Sheff v. Oneill Plaintiffs Brief
Public Court Documents
August 1, 1995

77 pages
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Brief Collection, LDF Court Filings. Sheff v. Oneill Plaintiffs Brief, 1995. 3409e8ec-c39a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/eadcd777-ad39-4a38-8dfc-527c19056bd0/sheff-v-oneill-plaintiffs-brief. Accessed May 04, 2025.
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STATE OF CONNECTICUT SUPREME COURT S.C. 15255 MILO SHEFF, ET AL. VS. WILLIAM A. O'NEILL, ET AL. PLAINTIFFS' APPEAL FROM SUPERIOR COURT HONORABLE HARRY HAMMER, JUDGE PLAINTIFFS' BRIEF TO BE ARGUED BY: WESLEY W. HORTON WESLEY W. HORTON MOLLER, HORTON & SHIELDS, P.C. 90 GILLETT STREET HARTFORD, CT 06106 (203) 522-8338 JURIS NO. 38478 SANDRA DELVALLE KENNETH KIMERLING PUERTO RICAN LEGAL DEFENSE & EDUCATION FUND 99 HUDSON STREET, 14TH FLOOR NEW YORK, NY 10013 (212) 219-3360 WILFRED RODRIGUEZ HISPANIC ADVOCACY PROJECT NEIGHBORHOOD LEGAL SERVICES 1229 ALBANY AVENUE HARTFORD, CONNECTICUT 06112 (203) 297-0760 JOHN C. BRITTAIN UNIVERSITY OF CONNECTICUT SCHOOL OF LAW 65 ELIZABETH STREET HARTFORD, CONNECTICUT 06105 (203) 241-4664 MARTHA STONE PHILIP D. TEGELER CONNECTICUT CIVIL LIBERTIES UNION FOUNDATION 32 GRAND STREET HARTFORD, CONNECTICUT 06106 (203) 247-9823 CHRISTOPHER A. HANSEN AMERICAN CIVIL LIBERTIES UNION FOUNDATION 132 WEST 43RD STREET NEW YORK, NY 10036 (212) 944-9800 THEODORE M. SHAW DENNIS D. PARKER MARIANNE L. ENGELMAN LADO NAACP LEGAL DEFENSE AND EDUCATIONAL FUND 99 HUDSON STREET, 16TH FLOOR NEW YORK, NY 10013 (212) 219-1900 STATEMENT OF ISSUES Did the trial court err in failing to find state action? (at II. Did defendants violate Article First, §§ 1 and 20 and Article Eighth, § 1 of the Connecticut Constitution by failing to provide public schoolchildren in the Hartford metropolitan area an equal educational opportunity? (at 36-44) III. Did defendants violate Article First, §§ l and 20 and Article Eighth, § 1 of the Connecticut Constitution by providing education in the Hartford metropolitan area that is segregated on the basis of race and ethnicity? (at 44-55) IV. Did defendants violate Article Eighth, § l of the Connecticut Constitution by failing to provide Hartford schoolchildren a minimally adequate education? (at 55-62) V. Did defendants fail to remedy the racial, ethnic and economic isolation and lack of educational resources despite their long-standing knowledge of the harmful effects of these conditions’ (at 63-65) l TABLE OF CONTENTS TABLE OF AUTHORITIES NATURE OF PROCEEDINGS AND FACTS OF CASE A. Racial and Ethnic Segregation ............. B. Unequal and Inadequate Education 1. Disparities in Outcomes ............... 2. Educational Resources ............... (a.) Plants and Facilities ............. (b.) Equipment and Supplies, Textbooks and Libraries .................... (c.) Course Offerings and Curriculum (d.) Teaching and Professional Staff (e.) Bilingual Education Programs . . . . (f.) Special Needs Programs ............. 3. The Concentration of Poverty and the Comparative Need for Resources ......... C. State Responsibility .................. D . Remedy ...................... ARGUMENT . I . THE TRIAL COURT ERRED AS A MATTER OF LAW IN FAILING TO FIND STATE ACTION AND FAILING TO FIND THAT DEFENDANTS' ACTIONS WERE CAUSALLY CONNECTED TO THE PROVISION OF UNEQUAL EDUCATIONAL OPPORTUNITIES, THE CONDITIONS OF SEGREGATION, AND THE PROVISION OF INADEQUATE EDUCATION The Court Below Erred in Failing to Recognize the Existence of State Action in Dismissing Plaintiffs' Complaints of Unconstitutional Deprivation of a Fundamental Right to Education 1. Public education is a public function that necessarily involves state action 2 . Cologne v. Westfarms Associates yields the same result .................... The Court Below Failed to Recognize Actions That Contributed to Existing Segregation in the Public Schools ........................ 1. The court below improperly failed to address proof of state involvement in segregation in the public schools . . . . . . . . 2. Evidence of affirmative acts by the state to increase segregation is not required to prove state liability .................. 1 11 13 15 18 19 20 21 21 24 27 29 29 30 31 32 34 34 35 li 00 ̂ GO II. DEFENDANTS HAVE VIOLATED ARTICLE FIRST, §§ 1 AND 20 AND ARTICLE EIGHTH, § 1 OF THE CONNECTICUT CONSTITUTION BY FAILING TO PROVIDE EQUAL EDUCATIONAL OPPORTUNITIES TO PUBLIC SCHOOLCHILDREN IN THE HARTFORD METROPOLITAN AREA A. Article First, §§ 1 and 20 and Article Eighth, § l of the Connecticut Constitution Confer a Right to Equal Educational Opportunity ............... B. The Segregated, Economically Isolated and Unequal Conditions in Hartford Metropolitan Area Public Schools Violate Plaintiffs' Right to an Equal Educational Opportunity .................... III. RACIAL AND ETHNIC SEGREGATION OF THE PUBLIC SCHOOLS IN THE HARTFORD METROPOLITAN AREA VIOLATE THE SCHOOLCHILDREN'S RIGHT TO BE FREE FROM THE CONDITIONS OF SEGREGATION AND DISCRIMINATION UNDER ARTICLE FIRST §§ 1 AND 20 AND ARTICLE EIGHTH, § 1 OF THE CONNECTICUT CONSTITUTION ............. A. B . The Connecticut Constitution Prohibits Segregation and Discrimination on the Basis of Race or Ethnicitv in the Public Schools . . . . * The plain language of the Connecticut Constitution prohibits segregation ......... The history of the adoption of Article First, § 20 supports plaintiffs' contention that it is the condition of segregation that is prohibited by the Connecticut Constitution3 . 4 . 5 . 6 . P^ior Connecticut appellate decisions Sibling state precedent ......... Relevant federal precedent Economic and sociological considerations The Public Schools in the Hartford Metropolitan Area Are Racially and Ethnically Segregated IV. DEFENDANTS' FAILURE TO PROVIDE THE CHILDREN OF HARTFORD WITH BASIC EDUCATIONAL RESOURCES VIOLATES PLAINTIFFS^ RIGHT TO AN ADEQUATE EDUCATION UNDER ARTICLE EIGHTH 5 i OF THE CONNECTICUT CONSTITUTION . . ' * 1 A. B. ^ Eighth, § 1 of the Connecticut Constitution Establishes a Right to a Minimally Adequate Education ...................... Defendants Have Failed to Provide the Children of Hartford with an Adequate Education 37 41 45 45 46 47 50 51 52 53 55 56 56 58 ill V. DEFENDANTS HAVE FAILED TO REMEDY THE RACIAL, ETHNIC AND ECONOMIC ISOLATION AND LACK OF EDUCATIONAL RESOURCES DESPITE THEIR LONG-STANDING KNOWLEDGE OF THE HARMFUL EFFECTS OF SUCH CONDITIONS .......................... CONCLUSION ...................... TABLE OF AUTHORITIES CASES AFSCME, Council 4, Local 681, AFL-CIO v. City of West Haven, 234 Conn. 217 (1995) ............. Abbott v. Burke, 119 N.J. 287, 575 A.2d 359 (1990) ........... Abingdon School District v. Schempp, 374 U.S. 203 (1963) .......................... Ambach v. Norwick, 441 U.S. 68 (1979) .......................... Barksdale v. Springfield School Committee, 237 F. Supp. 543 (D. Mass.), vacated, 348 F .2d 261 (1st Cir. 1965) .................... Bishop v. Kelly, 206 Conn. 608, 539 A.2d 108 (1988) Blocker v. Board of Education, 226 F. Supp. 208 (E.D.N.Y. 1964) ............... Booker v. Board of Education, 45 N.J. 161, 212 A.2d 1 (1965) ............... Brown v. Board of Education, 347 U.S. 483 (1954) ............... Builders Service Corp. v. Planning & Zoning Commission, 208 Conn. 267, 545 A.2d 530 (1988) Campaign for Fiscal Equity, Inc. v. State of New York, No. 117 (June 15, 1995) Carrington v. Rash, 380 U.S. 89 (1965) ................. Cologne v. Westfarms Associates, 192 Conn. 48, 469 A.2d 1201 (1984) Daly v. DelPonte, 225 Conn. 499, 624 A.2d 876 (1993) Danson v. Casey, 484 Pa. 415, 399 A.2d 360 (1979) 41, 57, 62 . . . 54 . . . 40 54 50 48 50 50 53 . . . . 43 59 36 32, 33, 34 40, 48, 51 . . 57, 58 v Doe v. State, 216 Conn. 85, 579 A.2d 37 (1990).......................... 46 Dunn v. Blumstein, 405 U.S. 330 (1972) ........................................ 40 Englewood Cliffs v. Englewood, 257 N.J. Super. 413, 608 A.2d 914 (1992), tiff'd 132 N.J. 327, 625 A. 2d 483 (1993), cert, denied, 114 s Ct. 547 (1993)..................................... '. . 50, 51 Fair Sch. Fin. Council of Oklahoma, Inc. v. State 746 P . 2d 1135 (Okla. 1 9 8 7 ) ..................'.............. 57 Foucha v. Louisiana, 504 U.S. 71 (1992)................................. 36 Griffin v. Illinois, 351 U.S. 12 (1956) ; ..................................... 36 Harper v. Hunt, CV-91-0117R, reprinted at Appendix to the Opinion of the Justices, 624 So. 2d 107 (Ala. 1 9 9 3 ) ........................ 57 Harper v. Virginia Board of Education, 383 U.S. 663 (1966) ............................... 36 Hornbeck v. Somerset County Bd. of Educ 295 Md. 597, 458 A.2d 758 (1983).................. 57 Horton v. Meskill, 172 Conn. 615, 376 A.2d 359 (1977)...................... passim Horton v. Meskill, 195 Conn. 24, 486 A.2d 1099 (1985)............... 37, 38, 40 Jenkins v. Township of Morris School District, 58 N.J. 483, 279 A.2d 619 (1971) . . . . . . . . 50 Lockwood v. Killian, 172 Conn. 496, 375 A.2d 998 (1977).................... 32 McDaniel v. Thomas, 248 Ga. 632, 285 S.E.2d 156 (1981) '/............. 57 Mizla v. Depalo, 183 Conn. 59, 438 A.2d 820 (1981) .................. 13 14 Moore v. Ganim, 233 Conn. 557, ___ A.2d ___ (1995)............... 38, 39 46 vi Murphy v. Berlin Board of Education, 167 Conn. 368, 355 A.2d 265 (1974) ...................... NAACP v. Dearborn, 173 Mich. App. 602, 434 N.W.2d 444 (1988), appeal denied, 433 Mich. 904, 447 N.W.2d 751 (1989) ........................ Norton v. American Bank and Trust Co., 5 Conn Sup 226 (1937) ................................... Pauley v. Kelly, 162 W. Va. 672, 255 S.E.2d 859 (1979) . Plessy v. Ferguson, 163 U.S. 537 (1896) .......................... Reynolds v. Sims, 377 U.S. 533 (1964) .......................... Rose v. Council for Better Education, Inc., 790 S .W .2d 186 (Ky. 1989) .................... San Antonio School Dist. v. Rodriguez, 411 U.S. 1 (1973) ...................... Seattle Sch. Dist. No. 1 v. State, 90 Wash. 2d 476, 585 P.2d 71 (1978) Shofstall v. Hollins, 110 Ariz. 88, 515 P.2d 590 (1973) State ex. rel. Huntington v. Huntington School Committee, 82 Conn. 563, 74 A. 882 (1909) State National Bank v. Dick, passim 52 12 57, 58, 59 . . . 51 . . . 36 57, 59 36, 37, 52 57, 58, 59 57, 58 31, 56 164 Conn. 523, 325 A.2d 235 (1973) . . . . 12 State v. Ayala, 222 Conn. 331, 610 A.2d 1162 (1992) . . . 48 State v. Geisler, 222 Conn. 672, 610 A.2d 1225 (1992) . . . 59 State v. Lamme, 216 Conn. 172, 579 A.2d 484 (1990) . . . . 47 State v. Oquendo, 223 Conn. 635, 613 A.2d 1300 (1992) . . . VI1 40 State v. Rao, 171 Conn. 600, 370 A.2d 1310 (1976) State v. Ross, 230 Conn. 183, 646 A.2d 1318 (1994) Stolberg v. Caldwell, 175 Conn. 586, 402 A.2d 763 (1978) ........... United States v. Yonkers Board of Education, 624 F. Supp. 1276 (S.D.N.Y. 1985), aff’d , 837 F .2d 1181 (2d Cir. 1987) .................... West Hartford Education Association v. DeCourcy, 162 Conn. 566, 295 A.2d 526 (1972) CONSTITUTIONAL ARTICLES AND STATUTES Conn. Const. Article 1 § 1 ............. Conn. Const. Article 1 § 8 Conn. Const. Article 1 § 10 Conn. Const. Article 1 § 20 Conn. Const. Article VIII § l C.G.S. § 10-4a ...................... C.G.S. §§ 10-184 ...................... C.G.S. §§ 10-220 .................... C.G.S. §§ 10-240 .................... C.G.S. §§ 10-241 ...................... C.G.S. §§ 10-264a, et seq................... C.G.S. §§ 10-282, et s e q . ................. Haw. Const. Article I § 9 ........... , 4. N.M. Const. Article XII § io 48, 53 . . . 46 41, 42, 43 . . . 32 . . passim . . 2, 56 . . 2, 56 . . passim . . passim . . passim 31, 35 • . - 31 31, 34 • . . 31 • . . 27 • . . 35 • . . 52 • . 52 v m MISCELLANEOUS Conn. Agency Regs. Proceedings of the §§ 10-226e-l, et seq............... 1965 Constitutional Convention . IX NATURE OF PROCEEDINGS AND FACTS OF CASE Hsirtfoird children attsnd schools that are ths most racially ethnically, and economically isolated in the state. These schools have the least educational resources and suffer from the worst academic performance. The cumulative effects of these inequities deprive Hartford s children of the preparation necessary to join the mainstream of society. The central issue before this Court is whether Milo Sheff and other school children have been deprived of their constitutional rights to equal educational opportunity and minimally adequate education. Plaintiffs, black, Latino and white public schoolchildren in Hartford and its neighboring suburbs, brought this action for declaratory and injunctive relief against defendant State Board of Education and other education officials.1 * III 1The Complaint is in four counts: first, that because Hartford metropolitan area schools are segregated on the basis of race, ethnic background, and socioeconomic status, and because the Hartford schools are educationally deficient when compared to the suburban schools, defendants have failed to provide plaintiffs an equal opportunity to a free public education as required by Article First, §§ 1 and 20 and Article Eighth, § 1 of the Connecticut Constitution, (Issue II on appeal); second, that the sharp segregation on the basis of race and ethnic background in Hartford metropolitan area public schools, by itself, violates Article First, §§ l and 20 and Article Eighth, § 1 of the Connecticut.Constitution ?issSeIII on appeal) ; ' third, that the Hartford deficient and fail to schoolchildren with a measured by the state's Article First, §§ l and Issue IV); and public schools are educationally provide a majority of Hartford minimally adequate education own standards, and this violates 20 and Article Eighth, § i, (now 1 In 1990 the trial court denied defendants' Motion to Strike, ruling that plaintiffs had stated a claim upon which relief could be granted, and specifically that the complaint satisfied the requirements of state action, justiciability, and causation. (R at 82-92). In 1992, the trial court denied defendants' Motion for Summary Judgment, again concluding, among other things, that the plaintiffs had shown state action and justiciability. (R. at 97-107) After a six week trial ending in February 1993, and closing arguments on December 19, 1993 and November 30, 1994, the trial court issued an opinion concluding that plaintiffs' constitutional claims need not be addressed because plaintiffs had "failed to prove that 'state action is a direct and sufficient cause of the conditions' which are the subject matter of the plaintiffs' complaint." (R. at 179) . At trial, plaintiffs' constitutional attack focussed on the layers of inequity in the schools: the harms of racial and ethnic isolation and the concentration of poor children, the gross disparities in the quality of education provided by Hartford and its neighboring school districts, and the inadequacies of the Hartford public schools. Many of the facts upon which these claims were based were agreed to by the parties. fourth that the defendants' failure to provide plaintiffs and other Hartford schoolchildren the equal educational opportunities to which they are entitled under Con£ect?c5t o b l ' i J * r 9C: f S - 5 10"4a' and “hich defendants are obliged to provide, violates the Due Process Clancy Article First, §§ 8 and 10. Clause, The trial court addressed none of these claims. (R. at 179) 2 A - Racial— and— Ethnic Segregation. it is undisputed that the Hartford public schools are racially and ethnically segregated.2 African Americans, Puerto Ricans and other Latinos alone constitute more than 90% (or 23,283 of the 25,716 students) in the Hartford public schools. (Stip. 26, 27).3 In contrast, in 1991-92 only seven of the 21 nearby school districts had more than 15% African American and Latino student populations. (Stip. 38). Thirteen of the school districts were less than seven percent African American and Latino. (Stip. 35 (1987-88 data)). The extent of Latino isolation is even When this lawsuit began in 1989, the available 1987-88 ficmres for the school population and the percent minority for the 22 districts surrounding and including Hartford were: Total School Pop. % Minority Hartford 25,058 90.5Bloomfield 2,555 69.0Avon 2,068 3.8Canton 1,189 3.2East Granby 666 2.3East Hartford 5,905 20.6East Windsor 1,267 8.5Ellington 1,855 2.3Farmington 2,608 7.7Glastonbury 4,463 5.4Granby 1,528 3.5Manchester 7,084 11.1Newington 3,801 6.4Rocky Hill 1,807 5.9Simsbury 4,039 6.5South Windsor 3,648 9 3Suffield 1,772 4.0Vernon 4,457 6.4West Hartford 7,424 15 7Wethersfield 2,997Windsor 4,235 J • J 30.8Windsor Locks 1,642 4.0 (Stip. 35). 