Ham v. South Carolina Petition for Writ of Certiorari to the Supreme Court of South Carolina
Public Court Documents
January 1, 1971
Cite this item
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Brief Collection, LDF Court Filings. Ham v. South Carolina Petition for Writ of Certiorari to the Supreme Court of South Carolina, 1971. 1bb92b34-b59a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/ea627687-40ed-45fa-8e95-c462bd828395/ham-v-south-carolina-petition-for-writ-of-certiorari-to-the-supreme-court-of-south-carolina. Accessed November 23, 2025.
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Opinion Below ..............................
Jurisdiction ...............................
Questions Presented For Review ................ .
Constitutional and Statutory Provisions Involved
Statement ............
REASONS FOR GRANTING THE WRIT
E >
tSib
Conclusion
1
1
2
2
2
Page
The Trial Judge's Refusal To Examine The Jurors On
Voir Dire As To Whether Petitioner's Race or Pre-
Trial Publicity Would Affect Their Ability To Ren
der A Fair Verdict Violated Petitioner's Right To An Impartial Jury Guaranteed By The Sixth and
Fourteenth Amendments to the United States Constitution ..................................
The Affirmance of Petitioner's Conviction Under A
Section of A Statute With Which He Was Not Charged
or Convicted Deprived Him of Notice of The Speci
fic Charge Against Him In Violation of The Due
Process Clause of the Fourteenth Amendment ......
The Admission of Evidence At Trial That Was
Seized From Petitioner Following His Arrest Pur
suant To A Constitutionally Invalid Arrest War
rant Violated His Rights Under The Fourth and Fourteenth Amendments ............
21
27
31
e^pf Cases
Aguilar v ^ T e x i ^ t ^ ^ (1964) .................. 28, 29
Aldridge v. United States, 283 U. S. 308 (1931) 8,12,14,17,18,19
Avery v. Georgia, 345 U. S. 549 (1953) .................... 4
Bailey v. United States, 53 F.2d 982 (5th Cir. 1931)___ 10,12,13
Billingsley v. Clayton, 359 F.2d 13 (5th Cir. 1966) ....... 17
Baldwin v. New York, 399 U. S. 66 (1970) .................. 9
Carter v. Jury Commission, 396 U. S. 320 .................. 11
Cole v. Arkansas, 333 U. S. 196 (1944) ................ 24,25,26
Commonwealth v. Lee, 324 Mass. 714, 88 N. E.2d 713 (1949)... 20
I
11
Dennis v. United States, 339 U. S. 162 (1950)........... 9,10,16 |
Douglas v. Alabama, 380 U. S. 415 (1965).................. 29,30
Duncan v. Louisiana, 391 U. S. 145 (1968) ................ 9
Estes v. Texas, 381 U. S. 532 (1965) ..................... 17
Eubanks v. Louisiana, 356 U. S. 584 (1958) ............. 17
Fraizer v. United States, 267 F.2d 62 (1st Cir. 1959) .... 18
Garner v. Louisiana, 368 U. S. 157 (1957) ................ 26
Giles v. State, 229 Md. 370, 183 A.2d 359 (1962) ......... 20
Giordenello v. United States, 357 U. S. 480 (1958)........ 27,28
Gradney v. State, 129 Tex. Crim. 445, 87 S. W.2d 715 (1935) 20
Groppi v. Wisconsin, 27 L.Ed.2d 491 (1971)............. 10,13,18
Hayes v. Missouri, 120 U. S. 68 (1886) 10
Henry v. Mississippi, 379 U. S. 443 (1965) .......... 29,30,31
Hill v. State, 112 Miss. 260, 72 So. 1003 (1916) ......... 20
Irvin v. Dowd, 366 U. S. 717 (1961)............... 9,11,12,15,17
Jones v. United States, 362 U. S. 257 (1960) ............. 28
Ker v. California, 374 U. S. 23 (1963) 27
King v. United States, 362 F.2d 968 (D.C. Cir. 1966) 18
Lewis v. United States, 146 U. S. 370 (1892) ............. io
Mapp v. Ohio, 367 U. S. 643 (1961) ....................... 27
Marson v. United States, 203 F.2d 904 (6th Cir. 1953) .... 18
Morford v. United States, 339 U. S. 258 (1950) 10,12
N.A.A.C.P.v. Alabama, 377 U. S. 288 (1964) ............. 31
Parker v. Gladden, 385 U. S. 363 (1966)................ 10,13,17
Patterson v. Colorado, 205 U. S. 454 (1907) 17,19
People v. Decker, 157 N.Y. 186, 51 N.E. 1018 (1898) 19
Pinder v. State, 27 Fla. 370, 8 So. 837 (1891) 20
Pointer v. United States, 151 U. S. 396 (1894) ........... 10,12
Rideau v. Louisiana, 373 U. S. 723 (1963).............. 11,13,17
Ross v. United States, 374 F.2d 97 (8th Cir. 1967) ....... 19
Sheppard v. Maxwell, 394 U. S. 333 (1966) ............
Page '
17
Ill
25
Page
Shuttlesworth v. Birmingham, 376 U. S. 339 (1964)
Silverthorne v. United States, 400 F.2d 627 (9th Cir 1968) ...........................................
Smith v. United States, 262 F.2d 50 (4th Cir, 1958)
Spevack v. Klein, 385 U. S. 511 (1967) ...............
Spinelli v. United States, 393 U. S. 410 (1969)
State v. Higgs, 143 Conn. 138, 120 A.2d 152 (1956) ___
State v. Sanders, 103 S. C. 216, 88 S. E. 10 (1916)
Stilson v. United States, 250 U. S. 583 (1919)
Stirone v. United States, 361 U. S. 212 (I960) .......
Strauder v. West Virginia, 100 U. S. 303 (1880) ......
Swain v. Alabama, 380 U. S. 202 (1965) ...............
Turner v. Fouche, 396 U. S. 346 (1970) ...............
Turner v. Louisiana, 379 U. S. 466 (1965) ............
United States v. Dennis, 183 F.2d 201 (4th Cir. 1958)..
United States v. Gore, 435 F.2d 1110 (4th Cir, 1970) ..
United States ex rel. Bloeth v. Denno, 313 F.2d 364 (2d Cir. 1962) ..................................... '
Williams v. Florida, 399 U. S. 78 (1970) .............
Witherspoon v. Illinois, 391 U. S. 510 (1968) ........
Woolfolk v. State, 85 Ga. 69, 11 S.E. 814 (1890)......
Wright v. Georgia, 373 U. S. 284 (1963) ..............
Statutes
28 U.S.C. § 1257 (3) .................................
Code of Laws of South Carolxna:
16,18,19
18
26
29
20
19
10
26
17
11,17,18
11
17
18
18
16
11, 13
10
20
31
1
§ 32-1506(d) ..
§ 32-1505(a)(3)
§ 32-1505(b) ..
§ 32-1463 ....
§ 32-1462(12) .
21,24,26
21
24
23
23,24
(
IV
Page
Other Authorities
Community Hostility and the Right to an Impartial Jury,60 Col. L. Rev. 349, 354 (1960) ..................... 11
Standards Relating to Fair Trial and Free Press, American
Bar Association Project on Minimum Standards For Criminal Justice (Tent. Draft, 1966) ........................... 11,13,19
In The
SUPREME COURT OF THE UNITED STATES
October Term, 1971
No.
GENE HAM,
Petitioner,
- v . -
STATE OF SOUTH CAROLINA.
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF SOUTH CAROLINA
Petitioner prays that a writ of certiorari issue to review |
the judgment of the Supreme Court of South Carolina entered on
April 7, 1971. Rehearing was denied on April 28, 1971.
Opinion Below
The opinion of the Supreme Court of South Carolina is unof
ficially reported at 180 S. E.2d 628 and is set out in the
Appendix hereto, pp. a - 5a. Petitioner was convicted upon trial
by jury in the General Sessions Court of Florence County, South
Carolina and no opinion exists with respect to that conviction.
Jurisdiction
The judgment of the Supreme Court of South Carolina was en
tered on April 7, 1971 and a timely petition for rehearing was
denied on April 28, 1971 (App. 6a) . Jurisdiction of this Court isj
invoked under 28 U.S.C. § 1257(3).
Questions Presented For Review
1. Whether the trial judge's refusal to examine the jurors
on voir dire as to whether petitioner's race or pre-trial publici
ty would affect their ability to render a fair verdict violated
petitioner's right to an impartial jury, guaranteed by the Sixth
and Fourteenth Amendments to the Constitution?
2. Whether the affirmance of petitioner's conviction under
statutory section with which he was not charged or convicted de
prived him of specific notice of the charges against him in viola
tion of his right to due process of law, guaranteed by the Four
teenth Amendment?
3. Whether the admission of evidence at trial seized from
petitioner following his arrest pursuant to an invalid arrest war
rant violated his rights under the Fourth and Fourteenth Amend
ments?
Constitutional and Statutory Provisions Involved
1. The Sixth Amendment to the United States Constitution
provides in part:
"In all criminal prosecutions, the accused
shall enjoy the right to a speedy and public trial, by an impartial jury of the State and
district wherein the crime shall have been
committed. . .and to be informed of the na— ture and cause of the accusation; . . ."
2. Sections 38-202, 32-1462(2), 32-1463, 32-1493, 32-1505,
32-1506 and 32-1510.3 are set out in the Appendix, pp. 7a-13a.
Statement
Petitioner Gene Ham, a black man, was convicted on June 3,
1970 by a jury in the General Sessions Court of Florence, South
Carolina, of the possession of a depressant or stimulant drug in
violation of § 32-1506(d) of the Code of Laws of South Carolina
(Cum. Supp. 1970) and sentenced to eighteen months upon the public
works of the county or in the State penitentiary (R. 141)
Petitioner was arrested on the afternoon of May 15, 1970 by
three police officers while he was walking on the street in Flor- j
ence (R. 72-73). The arresting officers had four warrants for pe- I
titioner1s arrest that had been issued on May 13 and 14 charging
him with the possession of various kinds of illegal drugs (R. 4-7, ;
72, 77). After he was arrested he was frisked on the street,place<j[
m a patrol car and taken to the police station (R.73,114). There
^ References are to pages of the original record on file with the Clerk of the Supreme Court of South Carolina.
-2-
; he was booked and asked to take everything out of his pockets
| (R. 74). According to the police officers, he removed eight pack-
| at?es from his pockets which were opened, examined and found to
contain marijuana (R. 74). An arrest warrant charging him with
the possession of "certain stimulant drugs, to-wit, marijuana" was
then issued (R. 3, 78).
