Monroe v. City of Jackson, TN Board of Commissioners Brief of Plaintiffs-Appellants
Public Court Documents
April 25, 1977
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IN THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
No. 77-1123
BRENDA KAY MONROE, et al.,
Plaintiffs-Appellants,
vs.
BOARD OF COMMISSIONERS OF THE CITY OF
JACKSON, TENNESSEE, et al..
Defendants-Appellees.
Appeal From The United States District Court
For The Western District Of Tennessee
Eastern Division
BRIEF OF PLAINTIFFS-APPELLANTS
JACK GREENBERG
JAMES M. NABRIT, III
MELVYN R. LEVENTHAL
KELLIS E. PARKER
BILL LANN LEE
10 Columbus Circle
New York, New York 10019
AVON N. WILLIAMS, JR.
MAURICE FRANKLIN X'
1414 Parkway Towers
404 James Robertson Parkway
Nashville, Tennessee 37219
Attorneys for Plaintiffs-Appellants
Table of Contents
Page
Table of Contents .............................. i
Table of Cases ..................... ii
Statement of Questions Presented ............. 1
Statutory Provisions Involved ........ 2
Statement of Case .................................. 3
Statement of Facts ................................. 9
ARGUMENT
Introduction ...................................... 11
Summary of Argument ........................... 14
I. The Lower Court Misapplied Proper Legal
Standards In Determining Attorneys' Fees
For Legal Representation Since July 1,
1972......................................... 15
A. Prevailing Upon Every Issue ..... 17
B. Application of Factors ............... 21
II. The Lower Court Erred In Denying Attorneys'
Fees For Legal Representation From January
1971 To July 1, 1972 24
III. The Lower Court Erred In Denying Attorneys'
Fees For Legal Representation From January
8, 1963 to July 1, 1972 27
Conclusion ...................................... 32
Appendix .......................................... a -1
Certificate of Service ................. ....... .
• #
Table of Cases
Ace Heating & Plumbing Co., Inc. v. Crane, 453 F.2d
30 (3rd Cir. 1971) ................................. 20
Alyeska Pipeline Serv. v. Wilderness Society,
421 U.S. 240 (1975) ................................ 28,2
Armstrong v. Bd. of Education of City of Birmingham, 30
C.A. 9678 (N.D. Ala. Sept. 14, 1976...... ..........
Aspira of New York, Inc. v. Board of Education of
New York, 394 F.Supp. 1161 (S.D. N.Y. 1975) ...... 20
Bell v. School Bd. of Powhatan Cty., 321 F.2d
494 (4th Cir. 1963) ................................ 12
Bradley v. Richmond School Board, 416 U.S. 696
(1974) 21,17,14,13
29,26,25,24
Brewer v. School Board of the City of Norfolk,
500 F. 2d 1129 (4th Cir. 1974) ...................... 29,25
Brown v. Board of Education, 347 U.S. 483 (1954)..... 13
Davis v. County of Los Angeles, 8 EPD f4444
(C.D. Cal. 1974) 18,24
Davis v. Pontiac School Dist., 443 F.2d 255
(6th Cir. 1971) 15
F.D. Rich Co., Inc. v. Industrial Lumber Co.,
417 U.S. 116 (1974) 12
Johnson v. Georgia Highway Express, Inc., 488 F.2d
714 (5th Cir. 1974) ................................ 24,22, 17
Lafferty v. Humphrey, 248 F.2d 82 (D.C. Cir. 1957)
cert.denied, 355 U.S. 869 (1957) ................. 20
Maddox v. Gulf States Paper Corp., Civil No. 69-M-628
(N.D. Ala. October 18, 1974) 20
Mills v. Electric Auto-Lite Co., 396 U.S. 375 (1970).. 17
Monroe v. Board of Commissioners of the City of
Jackson, 453 F.2d 259 (6th Cir. 1972) ............ 16,8,4
Monroe v. Bd. of Comm. City of Jackson, 505
F. 2d at 109 21,11,3
Monroe v. County Board of Education of Madison County,
Sixth Cir. No. 76-2389, appeal pending ............ 4
- ii -
Page
Northcross v. Board of Education, 412 U.S. 427
(1973) .......................................... 23,14,13
Norwood v. Harrison, 410 F.Supp. 133 (N.D. Miss.
1976) 25
Palmer v. Rogers, 10 EPD ^[10,499 (D.D.C. 1975) .... 17
Ramey v. The Cincinnati Enquirer, Inc., 508
F. 2d 1188 (6th Cir. 1974) ....................... 20
Robinson v. Shelby County Board of Education,
442 F. 2d 255 (6th Cir. 1971) ................... 15
Sprague v. Ticonic Nat'1 Bank, 307 U.S. (1935) ... 25,12
Stanford Daily v. Zurcher, 64 F.R.D. 680 (N.D.
Cal. 1974) 18,19,24
Swann v. Charlotte-Mecklenburg Board of Education,
402 U.S. 1 (1971) 19,15
Swann v. Charlotte-Mecklenburg Board of Education,
66 F.R.D. 483 (W.D. N.C. 1975) ................. 24,19, 17
Torres v. Sachs, 538 F.2d 10 (2d Cir. 1976) ..... 20
United States v. Texas, 495 F.2d 1250 (5th Cir. 1974) 28
Wade v. Mississippi Cooperative Extension Serv.,
378 F.Supp. 1251 (N.D. Miss. 1975) ............ 19
Statutes
20 U.S.C. § 1617 ................................ in passim
42 U.S.C. § 1981 ..................................... 3
42 U.S.C. § 1982 3
42 U.S.C. § 1983 ............................. ...... 3
42 U.S.C. § 1985 3
42 U.S.C. § 1986 3
42 U.S.C. § 1988 ........................... . in passim
x n -
Page
Other Authorities
Hearings Before The Senate Selection Committee
on Equal Educational Opportunity, 91st Cong.
Part 3B ......................................... 12
H.R. Rep. No. 94-1558, The Civil Rights Attorney's
Fees Awards Act of 1976, 94th Cong., 2d Sess.
(1976) 16,14,13
25,23
S. Rep. No. 74-1011, 1976 Attorneys' Fees Awards
Act, 94th Cong., 2d Sess. (1976) 15,14,15
24,23,24
Subcomm. on Constitutional Rights of the
S. Comm, on the Judiciary, Civil Rights Attorneys'
Awards Act of 1976, 94th Cong., 2d Sess. (Comm.
Print 1976) 25'13
114 Cong. Rec...................................... 13
117 Cong. Rec...................................... 13
122 Cong. Rec....................................... 29
IN THE
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
No. 77-1123
BRENDA KAY MONROE, et al.,
Plaintiffs-Appellants,
vs.
BOARD OF COMMISSIONERS OF THE CITY OF
JACKSON, TENNESSEE, et al.,
Defendants-Appellees.
Appeal From The United States District Court
For The Western District Of Tennessee
Eastern Division
BRIEF OF PLAINTIFFS-APPELLANTS
Statement Of Questions Presented
In a pending school desegregation action in which
plaintiffs, as prevailing party, seek an award of attorney's
fees pursuant to § 718 of the Emergency School Aid Act of
1972, 20 U.S.C. § 1617, and the Civil Rights Attorneys Fees
Award Act of 1976, 42 U.S.C. § 1988:
1. Whether the lower court erred in applying the stand
ards of the Emergency School Aid Act of 1972 and the
Civil Rights Attorneys Fees Award Act of 1976 to determine
the attorney's fees for legal representation since July 1,
1972, the effective date of the School Aid Act?