3The overall minority enrollment (Stip. 26). in the Hartford schools is 92%. 3 more dramatic. In 1991 sixteen suburbs had less than 3% Latino enrollment. (Stip. 32).4 Plaintiffs also demonstrated that the racial segregation of the Hartford schools continues to increase, and shows no signs of reversing, (Finding 42; Stip. 58, 60, 61), while the vast majority of suburban towns remain segregated. (Pis' Ex. 126, 130).5 Significantly, defendants have admitted that "segregation is educationally, morally and legally wrong." (Defs' Ex. 12 5 at 1) Defendants have repeatedly acknowledged that racial and ethnic isolation is detrimental to students, particularly to minority students, and that integration is beneficial to all children and continues to have positive effects long after the children have left the school setting. (Stip. 150, 152; Pis' Ex. 50, 60, 494 at 11-12 (Tirozzi Dep.)).6 The parties agree that "a multicultural environment is an irreplaceable component of quality education." (Defs' Ex. 2.29 at 1). 4The extent of segregation can perhaps be understood most readilv by examining an average Hartford class. In an average class of 23 4 students, 21.6 will be members of minority groups. (Stip. 28) The effect of this student segregation is aqqravated hv segregation m the professional and teaching staff. As of I99i-92Y only two districts, Hartford and Bloomfield, employed more than i 3fif1CaM AJneii;L̂ ns and Latinos on their professional staffs. (Stip° 14 22)M St °f the dlstricts hover in the range of 2%. (Defs' Ex. 14. l- f V Both defendants Commissioner Vincent Ferrand-inn anH r ... Commissioner Gerald Tirozzi acknowledged the tarns of rataa? segregation (Pis' Ex. 493 at 35, 138-39 (Ferrandino tan.) pi=? K94v,a^ 11 12 T̂irozzi Dep.)), and Commissioner Tirozzi admitted effects anf the St1ate B°ard °f Educaci°n had been aware of the hamfta 4 Plaintiffs presented undisputed testimony that racial and ethnic segregation has long-lasting adverse consequences. The state itself commissioned a major review which found that integrated education had a positive impact on achievement, school dropout rates, and college attendance rates, and also had positive long-term social and economic consequences. (Defs' Ex. 12.25).7 And in its major 1988 report on the need for school integration, the State Department of Education strongly emphasized the importance of preparing students for "living and working in a multicultural society." (Defs' Ex. 12.5 at 7) These conclusions were borne out by the testimony of educators from both urban and suburban schools who described the development of racial stereotypes due to segregated experiences.8 They were substantiated further by detailed testimony on the long-term effects 7Janet Ward Schofield, "Review of Research on School “SlceSI? 8°ni9S88T P a in Secondary School Students"8, 1988) In addition to the broad educational benefits of integration tor all racial groups, Professor Schofield also found that the impact of integration on achievement for African American students was consistently positive. For Latinos and,whites, the results wSrl positive or neutral. Schofield's review was cited as support for the reconunendations of the 1989 State Department of Education report Ex 60K Inte9rated Education: Options for Connect!™?% 8Several Hartford teachers described thp rnnt--i mi-i isolation that segregation inflicts on children t o S a v 5 ^ °f Johnson II at 15-17; Dudley at 129-133° Hernandez at 42? 64)' 5 of segregated school experiences by Dr. JoMills Braddock,9 Dr. William Trent,10 and Dr. Robert Crain.11 Dr. Braddock cited the wealth of evidence showing that early segregation experiences in school leads to segregation in later life because of a tendency of individuals from different backgrounds to avoid interactions with one another unless [there is] prior contact." (Braddock at 18, 20-21).12 As a result, minority students are often excluded from the employment networks that are essential for success *Dr. Braddock, an expert in educational and occupational equity has been performing and supervising educational research for fifteen years; He has conducted longitudinal studies to examine the relationship between segregated educational experiences and educational and occupational outcomes. (Braddock at 8). . D r - Trent, an expert in the sociology of education, used two national longitudinal databases to analyze the relationships amonq racial and economic isolation, socioeconomic status and various life outcomes. (Trent at 61, 77-78). 11Dr. Crain an expert in research methods, school desegregation “ rain rat°331Ci!' hiS StUdy °f j ect 3ConcerS(Crain I at 33, 53, 60-62). Defendants' experts explicitlv aareeri that Dr Crain's work is of a high order of methodological clarity and adheres to high methodological standards. (Armor I It 99; Rossell ?l3 L o 2.) . 12A s early as 1967, the United States Civil Riqhts Commission described the self-perpetuating nature of segregation^ Toting t h S racial isolation m the schools 9 cnac fosters attitudes and behavior that perpetuate isolation in other important areas of American life. [Black] adults who attend racially isolated schools are more “ kily to hate developed attitudes that alienate them from whites. White adults with similarly isolated backgrounds tend to resist desegregation in many areas -- housing, jobs and schools. (Pis' Ex 11 at 110). Statistical analysis confirms that seqreaatinn perpetuates itself regardless of a student's racial or ethnic qrouD or individual socioeconomic status. (Trent at 61 77.00. D1 ? thitCsrhDDi EE' FF) ‘ .Indeed' defendants' witness David Armor conceded that school segregation has a generational effect. (Armor I at 146) 6 in later employment and other beneficial life outcomes. (Braddcck at 22, 31) .13 Desegregation experiences allow minorities to break down these systemic barriers to equal opportunity and provide access to important networks. (Braddock at 22). The results of a study of Project Concern, a small one-way interdistrict busing program established in Hartford in 1966, were entirely consistent with the findings cited by the other witnesses. The study found that "[African American] students from segregated schools were going into those kinds of jobs traditionally held by blacks." (Crain I at 33; see also Pis' Ex. 387 at 26).14 other harmful long-term results of school segregation include increased likelihood of dropping out from high school or college and early female childbearing, and an increased likelihood that African American students will experience difficulties with their social environment in college. (Crain I at 53; Pis' Ex. 387 at 26-29) .15 B - Unequal and Inadequate Education. Plaintiffs presented lay and expert testimony and reams of documentary evidence to prove what any layman visiting the public schools in Hartford and its surrounding 13For minority students, the perpetuation of early segregation experiences negatively affects the likelihood of finding well paid employment in the private sector. (Crain I at 33 ° 147; Pis' Ex. 387 at 13, 34). at 33' 58~60'’ A™ r I at "Segregation also adversely affects the subsequent occuDaHnn^i aspirations of African American students and their S)n perc2p?lois Sf their chances for promotion. frra-in t ^ cr\ ons of(Cram I at 60-62; Pis' Ex. 387 at 24- 15 , Significantly, the long-term effects of school segreaation independent of the individual socioeconomic status of f ^ c h n S r e n (Cram I at 44; see also Armor I at 21-22) . iidren. 7 suburbs can observe -- i.e. the gross disparities in educational opportunities provided to students in Hartford as compared to the suburbs and the inadequacies of schooling in Hartford. There was no dispute over many of the underlying facts. 1 * Disparities in Outcomes. The Connecticut Mastery Test is a criterion-referenced test that is the state's own measure of the <3ualiby of education. An important goal of the test, as explicitly stated by defendant Board of Education, is to improve "assessment of suitable equal— educational_opportunities . " (Stip. 158 (emphasis added) ) . It is undisputed that under any of the benchmarks for achievement, including the state goals,16 the mastery level and the state remedial standard, (Stip. 170), Hartford performance levels are uniformly and substantially below that of the average performance levels of students in all other districts. (Stip. 166, 168, 169, 174- 197) ,17 H .. 16/?t^tewide 9°als represent a particular level of achievement defined by mastery of a particular number of objectives teJtTdiA math, reading and writing. (Stip. 171, 172) ■ a couft below erred by dismissing all evidence of disparities achievement, erroneously finding that mastery test data could not and^hatto draw conclusions about the quality of education in Hartford and that the mastery tests were "not designed to be used for purposes of comparison." (Finding 104, 107). This conclusion is c o E S l v ? L ? dHSt-W1^h Mhe court's finding that the districts can use mastery improve their programs" and to "correct deficiencies" ? ^ L that the tests provide the basis for the state's disbursement of funds among districts. (Finding 103). uursement of 8 Enormous percentages of Hartford students have failed to meet the state goals. Hartford students uniformly mastered fewer math objectives than did the students in the surrounding districts, a pattern repeated for the reading and writing portions of the test Hartford ranked at the bottom of all twenty-one districts for all skills tested, with only one minor exception.19 (Stip. 174-197) The tragic disparity in achievement becomes more apparent when examining the remedial scores. Large numbers of Hartford students are not able to meet even these minimal standards, which are used to indicate the need for remedial instruction. For example, in mathematics, 41% of 4th graders, 42% of 6th graders, and 41% of 8th graders in Hartford failed to perform up to even the state's remedial standards xn 1991-92. (Stip. 172). In reading, the results are even more disturbing: a majority of Hartford public schoolchildren did not meet even the remedial standards -- 64% in 4th grade, 62% in 6th grade, and 55% in 8th grade. (Stip. 172) It is also undisputed that the disparities in achievement are reflected xn other indicators of educational performance. in 1991, Hartford students took the SAT at a lower rate than students anywhere else xn the state -- only 56.7% of Hartford students sat for the test, compared to 71.4% statewide -- and yet this more selective slice of Hartford students still scored lowest on the SAT when compared to meet s t a L ^ o S ^ o r H t h e ^ e l x t A grade ^ m a ^ ^ e e t ^ f o r the1^ grade readxng test, and 97% for the writing test'. °stip. 172) 19Hartford tied for the eighth grade writing test. lowest score with Windsor Locks on (Stxp. 185; Pis' Ex. 163 at 213). the 9 students taking the test in the surrounding suburbs. (Stip. 198, 199) . In verbal skills, seventy-six points separate the Hartford average from the next lowest scoring district. (Stip. 2 0 0).20 In math, fifty-seven points separate the average score of Hartford graduates from the average score of students in the next lowest scoring district. Id . Not surprisingly, in 1988 fewer than 30% of Hartford students attended four year colleges in the October following graduation, while over 52% of students did statewide. (Stip. 201) 21 Defendants attempted to show that the disparities in test scores were fully attributable to differences in the individual socioeconomic status of the children, (Armor I at 30-32, 94-95), advancing a theory that poor children in Hartford are doing as well as can be expected given their circumstances, and that schools cannot make a difference. 20Students can score a maximum of200) . 800 points on the SAT. (Stip. Plaintiffs also demonstrated disparities in scores on the Metropolitan Achievement Test (MAT) and the Spanish Assessment of Basic Education (SABE) and in high school drop out rates MAT test scores show that Hartford students are, in the words of one witness "falling farther and farther behind grade level" as they progress f?om second to tenth grade. (Nearine at 136-37; Defs' Ex 13 9 m s " Ex. 163 at 124-35; Natriello I at 161). By the tenth grade the average Hartford student performs 2.0 grades below grade level on the math section of the test. (Defs- Ex. 13.9; Pis' Ex 163 In language, average Hartford tenth grade students perform 1 7 grades below, (Defs' Ex. 13.9; Pis' Ex. 163 at 127), and t e n d i n g the w i ' ai;.H?63fI f 12sTSent Perf0rmS 2'9 Srades below. (Defs' Ex. 913 9? The SABE is administered to all Hartford student-e? -in through eight in the Spanish/English bilingual program SABE results also show extremely poor performance. By the eighth grade stude^c a f S ? ) thandte3Sti l "° be!ow grade levels (Pis' Ex ^ 6 3 13ninV7 d 3-1 grades below m reading. (Pis' Ex. 163 at 13 8) , Perhaps most significantly, approximately one-third of the students m the Hartford high schools drop out (Defs' Ex 12 20 Pis' Ex. 163 at 142-45). V V 5 *X - 12-20; 10 (Armor I at 29-31, 94-95) .22 These assertions were contradicted both by plaintiffs' evidence, (Orfield I at 138; Slavin at 24-27), and by defendants themselves. (Pis' Ex. 514 (Ferrandino statement); Pis' Ex. 493 at 50-51 (Ferrandino Dep.) ; Williams at 31, 81-83).23 The parties also agree that "at-risk" children have the capacity to learn, (Stip. 142), and that poor and minority children have the potential to become well educated. (Stip. 153) 2 - Educational— Resources. Books and supplies, curriculum, facilities, staff and programs are the building blocks of education. The trial record shows gross disparities and deficiencies in these crucial areas with no improvement over time. (Natriello I at 131-33- Natriello II at 60, 62-63) ,24 In fact, from 1980 to 1992, Hartford spent approximately $2,000 less per pupil than the state average on plant operations and equipment, pupil and instructional services, textbooks and co^rt accepted this argument, at least in part. 116, 142) . This finding is both clearly erroneous and based legal error. See infra at 59-62. (Finding on clear . . D r - Robert Crain, an expert in research methods testified that Dr Armor's data was inadequate to support his ;°??);Uf10nE an,l identified several significant methodological deficiencies. (Cram II at 73). Ironically, Dr. Armor's conclusions about the impact of student socioeconomic status (SES) inadvertentlv measured not only the impact of individual SES but also the concentration of poverty in the schools.. Dr. Armor attributed in *chievement to individual SES despite the fact that his method did not distinguish between measures of individual SES and of the concentration of poor students in a community (Armor I a M 4 9 ̂ 154-55, 159-60; Crain II at 60, 67). 