Fields v. City of Fairfield Brief for Appellants
Public Court Documents
September 24, 1963
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Brief Collection, LDF Court Filings. Fields v. City of Fairfield Brief for Appellants, 1963. edf443a2-b19a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/f465be8d-019b-46d7-b94b-ea78591d8927/fields-v-city-of-fairfield-brief-for-appellants. Accessed December 06, 2025.
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IN THE
©Hurt at % Hmteb States
October Term, 19S3
No. 30
EDWARD E. FIELDS and NATIONAL STATES
EIGHTS PARTY, and EOBEET LYONS,
Appellants,
v.
CITY OF FxlIEFIELD,
Appellee.
O n A ppeal prom th e S uprem e C ourt op A l abama
BRIEF FOR APPELLANTS
M elvin L . W u l p ,
156 Fifth Avenue,
New York 10, N. Y.,
Charles M organ, J r .,
Bank for Savings Building,
Birmingham, Alabama,
L eon F riedman /
R ichard J . M edalie,
425 Park Avenue,
New York, N. Y.,
Attorneys for Appellants.
I N D E X
Opinions Below ............................................. 1
Jurisdiction .................................................................... 1
Constitutional Provisions Involved ............................ 2
The Statutes In volved ................................................... 2
Questions Presented....................................................... 3
Statement of the C a se ............................................ 4
Summary of Argument ................................................. 6
A rgument :
I. The sections of the Code of Fairfield involved
herein are unconstitutional and void on their
face ...................................................................... 9
A. Sections 3-4 and 3-5 of the City Code . . . 9
B. Section 14-53 of the City Code ................. 12
II. The ordinances and the injunction issued
pursuant to them are unconstitutional as
app lied ................................................................ 16
A. Sections 3-4 and 3-5 of the City Code . . . . 16
B. Section 14-53 of the City C o d e ................. 18
III. Appellants were not foreclosed from testing
the injunction’s constitutionality by violating
its terms ............................................................. 21
A. The Mine Workers doctrine does not
apply to First Amendment cases............... 22
B. The primacy of First Amendment rights
requires this Court to hold that the in
junction’s constitutionality may be tested
by violating its terms ....... ..................... 27
PAGE
IV. The convictions violated the Due Process
Clause of the Fourteenth Amendment because
there was no evidence tending to prove the
offenses charged ..................................... 36
A. There was no evidence tending to prove
that petitioners violated the injunction as
it related to Sections 3-4 and 3-5 of the
Fairfield City C o d e ..................... 37
B. There was no evidence tending to prove
that petitioners had violated the injunc
tion as it related to Section 14-53 of the
Fairfield City Code .................................... 38
Conclusion ..................................................................... 40
Table of Cases Cited
Ayers, Ex Parte, 123 U. S. 443 (1887) ....................... 25n
Bantam Books v. Sullivan, 9 L. Ed. 2d 584 (1963) . . 13
Building Service Employees v. Gazzam, 339 U. S.
532 (1950) ..................' ............................................... 23n
u Cantwell v. Connecticut, 310 U. S. 296 (1940) . . 7,13,15, 21
Carpenters and Joiners Union v. Ritter’s Cafe, 315
U. S. 722 (1952) ......................................... ............ 23n
Congress of Racial Equality v. Douglas, 318 F. 2d
95 (C. A. 5, 1963) ..........‘ .........................................27, 36n
Cox v. New Hampshire, 312 U. S. 569 (1941) ............ 15
DeJonge v. Oregon, 299 U. S. 353 (1937).................. 7,19, 20
Feiner v. New York, 340 U. S. 315 (1951) . . 9, 29n, 34, 35
Fisk, Ex Parte, 113 U. S. 713 (1885) ....................... 25n
v"' Garner v. Louisiana, 368 U. S. 157 (1961 ).................. 9, 36
Giboney v. Empire Storage & Ice Co., 336 U. S. 490
(1949) .......................................................................... 23n
- Green, In the Matter of, 369 U. S. 689 (1962 )..........8, 24, 25
PAGE
Hague v. C.I.O., 307 U. S. 498 (1939) ........................ 15
Henry, Ex Parte, 147 Tex. 315, 215 S. W. 2d 588
(Tex. Sup. Ct. 1948) ............................................... 33n
Hughes v. Superior Court, 339 U. S. 460 (1960) . .. 23n
Jameson v. Texas, 318 U. S. 412 (1943) ..................... 6,10
Joseph Burstyn, Inc. v. Wilson, 343 U. S. 495 (1952)
7,13,16,17
Kasper v. Brittain, 245 F. 2d 92 (C. A. 6 195 7 )........ 9, 35n
Kingsley Books, Inc. v. Brown, 354 U. S. 436
(1957) ......................................... .......................... 18,19, 32n
Kovacs v. Cooper, 336 IT. S. 77 (1949) ...................... 15
Kunz v. New York, 340 U. S. 290 (1951)........7,12,13,17,19
Local Union 10 v. Graham, 345 IT. S. 192 (1953) .. 23n
Lovell v. Griffin, 303 U. S. 444 (1938)..............6, 7,11,13,15
Masses Pub. Co. v. Patten, 244 Fed. 535 (S. D. N. Y.
1917) rev. 246 Fed. 24 (2d Cir. 1917) .................. 35
NAACP v. Alabama, 357 U. S. 449 (1958) .............. 25
Near v. Minnesota, 283 U. S. 697 (1931) ..........7,13,16,17
Niemotka v. Maryland, 340 U. S. 268 (1961). . .7 ,12n, 13,15
Poulos v. New Hampshire, 345 U. S. 395 (1953) . . . . 33n
Rockwell, Matter of v. Morris, 12 A. D. 2d 272 (1st
Dept. 1961) a ff’d 2115 N. Y. S. 2d 502 (1961)
cert. den. 368 U. S. 913 (1961) ................................. 9, 34
Rowland, Ex Parte, 104 U. S. 604 (1882) .................. 25n
Saia v. New York, 334 U. S. 558 (1948) ...................... 7,13
Sawyer, In Re, 124 U. S. 200 (1888) ....................... 25n
Schneider v. State, 308 U. S. 147 (1939 )..................6,10,13
State Board of Education v. Barnette, 319 U. S. 624
(1943) .......................................................................... 22
State ex rel. Liversey v. Judge of Civil District
Court, 34 La. Ann. 741 (La. Sup. Ct. 1882) . . . . 33n
State of Alabama v. Arthur D. Gray, et al., Circuit
Court of Talladega County, in Equity, No. 9760 . . 3Qn
IV
State v. Morrow, 57 Ohio App. 30, 11 N. E. 2d 273
(Ohio Ct. of App. 1937) ........................................ 33n
Staub v. Baxley, 355 U. S. 313 (1958). .7 ,12n,13,15, 29, 32, 33
Stromberg v. California, 283 U. S. 359 (1931) .......... 11
Talley v. California, 362 U. S. 60 (1960) .................. 6,10
Terminiello v. Chicago, 337 U. S. 1 ............................ 11,12
Thomas v. Collins, 323 U. S. 516 (1945 )........7,16,19, 20, 32
Thompson v. Louisville, 362 U. S. 199 (1960) .......... 9, 36
Times Film Corp. v. Chicago, 365 U. S. 43 (1961) . . . 13
Tucker, Ex Parte, 110 Tex. 335, 220 S. U. 75 (Tex.
Sup. Ct. 1920) ....................................... 33n
United Gas, Coke & Chemical Workers v. Wisconsin,
Employment Relations Board, 340 U. S. 383
(1941) ......................................................................... 8,24,25
United Mine Workers v. United States, 330 U. S. 258
(1947) .........................................7, 8, 21, 22, 23, 23n, 24, 25,
25n, 26, 27, 27n, 28, 31, 32
Whitney v. California, 274 U. S. 357 (1927) .......... 29n
PAGE
Other Authorities Cited
Chafee, Free Speech in the United States (Harvard
University Press, 1946), 326, 342 ........................... 31n
Chafee, Some Problems of Equity (Univ. of Mich.
Law School, 1950) Chapters V III and IX .......... 28n
Cox, The Void Order and the Duty to Obey, 16 Univ.
of Chicago Law Rev. 86 (1948) ............................. 28n
Emerson, The Doctrine of Prior Restraint, 201 L. and
Contemp. Prob. 648 (1955) .............................. 7,13,14,15
General City Code of Fairfield, Alabama:
Section 3-4 ..................................................2,3,6,9,16,18
Section 3-5 ..................................... 2, 3, 6, 9,10,16,18, 37
Section 14-53 ...............................3, 6, 7,12,15,18, 21, 38
V
New York Times:
October 30, 1962 .....................................................
November 10, 1962 .................................................
November 30, 1962 .................................................
April 23, 1963 .........................................................
May 31, 1963 ...........................................................
June 7, 1963 .............................................................
The Norris-LaGuardia Act, 47 Stat. 70, e. 90, 29
U. 8. C. § 101 .................................................. .
The Supreme Court and Civil Liberties, 4 Vanderbilt
Law Rev. 533 (1951) .................................................
