigned counsel,
respectfully prays that this petition be granted, that the
judgment of the United States Circuit Court of Appeals
for the First Circuit be reversed, and that the judgment of
the United States District Court for the District of Massa
chusetts be affirmed.
Respectfully submitted,
GEORGE CRAWFORD,
By his Attorneys,
J. W e s t o n A l l e n ,
B u t l e b R. W il s o n .
Supreme Court of the United States
O cto ber T e r m , 1933.
No.
GEORGE CRAWFORD,
PETITIONER,
V.
FRANK G . HALE, L ie u t e n a n t D e t e c t iv e , M a ssa c h u se t t s
S t a t e P o l ic e ,
r e s p o n d e n t .
BRIEF IN SUPPORT OF PETITION.
J u r is d ic t io n .
The jurisdiction of this Court is invoked under the Act of
February 13, 1925, c. 229, sec. 1; 43 Stat. 938; U.S.C. tit. 28,
c. 14, sec. 347.
The Circuit Court of Appeals had jurisdiction to review
the judgment of the District Court under U.S.C. tit. 28, c.
14, sec. 463, which provides that the final order in a pro
ceeding in habeas corpus in a District Court shall be subject
to review by the Circuit Court of Appeals of the circuit
wherein the proceeding is had.
S t a t e m e n t .
A statement of the case appears in the petition, supra,
p. 5.
16
S u m m a r y of A r g u m e n t .
A concise summary of the ensuing argument is set forth in
the foregoing petition, supra, pp. 10 and 11.
A r g u m e n t .
I .
The District Court has plenary jurisdiction to inquire
whether the petitioner, Crawford, is in custody in viola
tion of the Constitution of the United States.
Sections 451 and 452 of the Federal Habeas Corpus Act
(U.S.C.A. tit. 28, c. 14) provide that the District Courts,
and judges of such Courts within their respective jurisdic
tions, shall have power to issue writs of habeas corpus for
the purpose of inquiring into the cause of restraint of lib
erty. Section 461 of the same Act provides for a summary
hearing, and authorizes the Court or judge to dispose of the
party as law and justice require. These sections seem to
contain the entire grant of power. Section 453 of the said
Act prohibits the issuance of the writ of habeas corpus in
behalf of a prisoner in jail “ unless where he is in custody
under or by color of the authority of the United States . . .;
or is in custody in violation of the Constitution . . . of the
United S tates; . . . ”
The petition for habeas corpus filed by your petitioner
and supported by oath alleged that the grand jury, which
found the indictments upon which the warrant for his de
tention was based, was selected and organized in a manner
which denied to your petitioner the equal protection of the
laws guaranteed to him by the Fourteenth Amendment of
the Federal Constitution. The return of the respondent to
the writ, denying the allegations of the petition, raised the
question whether or not the petitioner’s detention was in
violation of the Constitution. This presented to the District
17
Court a case for its determination within the said section
453.
“ The grant to the Circuit Courts [District Courts]
in Section 751 of jurisdiction to issue writs of habeas
corpus, is in language as broad as could well be em
ployed. While it is attended by the general condition,
necessarily implied, that the authority conferred must
he exercised agreeably to the principles and usages of
law, the only express limitation imposed is, that the
privilege of the writ shall not be enjoyed by—or rather,
that the courts and the judicial officers named, shall not
have power to award the writ to—any prisoner in jail,
except in specified cases, one of them being where he is
alleged to be held in custody in violation of the Consti
tution. . . .
“ Whether, therefore, the appellant is a prisoner in
jail, within the meaning of Section 753, or is restrained
of his liberty by an officer of the law executing the
process of a court of Virginia, in either case, it being
alleged under oath that he is held in custody in violation
of the Constitution [italics ours], the Circuit Court has,
by the express words of the statute, jurisdiction on
habeas corpus to inquire into the cause for which he is
restrained of his liberty, and to dispose of him ‘as law
and justice require’.
“ We are, therefore, of opinion that the Circuit Court
has jurisdiction upon writ of habeas corpus to inquire
into the cause of appellant’s commitment, and to dis
charge him, if he be held in custody in violation of the
Constitution.”
E x parte Roy all, 117 U.S. 241, 247, 250 (1886).
18
H .
The District Court properly admitted, as competent and
material evidence of a restraint in violation of the Four
teenth Amendment to the Constitution of the United
States, the facts contained in the agreement of the parties.
The Circuit Court of Appeals in its opinion does not raise
any question that the agreed facts which were offered in
evidence in the District Court are material upon the ques
tion whether your petitioner is in custody in violation of the
Fourteenth Amendment to the Constitution, and would un
questionably be competent evidence upon this issue when
raised in the Court of the demanding state.
A cursory examination of the agreed facts (Record, pp.
12-17, inclusive) discloses that the agreed facts are not only
material, but conclusive, upon this issue whenever they are
admitted in evidence, and the Circuit Court of Appeals rec
ognizes the materiality of the agreed facts when it says that
“ the discrimination exercised by the State officers of Vir
ginia in making up the lists and drawings of the grand jurors
by whom Crawford was indicted was an infringement of his
rights guaranteed by the Fourteenth Amendment.” It
necessarily follows that whenever and wherever the agreed
facts are admitted in evidence upon the decisions of this
Court, the only finding can he that he is held in restraint of
his liberty in violation of the Constitution.
It is axiomatic that, given the same set of facts offered in
evidence upon the same issue for judicial determination, the
facts must be equally admissible in any Court which has
jurisdiction of the cause. I t necessarily follows that if the
agreed facts are material and admittedly would be compe
tent evidence if and when the issue is raised in the demand
ing state, the same facts are equally material and must be
equally competent in the District Court if the District Court
has jurisdiction of the cause. That the District Court,
under the Federal Habeas Corpus Act, has the broadest
19
powers to determine the issue whether the petitioner is
restrained of his liberty in violation of the Constitution is
recognized by successive decisions of this Court (ubi supra),
and the District Court, under the mandate of the statute,
was compelled to inquire into the cause of your petitioner’s
restraint and “ determine the facts of the case by hearing
the testimony.” The discretion vested in the Court “ to
dispose of the party as law and justice require” is predi
cated upon making inquiry as to the cause of the restraint
and admitting in evidence all the material facts, and the dis
cretion could not be properly exercised until all the material
facts offered in evidence were before the Court.
The Circuit Court of Appeals, recognizing that there is
no precedent controlling the action of the District Court in
admitting the evidence in a case of interstate rendition,
grounds its opinion that the evidence admitted by the Dis
trict Court was inadmissible upon an analogy which it as
sumes between habeas corpus proceedings in removal cases
and interstate rendition cases. The instances of habeas
corpus proceedings in removal cases cited in support of the
Court’s claim of analogy are the cases of Green v. Henkel,
183 U.S. 249; Beavers v. Henkel, 194 U.S. 73; Haas v.
Henkel, 216 U.S. 462; Rodman v. Pothier, 264 U.S. 399, and
Fitzgerald v. United States, 6 F. (2d) 156.
The analogy claimed by the Court disregards the obvious
fact that very different considerations are applicable when
discharge by habeas corpus is invoked in removal cases and
in interstate rendition cases. The essential difference be
tween the two classes of cases is clearly pointed out in the
case of Beavers v. Henkel, supra, which the Circuit Court
of Appeals has cited, in which case Mr. Justice Brewer
states, in the opinion:
“ This case turns upon the efficacy of an indictment in
removal proceedings. The government offered no other
evidence of petitioner’s guilt. . . .
20
“ At the outset it is well to note that this is not a
case of extradition. There was no proposed surrender
of petitioner by the United States to the jurisdiction of
a foreign nation, no abandonment of the duty of protec
tion which the nation owes to all within its territory.
There was not even the qualified extradition which
arises when one State within the Union surrenders to
another an alleged fugitive from its justice. There
was simply an effort on the part of the United States
to subject a citizen found within its territory to trial
before one of its own courts. . . .
“ Obviously very different considerations are ap
plicable to the two cases. In an extradition the nation
surrendering relies for future protection of the alleged
offender upon the good faith of the nation to which the
surrender is made, while here the full protecting power
of the United States is continued after the removal from
the place of arrest to the place of trial. It may he con
ceded that no such removal should be summarily and
arbitrarily made. There are risks and burdens attend
ing it which ought not to be needlessly cast upon any
individual. These may not be serious in a removal
from New York to Brooklyn, but might be if the removal
was from San Francisco to New York. And statutory
provisions must be interpreted in the light of all that
may be done under them. We must never forget that
in all controversies, civil or criminal, between the gov
ernment and an individual the latter is entitled to
reasonable protection. Such seems to have been the
purpose of Congress in enacting section 1014, Rev. Stat.,
which requires that the order of removal be issued by
the judge of the district in which the defendant is ar
rested. In other words, the removal is made a judicial
rather than a mere ministerial act. ’ ’
21
In a habeas corpus case in interstate rendition proceed
ings, the petitioner is held under the executive warrant of
the governor of the asylum state, acting, as has been held,
not in a judicial capacity, but performing a ministerial act.
The petitioner has chosen as of right the District Court to
determine the issue whether he is in custody in violation of
the Constitution of the United States. He is before the Dis
trict Court as the Court of first instance having jurisdiction
of the cause and of the person.
In a removal case, however, the removal statute is de
signed to afford the accused a judicial hearing and adjudi
cation of the question whether he is wrongfully restrained,
and “ the removal statute prescribes a complete and sys
tematic procedure for testing the right to remove.” The
writ in such cases is brought either prematurely and op
erates “ to drive a wedge of habeas corpus into the midst of
this procedure and to substitute that method for what the
statute has prescribed” (Hardy on Removal of Federal
Offenders, p. 75), or is brought after full hearing upon the
issuing of the order for removal to serve the purpose of an
appeal where no review of the judicial determination of the
Court is provided for by the statute or is needed for the
protection of the accused (Hardy, pp. 78, 91-92; Rodman v.
Pothier, 264 U.S. 399, 402). The issue upon which the re
moval of the prisoner is determined is whether there is prob
able cause, and it is upon this issue that the Courts have held,
in Green v. Henkel, supra, and other removal cases, that it
is not open to the accused in habeas corpus proceedings to
offer evidence to impeach the validity of the indictment.
In Green v. Henkel the language quoted in the opinion of
the Circuit Court of Appeals expressly by its terms limits
the opinion there expressed to proceedings under the re
moval statute (R.S. sec. 1014), and an examination of the
opinion shows that evidence with respect to the validity of
the indictment was received at the hearing before the Com
missioner and that this evidence was before the District
22
Court upon the question of the existence of probable cause;
and the Court in its opinion assumes that the finding of the
Commissioner and of the District Judge of probable cause
was sustained by competent evidence, and it was held that
upon writ of habeas corpus the Court would not look into the
weight of the evidence upon which probable cause was
found.
In Ilenry v. Henkel, 235 U.S. 219, 228, the Court, by
Lamar, J., says: “ In view of the nature of the writ and of
the character of the detention under a warrant, no hard and
fast rule has been announced as to how far the court will go
in passing upon questions raised in habeas corpus pro
ceedings.”
III.
The jurisdiction of the District Court to inquire into the
cause of petitioner’s commitment, and to discharge him
if he be restrained of his liberty in violation of the Consti
tution of the United States, is in no wise limited or affected
by the fact that such inquiry or discharge might operate
to interrupt or obstruct the administration of the crimi
nal laws of a state through its own tribunals.
I t is provided in section 465 of the Federal Habeas Corpus
Act (U.S.C.A. tit. 28, c. 14) that, pending the proceedings in
habeas corpus in sections 463 and 464 of said Act—which
include an application for the writ by a person alleged to be
restrained of his liberty in violation of the Constitution of
the United States—and, “ until final judgment therein, and
after final judgment of discharge, any proceeding against
the person so imprisoned or confined or restrained of his
liberty, in any State court, or by or under the authority of
any State, or any matter so heard and determined, or in
process of being heard and determined, under such writ of
habeas corpus, shall be deemed null and void. ’ ’
23
In Ex parte Royall, 117 U.S. 241, 248, 249, in tlie opinion
delivered by Mr. Justice Harlan, the Court said:
“ It would seem—whether reference be had to the
Act of 1867 or to existing statutory provisions—that it
was the purpose of Congress to invest the courts of the
Union, and the justices and judges thereof, with power
upon writ of habeas corpus, to restore to liberty any
person, within their respective jurisdictions, who is
held in custody, by whatever authority, in violation of
the Constitution or any law or treaty of the United
States. The statute evidently contemplated that cases
might arise when the power thus conferred should be
exercised, during the progress of proceedings insti
tuted against the petitioner in a State court, or by or
under authority of a State, on account of the very mat
ter presented for determination by the writ of habeas
corpus; for care is taken to provide that any such pro
ceedings, pending the hearing of the case upon the writ
and until final judgment and after the prisoner is dis
charged, shall be null and void. If such were not the
clear implication of the statute, still, as it does not
except from its operation cases in which the applicant
for the writ is held in custody by the authority of a
State, acting through its judiciary or by its officers, the
court could not, against the positive language of Con
gress, declare any such exception, unless required to do
so by the terms of the Constitution itself. But as the
judicial power of the nation extends to all cases arising
under the Constitution, the laws and treaties of the
United States; as the privilege of the writ of habeas
corpus cannot be suspended unless when in cases of
rebellion or invasion the public safety may require it;
and as Congress has power to pass all laws necessary
and proper to carry into execution the powers vested by
the Constitution in the Government of the United
24
States or in any department or officer thereof; no doubt
can exist as to the power of Congress thus to enlaige the
jurisdiction of the courts of the Union and of their jus
tices and judges. That the petitioner is held under the
authority of a State cannot affect the question of the
power or jurisdiction of the Circuit Court to inquire
into the cause of his commitment, and to discharge him
if he he restrained of his liberty in violation of the
Constitution.” (Italics ours.)
It is true that in Ex parte Roy all, supra, the Court did
not discharge the petitioner, hut it is equally true that the
Court recognized that the Circuit Court, on the record of
the case, had the power to do so. And this Court in later
cases recognized the force of that reasoning and held that
the Federal Courts had jurisdiction to discharge a prisoner
in a case where the jurisdiction of a state Court over the
crime and the person had attached, although the effect was
to defeat the jurisdiction of the state Court in advance of
trial.
In re Loney, 134 U.S. 372 (1890).
In re Neagle, 135 U.S. 1 (1890).
IV.
The order of the District Court in granting the writ and dis
charging the petitioner from the custody of the respon
dent did not operate to interrupt or obstruct the adminis
tration of the criminal laws of the State of Virginia
through its own tribunals.
The petition charges that the pretense for Crawford’s
restraint is the warrant issued by the Governor of the
Commonwealth of Massachusetts on the requisition of the
Governor of Virginia, which requisition, and therefore
which warrant, are based upon alleged indictments found
in violation of the Constitution of the United States in that
25
Negroes were excluded from the grand jury solely by reason
of race or color. The return of your respondent alleges
that Crawford is in his custody solely by reason of said
warrant. The source of authority of the warrant of the
Governor of Massachusetts is found in the Act of Congress
embodied in section 5278 of the Revised Statutes (U.S.C.A.
tit. 18, c. 20, sec. 662, see ante, pp. 2 and 3).
“ It follows, however, that, whenever the executive of
the State, upon whom such a demand has been made, by
virtue of his warrant, causes the arrest for delivery of
a person charged as a fugitive from the justice of
another State, the prisoner is held in custody only
under color of authority derived from the Constitution
and laws of the United States, [italics ours] and is en
titled to invoke the judgment of the judicial tribunals,
whether of the State or the United States, by the writ
of habeas corpus, upon the lawfulness of his arrest and
imprisonment. The jurisdiction of the courts of the
States is not excluded in such cases, as was adjudged
by this court in the case of Robb v. Connolly, 111
U.S. 624, for, although the party is restrained of his lib
erty under color of authority derived from the United
States, he is not in the custody of, or under restraint by,
an officer of the United States.”
Roberts v. Reilly, 116 U.S. 80, 94 (1885).
Consequently the order of the District Court discharging
the petitioner wrested him from the custody of a Massa
chusetts police officer acting by virtue of and pursuant to
the authority of the United States. The State of Virginia
never acquired jurisdiction of the person of your petitioner.
Until it did, no question could arise of divesting the Courts
of that state of jurisdiction, or of obstructing the adminis
tration of the criminal laws of that state through its own
tribunals. The latter question, which is made much of by
26
the Circuit Court of Appeals in its opinion (Record, p. 47),
is not present in this case as in the cases of Ex parte Royall,
supra; New York v. Eno, 155 U.S. 89 (1894); and Whitten
v. Tomlinson, 160 U.S. 231 (1895).
y .
The order of the District Court in granting the writ of
habeas corpus and discharging the petitioner from the
custody of the respondent is not, as matter of law, upon
this record, an abuse of its discretion so to do.
In Ex parte Royall, 117 U.S. 241, in the opinion of Mr.
Justice Harlan, the Court said:
“ Undoubtedly the writ should be forthwith awarded,
‘unless it appears from the petition itself that the party
is not entitled thereto; ’ and the case summarily heard
and determined ‘as law and justice require’. Such are
the express requirements of the statute. If, however,
it is apparent upon the petition, that the writ if issued
ought not, on principles of law and justice, to result in
the immediate discharge of the accused from custody,
the court is not hound to award it as soon as the appli
cation is made. Ex parte Watkins, 3 Pet. 193, 201; Ex
parte Milligan, 4 Wall. 2, 111. What law and justice
may require, in a particular case, is often an embarrass
ing question to the court or to the judicial officer before
whom the prisoner is brought.”
This Court may consider whether the order of the District
Court in granting the writ and discharging the prisoner
can be sustained on any grounds other than those upon
which it proceeded. If it can be, the decree of the Circuit
Court of Appeals in vacating the order of the District Court
must be reversed.
The petition alleged clearly and sufficiently that the peti
tioner was in custody in violation of the Constitution. The
27
evidence offered by the petitioner proved conclusively the
truth of the allegation. Under those circumstances the Dis
trict Court had to decide what disposition should be made
of the petitioner. That decision called for the exercise of
judicial discretion.
At the time that the discretion of the District Court was
exercised, no other Court had acquired jurisdiction of the
person of your petitioner or of the question whether or not
he was in custody in violation of the Constitution. The Dis
trict Court could not be guided by any decision of this Court
as decisive of the question involved on the peculiar facts
presented for determination. The evidence which that
Court had to consider was not the result of conflicting testi
mony, but, on the contrary, was all documentary. From the
evidence it appeared that the exclusion of members of the
colored race from jury service by reason of their race or
color was a matter of custom in the county where the indict
ments were found and where the petitioner, if returned,
would be put on trial. I t was evident that your petitioner,
if returned, would be put to his trial before the same judge
who had drawn the grand jury in violation, as demonstrated
by the evidence, of the Constitution of the United States.
Upon any motion or plea in abatement presented to that
judge to quash or dismiss the indictments, he would be called
upon to pass judgment upon his own act. Such action would
violate the fundamental principle of due process, that no
person shall sit as judge in a case where he has a personal
interest in the outcome.
It cannot be said that in the circumstances as above related
the order of the District Court in discharging the petitioner
was such an abuse of discretion as to constitute reversible
error. The order of discharge did not interrupt the pro
ceedings of any other Court. The finding of the custom of
exclusion of persons of the Negro race in Virginia was based
upon admissions freely given by officers of that state. In
short, the entire record afforded to the judge of the District
28
Court sufficient opportunity to warrant him in exercising
the discretion vested in him in the manner in which he did.
VI.
The ruling of the District Court that the indictments were
void was not reversible error.
The Circuit Court of Appeals apparently is of the opinion
that, if the agreed facts offered by your petitioner were
properly admitted in evidence, the sole remaining question
to be determined in reaching its decision is whether the
District Court erred in ruling that the Virginia indictments,
which it admits are the bases of the warrant under which
your petitioner is held, are void. The Court then under
takes, in the absence of an opinion filed by the District
Court, to presuppose that the view entertained by the Dis
trict Court in reaching its decision “ apparently was and is
that the method pursued in Loudoun County, Virginia, in
making up the lists for and the drawings of grand jurors,
whereby the State officials discriminated against citizens of
African descent because of race or color, was a violation of
the applicant’s constitutional right under the Fourteenth
Amendment and of such a nature as to render the indict
ments and all proceedings thereunder void, depriving the
Virginia court of jurisdiction to proceed and try the case.”
(Italics ours.) Having set up this theory as essential to
the conclusion reached by the District Court, it proceeds to
knock it down, and having proved to its own satisfaction
that its self-imposed reasoning of the District Court was
wrong, vacates the order of the District Court as based
upon erroneous reasoning.
The entire evidence upon which the decision of the Dis
trict Court was reached is before this Court in the record,
and if the discretion of the Court in discharging the peti
tioner can be supported on any ground, it is not subject to
reversal.
29
It is submitted that the view which is presumed to have
been held by the District Court as the basis of its conclusion
is not to be implied from the record, because it does not fol
low that, unless the District Court held that all proceedings
in Virginia were void, the order of the District Court must
be vacated. The Circuit Court of Appeals admits that the
indictments are voidable and that upon their validity being
put in issue in the Virginia Court they must be held void
under the decisions of this Court, for to hold otherwise
would be reversible error. It must follow that if the District
Court had jurisdiction of the cause and of the person, and
the jurisdiction of no other Court in either case had at
tached, then if the issue of the validity of the indictments
is put in issue, the District Court must find them to be void.
This does not amount to divesting any other Court of a juris
diction already acquired or interrupting the orderly pro
cedure of the prosecution. To fail to discharge the peti
tioner under the circumstances would be to surrender the
jurisdiction of the cause and of the person to the Courts of
Virginia.
The District Court must be deemed to have taken the po
sition that, with no issue of law or fact in controversy, to
have remanded your petitioner to custody and leave the
question of the violation of the Constitution, if he raised it,
to the Virginia Court, would have been an idle thing, would
delay justice and to no purpose keep the petitioner in
restraint of his liberty in violation of the Constitution.
30
VII.
The District Court, upon the record in this case, had pre
sented for determination for the first time, so far as ap
pears in the decisions of this Court, a petition for habeas
corpus which raised no controverted questions either of
law or of fact to be referred to the Court of the demanding
state for determination in the first instance, but, on the
contrary, all the facts were admitted, and upon these ad
mitted facts (which the Court ruled were competent) the
violation of the rights guaranteed to the petitioner by the
Fourteenth Amendment in the procurement of the indict
ments was established, so that the District Court was
called upon to exercise its discretion upon the peculiar
facts and circumstances presented in the record before it,
uncontrolled by any previous decisions of this Court.
The evidence before the District Court was documentary.
The statement of agreed facts, the requisition papers of the
Governor of Virginia and the rendition warrant of the Gov
ernor of Massachusetts involved no controverted question
of fact to be found by that Court. The uncontroversial na
ture of the facts before it provided no opportunity to the
District Court, in its discretion, to pass to the Courts of Vir
ginia the problem of finding facts out of conflicting testi
mony. Likewise, in view of the principles frequently enun
ciated by this Court, there was not involved in the District
Court a debatable question of law as to whether, on the
facts, the rights of your petitioner guaranteed to him by the
Fourteenth Amendment had been violated.
E x parte Virginia, 100 U.S. 339 (1879).
Strauder v. West Virginia, 100 U.S. 303 (1879).
Neal v. Delaware, 103 U.S. 370 (1880).
Carters. Texas, 177 U.S. 442 (1900).
Tarrance v. Florida, 188 U.S. 519 (1903).
31
The decisions relied upon by the respondent before the
Circuit Court of Appeals, and by that Court in its opinion,
admittedly piesent no authority which is controlling upon
the record in this case. All of those cases are distinguish
able from the case here, and most of them are cases where
(1) the writ has been denied because the issue presented for
determination involved either controverted questions of fact
or debatable points of law, or both—
Ex parte Royall, 117 U.S. 241;
New York v. Eno, 155 U.S. 89;
Drew v. Thaw, 235 U.S. 432;
Pearce v. Texas, 155 U.S. 311—
or (2) the writ, if granted, would divest a state Court of a
jurisdiction already obtained of the same issue presented
on habeas corpus and of the person of the accused—
Ex parte Royall, supra;
New York v. Eno, supra;
Pearce v. Texas, supra;
Whitten v. Tomlinson, 160 U.S. 231—
or (3) an attempt was made to make the writ serve the
function of a belated writ of error—
In re Wood, 140 U.S. 278;
In re Wilson, 140 U.S. 575;
Andrews v. Swartz, 156 U.S. 272;
Matter of Moran, 203 U.S. 96;
Kaiso v. Henry, 211 U.S. 146;
Glasgow v. Moyer, 225 U.S. 420—
or (4) the writ had been invoked in removal cases to supply
an appeal, where the removal statute provided for none,
from the Court which had found probable cause for removal.
Green v. Henkel, 183 U.S. 249.
Reavers v. Henkel, 194 U.S. 73.
Rodman v. Pothier, 264 U.S. 399.
32
C o n c l u s io n .
The course of reasoning adopted by the Circuit Court of
Appeals, as below pointed out, in the opinion of your peti
tioner constitutes so serious an injustice to him as to call
for the exercise of this Court's review. I t is submitted that
the Circuit Court of Appeals fell into error—
(1) In failing to distinguish between the application of
the writ of habeas corpus in removal cases on the one hand
and in interstate rendition proceedings on the other, upon
the question of the admissibility of the evidence;
(2) In failing to recognize that your petitioner, in con
troverting the prima-facie evidence of the requisition
papers, has done so by facts which, being conceded by the
respondent, constitute proof beyond a reasonable doubt;
(3) In failing to recognize that the petitioner was held
in custody under color of the authority of the United States
and not of the State of Virginia, and thereby in reaching the
erroneous conclusion that the order of the District Court dis
charging the petitioner was an obstruction of the orderly
administration of the case in the state Court of Virginia;
(4) In assuming that the prosecution of indictments ad
mitted to be procured in violation of the rights guaranteed
to the petitioner by the Constitution of the United States
constitutes orderly administration of the criminal laws by
the demanding sta te ;
(5) In ignoring the fact that the State of Virginia, al
though admitting that in one stage of the criminal proceed
ing against your petitioner it openly violated the Four
teenth Amendment of the Federal Constitution, neverthe
less invoked, and insisted upon strict adherence by a sister
state to, article IV, section 2, of the same instrument in an
effort to secure jurisdiction of his person.
