Housing, General, undated - 49 of 55
Photograph

Cite this item
-
Case Files, Sheff v. O'Neill Hardbacks. Findings, 1995. 423529f0-a146-f011-877a-002248226c06. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/54f5f31b-2ff5-4952-bbb5-46c8a5a6dd03/findings. Accessed August 19, 2025.
Copied!
S.C. 15255 | MILO SHEFF, et al. SUPREME COURT | VS. STATE OF CONNECTICUT | WILLIAM A. O'NEILL, et al. JUNE 27, 1995 FINDING Pursuant ‘to this Court’s Order of Mav 11, 1995 that the trial court review any filings relating to factual issues other than the parties’ stipulation of facts and proposed findings of fact that it may find helpful, the court incorporates herein by way of introduction to its findings | certain amendments to the complaint that were made by the plaintiffs prior to trial for the purpose of narrowing the scope of their offer of proof, as well as a representation i made by counsel for the plaintiffs at the time of final argument relating to the defendants’ claim that the court lacks jurisdiction because of the plaintiffs’ failure to join the Hartford area towns and school districts as necessary parties in this action. Hl 3. On July 21, 1992, the plaintiffs filed a reguest LO amend paragraphs 47 and 50 of their original complaint, and to delete paragraph 71 in its entirety, because "the state’s role in segregated housing patterns is not .a,pecessary part | of their affirmative case . . . andithey wish to eliminate [i + =3 Bi | Vio] i any ambiguity in the pleadings thd, may” be relied on by the ~ | | | | i i } | - : b | A £2117 | l | § 1 | 1 | \ | { i | defendants to divert the [clourt’s attention from the i important educational issues that are at the core of this | cage." (Plaintiffs’ Request for Leave to Amend Complaint, | July 21, 1992, Record item #178.) [1 Hi } | | | educational achievement between Hartford and the suburban bh i'd i! 1 Bt Paragraph 47, which had alleged that the digparities in school districts were the result of the "educational and social policies pursued and/or accepted by the defendants,” was amended to allege only that the disparities were the result of the defendants’ "education-related policies". The plaintiffs’ request also proposed to change paragraph 50 of theycomplain: to read that the defendants had long been aware of "the racially and economically segregated population patterns in the Hartford region . .:.", in place of The original allegation that they had long been aware of "the strong governmental forces that have created and maintained" those population patterns.‘ Paragraph 71 of the complaint, which was deleted in its entirety, had alleged that the defendants and their predecessors had "failed to take action to afford meaningful racial and economic integration of housing within school zones and school districts in the Hartford metropolitan region [and that these] failures have contributed to the paragraph 50 as it appears in both the Consolidated | Amended Complaint (February 26, 1993, Record item #201.70) | { | | H and the Revised Complaint (November 23, 1994, Record item #217) were not changed to conform to the 1292 amendment. 2 isolation of poor and minority students within the Hartford School District.” 131. Prior to hearing the final arguments of counsel, the court asked the defendants whether they would be pursuing the jurisdictional issue which they had raised in their fifth special defense which asserts that "[t]o the extent that the plaintiffs complain about matters which are committed by law to Che discretion of the City of Hartford or the Hartford Board of Education or any of the suburban cities, towns or school boards, the court does not have jurisdiction '. .". because of the plaintiffs’ failure Co join necessary parties." (Transcript, November 30, 1994, pp. 15-19.) Counsel for the plaintiffs then acknowledged in response to a question from the court that the plaintiffs were making no claims by way of the pleadings, or through evidence that had been offered at the trial, that there were any acts or omissions on the part of the city of Hartford or its board of education, or onrthe part of the twenty-one other towns referred to in the complaint or of their boards of education, that constituted a violation of the plaintiffs’ constitutional rights. Id. Pursuant ‘to ‘this Lourt’s Oyder of May 11,1995 the trial court’s findings on the disputed facts disclosed in the proposed findings of fact submitted by the parties are as follows: HISTORICAL BACKGROUND? 3: Education in Connecticut has always been under the It control of the colony or the state government, and the } public policy of the stare and colony from the inception of | our system of education has been that it is essential to the | perpetuation of our form of government that all students receive an equal educational opportunity. (Collier, 16/54)% 2. Connecticut has always been a leader in the field of education and had the highest literacy rate in the country, if not in the world, in the seventeenth and eighteenth centuries, and even when the quality of its educational system declined sharply in the 1840's, Connecticut still maintained the highest literacy rate in the United States. 3. In the seventeenth century, the Puritan or ji Calvinist view about the government's duty to provide a | proper education was that education was perceived to be a | public responsibility rather than a matter of personal | preference or choice. 4. The tradition of local control in this state goes back to the early eighteenth century when the responsibility for education was taken away from the towns and given to the ‘The court’s findings numbered one through twenty-five, unless otherwise indicated, are based on the testimony of Christopher Collier (Transcript Volume 16, January 14, 1993), a professor of history abt the University of Connecticut and the officially designated State Historian for the state of Connecticut. He testified in the course of the plaintiffs’ case-in-chief and was the only trial witness who testified as an expert on Connecticut history. ‘Where the trial testimony of a witness is cited, the name of the witness will be given, followed by the volume of the transcript numbered from one through thirty-five for each day of the trial, followed by the page or pages of the transcript at which the testimony appears. 4 parishes or ecclesiastical societies within the towns to such an extent that it was said at the time that there was a school within a mile of every student in the state. 5. In the mid-eighteenth century there were about sixteen hundred such districts in the state that were carrying out the educational function at the local level and school districts kept getting smaller in the ensuing years. 5. In the late nineteenth century, disparities in the quality of education between rural and urban school systems developed because urban districts were the only ones | permitted by law to establish high schools and because those districts had a broader tax base. 7: In an effort to reduce these disparities and to | meet its commitment to provide equal educational opportunity for all students, the state devised a funding formula under which less money was paid per student as the number of students increased so that rural schools received much more | per student and urban schools were paid much less. 8. Thereafter, as a result of persistent attempts to give the state full control over all high schools, a bill to that effect was passed by both houses of the legislature in 1933, but was vetoed by the governor. g. The first regional high school in the state was authorized by a special act passed in 1936 and thereafter general legislation was enacted which encouraged the | building of regional high schools. 