United States Constitution:
Amendment 1 ................................... 2, 3, 8, 20, 21, 27, 28,
29, 30n, 32, 33, 33n
Amendment 14 ......................................... 2, 3,19, 33n, 36
Watt, The Devine Right of Government, by Judi
ciary, 14 Univ. of Chicago Law Rev. 409 (1947) .. 28n
28 U. S. C. § 1257(2) ..................................................... 2
PAGE
30n
30n
30n
30n
31n
3 In
22n
28n
IN T H E
g>ujxrottp (tort uf tip TUnxUb States
October Term, 1963
No. 30
E dward E. F ields and N ational S tates E ights P arty
and E obert L yons,
Appellants,
against
C ity of F airfield ,
Appellee.
BRIEF FOR APPELLANTS
Opinions Below
The opinion of the Supreme Court of Alabama affirming
appellants’ convictions is reported at—Ala.— , 143 So. 2d
177 and is contained in the Eecord at pp. 86-90. No opinion
was written by the Circuit Court of Jefferson County, but
its oral opinion rendered at the time of conviction is con
tained in the Eecord at pp. 71-73.
Jurisdiction
Appellants Fields and Lyons were adjudged guilty of
criminal contempt on October 12, 1961. The judgment was
affirmed and entered by the Alabama Supreme Court on
June 14, 1962 (E. 91) and a timely application for rehearing
denied on July 12, 1962 (E. 93). Notice of Appeal to the
Supreme Court of the United States was filed with the Su
preme Court of Alabama on September 10, 1962 (E. 95-97),
2
and an amendment to the Notice was tiled September 18,
1962 (R. 98-99). Execution of sentence was stayed by the
Alabama Supreme Court until final disposition by this
Court (R. 93-94). Probable jurisdiction was noted on March
18, 1963 (R. 99).
Jurisdiction of this Court rests on 28 U. S. C. § 1257(2).
Constitutional Provisions Involved
U nited S tates C onstitution
Amendment 1:
“ Congress shall make no law * '* * abridging the
freedom of speech, or of the press; or the right of the
people peaceably to assemble and to petition the Gov
ernment for a redress of grievances.”
Amendment 14, Section 1:
“ * * * No State shall * * * deprive any person of
life, liberty or property, without due process of law.”
The Statutes Involved
General C ity C ode op F airfield , A labama
Sec. 3-4. Handbills, etc.—Distribution on streets.
It shall be unlawful for any person to distribute or cause
to be distributed on any of the streets, avenues, alleys,
parks or any vacant property within the city any paper
handbills, circulars, dodgers or other advertising matter.
[Ord. No. 354, §4 (1957).]
Sec. 3-5. Same—Placing or throwing in automobiles.
It shall be unlawful for any person to distribute in the
city any handbill or other similar form of advertising by
throwing or placing the same in any automobile or other
vehicle within the city. [O'rd. No. 354, §5 (1957).]
3
Sec. 14-53. Public meetings; permit required.
It shall be unlawful for any person or persons to hold
a public meeting in the city or its police jurisdiction with
out first having obtained a permit from, the mayor, to do so.
[Ord, No. 184, §4, 11-9-32.]
Questions Presented
1. Whether Sections 3-4 and 3-5 of the General City
Code of Fairfield, Alabama, upon which appellants’ con
tempt convictions rest, on their face or as construed and
applied in this case, abridge appellants’ rights of free
speech, press and assembly in violation of the due jjrocess
clause of the Fourteenth Amendment and the First Amend
ment to the United States Constitution.
2. Whether Section 14-53 of the General City Code of
Fairfield, Alabama, upon which appellants’ contempt con
victions rest, on its face or as construed and applied in this
case, abridges appellants’ rights of free speech, press and
assembly in violation of the due process clause of the Four
teenth Amendment and the First Amendment to the United
States Constitution.
3. Whether consideration by the Supreme Court of the
United States of a challenge on federal grounds to the
validity of a municipal ordinance on its face, or as con
strued and applied, may be precluded where appellants
are found in contempt of an ex parte temporary injunction
which purports to enforce compliance with the ordinance,
and the state court refuses to entertain the merits of the
challenge on the procedural ground that appellants “ chose
to disregard the temporary injunction rather than contest
ing it by orderly and proper procedure,” where the conse
quence of the state procedural rule is to nullify appellants’
rights of free speech, press and assembly in violation of
the due process clause of the Fourteenth Amendment and
the First Amendment to the United States Constitution.
4
4. Whether appellants’ convictions for contempt, being
unsupported by any evidence of guilt, constitute wholly
arbitrary official action and thereby violate the due process
clause of the Fourteenth Amendment to the United States
Constitution.
Statement of the Case
Appellant Fields is Information Director of the Na
tional States Eights Party. Appellant Lyons is Youth Or
ganizer of the Party (R, 58). The Party, which stands
for white supremacy and segregation (R. 53), has been on
the ballot in Alabama (R. 60).
Sometime prior to Wednesday, October 11, 1961 (R. 44),
the Party had handbills distributed in Fairfield which con
tained the following announcement (R. 42):
W h ite W orkers
M eeting
* N iggers A re T akin g O ver U n io n s !
*N iggers W an t Ou r P arks A nd P oods!
•Niggers D em and M ixed S chools !
Communists in NAACP and in Washington say
Whites Have No RIGHTS !
The Nigger gets everything he DEMANDS!
White Supremacy Can be saved
WHITES CAN STOP this second Reconstruction!
Hear Important Speakers From 4 States
Time—8 P. M. Date—Wed. Oct. 11
Place—5329 Valley Road
In Downtown Fairfield, Alabama
A bove th e Car W ash
T hunderbolt Mobile Unit Will be Parked Out
Front Sponsored by National States Rights Party
Box 786, Birmingham, Alabama
P ublic I nvited
Come and Bring Your Friends
5
At about 5:00 P. M., Tuesday, October 10, 1961, tbe
day before the scheduled meeting, the Mayor of Fairfield
sent a notice to appellant Fields that he had violated a
city ordinance which prohibited the distribution of hand
bills. The Mayor also informed Fields that another ordi
nance forbade public meetings without a permit (E. 43).
At about 6:00 P. M. the same evening, Fields phoned
the Mayor at his home to discuss the issuance of a permit
for the meeting (R. 36-38). Fields called the Mayor’s
office the morning of the following day and made an ap
pointment for 2:00 P. M. that afternoon for further dis
cussion (R. 55). Around noon of that day, however, Fields
was served with an injunction (R. 25) forbidding him, the
National States Rights Party, their servants, agents and
employees, from holding the scheduled meeting and from
distributing any handbills announcing the meeting. Fields
did not keep his 2 :00 P. M. appointment.
The injunction (R. 5-6) was issued on the ex parte
application of the City of Fairfield. The Bill of Complaint
(R. 1-4) alleged, among other things, that the appellants
were “ distributing’ handbills of an inflammatory nature
designed to create ill will and disturbances between the races
in the City of Fairfield,” that the purpose of the announced
meeting “ is to create ill will, disturbances, and disorderly
conduct between the races,” and that the meeting “ will
constitute a public nuisance, injurious to the health, com
fort, or welfare of the City of Fairfield and * * # is calcu
lated to create a disturbance, incite to riot, disturb the
peace, and disrupt peace and good order in the City of
Fairfield. ’ ’
About 7 :30 P. M. on the evening of the scheduled meet
ing, appellants Fields and Lyons arrived at the meeting
place to announce that the meeting site had been trans
ferred to the city park at Lipscomb, a nearby town (R. 18,
6
26, 28, 49, 54, 60, 62, 63).1 Subsequent to the service of
the injunction, no meeting was held in Fairfield (R. 20,
48, 56), no handbills were distributed (R. 20, 24, 28, 44,
47, 54, 64, 72),2 nor was there any disturbance whatsoever
(R, 14, 26-30, 54).
Appellants were arrested for violating the injunction.
On the following day, October 12, 1961, after a hearing,
each was found in contempt and sentenced to serve 5 days
in jail and pay a $50 fine.
The Alabama Supreme Court affirmed the convictions
on the ground that the question of a statute’s constitu
tionality may not be raised “ in collateral proceedings on
appeal from a judgment of conviction for contempt of
the order or decree * *
Summary of Argument
I.
A. Sections 3-4 and 3-5 of the Code of Fairfield, which
impose an absolute ban upon the distribution of handbills
and circulars, are unconstitutional on their face. Lovell v.
Griffin, 303 U. S. 444 (1938); Schneider v. Stale, 308 IT. S.
147 (1939); Jamison v. Texas, 318 U. S. 412 (1943);
Talley v. California, 362 U. S. 60 (1960).
B. Section 14-53 of the City Code, which makes it un
lawful for anyone to hold a public meeting in Fairfield
“ without first having obtained a permit from the Mayor to
do so,” is likewise unconstitutional on its face. Lovell v.
1 Earlier the same day, appellant Lyons and another person were
prohibited by the police from entering the meeting place (R . 34, 50).
2 Some copies of the Party’s newspaper, Thunderbolt, were dis
tributed near the original meeting place, but it contained no notice
of the Fairfield meeting, nor had its distribution been enjoined.
A copy of the newspaper is contained at R. 21.
7
Griffin, supra; Cantwell v. Connecticut, 310 U. S. 296 (1940);
Saiav. New York, 334 U. S'. 558 (1948); NiemotJco v. Mary
land, 340 U. S. 268 U. S. (1961) ;Kunz v. New York, 340 U. S.
290 (1951); Stauib v, Baxley, 355 U. S. 313 (1958). Section
14-53, on its face, is a prior restraint, “ a form of infringe
ment upon freedom of expression to be sepecially con
demned.” Burstyn v. Wilson, 343 II. SI 495, 504. Emerson,
The Doctrine of Prior Restraint, 20 L. and Contemp. Prob.