2. Whether the lower court erred in denying any
attorney's fees for legal representation prior to July 1, 1972
pursuant to the Emergency School Aid Act of 1972 and the
Civil Rights Attorneys Fees Award Act of 1976
a) For the period from January 6, 1971 to
July 1, 1972 for which no prior attorney's fees
was determined?
b) For the period prior to January 6, 1971
for which attorney's fees under the "obdurate
obstinacy" standard had been previously determined?
Statutory Provisions Involved
Section 718 of the Emergency School Aid Act of 1972,
20 U.S.C. § 1617, provides:
"Upon the entry of a final order by a court of
the United States against a local educational
agency, a State (or any agency thereof), or the
United States (or any agency thereof), for failure
to comply with any provision of this chapter or
for discrimination on the basis of race, color, or
national origin in violation of title VI of the
Civil Rights Act of 1964, or the Fourteenth Amend
ment to the Constitution of the United States as
they pertain to elementary and secondary education,
the court, in its discretion upon a finding that
the proceedings were necessary to bring about com
pliance, may allow the prevailing party other than
the United States, a reasonable attorney's fee as
part of the costs."
2
The Civil Rights Attorneys Fees Act of 1976, 42 U.S.C.
§ 1988, provides:
"In any action or proceeding to enforce a
provision of sections 1977, 1978, 1979, 1980
and 1981 of the Revised Statutes, 1/ title IX of
Public Law 92-318, or in any civil action pro
ceeding, by or on behalf of the United States
of America, to enforce or charging a violation
of, a provision of the United States Internal
Revenue Code, or title VI of the Civil Rights
Act of 1964, the court, in its discretion, may
allow the previaling party, other than the
United States, a reasonable attorney's fee as
part of the costs. "
Statement Of The Case
Appeal is sought from the order on attorney fees
(J.A. 283) and judgment on court decision (J.A. 296) entered
by U. S. District Court Judge Harry W. Wellford, Western
District of Tennessee, Eastern Division, on, respectively,
November 18th and November 29th, 1976. This is the second
appeal from the lower court's determination of attorney's
fees originally sought in June 1973. in 1974, the issue was
whether the $1,500 fees awarded bore any relation either to
the time and effort of counsel or to any other relevant
considerations which ought to govern a district court's
execuse of discretion in setting the amount where district
court failed to articulate the basis for its award or to
permit the parties to introduce evidence, Monroe v. Board
of commissioners of city of Jackson, 505 F.2d 105, 106
(6th cir. 1974). This Court held that, " [b]ecause our
l/ Presently codified as 42 U.S.C. §§ 1983, 1985-1986.
3
review is dependent upon some sort of record of the basis
for the decision below, we vacate the judgment insofar as
it relates to the attorneys' fee and remand the cause to
the district court for findings of fact and conclusions of
law as to the amount of any attorneys' fees awarded under
the standards of Bradley v. School Board of City of Richmond,
416 U. S. 696 (1974)." 505 F.2d at 109. The basic issue
now is whether the district court correctly followed this
Court's mandate in accordance with prevailing law.
All told, this is the sixth time that this action has
come before this court. The action was filed on January 8,
1963 originally as a single school case against both the
Board of Commissioners of the City of Jackson and the
Madison County Board of Education to disestablish the dual
system of public education, and has been vigorously litigated
2/
ever since. Because of the limited nature of the appeal,
we do not state the detailed history of the litigation which
is summarized in Monroe v. Board of commissioners of the
City of Jackson, Tennessee, 453 F.2d 259 (6th Cir. 1972)
and 505 F.2d 109 (6th Cir. 1974).
The January 1963 complaint concludes, "[p]laintiffs
further pray that the Court will allow them their costs
2/ The two cases have been separately litigated. Monroe
v. County Board of Education of Madison county, Sixth
Circuit No. 76-2389, also is presently pending on appeal on
questions arising from separate attorneys fees award
proceedings.
- 4
herein and such further, other or additional relief as may
appear to the court to be equitable and just," Complaint at
p. 18. In a motion for further relief and to add parties
as additional and/or intervening plaintiffs filed September
4, 1964, plaintiffs requested:
"That the Court award reasonable fees to
plaintiffs’ attorneys for their services rendered
to them, including the intervening and/or additional
plaintiffs, in this cause, and allow plaintiffs
their reasonable costs and grant such further,
other, additional or alternative relief as may
appear to the court to be equitable and just."
Motion For Further Relief at p. 13. Every motion filed
bY plaintiffs to date contains a similar express request
for an award of attorney’s fees. With respect to the 1964
request, the lower court granted an interim award of $1,000
"for the handling of that aspect of the litigation pertaining
to the application of the intervening plaintiffs in the
summer of 1964 to transfer to schools outside of their zones
and the defendants' denial of said application in clear
violation of the constitutional rights of these plaintiffs"
(J.A. 10).
On January 6, 1971, plaintiffs "move [d] the Court to
allow them attorneys fees for their attorneys" for the then
entire period of the litigation (J.A. 11). The accompanying
affidavit of counsel lists in detail the hours worked
with respect to proceedings (j .a . 13). The district court
awarded only fees from the period from May 1968 under the
non-statutory "obdurate obstinacy" exception to the American
rule (J.A. 33).
"The conduct of the defendant, Board of Com
missioners of the City of Jackson, Tennessee, in
s^snce to the city School System after the
decision of the Supreme Court of the united States
this case in May 1968, in failing and refusing
to adopt and propose a plan for meaningful and
prompt desegregation of the City School System, was
unreasonable and obdurate with regard to its
affirmative duty, and said counsel for the plaintiffs
are entitled to a reasonable attorney fee for the
period commencing after the remand of the case from
the Supreme Court in 1968 and continuing through
aPPeal of this Court's ruling by the defendant,
Board of Commissioners of the City phase of the case
to the court of Appeals for the Sixth Circuit,
decided June 19, 1970. The sum of Five Thousand
Dollars ($5000.00) is set as this fee and said defend
ant, Board of Commissioners, will pay said sum
forthwith to said counsel for plaintiffs as an
afforney fee, and not as part of the costs, covering
said period of time in the city phase of the case
only. The Court will not attempt to allocate
proportions of said fee as between said two counsel
for plaintiffs and the entire amount thereof will
be paid to Avon N. Williams, Jr., Esquire, for
appropriate allocation between them according to their agreement and consent."
(J.A. 36). The court added:
"It appearing to the court that the amount of the
costs to be paid by the defendants is disputed and has
never been concluded, the undersigned Judge of the
Court hereby reserves _ for his individual determination
all questions pertaining to payment of court costs
to ̂ and including the date of this order upon appro
priate application to the Clerk and the Court."
Id. To date the question of costs is still pending.
The district court had previously explained its reasoning
at the conclusion of a hearing January 14, 1971 (J.A. 25).
6
"The Court's ruling is going to be based upon
the Court's conception of the law that the fee in
a case of this sort is not a fee as a matter of
right for all services rendered from the time of
the inception of the case. The court doesn't
understand that to be the law.
"Of course, there is a strong and convincing
appeal to the moral right for a fee. When we
look back at the history of this case, we see a
sight that isn't pleasant for the white race, of
which I am a member, of course. It is not a
panorama of something of which we should be proud.
It took courage to file this suit, and it took
courage for people like Brenda K. Monroe to want
to break the system that was so basically unfair
and was ingrained into the school systems not
only in Jackson and Madison County but other places.
"Based on objective fairness in the community
one hundred thousand dollars would be a modest
fee, but we cant take that into consideration in
awarding a fee, nor those matters included in the
remarks by Mr. Ballard. I am sure he has been
severely criticized and it did come at some cost
to his position in the community.
