Maxwell v. Bishop Brief Amici Curiae of the Synagogue Council of America and its Constituents
Public Court Documents
September 1, 1969
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Brief Collection, LDF Court Filings. Maxwell v. Bishop Brief Amici Curiae of the Synagogue Council of America and its Constituents, 1969. c7dcfc5c-bd9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/f1d664b1-e73e-430e-b2ec-35c2b77dd51b/maxwell-v-bishop-brief-amici-curiae-of-the-synagogue-council-of-america-and-its-constituents. Accessed November 23, 2025.
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IS- T K S
CErairt m tip MnfPh
O ctober Term , 1939
N o . 1 3
WILLIAM L. MAXWELL,
v.
Petitioner,
0. E. BISHOP, Superintendent of Arkansas
State Penitentiary,
Respondent.
On W rit o f Certiorari to the United States Court o f Appeals,
fo r the Eighth Circuit
BRIEF AMICI CURIAE OF TH E SYN AGOGU E COUNCIL
OF A M E R IC A AN D ITS CONSTITUENTS (TH E CEN
T R A L CONFERENCE OF AM ERICAN RABBIS, THE
RABBIN ICAL ASSEM BLY OF AM E R IC A , TH E RABBIN
ICAL COUNCIL OF A M E R IC A , THE UNION OF A M E R
ICAN H EBREW CON GREGATION S, TH E UNION OF
O R TH O D O X JEW ISH CON GREGATION S OF AM ERICA,
TH E UNITED SYN AGOGU E OF A M E R IC A ) A N D TH E
A M ERICAN JEW ISH CONGRESS
L eo P fesjtkb
Of Counsel
Lso Peepeejs
15 East 84th. Street
New York, New York 10028
M abvik B baitermabt
M okbjs D ebshcwitz
W n-h MAslgw
1Ikxi4T A. B apapobt
J oseph B . B obison
Q-eoege S ole
Attorneys for Amici Curias
T A B L E OF C O N T E N T S
I nterest of t h e Amici
PAGE
o
L i
Q uestion to W h ic h t h is B rief is A d d resse d ................ . 5
S u m m a r y of A rg u m en t ............................................................ 6
A rg u m en t—
Imposition of the death penalty for non-homi-
cidal rape constitutes cruel and unusual punish
ment in violation of the Eighth Amendment as
made applicable to the states by the Fourteenth.... 7
A. . The Constitutionality of the Death Penalty
in General ................................................................ 7
B. Applicability of the Eighth Amendment to
the States .......................................................... 10
C. Judicial Responsibility ................................... 10
D. Excessive Punishment as Cruelty ................ 11
E. Inapplicable Standards of Cruelty .............. 14
F. Applicable Standards of Cruelty .................. 21
1. The cruelty of non-deterrent punishment 22
2. The death penalty for rape as a badge of
slavery ........................................................ 28
3. The death penalty and the national con
science 33
4. International standards ............................ 37
C onclusion 40
Cases
Adamson v. California, 332 U.S. 46 (1947) .................. 17
Baker v. Carr, 369 U.S. 186 (1962) ............................. 18
Beauhqrnais v. Illinois, 343 U.S. 250 (1952) .............. 18
Boykin v. Alabama, 391 U.S. 510 (1968) .................... 8
Brown v. Board of Education, 347 U.S. 483 (1954)
7,18, 28, 32, 40
Gideon v. Waimvright, 372 U.S. 335 (1963) .............. 10
Gitlow v. New York, 268 U.S. 652 (1925) ................17,18, 36
Griffin v. Illinois, 351 U.S. 12 (1956) .......................... 36
Harper v. Virginia State Board of Elections, 383 U.S.
663 (1966) ................................................................ 40
Hernandez v. Texas, 347 U.S. 475 (1954) ......... ........ 33
Jackson v. Bishop, 404 F. 2d 571 (1968) .................. 11
Jacobellis v. Ohio, 378 U.S. 184 (1964) ...................... 19
In re Kemmler, 136 U.S. 436 (1890) ............................ 12
Louisiana ex rel. Francis v. Resweber, 329 U.S. 459
(1947) .................................................................. 10,15,21
Loving v. Virginia, 388 U.S. 1 (1967) ........................ 18
Malloy v. Hogan, 378 U.S. 1 (1964) ............................ 10
Marbury v. Madison, 1 Cranch 137 (1803) ................ 21
Miranda v. Arizona, 384 U.S. 436 (1966) .................. 6
O’Neil v. Vermont, 144 U.S. 323 (1892) .................... 12
People v. Oliver, 1 N.Y. 2d 152 (1956) .......................... 9
Poe v. Ullman, 367 U.S. 497 (1961) ............................ 35
Powell v. Texas, 392 U.S. 514 (1968) ....................... 32
TABLE OF AUTHORITIES
PAGE
I l l
Robinson v. California, 370 U.S. 660 (1962)....9,10,12, 24, 32
Bochin v. California, 342 U.S. 165 (1952) .................. 21
Both v. United States, 354 U.S. 476 (1957) .............. 18,19
Rudolph v. Alabama, 375 U.S. 889 (1963) .................. 9
Trop v. Dulles, 356 U.S'. 86 (1958) ............ 11,12, 22, 23, 24,
26, 33, 37, 38, 41
Weems v. United States, 217 U.S. 349 (1910) .......... 11,12,.
13,14,15
Wilkerson v. Utah, 99 U.S. 130 (1878) ..................... 12,14
Witherspoon v. Illinois, 391 U.S. 510 (1968) .............. 8
PAGB
Statutes :
English Bill of Rights, 1 W.&M. s.2, c.2 (1689) ...... 11
Federal Crimes Act, 1 Stat. 112 ............................... 13
Nev. Rev. Stat. Sec. 200.363 (1967) ..........................17,36
Other Authorities;
Allen, “ Capital Punishment: Your Protection and
Mine,” in B edau , 138 ........................................... 27
Ancel, “ Capital Punishment in the Second Half of
the Twentieth Century,” T h e R eview (Interna
tional Commission of Jurists), 1969, 33 ............ 38
Bedau, T h e D ea th P e n a l t y in A m erica , 124 (1967)
2, 7,14,17, 25, 29, 34, 35
Bedau, “ Death Sentences in New Jersey 1907-1960,”
19 R utgers L. R ev . 1 (1964) ............................... 27
2 Blackstone, “ Commentaries,” 2620 ( J o n es ’ Ed.
1916) ..........................................................................13,16
Calvert, Capital Punishment in the Twentieth Cen
tury, 51 (1928) .................... 25
Campion, “ Does the Death Penalty Protect State Po
lice?, in B edau , 301 ................................................ 25
X V
PAGE
Clark, Statement to Subcommittee on Criminal Laws
and Procedures of the United States Senate on
S. 1760, “ To Abolish the Death Penalty,” July 2,
1968 .........................................................4,8,25,27,28,35
DiSalle, “ Capital Punishment and Clemency,” 25
O hio S tate L.J. 71 (1964) ................................... 27
Duffy and Hirshberg, “ 88 Men and Women” (1962),
256 ............................................................................. 27
Ehrmann, “ The Human Side of Capital Punish
ment,” in B edau 510 ....................................... 27,30,35
Garfinkel, “ Research Note on Inter- and Intra-Raeial
Homicides,” 26 S ocial F orces 369 (1949) .......... 27
Gottlieb, “ Capital Punishment,” 15 Crim e and D e
lin q u e n c y 1 (1969) ........................................... 13,23,25
Gottlieb, “ Testing the Death Penalty,” 34 S. C alie .
L.R. 268 (1961) .............. 7,9
Graves, “ The Deterrent Effect of Capital Punish
ment in California,” in B edau , 322 ...................... 25
Holmes, T he C om m on L a w (Howe, ed.) 36 (1963) .... 9
Hoover, “ Statements in Favor of the Death Pen
alty,” in B edau 130 ............................................... 2,25
3 J e w is h E ncyclopedia 554 (1912) ............................. 4
Johnson, “ The Negro and Crime,” 271 Annals 93
(1941) ....................................................................... 27
Johnson, “ Selective Factors in Capital Punishment,”
36 S ocial F orces 165 (1967) ............................... 27
Koeninger, “ Capital Punishment in Texas, 1924-
1968,” 15 Crim e and D e lin q u en cy 141 (1969)
25, 27, 28, 30
McCafferty, “ Major Trends in the Use of Capital
Punishment,” F ederal P robation (1961) 15 ...... 25
Macnamara, “ Statement Against Capital Punish
ment,” in B edau 188 ............................................. ■ 27
V
PAGE
Marcus and Weisbrodt, “ The Death Penalty Cases,”
56 Calif. L. Rev. 1268 (1968) ............................... 7,8,9
Mattick, The Unexamined Death, 8 (1966) ................ 25
Massachusetts, “ Report on the
(1958), 27 ...............................
Death Penalty”
26
Mendelsohn, Cr im in a l J ueisprude
n s .xt H ebrew s , 116 ..................
9, Mnnre .Tttdatrm 186 119271
NC-E OF THE A n -
4
3
Mulligan, “ Death, The Poor Main’s Penalty,” T h e
A m erican W e e k l y , May 15, 1960, p. 9 ................ 27
Murray, S tates L aw s on R ace and C olor, Supp.