7- ( 1 at 142' In finding that resources were equal in Hartford to surrounri-ino communities (Finding 143), the trial court simply ignored this ShoJe body of evidence. The court's conclusion is thus clearly erroneoSj 11 instructional supplies, and library books and periodicals. (Stip. 106) . Moreover, plaintiffs presented unrebutted evidence that, in category related to important programmatic resources, i.e. textbooks and instructional supplies, library books and periodicals, equipment, and plant operation, Hartford's resources were woefully short compared to the suburbs, and, indeed, were deficient. (Pis' Ex 163 at 79; Natriello II at 12). A key piece of plaintiffs' evidence at trial was a report by Dr. Gary Natriello, professor at Columbia University's Teachers College documenting resource inequalities and inadequacies, which relied primarily on reports by defendants and official reports of other governmental bodies. (Pis' Ex. 163 at 13-14; Natriello I at 51-53) Significantly, only one chart in this entire report was disputed by defendants. (Forman at 40-42).25 * S 25Documentary evidence not contradicted by the opposition has on occasion been treated as undisputed by this court. See e g State National Bank v. D ick, 164 Conn. 523, 525-26, 325 A.2d 235 (1973) Judae (later Chief Justice) O'Sullivan, in deciding a Workmen's Compensation appeal, provided perhaps the best explained rationale for such a S e - If the fact is uncontradicted, especially when it is of — ch— g nature— that— one— would reasonably expect rtotip contradictory--testimony to be offered whPre if -î ^Yaii^le, if there is nothing in the record to indicate that the witness to the fact was not to be credited if upon the face of the evidence it is credible, and if' the commissioner has not indicated that he did not credit the evidence, these with other considerations, furnish a SKf5iCie^ 9yide to assist one's reaching a conclusion whether the fact was or was not in dispute. Norton v. American Bank and Trust C o ., 5 Conn. Sup. 226, 229 (1937) (citation omitted)(emphasis added). M citation ^ ??CUmen5arY„ evidence in this case, including plaintiffs'exhibit 163, meets that test. Dr. Natriello's report compiles and relies upon public information readily available to the defendantSd 12 ■(a •'-- Plants— and Facilities. The contrast between the glass- strewn asphalt playground at Hartford's Clark School and the 17-acre outdoor classroom and $40,000 playscape at Glastonbury's Hopewell School, (Dudley at 124), epitomizes the gross disparity in facilities between Hartford and its surrounding suburbs.26 In fact, defendants conceded that there are serious deficiencies in buildings throughout Hartford's public school system. (Pis' Ex 153 at 5-11; Defs' Ex. 2.24, 2.27; Calvert at 83-85). At the time of trial, eight of Hartford's 31 school buildings required "significant attention." (Stip. 101). Hartford's schools are also severely overcrowded. Hartford elementary schools operate at 133% of preferred capacity, the middle schools at 106% and the high schools at 107%. (Pis' Ex. 163 at 75) There are approximately 115 portable classroom units in use in Hartford. (Senteio at 16; Pis' Ex. 163 at 75),27 * 63 much of which was in fact produced by defendants. The State Department of Education would surely be in a position to contradict ^ lf Xtu WSre„ Untru e • There was nothing in the record to indicate that such evidence was not to be credited or that Judge Hammer ever doubted it. Such documentary evidence should be considered uncontested in deciding this appeal. considered tl0n' ■ 5hS Plafntiffs proposed numerous findings of fact reiated to disparities and inadequacies that the trial court did not include in its finding. Some of these proposed findings are based on evidence from the defendants' own files or were conceded to be true ^riala SUCh pJ°Posed findings are clearly uncontested and should be considered in deciding the appeal. Mizla v. D epalo , 183 Conn 59 6263, 438 A.2d 820 (1981). • y conn. 59, 62- 6See also Griffin at 96-97; Neuman-Johnson at 159-62. of classrooms have a "terrible impact" upon the deliverveducation program in part because of the "enormous expenditure at 19T in JUSt p h y s i c a l l y moving." (Negron at 71; see Montanez 13 Throughout the Hartford system, rooms are being used as general- purpose classrooms that were not intended for such use. (Senteio at 17; Neuman-Johnson I at 160). Hallways have been converted for use by language, speech, and hearing specialists. Id. One teacher testified that she spent her first half-year teaching a third grade class in a hallway due to a shortage of classroom space. (Neuman- Johnson I at 160). Many Hartford schools do not have cafeterias, art, or music classrooms. (Senteio at 17-18; Anderson at 120-21). Some schools have no outside playground space, (Montanez at 17; Negron I at 70), or playground equipment. (Cloud at 81, 85, 91) ,28 m several schools gymnasiums are used for other purposes, or gym classes are held in classrooms, parking lots outside the building, or, in one school, in a basement room referred to as the "dungeon." (Cloud at 83; Montanez at 16-17). At Hartford High, an allied health class meets in a storage room. (Griffin at 88). Although many of the district's schools are in need of serious repair, (Senteio at 16; Cloud at 81; Pis' Ex. 153 at 5-11), Hartford is frequently forced for budgetary reasons to defer major maintenance 28r qnh_ ; The nearly all concrete playground space at Hartford's Milner anS ?! £rammed ?lth portable classrooms and teachers' aStomobilSs a 1 *s any playground equipment. (Cloud at 81-85) . Even worse' four dumpsters filled with lunchroom garbage attract rats anH i-v.! smell during warm weather prevents use of part of the playground. Id 14 such as roof repair, until the problem becomes critical. (Senteio at 14-15; LaFontaine at 134).29 ---Equipment and Supplies,_Textbooks and Librari pk Gross disparities in equipment and materials affect the entire curriculum - - from basic science to music. For example, a fifth grade class in Glastonbury enjoys an embarrassment of riches in science equipment, all supplied by a "central science curriculum center," while at least one inner-city Hartford school has virtually no science equipment. (Dudley at 122; see also Griffin at 95-96). Similarly, there is a "glaring" disparity in music equipment: at trial, for example, one teacher compared the full orchestra at West Hartford's Duffy School with the total of 12-15 aging instruments at Hartford's McDonough. (Neuman-Johnson II at 7-8) .30 From 1988-91 Hartford spent an average of $78 per pupil on textbooks and instructional supplies as compared to the state-wide 29 _ n a . , S°™e °f substandard physical conditions include peeling paint, leaky roofs, antiquated bathrooms without doors on the stalls9 broken sinks, nasty water, broken windows, and faulty electrical systems. (Cloud at 81, 103; Montanez at 18). One principal tesMfioa that the ceilings at the McDonough School have collapsed several at least one case nearly injuring students. (Carso at 112) S n ! 11119 V 1 one, teacher' s classroom at the Barnard-Brown Schooi fell down on her class. (Hernandez at 44). 30 In one Glastonbury class, fifth graders enjoy two freouentlv used computers with the latest in educational software and phone links ° " T T , COmputer networks, while in a class at Hartford's Clark School, there is only one computer with a broken kevhnsrH ana teacher who has not been adequately trained b k s at 122-123). In fact, defendants' data showed that Hartford spent $25 per pupil from 1988-91 on acquisitions of equipment such ^ S97^qnpnf and microscopes; representing one-fourth of the average of oPfnt the twenty-one surrounding districts (Pis' Fy i fi 183-94) . Some districts, such as Glastonbury and West Hartford “ m excess of $100. (Pis' Ex. 163 at 164). Y Hartford, spent 15 average of $148 during the same time period. The twenty-one surrounding districts spent an average of $159 per pupil, over twice as much as spent by Hartford. (Pis' Ex. 163 at 164),31 The Hartford schools suffer from serious inadequacies in educational equipment, including an insufficient number of chairs in the libraries (Carso at 103-04), a lack of appropriate high school laboratories, (Davis at 79; Griffin at 89-90), too few computers (Wilson at 15-16),32 and inadequate art supplies, which are key for the kindergarten curriculum. (Cloud at 90). The high schools have insufficient, old, and non-functioning equipment in the life management, technology education, science, and business departments. (Griffin at 86-87, 89; Davis at 77). Lack of resources forced Hartford to reduce textbook appropriations by 26-27% over the last few years. (Haig at 62) In addition, while Hartford spent an average of $5 per pupil from 1988-91 on library books, periodicals and newspapers, the twenty-one surrounding districts spent on average substantially more than three times as much -- $18 for the three years. (Pis' Ex 163 at 68 Testimony from teachers bore out these dismal ffgures. While the iibrary at the Duffy School in West Hartford is "rich" in resources with new titles coming, every, every week," Hartford's McDonouqh library suffers from lack of space, lack of books, and broken equipment. (Neuman-Johnson II at 6-7; Griffin at 90, 97; Wilson Jt There are substantial inadequacies in the availability of iCo PU whrSi' â Well. aS teacher training in computers. (Wilson at l? 16) . While the school district's goal is to.have eight compSte?s per classroom the average remains less than one. (Wilson at 15- Haiq at 60). In Hartford's elementary schools (K-6), the ratio of'students to computer ranges from 27.8 students per computer at the Clark school to more than 90 students per computer at King (Pis' Ex 163 One Hartford teacher testified that she had received one computer for 6 time thls past year at Betances School but had not received any disks or software. Ultimately, the unit could n S f be used (Anderson at 120; Griffin at 98). ° used- 16 Inadequacies exist in very basic supplies such as paper and in the most fundamental educational component, textbooks. (Hernandez at 44; Carso at 101; Noel, at 28; Negron at 73; Marichal at 20-21). in order to fill the gap, many teachers spend hundreds of dollars of their own money buying basic instructional supplies and books, (Carso at 101-02; Anderson at 119, 122; Pitocco at 74; Neuman-Johnson at 8; Montanez at 20) ,33 and reuse books that were made to be used in one year and then discarded. (Anderson at 117). In one school there are entire areas of the curriculum for which there are no textbooks (Natriello I at 199-200). Many students have to share textbooks, (Montanez at 19-20) , and some bilingual students use textbooks that are approximately twenty years old. (Montanez at 19-20) Hartford students attend schools that are not able to offer adequate library facilities. (Pis' Ex. 186 at Table 11; Pis' Ex. 163 collections that meet the minimum recommended standard. (Pis' Ex 186 at 69) .34 Only three of Hartford's thirty-one schools have library In addition to having too few books, 34 and cai 11 ) - 17 the library collections are extremely old. (Cloud at 84,- Pis' Ex. 163 at 69) ,36 .(c. )---Course Offerings and Curriculum. Defendants' own data showed that Hartford offers fewer hours of instruction than twelve other districts in the region at the elementary level, fewer hours than twenty other districts in the region at the middle school level and the fewest number of hours of any of the districts in the region at the high school level. (Defs' Ex. 14.1-14.22; Pis' Ex. 163 at 175- 77). Cumulatively, Hartford students are receiving 5-6% less instruction time in the years before high school than are their suburban counterparts. (Pis' Ex. 163 at 67). The curricular inadequacies in Hartford exist in a broad range of courses and subject areas -- from science to art to foreign languages.37 At one school, kindergarten children have no art, music, gym, or library. (Cloud at 104). At another school, some students have gym class for only twenty minutes per month, (Hernandez checked out two or three books, the shelves would be emotv at 21-21; Davis at 75-76). * (Montanez 3 6 rTwenty-three of Hartford's thirty-one schools had librarv collections in which at least half of the books were over fifteen years old. (Pis' Ex. 163 at 69; Pis' Ex. 395 at 2). Moreover, Hartford students are also deprived of access to an adequate supply of periodicals, computer materials, microform and microfiche, and non-print media. (Pis' Ex. 163 at 69). Libraries imP°rtant: media equipment, or the equipment they have is (Wllson at 11) . Classroom libraries are similarly deficient (Cloud at 90; Hernandez at 44). y aericient . 3 7 tF°r example, Weaver High School is not able to offer laboratorv in b^ol°^' chemistry, or physics. (Davis at 79) Hartford High has no advanced placement courses in chemistry, biology or human physiology (Griffin at 89). Hartford also has substandard foreign language laboratory facilities. (Natriello II at 19) ^ 18 at 45), and students have art class only a portion of the year -- and, even then, only every other week. (Hernandez at 45). ---Teaching and Professional Staff. Hartford has a lower proportion of teachers with masters' degrees than the twenty-one surrounding districts, and also ranks at the bottom when comparing the numbers of teachers trained as mentors, assessors, and cooperating teachers. (Defs' Ex. 14.1-14.22; Pis' Ex. 163 at 166-67). The number first-year teachers is twice the statewide average, (Natriello I at 106), leaving the most inexperienced group of teachers to confront "the most challenging groups of students in the Connecticut public school system." (Natriello I at 107). Hartford also came up short in comparisons of expenditures for purchased personnel services that are not part of payroll, such as teaching assistants, medical doctors, curriculum consultants, therapists and psychologists. (Natriello II at 18),38 Moreover, because so substantial a portion of its funds must be devoted to staff for special needs students, there is a chronic shortage of staff to teach the traditional parts of the educational program. (Carso at 97; Shea at 131). Thus, Hartford's schools employ on average more special education teachers and fewer general elementary teachers and content-specialist teachers than do other districts. (Stip. 85).39 nl Hlartfl°rd. spient $39 Per pupil in this area for the 1988-91 school years, m contrast to an average of $101 for the twentv on? surrounding suburbs. (Pis' Ex. 163 at 164). twenty-one In additi°n/ Hartford schools lack an adequate number of nurses, psychologists, speech therapists, guidance counselors and social workers to properly treat the many children in the district who 19 — Bilingual Education Programs. Hartford's bilingual program is plagued by inadequate staffing,40 texts and instructional materials, training, and remedial programs. (Marichal at 20-21) Plaintiffs showed that Hartford has insufficient money to purchase up-to-date and appropriate texts and other instructional materials, forcing some Hartford bilingual students to use Spanish basal readers developed in the 1950s. (Marichal at 20-21) 41 Moreover, Hartford has insufficient funds for bilingual teacher training. (Marichal at 20) . Many principals have no training in have social problems -- from homelessness to lack of family resources for food and clothing to emotional problems that interfere with education. (Dickens at 153-55; Negron I at 67, 71, 81; Noel at 31-32 Cloud at 91-3; LaFontaine I at 129; Griffin at 86; Hernandefa? 46?' Moreover, the deficiencies of the Hartford school system have been exacerbated by reduced state funding. (Kennelly at 63 Pis' Pv 423K The impact of recent cuts has been parlrcularly 'severe L Hartford s reading programs. Hartford lost all 31 readina consultants, who had been responsible for testing students and determining their reading level and appropriate reading instruction?? (Sentei° « Haig at 60; Carso at 105; M?nt“ e?at e loss of paraprofessionals has interfered with teachers' abil-ii-v to individualize instruction. (shea at 124-lJ?) cuts S administrative staff have also created difficulties in coordination and supervision, (Griffin at 89; Haig at 60; Shea at 121 ?2 8? ?^ cutbacks in secretarial reductions have pulled teachers awav ' from ^Sh??1?? 127)^^ ±t: m°re difficult for Parents to contact the school. “Existing staff shortages in bilingual education have been made orse by layoffs, including a reduction of six English as a Second a t ^ f o r S r e m e d ia t i°n The bilingual educational program being offered in Hartford'c "S0marked a significant lack of rlsour??? (MaS L i a 35). A 1987 State task force found that while $947 in state funding P J ill1 uas to implement state-mandated bilingual programs the state contribution was approximately $190 per puoil -? nniv m B -̂rcent of the recommended level. (Marichal at 22; PI?' Ex. If)1.7 ° 20 bilingual education, making it difficult to supervise adequately the bilingual teachers. (Marichal at 33). Although between 30 and 35% of Hartford's bilingual students are currently testing at remedial levels, (Marichal at 29), there is currently no native-language remedial program for elementary school students, (Marichal at 30), and an insufficient program at the high school level. (Marichal at 30; Pis' Ex. 439 at 5). If̂ -1— Special Needs Programs. Plaintiffs also demonstrated that although effective educational programs have proven successful in educating special needs students, (Slavin at 14, 22; Senteio at 14; Haig at 63-64; Negron 81; Wilson at 16-19), and are a critical component of an adequate education, (Pis' Ex. 474), they are not currently being provided to the many Hartford students who would benefit from them. (Slavin at 34). Hartford's few special needs programs affect only a very small proportion of the total numbers within the system and have not been expanded despite their success (Wilson at 18-19). For example, while pre-school programs are important for preparing poor children to succeed in elementary school, (Dickens at 150-51), the number of Hartford children who are actually enrolled in pre-school programs is woefully small compared to the number who are eligible for them. (Dickens at 151),42 3 ’ The Concentration of Poverty and the Comparative Need for- Resources. Defendants agree that progress in achieving equal educational opportunities can be measured by comparing resources 420nly 600 out of 2,300 (Slavin at 36). four year olds receive preschool. 