Motions to File Amicus Briefs - International Human Rights Law Group
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January 1, 1985 - January 1, 1986

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Case Files, McCleskey Legal Records. Motions to File Amicus Briefs - International Human Rights Law Group, 1985. fec3fbde-62a7-ef11-8a69-6045bdd667da. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/f6e84ecc-ae5c-4753-969c-ce6579b712e0/motions-to-file-amicus-briefs-international-human-rights-law-group. Accessed July 05, 2025.
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LE CA) Files: McCleskey (031)- 013) :,SCOTVS No. §9- 6%: Mobons +, [le amc ir Leh: lntermaboal ame a oo A 5 i p i 3. L ) ( 10 Arnon £191 BY (on. [95S - 19% [Le acl Lat’ Oroup No. 84-6811 IN THE Supreme Court of the United States OCTOBER TERM, 1986 WARREN MCCLESKEY, Petitioner, VY. RaLpH M. KEMP, Respondent. On Writ of Certiorari to the United States Court of Appeals for The Eleventh Circuit MOTION FOR LEAVE TO FILE BRIEF AMICUS CURIAE AND BRIEF AMICUS CURIAE OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP IN SUPPORT OF PETITIONER Of Counsel: * RALPH G. STEINHARDT STEVEN M. SCHNEEBAUM 720 20th Street, N.W. PATTON, Boggs & Brow or i -C. 20052 2550 M Street, N.W. Washington, D.C. 20037 * Counsel of Record LARRY GARBER INTERNATIONAL HUMAN RIGHTS Law GROUP 722 Fifteenth Street, N.W. Suite 1000 Washington, D.C. 20005 PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203 MOTION OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP TO FILE BRIEF AMICUS CURIAE IN SUPPORT OF PETITIONER Pursuant to Rule 36.3 of the Rules of this Court, the International Human Rights Law Group (the Law Group) moves for leave to file the attached brief Amsa- cus Curiae in support of Petitioner. The Law Group 1s a non-profit organization of international lawyers and scholars, which, through litigation, publication, and other public activism, seeks to promote respect for human rights norms in all nations, including the United States. By order dated October 7, 1985, this Court allowed the Law Group to file a brief Amicus Curiae in sup- port of the petition for a writ of certiorari in this case. Having argued in favor of the propriety of re- view, the Law Group now moves to file a brief on the merits. In particular, Amicus wishes to submit for this Court’s consideration the argument that the en banc decision below approved an admittedly ra- cially-diseriminatory system for the imposition of the death penalty, which violates peremptory norms of international law. In failing to consider international law as a relevant source of the rule of decision, the Eleventh Circuit’s opinion violates the Supremacy Clause of the Constitution as interpreted. At a min- imum, the decisions of this Court oblige the Eleventh Circuit to consider international standards in deter- mining whether Petitioner's sentence was ‘“‘cruel and unusual” within the meaning of the Eighth Amend- ment. Amicus also brings a unique institutional perspec- tive to these proceedings. Between 1980 and 1984, the Law Group sought to litigate the very issues of race discrimination raised in this case before the In- ter-American Commission on Human Rights, an in- strumentality of the Organization of American States. On October 3, 1984, the Commission held the Law Group’s petition inadmissible on certain procedural grounds and in particular on the representation of the United States that U.S. courts should be allowed to consider the Law Group's data and argumentation. Amicus files this brief in order to lay before this Court these legal and empirical submissions. Amicus is not aware of any other presentation of these data or arguments to this Court. Counsel for Petitioner has consented to the filing of this brief. Amicus sought the consent of counsel for Respondent who declined to provide it, necessitating this motion. Respectfully submitted, RALPH G. STEINHARDT 720 20th Street, N.W. Washington, D.C. 20052 (202) 676-5739 Counsel of Record for the INTERNATIONAL HUMAN RIGHTS LAW GROUP August 21, 1986 TABLE OF CONTENTS SUMMARY OF ARGUMENT “i... soni hl nan, LTE eT ha Ce ela ve SLC LG li 1 4 II. DATA SUBMITTED TO THE INTER-AMER- ICAN COMMISSION ON HUMAN RIGHTS ESTABLISH THAT THE DEATH PEN- ALTY IS IMPOSED IN A RACIALLY DIS- CRIMINATORY MANNER IN THE STATE OR GEORGIA, ........000tisiimnst Brvsiisissois THE EXISTENCE OF RACIAL DISCRIMI- NATION AS ACKNOWLEDGED BY THE COURT OF APPEALS FOR THE ELEV- ENTH CIRCUIT EN BANC VIOLATES A PEREMPTORY ° NORM OF INTERNA- TIONAL LAY oi iocorecosmons rnsssssomseinensnsns THE ELEVENTH CIRCUIT WAS RE- QUIRED TO CONSTRUE THE GEORGIA DEATH PENALTY STATUTE CONSIST- ENTLY WITH PERTINENT INTERNA- TIONAL LAW AND FAILED TO DO SO. . CONCLUSION i... vdovesris ss ervinet iden ta ukiin ds oh Sie debe cor ties euiaslits 12 17 TABLE OF AUTHORITIES CASES: Page Barcelona Traction Light and Power Co., Ltd., [1970] LiC.d. BED. 32. ..livisveciiiiriciosssnnisnnsiisossmmssinnonn 11 Blonder-Tongue Laboratories, Inc. v. University of Hlinvis Foundation, 402 U.S. 313 (1871) ...... Chisolm. uv. Georgin, 2 Da. 419 (A793) ..coovrvcivsinnnans 13 Coker: v. Georgia, 433: 11.8. 584 (A977) .covivseisinnsiv. 15 Cook v. United States, 438 U.S. 102 (1983) .......... 15 Eddings. v. Oklahoma, 455 U.S. 104 (1982) .......... 4 Evwrmund v. Floride, 458 U.S. 732 (1982) ............. 16 Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan. 1980), aff'd sub mom. Rodriguez-Fernandez wv. Wilkinson, 654 F.2d 1382 (10th Cir. 1981) .... 14 Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. TORY io ieii brivis sassdinsisiyrnnabssssotaniivhisdsvhin 14 First National City Bank v. Banco Para el Com- mercio Exterior de Cuba, 103 S.Ct. 2591 8h HEE ED SN SE PR a St i 13 Lauritzen v. Larsen, 345 U.S. 571 (1953) hier 15 Legal Consequences for States of the Continued Pres- ence of South Africa im Namibia (South West Africa) Notwithstanding Security Council Reso- lution 276, [1971} 1.C.J. Rep. 87 ....... ...0.... 11 McCleskey v. Kemp, 753 F.2d 877 (11th Cir. 1985) C0 DOUBLY. iiiieciiniciviiiniocininisrnmassbnssrisisansionans 3.78 McCulloch v. Sociedad Nacional de Marineros de Honduras, 372 U.S. 10 (1963). ......covvvivivriven.. 15 Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64 (1304) ......octinrrsiiimencnstmorssnransirsnsttarsrass 15 The Nereide, 13 U.S. (9 Cranch) 388 (1815). ........ 13 North Sea Continental Shelf Cases, [1969] 1.C.J. Rep. CE al Iai Ll Re 14 The Paquete Habana, 175 U.S. 677 gin Ese OR ele Le ER 3, 12, 14, 16 k iii Table of Authorities Continued Page Procuwier wv. Novarelie, 434:U0.8.4555 (1978) .....e. 4 Respublica v. DeLongchamps, 1 U.S. 119, 1 Dall. 111 (0:87. Pa. 1788): i ..cocoolstioricrsvinmibrivinrnnnaothsnnins 14 oy West Africa Cases (Second Phase), [1966] 1.C.J. " Spinkelink v. Wainwright, 578 F.2d 582 (5th Cir. (1978), cert. 'devied, 404 11.8. 976 (1979) ....... 6 Talbot ».: Seeman, 5 U.S. (1 Cranch) 1 (1801) _ ...... 15 Trop uv. Dulles, 356 11.8, 86 (1958) ......uiiiiii 3.15, 16 Vance uv. Terrazas, 444 1.8, 252 (1980) ....coceenseess 4 Village of Arlington Heights v. Metropolitan Hous. Dev. Corp., 429:11.8.,1282 (QOTT).. ivciiecssssvnineses 17 Ware ». Hylion, 3 -U.8. (3 Da.) 199 (1796) ............ 13 Weinberger. uv. Bossi, 456: 1.8. 25 (1982). .v.ivmeresnene 15 Wood 2... Georgio, 450 U.S. . 26% (1981) ii..ccciiil. iii; 4 TREATIES, DECLARATIONS, STATUTES, AND REGULATIONS American Convention on Human Rights, signed Nov. 22, 1969, OAS Official Records OEA/Ser. K/ XV1ii, Dec. 85 Rev. 1, Corr. 1 (Jan. 7, Y0T0Y ...coviceatonaboricisissnonsravasasionsdobeddisonsibdopesde 9 American Declaration on the Rights and Duties of Man, O.A.S. Res. XXX, adopted by the Ninth International Conference of American States, held at Bogota, Colombia (1948), OEA/Ser. L./ YA. 4 Bey, (1968) . .ccoovoiinne ediind Babin ti its 10 Declaration of Social Progress and Development, adopied Dec. 11, 1969, G.A.Res. 2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630 CUIOGD) .....o enim itches sens ltaiss ciate 10 iv Table of Authorities Continued Page Declaration on the Promotion Among Youth of the Ideals of Peace, Mutual Respect and Under- standing Between Peoples, adopted Dec. 7, 1965, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40, UN. Dec. ABOLE (1988) . ..cc.sieecisisnsivioases 10 The International Convention on the Elimination of All Forms of Racial Discrimination, opened for signature March 7, 1966, 660 U.N.T.S. 195 .. 9 International Covenant on Civil and Political Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. (RO. 16) ...cciierrricmriivasusiorsnnanes 9 International Covenant on Economic, Social, and Cul- tural Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. (No. 16) .......... 9 Organization of American States Charter, signed April 30, 1948, entered into force December 13, 1951, 2 U.S.T. 2394, T.1.A8. No. 2861 ..... 9 United Nations Charter, signed June 26, 1945, en- tered into force October 24, 1945, 59 Stat. 1031, B.S. NO, 99 cise iiiiieiiisnnsi ibis nivnisinnrens 9 United Nations Declaration on the Elimination of All Forms of Racial Discrimination, adopted Nov. 20, 1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15) 35, 86, UN. Doe. A/5B15 (1963) .... 10 Universal Declaration of Human Rights, G.A. Res. A7A (dD, UN. Doc. A/S10 (1948) ..........oc00ms 10 Vienna Convention on the Law of Treaties, adopted May 22, 1969, entered into force, Jan. 17, 1980, U.N. Doc. A/CONF. 39/27 (1969), reprinted in 63 AMER. J. INT’l L. 875 (1969), 8 INT'L LEG. MAT. 879 (1969). cccovviivnnirrriiiciens denis losers. 8 LEGISLATIVE MATERIALS: S. Exec. Doc. L.; 924 Cong., lst Sess. A971) ...... 9 MISCELLANEOUS: Table of Authorities Continued American Law Institute, Restatement of Foreign Relations Law of the United States (Berised) (1980) ...coioscenssirmimsimsrinnsmikecivsessibennns 12, 13 Baldus, et al., Monitoring and Evaluating Contem- porary Death Sentencing Systems: Lessons From Georgia, 18 U.C. DAVIS 1. REV. 15375 CD ) iirrtiiei es cecnissssintassmsranensrsenbunsitesinsa burrs 7 Barnett, Some Distribution Patterns for the Georgia Death Sentence, 18 U.C. DAVIS L. REV. 1327 EL Bae Ee ee OS EE eh Sea 7 Gross, Race and Death: The Judicial Evaluation of Evidence of Discrimination In Capital Sentenc- ing, 18 U.C. DAVIS L. REV 1275 (1935) .... 7 Henkin, International Law as Law in the United States, 32 MICH. L. REV. 1555 (1934) ......... 13 Lillich, “The Role of Domestic Courts in Enforcing International Human Rights Law,” Guide To In- ternational Human Rights Practice (1984) ..... 11 McDougall, Lasswell, & Chen, Human Rights and World Public Order (1980). .......5ccoeniiiieinnn.ns 11 McKean, Equality and Discrimination Under Inter- notin Log (TI83) © ol rei cicsvvineseiniit inion 11 Memorial of the United States, The Case Concerning United States Diplomatic and Consular Staff in Tehran (Uniled Stotes vu. Irom), [1980] 1.C.J. Pleadings 131 (January 1980) '......coeererevveeiannes 10 OD. MEY Gent. 27 (1972). 1..issvecnsssissescropssresuusnsssas 13 Santa Cruz, Racial Discrimination, U.N. Doc. E/CN. 41 Sub. 2/207/Ray, 1, 28 (1971) ....occeceicetncnn. 10 Zeisel, Race Bias in the Administration of the Death Penalty: The Florida Experience, 95 HARV. L. REY. BB ORLY 7 IN THE Supreme Court of the United States OcTOBER TERM, 1986 No. 84-6811 WARREN MCCLESKEY, Petitioner, v. RaLpH M. KEMP, Respondent. On Writ Of Certorari to the United States Court of Appeals For the Eleventh Circuit BRIEF AMICUS CURIAE OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP IN SUPPORT OF PETITIONER INTEREST OF AMICUS The International Human Rights Law Group is a non-profit organization of international lawyers and scholars which seeks to promote the observance of | international human rights norms by providing legal i assistance and information to individuals and groups on a pro bono basis; representing clients in interna- tional forums; and participating amicus curiae in U.S. litigation involving international human rights norms. The Law Group respectfully submits and intends to demonstrate that this case requires consideration of relevant human rights law. The Law Group also has a unique and direct in- stitutional stake in the resolution of this case. In 1980, the Law Group petitioned the Inter-American Com- mission on Human Rights, an instrumentality of the Organization of American States (the Commission), to declare that capital sentences in the United States are imposed in a racially discriminatory manner. In particular, the Law Group argued that the death pen- alty 1s imposed disproportionately on those defendants the victims of whose crimes are white and that such discrimination based upon the race of the victim was in violation of treaties to which the United States is a party. After receiving statistical evidence similar to that presented below by Petitioner herein, the Com- mission held the Law Group’s petition inadmissible on procedural grounds, and effectively deferred the Law Group’s international claims pending an authoritative disposition of the issue by American courts. The Law Group submits this brief in order to lay before this Court the race discrimination data sub- mitted to the Commission, and to demonstrate that the en banc court below failed to construe the Georgia death penalty statute consistently with binding inter- national law, thereby committing reversible error. SUMMARY OF ARGUMENT With remarkable candor, the en banc Court of Appeals for the Eleventh Circuit accepted the factual findings of Petitioner’s studies, namely that no factors other than race could account for the marked increase in capital sentences among