Escambia County, FL v. McMillan Joint Appendix Vol. V
Public Court Documents
January 1, 1982 - January 1, 1982
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Brief Collection, LDF Court Filings. Escambia County, FL v. McMillan Joint Appendix Vol. V, 1982. 95fe57ff-b09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/e584dd1c-25e7-474f-be35-7fe3310c296e/escambia-county-fl-v-mcmillan-joint-appendix-vol-v. Accessed December 04, 2025.
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No. 82-1295
IN THE
Supreme Court of the United States
OCTOBER TERM, 1982
ESCAMBIA COUNTY, FLORIDA, et al.,
Appellants,
v.
HENRY T. McMILLAN, et al.,
Appellees.
ON APPEAL FROM THE UNITED STATES COURT OF
APPEALS FOR THE FIFTH CIRCUIT
JOINT APPENDIX
VOL. V - Pages 1155-1304
CHARLES S. RHYNE
Counsel o f Record
J. LEE RANKIN
THOMAS D. SILVERSTEIN
Rhyne & Rankin
1000 Connecticut Ave., N.W.
Suite 800
Washington, D.C. 20036
(202) 466-5420
THOMAS R. SANTURRI
Escambia County Attorney
28 West Government Street
Pensacola, Florida 32501
(904) 436-5450
Attorneys fo r Appellants
EDWARD STILL
Counsel o f Record
Reeves and Still
Suite 400
Commerce Center
2027 1st Avenue North
Birmingham, Alabama 35203
JAMES U. BLACKSHER
LARRY T. MENEFEE
Blacksher, Menefee & Stein,
P.A.
4051 Van Antwerp Bldg.
P. O. Box 1051
Mobile, Alabama
JACK GREENBERG
NAPOLEON B. WILLIAMS
Legal Defense Fund
10 Columbus Circle
New York, New York 10019
KENT SPRIGGS
Spriggs & Henderson
117 South Martin Luther
King, Jr. Bldg.
Tallahassee, Florida 32301
Attorneys fo r Appellees
Appeal Docketed February 2, 1983
Probable Jurisdiction Noted April 18, 1983
TABLE OF CONTENTS
VOLUME I
Page
Docket Entries............................................................................................1
District Court....................................................................................... 1
Court of Appeals................................................................................. 30
Complaint ................ 45
Answer and Affirmative Defenses — Escambia County.................... 52
Consolidation O rder............................................................................... 59
Arnow, C, J. Letter to Counsel of Record.......................................... 61
Pretrial Stipulation ................................................................................. 64
Pretrial Order........................................................................................... 77
Notice of Proposed County Charter .....................................................82
Excerpts of Trial Transcript.............................................................. -146
Testimony of Dr. Jerrell H. Shofner...........................................146
Testimony of Dr. Glenn David Curry........................................ 229
Testimony of Charlie L. Taite .................... - ............................255
Testimony of Otha Leverette .......................................................271
Testimony of Dr. Donald Spence ............................ 280
Testimony of Billy Tennant .........................................................310
VOLUME II
Testimony of Julian Banfell........ ................................................325
Testimony of Orellia Benjamin Marshall .................................. 334
Testimony of F. L. Henderson.....................................................338
Testimony of Elmer Jenkins.........................................................341
Testimony of Nathaniel Dedmond............................................... 348
Testimony of James L. Brewer ...................................................357
Testimony of Cleveland McWilliams ........................................ 361
Testimony of Earl J. Crosswright .............................................. 363
Testimony of William H. Marshall ...........................................374
Testimony of Dr. Charles L. Cottrell .......................................398
Testimony of James J. Reeves ...................................................436
Testimony of HolliceT. Williams ...............................................438
Testimony of Governor Reubin Askew.....................................452
Testimony of Marvin G. Beck ...................................................470
Testimony of Kenneth J. Kelson ...............................................495
Testimony of Charles Deese, Jr...................................................507
Testimony of Jack Keeney ...........................................................532
Testimony of A. J. Boland......................................................... 549
Testimony of Laurence Green ................................................... 560
Testimony of Dr. Manning J. Dauer.........................................578
Colloquy Between the Court and Counsel ...............................598
VOLUME III
Plaintiffs’ Exhibits............................................................................... 603
Exhibit 6 Demographic Tables — Pensacola Florida...........603
Exhibit 8 Voter Registration, City of Pensacola...................731
Exhibit 14 Excerpts — Computer Printouts Analyzing
Voting Patterns for Selected Elections...................733
Exhibit 16 Statistical Analysis of Racial Element in
Escambia County, Pensacola City Elections . . . . 771
Exhibit 17 Neighborhood Analysis, Pensacola SMSA .......... 799
VOLUME IV
Exhibit 21 United Way of Escambia County, Inc. —
Community Planning Division Composite
Socio-Economic Index for the 40 Census
Tracts .......................................................................... 919
Exhibit 23 Excerpt — Statistical Profile of Pensacola
and the SMSA......................................................... 1006
Exhibit 25 Escambia County and Pensacola SMSA —
Population Trends; Racial Composition;
Population by Tract; Age Distribution..................1016
(ii)
(iii)
Exhibit 32 Selected Deeds Conveying Property Located
in Escambia County ............................................. 1036
Exhibit 33 Votes Cast for all Candidates in Selected
Precincts — September 1976 Primary .................. 1047
Exhibit 55 Materials Relating to the City of Pensacola:
Adoption of At-large Election System in 1959 .. 1052
Exhibit 66 County Boards and Committees ............................ 1106
Exhibit 70 Excerpt — 1976-77 Annual Budget of
Escambia................................................................... 1108
Exhibit 71 Summary Analysis (County Recreation) ........... 1111
Exhibit 73 Transcript of Proceedings of Escambia Coun
ty Board of County Commission at August
31, 1977 Public Hearing ..........................................1131
Exhibit 80 1973-77 Escambia County, City of Pensacola
EEO-4 Summary Job Classification and
Salary Analysis ..................................................... 1142
Exhibit 92 Letter Appearing in the Pensacola News Jour
nal, August 23, 1959 ....................................... • • • H52
Exhibit 95 Editorial Appearing in the Pensacola Journal,
August 13,1959 ............................ 1153
VOLUME V
Exhibit 98 Proposal of Charter Commission Appointed
in 1975 .................................................................... 1155
Exhibit 99 Recommendations by Minority of Charter
Commission Appointed in 1975 ......................... 1225
Exhibit 100 Proposal of Charter Commission Appointed
in 1977 ................................................................... 1228
(iv)
District Court Order Denying Stay of December 3, 1979
Remedial O rder....................................................................... 1261
Excerpts of Trial of Testimony of Dr. Glenn David
Curry........ .................................................................. 1267
Excerpts of Trial Testimony of Dr. Manning F.
Dauer .................................. 1284
NOTE
The following opinions, decisions, judgments, and orders have been
omitted in printing the Joint Appendix because they appear in the
Appendices to the Jurisdictional Statement as follows:
Page
Decision on Rehearing of the Fifth Circuit in
McMillan v. Escambia County, Florida, 688
F.2d 960 (5th Cir. 1982) ................................................................. A-la
Decision of the Fifth Circuit in McMillan v.
Escambia County, Florida, 638 F.2d 1239
(5th Cir. 1981) .......................................... B-30a
Decision of the Fifth Circuit in McMillan v.
Escambia County, Florida, 638 F.2d 1249
(5th Cir. 1981) ................................................................................B-52a
Memorandum Decision and Order of the United
States District Court for the Northern District
of Florida in McMillan v. Escambia County,
Florida, PCA No. 77-0432 (N.D. Fla. Dec. 3, 1979) . . . . . . . . B-54a
Memorandum Decision of the United States District
Court of the Northern District of Florida in
McMillan v. Escambia County, Florida
PCA No. 77-0432 (N.D. Fla., Sept. 24, 1979) .........................B-66a
Memorandum Decision and Judgment of the United
States District Court of the Northern District
of Florida in McMillan v. Escambia County,
Florida, PCA No. 77-0432 (N.D. Fla. July 10, 1978) ............ B-71a
(V)
Judgment in McMillan v. Escambia County,
Florida, 688 F.2d 960 (5th Cir. 1982)............ C-l 16a
1155
EXHIBIT 98
Proposal of Charter Commission Appointed in 1975
CHARTER GOVERNMENT
STUDY COMMITTEE
REPORT
AMERICAN REVOLUTION BICENTENNIAL
1776-1976
ESCAMBIA COUNTY, FLORIDA
1975-1976
1156
ESCAMBIA COUNTY
PROPOSED CHARTER
BY
CHARTER GOVERNMENT STUDY COMMITTEE
FOR
BOARD OF COUNT Y COMMISSIONERS
MEMBERS
B. G. Tennant, Chairman
Adrian Blanton Ms. Jacquelyne Simmons
Ashton Brosnaham, Jr. Frank Westmark
MAJORITY REPORT BY:
B. G. Tennant, Chairman
Frank Westmark
Ms. Jacquelynne Simmons
Escambia County, Florida
1975-76
1157
FOREWORD
Anyone who has tried to sell a complex product such as
governmental structure knows the difficulties involved in
getting the message to the people. Without knowledge, the
public is apt to accept only what they know — “status
quo.” As our changing society requires counties to provide
new and improved services and perform new functions,
they must have more flexibility of operation and financ
ing.
It is a fundamental principle that home rule, or the right
of local self-determination is a corner stone of our
American democracy. Counties must have the freedom to
act, to participate, and to be responsible in matters of
purely local interest.
Reorganization of County government should not be
undertaken lightly, but with full recognition of the need
for change. To the people heavily involved in government,
the need is so obvious that they never establish a case for
change. The average citizen feels no impelling need, no
urgency for any major restructure of the governmental
pattern. Perhaps the most basic reason is the lack of
awareness of the need for change and the lack of
knowledge of the present structure.
Few citizens are aware of the County’s ties to state and
federal government and the limitations of County powers.
These ties have a direct relationship to the cost of local
government and the inability of County government to
respond to local problems. Restrictions on County govern
ment have accumulated to the point of stifling local in
itiative in the very areas most susceptible to local interest
and control, and priorities are often neglected because
federal programs overshadow locally defined needs. Dur
1158
ing the past ten years, expectations of citizens have been
raised that every economic and social problem would be
solved with funds provided by some new federal program,
and federal programs continue to fund private agencies
within the County. This does not mean, however, that the
County should not obtain the maximum federal funds
available in providing necessary or desirable needs and ob
jectives of the County.
We must find some way to revitalize local government
and roll back increasing concentration of power of the
state and federal governments. We must also find some
method to allow County government more flexibility of
form, function, and finance; therefore, modernizing
County government is perhaps the most pressing need for
action. County governmental machinery of the Twenties
and Thirties is simply not capable of meeting the demands
of the Seventies and Eighties.
B. G. Tennant, R.S., Chairman
Charter Government Study Committee
1159
TABLE OF CONTENTS
I. PROPOSED ESCAMBIA COUNTY CHARTER ...................1161
Preamble........................................................................................ 1161
Art, I - Powers of Government .....................................1161
Art. II - Legislative Branch: County Commission ................ 1165
Art. Ill - Administrative Branch:
County Executive Director ............................................. .. 1172
Art. IV - Administrative Branch:
Administrative Organization ...............................................1177
Art. V - Elected County Officers Continued.......................... 1185
Art. VI - Judicial System ................................. .................. 1187
Art. VII - Financial Procedures ............................... 1187
Art. VIII - Elections............................................. ......................1189
Art. IX - Miscellaneous Provisions .........................................1190
Art. X - Transition Provisions ...................... .................. 1192
II. BRIEF ANNOTATION OF CHARTER PROVSIIONS . . . . 1194
Plan of County Government.................................... 1194
Powers of the County Commission .........................................1195
Limitation of Terms — County Commissioners.......................1196
Residency Requirements of Members
of Board of County Commissioners .....................................1196
Initiative and Referendum Provisions ....................................... 1196
Executive Director — Authority................................................. 1197
County Executive Director — Qualifications ...........................1197
Department Heads — Selection ................................................. 1198
Non-Interference Language ....................................................... 1199
Administrative Code ........................ 1199
Chairperson of Commission.......... .................................. 1199
Separation of Powers....................................................................1200
County and Municipal Ordinances .............. 1200
Representation ............................ 1201
Budget Preparation ..................................................................... 1202
Audits .......................... 1203
Department of Personnel and Civil Service B oard................ 1203
III. OPTIONAL METHODS OF COUNTY GOVERNMENT . 1204
County Administrative Law of 19744,
Chapter 125, FS, Part III ....................................................... 1205
Optional County Charters,
Chapter 125, FS, Part I V ......................................................... 1210
1160
IV. RECOMMENDATIONS AND OBSERVATIONS .............1218
Legislative - Administrative Functions .....................................1218
Budgets .......................................................................................... 1220
Auditing ........................................................................................ 1220
Non-Profit Public Agencies ....................................................... 1221
County-State-Federal Connections ........................................... 1222
Government Cost Stabilization ................................................. 1222
Revitalization of County Government.......................................1223
Intergovernmental Agreements .............................................. 1224
Personnel - Civil Service .............................................. 1224
Charter Government ................... 1224
*****
1161
PROPOSED
ESCAMBIA COUNTY CHARTER
PREAMBLE
We, the people o f Escambia County, Florida, join
together, under God, in the belief that County government
shall be responsive to the people o f the County and shall
serve the people in a manner o f efficiency and accoun
tability, with equal benefits fo r all citizens; do in accor
dance with the Constitution and Laws o f the State o f
Florida, ordain and establish as our Charter and form o f
government this Charter o f Escambia County, Florida.
ARTICLE I
POWERS OF GOVERNMENT
SECTION 101. BODY CORPORATE AND
POLITIC.
Escambia County shall be a Body Corporate and
Politic, and as such shall have all rights and powers of
local self-government, which are now, or hereinafter may
be, provided by the Constitution and Laws of Florida, and
this Charter.
SECTION 102. NAME AND BOUNDARIES.
The Corporate name of this County government shall
be “Escambia County,” hereinafter referred to as the
“County,” and shall be so designated in all actions and
proceedings touching, its rights, powers, properties, and
duties. Its seat shall be within Pensacola, Florida, and
boundaries of the County shall be those presently
designated by law.
1162
SECTION 103. GENERAL POWERS OF THE
COUNTY
The County, under this Charter, shall have all powers
and duties described by the Constitution, Laws of Florida,
and this Charter, and shall have all powers of local self-
government, provided however, the County shall have no
power to promulgate, adopt or enforce any rule, regula
tion, resolution or ordinance or to assume or exercise
jurisdiction with respect to any matter or thing with
respect to which, the state of federal government or any
department, division, commission or authority thereof is
or may be authorized or empowered to exercise jurisdic
tion.
SECTION 104. SPECIAL POWERS.
The County shall have all special powers and duties
which are not inconsistent with this Charter, heretofore
granted by law to the Board of County Commissioners,
except as limited by Section 103. The County shall have
the power to provide County or municipal purposes, ex
cept as otherwise provided by the Constitution or general
law of Florida.
SECTION 105. TRANSFER OF POWERS.
The County shall have the authority to assume and per
form all functions and obligations now or hereinafter per
formed by any municipality, special district or agency
whenever such municipality, special district or agency
shall request the performance of transfer of the functions
to the County.
SECTION 106. DIVISION OF POWERS.
This Charter hereby establishes separation between the
legislative, administrative, and judicial functions of this
1163
government; the establishment and adoption of policy
shall be the responsibility of the Legislative Branch and
the execution of that policy shall be the responsibility of
the Administrative Branch.
SECTION 107. EXERCISE OF POWERS.
All powers of the County shall be executed as provided
by this Charter or, if the Charter makes no provisions, as
provided by ordinance or resolution of the Board of
County Commission.
SECTION 108. SECURITY OF THE CITIZENS’
RIGHTS.
In order to secure to the citizens of the County protec
tion against abuses and encroachments, the County shall
use its powers to prevent by ordinance or by civil or
criminal action, whenever appropriate, in securing for all
citizens:
A. Just and Equitable Taxation: The County shall
prevent the imposition of any tax within the County in ex
cess of the limitation imposed by Article VII, Section 9, of
the Florida Constitution, or by the Laws of Florida;
B. Proper Use of Public Property: The County shall
prevent the use of public property, taxes, or taxing power
for the benefit of private individuals, partnerships, or cor
porations in violation of the restrictions imposed by Arti
cle VII, Section 10, of the Florida Constitution, or by the
Laws of Florida;
C. Full Disclosure of Public Records and Proceedings:
All meetings and proceedings established by the County
shall be open to the public in compliance with the Laws of
Florida. All official acts, documents, and financial
reports, except those which have been specifically
1164
prepared for use in court proceedings, criminal and law
enforcement files, those which would invade a person’s
right of privacy, shall be open for public inspection, and
the agency having custody and control of public records
shall, upon request supply certified copies of the records
requested for a reasonable fee as established by ordinance;
D. Protection of Human Rights: The County shall
establish provisions, pursuant to state and federal law, for
protection of citizen human rights from discrimination
based upon religion, political affiliation, race, color, age,
sex, or national origin by providing and insuring equal
rights and opportunities for all citizens of Escambia Coun
ty.
SECTION 109. ORDINANCE SUPERIORITY.
Where a municipal ordinance conflicts with a County
Ordinance, the municipal ordinance shall prevail to the ex
tent of such conflict, otherwise, County ordinance shall be
effective county wide including within municipality.
SECTION 110. CONSTRUCTION.
The powers granted by this Charter shall be construed
liberally in favor of the County government. The specified
powers in this Charter shall not be construed as limiting,
in any way, the general or specific power of the County, as
stated in this Charter and the Constitution and Laws of
the State of Florida.
SECTION 111. SEVERABILITY.
If any article, section, subsection, sentence, clause or
provision of this Charter or the application thereof shall
be held invalid for any reason, the remainder of the
Charter and of any ordinances, regulations or resolutions
made thereunder shall remain in full force and effect.
1165
ARTICLE II
LEGISLATIVE BRANCH: COUNTY COMMISSION
SECTION 201. COMPOSITION.
The legislative power of the County shall be vested in
the Escambia County Board of County Commission,
hereinafter referred to as the “Commission.” As of the ef
fective date of this Charter, the Commission shall be com
posed of seven (7) members. There shall be five (5) Com
mission districts and one (1) Commission member shall be
elected from each district by voters of that district. There
shall be two (2) Commission members elected at large by
voters of the entire County. The Commission members
elected at large shall represent the County at large.
SECTION 202. TERMS OF OFFICE.
All County Commissioners shall be elected on a partisan
basis for staggered terms of four (4) years, except as pro
vided for in this section. The Commission members
elected from a district shall be elected for a term of four
(4) years, and be limited to two (3) consecutive terms as a
district Commissioner. Upon adoption of this Charter, the
two (2) additional at-large seats created by this Charter
shall be filled at the next general election by electing one
(1) Commissioner for two (2) years and one (1) Commis
sioner for four (4) years, and each term shall be four (4)
years thereafter. Commission members elected at large
shall be limited to two (2) consecutive terms.
SECTION 203. CONTINUANCE OF
COMMISSIONERS.
The Commission members in office on the effective date
of this Charter shall continue in office until the normal ex
piration of their term or until the election of their suc
cessors.
1166
SECTION 204. APPORTIONMENT.
The Commission shall divide the County into five (5)
districts of contiguous territory as nearly equal in popula
tion as practicable after each decennial census. If the
Commission is unable to complete the reapportionment of
the Commission districts within six (6) months after the
official publication of the census, the Director of Law,
upon authorization of the Commission or upon petition of
twenty-five (25) electors of the County, shall petition the
Circuit Court having jurisdiction in the County to make
such reapportionment.
SECTION 205. COMPENSATION.
Commission members’ salaries shall be as established by
general law. Commission members shall not be reimburs
ed for expenses other than those specifically approved by
the Commission. Members of the Commission shall
receive reimbursement for their actual and necessary ex
penses incurred in the performance of their official duties
as provided by general law.
SECTION 206. QUALIFICATION.
Members of the Commission shall be qualified electors
of the County and shall have been a resident of the County
for one (1) year immediately preceding the date on which
they qualify to run for office. Members elected from
districts shall have resided within the district from which
they are elected for at least six (6) months prior to the date
on which they qualify to run for office. Any Commission
member who changes residency from the County, and any
Commission member elected by district who changes
residency from the district from which the member was
elected, shall be deemed to have vacated his office.
1167
If a member ceases to be a qualified elector of the Coun
ty or is convicted of a crime involving moral turpitude, he
shall immediately forfeit his office. The Commission shall
be judge of the qualifications of its members, and with
that purpose, shall have power to subpoena witnesses,
take testimony, and require the production of records.
Decisions made by the Commission in the exercise of
powers granted by this section shall be subject to review by
the courts.
SECTION 207. VACANCIES.
A vacancy in any Commission member’s office or other
elected County official under this Charter government
shall be filled in accordance with the Constitution and
Laws of Florida.
SECTION 208. SUSPENSIONS.
Suspensions from office of any elected official shall be
for cause and shall be in accordance with the Constitution
and Laws of Florida.
SECTION 209. POWERS AND DUTIES OF
OF THE COMMISSION.
The Commission shall have all jurisdiction and powers
granted to it by the Constitution, Laws of Florida, and
this Charter. The Commission, in addition to other
powers and duties provided in this Charter, shall have the
specific powers and duty to:
(1) Confirm appointment by a majority vote of the
full Commission and to remove by a majority vote of the
full Commission the Executive Director; department
heads of the County; members of appointed County
Boards, commissions, and advisory groups, except as
otherwise provided for in this Charter.
1168
(2) Elect from among its members a Chairperson and
a Chairperson Pro Tern. The Chairperson shall preside at
Commission meetings. If at any meeting the Chairperson
is not present or is unable to act, the Chairperson Pro Tem
shall preside. The Chairperson and the Chairperson Pro
Tem shall be elected annually prior to December 1, and
shall take office on the first Thursday of January of each
year.
(3) Adopt a seal for the County.
(4) Adopt, amend, and repeal ordinances and resolu
tions
(5) Adopt and amend the Administrative Code.
(6) Provide for an independent audit of County
finances.
(7) Fix and amend Commission districts so as to be
nearly equal in population as practicable.
(8) Levy taxes and special assessments and to borrow
money subject to the limitations as provided by the Con
stitution and Laws of Florida.
(9) Review budgetary requests, and make the final
determination of appropriations for all operations of
County government, except as provided by law.
(10) Enter into bilateral and multilateral contracts
with adjoining Counties and with governmental units
within or contiguous to the boundaries of the County for
joint performance, or for performance by one governmen
tal unit in behalf of the other or others of any function or
activities which the County is authorized to perform.
1169
(11) Make investigations of the affairs of the County
and to make inquiries into the conduct of any County
employee, department, office, or agency.
(12) Make appropriations for County purposes.
(13) Adopt rules and procedures as shall be necessary
for the orderly transactions of the business of the Com
mission.
(14) Designate which officers and employees shall be
bonded and fix the amount in form of such bonds.