648 (1955). The ordinance does not embody “ narrowly
drawn, resonable and definite standards for the officials to
follow” and has no “ definite standards or other controlling
guides governing the action of the Mayor # * * in granting
or withholding a permit.” Niemotko v. Marylond, supra;
Stauh v. Baxley; supra.
II.
A. The injunction and ordinances, as applied against the
distribution of appellants’ handbills, violated the rule of
law established in Near v. Minnesota, 283 U. S. 697 (1931).
In addition, the appellants were convicted not for violating
the explicit terms of the injunction but rather for distribut
ing copies of their newspaper which had not been expressly
enjoined.
B. The injunction and ordinances, as applied against the
appellants ’ meeting, even if valid as to a meeting to be held
in the street or a public park, are clearly invalid when ap
plied against a meeting to be held in a private hall. DeJonge
v. Oregon, 299 U. S. 353 (1937); Kunz v. New York, supra;
Thomas v. Collins, 323 U. S. 516 (1945).
III.
A. The decision of the Alabama Supreme Court that, on
the authority of United Mine Workers v. United States,
330 U. S. 258 (1947), the appellants were foreclosed from
challenging the constitutionality of the injunction against
8
them “ in collateral proceedings on appeal from a judgment
of conviction for contempt of the * * * decree,” is in error.
The Mine Workers doctrine does not apply where First
Amendment rights are concerned. That case revolved
around the question of conduct subject to statutory regula
tion rather than conduct fully protected by the Constitu
tion. Second, it involved the complex problems of statutory
interpretation in a factual setting that had not previously
received judicial consideration. Third, it was concerned
with the problem that arose in the context of an industrial
dispute. In addition, United Gas, Coke & Chemical Work
ers v. Wisconsin Employment Relations Board, 340 U. S.
383 (1941), and In the Matter of Green, 369 U, S. 689 (1962),
further support the view that appellants may not be fore
closed from testing the underlying validity of the injunction
simply because they have asserted the right in the course
of contempt proceedings.
Even in Mine Workers own terms, the injunction in this
case was clearly frivolous and could be violated with im
punity. All of the Justices in the Mine Workers case,
except two, expressed the belief that there were circum
stances where an order of the court was so frivolous that
its violation could not be punished. The facts of this case
come within that explicit exception.
B. As an original proposition, the primacy of First
Amendment rights requires this Court to hold that the in
junction’s constitutionality may be tested by violating its
terms. Failure to so hold will inevitably result in the sup
pression of First Amendment rights in a wide variety of
circumstances heretofore fully protected. This rule must
be adopted both in cases where the injunction and the
ordinances on which they are based are clearly invalid, such
as here, and in cases where their validity are open to ques
tion. No other rule will allow that “ free and open en
counter” which must be permitted immediately when con
cern for an issue of public importance is high.
9
That the municipal authorities thought that violence
might erupt were appellants ’ meeting allowed to take
place, does not change the situation. No one can be sure
that a scheduled speech will go forward in the manner con
templated or that it will have the effect predicted. When a
speaker “ passes the bounds of argument or persuasion and
undertakes incitement to riot” it is clear that the police can
“ prevent a breach of the peace.” Feiner v. New York, 340
IT. S. 315 (1951); Rockwell v. Morris, 12 A. D. 2d 272, af
firmed 215 N. Y. S. 2d 502, cert, denied 368 U. 8. 913. Com
pare Kasper v. Brittain, 245 F. 2d 92 (C. A. 6, 1957).
IV.
The convictions violated the due process clause of the
Fourteenth Amendment because there was no evidence tend
ing to prove the offense as charged. Thompson v. Lomsville,
362 IT. 8. 199 (1960); Garner v. Louisiana, 368 IT. S. 157
(1961). There is not a shred of evidence in the record to
show that any of the handbills against which the injunction
was directed were distributed. Likewise, there is no evi
dence that the appellants violated the order enjoining them
from holding a public meeting in the City of Fairfield. The
record clearly shows that “ there was no meeting held.”
ARGU M ENT
i
The sections of the Code of Fairfield involved
herein are unconstitutional and void on their face.
A. Sections 3-4 and 3-5 of the City Code.
Section 3-4 of the Code of Fairfield declares it “ unlaw
ful for any person to distribute or cause to be distributed
on any of the streets, avenues, alleys, parks or any vacant
property within the city any paper handbills, circulars,
dodgers or other advertising matter” . Section 3-5 simi
larly bans distribution of handbills by placing them in
10
automobiles. These statutes are almost identical to the
statutes passed by the cities of Los Angeles, California,
Milwaukee, Wisconsin, and Worcester, Massachusetts, and
held unconstitutional in Schneider v. State, 308 U. S. 147
(1939). Each of the statutes there involved also placed an
absolute prohibition upon the distribution of handbills on
streets, sidewalks or parks of each of the respective muni
cipalities. The Los Angeles Muncipal Code eaxmined in
Schneider also forbade the placing of handbills in auto
mobiles or vehicles just as § 3-5.
The Court through Justice Roberts declared that the
statutes were unenforceable against the petitioners, each of
whom had distributed leaflets on the public streets of the
municipalities involved. The Court dismissed the respond
ents’ argument that the statutes were a valid exercise of
police power to prevent littering of the streets:
“ We are of opinion that the purpose to keep the
streets clean and of good appearance is insufficient
to justify an ordinance which prohibits a person
rightfully on a public street from handing literature
to one willing to receive it. Any burden imposed
upon the city authorities in cleaning and caring for
the streets as an indirect consequence of such dis
tribution results from the constitutional protection
of the freedom of speech and press. This constitu
tional protection does not deprive a city of all power
to prevent street littering. There are obvious meth
ods of preventing littering. Amongst them is the
punishment of those who actually throw papers on
the streets.” 308 U. S. at 162.
Similarly, in Jamison v. Texas, 318 U. S. 412 (1943),
an absolute prohibition against the distribution of hand
bills was held unconstitutional as applied to a member of
Jehovah’s Witnesses who distributed handbills announcing
a meeting of her group to hear an address by one of its
leaders; and in Talley v. California, 362 U. S. 60, 65 (1960),
a municipal ordinance which forbade the distribution of
11
handbills which did not bear the names of the persons who
prepared, distributed or sponsored them was also held
unconstitutional and “ void on its face.”
A statute is void on its face if it is so comprehensive
that it forbids or punishes the normal and ordinary dissemi
nation of information or is “ not limited to ways which
might be regarded as inconsistent with the maintenance of
public order, or as involving disorderly conduct, the moles
tation of the inhabitants, or the misuse or littering of the
streets.” Lovell v. Griffin, 303 U. S. 444, 451 (1938).
There is ample justification for declaring unconstitu
tional under all circumstances sweeping prohibitions
against free speech and any punishment for violating these
prohibitions. In one of its earlier free-speech cases, this
Court said:
“ The maintenance of the opportunity for free
political discussion to the end that government may
be responsive to the will of the people and that
changes may be obtained by lawful means, an oppor
tunity essential to the security of the Republic, is
a fundamental principle of our constitutional system.
A statute which on its face, and as authoritatively
construed, is so vague and indefinite to permit the
punishment of the fair use of this opportunity is re
pugnant to the guaranty of liberty contained in the
Fourteenth Amendment.” Stromberg v. California,
283 TJ. S. 359, 369 (1931).
Similarly, this Court stated in Terminiello v. Chicago, 337
U. S. 1, 4-5 (1949):
“ A function of free speech under our system
of government is to invite dispute. It may indeed
best serve its high purpose when it induces a condi
tion of unrest, creates dissatisfaction with conditions
as they are, or even stirs people to anger. Speech
is often provocative and challenging. It may strike
at prejudices and preconceptions and have profound
unsettling effects as it presses for acceptance as
an idea. That is why freedom of speech * * * is * * *
12
protected against censorship or punishment, unless
shown likely to produce a clear and present danger
of a serious substantive evil that rises far above
public inconvenience, annoyance or unrest. * * *
There is no room under our constitution for a more
restrictive view. For the alternative would lead to
standardization of ideas either by legislature, courts
or dominant political or community groups.”
The limited areas in which restrictions on free speech
are constitutionally permitted are more adequately covered
by specific statutes dealing with specific evils which can
be constitutionally restricted. ‘ ‘ There are appropriate pub
lic remedies to protect the peace and order of the commu
nity if appellant’s speeches should result in disorder or
violence.” Kwnz v. New York, 340 U. S. 290 (1951). Thus
it follows that any comprehensive statute absolutely for
bidding the dissemination of information must fall even
without an inquiry as to its application in a particular case.
I f construed to cover only obscene literature and disorderly
conduct, it is unnecessary.3 If construed to cover more
than these areas, it is invalid because of its repressive effect
on constitutionally protected activity.
B. Section 14-53 of the City Code.
Section 14-53 of the General City Code of Fairfield
makes it “ unlawful” for anyone “ to hold a public meet
ing” in Fairfield “ without first having obtained a permit
from the mayor to do so.” A cursory examination of the
ordinance shows quite clearly that it also “ is invalid on its
3 It is clear that it is the function of the state courts to construe
such statutes as being so limited. Unless the state court has restricted
the application of the statute to these situations, this Court will
assume that it is to be applied as written ( i . e to cover all dissemina
tion of information). See Niemotko v. Maryland, 340 U. S. 268
(1951); Staub v. Baxley, 355 U. S. 313 (1958). No restrictive
limitations have been read into the Fairfield code by the Alabama
courts. To the contrary, the Alabama Supreme Court, in this case,
found them constitutional as written (R . 88).