"I don't conceive the law to be for this court
to try to penalize the defendant because it has
undertaken to follow its concept of the law from
the beginning. The law is slow — slower than it
should have been. When you stop and look back
on this era of history the fact that 'due
deliberate speed' or 'deliberate speed' was
interpreted to mean fifteen years doesn't look
very pretty. The Court doesn't believe that it
should use the awarding of a fee as a penalty
for the defendants because they haven't done what
the Constitution requires.
"The Court has also taken into consideration
that Judge Brown has considered the matter of a
fee in earlier proceedings.
"It is my conclusion that a fee should be awarded
in this case based upon the phase of the case that
commenced after the remand of the Supreme Court."
(J.A. 27-28). Plaintiffs appealed the question whether
7
"the award should not have been limited as it was to the
period of the time from the remand from the Supreme Court
to the time of the issuance of this Court's most recent
ruling in June 1970. " Monroe v. Board of commissioners
of City of Jackson, supra, 453 F.2d at 263. This Court
affirmed that, "the determination as to the lack of
unreasonably obstinacy as to this earlier period to have
been proper," id. A subsequent rehearing petition was
3/ ~
denied.
Thereafter, on June 5, 1973, plaintiffs moved for an
award of counsel fee for the entire litigation pursuant
to § 718 of the Emergency School Aid Act of 1972, 20 U.S.C.
§ 1617, supra, which went into effect July 2, 1972 (J.A. 39).
The district court awarded an attorney's fee of $1,500 "in
the exercise of equitable discretion" (J.A. 71, 73). As
noted above, this court vacated the judgment and remanded
for "findings of fact and conclusions of law as to the
amount of any attorney's fee awarded," 505 F.2d at 109.
On remand, plaintiffs renewed their request for fees for the
entire period and for the intervening additional time
(J.A. 74 et_ seq. and 119 et seq.) . An evidentiary hearing
was held April 8, 1976 (J.A. 141) and the court issued its
3/ Defendant school board unsuccessfully appealed on the
merits. its petition for rehearing and latter petition for
a writ of certiorari also were denied (J.A. 38).
order on attorney fees November 18th (J.A. 283) and
judgment on court decision November 29th (J.A. 296). In
the interim, Congress enacted and the President signed the
Civil Rights Attorneys' Fees Award Act of 1976, 42 U.S.C.
§ 1988, which went into effect October 19th.
The lower court's order, inter alia, (a) denied any
award for the period before July 1, 1972, including both
the period from 1963 to January 1971 which had been earlier
determined under the "obdurate obstinacy" standard, and the
interim period for which prior determination had been made;
and (b) conferred an award of $5,000 for plaintiffs' legal
representation since July 1, 1972. A timely notice of
appeal was filed (J.A. 297).
1/Statement of Facts
Counsel for plaintiffs have a distinguished record as
practicing lawyers, having been members of the Bar of
Tennessee for a combined total of 71 years. Together, they
spent an approximate total of 672 hours on the case from
January 8, 1963 to April 8, 1976 of which, at least 40
4/ The facts of this case are those presented by plaintiffs
at the hearing on April 8, 1976 (J.A. 141) and in the
affidavit of plaintiffs' counsel (J.A. 120). Although the
three witnesses who testified at the trial were cross-
examined by defendants, the defendants made no affirmative
presentation of facts.
hours were in court. Plaintiffs have not received reasonable
compensation for services of their counsel.
10
ARGUMENT
Introduction
In the 1974 opinion, this Court stated the rule that,
"ftjhere is a strong policy in favor of awards of attorneys'
fees in school desegregation cases, and plaintiffs ''should
ordinarily recover an attorney's fee unless special circum
stances would render such an award unjust.'' Northcross v.
Memphis Board of Education, 412 U.S. 427, 428 . . . (1972),
quoting Newman v. piggie Park Enterprises, Inc., 390 U.S.
400, 402 . . . (1968). Although it is within the district
court's discretion to determine whether or not to award
attorneys' fees, this court may review the reasonableness of
any award." Monroe v. Board of commissioners of city of
Jackson, supra, 505 F.2d at 109. Upon remand, the lower
court merely reinstated the $1,500 award for fees through
1973, reversed by this Court, as "fair and reasonable" (with
only an increase of $1,000 "[s]ince there has been a delay
in the payment"), (J.A. 294), and allowed an additional
$2,500 amount for legal services since 1973 under a narrow
and erroneous legal standard, id. The district court also
refused to consider any award of fees for legal representation
prior to July 1, 1972, the effective date of the Educational
Amendments. The latter consists of two periods: the first
from January 6, 1971 to July 1, 1972 for which no prior
11
j
award was ever sought or determined; the second from the
filing of the lawsuit in 1963 to January 6, 1971 for which
a prior award under the "obdurate obstinacy" exception to the
American rule was sought and determined.
] Plaintiffs-appellants Brenda K. Monroe, et al. submit
i -
that the lower court erred in its determination of attorney's
j . fees for each period, in each instance misapplying legal
-i
standards of § 718 of the Emergency School Aid Act of 1972,
20 U.S.C. § 1617 (hereinafter "1972 Educational Amendments")
and the Civil Rights Attorneys Fees Act of 1976, 42 U.S.C.
§ 1988 (hereinafter "1976 Attorneys Fee Act"). Initially,
i
however, we note that the two statutory provisions are an
j
intentional Congressional departure from the traditional
American rule that counsel fees are not included as part of the
recoverable costs of litigation. See, e.g., Alyeska Pipeline
Serv. v. Wilderness Soc.. 421 U.S. 240 (1975); Sprague v. Ticonic
Nat11 Bank, 307 U.S. 161 (1939); F. D. Rich Co., Inc, v. Industrial
Lumber Co., 417 U.S. 116 (1974). The statutes were intended
to enlarge the circumstances in which federal district courts
would exercise their inherent equitable power to award fees,
Sprague, supra, 307 U.S. at 164, beyond the traditional
formulation requiring "obdurate and obstinate" conduct by
school boards, e.g.. Bell v. School Bd. of Powhatan county,
321 F.2d 494 (4th Cir. 1963). For 1972 Educational Amendments,
see Hearings Before The Senate Selection committee on Equal
12
Educational Opportunity. 91st Cong., Part 3B, pp. 1516-34;
114 Cong. Rec. 10760-64, 1139-45 (Sen. Mondale); 117 Cong.
Rec. 11343, 11521 (Sen. Cook). For 1976 Attorneys' Fees
Act, see S. Rep. No. 74-1011, 1976 Attorneys' Fees Awards Act,
94th Cong., 2d Sess. (1976), pp. 2-4; H. R. Rep. No. 94-1558,
The Civil Rights Attorney's Fees Awards Act of 1976, 94th Cong.,
5/2d Sess. (1976), pp. 2-3. Indeed, a specific purpose of the
broader 1976 Attorney's Fees Act was to redress the irony
that "in the landmark Brown [v. Board of Education, 347 U.S.
483 (1954)] case challenging school segregation, the plaintiffs
could not recover their attorney's fees, despite the signifi
cance of the ruling to eliminate officially imposed segre-
Vgation."
"The plaintiffs in school cases are 'private attorneys
general' vindicating national policy" who should "'ordinarily
recover an attorney's fee unless special circumstances would
render such an award unjust,'" Northcross v. Board of
Education. 412 U.S. 427, 428 (1973) (construing 1972 Educa-
5/ The committee reports, debates and other legislative
history of the 1976 Attorney's Fees Act are set forth in one
volume in Subcomm. on Constitutional Rights of the S. Comm,
on the Judiciary, Civil Rights Attorney's Fees Awards
Act of 1976, 94th Cong., 2d Sess. (Comm. Print 1976).