(15) Require periodic and special reports concerning
functions of any County department, office, or agency
receiving County funds. Such reports, in the case of
departments, offices, or agencies, subject to the direction
and supervision of the County Executive Director, shall be
submitted through the County Executive Director.
SECTION 210. POWERS AND DUTIES OF THE
CHAIRPERSON OF THE
COMMISSION.
The Chairperson shall serve as the chief officer of the
legislative branch of County government and shall devote
such time as is necessary to perform the duties of the of
fice. The Chairperson, in addition to the powers and
duties provided elsewhere in this Charter, shall have the
specific powers and duties to:
(1) Serve as the legislative leader and presiding officer
of the Commission.
(2) Appoint the Executive Director, subject to confir
mation by a majority vote of all members of the Commis
sion.
1170
(3) Present annually in January of each year a “State
of the County” message, setting forth programs and
recommendations to the Commission.
(4) Nominate, subject to the confirmation by a ma
jority vote of all members of the Commission, members of
all appointed County boards, commissions, and advisory
groups.
(5) Call all regular and special meetings of the Com
mission.
(6) Promote the welfare and best interest of the
citizens of Escambia County by presenting from time to
time policy recommendations to the Commission.
(7) Serve as the official representative and ceremonial
dignitary for the government of Escambia County.
SECTION 211. PROCEDURE: MEETINGS;
RULES AND JOURNAL; VOTING.
A. The Commission shall meet regularly, at least twice
in every month, at such times, and places as the Commis
sion may prescribe by rule. Special meetings may be held
on the call of the Chairperson or of two (2) or more
members and, whenever practicable, upon no less than
twelve (12) hours effective notice to each member. All
meetings of the Commission shall be public.
B. The Commission shall determine its own rules and
order of business and shall provide for keeping a journal
of its proceedings. This journal shall be a public record.
C. Voting, except on procedural motions, shall be by
roll call and the ayes and nays shall be recorded in the
journal. A majority of the members of the Commission
1171
shall constitute a quorum, but a smaller number may ad
journ from time to time and may compel the attendance of
absent members in the manner and subject to the penalties
prescribed by the rules of the Commission.
SECTION 212. COUNTY ORDINANCES AND
RESOLUTIONS.
Every County ordinance and resolution shall be in
troduced and approved in accordance with the Constitu
tion and Laws of Florida.
SECTION 213. RECORDING, PRINTING, AND
CODIFICATION.
The Commission shall provide for the authentication
and recording in full, in a properly indexed book kept for
the purpose, of all minutes of meetings, ordinances and
resolutions adopted by the Commission and the same
shall, at all times, be a public record. The Commission,
with the advice and assistance of the Director of Law,
shall cause each ordinance and resolution having the
force and effect of law and each amendment to this
Charter to be printed as promptly as possible following its
adoption; and the printed ordinance, resolutions and
Charter amendments shall be sold to the public at
reasonable prices to be fixed by the Commission. The
Commission shall further maintain a codification of all or
dinances. Such codification shall be published and made
available for distribution on a continuing basis at a
reasonable price fixed by the Commission.
SECTION 214. RESTRICTIONS ON ELECTED
OFFICIALS AND COMMISSION.
Neither the Commission nor any of its members, except
the Chairperson, shall in any manner dictate the appoint
1172
ment or removal of any County employee. Except for the
purpose of inquiries under Section 209 of this Article, the
Commission or members, in dealing with County
employees who are subject to the direction and supervision
of the Executive Director, shall deal solely through the Ex
ecutive Director, and neither the Commission nor its
members shall give orders to any such employee, either
publicly or privately, any willful violation of the provi
sions of this subsection by a member of the Commission
shall be sufficient grounds for an action for his removal
from office, brought in a court of competent jurisdiction.
No person elected or member of the Commission shall be
appointed to any paid County administrative office of the
County or paid county position during the period begin
ning on the date of his election and ending not less than one
(1) year after the expiration of term for which he was
elected.
ARTICLE III
ADMINISTRATIVE BRANCH:
COUNTY EXECUTIVE DIRECTOR
SECTION 301. COUNTY EXECUTIVE
DIRECTOR.
There shall be a County Executive Director, hereinafter
referred to as the “Executive Director,” who shall be ap
pointed by the Chairperson of the Commission, subject to
confirmation by a majority vote of all members of the
Commission, for an indefinite term. The Executive Direc
tor shall serve at the pleasure of the Commission, and he
may be removed at any time by a majority vote of all of its
members. At least thirty (30) days before such removal is
to become effective, the Commission shall furnish the Ex
1173
ecutive Director with a written statement setting forth its
intention to remove him. In the event such a removal for
any reason other than a conviction of a felony or
malfeasance in office, he shall be granted two (2) months’
termination pay.
SECTION 302. QUALIFICATIONS.
The Executive Director shall be chosen solely on the
basis of his executive and administrative abilities, with
special reference to the duties of his office, as herein
outlined. The Executive Director need not be a resident of
Escambia County or of the State of Florida at the time of
his appointment, but during the tenure of his office, he
shall, within sixty (60) days, establish residence within
Escambia County.
SECTION 303. VACANCY.
When a vacancy occurs in the office of the Executive
Director, the Commission may designate one (1) qualified
staff member to perform the duties of the Executive Direc
tor for a period not to exceed sixty (60) days.
SECTION 304. BOND: EXECUTIVE DIRECTOR.
Before entering upon his duties, the Executive Director
shall give a bond to the Commission with a bonding com
pany as surety, conditioned upon the faithful performance
of his duties, to be approved by the Commission. The
premium for said bond shall be paid by the County.
SECTION 305. SALARY: EXECUTIVE
DIRECTOR.
The salary of the Executive Director shall be fixed from
time to time by resolution, but shall not be decreased while
he holds office.
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SECTION 306. POWERS AND DUTIES OF
EXECUTIVE DIRECTOR
The Executive Director shall be clerk of the Commission
and chief administrative officer of the County, and he
shall be responsible to the Commission as a whole for the
proper administration of the affairs of the County, except
as otherwise provided by the Constitution and the Laws of
Florida, or by this Charter.
The Executive Director shall have custody of the seal of
the Board of County Commissioners and shall affix the
same to any paper or linstrument to which it shall be pro
per or necessary that the same be affixed. The Executive
Director, as clerk of the Commission, shall give copies of
instruments in his custody, to all persons requesting such
instruments, attested by his signature and authenticated by
said seal.
The powers and duties of the Executive Director shall
include the following:
(1) He shall supervise and be responsible for the
operation of all County departments, except as may be
provided by this Charter.
(2) He shall be clerk and administrative officer to the
Commission.
(3) He shall employ, in accordance with the Civil Serv
ice System, and, when necessary for the good of the Coun
ty, shall suspend, discipline, or discharge any employee
under his supervision, provided that the Executive Direc
tor shall report, at the next meeting hereafter of the Com
mission, any action taken by authority of this subsection.
(4) He shall submit annually to the Commission, a
budget for the next fiscal year. The Executive Director
1175
shall be responsible for the administration of the budget
after its adoption by the Commission.
(4) He shall, in conjunction with the preparation of
the annual budget, develop long-range fiscal plans for the
County, such plans to be presented, as necessary, to the
Commission for its review and adoption.
(5) He shall, in conjunction with the preparation of
the annual budget, develop long-range fiscal plans for the
County, such plans to be presented, as necessary, to the
Commission for its review and adoption.
(6) He shall hold such other County offices and head
such other County departments as the Commission may
from time to time direct.
(7) He shall attend all meetings of the Commission,
with a right to take part in the discussions.
(8) He shall prepare the agenda for each regular or
special meeting and committee meetings of the Commis
sion and shall supply facts pertinent thereto.
(9) He shall review, analyze, and forecast trends of
County services, finances, and programs of all County
departments and agencies receiving County funds; keep
the Commission informed as to the conduct of County af
fairs and submit such other reports as the Commission re
quests.
(10) He shall see that the provisions of all franchises,
leases, permits, and privileges granted by the County are
observed.
(11) He shall coordinate all funding programs of all
other governmental units or agencies with the County
government.
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(12) He shall see that all ordinances, resolutions, and
orders of the Commission, and all laws of the State which
are subject to enforcement by the Executive Director or by
officers who are subject under this Charter to the Ex
ecutive Director’s direction and supervision, are faithfully
executed.
(13) The Executive Director shall submit to the Com
mission at the end of the fiscal year a complete report on
the finances and administrative activities of the County
for the preceding year and prepare and make available for
distribution to the public, within three (3) months after the
end of the fiscal year, an annual report on County affairs
during that fiscal year.
(13) The Executive Director shall submit to the Com
mission at the end of the fiscal year a complete report on
the finances and administrative activities of the County
for the preceding year and prepare and make available for
distribution to the public, within three (3) months after
the end of the fiscal year, an annual report on County af
fairs during that fiscal year.
SECTION 307. ADMINISTRATIVE CODE:
INITIAL.
The Executive Director shall prepare an initial Ad
ministrative Code which shall set forth departmental
organization of County government and the nature and
scope of each department, together with all required rules
and procedures for the operation of said departments, and
a comprehensive budget procedure. Such Administrative
Code shall, within nine (9) months after adoption of this
Charter, be submitted to the Commission for review,
amendment, and adoption. The Commission shall adopt
the Administrative Code as submitted or amended within
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three (3) months of the date submitted. If not adopted
within three (3) months, the Administrative Code, as
originally prepared by the Executive Director, shall be
considered approved and shall remain in force until such
time as it may be formally amended by the Commission.
The Executive Director may, from time to time, submit
any changes in any or all department organizations, in
cluding combinations, deletions, and creations of depart
ments or divisions, and transfer of responsibilities between
departments or divisions to the Commission for review,
amendment, or adoption.
SECTION 308. TEMPORARY ABSENCE.
Should the Executive Director become ill or need to be
absent from the County, he may designate one (1)
qualified member of his staff to temporarily perform the
duties of the Executive Director during his absence or
disability. However, the person so designated shall not
perform those duties for a period longer than fifteen (15)
days without the approval of the Commission.
ARTICLE IV
ADMINISTRATIVE BRANCH:
ADMINISTRATIVE ORGANIZATION
SECTION 401. GENERAL PROVISIONS.
A. Except as provided by this Charter, the activities
under the direction and supervision of the Executive
Director shall be distributed among such departments, of
fices and agencies as are established by this Charter, or
may be established, merged, or abolished thereunder by
the Administrative Code.
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B. Except as provided by this Charter, each depart
ment shall be administered by an individual appointed by
and subject under this Charter to the direction and super
vision of the Executive Director. With the consent of the
Commission, the Executive Director may serve as the head
of one or more such departments, and with Commission
approval, may appoint one person as head of two or more
such departments.
C. The Department heads shall be appointed or
removed by the Executive Director, subject to the ap
proval by a majority of the Commission, except as other
wise provided for in this Charter.
D. The department heads shall be chosen solely on the
basis of their qualifications, executive and administrative
abilities, with special reference to the duties of the office.
Department heads and County employees shall not be
employed or receive compensation from more than one
appointing authority.
SECTION 402. DEPARTMENTAL STRUCTURE.
The departmental organization of County government
and the nature and scope of each department, together
with all the required rules and procedures for the opera
tion of said department, shall be set forth in the Ad
ministrative Code. The Administrative Code shall be
adopted by and may be amended by the Commission. The
Executive Director shall, from time to time make recom
mendations as to the promulgation, adoption, and amend
ment of the Administrative Code.
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SECTION 403. INITIAL DEPARTMENTS AND
OFFICES.
The following initial departments and offices are hereby
established under this Charter:
(1) Department of Finance.
(2) Director of Law.
(3) Department of Personnel.
(4) Department of Utilities.
(5) Department of Community Services.
(6) Department of Transportation.
(7) Department of Parks and Recreation.
(8) Department of Public Works.
SECTION 404. DEPARTMENT OF FINANCE.
There shall be a Department of Finance headed by a
Director of Finance. The Director of Finance shall be
responsible for the preliminary preparation of the County
budget as provided by the Laws of Florida, and shall be
responsible for the administration of such duties as may be
assigned under the Administrative Code and this Charter.
The following duties are hereby specifically imposed under
the Director of Finance:
(1) Maintaining the budget records of the Commission
and County departments established under this Charter.
(2) Maintaining inventories and records of County
property and equipment as required by laws.
(3) Supervision of central purchasing for the County.
1180
(4) Devise a records system, including cost accounting,
for any agency or institution which handles funds of the
County.
(5) Devise a records system for maintaining inven
tories of fuels, equipment, supplies, and the distribution
thereof.
SECTION 405. DEPARTMENT OF PERSONNEL.
There shall be a Department of Personnel, headed by a
Director of Personnel. The Director of Personnel shall be
responsible for preparing and recommending County per
sonnel policy for all County departments, officers, and
agencies, including classification of positions, pay and
benefit plans, and the maintenance of a roster of all
employees, their classification and pay scale.
SECTION 406. ESTABLISHMENT OF A CIVIL
SERVICE SYSTEM.
There is hereby created a Civil Service Board for all
classified employees of Escambia County, as defined
herein, to which system all employees of the County who
are now members of any of the present existing Civil Serv
ice System of the County, established under the Laws of
Florida, shall be and are hereby declared to be
automatically members of the Civil Service System of the
County upon the effective date of this Charter.
SECTION 407. CIVIL SERVICE BOARD.
A. The Civil Service Board shall consist of five (5)
members: one (1) shall be elected by the legislative body of
the County, being the Commission of the County, and one
(1) shall be elected by the School Board; one (1) shall be
elected by the elected constitutional County officers, and
1181
one (1) shall be elected by the employees of the County
who are members of the classified service. The fifth
member shall be named by the other four members. In the
event said members cannot agree upon the fifth member
within fifteen (15) days after said members take office, the
chief judge of the circuit Court shall designate such
member; the Board shall elect one of their members to be
Chairperson, and one member to be Vice-Chairperson.
Member shall receive no salary but shall be reimbursed for
expenses incurred in the discharge of their official duties in
accordance with Chapter 112.061, Florida Statutes.
B. The Civil Service Board of Escambia County is
authorized to employ a competent secretary, legal counsel,
and other additional help to carry out their duties under
this Charter.
C. Each member of the Civil Service Board shall hold
office for a period of four (4) years, and until his successor
is elected and qualified.
D. Each appointing authority shall be authorized, em
powered, and required to elect an alternate to the Civil
Service Board who shall serve in the event the member so
elected shall not be able to serve.
SECTION 408. QUALIFICATIONS AND
ELECTIONS: CIVIL SERVICE
BOARD.
A. Any qualified voter residing in Escambia County is
eligible to be a member of the Civil Service Board, provid
ed, however, that no person convicted of a crime involving
moral turpitude, or who is an officer or employee of the
County shall be eligible to hold office as a member of the
Civil Service Board.
1182
B. Any member of the Civil Service Board may be dis
qualified to hear and determine any cause if there exists
any ground which under the Laws of the State of Florida
would disqualify the judge of any court or which is ground
of challenge for cause to any juror.
C. The first election of the Civil Service Board
members under this Charter shall be held not less than
ninety (90) days after the approval date of this Charter.
The Civil Service Board members elected herein provided
shall take office within ten (10) days after their election or
appointment. The oath of office shall be administered to
each of the Civil Service Board members by the Chairper
son of the Commission.
SECTION 409. MEETINGS OF CIVIL SERVICE
BOARD.
The Civil Service Board shall hold not less than one (1)
regular meeting each month, and may hold special
meetings when required for the transaction of business by
the Board. Such meetings may be called by any two
members of the Board or Secretary to the Board. Three (3)
members shall constitute a quorum
SECTION 410. CLASSIFIED AND
UNCLASSIFIED SERVICES.
A. County personnel is hereby divided into “classified
service” and “unclassified service” as provided for in
Chapter 74-480, Laws of Florida, as amended.
B. The Civil Service Board shall adopt, amend, and
enforce a code of rules and regulations providing for ex
amination, appointment, employment, promotion, stan
dards of conduct, and efficiency of employees in the
classified service.
1183
C. The Civil Service Board shall be the sole authority
vested with the power to approve and confirm or deny
disciplinary action against any employee within the
classified service.
SECTION 411. TRANSFER OF POWER.
Except where inconsistent with this Charter, the func
tions, responsibilities, duties and obligations of the ex
isting Civil Service Board, established under Chapter
74-480, Laws of Florida, as amended, are hereby transfer
red and vested in the Civil Service Board as established
under this Charter, and except where inconsistent with this
Charter, the requirements under Chapter 74-480, Laws of
Florida, as amended, shall remain in full force and effect.
SECTION 412. EXISTING BOARD
CONTINUANCE.
Civil Service Board members existing at the time this
Charter takes effect shall continue in office until their suc
cessors are elected and qualified as provided by this
Charter, at which time the Board shall cease to exist.
SECTION 413. INDEPENDENT NATURE OF
BOARD.
The Civil Service Board shall be independent of all
members of administrative service of the County and shall
conduct all hearings, trials, and proceedings of every
character in an impartial, just manner, designed to pro
mote justice and efficiency.
SECTION 414. EMPLOYEES UNDER ECONOMIC
OPPORTUNITY ACT 1964.
No person shall hereafter become a member of the
classified service of the County, notwithstanding any pro
1184
visions of this Article to the contrary, who is employed by
the County solely for the purpose of participating in the
federally sponsored Economic Opportunity Act of 1964,
as amended; provided further that such employees waive
any and all rights to participate in any pension system
maintained for employees of the County, except Social
Security benefits; provided, however, this Section may be
waived in its entirety by ordinance enacted by the Com
mission.
SECTION 415. APPOINTMENT:
DIRECTOR OF PERSONNEL.
The Director of the Department of Personnel shall be
appointed by the Chairperson of the Commission, subject
to confirmation by a majority vote of all members of the
Commission.
SECTION 416. ANNUAL REPORT.
The Director of Personnel shall report annually, in writ
ten form, to each appointing authority concerning the ad
ministrative needs of the Service, the personnel and posi
tions in the Service, and the Compensation provided
therefor, the examinations held by the Board, the appoint
ments made, service ratings and removals in the Civil Serv
ice, the operation of the rules of the Civil Service Board,
and recommendations for promoting efficiency and
economy in the Service, with details of expenditure and
progress of work.
SECTION 417. DIRECTOR OF LAW:
QUALIFICATIONS AND DUTIES.
The Director of Law shall be an attorney at law who
shall have practied in the State of Florida for at least five
(5) years. He shall be appointed by the Commission and be
1185
the chief legal advisor of and attorney for the Commission
and all departments and offices thereof in matters relating
to their official powers and duties, except as otherwise
provided by this Charter. It shall be his duty, either per
sonally or by such assistance as he may designate, to per
form all services incident to the Department of Law; to at
tend all meetings of the Commission; to give advice in
writing, when so requested, to the Commission, the Ex
ecutive Director, or the director of any department; to
prosecute or defend, as the case may be, all cases to which
the County may be a party; to prosecute all offenses
against the ordinances of the County and for such offenses
against the laws of the State that may be required by him
by law; to prepare all contracts, bonds and other in
struments in writing in which the County is concerned,
and to endorse on each his approval of the form and the
correctness thereof; and to perform such other duties of a
legal nature as the Commission may by ordinance or
resolution require. In addition to the duties imposed upon
the Director of Law by this Charter or required of him by
ordinance or resolution of the Commission, he shall per
form any duties imposed upon the chief legal officers of
counties by law.
ARTICLE V
ELECTED COUNTY OFFICERS CONTINUED
SECTION 501. COMPTROLLER.
The office of Comptroller, as provided by law, shall
continue, and all laws applicable thereto shall continue at
full force and effect, except where inconsistent with this
Charter. The Comptroller shall qualify, be nominated,
1186
elected, and serve as provided by the Constitution and
Laws of Florida.
SECTION 502. PROPERTY APPRAISER.
The office of Property Appraiser shall continue, and all
laws applicable thereto shall continue at full force and ef
fect. The Property Appraiser shall qualify, be nominated,
elected, and serve as provided by the Constitution and
Laws of Florida.
SECTION 503. SHERIFF.
The constitutional office of Sheriff shall continue, and
all laws applicable thereto shall continue at full force and
effect. The Sheriff shall qualify, be nominated, elected,
and serve as provided by the Constitution and Laws of
Florida.
SECTION 504. SUPERVISOR OF ELECTIONS.
The constitutional office of Supervisor of Elections
shall continue, and laws applicable thereto shall qualify,
be nominated, elected, and serve as provided by the Con
stitution and Laws of Florida.
SECTION 505. TAX COLLECTOR.
The constitutional office of Tax Collector shall con
tinue, and all laws applicable thereto shall continue at full
force and effect. The Tax Collector shall qualify, be
nominated, elected, and serve as provided by the Constitu
tion and Laws of Florida.
1187
ARTICLE VI
JUDICIAL SYSTEM
SECTION 601. JUDICIAL SYSTEM.
The judicial system of the Charter government shall be
as provided by the Constitution and Laws of Florida.
SECTION 602. JUDICIAL OFFICES.
The office of the Clerk of Circuit Court, judges of the
County Court, and all other offices of the various courts
of the County shall continue, and all laws applicable
thereto shall continue at full force and effect. The Clerk of
Circuit Court shall qualify, be nominated, elected, and
serve as is provided by the Constitution and Laws of
Florida.
ARTICLE VII
FINANCIAL PROCEDURES
SECTION 701. FISCAL YEAR.
The fiscal year of the Charter government shall begin on
the first day of October of each year and shall end on the
following thirtieth day of September.
SECTION 702. UNIFORM BUDGETARY SYSTEM.
All County operations shall utilize a unified and uniform
budget system. All fees collected by officers and employees
of the County shall be deposited in the appropriate County
fund as provided by law. The head of each County depart
ment, elected County official office or agency receiving
County monies, shall furnish the Executive Director a
detailed budget as may be required for the ensuing year s
1188
operation, a capital program, and such additional informa
tion as may be required by the Executive Director or the
Commission prior to July 1 of each year. On or before the
first day of August of each year, the Director of the Depart
ment of Finance shall determine the estimated revenues of
the County and, under the supervision of the County Ex
ecutive Director, shall prepare a tentative budget with com
parative anlysis from past years.
SECTION 703. BUDGET REVIEW.
Prior to September 15 of each year, the County Commis
sion shall review the tentative budget and capital program
as submitted by the Executive Director, together with the
Executive Director’s recommendations and the original
budget request of any elected County official, and shall
make such additions, deletions, or changes as may be
necessary to insure the proper funding of operations of
County government. The County Commission shall take
action to insure that the total budget provides sufficient
funds on an annual basis for all agencies and departments
to carry out their duties and functions, as provided by this
Charter, the Constitution, and the Laws of Florida.
SECTION 704. PUBLIC HEARING.
Prior to October 1 of each year, a public hearing shall be
held on the County budget and capital program. After the
public hearing, the Commission may adopt the budget and
capital program with or without amendment. A notice of
such public hearing and a summary of the budget of each
elected official, department, and agency shall be published
in a newspaper of general circulation in the County at least
ten (10) days before the date of such hearing. Final adop
tion of the budget by the Commission shall be made prior
to October 1 of each year.