A preliminary hearing was held on May 28th and 29th, and pe- \
tioner was bound over to the grand jury (R. 14). He was indicted 1
on June 1st for "illegal possession of depressants or stimulants" :
in violation of "Section 32-1506, paragraph 2d" (R. 8). On the
following day, the case was called for trial in the General Sess
ions Court. At that time counsel for petitioner sought to with
draw from the case or, in the alternative, to be appointed by the
court to represent petitioner on the ground that he was indigent
(R. 9-11) . The court, however, refused to permit counsel to with-!
draw or to appoint them and directed them to continue to represent!
petitioner (R. 12). Despite the counsel’s statement that they I
were not ready to go to trial and had not had an adequate oppor
tunity to prepare written motions because the indictment had only i
been handed down on the previous day (R. 11-13), the court di
rected that they proceed with the motions orally (R. 13).
|j .Petitioner's motion for a continuance on the ground that
jj counsel had not had sufficient time to prepare for trial and had
not yet even obtained a transcript of the preliminary hearing
that had been held four days earlier was passed over, but peti
tioner was nevertheless required to make the rest of his motions
(R. 14-15). His motion for a change of venue or a continuance on
the ground of prejudicial publicity was overruled (R. 14, 15). A
motion for the dismissal of the indictment because of denial of
counsel was overruled (R. 15-19). And after a hearing, petition
er's motion to strike the petit jury venire on the grounds of
ISsystematic exclusion of Negroes, was denied (R. 19-46). At the
------- :------------ j2/ Petitioner showed that only six (17%) of the thirty-six petit jurors who were available for petitioner's case were black
despite the fact that 8,929 (32%) of the approximately 29,500|
-3-
"4. Did you watch the television show about the
local drug problem a few days ago when a
local policeman appeared for a long time?
Have you heard about that show? Have you
read or heard about recent newspaper arti
cles to the effect that the local drug prob
lem is bad? Would you try this case solely
on the basis of the evidence presented in
this courtroom? Would you be influenced by
the circumstances that the prosecution's wit— ness, a police officer, has publicly spoken on TV about drugs?" (R. 52).
The judge refused to ask all of these proposed questions on the
ground that "[t]hey are not relevant" (R. 52). instead, he asked j
each of the jurors only the following three questions:
"Have you formed or expressed any opinion as to the guilt or innocence of the defendant?
Are you conscious of any bias for or against him?
"Can you give the State and the defendant a fair Itrial" (R. 53-71).
Two jurors were excused by the court because of their answers to
these questions (R. 62-63, 70). No one was challenged for cause
by either the State or petitioner but each side exhausted its five!
peremptory challenges (R. 54, 47, 49, 61, 65, 68, 69).
At trial, one of eight small packages that a police officer
| testlfied had been among petitioner’s personal belongings when he j
was searched at the police station after his arrest was admitted
into evidence over the objection by petitioner that the State had
not sufficiently shown the chain of possession from the time of
seizure to the trial (R. 75-77). After a laboratory technician
testified over petitioner’s objection that he was not shown to be !I
: be qualified, that the seven other packages taken from petitioner !
contained approximately twenty-one grams of marijuana and that
I marijuana is classified as an hallucinogenic drug" (R. 89, 91) thei4/State rested (R. 105).
4/ Although the seven packages that were identified as contain
ing marijuana were marked for identification (R. 86) and
twice offered by the State in evidence (R. 90, 91), the record
does not show that they were ever actually admitted into evi- I
Petitioner moved for a directed verdict on the grounds that
there was no evidence that marijuana had been designated as a
"depressant or stimulant drug" or that petitioner had obtained it
without a prescription, as alleged in the indictment (R. 107).
|The motion was overruled (R. 107).
Petitioner took the stand in his own defense and testified j
that the first time he had seen the eight packages containing mar-
j ijuana was when he removed the contents of his pockets at the po-
lice station after his arrest (R. 115). He stated that he had not
had the packages in his possession at any time before he was ar
rested (R. 115-116), and could only speculate that the police
officers had planted it in his pockets when he was frisked or
later at the police station (R. 116). Petitioner, who is a civil
rights worker for the Southern Christian Leadership Conference and
had been appointed by the Mayor to the Bi-racial Committee of the
City of Florence (R. 107, 128), had heard that the local police
were "out to get him" because of his civil rights' activities
(R. Ill).
Petitioner then rested his case (R. 131). After recalling
one of the police officers on rebuttal, the State rested (R. 132).
The judge charged the jury that petitioner was on trial for
the crime of illegally possessing, without a prescription, a de
pressant or stimulant drug which would have a stimulant effect on
the central nervous system (R. 133). He charged them that mari
juana had been classified as such a drug and that possession of it
jj without a prescription constituted prima facie evidence of unlaw-
i| possession (R. 134-136) . Petitioner excepted to the charge|
that marijuana had been found to be a depressant or stimulant drug,j
j and his request that the jury be further charged that if they findjj
that there is no evidence that marijuana had been so classified
they must acquit him was refused (R. 139).
The jury returned a verdict of guilty (R. 140). Petitioner's
! motion for judgment notwithstanding the verdict or, in the
-6-
alternative, for a new trial which preserved his rights under all j
of his motions and objections raised during the trial was denied
(R. 140) .
On appeal, petitioner assigned as error the failure of the
trial court to dismiss the indictment and to exclude the evidence
that was seized incident to the illegal arrest, the refusal of thej
court to examine the jurors on voir dire with respect to racial
prejudice or pre-trial publicity, and the court’s refusal to di- j
rect a verdict of acquittal on the ground that he had not been
i
proven guilty of the crime charged (R. 144, 145, 147-148).in his
brief he contended that the arrest warrants had been issued in !
violation of the Fourth and Fourteenth Amendments, that the ad- ;
mission of evidence seized incident to the illegal arrest viola
ted his rights under these Amendments, and that this issue had
been adequately^raised in the trial court by his motion to dismiss
the indictment. He argued that the failure of the trial judge to
ask petitioner’s proposed voir dire questions violated his right
to an impartial jury under the Sixth and Fourteenth Amendments.-̂
And he argued that there was no evidence to sustain his convictionj
m vlolatlon of his right to due process of law guaranteed by the I
-Z./Fourteenth Amendment. !
In affirming his conviction a majority of the South Carolina
Supreme Court declined to consider whether the evidence seized in-j
cident to petitioner’s arrest had been admitted in violation of pel
titioner's rights on the ground that it had not been properly j
! V Brief of Appellant, pp. 5-9; Reply Brief, pp. 1-2.
6/ Brief of Appellant, p. 15; Reply Brief, pp. 3-7.
!_/ Brief of Appellant, p. 24; Reply Brief, p. 13.
-7-
objected to at trial (App. la). it held that the trial judge hadj
not abused his discretion in refusing to ask additional questions
on voir dire after he had asked the questions required by statute
(App. 2a). Finally, it held that his conviction could be sus
tained under another provision of the statute under which he had
been charged that prohibited the possession of "illegal drugs",
including marijuana (App. 3a-4a). The court concluded that the
"language of the indictment was clearly sufficient to advise [pe
titioner] of the nature of the charge" (App. 5a).
Two of the five Justices dissented on the ground that the re
fusal of the trial judge to inquire of the jurors whether they
had any prejudice because of these particular matters [petition
er's race and appearance] which would prevent them from giving a
fair and impartial verdict" was error because it was in conflict
with this Court's decision in Aldridge v. United States. 283 U. S.
j 308 (1931) (App. 8a).
| . . ! in addition to seeking rehearing on the issues raised in his
main briefs, petitioner claimed that the affirmance of his con
viction on the basis of a section of the statute with which he hadj
not been charged violated his right guaranteed by the Fourteenth
T V J 8/Amendment to be given notice of specific charges against him.
The petition was denied over the dissent of two Justices (App. 6a)L
8/ Petition for Rehearing, pp. 5-6.
REASONS FOR GRANTING THE WRIT
I
The Trial Judge's Refusal To Examine The
Jurors On Voir Dire As To Whether Peti
tioner's Race or Pre-Trial Publicity Would
Affect Their Ability To Render A Fair Ver- aict Violated Petitioner1s Right To An Im
partial Jury Guaranteed By The Sixth and
Fourteenth Amendments to the United States Constitution.
The issue raised by this case is central to the constitutional
guarantee of a jury trial. Justice Jackson once noted that "[t]he j
right to a fair trial is the right that stands guardian over all
j other rights," Dennis v. United States. 339 U. S. 162 (1950) (con- ''
curring opinion). And the recent decisions of this Court recog
nize the crucial importance of the jury trial in the administration
i
of our system of criminal law. Baldwin v. New York. 399 U. S. 66
(1970); Duncan v. Louisiana, 391 U. S. 145 (1968). But the right
to a jury trial alone does not satisfy the Constitution's mandate. I
For as this Court has said:
i" [T]he right to jury trial guarantees
to the accused a fair trial by a panel of impartial 'indifferent' jurors. The
failure to accord an accused a fair
hearing violates even the minimal stand
ards of due process . . . . in the lan
guage of Lord Coke, a juror must be as
'indifferent as he stands unsworne .
. .1 His verdict must be based on evi
dence developed at the trial" (Irvin v.Dowd, 366 U. S. 717, 722 (1961)71
Unless the impartiality of the jury can be assured, the right to a
jury trial and, indeed, the right to a fair trial will be drained
of any substance.
We are concerned here with the means which must be made avail-1
able by a state to a criminal defendant to enable him obtain an
impartial jury. Only last term this Court concluded that "under
the Constitution a defendant must be given an opportunity to show 1
l
-9-
that a change of venue is required in his case," Groppi v.
^ COn51n- 27 L -Ed-2d 491 U ” l). A state statute that barred
a change of venue in any misdemeanor case, therefore, was uncon- |
stitutional and the defendant was entitled to an opportunity to
show that prejudicial pre-trial publicity made it impossible for |
him to obtain an impartial jury in the county in which he was ;
charged. In the present case, petitioner contends that the right
to an impartial jury can only be vouchsafed if a criminal defend
ant is given a meaningful opportunity to exercise his right to
challenge prospective jurors for cause or peremptorily. Petitioner
submits that the refusal of the trial judge to question jurors on i
voir dire with respect to whether they were prejudiced against him)
because of his race or because of pre-trial publicity completely j
frustrated this right and requires the reversal of his conviction
It cannot be doubted that the right of a criminal defendant
to exercise challenges both for cause and peremptory, is encom
passed by the Sixth Amendment's guarantee of an impartial jury,
made applicable to the States through the Due Process Clause of thj
Fourteenth Amendment. Parker v. Gladden. 385 u. s. 363, 364 (196®
see Witherspoon v. Illinois., 391 u. s. 510, 518 (1968). This
Court has said that "the right of challenge comes from the common
law with the trial by jury itself, and has always been held essen
tial to the fairness of trial by jury," Lewis v. United States
i 146 U ' S ' 37°' 376 <1892>- "Preservation of the opportunity to
prove actual bias is a guarantee of a defendant's right to an im
partial jury," Dennis v. United States. 339 U. S. 162, 171-172
(1950); see Morford v. United States. 339 U. S. 258 (1950). And
the right to peremptory challenges, without showing cause," is one
of the most important of the rights secured to the accused."
I2±nter v. United States, 151 u. s. 396. 408 (1894); see Haves v.
Missouri. 120 U. S. 68 (1886,; Bailey V . United States 53 F.2d
984 (5th Cir. 1931); cf. Stilson v. United States.250 u. S. I
-10-
583, 586 (1919). Historically, the right of challenge has been an
integral part of the jury system, see Swain v. Alabama. 380 U. S.