21 available to resources needed. (Pis' Ex. 163 at 233; pis' Ex. 39 . Natriello II at 41-42) . Students in Hartford need more, not fewer educational resources because of the concentration of at-risk children43 in their classrooms.44 Indeed, it is undisputed that Hartford schools are not only racially and ethnically segregated but also economically isolated. (Stip. 113, 114, 118, 135, 136). A full 63% of Hartford students receive federal free and reduced-priced lunches. Participation in the lunch program is a measure of poverty. (Stip. 113). By comparison, m fifteen of the twenty-one surrounding districts, fewer than 10% of the students participate in the program. (Stip. 135). Hartford's rate of poverty is in fact substantially greater than the rate among students in any of the twenty-one surrounding districts. (Stip 136) .45 In 1980 and again in 1990, Hartford was ranked last in comparison to the twenty-one surrounding communities for each of a number of key 43 (Stip. 140, 141). 4 4 ,. Schoolteachers testified that the concentration of at-risk children m Hartford's classrooms overwhelms the normal teachina process. (Dudley at 126-27; Anderson at 113; Negron I aT 74; §?iff^ at 86 ). In comparison, the education process can be conducted with relative ease m non-poverty-concentrated schools. (Pitocco at 65-66- Dudley at 128; Pis' Ex. 494 at 61-62 (Tirozzi Dep.) ) yVt wheA regular program expenditures per "need student" of Hartford akd the surrounding suburbs is compared, Hartford ranks at the bo?tom oi twenty-two districts. (Pis' Ex. 163 at 161-62; Natriello I? at 16,000 children in the city of Hartford live in a ■ - „ the sixth highest child poverty rate amnnrrAmerica s 200 largest cities. (Pis' Ex. 456). Y among alf° demonstrated that the economic gulf between -SUbUrbS 1S Wldening- (Defs' Ex. 8 .1, 82- Pis' Ex 163 at 152-53; Rmdone at 121) . • , ls Ex. 45More than poverty, giving 22 s o c i o e c o n o m i c indicators, such as p e r c e n t a g e of n o n - E n g l i s h home language, p e r c e n t a g e of p a r e n t s w i t h a h i g h school diploma, p e r c e n t a g e of p a r e n t s wh o are m a n a g e r s or profess i o n a l s , p e r c e n t a g e of s i n g l e p a r e n t families, and m e d i a n f a m i l y income. (Stip. 1 3 7 ) ,46 While each of these risk factors may increase the cost and challenge of educating an individual student, what makes the plight of Hartford's schoolchildren so difficult is the high concentration of these factors in any given school. Even defendants' main witness on the effects of individual socioeconomic status, David Armor conceded the harmful effect of the concentration of poverty in the schools. (Armor I at 148).47 Dr. Mary Kennedy testified at trial that achievement levels of both poor and non-poor students are lower in high poverty . . . In Edition, Hartford students are much more likely to enter kindergarten delayed one to two years in educational development, 145 ' fitness crime and violence in their neighborhoods (Morris at 140), arrive at school with high levels of anxiptv' (Montanez at 12), and suffer from low self-esteem and poor social skills as a result of poverty and isolation. (Montanez at 13- Morris at 139; Noel at 25; Davis at 86). in one elemental school, Sere were three attempted suicides in the last three years. Id Manv children enter school at five or six years old suffering from severe Defs^°Exent2 l8S at sPeech delays' (Montanez at 11; Negron I at 66; Dets Ex. 2.18 at 1), and some cannot form a sentence under^tanH cognitively how to ask a question or describe items, oi articulate "“ h 1aPPr°prlKat,e p a b u l a r y • (Cloud at 99; Hernandez at 35) Siring the 1980s, between a fifth and a fourth of all of Hartford"! kindergarten students were held back. <Defs' Ex. 2 18 at 5) Set generally Stip. 113-149. alS° agreed with plaintiffs' expert witnesses that the effect of the concentration of poverty within the schools can be measureci independently of the effects of individual factors such as 155-Vc ? a S ^ ud®n^g®ocloeconomic status or student race. (Armor I at 23 concentration schools. (Kennedy at 26-28).48 In addition, children in economically isolated schools fall increasingly behind as they proceed in their education. (Kennedy at 41) . Moreover, Dr Trent testified that independent of individual socioeconomic status and race, the concentration of poor children in a student's school has negative consequences not only for educational attainment, (Pis' Ex 48U, K, 0; Trent at 50, 56-59, 75-76), but also for occupational attainment, (Pis' Ex. 481C; Trent at 34, 36, 38, 40, 74) , future income, (Pis' Ex. 481g; Trent at 45, 75), and for the likelihood of developing positive co-worker relations across racial lines. (Pis' Ex. 481v). While the impact of having a high concentration of poor students in a school is far-reaching, (Kennedy at 28), reductions in poverty concentration have been shown to have positive effects on student achievement. (Kennedy at 28; Orfield I at 59-60) . c - State Responsibility. Plaintiffs introduced a series of reports and other documents to establish that the state has been aware at least since the 1960s that the use of town lines to define school districts has the effect of segregating students by race and ethnicity in the public schools. (Pis' Ex. 1-90; Pis' Ex. 16 at 2; Finding 22, 147). These reports also document the state's awareness of the harmful effects of racial and economic isolation on schoolchildren and Dr. Kennedy, an expert in educational research methodsegress-* r sHSsS children. (Kennedy at 6, 9 ). c o n c e n t r a t i o n s of p o o r 24 the inequalities between the educational opportunities provided by Hartford and its suburbs. (Pis' Ex. 1-90; Finding 45; Defs' Ex. 2.29 12.25, 12.5) . 49 For example, as early as 1965, a report prepared by the Harvard Graduate School of Education, described the growing problems of both racial isolation and the concentration of poverty in the Hartford schools. The Harvard report predicted increasing racial isolation in Hartford schools in future years if strong steps were not taken to promote integration. (Pis' Ex. I).50 a year later the Connecticut Commission on Civil Rights urged defendants to respond to the increasing segregation in Connecticut's schools.51 See also Pis' Ex 12a-b.52 49n T h ? historical. s e q u e n c e of reports, studies, and r e c o m m e n d a t i o n s c r e a t e d or r e c e i v e d b y the s tate is i n c l u d e d in Pis' Ex. 1-90 and r e p r e s e n t e d g r a p h i c a l l y in Pis' Ex. 488. 5°A 1966 grant proposal submitted by 28 Hartford area superintendents and transmitted to the state recommended implementation of the Harvard plan. (Pis' Ex. 4) . The HarvardTepo?? was also relied upon in a December 1969 report of the State Department al Education entitled "Racial Balance and Regionalization." (Pls^ Ex / / • [It] is the view of the Commission that the failure t-n ^ 1^inat:e de ?acX° se9.re9ated schools not only condemns Negro children ^ e f ^ UIleqUal educatlon also tends to. perpetuate a segregated society by presenting segregation to all children as an acceptable American way of life." The Commission also pointed out that "?UherI ^ e X l d ?n SS t ,̂at 1N e g r o c h i l d r e n s how i m p r o v e d a c a d e m i c p e r f o r m a n c e in i n t e g r a t e d school situ a t i o n s . " (Pis' Ex. 7a, 7c) ■ «. ?^nal recommendations of the Conference included a call for m s " EX S aet 8C)ati0nal ParkS and transportation 25 Recommendations for effective i n te r d i s t r ic t relief, such as educational parks, died in the legislature in the 1960s. In 1969 the l^Uislsture passed the Racial Imbalance Act, an intrud istrict desegregation law. The Connecticut legislature knowingly adopted the Racial Imbalance Act despite warnings about the futility of intradistrict approaches for urban school districts. (Pis' Ex. 23 at 218-D (Senator Barrows)).53 Soon after the adoption of the regulations, the State Department of Education itself reported on the uselessness of the Act in large urban districts with more than 75% minority students. (Pis' Ex. 37 at 1-2). In a 1988 report, the Hartford district stated, "as long as the boundaries of the attendance district of the Hartford schools [are] coterminous with the boundaries of the city, no meaningful numerical balance can be achieved, and it would be an exercise in futility to develop proposals to seek racial balance." (Pis' Ex. 53 at 1). In January 1988 defendants released "Report on Racial/Ethnic Equity and Desegregation in Connecticut's Public Schools," most often referred to as "Tirozzi I." (Defs' Ex. 12.5).54 in April 1989 defendants issued "Quality and Integrated Education: Options for 53r _ ■ 3The r̂ } a t i ° n s implementing the Racial Imbalance Act, which equire each school's racial balance to match the demographics of the district s overall population within 25%, were not finalized f o r eleven years. (Conn. Agency Regs. §§ l0-2^6e-l et seq. ■ Gordon II at 49-51). Under the regulations, a 99% minority school could be in <(P?^1ExCe5;T) 3 49% min°rity enr°Hment would violate the law 54r d e s e ^ e p S and ^ the TOlU"ta^ cooperation ^ocal 26 Connecticut." (Pis' Ex. 60 ("Tirozzi II")). In December 1990 the Governor's Commission on Quality and Integrated Education released its report. (Pis' Ex. 73). Despite each report's acknowledgement of the harms of segregated and unequal education, sense of urgency, and detailed proposals, defendants have taken no significant steps to carry out any of these studies' recommendations.55 (Gordon II at 72- 74, 77; Carter at 29, 41, 558; Williams, at 122-24; Pis' Ex. 494 at 101, 107, 113, 119-120 (Tirozzi Dep.); Pis' Ex. 56, 58, 59, 69, 70 (a series of additional reports by defendants documenting the harms of racial and economic isolation and the inequities between urban and suburban school districts); Pis. Ex. 86).56 D. Remedy. It is clear that the harms demonstrated at trial can be cured. Indeed, it is undisputed that a remedy in this case could be The few scattered programs that defendants partially subsidize such as Project Concern, affect few children. (Carroll at 9- n in' Williams 94-97, 101, 115-16; Pis' Ex. 368; Stip. 253). ' ' 261 rVrnc;ths / eiCne? cf eaSU,rne S ’ ,the state legislature, Public Act 93- 263, C.G.S. §§ 10 264a - 10-264k, An Act for Quality and Divert-i i-v (Court Ex 1) merely describes a series of planning7 deadlines fo^ a process that is not binding on the towns. The new law contains no racial or poverty concentration goals, no guaranteed funding, and no mandates for local compliance. (Finding 88; Stip. 88). Among the problems identified in plaintiffs' exhibit 86 a report released by the State Board of Education concern'ina Connecticut's Limited English Proficient (LEP) students w e r e i f almost 2,400 bilingual students (15%) were not even in a program’- 2 there was no special provision in the state statutes to protect'the rights of LEP students,- 3) there was no state funding? to school districts for providing language assistance-programs to LEP students- 4) pre-service training was not required for teachers in the bilingual' programs; 5) there was a failure to require i n - s l u i c e t r a i n S T o r ■ .Work; 6) t?le cultural and linguistic wealth of LEP students was not being recognized and was infrequently included in district-wide curricula; 7) LEP students often lacked access to supplemental °^Pjro9rfms available to English-proficient student- and 8) the State had failed to conduct required annual evaluations' of thi bilingual program. (Pis' Ex. 86 at 2-3, 12, 14). uacions o l the 27 ordered to address racial and ethnic isolation, the concentration of poverty, and the inadequacies in Hartford's public schools. Defendant Ferrandino stated, "We believe that by breaking down [racial] isolation and by eliminating concentrations of poverty we should see improved student achievement." (Pis' Ex. 514 (Ferrandino statement); Williams at 81-82) . Plaintiffs' experts Dr. Gary Orfield and Dr. William Gordon testified that for more than three decades, communities have formulated successful school desegregation plans by engaging in court-ordered and expert-assisted planning processes. (Orfield I at 44-47; Gordon III at 24-29). Any plan designed to remedy conditions of segregated and unequal education in the Hartford area must be metropolitan-wide to be effective. (Orfield at 32, 33; Willie at 41, 42, 49; Gordon II at 14; Pis' Ex. 82 at 8) . Indeed, defendants agree with the need for a multi-district solution. (Pis' Ex. 493 at 85, 151, 165 (Ferrandino Dep.); Pis' Ex. 494 at 144 (Tirozzi Dep.); Pis' Ex. 495 at 25, 32-33 (Mannix Dep. ) ; Pis' Ex. 506 at 60 (Margolin Dep. ) ; Pis' Ex. 73, at 5) . The parties also agree that reduction of both racial segregation and the concentration of poor students in the schools are two of the primary goals to be accomplished in a remedial plan. (Pis' Ex. 493 at 139 (Ferrandino Dep.); Calvert at 62-63).57 racial Pi d e n t ^ f f aShi D r ' G o r d o n t e s t i f i e d that e l i m i n a t i o n ofracial i d e n t i f l a b i l i t y r e q u i r e s not o n l y s t u d e n t a s s i g n m e n t but also changes in f a c u l t y an d staff assignment, curriculum, t r a n s p o r t a t i o n e x t r a c u r r i c u l a r a c t i v i t i e s an d school facilities. (Gordon II at L g ) ’ Indeed, plaint i f f s ' w i t n e s s A d n e l l y M a r i c h a l t e s t i f i e d about the nee d to e n s u r e the c o n t i n u e d p r o v i s i o n of b i l i n g u a l e d u c a t i o n in d e s e g r e g a t e d schools g i v e n the r e q u i r e m e n t that t h e r e be a critical mas s of b i l i n g u a l s t u d e n t s for the* c r e a t i o n of a p r o g r a m ( S a r i c h S 28 It is also undisputed that effective schools can make a difference in the educational outcomes of children regardless of their socioeconomic background. (Orfield I at 138; Pis' Ex. 493 at 50-51, 131, 148 (Ferrandino Dep.) ; Pis' Ex. 494 at 91 (Tirozzi Dep.); Williams at 31, 83; Pis' Ex. 506 at 59 (Margolin Dep.); Pis' Ex 73- Finding 3) . Defendants concur that any remedial plan requires educational enhancements. (Pis' Ex. 493 at 153 (Ferrandino Dep.); Pis' Ex. 506 at 63 (Margolin Dep.); see Slavin at 13-14; Gordon II at 113; Orfield I at 51-53; Haig at 66). ARGUMENT I. THE TRIAL COURT ERRED AS A MATTER OF LAW IN FAILING TO FIND STATE ACTION AND FAILING TO FIND THAT DEFENDANTS' ACTIONS WERE CAUSALLY CONNECTED TO THE PROVISION OF UNEOUAL EDUCATIONAL OPPORTUNITIES, THE CONDITIONS OF SEGREGATION AND THE PROVISION OF INADEQUATE EDUCATION. The court misapplied the law dealing with state action in concluding that judgment should be entered in favor of the defendants (R. at 166-79). As explained below, the trial court failed to follow Connecticut precedent under which the question of "state action" relates solely to determining whether constitutionally challenged conduct is public or private. Instead, the court improperly conflated the doctrine of state action with considerations of causation and liability and standards of proof in discrimination cases. Moreover, the trial court erred in failing to acknowledge uncontested evidence that the State of Connecticut not only instituted the state-wide system of education, which itself is sufficient to establish "state at 36). 