those defendants whose victims were white. Indeed, the court below expressly ‘“assum[ed] the validity of the research’ and acknowl- edged ‘‘that it proves what it claims to prove.” McCleskey v. Kemp, 753 F.2d 877, 886 (llth Cir. 1985) (en banc). The conclusion as a matter of law that this evidence established no violation of the Eighth and Fourteenth Amendments to the U.S. Constitution does not exhaust the legal analysis the court was required to undertake. In particular, the en banc court failed to consider international law as a pertinent source of the rule of decision. Under The Paquete Habana, 175 U.S. 677 (1900) and its progeny, the Georgia death penalty statute should have been considered in light of the peremptory norm of international law con- demning racial discrimination—a customary norm to which the United States is bound beyond peradven- ture. The failure to consider an applicable source or guarantor of Petitioner’s rights is reversible error. At a minimum, the case should be remanded to the Elev- enth Circuit Court of Appeals for its analysis of the limits imposed by this international obligation on the discretion of State officials to administer the death penalty. In addition, under Trop v. Dulles, 356 U.S. 86 (1958) and its progeny, the Eleventh Circuit should have consulted international standards in determining the contours of the Eighth Amendment's ban on cruel and unusual punishment. Confining itself to the argument that each of Ques- tions Presented 1 through 5 should have been con- sidered in light of applicable international law,! ! Although the international issues raised by Amicus were not presented to the courts below, this Court has established that Amicus offers no opinion as to the circuit court's disposition of purely domestic legal issues. ARGUMENT I. DATA SUBMITTED TO THE INTER-AMERICAN COMMISSION ON HUMAN RIGHTS AND TO THE COURT BELOW ESTABLISH THAT THE DEATH PENALTY IS IMPOSED IN A RACIALLY DIS- CRIMINATORY MANNER IN THE STATE OF GEORGIA. On August 6, 1980, Amicus submitted a petition to the Inter-American Commission on Human Rights, an instrumentality of the Organization of American States, alleging that the United States imposed the death penalty in a racially discriminatory manner. The data submitted to the Commission established a pro- nounced pattern of racially-based disparities in death sentencing based on the race of the victim. In par- ticular, the evidence showed that a person convicted in the State of Florida of murdering a white person was ten times more likely to receive the death penalty than one convicted of murdering a black person.? In it has the power to consider relevant issues raised in a case ‘““in the interest of justice,” irrespective of whether those issues were previously raised, Wood v. Georgia, 450 U.S. 251, 265 n. 5 (1981). The exercise of that power is especially appropriate in capital cases. Eddings v. Oklahoma, 455 U. S. 104 (1982). See also, Vance v. Terrazas, 444 U.S. 252 (1980); Procunier v. Na- varette, 434 U.S. 555, 559-60 n. 6 (1978); Blonder-Tongue Lab- oratories, Inc. v. University of Illinois Foundation, 402 U.S. 313, 320-21 n. 6 (1971). ? The data are described in the affidavit of Professor William J. Bowers, which is attached hereto in the Appendix. The Florida data appear on pp. 2a and 5a. Texas, the ratio was eighteen to one.? In Georgia, where this litigation arose, it was twelve to one, a figure which reinforces the conclusions of the study submitted by Petitioner herein. More specifically, the Law Group's statistician, Professor William Bowers of Northeastern University, produced the following tabulation: PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 19772 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 1082 41 .038 Black 2716 49 018 Race of Victim White 1265 76 .060 Black 2529 25 .005 Offender/Victim Racial Combinations Black Kills White 258 37 .143 White Kills White 1006 39 .039 Black Kills Black 2458 12 .005 White Kills Black 71 2 .028 All Offenders 3798 90 .024 a Data Sources: Supplementary Homicide Reports on criminal hom- icide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supple- mentary Homicide Reports on criminal homicide data for 1977, supplied :Id., at pp. 4a and 7a. by the Criminal Activity Reporting Unit, Georgia Bureau of Investi- gation, Georgia Crime Information Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful homicide from April 1973 through De- cember 1977, supplied by the Office of Health Services Research and Statistics, Division of Physical Health, Atlanta, Georgia; (4) Persons sentenced to death from April 1975 through December 1977, supplied by Georgia Committee Against the Dealth Penalty, Atlanta, Georgia. b The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 4.453 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1,2). Thus, although black defendants on average were less likely than white defendants to receive the death sentence (.018 versus .038), black defendants who killed white people were more likely than any other group to receive that sentence by several orders of magnitude. And when the data are controlled for defendant’s race, as noted, the defendant of either race who kills a white person is twelve times more likely to be sentenced to death than the defendant of either race who kills a black person (.060 versus .005). In the proceedings before the Inter-American Com- mission, the United States never challenged the va- lidity of these data or the statistical methods employed to produce them. Rather, the United States opposed the petition almost exclusively on the grounds that domestic remedies for the redress of such discrimi- nation had not been exhausted, despite the denial of certiorart in Spinkelink v. Wainwright, 578 F.2d 582 (5th Cir. 1978), cert. denied, 404 U.S. 976 (1979). The United States assured the Commission that U.S. courts, including this Court, remained receptive to evidence demonstrating the fact and extent of dis- crimination, and that they would respond fully and fairly to any such demonstration. Opposition of: the United States, Case 7465, Inter-American Commis- sion on Human Rights (June 16, 1981). In light of this representation and on other procedural grounds, the Commission denied the petition on October 3, 1984, noting that the statistical evidence submitted was more appropriately directed to a domestic court in each individual case. The Law Group’s data, unchallenged and stark as they are standing alone, become especially compelling in light of other consistent and sophisticated dem- onstrations of the same phenomenon, including the Baldus study in the instant litigation and multiple reports in the scholarly literature. See e.g., Zeisel, Race Bias in the Administration of the Death Penalty: The Florida Experience, 95 HARV. L. REV. 456 (1981); Gross, Race and Death: The Judicial Evalu- ation of Evidence of Discrimination in Capital Sent- encing, 18 U.C. DAVIS L. REV. 1275 (1985); Barnett, Some Distribution Patterns for the Georgia Death Sen- tence, 13 U.C. DAVIS L. REV. 1327 (1985); Baldus, et al., Momitoring and Evaluating Contemporary Death Sentencing Systems: Lessons From Georgia, 18 U.C.. DAVIS L. BEY. 1375 (1985). ‘To Awmicus's knowledge, the only sustained attack on any of these studies is the en banc court’s treatment of the Baldus study in the decision below. Though lengthy, that at- tack suffers from inconsistency* and an apparent un- + Despite its apparent rejection of the Baldus data in parts of its opinion, the en banc court was also willing to “assume the validity of the research.” 753 F.2d at 886, acknowledging ‘‘that it proves what it claims to prove.” Id. 8 familiarity with rudimentary mathematics. The evidence remains persuasive that there exists a marked, significant disparity in the susceptibility of certain categories of defendants to the ultimate sanc- tion and that that disparity is determined by race. The values placed on white and black lives in Georgia are demonstrably unequal. II. THE EXISTENCE OF RACIAL DISCRIMINATION AS ACKNOWLEDGED BY THE COURT OF APPEALS FOR THE ELEVENTH CIRCUIT EN BANC VIOLATES A PEREMPTORY NORM OF IN- TERNATIONAL LAW. The right to be free from official government-spon- sored discrimination on the basis of race is so uni- versally accepted by nations as to constitute a peremptory norm of international law.® It is included 5 For example, the Eleventh Circuit focused on the “.06” dis- parity by race of victim in overall death sentencing rates, as reported by Baldus. It consistently viewed this as a six percent disparity, 753 F.2d at 896, 899. But the figure is in fact a six percentage point disparity, raising the overall death sentence rate from .05 to .11, a percentage increase of 120%, not 6%. Petitioner and other Amici offer a thorough critique of the Eleventh Circuit's statistical acumen. See Motion for Leave To File Brief Amici Curiae and Brief Amici Curiae For Dr. Peter W. Sperlich, Dr. Marvin E. Wolfgang, Professor Hans Zeisel and Professor Franklin E. Zimring in Support of the Petition for Writ of Certiorari, filed herein on June 27, 1985. 5 A peremptory norm of international law is a “norm accepted and recognized by the international community of states as a whole as a norm from which no derogation is permitted and which can be modified only by a subsequent norm of general international law having the same character.” Vienna Conven- tion on the Law of Treaties, adopted May 22, 1969, entered into force, January 17, 1980, U.N. Doc. A/Conf. 39/27 (1969), re- in such fundamental texts as the Charter of the United Nations’, and the Charter of the Organization of American States,® both of which are treaties ra- tified by and binding upon the United States. Similar prohibitions are found in every comprehensive inter- national treaty pertaining to human rights® and in printed 'n 63 AMERICAN J. INT'L L. 875 (1969), 8 INT'L LEG. MAT. 679 (1969). Although the Vienna Convention has been signed but not ratified by the United States, the Depart- ment of State, in submitting the Convention to the Senate, stated that it “is already recognized as the authoritative guide to cur- rent treaty law and practice.” S. Exec. Doc. L., 92d Cong., 1st Sess. (1971) at 1. "U.N. Charter, signed June 26, 1945, entered into force Oc- tober 24, 1945, 59 Stat. 1031, T.S. No. 933, at Article 55(c). 8 O.A.S. Charter, signed April 30, 1948, entered into force December 13, 1951, 2 U.S.T. 2394, T.I.A.S. No. 2361, at Article 33). ® International Convenant on Civil and Political Rights, adopted December 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. (No. 16), Articles 2(a), 13, 26; International Covenant on Eco- nomic, Social, and Cultural Rights; adopted December 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. (No.16), Article 2(2); American Convention on Human Rights, signed Nov. 22, 1969, OAS Official Records OEA/Ser. K/XVI/i.i, Doc. 65, Rev. 1, Corr. 1 (Jan. 7, 1970), Articles 22(7) 22(9), 24; The International Con- vention on the Elimination of All Forms of Racial Discrimination, opened for signature March 7, 1966, 660 U.N.T.S. 195, Articles 1, 2. The United States has signed but not yet ratified each of these treaties. Under Article 18 of the Vienna Convention on the Law of Treaties, supra, the United States is obliged not to defeat the object and purpose of these conventions prior to their entry into force. In addition, those international agreements to which the United States is not a party may nevertheless create or evidence a customary norm which is equally authoritative and equally binding. North Sea Continental Shelf Cases, [1969] 1.C.J. Rep. 37. Other treaties which prohibit racial discrimination are 10 numerous international declarations and resolutions. The most authoritative of these—the Universal Dec- laration of Human Rights'—sets forth in various forms a basic guarantee of rights and freedoms ‘‘with- out distinction of any kind, such as race ... [or] na- tional or social origin,” 7d., at Articles 2, 7, and 14. In international adjudication, the United States itself has invoked those provisions as evidence of the core human rights protected by international law.!2 The renunciation of official racial discrimination is re- flected as well in the laws and constitutions of a vast majority of states,’ and is conceived as the center- catalogued in Appendix B to Amicus’ Brief in Support of Petition for Certiorari, filed herein on July 8, 1985, at 8a-9a. 10 United Nations Declaration on the Elimination of All Forms of Racial Discrimination, adopted Nov. 20, 1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (no. 15) 35, 36, U.N. Doc. A/5515 (1963); American Declaration of the Rights and Duties of Man, 0.A.S. Res. XXX, adopted by the Ninth International Conference of American States, held at Bogota, Columbia (1948), OEA/SER.L./ V/I. 4 Rev. (1965), Articles II, XXCII: Declaration of Social Progress and Development, adopted Dec. 11, 1969, G.A. Res. 2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630 (1969), Articles 1, 2; Declaration on the Promotion Among Youth of the Ideals of Peace, Mutual Respect and Understanding Be- tween Peoples, adopted Dec. 7, 1965, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40, U.N. Doc. A/6015 (1965), Principles 1; 3. 1 G.A. Res. 217A(III), U.N. Doc. A/810 (1948). 12 Memorial of the United States, The Case Concerning United States Diplomatic and Consular Staff in Tehran (United States v. Iran), [1980] I.C.J. Pleadings 181, n. 3 (January 1980). 13 Santa Cruz, Racial Discrimination, U.N. Doc. E/CN. 41 Sub. 2/307/Rev. 1, 28 (1971). See South West Africa Cases (Sec- ond Phase), [1966] 1.C.J. 4, 299 (Tanaka, J., dissenting). 