13
face” (.Stcmb v. Baxley„ 355 IT. S. 313, 321 (1958)) since it
“ makes the peaceful enjoyment of freedoms which the Con
stitution guarantees contingent upon the uncontrolled will
of an official * * * by requiring a permit or license, which
may be granted or withheld in the discretion of such offi
cial” (id. at 322). It therefore imposes “ an unconstitu
tional censorship or prior restraint upon the enjoyment
of those freedoms.” Ibid.; accord, e.g. Cantwell v. Com-,
necticut, 310 U. S. 296, 305 (1940); Kims v. New York, 340
U. S. 290, 293 (1951); Lovell v. Griffin, 303 U. S. 444, 451
(1938) ; Niemotko v. Maryland, 340 U. S. 268, 273 (1951) ;
Saia v. New York, 334 U. S. 558, 559-60 (1948).
This Court has consistently considered a system of prior
restraint as a more serious violation of the First Amend
ment than a system of subsequent punishment. As the
Court stated in Joseph Burstyn, Inc. v. Wilson, 343 U. S.
495, 504 (1952): “ This Court recognized many years ago
that such a previous restraint is a form of infringement
upon freedom of expression to be especially condemned.
Near v. Minnesota, 283 U. S. 697 (1931).” See also Kun-z
v. New York, 340 U. S. 290, 294-95 (1951). And as it further
stated in Bantam Books v. Sullivan, 9 L. Ed. 2d 584, 593
(1963): “ Any system of prior restraints of' expression
comes to this Court bearing a heavy presumption against
its constitutional validity.” Accord, e.g., Schneider v.
State, 308 U. S. 147, 164 (1939).
The reasons why prior restraints have received special
constitutional condemnation have been eloquently discussed
by members of this Court on previous occasions and need
not be elaborated upon in any great detail. See, e.g., Times
Film, Corp. v. Chicago, 365 U. S. 43, 50 (1961) (dissenting
opinion). Suffice it merely to quote a few select passages
from the landmark article on the subject—Emerson, The
Doctrine of Prior Restraint, 20 L. & Contemp. Prob. 648
(1955) :
“ [1] A system of prior restraint * * * subjects
to government scrutiny and approval all expression
14
in the area controlled—the innocent and borderline
as well as the offensive, the routine as well as the
unusual [p. 656].”
“ [2] Under a system of prior restraint, the
communication, if banned, never reaches the market
place [of ideas] at all [p. 657].”
“ [3] A system of prior restraint is so con
structed as to make it easier, and hence more likely,
that in any particular case the government will rule
adversely to free expression [ibid.].”
“ [4] Under a system of prior restraint, the issue
of whether a communication is to be suppressed or
not is determined by an administrative rather than
a criminal procedure [ibid.].”
“ [5] A system of prior restraint usually operates
behind a screen of informality and partial conceal
ment that seriously curtails opportunity for public
appraisal and increases the chances of discrimina
tion and other abuse [p. 658].”
“ [6] Perhaps the most significant feature of
systems of prior restraint is that they contain with
in themselves forces which drive irresistibly toward
unintelligent, overzealous, and usually absurd ad
ministration [ibid.].”
“ [7] [A] system of prior restraint * * * means,
under most circumstances, less rather than more
communication of ideas; it leaves out of account those
bolder individuals who may wish to express their
opinions and are willing to take some risk; and it
implies a philosophy of willingness to conform to
official opinion and a sluggishness or timidity in
asserting rights that bodes ill for a spirited and
healthy expression of unorthodox and unaccepted
opinion [p. 659].”
“ [8] A system of prior restraint is, in general,
more readily and effectively enforced than a system
of subsequent punishment. * * * A penal proceeding
to enforce a prior restraint normally involves only
a limited and relatively simple issue—whether or
15
not the communication was made without prior ap
proval [ibid.].”
This Court has recognized, however, that a general and
nondiscriminatory piece of legislation which merely regu
lates ‘ ‘ the times, the places, and the manner of soliciting
upon streets, and of holding meetings thereon” (Cantwell
v. Connecticut, supra at 304) will be upheld as a valid
regulatory statute (see, e.g., Cox v. New Hampshire, 312
U. 8. 569 (1941); Kovacs v. Cooper, 336 U. 8. 77 (1949)).
The general theory behind the upholding of this type of
statute is that streets, parks and other public places may
be reasonably regulated for the general interest, comfort
and convenience of all the citizenry or in consonance with
the peace, good order and public safety of the community.
See, e.g., Hague v. C.I.O., 307 U. S. 496, 515 (1939); Lovell
v. Griffin, supra at 451.
If, however, a statute does not embody “ narrowly drawm,
reasonable and definite standards for the officials to fol
low” (Niemotko v. Maryland, supra at 271), if a statute
has no “ definitive standards or other controlling guides
governing the action of the Mayor and Council in granting
or withholding a permit” (Staub v. Baxley, supra at 322),
it does not come within the exception to the general rule
and must be struck down as an unconstitutional prior re
straint. Since Section 14-53 of the Fairfield Code prohibits
the holding of public meetings “ of any kind at any time,
at any place, and in any manner without a permit from
the * * * [mayor]” (Lovell v. Griffin, supra at 451), it
cannot be saved from unconstitutional invalidity. More
over, since “ the ordinance is void on its face, it was not
necessary for appellant to seek a permit under it.” Lovell
v. Griffin, supra at 452-53.
16
I 1
The ordinances and the injunction issued pursuant
to them are unconstitutional as applied.
What is particularly aggravating about the present
case is that, not only were the defendants absolutely pro
hibited by Section 3-4 and 3-5 of the Fairfield Code from
distributing their handbills announcing the meeting and
prohibited by Section 14-53 from holding the meeting with
out permission from the mayor, but they were also en
joined in advance by the issuance of a temporary injunc
tion “ from holding a public meeting # * # as announced, and
from distributing further * * # handbills announcing such
meeting such as were [previously] distributed * * * ”
(R. 6).
We have already noted (supra, Part IB) that, with
j certain limited exceptions, administrative prior restraints
| are unconstitutional, being considered “ as a form of in
fringement upon freedom of expression to be especially
; condemned” (Joseph Burstyn, Inc. v. Wilson, supra at
504). Judicial prior restraints are to be sanctioned no
more than administrative ones. See, e.g., Near v. Minne
sota, supra; Thomas v. Collins, 323 U. S. 516 (1945).
A. Sections 3-4 and 3-5 of the City Code.
The injunction against the distribution of the handbills
was a particularly noxious constitutional violation in view
of the rule of law established in Near v. Minnesota, supra.
In that case, the state court enjoined the defendants from
issuing “ any publication whatsoever which is a malicious,
scandalous or defamatory newspaper, as defined by law”
(283 U. S. at 706). The Supreme Court held the statute
and injunction to be a prior restraint abridging the free-
j dom of the press. Chief Justice Hughes, speaking for the
majority, stated that “ the statute in question does not
' deal with punishments; it provides for no punishment, ex
17
cept in cases of contempt for violation of the court’s order,
but for suppression and injunction, that is, for restraint
of publication” (id. at 715). The Chief Justice went on to
enunciate the doctrine of prior restraint as applied to the
freedom of the press (id. at 716):
“ The exceptional nature of its limitations places
in a strong light the general conception that liberty
of the press, historically considered and taken up by
the Federal Constitution, has meant principally, al
though not exclusively, immunity from previous re
straints and censorship.”
See Joseph Burstyn, Inc. v. Wilson, supra at 504. The
Court further noted that “ the immunity of the press from
previous restraint” was not made less necessary by the
fact that “ miscreant purveyors of scandal” may abuse
the freedom of the press. Quite the contrary, “ subsequent
punishment for such abuses as may exist is the appropriate
remedy, consistent with constitutional privilege” (id. at
720). Cf. Kunz v. New York, supra at 294-95. When, as
in the present case, an injunction issues to prevent the dis
tribution of literature, and especially when that injunc
tion is pursuant to an unconstitutional statute, the in
junction must be considered invalid as a prior restraint
unconstitutionally infringing on the appellants’ freedom
of press.
Indeed, in the present case, the violation is all the more
serious since the trial court explicitly found that there was
“ no evidence that the pamphlet was distributed” (R. 72).
What the court in fact acknowledged was that the defendants
had distributed copies of their newspaper, The Thunderbolt
(see R. 21), which had not been expressly enjoined. Al
though it was admitted that there was no announcement
of the meeting in the issue distributed (see E. 23, 25), the
court held that the newspaper “ was an artifice on the part
of someone to bring home the fact that the meeting was
going to be held while artfully evading the exact language
of the handbill that had been previously distributed” (R.
18
72). Thus, the high order of protection conferred by the
Constitution on the freedom of the press was arrantly dis
regarded. Indeed, even if Sections 3-4 and 3-5 had been
constitutional on their face and even if the injunction against
the original handbills had been valid, the Statute and in
junction would have had to be declared unconstitutional as
applied in the present case since, unlike even the statute
in Kingsley Books, Inc. v. Brown, 354 U. S. 436, 445 (1957),
they failed to withhold “ restraint upon matters not al
ready published and not yet found to be offensive.”