29 action," but also affirmatively contributed to the unconstitutional conditions of which the plaintiffs complain. The Court further erred in its misplaced reliance on aspects of federal jurisprudence which inapplicable to the instant case because of the differences in the substantive protection afforded by the Connecticut and by the United States constitutions. As a result of these errors, the plaintiffs were deprived of the proper threshold ruling that education is a public function and that the state is liable for existing constitutional deficiencies in public education because of its role in creating, operating, and overseeing the state educational system. A- The Court Below Erred in Failing to Recognize the Existence of State Action in Dismissing Plaintiffs' Complaints of Unconstitutional Deprivation of a Fundamental Right to Education. In reaching the conclusion that "the constitutional claims asserted by the plaintiffs need not be addressed" (R. at 179), the trial court relied exclusively on a discussion of federal court cases that dealt with questions of whether specific conduct of states and local governmental entities violated the Fourteenth Amendment to the United States Constitution. (R. at 64-72) . This reliance is misplaced not only because it deals with cases which speak to an issue separate from the one before the Court but because it wholly ignores Connecticut case law unequivocally supporting the right of plaintiffs to have their complaints heard and considered by the court 30 Public education is a oubl-ic function chat necessarily involves state action. 1. The provision of elementary and secondary education in the state of Connecticut is undeniably a public rather than private function that the state has undertaken for most of its history: "Connecticut has for centuries recognized it as her right and duty to provide for the proper education of the young. » State ex. rel. Huntington v. Huntington School Committee, 82 Conn. 563, 566, 74 A. 882 (1909) . The degree of state control and involvement in the operation of the public system of education is evidenced in the statutes that provide the right to an education and delegate the authority to implement that right: Conn. Const. Article VIII § i (providing for free public schools); C.G.S. § 10-4a (identifying educational interests of the state); C.G.S. § 10-220 (defining duties of boards of education); C.G.S. § 10-240 (providing for town control of public schools within town limits); C.G.S. § 10-241 (defining powers of school districts). The fact that the day-to-day operations of the separate school districts occur on the local level does not alter the fact that the ultimate responsibility for providing education is a public function entrusted to the state.- The same basic educational system has continued to this ?a5®' ^ *tateL :rJc°9ni2ing that providing for education is a state duty and function now codified £n the constitution article eighth, § 1, with the obligation of overseeing education at the local level delegated to local school boards which serve as agents of the state. 31 Horton v. M eskill, 172 Conn. 615, 647, 376 A. 2d 359 (1977) (Horton I) (citing Murphy v. Berlin Board o f Education, 167 Conn. 368, 372, 355 A. 2d 265 (1974)); West Hartford Education Association v. D eCourcy, 162 Conn. 566, 573, 295 A.2d 526 (1972) . See Finding 1 . The court below has itself recognized that the public nature of the state's involvement in the state system is sufficient to satisfy any state action requirement: Public schools are creatures of the state, and whether the condition whose constitutionality is being attacked is ®tate—created or state-assisted or merely state- perpetuated should be irrelevant" to the determination of the constitutional issue. Educational authorities on the state and local level are so significantly involved in the control, maintenance and ongoing supervision of their school systems as to render existing school segregation "state action" under a state's constitutional ecrual protection clause. M (R. at 99)(citation omitted). Plaintiffs believe that this earlier decision by the trial court was correctly decided and that the same factors apply. Accordingly, any state action requirement has been met. 2 • Cologne v. Westfarms Associates y i e l d s thg, same t-p r u H- In Cologne v. Westfarms Associates, 192 Conn. 48, 469 A. 2d 1201 (1984) this Court considered whether a political advocacy group could be denied access to a common area of a privately owned shopping mall. In deciding that the owners could not be required to provide access, the Court held that the Connecticut Constitution was intended to guard against governmental and not private interference with constitutional rights. Cologne, 192 Conn, at 61; see also Lockwood v. K illian, 17 2 Conn. 4 96 32 375 A. 2d 998 (1977) (private conduct abridging individual rights does not violate equal protection clause). The Court found that in the absence of state action, plaintiffs could not assert their right to constitutional protection. In the dissenting opinion, Justice Peters and Judge Sponzo disagreed on the grounds that they believed that Connecticut law did not require that there be expressly public involvement or, alternatively, that the nature of shopping malls is such that they have assumed "a uniquely public character" and thereby take on governmental characteristics. Cologne, 192 Conn, at 82 (Peters, J., dissenting). Application of each of the various analyses set forth in Westfarms to the instant case yields the same result. The facts of this case fit squarely within the requirements of both the majority and dissenting opinions in Westfarms because a constitutional right is implicated and the nature of the interest in public education is such that it would satisfy both those who believe that only state action is subject to review by the courts and those who believe that there is no such requirement.58 5 8 t v, P l a i n t l ffs a g r e e w i t h the a r g u m e n t that t h e r e will n e c e s s a r i l v 5 ^ 5 i f ’Ey e n c e = b e t w e e n the n o t i o n of state a c t i o n as appUed in federal l a w and an y n o t i o n of s tate a c t i o n u n d e r a s t a t e c o n s t i t u t i o n m par t b e c a u s e of the d i f f e r i n g n a t u r e of the g o v e r n m e n t a l entities': If we are to import a state a c t i o n r e q u i r e m e n t into the C o n n e c t i c u t constitution, we m u s t r e c o g n i z e that its c o n t o u r s will n e c e s s a r i l y d i f f e r f r o m the s t a t e a c t i o n conc e p t that has d e v e l o p e d u n d e r the c o n s t i t u t i o n of the U n i t e d States In part, at least, the s t a t e ac t i o n r e q u i r e m e n t is d e s i g n e d to a d d r e s s the d e m a n d s “ federalism, to cr e a t e space for s tate regula t i o n . B e c a u s e t h e r e is no "federalism" c o m p o n e n t to s t a t e a c t i o n u n d e r state constitutions, an y s tate s t a n d a r d f o r g o v e r n m e n t 33 B. The Court Below Failed to Recognize Actions That Contributed to Existing Segregation in the Puolic Schools. 1 • The court below improperly failed to address proof of state involvement in segregation in rhp public schools. The court below committed a further error by finding that the plaintiffs failed to prove that state action is a direct and sufficient cause of the conditions which are the subject matter of the plaintiffs complaints. Although a showing of causation is not required for the threshold determination of whether there is state action, the court's failure to address specific actions taken by the state ignores the degree of control exercised by the state in its public function as overseer of the education system and minimizes the role that the state played in creating the system of unequal educational opportunities that prevails in the system today. Extensive evidence of state involvement in the public schools in a manner that contributed to the educational conditions complained of was presented at trial. In fact, the court below explicitly recognized this role by finding that the state-mandated requirement that school district lines be coterminous with town boundaries (C.G.S. § 10-240) along with the statutory requirement that children attend school in the school district within which they reside (C.G.S. § 10- involvement should be more less definitive government federal law. flexible, and should require action than is required under Cologne, 192 Conn, at 82 (Peters, J., dissenting)(citations omitted) 34 184) contributes to the racial and ethnic segregation within the schools. (Finding 22, 147, 148; see also Collier at 53). the evidence demonstrated that the state was a partner in the construction of new schools in a manner that reinforced patterns of segregation: between 1950 and 1980, defendants approved and funded the construction of over 100 new schools in virtually all- white suburban communities, representing over 50% of total enrollment in the Hartford region. (Pis' Ex. 112, 150, 151). At the same time that this construction was taking place, the state took additional steps that had the effect of further solidifying the emerging patterns of racial identifiability and unequal schooling. Between 1950 and 1980, defendants funded a major expansion of school capacity in the increasingly racially and ethnically isolated and poverty-concentrated schools in the Hartford school district. Id. The evidence at trial showed, further, that this pattern did not cease in 1980. The defendants have continued to approve funding and oversee the construction or expansion of segregated single district schools since 1980. (Pis' Ex. 142, 143, 160; C.G.S. §§ 10-282, et seq.). Taken together, the evidence demonstrated conclusively that state activity in the area of public education epitomizes the concept of state action and that the involvement of the state could not be considered benign or even neutral. , 2 • E v i d e n c e of a f f i r m a t i v e acts h v the g t a t e to increase— segregation_is not required to pr-mro state liability. ^---- Although the evidence outlined above demonstrates that the state has contributed to segregation in the public schools, it is not 35 n e c e s s a r y that p l a i n t i f f s d e m o n s t r a t e s u c h acts in o r d e r to p r e v a i l . 59 In a s i t u a t i o n d i r e c t l y a n a l o g o u s to this, this Court has ^ ulsd that the state was liable for i n e q u i t i e s w h i c h a r o s e in school f u n d i n g eve n if those d i s p a r i t i e s w e r e not the d i r e c t resu l t s of acti o n s b y the state: The p r e s e n t - d a y p r o b l e m ar i s e s f r o m the c i r c u m s t a n c e that o v e r the y e a r s there has a r i s e n a g reat d i s p a r i t y in the a b i l i t y of local c o m m u n i t i e s to f i n a n c e local education, w h i c h has g i v e n rise to a c o n s e q u e n t s i g n i f i c a n t d i s p a r i t y in the q u a l i t y of e d u c a t i o n a v a i l a b l e to the y o u t h of the state. Horton 1, 172 Conn, at 6 4 8 . 60 59 m u .The trial court only compounded its error by criticizing plaintiffs for failing to plead affirmative acts of residential or housing ' (R- at 178) • Although evidence at trial suggested that the state was far from guiltless in the patterns of residential segregation that exacerbate racial isolation in the school districts (see, e.g., Collier at 53; R. at 44-45, 1 426), plaintiffs complain that it is segregation within the schools that violates the constitution. The trial court also confused the threshold question of state action with the question of the standard of proof necessary to show ?n5fLdaral constitutiona! violation. The question of demonstrating intent is wholly irrelevant to the issue of state involvement and if ^q eVai -̂t the in^uiry under the state constitution. See infra at 39-40 in addition, however, the court below misconstrues federal constitutional, law. The United States Supreme Court has ruled that a showing of intent is not required to establish a violation of the qual Protection Clause where unequal treatment affects a fundamental right. See Foucha v. Louisiana, 504 U.S. 71, 86 (1992) (opinion of White Blackmun Stevens and Souter, JJ.); id . (opinion of O'Connor, J )' 383 ° S - 663' 666 n 3 <19« ) ; Reynolds v. n o l i r w S ' m '■561-62 (1964) ; Carrington V. Rash, 380 U.S. 89, 96(1965),- Griffin v. I llin o is ,351 U.S. 12, 16 (1956 v t f r i ' n n 29-36 (1973) N a t i o n is not a fundamental right under the U.S. Constitution). y 1 36 II. DEFENDANTS HAVE VIOLATED ARTICLE FIRST, §§ l AND 20 AND ARTICLE EIGHTH, § 1 OF THE CONNECTICUT CONSTITUTION BY FAILING TO PROVIDE EQUAL EDUCATIONAL OPPORTUNITIES TO PUBLIC SCHOOLCHILDREN IN THE HARTFORD METROPOLITAN AREA. A. Article First, §§ 1 and 20 and Article Eighth, § 1 of the Connecticut Constitution Confer a Right to Equal Educational Opportunity. As a predicate to overturning the state financing system then in effect, in Horton I this Court recognized constitutional guarantees concerning education: We conclude that without doubt ... in Connecticut, elementary and secondary education is a fundamental right [and] that pupils in the public schools are entitled to the equal enjoyment of that right. Horton 1 , 172 Conn, at 648-49; see also Horton v. M eskill, 195 Conn. 24 35 486 A. 2d 1099 (1985) [Horton III) ,61 As recently as this June, this Court has reaffirmed the vitality and uniqueness of this fundamental right and the obligations that it imposes upon the state: The text of our constitution makes evident the fact that its drafters have been explicit when choosing to impose affirmative obligations on the state. See, e.q. Conn Const, art. VIII, § 1 ("[t]here shall always be free public elementary and secondary schools in the state. Indeed the history of article eighth, § 1, is particularly instructive in the instant case. This explicit textual provision, and its counterparts, article eighth, § 2 (system of hiqher education), and article eighth, § 4 (school fund) are the only constitutional provisions recognized to date that impose affirmative obligations on the part of the state to expend public funds to afford benefits to its citizens By recognizing a fundamental constitutional right to education C ^ e c t i c u t sets itself apart from federal law. s i San Amonio T A 2^"36 <no express or implicit federal constitutional right to education) This very significant difference lends further support to plaintiffs' argument that the court below erred in relying on federal rather than state precedent. relying on 37 According to its proponents at the convention, the purpose of article eighth, § 1, was to give "our system of free Puklic education . . . the same Constitutional sanctity" as our bill of rights. Moore v. Ganim, 233 Conn. 557, 595-96 (1995). In Horton I the plaintiffs challenged a state system that sent children to schools with grossly disparate financial means to educate children. In the present case, plaintiffs challenge the system of providing public elementary and secondary education, a system that sends children to schools that are segregated on the basis of race, ethnicity and economic status and are unequal. As a legal matter, this case falls squarely under Horton v. Meskill, and the question before this Court is whether the undisputed condition of racial and economic isolation of the public schools, coupled with the undisputed and extreme disparities in educational resources afforded Hartford's schoolchildren, violate plaintiffs' constitutional right to an equal educational opportunity. Article First, § 1 of the Connecticut Constitution provides: Ail men when they form a social compact, are equal in rights,- and no man or set of men are entitled to exclusive public emoluments or privileges from the community. Article First, §20 provides: No person shall be denied the equal nor be subjected to segregation or exercise or enjoyment of his civil because of religion, race, color, origin. protection of the law discrimination in the or political rights ancestry or national Article Eighth, §1 provides: There shall always be free public elementary and schools in the state. y secondary 38 Taken together, these sections prohibit the provision of unequal educational opportunities to Connecticut's public schoolchildren. Horton 1, 172 Conn, at 647-48. As this court recently acknowledged, the right to education conferred by Article Eighth, § 1 constitutionalized a longstanding statutory tradition of free public education in this state, Moore v. G anim , 233 Conn. 557, 596-97 n.51, _ A.2d (1995), a tradition predicated on the belief that all children have the capacity to learn and should be provided the opportunity to achieve. More than two hundred years ago, Superior Court Judge Jesse Root wrote that schools were founded not only upon principles of reason and benevolence to ^ hert'--,̂ Ut °f Justice and good will to ourselves -- for the children of the poor, as well as the rich, are born with capacities for instruction and improvement in knowledge and in virtue, and to acquire and enjoy the rights and privileges of citizens.... 