(1955), p. 6 ................................................................. 29
Murton, “ Treatment of Condemned Prisoners,” 15
Crim e and D e lin q u en cy 96 (1969) ....................... 27
Ohio, “ Report on Capital Punishment” (1961) 49 .... 26
Packer, “ Making the Punishment Fit the Crime,”
77 P ar. L. R ev . 1071 (1964) ................................... 11
Reckless, “ The Use o f the Death Penalty,” 15 C rim e
and D elin q u en cy 43 (1969) ................................. 7,25
Roche, “ A Psychiatrist Looks at the Death Penalty,”
T he Prison Journal (1958), 47 ............................. 26
Royal Commission on Capital Punishment, “ Report”
(1953), Secs. 65 et seq. ............... ........................... 25
Rubin, “ The Supreme Court, Cruel and Unusual
Punishment, and the Death Penalty,” 15 Crime
and Delinquency 121 (1969) ............................... 7, 8
Savitz, “ The Deterrent Effect of Capital Punish
ment in Philadelphia,” in B edau , p. 315 .............. 25
Scott, “ A History of Capital Punishment” (1950),
246 ............................. ' .............................................. 26
Sellin, Capital Punishment, 135 (1967) ...................... 25
Sellin, T h e D ea th P e n a l t y 69-79 (1959) ..............9, 25, 26
Sellin, Does the Death Penalty Protect Municipal
Police?, B edau , 284 ................................................ 25
V I
T alm u d .................................... 3 ,2 3 ,4 1
Thomas, “ Attitudes of Wardens Towards the Death
Penalty, ’ ’ in B edau 242 .......................................... 25
United Nations, Report, “ Capital Punishment,” 40
17, 23, 38, 40
U. S'. Dppt. of Justice, “ National Prisoner Statistics,
No. 4 2 ” (19 68 ), 32 .........................................................17 ,2 8
V a lie n ga, C h r is t ia n it y and th e D e a t h P en a l t y in
B edau ........................................................................................ 2
Wolfgang, Kelly and Nolde, “ Executions and Com
mutations in Pennsylvania,” in B edau 482 ......... 27
PAGE
1ST THE
©uprsms (Emirt of tip luiPii Mutm
O ctober Term , 1963
No. 13
W il l ia m L. M a x w e ll ,
v.
Petitioner,
0 . E. B ish o p , Superintendent o f Arkansas
State Penitentiary,
Respondent.
On W rit o f Certiorari to the United States Court o f A ppeals
fo r the Eighth Circuit
.. -- .......................... ....
BRIEF AMICI CURIAE OF TH E SYN AGOGU E COUNCIL
OF A M E R IC A AN D ITS CONSTITUENTS (TH E CEN
T R A L CONFERENCE OF AM ERICAN RABBIS, THE
RABBIN ICAL ASSEM BLY OF AM E R IC A , THE RABBIN
ICAL COUNCIL OF AM E R IC A , THE UNION OF A M E R
ICAN H EBREW CON GREGATION S, THE UNION OF
O R TH O D O X JEW ISH CON GREGATION S OF AM E R IC A ,
THE UNITED SYN AG O G U E OF AM ERICA.) A N D THE
AM ERICAN JEW ISH CONGRESS
2
Interest o f the Amici
On this appeal from an Arkansas jury’s imposition of
the death penalty upon a Negro convicted of raping an
unmarried woman of thirty-five, the amici have sought,
and obtained, the consent of the respective parties for the
submission of this brief because of their special interest as
Jewish organizations in the subject of capital punishment.
The American Jewish Congress is an association of
American Jews organized to oppose racial and religious
discrimination and to help preserve democratic principles
and practices. The other amici, all constituents of the
Synagogue Council of America, are the recognized rabbinic
and congregational representatives of the three branches of
American Judaism—Orthodox, Conservative and Reform.
All of the amici are opposed as a matter of principle to
the imposition of the death penalty and support its aboli
tion. Their position is based on their judgment as to the
demands of contemporary American democratic standards,
but also has its roots in ancient Jewish tradition. This
statement may seem surprising in view of the many refer
ences in the Hebrew Bible to the death penalty for such
transgressions as adultery (Lev. 20:21), bestiality (Ex.
22:18), murder (Ex. 21:12) and rape of a betrothed (but
not of an unmarried or unbetrothed) woman (Dent. 22:15).
Indeed, these Scriptural provisions are often invoked by
defenders of capital punishment.1
1. See, e.g., Vellenga, C h r is t ia n it y an d t h e D eath P e n a l t y ;
in Bedau, T h e D eath P en alty in A m erica , 124-125 (1967)
(hereinafter referred to as Bedau) ; Hoover, Statem en ts in F avor
of th e D eath P e n a l ty , in ibid., 1933.
3
These statements, however, reflect an unfamiliarity with
the full Jewish tradition, and specifically with the fact that
Rabbinic Judaism during the Talmudic period, some two
thousand years ago, represents the interpretation and im
plementation of the Scriptural command. We can fully
understand the Scriptures only through their presentation
by the Oral Law, of which Talmud is the prime exponent.
The definition and the application of the laws of evi
dence and criminal procedure in the Talmud made convic
tion in a capital case practically impossible. Thus, for
example, it is noted that if an accused were to be convicted
in a capital case the verdict could not be unanimous, the
reasoning of the Rabbis being that if not a single one of
the twenty-three judges constituting the court (Sanhedrin)
could find some reason for acquittal there was something
fundamentally wrong with the court. Circumstantial evi
dence was not sufficient to sustain a verdict in a capital
case; two eye-witnesses, subjected to rigorous cross-exami
nation by the court, were required. Moreover, the witnesses
had to testify that they warned the accused before the crime
that the act was prohibited and what its penal consequences
were. (Talmud, Sanhedrin, 40b et seq.)
In view of these procedural requirements it is evident
that conviction in a capital case was virtually impossible.2
But perhaps most indicative of the Rabbinic view of capital
punishment is the following from the Talmud (Makkot,
Chap. 1, Mishnah 7):
A sanhedrin which executes a criminal once in seven
years is called a “ court of destroyers.” Rabbi Eliezer
2. “ It is clear that with such a procedure conviction in capital
cases was next to impossible, and that this was the intention of the
framers of the rule is equally plain.” 2 Moore, Judaism, 186 (1927).
4
ben Azariab states that this is so even if it executes one
every seventy years. Rabbi Tarphon and Rabbi Akiba
stated that if they had been members of the sanhedrin
no one would ever have been executed.
One Rabbi, Simeon ben Gamliel, expressed a contrary
view reflecting the most common justification for capital
punishment, namely its deterrent effect. I f the views of
Rabbis Tarphon and Akiba were to prevail, he said, 4‘ they
would increase murders in Israel.” However, later com
mentaries note that Rabbi Simeon’s was a minority view
and that the others expressed the normative opinions of
the Rabbis. (Maimonides, Hilkoth Sanhedrin, xiv., xv.)
To take a human life, the Rabbis said, is a matter of the
gravest seriousness. Execution is not reversible. I f a
mistake is made what has been done is irrevocable. One
who takes a human life, they pointed out, diminishes the
Divine Image. On occasions this extreme means may be
necessary to protect society. But it may be carried out
only when there can be absolutely no doubt concerning the
guilt of the accused and of his freely chosen, deliberate and
knowing act. In view of human fallibility which is so
pervasive a factor in all judgments, a drastic step such
as terminating a human life was as a practical matter not
defensible. (See, 3 J e w is h E n c y c l o p e d ia 554-558 (1 912 );
Mendelsohn, C r im in a l J u r is p r u d e n c e of t h e A n c ie n t
H e b r e w s , 116-133.)3
3. It is for this reason that Lafayette vowed to oppose capital
punishment until “ the unfallibility of human judgment” was demon
strated to him. Quoted in statement by Attorney General Ramsey
Clark before Subcommittee on Criminal Laws and Procedures of the
United States Senate on S. 1760, To Abolish the Death Penalty,
July 2, 1968 (hereinafter referred to as Statement on S. 1760).
5
Question to W hich this Brief is Addressed
Petitioner’s brief addresses itself to two points: (1)
that Arkansas’ practice of allowing capital trial juries
absolute discretion, uncontrolled by standards or direc
tions of any kind, to impose the death penalty upon a de
fendant convicted of the crime of rape violates the Due
Process Clause of the Fourteenth Amendment; and (2)
that Arkansas’ single-verdict procedure, which requires
the jury to determine guilt and punishment simultaneously
in a capital case violates the Fifth and Fourteenth Amend
ments.
We support the arguments set forth in the petitioner’s
brief and associate ourselves with them. In this brief we
address ourselves to an aspect of the case not discussed
in petitioner’s brief, but one which relates specifically
to the first point in that brief. If, as we submit it should,
this Court sustains the validity of that point it will be
required to remand the case to the Arkansas trial jury for
reconsideration of the sentence in the light of instructions
to it by the trial judge. The specifics of 'those instructions
are of course initially the responsibility of the Arkansas
courts, but whatever they are they must be within the limi
tations of the Federal Constitution. To the extent that
they are not, it may be anticipated with reasonable cer
tainty that this case will be back before this Court.
We suggest, therefore, that it is entirely appropriate
for the Court to obviate as far as practicable further avoid
able appeals by stating in its opinion such minimum con
stitutional limitations as the Arkansas trial conrt will
6
quite clearly and unavoidably be required to cope with
in framing its instructions to the jury. The most obvious
of these is the appropriateness of the death penalty in a
non-homicidal rape case. I f the Constitution forbids impo
sition of the death penalty in a rape case, judicial economy
would seem to dictate that the Court say so in its opinion
on the present appeal so that the trial judge may act in
light rather than in darkness.