10. The limited regionalization that took place in the 1950's was accomplished only because of the financial and economic incentives that were offered by the state to the smaller communities and it reflected the strong historical influence of local control and attachment to the local school system on state educational policy. (Ferrandino, PX. 493, pp. 88-87)" 11. The population increase in the rural and suburban areas of the state after World War II was the principal reason for the dramatic increase in the construction of new school buildings in those areas during that period in addition to the fact that the need to promote quality education in those school systems was a very significant factor in the process of regionalization which was also taking place during the post-war period. *Trial exhibits hereafter will be designated "PX" for plaintiffs’ exhibits and "DX" for defendants’ exhibits. 5 12. ‘The history of public education in Connecticut justifies the conclusion that although there are deficiencies from time to time in its delivery of quality education, the state’s educational system compares favorably with almost every other state in the country. 13. The only manifestation of de jure segregation either at the state or local level in Connecticut since the Civil War occurred in Hartford in the spring of 1868 when an ordinance was adopted that required black children to go to a specially designated "colored" school located on Pearl Street in that city. 14. The General Assembly met within weeks after the city’s attempt to segregate its school children and nullified that action by adopting Comnecticut'’'s open enrollment law which is now codified, in substantially the same language, as § 10-15c of the General Statutes and requires that public schools be open to all children without discrimination on account of race, creed or color. 15. At about the same time, the legislature also enacted the "free school" law which abolished tuition so that all children regardless of economic status, as well as race, would have access to a free public education. 16. In the post Civil War era, this state's strong policy of opposition to de jure segregation as reflected in its 1868 open enrollment law was not unusual, and in that respect Connecticut was not in advance of other states at the time, particularly New York, Massachusetts, and the other New England states. 17... Connecticut's cumulative record of civil rights legislation dealing with racial discrimination during the | period from 1905 to 1961 represented the most progress toward equal opportunity achieved by any of the northern states up to that time. (PX 502, pp. 1-2) 18. Racial discrimination in hotels, restaurants, trangportation facilities, and places of amusement was prohibited under the state’s public accommodations law which was first enacted in 1905, and discrimination in public employment was outlawed in 1936. Id. 19. The first civil rights commission in the Unired States was Connecticut’s Inter-racial Commission which was created in 1943 and was empowered to investigate employment opportunities, violationg of civil liberties, and related matters. 14. 20. In 1947, a fair employment practices act was enacted which empowered the Inter-racial Commission to proceed against employers, employment agencies or unions who engaged in discriminatory practices based on race, religion, or national origin, and discrimination in public housing projects was declared illegal in 1949. Id. 21. The public accommodations act was expanded in 1953 to cover all establishments offering goods and services to the public, and in 1959, its coverage was further extended to include private housing by prohibiting discrimination in the sale or rental of a housing accommodation by anyone owning five or more contiguous units, and by anyone owning three or more units under a law passed in 1961. Id. 22. The single most important factor that contributed to the present concentration of racial and ethnic minorities in Hartford was the town-school district system which has existed since 1909, when the legislature consolidated most of the school districts in the state so that thereafter town boundaries became the dividing lines between all school districts in the state. 23. The passage of that law was designed to improve the quality of education on a statewide basis by involving the state more fully in all aspects of education at a time when the demographic patterns which began in the 1940's and resulted in the high concentration of minorities in the cities could not have been predicted. 24. The 1909 legislation, which was adopted in the face of strong opposition from local districts, but was, in retrospect, a positive step in the improvement of the quality of education in the state, was not racially motivated in any sense nor was it a product of any discriminatory motive or purpose on the part of the state or of any local governmental units or of the people of this state. e5. Article Eighth'§S 4 of the Connecticut constitution relating to the School Fund was taken verbatim from the 1818 constitution because the 1965 constitutional convention was a very conservative body that made only those changes that had to be made in order to comply with the legislative reapportionment mandates of the federal courts and it was extremely reluctant to change anything that did not have to be changed. II. THE STATE'S INVOLVEMENT IN THE RACIAL, ETHNIC AND SOCIOECONOMIC ISOLATION OF THE HARTFORD SCHOOL SYSTEM AND THE STATE'S RESPONSE TO THOSE CONDITIONS AND TO THE EDUCATIONAL UNDERACHIEVEMENT OF THE CHILDREN WHO ATTEND THE HARTFORD PUBLIC SCHOOLS, A. THE STATE'S INVOLVEMENT IN THE RACIAL, ETHNIC AND SOCIOECONOMIC ISOLATION OF THE HARTFORD SCHOOL SYSTEM. 26. The racial and ethnic composition of the towns in the Hartford metropolitan area and the unpredictable and dynamic patterns of change over the past thirty years were the result of powerful social and demographic forces i generated by the collective exercise of personal geographic | preferences over which the state had no control. (Armor, 32/129; 8teahy, 23/76, 107-12) 27. A variety of factors, including differential birth and immigration rates, differential usage of private schools, and the differential flow of white and minority families to the suburbs has led to increased racial isolation in the schools of the major cities in this stare. (DX 12.23,"9. 2) 28. The dramatic increase in school construction in Hartford area suburban towns that took place in the 1950's - was the result of the movement of population from the city to the suburbs and the post-war baby boom. (Calvert, 36/126-27) 29. During that same period, Hartford was not experiencing the same degree of enrollment growth that was | occurring in the suburban communities, particularly those immediately surrounding the city. 1d4., 128. 30. These trends continued during the 1960's, but at a somewhat reduced rate. Id., 128-29. 