6/ H. R. Rep. No. 94-1558, supra, at pp. 4-5.
Z./ Compare Bradley v. Richmond School Board. 416 U.S. 696,
719 n. 27 (1974) ("It is particularly in the area of desegre
gation that this Court. . . recognized that, by their suit,
plaintiffs vindicated a national policy of high priority.")
13
tional Amendments). Furthermore in Bradley v. Richmond
School Board, 416 U. S. 696, 710 (1974), the Court decided
that in a pending case '"§ 718 authorizes an award of
attorneys' fees insofar as those expenses were incurred
fi/prior to the date that that section came into effect.1"
Summary of Argument
First, the lower court correctly held that plaintiffs
were "prevailing party" in determining the attorney's fees
awarded for the period since 1972. However, the district
court incorrectly applied appropriate standards to determine
the amount of the award contrary to the statutes and appli
cable caselaw. Second, the per se denial of an award of
fees for legal work prior to the effective date of the 1972
Educational Amendments in a pending case for which no prior
determination had ever been made was in express violation
of the statutes as authoritatively construed in Bradley v .
Richmond School Board, supra. Third, the denial of statutory
attorney's fees for legal services prior to January 1971 "as
part of costs" is not precluded by a prior determination under
the non-statutory "obdurate obstinacy" exception to the
American rule.
8/ Northcross and Bradley are incorporated by reference
m the legislative history of the 1976 Attorneys' Fees Act,
see H. R. Rep. No. 94-1558, supra; S. Rep. No. 1011, supra.
14
I.
THE LOWER COURT MISAPPLIED PROPER LEGAL
STANDARDS IN DETERMINING ATTORNEYS FEES
FOR LEGAL REPRESENTATION SINCE JULY 1,
1972._____________________________________
The district court held that, " [p]laintiffs are . . .
entitled to an award based upon attorney fees and expenses
incurred after July 1, 1972, because at least to some extent,
plaintiffs have been the prevailing party, and proceedings
were necessary to bring about further compliance in light of
Swann fv. Charlotte-Mecklenburg Board of Education, 402
U. S. 1 (1971)]; Robinson v. Shelby County Bd. of Ed., 442
F.2d 255 (6th Cir. 1971), and Davis v. Pontiac School Dist.,
443 F.2d 255 (6th Cir. 1971)" (J. A. 285) and that, " [t]he
Court has determined that plaintiffs were 'prevailing parties'
in the proceedings since the 1972 remand," id. The district
court which had heard all the proceedings in the case after
remand, specifically found that plaintiffs were successful
as an overall matter even though not "entirely successful."
The finding of fact of overall success in court was unappealed
by defendant Board, and is not clearly erroneous. Indeed,
the finding of the district court was altogether too stinting
since the proper inquiry was whether plaintiffs were "pre
vailing party" for the entire litigation, S. Rep. No. 94-1011,
9/ Plaintiffs believe that it is not necessary to the issue
whether plaintiffs were not "entirely successful", see infra.
15
supra, at pp. 5-6; H. R. Rep. No. 94-1558, supra, at pp. 7-8,
and numerous authorities cited. On this, the record is clear
and it is the law of this case that, plaintiffs' action has
10/
successful desegregated the public schools of Jackson.
However, the district court went further and ruled that it
would "award [ ] fees only to the extent it can fairly be
determined that plaintiffs' efforts were prevailing and
10/ In the 1972 opinion, this Court found that:
"To the credit of all concerned, certainly
including the District Judge, it is observed
that at long last Jackson has made some very
substantial progress toward the desegregation
of its school system. For example, we note
that although Jackson once maintained a dual
school system, as of October, 1971, all of
its schools were integrated to some degree;
that there is now one high school comprised
of 843 white and 643 black students; that
there are now three junior high schools inte
grated in ratios running from to-40 to 50-50;
that four of the nine elementary schools were
integrated in ratios similar to those just
cited for the junior high schools; but that in
the five remaining elementary schools, three
are over 90% black and two are over 90% white.
Integration in these five schools is minimal
because the location in the city is such that
no conceivable zoning change would produce
any substantially greater integration.
"Regardless, however, of these salutary
evidences of accomplishment, the possibility
exists that even greater accomplishment might
result from a further study of the situation
in the light of Swann, and of Robinson and
Davis. The cause will therefore be remanded
to give the District Court opportunity for
such consideration."
453 F.2d at 262.
16
successful towards further desegregation" (J.A. 286). This
was legal error. In addition, the lower court erred in
applying various factors of Johnson v. Georgia Highway Express,
Inc., 488 F.2d 714 (5th Cir. 1974).
A. Prevailing Upon Every Issue
Plaintiffs are not required to "prevail" on every issue.
In Bradley v. Richmond School Board, supra, 416 U. S. at 710,
plaintiffs were fully compensated even though the district
court rejected their plan and accepted that of the defendants.
1976 Attorney's Fees Act legislative history is clear that,
"[i]n appropriate circumstances, counsel fees under [the Act]
may be awarded pendente lite. See Bradley, fsupra]. Such
awards are especially appropriate where a party has prevailed
on an important matter in the course of litigation, even when
he ultimately does not prevail on all issues. See Bradley,
supra; Mills v. Electric Auto-Lite Co., 396 U.S. 375 (1970)"
S. Rep. No. 94-1011, supra, at p. 5 (emphasis added). Thus,
in Swann v. Charlotte-Mecklenburg Board of Education. 66 F.R.D.
483 (W.D. N.C. 1975) plaintiffs were awarded fees for the
entire litigation "as the winners rather than the losers of the
litigation," even though plaintiffs did not "prevail" on every
issue because, as here, "the result has been the complete
desegregation of the Charlotte-Mecklenburg school system,"
69 F.R.D. at 484. Compare Palmer v. Rogers, 10 EPD ^10,499
at pp. 6130-6131 (D.D.C. 1975). The civil rights attorney's
17
provisions, in short, are result-oriented.
The formulation of Swann was specifically approved in-
the 1976 Attorney's Fee Actr "The appropriate standards . . .
are correctly applied in such cases as Stanford Daily v .
Zurcher. 64 F.R.D. 680 (N.D. Cal. 1974); Davis v. County of
Los Angeles. 8 EPD 59444 (C.D. Cal. 1974); and Swann v .
Charlotte-Mecklenburg Board of Education fsupra]. . . . In
computing the fee, counsel for prevailing parties should be
paid, as is traditional with attorneys compensated by a fee
paying client, 'for all time reasonably expended on a matter'
Davis, supra; Stanford Daily, supra." S. Rep. No. 94-1011,
supra, at p. 6.
Davis expressly states that, "plaintiffs' counsel are
entitled to an award of fees for all time reasonably expended
in pursuit of the ultimate result achieved."
"It also is not legally relevant that plain
tiffs ' counsel expended a certain limited amount
of time pursuing certain issues of fact and law
that ultimately did not become litigated issues
in the case or upon which plaintiffs ultimately
did not prevail. Since plaintiffs prevailed on
the merits and achieved excellent results for the
represented class, plaintiffs' counsel are
entitled to an award of fees for all time reasonably
expended in pursuit of the ultimate result achieved
in the same manner that an attorney traditionally
is compensated by a fee-paying client for all time
reasonably expended on a matter."
8 EPD 59444 at p. 5049. The district court's issue-by-issue
parsing was specifically rejected in Zurcher, supra, 64 F.R.D.
at 684.
18
"However, several recent decisions, adopting a
different tack, deny fees for clearly meritless
claims but grant fees for legal work reasonably
calculated to advance their clients' interests.