202, 212-13 (1965), and was clearly conceived of as fundamental by
the framers of the Sixth Amendment. See Williams v. Florida. 399
U. S. 78, 94 (1970). Although this Court has never explicity held!
that the right of challenge is a requirement of due process appli-j
cable to the States, the reason probably lies in the fact that it
is guaranteed in one form or another to a criminal defendant in
9/each of the fifty States and the District of Columbia.
The right of challenge is essential to the constitutional
guarantee because it is the principal method available to insure !
an impartial jury. See Note, Community Hostility and the Right toj
an Impartial Jury, 60 Col. L. Rev. 349, 354 (1960). Jury select
ion procedures can at best only provide juries that represent a
"cross-section" of the community, from which particular groups
have not been excluded. See Carter v. Jury Commission. 396 U. S. j
320; Turner v. Fouche, 396 U. S. 346 (1970). Similarly, the right!
to a continuance or to a change of venue only serves to reduce the!
liklihood of prejudice to a defendant which may result from com
munity hostility arising out of a particular case. See Irvin v.
Dowd, supra, Rideau v. Louisiana, 373 U. S. 723 (1963). Indeed,
these means are often available only after a defendant has beeni
unable to secure an impartial jury through the exercise of his
I• j challenges. Standards Relating to Fair Trial and Free Press.
!! ■rican — ar Association Proiect on Minimum Standards For Criminal!
j — S-̂ ice (Tent* ^aft, 1966), pp. 126-127. it is only through the |
exercise of challenges, therefore, that the defendant can eliminate
individual jurors who for any reason would not be impartial in ren-i
| dering a verdict. Without this right, there would be no way to
- - ,
9/ See Appendix, pp. 14a-16a.
I
guarantee to an accused that the jurors who may actually strip
him of his life or liberty are not infected by the kind of bias
or prejudice that would deprive him of"a fair trial by a panel of i
'indifferent' jurors." Irvin v. Dowd, supra, 366 U. S. at 722.
It follows that an accused must be provided with a reasonable!
opportunity to examine prospective jurors on voir dire. Speaking <
of the right of peremptory challenges, this Court has said:
"Any system for the impaneling of a jury
that prevents or embarrasses the full,
unrestricted exercise by the accused of that right, must be condemned. And,
therefore, he cannot be compelled to make
a peremptory challenge until he has been
brought face to face, in the presence of
the court, with each proposed juror, and
an opportunity given for such inspection
and examination of him as is required for
the due administration of justice" (Pointer
v. United States, supra, 151 U. S. at 409).
It is, of course, equally true that the right to challenge a jIIjuror for cause would be a hollow guarantee unless the accused
were able to ascertain the facts pertaining to a juror's legal
disqualifications or state of mind so that he can intelligently
exercise a challenge. See Morford v. United States. 339 U. S.
258, 259 (1950); Aldridge v. United States. 283 U. S. 308 (1931);
Bailey v. United States, 53 F.2d 982, 984 (5th Cir. 1931); People
v. Boulware, ___ N. Y.2d ___ (No. 115, 1971) (Slip op. p. 3). In '
the absence of a voir dire examination, the only means that a de- !
fendant would have of discovering grounds upon which to exercise aj
challenge would be to investigate the prospective jurors prior to 1
the commencement of the trial. But such a possibility does not
provide a realistic alternative to a voir dire examinationa Even
if it were possible to gather some information upon which to ex—
ercise challenges, such an investigation would be unlikely to dis
close the attitudes that a juror would only reveal when he is put
under oath and examined by the court or counsel. The practical
impossibility, moreover, for a criminal defendant, who may be
II
!
indigent, to conduct an extensive investigation of a trial venire
of forty or fifty jurors in the limited time between the publica
tion of t h e o r y list and the time of trial severely limits its
usefulness. Finally, any procedure which encouraged pre-trial
contact between a defendant and prospective jurors would greatly
impair the jury's detachment and be subject to serious abuses.
See Parker v. Gladden, supra, 385 U. S. at 369 (Harlan J. dis
senting) . The conclusion that the opportunity to examine pros
pective jurors is constitutionally required is buttressed by the j
fact that a voir dire examination is universally provided as part I
of the jury selection process in the fifty States and the District]
of Columbia. Just as a defendant is constitutionally entitled tcj
show that a change of venue is required to insure an impartial jud,
~ ?ppi v * Wisconsin, supra, so too must he be entitled to a mean- j
ingful opportunity to select an impartial jury in the venue in
which he is tried.
The extent of the examination to which an accused is entitled]
is the issue squarely presented by this case. The importance of |
this issue and its implications for our system of criminal justice!
are great. For the rising concern about the elimination of the
prejudicial effects on juries of pre-trial publicity, see Groppj
V* Wisconsin, supra; Rideau v. Louisiana, supra; Standards 1
Relating to Fair Trial and Free Press, supra, is paralleled by an j
increasing need to promote efficiency in the administration of
justice. See Williams v .__Florida, supra, 399 U. S. at 134-35
10/ In the present case, petitioner was indicted on June 2, 1970 i
Junef3rd*” d?Y °f thJ term °f COUrt' and his trial began on June 3rd. in accordance with South Carolina practice, the
S e pe5sons was not selected and summoned un- ;
t ^e5ore<:the beginning of the term of court (R.39- turv Code of Laws of S. C. In other jurisdictions,jury lists are often not made available until the trial com-
mences. See Bailey v. United States. su£>ra. 53 f.2d It 983. I
11/ See Appendix, pp. 17a-18a.
-13-
! !
(Harlan, J. concurring). Thus, in any particular case the right
to a meaningful opportunity to select an impartial jury must be
reconciled with the State's interest in avoiding unnecessary delay:
and expense in bringing criminal defendants to trial.
The resolution of these competing claims must necessarily be '
left largely to the discretion of the trial judge, depending on!
the circumstances of the particular case. But this Court has said
that this discretion is "subject to the essential demands of fair
ness." Aldridge v. United States, supra. 283 U. S. at 310. And
petitioner submits that under the circumstances of the present
I case' the refusal of trial judge to ask the prospective jurors any
questions at all pertaining to racial prejudice or pre-trial pub
licity violated the "essential demands of fairness" and requires
the reversal of his conviction.
Petitioner, as noted by the two dissenting Justices on the
South Carolina Supreme Court, is a "black, bearded civil or human
rights activist" whose role as a SCLC worker had gained him a cer
tain notoriety in Florence County, South Carolina (R. 107, lll-112)j
He was charged with the possession of marijuana, and the State's \
case was based entirely on the testimony of white police officers i
who claimed that they had found the drug in petitioner's possess- j
ion while searching him pursuant to an arrest on an unrelated
charge (R. 74). Petitioner, on the other hand, testified that he j
did not have any marijuana in his possession and that he was being!
framed by the authorities because of his involvement in civil
rights (R. 116). The case was, moreover, of more than usual in
terest because of the recent concern in Florence over the serious
drug problem (R. 52). Indeed, the police officer who was the
State's chief witness had recently appeared on local television on!
I! 'I a program devoted to drug abuse (R. 52).
In order to minimize the possibility that the jury that wouldj
hear his case would be prejudiced against him, petitioner moved to
-14-
sys-quash the trial venire on the grounds that blacks had been
tematically excluded and for a change of venue or a continuance
on the ground of pre-trial publicity. But these motions were
summarily denied (R. 14-15,4Q -Despite the fact that the trial
judge was thus alerted to circumstances showing a very real pos
sibility that prospective jurors might be hostile or prejudiced
towards petitioner, he conducted the most cursory voir dire exam
ination. He asked each juror individually three general ques-
tions, and refused petitioner's request that additional ques
tions be asked on voir dire pertaining to whether the jurors
would be influenced by petitioner’s race, by the use of the term
"black," by the fact that petitioner wore a beard, or by recent
television and newspaper publicity relating to the local drug
problem (R. 52). The jury was impaneled after each side had ex
hausted its peremptory challenges (R. 71).
Petitioner submits that such a limitation on the voir dire
examination frustrated his right to challenge prospective jurors
and thereby violated his right to an impartial jury guaranteed by
the Sixth and Fourteenth Amendments. Clearly, the three general
questions thejudge put to the jurors relating to their impartial
ity were inadequate to elicit meaningful responses. It has been
widely recognized that the mere statement by a juror that he can
be impartial, particularly in response to a general query, is en- j
titled to little weight. In Irvin v. Dowd, supra. 366 U. S. at
728, this Court pointed out that at the defendant's trial:
12/ See p. 5, supra. The trial judge apparently asked and receiv-l
ed a negative response to a fourth question as to whether anyi
member of the panel was related to the defendant by blood o r !
marriage which he addressed to the group of prospective jur- I ors collectively (R. 51). J !
-15-
"No doubt each juror was sincere when
he said that he would be fair and im
partial to petitioner, but the psycholog
ical impact of requiring such a declara
tion before one's fellows is often its father."
And one federal court concluded that:
"[Mjerely going through the form of ob
taining jurors' assurances of impar
tiality is insufficient [to test that
impartiality] . . . [Wjhether a jurorcan render a verdict based solely on
evidence adduced in the courtroom
should not be adjudged on that juror's
own assessment of self-righteousness
without something more." (Silverthorne
v. United States, 400 F.2d 627, 638-39
(9th Cir. 1968) (Emphasis in original)).
See also Dennis v. United States, supra. 339 U. S. at 176; United
Sta-tes ex rel. Bloeth v. Denno, 313 F.2d 364 (2d Cir. 1962) (en
j banc). Instead, "the defendant in a criminal case has the 'right
to probe for the hidden prejudices of the jurors'," and calling
for purely subjective responses to general questions is ineffect
ive to test their competency. Silverthorne v. United States.
| supra. 400 F.2d at 640.
l|
We submit that in the present case the trial judge was con
stitutionally required to go beyond such general questioning and
to inquire specifically as to the effects of racial prejudice and
Pre_^r-'-a-*- Publicity. We think that minimal standards for insur
ing impartiality require that an accused who is a member of a
minority group which is the subject of widespread prejudice be
permitted to probe the attitudes of the jurors with respect to
such prejudice and that he also be permitted to elicit objective
facts concerning their contact with pre-trial publicity.
The decisions of this Court have long recognized that racial
prejudice and pre-trial publicity represent the most serious
threats to the integrity of the jury system. As long as 1880 this!
Court held that the "apprehended existence of prejudice" against
a black criminal defendant from a jury from which blacks had been '
systematically excluded required the reversal of his conviction. |
Strauder v. West Virginia, 100 U. S. 303 (1880). In order to preJ
vent racial prejudice from affecting the impartiality of juries, j
an unbroken line of cases since that time have held that any
racial discrimination in the selection of juries violates an ac
cused s right to due process and to the equal protection of the
law, regardless of any showing of actual prejudice. See Eubanks
v. Louisiana, 356 U. S. 584, 585 (1958); Billingsley v. Clayton.