11 piece of contemporary human rights norms in the writings of international law scholars. Recognizing this consistent and universal condem- nation of racial discrimination, the International Court of Justice has concluded that ‘‘the principles and rules concerning the basic rights of the human person, in- cluding protection from ... racial discrimination,” constitute an international obligation of all states. Case Concerning The Barcelona Traction Light and Power Co., Ltd., [1970] I.C.J. Rep. 32. The Interna- tional Court has also concluded that to establish ... and to enforce distinctions, exclusions, restrictions, and limitations exclu- sively based on grounds of race, colour, de- scent or national or ethnic origin constitutes a denial of fundamental human rights [and] is a flagrant violation of the pur- poses and principles of the [U.N.] Charter. Legal Consequences for States of the Continued Pres- ence of South Africa in Namibia (South West Africa) Notunthstanding Security Council Resolution 276, [1971] I.C.J. Rep. 57. The cumulative power of this international consensus has led the American Law Institute to include ‘‘systematic racial discrimination” in its authoritative catalogue of fundamental viola- tions of customary international law. American Law 14 See e.g., Lillich, “The Role of Domestic Courts in Enforcing International Human Rights Law,” International Human Rights Practice (1984); McDougall, Lasswell & Chen, Human Rights and World Public Order 581-611 (1980). See generally, McKean, Equality and Discrimination Under International Law (1983); Henkin, The Rights of Man Today (1978). 12 Institute, Restatement of Foreign Relations Low of the United States (Revised) § T02(f) (1986).15 Thus, the prohibition against government-sponsored racial discrimination is firmly grounded in all of the traditional sources of customary international law set out by Mr. Justice Gray in The Paquete Habana, 175 U.S. 677, 700 (1900). That norm, stated in compre- hensive and unqualified language, has never been lim- ited in any authoritative way to demand some incontrovertible showing of individualized intent. Sim- larly, apparently unlike the Eighth and Fourteenth Amendments as read by the Eleventh Circuit, it ad- mits no defense of degree. Although international law, like domestic law, will not redress trifles, racial dis- crimination of the type admittedly and repeatedly demonstrated in this case plainly falls within the cus- tomary international prohibition. III. THE ELEVENTH CIRCUIT WAS REQUIRED TO CONSTRUE THE GEORGIA DEATH PENALTY STATUTE CONSISTENTLY WITH PERTINENT INTERNATIONAL LAW AND FAILED TO DO SO. It is axiomatic that international law is part of the law of the United States and that, under the Su- premacy Clause of the U.S. Constitution!® as inter- preted, it “must be ascertained and administered by the courts of justice of appropriate jurisdiction, as often as questions of right depending upon it are duly presented for their determination.” The Paquete Ha- bana, 175 U.S. 677, 700 (1900). This basic principle > The ALI adopted the revised Restatement of Foreign Re- lations Law at its meeting in Washington, D.C., on May 14-15, 1986. 617.8. Const., Art. VI, Sec. 2. 13 has been accepted by this Court from the earliest days of the Republic, Chisolm v. Georgia, 2 Da. 419, 474 (1793) (“Prior ... to that period [the date of the Constitution], the United States had, by taking a place among the nations of the earth, become amenable to the law of nations’); Ware v. Hylton, 3 U.S. (3 Da.) 199, 281 (1796); The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815). It has received fresh confirmation as re- cently as 1983 in Justice O’Connor’s opinion for the Court in First National City Bank v. Banco Para el Commercio Exterior de Cuba, 103 S.Ct. 2591, 2598 (1983). The executive branch has reached the same conclusion. See e.g., Op. Atty. Gen. 27 (1972): “The law of nations, although not specially adopted by the Constitution or any municipal act, is essentially part of the law of the land.”’"" The “law of nations” which the courts are directed to apply includes treaties to which the U.S. is a party, as well as customary international law or ‘‘interna- tional common law,” which arises out of the practice of states acting in a particular manner because they feel themselves legally bound to do so. This state practice may be deduced from treaties, national con- stitutions, declarations and resolutions of intergov- ernmental bodies, public pronouncements by heads of state, and empirical evidence of the extent to which 17 See generally American Law Institute, Restatement (Revised) of the Foreign Relations Law of the United States, § 131, Com- ment D (‘The proposition that international law and agreements are law in the United States is addressed mainly to the courts. They are to apply international law or agreements as if their provisions were enacted by Congress.”); Henkin, International Law as Law in the United States, 82 MICH. L. REV. 1555, 1560 (1984). 14 customary law rules are observed. See North Sea Con- tinenial Shelf Conses, [1969] 1.C.J. Rep. 37. Unlike treaties which specify obligations only for their sig- natories, customary international is binding on all na- tions by virtue of membership in the international community. Consent is unnecessary, and ad hoc ob- jection is unavailing. As a matter of United States law, customary inter- national law also creates enforceable rights and ob- ligations for individuals. Thus, in The Paquete Ha- bana, supra, this Court held that the customary international law of prize in time of war created rights in an individual whose boat had been seized in vio- lation of those norms. See also Respublica v. De- Longehoyps, 1 U.S. 119, 1 Dall. 111 (0..& T. Pa. 1784); Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980); Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan. 1980), aff’d on other grounds sub nom., Rodri- guez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th Cir. 1981). As The Paquete Habana teaches, when juris- diction is clear, customary rights by their nature are enforceable by individuals in U.S. courts.’® Any other disposition would erect the anomoly of a right without a remedy. Thus, in construing the Georgia death pen- alty statute and Petitioner’s sentence thereunder, the Eleventh Circuit Court of Appeals was obliged to “ascertain[] and administer[]”’ international law, in- sofar as ‘‘questions of right’ depend upon it. 175 U.S. at 700. 18 The self-execution doctrine, generally critical in treaty anal- yses, is irrelevant—indeed meaningless—in the context of cus- tomary international law, the intent of whose draftsmen necessarily defies discovery. 15 The argument here is not that international law in any sense displaces domestic law. It is rather that statutes enacted by Congress or the state legislatures “ought never to be construed to violate the law of nations, if any other possible construction remains.” Weinberger v. Rossi, 456 U.S. 25, 33 (1982), quoting Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118 (1804). See also, Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 43 (1801); Cook v. United States, 288 U.S. 102 (1983). Lauritzen v. Lorsen, 345 U.S. 571, B78 (1953); McCulloch v. Sociedad Nacional de Marineros de Honduras, 372 U.S. 10, 21 (1963). Thus, for ex- ample, the State of Georgia could not by statute sus- pend the customary laws of war or diplomatic immunity within its territory. So too is its imple- mentation of racial discrimination in the imposition of capital punishment a forbidden departure from binding customary international norms. At a minimum, this Court should reverse the de- cision below on the ground that the Eighth Amend- ment to the Constitution, as interpreted in light of international norms, prohibits death sentences tainted by racial discrimination. See Rodriguez-Fernandez, su- pra, 6564 F.2d at 1388. In Trop v. Dulles, 356 U.S, 86, 101 (1958), this Court emphasized that the Eighth Amendment “must derive its meaning from evolving standards of decency that mark the progress of a maturing society.” In determining the content of these “evolving standards,” the Court noted that the vast majority of nations did not employ denaturalization as a punishment for desertion and concluded that such punishment would be “cruel and unusual” within the meaning of the Eighth Amendment. 356 U.S. at 102- 103. Similarly, in Coker v. Georgia, 433 U.S. 584 16 (1977), this Court held that the imposition of the death penalty for the rape of an adult woman was ‘cruel and unusual,” referring explicitly to international standards. 433 U.S. at 596, n. 10. The Court recently turned again to the ‘“‘climate of international opinion” in determining that the death sentence was cruel and unusual when imposed on a defendant who had not intended to kill his victim. Enmund v. Florida, 458 U.S. 782, 796 n. 22 (1932). Plainly then, customary international standards are entitled to persuasive weight under the decisions of this Court. As demonstrated above, there is no cus- tomary norm more powerful or well-established than the prohibition of government-sponsored racial dis- crimination. Under Trop, Coker, and Enmund, there- fore, petitioner's Eighth Amendment claim should have been assessed in this light. Obviously, the en banc court below made no attempt to discharge its burden under either The Paquete Ha- bana to apply international law or Trop and its prog- eny to consult international standards in determining the “evolving standards of decency’ protected by the Eighth Amendment. The en banc court did not ad- dress the relevant norms of international law as in- corporated into federal common law, nor did it address whether the racial disparities alleged by Petitioner fall within the scope of the international prohibition. In- stead, on the issue of discrimination, the en banc court of appeals contented itself with considering only the contours of domestic law. The court’s apparent ne- glect of the peremptory norm of international law prohibiting racial discrimination cannot be squared with this Court’s consistent adherence to the law of nations as providing the rule of decision, whenever a 17 litigant’s rights may be framed in its terms. In short, the en banc court’s failure to assess international law issues raised by its acceptance that the showing of discrimination was valid constitutes error which should be reversed by this Court. CONCLUSION “Sometimes a clear pattern, unexplainable on grounds other than race, emerges from the effect of the state action even when the governing legislation appears neutral on its face.” Village of Arlington Heights v. Metropolitan Hous. Dev. Corp., 429 U.S. 252, 266 (1977). This is such a case. Data collected by Petitioner and by Amicus in parallel international proceedings demonstrate that unequal sanctions are attached to the taking of white and black lives in the State of Georgia. Although the structure and precise results of these studies may vary, the conclusion does not. That the court below was willing to concede the discriminatory impact makes its affirmation of Petitioner’s sentence all the more erroneous. In ad- dition, the en banc court’s failure to consider the in- ternational law issues relevant to this case violates the Supremacy Clause of the Constitution as inter- preted, and ignores the decisions of this Court which establish the fundamental role of international law in the law of the United States and its persuasive role in interpreting the Eighth Amendment. 18 For all of these reasons, Amicus respectfully urges this Court to reverse the decision of the court of appeals below. Respectfully submitted, Of Counsel: * RALPH G. STEINHARDT 720 20th Street, N.W. STEVEN M. SCHNEEBAUM Washington, D.C. 20052 PATTON, BoGGSs & BLow (202) 676-5739 2550 M Street, N.W. * Counsel of Record Washington, D.C. 20037 LARRY GARBER INTERNATIONAL HUMAN RIGHTS LAw GROUP 722 Fifteenth Street, N.W. Suite 1000 Washington, D.C. 20005 APPENDIX la APPENDIX AFFIDAVIT OF PROFESSOR WILLIAM BOWERS I am a sociologist with particular training in statistics and computer applications to sociology. I graduated from Wash- ington and Lee University in 1957 and received my doctorate in sociology in 1966 from Columbia University. I am presently a professor of sociology at Northeastern University, Boston, Massachusetts, and Director of that University’s Center for Applied Social Research. Since approximately 1972, I have been engaged in research, study, and writing on the use of the death penalty in the United States. I am the author of numerous articles on the subject and of the book Executions in America, published in 1974. Together with the Assistant Director here at the Center, Glenn L. Pierce, and others, I have supplied the figures and statistics on race-victim death sentencing disparaties con- tained in appendices A and B of this complaint. These figures are accurate to the best of our abilities and reflect sustained research and the use of widely-accepted statistical methods. I believe, on the basis of my research and analysis, that the broad pattern of race-victim death sentencing disparities com- plained of in the foregoing document remain unremedied by state or federal authorities and therefore continue today. (signed) William Bowers Professor William Bowers SS: Commonwealth of Massachusetts County of Suffolk Subscribed and sworn to before me this 11th day of April, 1980. (signed) Philip C. Boyd Notary Public My Commission Expires: Nov. 28, 1980 SEAL 2a FLORIDA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN FLORIDA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 2265 72 .032 Black 2606 61 .023 Race of Victim White 2439 122 .050 Black 2432 1 ; .005 Offender/Victim Racial Combinations Black Kills White 286 48 .168 White Kills White 2146 72 .034 Black Kills Black 2320 11 .005 White Kills Black 111 0 .000 All Offenders 4871 133 027 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reports Program, Department of Law Enforcement, Tallahassee, Florida; (3) persons sentenced to death from January 1973 through December 1977, supplied by Citizens Against the Death Penalty, Jacksonville, Florida. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for undercoverage. The adjustment factor 3.484 equals the number of homicide victims from January 1973 through December 1977 (sources: 1, 2) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 3a GEORGIA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders to Death Sentence White 1082 41 .038 Black 2716 49 .018 Race of Victim White 1265 76 .060 Black 2529 14 .005 Offender/Victim Racial Combinations Black Kills White 258 CE J43 White Kills White 1006 39 .039 Black Kills Black 2458 12 .005 White Kills Black 71 2 .028 All Offenders 3798 90 .024 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Criminal Ac- tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In- formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful homicides from April 1973 through December 1977, supplied by the Office of Health Services Research and Statistics, Division of Physical Health, Atlan- ta, Georgia; (4) Persons sentenced to death from April 1975 through De- cember 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 4.453 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 4a TEXAS PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN TEXAS FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 3771 38 .010 Black 2940 29 .010 Race of Victim White 3964 71 .018 Black 2740 2 001 Offender/Victim Racial Combinations Black Kills White 344 37 078 White Kills White 3616 37 .010 Black Kills Black 2597 2 .007 White Kills Black 143 0 .000 All Offenders 6711 73 11 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1974 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3) Vital Statistics records on willful homicides from January 1974 through December 1977, supplied by the Bureau of Vital Statistics, Texas Depart- ment of Health, Austin, Texas; (4) persons sentenced to death from January 1974 through December 1977, supplied by the Office of Court Administration, The Supreme Court of Texas, Austin, Texas. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 2.473 equals the number of homicide victims from January 1974 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). Ha FLORIDA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN FLORIDA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 307 54 .176 Black 251 50 .199 Race of Victim White 432 97 224 Black 122 7 .057 Offender/Victim Racial Combinations Black Kills White 136 =: 41 .301 White Kills White 296 54 .182 Black Kills Black 115 7 .061 White Kills Black 7 0 .000 All Offenders 558 104 .186 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reports Program, Department of Law Enforcement, Tallahassee, Florida; (3) persons sentenced to death from January 1973 through December 1977, supplied by Citizens Against the Death Penalty, Jacksonville, Florida. aThe estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for undercoverage. The adjustment factor 3.484 equals the number of homicide victims from January 1973 through December 1977 (sources: 1, 2) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 6a GEORGIA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY-TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 196 4 .189 Black 338 42 124 Race of Victim White 316 69 218 Black 218 10 .046 Offender/Victim Racial Combinations Black Kills White 134 34 S54 White Kills White 183 35 191 Black Kills Black 205 8 .039 White Kills Black 13 2 154 All Offenders 534 79 148 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Criminal Ac- tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In- formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful homicides from April 1973 through December 1977, supplied by the Office of Health Services Research and Statistics, Division of Physical Health, Atlan- ta, Georgia; (4) Persons sentenced to death from April 1973 through De- cember 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia; (4) Persons sentenced to death from April 1973 through December 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 4.453 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 1a, TEXAS PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY-TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN TEXAS FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 411 34 .083 Black 294 27 .092 Race of Victim White 551 63 114 Black 151 2 .013 Offender/Victim Racial Combinations Black Kills White 173 25 .144 White Kills White 378 34 .090 Black Kills Black 121 2 .016 White Kills Black 30 0 .000 All Offenders 705 61 087 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1974 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3) Vital Statistics records on willful homicides from January 1974 through December 1977, supplied by the Bureau of Vital Statistics, Texas Depart- ment of Health, Austin, Texas; (4) persons sentenced to death from January 1974 through December 1977, supplied by the Office of Court Administration, The Supreme Court of Texas, Austin, Texas. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 2.473 equals the number of homicide victims from January 1974 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). No. 84-6811 IN THE Supreme Court of the Bnited States OCTOBER TERM, 1984 WARREN MCCLESKEY, Petitioner, V. . RarLprH M. KEMP, Respondent. On Petition for Writ of Certiorari to the United States Court of Appeals for the Eleventh Circuit MOTION FOR LEAVE TO FILE BRIEF AMICUS CURIAE AND BRIEF AMICUS CURIAE OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP IN SUPPORT OF PETITION FOR WRIT OF CERTIORARI Of Counsel: *RALPH G. STEINHARDT, Esq. AMY YOUNG, Esq. PATTON, BOGGS & BLow HURST HANNUM, Esq. 2550 M Street, N.W. STEVEN M. SCHNEEBAUM, Washington, D.C. 20037 Esq. (202) 457-6055 INTERNATIONAL HUMAN *Counsel of Record RIGHTS LAW GROUP Washington, D.C. a Pe op a ood PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203 MOTION OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP TO FILE BRIEF AMICUS CURIALY IN SUPPORT OF PETITION FOR WRIT OF CERTIORARI Pursuant to Rule 36.3 of the Rules of this Court, the International Human Rights Law Group moves for leave to file the attached brief amicus curiae in support of the petition for a writ of certiorari. The Law Group is a non- profit organization of international lawyers and scholars, which, through litigation, publication, and other public ac- tivism, seeks to promote respect for human rights norms in all nations, including the United States. Amicus wishes to support the petition for writ of cer- tiorari to the United States Court of Appeals for the [Klev- enth Circuit on the grounds that that Court of Appeals has both “decided an important question of federal law which has not been, but should be settled by this Court” and “decided a federal question in a way in conflict with applica- ble decisions of this Court.” Rule 17(c). In particular, «ni- cus wishes to submit for this Courts consideration the argument that the en banc decision below approved an admittedly racially-discrimimatory system for the imposi- tion of the death penalty, which violates peremptory norms of international law. In failing to consider international law as a relevant source of the rule of decision, the Eleventh Circuit’ decision violates the Supremacy Clause of the Con- stitution and applicable decisions of this Court. Alter- natively the precise question of whether international human rights norms must inform interpretations of Consti- tutional text is a highly significant issue of federal law deserving authoritative resolution by this Court. Amiens also brings a unique institutional perspective to these proceedings. Between 1980 and 1984, the Law Group sought to litigate the issues of race discrimination raised in this case before the Inter-American Commission on Human Rights, an instrumentality of the Organization of American States. On October 3, 1984, the Commission held the Law Group’s petition inadmissible on certain procedural grounds. The Government of the United States had re- (quested such a disposition inter alia on the ground that domestic remedies had not been exhausted and in particular on the ground that the issues raised herein were appropriate for disposition in the first instance by this Court and U.S. courts generally. Amicus is not aware of any presentation of these argu- ments to this Court in this case. Counsel for petitioner has consented to the filing of this brief. Amicus sought the consent of counsel for the respondent who declined to provide it, necessitating this motion. respectfully submitted, RALPH G. STEINHARDT PATTON, Bogs & BLow 2550 M Street, N.W. Washington, D.C. 20037 (202) 457-6000 Counsel of Record for the International Human Rights Law Group ii TABLE OF CONTENTS TABLE OF AUTHORITIES co vianrsvr rina amomes sus INTEREST OF THE AMICUS coven inn rnaserens SUMMARY OF ARGUMENT ,.. 0. rc vecnnrnrvrnssrsnsy ARCH MENT. sii sah sansa wa Trew sr a dae [. As Suggested By The United States In Its Submis- sions To The Inter-American Commission On Human dights, The Issues Raised By The Eleventh Circuit's Decision Are Uniquely Important Questions Of Fed- eral Law Deserving Authoritative Resolution ..... II. The Eleventh Circuit Was Required To Construe The Georgia Death Penalty Statute Consistently With Pertinent International Law And Failed To Do So. The Existence Of Racial Discrimination As Acknowl- edged By The Eleventh Circuit Violates A Perempto- ry Norm Of International Law .................. CONCLUSION e r 1v TABLE OF AUTHORITIES CASES: Page Asakura uv Seattle, 85 0.8. 33201020)... = 8, 10 Barcelona Traction Light and Power Co., Lid., [1970] CS Ren. 375, ii ia EE 9 Castaneds ». Portida, 430 U.S. 482 (1978)... ....... .. 6 Cook uv. United States, 255 U.S. 102983) 0... =. 7 Eddings.» Oklahoma, 455 U.S. 104 982) . .......... SH Fernandez v. Wilkinson, 505 : Si 787 (D. Kan. 1980) 7 Filartiga v. Pena-Drala, 630 F.2d 876 (2d Cir. 1980) . . . 7 First National City Bank v. Banco Para el Commercio Exterior de Cuba, 103 8S. CL. 2591 (1983) ........ 0 Loouritzen vw Lovsen, HB U.S BTL (100 ico 7 Legal Consequences for States of the Continued Presence of South Africa tn Namibia (South Africa) notwith- standing Security Council Resolution 276, [1971] Cd Ben 87 = oii. EL 9 McCulloch v. Sociedad Nacional de Marineros de Hon- dures, S208. 048%... a 7 Murray v. The Charniing Betsy, 6 U.S. (2 Cranch) 64, 118 EL Mee TE Ee NO ee Lad 7 The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815) ...... 6 North Sea Continental Shelf Cases, | % 69] or J. Rep. 37 7 The Paguete Habana, 175 U.S. 877 (1900)... .. 2. 8,7, 10 Respublica vn. DeLongehamps, 1 U.S. 119, 1 Dall. 111 (O. EI Se TEE EER ee 3 Rodriquez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th Ade SEIN el re EE ee 7 Rose uv. Mitchell, U3 U.S. BAB (1978). /.o. 2 a 06 Spinkellink v. Wairnum igh, 578 F.2d 582 (5th Cir. 1978). cert. denied 404 U.S. 076 (9... a 4 Tkbot » Seeman, 53 U8. (1 Cranch) 141800). .... <.. 7 Were vo Hylton, 30.8. G Day 19901796... ovo. 6 Weinberger v. Rossi, 45 i; U.S. 901982) =»... 0... 7 Wood un. Georgie, 430 11.8. 261 (98D). ............. & 3 Vv Table of Authorities Continued Page Woodson uv. North Carolina, 428 11.5. 230 (1976) ..... 5 TREATIES, STATUTES, DECLARATIONS, AND REGULATIONS: American Convention on Human Rights, signed Nov. 22, 1969, OAS Official Records OK A/Ser. K/XVI.LL, Doc. 65, Bev. |, Cory, 1 Olan. 7, 1990)... ..... App. B American Declaration of the Rights and Duties of Man, 0.A.S. Res. XXX, adopted by the Ninth Inter- national Conference of American States, held at Bogata, Columbia (1948), OEA/Ser. LL./V/1. 4 Rev. (OBB)... rat Re a Ye. ce App. B Charter of the Organization of American States, April 30, 1948, 2 U.5/F 2595, T.LAS. No. 2381, ...... App. B Convention against Discrimination in Iducation, adopted Dec. 14, 1960, 429 U.N.'T.S. 93 (UNESCO General Conference) (entered into foree May 22, 1962) . App. B Convention concerning Discrimination in Respect of [Sm- ployment and Occupation, adopted June 25, 1958, 362 U.N.T.5. 31 (1LO General Conference) (entered into force June 15, 1960) 1. ..n. 0 sol. cn. uaa App. B Convention on Human Rights and Fundamental Free- doms, adopted Nov. 4, 1950, 1950 Kurop. T.S. No. 5, Lie TIS MOT DO SE eo Re Me App. B Convention on the Prevention and Punishment of the Crime of Genocide, adopted Dec. 9, 1948, 78 U.N.T.S. (entered into force Jan. 12, 1951) .... App. B Convention Relating to the Status of Refugees, adopted July 25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into force May 23. 19583) Jo as eee va App. B Convention Relating to the Status of Stateless Persons, Art. 3, adopted Sept. 23, 1954, 360 LL. NDS. 117 (entered into force June 8, 1960) ............. App. B Vi Table of Authorities Continued Page Declaration of Social Progress and Bova, adopted Dec. 11, 1969, Arts. Imre A. Res. 2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. ASTI 330) win SRE IR SER WC EE es App. Declaration on the Promotion Among Youth of the Ideals of Peace, Mutual Respect and Understanding be- tween Peoples, SR Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40, UN Doe. ABBISA08BY o.. ive nea App. Iimployment on Policy Convention, adopted July 9, 1964, Art. 1(2)(c), 569 U.N.T.3. 