1 Root xix (1793)(introduction by Jesse Root). This constitutional right to education imposes an affirmative obligation on the state. See Moore v. G anim , 233 Conn, at 595-96 (distinguishing between the right to education, which is textually granted, and plaintiffs' claim in Moore to an unenumerated right to subsistence benefits). Taken together, the guarantees of Article First, §§ l and 20 and Article Eighth, §i impose an affirmative duty on the state to provide a substantially equal educational opportunity to every school child. Horton 1, 172 Conn, at 644-47. The equal protection clause appropriate circumstances provides of the state constitution in more protection than the federal 39 equal protection clause . AFSCM E, Council 4, Local 6S1, AF L-C IO v. City of West Haven, 234 Conn. 217, 221, n.6 (1995) . Following the principles established by the United States Supreme Court in construing the mandates of the federal equal protection clause, equal protection c^cilysis under the state constitution "must commence with a determination of whether a legislative classification . . . impinges upon a fundamental right," Horton 1, 172 Conn, at 640; see Dunn v. Blumstein, 405 U.S. 330, 335, 342 (1972). Horton I and Horton III established that any measures potentially abridging the right to education is subject to strict judicial scrutiny. Horton 1, 172 Conn, at 646; Horton II I , 195 Conn. at 35. An "action can survive constitutional scrutiny only if it (1) serves a compelling state interest and (2) is narrowly tailored to serve that interest." Daly In response to plaintiffs' demonstration of grossly unequal v. DelPonte, 225 Conn. 499, 515, 624 A.2d 876, 884 (1993); see abo State v. R ao, 171 Conn. 600, 602, 370 A.2d 1310 (1976); Horton 1 , 172 Conn, at 63 7.62 educational opportunities, defendants have offered no justification for their conduct. Instead, defendants attempted to disclaim all . In Horton 111 • this Court adopted a special standard for alleging unconstitutional disparate funding, under which the U H ”1 7 1 * C 1 TY> /’""v T.T «%% a « a 1 1 J a 1 1 — 1 in Horton II I , -no such plan * level of disparity continues equality.'" Id . j-j. ue constitutional if the remaining to emasculate the goal of substantial 40 worse, theresponsibility, blaming societal conditions or schoolchildren themselves. (R. at 294 1 10, 295 1 15; Armor I at 21, 94-95, 117-19) . Casting the blame elsewhere is no defense for an affirmative obligation. B. The Segregated, Economically Isolated and Unequal Conditions in Hartford Metropolitan Area Public Schools Violate Plaintiffs' Right to an Equal Educational Opportunity. Equality of educational opportunity is ascertained by comparing the quality of education provided in the school districts. In Horton I, this court identified criteria for measuring the quality of education, including: (a) s-‘-ze classes,- (b) training, experience and background of teaching staff; (c) materials, books and supplies; (d) school philosophy and objectives; (e) type of local control; (f) test scores as measured against ability (g) degree of motivation and application of the students- (h) course offerings and extracurricular activities. Horton I , 172 Conn, at 634.63 Over the past decade, defendants themselves have elaborated further their obligation to provide equal educational opportunity. n Q Abh0“ V BUrke'119 N 'J ' 28?' 357~66' 575 A '2d 359, 394-4001^9° (co™Par.in9 course programs in science, foreign language music art and physical education, the availability of advanced academic offerings, facilities, teacher ratios, and the average experience and education of school staff); see also United States v. Yonkers Board o f Education I I I Fl'9«* 1 * * * S7Uw ' 1276' 1 4 J ° " 31 (S-D -N 'Y - 1985 U a ff’d , 837 F . 2d 1181 (2dCir. 1987)(comparing the racial identifiability of white and minoritv schoois, as well as (a) school buildings and facilitiesl i n c h i n g analysis of size, age and condition, (b) teaching and administrative S5a5f' _ ir̂ c.luding level of experience, turnover and expectations of s udent_ability, (c) the size of student enrollments and overcrowding as well as student mobility and disciplinary problems and (d) educational curriculum, including programs for advanced averaae ind below-average students, as measures of equal educational opportunity). 41 In Guidelines for Equal Educational Opportunity, " the State Bound of Education defined equal educational opportunity as "the right of every child to be provided with the educational experiences necessary to ensure that his or her intellectual ability and special talents are developed to the fullest." (Pis' Ex. 39). Importantly, the Board acknowledged that "equity ... does not mean an equal distribution of resources; rather, it implies that those who need more must receive more " Id (emphasis added). Two years later, in 1986, the Board refined its definition of equal educational opportunity in its "Policy Statement of Equal Educational Opportunity:" While equal educational opportunity is a dynamic concept certain elements emerge as critically important to schools and students. Access to educational opportunities, staff and material resources, program offerings, assessment of student outcomes, remedial education and funding are maior elements of equal educational opportunity, elements that must interact in systematic ways. In a broad sense progress in ... equal educational opportunity can be measured by the reduction of inter-district and inter-pupil disparities m educational opportunities as defined bv these six elements. y (Pis' Ex. 43 at 1) ,64 64,More generally, the Board stated, "Equal educational opportunity" means student access to a lev? 1 5uaf1ty of programs and experiences which provide each child with the means to achieves commonly defined standard of an educated citizen. This goal will require resource allocations based upon individual student needs and sufficient resources ?to provide each child with opportunities for developing his or fullesttelleCtUal ablllties and special talents to the 42 The court below erroneously found that students in the Hartford metropolitan area are provided equal educational opportunities In so doing, the court ignored the criteria for measuring the quality of education established by Horton 1, 172 Conn, at 634, and the standards adopted by state defendants. Instead, the court substituted its own method of analysis. The court found: An equal opportunity in the educational sense of that term is being provided to the children of a particular school district if they are provided with the level of resources, competence in terms of instruction and an ongoinq systematic program that is similar to that of other communities in the state, and under that definition the educational programs and curriculum that are being offered in Hartford provide equal educational opportunity to its students. (Finding 143) . The judge thus committed error by completely bypassing analysis of disparities in the provision of materials, books and supplies and course offerings, by similarly neglecting the wide disparity in test scores, and by disregarding the impact of racial and ethnic isolation and the concentration of poverty in reaching his conclusion. A trial court cannot "arbitrarily disregard, disbelieve or reject an expert's testimony in the first instance." Builders Service Evidence of equal educational opportunity is the participation of each student in programs appropriate to his or her needs and the achievement of each of the state's student sub-populations (as defined by such factors as wealth, race, sex or residence) of educational outcomes at whole equa "̂ t0 that of the state's student population as a (Pis' Ex. 43 at 1) . The Board also recognized the importance of overcoming racial isolation to achieving equal educttionaf J d - F°ur V**™ later, the Governors Commission o£ Q ality and Integrated Education similarly concluded that "a oualitv education re g ie s an integrated student body and faculty," a m c n ^ c t h ^ things. (Pis Ex. 73 at 11)(emphasis added) 43 Corp. v. Planning & Zoning Com m ission , 208 Conn. 267, 294, 545 a .2d 530 (1988) . There is certainly no evidence in the record to show that all of the plaintiffs' experts were unworthy of belief. The judge's findings also simply defy common sense. Despite weeks of oral testimony and hundreds of documents, many of which were undisputed, detailing disparities in plants and facilities, equipment and supplies, textbooks and libraries, course offerings and curriculum, and the teaching and professional staff, see supra at 11-19, the court made not one single finding that the resources provided in Hartford compared poorly to those in the suburbs.65 In fact, not only are Hartford students exposed to the harmful effects of racial and ethnic segregation and the concentration of poor students in the schools, see supra at 4-7, 21-24, but they are also subjected to unequal educational programs. See supra at 7-21. Given the degree of segregation and economic isolation and the current level of resources, Hartford schools are simply unable to provide access to educational opportunities appropriate to their students' needs, as evidenced by the gross disparities in student performance. The sharp disparities m both resources and student outcomes between Hartford and its surrounding suburbs flout any definition of "equal" ^ T So n ye r = nc r SarCe° „ * & i ^ L ™ £ £ e s s e n t i a l l y d i s m i s s the s i g n i f i c a n c e of the d i s p a r i t i e s . See e e F i n d i n g 116 ("Virtually all o f the differences in performance can e x p l a i n ed....") (emphasis added); see also F i n d i n g 11 4 , 132. 44 educational opportunity. Indeed, many witnesses at trial, including the defendants, agreed that Hartford schoolchildren are not receiving an equal educational opportunity. (R. at 275, 11 481-85). The court below erred in not applying the factors outlined in Horton 1 and the state's own definitions and by completely neglecting overwhelming evidence that Hartford students are not receiving equal educational opportunity. III. RACIAL AND ETHNIC SEGREGATION OF THE PUBLIC SCHOOLS IN THE HARTFORD METROPOLITAN AREA VIOLATE THE SCHOOLCHILDREN'S RIGHT TO BE FREE FROM THE CONDITIONS OF SEGREGATION AND DISCRIMINATION UNDER ARTICLE FIRST, §§ 1 AND 20 AND ARTICLE EIGHTH, § 1 OF THE CONNECTICUT CONSTITUTION. A. The Connecticut Constitution Prohibits Segregation and iscrimination on the Basis of Race or Ethnicity in the Public Schools. T The racial and ethnic segregation currently suffered by the p u b l i c s c h o o l c h i l d r e n of H a r t f o r d b y itself c o n s t i t u t e s a v i o l a t i o n of Article First, § 20 of the Connecticut Constitution, which, taken alone or together with Article First, § 1 and Article Eighth, § i, prohibits racial segregation in the schools. These state constitutional provisions proscribe segregated conditions within the public schools whether or not such segregation is the product of intentional conduct. The claim concerning the unique language of section twenty is separate from and in addition to the claims for equal educational opportunity discussed above in Issue II. This Court has developed a list of six factors to be considered in construing state constitutional provisions. These factors are: (1) analysis of the text involved; (2) holdings and dicta of the Connecticut appellate courts; (3) federal precedent; (4) sibling state 45 decisions; (5) the historical constitutional setting; and (6) economic and sociological conditions. Moore v. G an im , 233 Conn. 557, 581 (1995)- State v. Geisler, 222 Conn. 672, 684-6, 610 A.2d 1225 (1992); State v. L a m m e, 216 Conn. 172, 579 A.2d 484 (1990) . In Geisler this Court stated that the factors should be considered "to the extent applicable." 222 Conn, at 685. No case explicitly discusses when certain factors are applicable or when one or more of the factors so persuasively answers the constitutional question that analysis of the other factors becomes unnecessary. in the present case, an analysis of the text of the constitutional provisions themselves leads inexorably to the conclusion that the educational segregation suffered by Hartford's schoolchildren as proven at trial is unconstitutional. 1 ' — le. . P laxn l a n q u a q e of--- the C o n n e c t i c u t Consti tut -i nnprohibits segregation. ' ■— This Court has stated that it is "bound by the command of the text of the constitution". Doe v. Sta te, 216 Conn. 85, 105, 579 A.2d 37 (1990) and that "effect must be given to every part of and each word m the constitution." Stolberg v. Caldwell, 175 Conn. 586, 597-98, 402 A.2d 763 (1978) . The plain language of Article First, §§ l and 20 and Article Eighth, § l clearly prohibits segregation in public schools without proviso or qualification. Article First, § 20 provides that "No person shall be ... subjected to segregation or discrimination in the exercise or enjoyment of his civil or political rights because of 46 (emphasisrace, color, ancestry or national origin. " added). Thus, § 20 explicitly prohibits "segregation" and treats segregation as a distinct evil. Segregation is prohibited in addition to denials of equal protection and discrimination. Moreover, the combined force of the constitutional prohibition against segregation and the guarantee of equal educational opportunity conferred by the education and equal protection clauses makes clear that segregation in the public schools is constitutionally impermissible The segregation clause prohibits segregation in the enjoyment of civil or political rights, and the right to education is considered one of Connecticut's preeminent civil rights. Horton 1, 172 Conn, at 646. If it has any meaning at all, the prohibition against segregation, thus, must prohibit segregation in the public 2 . The historv of the adODtion of schools.66 Article First.Plaintiffs' contention that it is the cnnd i t i r>n /-I-F segregation__ that is prohibited hv th<= rnnnpph-i mi-Constitution. This Court has also stressed the importance of the historical context xn which constitutional provisions are adopted in determining the scope of provisions contained in the Declaration of Rights. See j ™ould violate the rule of construction that every word in a document has meaning to argue that "segregation" and "discrimination" ean essentially the same thing. Cf State v. Lam m e, 216 Conn, at 177 Moreover, even if segregation and discrimination were synonymous then both must apply to the condition o f segregation in the school s^no matter what the intent of defendants, for otherwise they wouid both be redundant with the equal protection language of § 20 which states "no person be denied the equal protection of ' the law n"r be subjected to segregation or discrimination--- " (emphasis added). 47 State v. R oss, 230 Conn. 183, 250, 646 A . 2d 1318 (1994); State v. O quendo, 223 Conn. 635, 650-52, 613 A . 2d 1300 (1992); State v. A ya la , 222 Conn. 331, 349-351, 610 A . 