This procedure is by no means unprecedented. It is,
in effect, the procedure employed in much greater detail
in Miranda v. Arizona, 384 U.S. 436 (1966).
Accordingly this brief amici curiae addresses itself to
the single question: May a state consistently with the
Federal Constitution impose the death penalty upon a per
son convicted of non-homicidal rape?
Summary o f Argument
Under the Eighth Amendment to the Federal Constitu
tion, made applicable to the states by the Fourteenth, a
state may not impose punishment which is cruel or unusual.
The ultimate responsibility of determining whether punish
ment is cruel or unusual rests not with the legislature but
with the courts, and ultimately of course this Court. In
discharging this responsibility the Court is not restricted
to standards prevailing in 1789 when the Amendment was
framed but should apply contemporary standards. Nor
should these standards be limited by considerations of
geographic regionalism, but should give weight to national
and even international judgments. Moreover, it should
consider the efficacy or inefficacy of the death penalty as
7
a deterrent and should give weight to the usual if not
inevitable concommitants of imposition of the death pen
alty, such as unequal and racially discriminatory imposi
tion. Measured by these standards the death penalty for
non-homicidal rape constitutes cruel and unusual punish
ment within the meaning of the Eighth Amendment.
A R G U M E N T
Imposition o f the death penalty for non-homicidal
rape constitutes cruel and unusual punishment in viola
tion o f the Eighth Amendment as made applicable to
the states by the Fourteenth.
A . The Constitutionality o f the Death Penalty in General
The possible nnconstitntionality of the death sentence
in all cases is being increasingly asserted among legal
writers,4 not merely under the Eighth Amendment but as
a denial of due process. Under the former it has been-
suggested that contemporary scientific knowledge, not
available in 1791 but requiring judicial recognition,5 6 estab
lishes that all methods of execution of humans in use in
the world today (hanging, shooting, beheading, stoning,
electrocution and gas asphyxiation)0 are physically and
4. Rubin, The Supreme Court, Cruel and Unusual Punishment,
and the Death Penalty, 15 Crim e an d D elinq uency 121 (1969);
Marcus and Weisbrodt, The Death Penalty Cases, 56 Ca l if . L. R ev.
1268 (1968); Gottlieb, Testing the Death Penalty, 34 S. Ca l if . L.R.
268 (1961).
5. Cf. Brown v. Board of Education, 347 U.S. 483.(1954).
6. Reckless, The Use of the Death Penalty, 15 Crim e an d D e
lin q u en c y 43, 46 (1969).
8
psychologically painful to the extent of being' cruel and
inhumane. Marcus and Weisbrodt, The Death Penalty
Cases, 56 Ca l if . L. R ev . 1268, 1326-1343 (1968). It has been
urged too that, as the then Attorney General of the United
States stated in 1968, “ Surely the abolition of the death
penalty is a major milestone in the long road from bar
barism, ’ ,T and that accordingly by contemporary standards
this Court can and should declare capital punishment to
be unconstitutionally cruel and inhumane in all cases. (See
Point II of Brief Amicus Curiae of the N.A.A.C.P. Legal
Defense and Educational Fund, Inc., and the National
Office for the Rights of the Indigent in Boykin v. Alabama,
391 U. S. 510 (1968).)
It may also be suggested that, as will be indicated be
low pp. 35-37), actual consummation of the death penalty
even when it is imposed has become so rare that de facto
if not de jure it has become “ unusual” within the context
of the Eighth Amendment and that the Court should de
clare it so.
The due process argument has been predicated on the
claim that execution of the death penalty renders due
process of law inoperable. “ When the condemned man is
executed, errors in the proceedings are placed beyond the
reach of later decisions that would provide new grounds for
examining whether the proceedings leading to the execu
tion contained error.” Rubin, The Supreme Court, Cruel
and Unusual Punishment and the Death Penalty, 15 Chime
and D elin q u en cy 121, 130 (1969). Thus, for example, in
Witherspoon v. Illinois, 391 U.S. 510 (1968) the Court held
that a jury from which persons not believing in. the death 7
7. Statement on S. 1760.
9
penalty were excluded was not representative of the com
munity and therefore constitutionally impermissible. The
Court held this principle to be retroactive and hence appli
cable to all persons in death rows all over the country. But
as to those who have already been executed reopening and
retrial is of course impossible and therefore the inevitable
result is that they have been deprived of their lives without
due process of law.
Finally, an argument has been made which encompasses
both due process and the Eighth Amendment, an argument
suggested by Robinson v. California, 370 U.S. 660 (1962),
that the death penalty is not rationally related to any pur
pose that an American government may constitutionally
seek to achieve. The traditional purposes of punishment
have been retribution, deterrence, reform, and isolation for
the protection of the community. Rudolph v. Alabama,
375 U.S. 889 (1963), dissenting opinion of Mr. Justice
Goldberg; Holmes, T h e C om m on L aw (Howe, ed.) 36
(1963). Retribution, it is asserted, is today no longer a
valid governmental interest.8 Capital punishment, as will
be indicated more fully below, is overwhelmingly adjudged
by competent students not to be demonstrably more effec
tual as a deterrent than life or long-term imprisonment.
Reformation is of course impossible, and isolation can be
effectively achieved by confinement. Gottlieb, Testing the
Death Penalty, 34 S. Ca l ie . L. R ev . 268 (1961); Sellin,
T h e D ea th P e n alty 69-79 (1959).9
8. “ There is no place * * * for punishment for its own sake, the
product of vengeance or retribution.” People v. Oliver, 1 N.Y. 2d
152, 160 (1956). See.also Holmes, T h e Com m o n L a w (Howe,
ed ) 37 (1963) • Marcus and Weisbrodt, The Death Penalty Cases,
56 Ca l if . L . R ev . 1268, 1348-1354 (1968).
9. Of course, execution is more economical than life confinement,
but in view of the sanctity of human life it can hardly be contended
that this fact should be determinative.
10
It is not necessary in this case to consider the constitu
tionality of the death sentence in all cases and under all
circumstances, nor even in all cases where the crime for
which the condemned was convicted did not result in death.
It is sufficient here to limit consideration and judgment
to the constitutionality of the death sentence in the one
specific case of rape where no death results, and it is to
this alone that the present brief is addressed although, of
course, all arguments directed at the constitutionality of
capital punishment generally are applicable to the specific
issue in the present case.
B. A pp licab ility o f the Eighth Am endm ent to the States
Whatever doubts may have previously existed,10 it is
now clear that the Eighth Amendment’s prohibition of
cruel and unusual punishments is applicable to the states
by virtue of the Fourteenth Amendment. Robinson v.
California, 370 U.S. 660, 666 (1962); Gideon v. Waimvright,
372 U.S. 335, 341-342 (1963); Malloy v. Hogan, 378 U.S. 1,
6 (1964).
C. Judicial Responsibility
Although, as will be indicated more fully below, there
is a steady legislative trend toward the abolition of the
death penalty either altogether or generally with a few
exceptions (infra, p. 34-35), a trend which reflects the man
date of the public conscience, the ultimate responsibility
of determining what constitutes cruel and unusual punish
ment within the meaning of the Eighth Amendment rests
not with the legislature but with the courts, and particu
10. See Louisiana ex rel. Francis v. Resweber, 329 U.S. 459,
462 (1947).
11
larly this Court. Trop v. Dulles, 356 U.S. 86, 103 (1958);
Robinson v. California, 370 U.S. 660 (1962).
D. Excessive Punishment as Cruelty
Rather surprisingly it has been urged that the intent
of the Eighth Amendment is solely to forbid cruel and
inhumane methods of punishment such as torture or burn
ing at the stake, but not to forbid punishments which are
wholly disproportionate to the offense committed. Weems
v. United States, 217 U.S. 349, 382 (1910) (dissenting
opinion); Packer, Making the Punishment Fit the Crime,
77 H abv. L. R ev . 1071, 1074-1075 (1964). This is surprising
because it would forbid flogging a person who committed
petty larceny11 or even fining him excessively (since the
Amendment specifically prohibits excessive fines),12 but
not imprisoning him for life or even hanging him for it.13
It is difficult to believe that the framers and adopters of
the Amendment were concerned only about disproportion
ate monetary punishment but not other and more serious
forms of disproportionate punishment.
In any event, the issue is no longer open to question;
it is clear today that punishments which are excessively
11. Jackson v. Bishop, 404 F.2d 571 (1968).
12. The Eighth Amendment was taken bodily from the English
Bill of Rights of 1688 (1 W . & M. s. 2, c. 2 ). The earliest applica
tion of the provision in England appears to have been in 1689, just
a year after its adoption, in a case in which the King’s Bench fined
Lord Devonshire thirty thousand pounds for an assault and battery
upon Colonel Culpepper. The House of Lords, in reviewing the
case, took the opinion of the law Lords, and decided that the fine
“ was excessive and exorbitant, against Magna Charta, the common
right of the subject and the law of the land.” Weems v. United
States, supra, 217 U.S. at 376. ;i
13. See below footnote 21.
12
disproportionate to the crimes for which they are imposed
are cruel and unusual within the meaning of the Amend
ment. Weems v. United States, 217 U.S. 349 (1910);
Robinson v. California, 370 U.S. 660 (1962). It follows
from this that even if the Court cannot find that there is
no uncruel or humane method of execution of the death
penalty14 and is not prepared at present to hold that the
death penalty is in all cases disproportionate to all crimes
even those resulting in death, it can, and we submit should
hold that it is unconstitutionally disproportionate to the
crime of rape which does not result in death.