These decisions acknowledge that courts should not
require attorneys (often working in new or changing
areas of the law) to divine the exact parameters of
the courts' willingness to grant relief. See, e.g.,
Trans World Airlines v. Hughes, 312 F. Supp. 478 (s.D. N.Y. 1970), aff*d with respect to fee award,
449 F.2d 51 (2d Cir. 1971), rev1d on other grounds,
409 U.S. 363, 93 S. Ct. 647, 34 L.Ed. 2d 577 (1973).
One Seventh Circuit panel, for example, allowed
attorneys' fees for legal services which appeared
unnecessary in hindsight but clearly were not
'manufactured.' Locklin v. Day-Glow color Corporation,
429 F.2d 873, 879 (7th Cir. 1970) (concerning fees
for antitrust counterclaims)."
Of course the defendant's attorneys have not billed their
client for only those services as to which they prevailed
and we preceive no reason for disparate treatment of plaintiffs'
counsel.
"Defendants next urge that since the plain
tiffs did not obtain all relief sought, they
may not be said to have prevailed in the
litigation. . . . The Court's failure to sustain
plaintiffs on all points is of no consequence
in our consideration that plaintiffs were the
prevailing party within the criteria for judg
ing the propriety of assessing counsel fees."
Wade v. Mississippi Cooperative Extension Serv., 378 F. Supp.
1251, 1254 (N.D. Miss. 1975) (Title VII action). In a suit
on behalf of Puerto Rican students in New York which was
settled by consent decree, the district court also awarded
counsel fees, making the following comment about the
19
prevailing party" language of the 1972 Education Amendments:
' Plaintiffs are, in any apposite and meaningful
sense, the 'prevailing party.' The decree gives
the relief they sought, consented to only after
more than a year and a half of bitter resistance
that began with a contention that the action
should be rejected out of hand as insufficient on its face."
Aspira of New York , Inc, v. Board of Education of New York.
394 F.Supp. 1161 (S.D. N.Y. 1975). Cf. Torres v.
Sachs, 538 F.2d 10 (2d cir. 1976). Similarly, in a stock
holders' derivative action which was terminated by settlement,
this court upheld a counsel fee award based upon the obvious
benefits to the corporation incurred as a result of the litiga-
tion* R_amey v. The Cincinnati Enquirer, Inc.. 508 F.2d 1188,
1196 (6th cir. 1974)7“
It is clear that the lower court's erroneous issue—by—
issue analysis, alone, requires reversal. "This Court took
into account in awarding the $1500 fee in 1973 that plaintiffs
had unsuccessfully challenged the inte [ ]grated Senior High
and Junior High student and teacher assignments as well as
administrative assignments." (j. a . 287). The court subse-
sfe ^lso' Lafferty v. Humphrey. 248 F.2d 82 (D.C. Cir.1957), cert, denied, 355 U.S.869 (1957) (awarding fees in case
rendered moot by compliance, in which original decision was
vacated on certiorari by Supreme court for this reason);
Ace Heating & Plumbing Co., Inc, v. Crane. 453 F.2d 30 (3d
Cir. 1971) (awarding fees to attorney for antitrust claimant
whose claim to share in settlement was disallowed); Maddox
O cto b er f 8 ? t i '9 7 4 f r r C° r P " C iV il N° ' 6 9 - M“628 ( N - D . T l a . ,
20
brought the amount up to $2,500 solely because of the passage
of time (J. A. 294). "For services since that time, again.
having in mind the limited results attained because of plaintiffs'
counsels' unsuccessful contentions in issue finally ruled upon,
the Court would allow an additional $2,500 for this services,
a total of $5,000.00," id. (emphases added).
B. Application of Factors
The attorney fee issue raised by plaintiffs on appeal in
1974 was that:
"[t]he $1,500 attorney's fee awarded them bears
no relation either to the time and effort of
counsel or to any other relevant considerations
which ought to govern a district court's exercise
of discretion in setting the amount of the award.
Plaintiffs also point out that the district court
failed to articulate the basis for its award or to
permit the parties to introduce evidence on this
matter. The latter fact makes it impossible for
this court to determine the propriety of the award
as such."
Monroe v. Board of commissioners of City of Jackson, supra,
505 F.2d at 108. This Court held that " [b]ecause our review
is dependent upon some sort of record of the basis for the
decision below, we vacate the judgment insofar as it relates
to the attorney's fee and remand the cause to the district
court for findings of fact and conclusions of law as to the
amount of any attorney's fee awarded under the standards
of Bradley v. School Board of city of Richmond, 416 U. S.
696, 94 S. Ct. 2006, 40 L.Ed. 2d 476 (1974)," 505 F.2d at 109.
21
On remand, the lower court wholly evaded the Court's
instructions, while the district court listed the
Johnson v . Georgia Highway Express factors (J.A. 292-294),
these factors are wholly ignored and the original $1,500
fee simply reannounced; " [a]t the time of the original award,
1973, $1,500 for fees was considered fair and reasonable, and
in line with what had previously been allowed in this case
and in similar cases" (A.A. 294). For the period since 1973,
the district court simply announced, without any reference
to the factors, "an additional $2,500." At no point does the
lower court opinion indicate how the review of the factors
had any effect on the outcome, much less offer a precise
statement of the hours in issue, hours added or subtracted,
or other effective and meaningful consideration of the factors
in determining the attorney's fees award. clearly, the lower
court had a sufficient factual record upon which to do so.
On the basis of the lower court opinion on remand, however,
this Court still does not have "findings of fact and con
clusions of law as to the amount of any attorney's fee awarded"
necessary for review as to the reasonableness of the award.
Furthermore, the lower court's opinion reveals apparent
errors in the existing discussion of factors (J.A. 292-294).
Thus, as to "novelty and difficulty of question" (J.A. 292),
the district court was of the view that "[t]his was not a
22
case of first impression on any issue and did not, or should
not have presented any special difficulty," and that as to
"undesirability of case and reputation of attorneys," that
Mr. Williams is well-known civil rights lawyer whose reputation
would not be adversely affected (J.A. 292-293). While
difficulty and novelty, and undesirability are certainly
factors to be weighed in giving an additional or bonus award,
they should not diminish an award. The rule is that, " [t]he
plaintiffs in school cases are 'private attorneys general'
vindicating national policy," Northcross v. Board of Education,
supra, 412 U. S. at 428. " [A]warding counsel fees to prevail
ing plaintiffs in such litigation is particularly important
and necessary if federal, civil and constitutional rights are
to be adequately protected," H.R. Rep. No. 94-1558, supra,
at p. 9. As to "preclusion of other employment," the lower
court misconceived that this litigation obviously did preclude
other employment for Mr. Williams as the extensive record
makes clear. Throughout its discussion of these factors, the
lower court failed to follow fundamental congressional
intent "that the amount of fees awarded under [the 1976
Attorney's Fees Act] be governed by the same standards which
prevail in other types of equally complex federal litigation,
such as antitrust cases and not reduced because the rights
involved may be nonpecuniary in nature," S. Rep. No. 94-1011,
supra, p. 6. This intent is borne out by the cases the Senate
23
Report chooses to endorse as those in which Johnson v.
Georgia Highway Express standards are "correctly applied":
Davis v. County of Los Angeles, supra, 8 EPD 59444 (65.24/hour
reasonable); Stanford Daily v. Zurcher, supra, 64 F.R.D. 680
(63.33/hour reasonable); Swann v. Charlotte-Mecklenburg Board
of Education, supra, 66 F.R.D. 483 (64.81/hour reasonable).
12/S. Rep. No. 94-1011, supra, p. 6. This should certainly be
the case where the " [ajbility and competency of counsel is
not questioned" and [c]ertainly plaintiffs' counsel possessed
abundant skill and experience in handling a case and pro
ceedings attendant thereto without difficulties" (J.A. 292,
293) .