2d 1162 (1992); Bishop v. Kelly, 206 Conn. 608, 618-20, 539 A.2d 108 (1988) . The framers of Article First, § 20 clearly intended to prohibit the condition of segregation in the public schools, whether or not it was caused by intentional conduct. The framers chose to insert the word "segregation" into the text of Connecticut's Constitution fully cognizant of the fact that the equal protection clause of both the United States and the state constitutions already prohibited facial and intentional discrimination on the basis of race and ethnicity. See Brown v. Board o f Education, 347 U.S. 4 83 (1954) ; see also Daly v. DelPonte, 225 Conn, at 513, 624 A. 2d at 883. In his remarks, Justice Baldwin discussed § 20 as something entirely new in Connecticut, and he also praised Connecticut's leadership role in civil rights. (Proceedings o f the 1965 Constitutional Convention at 696 (hereinafter "Proceedings")). m referring to something entirely new, Justice Baldwin could not have been thinking of the equal protection clause, for Connecticut had already had one in Article First, § 1. It is a total perversion of his remarks to suggest that he would have thought § 20 protected no more than was already protected by the Fourteenth Amendment. Certainly the Constitutional Convention did not adopt the anti- segregation clause only to reiterate what was already clear: the framers must have intended that a new and additional meaning be given to the segregation clause. 48 Indeed, the word "segregation," which had originally been part of § 20, was eliminated in subcommittee for fear that particularizing a specific issue might be read to limit the entire provision. (Proceedings at 691). It was at the insistence of Mrs. Woodhouse and her explanation of the importance of including the term, as well as her and other members' declarations on the expansive interpretation to be given the entire provision, that it was ultimately included. (Proceedings at 691-696). In discussing the inclusion of "segregation," Mrs. Woodhouse stated, [W]e have to realize that today the philosophy of segregation is something that is in the minds of all of us It would be regrettable if it should be in any wav suggested that this Constitution did not unequivocallv oppose the philosophy and the practice of segregation So I move this amendment as reading very definitely that it in no way limits the rights of anyone. It would not be so interpreted by the courts and it strengthens the wording that we have before us in the file. a (Proceedings at 691) (emphasis added) . The framers of the Constitution went on to call the provision "the strongest human rights principle that this convention can put forth to the people of Connecticut" and stated that it is a "broad statement of principle that is all inclusive." (Proceedings at 692). The intended comprehensiveness of the section was remarked upon repeatedly. (Proceedings at 693, 695-96 (Mr. Houston and Justice Baldwin)). it was also clarified for the benefit of "courts and historians" that those civil and political rights mentioned in the 49 section include the right to education. Bernstein)(emphasis added)). (Proceedings at 694 (Mr. Furthermore, at the time of the constitutional convention, a number of federal and state courts were finding municipalities liable for school segregation without any requirement that plaintiffs demonstrate intent. See Barksdale v. Springfield School Committee, 23 7 F Supp 543, 546 (D. Mass.), vacated, 348 F.2d 261 (1st Cir. 1965); Blocker v. Board o f Education, 226 F. Supp. 208, 226 (E.D.N.Y. 1964); Booker v. Board o f Education, 45 N.J. 161, 168-71, 212 A.2d 1 (1965); see also Jenkins v. Township o f Morris School District, 58 N.J. 483, 279 A.2d 619 (1971); c f . Englewood Cliffs v. Englewood, 257 N.J. Super. 413, 608 A.2d 914 (1992), a ff’d 132 N.J. 327, 625 A.2d 483, cert, denied, 114 S. Ct . 547 (1993). Against this background, if the framers had sought to limit the meaning of the term segregation to "intentional" actions, they could have done so explicitly. • Prior— C o n n e c t i cut a p p e l l a t e d e c i s i o n s . T h e r e is no a p p e l l a t e court p r e c e d e n t d i r e c t l y i n t e r p r e t i n g the p r o h i b i t i o n a g a i n s t segregation. In Horton I p l a i n t i f f s c h o o l c h i l d r e n c h a l l e n g e d the c o n s t i t u t i o n a l i t y of a s y s t e m of f i n a n c i n g p u b l i c education, not racial segregation, a n d t h e i r c l a i m s d i d not i m p l i c a t e the c o n s t i t u t i o n a l p r o h i b i t i o n a g a i n s t s e g r egation. Nevertheless, this C o u r t ' s h o l d i n g in Horton I a p p l i e s to the q u e s t i o n w h e t h e r the p l a i n t i f f s m u s t p r o v e defendants' intent in o r d e r to m a k e out a c o n s t i t u t i o n a l v i olation. Horton 1 a n s w e r e d that q u e s t i o n in the 50 negative when it established that pursuant to Article First, §§ 1 and 20 and Article Eighth, § 1, education is a fundamental right and any infringement of that right cannot stand absent a compelling governmental justification. Horton 1 , 172 Conn at 646 n.14. See also Daly v. D elPonte, 225 Conn, at 513, 624 A.2d at 883. Though the state argues that it is somehow not responsible for the conditions of segregation, it offers no justification for educational segregation and, indeed, cannot. Now, nearly one hundred years after the United States Supreme Court upheld the separate but equal doctrine, in the infamous Plessy v. Ferguson, 163 U.S. 537 (1896) it is nearly impossible to imagine how the state could justify segregated schooling. The state has thus failed to meet its burden under the analytic framework established by Horton 1, 172 Conn, at 649 4. Sibling state precedent. On the subject of the "educational importance of eradicating segregation and discrimination in the public schools," Englewood Cliffs v. Englewood, supra, a New Jersey court quoted the eloquent language of that state's Supreme Court: In a society such as ours, it is not enough that the 3 R's are being taught properly for there are other vital considerations. The children must learn to respect and live with one another in multi-racial and multi-cultural communities and the earlier they do so the better. it is during their formative school years that firm foundations may be laid for good citizenship and broad participation in the mainstream of affairs. p xri Englewood, 257 N.J. at 453; 608 A.2d at 93 7 (quoting Booker v. B d o f Educ. o f Plainfield, 45 N.J. 161, 170-71, 212 A.2d 1 (1965)). 51 In addition, the Michigan Court of Appeals has interpreted the anti-discrimination clause of the Michigan constitution to prohibit conduct with the effect of segregating on the basis of race and ethnicity.67 N A A C P v. Dearborn, 173 Mich. App. 602, 615, 434 N.W.2d 444, 450 (1988), appeal denied, 433 Mich. 904, 447 N.W.2d 751 (1989)(finding unconstitutional an ordinance restricting the use of parks to town residents and holding that the anti-discrimination clause "goes beyond the limits of the Fourteenth Amendment by prohibiting all racial segregation, without regard to whether it was caused by a segregative purpose.") (quoting Berry v. School District o f Benton Harbor, 467 F.Supp. 721, 730-32 (W.D. Mich. 1978)).68 5 • R e l e v a n t federal pre c e d e n t The U.S. Constitution contains no comparable anti-segregation language and no explicit right to education. See San Antonio v. Rodriguez, supra.™ The education desegregation case law that has developed Article 1 § 21 of the Michigan Constitution states, in Dart No person shall be denied the equal protection of the laws • nor shall any person be denied the enjoyment of his civil or political riqhts or be discriminated against in the exercise thereof because of religion, race, color or national origin." because of , . A. .numt)er ° f o t h e r state c o n s t i t u t i o n s c o n t a i n p r o v i s i o n s ^ 5 ° ^ b:L^ irig se9’r e £Tation, but n o n e is as b r o a d as A r t i c l e First § 20 of the C o n n e c t i c u t Constitution, a n d n o n e hav e y e t b e e n c o n s t r u e d in x l l T T n T ai°K?US„t0 Che present case- See-- const. ArScle(establishing that children of Spanish descent m nnm- ho denied admission to the public schools nor "be classed in separate schools ); Haw Const. Article I § 9 (prohibiting segregation in military organizations). y segregation m 69The S u p r e m e C o u r t ' s a n a l y s i s in San Antonio ha s n o a p p l i c a b i l i t y to the p r e s e n t case, w h i c h seeks relief for v i o l a t i o n of rights e x p l i c i t l y g u a r a n t e e d b y the C o n n e c t i c u t C o n s t i t u t i o n . 52 under the federal law over the last thirty years, therefore, is distinctly inapposite to the instant case where completely different state constitutional provisions are involved. 6• Economic and sociological considerations. " [C]ontemporary understandings of applicable economic and sociological norms," R oss, 230 Conn, at 251, compel the conclusion that Connecticut's constitutional prohibition against segregation is violated by the very existence of segregation in the public schools. Since 1954, when the United States Supreme Court decided Brown v. Board o f Education, 347 U.S. 483, the research has been conclusive that attending schools that are segregated by race and ethnicity has serious long-term consequences for minority and white children and negatively impacts on the educational opportunities available to African American and other minority schoolchildren. (Pis' Ex. n at 110; see supra at 4-7). Defendants themselves acknowledge that racial segregation is harmful, (Pis' Ex. 493 at 35, 138-39 (Ferrandino Dep.); Pis' Ex. 494 at 11-12 (Tirozzi Dep.)), and have stated that "segregation is educationally, morally and legally wrong." (Defs' Ex. 12.5 at 1) As defendants thus plainly agree, and as the trial court found, (Finding 44) , segregation in schools is particularly corrosive because the adverse effects on schoolchildren are both long-term and multi faceted. See supra at 4-7. Conversely, and as defendants own 1988 review concluded, integrated education impacts positively on school Conn, at 647. 53 retention and college attendance rates and long-term economic and social opportunities. (Defs' Ex. 12.25; Defs' Ex. 12.5). As a nation we have recognized the "public schools as a most vital civic institution for the preservation of a democratic system of government" Abingdon School District v. Schem pp, 374 U.S. 203, 230 (1963) and as the primary vehicle for transmitting "the values on which our society rests." Am bach v. Norwick, 441 U.S. 68 (1979). By allowing segregated schools to exist, for whatever reason, this state teaches its schoolchildren that separation of the races is acceptable. Harm to children is not dependent on the intent of defendants nor on the ability of plaintiffs to prove the state's motive for assigning students to segregated school districts. (Neuman-Johnson II at 15-17. Dudley at 129-33). Children can see no difference between those systems that are intentionally segregated and those in which children are separated by race and ethnicity, however unintentionally. Children know that they go to school with others who are African American and Latino like them, or white like them. They also know that children of another race or ethnicity go to other schools, and minority children know the white children have opportunities of which they can only dream. (Hernandez at 42, 64). T h e e v i d e n c e of the l o n g - t e r m n e g a t i v e imp a c t of s e g r e g a t e d s c h o o l i n g is u n d i s p u t e d an d compelling. W h i ^ e m a n y of o u r re s i d e n t i a l n e i g h b o r h o o d s m a y a l s o b e segregated, in the s t a t e of C o n n e c t i c u t e d u c a t i o n is a f u n d a m e n t a l right an d it is the s t a t e ' s r e s p o n s i b i l i t y to e n s u r e that the schools are not s e g r e g a t e d a n d that the schools p r o v i d e equal e d u c a t i o n a l opportu n i t i e s . S o c i o l o g i c a l c o n s i d e r a t i o n s 54 and our concern for the future of our children, weigh mightily in favor of construing Article First, §§ 1 and 20 and Article Eighth, § 1 as prohibiting segregation in the schools. B. The Public Schools in the Hartford Metropolitan Area Arp Racially and Ethnically Segregated. The trial court has found that " [s]tudents in Hartford schools are racially isolated and are likely to become more isolated in the future." (Finding 42). Additionally, the court found that this isolation was caused by the town-school district system, which makes school district lines coterminous with town boundaries. (Finding 22, 147) ,70 The court's finding is well supported by the facts. (Stip. 26, 28, 35). While Hartford's schools are composed almost completely of African Americans and Latinos, the minority enrollment in twenty of the twenty-one surrounding towns varies from a high of thirty percent to a low of two percent, with the majority having less than ten percent minority enrollment. (Stip. 35). Hartford's racial isolation is not only reflected by the student bodies, but also by the segregation of the staffs, (Stip. 36), and has been attested to by defendants themselves. (Finding 72, 84). The key fact to support plaintiffs' claim is therefore clear and undisputed: Hartford's public schools are racial and ethnically segregated from surrounding suburbs. Moreover, everyone involved in this suit agrees that racial and ethnic segregation is harmful. These st.te^may Snot^ve^liability1 fo^^egr^alf^d3U n e q u a l * e d u c a t i o n . l o c a l i t i e s the responsibility”* ^ ^ 55 facts compel a finding that the present segregation of schools in the Hartford metropolitan area violates Article First, §§ 1 and 20 and Article Eighth, § 1 of the Connecticut Constitution. IV. DEFENDANTS' FAILURE TO PROVIDE THE CHILDREN OF HARTFORD WITH BASIC EDUCATIONAL RESOURCES VIOLATES PLAINTIFFS' RIGHT TO AN ADEQUATE EDUCATION UNDER ARTICLE EIGHTH § 1 OF THE CONNECTICUT CONSTITUTION. A. Article Eighth, § 1 of the Connecticut Constitution Establishes a Right to a Minimally Adequate Education. Article Eighth, § 1 of the Connecticut Constitution provides that There shall always be free public elementary and secondary schools in the state. The general assembly shall implement this principle by appropriate legislation. See also C.G.S. § 10-4a; Article First, §§ 8 and 10. As early as 1909, this Court held that the constitution created not just the right to education, but the right to a "proper education." State ex. rel. Huntington v. Huntington School Committee, 82 Conn, at 566. More recently, in Horton I, 172 Conn, at 649, this Court unanimously71 held that the state had a "constitutional duty to educate its children" and that the judiciary is responsible for determining compliance with that duty. This holding is consistent with the holdings of the highest courts of other states. Most recently, the Court of Appeals in New York unanimously held that the New York constitution's education In dissent, Judge Loiselle agreed with the maioritv that Constitution guaranteed some minimum level of education- "Free hnVa i°?HmUSt-be interPreted in a reasonable way. A town may not hold children m an open field to hear lectures by illiterates Y But there is no contention ... that education in Connecticut is not meaningful or does not measure up to standards accepted bv knowledgeable leaders in the field of education." Horton 1, 172 Conn 56 created a judicially enforceable right to a minimally adequate education. Campaign for Fiscal Equity, Inc. v. State of New York, No. 117 (June 15 1995) . The Court held that " [s]uch an education should consist of the basic literacy, calculating, and verbal skills necessary to enable children to eventually function productively as civic participants capable of voting and serving on a jury." Slip op. at 9.72 These courts have used various formulations to describe the scope of the right to a minimally adequate education. See, e.g., Abbott v. Burke, 119 N.J. at 374, 575 A.2d at 403 (determining that a thorough and efficient education requires "such a level of education as will enable all students to function as citizens and workers in the same society"); Rose v. Council for Better Education, Inc., 790 S.W.2d at 212 (recognizing that a "child's right to an adequate education is a fundamental one under our Constitution"); Fair Sch. Fin. Council of Oklahoma, Inc. v. State, 746 P.2d at 1149 (recognizing the guarantee to a "basic adequate education"); Hombeck v. Somerset County Bd. of Educ., 295 Md. at 632 458 A. 2d at 776 (determining that students of the state are to be provided with a "basic public school education") ; McDaniel v. Thomas, 248 Other courts, interpreting their constitutions, have reached the same result. Abbott v. Burke. 