1189
Any agency or County officer receiving County ap
propriated funds, shall make a complete and full disclosure
of all financial operations annually, including all sources of
funds, disbursements, and budget of the agency or county
officer. Each agency and County officer shall file such
financial records with the Commission, and copies of such
records shall be available to any members of the public at a
reasonable cost.
SECTION 706. REQUIRED AUDIT.
The County Comptroller shall, within twelve (12) months
of the next fiscal year, complete an audit of the ac
counts and other evidence of financial transactions of the
County and of every County department and office. If the
State makes such an audit, the Comptroller may accept it as
satisfying the requirements of this Section.
ARTICLE VIII
ELECTIONS
SECTION 801. ELECTION PROCEDURES.
All elections shall be held and conducted pursuant to the
provisions of Article VI of the Constitution and Laws of
Florida, except as otherwise provided in this Charter.
SECTION 802. CANVASSING BOARD.
There shall be a Canvassing Board composed of the
Supervisor of Elections, the Chairperson of the Commis
sion, and the presiding judge of the judicial circuit in which
Escambia County is situated, or any circuit judge in such
judicial circuit appointed by the presiding judge.
SECTION 705. FINANCIAL DISCLOSURE.
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MISCELLANEOUS PROVISIONS
SECTION 901. LAWS CONTINUED.
All laws, ordinances, regulations and resolutions of the
County shall remain operative except where inconsistent
with this Charter.
SECTION 902. ADMINISTRATIVE CODE.
Any Administrative Code adopted and amended shall
not be inconsistent with the provisions of this Charter.
SECTION 903. RIGHTS RESERVED.
All actions, rights of action, claims, contracts and
obligations of persons, corporations, public bodies or agen
cies existing on the date this Charter becomes effective shall
continue to be valid as if this Charter had not been
adopted.
SECTION 904. PUBLIC DEBT AND BOND
OBLIGATIONS CONTINUED AND
RECOGNIZED.
All public debts, bonds, revenue certificates, revenue
bonds and tax anticipation certificates heretofore incurred
or issued by Escambia County shall remain valid and in full
force and effect and shall be secured by the same sources of
revenue as before the adoption of this Charter and to the
extent necessary all ordinances, resolutions or other actions
pertaining to same shall remain in full force and effect until
payment in full of such public debts and securities.
SECTION 905. PROCEEDINGS CONTINUED.
All petitions, hearings and other proceedings pending
before the former government shall remain in full force and
effect as established under this Charter.
ARTICLE IX
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All advisory boards existing at the date of the adoption
of this Charter shall continue unless abolished by a majori
ty vote of the full Commission. The Commission may
create by resolution, specifying the duties and membership
thereof, such advisory boards as it deems necessary.
Members of such advisory boards shall be nominated by
the Chairperson of the Commission, subject to confirma
tion by a majority vote of the full Commission.
SECTION 907. BOARD OF TAX ADJUSTMENT.
The Board of Tax Adjustment, as provided by the Laws
of Florida, shall continue under this Charter.
SECTION 908. PETITION AND ORDINANCE.
Changes in this Charter or an ordinance may be propos
ed by: (1) a petition signed by at least ten percent (10%)
of the number of registered voters in Escambia County.
When such change is filed with the Supervisor of Elections,
it shall be submitted to the voters at an election to be held in
accordance with the requirements of the Constitution and
Laws of Florida, and if approved at the election, the change
shall become a part of this Charter.
SECTION 909. NOTICE OF CHARTER
AMENDMENT REFERENDUM.
In addition to any other notice requirements provided by
this Charter or general law, whenever a Charter amend
ment is submitted to referendum, the exact language of the
proposed Charter amendment or amendments, shall be
published at least twice in a newspaper of general circula
tion in the County. One notice shall be published not more
than forty-five (45) days nor less than thirty (30) days prior
to the referendum election, and another notice shall be
SECTION 906. CITIZENS’ ADVISORY BOARDS.
1192
published not more than ten (10) days nor less than five (5)
days prior to the referendum election.
SECTION 910. CODE OF ETHICS.
The Code of Ethics shall be the Standards of Conduct
for Public Officers and employees as provided by general
law, and shall have full effect on all employees and office
holders under the Charter government. Penalty for viola
tion shall be provided by ordinance, or as otherwise provid
ed by general law.
SECTION 911. PROHIBITIONS.
No person shall be appointed to or removed from or in
any way favored or discriminated against with respect to,
any County position or appointive County administrative
office because of sex, race, political or religious opinions or
affiliations.
ARTICLE X
TRANSITION PROVISIONS
SECTION 1001. REFERENDUM AND BALLOT.
The election on this Charter shall be held in accordance
with the requirements of the Constitution and Laws of
Florida. The question on the ballot shall be as follows:
“SHALL THERE BE A HOME RULE CHAR
TER FOR ESCAMBIA COUNTY, FLORIDA,
PROVIDING FOR THE RESTRUCTURING
OF COUNTY GOVERNMENT, WHICH
SHALL TAKE EFFECT___ , AS PROPOSED
BY C H A R T E R DATED ___ .”
FOR CHARTER:
1193
AGAINST CHARTER:
SECTION 1002. FORM OF NOTICE.
The form of notice of the election by which this Charter
shall be submitted to referendum shall contain the com
plete text for this Charter.
SECTION 1003. EFFECTIVE DATE.
This Charter shall become law when approved by a ma
jority of those electors voting on the matter in an election
to be held in the County under the provisions of the Con
stitution and the Laws of Florida. The Charter govern
ment shall assume all powers and duties provided by this
Charter on the first day o f___ , the effective date of this
Charter.
SECTION 1004. INITIAL CHARTER COUNTY
EXECUTIVE DIRECTOR.
Upon the election of the additional two (2) County
Commissioners, the seven (7) member Commission, im
mediately upon the assumptibn of their duties, shall in
itiate the necessary procedures for employing the initial
Executive Director as established by this Charter. It shall
be the obligation of the Commission to employ the initial
Executive Director within three (3) months of the date on
which they take office. Pending the selection of the Ex
ecutive Director, the Chairperson of the Commission shall
be empowered to appoint an interim Executive Director
with powers as may be established by the Commission.
1194
The initial Commission districts shall be constituted as
the constitutional Commission districts would have been
constituted if this Charter had not been adopted.
SECTION 1006. DEPARTMENTS CONTINUED.
Except as provided by this Charter, all County depart
ments and agencies shall continue until reorganized in ac
cordance with the provisions of this Charter and the Ad
ministrative Code.
SECTION 1007. EMPLOYEES’ CONTINUATION.
All employees of the former County government shall,
on the effective date of this Charter, become employees of
the Charter government without loss of benefits. Salaries
of all employees shall be continued at no less than the
same level as on the date of the referendum approving this
Charter, unless at such time as the Commission shall pro
vide for overall adjustment for all County employees.
SECTION 1005. DISTRICTS.
b r ie f a n n o t a t io n o f c h a r t e r p r o v is io n s
Plan of County Government
If any structure of government is unsophisticated and
provincial, it is certainly the Commission form of govern
ment established in 1885 for Florida counties, which were
then primarily rural and agrarian.
The 1968 Constitution provides for home rule powers,
and it is now possible for the people to adopt a Charter
and thus modernize and restructure the outdated form of
local County government. The Charter will provide a
more efficient and responsive form of government for
1195
Escambia County. The plan of representation and the pat
tern of administration will go a long way towards fostering
responsible and accountable County government.
The Charter provides the County with a written plan of
government which may be modified and amended at the
local level rather than having to look to the provisions of
the general or special laws for determination of how
County government is to be operated. If any disruption
occurs, it will be due to the personalities involved and not
the system developed.
The Charter maintains all constitutional elective officers
which insures accessibility and effectively pinpoints ac
countability to the voter.
Powers of the County Commission
The language of the Charter in no way detracts from or
restricts the legislative powers of the County Commis
sioners granted under the constitution and laws of Florida.
The Commission has the specific powers and duties to
adopt rules of procedure as shall be necessary for the
orderly transaction of business of the Commission.
The County Commission, under the Charter, must act
within the general framework of the duties enumerated
under the Charter, the constitution, and the provisions of
general law which prevails with or without the County
Charter.
The procedure for adopting and repealing County Or
dinances is clearly outlined in Florida General Law,
Chapter 125.66-125.69. However, the Charter expands the
legislative powers of the County Commission, which is not
prohibited by the constitution and general laws.
1196
Limitation of Terms — County Commissioners
The limitation of terms is restricted to two consecutive
terms for any County Commissioner. The Charter does
not provide a limitation on the number of years of public
service at the County level. The limitation on County
Commissioners was included only to insure that no office
of the governing (legislative) body be indefinitely reserved
for any particular individual. The limitation also insures
that a meaningful check is placed on district representa
tion to effectively eliminate the possibility of ward
politics.
Residency Requirements of Members of Board of County
Commissioners
It is important to establish residency requirements for
all Commission offices. The Charter establishes a
minimum of one-year residency in the County for all
Commission officers, and six months’ district residency
within the respective district. Currently, there is no re
quirement other than residing in the district at the time of
qualifying. This would allow someone totally unfamiliar
with the County or district to run for office.
Initiative and Referendum Provisions
The initiative and referendum provisions of the propos
ed Charter are additional measures which insure greater
citizen involvement and participation in the County
government legislative process. There are no provisions
for initiative and referendum under the present form of
government. This provision guarantees the citizen the
right to change the form of County government. While it
may be possible for a special interest group to obtain suffi
cient signatures to meet the petition requirements, it
should be noted that this would only insure that the ques
1197
tion be placed on the ballot. A majority of the electors in
the County, in a referendum, must approve any petition
proposal. A ten percent of the electors’ signature require
ment is high enough to eliminate abuses and low enough to
allow the petition process to be meaningful.
Executive Director — Authority
The current position of the County Executive Director
was established by the weakest possible method - by a
simple Commission resolution which could be abolished
by the vote of three of the County Commissioners.
The line of authority and chain of administrative com
mand under the current structure of County government is
unclear and its legality questionable. The basic authority
of the County Executive Director, as established in the
Charter, separates the administrative and legislative func
tions of County government and clearly provides that the
County Executive Director shall be the Chief Ad
ministrative Officer of the County.
The Charter has clearly established, on a sound legal
basis, the position of County Executive Director which
can only be changed or abolished by a vote of the County
electors. The Charter does not give any tenure to the
County Executive Director, and the Commissioners
should not be bound by the requirements imposed by
tenure. The Commissioners must be able to dismiss the
Executive Director, otherwise, this plan of government
would not work.
County Executive Director — Qualifications
The Charter establishes guidelines for the qualifications
of the County Executive Director. The only specific re
quirements are that he maintain residence in the County
1198
during his tenure of office and not engage in any other
business or occupation. To include stringent requirements
as to education and experience, might meet the test today
but fall short in the future. The Charter Government
Study Committee felt that the County Commission should
be given the flexibility of establishing prerequisites at the
time the job is to be filled. Numerous educational degrees
do not insure that an individual will be a capable ad
ministrator. By the same token, extensive work experience
does not guarantee competency. In a representative form
of government, certain responsibility and faith must be
placed in elected representatives to employ the best
qualified person.
Department Heads — Selection
This Charter clearly gives the County Executive Direc
tor the authority to select the department heads that will
be responsible to the County Executive Director (with ap
proval of the County Commissioners). A County Ex
ecutive Director that does not have the support of the
County Commission will not remain in office, and
therefore the approval of the County Commission of such
appointments should be routine. It will, however, provide
a very necessary check and balance system that is so vital
in any form of government.
The requirement that the County Commission must ap
prove all dismissals of department heads will grant to
those persons taking the job as department heads in Coun
ty government that there will be some appeal process if
they should temporarily be at cross purposes with the
County Executive Director or have a personality conflict.
1199
Non-Interference Language
The non-interference language in the Charter is for
good reasons — to keep individual members of the Com
mission from trying to exert their individual opinions and
personal prejudices on the County department heads and
employees. They must be free to carry out the ad
ministrative functions of County government through the
Executive Director, and in accordance with the policies
established by the Board of County Commissioners.
Without this proper chain of command, the department
heads and the employees may be caught between in
dividual Commissioners or the Commission and the Ex
ecutive Director.
Administrative Code
The provisions for an Administrative Code provides the
procedure for establishing the initial Administrative Code.
The Charter requirement for an Administrative Code is
significant in that the nature and scope of each department
and all rules and responsibilities and procedures for Coun
ty departments must be established in written form and
approved by the Commission. The line authority structure
of current County government is “fuzzy” at best. The Ad
ministrative Code provides a way for the department
heads, the employees, the citizens, and the elected officials
to know who is suppose to be doing what. The Ad
ministrative Code clearly pinpoints responsibility and ac
countability according to the established policy of the
Commission.
Chairperson of Commission
Under the proposed Charter, the Chairperson of the
County Commission is considered the legislative leader of
the County and, as such, is responsible for the various
1200
legislative programs considered by the County, and is a
person that the Commissioners and the citizens will look
to for leadership.
The Chairperson will be more responsive to the people
and will give people, for the first time, the opportunity to
pinpoint responsibility. With this responsibility, it follows
that the Chairperson should have a greater voice in the
selection of the County Executive Director and the
Department of Personnel, the two most important posi
tions in the County government. Obviously, the Chairper
son is not going to be able to appoint someone for these
positions that is not acceptable to the majority of the
Commission, and as a practical matter, the selection of
these persons will be a joint effort of the entire Commis
sion.
Separation of Powers
The proposed Charter clearly establishes a separation of
responsibilities and functions and legally divides legislative
and administrative duties. The division of powers has been
clearly implemented throughout the Charter as a careful
reading will indicate. The Charter permits the use by the
Commission of all powers granted by the Charter, or
General Law, and provides for an orderly pattern of ac
tion of which the County Commission can transact its of
ficial business.
County and Municipal Ordinances
In order to meet the requirements of the Florida Con
stitution, Article VIII, Section 1(g), which states: “The
Charter shall provide which shall prevail in the event of
conflict between County and municipal ordinances.”
Therefore, the Charter provides that County ordinances
1201
shall prevail Countywide, except where a County or
dinance is in conflict with a municipal ordinance. In those
cases, the municipal ordinance within the municipality will
prevail.
Representation
The plan of representation in the proposed Charter
establishes a seven (7) member County Commission whose
duties are legislative in nature. The plan will provide a
combination of district and at-large representation. Five
(5) Commissioners will be elected from districts averaging
approximately 50,000 persons, and two (2) Commissioners
will be elected at large.
District representation will cut the mounting cost of
running for Countywide election, and the increasing
reliance on special interest for financing. The districts will
also insure meaningful representation and allow close
identification and scrutiny of the district Commissioners.
The district Commissioners will be closer to the people
who elected them and more responsive to district problems
and needs. The district Commissioners will have a ready
and in-hand knowledge of their districts. The two (2)
Commissioners elected at large will provide balanced
representation; therefore, the Charter provides for a com
bination of district and at-large representation.
There may be an argument that district Commissioners
may be responsive to district pressures first and consider
vital County wide matters second. It is based upon the
assumption and not fact and does not take into considera
tion the fact that the County Commission can only act as a
unit in passing County laws or establishing policy or issu
ing administrative directives.
1202
With five of the seven County Commissioners elected by
districts, there will be a better opportunity for voter iden
tification. In a republican form of government, represen
tation must be meaningful to be responsive and effective.
There is no magic number for a representative body to in
sure smooth, efficient, and representative government.
The present five-member Commission was originally
established in 1885 when Escambia County had a popula
tion of approximately fifteen hundred persons.
The Charter Government Study Committee felt that the
Commission should be enlarged to insure that the plan of
representation would be equitable, representative, and
responsive. The language of the Charter was drafted to in
sure compliance with the Constitutional one-man, one-
vote principle, and the provisions of Article VIII, Subsec
tion (1) and (3) of the Florida Constitution.
Budget Preparation
Currently, under special law, the Comptroller (elected
official) is required to prepare the County budget for sub
mission to the Board of County Commissioners. Since a
budget is clearly an administrative and management tool,
it was felt that the budget preparation should be in the
hands of the administrative and legislative branch of
County government; therefore, the Charter clearly places
the responsibility of the preparation of the budget, which
is essentially a management tool, with the County Ex
ecutive Director. The mechanics of putting the budget in
order logically falls under the responsibility of the Direc
tor of Finance of the Department of Finance.
The Committee sees no conflict in having the Executive
Director and the Director of Finance working together to
prepare the budget since both positions are administrative
1203
in nature, but felt that it was essential that the Charter
clearly establish who has the responsibility for final
preparation and submission of the budget to the County
Commission for approval.
Audits
The County expenditures are now approaching $40
million a year. Most of which is being expended without
the control of regular audits. State law requires that there
be post audits of County governments and their depart
ments by the Auditor General of the State. However, there
is no specific requirement that there be annual post audits,
and no such audits are being performed on an annual basis
by the State.
Considering the size and scope of the operation of
Escambia County’s government, the committee felt that it
was advisable to require annual audits. However, if the
State makes an audit of the County or any of its agencies
within one year after the fiscal year, then it will not be
necessary for the Comptroller to make an audit. This pro
vision merely provides a check to insure good business
practices in the event the State does not perform its
statutory duty. All major businesses in the country follow
this good business practice.
Department of Personnel and Civil Service Board
Personnel policy and pay is an administrative function
and, as such, should be under the legislative and ad
ministrative body of the County. The present Civil Service
Board has broad powers of personnel policies and pro
vides that the Civil Service Board determine and establish
pay scales for all classified positions.
The Charter provides that all County departments, of
1204
ficers, and agencies utilize administrative services of the
County Personnel Department. The Charter does not
outline each and every duty required of the Personnel
Department but does require that they be outlined in the
Administrative Code. The Charter permits reorganization
of this department as needed. However, the Charter does
provide for a Civil Service Board that has the responsibili
ty to enforce a code of rules and regulations providing for
examination, appointment, employment, promotion,
standards of conduct, and efficiency of employees in the
classified service. It also provides for job protection of
classified positions and the elimination of arbitrary
capricious action against employees by the administrative
staff or legislative body. The Charter also provides protec
tion for all existing employees under the present Civil
Service System.
OPTIONAL METHODS OF COUNTY GOVERNMENT
The “County Administration Law of 1974,” which is
Part III of Chapter 125 of the Florida Statutes, authorizes
the Board of County Commissioners to pass a County or
dinance adopting the “County Administration Law of
1974,” which would accomplish the separation of ad
ministrative and legislative powers of County government
and would provide some of the changes outlined in the
proposed Charter (See pages 28-30).
Part IV of Chapter 125 of the Florida Statutes is known
as the “Option County Charter Law” and provides an
alternate way to Charter government; therefore, the Board
of County Commissioners may propose by ordinance a
Charter consistent with the provisions of this part and pro
vide for a special election pursuant to the procedures
established in Section 125.64, Florida Statutes, without
1205
regard to the time limitation contained in Section
125.645(e). This part gives to the Board of County Com
missioners the following optional forms of County
government:
(1) County Executive Form (See pages 1210-17);
(2) County Manager Form (See proposed Charter,
pages 1161-94); and
(3) County Chairman/Administrator Plan (See pages
1210-17).
CHAPTER 125, FLORIDA STATUTES
COUNTY GOVERNMENT
PART III
COUNTY ADMINISTRATION
125.70 Short title.
125.71 Purpose.
125.72 Application of the part.
125.73 County administrator; appointment,
qualifications, compensation.
125.74 County administrator; powers and
duties.
125.70 SHORT T IT L E .- This part shall be known
and may be cited as the “County Administration Law of
1974.”
125.71 PURPOSE. - It is the legislative intent that it
is necessary to authorize a form of county administration
that best assures an adequate and efficient provision of
services to the citizens in this state, that provides for coor
dinated administration of county departments to better
1206
protect the health, welfare, safety, and quality of life of
the residents in each of the more urbanized counties, and
that places in the hands of a county administrator the
multitude of details which must necessarily arise from the
operation of a county as a unit of local government and,
thus, enables the board of county commissioners to per
form freely, without unnecessary interruption, its fun
damental intended purpose of making policies within the
framework of law applicable to county government in this
state. It is the further legislative intent to provide a formula
and structure for the economic and efficient conduct of
county affairs by making the county administrator
established by this act responsible for handling of all
things necessary to accomplish and bring to fruition the
policies established by the board of county commissioners.
125.72 APPLICATION OF THE PART. - The pro
visions of this part may apply to any county in this state
which has not adopted a charter form of county govern
ment upon passage of a county ordinance by the governing
body of such county expressly adopting this part.
125.73. COUNTY ADMINISTRATOR; APPOINT
MENT, QUALIFICATIONS, COMPENSATION.-
(1) Each county to which this part applies shall ap
point a county administrator, who shall be the ad
ministrative head of the county and shall be responsible
for the administration of all departments of the county
government which the board of county commissioners has
authority to control pursuant to this act, the general laws
of Florida, or other applicable legislation.
(2) The county administrator shall be qualified by ad
ministrative and executive experience and ability to serve
as the chief administrator of the county. He shall be ap
1207
pointed by an affirmative vote of not less than three
members of the board of county commissioners and may
be removed at any time by an affirmative vote, upon
notice, of not less than three members of the board, after a
hearing if such be requested by the county administrator.
The administrator need not be a resident of the county at
the time of his appointment, but during his tenure in office
he shall reside within the county.
(3) The compensation of the administrator shall be
fixed by the board of county commissioners unless other
wise provided by law.
(4) The office of county administrator shall be deemed
vacant if the incumbent moves his residence from the
county or is, by death, illness, or other casualty, unable to
continue in office. A vacancy in the office shall be filled in
the same manner as the original appointment. The board
of county commissioners may appoint an acting ad
ministrator in the case of vacancy or temporary absence or
disability until a succesor has been appointed and
qualified or the administrator returns.
125.74. COUNTY ADMINISTRATOR: POWERS
AND DUTIES. -
(1) The administrator may be responsible for the ad
ministration of all departments responsible to the board of
county commissioners and for the proper administration
of all affairs under the jurisdiction of the board. To that
end, the administrator may, by way of enumeration and
not by way of limitation, have the following specific
powers and duties to:
(a) Administer and carry out the directives and
policies of the board of county commissioners and enforce
all orders, resolutions, ordinances, and regulations of the
board to assure that they are faithfully executed.
1208
(b) Report to the board on action taken pursuant
to any directive or policy within the time set by the board
and provide an annual report to the board on the state of
the county, the work of the previous year, and any recom
mendations as to actions or programs he deems necessary
for the improvement of the county and the welfare of its
residents.
(c) Provide the board, or individual members
thereof, upon request, with data or information concern
ing county government and to provide advice and recom
mendations on county government operations to the
board.
(d) Prepare and submit to the board of county
commissioners for its consideration and adoption an an
nual operating budget, a capital budget, and a capital pro
gram.
(e) Establish the schedules and procedures to be
followed by all county departments, offices, and agencies
in connection with the budget and supervise and ad
minister all phases of the budgetary process.
(f) Prepare and submit to the board after the end
of each fiscal year a complete report on the finances and
administrative activities of the county for the preceding
year and submit his recommendations.