II.
THE LOWER COURT ERRED IN DENYING ATTORNEYS
FEES FOR LEGAL REPRESENTATION FROM JANUARY
1971 TO JULY 1, 1972._______________________
Unlike the fees sought, infra, in part III, no prior
application of fees was made for the period from January
1971, when the request under the "obdurate obstinacy"
standard was sought, to July 1972 when § 718 of the Emergency
School Act became effective. As to the denial of these
fees, reversal is required by the holding of Bradley v .
Richmond School Board, supra, 416 U. S. at 710, that "'§ 718
12/ The lower court stated that, "[i]t is not unreasonable
for plaintiffs' counsel to expect $50 per ho [u]r or $350
a day for court time" (J.A. 294).
24
authorizes an award of attorneys' fees insofar as those
expenses were incurred prior to the date that the section
came into effect'" in a pending case. The district court,
however, first, sought to confine Bradley to its specific
situation of a pending fee application. Nothing in the
reasoning of Mr. Justice Blackmun's opinion for a unanimous
Court permits such a construction, which turns not on a
pending fee application but a pending action, see 416 U. S.
at 710-721. This was certainly the understanding of Con
gress; "[i]n accordance with applicable decisions of the
Supreme Court, the bill is intended to apply to all cases
pending on the date of enactment as well as all future cases.
Bradley v. Richmond School Board, [suprah" H.R. Rep. No. 94-
1558, supra, p. 4 n. 6 (emphasis added). Lower courts have
so held, see, e.g. Norwood v. Harrison, 410 F. Supp. 133,
141 n. 11 (N.D. Miss. 1976); Brewer v. School Board of the
City of Norfolk, 500 F.2d 1129 (4th cir. 1974). Moreover,
nothing requires that fees be sought prior to the end of
litigation; the Supreme Court, for instance, approved an
award of fees that was not sought until the end of the
litigation in the venerable Sprague v. Ticonic National
Bank, supra, 307 U. S. at 168-169. Second, the lower
.13/ See also legislative history set forth infra at p. 29.
14/ The lower court also cited several pre-Bradley decisions
wKose utility is questionable (J.A. 284) / see Brewer v. School
Board of the City of Norfolk, 500 F. 2d 1129 (4th Cir. 1974).
25
court states that, 11 [t]here was no claim for fees pending
■when this section became law on July 1, 1972" (J.A. 284).
Judge Wellford, who was not the trial judge through most
of the proceedings, is clearly in error as to the contents
of the record. The original complaint, filed January 8,
1963, concludes with the request "that the Court will allow
them their costs herein and such further, other or additional
relief as may appear to the Court to be equitable and just,"
Complaint at p. 18 (emphasis added), and all motions of
plaintiffs since the September 1964 motion for further relief
have consistently sought both fees and costs.
Thus, neither legal nor factual circumstances suffice
to rebut the application of Bradley to reverse the denial
of fees for the pre-July 1, 1972 period in question in the
15/
instant pending case.
15/ if the Court concludes that the retroactivity issue
must be reached in order to decide the question, we rely on
the discussion of retroactivity in part III, infra.
26
Ill
THE LOWER COURT ERRED IN DENYING ATTORNEYS
FEES FOR LEGAL REPRESENTATION FROM JANUARY
8 , 1963 TO JULY 1, 1972____________________
Fully eight years of lawyer services incurred by plain
tiffs' counsel will not be covered by the lower court's award
of counsel fees. The lower court rejected "'re-opening' the
case for further award from 1963 to 1971" because " [t]he prior
decision of the Court of Appeals precludes any further such
allowance of fees or costs prior to consideration of matters
presented to this Court during 1972" (J.A.284). in reaching
this decision, the trial court read the previous Court of
Appeals decision too broadly and the Emergency School Act too
narrowly, errors which unjustly deprived plaintiffs of com
pensation for virtually 60% of the case.
In effect, the lower court has concluded that the January
3, 1972 Court of Appeals affirmation of the 1971 district court
award of $5,000 counsel fees for the period of 1968 to January
6, 1971 is res judicata with regard to the question of counsel
fees. But that doctrine applies to bar relitigation of matters
which were raised or should have been raised. Plaintiffs did
not nor could they have sought entitlement to counsel fees based
on the Emergency School Aid Act and the later 1976 Fees Act
since that statute had not been enacted at the time of the Court
of Appeals affirmance. The doctrine of res judicata is no
defense to relitigation where, after the rendition of a judg
ment, a statute is enacted defining new rights and remedies.
See, lB Moore, Federal Practice § 2055 (1976) and cases cited
therein.
- 27
The counsel fee issue presented and previously decided
in 1971 and 1972 differed substantially from the counsel fees
issue presented to the court below. Prior to the enactment of
the Emergency School Aid Act, parties had no statutory
right to counsel fees covering the duration of the case. As the
district court stated in 1971 "the fee in a case of this sort is
not a fee as a matter of right for all services rendered from
the time of the inception of the case" (J.A. 27). Absent a
statute, a fee could be obtained only if the defendant's con
duct was "unreasonable, obdurate and obstinate" (J.A. 30).
Thus, the Emergency School Aid Act and 1976 Attorney's
Fees Act create a right by which prevailing parties may be com
pensated for engaging counsel in the public interest. The
difference between the two standards translated in this case
into years of uncompensated services for plaintiffs' counsel
because of the absence of "obdurate obstinacy" by the defendant,
without which plaintiffs had no right to counsel fees. See,
Alyeska pipeline Service Co. v. Wilderness Society, 421 U.S. 240,
258 (1975). In United States v. Texas, 495 F.2d 1250, 1251
(5th Cir. 1974) the court observed that the standard of obstinate
noncompliance "is separate, apart from, and in addition to the
counsel fee remedy specifically provided by Congress in § 718 of
Title VII of the Emergency School Aid Act. . . . "
This is not to say that res judicata has no effect. Rather
it is to the new statute that one must look for the extent and
limitations of the right created. We now refer this Court
28
to the clarifying legislative history of the 1976 Fees Act,
confirming intent to make the right retroactive. Repre
sentative Drinan, one of the sponsors of the 1976 Fees Act,
stated:
"I should add also that, as the gentleman from
Illinois (Mr. Anderson) observed during con
sideration of the resolution on S.2278, this
bill would apply to cases pending on the date
of enactment. It is the settled rule that a
change in statutory lav? is to be applied to cases
in litigation. In Bradley versus Richmond SchooT
Board, the Supreme Court expressly applied that
longstanding rule to an attorney fee provision,
including the award of fees for services rendered
prior to the effective date of the statute"
(emphasis added).
Subcomm. of S . Comm, on the Judiciary, Civil Rights Attorney's
Fees Awards Act of 1976, supra, pp. 255-256, see also 202
("The Civil Rights Attorneys' Fees Award Act authorizes
federal courts to award attorneys' fees to a prevailing
party in suits presently pending in the federal courts.")
(Rep. Abourezk). See also H. R. Rep. No. 94-1558, supra.
Caselaw is consistent with this construction of the
statute, in Brewer v. School Board of Norfolk, supra, the
Fourth Circuit, prior to the enactment of the Emergency
Aid Act, had ordered the district court to award
fees based on a common fund theory. The district court
complied. After the enactment of the Emergency School
Aid Act, however, the Fourth Circuit vacated the district
court's award and commanded that court to determine plaintiffs'
- 29
eligibility for attorneys' fees under the new statute. The
lower court's narrow reading of retroactivity would not permit
a similar application of statutory standards in this case. See
also Finney v. Hutto. 548 F.2d 740 (8th Cir. 1976).