In discharging its responsibility of interpreting and
applying the Eighth Amendment the Court is not confined
to the standards prevailing in 1789 when the Amendment
was framed. “ [T]he words of the Amendment are not
precise * # * their scope is not static.” Trop v. Dulles, 356
U.S. at 100-101. Even when the Amendment was debated
in Congress on its introduction it was recognized that
future courts would give different meanings to the term
“ cruel.” Representative Livermore opposed the Amend
ment for exactly that reason, stating:
The clause seems to express a great deal of human
ity, on which account I have no objection to it; but as
it seems to have no meaning in it, I do not think it
necessary. What is meant by the terms excessive bail?
Who are to be the judges? What is understood by
excessive fines? It lays with the court to determine.
No cruel and unusual punishment is to be inflicted;
it is sometimes necessary to hang a man, villains often
14. Wilkerson v. Utah, 99 U.S. 130 (1878) (statute authorized
trial judge option of sentencing death by shooting, hanging or be
heading; Court held shooting is not cruel and unusual); In re
Kemmler, 136 U.S. 436 (1890) (death by electrocution not cruel and
unusual). See also O’Neil v. Vermont, 144 U.S. 323 (1892).
13
deserve whipping, and perhaps having their ears cut
off; hut are we, in future, to he prevented from in
flicting these punishments because they are cruel? If
a more lenient mode of correcting vice and deterring
others from the commission of it could he invented,
it would he very prudent in the legislature to adopt
it, hut until we have some security that this will be
done, we ought not to he restrained from making neces
sary laws by any declaration of this kind. (Cong.
Register 225, quoted in Weems v. United States, 217
U.S. at 369).15 16
Livermore spoke of cutting off the ears of criminals, but
lest it be assumed that this was merely the product of his
imagination, it should be noted that the Constitution itself,
or more specifically the Fifth Amendment, appears to con
template the acceptability of dismemberment as a method
of punishment. The Amendment provides that no person
shall “ he subject for the same offense to be twice put in
jeopardy of life or limb,” 10 thus implying the propriety of
being once put in jeopardy of limb. Blackstone refers to.
drawing and quartering, disemboweling, beheading, public
dissection, burning at the stake, dismembering and brand
ing as forms of punishment practiced in England, notwith
standing the Bill of Rights of 1688, up to a time contem
porary with the framing of the Eighth Amendment.17 Can
15. It is interesting to note that Livermore apparently antici
pated a time when hanging, and presumably all other methods of
executing the death penalty, would be adjudged unconstitutionally
cruel.
16. Gottlieb, Capital Punishment, 15 Cr im e an d D elin q u e n cy
1, 20 (1969).
17. 2 Blackstone, Co m m en taries , 2620-23 (Jones’ ed. 1916).
Whipping, held violative of the Eighth Amendment in Jackson V.
Bishop, 404 F. 2d 571 (1968), was specifically prescribed as punish
ment for a variety of offenses in the first Federal Crimes Act. 1
Stat. 112-117.
14
it be doubted that no American court would today sanction
these methods of punishment in the face of the Eighth
Amendment?18
E. Inapplicable Standards o f Cruelty
As, we have indicated, the Amendment addresses itself
not only to the method of punishment but to its proportion
ateness as well. It no more immunizes from future judicial
review punishment deemed in 1789 not to be disproportion
ate or excessive by the standards then prevailing than it
immunizes punishments then acceptable in method or mode
of execution. As late as 1837, more than twenty-five of
fenses, including stealing bank notes, forgery and bigamy
were punishable by death in North Carolina.19 In England,
it was not until 1810 that the law making picking pockets
a capital offense was repealed.20 The Crimes Act of 1790
(1 Stat. 112-117), the first Federal penal code, made forg
ing or passing forged public securities punishable by death.
It is inconceivable that this Court would today allow the
death penalty to be imposed for these crimes although they
were apparently acceptable to the generation that framed
and adopted the Eighth Amendment. That Amendment
did not fossilize forever the standards of humane conduct
prevailing in the 18th century. The matter has been well
put by the Court in Weems v. United States (217 U.S. at
373):
18. See, Wilkerson v. Utah, 99 U.S. 130, 135-136 (1878).
19. Bedau, 7. This harsh code persisted so long in North Caro
lina partly because the state had no penitentiary and thus had no
suitable alternative to the death penalty. Ibid.
20. Ibid.
15
Legislation, both statutory and constitutional, is
enacted, it is true, from an experience of evils, but its
general language should not, therefore, be necessarily
confined to the form that evil had theretofore taken.
Time works changes, brings into existence new condi
tions and purposes. Therefore a principal to be vital
must be capable of wider application than the mischief
which gave it birth. This is peculiarly true of consti
tutions. They are not ephemeral enactments, designed
to meet passing occasions. They are, to use the words
of Chief Justice Marshall, “ designed to approach im
mortality as nearly as human institutions can approach
it.” The future is their care and provision for events
of good and bad tendencies of which no prophecy can
be made. In the application of a constitution, there
fore, our contemplation cannot be only of what has
been but of what may be. Under any other rule a
constitution would indeed be as easy of application as
it would be deficient in efficacy and power. Its general
principles would have little value and be converted by
precedent into impotent and lifeless formulas. Eights
declared in words might be lost in reality. And this
has been recognized. The meaning and vitality of the
Constitution have developed against narrow and re
strictive construction. * * *
The conclusion to be drawn from this is that the fact
that death was deemed a constitutionally acceptable penalty
for rape in 1789 when the Eighth Amendment was framed,
or 1868 when the Fourteenth Amendment was adopted or
even in 1947 when Louisiana ex rel. Francis v. Resweber
was decided by this Court, does not require the Court to
hold today that it is constitutionally acceptable and not
violative of the Eighth Amendment. As the Court said in
Weems (217 U.S. at 378), “ The clause of the Constitution
16
* * * may therefore be progressive, and is not fastened to
the obsolete, but may acquire meaning as public opinion be
comes enlightened by a humane justice.”
Nor is the Court precluded from adjudging the death
penalty^for non-homieidal rape to be unconstitutionally
excessive by reason of the fact that the legislature has ex
pressly or implicitly found it to be efficacious as a deterrent.
As we will show below (p. 25), the scientific evidence is
almost unanimously to the contrary; but even if that were
not so, the Eighth Amendment does not except from its
prohibition such cruel and inhumane punishment as effec
tively deters others from committing the same crime. If
it did, there would be nothing left of the Amendment, for
the more cruel the punishment the more effective it would
be as a deterrent. Concededly, the state has an interest
in deterring rape. But so too does it have an interest in
deterring forgery, embezzlement, petty larceny and even
traffic violations, and that interest would hardly constitu
tionally justify imposition of the death penalty for those
offenses.21
21. “ But, indeed, were capital punishments proved by experi
ence to be a sure and effectual remedy, that would not prove the
necessity * * * of inflicting them upon all occasions when other ex
pedients fail. I fear this reasoning would extend a great deal too
far. For instance, the damage done to our public road by loaded
wagons is universally allowed, and many laws have been made to
prevent it; none of which have hitherto proved effectual. But it
does not therefore follow that it would be just for the legislature to
inflict death upon every obstinate carrier who defeats or eludes the
provisions of former statutes * * *” 2 Blackstone’s Commentaries,
2164-65. (It should be noted, incidentally, that this quotation effec
tively disposes of the claim that the term “cruel and unusual” as
used in the Bill of Rights of 1688 contemplated only the method of
punishment and not its excessiveness.)
17
Today, 17 states and the District of Columbia maintain
in their statutes the death penalty for rape.22 All but one
(Nevada) are southern states.23 The death penalty for rape
can therefore truly be said to be a regional or geographic
phenomenon. But, we submit, a geographic or regional
variation cannot restrict the Court’s exercise of judgment
in construing and applying the Eighth Amendment any
more than can the First or Fourteenth. Indeed, whether or
not it was the intent of the framers of the latter amendment
to incorporate the first ten,24 the practical effectuation of
the same result through the steady process of selective in
corporation initiated in Gitlow v. Neio York,25 manifests a
strong judicial policy towards nationalizing the Bill of
Bights. During the quarter of a century since Gitlow, the
personnel of the Court has undergone many changes; it has
included such staunch defenders of federalism as Mr. Jus
tice Frankfurter. Yet, during the entire period the prog
ress towards nationalization has not been stayed and cer
tainly not been reversed; not a single decision holding
applicable to the states by virtue of the Fourteenth Amend
ment a right secured in the first ten has been overruled by
22. The states are Alabama, Arkansas, Delaware, Florida, Geor
gia, Kentucky, Louisiana, Maryland, Mississippi, Missouri, Nevada,
North Carolina, Oklahoma, South Carolina, Tennessee, Texas and
Virginia. Bedau, p. 43; United Nations Report, Capital Punish
ment (S T /S O A /S D /9 -lO j, p. 40 (hereinafter referred to as UN
Report). The latter includes West Virginia but in 1965, after the
UN compilation, that state abolished capital punishment in all cases.