(6) In predicating its decision upon the unwarranted
assumption that the District Court must have held that the
discrimination practised by the officials of Loudoun County
in making up the lists for and the drawings of grand jurors
tendered tlie indictments and nil proceedings thereunder
void ab initio, so that the Virginia Court was deprived of
jurisdiction to proceed and try the case;
(7) In holding that unless the discrimination against the
petitioner was such as to deprive the Virginia Court of
jurisdiction, the order of the District Court discharging the
petitioner must be vacated;
(8) In failing to recognize that the decisions relied upon
in the opinion were not applicable in determining the issue
piesented on the record in the instant case, but were de
termined upon facts clearly distinguishable, and for the
most part were cases where (a) the writ has been denied
because the issue presented for determination involved
cither controverted questions of fact or debatable points
of law, or both; or (?;) the writ, if granted, would divest a
state Court of a jurisdiction already obtained of the same
issue presented on habeas corpus and of the person of the
accused; or (c) an attempt was made to make the writ serve
the function of a belated writ of error; or (d) the writ had
been invoked in removal cases to supply an appeal, where
the removal statute provided for none, from the Court which
had found probable cause for removal;
(9) In failing to consider the basic grounds of the deci
sion of the District Court, that that Court had a broad scope
of inquiry into the petitioner’s cause of restraint, that under
the mandate of the Federal Habeas Corpus Act it was re
quired to “ proceed in a summary way to determine the
facts of the case by hearing the testimony and arguments,”
and that by the provisions of the Act it Avas vested Avith a
discretion “ to dispose of the party as law and justice
require. ’ ’
Respectfully submitted,
GEORGE CRAWFORD,
By his Attorneys,
J . W e s t o n A l l e n ,
B u t l e r R. W il s o n .
IN THE
SUPREME COURT OF ARKANSAS
BUBBLES CLAYTON and JIM X. CARUTHERS,
Appellants,
against
STATE OF ARKANSAS,
Appellee.
A p p e a l p r o m t h e C ir c u it C o u r t of t h e M is s is s ip p i
C o u n t y , C h ic k a s a w b a D is t r ic t .
Hon. N e il l K il l o u g h , Judge.
SUPPLEMENTAL BRIEF FOR APPELLANTS.
JOHN R. THOMPSON,
JNO. A. KIBBLER,
Attorneys for Appellants.
C h a r l e s H . H o u s t o n ,
C arol K in g ,
of Counsel.
GALLO & ACKERMAN, Inc., 142 Liberty Street, Telephones—Rector 2--5356-7
.
IN THE
SUPREME COURT OF ARKANSAS.
B u b b l e s C la y to n and J im X. C a r u t h e r s ,
Appellants,
against
S ta te of A r k a n sa s ,
Appellee.
A p p e a l f r o m t h e C ib c u it C o u r t of t h e M is s is s ip p i
C o u n t y , C h ic k a s a w b a D is t r ic t .
SUPPLEMENTAL BRIEF FOR APPELLANTS.
Statement.
This is an appeal from a death sentence imposed for
the rape of a white woman upon two indigent Negro
defendants for whom the trial court appointed counsel.
The conviction should be reversed and the cause
remanded, for the reasons
2
(1.) That the evidence was insufficient in that
The evidence of the alleged rape was incredible,
The identification of these defendants was un
satisfactory and prompted;
(2.) That the court committed prejudicial error in
permitting the prosecuting attorney to question de
fendants on other unrelated crimes, and in permitting
evidence to be introduced regarding such crimes.
The Evidence Wa£ Insufficient.
Appellate courts have long recognized the danger
of verdicts in rape cases based not on evidence but
on “ passion or prejudice” . (Morris v. State, 9 Okla.
Crim. 241, 253; People v. Fitsgibbons, 343 111. 69, 71.) *
* ‘ The courts have repeatedly approved Sir Mat
thew Hale’s statements in regard to the crime of
rape that ‘it must be remembered, that it is an
accusation easily to be made and hard to be
proved, and harder to be defended by the party
accused, though never so innocent;’ and that we
should ‘be the more cautious upon trials of of
fenses of this nature, wherein the court and jury
may with so much ease be imposed upon without
great care and vigilance; the heinousness of the
offense many times transporting the judge and
jury with so much indignation that they are over
hastily carried to the conviction of the person ac
cused thereof by the confident testimony some
times of malicious and false witnesses’ ” . (52 C.
3
J. 1087, quoting from 1 Hale P. C., pp. 635 and
636.)
The first statement of Sir Matthew Hale, appear
ing above, has been approved in the following among
other cases where the conviction for rape was re
versed.
People v. Kazmierczyk, 357 HI. 592, 192 N. E.
657;
Logan v. State, 66 Tex. Cr. R. 506, 148 S. W.
713;
Morris v. State, 9 Okla. Cr. R. 241, 131 P. 731;
State v. Goodale, 210 Mo. 275,109 S. W. 9.
“ Courts are especially charged with the duty to
carefully examine the evidence in rape cases” (People
v. Kazmierczyk, supra, at p. 597). Where the evi
dence is not sufficient to remove all reasonable doubt
of the defendants’ guilt the courts should reverse con
victions.
The Evidence of the Alleged
Rape Was Incredible.
The prosecution introduced the evidence of three
witnesses in chief: (1.) Wiley Bryant, a young man
who was with Yergie Terry on the night of the alleged
rape but did not see it, and so did not and could
not testify to the actual raping; (2.) Arch Lindsey,
Chief Deputy Sheriff of Mississippi County, Arkan
sas, who had arrested the two defendants for an assault
on Sheriff Wilson and testified about nothing but an
identification of them by Bryant and Mrs. Terry made
4
in the death house at the Tucker Farm Penitentiary
where the two Negro defendants were being held for
such assault, and (3.) Vergie Terry, the prosecutrix,
who testified to having been raped by each of the
defendants in Bryant’s car on the night of December
21, 1934.
Mrs. Terry testified to the alleged raping, in sub
stance, as follows: She was a married woman nine
teen years of age, was living separate from her hus
band, and kept company with other men. On the
night of December 21, 1934, she was out with Bryant
in his car. While the car was parked after dark,
about 8:30, near Sawyer’s Graveyard, Blytheville, with
the lights out, two masked Negroes came up, flashed
lights on them, told them “ to stick them up” , and,
without waiting for compliance, fired a shot through
the door of the oar. The Negroes forced both Mrs.
Terry and Bryant out of the car. At the point of
a pistol they ordered Bryant to lie down in a ditch
about ten feet from the car. The larger Negro then
forced Mrs. Terry back into the car. While the
smaller Negro (identified as Caruthers) guarded
Bryant, the larger one (identified as Clayton) raped
Mrs. Terry on the back seat of the car. The Negroes
then changed places, and while the larger one guarded
Bryant the smaller one raped Mrs. Terry in the car.
Bryant then got in the car and sat behind the wheel
and Mrs. Terry got into the front seat of the car.
On the instructions of the Negroes they waited about
five minutes, after which Bryant drove Mrs. Terry
home. When they arrived in town they inquired of
Brewster, a police officer, for Arch Lindsey, the Chief
5
Deputy Sheriff. They did not see Lindsey but talked
to “ the night fellow” and undertook to tell him what
had happened.
This is substantially the prosecution’s case. Mrs.
Terry alone testified to the alleged rape. Bryant, her
escort that night, corroborated the story to the extent
of saying they were stopped by the two Negro de
fendants and she was alone in the oar with one after
the other of them, while he was being guarded in the
ditch, but expressly stated he did not know what went
on in the car with Mrs. Terry.
Let us see what prosecuting witnesses were con
spicuously absent.
There was no medical expert called to testify to
any examination of Mrs. Terry, and obviously no such
examination was ever made.
No witness who heard any outcry or to whom any
complaint was made took the stand, not even the
“ night fellow.” Both Bryant and Mrs. Terry testi
fied that two cars had passed the parked car during
the first of the alleged rapings. Bryant testified that
he “ didn’t yell” , and Mrs. Terry likewise testified
that she “ didn’t cry out when either of these cars
passed.” Bryant gave no explanation; Mrs. Terry
said it would not have done any good and added when
it was suggested to her by the Prosecuting Attorney’s
question that she was frightened.
“ Duty of woman injured, under ordinary cir
cumstances, or of her friends, to obtain prompt
medical advice; and the omission to do so, in cases
of alleged rape, is a fact which subjects the prose
6
cution to discredit” . (Wharton, Criminal Law
[7th Ed.], 971, citing authorities.)
“ Failure to make outcry may be considered,
as may also the failure to make complaint, in de
termining the question of resistance and consent
on the part of prosecutrix.” * (Wharton, Criminal
Law [7th Ed.], 997.)
*“ Failure to make outcry, if the place where
the act alleged to have been committed was
such that it was possible she might have been
heard; concealing of the injury for any consid
erable time after she had opportunity to com
plain—these and like circumstances carry a
strong but not conclusive, presumption that
her testimony is false and feigned.” (Citing
authorities.)
“ It is not to be denied, that the fact that she
made no violent outcry, and the further one that
she made no complaint of the injury for several
days, are circumstances strongly in favor of the
assumption of the prisoner’s innocence.” (State
v. Cross, 12 Iowa 66, 69-70.)
“ If the place where the act is alleged to have
been committed was near to persons by whom she
might probably be heard and yet she made no out
cry—these and the like afford a strong though
not conclusive presumption that her testimony
was feigned.” (State v. Goodale, 210 Mo. 275, 290.)
Brewster, the police officer of whom Bryant asked
the whereabouts of Arch Lindsey when he drove Mrs.
Terry back to town, was not called. The “ night fel-
7
low” to whom Bryant had claimed he had complained
likewise was not called.
No woman friend of the prosecutrix stepped forward
to testify to any complaint Mrs. Terry had made or
give any evidence as to her physical condition.
Finally, there is not a scintilla of evidence in the
record that Mrs. Terry even complained to Bryant.
Apparently both of them sat in silence for the five
or eight minutes they waited before starting back to
town, without her telling him what had occurred and
without his asking or expressing the slightest solici
tude or anxiety.
There was no evidence introduced of any after
effects of the “ double rape” ; no emotional or mental
disturbance and no physical laceration, pain or suffer
ing. There was no evidence of injury to her clothes
or of stains on her slip or her dress or on the uphol
stery or floor of the car.
“ And the same is true, as to the fact that her
garments were not torn, and bore no evidence of
injury. If nothing of this kind appears the jury
should, from the peculiar character of the case,
hesitate long before conviction.” (State v. Cross,
12 Iowa 66, 70.)
There is not one word in either Bryant’s testimony
or Mrs. Terry’s testimony that there were any after
effects of the alleged rape. From the moment he and
Mrs. Terry got back into the front seat of the car,
the only reference at all to the supposed rape was
Bryant’s testimony of looking for Sheriff Lindsey and
making a report to the “ night fellow” . There is lit
8
erally not one word more, from him or from any one
else, as to how Mrs. Terry looked or acted after the
“ terrible experience” she claims to have had.
Quite aside from the missing witnesses and the man
ifest gaps in the testimony of those witnesses who did
testify, certain physical objects intimately connected
with the alleged crime were not produced. Thus,
Bryant’s car in which the raping was alleged to have
occurred with the bullet hole through the door was
not brought to court or otherwise shown to the jury
with the explanation that it had been burned.
The clothes which Mrs. Terry wore on the night of
the alleged assault which would, if torn or stained,
have afforded the most convincing physical proof of
the crime, were likewise not produced.
“ Evidence of the condition of the clothing of
the prosecutrix shortly after the alleged offense,
as that it was torn, disarranged, or bloody, is ad
missible, and the clothing itself, after proper iden
tification, may be exhibited as evidence.” (52 C. J .
1073, citing authorities.)
The Supreme Court of Minnesota, in the case of
State v. Cowing, 99 Minn. 123, 9 Am. & Eng. Ann.
Cases 566, in setting aside a conviction of rape laid
great stress on the mere fact that the clothing had
been washed. The Court said:
“ While not without some corroboration, the tes
timony of prosecutrix is aided most largely by that
of her sister; but that corroboration is to be
weighed in connection with the fact that she and
9
her sister, by washing the skirt, which, if her tes
timony were true, would probably have borne evi
dence of blood and semen, effectually destroyed
the best possible evidence under the circum
stances.”
There is not even any testimonial evidence as to
the condition of the clothes. Strangest of all, the
masks worn by the Negroes which are alleged to be
in the hands of the police are never introduced in evi
dence. Only in the question put by the prosecuting
attorney to Caruthers on cross examination, and of
which he denies knowledge, are the masks even de
scribed in any detail.
The Identification of These
Defendants Was Unsatisfactory.
Two factors taken together served to render iden
tification difficult or perhaps impossible in this case.
These were (1.) the absence of light and (2.) the masks
on the assailants.
(1.) Both Bryant and Mrs. Terry testified that the
lights on their car were out and that the Negroes
came up to their car about 8 or 8:30 on a cloudy De
cember night. Both said the moon came out from
the clouds “ every once in a while” . When the flash
lights were first flashed on her Mrs. Terry says she
“ was blinded” , and could not see the Negroes. At
no time when the flashlights were on was she able to
see the Negroes plainly according to her own testi
mony. Both Bryant and Mrs. Terry testified that two
10
cars passed with headlights on while the larger Negro
was in the car with Mrs. Terry. Bryant admitted that
the ditch bank and his car had been between him and
the passing automobiles. Furthermore, both cars
passed while the big Negro was in the car with Mrs.
Terry, so that there were no car lights to help her
identify the small Negro or to help Bryant identify the
big one. No car passed while the little Negro was in
the car.
(2.) The darkness would have made later identifi
cation difficult enough but in addition the Negroes
wore masks. Bryant never saw either of them with
out the masks. Both defendants at all times had their
faces covered and he “ didn’t see their faces” . About
the only difference between them he noticed, when he
was out on the road with both, was “ that one was
bigger than the other” . While the small Negro was
standing over Bryant in the ditch, Bryant was lying
with his “ face down” , but he added, “ I raised my
head up and looked at him” . That Bryant really did
not see the two Negroes’ faces at all was plainly
brought out at the end of his cross-examination by
the following questions and answers:
‘ ‘ Q. Did this boy have this mustache down there
(at Tucker Farm) ?
A. Yes, sir.
Q. You don’t know whether he had it this night
out there or not; you didn’t see any part of his
face, did you?
A. No, sir.
Q. Didn’t see that mouth of his, could you?
11
A. No, sir.
Q. And didn’t see that kinky head of his, either,
did yon?
A. No, sir; I didn’t.
Q. You didn’t see that flat nose and mouth of
this little boy, did you?
A. No, I didn’t.
Q. You couldn’t? A. No, sir; I couldn’t .”
(Transcript, p. 41. Note: Pagination of trans
cript varies and references to pages may not be
the same in all copies.)
The main point that Mrs. Terry relied on to support
her identification was her testimony that the Negroes
raised their masks during the acts of intercourse.
Men who had been so careful to hide their faces dur
ing the commission of a crime curiously enough un
covered them during just that critical time. Mrs.
Terry forgot to mention this until a leading question
was asked suggesting that answer:
“ Q. While the act was going on, tell the jury
whether or not the Negro was masked?
A. Yes, sir.
Q. What did he do with his mask?
A. He pushed it up on his forehead.
Q. Did you have opportunity, in the full glare
of that light to see and know him?
A. Yes, sir.
Q. When the act of intercourse was going on
with the other man, what did he do with his mask?
A. He did the same thing.
Q. Pushed it up on his forehead?
A. Yes, s ir” (Tr., pp. 52-3).
12
Once more we repeat there was no “ full glare” of
any car light while the second act of intercourse was
going on.
Both Bryant and Mrs. Terry testified that there was
nothing unusual about the way either of the Negroes
spoke.
Wharton, in his Criminal Eviden-ce has said:
‘ ‘ Caution should he exercised by a jury in weigh
ing evidence of ‘ identityJ . . . under conditions that
generally surround crime, where concealment is
often attempted, and effacement is frequent, and
where testimony is often destroyed or simulated,
identification is not only difficult, but sometimes
impossible. Again, a predisposition to connect an
accused with a crime often leads to fancied re
semblances and witnesses give color to their tes
timony according to the force of such prejudg
ment. The clearest impression of the senses are
often deluding and deceptive to a degree that
renders them worthless when tested by the actual
facts. Often, grievous and irreparable wrongs are
inflicted by reliance upon impressions that are
frequently so valueless as to demand their com
plete rejection as a basis of scientific accuracy”
(p. 1637, citing many authorities).*
And the same author says further:
“ Mindful of how easily opinions as to identity
are affected by prejudice, it is necessary to con-
*Convicting the Innocent, by Edwin B. Borchard, containing a col
lection of sixty-five criminal prosecutions and convictions of defend
ants whose innocence was later established, makes manifest the danger
of convictions upon flimsy identifications.
13
elude, when the opinions of witnesses are relied
upon as authority, that the two great constituents
of reliability are: (1) familiarity with the person
in controversy, and (2) freedom from personal or
party prejudice” (p. 1777).
Neither one of these “ two great constituents” was
present in the instant case. (1.) Bryant and Mrs.
Terry had, as each testified, not seen either of the
defendants before the alleged rape and consequently
were not familiar with the persons in controversy.
And (2) the prejudice against the defendants, Negroes
charged with assaulting a sheriff, is manifest through
out the record.
Identifications in rape cases have in a number of
instances been looked upon by appellate courts with
suspicion. Thus in setting aside a conviction of as
sault with intent to rape the Supreme Court of Illinois
said:
“ There is also some question about the identifica
tion of the plaintiff in error by Mrs. Hewitt. When
plaintiff in error was brought back to Amboy for
a preliminary hearing the day after the assault
the husband of the prosecuting witness saw him.
He was with his wife when the plaintiff in error
was brought into the office of the magistrate, and
as he was brought in the husband of the prosecut
ing witness said, ‘He is in the room now’. He
admitted making this statement but claimed that
Mrs. Hewitt had recognized him before that; but
if so, there was no reason for his pointing out the
plaintiff in error and for that reason the identifi
cation of plaintiff in error by the prosecuting wit
14
ness is not as satisfactory as if she had picked
him out from a number of others and recognized
him without any assistance or beyond any ques
tion as her assailant. It was a dark night and the
prosecuting witness was assaulted by a person she
had never seen before.” (People v. Allen, 279
111. 150, 156-7, our italics.)
After emphasizing the difficulty of identifying an as
sailant seen only at night in the dark the Supreme
Court of Idaho reversed a conviction for rape because
of the unsatisfactory character of the identification.
The court said in p a r t:
“ The only evidence tending to identify appellant
as her assailant is her testimony that he is the
man who assaulted and outraged her.
“ In all communities where a heinous crime, like
the one under consideration, committed upon a
young and unoffensive girl, becomes the subject
of inquiry there is more or less excitement, and
it naturally follows that where a person is charged
with such a crime, the prejudice of the community
is aroused. Therefore great caution should be
used to avoid a miscarriage of justice, and the
identity of the defendant should be established
beyond a reasonable doubt” . (State v. Roberts,
32 Idaho 96, 98.)
In State v. Thomas (193 Iowa 1004, 188 N. W. 689),
a prosecution for assault with intent to commit rape,
the defendant’s face was covered. I t was not masked
as in this case but merely covered with a veil. In
reversing the conviction the court recognized that the
verdict of a jury should ordinarily be accepted but
15
added “ the rule is one of less imperative force in a
criminal than in a civil case” .
“ One of the essential facts to sustain a conviction
in a criminal case is the identification of the ac
cused as the offender; and this must be shown
beyond a reasonable doubt. Such a showing is not
to be found in this record, and the verdict cannot
be permitted to stand” (1024).
The Identification
Was Prompted.
The identification of the defendants at the trials
depended wholly on their prior extrajudicial iden
tification by Mrs. Terry and Bryant in the death house
at Tucker Farm. The circumstances surrounding the
identification at Tucker Farm thus became of prime
significance.
When Mrs. Terry and Bryant made that identifica
tion the two defendants were set off by themselves in
one cell. There had previously been a third Negro
in the cell with them but he had been taken out, placed
in another cell and forced to get in bed and cover up
his head, so that there could be no possibility of mis
taken identity when Sheriff Lindsey brought the two
prosecuting witnesses down to make the identification.
Furthermore, on their way out to the penitentiary
Bryant, Mrs. Terry and the Sheriff, to quote the
Sheriff, “ talked about it some” . They “ could have”
discussed the Negroes by name and how they were
located and arrested.
16
These two Negroes Clayton and Caruthers, had been
arrested for a wholly different crime, the assault on
Sheriff Wilson, for which obviously some Negro was
to be made to pay and pay dearly. It was a curious
coincidence that these two defendants who had been
arrested for one crime that had aroused great feeling
were identified when they were alone together in jail
for having perpetrated a wholly unconnected crime.
The Arkansas law is plain that extrajudicial iden
tifications are not admissible over objection (Warren
v. State, 103 Ark. 165). Presumably this rule indi
cates that the Arkansas courts place little weight on
such identification. However, in the instant case there
was no objection and consequently we do not seek to
review the admissibility but only the force of such
identification. The extrajudicial identification which
was practically the only identification of the defend
ants, for the later identification at the trial depended
wholly upon it, was, we submit, under all the circum
stances including Sheriff Lindsey’s prompting, with
out probative force.
In the Allen case {supra) the court placed no cred
ence in an identification which the woman made with
her husband’s assistance. It is plain from the present
record, despite his effort to get away from this fact,
that the identification was made with the help of
Sheriff Lindsey. In the Allen case, as in the instant
case, there was no “ line up” and the Illinois Supreme
Court consequently regarded the identification as “ not
as satisfactory as if she had picked him out from a
number of others.” That identifying a defendant in
17
a rape case from a line-up is the appropriate method
has been generally recognized.
“ A practice that is quite common with police
officials, in cases where it is not certain whether
the person arrested is the one who committed the
crime, is to have the prosecutrix point out from
a number of men the particular one who commit
ted the crime.” (22 R. C. L. 1200-1, Title Rape.)
In the recent decision of the Supreme Court of
Alabama in Petersen v. State (227 Ala. 361, 367), the
court approved the prosecution’s evidence “ that the
witness had looked at many negroes” after effort had
been made to show that the prosecutrix was mistaken
in her identification of her assailant.
In an earlier Alabama rape case the court had simi
larly said:
“ It was entirely competent to show that she
fixed upon these men as the criminals, out of a
number who had been brought before her. To be
able to select one or more out of a multitude, or
out of any greater number, is one of the ordinary
tests of the correctness of the identification; and
the fact that the prosecutrix did this goes to show
that, although she may have expressed an inaccu
rate description, she evidenced no hesitation or un
certainty in pointing out the defendants when they
and others were brought before her.” (Cotton v.
State, 87 Ala. 75, 6 S. 396.)
In Bruce v. State (31 Tex. Cr. R. 590), a girl who
had been outraged described her Negro assailant. She
denied the identity of the first man arrested and he
18
was later released. The defendant was then arrested.
A motion to exclude evidence of an extrajudicial iden
tification was denied, the court saying:
‘ ‘ The appellant, with six or eight other negroes
stripped of hats and coats, were formed in line in
the jail and Ella Sherill was brought in, and at
once identified appellant. They were then rear
ranged with hats and coats on, and again the ap
pellant was identified by the prosecutrix and her
sister.”
To the same effect:
State v. Butler, 114 S. C. 433, 103 S. E. 762;
State v. Johnson, 85 S. C. 265, 67 S. E. 453;
Reg. v. Jenkins, 1 C. & K. 536, 47 E. C. L. 536,
174 Reprint 927.
How different the procedure was in the instant case
where the witnesses were brought to the jail by the
Sheriff who had arrested the defendants, and who if
he did not point them out, had spoken of them by
name on the way to the penitentiary and had walked
with the witnesses in the direction of the cell where
defendants alone were incarcerated.
The situation presented here is not unlike the situa
tion presented by the identification in the court room
of a defendant. Of such an identification the Supreme
Court of Connecticut has said:
“ An identification of an accused made publicly
for the first time by a witness in court when
there presumably have been many opportunities
for the witness to have seen the accused and have
19
heard him spoken of by a given name, may be
open to question” . (State v. Frost, 105 Conn.
326.)
We submit that in the instant ease the identifica
tions are thus open to serious question.
Both Clayton and Caruthers took the stand in their
own behalf. Both denied having seen Mrs. Terry and
Bryant before the identification on January 12, 1935,
and specifically denied having held up Bryant’s car
or raped Mrs. Terry on December 21, 1934 or at any
time. They swore to their having played cards and
later being up to the state line to purchase liquor on
the night of the alleged raping. Four Negroes swore
to having played cards with the two defendants on a
night shortly before Christmas and their having gone
to the state line with them. These witnesses with
extraordinary frankness were unwilling to swear that
it was surely the night of December 21.
As a final indicator of the dubiousness of the Peo
ple’s case is the fact that it was in very large part
brought out by answers to leading questions and not
by an independent narrative on the part of the wit
nesses.
“ It is the duty of the reviewing court to give a
careful, independent consideration to the evidence,
giving due weight to the fact that the court or
jury saw and heard the witnesses, and if after
such consideration the court does not regard the
evidence in the record, by reason of its improba
bility, unreasonableness, unsatisfactory character,
or any other reason arising from a consideration
20
of the evidence, to be sufficient to remove all rea
sonable doubt and create an abiding conviction
that the defendant is guilty, it is the duty of the
court to reverse the judgment of conviction.”
(People v. Nemes, 347 HI. 268, 179 N. E. 868
[1932].)
The Court committed prejudicial error in permit
ting the prosecuting attorney to question defendants
on other unrelated crimes, and in permitting evidence
to be introduced regarding such crimes.
It is an elementary principle of law that on the
trial of a defendant for crime he cannot be convicted
by proving that he committed certain other unrelated
crimes at different times and places.