31. In Hartford during that period, the Hartford Public High School was replaced when the school site was | taken by the gtate in order to construct I-84. Id. 32. In the 1970's there was increased school construction in Hartford which included the replacement of the old Bulkeley and Weaver High Schools and the building of | elementary schools in the north end of Hartford because of Ii the growth in population in that area. 14. 33. The Quirk and Fox Middle Schools were built in | Hartford in the 1970's as a part of the board of education’s policy of integrating its students at an earlier grade level than high gchecl.. I4., 130; PX 1, ppb. 15-16; DX 13.2, ©. 7. 8 Ad » | 34. The construction of new elementary schools in the center and north end of Hartford during that period was necessary in order to replace school buildings in the city | that had outlived their usefulness and also because there ' was continuing enrollment growth in the central and northern sections of the city and a corresponding decline in the school age population in the south end. I4.,.130-33, i 35. The school district makes the initial selection of | the site and the state plays no part in the site selection | process and can only limit the amount of its reimbursement i to the district where the acreage or the size of the i building exceeds maximum standards. (Brewer, 28/16; | Gordon, 13/101-02) | 36. In Connecticut, as in other states, the local | school districts decide when and where a new school will be lH built and whether or not existing schools should be replaced ll or closed. (Gordon, 13/103-04) 37. The state has made no effort to influence the site | selection process on the local level, and as long as the | building meets code requirements and environmental | protection regulations, the state defers to the decision of the local district and gives its approval. (Brewer, 28/180) 38. The defendants have not created or maintained | racially or economically segregated population patterns nor | have they failed to take action against segregated housing I patterns as originally alleged in the complaint. (Finding, it Part 1) 39. There have been no acts or omissions on the part | of the city of Hartford or of ics board of education, or on the part of the twenty-one other towns referred to in the complaint or of their boards of education, that have | violated the plaintiffs’ constitutional rights. (Finding, | Pare IT) 40. Local control and the tendency to favor neighborhood schools has never manifested itself in the form of open resistance by local school districts in Connecticut to the state’s racial imbalance law, as it did in Massachusetts in the 1970's. (Foster, 21/157-60; Rossell, 26B/32-34) 41, No school district in the state has violated the open enrollment law since its enactment in 1868, unlike | other states such as New Jersey, where dual school systems || apparently existed in parts of the state as recently as | 1947. (Collier, 16/48; see also Booker v. Board of Educarion, 212 A.24-1, 15 (N.J. 1965) (Hall, J., concurring | in part and dissenting in part.)) 34 S THE STATE'S RESPONSE TO THE RACIAL, ETHNIC AND SOCIOECONOMIC ISOLATION OF THE HARTFORD SCHOOL SYSTEM AND TO THE EDUCATIONAL UNDERACHIEVEMENT OF THE CHILDREN WHO ATTEND THE HARTFORD PUBLIC SCHOOLS. 42. Students in the Hartford schools are racially isolated and are likely to become more isolated in the future. (PX 494, pp. 9-10) 43. There is a strong inverse relationship between racial imbalance and quality education in Connecticut’s public schools because racial imbalance is coincident with poverty, limited resources, low academic achievement and a high incidence of children with special needs. (PX 42, D. 1) 44. Education in its fullest sense for both white and minority school children involves interracial and multiethnic exposure to each other and interaction between them, because racial and ethnic isolation has negative effects on both groups. 1d. 45. Connecticut has long acknowledged an affirmative responsibility to desegregate its public schools and to guarantee educational equality for all students. (PX. 73) 46. Connecticut is one of only seven states that voluntarily spend their own funds exclusively on desegregation programs or efforts to relieve racial imbalance without being ordered to do so by a court. (DX 5.2; Rossell, 26B/47) 47. In this state, funds are provided for such things as multicultural training programs and new multicultural courses, teacher workshops, interdistrict magnet schools and school construction. (Rossell, 26B/48) 48. Since 1966, the state has provided both financial support and technical assistance for one of this country’s first voluntary interdistrict transfer programs, Project Concern, which was designed to promote voluntary desegregation among schools in urban metropolitan areas. (PX 73) 49. Project Concern and METCO in Boston may be the only voluntary state-initiated interdistrict desegregation programs in the country that have been in continuous operation for over twenty-five years and which have been funded continuously during that period, at least in part, by the state. {Crain, 10/72-74) 50. In 1964, one year prior to the enactment by Massachusetts of its racial imbalance law and five years before a similar law was passed in Connecticut, the New Haven board of education adopted a school pairing plan for the purpose of reducing racial imbalance in its school | ‘system and in the interest of promoting equality of 1} educational opportunity. (PX 494, p. 95; see also Guida v. |! Board of Fducation, 26 Conn. Sup. 121 (1968)) 51. The plan was upheld by this court (Devlin, J.) as | being a proper exercise of the local board’s duty to maintain a sound educational system and afford equal educational opportunities to its students. Id. | 52. Connecticut’s racial imbalance law which was || passed in 1969 represented a significant attempt to address | the problems of racial imbalance at a time when none of Connecticut’s cities had more than sixty percent minority student enrollment. {PX S50, pb. 7) 53. The state board of education (SBE) proceeded to draft and approve regulations within six months of the passage of the racial imbalance law in July of 19659. (PX 37) 54. The regulations review committee rejected the regulations partly in response to strong public opposition. Id. 55. In November of 1979, the SBE, prior to the adoption of the regulations in April of 1280, found that Hartford, Meriden, New Britain, Norwalk, New Haven, Stamford, and Stratford had racially imbalanced schools. 14. 56. At the same time, the education commissioner cited five Hartford schools for being racially imbalanced, and li upon the adoption ©f the regulations, the plans for Meriden, || Norwalk, New Britain, Stamford, Stratford, Hartford and New Haven were approved by the SBE. Id. 57. The city of Waterbury, which had previously entered into a consent decree in a federal enforcement |! proceeding which was commenced in 1969; see United States ' va. Board of Education of Waterbury, £05 F.24 573 (2nd Cir. 1979); was the subject of further enforcement proceedings commenced by the state in May of 1985 under the racial imbalance law and regulations, and in January of 1988 the state commenced an action against the board in which it sought a court order by way of mandamus to require the | implementation of a plan to correct the racial imbalance | | which existed in some of its schools. | 11 88. The court file in that case ig still active, and in accordance with a supplemental order entered by the court (Maloney, J.) concerning the construction of a new interdistrict magnet school in the south end of Waterbury, the Waterbury board of education continues to file regular reports with the court. Connecticut State Board of Education vs. Waterbury Board of Education, CV-88-341471S (Judicial District of Hartford-New Britain at Hartford; see algo Spec. Sess., May 1992, No. 82-3 § 31). 