B. Section 14-53 of the City Code.
The reasons for invalidating Section 14-53 of the Fair-
field Code as an unconstitutional prior restraint (see supra,
part I B ) are equally applicable for purposes of invalidat
ing the injunction issued pursuant to the ordinance.
The record here is barren of evidence of any danger of
violence, even is such evidence were relevant. See Part III
(B) (3), infra. The plaintiff’s bill of complaint contains
no factual allegations to support its conclusions that the
purpose of the meeting was “ to create ill will and disturb
ances between the races,” and that it “ will constitute a
public nuisance, injurious to the health, comport, or welfare
of the City of Fairfield and * * * is calculated to create a
disturbance, incite to riot, disturb the peace, and disrupt
the peace and good order in the City of Fairfield” (R. 2).
The record clearly shows that a meeting held by the de
fendants on the previous evening had been “ a very peace
able, normal meeting” (R. 47). Moreover, the police officer
who arrested appellant Fields admitted that there was no
disturbance of any kind at the site of the scheduled meeting
either before or at the time of the arrest. He further testi
fied that he did not see Dr. Fields fight with anyone, that
there was “ no trouble at all” and that the entire situation
was “ very peaceful” (R. 19).
Even if the prior restraint had been valid as to a meeting
held in the street or a public park it could hardly have been
19
applicable to a meeting of the National States Rights Party
—a political party—which was to be held in a private hall,
“ above the Car Wash” (R. 4). See Kunz v. New York,
supra at 307 (Jackson, J., dissenting). This Court has con
sistently circumscribed the power asserted by a State to
prohibit a peaceful public meeting held in a private hall
merely because the purpose of the meeting was disagreeable,
to the government.
Thus, for example, in De Jonge v. Oregon, 299 U. S. 353
(1937), De Jonge’s “ sole offense as charged # * * was that
he had assisted in the conduct of a public meeting, albeit
otherwise lawful, which was held under the auspices of the
Communist Party” (299 U. S. at 362). The Court, holding
the conviction repugnant to the due process clause of the
Fourteenth Amendment, said (id. at 365) :
“ The holding of meetings for peaceable political
action cannot be proscribed. Those who assist in the
conduct of such meetings cannot be branded as crimi
nals on that score. The question, if the rights of free
speech and peaceable assembly are to be preserved, is
not as to the auspices under which a meeting is to be
held but as to its purpose; not as to the relations of
the speakers, but whether their utterances transcend
the bounds of the freedom of speech which the Con
stitution protects. If the persons assembling have
committed crimes elsewhere, if they have formed or
are engaged in a conspiracy against the public peace
and order, they may be prosecuted for their con
spiracy or other violation of valid laws. But it is a
different matter when the State, instead of prosecut
ing them for such offenses, seizes upon mere partici
pation in a peaceable assembly and a lawful public
discussion as the basis for a criminal charge.”
Similarly, in Thomas v. Collins, 323 U. S. 516 (1945), an
official of a labor union was held in contempt of a restraining
order—issued ex parte, as here— that forbade him from vio
lating a Texas statute regulating the solicitation of member
ship in trade unions. The order was issued in anticipation
20
) of a meeting at which the appellant was scheduled to speak.
He appeared and spoke at the meeting, and was held in
contempt. The Court, holding that the statute contravened
the First Amendment, stated, (323 U. S. at 536):
“ The assembly was entirely peaceable, and had
no other than a wholly lawful purpose. The state
ments forbidden were not in themselves unlawful,
had no tendency to incite to unlawful action, involved
no element of clear and present, grave and immediate
danger to the public welfare. * * * We have here
nothing comparable to the case where use of the word
‘ fire’ in a crowded theater creates a clear and present
danger which the State may undertake to avoid or
against which it may protect. Schenck v. United
States, 249 U. S. 47.”
i What was thus involved was the basic right of freedom of
expression which could not be circumscribed. As the Court
explained (id. at 540) :
“ If the exercise of free speech and free assembly
cannot be made a crime, we do not think this can be ac
complished by the device of requiring previous reg
istration as a condition for exercising them and mak
ing such a condition the foundation for restraining in
advance their exercise and for imposing a penalty for
violating such a restraining order. So long as no
more is involved than exercise of the rights of free
speech and free assembly, it is immune to such a
restriction. * * * We think that a requirement that
one must register before he undertakes to make a
public speech to enlist support for a lawful movement
is quite incompatible with the requirements of the
First Amendment.”
The holdings in Be Jonge and Thomas have direct ap
plicability here. The sentencing court revealed quite can
didly the true purpose for issuing the restraining order.
As it stated (R. 72):
“ Back several years ago we did have a movement
to move into one of our public parks here but that
21
was straightened out within a matter of a few weeks.
* * * And it is the intention, I know, of the public
officials * * # that we are going to do everything we
can to maintain that status quo. We are going * # *
to do everything that we can to keep people from
agitating trouble.”
Since, however, a State “ may not suppress free communi
cation of views # # * under the guise of preserving desirable
conditions” (Cantwell v. Connecticut, supra at 308), the
court order, pursuant to Section 14-53, enjoining the meet
ing from taking place, was clearly an unconstitutional prior
restraint. We believe that a municipality has no power to
grant or deny the right to meet on private property except
as to non-discriminatory regulations intended to control
structural or fire hazards—which is not to say it has not
the power to invoke the criminal law for valid offenses
committed on the private premises. See Part 111(B)(3),
infra.
I l l
Appellants were not foreclosed from testing the
injunction’s constitutionality by violating its terms.
It was the view of the Alabama Supreme Court that, on
the authority of United Mine Workers v. United States, 330
U. S. 258 (1947), the appellants were foreclosed from chal
lenging the constitutionality of the injunction against them
“ in collateral proceedings on appeal from a judgment of
conviction for contempt of the * * * decree” (R. 89). The
court’s reliance on Mine Workers is misplaced.
Although Alabama may, if it chooses, adhere to Mine
Workers as a matter of state law in a variety of cases, its
reliance on the doctrine of that case where First Amendment
rights are concerned cannot be sustained. We point out
below (A) that the Mine Workers doctrine, by its own
terms, has no application to free speech cases in general,
22
and (B) that Mine Workers aside, this Court must find that
appellants have the right to attack the constitutionality of
both the ordinances and injunction in the course of contempt
proceedings.
A. The Mine Workers doctrine does not apply to First
Amendment cases.
Mine Workers involved at least three essential elements
which are absent here. First, Mine Workers revolved
around a question of conduct subject to statutory regula
tion rather than conduct fully protected by the Constitution.
Second, it involved a complex problem of statutory inter
pretation4 in a factual setting that had not previously re
ceived judicial consideration. Third, it was concerned with
a problem that arose in the context o f an industrial dispute.
In the instant case, the subject matter of the dispute
is plainly protected by the Constitution—more particularly,
the First Amendment which deals with “ preferred rights.”
The qualitative distinction between conduct which may be
regulated by statute and conduct which is specially pro
tected by the Constitution, is pointed out in West Virginia
State Board of Education v. Barnette, 319 U. S. 624, 639
(1943) :
“ The right of a State to regulate, for example,
a public utility may well include, so far as the due
process test is concerned, power to impose all of the
restrictions which a legislature may have a ‘ rational
basis’ for adopting. But freedoms of speech and of
press, of assembly, and of worship may not be in
fringed on such slender grounds. They are suscept
ible of restriction only to prevent grave and immedi
ate danger to interests which the state may lawfully
protect.”
Second, there is no substantial doubt to be resolved
either about the scope of the rights asserted here or about
4 The Norris-LaGuardia Act, 47 Stat. 70, c. 90, 29 U. S. C. § 101.
23
the invalidity of the ordinances in question. The rights are
clearly protected and the ordinances patently unconstitu
tional. See Parts I and II, supra. Although this case, like
Mine Workers, has evoked “ extended argument, lengthy
briefs, [and] study and reflection,” to use Mr. Justice
Frankfurter’s words (330 U. S. at 310), those exertions
have been forthcoming not because they are necessary “ be
fore final conclusions could be reached regarding the proper
interpretation of the legislation controlling this case,” hut
merely to demonstrate that those conclusions regarding the
First Amendment have been reached by this Court long
ago.5
Third, where industrial conflicts are concerned, this
Court has frequently set such cases apart from the main
stream of First Amendment cases even though, in one
respect or another, they contain elements of speech,
assembly or press.6 But where political liberty is con
cerned—and we remind the Court that the. association which
is one of the appellants here is a political party—the limita
tions that may be imposed on union activity have no appli
cation whatsoever. This is particularly the case where
5 Compare Mr. Chief Justice Vinson's observation that:
“ We insist upon the same duty of obedience where, as here,
the subject matter of the suit, as well as the parties, was
properly before the Court; where the elements of federal juris
diction were clearly shown; and where the authority of the
Court of first instance to issue an order ancillary to the main
suit depended upon a statute, the scope and applicability of
which were subject to substantial doubt.” 330 U. S. at 294
(emphasis supplied)
Mr. Justice Frankfurter described the issue in the case as
“ complicated and novel.” 330 U. S. at 310.
6 See, for example, Local Union 10 v. Graham, 34S U.S. 192
(1953) ; Hughes v. Superior Court, 339 U. S. 460 (1950) ; Building
Service Employees v. Gazzam, 339 U. S. 532 (1950) ; Giboney v.