119 N.J. at 374, 575 A.2d at 403 v Council fo r Better Education, In c ., 790 S.W.2d 186, 212 (Ky. 1989),- Fair Sch. Fin C a rn a l o f Oklahoma, Inc. v. Sta te, 746 P.2d 1135, 1J49 (okla. 1987)- Hombeck Somerset County Bd. o f E duc ., 295 Md. 597, 632, 458 A.2d 758, 776 (1983) ̂ McDanielv. Thomas, 248 Ga. 632, 644, 285 S.E.2d 156, 165 (1981) - L 484 £' 16J f ' Va- 6?2‘ 7°5' 255 S'E '2d 859' 877 <1978>; Dansonv.CKef 484 Pa. ' 424' 399 A 2d 36t>' 365 (1879) ; Seattle Sch. Disl. No. 1 v. S i Z 90 Wash. 2d 476, 518, 585 P.2d 71, 95 (1978); Shofslall v. Hollins 110 , 'a 4 9 0 'J 5 1 5 , P '2 d . 5 9 °' 592 <1973) -■ Harper V. H u m , C V - 9 1 - 0 1 1 7 R reprinted in Appendix to the Opinion o f the Justices, 624 S o . 2 d 107, n o (Ala. 1993) ’ 57 although this court has ruled that subordinate factual findings will not be disturbed unless clearly erroneous, the appropriate standard for review of the trial court's conclusions is denovo. Practice Book § 4061 ("The court may reverse or modify the decision of the trial court if ... the decision is otherwise erroneous in law."). See State v. Geisler, 222 Conn, at 692-94. Moreover, the trial court erroneously ignored the stipulations of the parties that, at least in certain respects, the Hartford schools are inadequate. (Stip. 100-101; see supra at 7-24). The court's disregard for this undisputed evidence of inadequacy was clearly erroneous. Concerning the standard by which adequacy is measured, most sister states that have faced the issue have held that adequacy is measured, xn part, by student achievement. See, e.g., Campaign for Fiscal Equity, Inc. v. State of New York, No. 117 at 9; Rose v. Council for Better Educ., Inc., 790 S . W . 2d at 212; Pauley v. Kelly, 255 S.E.2d at 877-78; Seattle Sch. Dist. v. State, 585 P.2d at 94. A school system whose children cannot read or write, even if provided with significant resources, is not adequate. The trial court appears to have rejected this standard, erroneously holding that there is "no professionally accepted definition of the [term] 'minimally adequate education.'" (Finding 127) Based on this conclusion of law, the court then erroneously found that resources provided to Hartford children were "sufficient to meet the basic educational needs of all its students," (Finding 125), implicitly holding that sufficiency is determined from inputs alone 59 Ga. at 644, 285 S.E.2d at 165 (stating that a minimum education must provide each child with an opportunity to obtain "the basic minimum skills necessary for . . . full participation in the political process") .73 B. Defendants Have Failed to Provide the Children of Hartford with an Adequate Education. The trial court agreed that the plaintiff children had a constitutional right to a minimally adequate education, (R. at 106), but failed to articulate any legal standard for determining whether the state had discharged its duty to provide a minimally adequate education. Instead, the court purported to find that plaintiffs' suggested measures of legal adequacy either were irrelevant or had been met. (Finding, 89-132, 135-142). Specifically, the court rejected as irrelevant plaintiffs' evidence relating to whether Hartford children were succeeding in the goals set by the state, and found that the state is providing the minimal resources necessary to meet the needs of the students. Id. The judge's conclusions were mixed findings of law and fact, and they were in error. Thus ah° Pauley u Kelfy, 162 W.Va. at 705, 255 S.E.2d at 877 citizenship^^; a thorough and efficient education with an "ade^ate ' pbM 1Ct e d u c a t i o n ) , Seattle Sch. Dist. No. 1 v. State', 90 Wash.' 2d at 555 make up the minimum of the education thaf . .. Pr°cess] required" (emphasis in original)); Shof.stall v. Hollins, n o Ariz 1 a ^ 90^ 5^5S S S H S S S S i 58 and not achievement. Indeed, after acknowledging the extensive evidence to which the parties had stipulated that (a) students in Hartford have greater needs than those in other school districts (Stip. 113-149), and (b) Hartford students perform poorly on the state mastery tests and other measures of achievement such as drop-out rate, graduation rate, SAT scores and college attendance, (Stip. 154-202) the trial court found that [v]irtually all of the differences in performance between Hartford students and those in other towns . . . can be explained by differences in socioeconomic status and the background factors that socioeconomic status represents (Finding, 116) . In so finding, the trial court accepted the extraordinary opinions of David Armor, opinions that were based on poor methodology, (Crain II at 60), and were at odds with other undisputed evidence. Defendants themselves have stated their belief that achievement levels are linked to racial and economic isolation, (Pis' Ex. 514 (Ferrandino statement); Williams at 81-82); thus, the parties agree that scores cannot simply be the inevitable outcome of a student's socioeconomic status. (Crain II at 72-74). Plaintiffs strongly urge the court to reverse the trial court's finding on this point. Even if this court were to accept the finding that lower achievement rates in the early grades were due largely or even entirely to the lower socioeconomic status -of the children, however, the court could not accept that the continuing poor levels of achievement, as children move through the higher grades, is due exclusively to that factor, unless the court also accepted the trial court's finding that poor and minority children were uneducable. 60 (Finding 142).74 Tnat finding, critical to the court's conclusion on this claim and on the claim of educational inequity, is the crux of the dispute between the parties. The trial court found that "[tjhere are no educational strategies or initiatives that can fully deal with the complex social issues" that depress accomplishment in Hartford. (Finding 142). Of course plaintiffs do not suggest that the schools can "fully" deal with poverty. But the court's conclusion is not limited by that adverb. By permitting continued academic failures, failures that in many instances deepen in higher grades, the trial court is in effect holding that school systems cannot educate poor or minority children Nothing can be done by the school systems, the trial court has implied, to teach poor and minority children even the basic educational tools needed for them to participate in society. At the simplest level, this critical finding is contrary to the stipulations of the parties. (Stip. 142, 153) . Defendants agree with plaintiffs and disagree with the court that poor children "have the capacity to learn" and that "poor and minority children have the ̂ „trial ^ourt makes the remarkable finding that despite the JJS* that many of the students in the Hartford schools are pe?foLina below the remedial level, they are receiving at least a m i n i S ? ? adequate education in the sense that a minimally adequate education . °*}e that gives a child a chance of leading a successful life* » 1321’ The court fails to explain how education that leaves children without the ability to read write or ana c v,*- T ^ t h f c o " ? chance of leading a successful life" in today' s^orld To the contrary, the extraordinarily low achievement levels for example, the fact that a majority of Hartford fourth c-ivt-h ^ • ,_05 ‘"“ I.0 meeC r Sn "he -mediaT* £ £ £ £ £ ^on then reading, (Stip. 166) -- weighs heavily against the oroDosit-i on that- ofrth0rmaHnCiealeVelS arS S°lely attributable to the socioeconomic status of the children and are not, at least in Dart a t rS fT status of education provided by the school system. ' f hS guallty 61 potential to become well-educated." Id. At an evidentiary level, the facts in this case showed that there are programs that enable children, even those with the problems of the children in Hartford, to learn. (Stip. 89, 94; Finding 49; see supra at 20-21, 28-29). The trial court failed to address evidence of the successes of these programs and, more importantly, failed to acknowledge the vast disparity between the limited number of successful programs available xn Hartford and the much greater number of students in need of them. (Carroll at 9-11, 30; Pis' Ex. 325-33, 368, 515, 516; Stip. 253; Williams at 101, 115, 116, 119; Forman at 44-47) ,75 The trial court's conclusion, that poor and minority children cannot be educated, is both morally and legally wrong. The right to an education, an education that succeeds in teaching children to at least achieve a minimal level of reading, writing and arithmetic, is 75n Connecticut^^ COUrt COncluded with language equally applicable to This record proves what all suspect: that if the children of poorer districts went to school today in richer ones educationally they would be a lot better off. Everything m this record confirms what we know: they need that advantage much more than the other children. And what everyone knows is that -- as children, -- the only reason they do not get that advantage is that they were born in a poor district. For while we have underlined the impact of the constitutional deficiency on our state, its impact on n o ' far raofe)!iraP°rCant- They (ace, ?hrough no fault of their own, a life of poverty and isolation that most of us cannot begin to understand or appreciate. Abbott v. Burke, 119 N.J. at 394, 575 A.2d at 412 62 a right of all Connecticut's children, even poor children in Hartford.76 This court should reverse the trial court's decision and hold that the state is failing to provide Hartford's students an education sufficient to enable them to fulfill the civic responsibilities they will assume as adults. V. DEFENDANTS HAVE FAILED TO REMEDY THE RACIAL, ETHNIC AND ECONOMIC ISOLATION AND LACK OF EDUCATIONAL RESOURCES DESPITE THEIR LONG-STANDING KNOWLEDGE OF THE HARMFUL EFFECTS OF SUCH CONDITIONS. The defendants' position that they have not failed to act to remedy the racial, ethnic, and economic isolation of Hartford's schoolchildren is reminiscent of their position in Horton I that they had not failed to act to remedy vast disparities in the tax resources available to property poor towns such as Canton and property rich towns such as West Hartford. Legislation had provided for many years a flat grant from state funds, but that did little to lessen the disparities. The same could be said for state grants for exceptional students, for school construction, and for transportation. 172 Conn, at 628-34. Before the litigation in Horton I was started, a legislatively established commission determined that the state was "not providing an equal educational opportunity for all its children." 172 Conn, at 652-53. In 1975, after the trial court in Horton I had ruled but 767A holding by this court that the right to a minimally a d e e m s education is measured in part by the accomplishments of the stude£?s not merely by resources applied, would not be limitless. The ?iaht is to a minimally adequate education, not a superb one ContrarvSo l . C° ^ S conclusi°n ' standards do exist, set by the S a t e Department of Education and others. See, e.g., Pis' Ex 45 63 before the appeal had been heard, the Legislature passed a statute to distribute certain lottery funds to the towns according to a guaranteed tax base formula. The impact of this legislation on the d_ties was found to be "minuscule and not significant " 172 Conn, at 636-37. Similarly, in the present case, defendants have repeatedly been informed of the problems of racial and economic isolation and the overall inadequacy of Hartford's public schools, and of the disparities between Hartford and suburban schools. (Stip. 61, 101, 166, 173; Pis' Ex. 1, 12a-b, 37, 50, 53, 56, 58, 59, 60, 69, 70, 73; supra at 24-27). Today defendants remain fully aware of the current racial and economic isolation and overall inadequacy of the Hartford schools. (See, e.g., Stip. 26-60 (racial isolation); 113-49 (economic isolation); 101 (inadequacy of school buildings); 51 (1991 State Board of Education predicts increased isolation); 173 (unsatisfactory performance by Hartford schoolchildren); Finding 84 (Governor Weicker recognized the "indisputable fact" of racial and economic isolation m Connecticut schools)). Year after year defendants have been implored to implement m/erdistrict remedies to address i n t e r d i s t r i c t segregation and inequality. (See, e.g., Pis' Ex. 1 (Harvard Report); Pis' Ex. 4 (1966 grant proposal submitted by Hartford area superintendents); R. at 59, f 53 (1966 request to Governor by Civil Rights Commission to adopt legislation to invest the State Board of Education with authority to direct full integration); Pis' Ex. 21 (1967 proposal from Governor's Conference on Human Rights and 64 Opportunities for the creation of inter d i s t r i c t educational parks) ; Pis' Ex. 50 (Tirozzi I) ) . Despite the plethora of recommendations, defendants have adopted almost no measures to deal with the Hartford schools' racial and economic isolation. See supra at 25-27. The trial court's attention to the largely inconsequential measures taken by the state is inexplicable, given the state's utter neglect of the desperate need for addressing racial, ethnic and economic segregation and the vast disparities between Hartford and the suburbs.77 CONCLUSION The judgment of the trial court should be reversed and the case remanded with direction that a declaratory judgment be entered as prayed for by the plaintiffs and for further equitable relief not inconsistent with this Court's decision. 77 1 xrr ^ °f thJl overwhelming evidence of defendants' failure toact to address the constitutional violations and to adont reconmiendations made repeatedly over decades by study after studv the trial court s findings which, taken together, L e m to excuse the sta?e from its responsibility to ensure equal and,adequate education to all schoolchildren, are clearly erroneous. (See Finding 46 77 ^ Find!™ t 5 ' e*fraple' credits the state with developing programs to encourage the creation of interdistrict magnet school h wtoTl L f record shows that magnet schools reach an infinitesimal L o L l ! Ch? Hartford's schoolchildren. (Pis' Kr 325.“ 5lS °£ 94-97, 101, 115-116, 119; Forman at L-47) ' 4 e t r S co % neglec^of t S T r o b l t s ^ ^ rSC°rd °f knowledge aSdegiect of the problems of segregation, inequality and inadequacy. 65 PLAINTIFFS, MILO SHEFF, ET AL. By_______________________ WESLEY W. HORTON MOLLER, HORTON & SHIELDS, P.C. 90 GILLETT STREET HARTFORD, CONNECTICUT 06106 (203) 522-8338 JURIS NO. 38478 >(UVjju. SANDRA DELVALLE KENNETH KIMERLING PUERTO RICAN LEGAL DEFENSE & EDUCATION FUND 99 HUDSON STREET, 14TH FLOOR NEW YORK, NY 10013 (212) 219-3360 WILFRED RODRIGUEZ HISPANIC ADVOCACY PROJECT NEIGHBORHOOD LEGAL SERVICES 1229 ALBANY AVENUE HARTFORD, CONNECTICUT 06112 (203) 297-0760 PHIL D. TEGELER CONNECTICUT CIVIL LIBERTIES UNION FOUNDATION 32 GRAND STREET HARTFORD, CONNECTICUT 06106 (203) 247-9823 JOHN C. BRITTAIN UNIVERSITY OF CONNECTICUT SCHOOL OF LAW 65 ELIZABETH STREET HARTFORD, CONNECTICUT 06105 (203) 241-4664 MARTHA STONE CONNECTICUT CIVIL LIBERTIES UNION FOUNDATION 32 GRAND STREET HARTFORD, CONNECTICUT 06106 (203) 247-9823 C k * C . / t o * CHRISTOPHER A. HANSEN AMERICAN CIVIL LIBERTIES UNION FOUNDATION 132 WEST 43RD STREET NEW YORK, NY 10036 (212) 944-9800 MARIANNE L. ENGELMANN LADO NAACP LEGAL DEFNSE AND EDUCATIONAL FUND 99 HUDSON STREET, 16TH FLOOR NEW YORK, NY 10013 (212) 219-1900 Filed August 1, 1995 -65- C ER TIFIC A TIO N I hereby certify that a copy of the foregoing was hand delivered to the following counsel o f record on August 1, 1995. R IC H A R D B LU M EN TH A L A TT O R N E Y G EN E R A L C A RO LY N K. Q U E R IJE R O ASSISTANT A TT O R N E Y G EN E R A L G R E G O R Y T. D ’A U R IA ASSISTANT A TT O R N E Y G EN E R A L 55 ELM ST R E ET P.O. BOX 120 H A R T FO R D CT. 06141-0120 (203) 566-4990 B ER N A R D F. M C G O V ER N ASSISTANT A T T O R N E Y G E N E R A L M A R TH A W ATTS PR ESTLEY ASSISTANT A T T O R N E Y G EN E R A L 110 SH ERM A N ST R E E T H A R T FO R D CT. 06105 (203) 566-7173 Wesley W. H orton