65 (entered into force July ID, JOY Pa ie irik ine App. European Convention on Human Rights, 213 UNTR221030) a. App. International Covenant on Civil and Political Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR. Supp (No. 18) ose as App. International Covenant on Demos, Social And Cultural Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. Bi VER aE App. International Convention on the Elimination of All Forms of Racial Discrimination, opened for signature March 7.3008 GO UNES 8 0 an App. International Convention on the Supression and Punish- ment of the Crime of Apartheid, adopted Nov. 30, 1973, G.A. Res. 3068, 25 1J.N. GAOR, Supp. (No. + 30) 75: LN. Doc, AOZ33/AGA. 1 LI970) ia... 9 OAS Charter, signed April 30, 1948, Ran mito force December 13, 1951, 2 U.S. T 2994. T1L.A.S. No. 236] Protocol to the Convention against Discrimination in Edu- cation, adopted Dec. 10, 1962, (1969) U.N.T.S. No. SAoCmd 280) oi. a App. B re po r w vil Table of Authorities Continued Page U.N. Charter, signed June 2( 38%, entered into force October 24, 1945, 59 Stat, 1031. 7.8. No. 993 United Nations Declaration on ik IKlimination of All Forms of Racial Discrimination, adopted Nov. 20, 1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15) 35,36, U.N. Doe. ABBIS LIMBA)... cov iurs App. Hele il Declaration iH Rights, adopted Dee. 10, 48 G.A. Res. 217, U.N. doc. A/S10 (1948) ... App. ne Convention on i Law of the Treaties, adopted May 22, 1969, entered into force Jan. 27, 1930 .... LEGISLATIVE MATERIALS: S- Exee. Doc. L., 92d Cong. Ist Sess, (1971) ........ MISCELLANEOUS: American Law Institute, Restatement of the Iforeign Re- lations Law of the United States (Revised), § 131 (Tentative Draft No. 1, 1980). . =. roo vine, American Law Institute, Restatement of [Foreign Bes \- tions Law of f the United States (Revised), § T02(f) (Ten, Draft No. 8. 1085)... oo ii vdrnern ons Gross, Race and Death: The Judicial IJ valuation of IJvi- dence of Discrimination in Capital Sentencing, forthcoming in 18 UL.C. Davis L.. R., No. 4 ..... Henkin, International Law as Law in the United States, S2MicH. LL, Bey. IB8B (10M 6... ....... 0 nies On Att'y Gen. 271972) 0... i aes Bums ss Foe Zeisel, Race Bias in the Administration of the Death Penalty: The Florida Experience, 95 HARV. L. REV. AR (T0811). oni ul ED aa eh i S W J r t ( i 10 IN THLE Supreme Court of the Anited States OCTOBER TERM, 1984 No. 84-6811 WARREN MCCLESKEY, Petitioner, V. RALPH M. KEMP, Respondent. On Petition for Writ of Certiorari to the United States Court of Appeals for the Kleventh Circuit BRIEF AMICUS CURIAE OF THIS INTERNATIONAL HUMAN RIGHTS LAW GROUP IN SUPPORT Off PETITION FOR WRIT OF CERTIORARI INTEREST OF THE AMICUS The International Human Rights Law Group is a non- profit organization of international lawyers and scholars which seeks to promote the observance of international human rights norms by providing legal assistance and infor- mation to individuals and groups on a pro bono basis; repre- senting clients in international forums; and participating amicus curiae in U.S. litigation involving international human rights norms. In 1980, the Law Group petitioned the Inter-American Commission on Human Rights, an instrumentality of the Organization of American States, to declare that capital sentences in the United States are imposed in a racially discriminatory manner. In particular, the Law Group ar- gued that the death penalty is imposed disproportionately on those defendants whose victims are white and that such discrimination based upon the race of the vietim was in violation of treaties to which the United States is a party. After receiving statistical evidence similar and in some cases identical to that presented below by petitioner herein, the Commission held the Law Group's petition inadmissible on procedural grounds and effectively deferred the Law Group’ international claims pending an authoritative dis- position of the issue by American courts. The Law Group thus has a direct institutional stake in this Court's decision to review the en banc opinion of the Eleventh Circuit Court of Appeals and to resolve th& issues raised by that decision. SUMMARY OFF ARGUMENT This is not an ordinary capital case. Amicus appears for the purposes of (1) demonstrating the unique and fundamen- tal significance of this case, as acknowledged by the United States in its submissions to the Inter-American Commission on Human Rights, and (ii) arguing that the Eleventh Cir- cuit, in violation of the Supremacy Clause of the Constitu- tion and applicable decisions of this Court, failed to consider international law as a pertinent source of the rule of deci- sion. Under The Paquete Habana, 175 U.S. 677 (1900) and its progeny, each of Questions Presented 1 through 5 should have been considered in light of the peremptory norm of international law condemning racial discrimination. It 1s submitted in fine that the ex bane court's failure to construe the Georgia Death Penalty Statute consistently with bind- ing international law is reversible error. Although the international issues raised by aniicus were neither presented to the courts below nor raised in the petition for certiorari, this Court has established that it has the power to consider relevant issues raised in a case “in the interests of justice,” irrespective of whether those issues were previously raised, Wood v. Georgia, 450 U.S. 261, 265, n.5 (1981), and that the exercise of that power is especially appropriate in capital cases, IKddings v. Oklahoma, 455 U.S. 104 (1982). Amicus offers no opinion as to the cireuit court's disposi- tion of purely domestic issues of law, including its severe approach to admittedly valid statistical evidence in suits of this type. ARGUMENT [. As Suggested By The United States In [ts Submissions To The Inter-American Commission On [Human Rights, The Issues Raised By The Eleventh Circuit's Decision Are Uniquely Important Questions Of Federal Law Deserving Authoritative Resolution. In his petition for certiorari, the petitioner portrays a myriad of important, indeed unprecedented federal issues raised by the en bane decision of the Iileventh Circuit. Amicus expresses no opinion as to these domestic 1ssues but would demonstrate to this Court that the United States in parallel international proceedings has conceded the sig- nificance of the issues raised in this case. On August 6, 1980, amicus submitted a petition to the Inter-American Commission on Human Rights, an instru- mentality of the Organization of American States, alleging that the United States imposed the death penalty in a racially diseriminatory manner. The various studies submit- ted to the Commission revealed a broad pattern of racially- based disparities in death sentencing based on the race of the victim. The evidence established that a person convicted in the State of Florida of murdering a white person was ten times more likely to receive the death penalty than one convicted of murdering a black person.' In Texas, the ratio was eighteen to one.” In Georgia, where this litigation arose, it was twelve to one.” The Law Group argued that domestic remedies for the redress of this discrimination were effectively exhausted when this Court denied certiorari in Spinkelink v. Wain- wright, 578 F.2d 582 (5th Cir. 1978), cert. denied, 404 U.S. 970 (1979), The United States opposed the petition almost ex- clusively on the ground that domestic remedies had not been exhausted with the denial of certiorari in Spinkelink. It stressed that U.S. courts including this Court remained open to receive evidence demonstrating the fact and extent of discrimination. Indeed, the government of the United States in framing the issue expressly conceded its relevance and importance: The Petition filed by the International Human Rights Law Group on behalf of all prisoners currently awaiting execution in the states of Florida, Georgia, and Texas raises an important issue in the administration of jus- "The data are described in the affidavit of Professor William J. Bowers, which was attached to the Law Group's 1980 petition, and which is attached hereto as Appendix A. See also, Zeisel, Race Bias othe Admovstration of the Death Penalty: The Florida Experience, 95 Harv. L. REV. 456 (1981). App. A at 4a. 1d. at 3a. tice in the United States—whether capital punishment statutes determined by the U.S. Supreme Court to be constitutionally valid on their face are being imple- mented in a constitutional manner. Opposition of the United States, Case 7465 (June 16, 1951) at 4 1. The United States repeated its assurance to the Commission that U.S. courts would respond fully and fairly Lo evidence establishing race discrimination. In light of this suggestion and on other procedural grounds, the Commis- sion denied the petition on October 3, 1984, noting that the statistical evidence submitted was more appropriately di- rected to a domestic court in each individual case. As a result, the propriety of review in this particular capital case is patent. At the threshold of course the peti- tioner’s sentence of death inherently deserves this Court's most searching review. Because sentences of death are “qualitatively dif- ferent” from prison sentences, Woodson v. North Car- olina, 428 U.S. 230, 305 (1976) (opinion of Stewart, Powell, and Stevens, JJ.), this Court has gone to extra- ordinary measures to ensure that the prisoner sen- tenced to be executed is afforded process that will guarantee, as much as is humanly possible, that the sentence was not imposed out of whim, passion, preju- dice, or mistake. Eddings v. Oklahoma, 455 U.S. 104, 117-118 (1982) (O’Con- not, J., concurring). But even ignoring its unique evidenti- ary record, ' the case raises an issue which the United States "The statistical study submitted to the courts below “is based on the most comprehensive empirical record of racial patterns in the imposition of the death penalty that has ever been developed in this country, or that is likely to be developed in the foreseeable future.” Gross, Race and Death: The Judicial Evaluation of Keidenee of Discrinvnation in Capital Sentencing, forthcoming mm 18 UNtv. government itself apparently regards as fundamentally im- portant and unresolved, i.e. whether discrimination in cap- ital sentencing, as established by statistical proof, is consti- tutional. Pet. App. 43-50. II. The Eleventh Circuit Was Required To Construe The Georgia Death Penalty Statute Consistently With Per- tinent International Law And Failed To Do So. The Existence Of State-Sanctioned Racial Diserimina- tion As Acknowledged By The Eleventh Circuit Vio- lates A Peremptory Norm Of International Law. It 1s axiomatic that international law is part of the law of the United States and, under the Supremacy Clause of the Constitution as interpreted, “must be ascertained and ad- ministered by the courts of justice of appropriate jurisdic- tion, as often as questions of right depending upon it are duly presented for their determination.” The Puaquete Habana, 175 U.S. 677, 700 (1900). This basic principle has been accepted from the earliest days of the Republie, Ware v. Hylton, 3 U5, (3 Da.) 199, 281 (1796); The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815), and received fresh con- firmation from this Court as recently as 1983 in Justice O'Connor’ opinion for the Court in First National City Bank v. Banco Para el Commercio Id xterior de Cuba, 103 S.Ct. 2591, 2598 (1983).° CaL. Davis L. R., No. 4 (1985) (at page 1 of prepublication man- useript). Though acknowledging the validity of the study, the en bane court was sharply divided on the issue of what conclusions of law could be drawn from it, compare 753 I.2d at 886 with 753 1°.2d at Y07 (Johnson, Hatchett, and Clark, J.J., dissenting). The dispute indepen- dently suggests the propriety of this Court's review in light of Justice Blackmun’s opinion for the Court in both Castaneda v. Partida, 430 U.S. 482 (1976) and Rose v. Mitchell, 443 U.5. 545 (1978). "See also Op. Att'y Gen. 27 (1972) (“The law of nations, although not specially adopted by the Constitution or any municipal act, is essen- tially a part of the law of the land”); Restatement (Revised) of the Foreign Relations Law of the United States (Tentative Draft No. 1, 1950) at § 131, Comment D (“the proposition that international law ~J The most fundamental application of this principle arises when courts are requested to interpret statutes enacted by Congress or the state legislatures. In all such cases, the statute “ought never to be construed to violate the law of nations, if any other possible construction remains . ? Weinberger v. Rossi, 456 U.S. 25, 33 (1982), quoting Murray v. The Charming Betsy, 6 U.S. (2 Cr anch) 64, 118 (1804). See also, Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 43 (1801); Cook v. United States, 283 U.S. 102 (1983); Lauritzen v. Larsen, 345 U.S. 571, 578 (1953); McCulloch v. Sociedad Nacional Jo Marine de Hondhoras, 372 U.S. 10, 21 (1963). The “law of nations” which the courts are directed to apply includes both treaties and customary international law." Thus, in construing the Georgia death penalty statute and petitioners sentence thereunder, the Eleventh Circuit Court of Appeals was obliged to “ascertain[ | and admin- ister[ |” international law, insofar as “questions of right” depend upon it, The Paquete Habana, supra. On such and agreements are law in the United States is addressed mainly to the courts. They are to apply international law or agreements as if their provisions were enacted by Congress”); Henkin, International Law as Law in the United States, 82 Mic. LL. Rev. 1535, 1560 (1984), “Customary international law is essentially international common law, which arises out of the practice of nations acting in a particular manner because they [eel themselves legally bound to do so. This state practice may be deduced from treaties, national constitutions, declarations and resolutions of intergovernmental bodies, public pro- nouncements by heads of state, and empirical evidence of the extent to which the customary law rule is observed. See North Sea Conti- nental Shelf Cases, [1969] 1.C.J. Rep. 37. Customary international law is binding on all nations and creates enforceable rights and obligations for individuals. Paquete Habana, supra; Bespublica rv. Delonwgchamps, 1 11.5. 