“ The most guilty criminal may he innocent of
other offenses charged against him, of which, if
fairly tried, he might acquit himself. From the
nature and prejudicial character of such evidence
it is obvious that it should not be received unless
the mind plainly perceives that the commission
of the one tends by a visible connection to prove the
commission of the other by the prisoner. If the
evidence be so dubious that the judge does not
clearly perceive the connection, the benefit of the
doubt should be given to the prisoner, instead of
suffering the minds of the jurors to be prejudiced
by an independent fact, carrying with it no proper
evidence of the particular guilt.” Whitefield, J.,
in Dabney v. State, 82 Miss. 252, quoting Agnew,
J., in Shaffner v. Commonwealth, 72 Pa. 60.
See cases collected in annotations, 62 L. R. A. 314;
48 L. R. A (N. S.) 236.
21
In the instant case where the two defendants were
charged with alleged rape on Mrs. Vergie Terry, De
cember 21, 1934, near Sawyer’s Graveyard, Blythe-
ville, the Prosecuting Attorney spent most of his time
on cross-examination of the defendants in accusing
and questioning them as to other entirely distinct and
unrelated crimes. Sample questions to the defendants
by the Prosecuting Attorney conducting the cross-
examination follow:
To the defendant Bubbles Clayton (first on the
stand):
“ Part of your occupation has been stealing,
hasn’t it? ” (Tr., p. 76.)
“ You hijacked Mr. Frank and Miss Hutchins
on November 18th and shot her, didn’t you?”
(Tr., 76.)
“ You shot her (Miss Hutchins) in the arm,
didn’t you?” (Tr., 76.)
“ You say you never steal?” (Tr., 77.)
“ * * * Bubbles, you know they had a big lot of
robberies down here about the time of this hap
pening, didn’t they, and before it?” (Tr., 77.)
“ After you were arrested and in custody, didn’t
you tell the officers on a number of occasions where
the stolen articles were which they could find,
and which they recovered and sent back to own
ers?” (Tr., 77.)
“ You heard about Mr. Wilson getting, Mr. Wil
son being shot in the eye (January 12, 1935).
You didn’t do it, of course, did you? Were you
guilty of shooting Mr. Wilson?” (Tr., 78.)
“ I will ask you if you didn’t stick him up, and
then tell Mr. Lindsey where he could find his
watch and other stuff?” (Tr., 82.)
2 2
“ You are a Negro man and in there charged
with shooting the sheriff of this county, who had
his deputy with him, Mr. Arch Lindsey, and you
knew that, didn’t you, charged with shooting the
law?” (Tr., 83.)
And to the defendant Jim X. Caruthers (later on the
stand):
“ Your car was parked out there right where
Sheriff Wilson got shot (January 12, 1935)?”
(Tr., 106.)
“ Did you tell Mr. Rainmiller where they could
find Mr. Lewis Wilson’s watch that had been
stolen?” (Tr., 111.)
“ Did you tell Mr. Rainmiller where he would
find Mr. Atkins’ radio?” (Tr., 111.)
“ I am asking you for the purpose of contra
diction, if you didn’t tell Mr. Rainmiller about
sixteen different robberies, and tell him in each
particular case where they would find where you
had either sold the stuff or had it hidden, and
he called Mr. Arch Lindsey over the telephone,
and Mr. Lindsey would go find the stuff?” (Tr.,
111.)
The Prosecuting Attorney did not profess to be pro
ceeding on this line of examination as direct substan
tive proof of the charge that the defendants had raped
Mrs. Terry December 21, 1934. He attempted to jus
tify the questions on the ground of impeaching or con
tradicting the defendants as witnesses:
“ Mr. Smith (Deputy Prosecuting A ttorney):
Whether or not he committed other offenses
goes to his credibility.” (Tr., 83.)
23
On this point there was utter confusion in the mind
of the trial court. His rulings at one stage of the
case were inconsistent with and repugnant to his rul
ings on the same point at another stage:
“ Cross-examination of Bubbles Clayton:
Q. After you were arrested and in custody,
didn’t you tell the officers on a number of occa
sions where the stolen articles were which they
could find, and which they recovered and sent
back to owners?
The Court: Let me see you gentlemen a
moment.”
(Here the Court conferred with counsel for
the State and defendants.)
“ The Court: Objection sustained.” (Tr., 77.)
* * ■ * # #
“ Q. I will ask you if you didn’t stick him up,
and then tell Mr. Lindsey where he could find his
watch and other stuff?
A. I did not.
Mr. Adams (for defense): I object.
A. I did not.
Mr. Adams: I object to that. Mr. Dudley
has announced he is trying to lay a basis for
impeachment but it occurs to me instead that
it is trying to get into the record an alleged con
fession of something, and probably something
not connected with this lawsuit.
Mr. Smith: Whether or not he committed
other offenses goes to his credibility.
24
The Court: He has denied it.
Mr. Adams: Exception.” (Tr., 82-83.)
# # * * *
“ Cross-examination of Jim X. Caruthers:
(Topic, ownership of his automobile, which
he said he had paid for in part by picking cot
ton, but which the Prosecuting Attorney insinu
ated had been purchased out of proceeds of
robberies. The car was not involved in the
alleged rape on Mrs. Terry.)
Mr. Dudley (Prosecuting A ttorney): I didn’t
ask you that, I asked you who owned it?
Mr. Adams: I don’t know how this line of
examination bears on the thing that this boy
is tried for. I object to it for that reason. I
can’t see the purpose of it. I don’t think the
cap part is admissible.
Mr. Dudley: Test his credibility, see when
if he did, really pick cotton.
The Court: Yes, he may ask that question.
Mr. Adams: Exceptions.” (Tr., 104.)
# * * * *
“ Q. Iam asking you for the purpose of contra
diction, if you didn’t tell Mr. Rainmiller about
sixteen different robberies, and tell him in each
particular case where they would find where you
had either sold the stuff or had it hidden, and he
called Mr. Arch Lindsey over the telephone, and
Mr. Lindsey would go find the stuff?
Mr. Adams: I object to that line of examina
tion.
The Court: I am holding he is the S tate’s
witness, being collateral m atters.”
25
It is impossible to reconcile the rulings of the Court.
The Court begins by excluding questions as to other
crimes, then he permits it as cross-examination for
impeaching credibility; and finally holds that the de
fendant is the State’s own witness in this regard and
that the Prosecuting Attorney can bring out the evi
dence as direct examination. If the purpose of the
questions is to impeach or contradict, the examina
tion is improper because the State can not impeach
its own witness. If the purpose is not to impeach,
then the Court must have been under the opinion that
proof of other crimes is substantive proof tending to
establish the crime charged against the defendants at
the trial. In either event the Court is plainly wrong.
The law in Arkansas is just as clear that the credi
bility of a defendant as a witness cannot be impeached
by proof that he has committed other unrelated crimes.
Burris v. State, 38 Ark. 221.
We are not here complaining of or dealing with rec
ords of convictions used to impeach credibility. The
Prosecuting Attorney concentrated his fire on alleged
crimes for which the defendants had never been tried
and for which they were entitled to their day in court.
Such examination was error, and prejudice will be
presumed.
Elder v. State, 69 Ark. 648.
In the instant case the prejudice done to the defend
ants ’ rights by the improper line of questioning was
particularly vicious in view of the absolutely incredi-
26
ble story of the alleged rape and identification brought
forth by the prosecution. As demonstrated above the
evidence as to the alleged rape is so full of holes and
missing links that no jury which respected its oath
could find the defendants guilty beyond a reasonable
doubt, without the introduction of extraneous, irrele
vant matters tending to inflame passion and prejudice.
But with the issue of the alleged rape all confused and
mixed up with these charges and insinuations of other
crimes dragged in by the Prosecuting Attorney, the
jury could not help but be driven to convict the de
fendants of this charge of rape, under a feeling that
the defendants were “ bad Negroes” and a menace to
the community, and that if it did happen that they were
not guilty of the rape, they were still guilty of so many
other desperate crimes that they ought to be put away.
As to each defendant, defense counsel objected from
time to time to the improper line of examination by
the Prosecuting Attorney, but as shown above the
Court in most instances overruled the objections.
After the Court had overruled the first objection to
this improper line of examination, all subsequent evi
dence of the same nature was subject to the full force
of the original objection, even though the objection was
not expressly renewed.
“ Where a principle of admissibility is once
decided, counsel need not annoy the presiding
judge and his opposing counsel by interrupting
with continual objections. He need only be con
cerned to be sure that it is exactly the same prin
ciple.” Calhoon, J., in Cook v. State, 81 Miss.
146, 152.
27
See cases collected in 3 C. J. (Appeal and Error),
Sec. 734.
It is to be emphasized also that the prejudice to the
defendants’ rights lies in the questioning itself. In
spite of the pronouncement of the Trial Court, the
prejudice is not cured or avoided by the fact that in
most instances the defendants denied commission of
these other unrelated crimes about which the Prosecut
ing Attorney was interrogating them. The jury would
not be convinced by the defendants’ denials; that is
no more than the jury would expect. And where the
Prosecuting Attorney keeps on questioning the defend
ants on the assumption that they were the authors of
other desperate crimes, the jury could not avoid being
affected and becoming prejudiced against the defend
ants. The situation was aggravated where as here the
Court sustained and gave his approval to such ques
tioning after the defense had objected.
By way of preserving all rights a motion for new
trial was made and overruled. One of the specific
grounds laid therein was:
“ 5. The Court erred in permitting over the ob
jection and exception of defendants questions to
be asked about other alleged crimes of defendants
or circumstances surrounding such alleged crimes
or alleged admissions or statements of defend
ants with reference to such other alleged crimes.”
But even without such motion the jurisdiction of this
Court to review the foregoing prejudicial errors of
the trial court is plain in this case under the Act of
May 31, 1909.
2 8
The nobility of the law rises in corresponding degree
with the seriousness and heinousness of the crime
charged. In a capital case the dignity and honor of
the State demand that no unfair advantage be taken
of the defendants. The Act of May 31, 1909, is an ex
pression of such attitude. I t cannot be the policy of
this State to permit a citizen’s life to be forfeited
through insinuating appeals to prejudice and passion
in courts of law.
It is respectfully submitted that the conviction
of the defendants below under the circumstances
amounted to a denial of their constitutional rights,
and violated the constitutional guaranties of due
process and the equal protection of the law provided
in the Fourteenth Amendment to the Constitution of
the United States.
For the foregoing reasons the judgments below
should be reversed.
Respectfully submitted,
JOHN R. THOMPSON,
JNO. A. HIBBLER,
Attorneys for Appellants.
C h a r l e s H . H o u s t o n ,
C arol K in g ,
of Counsel.
IN THE
S u p r e m e Co u r t o f A r k a n s a s
L o u i s B l a k e a n d E l b e r t B l a k e __ _____Appellants,
v. No. 3794
S t a t e o f A r k a n s a s .................................... ....................Appellee.
APPEAL FROM THE OUACHITA CIRCUIT
COURT, FIRST DIVISION TO THE SUPREME
COURT OF THE STATE OF ARKANSAS
H o n . L. S. B r i t t , J u d g e
H o n . J o e J o i n e r , P r o s e c u t i n g A t t o r n e y
H o n . C. M . M a r t i n ,
Attorney for Defendants.
S c i p i o A . J o n e s ,
Attorney for Appellants
on Appeal.
An appeal to the Supreme Court is hereby
granted to the defendants, Louis Blake and
Elbert Blake.
E. L. M c H a n e y ,
Associate Justice.
DEMOCRAT P . * L . CO ., LITTLE ROCK
IN THE
S u p r e m e Co u r t o f A r k a n s a s
L o u i s B l a k e a n d E l b e r t B l a k e ........... ..Appellants,
v. No. 3794
S t a t e o f A r k a n s a s ....._....... ......... ......... ...................... Appellee.
APPEAL FROM THE OUACHITA CIRCUIT
COURT, FIRST DIVISION TO THE SUPREME
COURT OF THE STATE OF ARKANSAS
H o n . L. S. B r i t t , J u d g e
H o n . J o e J o i n e r , P r o s e c u t i n g A t t o r n e y
An appeal to the Supreme Court is hereby
granted to the defendants, Louis Blake and
Elbert Blake.
E. L. M c H a n e y ,
Associate Justice.
STATEMENT
Appellants, Louis Blake and Elbert Blake,
were indicted, separately, for murder in the first
2
degree, for the killing of one Brad Polk. They
entered pleas of not guilty and were duly tried,
jointly, before a jury, which trial resulted in a
verdict of guilty of murder in the first degree
and were duly sentenced to die in the electric
chair. From such judgment the appellants
prosecute this appeal.
3
ABSTRACT
The indictments upon which the appellants
were tried are as follows (Tr., pp. 2-4):
In Ouachita Circuit Court, Adj. October
Term, 1931.
The Grand Jury of Ouachita County, in the
name and by the authority of the State of Ark
ansas, on oath, accuse the defendant, Elbert
Blake, of the crime of murder in the first degree
committed as follows, to-wit: The said defend
ant, on the 25th day of January, 1932, in Oua
chita County, Arkansas, did unlawfully, feloni
ously, willfully and with malice aforethought
and with premeditation and deliberation kill
and murder one Brad Polk, by shooting the said
Brad Polk with a pistol then and there loaded
with gunpowder and leaden bullets, and the said
pistol was then and there held in the hands of
the said Elbert Blake, with the unlawful and
INDICTMENT
The State of Arkansas)
Against )
Elbert Blake )
0 Indictment for
) No. 1865 Murder in
) the First Degree
4
felonious intent to kill and murder the said
Brad Polk, against the peace and dignity of the
State of Arkansas.
Joe Joiner,
Prosecuting Attorney,
Thirteenth Circuit
..... ........................ _..Judge.
Admit to bond in the sum of $___________
INDICTMENT
In Ouachita Circuit Court, Adj. October
Term, 1931.
The State of Arkansas) Indictment for
Against ) No. 1866 Murder in
Louis Blake ) the First Degree
The Grand Jury of Ouachita County, in the
name and by the authority of the State of Ark
ansas, on oath, accuse the defendant, Lewis
Blake, of the crime of murder in the first degree
committed as follows, to-wit: The said defend
ant, on the 25th day of January, 1932, in Oua
chita County, Arkansas, did unlawfully, feloni
ously, willfully and with malice aforethought
and with premeditation and deliberation kill
and murder one Brad Polk, by shooting the said
Brad Polk with a pistol then and there loaded
with gunpowder and leaden bullets, the said
5
pistol was then and there held in the hands of
the said Lewis Blake, with the unlawful and
felonious intent to kill and murder the said
Brad Polk, against the peace and dignity of the
State of Arkansas.
Joe Joiner,
Prosecuting Attorney,
Thirteenth Circuit
..... .............. Judge.
Admit to bond in the sum of $_________ __
VEBDICT
A jury was regularly impaneled and sworn
to try the cause and returned a verdict of guilty
of murder in the first degree with punishment
of death by electrocution (Tr., pp. 18-19).
In apt time a motion for a new trial was
filed as follows (Tr., pp. 27-29):
In t h e O u a c h i t a C i r c u i t C o u r t
State of Arkansas............... Plaintiff,
y.
Louis Blake and Elbert Blake............Defendants.
6
MOTION FOR NEW TRIAL
Come the above named defendants, Louis
and Elbert Rlake, and move the court to set aside
the verdict of the jury and judgment of the
court herein, and to grant a new trial of this
cause, and for cause state:
FIRST: Because the verdict of the jury is
contrary to the law.
SECOND: Because the verdict of the jury
is contrary to the evidence.
THIRD: Because the verdict of the jury
is contrary to both the law and the evidence.
FOURTH: Because the court erred in over
ruling defendant’s demurrer filed to the indict
ments herein.
FIFTH: Because the evidence is not suffi
cient to support the verdict of murder in the
first degree.
SIXTH: Because the evidence is not suffi
cient to support a verdict of any degree of homi
cide.
SEVENTH: Because the court erred in
permitting J. B. Morgan, a witness for the State
to testify as follows:
Yes, sir, I bought 160 acres of land that he
lived on, and Louis lived in the house there and
7
wanted to stay there, and I told him that I did
not want to work that land, that I was going to
use it for a pasturage, and, I guess, it was about
two months before I finally got him to move.
It was reported among the negroes that he car
ried a gun, in fact, there was a negro who work
ed on my places, and he says to me, “Cam, ain’t
you having trouble in getting Louis off of your
place,” and I said, “No trouble, but he won’t
move,” and he says, “Boss, you watch him, he
carries a gun all of the time, and he might hurt
you.”
EIGHTH: Because the court erred in fail
ing to admonish the jury in regard to the testi
mony of the said J. B. Morgan.
NINTH: Because the court erred in per
mitting Walter Jones, a witness for the State to
testify as follows:
“I heard him (Louis Blake) in the fall brag-
gin about what good guns he had and what a
good shot that he was, and on December 24th,
1931, I was talking with Louis Blake at the
Peoples Bank Building in Stephens, Arkansas,
and I asked him if he had moved and he said
that he had not, that he would not move until
he had had a settlement, and he said that he
would have one if he had to kill Mr. Polk.”
TENTH: Because the court erred in giving
to the jury instructions numbered 1, 2, 3, 4, 5, 6,
7, 8, 9, 10,11,12, 13, 14, 15, 16, 17 and 18.
8
WHEREFORE, defendants pray that the
verdict of the jury and the judgment of the court
thereon be set aside and that they be granted a
new trial herein.
Attorney for Defendants.
Filed January 29, 1932. Milton Warren,
Clerk.
I n t h e O u a c h i t a C i r c u i t C o u r t , F i r s t D i v i s i o n
State of Arkansas..................... ......... ......Plaintiff,
v.
Louis Blake ................................. ........Defendant.
MOTION FOR CONTINUANCE IN ORDER TO
PROCURE MATERIAL WITNESSES (Tr.,
pp. 11-14).
Comes Louis Blake, the above named de
fendant, and states to the court:
That on the morning of the 28th day of
January, 1932, when the above styled cause had
been regularly reached upon the docket and a
plea of not guilty entered, a jury selected, sworn
and impaneled in this cause and during the tes
timony of the first witness introduced by the
State, to-wit: --------------- Jones, that the said
Jones stated that between the hours of ten and
eleven o’clock in the forenoon of December
9
24, 1931, he, the said Jones, had a conversation
with the defendant, Louis Blake, in front of a
certain bank in the town of Stephens, Ark., at
which time and place the said witness stated that
the defendant stated to him that he had not
moved off of Brad Polk’s place and had not had
a settlement with Polk and would not move un
til he had a settlement, if he had to kill Polk.
That this defendant, at the time said wit
ness related the alleged conversation as above
set forth, that he was not in the town of Step
hens, Arkansas, but was several miles distant
from there and was working for and in the em
ploy of Chris Guttry and that one Zack Harris
was so employed at said time and place by the
said Chris Guttry and that if the said Chris Gut-
try and Zack Harris were present in court they
would so testify.
That immediately after the said Jones had
finished his testimony the defendant’s attorney,
C. M. Martin, stated such facts to the court and
requested that a subpoena be issued for the said
Chris Guttry and Zack Harris, returnable in-
stanter, which was accordingly done and placed
in the hands of the sheriff of Ouachita County,
Arkansas, who was directed by the court to pro
cure the presence of such witnesses forthwith
and instanter. That the sheriff of Ouachita
County has sent his duly authorized deputy to
10
subpoena said witnesses, but that said witnesses
reside eighteen or twenty miles from Camden
the county site of Ouachita County, Arkansas,
and has not had time to serve said subpoenas on
said witnesses and procure their attendance in
court.
That the said testimony of the said------------
Jones is wholly untrue and false and that said
testimony was a surprise to this defendant and
of such a nature that he nor his attorney could
find out, learn or discover before the trial of
this cause, by the use of ordinary care and dili
gence, and that immediately upon learning the
same defendant used due diligence to secure the
attendance of said witnesses by praying for
said forthwith subpoena and has not been able
to procure them to testify herein.
WHEREFORE, defendant prays that this
cause be continued until he can procure the at
tendance of the said witnesses, Zack Harris and
Chris Guttry.
Attorney for Defendant.
Comes Louis Rlake, the above named de
fendant and on oath, stated that the facts set
forth in the above named motion for continu
ance are true.
11
Subscribed and sworn to before me this the
28th day of January, 1932.
Clerk.
Filed 1-28-32. Milton Warren, Clerk.
On this 28th day of January, 1932, the fol
lowing order was made and entered by the
Ouachita Circuit Court, First Division.
State of Arkansas )
v. ) No. 1866 (Tr. p. 7)
Lewis Blake )
Now on this day this cause is by the court
consolidated with cause number 1865 for the
purpose of trial.
I n t h e O u a c h i t a C i r c u i t C o u r t , F i r s t D i v i s i o n
State of Arkansas.....................................Plaintiff,
v.
Elbert B lake........ ................................ Defendant.
DEMURBER
(Tr. p. 8-9)
Comes Elbert Blake, the above named de
fendant, and demurs to the indictment filed
herein and for cause of demurrer states:
FIRST: That the facts set forth in the in
dictment filed herein do not constitute a public
offense.
12
SECOND: Defendant especially demurs
to said indictment in so far as the same attempts
to charge him with murder in the first degree
and for cause states: That said indictment fails
to state or allege that the homicide with which
he is charged in said indictment was committed
after premeditation and deliberation.
THIRD: Because the facts set forth in said
indictment do not state facts sufficient to con
stitute murder in the first degree.
Attorney for Defendant.
Filed 1-28-32. Milton Warren, Clerk.
On this 28th day of January, 1932, the fol
lowing order was made and entered by the Oua
chita Circuit Court, First Division.
State of Arkansas )
v. ) No. 1865 (Tr. p. 10)
Elbert Blake, et al )
Now on this day comes the defendants
herein and file a demurrer to the indictment in
this cause, said demurrer coming on to be heard,
and the court being well and sufficiently advised
in the premises, does overrule said demurrer, to
which ruling and action of the court the defend
ants except and ask that their exceptions be
noted of record which is by the court granted.
13
ARRAIGNMENT AND DRAWING OF JURY
WERE WAIVED AND THE DEFEND
ANTS ENTERED THEIR PLEAS OF NOT
GUILTY.
On this 28th day of January, 1932, the fol
lowing order was made and entered by the Oua
chita Circuit Court, First Division.
State of Arkansas )
v. ) Nos. 1865-1866
Lewis Rlake and ) (Tr. pp. 16-17)
Elbert Rlake )
Now on this day this cause comes on to be
heard, and comes the State of Arkansas by its
prosecuting attorney, Joe Joiner, and comes the
defendants, Louis Blake and Elbert Blake, in
proper person, in custody of the sheriff, and by
their attorney, C. M. Martin, and after having
waived the arraignment before the court and
the drawing of a jury, enter their plea of not
guilty to the charge in the indictment herein
against them, and both the State and the de
fendants announcing ready for trial, the court
orders a jury to try this cause, and comes John
S. Neal, J. P. Bearden, M. E. Russell, Paul Bar
nes, Harvey Beard, Roy Strain, and Elbert Gro-
don, and the regular panel of the petit jury be
ing exhausted the court orders a special venire
of 15 men out of which venire J. H. Mahaffey,
W. P. Lockett, G. S. Boddie, R. L. Shirey and W.
14
M. Sims, were accepted, and the entire panel of
this jury having been truly selected, impaneled,
and sworn as the law directs to try this cause,
and the jury after having heard the part of the
testimony introduced in this cause, and the hour
for adjournment having been reached, the court
orders the jury respited over until tomorrow
morning at 9 o’clock under instructions of the
court and in charge of a sworn officer.
SENTENCE
On this 29th day of January, 1932, the fol
lowing order was made and entered by the Oua
chita Circuit Court, First Division.
State of Arkansas ) Murder in the
v. ) No. 1866 First Degree
Louis Blake ) (Tr. pp. 21-22-23)
Now on this day comes the State of Arkan
sas by her attorney Joe Joiner, prosecuting at
torney, comes also the defendant, in proper per
son and in custody of the sheriff of Ouachita
County, Arkansas, and by his attorney C. M.
Martin, and said defendant having been on the
29th day of January, 1932, convicted by a jury
of the Ouachita Circuit Court, of the crime of
murder in the first degree. Now the said de
fendant, Louis Blake, appearing before the
court, the court informs him of the nature of
15
the indictment against him and of his plea and
verdict therein, the court ask if he has any legal
cause to show why judgment and sentence
should not be pronounced against him, and
none being shown the court reads to him the
law in relation to the pains and penalties of all
persons when convicted of a felony, as far as it
relates to him, and fully declared to him the
consequence of his conviction, and reads to him,
and renders the following judgment and sen
tence.
It is therefore considered, ordered and ad
judged by the court that the defendant, Louis
Blake is guilty of murder in the first degree, and
that he shall immediately be transported to the
penitentiary of the State of Arkansas, at Little
Rock, Arkansas, by the sheriff of Ouachita
County, Arkansas, and there delivered to the
keeper of said penitentiary to be by him safely
kept until the first day of April, 1932, on which
day the commissioner of said penitentiary or
assistant, or some assistant designated by him,
shall cause the said Lewis Blake to be electro
cuted by causing to pass through the body of the
said Lewis Blake a current of electricity of suffi
cient intensity to cause death, and to continue
the application of such current until the said
Louis Blake is dead.
It is further ordered that the clerk of this
court make out and deliver to the sheriff of Qua-
16
chita County, Arkansas, a certified copy of the
foregoing judgment and sentence to be by him
delivered to the agent or keeper of said peni
tentiary as sufficient authority for him to re
ceive the said Lewis Blake in the manner afore
said.
SENTENCE
On this 29th day of January, 1932, the fol
lowing order was made and entered by the Oua
chita Circuit Court, First Division.
State of Arkansas ) Murder in the
v. ) No. 1865 First Degree
Elbert Blake ) (Tr. pp. 24-25-26)
Now on this day comes the State of Arkan
sas by her attorney, Joe Joiner, prosecuting at
torney, comes also the defendant, in proper per
son and in custody of the sheriff of Ouachita
County, Arkansas, and by his attorney, C. M.