(g) Supervise the care and custody of all county
property.
(h) Recommend to the board a current position
classification and pay plan for all positions in county serv
ice.
(i) Develop, install, and maintain centralized
budgeting, personnel, legal, and purchasing procedures.
1209
(j) Organize the work of county departments,
subject to an administrator and adopted by the board, and
review the departments, administration, and operation of
the county and make recommendations pertaining thereto
for reorganization by the board.
(k) Select, employ, and supervise all personnel
and fill all vacancies, positions, or employment under the
jurisdiction of the board. However, the employment of all
department heads shall require confirmation by the board
of county commissioners.
(l) Suspend, discharge, or remove any employee
under the jurisdiction of the board pursuant to procedures
adopted by the board.
(m) Negotiate leases, contracts, and other
agreements, including consultant services, for the county,
subject to approval of the board, and make recommenda
tions concerning the nature and location of county im
provements.
(n) See that all terms and conditions in all leases,
contracts, and agreements are performed and notify the
board of any noted violation thereof.
(o) Order, upon advising the board, any agency
under his jurisdiction as specified in the administrative
code to undertake any task for any other agency on a tem
porary basis if he deems it necessary for the proper and ef
ficient administration of the county government to do so.
(p) Attend all meetings of the board with authori
ty to participate in the discussion of any matter.
(q) Perform such other duties as may be required
of him by the board of county commissioners.
1210
(2) It is the intent of the Legislature to grant to the
county administrator only those powers and duties which
are administrative or ministerial in nature and not to
delegate any governmental power imbued in the board of
county commissioners as the governing body of the county
pursuant to Section 1(e), Art. VIII of the State Constitu
tion. To that end, the above specifically enumerated
powers are to be construed as administrative in nature,
and in any exercise of governmental power the ad
ministrator shall only be performing the duty of advising
the board of county commissioners in its role as the
policy-setting governing body of the county.
CHAPTER 125, FLORIDA STATUTES
COUNTY GOVERNMENT
PART IV
OPTIONAL COUNTY CHARTERS
125.80 Short title.
125.81 Definitions.
125.82 Charter adoption by ordinance.
125.83 County charters; general provisions.
125.84 County charters; optional forms,
125.85 County charters; executive
responsibilities.
125.86 County charters; legislative
responsibilities.
125.87 Administrative code; adoption and
amendment.
125.88 Civil service.
125.80 SHORT TITLE.— This part shall be known
and may be cited as the “Optional County Charter Law.”
1211
125.81 DEFINITIONS.— As used in this part, the
following words and terms shall have the meanings ascrib
ed to them in this section except when the context clearly
indicates otherwise:
(1) “County charter” means the charter by which
county government in this state may exercise all powers of
local self-government not inconsistent with general law
and as adopted by a vote of the electors of the county.
(2) “Form of county government” is that form
adopted by the electors providing for the operation of a
county government operating under a charter which shall
be provided in the charter.
(3) “Officer” means all officials of county government
operating under a charter which shall be provided in the
charter.
125.82 CHARTER ADOPTION BY ORDINANCE. -
As a supplemental and alternative way to the provisions of
ss. 125.60-125.64, inclusive, the board of county commis
sioners may propose by ordinance a charter consistent
with the provisions of this part and provide for a special
election pursuant to the procedures established in s. 125.64
without regard to the time limitation contained in subsec
tion 125.64(3).
125.83 COUNTY CHARTERS: GENERAL
PROVISIONS.-
(1) A county charter may prescribe one of the optional
forms of government herein authorized, and shall clearly
define the responsibility for legislative and executive func
tions in accordance with the provisions of this chapter.
(2) The county charter shall require all elective offices
to be filled only by qualified voters of the county. All ap
1212
pointed offices may be filled by nonresidents of the coun
ty; however, the charter may require that, upon appoint
ment, such officers shall reside in the county during their
tenure in office.
(3) The county charter shall define “vacancy in office”
and provide methods for filling such vacancy.
(4) The county charter shall provide that the salaries
of all county officers shall be provided by ordinance and
shall not be lowered during an officer’s term in office.
(5) The county charter shall provide a schedule for the
transfer of governmental functions into the charter form
of government as adopted.
125.84 COUNTY CHARTERS: OPTIONAL
FORMS. — Any county desiring to adopt a county charter
shall provide for one of the following optional forms of
government:
(1) COUNTY EXECUTIVE FO R M .- The county
executive form shall provide for governance by an elected
board of commissioners and an elected county executive
and such other officers as may be duly elected or ap
pointed pursuant to the charter. The elected county ex
ecutive shall exercise the executive responsibilities assigned
by the charter and shall, in addition, approve each or
dinance by signing it or allowing it to become approved
without signature by failing to veto it or may veto any or
dinance by returning it to the clerk of the board within 10
days of passage with a written statement of his objections.
If two-thirds of the members of the board present and
voting and constituting a quorum shall, upon reconsidera
tion, vote for the ordinance, the executive’s veto shall be
overridden and the ordinance shall become law in 10 days
or at such other time as may be provided in the ordinance
1213
or by resolution of the board, without the executive’s
signature.
(2) COUNTY MANAGER FORM. — The county
manager form shall provide for governance by an elected
board of commissioners and an appointed county
manager and such other officers as may be duly elected or
appointed pursuant to the charter. The county manager
shall be appointed by, and serve at the pleasure of, the
board and shall exercise the executive responsibilities
assigned by the charter.
(3) COUNTY CHAIRMAN/ADMINISTRATOR
PLAN. — The county chairman/administrator plan shall
provide for governance by an elected board of commi-
sioners, presided over by an elected chairman who shall
vote only in case of tie, and an appointed county ad
ministrator and such other officers as may be duly elected
or appointed pursuant to the charter. The county ad
ministrator shall be appointed by, and serve at the
pleasure of, the chairman. The chairman shall exercise, in
conjunction with the administrator, the executive respon
sibilities assigned by the charter.
125.85 COUNTY CHARTERS; EXECUTIVE RE
SPONSIBILITIES.— The executive responsibilities and
power of the county shall be assigned to, and vested in, the
appropriate executive officer, pursuant to the optional
form adopted under s. 125.83, and shall consist of the
following powers and duties:
(1) Report annually, or more often if necessary, to the
board of commissioners and to the citizens *(on) the state
*NOTE. — “O n” substituted for “o f ’ by the editors.
1214
of the county, the work of the previous year, recommen
dations for action or programs for improvement of the
county, and the welfare of its residents;
(2) Prepare and submit to the board for its con
sider aton and adoption an annual operating budget, a
capital budget, and a capital program; establish the
schedules and procedures to be followed by all county
departments, offices, and agencies in connection
therewith; and supervise and administer all phases of the
budgetary process;
(3) Administer and carry out the directives and
policies of the board of county commissioners and enforce
all orders, resolutions, ordinances, and regulations of the
board, the county charter, and all applicable general law,
to assure that they are faithfully executed;
(4) Supervise the care and custody of all county pro
perty, institutions, and agencies;
(5) Supervise the collection of revenues, audit and
control all disbursements and expenditures, and prepare a
complete account of all expenditures;
(6) Review, analyze, and forecast trends of county
services and finances and programs of all boards, commis
sions, agencies, and other county bodies and report and
recommend thereon to the board;
(7) Develop, install, and maintain centralized
budgeting, personnel, legal, and purchasing procedures as
may be authorized by the administrative code;
(8) Negotiate contracts, bonds, or other instruments
for the county, subject to board approval; make recom
mendations concerning the nature and location of county
1215
improvements; and execute services determined by the
board;
(9) Assure that all terms and conditions imposed in
favor of the county or its inhabitants in any statute, fran
chise, or other contract are faithfully kept and performed;
(10) Supervise, direct, and control all county ad
ministrative departments;
(11) Apppoint, with the advice and consent of the
board, all appointed departmental heads, who shall serve
at his pleasure, and employ pursuant to appropriation and
the administrative code, such personnel as necessary to ad
minister county functions and services;
(12) Order, at his discretion, any agency under his
jurisdiction as specified in the administrative code to
undertake any task for any other agency on a temporary
basis if he deems it necessary for the proper and efficient
administration of the county government to do so; and
(13) Any other power or duty which may be assigned
by county charter or by ordinance or resolution of the
board.
125.86. COUNTY CHARTERS: LEGISLATIVE RE
SPONSIBILITIES. — The legislative responsibilities and
power of the county shall be assigned to, and vested in, the
board of county commissioners and shall consist of the
following powers and duties:
(1) Advise and consent to all appointments by the ex
ecutive for which board confirmation is specified;
(2) Adopt or enact, in accordance with the procedures
provided by general law, ordinances and resolutions it
deems necessary and proper for the good governance of
the county;
1216
(3) Appoint a clerk to the board who shall serve at its
pleasure and keep the records and minutes of the board;
(4) Approve the annual operating and capital budgets
and any long-term capital or financial program;
(5) Conduct continuing studies in the operation of
county programs and services and take action on pro
grams for improvement of the county and the welfare of
its residents;
(6) Adopt, and amend as necessary, a county ad
ministrative code to govern the operation of the county;
(7) Adopt, pursuant to the provisions of the charter,
such ordinances of county-wide force and effect as are
necessary for the health, safety, and welfare of the
residents. It is the specific legislative intent to recognize
that a county charter may properly determine that certain
governmental areas are more conducive to uniform
county-wide enforcement and may provide the county
government powers in relation to those areas as recognized
and as may be amended from time to time by the people of
that county; and
(8) All other powers of local self-government not in
consistent with general law as recognized by the Constitu
tion and laws of the state and which have not been limited
by the county charter.
125.87. ADMINISTRATIVE CODE; ADOPTION
AND AMENDMENT. -
(1) Following the organization of the first board of
county commissioners elected pursuant to a charter, the
board of commissioners shall adopt an administrative
code organizing the administration of the county govern
ment and setting forth the duties and responsibilities and
1217
powers of all county officials and agencies pursuant to the
provisions of the charter.
(2) The administrative code shall be effective upon
adoption or as otherwise provided therein, and all existing
agencies shall assume the form, perform the duties, and
exercise the power granted them under the administrative
code and shall do so in the manner prescribed.
125.88 CIVIL SERVICE.-
(1) Upon adoption of an administrative code and also
upon the adoption of a charter, all officers and employees
in the classified service of the county shall be transferred
to the department, division, or agency to which the func
tions, powers, and duties in which they were engaged are
allocated under the administrative code. Such transfer
shall be without examination or diminution of existing
compensation, pension or retirement rights, privileges, or
obligations of any such officer or employee existing im
mediately prior to the referendum at which the charter was
adopted. It is the intent of the Legislature that the adop
tion of any plan required by the charter shall not adversely
affect the civil service tenure, pension, seniority, or pro
motional rights of any county officer or employee in the
classified service.
(2) The board of county commissioners of any county
adopting a charter may, by ordinance, administer the
merit system through a county department of civil service
unless otherwise provided by the charter. Such administra
tion shall include classification, recruitment, examination,
establishment of eligibility lists, grievances, compensa
tion, and other conditions of employment pursuant to
law.
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RECOMMENDATIONS AND OBSERVATIONS
Legislative—Administrative Functions
The chief role of the County Commission should be to
adopt policy. It should be a legislative body rather than an
administrative body. There are two principles which
should be observed in maintaining a distinction between
legislative and administrative functions: (1) the legislative
body cannot delegate its powers of a legislative character,
and (2) the administrative details and the responsibility for
implementation of policies should be delegated to the Ex
ecutive Director.
Although there have been some significant im
provements over the last few years, the Board of County
Commissioners still spends a great deal of its time in exer
cising administrative functions which can be more proper
ly delegated to the Executive Director of the County. It is a
cardinal rule of public administrative practice that
authority is increased through delegation. The time that is
spent on handling routine administrative matters can be
much better utilized in the development, formulation, and
evaluation of policies by the Board of County Commis
sioners. Specific attention should be given to relieving the
County Commission of the necessity to concern itself with
routine matters which can be handled administratively.
Presently, it would appear that adherence to Commis
sion policy is a rather haphazard occurrence. The chief
problem would appear to be effective communication
which guarantees employee awareness of County policy.
In order to resolve this problem, steps should be taken to
compile and distribute an Administrative Procedures
Manual to all County department heads or supervisors.
This manual should be updated on a periodic basis, and its
1219
distribution should be combined with in-service training
for supervisory personnel.
The establishment of an Executive Director’s office with
assigned administrative functions will make the office of
County Commissioner more attractive to a broader seg
ment of population interested in government service who
are willing and able to serve but are unable to give the
necessary time for administrative and legislative respon
sibilities.
The principle of “unity of command” is not observed in
County operations. It is a common occurrence that Coun
ty department heads and subordinates are subject to
orders from both the County Executive Director and in
dividual members of the Board of County Commissioners.
It is not unusual that subordinates are subject to conflict
ing orders which play havoc with work schedules and sub
ject County personnel to unreasonable and unnecessary
pressures.
There is an old saying. “A man cannot serve two
masters,” which is known in public administration as the
principle of “unity of command.” A subordinate who is
subject to orders from several superiors will be inefficient,
confused, and, ultimately, irresponsible.
A vast majority of local governments operate with
governing bodies whose responsibilities are legislative in
nature, i.e., enacting laws and establishing administrative
policies.
The functions and responsibilities of the County
Department of Human Resources and the Community Ac
tion Program provides various social services with em
phasis on meeting the needs of disadvantaged residents.
The services provided by these two agencies should be con
1220
solidated in a single county department so as to eliminate
the overlapping responsibilities.
Budgets
The annual budget is first and foremost a planning and
policy statement. An appropriations process is one of the
most basic and important functions of a legislative body
and, therefore, deserves special attention to insure that the
legislative body retains control of that process. Respon
sibility fo r budget formulation and implementation should
be delegated to the Executive Director’s office, who has the
responsibility o f providing the Commission with informa
tion regarding the fiscal impact o f the continuation o f ex
isting programs and initiation o f new programs.
Currently, in Escambia County, responsibility for
budget formulation, adoption and implementation is
shared between the Board of County Commissioners, the
elected County Comptroller, and the State. As a result, the
Board of County Commissioners does not have full con
trol of one of its most important functions. Additionally,
there are other elected officials who have the statutory
right to seek amendment of the annual budget through
direct appeal to the State. Therefore, the County Commis
sion, which has the legal responsibility and the political
liability for raising taxes, does not exercise control over ac
tivities which generate demands for local revenues.
Auditing
In order to maintain the fiscal integrity of the system and
the confidence of the people who ultimately support local
government through their taxes, responsibility for pre
audit and post-audit of expenditures should remain under
an independent elected official who is isolated from
political pressures by the Board of County Commis
1221
sioners. It is important that the people of the community
have confidence in the financial integrity of the system.
This principle is consistent with sound government finan
cial practices and is utilized by a majority of state govern
ments, large municipalities, and urban counties.
Non-Profit Public Agencies
Require all non-profit public agencies supported by any
form of local tax monies or fees for service to file with the
Board of County Commissioners a monthly activity
report, and on or before September 30 of each year, file
with the Board of County Commissioners a balance sheet
and statement of operations for the ensuing year, showing
all assets, liabilities, and equities’ income and expenditures
of the respective agency. They should also be required to
file a list of employee complement and their salaries, and
should any agency fail to comply with these provisions,
the Board of County Commissioners should withhold
releases of appropriations until such time as the ageny is in
compliance.
Very often private non-profit public agencies are in a
position to administer programs more efficiently than a
local unit of government. When the Board of County
Commissioners assumes direct responsibility for the
operation of a given program, there occurs substantial
overhead cost in the form of fringe benefits, Civil Service,
and other requirements imposed by law. Additionally,
agencies receive support from both the City of Pensacola
and the Board of County Commissioners. If the County
were to assume direct responsibility for the operation, it is
doubtful that the City would continue to fund the opera
tions of a County department. Through joint funding, the
City and the County have been able to initiate and support
many health and social service programs at a minimal
cost.
1222
Few citizens are aware of the County’s ties to the state
and federal government, the limitations of County
powers, and the connection between these and the inability
of the County to respond to local problems. The demand
for additional public services by the people, politics, infla
tion, and legislative acts (federal and state) have played a
substantial part in local governmental growth and the in
creased expenditure of tax monies. However, due to the
mandated nature of many of the programs by state and
federal government, efforts to control this expansion at
the County level have not been satisfactory.
Federal and state aid is another means of federal and
state influence over counties. To receive this aid, in most
instances, counties must meet certain standards or comply
with certain regulations. While many of these re
quirements have helped raise standards in County ad
ministration, others have unduly restricted County discre
tion.
State and federal aid has been invaluable to counties in
meeting rising cost; however, it can distort expenditure
patterns by encouraging counties to expend funds in one
administrative area to match grant monies, while reducing
expenditures for other needed functions which do not
receive grant funds.
Government Cost Stabilization
Escambia County has just about exhausted all of their
immediate options in trying to cope with the flood tide of
local problems. The reason is simple — we have run out of
tax dollars. There is little or no potentially new revenue
available to us in the foreseeable future; therefore, the
need to stabilize cost and improve productivity in local
C ou nty-S tate-F edera l C o n n ectio n s.
1223
government is an issue of concern to all citizens. Perhaps
one of the first places to start is the identification of
priorities in clear, precise terms so that the citizens may
understand their need to respond, and so that we may
allocate our inadequate resources better.
Revitalization of County Government
Our changing society requires counties to provide new
and improved services and perform new functions;
therefore, we must find some way to revitalize local self-
government, and we must also find some method to allow
County government more flexibility of form, function,
and finance. Modernizing County government is perhaps
the most pressing need for action.
The average citizen feels no impelling need, no urgency
for any major restructure of the governmental pattern.
Perhaps the basic reason is their lack of awareness for the
need for change and the lack of knowledge of the present
structure.
There has been a substantial growth in the expenditure
of monies and employees in the past few years; therefore,
the public is showing a renewed interest in taxes, govern
mental cost, and productivity levels of state and local
governments.
Regardless of the future, we need priorities so as to
allocate our inadequate resources better. Perhaps most im
portant of all, extension of the principle of home rule
should lead to the revitalization of local self-government
that would help roll back the increasing concentration of
power in the state and federal government.
1224
Intergovernmental Agreements
We recommend that the Board of County Commis
sioners utilize corporate intergovernmental agreements,
where appropriate, to attain economical performance of
needed services.
Personnel — Civil Service
The authority of the Civil Service Board to set salaries
for classified positions should be removed and placed in a
Department of Personnel with responsibility for all per
sonnel policies.
The Civil Service Board should have the authority to
adopt, amend, and enforce a code of regulations pro
viding for examination, appointment, employment, pro
motion, standards, of conduct, and efficiency of
employees in the classified service, and they should be the
sole authority vested with the power to approve, confirm
or deny disciplinary action against an employee within the
classified service.
Charter Government
Charter provisions should maintain all constitutional
elective County officers so as to insure accessibility and ef
fectively pinpoint accountability to the voter.
A Charter is nothing more and nothing less than a con
stitution or contract between the people and their govern
ment. A charter delineates the duties and responsibilities
of government, and it delineates the rights and privileges
of the people. We therefore recommend that the people be
given an opportunity to vote on Charter government in ac
cordance with the constitution and state statutes.
N O T E S
1225
EXHIBIT 99
Recommendations by Minority of
Charter Commission Appointed in 1975
Mr. Kenneth Kelson, Chairman
Mr. Zearl Lancaster, Vice Chairman
Mr. Jack Kenney
Mr. Marvin G. Beck
Mr. Charles Deese, Jr.
County Courthouse
Pensacola, Florida 32501
Gentlemen:
We the undersigned, have studied carefully all of the
material presented to us during the past year and a half,
including a very careful study and restudy of the proposed
charter. We have raised objections from time to time to
various sections and, while some of the most inap
propriate parts of the proposed charter might be changed,
we believe that to submit a Charter Government to the
people by referendum at this time would be a grave
mistake.
In the first place, a Charter Government, as considered
and discussed by us in the last year and a half, would
materially increase the cost of our County Government
and would tend to complicate its operation and most im
portant of all, it would remove the checks and balances
which now prevail.
The County Seal, and with it the authority which now
rests with the County Comptroller, an elected official,
would be passed on to the County Administrator, who
would be hired by the Board of County Commissioners,
who in turn could be fired by the Board of County Com
missioners. This would obviously place in the hands of the
Board of County Commissioners the power of Legisla
tion, Administration and Judiciary.
Section 105 of the proposed charter provides that the
1226
County shall have the authority to assume and perform all
functions:
“The County shall have the authority to assume and per
form all functions and obligations now or hereinafter per
formed by any muncipality, special district or agency
whenever such municipality, special district or agency
shall request the performance of transfer of the functions
to the County”.
We feel that this would be a means of obtaining con
solidated Government without a referendum.
In lieu of recommending a charter to you, we respectful
ly recommend your careful consideration of the following
changes which we believe will improve our Government
and bring your offices closer to the people whom you
serve.
1. Election of County Commissioners (a total of five)
shall be by districts and on a non-partisan basis.
2. The Commissioners, in order to justify their cost to
the tax-payers, shall remain on a full-time basis.
3 . The salaries of the Commissioners shall remain set by
Legislation.
4. The question of whom shall be bonded and the
amounts of bonds shall be provided by Legislation.
5. Your special consideration is respectfully recom
mended to the organizational chart. We believe that
this chart can be improved and should be completely
revamped.
6. We recommend that your Honorable Board should
interview the heads of all departments of the County
and the heads of all agencies, both State and Federal
(whether contributed to by County funds or not), to
determine where overlapping and unnecessary opera
1227
tion occurs. This should enable you to reduce costs
and eliminate waste.
7. We understand that the Board of Trustees has a Task
Force Committee which has been appointed to study
the operation of the University Hospital. We are con
fident that this well qualified Committee will discover
any economies which can be effected and that the
high caliber people on the present Board of Trustees
and Administration will be eager to reduce cost
wherever possible without reducing necessary service.
We have tried to cover these recommendations as briefly
as possible; However, we would be pleased to discuss this
matter with your Honorable Board. If we have omitted
anything about which you have questions, we will be hap
py to discuss this matter with your Honorable Board at
your convenience.
Respectfully yours,
/s/ H. A. Brosnaham, Jr.
/s/ Adrian Blanton
>CC: Mr. Billy Tenant
County Health Department
1228
EXHIBIT 100
Proposal of Charter Commission Appointed in 1977
CHARTER GOVERNMENT
STUDY COMMITTEE
REPORT
AMERICAN REVOLUTION BICENTENNIAL
1776-1976
ESCAMBIA COUNTY, FLORIDA
1975-1976
1229
PROPOSED
ESCAMBIA COUNTY CHARTER
PREAMBLE
We, the people o f Escambia County, Florida, join
together, under God, in the belief that County government
shall be responsive to the people o f the County and shall
serve the people in a manner o f efficiency and account
ability, with equal benefits fo r all cities; do in accordance
with the Constitution and Laws o f State o f Florida, ordain
and establish as our Charter and form o f government this
Charter o f Escambia County, Florida.