Empire Storage & Ice Co., 336 U. S. 490 (1949) ; Carpenters and
Joiners Union v. Ritter’s Cafe, 315 U. S. 722 (1942).
24
the rights asserted by the party are not only of constitu
tional dimension, but where they are without question fully
protected by the Constitution as well.
In addition, two cases decided since Mine Workers
further support the view that appellants may not be fore
closed from testing the underlying validity of the injunc
tion simply because they have asserted the right in the
course of contempt proceedings.
In United Gas, Coke and Chemical Workers v. Wisconsin
Employment Relations Board, 340 U. S. 383 (1951), peti
tioners had been prohibited from striking by an ex parte
restraining order under the terms of the Wisconsin Public
Utility Anti-Strike Law, and found in contempt.
This Court reversed. It found that Congress, under the
National Labor Relations Act of 1935 as amended, had
occupied the field of peaceful strikes for higher wages in
the industry the state sought here to regulate. Mine
Workers is not to be found in the majority or dissenting
opinions.
In In the Matter of Green, 369 U. S. 689 (1962), Green
was an attorney representing a labor union. A labor-
management controversy arose and the employer obtained
an injunction from the Ohio state courts forbidding union
members from picketing. The injunction was issued ex
parte. Green believed the order was invalid because issued
without a hearing required by state statute and because the
controversy was properly one for the National Labor Rela
tions Board. Consequently, he advised the union officials
that the restraining order was invalid and that the best way
to contest it was to continue picketing and, if the pickets
were held in contempt, to appeal and test the order of
commitment by habeas corpus.
The plan was followed and four pickets were arrested.
At the hearing on the contempt charge, Green informed the
25
court that it was he who had advised the union to test the
injunction by risking contempt. He was held in contempt
for disobeying “ a lawful writ, process, order, rule, judg
ment, or command, of the court under the Ohio statutes.”
This Court reversed. It held that “ a state court is
without power to hold one in contempt for violating an
injunction that the state court had no power to enter by
reason of federal preemption.” 369 U. S. at 692. The case
was remanded for a hearing to determine whether the state
court was acting in a field reserved exclusively by Congress
for the federal agency. Mine Workers was distinguished
on the ground that it ‘ ‘ involved a restraining order of a
federal court and presented no question of preemption of
a field by Congress where, if federal policy is to prevail,
federal power must be complete.” Id. note l .7
United Gas and Green both indicate that when a state
court’s power to issue an injunction in a labor dispute has
been withdrawn by Congress, which vested an administra
tive agency and the federal courts with authority to act in
that area, an injunction issued by a state court which has
presumed to exercise its jurisdiction may be disobeyed.
A fortiori, when the power of a state court to act is fore
closed by the Constitution as in this case, any injunction
which it issues may likewise be disobeyed with impunity.8
1. Even in Mine Workers own terms, the injunction in
this case was clearly frivolous and could he violated with
impunity.
Although Mr. Chief Justice. Vinson’s opinion in Mine
Workers nominally held that even if the restraining order
7 Cf. N A A C P v. Alabama, 357 U. S. 449 (1958).
8 Prior to Mine Workers, o f course, this Court had held that
the validity of judicial orders could be collaterally tested by violating
them. E x Parte Rowland, 104 U. S. 604 (1882) ; E x Parte Fisk,
113 U. S. 713 (1885); E x Parte Ayers, 123 U. S. 443 (1887);
In Re Sawyer, 124 U. S. 200 (1888).
26
were found invalid, its validity could not be tested by
violating its terms,9 he added that, “ A different result would
follow were the question of jurisdiction frivolous and not
substantial * * * ” 330 U. S. at 293.
Mr. Justice Frankfurter, who held that the restraining
order in Mine Workers could not be disobeyed even though
invalid (as he believed it to be), also declared that a
different result would follow if the question of jurisdiction
were frivolous. He compared the questions presented in
the. case before him with “ a question so frivolous that any
judge should have summarily thrown the Government out
of court without delay” 330 U. S. at 309.
“ Only when a court is so obviously traveling out
side its orbit as to be merely usurping judicial forms
and facilities may an order issued by a court be
disobeyed and treated as though it were a letter to
a newspaper. Short of an indisputable want of
authority on the part of a court, the very existence
of a court presupposes its power to entertain a con
troversy, if only to decide after deliberation that
it has no power over the particular controversy.
“ To be sure, an obvious limitation upon a court
cannot be circumvented by frivolous inquiry into
the existence of a power that has unquestionably
been withheld. Thus, the, explicit withdrawal from
federal district courts of the power to issue injunc-
9 The Chief Justice and the two Justices who joined in his opinion,
believed the order valid. Though they went on to declare that even
if the order were void the defendants were none the less required to
obey it, that much of their opinion was unnecessary to their decision
and therefore not binding. Justices Black and Douglas likewise
found the order valid, but therefore thought it unnecessary to decide
the academic problem of a void order. Justices Murphy and Rutledge
concluded both that the order was void and the contempt conviction
therefore invalid. Only Justices Frankfurter and Jackson held
the contempt conviction valid even though the order on which it
was based was, in their opinion, invalid. Thus, of nine Justices
writing five opinions, only Justices Frankfurter and Jackson squarely
adopted the proposition relied upon by the Alabama Supreme Court.
27
tions in an ordinary labor dispute between a private
employer and his employees cannot be defeated, and
an existing right to strike therefore impaired, by
pretending to entertain a suit for such an injunction
in order to decide whether a court has jurisdiction.
In such a case, a judge would not be acting as a
court. He would be a pretender to, not a wielder
of, judicial power.” 330 U. S. at 309-310 10
No member of the Mine Workers Court undertook to
supply a precise definition of a frivolous void order. It
is enough for the purposes of this case that the injunction
under scrutiny, being so patently violative of appellants’
First Amendment freedoms, be declared a nullity from
start to finish. The injunction was an assertion of power
based upon ordinances which, as we have shown above, are
not arguably constitutional. In addition, the power not
only was asserted to intrude upon the preferred constitu
tional rights of free speech, free press and free assembly,
it presumed to do so in the form of a prior restraint, a
particularly objectionable kind of censorship. See Congress
of Racial Equality v. Douglas, 318 F. 2d 95 (C. A. 5, 1963).
B. The primacy of First Amendment rights requires this
Court to hold that the injunction’s constitutionality may
be tested by violating its terms.
1. The injunction lays a forbidden burden on First
Amendment Rights.
Although we have discussed Mine Workers in order to
meet the Alabama Supreme Court on its own ground, we
10 All the Justices except two expressed the belief that there were
circumstances where an order of a court was so frivolous that its
violation could not be punished. Justices Black and Douglas, the
exceptions, expressed no view because, believing the Mine Workers
order valid, they declined to speculate on the consquences of violating
a void order.
28
believe as an original proposition that the doctrine of that
case has no place in First Amendment cases.11
Professor Paul Freund, in discussing the differences
(and similiarities) between prior restraint and subsequent
punishment, notes one particularly crucial difference where
restraining orders or temporary injunctions are concerned:
“ If disobedience of the interim order is ipso
facto contempt, with no opportunity to escape by
showing the invalidity of the order on the merits,
the restraint does indeed have a chilling effect beyond
that of a criminal statute.12
It is precisely that “ chilling effect” which is at stake in
this case.
The consequence of investing court orders, no matter
how void or oppressive, with impenetrable sanctity,13 is
11 The three principal commentators on Mine Workers think it
unworkable in any case. Watt, the Divine Right of Government by
Judiciary, 14 Univ. of Chicago Law Rev. 409 (1947); Cox, The
Void Order and the Duty to Obey, 16 Univ. of Chicago Law Rev.
86 (1948) ; Chafee, Some Problems of Equity (Univ. of Mich. Law
School, 1950) Chapters V III and IX.
12 The Supreme Court and Civil Liberties, 4 Vanderbilt Law
Rev. 533, 539 (1951). Professor Freund goes on to say:
“ To the extent, however, that local procedure allows such a
defense to be raised in a contempt proceeding, the special objec
tion to prior restraint growing out of the problem of interim
activity is obviated.”
W e agree, but it is our fundamental thesis that the question of
collateral attack is not just a matter of “ local procedure.”
13 To the extent that Mine Workers may be based upon the re
spect due the courts, that consideration must give way under the
circumstances of this case. This is the very situation anticipated by
Mr. Justice Frankfurter when he spoke of a court “ so obviously
traveling outside its orbit that it is merely usurping judicial forms
and facilities.”
The “orbit” referred to is the traditional function of courts, but
the acts of the Circuit Court in this case clearly go beyond that
29
made plain in this case. It is beyond question that the
appellants could not have been punished for distributing
their newspaper and holding their meeting if they had been
prosecuted directly under the ordinances in issue; and the
unconstitutionality of those ordinances could have properly
been raised as a defense. Staub v. Baxley, supra. But the
City of Fairfield, by interposing a temporary injunction
between appellants and the same ordinances, has devised
a method that, if ratified by this Court, will allow circum
vention of the Staub doctrine and confer on the states a
technique to nullify the precise purpose the First Amend
ment is intended to serve—full discussion of all matters of
public concern, which Mr. Justice Brandeis called “ a po
litical duty. ’ ’ 14
Public issues are frequently short run, and if the govern
ment were empowered to suppress discussion by the use of
an injunction, issued as here on the flimsiest grounds, the
purpose of the discussion may wTell have passed by the time
the appellate remedies were exhausted. For example, it
would enable a political candidate to be enjoined from
speaking during the campaign period preceding the day of
election. I f he violated the injunction he would be impris
oned ; if he bowed to the injunction and tested its validity in
“ orderly and proper proceedings,” the election will have
long been over. In either case, the electorate would not
function. That is, the decision by the Circuit Court— that the state
of events was such that public order would best be maintained by
prohibiting appellants’ meeting— is a decision to be made, if ever,
by the police. See, e.g., Feiner v. New York, 340 U. S. 315 (1951).