Martin, and said defendant having been on the
29th day of January, 1932, convicted by a jury
of the Ouachita Circuit Court, of the crime of
murder in the first degree. Now the said de
fendant, Elbert Blake, appearing before the
court, the court informs him of the nature of
the indictment against him and of his plea and
verdict therein, the court asks if he has any
legal cause to show why judgment and sentence
should not now be pronounced against him, and
17
none being shown the court reads to him the
law in relation to the pains and penalties of all
persons when convicted of a felony, as far as it
relates to him, and fully declares to him, the
consequence of his conviction, and reads to
him, and renders the following judgment and
sentence.
It is therefore considered, ordered and ad
judged by the court that the defendant Elbert
Blake is guilty of murder in the first degree, and
that he shall immediately be transported to the
penitentiary of the State of Arkansas, at Little
Rock, Arkansas, by the sheriff of Ouachita
County, Arkansas, and there delivered to the
keeper of said penitentiary to be by him safely
kept until the 1st day of April, 1932, on which
day the commissioner of said penitentiary or as
sistant, or some assistant designated by him,
shall cause the said Elbert Blake to be electro
cuted by causing to pass through the body of
the said Elbert Blake a current of electricity of
sufficient intensity to cause death, and to con
tinue the application of such current until the
said Elbert Blake is dead.
It is further ordered that the clerk of this
court make out and deliver to the sheriff of
Ouachita County, Arkansas, a certified copy of
the foregoing judgment and sentence to be by
him delivered to the agent or keeper of said
18
penitentiary as sufficient authority for him to
receive the said Elbert Blake in the manner
aforesaid.
IN THE OUACHITA CIRCUIT COURT
T h e S t a t e o f A r k a n s a s ..........................................Plaintiff,
v.
L o u is B l a k e a n d E l b e r t B l a k e ............Defendants.
BILL OF EXCEPTIONS
Presiding: J u d g e L. S. B r i t t .
A p p e a r a n c e s :
For the State: M r . J o e J o i n e r
Mr. T. M. C l i f f o r d
Mr. L. B. S m e a d
For the Defendants: Mr. C. M. Martin
NOW, on this day, the same being a regular
day of the January adjourned term of this court,
and this cause coming on to be heard, comes the
State of Arkansas by its prosecuting attorney,
Mr. Joe Joiner, and comes the defendants in
person and by their attorney, Mr. C. M. Martin,
and both parties announce ready for trial.
THEREUPON, a jury of the regular panel and
of the special venire summoned herein, were
duly selected, empaneled and sworn to try the
issues of fact herein, and both parties intro-
19
duced the following testimony to sustain their
respective issues:
W a l t e r F. C a w t h o n ,
Shorthand Reporter,
El Dorado, Arkansas
Filed March 17, 1932.
M i l t o n W a r r e n , Clerk.
(Tr. pp. 32-34.)
W a l t e r J o n e s , a witness on behalf of the
State, on being duly sworn, testified ON DIRECT
EXAMINATION, by Mr. Joiner, that he lived at
Stephens, Arkansas, and knew both defendants.
Worked at Mr. Polk’s farm, last fall, and worked
some with the defendants, Louis & Elbert Blake.
Heard the defendant make some kind of state
ment about having trouble with Mr. Polk.
(The defendants object; overruled; excep
tion.)
Heard Louis Blake in the fall bragging
about what good guns he had and what a good
shot that he was, and on December 24,1931, was
talking with Louis Blake at the Peoples Bank
Building in Stephens, Arkansas, and asked him
(Louis) if he had moved, and Louis said he had
not and would not move until he had a settle
ment, and he (Louis) said he would have a set
tlement if he had to kill Mr. Polk.
20
On cross-examination, by Mr. Martin, the
witness testified that it was about 10 or 10:30
on Christmas Eve when he was talking to Louis,
but no one else was present. Did not tell me he
(Louis) and Mr. Polk had already had a settle
ment.
Witness excused.
(Tr. pp. 34-37)
J o e H u d d l e s t o n , a witness on behalf of the
State, on being duly sworn, testified that he
lived at Stephens, Arkansas, and knew Brad
Polk in his lifetime, and had known the defend
ants, for six or seven years. Heard conversa
tion between the defendant, Louis Blake, and
Mr. Polk about a settlement in the fall. Relates
conversation between the defendant and Mr.
Polk: “We were working on the tractor one
morning and they were standing there talking,
by the oil barrel, and I heard Mr. Polk tell Louis
that he (Louis) would have to do like the other
Negroes on the place were doing, and he said
something about some corn and peas.” Mr. Polk
told him that he would have to deal square like
the other Negroes and mentioned the corn and
peas. On Christmas day, the day Mr. Polk was
killed, something was said about Mr. Polk com
ing and having a settlement.
(The defendants object; sustained.)
21
The statement was made in front of Mr.
Polk s house, but the defendant was not pres
ent at that time. On Christmas day, saw Mr.
Polk in Stephens, on the sidewalk, and he flag
ged me down on the street and came to the car
and talked to me about twenty minutes; he rode
home with me; it was about ten minutes to 10
o’clock. I was to take him to Camden that after
noon. When we arrived at Mr. Polk’s house in
Stephens it was about 10:30. He (Mr. Polk) pull
ed out his watch and wanted to know what time
I would return to carry him to Camden. De
ceased wanted to know for he said Louis Blake
had sent for him to come and have a settle
ment—
(Defendants object; sustained.)
Went to town to mail reports, and was com
ing to get Mr. Polk to carry him to Camden,
when I learned he was shot. I heard the report
that he was shot about 1 o’clock.
Witness excused.
(Tr. pp. 38-41)
D r . G. P. S a n d e r s , a witness on behalf of
the State, on being duly sworn, testified that he
was a regular practicing physician in Stephens,
Arkansas, and had been for a long time. Knew
the deceased and was his family physician and
had done work for his family about 20 or 25
22
years. Was called to see him Christmas day, in
the afternoon, about 12 or 12:30. Went to a
Negro’s house, where Mr. Polk was killed, and
Louis and Elbert Blake lived there, on Mr. Polk’s
farm. Mr. Polk was lying at the north end of the
porch and the porch faces the west. He was dead,
on the ground. Seemed to have fallen back
wards. Upon examination found that a bullet
had entered the left eye and had gone almost
directly through the brain, and, of course, he
died instantly. This shot caused his death. His
glasses were lying across his chest and had ap
parently fallen off of his face. The len of the
left eye was out, that showing that the bullet
had gone through there. Mr. Polk had a pint
of liquor in his left hip pocket, but none had
been used. Several people were there, Mr. Luther
Elliott, and a son of the deceased, young Lawler
and Mr. Boyer, and Louis Blake was there, also.
Elbert Blake was not there, but the wife of Louis
Blake was there. This was December 25, 1931.
It was Mr. Polk’s custom to wear glasses only
when reading.
On cross-examination by Mr. Martin, the
witness testified that the glasses were lying
across the chest of the deceased and a gun was
near the body, or near his feet. Did not examine
it to see if it had been discharged or not, but
thinks it had.
23
On r e d i r e c t e x a m i n a t i o n by Mr. Joiner, the
witness testified that he recognized the small
shiny pistol as the one found near Mr. Polk’s
feet, or one similar to it.
Witness excused.
(Tr. pp. 42-45)
R . L. E l l i o t t , deputy sheriff of Ouachita
County, and a witness on behalf of the State, on
being duly sworn, testified that on December 25,
1931, about 12:15, after receiving the report of
the killing of Brad Polk, he arrived at the scene.
Making a thorough search of the house, he
found two pistols in a trunk, namely, a 38 Spe
cial and one 45 Colts, with one discharged shell
in the 45 and 4 in the 38, apparently shot recent
ly. The said Brad Polk was shot through the
left eye, the left len of his glasses being broken.
Did not find any papers in the pockets of the
deceased. Body turned over to the family. Cus
tom of Mr. Polk to wear glasses only when read
ing.
On c r o s s - e x a m i n a t i o n by Mr. Martin, the
witness testified that upon examination of the
house he found three bullet holes through the
wall and one bullet was taken above the door,
it went in straight and there was a bullet fired
from the outside that went through the window
sash and through a 2 x 4 and then stuck into the
24
wall. A bullet hole was found above the door,
near the corner of the door facing. The bullet
that went through the sash was fired from the
outside, the person firing it being on the outside.
On r e d i r e c t e x a m i n a t i o n by Mr. Joiner, Mr.
Elliott testified that a small gun was found un
der the feet of Brad Polk with two empty shells
in it.
Witness excused.
(Tr. pp. 45-50)
A r t h u r W . E l l i s , sheriff of Ouachita Coun
ty, and a witness on behalf of the State, on being
duly sworn, testified that on Christmas day he
received a report of a killing at Stephens, and
arrived at the scene around one o’clock to make
an investigation. Found the deceased lying on
his back on the porch, having been moved from
the ground. Three bullet holes were found, hav
ing been shot on the inside of the house through
the wall, and one that was shot through the win
dow from the inside, ranging in the direction of
Mr. Polk, where he is reported to have been
standing, at the place where blood was found
on the ground. One more shot was fired from
the outside, that was shot from the outside
of the house, just on the outside of the door,
that went in the direction of where the de
ceased was standing. One or two shots were
25
found over the door, one having been shot
from the outside of the house, was found over
the door on the outside. Did not know who shot
them. Louis Blake under arrest upon his ar
rival, and Elbert Blake arrested at Stamps, Ar
kansas, about a week later. Talked to both de
fendants. First talked to Louis Blake and he
testified that he did not do any of the shooting,
but did not deny knowing anything about it, and
afterwards he admitted that he shot three or
four times through the wall. He said that he
was using the 38 Special, and shot about three
or four times. The witness testified that he
found four empty shells in the pistol. The de
fendant said he was shooting to scare the de
ceased. Witness testified that the way the de
fendant was shooting through the house was in
the direction of Mr. Polk. Looked like it was
to do more than scare the deceased.
(The court here instructs the jury not to
consider the last Question and a n s w e r A
Mr. Ellis testified that Elbert Blake made
the statement that he shot only one time, using
the 45 Colts. At first Elbert Blake said he did
not know whether he hit the deceased or not,
but afterwards said he did. Louis Blake told the
witness that Elbert killed Mr. Polk, having fired
the fatal shot. Statements were made freely and
voluntarily.
26
On c r o s s - e x a m i n a t i o n by Mr. Martin, the
witness testified that Louis said that Mr. Polk
was up at the barn, and that Elbert was going
by the barn and that Mr. Polk called him and hit
him, and that Elbert ran, and that he (Louis)
hollered to Elbert and told him to come on home,
and then in a few seconds Elbert got to the
house and then Mr. Polk came to the house and
accused the boy (Elbert) of stealing something,
and then he said that he (Louis got up and start
ed in his house and then Mr. Polk shot at him
two times. Did not say anything about Mr. Polk
shooting through the window, but the defend
ant said he shot out the window himself, stand
ing between the bed and the window. Defend
ant said Mr. Polk shot at him two times, while
the defendant was standing on the gallery,
starting in the house.
Witness excused.
(Tr. pp. 50-52)
I k e W a l k e r , a witness on behalf of the
State, on being duly sworn, testified that he
lived at Stephens, Arkansas. Knew the defend
ants, and visited them frequently. Knew Louis
Blake to carry a gun all of the fall. Had seen
him with it. Did not recognize or identify the
defendant’s gun. The defendant, Louis Blake,
did not tell him why he carried the gun. De-
27
fendant threatened to use it on the witness one
day. Witness was not afraid of the defendant.
On c r o s s - e x a m i n a t i o n by Mr. Martin, the
witness testified that he had seen the defendant
with a pistol lots of times. First testified that he
had had no trouble with the boy (Elbert Blake)
and did not jump on him and beat him up, but
later testified that at Cook’s house on June 19th,
year before last, he beat Elbert Blake, the de
fendant having jumped on him first. Witness
gave his age as 22. Did not know the defend
ant’s age then, but the defendant was much
younger than he.
Witness excused.
(Tr. pp. 52-53)
W i l l M o o r e , a witness on behalf of the
State, on being duly sworn, testified upon DI
RECT EXAMINATION by Mr. Joiner, that he
lived at Stephens, Arkansas, and was an under
taker there. Handled body of the deceased,
Brad Polk, and assisted in undressing the corpse.
Did not see an envelope with figures on it, but
some things were left there that came off of the
body, a watch and some stuff, but were carried
away with the body. Delivered them to Miss
Ella Polk. Whatever the witness delivered to
Miss Polk came off of the person of Mr. Polk.
Witness excused.
(T r. p p . 54-56)
M iss Helen P olk, a w itn e s s o n b e h a lf o f th e
S ta te , o n b e in g d u ly sw o rn , te s tif ie d th a t B ra d
P o lk , th e d e ce ase d , w a s h e r f a th e r . T h re e e n
v e lo p e s , a p o c k e t b o o k a n d a k n i f e w e re d e liv
e re d to h e r b y M r. M oore . Id e n tif ie s a n e n
v e lo p e a s o n e o f th e th in g s th a t w e re d e liv e re d
to h e r , a n d th e f ig u re s a s th o se o f h e r f a th e r ’s.
(E n v e lo p e is h e re in tro d u c e d in e v id e n ce ,
e x h ib ite d to th e ju r y , m a rk e d E x h ib it (D ")
S ta te , a n d m a d e a p a r t h e re o f .)
On cross-examination by M r. M a rtin , M iss
P o lk te s tif ie d th a t sh e d id n o t k n o w w h e n th e
f ig u re s w e re m ad e .
On redirect examination b y M r. J o in e r , th e
w itn e s s te s tif ie d th a t o n th e d a y h e r f a th e r w a s
k ille d th e d e fe n d a n t , L o u is B la k e , c a m e to h e r
h o u se . W itn e s s w a s in th e k i tc h e n w h e n he
c a m e r u n n in g th r o u g h th e f ie ld a n d sa id th a t
E lb e r t h a d sh o t h e r d a d , a n d h e sa id th a t he
w o u ld g e t th e c a r a n d go f o r h e lp . T h e w itn e s s
sa id , “N o, I w ill go f o r D r. S a n d e rs .” D e fe n d
a n t , L o u is B lak e , sh o v e d th e w itn e s s w h e n sh e
g o t in th e c a r , t r y in g to g e t to th e s te e r in g w h ee l,
a n d to ld h e r th a t sh e h a d n o b u s in e s s g o in g .
W h e n th e y a r r iv e d a t D r. S a n d e r ’s h o u se , L o u is
ju m p e d o u t a n d r a n in to th e h o u se .
28
29
On re-cross examination b y M r. M a rtin , th e
w itn e s s te s tif ie d th a t it d id n o t o c c u r to h e r a t
th e t im e th a t th e d e fe n d a n t , L o u is B lak e , w a n te d
to s te a l th e c a r , b u t h e d id la te r . S he a n d th e
d e fe n d a n t , L o u is B lak e , d ro v e r ig h t s t r a ig h t to
th e d o c to r ’s h o m e , a n d L o u is ju m p e d o u t o f th e
c a r a n d r a n in to th e h o u se f o r th e d o c to r .
On re-redirect examination b y M r. J o in e r ,
th e w itn e s s te s tif ie d th a t L o u is w a s v e ry a n x io u s
to g e t to th e s te e r in g w h e e l, a n d d id n o t w a n t h e r
to go w ith h im , th in k in g sh e w a s too n e rv o u s .
W itn e s s e x cu se d .
(T r . p p . 57-58)
J . 0 . Huddleston, a w itn e s s o n b e h a lf o f
th e S ta te , o n b e in g d u ly sw o rn , te s tif ie d th a t
h e liv e d a t S te p h e n s , A rk a n sa s , a n d h a d te s tif ied
a t th e m o rn in g t r ia l in th is case . H e le f t B ra d
P o lk a t h is h o m e a b o u t 10 :30 a. m . C o u ld n o t
te ll w h e th e r th e d e ce ase d h a d b e e n d r in k in g o r
w a s d r u n k a t th e tim e . D id n o t sm e ll a n y
l iq u o r o n h is b re a th .
O n cross-examination b y M r. M a rtin , th e
w itn e s s te s tif ie d th a t he d id n o t sm e ll th e b re a th
o f th e d e ce ase d .
W itn e s s e x cu se d .
(T r . p p . 58-59)
H . G. W illiams, a w itn e s s o n b e h a lf o f th e
S ta te , o n b e in g d u ly sw o rn , te s tif ie d th a t h e
30
k n e w th e d e c e a se d in h is l ife tim e , a n d sa w h im
o n C h r is tm a s m o rn in g in S te p h e n s , a ro u n d 10
a. m . T a lk e d to h im a n d d id n o t th in k h e w a s
d r u n k o r d r in k in g a t th a t tim e . T h in k h e c o u ld
h a v e to ld i f h e h a d b e en . D id n o t sm e ll l iq u o r
o n h is b re a th .
O n cross-examination by M r. M a rtin th e
w itn e s s te s tif ie d th a t h e w a s s ta n d in g c lo se to
M r. P o lk a n d ta lk in g to h im . L o o k ed lik e h e
w o u ld h a v e sm e lle d l iq u o r i f th e d e c e a se d h a d
b e e n d r in k in g .
W itn e s s e x cu se d .
(T r . p p . 59-61)
Mrs. Smart, a w itn e s s o n b e h a l f o f th e S ta te ,
o n b e in g d u ly sw o rn , te s tif ie d o n D IR E C T E X
A M IN A T IO N b y M r. J o in e r , th a t B ra d P o lk w a s
h e r f a th e r . S aw h im C h r is tm a s d a y , h a v in g d r iv
e n to to w n w ith th e m a b o u t 9 :3 0 o r 10 o ’c lo ck .
H e go t o u t d o w n to w n . W a s n o t d r u n k o r d r in k
in g a t th e tim e . A fe w d a y s p r io r to th e d e a th
o f h e r f a th e r , h a d a c o n v e rs a t io n w ith th e d e
f e n d a n t , L o u is B lak e , a b o u t h is m o v in g . H e
w a s a t h e r h o u se a n d w a s f ix in g a f ire f o r h is
w ife , w h o w a sh e d f o r th e m , a n d h e to ld th e
w itn e s s th a t h e h a d a p la c e to m o v e o n , a n d
th e w itn e s s sa id , “W h y d o n ’t y o u m o v e ? ” a n d
h e sa id th a t h e d id n o t h a v e to u n t i l th e f irs t
o f th e y e a r . D e f e n d a n t sa id h e l ik e d th e f a m i ly
a s a w h o le , b u t c o u ld n o t g e t a lo n g w ith d a d ,
31
a n d sa id he w a s g o in g to m o v e a f te r th e
f irs t o f th e y e a r . M o th e r’s d ead . F o u r g ir ls a n d
tw o b ro th e r s in th e fa m ily .
W itn e s s e x cu se d .
(T r . 61-62)
M iss Helen Polk, a w itn e s s o n b e h a lf o f
th e S ta te , o n b e in g re c a lle d , te s tif ie d o n D IR E C T
E X A M IN A T IO N b y M r. J o in e r , th a t a s h o r t tim e
b e fo re th e d e fe n d a n t , L o u is B lak e , c a m e to h e r
h o u se , sh e h a d ta lk e d w ith h e r f a th e r . A b o u t
th i r ty (30) m in u te s b e fo re L o u is c a m e a n d to ld
h e r th a t h e r f a th e r h a d b e e n sh o t. H e r f a th e r h a d
b e e n h o m e a b o u t a h a l f h o u r b e fo re sh e ta lk e d
to h im a n d w e n t in to th e ro o m w h e re h e w a s
a n d h e a sk e d h e r a b o u t a c e r ta in p iece in th e
G aze tte . W a s n o t d r in k in g o r d r u n k a n d co u ld
h a v e to ld i f h e h a d b een .
O n cross-examination b y M r. M a rtin , th e
w itn e s s te s tif ie d th a t sh e h a d b e e n h o m e o ff a n d
o n a ll o f th e m o rn in g . D id n o t th in k E lb e r t
B lak e c a m e to h e r h o u se .
W itn e s s ex cu se d .
(T r . p. 63)
Arthur W . Ellis, a w itn e s s o n b e h a lf of
th e S ta te , o n b e in g d u ly sw o rn , a n d o n b e in g
re c a lle d , te s tif ie d o n D IR E C T E X A M IN A T IO N
b y M r. J o in e r , th a t he a sk e d E lb e r t B lak e i f M r.
32
P o lk w a s d r in k in g a n d h e sa id th a t he c o u ld n o t
te ll, s a id th a t h e a c te d lik e he a lw a y s d id .
W itn e s s ex cu se d .
(T r . p. 64)
J . B. Morgan, a w itn e s s o n b e h a lf o f th e
S ta te , o n b e in g d u ly sw o rn , te s tif ie d o n D IR E C T
E X A M IN A T IO N b y M r. J o in e r , th a t h e liv e d a t
S te p h e n s , A rk a n sa s , a n d k n e w M r. P o lk in h is
l ife tim e , a n d h a d k n o w n a b o u t h im a ll o f h is
l ife .
(T H E D E F E N D A N T A D M ITS T H A T T H E
G E N E R A L R E P U T A T IO N O F T H E D E C E A SE D
W A S G O O D .)
W itn e s s e x cu se d .
(T r . p. 65)
T h e S ta te h e re re s ts its case .
(T r . p . 66)
T H E D E F E N D A N T S IN O R D E R T O SU ST A IN
T H E IR R E S P E C T IV E ISS U E S IN T R O
D U C E D T H E F O L L O W IN G T E S T IM O N Y :
(T r . p p . 67-84)
Elbert Blake, a p a r ty d e fe n d a n t , o n b e in g
d u ly sw o rn , te s tif ie d o n direct examination b y
M r. M a rtin , th a t h e w a s a d e f e n d a n t a n d w a s
17 y e a r s o ld . K n ew B ra d P o lk in h is l ife tim e .
33
L iv ed w ith h is f a th e r o n h is f a rm . T e lls th e
j u r y w h a t t r a n s p ir e d a t th e tim e o f th e k illin g
a n d a t th e t im e M r. P o lk f irs t go t a f te r h im .
“ I w a s g o in g u p to th e n e x t h o u se th e re , tw o
b o y s w e re th e re , a n d m o th e r to ld m e to go a n d
te ll th e m to co m e a n d ta k e d in n e r w ith us, a n d
I s ta r te d u p th e re a n d M r. P o lk w a s a t th e c rib ,
a n d h e c a lled m e a n d I w e n t o v e r to w h e re he
w a s a t, a n d h e h a d so m e s in g le t re e s th e re a n d
he to ld m e th a t I h a d s to le th e m , a n d I say s , ‘N o,
s ir , M r. P o lk , w e h a s h a d th e m th e re f o r a lo n g
t im e ,’ a n d th e n h e say , ‘D o n ’t y o u sa y y o u d id n ’t,
n ig g e r ,’ a n d h e h a u le d a w a y a n d h i t m e w ith
a s in g le tre e , a n d th e n I r a n o u t b e h in d th e
m u le s , a n d h e h a d a g u n in h is h a n d , a n d I r u n
b e h in d th e m u le s a n d th e n b e h in d th e w e ll sh ed
a n d th e n o v e r a ro u n d th e h o u se , a n d th e n I go t
o v e r in to th e fie ld a n d r u n u p in to th e fie ld
a n d th e n m y d a d d y he saw m e a n d he c a lled
m e a n d say , ‘C om e o n to th e h o u se .’ M y d a d d y
sa w h im (P o lk ) a f te r m e . I r u n to th e h o u se
a n d s to o d th e re o n th e p o rc h a n d th e n w e n t in to
th e h o u se , a n d m y d a d a n d M r. P o lk w a s ta lk in g
o u t th e re , m y d a d w a s o n th e p o rc h a n d M r.
P o lk w a s s ta n d in g b y th e p o rc h , a n d M r. P o lk
to ld h im th a t th e s in g le t re e s w e re h is a n d th a t
th e y h a d b e e n s to le n , a n d m y d a d to ld h im , ‘N o,
s ir , M r. P o lk , th e y b e lo n g to u s ,’ a n d th e n M r.
P o lk re a c h e d f o r h is p is to l a n d w e w e n t in to
34
th e d o o r , a n d th e n is w h e n h e sh o t, a n d h e to ld
m e th a t ‘he w o u ld k ill m e s u r e ’.”
O n cross-examination b y M r. S m ead , th e
d e fe n d a n t te s tif ie d th a t it w a s a b o u t d in n e r tim e
w h e n M r. P o lk w as a t th e c rib , a n d c a lle d h im
to g e t a f t e r h im a b o u t s te a lin g so m e s in g le tre e s .
D id n o t a rg u e w ith h im , ju s t to ld h im , “ I d id n ’t
s te a l th e m ,” a n d th e n he say s , “D o n ’t sa y a n y
m o re th a t y o u d id n ’t .” M r. P o lk h it h im w ith a
s in g le tre e o n th e h e a d . T h re w u p h a n d s to
k n o c k o ff so m e o f th e b lo w , a n d th e n w e n t o n
f o r th e d e c e a se d h a d h is g u n . D id n o t lo o k b a c k
to see w h e th e r h e a t te m p te d to sh o o t h im , b u t
he h a d sa id th a t h e w o u ld sh o o t th e d e fe n d a n t .
R a n a ro u n d th e m u le s to p re v e n t h im f r o m
sh o o tin g . K n ew h e w a s n o t g o in g to sh o o t th e
m u le s , f o r he c o u ld n ’t k ill h im (E lb e r t) a n d th e
m u le s b o th . D eceased w a s a b o u t 90 fe e t f r o m
th e m u le s . A f te r r u n n in g f r o m b e h in d th e
m u le s , th e d e fe n d a n t te s tif ie d th a t h e r a n to th e
b a c k o f th e w e ll sh e d a n d M r. P o lk w a s in a f te r
h im , b u t d id n o t sh o o t. C o u ld n o t h a v e sh o t
th ro u g h w o o d a n d a ll, a n d h e w a s o n th e o th e r
s id e o f th e m u le s . T w o m u le s a n d a w a g o n
w e re th e re , a n d th e d e c e a se d w a s c o m in g to
w a rd s th e d e fe n d a n t . D id n o t k n o w w h e th e r
M r. P o lk w a s r u n n in g o r n o t, b u t w a s t r y in g to
c a tc h h im o r h e n e v e r w o u ld h a v e c o m e o u t.