59. Connecticut is one of only three states that have voluntarily adopted legislation with self-imposed specific goals for the purpose of reducing racial imbalance and | promoting integration in their school districts. (Rossell, 268/57; DX 5.3) 60. No state in the country has a racial imbalance law that requires interdistrict balancing. (Rossell, 26B/61) 61. The claim of the plaintiffs (Complaint, 9 55) that the proposed educational parks bill was an appropriate legislative effort to reduce imbalance and promote integration at the time that it was rejected by the General | Assembly is not supported by the evidence because the plaintiffs’ principal desegregation planning expert did not know whether such a proposal would have been a viable remedial option at that time in the Hartford area, and he also acknowledged that educational parks have never been included in a court-ordered desegregation plan based on the approximately one hundred school desegregation cases in which he had participated. (Gordon, 13/127, 131) 62. At the time of the hearing conducted by the human rights and opportunities committee of the legislature on the | proposed educational parks bill on February 7, 1969 (Exhibit 22(e), pp. 78-79), Medill Bair, who was the Hartford superintendent of schools at the time, referred to Public Act No. 523 that had been enacted in 1965 to provide state aid for educationally and economically disadvantaged children as the first of ‘its kind in the nation, and stated that many of its features were thereafter incorporated into Title I (later Chapter I) of the federal Elementary and Secondary Education Act of 1965 which was enacted six months later. 63. At the hearing conducted on the educational parks | bill, Bair algo referred to Public Act 35 which had been | passed in 1967, and which was the original funding statute for interdistrict Project Concern contracts, as another law that had made this state a "pacesetter" for similar state and national legislation. Id. 12 64. Beginning in 1979, Connecticut’s method for financing public schools has taken into account the needs of '! urban school districts by including in the aid formula the i number Of children from low income famllies, and in 1989, a | weighting factor based on the number of students who score | below the remedial standard on the state’s mastery tests was added to the school aid formula. (PX 73) 65. Since 1970, the state, recognizing that magnet schools and the programs that they offer tend to improve the overall quality of education while reducing racial isolation, has given technical assistance to intradistrict i magnet schools and the legislature has also authorized special bond funding for the construction or renovation of i buildings to house interdistrict magnet schools. Id. 66. The most significant action taken by the state to address the problem of racial, ethnic and socioeconomic isolation in the state’s largest urban public school systems during Gerald Tirozzi'’s tenure as education commissioner from 1983 to 1991 was the interdistrict cooperative grants program, which allowed school districts to develop a number of plans to move students across district lines, and during his last year as commissioner more than one hundred districts throughout the state participated in the development of such plans on a cooperative basis. (PX 494, | pp. 14-18) 67. The 1986 educational enhancement act addressed the financial needs of the cities by raising teachers’ salaries dramatically so that Hartford, New Haven, and Bridgeport were able to recruit and retain teachers at salaries comparable to, 1f not higher than, the salary levels offered by suburban districts, thereby permitting class sizes to be reduced in those cities. Id. 68. The priority school district program which was initially funded at three million dollars was intended to | penefit the urban school districts and almost all of the grants were equalized so that the poorer communities received the greatest financial benefit. Id. 69. Connecticut was the first state to factor the mastery test results into its school aid formula as one of the measures of a school district’s financial need and where students do not meet the remedial standards required under the testing program additional funds are made available. 14. 34. 70. On September 20, 1989, a commission on quality and integrated education was appointed by Governor O'Neill pursuant to the second Tirozzi report’s recommendation whose 13 members were selected on a statewide basis and included legislators, corporate and community leaders, members of local school boards, parents, educators, and scholars, who were charged with developing ways to promote quality and integrated education in this state. (PX 73) 71. The governor’s charge to the commission was to examine voluntary and cooperative measures or approaches and there was no discussion about mandatory measures until the last few meetings when some of the members felt that time was of the essence because of the conditions that the commission had found existed, and that therefore the voluntary or incremental approach would only delay the remediation of those conditions. (Carter, 1/37-38) 72. The commission’s report which was filed on December 31, 1990, included "An Open Letter to the People of the State of Connecticut" by the governor in which he stated that many students in the state’s educational system were isolated in schools that were either largely middle class and white or largely poor and non-white, and that much could be learned from the experience of other states in seeking to achieve the "twin goals of quality and integration [but at] the same time Connecticut’s answers will be particular to Connecticut, reflecting our special circumstances, history and heritage." (PX 73) 73. The transmittal letter to the governor stated that a number of the members of the commission were of the opinion that voluntary approaches were unlikely to be adequate and felt that the report should include mandates, while other members believed that mandates were beyond the charge of the commission or that mandatory approaches were not effective, and requested that both Governor O'Neill and Governor-elect Weicker recognize that "strong arguments supporting both options have been advanced by Commission members and Connecticut citizens at public hearings held across the state.” Id. 74. The transmittal letter also stated that "[e]lducation cannot shoulder the burden of social change by itself [and we] now realize that no set of educational strategies can fully address the myriad social issues that produce inequality and undermine education [because substance] abuse, hunger, parental neglect, crowded and substandard housing and inadequate employment opportunities disproportionately attack minority children in our state and divert them from educational opportunity." Id. 75. The commission also noted in its transmittal letter that it recognized that the state was confronting a serious budget problem and that while some of its 14 recommendations would not require funding, that others would... 