359 F.2d 13, 15 (5th Cir. 1966). The right of the accused to a
jury determination of guilt based only upon the evidence
at a trial has also been recognized as one of the fundamental j
guarantees of due process. Patterson v. Colorado. 205 U. S. 454
(1907). And this Court has been sensitive to the potentially
prejudicial affects of publicity and extra-judicial statements
upon this guarantee. Parker v. Gladden. supra; Sheppard v.
Maxwell, 394 U. S. 333 (1966); Estes v. Texas, 381 U. S. 532 (1963
Turner v - Louisiana, 379 U. S. 466 (1965) ; Rideau v. Louisiana.
373 U. S. 723 (1963) ; Irvin v. Dowd, supra.
But both of these essential constitutional protections are
rendered virtually meaningless with respect to the selection of
the jury which will actually try his case unless an accused is
permitted to make inquiries of the nature sought here by petition—j
er. Indeed, in Swain v. Alabama. 380 U. S. 202, 221 (1965) this
Court noted that the influence of race on jurors is widely ex
plored during voir dire and "that the fairness of trial by jury
jj requires no less." In Aldridge v. United States. 283 U. S. 308
(1931), this Court held that it was error for a federal trial
I judge to refuse to ask prospective jurors a "question relative to !
racial prejudice' ' on the voir dire examination in a case where
a black defendant was charged with shooting a white policeman
(283 U. S. at 311). Citing with approval several State cases
which upheld the right of a defendant to ask questions designed
to disclose racial prejudice, the Court noted "the widespread
sentiment that fairness demands that such inquiries be allowed"
(283 U. S. at 313). Although the voir dire inquiry mandated by
Aldridge has never been explicitly held to be binding on lthe
States (but see Swain v. Alabama, supra. 380 U. S. at 221), fed-
ieral courts have consistently held that a criminal defendant has j
a right to examine jurors specifically with respect to racial pre-j
judice. United States v. Gore, 435 F.2d 1110 (4th Cir, 1970);
j King v. United States. 362 F.2d 968 (D.C. Cir. 1966) ; Fraizer v.
United States. 267 F.2d 62 (1st Cir. 1959) ; Smith v. United States^
262 F.2d 50 (4th Cir. 1958); United States v. Dennis, 183 F.2d
201, 227, n. 35, 228 Aff'd 341 U. S. 494 (1951). In Gore, more- j
over, the court rejected the argument that Aldridge should be re-
istricted to cases of interracial violence. The court held that
the refusal to ask questions concerning racial bias could not be ^
|considered harmless error where, as in the present case, the de
fendants were black and the government's witnesses were white, ancj
the outcome depended on weighing credibility. United States v.
Gore, supra, 435 F.2d at 1112. The right to inquire into the ex- !
posure of jurors to pre-trial publicity is implicit in the deci- !
sions of this Court, Groppi v. Wisconsin, supra; Irvin v. Dowd,
supra, and its denial has been held to be reversible error by
federal courts. Silverthorne v. United States, supra; Marson v.
United States. 203 F.2d 904 (6t.h Cir. 1953).
In affirming petitioner's conviction, the South Carolina IISupreme Court held that the trial judge did not abuse his discre- j
tion in refusing to ask the requested questions in view of the
fact that petitioner "failed to carry the burden of showing that
[the] questions should have been asked to assure a fair and im
partial jury" (A. 2a). The court did not indicate, nor is it
|
-18-
obvious, what kind of showing a defendant must make before he can
ask whether race prejudice or pre-trial publicity would affect a
juror's ability to render an impartial verdict. Under the cir
cumstances of this case where a black civil rights worker was
being prosecuted on a drug charge in the midst of rising concern
over a serious local drug problem, it certainly cannot be said
that the possibility of such prejudice is remote. C± . Ross v.
United States, 374 F.2d 97, 104-105 (8th Cir. 1967). And it is
|
clear that an affirmative answer to such questions would have pro-j
vided the ground for a challenge for cause. State v. Sanders,103 j;
S. C. 216, 88 S. E. 10 (1916) ; People v. Decker, 157 N.Y. 186,
51 N. E. 1018 (1898); Patterson v. Colorado. 205 U. S. 454 (1907)J
By requiring an additional showing that there is some need to ask I
questions of this nature, the court undermines the very function !
of the voir dire examination and completely frustrates any op-
13/portunity that an accused has to select an impartial jury.
This holding is squarely in conflict with the decision of
this Court in Aldridge which lays down a broad rule that "an
accused has a right to inquire whether racial prejudice precludes
any juror from reaching a fair and impartial verdict," United
States v. Gore, supra, 435 F.2d at 1110, as well as with the de
cisions of federal courts which permit enough of an inquiry that
the court can "objectively [assess] the impact caused by . . .
pretrial knowledge on the juror's impartiality." Silverthorne !
v - United States, supra. 400 F.2d at 638. See Standards Relating I
to Fair Trial and Free Press, supra. § 34, pp. 130-131. The de
cision of the South Carolina Court also exposes a serious divi
sion between those States which follow the South Carolina rule j
holding that it is within the discretion of the trial judge to
13/ See pp. 12, 13, supra.
-19-
refuse to inquire into matters of racial prejudice, see WooIfoik
v. State, 85 Ga. 69, 11 S. E. 814 (1890) ; Commonwealth v. Lee, 324
Mass. 714, 88 N. E.2d 713 (1949); Gradney v. State. 129 Tex. Crim
445, 87 S. W.2d 715 (1935); Hornsby v. State, 94 Ala. 55, 10 So. I
522 (1891), and those States which recognize that an accused has j
a right to make such an inquiry on the voir dire examination,
Giles v. State, 229 Md. 370, 183 A.2d 359 (1962) ; state v. Higgs. |
143 Conn. 138, 120 A.2d 152 (1956); Pinder v. State. 27 Fla. 370,
8 So. 837 (1891); Hill v. State, 112 Miss. 260, 72 So. 1003 (1916).
This Court should grant certiorari in this case to decide
whether the fundamental constitutional right to an impartial jury
guarantees a criminal defendant a meaningful opportunity to ex
amine and challenge jurors who may be prejudiced against him. Inj
so doing, this Court can resolve the conflict between the decision
of the court below and the decisions of other state and federal
courts, as well as to provide needed constitutional standards wittj
respect to the crucial jury selection process.
I
I
The Affirmance of Petitioner's Conviction Under A Section of A Statute With Which
He Was Not Charged or Convicted Deprived
Him of Notice of The Specific Charge
Against Him In Violation of The Due Process Clause of the Fourteenth Amendment.
On May 15, 1970 petitioner was arrested on a warrant charging
j him with the Possession of "certain stimulant drugs, to wit,
marijuana" (R.3). He was indicted on June 1, 1970 for "Illegal
I Possession of Depressants or Stimulants" on the ground that he:
II "did violate Section 32-1506, paragraph 2d,
of the 1962 Code of Laws for the State of
South Carolina, as amended, in that he did
possess a quantity of drugs, without medi
cal prescription and without being prescribed
or administered by medical prescription or
authority, said drugs designated as having a
potential for abuse because of its depressant
or stimulant effect on the central nervous
system or its hallucinogenic effect, namely marijuana" (R.8).
Thus, petitioner was clearly charged with the crime of
possessing a "depressant or stimulant drug" and the indictment
tracks the statutory definition of such a drug found in
§ 32-1505 (a) (3) :I
"Any drug which contains any quantity of a
substance which the State Board of Health
or the appropriate Federal drug authorities
have found to have, and by regulation designated as having a potential for abuse be
cause of its depressant or stimulant effect
on the central nervous system or its hallucinogenic effect."
The possession of such a drug is made illegal by § 32-1506(d)
when, as the indictment charges, it is not obtained from, or on
.. . . 14/the prescription of, a medical practitioner.
14/ The reference to "Section 32-1506, paragraph 2d" in the
indictment is obviously an error since this section deals only with "delivery" of drugs and not with possession.
lii j
|
-21-
I
The State's case in chief consisted solely of the testimony
| °f tWO police officers who stated that they had arrested peti-
I tioner on an unrelated charge and had discovered eight small
I Packages in the course of a search of his personal belongings
whioh were identified as containing approximately 24
i grams (less than one ounce) of marijuana (R.89-90). Petitioner
moved for a directed verdict at the close of the State's case on
the grounds that the State had failed to prove, in the terms of
the indictment, that marijuana had been "designated as having a
potential for abuse because of its depressant or stimulant effect
on the central nervous system or its hallucinogenic effect" or
j that petitioner had possessed the drug "without medical prescrip-
|i tlon and without being prescribed or administered by medical pre
scription or authority", as alleged in the indictment (R.106-107).
This motion was overruled (R.107)
j
| After both sides had rested, the trial judge charged the jury
that petitioner was on trial for the crime of possessing depress
ant or stimulant drugs which have a "stimulant effect on the
central nervous system" without a medical prescription (R.133).
| He defined "depressant or stimulant drug" as any substance:
"which the State Board of Health and the
|j appropriate Federal authorities after in
vestigation found to be, and have by regulation
designated as habit-forming, because of its
stimulant affect on the central nervous system,
or any drug which contains any quantity of
substance which the State Board of Health and
the appropriate Federal drug authorities have
found to be, and by regulation designated as having a potential for abuse because of its
depressant or stimulant effect on the central
nervous system, or its hallucinogenic effect"(R.134) .
! The judge further charged that "[m] arijuana has been labelled as a
| dePressant or stimulant drug having an effect on the central j
nervous system" and that its possession without being in a con
tainer with a prescription label is prima facie evidence that the
possession is unlawful (R.135-136).
Petitioner excepted to the charge that marijuana had been
found to be a depressant or stimulant drug and requested that the
judge further charge the jury that "if there is no evidence of a
i finding or regulation of the State Board of Health and of the
|j Federal Drug Authority concerning the potential for abuse and the !
|| effect on the central nervous system, or the hallucinogenic effect
i! of marijuana, then they must acquit him" (R.139). The request
jj was refused (R.139), and jury returned a verdict of guilty (R.140).
On appeal, petitioner urged that the State had completely
failed to prove the essential elements of the crime with which he
| was charged, i.e., that he had possessed a drug which had been
designated by State and Federal authorities as having a potential
I
j| f o r abuse because of its depressant or stimulant effect on the
j central nervous system or its hallucinogenic effect. He pointed
! out that the statute under which he was charged was clearly not
jj intended to apply to the possession of marijuana which was classi-
j fled as a "narcotic drug" and specifically made unlawful under the
provisions of the Uniform Narcotic Drug Act (§§ 32-1462(12), 32-
1463). The State, on the other hand, argued that the testimony j
of the laboratory technician that marijuana "is classified as an
i
j hallucinogenic drug" (R.91) was sufficient to bring marijuana
within the statutory definition of a depressant or stimulant drug
and that it was common knowledge that marijuana has a "potential
I i§/for abuse."
The South Carolina Supreme Court did not affirm petitioner's
! conviction on the ground that the State had sufficiently proved
that marijuana was a "depressant or stimulant drug." Rather, the
1J>/ Brief of Appellant, pp. 22-24; Reply Brief, pp. 10-13
16/ Brief of Respondent, pp. 17-19.