D id n o t k n o w w h e th e r h e c o u ld r u n a s f a s t a s
35
M r. P o lk . S tay ed a t th e w ell sh ed lo n g e n o u g h
to ge t a ro u n d it to th e c o rn e r o f th e h o u se . W ell
sh e d lo ca te d r ig h t a t th e h o u se . D eceased d id
n o t sh o o t a t h im , b u t c am e u p to th e h o u se a n d
c a lle d th e f a th e r , w h o w as s i t t in g o n th e p o rc h .
M r. P o lk w e n t a ro u n d to w h e re th e f a th e r w as
a n d th e n to ld h im a b o u t s te a lin g th e se th in g s ,
a n d to ld h im I (E lb e r t) s to le th em . In th e h o u se ,
w h ile M r. P o lk w a s ta lk in g to f a th e r , M r. P o lk
c a lle d f a th e r a n d to ld h im to co m e u p th e re a t
th e c rib , a n d f a th e r to ld h im th a t he w o u ld n o t
co m e u p th e re w h ile h e w a s d r in k in g . H e (M r.
P o lk ) c a m e u p th e re a f t e r h e h a d r u n m e , a n d
c o m e e v en w ith th e c r ib a n d sa id , “ L o u is , co m e
u p h e re .” T h e d e fe n d a n t , E lb e r t B lak e , w as
w a y u p in th e fie ld a t th is tim e , b u t d id n o t k n o w
th e e x a c t d is ta n c e . W a s th e sa m e d a y w h e n
M r. P o lk w e n t to th e h o u se a n d ta lk e d to f a th e r
a b o u t h im (E lb e r t) s te a l in g th e s in g le tre e s .
M r. P o lk a r r iv e d a t th e h o u se f irs t, a n d w a s
s ta n d in g in th e y a rd w h e n h e (E lb e r t) a r r iv e d .
U p o n h is a r r iv a l , th e d e fe n d a n t te s tif ie d th a t he
w e n t in to th e h o u se a n d f a th e r a sk e d a b o u t th e
s in g le tre e th a t M r. P o lk w a s ta lk in g a b o u t a n d
I to ld h im w h e n I c am e to th e d o o r th a t Mr.
P o lk say s , “D o n ’t s a y it a n y m o re th a t th e y a re
m in e , i f y o u do I w ill k ill y o u .” M r. P o lk w a s
ta lk in g to th e f a th e r a n d w a s g e ttin g h is g u n in
h is p o c k e t. H e w a s s ta n d in g r ig h t b e s id e th e
p o rc h , a n d D ad w a s u p o n th e p o rc h . T h e de-
36
f e n d a n t w as in th e h o u se . T h e n M r. P o lk sh o t
a t th e d e f e n d a n t ’s f a th e r , L o u is B lak e , a s he
w a lk e d in to th e h o u se , th e b u lle t h it u p in th e
h o u se so m e w h e re . D ad w e n t in to th e h o u se ,
le a v in g th e d o o r o p e n , a n d a f t e r M r. P o lk sh o t
D ad go t h is g u n , a n d he sa y s (L o u is B la k e ) , “ M r.
P o lk is r u n n in g o v e r u s, a n d I w ill sh o o t a n d
t r y to sc a re h im .” H is g u n w as ly in g u n d e r th e
b e d w h e re h e a lw a y s k e p t it. B o y ’s g u n in th e
t r u n k . A f te r se e in g th e d e c e a se d sh o o tin g in to
th e h o u se , th e d e fe n d a n t te s tif ie d th a t h e lo o k ed
o u t th e d o o r a n d w as in te n d in g to ta lk to M r.
P o lk , a n d th e d e c e a se d h a d h is g u n o n th e d e
fe n d a n t , a n d sa y s , “ I f y o u c o m e o u t o f th a t
d o o r , I w ill k ill y o u ,” a s I tr ie d to b e a b ig g e ty
n ig g e r . G ot h is g u n a f t e r th e d e c e a se d h a d
th re a te n e d to k ill h im , i f he c a m e o u t o f th e
d o o r . H e id e n tif ie d h is g u n a s th e lo n g o n e , a
38. C am e b a c k to d o o r w ith g u n in h a n d a n d
s ta r te d o u t th e d o o r , b u t p u t g u n o n th e b ed
a n d w a s g o in g o u t a n d t r y to re a s o n w ith M r.
P o lk a n d t r y to m a k e h im q u it, b u t a s h e s ta r te d
o n th e p o rc h M r. P o lk h a d g u n o n h im a n d th e
d e fe n d a n t th e n re a c h e d f o r h is g u n a n d sh o t
h im . D id n o t ta k e d e lib e ra te a im , b u t th e d e
c e a se d fe ll a s so o n as th e sh o t w a s f ired . H e (M r.
P o lk ) w a s s ta n d in g a t th e c o rn e r o f th e p o rc h .
T h e r ig h t c o rn e r o f th e p o rc h . T h e d e fe n d a n t
w a s s ta n d in g in th e d o o r o f th e h o u se , a b o u t
40 fe e t f ro m h im , a n d w a s in th e h o u se w h e n
37
th e f a th e r w as sh o o tin g in th e h o u se . D id n o t
k n o w h o w f a r he w as f ro m M r. P o lk th e n . Mr.
P o lk w as o n th e g ro u n d w h e n th e d e fe n d a n t
sh o t, a n d th e f a th e r w a s sh o o tin g in to th e w a ll.
D id n o t k n o w w h e th e r he w as sh o o tin g to w a rd s
M r. P o lk o r n o t. D a d d y w as in the h o u se w h e n
th e d e fe n d a n t w e n t to th e d o o r a n d t ire d th e
sh o t. D id n o t s w e a r b e fo re A. J . W a tts , a n o ta ry
p u b lic , “ th a t th e t im e he f ired th e sh o t a t M r.
P o lk th a t he w as s ta n d in g a b o u t th re e fe e t f ro m
th e p o rc h o n th e g ro u n d , o n th e r ig h t s id e o f the
h o u s e .” D id n o t k n o w th e a c c u ra te n u m b e r o f
sh o ts f ire d b y h is f a th e r , b u t re c k o n e d it to be
a b o u t th re e . F a th e r d id n o t sh o o t th ro u g h th e
w in d o w f o r M r. P o lk sh o t th ro u g h it h im se lf .
D id n o t m a k e th e s ta te m e n t, “M y f a th e r th e n
sh o t tw o sh o ts th ro u g h th e w a ll o f th e h o u se ,
a n d in th e d ire c tio n o f M r. P o lk .” D id n o t
s w e a r to a n y th in g in th e p re se n c e o f M r. E llis ,
s h e r if f ; B. M. M iln er, d e p u ty sh e r iff , a n d J . W .
N e w to n a n d T . M. C liffo rd . D id n o t say , “ I
le a n e d o u t th e d o o r w ith m y 45 se c u re ly h e ld
in m y le f t h a n d a n d a f t e r I t ire d o n e sh o t I
k n e w I h a d h i t h im . I sa w h im f a l l .” T o ld A. J.
W a tts , n o ta r y p u b lic , th a t M r. P o lk h a d a g u n on
h im , b u t th e n o ta r y fa i le d to p u t it in th e s ta te
m e n t. A f te r sh o o tin g th e d e ce ase d he th re w
th e g u n o n th e b e d a n d w e n t to th e r a i l r o a d a n d
s a t d o w n . N o o n e s ta y e d a t h o m e f o r d in n e r .
O n e b o y a n d m o th e r w e re th e re w h e n th e f a ta l
38
sh o t w as f ired . A f te r f a th e r t ire d in th e h o u se
th e y r a n o u t th e b ack . D id n o t go to see w h e th
e r M r. P o lk w a s h u r t o r n o t, k n o w in g h is life
w as in d a n g e r , i f he w as n o t h u r t . D id n o t tell
f a m ily he h a d sh o t th e d e ceased , b u t f a th e r
m a d e th e r e p o r t . H ad n o t m a d e a n y a r r a n g e
m e n ts b e fo re he d id th e k i ll in g a n d w as n o l
th in k in g o f k ill in g a n jm n e o r g e ttin g k ille d .
A f te r th e k illin g , h e f irs t w e n t to P in e B lu ff.
S ta y in g th e re o n e n ig h t, he w e n t to S ta m p s , A r
k a n sa s , a n d w e n t to A ce T h o m a s ’ a t S ta m p s a n d
c a lle d th e o fficers a n d to ld th e m w h e re h e w as.
W a s n o t p ic k e d u p a t a g ro c e ry s to re th e re , b u t
c a lle d th e o fficers a n d w a ite d u n t il M r. T a tu m
a r r iv e d . H e d id n o t h a n d c u f f m e . T h e s ta te
m e n t w a s w r i t te n a n d re a d o v e r to h im a n d he
s ig n e d it a s b e in g tru e , a f t e r te ll in g th e m th a t
lo ts o f th in g s in th e re (W r i t te n S ta te m e n t) w as
n o t r ig h t, a n d h e say s , “ T h a t w ill be a ll r ig h t .”
Y et he s ig n e d it. K n ew M r. W a tts , n o ta r y p u b
lic. R e la te d M r. W a t ts ’ s ta te m e n t , “ T h e m fe w
lit t le m is ta k e s d o n ’t a m o u n t to a n y th in g .” D id
n o t s w e a r to th e s ta te m e n t. W a s a t th e b a r n w ith
M r. P o lk , a n d he w a s d r in k in g . T h e d e c e a se d
h a d so m e in h is p o c k e ts a n d ta lk e d a s a p e rs o n
ta lk s w h e n d r in k in g . H a d a lw a y s o b e y e d th e
d e c e a se d a n d n e v e r h a d a n y c ro ss w o rd s w ith
h im .
O n redirect examination b y M r. M a rtin ,
th e d e f e n d a n t te s tif ie d th a t he h a d n e v e r b e e n
39
im p u d e n t to th e d eceased , a n d it w as th e firs t
tim e a n y c ro ss w o rd s w e re p a sse d b e tw ee n
th e m . H e d id lik e M r. P o lk . F a th e r w a s a lw a y s
o b e d ie n t to M r. P o lk . S ix sh o ts w e re f ired b e
f o re th e f a ta l sh o t w as fired . D e fe n d a n t te s t i
fied th a t h e co u ld n e i th e r re a d n o r w r ite a n d
th a t he h a d liv ed a n d w o rk e d on th e f a r m all o f
h is l ife . D id n o t s ig n th e p a p e r , ju s t to u ch e d
th e p e n , a s h e w as to ld . D id n o t k n o w w h a t th ey
w e re p u t t in g d o w n o n th e p a p e r .
O n re-cross examination b y M r. S m ead , th e
d e fe n d a n t te s tif ie d th a t w h ile a t th e c o u r th o u s e
in th e p re s e n c e o f J . W . N e w to n , th e s ta te m e n t
w a s d ra w n u p a n d ty p e w ri t te n , a n d th e re w ere
so m e th in g s th a t w e re n o t t ru e a n d he d id n o t
g e t r ig h t a n d w h e n to ld th e se th in g s w e re n o t
r ig h t, M r. C liffo rd sa id , “T h a t is o k a y , w e w ill
s t r a ig h te n th a t o u t .”
O n re-redirect examination b y M r. M artin ,
th e d e f e n d a n t te s tif ie d th a t th e s ta te m e n t w as
n o t w r i t te n d o w n a t h is re q u e s t , b u t h e w as sen t
fo r , in o r d e r th a t th is s ta te m e n t m ig h t be
d r a w n u p .
W itn e s s e x cu se d .
(T r . p p . 85-90)
H omer Brow n , a w itn e s s o n b e h a lf o f th e
d e fe n d a n ts , o n b e in g d u ly sw o rn , te s tif ie d th a t
h e w a s 18 y e a r s o ld . O n C h r is tm a s d a y , 1931,
40
he w as a t th e h o m e o f L o u is B lak e . S aw th e
d e ce ase d o n th a t d a y , w h e n h e c a m e f ro m h is
h o m e d o w n th e re . D id n o t see th e sh o o tin g .
T e lls th e j u r y : “W ell, I w a s g o in g o n d o w n th e re
a n d he (P o lk ) to ld m e to te ll L o u is to co m e
u p th e re a n d I to ld h im (L o u is ) , a n d L o u is sa id ,
‘N o, h e w as n o t g o in g u p th e re ,’ a n d I w e n t o n
in th e h o u se th e n a n d sa t d o w n a n d I w as p la y
in g w ith th e c h ild re n , a n d o n e o f th e m w e n t to
th e d o o r a n d sa id so m e th in g a n d th e n I w e n t to
th e d o o r a n d lo o k ed a n d I saw E lb e r t r u n n in g
u p th e re a n d L o u is c a lle d h im a n d to ld h im to
co m e o n to th e h o u se , a n d h e c a m e o n to th e
h o u se a n d th e n I lo o k e d u p a n d th e n M r. P o lk
w a lk e d in to th e y a rd ga te , a n d th e n I g o t u p .”
M r. P o lk w as a t N e lse s ’ h o u se w h e n h e s e n t fo r
L o u is B lak e . S aw M r. P o lk a f t e r E lb e r t a f t e r
h e (M r. P o lk ) h a d le f t N e lse s ’ h o u se . T h e w i t
n e ss te s tif ie d th a t he w a s in th e h o u se w h e n M r.
B ra d P o lk w a lk e d in to th e y a rd g a te a t L o u is ’
h o m e . D id d e liv e r th e m e ssa g e to L o u is B lak e
f r o m M r. P o lk a n d a lso to ld M r. P o lk w h a t L o u is
h a d sa id . L o u is B la k e w a s o n th e p o rc h in a
c h a i r w h e n M r. P o lk w a lk e d in to the y a rd . D id
n o t h e a r w h a t M r. P o lk sa id to L o u is , a n d d id
n o t k n o w h o w lo n g th e c o n v e rs a t io n la s te d f o r
h e l e f t th e n . E lla W a ts o n c a lle d h e r tw o c h il
d re n a n d le f t , a n d I le f t too , b e fo re a n y sh o ts
w e re f ired . D id n o t k n o w w h e th e r th e re w as
a n y th in g in th e v o ice o r c o n d u c t o f a n y o n e th a t
41
w o u ld c au se a n y o n e to b eco m e a f r a id . H ad
b e e n g o n e ju s t a l i t t le w h ile b e fo re sh o ts w e re
h e a rd , a b o u t a h u n d re d y a rd s a w ay .
On cross-examination by M r. S in ead , the
w itn e s s te s tif ied th a t he saw B ra d P o lk a t N else
B o x ’s p lac e a n d h e (P o lk ) to ld h im to tell L o u is
to co m e u p th e re . V an B ro w n w as th e re w ith
th e w itn e s s , a n d he (B ro w n ) s ta y e d th e re a b o u t
a h a l f h o u r . E lb e r t B lak e c a m e h o m e , a n d le f t .
C o u ld n o t sa y he sa w th e d e fe n d a n t c a r ry a n y
th in g w ith h im . D id n o t see a n y g u n s . Mr.
P o lk w a s a f t e r E lb e r t a n d the b o y w as ru n n in g .
N o g u n s w e re sh o t th e n , a n d s e a te d in th e h o u se ,
th e w itn e s s so o n sa w M r. P o lk w a lk in th e ga te .
L o u is w a s s e a te d o n th e p o rc h , a n d th e c o n v e r
s a tio n s ta r te d . D id n o t k n o w w h e re E lb e r t w as
a t th is tim e , b u t L o u is w as s till o n th e p o rc h
w h e n th e w itn e s s le f t . S u re th a t L o u is h a d no
f i r e a rm s re a d y w h e n he le f t . V an B ro w n w as
h o m e , h a v in g le f t a lo n g tim e b e fo re th is . B ro w n
te s tif ie d th a t h e w a s re la te d to L o u is B la k e ’s
w ife . H e d id ta lk to M r. T. M. C liffo rd a b o u t
th e case , b u t d id n o t te ll h im th a t M r. P o lk d id
n o t r u n a f t e r E lb e r t B lak e .
W itn e s s ex cu se d .
(T r . p p . 90-95)
Van Brow n , a w itn e s s o n b e h a l f o f th e d e
fe n d a n ts , o n b e in g d u ly sw o rn , te s tif ied o n
42
DIRECT EXAMINATION by Mr. Martin, that he
was 17 years old, and lived two miles from Ste
phens. Knew the defendants, and also the de
ceased. On Christmas day, 1931, he was at the
home of Louis Blake. Saw the deceased on that
day going up to Blake’s house. Saw Elbert
Blake at the house. First saw Mr. Polk at
Nelses’ barn, and Louis Blake’s barn was located
up at Nelses’. Was not at Blake’s house when
Mr. Polk arrived. Did not see Mr. Polk run
ning after Elbert Blake, but saw young Blake
running. Left the house immediately after see
ing young Blake running.
On cross-examination by Mr. Sinead, the
witness testified that he was a brother to Homer
Brown, and that they arrived at Blake’s house
about 12 o’clock. Did not talk to Mr. Polk, after
seeing him at Nelses’ barn, but the brother did.
Did not know what conversation went on be
tween them. Went into Blake’s house and El
bert was there, but did not know when he went
out. Did not leave with brother, but a little
while before. Left running for he did not know
what would happen. Saw Elbert running, but
did not see Mr. Polk at all. Did not see any
guns. Did not hear Louis make any statement
about having trouble with Mr. Polk. Nothing
to alarm him when he saw Mr. Polk up at the
barn.
Witness excused.
DIRECT EXAMINATION, Mr. Martin:
(Tr. pp. 95-99)
E l l a W a t s o n , a witness on behalf of the
defendants, on being duly sworn, testified that
she knew the two defendants and that they were
related by marriage. Had been at the house,
prior to the time the shooting was done. Went
to the Blake house to have dinner with them
about 11 o’clock, but left before dinner, because
Mr. Polk called Louis Blake up to that house on
side of the highway and Louis would not go,
and after seeing Elbert running around the
house. Mr. Polk had called Louis and told him
to come up there that he wanted to have a set
tlement with him. Elbert Blake was just out
side of the yard when the witness left. Came
over to the house with Louis Blake in a wagon.
Had seen Mr. Polk while in Louis Blake’s wagon
that morning, when they passed Mr. Polk’s
house and he came out to the wagon and asked
them to come in and have a drink, but Louis
refused, saying he would return after carrying
her home. Neither of them appeared to be
angry.
On cross-examination by Mr. Smead, the
witness testified that when Mr. Polk came out to
the wagon, both of them seemed to be in good
humor. The witness was there when the Brown
boy told Louis what Mr. Polk had said. Louis
43
44
said that he wouldn’t go up there. She testified
that she was back in the garden among the trees
when the shooting took place. Did not see Louis
with a gun before leaving the house, but had
seen him with a gun when he came to her house
about 11 o’clock that morning. He carried it in
his right pocket. Elbert did not have a gun.
Louis mentioned that he was going to move, but
did not speak of any trouble with Mr. Polk. Did
not know Louis and Mr. Polk had some trouble
about the settlement over the crop.
On redirect examination by Mr. Martin,
the witness testified that she could smell liquor
on Mr. Polk’s breath when he was standing near
the wagon.
Witness excused.
(Tr. pp. 100-117)
Louis Blake, one o f the defendants, on be
ing duly sworn, testified that he was 42 years old
and was reared at Nevada County, Arkansas,
but had lived in Ouachita County about five
years. Farmed all of his life, except the two
years at war. Had moved down to Mr. Polk’s
place about March of last year, but had lived
there on his place before that. Had granted Mr.
Polk a loan of $200, bonus money. Never any
trouble between the two of them before. Had
no words at all about moving. Mr. Polk said,
45
“I hate to see you leave, my girls like your wife
to help them.” Drew water for them that morn
ing and would get wood for them, also. Had a
final settlement about our business transactions,
except one bale of cotton. Never any hard feel
ings between the two of them. Did not make
this statement to Walter Jones: “that I was hav
ing trouble with Mr. Polk, and I would stay there
if it took my 45 to do it.” Between 10 and 10:30
that morning I was home, and stayed there to
help Gris Guttry and Brown Harris to put some
blocks under a house and helped them to saw
some blocks. Got to Stephens about 12 o’clock
that day. Was not in Stephens Christmas Eve
day between 10 and 10:30 o’clock, and did not
have any conversation with Jones. Never
threatened Mr. Polk in any way. Mr. Polk came
to Blake’s house about 12:15 Christmas Day.
Had seen Mr. Polk when he (Louis) went to get
Sam Watson’s wife and children to have dinner
with him. Coming by Mr. Polk’s house, he saw
Mr. Polk in the road, and he (Louis) said,
“Christmas gift,” and the deceased laughed and
said, “Louis, I got a drink for you around here,
if you want it,” and I says, “Mr. Polk, I done
quit drinking,” and he says, “Come on, it won’t
do any harm,” and I says, “No, sir,” but then I
says, “I will come back and take it.” After not
going back, Mr. Polk sent word for me to come
up to Nelses’ house, but did not go, nor did I
46
send anyone. Elbert was sent to tell some boys
to have dinner with him. The barn is located
about 30 yards from Nelses’ house and corn and
seed was kept in there. Could see the door ot
the barn from the house. Saw Mr. Polk inside
of the crib, throwing corn out into the lot, and
saw him when he got after the boy. Tells jury
what he saw: “I could not hear what they said.
My wife told the boy that she was going to put
dinner on the table and for him to go and tell
Joe and Clarence to come and eat dinner with
us, and I was sitting out there on the porch
and some of them says, “Look at Elbert run
ning,” and I hollered and told Elbert to come
on home and he run on down there and he did
and Mr. Polk come over the lot behind him and
he (Polk) had his pistol in his right hand, and
I got up and went out on the porch and Elbert
then run under the well shed and then ducked
around the house, and then ran out into the
field up towards the light plant, he was running
for life, and I says, “What in the world is the
matter with you,” and he says, “Mr. Polk is
after me with the single tree and gun,” and I
says, “You come on to the house,” and he come
to the house then. Did not go when Mr. Polk
sent for him because he knew Mr. Polk to be
dangerous when drinking. Ella Watson saw
Mr. Polk coming and said, “He is coming, and
I is gone,” and she went out the back way. She
47
did not leave until she saw him (Polk) coming
towards the house. He states what was done and
said from the time he left the crib door until
he (Polk) was killed:
“He says, ‘Louis, come on and get this,’ and
I says, ‘Mr. Polk, I is not coming up there,’ and
I says, ‘Mr. Polk, this is Christmas Day, this is
the Lord’s prayerful day,’ and he says, ‘That
don’t make a damn, you come on up here and I
want to show you what your boy has done,’ and
I says, ‘What is he done, Mr. Polk?’ and he says,
‘He has my tools in your crib, and two wooden
singletrees and an iron singletree,’ and I says,
‘No, sir, Mr. Polk, them is ours,’ and he says,
‘You God damn black son-of-a-bitch,’ and then
he got his gun and I broke and run into the
house and my boy was looking out the crack in
the door and he (Polk) shot right there close,
and my baby fell; I thought it was shot, and I
grabbed my pistol and I shot into the wall of
my house. I was just shooting in the wall; was
just trying to frighten him, and then after I
shot four (4) times, Mr. Polk shot through the
window and the bullet lodged in a 2 x 4 there
in the house, and I grabbed the little child and
I started out the back way, and Elbert says, ‘Mr.
Polk nearly knocked me crazy with the single
tree,’ and I was backed up there against the
wall, and I thought by that time that Mr. Polk
was gone, and Elbert stepped out on the porch
48
and then run back and got his gun and shot, and
I looked around and Elbert says, ‘I done shot
him,’ and I says, ‘You should not have done
it,’ and Elbert then says, ‘Papa, he had his gun
right on me,’ and then I got my hat and told
my folks that I was going to tell Mr. Polk’s folks
that he was shot, and I run up there and I called
Miss Helen and I says, ‘Miss Helen, Elbert has
done shot Mr. Polk,’ and she says, ‘Tell me what
to do,’ and I says, ‘Us go and get the doctor and
the law,’ and I said to her, ‘You should not drive
the car yourself, you is too nervous,’ but she did
anyway, and I jumped into the back seat and
went on up there and she stopped the car and
I got out and went into Dr. Sander’s house, and
he (Dr. Sanders) says, ‘You better tell Mr. Her
bert,’ and we went on up to Mr. Herbert’s house
and told him, and don’t you know if I had shot
Mr. Polk that I would not have gone up there.
(Herbert is Mr. Polk’s son.) Then after that I
got in Mr. Cecil Thornton’s car and he drove me
back to the house and when we got there Mr.
Herbert looked over there and saw that his papa
was dead, and he pulled his gun and tried to
shoot me and I grabbed it and says, ‘I have not
done anything, and you ought not to shoot at
me,’ and Mr. Cecil Thornton says, ‘Don’t do
that; don’t shoot him; I don’t think that Louis
did anything,’ and they held them and would not
let him shoot me. I did not try to hurt Mr. Her-
49
bert Polk for I liked him, and it was the only
trouble we had ever had. It was perfectly sat
isfactory for me to move from the place.”
On cross-examination by Mr. Smead, the
defendant testified that he never did have any
trouble with Mr. Polk about the settlement. He
denied that Mr. Polk made the following state
ment to him in the fall, in the presence of Joe
Huddleston, and he walked away: “that you
would have to come on and shoot square like
the rest of the boys with the corn and the peas.”
Did not try to hold out more than his share of
the crop. Did not owe him any money, having
had a settlement along in the fall. He identified
the large gun as his wife’s, and said the boy
used that one and he used the 38, but he was not
accustomed to carrying a gun everywhere he
went. He had the gun that day because on the
night before after coming from town he heard
the dog bark, and thinking someone about the
crib, he got his gun and went to the crib, but
did not see anyone. Placed the gun under the
blanket on the wagon seat. On the following
morning, when the defendant went for Ella
Watson, he testified that the pistol was on the
spring seat, and he did not tell her he carried
it all the time, nor did he make such a statement
to Mr. Jones or Mr. Huddleston. Never threaten
ed Walker with it, and had never had any trou
ble with him. The gun was given to him by a
50
sergeant in the army. Said “Good morning” to
Mr. Polk when he saw him, and Mr. Polk, seem
ingly, was in a good humor. He (Polk) did not
pull a gun on him. Offered the defendant a
drink but he says, “No, sir, Mr. Polk, I done quit
drinking, it hurts me,” and he say, “That don't
matter, come on and take a little drink,” and I
says, I don’t want to take one.” There was no
discussion of the settlement there, and did not
ask him to come to my house for a settlement.