14. 76. The fact that more progress was not made in pursuing the objectives outlined in the commission’s report was not the result of any lessening of the commitment of the department of education (DOE) to continue to pursue issues of racial equity, diversity, and the needs of disadvantaged children. (Williame, 25/77) 77. The creation of the office of urban and priority school districts in 1992 by Commissioner Ferrandino was an effort to focus on some of the deficiencies that exist | within the state’s urban school systems with particular reference to their depressed standardized test scores. 4. i pep. 21,147, 75... The first Tirozzi report, which endorsed the concept of "collective responsibility", was misunderstood at the time it was issued to mean mandatory student assignment in spite of the fact that it mandated only "corrective action" plans to eliminate racial imbalance with the threat of state intervention only if the voluntary approach proved to be ineffectual. (PX 494, pp. 35-36, 98-99) 79... After Tirozzi reported back to the SBE, the board decided that because of the strong negative public reaction to the coercive elements of Tirozzi I, it would be advisable to encourage public discussion and thereafter, in accordance \ with the SBE’'s direction, Tirozzi discussed the matter with educators, administrators and local officials throughout the state in the course of the following year. Id., 100-04. 80. As a result of Tirozzi’'s recommendations after his statewide discussions, the SBE concluded that progress in dealing with social issues of such complexity could only be incremental because of the "political realities" of local control and autonomy, and because educational initiatives alone could not adequately address or appropriately resolve the problems of housing, unemployment and poverty. Id., 136-38. 81. The strong negative response to what appeared to be the coercive aspects of the first Tirozzi report, and the i positive public reaction to the second report's voluntary i i! 3d | Hi | {i | ii [I i! I approach, indicated that a meaningful level of integration could best be achieved in this state by means of a cooperative, noncoercive planning process. Id., 155-60. 82. Practical and appropriate legislative educational initiatives that could lead to a meaningful level of integration should include first, changes in the school 5 funding formula to encourage the movement of children across town lines, and second, the adjustment of the state’s proportionate share of school construction costs so as to give financial inducements to districts that build schools cloger to their borders, Id. 83. On January 6, 1993, the eleventh day of the trial, Governor Weicker, in his message to the legislature (PX 90, Pp. 4-5), noted the positive aspects of Connecticut’s educational system, such as the fact that the state had the highest teacher salaries and the best teacher-student ratio in the nation as well as one of the highest rankings among the states in per pupil spending. 84. He also acknowledged that the racial and economic isolation in the state’s school system was "indisputable" and whether it had come about "through the chance of historical boundaries or economic forces beyond the control of the state or whether it came about through private decisions or in spite of the best educational efforts of the state, what matters is that it is here and must be dealt with. 14... 85. He then proceeded to outline legislative proposals for six educational regions, the development by each region of a five year plan proposed by local and regional representative groups to reduce racial isolation, and "to provide all students with a quality, integrated learning experience", and emphasized the fact that "[l]ocal decisions and local involvement will guide the process." 1d4., 9-11. 86. On June 28, 1993, Public Act No. 93-263, (now codified as General Statutes §§ 10-264a to 10-264b) entitled "An Act Improving Educational Quality and Diversity" was signed by the governor. The Act provided a timetable beginning on January 15, 1994, for the convening of local and regional "forums" for the purpose of developing regional "education and community improvement plans" which were to be voted on by each of eleven regions in the state. 87. Thereafter, the plaintiffs, at the direction of the trial court, amended the complaint® to state that Governor Weicker, "in response to this law suit . . . called on the legislature to address ‘' [tlhe racial and economic isolation in Connecticut’s school system,’ and the related educational inequities in Connecticut’s schools." >The Revised Complaint dated November 23, 1994 (Record item 201.70) incorporated the amendments as paragraphs 66a ii and 66b and is the operative complaint that is referred to | in these findings unless otherwise indicated. 16 88. Paragraph 66b stated that "[a]l]s in the past, the legislature failed to act effectively in response to the Governor's call for school desegregation initiatives [and instead], a voluntary desegregation planning bill was passed, P.A. 93-263, which contains no racial or poverty concentration goals, no guaranteed funding, no provisions for educational enhancements for city schools, and no mandates for local compliance." 17 III. DOES THE HARTFORD SCHOOL SYSTEM PROVIDE THE PLAINTIFFS WITH A MINIMALLY ADEQUATE EDUCATION UNDER THE EQUAL PROTECTION AND EDUCATION CLAUSES OF THE STATE CONSTITUTION? 89. Historically, racial or ethnic minority group | membership has been associated with being educationally ' disadvantaged because members of those groups have failed to succeed in schools at the same levels as most members of the majority group. {PX 163, pp. 27-28) : 90. The generally poorer academic performance of black and Hispanic youngsters is explained for the most part by the social and economic conditions under which their families live." 18., 28. 91. Two other explanations that have been given, first, the failure of the schools to offer a program that is sensitive to the cultural background of minority youngsters and second, the patterns of institutional discrimination in the schools that reflect historical patterns of social discrimination in the larger society, are not applicable under the facts of this case to the Hartford public schools. (Natriello, 11/181-82) 92. It is poverty and not race that is a principal causal factor in lower educational achievement. (Kennedy, 14/74) 93. The problems of the Hartford schools are compounded by the fact that minorities in the inner cities are disproportionately poor and the real correlation with academic achievement is socioeconomic class rather than race, and being poor in and of itself is a significant problem in the schools. {PX 494, pp. 11-12) 94. The reason that children who live in poverty do not do well in statewide academic testing is because they are poor and disadvantaged and not because they are an ethnic or racial minority, because poor minority children exhibit the same patterns as those of their poor white