United States Department of Justice, National Prisoner Statistics,
No. 42, June, 1968, p. 32 (hereinafter referred to as N PS). In Ne
vada, rape is punishable by death only where committed with substan
tial bodily harm to the victim. Nev. Rev. Stat. Sec. 200.363 (1967).
23. So classified by the Department of Justice. NPS, p. 9.
24. See Adamson v. California, 332 U.S. 46 (1947) (opinion by
Mr. Justice Reed, concurring opinion by Mr. Justice Frankfurter
and dissenting opinion by Mr. Justice Black).
25. 268 U.S. 652 (1925).
IS
the Court or even modified to the extent of according
greater liberality to the states in interpreting the scope
of the right.20
The principle underlying Gitlow and its successors is
that we are one indivisible nation with liberty and justice
for all,, and not merely for those fortunate enough to reside
in some rather than other regions of the country. It is
the principle that where the fundamental freedoms of the
Bill of Rights are concerned (one of which is the freedom
from cruelly excessive punishments) accidents of geog
raphy are irrelevant. So long as we are one nation, it is
unacceptable that the right of a man, even a rapist, to live
should depend on whether he committed the offense five
feet north or five feet south of the Mason-Dixon line.
It is not merely in the many incorporation cases that
the judicial policy negating geographical factors in apply
ing constitutional freedoms is manifest. In Brown v. Board
of Education, supra, the Court held that a Negro child
attending public school in Topeka, Kansas has as much
right not to be segregated as his cousin attending school in
Denver or Minneapolis. In Loving v. Virginia, 388 U.S. 1
(1967), it held that the right of a Negro and white to marry
each other is not dependent on whether they live in Rich
mond or in New York.
The thrust of Baker v. Carr, 369 U.S. 186 (1962) and its
manifold progeny is that not only the right to vote but the
value of one’s vote may not be made dependent upon the 26
26. As suggested by Mr. Justice Jackson in Beauharnais v. Illi
nois, 343 U.S. 250, 288-295 (1952) and Mr. Justice Harlan in Roth
v. United States, 354 U.S. 476 (1957).
19
geographical accident of whether he lives on a farm or in
a city.
Perhaps most germane is Jacobellis v. Ohio, 378 U.S.
184 (1984). In Roth v. United States, 354 U.S. 476? 489
(1957), this Court had held that the test for constitutionally
unprotected obscenity is “ whether to the average person,
applying contemporary community standards, the dominant
theme of the material taken as a whole appeals to prurient
interests.” In Jacobellis, the Court held that the term
“ community standards” does not imply a determination of
the constitutional question of obscenity in each case by the
standards of the particular community from which the case
arises, but that it refers to national rather than local stand
ards. What the Court said in Jacobellis is, we submit, par
ticularly relevant here (378 U.S. at 194-5):
It is true that local communities throughout the
land are in fact diverse, and that in cases such as this
one the Court is confronted with the task of reconciling
the rights of such communities with the rights of in
dividuals. Communities vary, however, in many re
spects other than their toleration o f alleged obscenity,
and such variances have never been considered to re
quire or justify a varying standard for application of
the Federal Constitution. The Court has regularly
been compelled, in reviewing criminal convictions chal
lenged under the Due Process Clause of the Four
teenth Amendment, to reconcile the conflicting rights
of the local community which brought the prosecution
and of the individual defendant. Such a task is ad
mittedly difficult and delicate, but it is inherent in the
Court’s duty of determining whether a particular con
viction worked a deprivation of rights guaranteed by
the Federal Constitution. The Court has not shrunk
20
from discharging that duty in other areas, and we see
no reason why it should do so here. The Court has
explicitly refused to tolerate a result whereby “ the
constitutional limits of free expression in the Nation
would vary with state lines,” Pennekamp v. Florida,
supra, 323 U.S., at 335, we see even less justification
for allowing such limits to vary with town or county
lines. We thus reaffirm the position taken in Roth to
the effect that the constitutional status of an allegedly
obscene work must be determined on the basis of a
national standard. It is, after all, a national Consti
tution we are expounding. (Emphasis added.)
If a community may not determine for itself what is
obscene, it may not determine what is cruel and unusual.
I f restrictive local or regional standards may not determine
the right of an American to speak, it certainly may not, we
submit, determine his right to live.
It may be conceded that these decisions as well as one
that forbids a state to impose the death penalty for rape
impinge somewhat upon federalism strictly construed. But
federalism, like government, is not an end but a means.
We declared our independence of England because we be
lieved that governments are instituted among men to secure
their inalienable rights, of which first and foremost is the
right to live, and that when a particular form of govern
ment fails to secure these rights, it is the form of govern
ment and not the rights which must yield.
It is no answer to say that application to particular
geographic regions of national concepts of the meaning of
freedoms secured by the Bill of Bights should be effected
by constitutional amendment rather than court decision,
21
for it is the teaching of all the post-Gitlow decisions that
this indeed is what was done in 1868. I f the Fourteenth
Amendment means anything, it means that a man’s right
to life or liberty cannot be made dependent upon local or
regional standards but must be judged according to the
standards of the entire nation. It is, after all, a national
Constitution which secures this right.
F. A p p lica b le Standards o f Cruelty
As we have indicated, the ultimate authority to deter
mine what constitutes constitutionally impermissible pun
ishment rests with the courts. This is so because in a
Federal system based upon a written constitution there
must be some single agency which has the final responsi
bility of determining for the whole nation the meaning of
that constitution. Ever since Marbury v. Madison, 1 Cranch
137 (1803), it has been established that this responsibility
has been delegated to the judiciary. It is therefore the
responsibility of this Court to adjudicate the appropriate
ness of the death penalty for rape.
In discharging this responsibility, members of the Court
are not left without guides other than their own subjective
predispositions. We do not urge the Court to reverse in
the present case merely because its members may not like
the idea of a person being put to death for a non-homicidal
rape. We do not even urge that the penalty be adjudged
unconstitutional because the Court deems it shocking to
the conscience, although there is ample authority for this.27
We believe that there are standards or criteria available
27. See, e.g., Rochin v. California, 342 U.S. 165 (1952); Loui
siana ex rel. Francis v. Resweber, 329 U.S. 459, 471 (1947) (con
curring opinion of Mr. Justice Frankfurter).
22
to the Court as reasonably objective as can be expected of
a constitutional provision whose words necessarily “ are
not precise.” 28
We have heretofore urged rejection of such criteria as
acceptability in 1789 or 1868, effectiveness as a deterrent,
and contemporary acceptability in a particular geographic
region. There are, however, other standards or criteria
which are appropriate and it is to these that we now
address ourselves.
Preliminarily, we note that the over-all principle was
expressed by Mr. Chief Justice Warren in his plurality
opinion in Trop v. Dulles (256 U.S. at 101). “ The Amend
ment,” he said, “ must draw its meaning from the evolving
standards of decency that mark the progress of a maturing
society.” The criteria we now propose will, we submit,
aid the Court in determining whether the death penalty
for non-homicidal rape is consistent with these “ evolving
standards of decency.”
1. The cruelty of non-deterrent punishment
We have pointed out above (p. 16) that punishment
may be constitutionally cruel even if it is effective as a
deterrent and that accordingly if the death penalty were
effective to deter rapes it nevertheless could still be viola
tive of the Eighth Amendment. But, we suggest here, the
converse does not follow; punishment which does not deter
and does not serve any valid purpose at all (such as ref
ormation) or any valid purpose which cannot effectively
be served by less harsh means (such as isolation) is, we
28. Trop v. Dulles, 356 U.S. at 100.
23
submit, cruel and inhumane. This is so because its only
purpose is vengeance,20 and vengeance is forbidden by the
Constitution.
Mr. Justice Brennan did not join in the Chief Justice’s
plurality opinion in Drop v. Dulles, but he expressed this
principle well in his own concurring opinion. After con- 29
29. There is considerable empiric evidence to support the be
lief that vengeance is the purpose of the death penalty. Prison au
thorities uniformly search and guard condemned _ prisoners closely
to prevent suicide. Should a prisoner in attempting suicide injure
himself, no medical effort is spared to keep' him alive for the sched
uled execution. Gottlieb, Capital Punishment, 15 Crim e an d D e
lin q u e n c y 8 (1969). It is apparently not the prisoner’s death but
the putting him to death that the state demands. Moreover, the
prisoner must be conscious and sane at the time of the execution.
Dr. William F. Graves, for many years medical officer at San Quen
tin, made some fifty visits on death row, examining each condemned
inmate to determine his physical and mental status and to recom
mend any treatment that might be needed to keep him alive and sane
for execution.' Dr. Graves reports as follows regarding one con
demned prisoner: “ During his stay in Death Row, McCracken be
came no more than a vegetable. On one occasion, I found him wal
lowing on the floor of his cell in his own excreta babbling inco
herently. I arranged to have him transferred to the prison hospital
where he wras given electric shock therapy— this to bring him to a
point of sanity at which he might be considered able to understand
that he was being punished at the time of his execution.” Ibid.
That this practice is not limited to the United States is shown
by the following from the UN report cited above (at p. 101) : “ There
are provisions in the laws of many countries which allow the post
ponement of an execution in the event of either serious physical ill
ness or insanity which appears after sentencing; the execution then
takes place when the condemned man is in good health. Ironically,
this practice sometimes results in the fact that the state expends con
siderable effort and funds to save the life of the man it will then
proceed to kill. * * *” All this makes sense only in terms of ven
geance; the culprit must be sane and conscious when the state puts
him to death, else the state’s vengeance would not be full.