At that time the gun was on the seat, under a
blanket. Arriving home, the children pulled the
blanket off of the seats, and I (Louis) carried
the gun in the house and put it up. Did not
know that Mr. Polk was coming up to the house.
I got home about dinner time and it was about
30 minutes later when the boy came and told me
Mr. Polk wanted to see me. I didn’t go for I
saw Mr. Polk turn up a bottle with something
red in it and drink it under the well shed. Shed
is about 100 yards from the house. Don’t know
what he was drinking, only it was red. Polk was
not drunk when he came to the house, but was
staggering, as he entered the gate. Had never
had any trouble with him and he always dealt
fairly. Had seen him get after other fellows
when drinking, but had never bothered him
(Louis). Mr. Polk did not mention any more
corn that was to come from me. Didn’t want
to go when Mr. Polk sent for him because he
51
(Polk) was drinking. Tells what happens when
the boy goes up there: “I seen the boy running,
he come out of the lot running, and Homer
Brown says, ‘Look yonder, how Elbert is run
ning,’ and I run to the door and says, ‘What is
the matter with you?’ and by that time he had
gone behind the house beside the fence, and he
says, ‘Mr. Polk is after me with a singletree,’ and
I says, ‘You come to the house,’ and he come on
around back of the house and come into the
house, and then Mr. Polk says to me, ‘Louis, I
want you to come and look and see what Elbert
has done, he has all of my singletrees up there,’
and I says, ‘No, sir, he don’t have any of yours,’
and he says, ‘Yes, he has four or five of them.’
and I says, ‘No, sir, I guess not, I bought them
singletrees myself from Mr. Smith and they are
mine,’ and then he says, ‘You God damn son-of-
a-bitch, don’t you say that any more,’ and then
he reached for his pistol,” and at that time he
had his specks in his hand. He pulled his gun
and his specks at the same time. Started in the
house and he (Polk) shot at me, but did not
hit me. Did not close the door, because my wife
and children were standing around the edge of
the door. I got my gun, but did not go out, and
starting shooting in the north end of the house.
Mr. Polk was standing right out the other way
by the post of the gallery. Did not see Elbert
then, for all of the children were crying. Just
52
shooting to scare him. Made a statement to
the officers about the killing and they wrote it
down. Being unable to read or write, he did not
sign it. I shot three or four times. Did not
shoot in the direction Mr. Polk was standing. I
denied the shooting at first, because I thought it
best to testify in court. Mr. Polk shot two times,
once when I went in the door, and through the
window once. The porch faces the west, and
the rooms run north and south. Did not shoot
at Mr. Polk through the window, he shot at me.
The distance between the two bullet holes, the
one at the door and the one at the window, is
about fourteen feet.
Witness excused.
(Tr. pp. 117-126)
Stella Blake, a witness on behalf of the
defendant, Elbert Blake, on being duly sworn,
testified on DIRECT EXAMINATION by Mr.
Martin, that Louis Blake was her husband. Was
at home on Christmas day when Mr. Polk was
killed. Saw Mr. Polk up at the barn, and when
he got over the fence and started running after
Elbert. Tells the court what she knows: “Mr.
Polk come on and got over the fence and went
into Louis’ barn and commenced to throwing
out some feed and corn, and then he called
Louis and told Louis to come up there and they
would settle up and Louis did not go and then
53
Mr. Polk called him again and Louis still would
not go, and in a few minutes after that, after he
(Polk) went into the barn, Elbert got up and
went up towards the barn, and in a few minutes
I saw Elbert making a break to run, and he run
on through the next yard and run a piece up the
highway and by that time Louis called him and
told him to come on to the house, and then El
bert turned and got over the fence and come
back through the cotton field and I don’t know
which way Elbert came into the house, but he
come in some way, and then Mr. Polk come on
down that way, and he was cursing and coming
down the path there, and before he got to the
house Elbert was in the house, and then Mr.
Polk commenced to talking to Louis, and Mr.
Polk says, ‘It don’t make a damn if this is Christ
mas, I want to have a settlement with you,’ and
Louis said, ‘You go ahead and let me alone, 1
ain’t doing nothing to you—”
(The court here instructs the jury that the
testimony of this witness can only be considered
as to the defendant, Elbert Blake, she being the
wife of the defendant, Louis Blake.)
And then Louis hushed up, and did net say
another word, and then Mr. Polk started to come
in the door, and I was standing close by the door,
and then Mr. Polk says, “You God damned son-
of-a-bitch, if you get up and go in there I will
54
break you half in two,” and then he pulled his
gun and Louis run into the door and then Mr.
Polk shot, and then Louis shot and then I got my
baby and got in bed, and by that time Louis
made another shot; he shot into the wall, and
then Mr. Polk run from that place to the glass
window and made another shot, and then by
that time Elbert made a shot, and then when he
made his shot Mr. Polk disappeared. Mr. Polk
had said, “Come up here and let’s settle up for
this stuff this morning,” that is what he said.
He did not have any papers or a pencil in his
hands. Nothing was said about the rent.
On cross-examination by Mr. Smead, the
witness testified that Louis kept corn and peas
in the crib and was the stuff raised there on the
farm last year. Mr. Polk called Louis to come
up there and told him he wanted to straighten
out some things, but Louis did not go. Did not
send Elbert up there and did not know where
he was going- next thing, saw him running.
Louis was in the house, but went out into the
yard to call the boy. Elbert got to the house
first, and came in the house, about that time Mr.
Polk was entering the gate. Mr. Polk walked to
the porch and started to talking about a settle
ment for his corn. Louis was on the porch then.
Did not hear any discussion concerning steal
ing. He (Polk) was cursing and talking about
55
some tools and things. As Louis started to go
into the house, Mr. Polk said, “Don’t you get
up and go in there, you black son-of-a-bitch, I
will break you half in two.” Louis shot after
coming into the house. Heard a shot fired from
the outside. Knew Mr. Polk fired it and saw him
pull it from his pocket. He had his glasses on.
Mr. Polk did make a shot at Louis. Don’t know
where Louis shot, but remembered him shoot
ing two shots. Elbert was standing in the door
when he shot and Mr. Polk was at the north end
of the porch. Mr. Polk was standing about 8
or 10 feet from Elbert when shot. Saw Elbert
shoot, but did not see Mr. Polk fall. Elbert came
back through the house and Louis was in the
house also. Asked Louis if he killed Mr. Polk
and he said he didn’t know but he must have.
Did not hear any conversation between the two
of them, but Elbert walked out first, and Louis
went on out after him, both going out the back
door. Knew the daughters of the deceased, and
talked to them about it the next day. Did not
tell them that I was in the kitchen and did not
know a thing about it.
Witness excused.
(The defendant here moves the court for
the introduction of the written confession of
both defendants. Same is here read to the jury,
and follows here.)
56
DEFENDANT’S EXHIBIT “A”
(Tr. pp. 127-130)
INTRODUCED AT THE REQUEST OF THE
DEFENDANT
STATEMENT OF ELBERT BLAKE
“After being first fully advised by T. M.
Clifford, assistant prosecuting attorney, that
anything I might say at this time will be used
against me, I wish to make the following state
ment regarding the killing of Mr. Brad Polk,
who lived near Stephens, Ouachita County, Ar
kansas, and which killing took place shortly
after noon on December 25,1931:
“My name is Elbert Blake and I am the son
of Louis Blake and have been living on Mr.
Brad Polk’s place, close to Stephens, Ark. Along
about twelve o’clock on Christmas day, I had
started to Nelse Box’s house, where Clayborn
Turner and some other boys were, to ask them
to come down to my house and have dinner
with me. As I passed the crib where we kept
our corn and plow tools, located about 300 feet
in front of the house where I live, Mr. Brad
Polk called me and accused me of stealing two
singletrees that he found in the crib. I told him
that we had possession of these singletrees for
a long time and that I did not steal them, he
then hit me with a singletree which he had in
57
his hand, which was used on a plow and was
about three feet long and about two inches in
diameter. He hit me on the left side of my
head and dazed me for about five minutes. He
said he was going to kill me and I saw a pistol
in one of his coat pockets. I do not know which
pocket. Although he did not knock me down,
and although I was dazed, I ran around the shed
and wagon and mules and around the house,
through the crack of the fence and up towards
Stephens. My father saw me from the front
porch of our house, where he was standing
and called me to come back to the house. I then
turned and came back to the house. Mr. Polk
had walked, in the meantime, up by the side of
our house and was talking to my father, who
was still on the front porch. I went in the front
door of the house, and just as I went in Mr. Polk
shot at me with his revolver and I heard the bul
let go by me.
“After the first shot was fired, my father
came in off the front porch and went to the bed
with me where we kept our pistols and he went
up close to the window and began shooting
towards the place where Mr. Polk was standing
on the outside. Mr. Polk at this time was stand
ing about three feet from the porch on the
ground on the right side of our house. I got
my 45 calibre revolver and walked to the door
58
and when I looked out I saw Mr. Polk pointing
a gun at me. My father had already fired about
three shots, one of which he shot through the
window in the direction of Mr. Polk and the
other two shots he fired through the outside wall
of the house, also in the direction of Mr. Polk.
I leaned out the door with my 45 securely held
in my left hand, and after I fired one time I
knew that I had hit Mr. Polk, as I saw him fall. I
then turned and told my father I was very sorry
I thought I killed Mr. Polk, but that I had to do it.
I then laid the gun back on the bed in the front
room and went on through the house out the
back door and on over to the Cotton Belt Rail
road, where I caught a freight train going north
and got off at Pine Bluff. I caught another train
Saturday night out of Pine Bluff and went to
Stamps, Arkansas, Saturday night where I stay
ed until I was picked up in a grocery store in
the town of Stamps, Ark.
“I had never had any previous trouble with
Mr. Polk and I do not know whether he had
been drinking or not as he was talking as he
always did in the usual way except that he talk
ed angry.
“This statement is made by me and signed
this 31st day of December, 1931, in the presence
of A. W. Ellis, B. M. Milner, J. W. Newton and
T. M. Clifford, without any promises on their
59
part or anyone else of immunity and without
threats of any kind on their part or any per
suasion. This is my voluntary statement.
“ W i t n e s s :
“J. W. Newton
his
“Elbert X Blake,
mark
“Subscribed and sworn to before me, a No
tary Public, in and for the County of Ouachita,
State of Arkansas, this 31st day of December
1931.
“A. J. Watts, N. P.
(SEAL)
“My commission expires July 1st, 1935.”
DEFENDANT’S EXHIBIT “B”
(Tr. pp. 131-133)
INTRODUCED AT THE REQUEST OF THE
DEFENDANT
STATEMENT OF LEWIS BLAKE
“My name is Lewis Blake, I live a mile and
a half from Stephens, Ark., on No. 3 highway on
the farm of Mr. Brad Polk, who was shot and
killed on this 25th day of December, 1931, about
12 noon. Shortly before noon, Homer Brown
came to my house and said that Mr. Brad Polk
60
wanted to see me. When I did not go down to
see Mr. Polk, he came up to the place where I
lived and went to the barn, about 125 yards from
the house, and about this time my son, Elbert
Blake, was passing the barn where Mr. Polk was
and I saw that they got into some kind of an
argument. Then Elbert ran through the yard
and came over the fence and started off toward
town. I said to Elbert, ‘Come to this house and
behave yourself.’ Elbert came in the house,
entering by the back door. Just before Elbert
reached the house, Mr. Polk walked in front
of the house where I was sitting on the front
porch. He tried to tell me that my boy had the
reputation of stealing and said that he wanted
me to settle with him about some stuff my boy
had stolen from him. I told Mr. Polk that Wal
ter Jones had given me the things that he said
my boy had stolen from him. Mr. Polk got mad
at me then and became abusive and called me
a God damned black son-of-a-bitch and at the
same time he pulled his revolver from his right-
hand coat pocket and I got up and started in the
house, and as I got in the door, Mr. Polk fired
the shot. I went to the foot of the bed where I
kept my revolver, a 38 Smith & Wesson, and
came to the front of the house and began to
shoot through the outside walls in the direction
where Mr. Polk was standing. I did not intend
to shoot Mr. Polk, but thought he would be
61
frightened away. I shot three or four times
after which my son, Elbert, came to the front
door and leaned out and fired one shot from a
45 calibre pistol and then turned and stated to
me that he had killed Mr. Polk. Elbert went on
through the house and out the back door and I
have not seen him since.
“Mr. Polk seemed to me to be drinking very
heavily and was very abusive. Mr. Polk shot
the second time from his revolver after I shot
three or four times and the ball came into the
room and I heard it hit somewhere near the
stove. This happened in Ouachita County on
this the 25th day of December, 1931, and I have
made this statement which constitutes the true
facts and circumstances regarding the shooting
of Mr. Brad Polk, after first being advised by
T. M. Clifford, deputy prosecuting attorney, that
any statement that I made would be used
against me. I further wish to state that this
statement was made by me without any promise
of immunity and without any threats being
made on the part of any officer or anyone, in
the presence of J. C. McGaughy, J. W. Newton
and T. M. Clifford.
his
“Lewis X Blake,
mark
“I, Stella Blake, the undersigned, have
heard and read the above statement made by
62
my husband, Lewis Blake, and state that his
statement is true. I was present at the time Mr.
Polk was killed and was standing in the front
room of the house.
“Stella Blake.
“This 25th day of December, 1931.”
(Tr. pp. 134-135)
Louis Blake, the defendant, on being re
called, testified on DIRECT EXAMINATION by
Mr. Martin, that he was right-handed.
On cross-examination by Mr. Smead, the
defendant testified: “Q. After this shooting and
when you were under arrest, how many shells
did you have in your pocket for this gun?”
(Defendant objects; overruled; excep
tion.)
The defendant stated he had two shells in
his coat but had not worn the coat for six
months, his wife having gotten it out of the
trunk, and he did not know the shells were
there. One shell did fit the gun, and the other
two were for the 45. Had the shells in pocket
when arrested.
(The defendant here moves the court to
strike the cross-examination of the defendant.
Overruled; exception.)
W itn e s s e x c u se d .
63
Elbert Blake, the defendant, on being re
called, testified on DIRECT EXAMINATION by
Mr. Martin that he was right-handed.
On cross-examination by Mr. Smead, he
stated that he could shoot with either hand. Had
not had much practice with the gun. Stated that
he shot one time.
Witness excused.
(Tr. pp. 136-142)
W. A. Green, a witness on behalf of the de
fendants, on being duly sworn, testified on DI
RECT EXAMINATION by Mr. Martin, that he
lived at Stephens, Arkansas, and had lived there
for 25 years. Operates a grocery store. Visited
the scene of the killing and on entering the house
found six holes, where six bullets hit the house.
Explains what he saw there as to bullet holes:
“Well, there is a bullet hole above the door, in
the door facing above the door. It hit right
square in the front, and there were two shots
fired on the inside of the room, right in the
north corner of the room, and there were two
shots fired from the inside of the room and
which went through the corner of the room,
next to the corner of the porch. One bullet
came from the front door and hit the door and
hit the window and come back inside of the
(T r. pp. 135-136)
64
h o u se a n d s tu c k in th e w a ll. It w a s in th e l in e
o f th e d o o r . T h is is B la k e ’s h o u se , a n d it is
s tr ip p e d , y o u k n o w , a n d th e b u lle t h e re h i t o v e r
th e d o o r a n d h it th e b a t to n o n th e o u ts id e . T h is
b u lle t h e re j u s t h i t th e b o a rd o n th e o u ts id e , a n d
it d id n o t b r e a k a p a r t , it h it th e b o a rd o n th e
o u ts id e a n d w e n t r ig h t s tra ig h t , s q u a re in lin e
d o w n th e w a ll, a n d th e n th e re w a s a sh o t w h ic h
a p p e a re d to h a v e b e e n sh o t f ro m th e n o r th w e s t
c o rn e r o f th e h o u se , r a n g in g u p w a rd a n d h i t
tin g th e e a s t c o rn e r o f th e w in d o w fa c in g . T h e
size o f th is b u l le t a p p e a re d to be a 32, a n d it
lo d g ed in th e w in d o w c a s in g .”
(T h e p la t is h e re e x h ib ite d to th e j u r y a n d
th e y a ll e x a m in e sa m e .)
A j u r o r n o w ta k e s th e w itn e s s f o r f u r t h e r
e x a m in a t io n :
B u lle t th a t h it th e b a t to n , s e e m in g ly , c a m e
f r o m a 38. T h e b u l le t h o le th r o u g h th e w in d o w ,
se e m in g ly , w a s a 32. T h e o n e th a t c a m e in th e
ro o m w a s a la rg e b u lle t , a b o u t a 38. I t c a m e
th ro u g h th e d o o r h e re a n d h it th e w in d o w a n d
c o m e b a c k in s id e a n d lo d g e d in th e w a ll o f th e
h o u se . T h e sh o ts w e re a b o u t a f o o t f r o m th e
c o rn e r — o n e w a s a l i t t le f u r t h e r a w a y th a n th e
o th e r . T h e b u l le t th a t h it a b o v e th e d o o r h it
s t r a ig h t .
65
(P la t is h e re in tro d u c e d in e v id e n ce , m a r k
ed E x h ib it “ C” d e fe n se , a n d m a d e a p a r t
h e re o f .)
On cross-e x a m in a t io n b y M r. S m ead , the
w itn e s s te s tif ie d th a t he d id n o t see th e b u lle ts ,
b u t he ju d g e d f ro m th e size o f th e h o les . B u l
le t th a t w a s sh o t f r o m th e d o o r a n d w e n t r ig h t
d o w n b e s id e th e w a ll, w a s a la rg e b u lle t , a n d
p ro b a b ly th e o n e th a t k ille d M r. P o lk . T h e
o th e r b u lle t th a t w a s f ired f ro m th e d o o r a n d
lo d g ed in th e w a ll w as a b o u t th e sa m e size b u l
le t. W e n t th e re w ith L u th e r E llio tt . T h e re
w a s o n e 45 sh o t th a t w a s f ired in th e d o o r a n d
w e n t in th e w in d o w . T h e o n e sh o t f ro m th e
o u ts id e a n d h it th e b o a rd o n th e w in d o w w a s
a s m a lle r b u lle t .
O n r ed ir ec t e x a m in a t io n b y M r. M a rtin , th e
w itn e s s s ta te d th a t h e k n e w th e d e fe n d a n t , L o u is
B lak e , a n d h a d k n o w n h im f o r th re e y e a rs . As
f a r a s k n o w n , th e d e fe n d a n t , L o u is B lak e , h a d
a g o o d re p u ta t io n .
O n r e -cross e x a m in a t io n b y M r. S m ead ,
th e w itn e s s s ta te d th a t he h a d n e v e r h e a rd a n y
o n e s a y th e r e p u ta t io n o f th e d e fe n d a n t w as
goo d . N e v e r h e a rd M r. B. M o rg an m a k e s ta te
m e n t c o n c e rn in g th e d e fe n d a n t , L o u is B lak e .
( D e fe n d a n t o b je c ts ; su s ta in e d .)
W itn e s s e x cu se d .
66
B. G u t t r y , a w itn e s s o n b e h a lf o f th e d e
fe n d a n ts , o n b e in g d u ly sw o rn , te s tif ied o n
D IR E C T E X A M IN A T IO N b y M r. M a rtin , th a t
he liv ed a t S te p h e n s , A rk ., a n d h a d liv e d th e re
a ll o f h is l ife . K n ew th e d e fe n d a n t , L o u is B lak e .
S aw th e d e fe n d a n t o n C h r is tm a s E v e d a y a n d
h e (L o u is ) h e lp e d th e m to d o so m e w o rk , b u t he
(L o u is ) w a s n o t h ire d . H e lp e d th e m f o r th i r ty
o r fo r ty m in u te s , o r lo n g e r . I t w a s a r o u n d 10
o ’c lock , o r a l i t t le a f t e r w h e n he (L o u is ) le f t .
W itn e s s e x cu se d .
(T r . p p . 143-144)
J . W . R ig g in , a w itn e s s o n b e h a lf o f th e
d e fe n d a n ts , o n b e in g d u ly sw o rn , te s tif ie d o n
D IR E C T E X A M IN A T IO N b y M r. M a rtin , th a t he
liv ed a t B u c k n e r , A rk a n sa s , a n d g av e h is ag e a s
66 y e a rs . O c c u p a tio n a s a f a r m e r a n d h a d
k n o w n th e d e fe n d a n t , L o u is B lak e , f o r 15 o r 18
y e a rs , o n c e l iv in g n e a r h im . S a id d e fe n d a n t h a d
g o o d re p u ta t io n .
O n cross-e x a m in a t io n b y M r. S m e ad , th e
w itn e s s s ta te d th a t it h a d b e e n se v e ra l y e a r s
s in c e th e d e f e n d a n t h a d liv e d c lo se to h im . K n ew
n o th in g a b o u t th e g e n e ra l r e p u ta t io n a ro u n d
S te p h e n s o f L o u is B lak e .
(T r . p p . 142-143)
W itn e s s e x c u se d .
67
Ch a r l e y T a y l o r , a w itn e s s o n b e h a lf o f th e
d e fe n d a n ts , o n b e in g d u ly sw o rn , te s tif ied on
D IR E C T E X A M IN A T IO N b y M r. M a rtin , th a t he
liv ed a t B u c k n e r , A rk a n sa s , a n d h a d b e en fo r
19 y e a rs . K n ew th e d e fe n d a n t , L o u is B lak e .
K n ew th e d e f e n d a n t ’s r e p u ta t io n a s good.
O n cross-e x a m in a t io n , th e w itn e s s te s tif ied
th a t h e k n e w o f n o g u n th e d e fe n d a n t h a d w h e n
in B u c k n e r , a n d o f n o m u r d e r h e h a d c o m m itte d
th e re . A d m itte d th a t th e d e fe n d a n t h a d figh ts ,
b u t w a s n o t b ad .
W itn e s s e x cu se d .
(T r . p p . 146-147)
Z a c k H a r r is , a w itn e s s o n b e h a l f o f th e d e
fe n d a n ts , o n b e in g d u ly sw o rn , te s tif ie d o n D I
R E C T E X A M IN A T IO N b y M r. M a rtin , th a t h e
liv e d a t S te p h e n s , A rk a n sa s , a n d g av e h is ag e a s
47 y e a r s o ld . K n ew C ris G u ttry a n d th e d e fe n d
a n t , L o u is B lak e . S aw h im (L o u is ) o n C h r is t
m a s E v e d a y a t th e h o m e o f C ris G u ttry . T h e
w itn e s s s ta te d th a t L o u is a r r iv e d a b o u t 10
o ’c lo c k a n d s ta y e d a b o u t fo r ty (40) m in u te s ,
h e lp in g th e m to p u t so m e b lo c k s u n d e r th e
h o u se . T h e d e fe n d a n t le f t b e tw e e n 1 0 :3 0 a n d
11:00.
O n cross-e x a m in a t io n b y M r. S m ead , th e
w itn e s s s ta te d th a t h e d id n o t k n o w e x a c tly w h a t
(T r . pp . 145-146)
68
lim e it w a s w h e n L o u is c am e a n d le f t , h o w e v e r ,
it w as in th e m o rn in g .
W itn e s s ex cu se d .
T h e d e fe n s e re s ts .
T H E S T A T E IN T R O D U C E D T H E F O L L O W IN G
T E S T IM O N Y IN R E B U T T A L :
(T r . p p . 148-149)
A. J . W a t t s , a w itn e s s o n b e h a lf o f th e
S ta te , o n b e in g d u ly sw o rn , te s tif ie d o n D IR E C T
E X A M IN A T IO N b y M r. J o in e r , th a t h e to o k th e
a ffid av its , b u t w a s n o t p re s e n t w h e n th e s ta te
m e n ts w e re r e d u c e d to w r i t in g a n d s w o rn to by
th e d e fe n d a n ts . B e fo re ta k in g th e a c k n o w le d g
m e n ts th e s ta te m e n ts w e re r e a d to th e d e fe n d
a n ts , a n d th e y sw o re it w as th e i r t r u e a n d c o r
re c t s ta te m e n ts .
W itn e s s e x cu se d .
(T r . p p . 149-151)
J . W . N e w t o n , a w itn e s s o n b e h a lf o f th e
S ta te , o n b e in g d u ly sw o rn , te s tif ie d o n D IR E C T
E X A M IN A T IO N b y M r. J o in e r , th a t h e w a s p r e s
e n t w h e n th e s ta te m e n ts w e re m a d e a n d he
w ro te th e m . A f te r th e s ta te m e n ts w e re c o m
p le te d th e y w e re re a d o v e r to th e d e fe n d a n ts ,
th e d e fe n d a n ts h a v in g to ld h im w h a t to p u t in
th e s ta te m e n ts , a n d s a y in g th a t th e y w e re t r u e
69
a n d c o rre c t. S ta te m e n ts w e re m a d e t ru e a n d
v o lu n ta r i ly a n d w ith o u t a n y p ro m is e s o f r e
w a rd o r im m u n ity .
On cross-e x a m in a t io n b y M r. M a rtin , the
w itn e s s te s tif ie d th a t the d e fe n d a n ts w e re
b ro u g h t o v e r to th e s h e r if f ’s office f o r q u e s t io n
in g a n d in v e s tig a tio n , a n d th e s u b s ta n c e o f th e ir
a n s w e rs w e re d ic ta te d to h im . M r. C liffo rd
ta lk e d to th e n e g ro e s a n d got th e ir s ta te m e n ts ,
a n d th e n it w a s d ic ta te d to h im . (w itn e s s ) D ic
ta te d o n ly su c h th in g s a s th e i r s ta te m e n ts w o u ld
in d ic a te .