counterparts, and poverty is the strongest predictor of poor academic achievement. (PX 42, p. 14) 95. National studies have shown that the concentration of poverty may have adverse effects on achievement levels over and above the effects of family poverty. (Kennedy, 14/27-31) 96. In the report of his study of the Hartford school system, although Gary Natriello did not state any conclusion with respect to the presence of a separate "concentration 18 effect" in Hartford beyond the effect of individual ! sociceconomic status differences (Natriello, 11/25-26, 164), | the defendants’ analysis of the test scores acknowledges } i i | | | { | | | that a higher concentration of students at risk may affect 1 Il achievement, and that "[i]lncreases in the concentration of students of low economic status within schools seem to be agsociated with disproportionately higher incidences of ll academic need.” (PX 70,.p. 17) 97. It is the socioeconomic status of school children that influences academic performance and that helps to explain the reduction almost by half of the achievement gap between black and white students nationally between 1970 and 1990. (Armor, 32/958) 98. The level of achievement that should be attained i by the students in a particular school district cannot be | assessed or determined without considering the conditions that exist in that district which tend to hinder or inhibit academic attainment, and examples of such factors would include mobility, limited English proficiency and socioeconomic status. (Nearine, 24/68-70) 99. If two groups of students that are equal in all | respects except that one group has a larger percentage of students with "at risk" factors such as low birth weight babies and mothers on drugs at birth, the group with a larger percentage of those characteristics will perform more | poorly in an educational sense than the group with a smaller | percentage of those characteristics. (Natriello, 11/4-5) 100. To understand the quality or effectiveness of a | particular educational program, the effecte of the . disadvantages that students bring to school with them to that program must be separated from the effects of the particular educational programs. (Natriello, 11/8-9, 22-23, 89-91; Crain, 35/79-80) 101. The plaintiffs’ witnesses, with the exception of | Gary Orfield, agreed that it is important to separate the effects of poverty from the effects of racial isolation and that there are ways in which the separate effects of poverty and racial isolation can be measured statistically. (Armor, 32/19) 102. Natriello’s report considered the disadvantages that Hartford students bring with them to school in his review of the quality of educational programs offered in Hartford, but he did not separate the effects of those disadvantages from the effects of the particular educational programs in Hartford that he was assessing. (Natriello, 11/8-9, 22-23) 1s 103. The two purposes served by the state mastery tests are First, the results inform districts so that they can improve their programs, correct deficiencies and plan for the future, and second, they provide the basis for the disbursement of funds to the districts that do not perform at or above the remedial standard. (PX 494, p. 84) 104. The mastery testing program was not designed to be used for purposes of comparison, but was intended to provide information about individual students and programs for the use of local school districts so that they could improve their own particular educational programs. (PX 493, pp. 146-48) 105. An equally important purpose of the testing program is to trigger remedial services to the students that need them. (Natriello, 11/189) 106. Connecticut mastery test results should not be seen as primarily caused by either the educational delivery system or by racial imbalance or isolation in the schools because the results could be importantly related to many other factors which have not been considered. {DX 310.1) 107. It is inappropriate to use the Connecticut mastery test data to draw conclusions about the quality of education in Hartford, unless the effects of important variables such as socioeconomic status, early environmental deprivations and diminished motivation to succeed academically, are taken into account. (Flynn, 31/153-55; DX 10.1) 108. Among the variables that have to be considered in analyzing the Hartford test scores are the number of students with limited English proficiency in the district and the extraordinary mobility of its student population, both of which are significant factors that contribute to the depressed test scores of Hartford school children. (LaFontaine, 14/141-42) 109. As important as the Connecticut mastery test is, it is always desirable to consider as many perspectives and indicators as possible in an effort to fairly assess the academic progress of students at risk, because the academic success of students is multifaceted, and therefore, it is best measured by using multiple indicators at different points in time so as to provide a more complete understanding of the achievement of students at risk. (PX 70, 05 17) 110. The state mastery tests were never intended to be the sole source of measuring student performance. (Margolin, PX 506, p/ 58) 20 111. The use of state mastery test data does not provide the necessary information to conclude that educational instructional services in urban schools are inferior to those in suburban school districts. PX 10.1) 112. The DOE advises against comparing scores among school districts because it is impossible to identify how the average student in each school system has performed without knowing average scores and standard deviations in addition to other factors that may affect any such attempted comparisons. (DX 12.16, p. 20) 113. It is an abuse of the purposes of the testing program to use the test scores as the basis for comparing the quality of education between schools or school systems. (LaFontaine, 14/140) 114. An analysis of the 1987 Connecticut mastery test results conducted by the DOE reported that poverty as measured by student participation in free and reduced lunch programs wag a major contributing factor in the disparity in academic performance between students in Hartford, New Haven and Bridgeport and those in the rest of the state. (PX 59, p. 49 115. Any social scientist examining test score differentials would have to take socioeconomic status into account before coming to a conclusion. (Armor, 32/23) 116. Virtually all of the differences in performance between Hartford students and those in other towns, as well as differences in college attendance, can be explained by differences in socioeconomic status and the background factors that sociceconomic status represents. (Armor, 32/30-32, 94-95) 117. It is inconsistent with the purposes of testing to use collective test scores as the basis for comparing outcomes between school districts without taking into consideration the various factors and variables that combine to create the particular level of test result. (LaFontaine, 14/139) 118. The purpose of the remedial standard was to have a standard available for the purpose of state funding to determine which school systems required additional financial assistance in order to improve the achievement of the students in those districts that had the