The practice in ancient Israel, during the time when capital pun
ishment was still effected, was the reverse. The condemned prisoner
was given wine spiced with frankincense to drink in order to be
numb his senses. Talmud, Sanhedrin 43a.
24
eluding that denationalization for desertion during wartime
is ineffective as a deterrent, he stated (356 U.S. at 112):
* * # It cannot be denied that there is implicit in this
a certain rough justice. He who refuses to act as an
American should no longer be an American—what
could be fairer? But I cannot see that this is anything
other that forcing retribution from the offender—
naked vengeance. * # *
Mr. Justice Brennan did not join in the plurality opinion
based on the Eighth Amendment presumably because the
Government had “ understandably] * * * not pressed its
case on the basis of expatriation of the deserter as punish
ment for his crime.” {Ibid.) Had it done so, the tenor of
his opinion and his joinder in the Court’s opinion in Robin
son v. California, supra, indicate quite clearly that he would
likewise have held that non-deterrent, vengeful punishment
is violative of the Eighth Amendment’s prohibition of cruel
and unusual punishment.
Mr. Justice Brennan pointed out in Trop that because
of the novelty of expatriation as punishment no one can
judge its precise consequences and he accordingly could
not rely on any studies to establish its inefficacy as a de
terrent.30 Nevertheless, he concluded that since its efficacy
had not been established, so grave a penalty could not con
stitutionally be imposed by Congress.
30. He did, however, note that, from the fact that in two-thirds
of the cases of the 21,000 soldiers convicted of desertion during
World War II and sentenced to be dishonorably discharged, review
ing authorities remitted the dishonorable discharges, “ it is possible
to infer that the military itself had no firm belief in the deterrent
effects of expatriation.” 358 U.S. 112, n. 8.
25
In respect to capital punishment, however, substantial
studies have been made by competent scholars and their
conclusion is overwhelming* that statistical research does
not support the assumption that the death penalty is more
effective as a deterrent than life or long-term imprisonment
and that it is the certainty rather than the gravity'of the
punishment that is critical in deterrence.31 (Indeed, the
only contrary assertions are unsupported, impressionistic
statements mainly from law enforcement officials.32) Some
of the scholars assert flatly that the death penalty, as dis
tinguished from imprisonment, is not a deterrent ;33 or may
even have a contrary effect and actually incite commission
31. Sellin, The Death Penalty, 19-63 (1959) ; Sellin, Capital
Punishment, 135-186 (1967) ; Calvert, Capital Punishment in the
Twentieth Century, 51-90 (1928) ; Mattick, The Unexamined Death,
8-28 (1966) ; Koeninger, Capital Punishment in Texas, 1924-1968,
15 Crim e and D elin q u e n cy (1969) 132; Sellin, Does the Death
Penalty Protect' Municipal Police? in Bedau, 284; Campion, Does
the Death Penalty Protect State Policef in ibid. 301 ; Savitz, The
Deterrent Effect of Capital Punishment in Philadelphia, in ibid., p.
315; Graves, The Deterrent Effect of Capital Punishment in Cali
fornia, ibid., p. 322; Royal Commission on Capital Punishment, Re-,
port (1953), sections 65, 67-68; Reckless, The Use of the Death
Penalty, 15 Crim e an d D e lin q u e n cy 52-56 (1969); McCafferty,
Major Trends in the Use of Capital Punishment, F ederal P roba
tio n , Sept. 1961, pp. 15-21.
32. Hoover, Statements in Favor of the Death Penalty, in Be
dau, 130; Allen, Capital Punishment: Your Protection and Mine,
id., 135. But not all law enforcement officials agree. See, e.g., State
ment of Attorney General Ramsey Clark on S. 1760, Dept, of Jus
tice Release, July 2, 1968. Correction officials, moreover, appear
very predominantly to be of the opinion that capital punishment has
no significant deterrent effect; Thomas, Attitudes of Wardens To
wards the Death Penalty, in Bedau, 242 ; Gottlieb, Capital Punish
ment, 15 Cr im e an d D elin q u e n cy 13 (1969).
33. Professor Sellin, for example, has asserted positively that
there is evidence for the view that imprisonment is as good a de
terrent as the death penalty. Bedau, 264. So too has Koeninger,
Crime and Punishment in Texas, 15 Crim e and D elin q u e n cy 132,
141 (1969) ( “ The death penalty for murder in Texas has not been
a deterrent.” )
26
of the very crime it seeks to deter.34 More cautious schol
ars say only that there is no evidence to support the theory
that the death penalty is a deterrent superior to imprison
ment.35 But even accepting the latter view, we submit, in
harmony with Mr. Justice Brennan’s position in Trop v.
Dulles, that where the consequences of a choice of penalties
is so 'grave, the Constitution requires some evidence to
support the choice made and does not sanction the staking
of a man’s life on a guess.
In sum, we submit that in the absence of at least some
convincing evidence that the death penalty for rape does
actually deter other rapes to an extent greater than life or
long-term imprisonment, the death penalty constitutes cruel
and unusual punishment in violation of the Eighth Amend
ment.
2. The death penalty for rape as a badge of slavery
Every relevant study indicates a strong relation be
tween the death penalty and poverty; for the crime that
sends the poor man to the death chamber, the well-to-do, if
convicted at all, is most likely to go to prison. Dean Mac-
namara of the New York Institute of Criminology was per
haps over-dramatic in stating that “ It may be exceedingly
difficult for a rich man to enter the Kingdom of Heaven
but case after case bears witness that it is virtually impos
34. Sellin, The Death Penalty (1959), 65-69; Scott, A History
of Capital Punishment (1950), p. 246; Massachusetts, Report on the
Death Penalty (195S), 27-28; Ohio, Report on Capital Punishment
(1961) 49; Roche, A Psychiatrist Looks at the Death Penalty, T h e
P rison Jou rn al (Oct. 1958), p. 47.
35. See authorities cited in footnote 25. Bedau sums it up as
follows: “ What do all these studies, taken together, seem to show?
The.results ar£ negative; there is no evidence to support the theory
that the death penalty is a deterrent superior to imprisonment for
the crime of murder” (p. 264).
27
sible for Mm to enter the execution chamber,” 36 37 38 39 but the
substantial truth of the statement is supported by all the
authorities,37 and is conceded even by those favoring reten
tion of capital punishment.38
The death penalty is not only a function of poverty, it
is also a function of race. There is substantial evidence
and agreement among the authorities that racial discrimi
nation is a significant factor in the imposition and execution
of the death sentence.89 Attorney General Ramsey Clark
36. Macnamara, Sta te m e n t A g ainst Ca p ita l P u n is h m e n t ,
in Bedau, 188. See also, Ehrmann, T h e H u m a n S ide of Capita l
P u n is h m e n t , in Bedau, p. 510. “ It is difficult to find cases where
persons of means or social position have been executed. Defend
ants indicted for capital offenses who are able to employ expert legal
counsel throughout their trials are almost certain to_ avoid death
penalties. In the famous Finch-Tregoff case in California, there
were three trials, two hung juries, and finally verdicts of guilty but
without the death penalty. It is estimated that the cost of these
trials was over $1 million. But in the trial of some defendants with
out funds, juries have deliberated for as little as nineteen minutes, or
an hour more or less, and then returned verdicts of guilty and death.”
37. Duffy and Hirshberg, 88 M en an d W om en (1962), p. 256;
DiSalle, Capital Punishment and Clemency, 25 O h io Sta te L. J. 71,
72 (1964) ; Bedau, Death Sentences in New Jersey 1907-1960, 19
R utgers L. R ev . 1 (1964) Johnson, Selective Factors in Capital
Punishment, 36 Social F orces 165 (1967) ; Koeninger, Capital
Punishment in Texas, 1924-1968, 15 Crim e an d D elin q u e n cy 141
(1969); Statement of Attorney General Ramsey Clark on S. 1760,
July 2, 1968; Wolfgang, Kelly and Nolde, E xecution s an d Co m
m u tatio n s in P e n n s y l v a n ia , in Bedau, 482-483; Ehrmann, T he
H u m a n S ide of Ca pita l P u n is h m e n t , in Bedau, 510-511; Mulli
gan, Death, The Poor Man’s Penalty, T h e A m erican W e e k l y ,
May 15, 1960, p. 9.
38. E.g., Allen, Cap ita l P u n is h m e n t : Y our P rotection and
M in e , in Bedau, 138.
39. Wolfgang, Kelly and Nolde, E xecution s and Co m m u t a
tions in P e n n sy lv a n ia , in Bedau, 473-477; Macnamara, State
ment Against Capital Punishment, in ibid 188; Murton, Treatment
of Condemned Prisoners, 15 Crim e and D elin q u e n cy 96-97
(1969) ; Garfinkel, Research Note on Inter- and Intra-Racial Homi
cides, 26 Social F orces 369 (1949); Johnson, The Negro and
Crime, 271 Annals 93 (1941). See also authorities cited in footnote
31, supra.