On r ed ir ec t e x a m in a t io n b y M r. S m ead , he
s ta te d th a t h e to o k th e s ta te m e n ts d o w n o n th e
ty p e w r i te r , a n d th a t th e y w e re re a d o v e r to th e
d e fe n d a n ts a f t e r b e in g w r i t te n . M r. C liffo rd
q u e s t io n e d th e d e fe n d a n ts a n d th e a n s w e rs w e re
c a lle d o ff to h im (w itn e s s ) in th e p re se n c e o f
th e d e fe n d a n ts . N e ith e r o f th e m (d e fe n d a n ts )
m a d e a n y s ta te m e n ts a b o u t th e re b e in g so m e
th in g s in th e s ta te m e n ts th a t w e re n o t t ru e .
W itn e s s ex cu se d .
(T r . p p : 152-153)
A. W . E l l is , a w itn e s s o n b e h a lf o f th e
S ta te , o n b e in g re c a lle d , te s tif ie d o n D IR E C T
E X A M IN A T IO N b y M r. J o in e r , th a t h e m a d e a n
in s p e c t io n o f th e h o u se a s to b u lle t h o le s a n d h a d
p r e p a r e d a p la t sh o w in g th e lo c a tio n o f th e
70
b u lle t h o les . B o d y w a s ly in g o n th e g ro u n d
( in d ic a t in g N W c o r n e r ) . A b u lle t w e n t th ro u g h
th e c o rn e r o f th e h o u se , in th e d ire c tio n o t
w h e re th e d e ce ase d w a s k ille d . T h e re w a s a
b u lle t th a t w e n t th ro u g h th e w in d o w ( in
d ic a tin g ) a n d th e g lass fe ll o n th e in s id e o f th e
h o u se . T h is sh o t w a s f ire d f ro m th e in s id e o f
th e h o u se . T h e b u lle t h o le s in th e c o rn e r o f th e
h o u se w e re p re t ty c lo se to g e th e r . T e lls j u r o r
th a t M r. E ll io tt c o u ld e x p la in h o w m a n y h o le s
w e re f o u n d o n th e in s id e th a t w e re f ire d f r o m
th e in s id e . T e lls j u r o r h e saw th e b u l le t h o le s
th a t w e re t ir e d f ro m th e o u ts id e a n d th a t th e y
s t ru c k o v e r th e d o o r .
On cross-e x a m in a t io n b y M r. M a rtin , h e
s ta te d th a t h e d id n o t n o tic e a 32 b u lle t th a t
lo d g ed o n th e in s id e o f th e w in d o w , b u t M r.
E ll io tt h a d o n e th a t h e sa id lo d g ed th e re . D id
n o t e x a m in e th a t a s c lo se a s th e c o ro n e r ’s j u r y
d id .
W itn e s s e x cu se d .
(T r . p p . 154-156)
Luther E lliott, a w itn e s s o n b e h a l f o f th e
S ta te , o n b e in g re c a lle d , te s tif ie d o n D IR E C T
E X A M IN A T IO N b y M r. J o in e r , th a t th e b u lle t
h o le s th a t w e re f o u n d in th e h o u se w e re o n th e
c o rn e r o f th e h o u se a n d w e n t th ro u g h f r o m th e
in s id e . T h e re w e re tw o , a n d th e y w e re k in d e r
r a n g in g to w a rd s th e c o rn e r .
71
(T h e w itn e s s h e re p o in ts o u t th e p la t, he
s ta n d in g b e fo re th e ju r y , th e p la c e s w h e re th e
b u lle t h o le s w e re . W itn e s s a lso p o in ts o u t o n th e
p la t th e p lac e w h e re h e fo u n d th e b o d y o f th e d e
c ea sed .)
B u lle ts r a n g e d k in d e r to w a rd s h is b o d y , a n d th e
size o f th e h o le s w a s a b o u t a .38. T h e re w as
a n o th e r b u lle t h o le d o w n n e a r th e c o rn e r , a n d
it w e n t th ro u g h th e w in d o w a n d sa sh a n d
th ro u g h a 2 x 4 t im b e r a n d th e n lo d g ed in th e
w a ll.
(W itn e s s h e re m a k e s a m a r k o n p la t in d i
c a t in g p lac e o f a b o v e m e n tio n e d b u lle t.)
T h is w a s a lso a .38. A n o th e r b u lle t r a n g e d r ig h t
d o w n th e w a ll o n th e o u ts id e o f th e h o u se , o n
th e p o rc h . T h is b u lle t w a s b e tw e e n th e w in d o w
a n d th e c o rn e r o f th e h o u se . T h e b u lle t a b o u t
th e w in d o w w a s a .32. T e lls M r. S m e ad th a t he
f o u n d w h e re a b u lle t h it in th e fe n c e o n th e
o u ts id e o f th e h o u se , a p a lin g fe n c e a b o u t 15
fe e t f r o m th e h o u se . T h a t w a s a b o u t 15 fe e t
f r o m w h e re th e b o d y w a s f o u n d ly in g . T h e b u l
le t th a t w e n t th ro u g h th e w in d o w sa sh lo d g ed
in s id e th e h o u se .
W itn e s s e x cu se d .
(T r . p . 156)
A. W . E l l is , a w itn e s s f o r th e S ta te , o n b e in g
re c a l le d , te s tif ie d o n D IR E C T E X A M IN A T IO N
72
b y M r. J o in e r , th a t th e re h a d b e e n so m e te s t i
m o n y a b o u t a .32 b u lle t, th a t ( in d ic a t in g g u n o f
d e c e a se d ) w as a .38.
W itn e s s ex cu se d .
(T r . p. 157)
A. L. W e s s o n , a w itn e s s f o r th e S ta te , o n
b e in g d u ly sw o rn , te s tif ie d th a t h e liv ed a t S te
p h e n s , A rk a n sa s , a n d h a v e liv e d th e re f o r 61
y e a rs . K n ew th e d e fe n d a n t , L o u is B lak e , a n d
k n e w th e d e f e n d a n t ’s g e n e ra l r e p u ta t io n in th e
c o m m u n ity .
D e fe n d a n t o b je c ts ; o v e r ru le d ; e x c e p tio n .
K n ew th e d e f e n d a n t ’s r e p u ta t io n to be b ad ,
in so m e in s ta n c e s .
W itn e s s ex cu se d .
(T r. p. 158)
W . G. T y s o n , a w itn e s s o n b e h a l f o f th e
S ta te , o n b e in g d u ly sw o rn , te s tif ie d o n D IR E C T
E X A M IN A T IO N b y M r. J o in e r , th a t he liv ed a t
S te p h e n s , A rk a n sa s , a n d th a t h e k n e w th e d e
f e n d a n t , L o u is B lak e . K n ew h is r e p u ta t io n to
b e b a d .
W itn e s s e x c u se d .
(T r . p p . 158-159)
J . B. M o r g a n , a w itn e s s o n b e h a lf o f th e
S ta te , o n b e in g d u ly sw o rn , te s tif ie d o n D IR E C T
73
E X A M IN A T IO N b y M r. J o in e r , th a t h e liv ed a t
S te p h e n s a n d k n e w the d e fe n d a n t , L o u is B lak e ,
a n d h a d k n o w n h im fo r s ix y e a rs . K n ew h is
r e p u ta t io n to be b ad . S ta te s d e a lin g s he h a d h a d
w ith L o u is in r e fe re n c e to g e ttin g h im o ff o f
h is p la c e :
“ I b o u g h t 160 a c re s o f la n d th a t he liv ed o n ,
a n d L o u is liv ed in th e h o u se th e re a n d w a n te d
to s ta y th e re , a n d I to ld h im th a t I d id n o t w a n t to
w o rk th a t la n d , th a t I w a s g o in g to u se it f o r
a p a s tu ra g e , a n d I g u ess it w a s a b o u t tw o
m o n th s b e fo re I f in a lly go t h im to m o v e . I t w as
r e p o r te d a m o n g th e n e g ro e s th a t he c a r r ie d a
g u n , in fa c t, th e re w a s a n e g ro w h o w o rk e d
o n m y p lace , a n d h e sa y s to m e, he say , ‘C ap,
a in ’t y o u h a v in g t ro u b le in g e ttin g L o u is o ff o f
y o u p la c e ? ’ a n d I sa id , ‘N o tro u b le , b u t h e w o n ’t
m o v e ,’ a n d h e say s , ‘B oss, y o u w a tc h h im , he
c a r r ie s a g u n a ll o f th e tim e , a n d he m ig h t h u r t
y o u ’.”
W itn e s s e x cu se d .
T h e S ta te c loses.
T h e d e fe n d a n t in tro d u c e d th e fo l lo w in g
te s t im o n y in s u r r e b u t ta l :
(T r . p p . 160-161)
J im Broadus, a w itn e s s f o r th e d e fe n d a n ts ,
o n b e in g d u ly sw o rn , te s tif ie d o n D IR E C T E X -
74
AMINATION by Mr. Martin, that on Christmas
Day between 11 and 12 o’clock, he was bird hunt
ing about a mile this side of Stephens, on the
north side of the road. Knew where Louis Blake
was living. John Eddington and Lewis Berry
were with him on the hunting trip, and they
were hunting about a half mile trom Louis
Blake’s house. Heard shots from a revolver that
probably lasted five or ten minutes.
Witness excused.
John Eddington, a witness on behalf of the
defendants, on being duly sworn, testified on
DIRECT EXAMINATION by Mr. Martin, that he
lived at Stephens’ Arkansas, and was out bird
hunting on Christmas Day, with Jim Broadus.
Knew the defendant, Louis Blake. Heard shots
fired in the direction of Blake’s house and were
fired straight in rotation, 6 or 8 shots were fired
together and one of the boys said “someone is
shooting birds in over there.”
Witness excused.
This was all of the testimony introduced by
the State and the defendants.
THE COURT ORALLY CHARGED THE JURY
AS FOLLOWS:
1. You are instructed that if you believe
from the testimony in this case beyond a rea-
75
sonable doubt that the defendants, Louis Blake
and Elbert Blake, or either of them, in Ouachita
County, Arkansas, and at sometime prior to the
return of this indictment into court, which was
on January 25, 1932, did unlawfully, wilfully,
feloniously, of their malice aforethought, and
after premeditation and deliberation, killed
Brad Polk by shooting him with a pistol as is
alleged in the indictment, you will find them, or
either of them, guilty of murder in the first
degree, and assess their punishment at either
death by electrocution or life imprisonment in
the State Penitentiary.
2. You are instructed that if you believe
from the testimony in this case beyond a rea
sonable doubt that the defendants, Louis Blake
and Elbert Blake, or either of them in Ouachita
County, Arkansas, and within three years be
fore the return of this indictment into court,
which was on January 2'5, 1932, did unlawfully,
wilfully, feloniously and of their malice afore
thought, killed Brad Polk, by shooting with a
pistol, as is alleged in the indictment, you will
find them or either of them guilty of murder in
the second degree and assess their punishment
at some term in the State Penitentiary of not
less than 5 nor more than 21 years.
You are further instructed that if you find
from the testimony in this case, beyond a rea
sonable doubt, that the defendants, Louis Blake
76
and Elbert Blake, or either of them, were pres
ent, aiding, abetting and assisting the other in
the commission of this crime, if you find that a
crime was committed, and if you should find
that he did not actually do the shooting of or
the killing of the deceased, but that he was stand
ing by, aiding, abetting and assisting the other
in the commission thereof, if you find a crime
was committed, then, and in that event, you will
find him guilty as though he were a principal,
and actually did the killing himself.
INSTRUCTION NO. 3
State—Given
You are instructed that murder is the un
lawful killing of a human being in the peace of
the State, with malice aforethought, either ex
press or implied.
INSTRUCTION NO. 4
State—Given
The manner of the killing is not material
further than it may show the disposition of the
mind or the intent with which the act is com
mitted.
INSTRUCTION NO. 5
State—Given
Express malice is that deliberate intention
of mind unlawfully to take away the life of a
77
human being, which is manifested by external
circumstances capable of proof. Malice shall
be implied when no considerable provocation
appears or when all circumstances of the killing
manifest an abandoned and wicked disposition.
INSTRUCTION NO. 6
State—Given
Manslaughter is the unlawful killing of
human being without malice, express or im
plied and without deliberation. Manslaughter
must be voluntary upon a sudden heat of pas
sion caused by a provocation apparently suffi-
icent to make the passion irresistable. That is
voluntary manslaughter. If you find the de
fendant guilty of voluntary manslaughter you
will assess his punishment at some term in the
penitentiary of not less than two nor more than
seven years.
INSTRUCTION NO. 7
State—Given
If the killing be in the commission of an
unlawful act without malice, and without the
means calculated to produce death, or in the
prosecution of a lawful act done without due
care and circumspection, it shall be manslaugh
ter. This is involuntary manslaughter. If you
find the defendant guilty of involuntary mans-
78
laughter you will assess his punishment at some
term in the penitentiary not to exceed twelve
months.
INSTRUCTION NO. 8
State—Given
You are instructed that although you may
believe that the defendant, at the time he shot
the deceased, believed he was in danger of los
ing his life or receiving great bodily injury at
the hands of the deceased, still, if you believe
beyond reasonable doubt, that the defendant
was negligent, as explained in these instructions
in coming to such belief, then, it would be your
duty to find him guilty of manslaughter.
INSTRUCTION NO. 9
State—Given
A bare fear of those offenses, to present
which the homicide is alleged to have been com
mitted, shall not be sufficient to justify the kill
ing. It must appear that the circumstances were
sufficient to excite the fears of a reasonable per
son, and that the party killing really acted un
der their influence, and not in a spirit of re
venge.
INSTRUCTION NO. 10
State—Given
Reasonable doubt is not any possible or
imaginary doubt hatched up for the purpose of
79
an acquittal, because everything that depends
upon human testimony is susceptible of some
possible doubt. To be convinced beyond a rea
sonable doubt is that state of the case which
after entire consideration of the testimony
leaves the minds of the jurors in that condition
that they feel an abiding conviction to a mortal
certainty of the truth of the charge.
INSTRUCTION NO. 11
State—Given
The law of self-defense does not imply
the right of attack. If you believe from the
evidence in this case that the defendant, armed
with a deadly weapon, sought the deceased with
the felonious intent to kill him, or sought or
brought on or voluntarily entered into the diffi
culty with the deceased with the felonious in
tent to kill him, then the defendant cannot in
voke the law of self-defense, no matter how
imminent the peril in which he found himself
placed.
INSTRUCTION NO. 12
State—Given
You are instructed that the danger, real or
apparent, to the defendant, must have been so
urgent and pressing as to cause the defendant
to honestly believe that the killing of Brad Polk
was necessary in order to save his own life or
80
prevent him from receiving great bodily harm
at the hands of the deceased, and defendant
must have acted under the influence of these
fears, and not in a spirit of revenge.
INSTRUCTION NO. 13
State—Given
You are instructed that the right of self-
defense begins with necessity and ends in nec
essity, and before the defendant can justify him
self in taking the life of the deceased, defend
ant must have employed all reasonable means
in his power consistent with his safety to have
avoided the danger, real or apparent, to himself
to avert the necessity of taking the life of the
deceased.
INSTRUCTION NO. 14
State—Given
In ordinary cases of one person killing an
other in self-defense it must appear that the
danger was so urgent and pressing that in order
to save his own life, or to prevent his receiving
great bodily injury the killing of the other was
necessary and it must appear also that the per
son killed was the assailant or that the slayer
had really and in good faith endeavored to de
cline any further contest before the mortal shot
was fired.
81
You are instructed that the only purpose
for which proof of threats is admissible is to
throw light on the defendant’s act at the time
he fired the shots, and to show who was the
probable aggressor; and if you believe from the
evidence as explained in these instructions that
the deceased was not making any attempt to
kill the defendant, as viewed from the stand
point of the defendant, acting as a reasonable
man, you will not consider threats if proved, for
any purpose; and in this connection you are
instructed that threats alone, however, violent,
would not justify an assault, or afford provoca
tion for a homicide.
INSTRUCTION NO. 16
State—Given
In order to constitute the killing of a hu
man being murder in the first degree, there
must be a specific intent to take the life formed
in the mind of the slayer before the act of kill
ing was done. It is not necessary, however,
that the intention be conceived for any particu
lar length of time before the killing. It may be
formed and deliberately executed in a very brief
space of time. If it was the conception of a
moment, but the result of deliberation and pre-
IN S T R U C T IO N N O . 15
State—Given
82
meditation, reason being on its throne, it would
be sufficient. The law fixes no time in which it
must he formed, but leaves its existence as a
fact to be determined by the jury from the evi
dence.
INSTRUCTION NO. 17
State—Given
The court instructs the jury that the de
fendant is a competent witness in his own be
half. In weighing the testimony of the accused
you have the right to take into consideration the
reasonableness or the unreasonableness of his
account of transactions, and the interest that he
has in the result of your verdict, as affecting his
credibility; you are not required to receive
blindly his testimony as true, but you are to
consider whether it is avoiding conviction. The
court nowhere in these instructions means to
tell the jury that you are to disregard the testi
mony of any witness; that is a matter solely for
the jury, and it’s not within the province of the
court to tell the jury what weight you should
give to the testimony of any witness.
INSTRUCTION NO. 18
State—Given
If you find the defendant guilty of murder
in the first degree, you will so state in your ver
dict, in which event the court will fix his punish-
83
ment at death; but should the jury decide to tix
the punishment at life imprisonment in the
penitentiary, you can so state in your verdict
INSTRUCTION NO. 19
State—Given
If you find the defendant guilty of murder
in the second degree, you will so state in your
verdict, in which event you will fix his punish
ment in the penitentiary for some period of time
not less than five years nor more than twenty-
one years. If you find him guilty of voluntary
manslaughter, you will so state in your ver
dict, in which event you will fix his punish
ment at some period of time in the penitentiary
not less than two and not more than seven years.
If you find the defendant not guilty, you will
so state in your verdict. Whatever your verdict
is, one of your number will sign it as foreman.
THE DEFENDANTS SAVED GENERAL EX
CEPTIONS TO A L L INSTRUCTIONS
GIVEN ON BEHALF OF THE STATE.
THE COURT, AT THE INSTANCE OF THE
DEFENDANTS, GAVE THE FOLLOWING IN
STRUCTIONS:
INSTRUCTION NO. 2
Defendant—Given
You are instructed, that the defendant is at
the beginning of the trial presumed to be in-
84
nocent of any offense, and that this presumption
accompanies him all the way through the trial,
or until it has been overcome by evidence,
which convinces you beyond a reasonable doubt
of his guilt. The court further instructs the
jury that this presumption of innocence is a sub
stantial part of the law, and not a mere form to
be by you disregarded, and it is your duty at all
stages of the trial and in your deliberations, to
give the defendant the benefit of this presump
tion.
INSTRUCTION NO. 3
Defendant—Given
You are instructed, that before you can con
vict the defendant, the burden is upon the State
to prove every material allegation in the indict
ment as therein charged; and nothing is pre
sumed, or to be taken by implication against the
defendant; and the court further instructs the
jury, that in order to prove his guilt beyond a
reasonable doubt, it is not sufficient for the evi
dence to show that he is probably guilty, or that
it is more likely that he is guilty than innocent,
but what the law requires is, that you should
be convinced from that evidence beyond a rea
sonable doubt, that the defendant is guilty as
charged.
The court instructs the jury, that it is in
cumbent upon the prosecution to prove every
material allegation in the indictment as therein
charged. Nothing is presumed or to be taken by
implication against the defendant. The law pre
sumes him innocent of the crime of which he is
charged until he is proven guilty beyond a rea
sonable doubt by competent evidence. And if
the evidence in this case leaves upon the mind
of the jury any reasonable doubt of the defend
ant’s guilt, the law makes it your duty to ac
quit him.
INSTRUCTION NO. 5
Defendant—Given
You are instructed, that the burden of proof
is on the State to prove that the defendant is
guilty as charged in the indictment and if the
evidence fails to satisfy your minds beyond a
reasonable doubt of his guilt; then, it is your
duty to give him the benefit of such doubt and
acquit him.
If any reasonable view of the evidence is
or can be adopted which admits of a reasonable
doubt of the guilt of the defendant; then, it is
your duty to adopt such view and acquit the de
fendant.
85
IN S T R U C T IO N NO . 4
Defendant—Given
The court instructs the jury, that the de
fendants are competent witnesses for each other
and in their own behalf. In weighing the tes
timony of each of the defendants in his own be
half, you have the right to take into considera
tion the reasonableness or the unreasonable
ness of his account of transactions and the in
terest that he has in the result of your verdict,
as affecting his credibility. You are not required
to receive blindly the testimony of any witness
in his own behalf as true, but you are to con
sider whether it is true and made in good faith
or made for the purpose of avoiding conviction.
The court tells you that you cannot arbitrarily
disregard the testimony of any witness and fur
ther tells you that nowhere in these instructions
does the court mean to tell the jury that you are
to disregard the testimony of any witness, that
is a matter solely for the jury and it is not
within the province of the court to tell the jury
what weight you should give to the testimony
of any witness.
INSTRUCTION NO. 7
Defendant—Given
You are instructed that you are the sole and
only judges of the weight of the evidence and
8G
IN S T R U C T IO N N O . 6
De fendant—Given
87
the credibility of the witnesses, and in passing
upon the credit to be given to the testimony of
a witness, you should take into consideration
any bias or prejudice that may be shown; the
reasonableness or unreasonableness of the tes
timony of any witness; the interest of any wit
ness in the matter in controversy; the opportun
ity of any witness to know the facts about which
he has testified, the manner of testifying while
on the witness stand, and, in the light of these
rules and your common knowledge of men and
affairs, you should weigh and consider all the
evidence adduced in the trial of this cause in
arriving at the truth.
INSTRUCTION NO. 8
Defendant—Given
You are instructed, that under the law a
person has the right of self-defense; that is, the
right to defend himself against an unlawful as
sault upon his person which is of such a violent
nature as to cause him to believe, acting as a
reasonable prudent person under all of the facts
and circumstances in the case and without fault
or carelessness on his part, that his life is in dan
ger or that he is in danger of receiving great
bodily harm; and under such circumstances
would be justified in taking the life of his as
sailant in repelling such an attack; and, you are
further told that this same right applies to a
88
person in defending members of his household,
including his wife, child or children, and you
are further told that a son has the same right to
defend such members, including his father,
mother, brothers and sisters, under such circum
stances as has the father, and if you believe
from all the facts and circumstances in this
case that at the time the defendants, either or
both of them, shot and killed the deceased, Brad
Polk, that the deceased was making or was at
tempting to take their lives or the life or either
of them, or do them or either of them, great
bodily harm; or that the defendants, acting as
reasonable prudent persons under all of the
facts and circumstances in the case and without
fault or carelessness on their part or on the part
of either of them, believed, or had reasonable
grounds to believe that their lives or the life of
either of them, was in danger; or that they, or
either of them, was in danger of receiving great
bodily harm at the hands of the deceased; then,
you will find the defendants not guilty. And,
you are further told that the defendants, either
or both of them, had the same right to defend
members of their household, including wife,
children, father, mother, brothers and sisters,
against such an attack as they, or either of them
had to defend himself; and if you should find
from the evidence in this case that at the time
the defendants, either or both of them, shot and
89
killed the deceased, Brad Polk, that the deceased
was making an assault on any member or mem
bers of the defendants’ household, including
wife, children, father, mother, brothers and sis
ters, with a deadly weapon or was attempting to
take the life of any member of such household,
or to do any member of such household great
bodily harm; or that the defendants, acting as
reasonable prudent persons under all of the
facts and circumstances in the case and without
fault or carelessness on their part, or on the
part of either of them, believed or had reason
able grounds to believe that the life of any mem
ber or members of such household was in dan
ger or that any member or members of such
household were in danger of receiving great
bodily harm at the hands of the deceased; then,
you will find the defendants not guilty.
After argument of counsel the court in
structed the jury that they could return a ver
dict in the following forms:
We, the jury, find the defendants, or either
of them, guilty of murder in the first degree, as
charged in the indictment; that verdict carry
ing with it the death penalty, or
We, the jury, find the defendants, or either
of them, guilty of murder in the first degree, as
charged in the indictment, and assess their
punishment, or either of them, at life imprison
ment in the State Penitentiary, or
90
We, the jury, find the defendants, or either
of them, guilty of murder in the second degree,
as charged in the indictment, and assess their
punishment, or either of them, at some term in
the penitentiary of not less than 5 or more than
21 years, or
We, the jury, find the defendants, or either
of them, guilty of voluntary manslaughter as
charged in the indictment, and assess their, or
either of them, punishment at some term in the
penitentiary of not less than 2 nor more than 7
years, or
We, the jury, find the defendants, or either
of them, guilty of involuntary manslaughter as
charged in the indictment, and assess their pun
ishment at some term in the penitentiary of not
to exceed twelve months, or
We, the jury, find the defendants not guilty.
Whatever your verdict is let one of your
number sign it as foreman and return it in
court.
THE ABOVE AND FOREGOING WERE
ALL OF THE INSTRUCTIONS OF THE COURT.
91
STATEMENT
This is a case of Louis Blake and Elberl
Blake, father and son, convicted in the Ouachita
Circuit Court and sentenced to death on a charge
of first degree murder from which conviction
and judgment, the appellants are respectfully
asking this court for relief.
92
BRIEF
Counsel for appellants herewith present the
contentions for a reversal of the judgment in
this cause as follows:
I. THE EVIDENCE IS INSUFFICIENT TO
SUPPORT THE VERDICT OF MURDER
IN THE FIRST DEGREE.
II. THE RIGHTS OF THE APPELLANTS
WERE PREJUDICED BY THE ADMIS
SION OF INCOMPETENT TESTIMONY.
III. THE RIGHTS OF THE APPELLANTS
WERE PREJUDICED BY THE FAILURE
TO GIVE PROPER INSTRUCTIONS AND
BY THE GIVING OF IMPROPER IN
STRUCTIONS.
93
ARGUMENT
I. THE EVIDENCE IS INSUFFICIENT TO
SUPPORT THE VERDICT OF MURDER
IN THE FIRST DEGREE.