greatest need. (PX 494, pp. 84-86) 119. Although the socioeconomic status of Hartford’s children declined between 1980 and 1990 and the 21 concentration of poverty has increased during that time, the i differences in test scores between Hartford’s children and | those of children throughout the state are not getting any | larger. Matriello, 11/114-18) 120. Hartford’s teachers are no less qualified than | teachers in the suburban school districts. (Natriello, | 11/35; LaFontaine, 14/131) 121. Hartford teachers are very committed and dedicated | to providing a quality education for their students. ii (Dudley, 16/147) 122. Hartford’s teacher training program is based on | the "effective schools" concept which is specifically |! directed to the needs of urban and minority children. (LaFontaine, 14/131-32) 123. Hartford should not be considered as a negative setting for education in that the state is still meeting its | primary responsibility of educating its school children and there is some outstanding education going on in its schools. (PX 506, p. 48) 124. Some of the best special education classes in the | state can be found in the Hartford city schools, (PX 494, | pp: 54-55) 125. The Hartford public schools offer .academic | programs that are sufficient Co meet the basic educational needs of all its students and also provide other programs that are required to meet the special needs of its economically disadvantaged students. (Calvert 30/4-9, 119-21) 126. Hartford public school students are provided with a level of resources and the level of instruction and an ongoing systematic program that is similar to that of other communities inthe state. (PX 493, pp: 132-33) 127. There 1s no professionally accepted definition of | the terms "minimally adequate education" or "substantive | minimum level of education." (LaFontaine, 14/139-40) 128. The conclusion reached by Natriello in his report (PX 163, pp. 231 through 264) entitled "A Descriptive Study of the Educational Resources of the Hartford Public Schools and Disparities with Other Districts”, that students in the Hartford public schools were not receiving a minimally adequate education was based on the assumptions that the mastery test data is an appropriate basis from which to assess the quality of education in Hartford, and that the 22 test scores may also be used as the basis for comparing the | quality of education between schools or school systems. | (See Finding Nos. 102, 104-11, supra.) 129. His conclusion was also based on three state | documents which "provide an indication of evolving state standards and goals requiring quality education" as follows: | "Guidelines for Equal Educational Opportunity of Connecticut | State Board of Education” (PX 39), "Policy Statement on | Equal Educational Opportunity" (PX 43), and the report of | the governor's commission on quality and integrated education. (PX 73) | 130. His report also referred to the "Common Core of | Learning" as the most current and comprehensive statement of '| goals for Connecticut education which could be used as || "benchmarks" against which to judge the performance of the I! Hartford public schools. ~ Id., pp. 231, 263. 131. The Common Core of Learning (PX 45) cannot be used to measure whether students are receiving a minimally adequate education because it consists of a series of expectations rather than a formal assessment of what students actually know. (PX 494, pp. 82-83) 132. Despite the fact that the collective mastery rest results show that many of the students in the Hartford schools are performing below the remedial level, they are receiving at least a minimally adequate education in the sense that a minimally adequate education is one that gives i a child a chance of leading a successful life. (PX 506, 1. op. 85=88) DOES THE HARTFORD SCHOOL SYSTEM PROVIDE EQUAL EDUCATIONAL OPPORTUNITIES TO THE PLAINTIFFS UNDER THE EQUAL PROTECTION AND EDUCATION CLAUSES OF THE STATE CONSTITUTION? 133. Equal educational opportunity is a progressive and dynamic concept which may change or may need to be changed because educators constantly seek improvement in educational standards in the face of changing conditions. (Natriello, 11/128) 134. The SBE defined "equal educational opportunity" in a policy statement that it adopted in May 7, 1986 (PX 43) as "student access to a level and quality of programs and experiences which provide each child with the means to achieve a commonly defined standard of an educated citizen." 135. "Connecticut’s Common Core of Learning" (PX 45a) was adopted by the SBE on January 7, 1987 "as its standard of an educated citizen" and of what it believed "ought to be the outcomes of education in the public schools." 136. The Common Core of Learning is a statement of ambitious goals and high expectations (PX 163, p. 263) and was intended to be a catalyst for school improvement rather than a state mandate or a standard for assessing the quality of education in a particular school system. (PX 494, Pp. 82-83) 137.In addition to the fact that the state's definition of equal educational opportunity in terms of an "educated citizen" is a long range goal rather than a formal assessment of what academic skills and knowledge high school graduates should have, it is not a useful measure of educational quality because it also includes student attributes and attitudes which cannot be assessed, such as self-concept, motivation and persistence, responsibility and self-reliance, intellectual curiosity, interpersonal relations, sense of community, and moral and ethical values. (PX 163, D.. 263) 138. If the existing state educational policy goal that "no group of students will demonstrate systematically different achievement based upon the differences . . . that its members brought with them when they entered school" (PX 39, 43) were to be applied as a standard for access to equal educational opportunity, such a standard could not be met until the students in all school districts were performing at the same level, a goal that has never been attained by any existing educational system. (Natriello, 11/136,.:142) | i | | {1 139. Hartford and its surrounding towns are scoring at the level that one would expect if the dramatic differences between them in poverty levels are taken into account, and therefore, the test score data does not permit conclusions or inferences to be drawn that an equal educational opportunity is not being provided. (Armor, 32/94-95) 140. The disparity in test scores does not indicate | that Hartford is doing an inadequate or a poor job in 1 educating its students or that its schools are failing, because the predicted scores based upon the relevant | socioeconomic factors are about at the levels that one would | expect when adjustments are made for those differences. Id. 141. Teachers and educational administrators have no . control over where their students live or the conditions ' under which they live nor can they be expected to attend to their physical and psychological health needs and although i educators in the lmmer cities must deal with at least some { of those problems, they are not in a position to address, | much less to remedy, the disadvantages that they bring with them when they enter the educational system. (Calvert, 31/121) 142. There are no educational strategies or initiatives that can fully deal with the complex social issues that i produce inequality and undermine education because substance | abuse, hunger, parental neglect, crowded and substandard | housing and inadequate employment opportunities td "disproportionately attack minority children in our state and divert them from educational opportunity." (PX 73) 143. An equal opportunity in the educational sense of that term is being provided to the children of a particular school district if they are provided with the level of resources, competence in terms of instruction and an ongoing systematic program that is gimilar {© that of other communities in the state, and under that definition.the educational programs and curriculum that are being offered in Hartford provide equal educational opportunity to its students. {(Ferrandino, PX'493, pp. 132-33) 25 | | | i | | HB | | { ii Vv. THE NATURE AND SCOPE OF THE REMEDY. 