Moreover, the record is clear that counsel fee issues
were "pending" at the time the Emergency School Aid Act was en
acted. The district court, in 1971, expressly refrained from
16/
ruling on matters regarding plaintiffs' entitlement to "costs."
Thus, all questions regarding "costs" were pending when the
Emergency School Aid Act was subsequently enacted in 1972 and
the Attorney's Fees Act in 1976. Both statutes state, in
pertinent part, that a court may allow "the prevailing party
. . . a reasonable attorney's fee as part of the costs11
(emphasis added). The broad significance of counsel fees as
part of costs is that the statutory fees issue could not be
pinned on the conduct of the losing party, a punitive test,
but must be based on all the case-related services rendered by
counsel, a compensatory standard. The pendency of the issue
of "costs" satisfies even the lower court's narrow reading
12/of retroactivity.
Finally, the equities favoring an award of counsel fees
16/ "The Court would like to make one more observation and that
is that the Court wishes to assure counsel that this Court
stands ready to rule upon any dispute over the costs and thinks
that this matter should be taken up as soon as possible"
(J.A. 31).
17/ For a school desegregation case in which counsel fees were
awarded from 1963 to 1976, see Armstrong v. Bd. of Educ.,
infra at A-l.
30
so far outweigh any illusion of res judicata or a narrow
construction of the retroactivity of the pertinent legis
lation that counsel fees for the entire period should be
18/
awarded. Again, the equitable justifications for full
compensation are on record. The trial court in 1971 recognized
some of these factors:
"Of course, there is a strong and convin
cing appeal to the moral right for a fee. When
we look back at the history of this case, we
see a sight that isn't pleasant for the white
race, of which I am a member, of course. It
is not a panorama of something of which we
should be proud. It took courage to file this
suit, and it took courage for people like Brenda
K. Monroe to want to break the system that was
so basically unfair and was ingrained into the
school systems not only in Jackson and Madison
County but other places (J.A. 27).
"Based on objective fairness in the community
one hundred thousand dollars would be a modest
fee but we cant take that into consideration in
awarding a fee" (J.A. 27-28).
The time omitted from the lower court's award includes
all the time spent by counsel to obtain the Supreme Court's
decision that the defendants were perpetuating an unconsti-
18/ Equitable factors have been used to overcome the basic
policies of res judicata. See, e.g., Adams v. Pearson,
411 111. 431, 104 N.E. 2d 267 (1952). A long line of cases
have recognized that the Emergency School Aid Act should be
read liberally in favor of awarding fees, see e.g., Norwood
v. Harrison, 410 F. Supp. 133 (N.D. Miss. 1976), the purpose
being "'to encourage individuals injured by racial discrimi
nation to seek judicial relief.'" Northcross v. Bd. of Educ..
supra, p. 13, 412 U.S. at 428.
31
tutional dual school system. Despite their protestations,
defendants benefited from the efforts of plaintiffs, through
their counsel, to move their school system from a dual to a
unitary one.
CONCLUSION
For above stated reasons, the order on attorney's fees
and judgment on the decision should be vacated, and the case
remanded with directions for proceedings under proper standards
required by § 718 of the Emergency School Aid Act of 1972,
20 U.S.C. § 1617, and the Civil Rights Attorney's Fees Act
of 1976, 42 U.S.C. § 1988.
Respectfully submitted,
JACK GREENBERG
JAMES M. NABRIT, III
MELVYN R. LEVENTHAL
KELLIS E. PARKER
BILL LANN LEE
10 Columbus Circle
New York, New York 10019
AVON N. WILLIAMS, JR.
MAURICE FRANKLIN
1414 parkway Towers
404 James Robertson Parkway
Nashville, Tennessee 37219
Attorneys for Plaintiffs-Appellants
32
A P P E N D IX
IN T H E U N IT E D S T A T E S D I S T R I C T COURT
F O R T H E NO RTH ERN D I S T R I C T OF ALABAM A
SO U TH ERN D I V I S I O N
D W IG H T A RM STRO N G , e t a l . ,
P l a i n t i f f s ,
*
*
•k
*
k
BOARD OF E D U C A T IO N OF T H E *
C I T Y OF B IR M IN G H A M , A LA B A M A ,*
e t a l . , *
*
D efendan ts . *
C I V I L A C T IO N NUM BER
967 8
;?! CLsax’s o?.-ics
riDHTHinn titrn icT or Alabama
6up 1 4 i975
F IN D IN G S O F F A C T AND
C O N C LU S IO N S OF LAW
T h i s c a u s e cam e o n f o r a h e a r i n g o n p l a i n t i f f s '
M o t io n f o r A w a rd o f C o u n s e l F e e s . B a s e d o n a t w e n t y - s e v e n
p a g e d o c u m e n t s u b m it t e d b y p l a i n t i f f s ' c o u n s e l , e n t i t l e d ,
" S t a t e m e n t o f T im e E x p e n d e d b y A t t o r n e y s f o r t h e P l a i n t i f f s
a n d T h e i r A s s o c i a t e C o u n s e l F ro m M a y , 1 9 6 3 t o J u l y , 1 9 7 6 " ,
a n d b a s e d o n t h e o r a l t e s t i m o n y o f p l a i n t i f f s ' c o u n s e l b e f o r e
m e , t h e C o u r t ' s r e v i e w o f t h e f i l e i n t h i s c a u s e , a n d t h e
C o u r t ' s own p e r s o n a l a c q u a i n t a n c e w i t h t h e s e r v i c e s o f
p l a i n t i f f s ' a t t o r n e y s s i n c e 1 9 7 5 , a n d t h e a r g u m e n t s o f c o u n s e l
f o r t h e p l a i i n t i f f s a n d t h e d e f e n d a n t S c h o o l B o a r d , t h e C o u r t
m a k e s t h e f o l l o w i n g f i n d i n g s o f f a c t a n d c o n c l u s i o n s o f l a w :
1 . C o u n s e l f o r p l a i n t i f f s a r e e n t i t l e d t o a n a w a rd
o f a r e a s o n a b l e a t t o r n e y s ' f e e i n t h i s c a u s e , p u r s u a n t t o
2 0 U . S . C . § 1 6 1 7 , a n d B r a d l e y v . S c h o o l B o a r d o f t h e C i t y o f
R ic h m o n d , 94 S . C t . 2 0 0 6 ( 1 9 7 4 ) . T h e C o u r t h a s m ade t h e
d e t e r m i n a t i o n o f t h e a m o u n t o f a t t o r n e y s ' f e e s a p p l y i n g t h e
s t a n d a r d s s e t f o r t h b y t h e F i f t h C i r c u i t C o u r t o f A p p e a l s i n
J o h n s o n v . G e o r g i a H ig h w a y E x p r e s s , 4 88 F . 2 d 7 1 4 .
2 . C o u n s e l f o r p l a i n t i f f s h a v e c o l l e c t i v e l y
e x p e n d e d 2 ,1 4 0 h o u r s i n t h e p r o s e c u t i o n o f t h i s c a u s e f o r
t h e y e a r s 1 9 6 3 t h r o u g h 1 9 7 6 , i n c l u d i n g t h r e e s u c c e s s f u l a p p e a l s
2
t o : t h e . F i f t h C i r c u i t C o u r t o f A p p e a l s . T h e C o u r t f i n d s t h a t .
c o u n s e l p r o b a b l y e x p e n d e d m o re t h a n t h e 2 ,1 4 0 h o u r s t h a t
t h e y s e t f o r t h i n t h e i r S t a t e m e n t , s i n c e m e t i c u l o u s r e c o r d s
w e r e n o t k e p t b y c o u n s e l i n t h e e a r l y s t a g e s o f t h i s l i g i -
g a t i o n a n d o n l y a f t e r 1 9 6 8 w e re m o re m e t i c u l o u s r e c o r d s k e p t .