Counsel deems it expedient under this head
ing to set out fully the testimony of the State on
direct and on rebuttal and has briefly outlined
the testimony of the defense conceding that on
the question of whether the testimony for the
State is sufficient to sustain a conviction that
it must be viewed in its most favorable light
to sustain the verdict of the jury and so we have
left no part of the State’s material testimony out
and have included the testimony of a large num
ber of witnesses which we contend was inad
missible and prejudicial to the rights of the
defendants.
The material part of the testimony is as
follows:
1. Walter Jones testimony shows:
a. Sometime in fall defendant told him
he had a good gun and was a good shot— (This
testimony had no connection whatsoever and
was inadmissible and prejudicial and was in
troduced over objection of defendant).
b. At 10:00 or 10:30 a. m . on date of kill
ing defendant told witness “that he would not
94
move until he had a settlement and he would
have one if he had to kill Mr. Polk.” (This
conversation was denied by the defendant and
two other witnesses testified defendant was
present with them at another place at the time
the alleged statement was supposed to have
been made.)
2. Joe Huddleston testified that some
time in the fall the deceased told the defendant
“that he (the defendant) would have to deal
square like the other negroes were doing.”
3. Dr. G. P. Sanders testified:
He found the body of the deceased at the
north end of the porch of the defendant’s house,
lying on the ground, dead, from a bullet through
the brain entering the left eye and that death
was instantaneous. Deceased’s glasses were on
his chest, the left lens shot out. Deceased had
a full pint of liquor in his pocket. That the
killing occurred in Ouachita County. There
was a pistol that had been discharged lying at
the feet of the deceased. He had fallen back
wards, his legs doubled under him.
4. R. L. Elliott, deputy sheriff, testified:
He received a report of the killing at 12:15
p. m. and made a search of the house. Found
a .38 special that had been fired four times and
a .45 Colts that had been fired once in a trunk
in the home of the defendants.
95
That two shots had been fired from outside
the house, one striking over the door in the
corner of the facing. The other fired through
the window sash into the house and lodged in
the corner of the building on the inside. There
were four bullet holes through the walls. The
little gun Iging at deceased’s feet had two emptg
shells in it.
5. Arthur W . Ellis, sheriff, testified:
He found three bullet holes in the wall, and
one through the window that had been fired
from inside the house ranging toward the spot
where deceased was killed. There was one
more fired outside toward where deceased was
standing. There was a shot from outside the
house over the door.
That appellant Louis Blake was arrested
and first denied the shooting, but later admitted
he shot three or four times through the wall,
using the .38 special. There were four empties
in the .38 special.
Elbert Blake was arrested and said he shot
only one time using the .45 and first said he did
not know whether he hit deceased or not, but
afterwards said he did. Louis Blake said Elbert
killed him (Tr. pages 48-49).
6. Ike W alker testified that Louis Blake
carried a gun all the fall and threatened to
use it on him one day. (This testimony was
inadmissible).
7. Will Moore testified he handled the
body of the deceased and delivered some per
sonal effects found on the body to Miss Ella
Polk.
8. Miss Helen Polk testified three envel
opes, pocketbook and a knife were delivered to
her. The envelopes having figures on them
made by the deceased.
Louis Blake came running up to her home
and said Elbert had killed her father and he
would get the car and go for help and told her
she had no business going for she was so nerv
ous and when they reached the doctor’s Louis
jumped out and ran in to get the doctor.
9. Joe Huddleston testified deceased was
not drinking or drunk at 10:30 a. m . on the date
he was killed. (Inadmissible.)
10. H. G. Williams testified deceased was
not drunk or drinking at 10:00 a. m . on the day
he was shot. (Inadmissible.)
11. Mrs. Smart testified:
(a) Deceased was not drunk nor drinking
at 9:30 o r 10:00 a. m . on the day he was killed.
(Incompetent.)
(b) A few days prior to the killing Louis
Blake told her he had a place to move on, but
96
97
didn’t have to move till the first of the year. He
said he liked us, but could not get along with
papa and was going to move after the first of
the year.
12. Miss Helen Polk recalled testified;
Deceased was not drunk nor drinking just be
fore he left home about thirty minutes before
Louis Polk came up there and told her he was
dead. (Incompetent.)
13. A. W. Ellis recalled testified that El
bert Blake said he could not tell whether de
ceased was drinking or not he acted like he al
ways did. (Incompetent.)
14. J. B. Morgan was introduced and ask
ed about the reputation of deceased. (Incom
petent.)
This was all the State’s direct testimony.
The testimony on the part of the defendant
which appears in the transcript on page 67 to
page 148 tends to prove by Elbert Blake that on
the day of the killing he had started up past his
father s barn to a neighbor’s house to invite two
boys to eat dinner with him and that as he pass
ed the barn, the deceased was in the defendant’s
corn crib and called the defendant, Elbert
Blake, over to him and accused him of stealing
some single trees and when the defendant,
Elbert Blake, denied the accusations, deceased
98
s tr u c k h im o v e r th e h ea d w ith a s in g le tree a n d
d e fe n d a n t ran f o l lo w e d b y the d ecea sed w ith
d ecea sed 's gu n in h is h an d . Defendant return
ed to the home of Louis Blake, his co-defendant,
and father, and went into the house. That the
deceased came from the barn up to the house
and began talking to the defendant, Louis Blake,
about the single tree which he claimed Elbert
had stolen. Louis Blake asked his son, Elbert
Blake, what single tree Mr. Polk was talking
about and when Louis Blake told the deceased
that he had bought those single trees from
another party, he th re a te n e d to sh o o t th e d e
fe n d a n ts a n d d r e w h is gu n . A s th e d e fe n d a n ts
w e n t th ro u g h th e d o o r , th e d e c e a se d d isch a rg ed
h is gu n to w a r d th em , th e b u lle t s tr ik in g in th e
d o o r-fa c in g . The defendant L o u is B la k e then
got his gun and sh o t, as he says, to sca re th e d e
c ea sed and the d e c e a se d f ir e d a sh o t th ro u g h the
w in d o w and in to th e ro o m w h e re th e tw o d e
fe n d a n ts w e re a n d w h e re th e w ife , m o th e r a n d
ch ild ren w e re a lso . The defendant, E lb e r t
B la k e g o t h is gu n , a A5, and reached around the
door-facing, sh o t a t th e d e c e a se d w h ich sh o t
s tr u c k h im a n d k il le d h im in s ta n tly . The de
fendant Elbert Blake then went on out of the
house and caught a freight train to Pine Bluff,
spent one night there and returned to Stamps,
Arkansas, and gave himself up to the officers
about a week later. The defendant Louis Blake
99
ran up to the home of the deceased and secured
his car and with the daughter of the deceased
procured a doctor and brought him back to the
scene of the killing at Louis Blake’s home.
Shortly thereafter, defendant Louis Blake
was placed under arrest. The testimony of the
appellant, Louis Blake was substantially the
same as that of Elbert Blake. Both defendants
immediately after their arrest gave statements
to the officers which were reduced to writing
and introduced as evidence which were practic
ally the same as the testimony as above out
lined.
As corroboration of their testimony, Homer
Brown testified that he sa w th e d e fe n d a n t E lb er t
B la k e p u rsu e d b y th e d ecea sed . Vann Brown
also testified that he saw Elbert Blake running,
but did not see Mr. Polk after him.
Ella Watson, on behalf of the defendants
testified that she was at Louis Blake’s house im
mediately prior to the shooting, but had gone
just before the shooting started. That they were
all down at Louis Blake’s to take Christmas din
ner and that earlier in the day the deceased had
asked Louis Blake to take a drink of whiskey.
Louis Blake testified that before the killing,
when he called Elbert Blake to the house that
E lb e r t to ld h im th a t M r. P o lk w a s a f te r h im w ith
100
a s in g le tree a n d a g u n and that when they
were talking about the single tree belonging to
Louis Blake, that the d ecea sed c u rsed h im a n d
d r e w h is gu n a n d sh o t a t h im . That the d ecea sed
sh o t tw o t im e s in to th e h ou se . That he never
had had any trouble with the deceased. That he
had lent him $200 of his bonus money. That
he had no enmity towards the deceased, but that
he k n e w th a t th e d e c e a se d w a s d a n g ero u s w h en
he w a s d r in k in g a n d sa w th e d e c e a se d ta k e a
d r in k b e fo re h e g o t d o w n to th e h o u se th a t d a y .
Stella Blake, wife of Louis Blake and tes
tifying on behalf of Elbert Blake corroborated
the testimony of the two defendants.
Louis Blake also testified that at the time
the witness, Walter Jones, testified he was in
Stephens talking to him that he, Louis Blake,
was in fact several miles away from Stephens
helping B. Guttry and Zack Harris do some
work. This fact was also testified to by Zack
Harris and G. Guttry that the defendant was
helping them do some work several miles from
Stephens at the time he was supposed to have
been in front of the People’s Bank at Stephens.
Charlie Taylor, J. W. Riggin and W. A.
Green testified that the reputation of the de
fendant, Louis Blake, was good. W. A. Green
also testified that he visited the scene of the
killing and made an examination of the house
101
and found where s ix b u lle ts b i t th e h ou se. That
th ere w a s on e o v e r the d o o r on th e o u ts id e ; that
there were two shot on the inside of the room
that went through the corner of the room next
to the corner of the porch and that th ere w a s
on e sh o t f r o m th e o u ts id e th ro u g h th e w in d o w .
Louis Blake testified that he o n ly sh o t to
scare th e d ecea sed and E lb e r t B la k e te s tif ie d
th a t a t th e t im e he f ir e d th e fa ta l sh o t, th a t the
d ecea sed w a s p o in tin g h is gun a t h im a n d try in g
to k i l l h im .
This was the sum and substance of the tes
timony upon the part of the defense.
The State in rebuttal introduced A. J. Watts
and J. W. Newton who testified that the state
ments introduced by the defense were taken
down and read to the defendants and signed and
sworn to in their presence.
A. W. Ellis was recalled and testified in re
buttal practically as he did in the direct as to
the location of the bullet holes.
Luther Elliott, in rebuttal, testified that
there were two bullet holes that went through
the corner from the inside ranging kinder to
wards the corner and towards the body of the
deceased. That these bullet holes were made
by a 38. That there was another hole down
near the corner where the bullet went through
102
the sash and a two by four and then ranged in
the wall. That there was one that ranged right
down the wall on the outside of the house by the
window and the corner of the house and that
there was a bullet ranging in a pailing fence
in front of the house.
A. L. Wesson, W. G. Tyson and J. B. Mor
gan, in rebuttal for the State, testified that the
re p u ta tio n o f L o u is B la k e w a s b a d in so m e in
s ta n ces . J. B. Morgan also testified:
“Q. Did you have some dealings with him
with reference to getting him off of your place?
“A. Yes, sir, I bought 160 acres of land
that he lived on, and Louis lived in the house
there and wanted to stay there, and I told him
that I did not want to work that land, that I was
going to use it for a pasturage, and, I guess, it
was about two months before I finally got him
to move. I t w a s r e p o r te d amount the negroes
th a t he c a rr ied a gu n , in fact, there was a n eg ro
who worked on my place, and he s a y s to m e, he
sa ys , ‘C ap, ain’t you having trouble in getting
Louis off of your place’ and I said, ‘No trouble,
but he won’t move, and h e sa ys , ‘B oss, you
watch him, h e c a rr ie s a g u n a ll o f th e tim e , and
he might hurt you’.” (Tr. 159) Inadmissible.
This covered the State’s rebuttal testimony.
The defense in surrebuttal introduced Jim
Broadus and John Eddington who testified that
103
on Christmas Day, they heard some shooting in
the direction of Louis Blake’s house which they
thought was from a revolver and that the shots
were fired in straight in rotation, six or eight
fired together.
This was all the testimony in the case.
Taking the State’s testimony and viewing
it in its most favorable light in behalf of the
prosecution, counsel for appellants maintain
that still th e p ro secu tio n h as fa ile d to es ta b lish
a case o f f ir s t d eg ree m u rd e r beyond a reason
able doubt with sufficient evidence to sustain
the verdict herein rendered.
About the only thing that the State has
proven is the venue and the co rp u s d e lic ti; how
ever, they did go further in their proof and from
the testimony of the case, there could be no
doubt in the minds of any person that th e d e
fe n d a n ts w e re in th e ir o w n h o m e a n d th a t th e
d ecea sed w a s a r m e d and seeking the defendant,
or defendants for some purpose and that he
fo u n d th em in th e ir o w n h o m e and the undis
puted testimony on the part of the State further
shows that when he found them, th e d ecea sed
d isch a rg ed h is gu n to w a r d th em a n d in to th e ir
h o m e and under the law:
“An assault upon a man’s home is an
assault upon himself and he can repel such
assault by force necessary to meet it and it
104
is not necessary that there should be ac
tual danger provided defendant acts upon
a reasonable apprehension of danger.”
H all v. S ta te , 113 Arkansas 454.
“Every man’s house is his castle.”
H a rris v. S ta te , 34 Arkansas 469.
A large part of the testimony set out upon
behalf of the State was inadmissible and did not
shed any light upon the case at bar and is dis
cussed more fully hereafter.
Counsel, therefore, submit that before these
men can be convicted of murder in the first de
gree and their lives taken by the State, the State
must bring sufficient, competent and credible
evidence to overcome the presumption of in
nocence and establish their guilt, and in this case
a perusal of the record and transcript will show
the State wholly failed to establish the facts nec
essary to sustain this verdict.
II. THE RIGHTS OF THE APPELLANTS
WERE PREJUDICED BY THE ADMIS
SION OF INCOMPETENT TESTIMONY.
1. The testimony of J. C. Huddleston (Tr.
57), H. G. Williams, (Tr. 58), Mrs. Smart (Tr.
60), Miss Helen Polk (Tr. 61-62), and Arthur
W. Ellis (Tr. 63) to the effect that the deceased
was not drinking or drunk at the times they saw
105
and talked to him several hours prior to his
death, which the State was allowed to introduce
in its direct testimony, was not admissible—cer
tainly at that time, and was highly prejudicial
to the rights of the appellants. This testimony,
introduced immediately prior to and in connec
tion with that of J. B. Morgan as to the good
reputation of the deceased was calculated to and
actually biased and prejudiced the jury against
the defendants, for it evidently caused the jury
to think of and consider the good qualities of
the deceased.
It is a binding rule of evidence that:
“Evidence of the quiet, peaceable dis
position ot sober and industrious habits of
the deceased, or of his general reputation
as a good man or worthy citizen cannot be
proved in advance.”
Underhill Grim. Ev. Par. 504.
“The character of the deceased is pre
sumed to have been quiet and peaceable
and until it has been attacked by the de
fense it may not be made the subject of
proof by the prosecution.”
13 R. C. L. Par. 219.
Besides this they were so remote that they
could not be used even in rebuttal for his drink
ing was testified to have taken place imme
diately prior to the slaying and several hours
after the witnesses had seen him.
106
2. J. B. Morgan was allowed to testify in
rebuttal for the State:
“Q. Did you have some dealings with him
with reference to getting him off of your place?
“A. Yes, sir, I bought 160 acres of land that
he lived on, and Louis lived in the house there
and wanted to stay there, and I told him that I
did not want to work that land, that I was going
to use it for a pasturage, and, I guess, it was
about two months before I finally got him to
move. I t w a s r e p o r te d a m o u n t th e n eg ro es th a t
he c a rr ie d a gu n , in fact, there was a negro who
worked on my place, and he says to me, he says,
‘Cap, ain’t you having trouble in getting Louis
off your place’ and I said, ‘No trouble, but he
won’t move,’ and he says, ‘Boss, you watch him,
h e c a rr ie s a g u n a ll o f th e tim e , and he might
hurt you’ ” (Tr. 159-160).
This testimony was inadmissible and in
competent and could have had no other effect
than to arouse the passion and prejudice of a
white jury in trying negroes for slaying of a
white man. This is so obvious and well known
that argument about it would be absurd and a
useless gesture.
Such testimony was inadmissible because:
1. It was wholly immaterial, irrelevant,
disconnected and shed no light on the matters
in issue.
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2. It was hearsay and far fetched hearsay.
3. It tended to prove another and habitual
crime.
Proof of other crimes are inadmissible and
prejudicial.
W illia m s v. State, 183 Arkansas 870.
M orris v. S ta te , 165 Arkansas 452, and
cases there cited.
3. For the same reason the testimony of
Ike Walker (Tr. 51) “that defendant c a rr ied a
gun all the fall” was erroneously admitted and
was prejudicial to the rights of the appellants.
4. The testimony of A. L. Wesson (Tr.
15/) introduced over the objections and excep
tion of the defendants was not admissible and
was prejudicial to the appellants.
It is improper to admit testimony of “in
stances” in order to prove reputation. This is
what was permitted and in so doing the court
committed a reversible error.
III. THE RIGHTS OF THE APPELLANTS
WERE PREJUDICED BY THE FAILURE
TO GIVE PROPER INSTRUCTIONS AND
BY THE GIVING OF IMPROPER IN
STRUCTIONS.
1. In the instructions given by the court
there was a complete and absolute failure on
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the part of the court in his instruction to define
murder in the first degree and murder in the
second degree and to make the distinction be
tween first degree murder and second degree
murder and even in his instruction on voluntary
and involuntary manslaughter there was really
nothing in the way of explanation to tell the
jury the difference between any of the four
degrees of homicide included in the indictment.
It is inconceivable that the average jury
would be able to determine the difference be
tween murder in the first degree and murder in
the second degree and manslaughter from the
meager instructions given by this court and it
is a reversible error in the case and very pre
judicial to the appellants that the jury was not
properly instructed as to the different degrees.
The court gives the statute defining
murder in his instruction No. 3. In instruction
Nos. 1 and 2, he tells the jury if they believe the
defendant guilty of first degree murder,, or,
second degree murder, what punishment they
shall assess, but after looking carefully through
all of the instructions given on the part of the
State and those given in behalf of the defend
ant, there is nothing that defines to them what
constitutes murder in the first degree and there
is nothing that defines to them what constitutes
murder in the second degree. There is no in-
109
struction given telling them the difference or
by what manner they could differentiate and
determine the degree of guilt.
The court also failed to instruct the jury
that if there is a reasonable doubt as to the
degree, that doubt should be resolved in favor
of the appellants and a conviction found only
of the lower degree.
In addition to this failure of the court to
give these instructions as to the different
degrees, we wish to call the attention of this
court to the following instruction.
2. In instruction No. 8 on manslaughter,
the court uses the expression that “if you be
lieve beyond a reasonable doubt that the de
fendant w a s n eg lig en t, a s e x p la in e d in th ese in
s tru c tio n s in coming to such belief,” and yet
there is no word in the instructions from the
court defining or explaining negligence.
Therefore, this instruction No. 8 was mis
leading to the jury and prejudicial to the ap
pellants.
3. In instruction No. 10, the court com
mitted a prejudicial error to the defendants
and committed an error prejudicial to the
rights of the defendants in using in such instruc
tion as defining a reasonable doubt the expres
sion, “h a tch ed u p f o r th e p u rp o se o f a c q u itta l.”
110
This could have resulted in nothing other than
prejudice to the defendants because it is an ex
pression by the court given under particular
circumstances that impress the minds of the
jury and there could be no other meaning drawn
from such an expression except that in the
opinion of the court the testimony of the de
fense was h a tch ed u p a n d h a tch ed u p f o r the
sp ec ific p u rp o se o f ra is in g a d o u b t in th e m in d s
o f th e ju r y . The expression has no place in the
instruction for any reason at all and unfortu
nately for these two defendants, it must have
led or influenced the jury to believe and to think
upon the fact that the court was evidently think
ing and believing that the defense was “hatched
up.” It rendered the entire instruction pre
judicial and bad.
4. Counsel for defendant is at a loss, after
a careful reading of the entire testimony in
this case a number of times, to find where there
is one single scintilla of evidence upon which
the instruction numbered 11 could be based.
The instruction reads as follows:
“The law of self-defense does not imply
the right of attack. If you believe from the
evidence in this case that the defendant, armed
with a deadly weapon, sought the deceased with
the felonious intent to kill him, or sought or
brought on or voluntarily entered into the diffi
culty with the deceased with the felonious intent
to kill him, then the defendant cannot invoke
I l l
the law of self-defense, no matter how immi
nent the peril in which he found himself
placed.”
There is no word of evidence in this case
either upon the part of the State, nor by the
flight of the most fertile imagination, that would
justify any person to believe from the evidence
in this case that the defendants, or either of
them, w e re a rm e d w ith a d e a d ly w ea p o n until
after they had been attacked by the deceased.
There is no evidence that these defendants, or
either of them, so u g h t th e d ecea sed with the
intent to kill him or any other person. There
is no evidence that they voluntarily entered into
a difficulty with the deceased, but all of the evi
dence, both for the State and the defense, indi
cates that there were two negroes at home on
Christmas day, “At peace with the world and
with good will toward all men,” in honor of the
Master’s birthday, they were preparing to “bake
bread” with a number of their friends and
neighbors, and the deceased, a rm e d w ith a p is to l
in one pocket and a pint of liquor in the other
pocket, ca m e to th e ir h o m e a n d c a s tle , under the
law, and accused one of the boys of being a thief
and when the boy and his father attempted
mildly, as the evidence shows, to explain that
the property which the deceased claimed was
stolen from him was the property of the defend
ants, the deceased assaulted a seventeen year
112
old boy by striking him over the head with a
singletree and running after him with a pis
tol, threatening to shoot and to kill. Then he
went to the home of that boy’s father and be
cause the father claimed the singletree in
question, drove him into the house shooting at
him as he went through the door and continued
to shoot through the window at the father, the
son, the mother, the wife and the other mem
bers of the family.
Surely, this instruction which could do
nothing but lead the jury to think possibly
there might be some evidence which they might
have forgotten in the hurry of the trial might
justify them in believing the d e fe n d a n ts so u g h t
o u t th e d ecea sed , and was practically a state
ment by the court to the jury “th a t th ese d e fe n d
a n ts h a d n o r ig h t to in v o k e th e la w o f s e lf d e
f e n s e ,” and were deprived of the very thing the
law of God and man gave them the right to use.
That it was prejudicial to these defendants
goes without saying, for today they await rest
lessly in a death cell for their life to be taken
away from them, so decreed by the jury which
heard and considered this erroneous and un
called for instruction.
5. In instruction No. 12, reading as follows:
“You are instructed that the danger, real
or apparent, to the defendant, must have been
113
so urgent and pressing as to cause the defendant
to honestly believe that the killing of Brad Polk
was necessary in order to save his own life or
prevent him from receiving great bodily harm
at the hands of the deceased, and defendant
must have acted under the influence of these
fears, and not in a spirit of revenge.”
The court, speaking of the danger to the
defendant, rea l o r a p p a re n t, gives the law cor
rectly in so far as the instruction goes, but it is
not the law to which these defendants were en
titled. The instruction should have continued
and given to the jury the real law which says,
“but to whom must the danger appear to have
been so urgent and pressing?” It must have so
appeared to the defendant himself. It is use
less to argue that under the stress of the circum
stances, the excitement of battle, the danger of
combat when hemmed in your home and being
fired upon, that a person could take the same
view as a jury in the safety, the calm, and order
of a court room, who had not only a few seconds
to deliberate, to think, but who had hours and
even days to listen to the circumstances, to
weigh and consider them and, so it was the duty
of the court to have explained to that jury prop
erly that the danger and necessity need not ap
pear to them to be so urgent and pressing, but
that it need only appear urgent and pressing
to the defendant himself.
114
“To justify a killing in self-defense, it
is not essential that it should appear to the
jury to have been necessary.”
S m ith v. S ta te , 59 Ark. 132.
“Whenever a man undertakes self-de
fense, he is justified in acting on the facts as
they appear to him.”
M agn ess v. S ta te , 67 Ark. 594.
T in er v. S ta te , 115 Ark. 494.
E ld e r v. S ta te , 69 Ark. 648.
6. Instruction 13, reading:
No. 13. “You are instructed that the right
of self defense begins with necessity and ends
in necessity, and before the defendant can jus
tify himself in taking the life of the deceased,
defendant must have employed all reasonable
means in his power consistent with his safety
to have avoided the danger, real or apparent,
to himself to avert the necessity of taking the
life of the deceased.”
This instruction tells the jury that the de
fendants must have taken all reasonable means
and that they must have declined any further
contest, but this is not the law. These instruc
tions were prejudicial to the defendants in that
the court failed to tell the jury further that i f
th e d a n g e r w a s as g rea t f o r th e d e fe n d a n ts to
r e tr e a t as to s ta n d th e ir g ro u n d , th e y h a d a r ig h t
to s ta n d th e ir g ro u n d a n d k il l th e d e c e a se d i f
n e c e s sa ry to sa v e th e ir o w n life . The court
115
should have instructed the jury further, “a
m a n ’s h o m e, h o w e v e r h u m b le , is h is castle , a n d
w h en a tta c k e d in h is castle , it is n o t h is d u ty
to re trea t, bu t it is h is r ig h t to s ta n d h is g ro u n d
a n d to p r o te c t h is lo v e d o n es a n d to p ro te c t h is
h o m e f r o m u n w a rra n te d a tta c k .”
For these errors and failure of the court in
giving complete proper and adequate instruc
tions based upon the evidence in the case, coun
sel insist that the judgment in this case should
be reversed and proper relief afforded to these
men now condemned to die.
CONCLUSION
In conclusion, counsel wishes to say to this
court that this is a cause that should not be dealt
with lightly nor passed over without a careful
scrutiny and consideration of the errors here
inbefore set out.
It is true that a white man has been killed;
that two negroes have been tried and sentenced
to death for the commission of the alleged
crime. But it is a right of people to have a fair
and impartial trial and to have justice meted out
to them regardless of color, race or previous
conditions of servitude and if this case is given
a careful, considerate and fair consideration by
this court, it is the opinion of counsel that no
116
other finding can be made in this cause, but
that the trial in this case was not conducted
fairly and according to legal procedure and law
protecting the rights of the accused.
We respectfully ask and pray that this court
consider this case impartially and that justice
be served by reversing this cause in order that
these men may secure the justice to which they
are entitled.
Scipio A. J ones,
C o u n se l f o r A p p e lla n ts .
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