ARTICLE I
POWERS OF GOVERNMENT
SECTION 101. BODY CORPORATE AND
POLITIC.
Escambia County shall be a Body Corporate and
Politic, and as such shall have all rights and powers of
local self-government, which are now, or hereinafter may
be, provided by the Constitution and Laws of Florida, and
this Charter.
SECTION 102. NAME AND BOUNDARIES.
The corporate name of this County government shall be
“Escambia County,” hereinafter referred to as the “Coun
ty,” and shall be so designated in all actions and pro
ceedings concerning its rights, powers, properties, and
duties. Its seat shall be within Pensacola, Florida, and
boundaries of the County shall be those designated by law.
SECTION 103. GENERAL POWERS OF THE
COUNTY.
The County, shall have all powers and duties of local
self-government not inconsistent with general law, or with
special law approved by vote of the electors.
1230
The County shall have all special powers and duties
which are not inconsistent with this Charter, heretofore
granted by law to the Board of County Commissioners.
SECTION 105. CONSOLIDATION OF GOVERN
MENTS.
Notwithstanding any provision herein, this Charter
shall not be deemed to authorize or permit (1) the con
solidation of the government of Escambia County and any
municipality therein and the County shall not consolidate
its government with any municipality therein, except pur
suant to an election held under a special law specifically
providing for such an election, which shall provide that no
consolidation shall be effected unless (a) the qualified elec
tors residing within any municipality concerned par
ticipate in the election and a majority of the participants
vote in favor of consolidation; and (b) unless the qualified
electors residing without the corporate limits of the city
concerned participate in the election and unless a majority
of such participants in both areas shall vote in favor of
consolidation.
SECTION 106. DIVISION OF POWERS.
This Charter hereby establishes separation between the
legislative, administrative, and judicial functions of this
government; the establishment and adoption of policy
shall be the responsibility of the Legislative Branch and
the execution of that policy shall be the responsibility of
the Administrative Branch.
SECTION 107. EXERCISE OF POWERS.
All powers of the County shall be executed as provided
by this Charter or, if the Charter makes no provisions, as
SECTION 104. SPECIAL POWERS.
1231
provided by ordinance or resolution of the Board of
County Commission.
SECTION 108. SECURITY OF THE CITIZENS’
RIGHTS.
In order to secure to the citizens of the County protec
tion against abuses and encroachments, the County shall
use its powers to prevent by ordinance or by legal process,
whenever appropriate, in securing for all citizens:
A. Just and Equitable Taxation: The County shall pre
vent the imposition of any tax within the County in excess
of the limitation imposed by Article VII, Section 9, of the
Florida Constitution, or by the Laws of Florida;
B. Proper Use of Public Property: The County shall
prevent the use of public property, taxes, or taxing power
for the benefit of private individuals, partnerships, or cor
porations in violation of the restrictions imposed by Arti
cle VII, Section 10, of the Florida Constitution, or by the
Laws of Florida;
C. Full Disclosure of Public Record and Proceedings:
All meetings and proceedings established by the County
shall be open to the public in compliance with the Laws of
Florida. All official acts, documents, and financial
reports, except those which have been specifically
prepared for use in court proceedings, criminal and law
enforcement files, those which would invade a person’s
right of privacy, shall be open for public inspection, and
the agency having custody and control of public records
shall, upon request, supply certified copies of the records
requested for a reasonable fee as established by ordinance;
and
D. Protection of Human Rights: The County shall
establish provisions, pursuant to state and federal law, for
1232
protection of citizen human rights from discrimination
based upon religion, poiitical affiliation, race, color, age,
sex, or national origin by providing and insuring equal
rights and opportunities for all citizens of Escambia Coun
ty.
SECTION 109. ORDINANCE SUPERIORITY.
Where a municipal ordinance conflicts with a County
ordinance, the municipal ordinance shall prevail within
the municipality to the extent of such conflict, otherwise a
County ordinance shall be effective Countywide.
SECTION 110. CONSTRUCTION.
Escambia County shall have all power possible for a
County to have under the Constitution and Laws of
Florida. These powers shall include, but shall not be
restricted to or by, the following: all powers now or
hereafter given by the Constitution or other laws, and all
other powers not prohibited by such Constitution or by
this Charter to Escambia County or its departments, of
fices, or agencies, or to counties or County departments,
offices or agencies; and all powers necessary and proper to
carry into execution other powers of Escambia County.
The County shall have all such powers as fully and com
pletely as though they were specifically enumerated in this
Charter, and no enumeration of powers in this Charter
shall be deemed exclusive or restrictive.
SECTION 111. SEVERABILITY.
If any article, section, subsection, sentence, clause of
provision of this Charter or the application thereof shall
be held invalid for any reason, the remainder of the
Charter and of any ordinances, regulations or resolutions
made thereunder shall remain in full force and effect.
1233
ARTICLE II
LEGISLATIVE BRANCH: COUNTY COMMISSION
SECTION 201. COMPOSITION.
The legislative power of the County shall be vested in
the Escambia County Commission, hereinafter referred to
as the “Commission.” There shall be five (5) Commission
districts and one (1) Commission member shall be elected
from each district by voters of that district.
SECTION 202. TERMS OF OFFICE.
All County Commissioners shall be elected on a nonpar
tisan basis for staggered terms of four (4) years, except as
provided for in this section. The Commission members
elected from a district shall be elected for a term of four
(4) years, and be limited to three (3) consecutive terms.
SECTION 203. CONTINUANCE OF COMMIS
SIONERS.
The Commission members in office on the effective date
of this Charter shall continue in office as the Commis
sioner from the district from which he qualified until the
normal expiration of their term, or until the election and
qualification of their successors.
SECTION 204. APPORTIONMENT.
The Commission shall divide the County into five (5)
districts of contiguous territory as nearly equal in popula
tion as practicable after each decennial census.
SECTION 205. COMPENSATION.
Commissioners’ salaries shall be as established by
general law. Commissioners shall not be reimbursed for
1234
expenses other than those specifically approved by the
Commission. Commissioners shall receive reimbursement
for their actual and necessary expenses incurred in the per
formance of their official duties as provided by general
law.
SECTION 206. QUALIFICATIONS.
Commissioners shall be qualified electors of the County
and shall have been a resident of the County for one (1)
year immediately preceding the date on which they
qualify to run for office and shall have resided within the
district from which they are elected for at least six (6)
months prior to the date on which they qualify to run for
office. Any Commissioner who changes residence from
the County, and any Commissioner elected within a dis
trict who changes residence from the district from which
the Commissioner was elected, shall be deemed to have
vacated his office.
If a Commissioner ceases to be a qualified elector of the
County or is convicted of a crime involving moral tur
pitude, he shall be deemed to have vacated his office. The
Commission shall have power to subpoena witnesses, take
testimony, and require the production of records. Deci
sions made by the Commission in the exercise of powers
granted by this section shall be subject to review by the
courts.
SECTION 207. VACANCIES.
A vacancy in any Commissioner’s office or other elected
County official shall be filled in accordance with general
law.
1235
SECTION 208. SUSPENSIONS.
Suspensions from office of any County elected ofiicial
shall be for cause and shall be in accordance with the Con
stitution and Laws of Florida.
SECTION 209. POWERS AND DUTIES OF THE
COMMISSION.
The Commission shall be the legislative and policy-
determining body of the County. Except as otherwise pro
vided by the Constitution of the State of Florida, or by
this Charter, the Commission shall have ail powers of the-
County. Without limitation to the foregoing grant and
without limitation to the other powers given it by this
Charter, the Commission shall have the power to:
(1) Appoint by a majority vote of the full Commis
sion and to remove by a majority vote of the full Commis
sion the County Manager; members of appointed County
boards, commissions and advisory groups, except as
otherwise provided for in this Charter;
(2) Elect from among its members a Chairperson and
a Chairperson Pro Tern. The Chairperson shall preside at
Commission meetings. If at any meeting the Chairperson
is not present or is unable to act, the Chairperson Pro Tern
shall preside. The Chairperson and the Chairperson Pro
Tem shall be elected annually prior to December 1, and
shall take office on the first Thursday of January of each
year;
(3) Advise and consent to all appointments by the
County Manager for which Commission confirmation is
specified under this Charter;
(4) Adopt or enact, in accordance with the pro
cedures provided by general law, ordinances and resolu
1236
tions it deems necessary and proper for the good gover
nance of the County;
(5) Appoint a clerk to the Commission who shall
serve at its pleasure and keep the records and minutes of
the Commission;
(6) Adopt and amend the Administrative Code to
govern the operation of the County;
(7) Provide for an independent audit of County
finances;
(8) Fix and amend Commission districts so as to be
nearly equal in population as practicable;
(9) Levy taxes and special assessments and to borrow
money subject to the limitations as provided by the Con
stitution and Laws of Florida;
(10) Review budgetary requests, and make the final
determination and approve appropriations for all opera
tions of County government, except as provided by law;
(11) Enter into bilateral and multilateral contracts
with the State, other Counties and with governmental
units within or contiguous to the boundaries of the County
for joint performance, or for performance by one govern
mental unit in behalf of the other or others of any function
or activities which the County is authorized to perform;
(12) Make the investigations of the affairs of the
County and to make inquiries into the conduct of any
County employee, department, office, or agency;
(13) Make appropriations for County purposes;
(14) Adopt rules and procedures as shall be necessary
for the orderly transactions of the business of the Com
mission;
1237
(15) It shall be the duty of the Commission to directly
accept or reject all loans and grants of the State and
federal government, or modifications thereto.
(16) Designate which department heads and em
ployees shall be bonded and fix the amount and form of
such bonds; and
(17) Require periodic and special reports concerning
functions of any County department, office, or agency
receiving County funds. Such reports, in the case of
departments, offices, or agencies, subject to the direction
and supervision of the County Manager, shall be submit
ted through the County Manager.
SECTION 210. POWERS AND DUTIES OF THE
CHAIRPERSON OF THE COMMISSION.
The Chairperson shall serve as the chief officer of the
legislative branch of the County government and shall
devote such time as is necessary to perform the duties of
the office. The Chairperson, in addition to the powers and
duties provided elsewhere in this Charter, shall have the
specific powers and duties to:
(1) Serve as the legislative leader and presiding of
ficer of the Commission;
(2) Present annually in January of each year a “State
of the County” message, setting forth programs and
recommendations to the Commission;
(3) Nominate, subject to the confirmation by a ma
jority vote of all members of the Commission, members of
all appointed County boards, commissions, and advisory
groups;
(4) Call all regular and special meetings of the Com
mission;
1238
(5) Promote the welfare and best interest of the
citizens of Escambia County by presenting from time to
time policy recommendations to the Commission; and
(6) Serve as the official representative and ceremonial
dignitary for the government of Escambia County.
SECTION 211. PROCEDURE: MEETINGS; RULES
AND JOURNAL; VOTING.
A. The Commission shall meet regularly, at least twice
in every month, at such times and places as the Commis
sion may prescribe by rule. Special meetings may be held
on the call of the Chairperson, or in his absence, the
Chairperson Pro Tem, or of two (2) or more members
and, whenever practicable, upon no less than twelve (12)
hours effective notice to each member. All meetings of the
Commission shall be public, as required by general law;
and
B. Voting, except on procedural motions, shall be by
roll call and the ayes and nays shall be recorded in the
journal. A majority of the members of the Commission
shall constitute a quorum, but a smaller number may ad
journ from time to time and may compel the attendance of
absent members in the manner and subject to the penalties
prescribed by the rules of the Commission.
SECTION 212. COUNTY ORDINANCES AND
RESOLUTIONS.
Every County ordinance and resolution shall be intro
duced and approved in accordance with the Constitution
and Laws of Florida.
1239
SECTION 213. RECORDING, PRINTING AND
CODIFICATION
The Commission shall provide for the authentication
and recording in full, in a properly indexed book kept for
the purpose, of all minutes of meetings, ordinances and
resolutions adopted by the Commission and the same
shall, at all times, be a public record. The Commission,
with the advice and assistance of the Director of Law,
shall cause each ordinance and resolution have the force
and effect of law and each amendment to this Charter to
be printed as promptly as possible following its adoption;
and the printed ordinance, resolutions and Charter
amendments shall be sold to the public at prices consistent
with general law. The Commission shall further maintain
a codification of all ordinances. Such codification shall be
published and made available for distribution on a conti
nuing basis at prices consistent with general law.
SECTION 214. RESTRICTIONS ON ELECTED
OFFICIALS AND COMMISSION.
Neither the Commission nor any of its members shall in
any manner direct the appointment or removal of any
County employee. Except for the purpose of inquiries
under Section 209 of this Article, the Commission or
members, in dealing with County employees who are sub
ject to the direction and supervision of the County
Manager, shall deal solely through the County Manager,
and neither the Commission nor its members shall give
orders to any such employee, either publicly or private. No
person elected or member of the Commission shall be ap
pointed to any paid County administrative office or paid
County position during the period beginning on the date
of his election and ending not less than one (1) year after
the expiration of term for which he was elected.
1240
ARTICLE III
ADMINISTRATIVE BRANCH: COUNTY MANAGER
SECTION 301. COUNTY MANAGER.
There shall be a County Manager, hereinafter referred
to as the “County Manager,” who shall be appointed by a
majority vote of ail members of the Commission, for an
indefinite term. The County Manager shall serve at the
pleasure of the Commission, and he may be removed at
any time by a majority vote of all of its members. At least
thirty (30) days before such removal is to become effec
tive, the Commission shall furnish the County Manager
with a written statement setting forth its intention to
remove him. In the event such a removal for any reason
other than a conviction of a felony or malfeasance in of
fice, he shall be granted two (2) months’ termination pay.
SECTION 302. QUALIFICATIONS.
The County Manager shall be chosen solely on the basis
of his executive and administrative abilities, with special
reference to the duties of his office, as herein outlined.
The County Manager need not be a resident of Escambia
County or of the State of Florida at the time of his ap
pointment, but during the tenure of his office, he shall,
within sixty (60) days, establish residence within Escambia
County.
SECTION 303. VACANCY.
When a vacancy occurs in the office of the County
Manager, the Commission may designate one (1) qualified
staff member to perform the duties of the County
Manager for a period not to exceed sixty (60) days.
1241
SECTION 304. BOND: COUNTY MANAGER.
Before entering upon his duties, the County Manager
shall give a bond to the Commission with a bonding com
pany as surety, conditioned upon the faithful performance
of his duties, to be approved by the Commission. The
premium for said bond shall be paid by the County.
SECTION 305. SALARY: COUNTY MANAGER.
The salary of the County Manager shall be fixed annual
ly by contract.
SECTION 306. POWERS AND DUTIES OF
COUNTY MANAGER.
The County Manager shall be chief administrative of
ficer of the County, and he shall be responsible to the
Commission as a whole for the proper administration of
the affairs of the County, except as otherwise provided by
the Constitution and the Laws of Florida, or by this
Charter.
The powers and duties of the County Manager shall in
clude the following:
(1) Administer and carry out the directives and
policies of the Board of County Commissioners and en
force all orders, resolutions, ordinances and regulations of
the Board, the County Charter, and all applicable general
law, to assure that they are faithfully executed;
(2) Supervise the care and custody of all County pro
perty, institutions and agencies;
(3) He shall employ, and when necessary for the good
of the County, shall suspend, discipline or discharge, in
accordance wit the Civil Service System, any employee
under his supervision, provided that the County Manager
1242
shall report, at the next meeting hereafter of the Commis
sion, any action taken by authority of this subsection;
(4) He shall submit annually to the Commission, a
budget for the next fiscal year. The County Manager shall
be responsible for the administration of the budget after
its adoption by the Commission;
(5) He shall, in conjunction with the preparation of
the annual budget, develop long-range fiscal plans for the
County, such plans to be presented, as necessary, to the
Commission for its review and adoption;
(6) Negotiate contracts, bonds or other instruments
for the County, subject to Board approval; make recom
mendations concerning the nature and location of County
improvements; and executive services determined by the
Board;
(7) He shall hold such other County offices and head
such other County departments as the Commission may
from time to time direct;
(8) He shall attend all meetings of the Commission,
with a right to take part in the discussions;
(9) He shall prepare the agenda for each regular or
special meeting and committee meetings of the Commis
sion and shall supply facts pertinent thereto;
(10) He shall review, analyze and forecast trends of
County services, finances and programs of all County
departments and agencies receiving County funds; keep
the Commission informed as to the conduct of County af
fairs and submit such other reports as the Commission re
quests;
(11) Assure that all terms and conditions imposed in
favor of the County or its inhabitants in any statute, fran
chise, or other contract are faithfully kept and performed;
1243
(12) He shall coordinate all funding programs of all
other governmental units or agencies with the County gov
ernment; and
(13) The County Manager shall submit to the Com
mission at the end of the fiscal year a complete report on
the finances and administrative activities of the County
for the preceding year and prepare and make available for
distribution to the public, within three (3) months after the
end of the fiscal year, an annual report on County affairs
during that fiscal year.
SECTION 307. ADMINISTRATIVE CODE:
INITIAL.
The County Manager shall prepare an initial Ad
ministrative Code which shall set forth departmental
organization of County government and the nature and
scope of each department, together with all required rules
and procedures for the operation of said departments, and
a comprehensive budget procedure. Such Administrative
Code shall, within nine (9) months after adoption of this
Charter, be submitted to the Commission for review,
amendment and adoption. The Commission shall adopt
the Administrative Code as submitted or amended within
three (3) months of the date submitted. If not adopted
within three (3) months, the Administrative Code, as
originally prepared by the County Manager, shall be con
sidered approved and shall remain in force until such time
as it may be formally amended by the Commission, The
County Manager may, from time to time, submit any
changes in any or all department organizations, including
combinations, deletions and creations of departments or
divisions, and transfer of responsibilities between depart
ments or divisions to the Commission for review, amend
ment or adoption.
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SECTION 308. TEMPORARY ABSENCE.
Should the County Manager become ill or need to be ab
sent from the County, he may designate one (1) qualified
member of his staff to temporarily perform the duties of
the County Manager during his absence or disability.
However, the person so designated shall not perform those
duties for a period longer than fifteen (15) calendar days
without the approval of the Commission.
ARTICLE IV
ADMINISTRATIVE BRANCH: ADMINISTRATIVE
ORGANIZATION.
SECTION 401. GENERAL PROVISIONS.
A. Except as provided by this Charter, the activities
under the direction and supervision of the County Man
ager shall be distributed among such departments, offices
and agencies as are established by this Charter, or may be
established, merged or abolished thereunder by the Ad
ministrative Code.
B. Except as provided by this Charter, each department
shall be administered by an individual appointed by and
subject under this Charter to the direction and supervision
of the County Manager. With the consent of the Commis
sion, the County Manager may serve as the head of one or
more such departments, and with Commission approval,
may appoint one person as head of two or more such
departments.
C. The department heads shall be appointed with the
advice and consent of the Commission and shall serve at
the pleasure of the County Manager, except as otherwise
provided for in this Charter.
D. The department heads shall be chosen solely on the
1245
basis of their qualifications, executive and administrative
abilities, with special reference to the duties of the office.
Department heads and County employees shall not be em
ployed or receive compensation from more than one
appointing authority.
SECTION 402. DEPARTMENTAL STRUCTURE.
The departmental organization of County government
and the nature and scope of each department, together
with all the required rules and procedures for the opera
tion of said department, shall be set forth in the Ad
ministrative Code. The Administrative Code shall be
adopted by and may be amended by the Commission. The
County Manager shall, from time to time make recom
mendations as to the promulgation, adoption and amend
ment of the Administrative Code.
SECTION 403. INITIAL DEPARTMENTS
AND OFFICES.
The following initial departments and offices are hereby
established under this Charter until amended or abolish
ed under the Administrative Code:
(1) Department of Finance.
(2) Department of Personnel.
(3) Department of Public Works.
(4) Department of Public Safety.
(5) Deparmtnet of Community Services.
(6) Department of General Services.
SECTION 404. DEPARTMENT OF FINANCE.
There shall be a Department of Finance headed by a
Director of Finance. The Director of Finance shall, sub
1246
ject to the direction of the County Manager, be responsi
ble for the preliminary preparation of the County budget
as provided by the Laws of Florida, and shall be responsi
ble for the Administration of such duties as may be assign
ed under the Administrative Code and this Charter. The
following duties are hereby specifically imposed under the
Director of Finance:
(1) Maintaining the budget records of the Commission
and County departments established under this Charter.
, ,(2) Maintaining inventories and records of County
property and equipment as required by laws.
(3) Supervision of central purchasing for the County.
(4) Devise a records system for maintaining inven
tories of fuels, equipment, supplies and the distribution
thereof.
SECTION 405. DEPARTMENT OF PERSONNEL.
There shall be a Department of Personnel, headed by a
Director of Personnel. The Director of Personnel shall be
responsible for preparing and recommending County per
sonnel policy for all County departments, officers and
agencies, including classification of positions, pay and
benefit plans, and the maintenance of a roster of all
employees, their classification and pay scale.
SECTION 406. ESTABLISHMENT OF A CIVIL
SERVICE SYSTEM.
There is hereby created a Civil Service System for all
classified employees of Escambia County to which system
all employees of the County who are now members of any
or the present existing Civil Service System of the County,
established under the Laws of Florida, shall be and are
hereby declared to be automatically members of the Civil
1247
Service System of the County upon the effective date of
this Charter.
SECTION 407. CIVIL SERVICE BOARD.
A. There is hereby created a Civil Service Board which
shall consist of five (5) members; one (1) shall be elected
by the legislative body of the County, being the Commis
sion of the County, and one (1) shall be elected by the
School Board; one (1) shall be elected by the elected con
stitutional County officers, and one (1) shall be elected by
the employees of the County who are members of the clas
sified service. The fifth member shall be named by the
other four members. In the event said members cannot
agree upon the fifth member within fifteen (15) days after
said members take office, the chief judge of the Circuit
Court shall designate such member; the Board shall elect
one of their members to be Chairperson, and one member
to be Vice-Chairperson. Members shall receive no salary
but shall be reimbursed for expenses incurred in the
discharge of their official duties in accordance with
Chapter 112.061, Florida Statutes.
B. The Civil Service Board of Escambia County is
authorized to employ a competent secretary, legal counsel,
and other additional help to carry out their duties under
this Charter.
C. The initial appointments to the Civil Service Board
by the County employees, School Board and Constitu
tional Officers shall be for a period of four (4) years; in
itial appointments by the Commission and the member
elected by the other four members shall be for a period of
two (2) years. Thereafter, the members of the Civil Service
Board shall be selected for staggered terms of four (4)
years.
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D. Each appointing authority shall be authorized, em
powered, and required to elect an alternate to the Civil
Service Board who shall serve in the event the member so
elected shall not be able to serve.
SECTION 408. QUALIFICATIONS AND
ELECTIONS: CIVIL SERVICE BOARD.
A. Any qualified voter residing in Escambia County is
eligible to be a member of the Civil Service Board, provid
ed, however, that no person convicted of a crime involving
moral turpitude, or who is an officer or employee of the
County shall be eligible to hold office as a member of the
Civil Service Board.