-23-
court noted that the section of the statute under which petitioner
u yhad ostensibly been charged had been amended on May 1, 1970,
one month before petitioner's indictment, to make illegal the
I "possession of a depressant, stimulant, counterfeit or illegal
i — --2" (emphasis added) . The court pointed out that under §§ 32-
| 1505(b) the definition of "illegal drug" includes "any narcotic
drug" and that § 32-1462(12) of the Uniform Narcotic Drug Act in-
I cludes marijuana within the definition of "narcotic drugs". Thus;
'j even though it was clear that petitioner had been charged, tried
| and convicted for the possession of a "depressant or stimulantI
j d r u < ? the court concluded that the conviction could be sustained
jj because the same statute also penalized the possession of "illegalI
j drugs" which included marijuana. in response to petitioner's
contention that he had been deprived of fair notice of the charge
| against him, the court simply stated:
"The language of the indictment was clearly
sufficient to advise him of the nature of | the charge" (A.4a).
jj Petitioner submits that the affirmance of his conviction
j by the South Carolina Supreme Court on the basis of a section of
j the statute with which he was not charged denied him his right to
| due process of law guaranteed by the Fourteenth Amendment. This
I
ij case is closely analogous to Cole v. Arkansas. 333 U.S. 196 (194,11
it \ / ,
:! where the defendants had been charged and convicted of violating
j!j; § 2 °f a criminal statute but the State Supreme Court affirmed the j
ljj convictions under § 1 of the statute. In reversing the convic-
j tions, this Court held:
!-------------- ----------------------------
^ in?ifi?nent referred to it as "§ 32-1506, paragraph2d and the Supreme Court referred to it as § 32-1506
( )(d)." The correct citation, however, is § 32-1506(d).
I
See
"No principle of procedural due process is
more clearly established than that notice of the specific charge, and a chance to be
heard in a trial of the issue raised by that
charge, if desired, are among the constitutional
rights of every accused in a criminal proceeding in all courts, state or federal . . . If, as
the State Supreme Court held, petitioners were
charged with a violation of § 1, it is doubtful
both that the information fairly informed them
of that charge and that they sought to defend
themselves against such a charge; it is certain
that they were not tried for or found guilty of
it. It is as much a violation of due process
to send an accused to prison following conviction of a charge on which he was never tried
as it would be to convict him upon a charge
that was never made" (333 U.S. at 201).
, 18/ also Shuttlesworth v. Birmingham. 376 U.S. 339 (1964). The
Court further concluded that the defendants' rights had also been
violated in the Arkansas Supreme Court because:
"To conform to due process of law, petitioners were entitled to have the validity of their
convictions appraised on consideration of
the case as it was tried and as the issues
were determined in the trial court" (333 U.S. at 202) .
It is plain that the decision of the court below similarly
deprived petitioner of notice of the specific charge against him
and of an opportunity to have the validity of his conviction
appraised on appeal on the basis of the theory on which the case
was tried in the trial court. Not only was petitioner misled by
the indictment into believing that the State would have to prove
'‘marijuana had been appropriately designated as a "depressant or
|lstimulant drug, but at the time of his trial there was no way in
I
the exercise of ordinary diligence that he could even have found
i|out that the statute under which he had been charged had been
•
18/ In this case this Court summarily reversed, on the authority
of Cole v. Arkansas, supra, a decision by the Alabama Supreme Court (149 So.2d 921 (1962)) affirming a conviction for
interfering with a police officer. The Alabama court had
that even if the defendant could not have been convicted
under the section of the City Code with which he was charged there was no error in his conviction "since he could have been clearly convicted of a simple assault."
-25-
!j amended °ne m<j^h earlier to include "illegal drugs" within its
| prohibitions. Indeed, it is apparent that neither the judge nor
| the Prosecuting attorney were aware of this amendment.-^
In holding that petitioner's conviction can be affirmed
because the evidence adduced at his trial is sufficient to convict
j him of some crime, even though it was not the one charged, the
jSouth Carolina Supreme Court also undermines the fundamental prin
ciple that an accused cannot be deprived of his liberty unless he
| is found guilty beyond a reasonable doubt by a jury of his peers on
the basis of the evidence presented. Garner v. Louisiana. 368 U.S.
157, 164 (1957). This basic requirement of due process is simply
not met when as in the present case, an appellate court substi-
| tutes its judgement for that of the jury. See Stirone v. United
| States. 361 U.S. 212 (1960).
Such a disregard of basic procedural due process can never beI
considered harmless error. These procedural safeguards are de
signed to insure fairness in the administration of criminal justice
and their violation cannot be excused merely because the extent of
prejudice to the defendant cannot be accurately measured. See
jsjDevack v. Klein, 385 U.S. 511, 518 (1967) ; Stirone v. United
^States, supra, 361 U.S. at 217. Consequently, this Court should
ij grant certiorari and reverse petitioner's conviction by the South
jCarolina Supreme Court "upon a charge that was never made." Cole
! v. Arkansas, supra, 333 U.S. at 201.Ii------------------- ---------------- -
19/ In his Petiton for Rehearing in the South Carolina Supreme
Court, petitioner pointed out that it was common for legis- |j lative enactments to go unnoticed by the bar for weeks oreven months before they were officially published.(Petition for Rehearing, p.6).
20/ That the trial judge was unaware of the amendment is demon
strated by the fact that he charged the jury that under the
j statute the possession of a depressant or stimulant drug
without a container bering a prescription label was prima
facie evidence of unlawful possession (R.135-36). The second
sentence of § 32-1506(d) which created this presumption, however, was deleted by the May 1, 1970 amendment. (See §32- 1506(d), Reviser's Note).
-26-
Ill
The Admission of Evidence At Trial That Was
Seized From Petitioner Following His Arrest
Pursuant To A Constitutionally invalid"
Arrest Warrant Violated His Rights UncTer
The Fourth And Fourteenth Amendments
It is clear that none of the four arrest warrants pursuant to
which petitioner was arrested on May 15, 1970 was based on a
sufficient showing of probable cause. Petitioner's arrest,
! therefore, violated the Fourth and Fourteenth Amendments and the
jevidence seized incident to the arrest was inadmissible at trial.
Giordenello v. United States. 357 U.S. 480 (1958); Ker v.
California, 374 U.S. 23 (1963 ); Mapp v. Ohio, 367 U.S. 643 (1961)
Each of the warrants had been issued on May 13th or 14th,
1970 on the basis of an affidavit sworn to by E. J. Lessmeister,
chief of detectives of the city of Florence (R. 4-7, 71). Three
of the affidavits alleged only that on a certain date petitioner
had a certain stimulant drug in his possession and sold it to
„ • 21/ one Mike Martin," and one affidavit alleged only possession.
2_1/ The material part of each affidavit is as follows:
". . . on or about the 27 day of April, 1970,
one Gene Ham did have in his possession certain
stimulant drugs, to-wit: Dexamyl #2, and did
sell the same to one Mike Martin." (r . 4)
". . . on or about the 14 day of May 1970,
One Gene Ham did have in his possession
a quantity of stimulant drugs, to-wit.Librium, 5 mg." ( r . 5)
". . . on or about the 19 day of April 1970, one Gene Ham did have in his possession
certain stimulant drugs, to-wit: Dexamyl#1, and did sell the same to one Mike Martin." ( r . 6)
" • - . on or about the 30 day of April 1970, one Gene Ham did have in his possession
certain stimulant drugs, to-wit:
Bithetamine #20, and did sell the same to one Mike Martin." (R. 7)
ll
-27-
No facts or circumstances were set forth indicating the basis
or the source of Officer Lessmeister's conclusion from which a
neutral and detached magistrate could make an independent
determination that petitioner had committed a crime. Aguilar v.
Texas, 378 U.S. 108 (1964); Jones v. United States. 362 U.S.
257 (1960 ).
On the basis of this Court's decision in Giordenello v.
United States, supra, there can be no question but that these
I warrants violated the Fourth Amendment. in that case, this Court
construed Rule 4 of the Federal Rules of Criminal Procedure in
light of the Fourth Amendment's requirement of probable cause
and reversed a conviction based upon evidence seized pursuant
to an arrest on a warrant which had been issued without a suffi
cient showing of probable cause. That warrant, almost identical
to the ones at issue here, alleged only that the defendant received
and concealed a narcotic drug on a particular date with knowledge
of unlawful importation. In language equally applicable to the
:present case, this court said:
"fl]t is clear that [the complaint] does not
pass muster because it does not provide any
basis for the Commissioner’s determination under Rule 4 that probable cause existed.
The complaint contains no affirmative allegation that the affiant spoke with personal
knowledge of the matters contained therein;
it does not indicate any sources for the
complainant's belief; and it does not set
forth any other sufficient basis upon which
a finding of probable cause could be made "(357 U.S. at 486)
As in Giordenello. moreover, the record in this case affirmatively
|showed that the affiant had no personal knowledge of the facts
on which the charge was based ( r . 48-49) Ibid. Finally, even if
-28-
I
it were assumed that the "one Mike Martin" referred to in the
affidavits was the source of Officer Lessmeister's knowledge,
|the affidavits still fall far short of establishing probable
!| cause. S£inelli v. United States. 393 U.S. 410 (1969); Aguilar v
—
Texas, supra.
The South Carolina Supreme Court declined to consider the
constitutionality of the arrest and search of petitioner on the
ground that he had not objected for that reason to the admission
at trial of the evidence seized (App. la ). Petitioner submits,
j however, that his failure to make a contemporaneous objection to
the admission of the marijuana into evidence is not an adequate
state ground which can preclude this Court from reviewing the
federal question presented. See Douglas v. Alabama. 380 U.S.
415, 422 (1965); Henry v. Mississippi. 379 U.S. 443, 447 (1965).
It is settled that "a litigant's procedural defaults in
state proceedings do not prevent vindication of his federal rights
unless the State’s insistence on compliance with its proceduralI
jirule serves a legitimate state interest." Henry v. Mississippi.
sujDrâ 379 U.S. at 477. No such interest was served in the
present case by the enforcement of the contemporaneous objection
rule to bar consideration of petitioner's constitutional challenge
to his conviction in the South Carolina Supreme Court. On the
contrary, petitioner's pre-trial motion to dismiss the indictment
which was "ample and timely to bring the alleged federal error to
the attention of the trial court and enable it to take appropriate
corrective action [was] sufficient to serve legitimate stateI
interests, and therefore sufficient to preserve the claim for
Review here." Doug las v. Alabama, supra, 380 U S at 422
—
In the pre-trial motion, petitioner clearly brought to the
attention of the trial judge his claim that the warrants pursuant
-29-
I
I to which he was arrested were invalid for want of a sufficient
showing of probable cause for their issuance ( r . 48-50). The
corrective action of a dismissal of the indictment which he sought
was, moreover, clearly appropriate in view of the fact that the
indictment was based entirely upon the evidence seized as a
result of his illegal arrest. When the trial court denied this
motion it ruled adversely to petitioner on the same federal claim
which would have provided the basis for his later objection to the
admissibility of the seized evidence. Thus, "fn]o legitimate
interest would have been served by requiring repetition of a
patently futile objection," Douglas v. Alabama, supra. 380 U.S.
at 422, and "giving effect to the contemporaneous-objection rule
for its own sake 'would be to force resort to an arid ritual of
meaningless form.'" Henry v. Mississippi, supra, 379 U.S. at 449.