But conceding that the States may empower their courts to make such
police-type decisions (see Kingsley Books v. Brown, 354 U. S. 436
(1957) ), the States must also be prepared to have the decisions
of their courts subject to the same scope of review as the decision
of the police in Feiner.
14 Whitney v. California, 274 U. S. 357, 376 (1927) (concurring
opinion ).
30
have heard him and the electoral process—perhaps the
raison d ’etre of free speech—would be crippled.15
15 The increasing reliance on ex parte preliminary injunctions—
and the threat they pose to the First Amendment— is indicated by
the following examples.
In April 1962, an Alabama Circuit Court Judge issued a tem
porary injunction against the President, student body and faculty
of Talladega College, members o f the Student Non-Violent Co
ordinating Committee, the Congress of Racial Equality, and several
individuals, forbidding the respondents from “ engaging in, sponsoring
or encouraging unlawful street parades, unlawful demonstrations,
unlawful boycotts, unlawful trespass, and unlawful picketing.”
State o f Alabama v. Arthur D. Gray, et al., Circuit Court of
Talladega County, in Equity, No. 9760.
A few days before election day in 1962, a judge of the California
Superior Court issued a temporary restraining order prohibiting
the distribution of a booklet which “ implied that Governor Edmund
G. Brown and other Democratic incumbents were soft on com
munism.” A hearing on the injunction was set for November 7th,
the day after election day. New York Times, October 30, 1962,
p. 22. On November 9th, the Democratic State Committee, the
plaintiffs, agreed to the dissolution of the restraining order. At the
same time Mr. Richard Nixon’s campaign manager asked for the
dissolution of a restraining order that had been issued prohibiting
distribution of two anti-Nixon pamphlets. New York Times, No
vember 10, 1962.
On November 29, 1962 a Justice of the New York State Supreme
Court issued a temporary restraining order prohibiting Plerbert
Aptheker from addressing the student body of the University of
Buffalo on the ground that Aptheker was a member o f the National
Committee of the Communist Party, New York Times, November
30, 1962.
On April 10, 1963, an Alabama Circuit Court Judge issued a
temporary injunction prohibiting anti-segregation demonstrations in
Birmingham. Dr. Martin Luther King and others were arrested
two days later for violating the injunction. New York Times, April
23, 1963, p. 20. Their convictions are now on appeal to the Alabama
Supreme Court.
In Tallahassee, Florida, a Circuit Court Judge issued a tem
porary restraining order on May 29, 1963 prohibiting anti-segrega
tion demonstrations. Two hundred and fifty-seven demonstrators
31
It was danger of this magnitude that Mr. Justice Rut
ledge foresaw in his prophetic dissent in Mine W orkers:
“ It would also be in practical effect for many
cases to terminate the litigation, foreclosing the sub
stantive rights involved without any possibility for
their effective appellate review and determination.
“ This would be true, for instance, wherever the
substantive rights asserted or the opportunity for
exercising them would vanish with obedience to the
challenged order. Cf. Ex Parte Fisk, 113 U. S'. 713.
The First Amendment liberties especially would be
vulnerable to nullification by such control. Thus the
constitutional rights of free speech and free assembly
would be brought to naught and censorship estab
lished widely over those areas merely by applying
such a rule to every case presenting a substantial
question concerning the exercise of those rights.
This Court has refused to countenance a view so
destructive of the most fundamental liberties. Thomas
v. Collins, 323 U. S. 516. These and other constitu
tional rights would be nullified by the force of invalid
orders issued in violation of the constitutional pro
visions securing them, and void for that reason. The
same thing would be true also in other cases involv
ing doubt, where statutory or other rights asserted
or the benefit of asserting them would vanish, for
practical purpose, with obedience.” 330 U. S. at 352.
# # #
were arrested on May 30 for violating the order. New York Times,
May 31, 1963, p. 1.
On June 6, 1963, a Mississippi Chancery Court Judge issued a
temporary injunction barring civil rights demonstrations in Jackson.
Thirteen local and national civil rights leaders, the NAACP, CORE,
and the trustees of Tougaloo Christian College were specifically
named in the order. New York Times, June 7, 1963, p. 14.
For an account of the destruction by injunction of a dissident
political movement, the International Workers of the World, see
Chafee, Free Speech in the United States (Harvard University
Press, 1946) 326-342.
32
“ Then also the liberties of our people would be
placed largely at the mercy of invalid orders issued
without power given by the Constitution and in con
travention of power constitutionally withheld by Con
gress.” 330 U. S. at 354.
By obtaining an ex parte injunction, and punishing for
contempt, the respondents have attempted to convert other
wise unconstitutional and void statutes into ones which can
successfully restrain and punish activities which would be
protected in the other situations described. However in
genious the City of Fairfield may be, it cannot punish
appellants’ constitutionally protected behavior. See Thomas
v. Collins, 323 U. S. at 540.16
2. Even if the ordinances or injunction here were argu
ably constitutional, their validity could be tested in con
tempt proceedings.
We urge, of course, that the ordinances in issue are
undeniably invalid on their face. But even if the ordinances
or injunction were arguably constitutional, that would not
alter appellants’ right to test their validity in a contempt
proceeding. In any case involving the First Amendment
it is irrelevant how the municipal authorities presume to
suppress speech or assembly. Whether it be by punishment
for not seeking a permit if one is ostensibly required (Staub
v. Barley, supra), or by contempt for violating an injunc
tion against such speech or dissemination (Thomas v. Col
lins, supra), the result must be the same. The focus must
be upon the activity sought to be engaged in, not the state’s
procedural scheme.
The only restrictions on speech or assembly which a
state or municipality can impose in consonance with the 18
18 Kingsley Books v. Brown, 354 U. S. 436 (1957) is not to
contrary. Though it upheld an injunctive scheme for the suppression
of obscene publications, it expressly left open the question whether
the issue of obscenity could be tested by violating the injunction.
354 U. S. at 443, n. 2.
33
preferred status of the First Amendment freedoms are
general and non-discriminatory regulations dealing with
soliciting and holding meetings upon the streets, parks and
public places of a town or city. The most that a municipality
can require even in this area is that an individual or group
request a permit for use of the public street or parks so that
the authorities can determine whether a conflicting meeting
was scheduled. See Parts I and II, supra.
If a permit is wrongfully refused, the meeting or solici
tation must be allowed notwithstanding, and a plenary
examination of the basis of the refusal—including the con
stitutionality of applicable statutes—will subsequently be
allowed in the courts. See the cases related in Staub v.
Baxley, supra at 323-324, notes 6-12.17 18 A fortiori, no injunc
tion can be issued which would force a postponement of the
speech or solicitation until the validity of the injunction has
been determined. To proceed in the face of an injunction
or a refusal to issue a. permit is the only way to prevent
circumvention of First Amendment privileges by over-
zealous officials bent on “ maintain[ing] the status quo”
(R. 72).18
Milton wrote in Areopagitica:
“ And though all the winds of doctrine were let
loose to play upon the earth, so Truth be in the fields,
17 Insofar as Poulos v. New Hampshire, 345 U. S. 395 (1953)
suggests the contrary, it has been overruled by Staub. Any rule that
would permit municipalities to forbid a speech or assembly and force
prior adjudication of the right, is inconsistent with the Fourteenth
Amendment.
18 See State ex rel. Liversey v. Judge o f Civil District Court, 34
La. Ann. 741 (La. Sup. Ct., 1882) ; E x Parte Tucker, 110 Tex. 335,
220 S. W. 75 (Tex. Sup. Ct., 1920) ; State v. Morrow, 57 Ohio
App. 30, 11 N. E. 2d 273 (Ohio Ct. of App., 1937) ; E x Parte
Henry, 147 Tex. 315, 215 S. W . 2d 588 (Tex. Sup. Ct., 1948), each
of which recognizes that the First Amendment can be served only
by allowing an injunction to be attacked in the course of contempt
proceedings.
34
we do injuriously by licensing and prohibiting to
misdoubt her strength. Let her and Falsehead
grapple; who ever knew Truth put to the worse in
a free and open encounter?”
If these words are to have any force in the present day,
the ‘ ‘ free and open encounter” must be permitted immedi
ately when public concern is high and can be directed against
the falsehood or injustice revealed by the speech. The
headlines of one day are forgotten the following week and
if the full truth about any public issue is to come before
the public, all parties with something to say must have
the same immediate opportunity to present their views.
3. Nor is speculative violence justification for supress-
ing appellants’ meeting.
Even if the municipal authorities thought that violence
would erupt were a permit to be issued, and secured an
injunction or refused a permit on that basis, the meeting
must be allowed to proceed. No one can be sure that the
speech that is scheduled will go forward in the manner con
templated or that it will have the effect predicted.