B. Any member of the Civil Service Board may be dis
qualified to hear and determine any cause if there exists
any ground which under the Laws of the State of Florida
would disqualify the judge of any court or which is ground
of challenge for cause to any juror.
C. The first election of the Civil Service Board
members under this Charter shall be held not more than
ninety (90) days after the effective date of this Charter.
The Civil Service Board elected herein provided shall take
office within ten (10) days after election or appointment.
The oath of office shall be administered to each of the
Civil Service Board members by the Chairperson of the
Commission.
SECTION 409. MEETINGS OF THE CIVIL
SERVICE BOARD.
The Civil Service Board shall hold not less than one (1)
regular meeting each month, and may hold special meet
ings when required for the transaction of business by the
Board. Such meetings may be called by any two members
1249
of the Board of Secretary to the Board. Three (3) members
shall constitute a quorum.
SECTION 410. CLASSIFIED AND UNCLASSIFIED
SERVICES.
A. County personnel is hereby divided into “classified
service” and “unclassified service” as provided by the
Escambia County Civil Service Act of 1977.
B. All heads of departments created under Section 403
of this Charter or subsequently created by the Adminis
trative Code shall be within the unclassified services.
C. The Civil Service Board shall adopt, amend and en
force a code of rules and regulations providing for ex
amination, appointment, employment, promotion, stan
dards of conduct and efficiency of employees in the
classified service.
D. The Civil Service Board shall be the sole authority
vested with the power to approve and confirm or deny dis
ciplinary action against any employee within the classified
service.
SECTION 411. TRANSFER OF POWER.
Upon the effective date of this Charter, the Civil Service
Board of Escambia county, as created by the Escambia
County Civil Service Act of 1977, shall cease to exist.
SECTION 412. EXISTING CIVIL SERVICE BOARD
MEMBERS.
The members of the Escambia County Civil Service
Board created by the Escambia County Civil Service Act
of 1977 and existing on the effective date of this act shall
serve as temporary members of the Civil Service Board as
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created under Section 407 of this Charter until the regular
members of said board are selected and qualified as pro
vided herein. Except where inconsistent with this Charter
the provisions of the Escambia County Civil Service Act
of 1977, and rules dopted thereunder, shall remain in full
force and effect.
SECTION 413. INDEPENDENT NATURE OF
BOARD.
The Civil Service Board shall be independent of all
members of administrative service of the County and shall
conduct all hearings, trials, and proceedings of every
character in an impartial, just manner, designed to pro
mote justice and efficiency.
SECTION 414. APPOINTMENT: DIRECTOR OF
PERSONNEL.
The Director of the Department of Personnel shall be
appointed by the County Manager with the advice and
consent of a majority of the Commission.
SECTION 415. ANNUAL REPORT.
The County Manager shall report annually in written
form to the Commission concerning the administrative
needs of the Service, the personnel and positions in the
County, and the compensation provided therefor, the ex
aminations held by the Board, the appointments made,
service ratings and removals in the Civil Service, the
operation of the rules of the Civil Service Board, and rec
ommendations for promoting efficiency and economy in
the Service, with details of expenditure and progress of
work.
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SECTION 416. DIRECTOR OF LAW:
QUALIFICATIONS AND DUTIES.
The Director of Law shall he an attorney at law who
shall have practiced in the State of Florida for at least two
(2) years or who has had an equivalent combination of
education and experience concentrated in municipal or
county government law. He shall be appointed by and
serve at the pleasure of the Commission. The Director of
Law shall be the chief legal advisor of and attorney for the
Commission and all departments and offices thereof in
matters relating to their official powers and duties, except
as otherwise provided by this Charter. It shall be his duty,
either personally or by such assistants as he may designate,
to perform all services incident to the Department of Law;
to attend all meetings of the Commission; to give advice in
writing, when so requested, to the Commission, the Coun
ty Manager, or the director of any department; to pro
secute or defend, as the case may be, all cases to which the
County may be a party; to prepare or review all contracts,
bonds and other instruments in writing in which the Coun
ty is concerned, and to endorse on each his approval of the
form and the correctness thereof; and to perform such
other duties of a legal nature as the Commission may by
ordinance or resolution require. In addition to the duties
imposed upon the Director of Law by this Charter or re
quired of him by ordinance or resolution of the Commis
sion, he shall perform any duties imposed upon the chief
legal officers of counties by law.
ARTICLE V
ELECTED COUNTY OFFICERS CONTINUED
SECTION 501. COMPTROLLER.
The Comptroller shall perform all duties of the office of
Comptroller, as provided by law, except to the extent in
1252
consistent with this Charter. The Comptroller shall qual
ify, be nominated, elected and serve as provided by the
Constitution and Laws of Florida.
SECTION 502. PROPERTY APPRAISER.
The office of Property Appraiser shall continue, and all
laws applicable thereto shall continue at full force and ef
fect. The Property Appraiser shall qualify, be nominated,
elected and serve as provided by the Constitution and
Laws of Florida.
SECTION 503. SHERIFF.
The constitutional office of Sheriff shall continue, and
all laws applicable thereto shall continue at full force and
effect. The Sheriff shall qualify, be nominated, elected
and serve as provided by the Constitution and Laws of
Florida.
SECTION 504. SUPERVISOR OF ELECTIONS.
The constitutional office of Supervisor of Elections shall
continue, and all laws applicable thereto shall continue at
full force and effect. The Supervisor of Elections shall
qualify, be nominated, elected and serve as provided by
the Constitution and Laws of Florida.
SECTION 505. TAX COLLECTOR.
The constitutional office of Tax Collector shall con
tinue, and all laws applicable thereto shall continue at full
force and effect. The Tax Collector shall qualify, be
nominated, elected and serve as provided by the Constitu
tion and Laws of Florida.
1253
ARTICLE VI
JUDICIAL SYSTEM
SECTION 601. JUDICIAL SYSTEM
The judicial system of the Charter government shall be
as provided by the Constitution and Laws of Florida.
SECTION 602. JUDICIAL OFFICES.
The office of the Clerk of Circuit Court, judges of the
County Court, and all other offices of the various courts
of the County shall continue, and all laws applicable
thereto shall continue at full force and effect. The Clerk of
Circuit Court shall qualify, be nominated, elected and
serve as is provided by the Constitution and Laws of
Florida.
ARTICLE VII
FINANCIAL PROCEDURES
SECTION 701. FISCAL YEAR.
The fiscal year of the Charter government shall be in ac
cordance with general law.
SECTION 702. UNIFORM BUDGETARY SYSTEM.
All County operations shall utilize a unified and
uniform budget system as provided by the State Comp
troller. All fees collected by officers and employees of the
County shall be deposited in the appropriate County fund
as provided by law. The head of each County department,
elected County official, office or agency receiving County
monies, shall furnish the County Manager a detailed
budget as may be required for the ensuing year’s opera
1254
tion, a capital program, and such additional information
as may be required by the County Manager or the Com
mission prior to June 1 of each year. On or before the first
day of July of each year, the Director of the Department
of Finance shall determine the estimated revenues of the-
County and, under the supervision of the County Mana
ger, shall prepare a tentative budget with the comparative
analysis from past years.
SECTION 703. BUDGET REVIEW.
Prior to August 15 of each year, the County Commis
sion shall review the tentative budget and capital program
as submitted by the County Manager, together with the
County Manager’s recommendations and the original
budget request of any elected County official, and shall
make such additions, deletions or changes as may be
necessary to insure the proper funding of operations of
County government. The County Commission shall take
action to insure that the total budget provides sufficient
funds on an annual basis for all agencies and departments
to carry out their duties and functions, as provided by this
Charter, the Constitution, and the Laws of Florida.
SECTION 704. PUBLIC HEARING.
Prior to September 15 of each year, a public hearing
shall be held on the County budget and capital program.
After the public hearing, the Commission may adopt the
budget and capital program with or without amendment.
A notice of such public hearing and a summary of the
budget of each elected official, department and agency
shall be published in a newspaper of general circulation in
the County at least ten (10) days before the date of such
hearing. Final adoption of the budget by the Commission
shall be made prior to October 1 of each year.
1255
SECTION 705. FINANCIAL DISCLOSURE.
Any agency or elected County officer receiving County
appropriated funds shall make a complete and full
disclosure of all financial operations annually, including
all sources of funds, disbursements, and budget of the
agency or County officer, on forms prescribed by the
County Comptroller. Such financial records shall be filed
with the Commission and copies of such records shall be
available to any members of the public at a public location
or locations designated by the Commission, or at a
reasonable cost.
SECTION 706. REQUIRED AUDIT.
The County Comptroller shall, within six (6) months of
the end of the fiscal year, complete an audit of the ac
counts and other evidence of financial transactions of the
County and of every County department and office.
ARTICLE VIII
ELECTIONS
SECTION 801. ELECTION PROCEDURES.
All elections shall be held and conducted pursuant to the
provisions of Article VI of the Constitution and Laws of
Florida, except as otherwise provided in this Charter.
SECTION 802. CANVASSING BOARD.
There shall be a Canvassing Board as prescribed and
designated by the Commission.
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ARTICLE IX
MISCELLANEOUS PROVISIONS
SECTION 901. LAWS CONTINUED.
All laws, ordinances, regulations and resolutions of the
County shall remain operative except where inconsistent
with this Charter.
SECTION 902. ADMINISTRATIVE CODE.
Any Administrative Code adopted and amended shall
not be inconsistent with the provisions of this Charter.
SECTION 903. RIGHTS RESERVED.
All actions, rights of action, claims, contracts and
obligations of persons, corporations, public bodies or
agencies existing on the date this Charter becomes effec
tive shall continue to be valid as if this Charter had not
been adopted.
SECTION 904. PUBLIC DEBT AND BOND
OBLIGATIONS CONTINUED AND RECOGNIZED.
All public debts, bonds, revenue certificates, revenue
bonds and tax anticipation certificates heretofore incurred
or issued by Escambia County shall remain valid and in
full force and effect and shall be secured by the same
sources of revenue as before the adoption of this Charter
and to the extent necessary all ordinances, resolutions or
other actions pertaining to same shall remain in full force
and effect until payment in full of such public debts and
securities.
1257
SECTION 905. PROCEEDINGS CONTINUED.
All petitions, hearings and other proceedings pending
before the former government shall remain in full force
and effect as established under this Charter.
SECTION 906. CITIZENS’ ADVISORY BOARDS.
All advisory boards existing at the date of the adoption
of this Charter are hereby abolished. The Commission
may create by resolution, specifying the duties and
membership thereof, such advsiory boards as it deems
necessary. Members of such advisory boards shall be
nominated by the Chairperson of the Commission, subject
to confirmation by a majority vote of the full Commis
sion.
SECTION 907. BOARD OF TAX ADJUSTMENT.
The Board of Tax Adjustment, as provided by the Laws
of Florida, shall continue under this Charter.
SECTION 908. PETITION AND ORDINANCE.
The Commission may, by ordinance, or the electors of
the County may, by petition signed by ten percent (10%)
of the registered voters, submit to the electors of the
County a proposed amendment to this Charter, which
amendment may be to any part or to all of said Charter.
When such change is filed with the Supervisor of Elec
tions, it shall be submitted to the voters at an election to be
held in accordance with the requirements of the Constitu
tion and Laws of Florida, and if approved at the election,
the change shall become a part of this Charter.
SECTION 909. RECALL OF COMMISSIONERS.
Any member of the Commission may be recalled and
1258
removed from office in accordance with procedures
established by general law,
SECTION 910. NOTICE OF CHARTER
AMENDMENT REFERENDUM,
In addition to any other notice requirements provided
by the Charter or general law, whenever a Charter amend
ment is submitted to referendum, the exact language of the
proposed Charter amendment or amendments shall be
published at least twice in a newspaper of general circula
tion in the County. One notice shall be published not more
than forty-five (45) days nor less than thirty (30) days prior
to the referendum election, and another notice shall be
published not more than ten (10) days nor less than five (5)
days prior to the referendum election.
SECTION 911. CODE OF ETHICS.
The Code of Ethics shall be the Standards of Conduct
for Public Officers and Employees as provided by general
law, and shall have full effect on all employees and office
holders under the Charter government. Penalty for viola
tion shall be provided by ordinance or as otherwise provid
ed by general law.
SECTION 912. PROHIBITIONS.
No person shall be appointed to or removed from or in
any way favored or discriminated against with respect to
any County position or appointive County administrative
office because of sex, race, creed, color, political or
religious affiliations, provided however that nothing herein
shall prohibit the reasonable regulation of political activity
of County employees by ordinance.
1259
ARTICLE X
TRANSITION PROVISIONS
SECTION 1001. REFERENDUM AND BALLOT.
The election of this Charter shall be held in accordance
with the requirements of the Constitution and Laws of
Florida. The question on the ballot shall be as follows:
“SHALL THERE BE A HOME RULE
CHARTER FOR ESCAMBIA COUNTY,
F L O R I D A , P R O V I D I N G FOR THE
RESTRUCTURING OF COUNTY GOVERN
MENT, W HI CH SHALL TAKE E F
FECT_____ , AS PROPOSED BY CHARTER
DATED_______ .”
FOR CHARTER:
AGAINST CHARTER:
SECTION 1002. FORM OF NOTICE.
The form of notice of the election by which this Charter
shall be submitted to referendum shall contain the com
plete text for this Charter.
SECTION 1003. EFFECTIVE DATE.
This Charter shall become law when approved by a ma
jority of those electors voting on the matter in an election
to be held in the County under the provisions of the Con
stitution and the Laws of Florida. The Charter govern
ment shall assume all powers and duties provided by this
Charter on the first day o f _______ , the effective date of
this Charter.
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SECTION 1004. INITIAL CHARTER COUNTY
MANAGER.
It shall be the obligation of the Commission to employ
the initial County Manager within three (3) months of the
effective date of this Charter. Pending the selection of the
County Manager, the Chairperson of the Commission
shall be empowered to appoint an interim County
Manager with powers as may be established by the Com
mission.
SECTION 1005. DISTRICTS.
The Commission districts existing on the effective date
of this Charter shall Constitute the Commission districts
under this Charter.
SECTION 1006. DEPARTMENTS CONTINUED.
Except as provided by this Charter, all County depart
ments and agencies shall continue until reorganized in ac
cordance wih the provisions of this Charter and the Ad
ministrative Code.
SECTION 1007. EMPLOYEES’ CONTINUATION.
All employees of the former County government shall,
on the effective date of this Charter, become employees of
the Charter government without loss of benefits. Salaries
of all employees shall be continued at no less than the
same level as on the date of the referendum approving this
Charter, unless at such time as the Commission shall pro
vide for overall adjustments for all County employees.
1261
DISTRICT COURT ORDER DENYING STAY OF
DECEMBER 3, 1979 REMEDIAL ORDER
IN THE UNITED STATES DISTRICT COURT FOR
THE NORTHERN DISTRICT OF FLORIDA
PENSACOLA DIVISION
HENRY T. McMILLAN, et al.,
PSaintifs,
vs. PCA 77-0432
ESCAMBIA COUNTY, FLORIDA, et al.,
Defendants
ORDER
Before the court is defendants’ motion for an order stay
ing this court’s order of December 3, 1979 providing for
single member districts in the upcoming 1980 elections.
In argument before this court movants urged the elec
tions be stayed completely pending further order of this
court — in other words, urged that no elections at all be
held in 1980, at least as scheduled.
This court would, in no event, grant that request. It
would not do so for the same reasons that it denied a re
quest to stay all elections in its order of July 11, 1978. This
court may not and should not interfere with existing elec
tion processes and procedures except to the extent required
to remedy unconstitutional and illegal dilution found to
exist.
There remains the question whether this court should
stay the effect of its December, 1979 order so that the 1980
elections may go forward under the at large system.
1262
In Pitcher v. Laird, 415 F.2d 743 (5th Cir. 1969) there
was developed a four part test to determine whether a stay
is proper with the burden being on the movant or peti
tioner to show that all four conditions have been met:
(1) A likelihood that the petitioner will prevail on
the merits of the appeal;
(2) Irreparable injury to the petitioner unless the
stay is granted;
(3) No substantial harm to other interested per
sons; and (4) No harm to the public interest.
On the record here, defendants may be faulted, at least
to some extent, for not proceeding with diligence. They
did not ask for expedited appeal of the July, 1978 decision
of this court until November, 1979 — 16 months later.
That decision had been certified under the statute by this
court so that immediate appeal from it could be taken. In
that same order this court pointed out that, while the elec
tion plan adopted or approved by it under the order would
not be effective for the 1978 elections, it would be effective
for the 1980 elections.
These defendants waited to seek expedited, appeal not
withstanding this court denied the motion of these and
other defendants to stay all elections pending appeal by
order of July 11, 1978.
There has been more delay in getting to final adoption
and approvement of an election plan with the country than
there was with the city. The delay resulted, in large part,
because of consideration by the county of the question
whether it would go forward with the adoption of a pro
posed charter plan. The parties and the court all agreed
that since adoption of such a plan might be a factor in
decision of election plan to be finally adopted or approved
by the court there should be delay by this court in going
1263
forward with such a plan. When such charter provision
was rejected by the electorate of this county in November,
1979, all parties in this court were able to go forward and
the result is that adoption of a plan was made in December
of 1979.
To that extent defendants should not be faulted with
delay. Nonetheless, it still remains that they could long
earlier have sought expedited appeal of the July, 1978
decision instead of waiting until November, 1979 to do so.
Without regard to that, however, and notwithstanding,
it still appears there may be time for appellate decision to
be reached in order to avoid election uncertainties for the
1980 elections. As this court understands it, the Court of
Appeals for the Fifth Circuit has set oral argument on the
appeal on March 26, 1980. In addition to that, the Mobile
cases referred to by the parties in memoranda were
reargued in the Supreme Court of the United States on Oc
tober 29, 1979. It seems likely that court will rule on those
appeals were pending without waiting for Supreme Court
decision upon them. So there is also at least the possibility
that in no event will Court of Appeals for the Fifth Circuit
delay its own decision in this case waiting on the decision
of the Supreme Court of the United States in those cases.
In defendants’ application for expedited consideration
of the merits of this appeal, the defendants pointed out the
qualifying date for candidates in the 1980 elections is July,
1980, and asked the appellate court to dispose of the ap
peal after argument, if at all possible, by July 1, 1980.
Thus, it is aware of the election target dates and has
granted the motion to expedite the appeal.
On the record here, it is not shown that appellate deci
sion would not be forthcoming in time to avoid any uncer
1264
tainties in the scheduled 1980 elections. For that reason
this court concludes that defendants have not carried the
burden of showing that irreparable harm and injury will
result if this motion is not granted.
Of course, Court of Appeals for the Fifth Circuit is in
much better position to determine the likelihood of ap
pellate decision in time to avoid interference with the 1980
elections than is this court. While this court considers the
motion to stay should be denied by it the denial is, of
course, without any prejudice to the right of these defen
dants to seek stay in the appellate court.
In reaching this decision this court has not overlooked
the fact that in the companion case of Jenkins v. City o f
Pensacola, by order of February 21, 1979, it stayed im
plementation of its July 10, 1978, and December 28, 1978
orders, thereby allowing the May 9, 1979 elections to pro
ceed under the at large system. In that case there was, to
this court, no likelihood for appellate decision in time to
permit the elections to proceed in accordance with the
decision. In the instant case there is that likelihood.
In memorandum, and in oral argument before the
court, defendants contend that certainty for the 1980 elec
tion period is needed now. They point out that a signature
process under which candidates may be exempted from the
qualifying fee, upon submission of petitions containing
signatures of 3% of the voters, is under way with at least
some candidates evidencing interest in such procedure.
They also point out that a number of candidates for coun
ty commission have announced their candidacy and com
menced the qualifying process under the Florida statute
but are uncertain as to the area in which they must cam
paign or how they will be elected.
1265
To this court such contention is not sufficient to
establish irreparable harm and injury unless the stay is
granted. To the contrary, depending on what results on
appeal, the granting of such stay order might inject even
more uncertainty than now exists.
Nor does the contention establish before this court that
such uncertainty does present, in fact, serious election pro
blems to any candidates. Surely those candidates who are
now making announcements, or proceeding with electoral
process, if they are serious candidates for county commis
sion, have made themselves aware of the status of the pend
ing litigation and have not let it deter them from going
forward. This contention, at least to this court, is not suf
ficient to show irreparable injury.
Defendants contend before this court as a ground for
granting the motion that the “purpose and effect of an
electoral change to single member districts will be to vote
the incumbent county commissioners out of office.” That
change may have the effect of voting some county com
mission incumbents out of office but it was not its pur
pose. Its purpose, as pointed out, was, in view of the fin
dings of unconstitutional vote dilution, to set up single
member districts pursuant to the requirements of appellate
decisions with one of them affording at least a reasonable
opportunity for the election of a black commissioner.
Beyond that, a contention that this court by order
should seek to influence the election, or re-election, or the
failure in election, of any particular person seeking to be
elected to an office should be and is rejected by this court.
No person has a vested right to be elected or re-elected to
office. No order of this court should be premised in whole
or in part on consideration whether it would tend to help
or hinder a particular person seeking election to an office.
1266
Before this court plaintiffs contend the situation in law
is different than it was in the City o f Pensacola case at the
time this court entered its order of stay and that under in
tervening decisions there is even less likelihood that this
court may be reversed on appeal.
Because the conclusion reached is that defendants here
have not carried the burden of showing irreparable harm
and injury, this court finds it unnecessary to make deter
mination respecting this factor and the other two factors
set forth in Pitcher, supra.
It is ORDERED that defendants’ motion for stay by this
court should be and the same is hereby denied.
DONE AND ORDERED this 15 day of February, 1980.
/s / Winston E. Arnow, Chief Judge
1267
EXCERPTS OF TRIAL TESTIMONY*
OF DR. GLENN DAVID CURRY
[251] Dr. Glenn David Curry. His address is in Mobile,
Alabama. He was born in 1948 in West Virginia. He
served in the United States Army as a captain in Viet Nam.
His education includes bachelor of science in sociology
from the University of Southern Mississippi, master’s of
sociology at the University of Mississippi, a P.h.D. in
sociology from the University of Chicago. He has exten
sive research experience with some of the top sociologists
in the country, including Dr. James S. Coleman. His
teaching experience includes his present position, which is
assistant professor of sociology in the Department of
Sociology and Anthropology at the University of South
Alabama in Mobile. Dr. Curry is a member of a number
of professional associations, including the American
Sociological Association, Southern Sociological Society,
and the Midsouth Sociological Association. Among his
research papers published include, “A Study on Viet Nam
Amnesty: The Social Demography of a Political Issue,”
and, “The utilization of Dynamic Models for the Com
parative Analysis of Military Institutions,” all of which in
volved the use of a, a number of others which involved the
use of statistical analyses applied to sociological questions.
Dr. Curry is trained in computer programming, both
FORTRAN and basic languages, and he has considerable
experience with [252] a computer package, as it’s
called, the statistical package for the social sciences or
SPSS, as it is known. He is presently in the process of
publishing a book which will come out from the University
of Notre Dame Press in the fall of this year on the subject
of Statistical Analysis o f the Ford Clemency Board Data
on Draft Offenders. Your Honor, we seek to qualify Dr.