Petitioner cannot, moreover, be penalized for failing to
clearly spell out the argument that the indictment should be
dismissed because the evidence seized as a result of the illegal
arrest was inadmissible. He was forced to go to trial two days
after the indictment against him had been returned and before his
counsel was even able to obtain a transcript of a preliminary
22/hearing that had been concluded three days before the indictmentT
Indeed, on the day following the indictment his counsel had sought
to withdraw from the case on the ground that petitioner wasI
unable to retain him. When the court refused to permit counsel
to withdraw, petitioner moved for a continuance on the ground that
he had not had an adequate opportunity to prepare for trial. This
motion was denied and petitioner was directed to proceed with any
22/ See p. 3, supra.
-30-
2_3/
motions (R. 13). in the face of such pressure to go to trial,
Pe*-itioner moved orally to dismiss the indictment because of his
illegal arrest. When counsel attempted to explain the basis for
(the motion, the trial judge abruptly interrupted him and overruled
|the motion (R. 50).
Thus, it was only the haste with which he was forced to go
to trial and the conduct of the trial judge that prevented
petitioner from fully elaborating upon his constitutional claim"!
Under these circumstances, the refusal to consider that claim is
essentially arbitrary. Where fundamental constitutional rights
are at stake, the State cannot prevent their vindication by placing
unnecessary and unjustified obstacles in the way of their
assertion. N.A.A.C.P. v. Alabama, 377 u.S. 288 (1964 ); Wright v.
Georgia, 373 U.S. 284 (1963 ). Consequently, this Court should
24/
grant certiorari and reverse petitioner's conviction on the ground
that it was based on evidence seized in violation of his rights
under the Fourth and Fourteenth Amendments.
2_3>/ In affirming his conviction, the South Carolina Supreme Court
held that the denial of this motion for a continuance was not an
abuse of discretion in light of the fact that 17 days had elapsed
between the time of petitioner’s arrest and the beginning of the
trial (App. 2a). The Supreme Court, however, failed to take
account of the fact that petitioner had been arrested on May 15,
1970 on five completely separate charges involving possession
and/or sale of different drugs on different occasions. The
^preliminary hearing on May 28 and 29 related to all of the charges ,and the record shows that petitioner was in fact indicted on each
of the charges (R. 50). The charge on which he was convicted
was merely the first that the State chose to call for trial.
Thus, petitioner received notice of the present indictment and
the State's intention to call it for trial only the day before
petitioner was required to make his motions and two days before the trial actually begun (R. 46-47).
24/ It cannot be contended that counsel deliberately bypassed
the assertion of the federal claim. See Henry v. Mississippi,
supra, 379 U.S. at 451. Since the evidence was clearly
inadmissible and its exclusion would have required an acquittal,
there could have been no strategic advantage to be derived from* failing to object.
-31-
Conclusion
For the foregoing reasons, petitioner prays that his peti
tion for writ of certiorari to the Supreme Court of South Carolina
be granted.
Respectfully submitted,
JACK GREENBERG JAMES M. NABRI-:
JONATHAN SHAPIRO
Columbus Circle
New York, New York 10019
MORDECAI C. JOHNSON
JOHN GAINES
P. 0. Box 743
Florence, South Carolina
Attorneys for Petitioner
- 3 2 -
APPENDIX
OPINION OF THE SUPREME COURT OF SOUTH CAROLINA
THE STATE OF SOUTH CAROLINA
In The Supreme Court
The State,
Gene Ham, .
Respondent,
Appellant.
Appeal From Florence County
G. Badger Baker, Judge
Opinion No. 19197 Filed April 7, 1971
AFFIRMED
Mordecai C. Johnson, of Florence; Frank E.
Cain, Jr., of Bennettsville; John A. Gaines,
of Rock Hill; and Jack Greenberg and Jonathan Shapiro, both of New York, New York, for appellant.
Solicitor T. Kenneth Summerford, of Florence, and Assistant Attorney General Timothy G. Quinn, of Columbia, for respondent.
LITTLEJOHN, A. J.: The defendant. Gene Ham, appeals from hii
conviction of possession of illegal drugs in violation of §32-
1506(d) (1962 Code as amended). We affirm. The facts leading to
his arrest and conviction may be summarized as follows:
On May 15, 1970, the appellant was arrested in Florence on
the basis of four warrants which charged him with possession of
stimulant drugs. Following his arrest he was taken to the city
jail and searched; the search revealed a quantity of an unidenti
fied substance. Thereafter a fifth arrest warrant was issued
charging him with possession of marijuana.
a
On May 28 and 29 a preliminary hearing was held and probable
cause found to bind Ham over to the General Sessions Court. On
June 1, 1970, the grand jury returned true bills and on June 2
the State proceeded to trial on the indictment charging possession
of marijuana. !
At the conclusion of the evidence the matter was submitted to
the jury which returned a guilty verdict. Motions for judgment
N.O.V. and a new trial were denied. Appellant was sentenced to
eighteen months and this appeal follows.
Appellant raises twelve issues for determination by this
court; we deal with them as they were presented in the briefs.
Appellant contends first that his initial arrest was not made
Pursuant to a valid arrest warrant and that the evidence seized
|
after the arrest was therefore inadmissible. We find from an
analysis of the record that no objection to the admission of the
marijuana was made at trial on this ground. At trial appellant
questioned only the competency of the State's witness to identify !
the seized substance as marijuana.
Appellant next contends that mere possession of marijuana
cannot, consistent with due process, be made a crime. He relies
primarily on Stanley v. Georgia, 394 U. S. 557 (1969). Stanley
dealt solely with the possession of allegedly obscene materials
in one's home, and is clearly inapplicable here.
The statute itself, as the trial judge stressed in his jury '
charge, requires more than "mere" possession. The trial judge
correctly set forth the presumption of innocence and reasonable
doubt, along with the requirement of "knowing" possession.
Appellant s third contention, that a change of venue should
have been granted because of prejudicial publicity,is, after an
analysis of the exhibits presented, completely without merit.
The two newspaper clippings and one editorial concerning drug
abuse did not name the defendant or refer in any way to his trialj
i
la
I
The trial judge did not abuse his broad discretion in this case
to determine fairness. State v. Cannon. 248 S . C. 506, 151 S . E
(2d) 752 (1966).
Appellant next contends that denial of his continuance motion
was prejudicial error. He cites Powell v. Alabama, 287 U. S. 45
(1932); that case involved the very different factual situation
in which Negroes, accused of raping a white woman, were never
given the effective aid of counsel. State v. Black, 243 S. C. 42,
132 S. E. (2d)5 (1963) relied on by appellant, involved a capital
offense where the death sentence had been imposed on the defendant.
There, the only experienced counsel for the defendant had become
ill and was unable to effectively participate in the trial. in j
the case at bar appellant was continuously and ably represented, j
A continuance is within the broad discretion of the trial judge. |
State v. Harvey, 253 S. C. 328, 170 S. E. (2d) 657 (1969), and !
that discretion was not abused here where seventeen days elapsed j
from the arrest to the beginning of trial.
Appellant next contends that the trial judge erred in refus- j
ing to ask proposed voir dire questions. § 38-202 (1962 Code)
sets forth the basic voir dire questions required by law; that
section also permits a defendant to introduce competent evidence j
m support of any objections to a juror. The basic questions re- j
ferred to in the section were covered. Appellant has failed to
carry the burden of showing that other questions should have been \
asked to assure a fair and impartial jury. Certainly there is no \
showing of an abuse of discretion allowed a trial judge in this j
State. State v. Britt, 273 S. C. 293, 117 S. E. (2d) 379 (1960). |
Appellant’s next contention is that the trial judge abused
his discretion in refusing to allow counsel to withdraw as re
tained attorney for defendant. It is alleged that the judge
I
2a
indigent. He cites State v. Cowart, 251 S. C. 360, 162 S. E.
(2d) 535 (1968) for the rule that when one claims to be indigent
the judge must make an affirmative determination of indigency.
Cowart is inapposite to this case in that the defendants there,
two minors, appeared at the outset with no lawyer and the trial
judge refused to appoint one. Here appellant had counsel for the
preliminary hearing and for pretrial; he appeared with this same i
counsel at trial; the lawyer apparently found that Ham was unable
and/or unwilling to pay and sought to be appointed so that the
State could pay his fee. The prejudice, if any, resulted to the
■
lawyer's purse and not to the appellant; it does not in any way
go to the substance of appellant's conviction.
I
Appellant next contends that the court below committed re
versible error in allowing a laboratory technician to testify as
an expert witness and identify the marijuana. The witness was Lt.
Wilson of the South Carolina Law Enforcement Division. He stated
to the court that he had identified marijuana on numerous occa
sions and had seen it growing in the field. He was qualified to
make the identification. The law in this State does not require
a man to have a professional degree to qualify as an expert. Such
determinations rest in the discretion of the trial judge. Parks iI
v. Morris Homes Corp., 245 S. C. 461, 141 S. E. (2d) 129 (1965)
and also McCormick Evidence § 13 (1954).
Appellant's next two contentions form the substance of this
appeal; we treat them as one. Basically, appellant contends that
the State attempted to prove him guilty of violating the wrong
statute. Appellant contends that his trial should have been under)
that section of the code dealing with "narcotic" drugs rather thah
that dealing with "depressant and stimulant" drugs.
§ 32-1506(2)(d) of the code as amended May 1, 1970, under
which the indictment was brought makes unlawful,
(d) the possession of a depressant, stimulant, counterfeit, or illegal drug by any person, unless such person
should have made a factual determination that the defendant was
I
3a
obtained such drug on the prescription of a prac
titioner, or in accordance with Section 2(a) 2."(Erapiiasis added.)
The 1970 amendment places "illegal" drugs within the class
prohibited by § 32-1506 (2) (d) . Narcotic drugs are illegal drugs
as defined in § 32-1505 (b) , and marijuana is classed as a nar- |
cotic drug in § 32-1462(12) of the 1962 Code as amended.
!This act became law on May 1, 1970, two weeks before appel-
|
lant was arrested. It follows that appellant was indicted on the
correct statute.
Appellant's next contention is that the indictment should
have been quashed because it fails to allege the offense sub
stantially in the language of the statute. Appellant did not
enumerate this ground in his motion to quash, and is precluded
from doing so now. There can be no doubt that the indictment
placed the defendant on notice that he was charged with possession}
of marijuana. The language of the indictment was clearly suffi- j
cient to advise him of the nature of the charge.
Finally, appellant contends that the imposition of an 18
Imonth sentence on a first offender constituted cruel and unusual
punishment. The sentence imposed was less than the statutory max-I
imum and there is no showing of partiality, prejudice or corrupt
motive by the sentencing judge. Thompson v. State, 2 51 S. C. 593,:
164 S.E. (2d) 760 (1968).
Accordingly, the judgment of the lower court is
AFFIRMED.