144. The plaintiffs have brought this action to obtain Judicial relief from allegedly ineffective or belated | legislative action and inaction in the face of recommendations from the executive branch that appropriate action be taken to remedy the conditions which are the basis for their complaint. (Carter, 1/55; Allison, 12/24-26) 145. More specifically, the plaintiffs seek to have the court direct the Hartford school district and the twenty-one suburban school districts "to address these inequities Jointly {andl ito reconfigure district lines, or to take other steps sufficient to eliminate these educational l} inequities.” {Complaint 9% 720) 146. The present racial, ethnic and socioeconomic | concentration and isolation of the school children in the | Hartford public school system on the basis of their | residence is principally the result of social and demographic patterns of change that have occurred over the past thirty years in the Hartford metropolitan area. (Findings No. 26 through 28, supra) 147. The single most important factor, other than the |. demographic changes that took place during that period, was the action taken by the legislature in 1909 to consolidate | the then-existing school districts in the state so that town boundaries would eventually become the dividing lines | between all of the school districts in the state. (Finding | No. 22, supra) 148. The boundaries of the Hartford public school district became coterminous with the Hartford town ll boundaries in 1941. (See Revised Stipulation of Facts, June 6, 1995, 4 214.) 149. In order to deal effectively with the issues of racial, ethnic and economic isolation that have been raised in this action, and their impact on educational outcomes, school district lines would have to be redrawn. (Foster, 21/132, 149-150) 150. Connecticut’s responses to the racial, ethnic and economic isolation of the public schools in Hartford and in | other major cities of the state, as stated in the report of the governor's commission on quality and integrated education (Finding #58, supra), must be "particular to Connecticut reflecting our special circumstances, history, and heritage." {PX 73) 26 151. The findings that have been made in parts I | through part IV herein establish that over the course of the last thirty years, the public policy of this state as reflected in the legislation that has been enacted to maintain and enhance educational quality, and to address the racial, economic and ethnic imbalance and isolation of its urban schools, has been to rely upon voluntary and cooperative action by town-school districts. Id. 152. The relief requested by the plaintiffs in this case includes the integration of the public schools in the greater Hartford metropolitan region for the purpose of eliminating economic, as well as racial and ethnic isolation. (Complaint, Request for Relief, § 1c, p. 30) 153. The principal witness called by the plaintiffs to state an opinion as to the appropriate remedy, and the 1 nature and scope of judicial relief, stated that the desegregation planning process mandated by the federal courts following a finding of de jure segregation could be effectively applied to remediate the conditions of racial, ethnic and economic isolation that exist in the Hartford | metropolitan area. (Gordon, 13/83-85) 154. Gordon acknowledged that the remedial planning process would be more complicated in this case because of the fact that the remedy sought by the plaintiffs would include economic, as well as racial and ethnic, interdistrict desegregation measures. Id. 155. Although there is general agreement that conventional educational approaches are inadequate to address the special problems of the urban poor, in the opinion of the plaintiffs’ expert witnesses, "schools can | make a difference" in the sense that the problems of poverty can be appropriately addressed by the public schools 1f they had sufficient resources to deal with the disadvantaging characteristics that poor children bring with them. (Slavin, 19/78-81; Natriello, 8/95) 156. Their opinions are clearly inconsistent with the | unanimous and apparently undisputed finding of the . governor's commission on quality and integrated education that there were no educational strategies or initiatives that could fully deal with the larger issues of poverty, unemployment, housing, health, substance abuse, hunger, parental neglect, and crowded and substandard housing. (Carter, 1/51; PX 73, p.+5; Finding No. 70, supra) 157. There are no existing standards or guidelines that educators, social scientists or desegregation planners can offer or recommend in order to achieve the proper racial, 27 ethnic and socioeconomic balance in the school districts of the Hartford metropolitan area. (Trent, 7/134; Gordon, 13/149-151) 158. Mandatory student reassignment plans to achieve racial balance, whether intradistrict or interdistrict, are ineffective methods of achieving integration, whether they are mandated by racial imbalance laws or by court order. (Rossell, 26B/34) 159. Proposed solutions to the problems of racial, ethnic and economic isolation which rely on coercion and which fail to offer choices and options either do not work or have unacceptable consequences. (PX 398, p. 8; Tirozzi, PX 494, pp. 92-93) 160. Moreover, reliance on coercive measures alone, without providing quality education and maintaining it at the appropriate levels throughout the region, do not seem to | work and further produce the outcomes that are educationally desirable. (Foster, 21/158-61) 161. Integration in its fullest and most meaningful sense can only be achieved by building affordable housing in suburban areas in order to break up the inner city ghettos, and by making urban schools more attractive for those who live outside the city. {(Tirozzi, PX 494, p. "34; Mannix, PX 495, pp. 22-23) / / // 7/ ods pin rnd Lz Ph x74 4 YA 2 Harry Hammer Trial Judge vd 28 | | | i | | { | | { i NOTICE SENT: june 27, 1995 MOLLER, HORTON & SHIELDS, P.C. MARTHA STONE PHILIP D. TEGELER JOHN BRITTAIN WILFRED RODRIGUEZ RICHARD BLUMENTHAL, ATTORNEY GENERAL BERNARD F. MCGOVERN, ASSISTANT ATTORNEY GENERAL MARTHA WATTS PRESTLEY, ASSISTANT ATTORNEY GENERAL GREGORY T. D’/AURIA, ASSISTANT ATTORNEY GENERAL CAROLYN K. QUERIJERO, ASSISTANT ATTORNEY GENERAL MARIANNE ENGELMAN LADO THEODORE SHAW DENNIS D. PARKER SANDRA DEL VALLE CHRISTOPHER A. HANSEN CLERK, HARTFORD J.D. (CV389-03609775)