♦These excerpts inadvertently were omitted in printing. The other
excerpts of Dr. Curry’s testimony may be found in Volume I to this
Joint Appendix at page 229.
1268
Curry as an expert witness in the field of sociological and
demographic applications of statistics.
THE COURT: Does anyone wish to inquire respecting
his qualifications
MR. FLEMING: No, Your Honor.
THE COURT: Let him be recognized as an expert in
those fields. From time to time I see people coming in the
courtroom, gentlemen. I saw one gentleman come in with
a sort of briefcase. All of you are charged with looking
after your witnesses, those under the rule. I call that to
your attention and then I’m going to leave it up to you
from now on. It may be these people are not witnesses I’ve
seen in the courtroom but I do want all of you to know, as
I reminded you, each of you is charged with the duty of
seeing that your witnesses comply with the rule.
MR BLACKSHER: Yes, sir, we’re aware of that.
THE COURT: I leave it up to you. Thank you. [253]
MR BLACKSHER: May it please the Court, Dr.
Curry’s curriculum vita is plaintiffs’ exhibit 2 already in
evidence.
DIRECT EXAMINATION RESUMED
BY MR. BLACKSHER:
Q. Dr. Curry, when did counsel for the plaintiffs first
contact you in connection with this litigation? A. In
October, sir.
Q. Of 1977? A. Yes, sir.
Q. Have you ever testified in litigation before as a
witness? A. No sir.
Q. When you were retained by us what did, specifical
ly, did we ask you to do as a consultant? A. You asked
me to see if there was a relationship between the percent of
black in precincts and the percent of votes.
1269
THE COURT: Are you able to hear the doctor over at
the table here?
MR CARR: Yes, Your Honor.
THE COURT: Perhaps if you could speak a little
louder, sir. A. Yes, sir. Okay, sir.
THE COURT: Go ahead.
[254] A. You asked me to find out if there was a
relationship between the percentage of black voters in
precincts and the percentage of votes that certain can
didates got in those precincts, and I was, a little later,
about a month later I was asked to see if there was rela
tion, to come up with statistics to compare the turnout,
turnouts for blacks and whites in various elections.
Q. All right, sir. What raw data were you given to per
form these analyses? A. I was given voter registration
data from Escambia County and the City of Pensacola
and I was given voter returns by precincts for Escambia
County and the City of Pensacola for the elections from
1955 through 1977 and I was given census data on the City
of Pensacola for 1970.
Q. What was the purpose of having the 1970 U.S.
Census data? A. The census data was used to get a
measure of income per precinct so that we could control
for income in our statistics.
Q. Okay, and could you explain the mechanical prob
lem of translating the income information that’s in the
census data into the boundaries for precincts that are used
for voting? [255] A. Yes. What was done, we had
median income for the census tract, and using a map we
found out which precincts were inside that census tract.
Then weighting the size of the precinct we were able to
calculate an estimate of the median income for each
precinct.
1270
THE COURT: I suppose you’re going to clear this up
for me. Median income and income cuts across the board.
It is not confined to race. I suppose you’re going to show
me how you tie it in, but go ahead.
Q. Why don’t we discuss that now, Dr. Curry? Why
were we interested in having information about income in
connection with the analysis? A. Yes, sir, see, if we
just looked at race and its relationship to the percentage of
votes we wouldn’t have an idea because, for instance,
black people are usually poorer than white; we wouldn’t
have an idea whether it was income that was causing the
vote to come out this way or whether it was the percent
black, but if we put regression analysis, which the techni
que I used allows us to look at both of that, so we can take
out the effect caused by income and look at the effect
caused by percentage of black.
THE COURT: I don’t quite understand how you’re go
ing to do that except that the median income of blacks
generally is lower than whites, but we have both blacks
and [256] whites who have small incomes, median in
comes and very high income. The percentage of it or
amount, I don’t understand how you could arrive at a
percentage figure on it. All you know generally is that it is
recognized that blacks as a race have a lower median in
come than whites. A. Yes, sir.
THE COURT: But that’s all you know.
A. And also for Pensacola then I have an estimate of
what the median income for that precinct is and what the
percent black is and what this kind of statistics does —
THE COURT: Median income for a precinct and also
have the figures for registration of blacks and whites?
A. Yes, sir.
THE COURT: That’s the way you try to tie it together?
1271
A. We use it to control. If we have the information
with regression analysis we can take out the factor due to
income because, as you say, there are poor whites and
poor blacks voting and we want to take out the effect and
sometimes it will show up, in the statistics it will show up
that income in some elections, those involving two whites,
very often comes out or can come out as the most impor
tant factor.
[257] THE COURT: All right, sir.
MR. BLACKSHER: We’re not trying to use income to
tie it to race but rather to show that it’s race we’re looking
at and not some other demographic feature of the returns.
THE COURT: Yes, sir. Go ahead, sir.
DIRECT EXAMINATION RESUMED
BY MR. BLACKSHER:
Q. All right, sir. Dr. Curry, were you asked by us to
use a statistical analysis to investigate whether there ex
isted patterns of racial polarized voting in the Escambia
County — Pensacola electorate? A. Yes, sir. The term
“polarization” didn’t come up immediately but I learned
that over the process, that this was the legal term. I was
just asked to show an association initially.
Q. The relationship between? A. Yes, to show
whether there was a relationship between the percent
blacks and percent of votes a candidate receives in a par
ticular precinct.
Q. Would you take the time, please, to explain to the
Court and for the record the statistical model that you
used to perform this analysis. A. Yes, sir. If it’s okay
with Judge Arnow I’ll try to explain it to you. I have some
drawings to help.
* * * * *
1272
[261] THE COURT: Take your 30 pecent black
precinct. That means that 30 percent of the votes in the
precinct were black?
A. Thirty percent of the people voting were black, yes,
sir.
THE COURT: When it comes around to determining
how many of those votes, those black votes that voted
were Jones votes or not, how do you get to that? Because
when that ballot goes in the box nobody knows the color.
A. Yes, sir. What we’re doing is we’re really just seeing
the relationship of precincts. This technique was used in
the Coleman Report in 1966 for Congress and they found
that by, that grouped data very often can give a better in
dication of what people are doing because people in
groups have, if there’s a social force at work, that social
force operates irrespective of our individual character
istics. For instance you and I both have little idiosyn
crasies that separate us from other whites but still if we
assume there’s some overall behavior that whites have
that’s operating for all the whites in the room, operating
for all the blacks in the room, while an individual white
person or individual black person is going to have those
idiosyncratic factors, what we assume as sociologists is if
we look at a whole group of them those social factors,
those little [262] idiosyncratic factors are going to
average away. I mean if you’re away from the model or
average white person in some ways I might be away from
the average white person in another way, so the larger
group we get the more we average out the little idiosyn
cratic effects and really get to measuring the effects of be
ing white on how you vote.
1273
DIRECT EXAMINATION RESUMED
BY MR. BLACKSHER:
Q. Dr. Curry, I think — A. Yes, sir.
Q. Maybe you’re not in my mind responding directly
to the Court’s question, and that is, what you’ve got in the
percentage black is the percentage of blacks among
registered voters; that doesn’t measure, that’s not saying
that 90 percent o f the votes were cast by
blacks? A. Right, it doesn’t.
Q. What’s the authority, what’s the rationale and
validity of using the percent of registered blacks as a
measure of how many black votes were cast in that
precinct for a candidate? A. In a free election system
we don’t, we don’t know, as you said, how an actual black
or white person voted. But as I said, we look at the average
effect inside a precinct. We’ve got something that we can
really [263] measure. We know.
THE COURT: I’m sure you’ll make it clear to me as we
go along but that was the question I was concerned about
and I still don’t see how this approach so far does it. I can
see how in an election where you have a primarily black
precinct and you have so many votes you’ve got something
concrete to go on in a particular race. I don’t know.
Q. Dr. Curry, let me ask, well, excuse me. A. Yes,
sir.
Q. Were you going to ask another question?
THE COURT: Go ahead, sir.
Q. Let me just ask this, since we don’t have, and it’s
impossible to have the information of how many blacks
voted for this candidate and how many whites voted for
this candidate because we have a secret ballot on
it. A. Yes, sir.
1274
Q. Is it permissible and is it considered profesionally
acceptable in the field of applied sociology to use the next
best data in averaging a large number of samples, that is, a
large number of precincts? Is it professionally acceptable
to use the next best information, which is the percent of
blacks and whites registered? A. It most certainly is,
sir* ̂ ̂ h*
[271] A. Yes, sir. I was told by you that Judge Pitt
man accepted a .50 “r”. square as being significant and so I
followed that even though that seems lawfully high to me
because social scientists are used to representing any, you
know, if race explains 30 percent of how a vote is going
that would be significant to me as a sociologist, but I
understand in a court of law that if it explains more, if
race explains more than half of the relationship between —
THE COURT: What would you consider an acceptable
“r” two factor to establish it? A. The way I look at it,
we usually use “r” square to estimate how good our guess
is going to be. If we have a small group fo something, a
sample, like if we only had four or five precincts for Pen
sacola and calculated an “r” square for those four or five
and then guessed about the other hundred fourteen then
“r” square would mean, would be meaningful to say how
good can we get about those hundred fourteen, but right
now we put all hundred fourteen in here to get the “r”
squares we’re working with here. So what this really is, is
the measure of how much polarization, this is an exact
measure of how much polarization there is across
precincts so that you can just say how much is satisfac
tory, how much of a vote should be explained by a
person’s race, should be 30 percent, 10 percent.
1275
THE COURT: Well, I was asking you what figure was
acceptable to you, what you think you should use. This in
cidentally, this is just a hypothetical here?
A. This is still a hypothetical, sir. Yes, sir.
THE COURT: We’re going to get to whatever you’ve
done in this county? We haven’t gotten that?
A. Yes, sir.
THE COURT: When we get to whatever, you say .50
“r” square to you is high. Isn’t that what you said?
A. It’s very high, yes, sir.
THE COURT: What do you mean by that?
A. That means as far as I’m concerned, sir, this is a
personal, this becomes a personal opinion. Half of the
percentage vote per precinct shouldn’t be being explained
by race. It seems that politicians should be speaking to all
communities in the city to a degree that not that much per
cent will be.
THE COURT: I see. In other words if it was down at
zero you’d say no polarization?
[273] A. As it approaches zero that would be fine.
THE COURT: And what spot above that would you say
is an indication of polarization?
A. I’d say, I’ll settle for the .50, sir, not knowing that
much about the way the law should work.
THE COURT: The way the what?
A. The way the law should work, how much polariza
tion is acceptable.
THE COURT: The question is whether the black vote is
being diluted.
1276
A. Yes, sir.
THE COURT: And whether there is evidence of blacks
voting for blacks and whites voting for whites. That’s not
exactly a legal point, but the question is on your statistics
where would you draw the line or put the line that in
dicates that in a particular race whites were voting for
whites and blacks were voting for blacks?
A. I have drawn the line at fifty, sir.
THE COURT: You have?
A. Yes, sir.
THE COURT: Even though you think it’s high you
would stay with fifty?
A. Yes, sir, I will, because fifty works quite well in this
case.
THE COURT: Go ahead, sir.
jj( 9jC jjs
[299] BY MR. BLACKSHER:
Q. Dr. Curry, may I interrupt a second. A. Yes,
sir.
Q. On the point whether it’s Democratic Party affilia
tion or race which is the predominant influence, could you
explain how the stepwise regression tells you which factor
is having more influence on the percent vote by looking at
the outcome there? A. Yes, sir. Are you satisfied that
there’s polarization in every black race in the school board
and -
THE COURT: Well, I’m satisfied that your figures
show that.
A. Yes, sir.
1277
MR, FLEMING: I thought the Court was asking the
questions. A. I’m sorry. I was just trying to save time.
THE COURT: Is there anything else you want to ask
him?
Q. Yes, sir, I just wanted him to point out what a step
wise regression means so that you can tell which of these
factors, demographic factors, the computer tells us had
the most influence on the outcome. A. Let’s look on
page 37 of the summary sheet, tab 43, in the book on
school board races. Change that to tab 38. Okay, here’s
why we used income and female, which [300] we also
have, and Republican, if it was a general election, we
counted Republican, because we assumed the Republicans
weren’t voting in the Democratic races. Here’s what hap
pens. The computer in setting up this equation, it looks at
this correlation matrix and says, “Well, what relates most
to the percentage of votes a candidate is getting,” like
here’s the percentage of votes Marshall is getting. As you
can see, this is flip side in each case. One is just a negation
of the other. Okay, for running this on Marshall the com
puter looks and says, “Which one of these independent
variables here, income counted, and these three, which
one of these has the largest correlation,” is black, so it runs
black in first and takes black out and then it runs, gives us
the regression equation for just black and then it looks to
see which is the next largest. In this case it’s percent
female. Then it looks to see which is next largest, in this
case percent Republican, and then the last one goes in and
there’s a summary table which is easier to interpret than
these pages. The summary table is right here and this sum
mary table allows us to tell how much of the variation in
vote for a candidate like Marshall, in this case, Carol Mar
shall, is determined by this. This is on page 6, under tab
38.
1278
[301] Q. Got you. A. Okay, this says that 91 per
cent of the differences in votes for percent Marshall was
determined by black; .03 percent is determined by the dif
ference in Republicans.
THE COURT: When you say black, you mean deter
mined by race? Is that what you mean?
A. Yes, sir, by race. Excuse me. I use black. It really
should be race.
THE COURT: What you’re saying is that 91 percent
of the determination came from polarization of votes?
A. How many he got.
THE COURT: Marshall? That’s what it amounts to?
A. Yes, sir.
THE COURT: That was a race with Dr. Spence?
A. Yes, sir.
THE COURT: I see what you’re saying. You’re saying
the most, according to the computer the fact it was largely
the reason for his, those factors to be considered, was
race?
A. Yes, sir.
THE COURT: And there was polarized voting in that
race?
A. And that’s controlling for Republicans, which ac
counts for 4 percent.
[302] THE COURT: It’s a nonpartisan election.
A. Yes, sir.
THE COURT: Your knew that?
1279
A. Yes, sir. At the beginning I was running percent
Republican.
MR. BLACKSHER: That was the Democratic
Primary.
THE COURT: Just a minute. This is a school board
election and the school board election is nonpartisan
under Florida law, isn’t it?
MR. RAY: No, Your Honor, partisan.
THE COURT: School board is?
MR. RAY: Yes, Your Honor.
THE COURT: I’m in error then. We have a primary
in the school board election?
MR. RAY: Yes, Your Honor, in this county it’s a par
tisan election. A. In any case this only explains 4 per
cent of the variation. It would only detract from female
and income. Income, as you can see, explains practically
nothing, and female explains practically nothing.
THE COURT: All right, sir. Anything else with him,
Counselor?
Q. One last question, Dr. Curry. Is the regression
analysis technique you’ve demonstrated here today a com
m only used m ethod of analyzing th is kind
of [303] political information? A. Yes, sir, it is the
best technique to be used, that can be used for analyzing
this kind of information.
MR. BLACKSHER: Your witness.
THE COURT: Cross examination?
MR. FLEMING: Thank you, Your Honor. I’m trying
1280
best to figure out where to set up here. I have copies of all
this stuff to tote.
CROSS EXAMINATION
BY MR. FLEMING:
Q. Good morning, Dr. Curry. My name is John Flem
ing. We met at a deposition a while back. A. Yes, sir.
Q. And as you recall, at that time I asked you a
number of confusing questions while I was attempting to
gain a little knowledge about the regression analysis ap
proach. I’ve done a little bit of reading since then and I
hope maybe well have an opportunity to confirm whether
or not I’ve learned anything. Now, you don’t regard
yourself as an expert in the theory of regression analysis,
do you Dr. Curry? A. Expert, yes, sir, as far as, I’d say
I understand the theory of regression analysis.
* * * * *
[341] THE COURT: It really gets to polarized voting.
MR. BLACKSHER: Yes, sir.
THE COURT: In a district, and overall we encourage
people to forget the fact of race in voting. You say we’ve
got a situation where they aren’t forgetting so now we go
to a single-member district where it really gives some ef
fect.
MR. BLACKSHER: I think that is a fair simplification.
THE COURT: It would be nice in this nation if all of us
could decide to vote without regard to race, sex, color or
creed like the Constitution of the Nation wants us to do.
Maybe that day will come, but that’s not the case now.
Anything else you want?
\
1281
MR. BLACKSHER: Yes, sir.
THE COURT: Go ahead.
REDIRECT EXAMINATION
BY MR. BLACKSHER:
Q. Dr. Curry, I guess we have established there’s a dif
ference between the phenomenon of racial polarization
and phenomenon of whether you win or lose. A. Yes,
sir.
Q. Okay, so if we were just looking at Dr. Spence’s [342]
returns in the city election, he won? A. Yes, sir.
Q. Do you still have that in front of you? A. No, sir, I
don’t right now. I’ll look it up. You mean the scattergram?
Q. The scattergram. It looks like between tab eleven and
tab twelve, page sixty-eight. A. Okay, got it, sir.
Q. Okay, this scattergram, as I understand it from your
prior testimony, shows the polarization because in the
precincts that were, for example, 90 percent black, Spence
got close to 90 percent of the vote. A. Yes, sir.
Q. But in the white precincts —
THE COURT: Counsel, let me. Maybe I’ve gone too
fast. Did anybody else want to cross examine him before
we went along? I’m sorry. I didn’t mean to bypass
anybody.
MR. RAY: No, Your Honor.
MR. CARR: No, Your Honor.
THE COURT: Thank you. Go ahead.
Q. Whereas Dr. Spence was getting 90 percent of the
vote in the 90 percent black precinct he was getting what
was the, is there a rough average you can see of what he
1282
was getting in the all-white precinct there? Can you [343]
tell from this or from one of the statistics?
MR. FLEMING: If I might assist, I think the “Y” in
tercept is indicated immedately following the scattergram
to be 44.8.
A. Yes. I wouldn’t necessarily consider the “Y” intercept
the average, average of those.
Q. Of the all-white precincts? A. Of the all-white
precincts because the ‘a” intercepts is allocated as the
average, the average votes for Spence per precinct, minus
the regression coefficient of slope times the average vote
for the average percent black in the precinct, which is a
statistical —
Q. The point for those of us who don’t want to take a
math course, it is that you can’t look at the “Y” intercept
and say that’s the average the all-white or 100 percent
white precincts gave the black? A. Sometimes it might be
and sometimes it might not be.
Q. And we would have to have you around to tell us
which times? A. No, sir, you just have to have a
calculator.
Q. No, sir, I would have to have you around. A.
Okay.
Q. But the point I’m making here is that somewhere
around 50 percent, plus or minus 5 percent, is what [344]
the all-white precincts were giving Dr. Spence in this race,
right? A. Yes, sir.
Q. Okay, and that is significantly different from the
percentage he was getting in the black races and that deter
mines the polarization? A. Certainly, sir.
Q. Okay, but it doesn’t determine whether he won or
lost. In this case he won, is that right? A. In this case?
1283
Q. Dr. Spence. A. He did win, yes, sir.
Q. Okay, and does this display of how many white
precincts Dr. Spence won give some indication of how
many white precincts, let’s say over here on the left hand
margin, that a black candidate must get in order to add to
his black totals and achieve an overall majority and get
elected? Is this a fair way to judge this? A. That’s a way
of estimating, yes, sir.
Q. Okay, and isn’t it a fact that only in the two examples
that we’ve seen where Hollice Williams won twice, I
believe it was, in opposed contests and Dr. Spence this
once, those are the only times?
MR. FLEMING: I object, Your honor.
* * * * * *
1284
EXCERPTS OF TRIAL TESTIMONY*
OF DR. MANNING J. DAUER
[21] Q. Thank you, Your Honor. Dr. Dauer, that’s
all Siie questions I have. Lawyers for the plaintiffs may like
to cross examine.
THE COURT: Let’s see if we have some, before you
take over, sir, anybody else want to?
MR. LOTT: No, Your Honor.
THE COURT: I thought I saw Mr. Ray get on his feet.
You may proceed with cross examination.
MR. STILL: Thank you, Your Honor.
CROSS EXAMINATION
BY MR. STIJX:
Q. Dr. Dauer, we met in the hall. My name’s Edward
Still. I’m one of the attorneys for the plaintiffs. Since
February, when you were retained by the defendants, how
many trips have you made here to Pensacola? A. One.
Q. All right, sir. Now, since your deposition was taken
on the 8th of May have you made any further analysis of
Pensacola and Escambia County which would further sup
port or detract from the conclusions you made in that
deposition? A. No.
Q. Has anyone discussed with you the testimony that
[22] has been elicited in this litigation so far regarding
responsiveness, polarization, dilution and campaign tac
tics? A. I have had two consultations with counsel and
there has been, but there has been no detailed presentation
of evidence presented in the case. I have not sought to
master the situation in Escambia County.
"These excerpts inadvertently were omitted in printing. The other
excerpts of Dr. Dauer’s testimony may be found in Volume II to this
Joint Appendix at page 578.
1285
Q. All right, sir. Now, I believe during your deposi
tion it was your opinion on the basis of the information
you had at that time that you did not have an opinion as to
polarization in the county but that you had found a
polarized vote in the School Board and you had not found
polarized voting in the city. Is that correct, sir?
MR. CARR: Your Honor, I have an objection to make
First of all this is not within the scope of direct examina
tion and secondly Dr. Dauer said on direct examination he
had no opinion.
THE COURT: I disagree with you. It’s within the pro
per scope of cross examination because there’s some
background. I didn’t understand the question. Will you
ask it again.
Q. Yes, sir. Let me break it down into three parts.
With regard to the County Commission, on your deposi
tion you did not express an opinion as to whether there
was polarized voting for that body, is that correct, Doc
tor?
THE COURT: Was he asked? Was he asked? Are you
[23] trying to say, are you going by something in this
deposition? Was he asked did he have an opinion in the
deposition?
MR. STILL: Yes sir.
THE COURT: Doctor — he’s not said anything to the
contrary here that I know, but go ahead, Doctor. Do you
know what he’s talking about?
A. Yes, Your Honor. I examined certain voting results
in regard to elections since 1971 for the School Board, the
County Commission and the City.
THE COURT: Yes, sir. All right, sir.
A. In regard to the specific black-white opposed elec
tions. This was, as I’ve stated, one factor in regard to dilu
tion. And it showed that the elections where there were
1286
black-white candidates did have polarization in the county
except in two elections, which were in 1974, But, and there
I was using a measure that if the candidate, if the black can
didate got 40 percent in the white precincts the result was
that it was not. So out of, oh, ten or eleven elections I
found polarization in the voting proper between black-
white candidates, if it were eleven I found polarization in
nine and not in two. On the other hand I also looked at the
race of Justice Hatchett, who ran in the county at large,
and he carried the county at large and he carried a majori
ty of the white precincts. So that was the case of a black-
white opposed candidate in the same precincts [24] but
a different election. Certainly it had nothing to do —
THE COURT: There again, just looking at that alone is
some evidence but is meaningless, standing by itself, that
is; it doesn’t establish anything. There may have been
other factors in that race, other situations here and that
kind of thing that accounted for it.