2 8
stated quite categorically in testifying before the Senate
Subcommittee of the Judiciary on S. 1760 (July 2, 1968)
that “ racial discrimination occurs in the administration
of capital punishment.” By no means untypical is the
following finding in a study of capital punishment in Texas:
“ Lqseveral instances where a white and a Negro were co
defendants, the white was sentenced to life imprisonment
or a term of years, and the Negro was given the death
penalty. ’ ’40
The positive relationship between the death penalty and
race is strong, but where the crime involved is rape and
more particularly, as in the present case, the rape of a white
woman by a Negro, the relationship is almost uncontrovert
ible. The statistics of the Department of Justice show
that in the United States in the period from 1930 to
1967 the percentage of whites and Negroes among those
executed was, respectively, for murder, 49.9 and 48.9; for
crimes other than murder and rape, 55.7 and 44.3; for rape,
10.6 and 89.0.41 *
In 1954, the Court in Brown v. Board of Education,
supra, declared racial segregation in the public schools to
be unconstitutional. In 1962, the petitioner herein was con
demned to death for the rape of a white woman. A com
parison of the states whose statutes in 1954 required or
authorized racial segregation in the schools and those
40. Koeninger, Capital Punishment in Texas, 1924-1968, 15
Cr im e and D elin q u e n cy 141 (1969).
41. NPS, p. 7. An independent study made of Texas for the
years 1924 to 1965 shows for murder the relative percentage of whites
and Negroes were respectively 36 and 55, while for rape, they were
14 and 83. Koeninger, Capital Punishment in Texas, 1924-1968, 15
Cr im e an d D elin q u e n cy 140 (1969).
29
which in 1962 authorized42 the death penalty (and with the
exception of West Virginia still do) for rape is, we believe,
of great significance:
Segregation States4,3 Death Penalty States43 44
Alabama Alabama
Arizona
Arkansas Arkansas
Delaware Delaware
District of Columbia District of Columbia
Florida Florida
Georgia Georgia
Kansas
Kentucky Kentucky
Louisiana Louisiana
Maryland Maryland
Mississippi Mississippi
Missouri Missouri
Nevada
New Mexico
North Carolina North Carolina
Oklahoma Oklahoma
South Carolina South Carolina
Tennessee Tennessee45
Texas Texas
Virginia Virginia
West Virginia West Virginia
Wyoming
42. In no state is the death sentence for rape mandatory; other
wise a white charged with rape would have to be either acquitted or,
as rarely happens, be sentenced to death. See Bedau, p. 413.
43. Murray, S tates L aw s on R ace a n d Color, Supp. (1955),
p. 6.
44. Supra, note 22.
45. In 1915, Tennessee abolished capital punishment for all
crimes except rape. Bedau, p. 413.
30
With the exception of Nevada (where the death penalty
is permissible only if the rape is accompanied by substan
tial bodily harm to the victim46 47 and where in any event the
statute is a dead letter, no person having been executed
under it at least since 1930)47 every state (including the
District of Columbia) which authorizes the death penalty
for rape required or authorized racial segregation in the
public schools until it ivas declared unconstitutional. Con
versely, of the 22 states which required or authorized racial
segregation in the public schools, all but three (Arizona,
Kansas and Wyoming) authorized the death penalty for
rape.
This almost one for one relationship between racial
segregation and death penalty statutes for rape as well as
other statistical and empiric evidence, can be explained in
no other way than in terms of racial discrimination. This
is the practically unanimous conclusion of the competent
scholars who have studied the problem.48 Thus, Koeninger,
reporting on a Texas study, asserts: “ The Negro con
victed of rape is far more likely to get the death penalty
than a term sentence, whereas the whites and Latins are
far more likely to get a term sentence than the death pen
alty.” 49 Bedau states (at p. 413) that
* * * as the National Prison Statistics shows of the
nineteen jurisdictions that have executed men for rape
since 1930, a third of them have executed only Negroes.
46. Supra, note 22.
47. NPS, p. 11.
48. Bedau, p. 6 0 ; Ehrmann, T h e H u m a n S ide of P u n is h
m e n t , in Bedau, p. 511. See also authorities cited in note 39, supra.
49. 15 Cr im e an d D e lin q u e n cy 141 (1969).
In these six states, the very existence of rape as a
crime with optional death penalty is, in the light of
the way it has been used, a strong evidence of an
original intent to discriminate against non-whites.
At the request of the NAACP Legal Defense and Edu
cation Fund, Professor Marvin E. Wolfgang undertook an
independent investigation of the relationship of the death
penalty to race in rape cases. Dr. Wolfgang’s findings,
which accorded with those of all the other scholars, were
presented to the District Court in this case in support of a
claim of denial of equal protection, but that court and the
Court of Appeals were unpersuaded, primarily because the
study did not encompass the particular county (Garland)
wherein the present case was tried. The courts apparently
believed that the fact that juries in other counties act dis-
criminatorily in imposing the death sentence does not jus
tify an inference that the jury in the present case followed
the general pattern.
In view of the limited nature of the certiorari allowed
in this case, the equal protection question and the correct
ness of the decision of the lower courts on that specific
question are not now open to review. Petitioner, however,
offers Dr. Wolfgang’s findings to this Court on another
ground which is before it, namely, that unbridled discre
tion-on the part of a jury in fixing the penalty for rape
usually if not inevitably results in racial discrimination
and hence is arbitrary and a deprivation of due process.
We offer Dr. Wolfgang’s findings as well as the statis
tical and other scholarly studies to this Court on an anal
ogous but somewhat different basis. We suggest that if a
32
white man found guilty of rape is rarely sentenced to death,
or if sentenced is rarely executed, then the death sentence
for a Negro convicted of the same crime may truly he said
to he an ‘ ‘ unusual ’ ’ punishment, and hence violative of the
Eighth -Amendment. We suggest too another approach.
In Robinson v. California, swpra, the Court held that to
punish a' person for a status (drug addiction) which he
cannot control violates the Eighth Amendment.50 The
same reasoning makes violative of the Amendment the im
position on a person of a penalty harsher than ordinarily
imposed simply because of a status (the color of his skin)
which he cannot control.
It is true, of course, that neither the Wolfgang study nor
the National Prisoner Statistics or the scholarly studies
which have been cited herein specifically pinpoint Garland
County in Arkansas, and it is conceivable that the jury
which condemned the petitioner to death did not share the
general feelings regarding the rape of a white woman by
a Negro prevalent in all the states which authorize the
death penalty for rape. But the Constitution does not
require the courts to ignore what everyone knows or to
close their eyes to what everyone sees. Certainly, when
human life is at stake the courts have not merely the right
but an obligation to act on the basis of probability rather
than remote possibility.
In Brown v. Board of Education, supra, the Court in
holding racial segregation jn all schools to be unconstitu
50. In Powell v. Texas, 392 U.S. 514 (1968), the Court found
an absence of evidence in the record to support the claim that being
drunk in a public place was a status entirely uncontrollable by the
defendant, but in no way impaired the authority of Robinson,
33
tional relied upon scholarly studies that such segregation
causes psychological harm to Negro children. Yet, none of
the cited studies pinpointed Topeka, Kansas, nor was any
other evidence presented to show that the Negro children
in that school district suffered any hurt from the com
pulsory segregation. The Court had held at least a prinia
facie denial of equal protection on the basis of statistical
evidence of the exclusion of minority groups from juries
even though there was no evidence that the particularly all-
white jury which convicted the defendant whose case was
being considered was motivated by racial considerations.51
The genius of the Anglo-American system of law is that
in a criminal case every reasonable doubt must be resolved
in favor of the accused. Thiŝ is especially true where a
human life is at stake. Here far more than a reasonable
doubt is present that the petitioner’s death sentence was
unmotivated by racial considerations. This should be more
than enough to bar the extinguishment of his life.
3. The death penalty and the national conscience
We have suggested (supra, pp. 17-21) that local or
regional standards are not the appropriate measure to de
termine whether the death penalty constitutes cruel and
unusual punishment within the purview of the Eighth
Amendment, and that fundamental rights secured by a na
tional constitution must be applied nationally. We submit
that viewed nationally “ the evolving standards of decency
that mark the progress of a maturing society” 52 clearly
point to the elimination of the death penalty in the United
States.
51. See, e.g., Hernandez v. Texas, 347 U.S. 475 (1954).
52. Trap v. Dulles, 256 U.S. at 101.
34
Although general public opinion has fluctuated over the
years; the trend is strongly toward abolition. Where in
formed public opinion is concerned, opposition to capital
punishment is overwhelming (with the exception of pro
fessional law enforcement officials, but not correction offi
cials). Bedau (at p. 236) summarizes the public opinion
and attitude surveys as follows:
* # * It seems fairly probable that: (1) psychiatrists,
penologists and possibly social scientists and social
workers generally, as well as higher government offi
cials, tend to oppose the death penalty in this country
at this time; law enforcement officers tend to favor it.
The strength of these divergent attitudes is about
equally pronounced. The general public shows a stead
ily growing trend to doubt the death penalty and to
favor abolishing it. * * *
Better than any other agency in a society its religious
groups reflect its conscience. The six constituents of the
Synagogue Council of America, in whose behalf this brief
is submitted, can fairly be said to represent American
Judaism, and all favor abolition of capital punishment.