MOSS , C . J ., and LEWIS , A . J ., concur . BUSSEY and BRAILS FORI}
dissent.
BUSSEY, A. J. (dissenting): The appellant is a locally well-i
known, young, black, bearded, civil or "human" rights activist,
who contended, inter alia, that marijuana was planted upon him by j
law enforcement officers who were "out to get him." The jury
panel was composed of six blacks and thirty whites. The appellant)
|
4a
I
requested voir dire examination of the prospective jurors and
specifically requested that the following questions, inter alia,
be asked.
"1. Would you fairly try this case on the basis of evidence and disregarding the defendant's race?
"2. You have no prejudice against Negroes? Against black people? You would not be influenced by the use of the
term 'black?'
"3. Would you disregard the fact that this defendant
wears a beard in deciding this case?"
The trial judge declined to ask the foregoing questions, ruling
that they were not relevant. Instead, His Honor asked the jurors
only the three basic questions specifically required by Sec. 38-
202 of the 1962 Code. Under the facts and circumstances of this
case and the principles enunciated by the United States Supreme
Court in the case of Aldridge v. U. S. (1931), 283 U. S. 308, 51 S^
Ct. 470, 75 L. Ed. 1054, (which decision is binding upon this Courtjt
I conclude that His Honor was in error in summarily disposing of
the proposed questions as irrelevant. It was, of course, not nec- J
essary for the court to ask questions in precisely the form pre-
sented, but under the Aldridge case it was required/ I think, to
inquire of the jurors whether they had any prejudice because of
these particular matters which would prevent them giving a fair and
impartial verdict.
The case of State v. Young, 238 S. C. 115, 119 S. E. (2d) 504^
relied upon by the respondent as sustaining the action of the
trial judge, is clearly distinguishable on the facts. In fairness I
to the lower court, his ruling in this respect finds some support
in State v. Bethune (1910), 86 S. C. 143, 67 S. E. 466, and State
v. Bethune (1912), 93 S. C. 195, 75 S. E. 281. The Aldridge case,
supra, is however, I think controlling.
The defendant in my opinion is entitled to a new trial and I j
would reverse and remand to that end.
BRAILSFORD, A. J., concurs.
|
5a
Order Denying Petition For Rehearing
THE SUPREME COURT OF SOUTH CAROLINA
Frances H. Smith
Clerk P.O.Box 11358April 28, 1971 Columbia, S.C. 29211
Mordecai C. Johnson, EsquireP. O. Box 743
Florence, South Carolina
Re: The State v. Ham
Dear Mr. Johnson:
The Court has this day refused your petition
for rehearing in the above case in the following order:
"Petition denied.
p/ uusepn k . MOSSs/ J. Woodrow Lewis C.J.
A. J.
A . J .
A . J .s/ Bruce Littleiohn A. J.
: petition.
A. J.
A . J .s/ Thos. P. Bussev A. J.s/ J. M. Brailsford A. J.
A . J . "
The remittitur is being sent down today.
Very truly yours,
FRANCES H. SMITH, CLERK
FHS:ml
CC: The Honorable Timothy G
By s/ Reba D. Mims
Deputy ClerkQuinn
6 a
STATUTES INVOLVED
Code of,Laws of South Carolina 1962 Annotate
Vol. 9, p. 24.
§ 38-202 . Jurors may be examined by court-.: -if np+-
lndifferent, shall be set aside.— The court shall, on
motion of either party in the suit, examine on oath
any person who is called as a juror therein to know
whether he is related to either party, has any interest
m the cause, has expressed or formed any opinion or is
sensible of any bias or prejudice therein, and the
party objecting to the juror may introduce any other
competent evidence in support of the objection. If it
appears to the court that the juror is not indifferent
in the cause, he shall be placed aside as to the trial
of that cause and another shall be called.
Code of Laws of South Carolina 1962 Annotated
Vol. 7 (Cum. Supp. 1970) p. 179
§ 32-1462. Ikfiiutinn.s.-The following words and
phrases shall, as used in this article, have the follow
ing meanings, unless the context otherwise requires:
* * * * *
''Narcotic drugs" means coca leaves, opium,
isonipecaine, amidone, isoamidone and keto-bemidone,
and every substance neither chemically nor physically
distinguishable from them, cannabis or any cannabis
preparation, marihuana, commonly known as Indian hemp
and any drug or preparation classified, now or hereafter,
under the Federal narcotic laws as a narcotic or opiate;
7a
Code of Laws of South Carolina Annot^pH
Vol. 7, pp. 455, 463
§ 32-1463. Acts prohibited.— Tt shall be unlawful
for any person to manufacture, possess, have under his
control, sell, prescribe, administer, dispense or com
pound any narcotic drug except as authorized in this
article.
§ 32-1493. General penalties.— Any person viola
ting any of the provisions of this article, except as
specified in §§ 32-1484.1 and 32-1493.1 shall, upon
conviction, be punished for a first offense by a fine
not exceeding two thousand dollars or by imprisonment
of not more than two years, or by both fine and im
prisonment, in the discretion of the court. A second
offender shall be subject to a fine of not less than
two thousand dollars nor more than five thousand dol
lars or to imprisonment for not less than two years
nor more than five years, or both, in the discretion
of the court. A third or subsequent offender shall
be subject to imprisonment of not less than ten years
nor more than twenty years, and no probation or sus
pension of such sentence shall be granted until the
service of not less than ten years of the sentence.
Code of Laws of South Carolina Annotated
y.ol- 7 (Cum. Supp. 1970) p. 184. 185, 189
§ 32-1505. Definitions.— For the purpose of this
article:
(a) The term "depressant or stimulant drug" means:
(1) Any drug which contains any quantity of
(A) Barbituric acid or any of the salts of bar
bituric acid; or
8 a
(B) Any derivative of barbituric acid which has
been designated as habit forming by the State Board
of Health or the appropriate Federal drug authorities.
(2) Any drug which contains any quantity of
(A) Amphetamine or any of its optical isomers;
(B) Any salt of amphetamine or any salt of an
optical isomer or amphetamine; or
(C) Any substance which the State Board of Health or
the appropriate Federal drug authorities, after inves
tigation, have found to be, and by regulation designa
ted as, habit forming because of its stimulant effect
on the central nervous system; or
(3) Any drug which contains any quantity of a sub
stance which the State Board of Health or the approp
riate Federal drug authorities have found to have, and
by regulation designated as having a potential for
abuse because of its depressant or stimulant effect on
the central nervous system or its ha 1lucinogenic effect,
(b) The term 'illegal drug" means any depressant or
stimulant drug, or counterfeit drug as defined in this
article or any narcotic drug or any other drug, pharm
aceutical or biological preparation, bearing upon its
original manufacturer's label, the legend "Caution-
Federal Law prohibits dispensing without prescription,"
or such like phrase, while not in a proper container
or not legally held in possession as provided by this
article or any other section of the Code of Laws of
South Carolina.
§ 32-1506. Prohibited acts.— The following
acts, the failure to act as hereinafter set forth,
and the causing of any such act or failure are hereby
declared unlawful except as provided in § 32-1507:
(a) The delivery of any depressant or stimulant
9 a
Districts
Divisions
Sample from Master Lists
(1971)
Total Non-White % N.W.
Jurors Actually Reporting
(1971)
Total Non-White % N.W.
1970 % Underrepresent
Census Master Actual
7 N.W. Lists Jurors
(over 21)________________
Tennessee-Middle
Columbia 163 14 8.6 51 15 2.9 8.0 -7.5 63.8
Northeastern 199 2 1.0 48 0 0 1.2 16.7 100
Nashville 210 26 12.4 116 20 17.2 14.4 13.9 -19.4
Tennessee-Eastern
Winchester 438 22 5.0 107 2 1.9 5.8 13.8 67.2
Southern 433 57 13.2 483 65 13.5 16.0 17.5 15.6
Northern 435 11 2.5 382 11 2.9 8.1 69.1 64.2
Northeastern 395 9 2.3 366 7 1.9 2.2 -4.5 13.6
Texas-Western
Austin 430 57 13.5 190 23 12.1 9.9 -38 -22.2
Del Rio 435 7 1.6 196 4 2.0 1.4 -14.3 -42.9
El Paso 436 13 2.9 201 3 1.5 2.7 -7.4 44.4
Midland 439 19 4.3 120 8 6.7 6.0 28.3 -11.7
Pecos 468 10 2.1 113 5 4.4 1.8 -16.7 -144.4
San Antonio 458 33 7.2 382 22 5.8 6.0 -20.0 3.3
Waco 457 80 17.5 77 9 11.7 11.8 -48.3 .8
Texas-Southern
Brownsville 89 2 2.2 127 1 .8 .3 -733.3 -266.7
Corpus Christi 88 4 4,5 130 8 6.2 3.5 -28.6 -77.1
Galveston 58 18 31.0 121 15 12.4 15 -106.6 17.3
Houston 491 105 21.4 411 117 28.5 18.5 -15.7 -54.1
Laredo 117 0 0 84 0 0 .4 100 100
Victoria 20 2 10 39 3 7.7 8.3 -20.5 7.2
drug unless—
(1) such depressant or stimulant drug is delivered
by a pharmacist, upon a prescription, and there is af
fixed to the immediate container in which such drug
is delivered a label bearing (A) the name and address
of the pharmacy from which such drug was delivered;
(B) the name of the pharmacist dispensing such drug;
(C) the date on which the prescription for such drug
was filled; (D) the number of such prescription as
filed in the prescription files of the pharmacist
who filled such prescription; (E) the name of the
practitioner who prescribed such drug; (F) the name
and address of the patient, and, if such drug was
prescribed for an animal, a statement of the species
of the animal; and (G) the directions for use of the
drug as contained in the prescription; or
(2) Such depressant or stimulant drug is delivered
by a practitioner in the course of his practice and
the immediate container in which such drug is delivered
bears a label on which appears the direction for use of
such drug, the name and address of such practitioner,
the name and address of the patient, and, if such drug
is prescribed for an animal, a statement of the species
of the animal.
(b) No prescription (issued before or after the effect
ive date of this section) for any depressant or stimu
lant drug may be filled or refilled more than six
months after the date on which such prescription was
issued and no such prescription which is authorized to
be refilled may be refilled more than five times, ex
cept that any prescription for such a drug after six
months after the date of issue or after being refilled
five times may be renewed by the practitioner issuing
1 0 a
!i
it either in siting or orally (if promptly reduced
to writing and filed by the pharmacist filling it,
and the original prescription shall be cancelled).
If no indication of refill status is indicated on
the prescription, it shall not be refilled.
(c) The delivery of a depressant or stimulant
drug upon prescription unless the pharmacist who
such prescription files and retains it as re
quired in § 32-1508.
(d) The possession of a depressant, stimulant,
counterfeit or illegal drug by any person, unless
such person obtained such drug on the prescription
of a practitioner, or in accordance with § 32-1506
(a) (2)
(e) The refusal to make available and to accord
full opportunity to check any record or file as re
quired by § 32-1509.
(f) The failure to keep records as required by
paragraph (a) or (b) of § 32-1508.