A. Well -
THE COURT: You can’t just say that that was lack of
polarization in that vote on that race. I mean it works both
ways, doesn’t it?
A. On the other hand if there had been polarization
and white supremacy was the principal issue and he was
opposed by a white candidate he would not have carried
the county. So I think I —
THE COURT: If that had appealed to the white voters.
In other words if the white voters had been polarized
against him he wouldn’t have carried the county, is what
you’re saying.
A. Exactly.
1287
THE COURT: So you’re saying this is not a polarized
vote?
A. That’s correct. And so I’m indicating that there
must have been even in the vote a lack of white polariza
tion in that particular race.
THE COURT: Well, I was thinking of some other fac
tors. [25] His candidate, as I recall, was from way
down south, from Miami, and he was way up here, and
different things got into it. He had strong support from
the Bar Association and other things. I’m saying all these
things. I don’t suppose there’s objection from any body to
my saying them. I do know those things were true about
Mr. Justice Hatchett.
A. Yes, but I’m saying even if he were from Miami
and even if the Bar Association did endorse him —
THE COURT: It still means the white votes didn’t vote
for him.
A. The whites did vote for him.
THE COURT: I mean voted for him; I understand.
A. But I’m also saying that this is only one factor of
the total political process, so while this shows some
evidence of vote polarization in my judgment that doesn’t
outweigh on the issue of vote dilution the total question of
the delivery of services and so on. And that those are other
factors in order to determine vote dilution.
THE COURT: I think I understand that and I believe,
you all can tell me, we have no quarrel, I believe, on some
expert testimony; his point there as I understand it is that
even if you establish polarization that necessarily doesn’t
indicate dilution. You have to put other factors.
A. That is correct.
1288
THE COURT: I believe that’s consistent with all the
[26] testimony I’ve heard, is it not?
MR. STILL: Yes, sir, I believe so.
THE COURT: Go ahead, sir.
Q. Doctor, so on the basis of the evidence you looked
at regarding polarization, which was just the election
returns, leaving out for the moment dilution questions and
responsiveness questions, you did find that there had been
some polarization of School Board races, is that correct?
A. Yes.
Q. All right, sir. Now —
THE CARR: Your Honor, if I may, he asked the ques
tion in such a way as to indicate that the answer to the
question could be drawn solely from an examination of
the voting returns. The witness has testified it can’t be
done.?
A. Well, no, I answered in the context that the vote
itself was polarized. I didn’t say what the result, I would
say again that in regard to the School Board the total test
is whether services are delivered and whether there are
compensatory and vocational education and campaigning
in the black community.
THE COURT: You have to get into that on the issue of
dilution?
A. Yes.
THE COURT: Go ahead, Mr. Still.
Q. All right, now, Doctor, now you advised the [27]
local governments what to look for on these issues of dilu
tion and I presume that’s some of the evidence they put on
here. Now let’s take one aspect of dilution that you men
1289
tioned, which was, or, excuse me, one aspect of respon
siveness, which is appointments to boards and commit
tees. Now, if there were no blacks appointed to boards and
committees and yet it was shown that there were some
blacks who were qualified to be appointed to boards and
committees would you say that that indicates at least in
that aspect unresponsiveness by the local government?
A. I would have to look at the question of what
qualifications were needed on those particular boards and
commissions and also how actively individuals may have
made their qualifications known before I could really
answer that. And I don’t think I can answer that one by
itself without knowing the duties of the boards and the
qualifications of the candidates.
Q. All right, now, Doctor, you mentioned your study
of the Dade County legislative delegation. That study, I
believe, was made in 1966. At least it was published in
1966. A. Yes.
Q. That was a completely multimember district in
Dade County? A. That is correct.
[28] Q. Now, is it your testimony that because the
Dade County legislative delegation was responsive to the
needs of blacks in Dade County that that means that all at-
large elected groups are responsive to the needs of
blacks? A. The Dade County is merely one example.
And I would say that you would have to then study, but
there have been other studies than mine. For instance
there’s an article by Profesor Banzhaf in the Yale Law
Review that points to the same thing. That comes im
mediately to mind. And he argues in fact that
multimember districts are unfair to the, are unfair because
it gives a larger impact to minorities.
1290
Q. All right, now, sir. Professor Banzhafs articles
deal with electoral strength and not responsiveness, don’t
they? They don’t make quantitative analysis of the respon
siveness of elected representatives? A. I beg your par
don. He argues on that point, he hasn’t studied the specific
item but he has set up a mathematical model of what the,
of whether if you vote for five people you have more im
pact on the ultimate result in the deliberative body by hav
ing voted for five than if you just vote for one.
Q. All right, Professor Banzhafs is a mathematical
model and not based on comparisons?
[29] A. He did not examine specific legislative or
commission behavior but he set up a mathematical model.
Q. I believe you stated in your article that the Dade
County delegation, you differentiated them from the rest
of the Florida Legislature in that they were much more
liberal than the rest of the Florida Legislature. Isn’t that
correct? A. Yes.
Q. And the rest of the Florida Legislature, many of
them, were also elected from multimember districts at the
time, weren’t they? A. I broke this down into segments
and I scaled that so that if they came from certain areas I
think I adjusted it for that.
THE COURT: Counselor, I hate to interrupt this but I
need to take a recess. I’ve got an important telephone call
on another matter. While we’re at it, if we can take about a
ten minute recess and I’ll be right back with you.
(Recess)
CROSS EXAMINATION RESUMED
BY MR. STILL:
Q. Now, Doctor, we were talking about the Dade
1291
County delegation and we were saying that they were a lit
tle bit more liberal than the Florida Legislature at-large.
Wouldn’t it be fair to say that a liberal delegation is [30]
usually more solicitous of the needs of a black constituen
cy than a conservative delegation would be? A. Yes.
Q. All right, sir. Now, also in that study of the Dade
County delegation I believe that you stated that the Miami
Herald, which was the chief daily newspaper there in Dade
County, was able to influence from 20 to 40 thousand
voters or even more, partly because of the long ballot and
the elections at-large. Does that mean that decisions in a
large multimember district are probably more likely to be
made on the basis of some recommendation like by a
newspaper or some other influential group than on the
basis of some close personal observation by the
voter? A. In that particular case where they had as
many as sixteen I stated in that article that I thought that
was too large and I recommended at the end of that article
that they change over to dividing Dade in quadrants and
having no more than five or six in each quadrant so that
there could be better voter recognition of the individuals,
and that recommendation of mine was repeated to the
Florida Legislature in 1971 and was followed out. In other
words what I thought was that there should be a balance
between having sixteen on the one hand or having single
member districts on the other and therefore I consider that
when you get it down to five or six, why, you have about,
you are [31] Still within the attention span of the voter
but that that also avoids the ward politics aspect of single
member districts.
Q. Would you say that a multimember district of ten
members would be too large? A. Yes.
MR CARR: Your Honor, can I ask for clarification of
1292
the question. Is he talking about Dade County or is he
talking about in general?
Q. I’m talking about in general. He’s testifying in
general. Is that a general statement, that the attention span
of voters is about the same no matter where you
go? A. It is if they all run at the same time. Now, if you
stagger the elections that could have a different, in
Other words it depends on whether you’re offering the
voter with ten opposed choices in a single election or
whether the terms are staggered.
Q. Are you aware that the Pensacola City Council has
ten at-large members? A. No.
Q. All right, sir. Now, one of the purposes, as I
understand it from your testimony and from other
writings, of at-large elections, is to try to produce a body
which is more like the whole electorate rather than like the
parts of the electorate. Isn’t that correct? [32]
A. Not quite. I’m suggesting that the parts ought to have
their input and then the individuals who are being voted
on ought to have the point of view of a variety. But I’m
not suggesting that you’re just going to have everybody
elected, excuse me, everybody represented if you do get
this at-large.
Q. All right, not everyone will be represented if you
have at-large? Is that what you’re saying? A. That is
correct.
Q. So really the effect of at-large elections is
sometimes to exclude some minority groups from direct
representation, is that correct? A. It depends on how
you’re defining direct representation. I’m defining direct
representation as having an influence. If you mean by
direct representation that each person in a minority has to
have somebody identified with that minority, that would
be a different answer.
1293
Q. Now, not necessarily a member of that minority.
Let’s say someone chosen by that minority as opposed to
someone chosen by that minority and the whole
majority. A. If the minority is fairly sizable I think the
result would be unlikely because if the minority constitutes
as much as 10 percent or more of the vote then the chance
of that minority being completely excluded would be
unusual.
Q. Doctor, let’s take an extreme hypothetical here.
[33] If we could somehow or another work out through
some process the problems of campaign costs and ballot
size and voter recognition, would you favor electing the
entire Florida Legislature at-large from the entire state?
A. No.
Q. Now, why not? A. Because I’ve already said I
think the attention span of the voters can extend to as
many as half a dozen in a particular election.
Q. Well, let’s say we could work that problem out. I
mean by having staggered elections and it was all carried
out through some 100 percent television coverage system
and the State paid for the campaign.
THE COURT: You’re talking about something you
could work out in a state the size of Florida?
MR. STILL: I’m just using that as a hypothetical.
THE COURT: The problem is whether it’s realistic or
impossible. I don’t know where you getting with it. If you
want to go ahead, go ahead with the question, I guess, sir.
Q. Well, are there any other reasons besides this prob
lem of the attention span that would militate against hav
ing at-large elections for the whole State of Florida?
1294
THE COURT: Are you speaking of an election where
every member of the House of Representatives and Senate
is elected by the whole State of Florida? Is that what
you’re [34] saying?
MR. STILL: Yes, sir, that’s what I’m saying.
THE COURT: In other words just like you elect the
Governor or Senators? You confine it to two or three
hundred Representatives, so forth?
MR. STILL: Yes, sir.
A. I’m tempted to answer it this way. This happened
once in Illinois when they were unable to pass an appor
tionment bill and it was a mess.
Q. But if we could get over that ballot size and that at
tention span problem are there any other reasons why we
shouldn’t have state-wide at-large elections? A. I don’t
see how you can. I don’t see how you can do that on
legislative questions which are as complex as would affect
the entire state.
Q. All right, so there are some regional or localized
differences which might require local representation, is
that correct? A. That is correct.
Q. All right, sir. I believe you stated in your deposi
tion that Malcolm Jewel had written an article which sup
ported your position favoring at-large elections. Were you
talking about the article in the George Washington Law
Review of 1968? A. Right. I did not say that he neces
sarily [35] supported my position. I said that he
discussed the pros and cons on this question and I was
referring to that particular article and he did not support
my position. He simply stated what the issues were on
both sides of the question.
1295
Q. Well, in fact he pointed out that ethnic minorities
and particularly blacks had more of a chance of being
elected in single-member districts, didn’t he? A. As far
as a specific black being elected, his answer is yes.
T
THE COURT: Yours would be too, wouldn’t it, Doc
tor?
A. Yes.
Q. Now, Doctor, let’s talk for a moment about
responsiveness again. It’s my understanding that you’re
saying that responsiveness is one indication of whether or
not there is dilution of the black vote in a particular elec
tion, elective body. Is that correct? A. Yes.
Q. Would responsiveness also be an indication
whether there was a dilution, let’s say, of rural votes or of
urban votes in, say, a state legislature? A. Yes.
Q. Let me read you a statement, Doctor, which is
taken from an article by Herbert Jacob and Michael Lip-
ski, L-I-P-S-K-I, called “Outputs, Structure and Power,”
and it’s [36] found in the book State and Urban
Politics edited by Hofferbert and Sharkansky. Are you
familiar with that book and with that article? A. I’m
familiar with some chapters but I don’t remember this par
ticular part of it.
Q. All right, let me read you this statement: “Three in
dependent investigations using slightly different analyzing
techniques have concluded that legislative malapportion
ment has not been related to a distinctive pattern of out
puts. Policies which might be heavily favored by the
underrepresented urban majority are no more in evidence
in well-apportioned than in poorly-apportioned states.
The substantial differences in the level of outputs are ac
counted for by a variety of other variables, not by
1296
legislative malapportionment.” Now, would you agree
with that statement, Doctor? A. No. As a matter of
fact I’ve written in opposition to that point of view
because what they did was that they measured certain
items which were statistically measurable and they arrived
at it in my judgment on the basis of partial evidence. They
did not, they did not, they took more into account the
level, for example, of highway expenditures and they took
into account the level of school expenditures and they
found that those were principally accounted for by what is
called incrementalism; that is, [37] it was part of a state
budget for roads; next year they appropriate about the
same percent and next year the same percent and so forth.
But where I think they slipped up was that they didn’t ask
where the roads were being built or what aspects of the
school programs and school services were being delivered.
And there is a great deal of controversy in the literature on
that point, that they did not go far enough when they
stated their conclusions.
Q. In other words it’s not how big the pie is but who
gets the pieces o f the pie, is what you’re
saying? A. Well, the size of the pie is one aspect but
also there can be a differential division of the pie, yes.
Q. And so in terms of responsiveness if we were look
ing, let’s say, at parks, and we found that parks were being
built and maintained in white areas and not, in propor
tionately much larger numbers of acres than black areas,
that would be one indicia of unresponsiveness? Is that
what you’re saying? A. If you can’t get to them - I
would have to know where the parks are located and how
close they are, of course, in order to fully anwer that ques
tion.
Q. But I’m saying if there were statistical evidence on
1297
that point and it indicated that, that would be one
indicia? A. It would, but I would weight it against who
got [38] to the specific parks or swimming pools also.
Q. All right, sir. A. And how close they were.
Q. Now, with respect to what you call white polariza
tion or what Mr. Carr called white polarization, I believe
you said that one of the things you must look at is whether
the white vote, whether the whites vote as a bloc behind
candidates who are opposed to a minority. A. Yes.
Q. Now, Doctor, can you also look at campaigns in
which a candidate was not necessarily opposed to a
minority, he didn’t have to be a J.B. Stoner of the States
Rights Party in Georgia, but instead was just not relevant
to the needs of the black community? A. If that were
the case in the particular candidate’s program and the way
he voted, that would be significant.
Q. Now, in your chapter in Changing Politics o f the
South edited by Havard, I believe you stated that one of
the reasons for the gap in registration by blacks was that
you said it was the product of such cultural factors as
lim ited relevance to the Negro of campaign
issues? A. Yes.
Q. Now, would you still hold by that, that if we found
a lower turnout or lower registration rate in a [39]
particular community it might be indicative of a lesser
degree of relevance of campaign issues to blacks than to
whites? A. It could be an indicator.
Q. Now, Doctor, if I told you that the evidence in this
case showed that in the very same election, the very time
you walked into the polling place, that blacks were casting
twice as many votes in races that involved a black can
didate than they were in races which involved white can
1298
didates, would that indicate to you that there was a degree
of lack of relevance of the campaign issues among those
white candidates running against each other as opposed to
a black candidate running against a white candidate?
A. It might or might not. Let me mention this. When a
particular — here let me go on an example from something
else. In the case of the Irish, when the Irish were first en
franchised, they first showed greatest interest in Irish can
didates. After a time they showed greater interest in issues.
So correspondingly on what you’re stating I would say that
at this point, and I’ve already indicated what I looked at
are the black returns, the black returns show a blocking
around their particular candidate and a high interest level.
Now, in the case of how they turn out, how many votes
they cast between the white candidates, then I would say it
would depend on the platforms of those white [40]
candidates and whether those white candidates were rele
vant. That would be another factor I would want informa
tion on.
Q. But you have not made such analysis yourself?
A. No, I haven’t done that.
Q. Okay, Doctor. Now, also in your chapter in
Changing Politics you said that, on page 160, “When the
Negro vote helps to nominate a liberal, however, that can
didate is likely to lose the general election. In Florida as in
most states outside the South the concentration of the
Negro vote in certain localities rather than its mere
presence is the most important factor in its effect on
politics.” Would you say that that statement is still
true? A. All right, it depends on the, I would say it is
less true today than it was when I wrote that. The book
was published in ’72 and I wrote that in ’71. And also it has
to be measured against the degree of liberalness of the can
didate. So that if, so that on a scale, how liberal a can
1299
didate is, then if the candidate is very liberal he moves a
considerable proportion of the moderate vote. So it has to
be measured in terms of time and also the degree of
liberalness of the candidate.
Q. And generally, just so we can make sure we’re
defining terms correctly here, liberals we would say
generally favor more social welfare programs and more
redistribution of the income programs which would help
the [41] poor more, is that correct, Doctor? A. By
and large this part is, although I think there’s growing
awareness among moderates that it does redound to the
benefit of the community if there are fewer unemployed
and therefore you have to have, spend enough for voca
tional training and you have to have some job training
programs of apprenticeship type and that a certain
amount of expenditures are in the better interest of the en
tire community. That would be a point of view not just of
liberals but also of moderates.
Q. Now, Doctor, you made the statement in your
direct testimony that, let me see if I’ve got this correct.
You were talking about the incumbency factor as it ap
plied to black candidates and you said if there was polariz
ed voting that the incumbency factor would be far
outweighed by the polarized voting, that the racism of the
whites, if it was in existence, would outweigh the in
cumbency and the blacks would have been defeated.
A. Yes.
Q. Is that a fair statement of what you said?
A. Yes.
Q. Now, Doctor, what support do you have for that
statement? Is it just a general proposition that racism is
stronger than incumbency always? A. No. I’m saying
1300
what is evidence of polarization. [42] I’m saying that
there are many, many situations where there is not
polarization that is so extreme but it measures the intensity
of the polarization.
Q. Well, Doctor, are you equating winning an election
with there not being polarization and losing an election
with there being polarization? A. As far as looking at a
particular race between candidates I am talking about not
just winning or losing but coming within 40 percent. Our
definition in political science is that if two candidates are
within the sixty-forty range then it is not severely polariz
ed. If it gets to sixty-five, thirty-five, there is a con
siderable amount of polarization.
Q. So you’re saying that if a black candidate gets at
least 40 percent of the vote then there’s no
polarization? A. I would rather put this on a scale. I
would say that there’s some but it’s not so, but it is not
severe.
THE COURT: It would depend a little bit too about the
percentage of black and white votes in a particular place?
A. Right.
THE COURT: That would have to be a factor, wouldn’t
it?
A. Right.
Q. Well, that was my next question. I mean 40 percent
of what? Forty percent of the total vote or 40 percent
[43] of the white vote or what?
A. I was talking about whether or not the white, I was
assuming a white precinct and I’m saying if the black can
didate can get 40 percent.
1301
THE COURT: Oh, I didn’t understand that from the
testimony.
A. Yes.
Q. Doctor, do yo know of any other political scientists
that have used this 40 percent test as an indicia of polariz
ed voting? A. Yes. I certainly did not develop it. It is in
many of the books on legislative politics. This is used. In
fact Jewell is coauthor of one of those books with Patter
son on legislative politics and they use it, for example, not
in there in terms of black-white but in terms of what they
call polarized Congressional districts, and there are a
number of articles on opposed Congressional elections
and in some where you even classify states as to whether or
not the state politics is polarized so much that the can
didate doesn’t have a chance as between Democrats and
Republicans.
Q. So that’s really a predictive test to say, for instance,
whether or not a Republican has a chance of winning in a
Democratic state; we want to know how Democratic a
state is? Is that what you’re saying? [44] A. That’s
right. And, well, it’s not just predictive. It’s also analytical
of what goes on.
Q. All right, sir. Now, do you know of any study
which has used it in black-white situations? A. No, but
I’ve seen it used in other minority situations.
Q. What other minority situations? A. For exam
ple some of the tests of attitudes toward Irish and the like.
There are some historians, there are historical examples of
that.
Q. All right, Doctor, let’s go back to the Republican-
Democratic situation for a minute in the book by Jewel.
Does Jewel analyze those races only from the stand-point
1302
of how well a Republican candidate did in a heavily
Democratic ward or does he look at how the Republican
candidate did in the whole state or the whole district or
whatever the Republican happened to be running in?
A. It doesn’t make, well, it depends on what the unit of
analysis is. You could use it in any of those. But specifical
ly he’s using it in regard to Congressional districts.
Q. Well, now, if you could use it in any of those and
you have utilized it only in predominantly white precincts
then all you’re able to tell us whether those predominantly
white precincts are polarized and not whether the [45]
whole electorate is polarized, is that correct? A. No. I
used it in all of the precincts and I found that in certain of
the races, just looking at black-white candidates, for ex
ample, that the black precincts were polarized and in the
city precincts, for example, with some black-white can
didates it was and others it wasn’t. In the Hatchett race I
found that it was, that it was not. In the case of the Coun
ty Commission and the School Board races I found two
where the 40 percent did not show polarization and some
eight or nine where it did.
Q. Now, Doctor, in your analysis you only looked,
did you not, at the wards which were 95 percent or above
white or 5 percent, or excuse me, 95 percent or above
black? A. No, no, I didn’t. We broke them down by
percent into five categories and we took a percent that
were heavily black, 50 percent, up to that figure, then
down to 30 percent, then 30 to 5 and then under 5.
Q. And your analysis then is, of polarization, is based
upon the analysis of all five of those groups and not just
the two groups at the extremes? A. That’s right.
Q. That’s not what you told us in your deposition, is
1303
it, Doctor? A. I think that in the deposition I stated
that we had scaled them and that, whether I described the
scaling [46] in as much detail as I have now I do not
remember at this point, but that’s what we did.
Q. Excuse me just a moment. Doctor, can we use
regression analysis to tell whether or not an electorate is
polarized? A. The answer is that in a stepwise regres
sion you’re getting an “r” square and the “r” square is go
ing to show which is the first factor.
THE COURT: Is going to show what, sir?
A. Which factor explains more of the division than
any other. And that goes back to what I said on direct,
that if, that on stepwise regression I think it skews it if part
of the electorate, in this case the black part, is polarized
and the white is not; it still would show that black-white is
the number one factor in that particular vote that you’re
studying but I would argue that that showed that the black
vote was polarized but the white, but it is not conclusive as
to the white vote. That’s why I’ve used this 40 percent rule,
which is called the difference of means test.
Q. All right, Doctor, let me ask you this. On the elec
tions that you studied, which were only contested elections
in which blacks ran, is that correct? A. Yes.
Q. Did you look at any of the regression analyses
[47] or scattergrams that have been prepared by the
plaintiffs? A. Yes.
Q. Did you find any skewing among black precincts or
white precincts? A. I found skewing among the blacks,
black precincts, and I did not find polarization among the
whites in those specific races that I’ve already indicated,
which were two in the county at-large. I didn’t find it in the
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Hatchett race and I didn’t find it in many of the, in five
out of, I think, nine of the city races.
THE COURT: What does skewing mean, Doctor?
A. Skewing means that if the black vote is polarized
and the white is not you can’t generalize about the total
electorate; you can only generalize about part of it. And
skewing means that you’re coming to a false conclusion.
THE COURT: Because you don’t know about the
white?
A. Because you don’t know about the white.
THE COURT: And you said what about it in these
things? Did you say you found no skewing?
A. I found that all of them were skewed because of the
heavy vote in the black precincts and that that’s a fault in
regression analysis.
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