Some of the others in the rapidly growing number of re
ligious groups on record as opposed to capital punishment
are: American Baptist Convention; American Evangel
ical Lutheran Church; Augustana Evangelical Lutheran
Church of North America; California-Nevada Conference
of Methodists; Christian Churches (Disciples of Christ)
International Convention; Church of the Brethren; Church
Federation of Greater Chicago; Congregational Confer
ence of Southern California and the Southwest; Connect
icut Valley Presbytery; Connecticut Valley Quarterly
Meeting of Friends (Quakers); Connecticut Universalist
Convention; Greater Bed Bank Area Council of Cliurclies;
Massachusetts Baptist Convention; Massachusetts Council
of Churches; New York State Council of Churches; North
ern California and Nevada Council of Churches; Protestant
Episcopal Church in the United States of America; Prot
estant Episcopal Church, Diocese of Massachusetts; South
ern California Council of Churches; Southern California-
Arizona Conference of the Methodist Church; United
Presbyterian Church in the United States of America-Gen
eral Assembly; TJniversalist Church of America.53
Legislative action reflects this trend. In the past five
years, five states (Iowa, New York, Oregon, West Virginia
and Vermont) have abolished the death penalty.54 In ad
dition, the United States Department of Justice has urged
Congress to abolish the death penalty in places under its
jurisdiction.55 56 But the statute books do not tell the full
story. Nevada, as we have noted, has never legislatively
abolished the death penalty for rape; yet not a single per
son has been executed in that state for rape in at least
forty years. There is hardly a state in the Union which
does not carry on its hooks laws which have long become
archaic and obsolete. In gauging standards, the de facto
is more significant than the de jure.‘ia
An examination of what actually has been happening
shows clearly that the death penalty has really become an
53. Ehrmann, T he H u m a n S ide of Cap ita l P u n is h m e n t , in
Bedau, pp. 515-516. This listing is far from exhaustive.
54. Bedau, p. 12.
55 Statement by Attorney General Ramsey Clark on S. 1760
(July 2, 1968).
56. Cj. Poe v. Uliman, 367 U.S. 497 (1961).
36
“ unusual” punishment. The number of persons executed
within the United States in the years 1930, 1940, 1950 and
from 1960 to the present as reported by the Federal Bu
reau of Prisons57 are shown in the following table:
1930—155
1940—124
' 1950— 82
1960— 56
1961— 42
1S62— 47
1963— 21
1964— 15
1965— 7
1966— 1
1967— 2
1968— 0
1969— 0
It is true that some of the decrease may be explained
by decisions of this Court58 59 and the activities of such organ
izations as the NAACP Legal Defense and Educational
Fund and the National Office for the Eights of the Indigent
seeking to make available to poor persons some of the legal
services available to the well-to-do, so that some who earlier
would have gone to the death chamber with little legal
opposition are now better able to use the law to preserve
their lives. It is also true that, as of the beginning of
1968, there were 435 persons on death rows throughout
the nation50 and that since then many additional death
57. NPS, p. 7 (updated).
58. E.g., Griffin v. Illinois, 351 U.S. 12 (1956) ; Gideon v. Wain-
wright, 372 U.S. 335 (1963).
59. NPS, p. 13.
37
sentences have been handed down, so that in the event the
present appeal and others that are on their way to this
Court are unsuccessful some of these persons will be exe
cuted. Nevertheless, the steady decline in the number of
persons executed during the past four decades can be ex
plained only in terms of a widely held belief that the- death
penalty is basically cruel and morally unacceptable.
The conclusions drawn in this section and the statistical
and other factual information cited to support them all
deal with the death penalty generally, that is even for pre
meditated murder. We do not in this brief urge a decision
that capital punishment is in all cases cruel and unusual
punishment violative of the Eighth Amendment. We urge
only that the death penalty for non-homicidal rape does
violate the Constitution. In considering this narrower
issue, it should be noted that, even if measured by what
the statute books say rather than by what is actually clone,
the national standard quite clearly rejects capital punish
ment for rape; the overwhelming majority of Americans
live in states whose laws do not permit a judge or jury to
sentence a person convicted of rape to death. Measured
by the test set forth in Trop v. Dulles, this Court, we sub
mit, can come to no other conclusion than that the time has
arrived judicially to declare that the death penalty for
non-homicidal rape does not comport with the present
standards of national decency and therefore is violative of
the Eighth Amendment.
4. International standards
A democracy, our Declaration of Independence asserts,
imposes upon its people an obligation to accord a decent
respect to the opinions of mankind. We suggest that in
38
deciding whether capital punishment for rape is consist
ent with evolving standards of decency, this Court can
and should accord respect to the opinion of mankind. This
is by no means unprecedented. In Trop v. Dulles, Mr.
Chief Justice "Warren noted that “ The civilized nations of
the wprld are in virtual unanimity that statelessness is not
to be imposed as punishment for crime.” 356 U.S. at 102.
Tie referred to a United Nations’ survey of the nationality
laws of 84 nations of the world which revealed that only
two countries, the Phillippines and Turkey, imposed de
nationalization as a penalty for desertion, and at least
partly on the basis of this fact he held denationalization to
constitute cruel and unusual punishment. 356 U.S. at 103.
What is true of denationalization is equally true at
least in respect to capital punishment for non-homicidal
rape.
We have quoted Bedau’s summary of American atti
tudes to the death penalty generally.60 61 World opinion, as
indicated in a survey made under the auspices of the De
partment of Economic and Social Affairs of the United
Nations, is almost exactly the same. The UN reports as
follows :G1
In the first place, it will be noted that, among the
leading authorities in penal science, the supporters of
abolition appreciably outnumber those who favor the
retention of capital punishment. The specialists of
the social sciences, criminologists, sociologists, penolo
gists, psychologists, doctors and writers on social
60. Supra, p. 34.
61. UN Report, p. 64. See, also, Ancel, Capital Punishment in
the Second Half of the Twentieth Century, T he R eview (Interna
tional Commission of Jurists), June 1969, 33.
39
science and criminology are, in their great majority,
abolitionists. The supporters of capital punishment,
apart from a number of political figures and persons
holding high public office, are generally jurists with a
traditional training and judges.
It should be noted that here too the reference is to
capital punishment generally, even for premeditated mur
der. When capital punishment for non-homicidal rape is
involved, world revulsion is even clearer. The United
Nations’ survey shows that of the sixty-five nations that
responded to its inquiries, only four (other than the seven
teen states in the United States cited above)02 still permit
imposition of the death penalty for rape.03 There is, we
suggest, significance in the idetitity of the four which still
maintain the death penalty for rape. The four are the
Republic of China, Northern Rhodesia, Nyasaland, and the
Republic of South Africa. In respect to South Africa and
Rhodesia whose policy of apartheid and discrimination is
notorious, it is fairly certain that racial considerations are
the prime factor in the imposition of the penalty of death
for rape.
We submit that the evolving standards of civilized de
cency in the nations of the world no less than in the United
States call for a declaration by this Court that the death
penalty for non-homicidal rape constitutes constitutionally
impermissible cruel and unusual, punishment. 62 63
62. Supra, p. 29.
63. UN Report, p. 40.
40
Conclusion
All the evidence points to the conclusion that capital
punishment is on its way out. It is but a matter of time
before the laws authorizing it are repealed or become dead
letters. The reason for this is that it no longer comports
with 2‘ the evolving standards of decency that mark the
progress of a maturing society,” and this will become in
creasingly obvious in the coming years.
"Why, then, should not the Court abstain and let time
resolve the issue! First, because when constitutional rights,
particularly those that are fundamental, are violated, they
should be vindicated promptly.
Thus, in 1966, it was quite clear that the poll tax in state
elections was on its way out and had but few years of
survival; yet that fact did not deter this Court from de
claring it unconstitutional in the very few states which still
retained it.64 65 Occasionally, as in the case of racial segrega
tion in the schools, the Court has felt that prompt vindica
tion is impracticable and has contented itself with decreeing
effectuation of its decision with all deliberate speed.60 Look
ing backwards, it is by no means certain that a judgment
ordering reasonably prompt compliance with the constitu
tional mandate would not have worked better.
But whatever the case may be with respect to school
segregation, no practical considerations dictate delay in
declaring constitutional rights under the Eighth Amend
ment. The Court’s judgment will require no complex re
structuring of communal institutions. As in the case of
the poll tax, the judgment will be self-executing.
64. Harper v. Virginia State Board of Elections, 383 U.S. 663
(1966).
65. Brown v. Board of Education, 349 U.S. 294 (1955).
41
But, more important by far, until sueli time as the slow
wheels of legislative reform catch up with the national
conscience, human lives in an amount which cannot be fore
told, will have been extinguished. We who submit this
brief borrow from our Jewish tradition in noting that our
Rabbis taught us that he who destroys one life, it is as
though he destroyed the whole world; while he who sustains
one life it as though he sustained the entire world.66 This,
we believe, applies even to the life of a rapist.
In Trop v. Dulles, 356 U.S. at 100, Mr. Chief Justice
Warren stated that “ the basic concept underlying the
Eighth Amendment is nothing less than the dignity of man.
While the State has the power to punish, the Amendment
stands to assure that this power be exercised within the
limits of civilized standards.” These standards, we sub
mit, require the Court to declare at this time that the death
penalty for non-homicidal rape affronts the dignity of man,
does not comport with civilized standards and cannot be
sustained under the Eighth Amendment.
Respectfully submitted,
L eo P feffer
15 East 84tli Street
New York, New York 10028
M arvin B raiterman
M orris D ersiiowitz
W ile M aslow
H enry A. R apaport
J oseph B . R obison
George S oll
Attorneys for Amici Curiae
L eo P feffbr
Of Counsel
September, 1989
66. Talmud, Sanhedrin, ch. 4, Mishnah 5.
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