H o w e v e r , a f t e r r e v i e w i n g t h e v o lu m in o u s R e c o r d i n t h i s c a s e ,
a n d . c o n s i d e r i n g sam e i n t h e l i g h t o f t h e C o u r t ’ s own e x p e r i e n c e
i n .t h e t r i a l o f h o t l y c o n t e s t e d c a s e s , i t i s t h e C o u r t ' s f i n d i n g
t h a t 2 , 1 4 0 h o u r s i s a m o d e s t s t a t e m e n t o f t h e t im e e x p e n d e d b y
a t - . l e a s t s i x a t t o r n e y s o v e r a p e r i o d o f 13 y e a r s o f l i t i g a t i o n .
Som e o f t h e h o u r s f o r c e r t a i n w o r k w e re e x p e n d e d s e p a r a t e l y ,
a n d som e h a v e b e e n lu m p e d t o g e t h e r .
3 . P l a i n t i f f s k e p t n o a c c u r a t e r e c o r d s o f c o s t
e x p e n d e d i n h o t e l , t r a n s p o r t a t i o n a n d m e a l s , a s w e l l a s l o n g
d i s t a n c e t e l e p h o n e c a l l s . C o n s i d e r i n g t h e v e r y l e a s t t h a t
c o u l d b e e x p e n d e d , t a k i n g i n t o c o n s i d e r a t i o n t h a t t h r e e
a p p e l l a t e a p p e a l s w e r e m a d e , a n d som e o f t h e l a w y e r s i n t h i s
c a s e r e s i d e d i n New Y o r k C i t y , $ 3 , 5 0 0 . 0 0 i s a m o d e s t a m o u n t
t o a w a rd a s c o s t s f o r t h e s e i t e m s i n t h i s c a s e . T h e C o u r t
s o f i n d s t h a t p l a i n t i f f s i n c u r r e d $ 3 , 5 0 0 . 0 0 i n c o s t s i n
m a i n t a i n i n g t h i s a c t i o n .
4 . T h e r e p u t a t i o n , e x p e r i e n c e a n d s k i l l o f p l a i n t i f f s '
c o u n s e l f o r w o r k i n t h e f i e l d o f c i v i l r i g h t s i s i m p r e s s i v e .
R e c e n t l y , t h e F i f t h C i r c u i t C o u r t o f A p p e a l s co m m e n te d o n t h e
s k i l l o f t h e s e a t t o r n e y s , i n t h e c a s e o f U n it e d S t a t e s v .
U n it e d S t a t e s S t e e l , 5 2 0 , F . 2 d 1 0 4 3 . A l t h o u g h p l a i n t i f f s '
a t t o r n e y s c l a i m f o r t h e i r s e r v i c e s , $ 7 5 .0 0 a n h o u r a n d t h i s
f i g u r e d o e s n o t a p p e a r t o b e a n u n r e a s o n a b l e c h a r g e , t h e
C o u r t r e c o g n i z e s t h a t som e o f t h e s e r v i c e s p e r f o r m e d b y
p l a i n t i f f s ' c o u n s e l w e re p e r f o r m e d m o re t h a n 12 t o 13 y e a r s
a g o . T a k i n g i n t o c o n s i d e r a t i o n t h a t a f e e o f l e s s e r a m o u n t
m ig h t h a v e b e e n r e a s o n a b l e i n t h e e a r l y y e a r s o f t h i s l i t i g a t i o n ,
A - 2
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3
c e r t a i n l y $ 7 5 . 0 0 a n h o u r o r p e r h a p s m o r e , w o u ld b e r e a s o n a b l e
d u r i n g t h e l a t t e r s t a g e s o f t h i s l i t i g a t i o n . F o r t h i s r e a s o n ,
t h e C o u r t f i n d s t h a t t h e r e a s o n a b l e v a l u e o f t h e h o u r l y s e r v i c e s
J
t o t a l l y r e n d e r e d b y p l a i n t i f f s ' c o u n s e l s h o u l d b e f i x e d a t
$ 6 0 - 0 0 p e r h o u r . B a s e d o n h o u r l y r a t e s , p l a i n t i f f s w o u ld b e
e n t i t l e d t o a n a t t o r n e y s ' f e e o f $ 1 2 3 ,4 0 0 1 0 0 . H o w e v e r , t h e
t e a c h i n g o f J o h n s o n v . G e o r g i a H ig h w a y E x p r e s s i s t h a t h o u r l y
c o n s i d e r a t i o n s a r e n o t t h e s o l e c r i t e r i a o n w h ic h a t t o r n e y s '
f e e s s h o u l d b e a w a r d e d . S e e a l s o B i r d i e Mae D a v i s v . M o b i le
C o u n t y B o a r d o f E d u c a t i o n , 5 2 5 F . 2 d 8 6 5 . T h e n a t u r e o f t h e
p l a i n t i f f s ' l e g a l s e r v i c e s w e r e i n v a l u a b l e t o t h e c l a s s t h e y
r e p r e s e n t e d a n d t o t h e C i t y o f B i r m in g h a m , a s w e l l a s t o p r o t e c t
a n d i n s u r e r i g h t s g u a r a n t e e d b y t h e C o n s t i t u t i o n o f t h e U n i t e d
S t a t e s , a n d T i t l e V I o f t h e C i v i l R i g h t s A c t o f 1 9 6 4 . D u r i n g
t h e p e r i o d o f t im e t h a t p l a i n t i f f s ' a t t o r n e y s h a v e b e e n i n
t h i s c a s e , t h e i r f e e , t o som e e x t e n t h a s b e e n o f a c o n t i n g e n t
n a t u r e . T h e r e f o r e , t h e C o u r t f i n d s t h a t i n a d d i t i o n t o t h e
h o u r l y r a t e h e r e t o f o r e d e t e r m in e d , p l a i n t i f f s a r e a l o s e n t i t l e d
t o a n a d d i t i o n a l $ 1 8 , 0 0 0 . 0 0 b y r e a s o n o f t h e r e s u l t s o b t a i n e d ,
a s w e l l a s b y r e a s o n o f t h e c o n t i n g e n t n a t u r e o f t h e i r p r o
f e s s i o n a l r e l a t i o n s h i p .
t h e C o u r t i s o f t h e o p i n i o n t h a t t h e f a i r a n d r e a s o n a b l e v a l u e
o f t h e s e r v i c e s o f A d a m s , B a k e r a n d C le m o n , a n d t h e NAACP
L e g a l D e f e n s e F u n d , s i n c e 1 9 6 3 , i s $ 1 5 0 , 0 0 0 . 0 0 , w h ic h a m o u n t
t h e y a r e e n t i t l e d t o r e c o v e r f r o m t h e d e f e n d a n t s .
5 . T h e r e f o r e , i n c o n s i d e r a t i o n o f t h e f o r e g o i n g .
DONE a n d O RD ER
7 r/i
A -3
CERTIFICATE OF SERVICE
The undersigned certifies on this 25th day of April
1977 that copies of the foregoing Brief Of plaintiffs-
Appellants were served on counsel for all parties by U. S.
mail, first class, postage prepaid, addressed to:
Sidney W. Spragins, Esq.
P. 0. Box 2004
Jackson, Tennessee 38301
Mr. Nat Douglas, Esq.
Ms. Kaydell Wright, Esq.
U. S . Department of Justice
Civil Rights Division
Education Section
Washington, D. C. 20530
Attorney for Plaintiffs-Appellants