119, 1 Dall. 111 (O.&T. Pa. 1784). See ey. Filartiga v. Pena-Drala, 630 172d 876 (2d Cir. 1980); Fernandez rv. Wilkinson, 505 I. Supp. 787 (D. Kan. 1980), ¢ff'd on other grounds sub nom, Rodriguez-Fernandez v. Wilkinson, 654 1°.2d 1382 (10th Cir. 1981) grounds, this Court struck down a discriminatory ordinance which was inconsistent with the provisions of an interna- tional treaty in Asakura v. Seattle, 265 U.S. 332 (1923): The rule of equality established by [the treaty] cannot be rendered nugatory in any part of the United States by municipal ordinances or state laws. It stands on the same footing of supremacy as do the provisions of the Constitution and laws of the United States. IL operates of itsell without the aid of any legislation, state or national; and it will be applied and given authoritative effect by the courts. Id. at 341 (citations omitted). The anti-discrimination norm of international law is no less binding than that applied in Asakura. Indeed, under any standard of proof, the right to be {ree from governmen- tal discrimination on the basis of race is so universally accepted by nations as to constitute a peremptory norm of international law.” It is included in such fundamental texts as the Charter of the United Nations,® and the Charter of the Organization of American States”, both of which are “A peremptory norm of international law is a “norm accepted and recognized by the international community of states as a whole as a norm {rom which no derogation is permitted and which can be modi- fied only by a subsequent norm of general international law having the same character.” Vienna Convention on the Law of Treaties, adopted May 22, 1969, entered into force Jan. 27, 1980. Although the Vienna Convention has been signed but not ratified by the United States, the Department of State, in submitting the convention to the Senate, stated that the convention “is already recognized as the authoritative guide to current treaty law and practice.” S. xec. Doc. L., 92d Cong. Ist Sess. (1971) at 1, “U.N. Charter, signed June 26, 1945, entered into force October 24, 1945, 59 Stal. 1031, T.S. No. 993. Article bhile). "OAS Charter, signed April 30, 1948, entered into force December 13, 1951, 2 LL.S.E 2294, T1.A.S. No. 2361, Article 3). mee ma- oY mot ates the "the ates 2 or tive 5 NO ler nen- ally m of exts 1 of are | and as a hodi- ving Lies, 1 the uted y the the Doc. £24 nber (reaties ratified by the United States. Similar prohibitions are found in every comprehensive international treaty per- taining to human rights and in numerous international dec- larations and resolutions. "Recognizing this consistent and universal condemnation of racial diserimination, the Inter- national Court of Justice has concluded that “the principles and rules concerning the basic rights of the human person, including protection from . . . racial discrimination,” con- stitute an international obligation of all states. Case con- cerning the Barcelona Traction Light and Power Co., Lid. [1970] [.C.J. Rep. 32. See also Legal Consequences for States of the Continued Presence of South Africa in Namibia (South West Africa) notwithstanding Security Council Resolution 276, [1971] 1.C.J. Rep. HT: [T]o establish . . . and to enforce distinctions, exclu- sions, restrictions, and limitations exclusively based on grounds of race, colour, descent or national or ethnic origin . . . constitutes a denial of fundamental human rights [and] is a flagrant violation of the purposes and principles of the charter With remarkable candor, the en bane Court of Appeals accepted the factual findings of petitioner’ studies, viz. that no factors other than race could account for the marked increase in capital sentences among those defendants whose victims were white. Indeed, the court below expressly “assum|ed| the validity ol the rosnnrahs. and “that it proves what it claims to prove.” 753 I. 2d at 886. The court’ decision as a matter of law that this evidence established no violation of the Kighth and Fourteenth Amendments to the U.s. Constitution does not dispose of the issue whether it evinces a fundamental violation of international law. The court of “The relevant international authorities are collected in Appendix B. 10 appeals cannot so blithly ignore the legal consequences of its factual concessions. The discrepancy in capital sentencing patterns which is assumed by the en banc court in this case clearly falls within the international prohibition. That norm, apparently unlike the Eighth and Fourteenth Amendments in the Eleventh Circuit, admits no defense of degree and demands no in- controvertible showing of individualized intent. It is sys- tematic racial discrimination, of the kind admittedly demon- strated in this case, which violates binding international law, !! But the en banc court below made no attempt to dis- charge its burden under The Paquete Habana and Asakiora to apply international law. It utterly failed to address the relevant norms of international law that constitute part of federal common law. The court simply did not discuss whether the racial discrimination alleged by petitioner falls within the scope of international law as incorporated into federal common law. Instead, on the issue of discrimination, the court of appeals contented itself with considering only the contours of the Eighth and Fourteenth Amendments. The courts apparent neglect of the peremptory norm of international law prohibiting racial discrimination cannot be squared with this Court's consistent adherence to the law of nations as providing the rule of decision, whenever a liti- gant’s rights are framed in its terms. In short, the en bane court’s failure to assess the international law issues raised by its assumption that the showing of discrimination was valid constitutes error which should be reviewed by this Court. And, if the en banc court somehow did not err in failing to ascertain and apply international law, then the nSee e.g. American Law Institute, Restatement of Foreign Rela- tions Law of the United States (Revised), § T02(0) (Tent. Draft No. 6 1985). of its ch is ithin nlike enth 0 In- SYS- mnon- ional dis- rra 5 the tt oof CUSS - falls into tion, only ents. m of ot be aw of v lith- bane used was this rin 1 the Rela- No. 6 11 case raises the fundamental issue of when, under The Pa- quete Habana and Asakura, domestic courts are obliged to look to that source of law and when they may ignore it. CONCLUSION The decision of the Court of Appeals en bane that the Georgia death penalty statute is not unlawfully applied in spite of an admitted discriminatory impact flies in the face of the universal principle that international human rights law applies to all individuals. The en bane court’ failure to consider in a meaningful way the international law issues relevant to this case violates the Supremacy Clause of the Constitution as interpreted and ignores the decisions of this Court which establish the fundamental role of international law in United States law. In addition, even if the en bane courts disposition were consistent with Supreme Court precedent in the international law field, the case raises issues of law and fact which sharply distinguish it from other capital cases, as the United States itself has acknowledged. [For these reasons, anicus vespectfully urges this Court to grant certiorart. Respectfully submitted, RALPH G. STEINHARDT, Lis. Parton, Bosas & Brow 2560 M Street, N.W. Washington, D.C. 20037 (202) 457-6055 Of Counsel: Counsel of Record a for Amicus Curiae Hurst Hannum, Esq. Amy Young, sq. Steven M. Schneebaum, Is. APPENDIX APPENDIX A AFFIDAVIT OF PROFESSOR WILLIAM BOWERS [ am a sociologist with particular training in statistics and computer applications to sociology. I graduated from Wash- ington and Lee University in 1957 and received my doctorate in sociology in 1966 from Columbia University. I am presently a professor of sociology at Northeastern University, Doston, Massachusetts, and Director of that University’s Center for Applied Social Research. Since approximately 1972, I have been engaged in research, study, and writing on the use of the death penalty in the United States. I am the author of numerous articles on the subject and of the book Executions in America, published in 1974. Together with the Assistant Director here at the Center, Glenn L. Pierce, and others, I have supplied the figures and statistics on race-vietim death sentencing disparaties con- tained in appendices A and B of this complaint. These figures are accurate to the best of our abilities and reflect sustained research and the use of widely-accepted statistical methods. [ believe, on the basis of my research and analysis, that the broad pattern of race-victim death sentencing disparities com- plained of in the foregoing document remain unremedied by state or federal authorities and therefore continue today. (signed) William Bowers Professor William Bowers SS: Commonwealth of Massachusetts County of Suffolk Subscribed and sworn to before me this 11th day of April, 1980. (signed) Philip C. Boyd Notary Public My Commission Lixpires: Nov. 28, 1980 SKAL 0, et FLORIDA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN FLORIDA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Iistimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders" to Death Sentence White 2265 72 032 Black 26006 61 023 Race of Victim White 2439 122 L050 Black 2432 11 .005 Offender/Victim Racial Combinations Black Kills White 2806 48 168 White Kills White 2146 2 .034 Black Kills Black 2320 2911 005 White Kills Black 111 0 .000 All Offenders 4871 133 027 Data Sonrces: (1) Supplementary Homicide Reports on criminal homicide data from January 1973 through December 1976, supplied by the Uniform Crimne Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on eriminal homicide data for 1977, supplied by the Uniform Crime Leports Program, Department of Law Enforcement, Tallahassee, Florida; (3) persons sentenced to death from January 1973 through December 1977, supplied by Citizens Against the Death Penalty, Jacksonville, Florida. “I'he estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the vers 1976, 1977 (sources: 1, 2) by vietim-based adjustment factor to correct for undercoverage. The adjustment factor 3.481 equals the number of homicide victims from January 1973 through December 1977 (sources: 1, 2) divided by hicide iform tates cide rime rida; 1977, 3, ad by vers ct for eide ed by GEORGIA PROBABILITY OF RECEIVING THI DIKATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE . OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Listimaled Persons Probability Number of Sentenced of a Death Race of Offender Offenders” to Death Sentence White 1082 41 oo Black ; 2716 49 —- 013 Race of Victim White 1265 76 L060 Black 2529 14 .005 Offender/Victim : tacial Combinations Black Kills White 258 37 143 White Kills White 1006 39 .039 Black Kills Black 2458 2 L005 White Kills Black 71 g O28 All Offenders 3798 90 024 Data Sonrces: (1) Supplementary Homicide Reports on eriminal homicide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.: (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Criminal Ac- tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In- formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful homicides from April 1973 through December 1977, supplied by the Office of © Health Services Research and Statistics, Division of Physical Health, Atlan- ta, Georgia: (4) Persons sentenced to death from April 1975 through De- cember 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia. “I'he estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a vietim-based adjustment factor to corveet for undercoverage. The adjustment factor 1.153 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). TEXAS PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN TEXAS FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders to Death Sentence White 3771 38 010 4 Black 294) 0g 010 Race of Victim White 3964 71 018 | Black 2740 2 001 | Offender/Victim 4 Racial Combinations | Black Kills White S14 27 078 | : White Kills White 3616 37 .010 Black Kills Black 2597 2 007 i White Kills Black 143 0 .000 All Offenders 6711 73 011 Data Sources: (1) Supplementary Homicide Reports on eriminal homicide data from January 1974 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide : Reports on eriminal homicide data for 1977, supplied by the Uniform Crime Reporting Bureau, Texas Department of Publie Safety, Austin, Texas; (3) Vital Statistics records on willful homicides from January 1974 through December 1977, supplied by the Bureau of Vital Statisties, Texas Depart- ment of Health, Austin, Texas; (1) persons sentenced to death from January 1971 through December 1977, supplied by the Office of Court Administration, The Supreme Court of Texas, Austin, Texas. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1076, 1977 (sources: 1, 2) by a vietim-based adjustment factor to correct for undercoverage. The adjustment factor 2.473 equals the number of homicide victims from January 197-1 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). | PRs a salient ob vor aie ATTEN REE icos Se ng EEA Sd ond | rR gr TE wo FLORIDA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN FLORIDA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders" to Death Sentence White 307 H4 1376 Black 251 50 .199 Race of Victin White 432 97 294 Black 122 7 057 Offender/Victim Racial Combinations Black Kills White 136 41 301 White Kills White 2906 Hd 182 Black Kills Black 115 7 .061 White Kills Black 7 0 .000 All Offenders 558 104 186 Data Sources: (1) Supplementary Homicide Reports on eriminal homicide data from January 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on eriminal homicide data for 1977, supplied by the Uniform Crime Reports Program, Department of Law Enforcement, Tallahassee, Florida: (3) persons sentenced to death from January 1973 through December 1977, supplied by Citizens Against the Death Penalty, Jacksonville, Florida. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for undercoverage. The adjustment factor 3.484 equals the number of homicide victims from January 1973 through December 1977 (sources: 1, 2) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). HAT SS VAR Wf 3 AA ee AAR ae ba GEORGIA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY-TYPIE MURDER BY RACE OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Kstimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders: to Death Sentence White 196 37 .189 Black 338 42 A124 Race of Victim White 3106 (GY 218 Black 218 10) L046 Offender/Vietim Racial Combinations Black Kills White 134 34 254 White Kills White 18:3 35 .191 Black Kills Black 2056 hot .03Y White Kills Black 13 2 .154 All Offenders Hd 74 C148 Data Sources: (1) Supplementary Homicide Reports on eriminal homicide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Criminal Ac- tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime [n- formation Center, Atlanta, Georgia; (3) Vital Statisties tabulations on willful Health Services Research and Statistics, Division of Physical Health, Atlan- ta, Georgia; (1) Persons sentenced to death from April 1973 through De- cember 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia; (1) Persons sentenced to death from April 1973 through December 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia. “The estimated number of offenders tor a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 4.153 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the member of homicide victims in the years 1976, 1977 (sources: 1, 2). homicides from April 1973 through December 1977, supplied by the Office of oe NATIT 1 A Ai rom TEXAS PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY-TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN TEXAS FROM THI EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Iistimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders" to Death Sentence White 411 34 L083 Black 294 27 .092 Race of Victim White 551 63 114 Black 151 2 013 Offender/Victim Racial Combinations Black Kills White 173 25 144 White Kills White 378 34 .090 Black Kills Black 12} 2 016 White Kills Black 30 0 .000 All Offenders 705 61 O87 Data Sonrvees: (1) Supplementary Homicide Reports on eriminal homicide data from January 1974 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3) Vital Statistics records on willful homicides from January 1974 through ° December 1977, supplied by the Bureau of Vital Statisties, Texas Depant- ment of Health, Austin, Texas; (<1) persons sentenced to death from January 197-4 through December 1977, supplied by the Office of Court Administration, “The Supreme Court of Texas, Austin, Texas. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a vietim-based adjustment factor to correct for undercoverage. The adjustment factor 2.473 equals the number of homicide victims from January 1974 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2) Si APPENDIX B Universal Declaration of Human Rights, adopted Dec. 10, 1948 (.A. Res. 217, UI.N. doe. AB10 (1M8)Y arts. 2, 7, 4; International Covenant on Civil and Political Rights, adopted Dee. 16, 1966, G.A. Res. 22004, 21 U.N. GAOR, Supp. (No. 165) arts. 2a), 13. 26; [International Covenant on Keonomie, Social And Cultural Rights, adopted Dee. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. (Neo. 16) art. 202); Charter of the Organization of American States, April 30, 1948, 2 0.8.7 2395, T.LA.S. No. 2381, art. 303); American Declaration of the Rights and Duties of Man, O.A.S. Res. XXX, adopted by the Ninth International Conference of American States, held at Bogota, Columbia (1948), OlKA/Ser. L./V/. 4 Rev. (1963) Arts. 11, XXC1]; American Convention on Human Rights, signed Nov. 22, 1969, OAS Official Records OKA/Ser. K/IXVIL, Doe. 65, Rev. 1, Cory. L:0Jan. 7, 1970) arts. 227) 249). 24; [luropean Convention on Human Rights, 213 U.N.T.S. 221 (1950) arts. 3, 14: International Convention on the Suppression and Punishment of the Crime of Apartheid, adopted Nov. 30, 1973, G.A. Res. 3068, 28 U.N. GAOR, Supp. (No. 30) 75, U.N. Doc. A/9233/ Add. 1 (197): United Nations Declaration on the Elimination of All Forms of Racial Discrimination, adopted Nov. 20, 1963, GG. A. Res. 1904, 18 U.N. GAOR Supp. (No. 15) 35, 36, U.N. Doc. A/5515 (1963) art 1: International Convention on the Elimination of All Forms of Racial Discrimination, opened for signature Maveh 7, 1966, 660) UNTS. 195, arts. 1, 2 . i th a sae ot a Ei a ar wo ee Se 9a Declaration of Social Progress and Development, adopted Dec. 11, 1969, Arts. 1 and 2, G. A. Res. 2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. A/T630 (1969); Declaration on the Promotion Among Youth of the Ideals of Peace, Mutual Respect and Understanding between Peoples, adopted Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40, U.N. Doc. A/6015 (1965); [Employment Policy Convention, adopted July 9, 1964, Art. 1(2)(e), 569 U.N.T.S. 65 (entered into force July 15, 1964); Protocol to the Convention against Discrimination in duca- tion, adopted Dec. 10, 1962, [1969] U.N.T.S. No. 9423 (Cmd. 3894); Convention against Discrimination in Education, adopted Dec. 14, 1960, 429 U.N.T.S. 93, 96 (UNESCO General Conference) (entered into force May 22, 1962); Declaration on the Rights of the Child, Principle 1, adopted Nov. 20, 1959, G.A. Res. 1386, 14 U.N. GAOR, Supp. (No. 16) 19, U.N. Doe. A/4354 (1959); Convention concerning Discrimination in Respect of ISmploy- ment and Occupation, adopted June 25, 1958, 362 U.N.T.5. 31 (11.0 General Conference) (entered into force June 15, 1960); Convention Relating to the Status of Stateless Persons, Art. 3, adopted Sept. 23, 1954, 360 U.N.T.S. 117 (entered into force June 6, 1960); Convention on Human Rights and Fundamental Freedoms, adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5, 213 U.N.T.S. 39% . Seated 1 Convention Relating to the Status of Refugees, adopted July 25, 1951, Art. 3, 189 U.N.I\S. 304 (entered into force May 23, 1953); Convention on the Prevention and Punishment of the Crime of Genocide, adopted Dee. 9, 1948, 78 U.N.T.S. 277 (entered into force Jan. 12, 1951). AA ERE RRA cri ta CE EA ts o 30 0 JEANIE 41390 104 Tre Arron same BT TIS No. 84-6811 IN THE Supreme Court of the United States OcTOBER TERM, 1984 WARREN MCCLESKEY, Petitioner, V. RALPH M. KEMP, Respondent. On Petition for Writ of Certiorari to the United States Court of Appeals for the Eleventh Circuit MOTION FOR LEAVE TO FILE BRIEF AMICUS CURIAE AND BRIEF AMICUS CURIAE OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP IN SUPPORT OF PETITION FOR WRIT OF CERTIORARI Of Counsel: *RALPH G. STEINHARDT, ESQ. AMY YOUNG, Esq. PATTON, BOGGS & BLow Hurst HANNUM, Esq. 2550 M Street, N.W. STEVEN M. SCHNEEBAUM, Washington, D.C. 20037 Esq. (202) 457-6055 INTERNATIONAL HUMAN *Counsel of Record RIGHTS LAW GROUP Washington, D.C. PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203 MOTION OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP TO FILE BRIEF AMICUS CURIAE IN SUPPORT OF PETITION FOR WRIT OF CERTIORARI Pursuant to Rule 36.3 of the Rules of this Court, the International Human Rights Law Group moves for leave to file the attached brief amicus curiae in support of the petition for a writ of certiorari. The Law Group is a non- profit organization of international lawyers and scholars, which, through litigation, publication, and other public ac- tivism, seeks to promote respect for human rights norms in all nations, including the United States. Amicus wishes to support the petition for writ of cer- tiorari to the United States Court of Appeals for the Elev- enth Circuit on the grounds that that Court of Appeals has both “decided an important question of federal law which has not been, but should be settled by this Court” and “decided a federal question in a way in conflict with applica- ble decisions of this Court.” Rule 17(c). In particular, ami- cus wishes to submit for this Courts consideration the argument that the en banc decision below approved an admittedly racially-discriminatory system for the imposi- tion of the death penalty, which violates peremptory norms of international law. In failing to consider international law as a relevant source of the rule of decision, the Eleventh Circuit’ decision violates the Supremacy Clause of the Con- stitution and applicable decisions of this Court. Alter- natively the precise question of whether international human rights norms must inform interpretations of Consti- tutional text is a highly significant issue of federal law deserving authoritative resolution by this Court. Amicus also brings a unique institutional perspective to these proceedings. Between 1980 and 1984, the Law Group sought to litigate the issues of race discrimination raised in i this case before the Inter-American Commission on Human Rights, an instrumentality of the Organization of American States. On October 3, 1984, the Commission held the Law Group’s petition inadmissible on certain procedural grounds. The Government of the United States had re- quested such a disposition inter alia on the ground that domestic remedies had not been exhausted and in particular on the ground that the issues raised herein were appropriate for disposition in the first instance by this Court and U.S. courts generally. Amicus is not aware of any presentation of these argu- ments to this Court in this case. Counsel for petitioner has consented to the filing of this brief. Amicus sought the consent of counsel for the respondent who declined to provide it, necessitating this motion. Respectfully submitted, RALPH G. STEINHARDT PATTON, BoGGs & BLow 2550 M Street, N.W. Washington, D.C. 20037 (202) 457-6000 Counsel of Record for the International Human Rights Law Group 111 TABLE OF CONTENTS Page TABLE OF AUTHORITIES... ut. ci subs. a su Vv INTEREST OF THE AMICUS: . oo. tina. vuiondl oni 1 SUMMARY OF ARGUMENT un nnn ain sruiiis Sdn 2 ABGUMENT. .... 0.0. os ae 0 aol 3 I. As Suggested By The United States In Its Submis- sions To The Inter-American Commission On Human Rights, The Issues Raised By The Eleventh Circuits Decision Are Uniquely Important Questions Of Fed- eral Law Deserving Authoritative Resolution ... .. 3 II. The Eleventh Circuit Was Required To Construe The Georgia Death Penalty Statute Consistently With Pertinent International Law And Failed To Do So. The Existence Of Racial Discrimination As Acknowl- edged By The Eleventh Circuit Violates A Perempto- ry Norm Of International Law =. ....ouv unin 6 CONCLUSION 4... sie ca Ci mil Lo 11 iv TABLE OF AUTHORITIES CASES: Page Asakwro uv. Seattle, 265 U.S. 3321923) .......... +... 8, 10 Barcelona Traction Light and Power Co., Ltd., [1970] YC J. Ben. 32 i... i... hs anniaml idan 9 Castaneda v. Partida, 430 U.S. 482 (A978) ...... 0... 6 Cook v. United States, 288 U.S. 102 A983) =. ....... 4. 7 Eddings v. Oklahoma, 455 U.S. 104 (1982) ........... 3,5 Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan. 1980) 7 Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980) ... 7 First National City Bank v. Banco Para el Commercio Eaterior.de Cubg, 103 S. Ct. 2501. (1983). ovis 6 Lowritzen uv. Larsen, 845 U.S. BTL (A953)... oi. on iniiis 7 Legal Consequences for States of the Continued Presence of South Africa in Namibia (South Africa) notwith- standing Security Council Resolution 276, [1971] LOJ BED. 57 ivsvinviiahopnh s sessimninass sony, 9 McCulloch v. Sociedad Nacional de Marineros de Hon- duras, 372 US, 10963) . ............ 0c ais 7 Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118 ABO)... ........ ccm or aie 7 The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815) ...... 6 North Sea Continental Shelf Cases, [1969] I.C. J. Rep. 37 7 The Paquete Habana, 175 U.S. 677 (1900) ...... 267.10 Respublica v. DeLongchamps, 1 U.S. 119, 1 Dall. 111 (O. EL Pars)... es re rea 7 Rodriquez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th Civ, 198)... ress 7 Rose v. Mitchell, 443 U8. 4B AMD) ................ 6 Spinkellink v. Wainwright, 578 F.2d 582 (5th Cir. 1978), cert denied 404 U.S. 976 (ANY) ........... coves Talbot v. Seeman, 5 U.S. 1 Cranch) 1 A301) ......... Ware v. Hylton, 3 U.S. (3 Da)199(1796) ............ Weinberger v. Rossi, 456 11.8. 2611982) ............. Wood ». Georgia, 450 11.8. 261 (19RY) ........50n...... W 3 OC J = Table of Authorities Continued Woodson v. North Carolina, 428 U.S. 280 (1976) ..... 