(g) The using by any person to his own advantage,
or the revealing, other than to an officer or employee
the State Board of Health, or to a court when rele
vant in a judicial proceeding under this article, of
any information required under the authority of § 32-1509,
concerning any method or process which as a trade
secret is entitled to protection.
(h) (1) Making, selling, disposing of, or keeping in
possession, control or custody, or concealing any
punch, die, plate, stone, or other thing designed to
print, imprint, or reproduce the trademark, trade
name, or other identifying mark, imprint, or device
of another or any likeness of any of the foregoing
1 1 a
upon any drug or container or labeling thereof so
as to render such drug a counterfeit drug. (2)
The doing of any act which causes a drug to be a
counterfeit drug, or the sale or dispensing or
the holding for sale or dispensing, of a counter
feit drug.
§ 32~1510.3 Violations; penalties for
first and subsequent offenses; suspension, cancella
tion and reinstatement of licenses— Anv person vio
lating any of the provisions of this article shall
be deemed guilty of a misdemeanor, and'upon convic
tion shall be punished for a first offense by a fine
not exceeding two thousand dollars or by imprison
ment of not more than two years or by both fine and
imprisonment, in the discretion of the court. A
second offender shall be subject to a fine of not less
than two thousand dollars nor more than five thousand
dollars or by imprisonment for not less than two years
nor more than five years or both, in the discretion
of the court. A third or subsequent offender shall be
subject to imprisonment of not less than five years nor
more than ten years and no probation or suspension of
such sentence shall be granted until the service of not
less than five years of the sentence. Any person vi
olating any of the provisions of this article shall
be deemed a subsequent offender if he has been pre
viously convicted of a violation of any of the laws of
the United States or any state or territory of the
United States, relative to depressant or stimulant or
counterfeit drugs. if a pharamacist or practitioner
is convicted of, pleads guilty to, or pleads nolo
contendere to any violation of the provisions of this
article, the licensing board having jurisdiction, may,
12 a
after a proper hearing suspend or cancel the pro
fessional license of such convicted pharmacist or
Practitioner. On the application of any person
whose license has been suspended or cancelled and
upon proper showing and for good cause, such li
censing board may reinstate such license.
13a
A. The right to challenge for cause and peremptorily is
guaranteed by the constitutions and statutes of the following states:
Alabama: Code of Alabama Recomp. Tit. 30, §§55, 60 (1958)
Alaska: Alaska Statutes §12.45.010, 09.20.90, Civ. Rule 47
Arizona: Ariz. Rev. Stat. Rules of Crim. Proc., Rule 219,225
Arkansas: Ark. Stat. 43-1915, 43-1922 (1947)
California; Cal. Penal Code §1071, 1070
Colorado: Col. Rev. Stat. 78-5-4 (1963)
Connecticut: Conn. Genl. Stat. 51-242
Delaware: Del. Code Superior Ct. Rules -Criminal, Rule 24
District of Columbia: D.C.C.E. General Sessions Court
Rules, Criminal Division, Rule 24
Florida: Fla. Stat. 913-02(2), 913.08 (1969)
Georgia: Code of Ga. 59-804, 59-805
Hawaii: Hawaii Rev. Stat. §635-28, 635-29
Idaho: Idaho Code 19-2017, 19-2015
Illinois: Illinois 3.H.A. ch. 38, §115-4
Indiana: Burns Ind. Stat. §9-1504 (inference from the
the nature of the grounds for challenge), 9-1502
Iowa: Iowa Code §779.5, 779.10 (1946)
Kansas: K.S.A. 22-3410, 22-3412
Kentucky: Ken. Rev. Stat. Rules of Practice,
R. Cr. 9-36, 9-40
Louisiana: La. Statutes Ann. C-Cr. P 797; La. Const.
Art. I Sec. 10
Maine: Maine Rev. Stat. Tit. 15, §1259
Maryland: Maryland Ann. Code Art. 51 §10, 15 (1957)
Massachusetts: Ann. Laws of Mass. Recomp. Ch. 234, §28.29
(1956)
Michigan: Mich. Comp. Laws, 768.12 (1948)
Minnesota: M.S.A. §631.28, 631-27
Mississippi: Miss. Code §1802 (inference), 2520 (1942)
The Right to Challenge in the States
_____ and the District of Columbia
-14a-
Missouri: Missouri Rev. Stat. §546.120, 546. 130, 546 140546.150, 546.180 (1959)
Montana: Rev. Code of Montana Tit. 95, ch. 1909 (1947)
Nebraska: Rev. Stat. of Neb. §29-2006 (inference from
nature of grounds of challenge), 29-2006 (1943)
Nevada: Nev. Rev. Stat. Chap. 175.036, 175.051
New Hampshire: N.H. R.S.A. 606.3
New Jersey: N.J.S.A. 2A:78-4, 2A:78-7
New Mexico: N.M. Stat. §19-1-14, 41-10-3 (1953)
New York: N.Y. Consol. Laws Code of Crim. Proc. §370,375, 376, 372
North Carolina: Genl. Stat. of N.C. §9-15, 9-21 (1965)
North Dakota: N.D. Cent. Code 29-17-32, 29-17-30
Ohio: Ohio Rev. Code §2945.21 (inferentially), 2945.21
2945.22
Oklahoma: 22 Okl. St. Ann. §656, 655
Oregon: Ore. Rev. Stat. §136.210, 17.165, 136.230
Pennsylvania: 19 P.S. §811
Rhode Island: Genl. Laws of R.I. 9-10-14, 9-10-18 (1956)
South Carolina: Code of Laws of S.C. 38-211
South Dakota: S.D. Comp. Laws 23-43-29, 23-43-28 (1967)
Tennessee: Tenn. Code §22.301, 40.2510
Texas: Tex. Stat. Art. 35.16, 35.15
Utah: Utah Code 77-30-16, 77-30-15 (1953)
Vermont: Vt. Stat. Tit. 19, §1941
Virginia: Code of Va. 19.1-206, 8-199 (inference),19.1-208 (1950)
Washington: Rev. Code Wash. 10.49.040, 10.49.060
West Virginia: w. Va. Code 62-3-4, 62-2-3
Wisconsin: Wise. Stat. Ann. 957.14, 270.16, 972.03
Wyoming: Wyo. Stat. §7-223, Rule 25 W.R. Cr. P.
-15a-
B. Although there is no statutory grant of right to challenge
for cause in the following states, it is nevertheless provided on the basis of case law:
Colorado - Jones v. State, 23 Colo. 276, 47 P.275 (1898)
Connecticut - State v. Smith, 49 Conn. 376 (1881)
District of Columbia - united States v. Baker, 266 F.Supp.
461 (D.D.C. 1967), cause remanded
131 U.S. App. D.C. 7, 401 F.2d 958,
on remand 301 F. Supp. 973 (D.D.C.
_______)
Michigan - People v. Wheeler, 96 Mich. 1, 55 N W 371 (1893)
South Carolina - State v. Britt, 237 S.C. 293, 117 S E 2d379 (1960)
- 1 6 a -
Examination of Jurors on Voir Dire in the States
---------- -and the District of Columbia
A.
right°by°atatutetteS Pr°Vide "°ir dlre aS a ° f
Alabama: Code of Alabama Recomp. Tit. 30, §52 (1958)
Alaska: Alaska Stat. 12.45.010, 09.20.090, Civ. R. 47
Arizona. Ariz. Rev. Stat. Rules of Crim. Proc. R. 217
Arkansas: Ark. Stat. 39-226 (1947)
California: Cal. Penal Code §1078
Connecticut: Conn. Genl. Stat. 51-240
Delaware: Del. Code Superior Ct. Rules - Criminal Rule 24
District of Columbia: D.C.C.E. General Sessions Court
Rules, Criminal Division, Rule 24
Florida: i'la. Stat. 913.02 (1969)
Georgia: Code of Ga. 59-806 (felony)
Hawaii: Hawaii Rev. Stat. §635.27
Illinois: 111. S.H.A. ch. 38 §115-4
Kansas: K.S.A. 22-3408
Kentucky: Ken. Rev. stat. Rules of Practice R. Cr. 9.38
Louisiana: La. Stat. Ann. c. Cr. p. 786
Maine: Maine Rev. Stat. Tit. 15 §1258A
Massachusetts: Ann^Laws of Mass. Recomp. chap. 234 §28
Michigan: , Mich. Comp. Laws 768.8 (1948)
Minnesota: M.S.A. §631.26
Mississippi; Miss. Code §1802 (1942)
Montana: Rev. code of Montana Tit. 95 Chap. 1909 (1947)
Nevada: Nev. Rev. Stat. chap. 175.031
New Hampshire: NH RSA 606:1, 500:32
New Jersey: N.J.S.A. 2A:78-4
New Mexico: N.M. Rev. stat. §21-1-1(47) (1953)
North Carolina: Genl. Stat. of N.C. §9-15 (1965)
North Dakota; N.D. Century Code 29-17-28
-17a-
V
Ohio: Ohio Rev. Code §2 94 5.2 7
Oregon: Ore. Rev. Stat. §136.210
Pennsylvania: 19 P.S. § R. Cr. P. 1106, 1107
Rhode Island: Genl. Laws of R.I. 9-10-14 (1956)
South Carolina: Code of Laws of S.C. 38-202 (1962)
Texas: Tex. Stat. Code of Crim. Proc. Art. 35.12
Virginia: Code of Va. §19.1-206, §8-199 (1950)
Wisconsin: Wise. Stat. Ann. 957.14, 252.08
Wyoming: wyo. Stat. Rule 25 W.R. Cr. P.
B* Although there is no statutory right to voir dire in the
following states, it is nevertheless provided on the basis of case law:
Colorado - Zancanel1i v. People, 63 C. 252, 165 P.612 (1917) ;
Georgia - Nobles v. State, 127 Ga. 212, 56 S.E. 125 (1906) (misdemeanors)
Idaho - State v. Hoaglund, 39 Idaho 405, 228 P. 314 (1924)
Indiana - Epps v. State, 102 Ind. 538, 1 N.E. 491 (1885)
Iowa - State v. Dooley, 89 la. 584, 57 N.W. 414 (1894)
Maryland - Griggs v. State, 231 Md. 530, 191 A.2d 435 (1963)
Missouri - State v. Mann, 83 Mo. 589 (1884)
Nebraska - Oden v. State, 166 Neb. 729, 90 N.W. 2d 356 (1958)I
New York - People v. Jelke, 130 NYS 2d 662, 284 App. Div 211 (1954)
Oklahoma - Roberson v. state, Okla.
456 P. 2d 595 (1968) * ------'
South Dakota - State v. Gurrington, 11 s.D. 178, 76 N W 326(1898) *
Tennessee - Foute v. State, 83 Tenn. 712 (1885); Paducah
T.& A.R. Co. v. Muzzell, 95 Tenn. 200,31 S.W. 999 (1895) I
Utah - State v. Morgan, 23 u. 212, 64 P. 356 (1901)
Vermont - state v. Mercier, 98 Vt. 368, 127 A. 715 (1925)
-18a-