“ A community need not wait to be subverted by
street riots and storm troopers; but, also, it cannot,
by its policemen or commissioners, suppress a
speaker, in prior restraint, on the basis of news
reports, hysteria or inference that what he did yes
terday, he will do today. Thus, too, if the speaker
incites others to immediate unlawful action he may
be punished in a proper case, stopped when dis
order actually impends; but this is not to be con
fused with unlawful action from others who seek
unlawfully to suppress or punish the speaker. Mat
ter of Rockwell v. Morris, 12 A. D. 2d 272, 281 (1st
Dept. 1961), aff’d 215 N. Y. S. 2d 502 (1961), cert,
denied 368 IT. S. 913 (1961).
When a speaker “ passes the bounds of argument or
persuasion and undertakes incitement to riot” it is clear
that the police can “ prevent a breach of the peace,” Feiner
35
v. New York, 340 U. S. 315, 320-21 (1951). It is at that
point and not before that municipal and state authorities
can act. And there is no doubt that they have the means
to act effectively when that point is reached.19
Speech often rouses to anger, and the public’s concern
with social and political issues may often reach a disturb
ing pitch. It is easy for a municipal officer to equate the
public order with the status quo and political agitation with
a breach of the peace. As Learned Hand wrote during
World War I:
“ Political agitation, by the passions it arouses
or the convictions it engenders may in fact stimulate
men to the violation of the law. Detestation of exist
ing policies is easily transformed into forcible re
sistance of the authority which puts them into exe
cution ; and it would be folly to disregard the causal
relation between the two. Yet to assimilate agita
tion, legitimate as such, with direct incitement to
violent resistance, is to disregard the tolerance of
all methods of political agitation which in normal
times is a safeguard of free government. The dis
tinction is not a scholastic subterfuge but a hard
fought acquisition in the fight for freedom * *
Masses Pub. Co. v. Patten, 244 Fed. 535, 541 (S. D.
N. Y. 1917) rev. 246 Fed. 24 (2d Cir. 1917).
It is not for the municipal authorities to decide in ad
vance what the effect of a speech may he. They can act
if or when “ political agitation” becomes an “ incitement
19 Cf. Kasper v. Brittain, 245 F. 2d 92 (C. A. 6, 1957), cert,
denied 355 U. S. 834 (1957), where a criminal conviction for con
tempt of an ex parte restraining order was upheld against First
Amendment objections where the evidence clearly showed advocacy
of immediate action that in fact resulted in illegal mob conduct
which required the presence of the State Patrol and the National
Guard to restore order.
36
to violent resistance.” 20 Necessarily this means that the
speech must go forward at its scheduled time subject only
to a reasonable restriction on use of the public streets or
parks. No other rule can lead to the emergence of the
truth, which alone guarantees the, survival of free govern
ment and justifies its continued existence.
I V
The convictions violated the Due Process Clause
of the Fourteenth Amendment because there was no
evidence tending to prove the offenses charged.
In Garner v. Louisiana, 368 U. S. 157, 163 (1961), the
Court held that a conviction in a State court must be set
aside under the Due Process Clause if it is “ totally devoid
of evidentiary support.” Accord, Thompson v. City of
Louisville, 362 U. S. 199 (I960). The rationale of Garner
and Thompson is not whether the evidence in the record is
insufficient to support the conviction, but whether there is
any evidence at all tending to prove one or more of the
essential elements of the offense. See Garner v. Louisiana,
supra, 368 U. S. at 163-64. “ In addition,” as the Court
stated in Garner, the concern is not “ whether the evidence
proves the commission of some other crime, for it is as much
a denial of due process to send an accused to prison follow
ing conviction for a charge that was never made as it is
to convict him upon a charge for which there is no evi
dence to support that conviction” (id. at 164). The decisions
in Garner and Thompson are directly applicable to the
present case.
20 The Court of Appeals for the Fifth Circuit, in a recent case
involving an injunction against the Congress o f Racial Equality, said:
“ These fundamental rights to speak, assemble, seek redress of
grievances and demonstrate peacefully in pursuance thereto can
not be abridged merely because a riot might be threatened to be
staged or that police officers are afraid that breaches of the peace
will occur if these rights are exercised.” Congress of Racial
Equality v. Douglas, 318 F. 2d 95, 102.
37
A. There was no evidence tending to prove that petitioners
violated the injunction as it related to Sections 3-4 and
3-5 of the Fairfield City Code.
The injunction issued against the petitioners enjoined
them “ from holding a public meeting at 8 P. M. on Wed
nesday, October 11, 1961, at 5329 Valley Road, Fairfield,
Alabama # * and from distributing further # * * handbills
announcing such meeting such as were distributed in the
City of Fairfield, Alabama, on October 10, 1961. * * * ”
(R. 6)
There is not a shred of evidence in the record to show
that any of the handbills were distributed after the issuance
of the temporary restraining order. Not a single police
officer saw any of the handbills distributed (see, e.g., R. 20,
28, 32). Both appellant Fields (R. 54) and his wife (R. 64)
testified that none of the handbills had been distributed fol
lowing issuance of a restraining order. In fact, Police Officer
Misso testified that “ the building was padlocked” and that
his orders were “ to keep everybody out” (R. 34), and
appellant Fields affirmed that he had been refused entrance
to the hall to pick up the literature (R. 50). Even the
lower court admitted that there was “ no evidence that the
pamphlet was redistributed” (R. 72).
The only literature that was distributed after the in
junction was issued was several copies of appellants’ news
paper The Thunderbolt (R. 18, 22-23, 28), which contains
not one word relating to the meeting. This point was
affirmed by Officer Misso (R. 23, 25).
Faced with this complete lack of evidence, the City of
Fairfield attempted to prove that Fields had nevertheless
accomplished his purpose by distributing The Thunderbolt
because, as counsel for the City stated (R. 70) :
“ [T]he Thunderbolt * * # has the same sort of
agitation in it, the same sort of tendency to induce
a breach of the peace, to induce disturbances between
the races, to induce disorderly conduct.”
38
The lower court also attempted to square the circle by
stating (E. 72):
“ I am impressed by the tone and the context of
the paper that was admittedly distributed and I
simply think that was an artifice on the part of some
one to bring home the fact that the meeting was
going to be held while artfully evading the exact
language of the handbill that had been previously
distributed. ’ ’
And the Supreme Court of Alabama avoided the whole
issue by stating (E. 88) :
“ There is evidence to support the finding that
they did violate the terms of the temporary injunc
tion, and we have held that upon petition for cer
tiorari, the court does not review questions of fact
but only questions of law. * * * ”
It is submitted that the evidence which the lower courts
seized upon to uphold the conviction for contempt was woe
fully inadequate for its purpose. Conviction for contempt
on a record totally devoid of any evidence that petitioners
had passed out the previously enjoined handbills deprived
the petitioners of their liberty without due process of law.
B. There was no evidence tending to prove that petitioners
had violated the injunction as it related to Section 14-53
o f the Fairfield City Code.
Similarly, there is no evidence in the record that the
appellants violated the order enjoining them from holding
a public meeting on Wednesday, October 11, 1961. As Offi
cer Misso testified, “ There was no meeting held” (E. 24).
This was not surprising, of course, since as Misso went on
to explain, ‘ ‘ The building was padlocked and * * # my orders
were to keep everybody out” (E. 34). Thus, as appellant
Fields testified, he “ was refused entrance to the hall” and
“ no one could cross the street to the hall” (E. 50).
To be sure, as Chief Morris affirmed, “ a crowd had con
gregated across the street from * * * the proposed meeting
39
place” (R. 27), and there is no denial of the fact that Fields
as well as other people from the National States Rights
Party were also in the vicinity across the street from the
hall. Their presence there, however, was for the sole pur
pose of telling “ the people that might come there that there
wasn’t going to be a meeting” (R. 63) and to direct “ any
one who responded to the handbill before the injunction
was issued to go to the Lipscomb City Park” (R. 49). As
Police Officer Pope testified, appellant Fields was not at
tempting to hold any kind of meeting at the hall but rather
“ was telling them that the meeting had been called off over
there and would be at * * # Lipscomb City Hall” (R. 19).
In the face of these facts, the City could hardly have
claimed that the meeting had been held. Instead, counsel
argued that Fields had “ just as effectively had a meeting
as if the injunction had not been issued because he went
out there and he talked to all these people up and down”
(R. 65-66). Even the lower court, however, could not bring
itself to accept this. It made no mention of the public meet
ing, but instead chose to hold the appellants in contempt
on the grounds of distributing The Thunderbolt (see R. 72).
Similarly, the Supreme Court of Alabama avoided discuss
ing the evidence as to the meeting by relying on its general
statement that ‘ ‘ there is evidence to support the finding that
they did violate the terms of the temporary injunction * * * ”
(R. 88).
40
CONCLUSION
For the reasons stated above, appellants’ convic
tions must be reversed and the charges against them
dismissed.
Respectfully submitted,
M elvin L . W u l f ,
156 Fifth Avenue,
New York 10, N. Y.,
Charles M organ, J r .,
Bank for Savings Building,
Birmingham, Alabama,
L eon F riedm an ,
R ichard J. M edalie,
425 Park Avenue,
New York, N. Y.,
Attorneys for Appellants.
September 24, 1963.
T he H ecla P ress, 54 L afayette Street, N ew Y ork C ity, BE ekm an 3-2320
‘̂ j§|p|p39