5 TREATIES, STATUTES, DECLARATIONS, AND REGULATIONS: American Convention on Human Rights, signed Nov. 22, 1969, OAS Official Records OEA/Ser. K/XVI/i.i., Doc..65, Rev.il, Corr. 1 (Jan. 7, 1970) i. ....u App. B American Declaration of the Rights and Duties of Man,0.A.S. Res. XXX, adopted by the Ninth Inter- national Conference of American States, held at Bogata, Columbia (1948), OEA/Ser. L./V/I. 4 Rev. (1965). oi esol App. B Charter of the Organization of American States, April 30, 1948. 2 U.S. 7 2395, T.1.A.S. No. 2361, ...... App. B Convention against Discrimination in Education, adopted Dec. 14, 1960, 429 U.N.T.S. 93 (UNESCO General Conference) (entered into force May 22, 1962) . App. B Convention concerning Discrimination in Respect of Em- ployment and Occupation, adopted June 25, 1958, 362 U.N.T.S. 31 (ILO General Conference) (entered into force June 15, 1960) i... ..... 0. coh id nas App. B Convention on Human Rights and Fundamental Free- doms, adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5, A UNITS. 22)... i aii App. B Convention on the Prevention and Punishment of the Crime of Genocide, adopted Dec. 9, 1948, 78 U.N.T.S. (entered into force Jan. 12, 1951).... App. B Convention Relating to the Status of Refugees, adopted July 25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into force May 23,1953) .........ic..iisois iis App. B Convention Relating to the Status of Stateless Persons, Art. 3, adopied Sept. 23, 1954, 360 U.N. T.S. 117 (entered into force June 6, 1960) ............. App. B vi Table of Authorities Continued Page Declaration of Social Progress and Development, adopted Dec. 11, 1969, Arts. 1 and 2, G.A. Res. 2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630 £10 EE FOR Se OL Se Te App. B Declaration on the Promotion Among Youth of the Ideals of Peace, Mutual Respect and Understanding be- tween Peoples, adopted Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40, U.N. Doe, ABO (1965). +... ....o viii bruni App. B Employment on Policy Convention, adopted July 9, 1964, Art. 1(2)(c), 569 U.N.T.S. 65 (entered into force July 15,0964) i. vii Reisen si App. B European Convention on Human Rights, 213 U.NTS22101980) ............ savers App. B International Covenant on Civil and Political Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR,. Supp. (No. 16) .............i........ App. B International Covenant on Economie, Social And Cultural Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 UN.GAOB,. Supp. (No. 16) ..............+.. App. B International Convention on the Elimination of All Forms of Racial Discrimination, opened for signature March 7.1966, 660 UN.TS, 105... ............... App. B International Convention on the Supression and Punish- ment of the Crime of Apartheid, adopted Nov. 30, 1973, G. A. Res. 3068, 28 U.N. GAOR, Supp. (No. 30) 75, U.N. Doe. A/O283/A4d4. 1QA973) .......... App. B OAS Charter, signed April 30, 1948, entered into force December 13, 1951, 2 U.S.T. 2394, T.1.A.S. No. 2361 Protocol to the Convention against Discrimination in Edu- cation, adopted Dec. 10, 1962, (1969) U.N.T.S. No. UBC. IBM)... a eae App. B vil Table of Authorities Continued Page U.N. Charter, signed June 26, 1945, entered into force October 24, 1945, 59 Stat. 1031, T.S. No. 993 .... 8 United Nations Declaration on the Elimination of All Forms of Racial Discrimination, adopted Nev. 20, 1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15) 23, 36, U.N. Doc. ABBI5 (1963) ............. App. B Universal Declaration of Human Rights, adopted Dec. 10, 1948 G.A. Res. 217, U.N. doc. A/810 (1948)... App. B Vienna Convention on the Law of the Treaties, adopted May 22, 1969, entered into force Jan. 27, 1980 .... 8 LEGISLATIVE MATERIALS: S. Exec. Doe. L., 92d Cong., lst Sess. (1971) ........ 8 MISCELLANEOUS: American Law Institute, Restatement of the Foreign Re- lations Law of the United States (Revised), § 131 (Tentative Draft No. 1, 1930)... ....... i... 6 American Law Institute, Restatement of Foreign Rela- tions Law of the United States (Revised), § 702(f) Cen. Draft No. 6, 1985)... conn. ind 10 Gross, Race and Death: The Judicial Evaluation of Evi- dence of Discrimination in Capital Sentencing, forthcoming in 18 U.C. Davis. R., No. 4 ..... 5 Henkin, International Law as Law in the United States, SMICH.L. REV. ISS (03) i liddie....... 7 Op Att'y Gen, 270972) ............. ............. 6 Zeisel, Race Bias in the Administration of the Death Penalty: The Florida Experience, 95 HARV. L. REV. ABB (1081) vl LL ES. 4 IN THE Supreme Court of the United States OCTOBER TERM, 1984 No. 84-6811 WARREN MCCLESKEY, Petitioner, V RALPH M. KEMP, Respondent. On Petition for Writ of Certiorari to the United States Court of Appeals for the Eleventh Circuit BRIEF AMICUS CURIAE OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP IN SUPPORT OF PETITION FOR WRIT OF CERTIORARI INTEREST OF THE AMICUS The International Human Rights Law Group is a non- profit organization of international lawyers and scholars which seeks to promote the observance of international human rights norms by providing legal assistance and infor- mation to individuals and groups on a pro bono basis; repre- senting clients in international forums; and participating amicus curiae in U.S. litigation involving international human rights norms. In 1980, the Law Group petitioned the Inter-American Commission on Human Rights, an instrumentality of the Organization of American States, to declare that capital sentences in the United States are imposed in a racially discriminatory manner. In particular, the Law Group ar- gued that the death penalty is imposed disproportionately on those defendants whose victims are white and that such discrimination based upon the race of the victim was in violation of treaties to which the United States is a party. After receiving statistical evidence similar and in some cases identical to that presented below by petitioner herein, the Commission held the Law Group's petition inadmissible on procedural grounds and effectively deferred the Law Group’ international claims pending an authoritative dis- position of the issue by American courts. The Law Group thus has a direct institutional stake in this Court’s decision to review the en banc opinion of the Eleventh Circuit Court of Appeals and to resolve the issues raised by that decision. SUMMARY OF ARGUMENT This is not an ordinary capital case. Amicus appears for the purposes of (i) demonstrating the unique and fundamen- tal significance of this case, as acknowledged by the United States in its submissions to the Inter-American Commission on Human Rights, and (ii) arguing that the Eleventh Cir- cuit, in violation of the Supremacy Clause of the Constitu- tion and applicable decisions of this Court, failed to consider International law as a pertinent source of the rule of deci- sion. Under The Paquete Habana, 175 U.S. 677 (1900) and its progeny, each of Questions Presented 1 through 5 should have been considered in light of the peremptory norm of international law condemning racial discrimination. It is submitted in fine that the en banc court's failure to construe the Georgia Death Penalty Statute consistently with bind- ing international law is reversible error. Although the international issues raised by amicus were neither presented to the courts below nor raised in the petition for certiorari, this Court has established that it has the power to consider relevant issues raised in a case “in the interests of justice,” irrespective of whether those issues were previously raised, Wood v. Georgia, 450 U.S. 261, 265, n.5 (1981), and that the exercise of that power is especially appropriate in capital cases, Eddings v. Oklahoma, 455 U.S. 104 (1982). Amicus offers no opinion as to the circuit court’s disposi- tion of purely domestic issues of law, including its severe approach to admittedly valid statistical evidence in suits of this type. ARGUMENT I. As Suggested By The United States In Its Submissions To The Inter-American Commission On Human Rights, The Issues Raised By The Eleventh Circuit’s Decision Are Uniquely Important Questions Of Federal Law Deserving Authoritative Resolution. In his petition for certiorari, the petitioner portrays a myriad of important, indeed unprecedented federal issues raised by the en banc decision of the Eleventh Circuit. Amicus expresses no opinion as to these domestic issues but would demonstrate to this Court that the United States in parallel international proceedings has conceded the sig- nificance of the issues raised in this case. On August 6, 1980, amicus submitted a petition to the Inter-American Commission on Human Rights, an instru- mentality of the Organization of American States, alleging that the United States imposed the death penalty in a racially discriminatory manner. The various studies submit- ted to the Commission revealed a broad pattern of racially- based disparities in death sentencing based on the race of the victim. The evidence established that a person convicted in the State of Florida of murdering a white person was ten times more likely to receive the death penalty than one convicted of murdering a black person.! In Texas, the ratio was eighteen to one.? In Georgia, where this litigation arose, it was twelve to one.? The Law Group argued that domestic remedies for the redress of this discrimination were effectively exhausted when this Court denied certiorari in Spinkelink v. Wain- wright, 578 F.2d 582 (5th Cir. 1978), cert. denied, 404 U.S. 976 (1979). The United States opposed the petition almost ex- clusively on the ground that domestic remedies had not been exhausted with the denial of certiorari in Spinkelink. It stressed that U.S. courts including this Court remained open to receive evidence demonstrating the fact and extent of discrimination. Indeed, the government of the United States in framing the issue expressly conceded its relevance and importance: The Petition filed by the International Human Rights Law Group on behalf of all prisoners currently awaiting execution in the states of Florida, Georgia, and Texas raises an important issue in the administration of jus- ‘The data are described in the affidavit of Professor William J. Bowers, which was attached to the Law Group’ 1980 petition, and which is attached hereto as Appendix A. See also, Zeisel, Race Bias in the Administration of the Death Penalty: The Florida Experience, 95 HARV. L. REV. 456 (1981). App. A at 4a. *1d. at 3a. tice in the United States—whether capital punishment statutes determined by the U.S. Supreme Court to be constitutionally valid on their face are being imple- mented in a constitutional manner. Opposition of the United States, Case 7465 (June 16, 1981) at 1 1. The United States repeated its assurance to the Commission that U.S. courts would respond fully and fairly to evidence establishing race discrimination. In light of this suggestion and on other procedural grounds, the Commis- sion denied the petition on October 3, 1984, noting that the statistical evidence submitted was more appropriately di- rected to a domestic court in each individual case. As a result, the propriety of review in this particular capital case is patent. At the threshold of course the peti- tioner’s sentence of death inherently deserves this Court's most searching review. Because sentences of death are “qualitatively dif- ferent” from prison sentences, Woodson v. North Car- olina, 428 U.S. 280, 305 (1976) (opinion of Stewart, Powell, and Stevens, JJ.), this Court has gone to extra- ordinary measures to ensure that the prisoner sen- tenced to be executed is afforded process that will guarantee, as much as is humanly possible, that the sentence was not imposed out of whim, passion, preju- dice, or mistake. Eddings v. Oklahoma, 455 U.S. 104, 117-118 (1982) (O’Con- nor, J., concurring). But even ignoring its unique evidenti- ary record,” the case raises an issue which the United States ‘The statistical study submitted to the courts below “is based on the most comprehensive empirical record of racial patterns in the imposition of the death penalty that has ever been developed in this country, or that is likely to be developed in the foreseeable future.” Gross, Race and Death: The Judicial Evaluation of Evidence of Discrimination in Capital Sentencing, forthcoming in 18 UNIV. government itself apparently regards as fundamentally im- portant and unresolved, i.e. whether discrimination in cap- ital sentencing, as established by statistical proof, is consti- tutional. Pet. App. 43-50. II. The Eleventh Circuit Was Required To Construe The Georgia Death Penalty Statute Consistently With Per- tinent International Law And Failed To Do So. The Existence Of State-Sanctioned Racial Discrimina- tion As Acknowledged By The Eleventh Circuit Vio- lates A Peremptory Norm Of International Law. It is axiomatic that international law is part of the law of the United States and, under the Supremacy Clause of the Constitution as interpreted, “must be ascertained and ad- ministered by the courts of justice of appropriate jurisdic- tion, as often as questions of right depending upon it are duly presented for their determination.” The Paquete Habana, 175 U.S. 677, 700 (1900). This basic principle has been accepted from the earliest days of the Republic, Ware v. Hylton, 3 U.S. (3 Da.) 199, 281 (1796); The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815), and received fresh con- firmation from this Court as recently as 1983 in Justice O’Connor’s opinion for the Court in First National City Bank v. Banco Para el Commercio Exterior de Cuba, 103 S.Ct. 2591, 2598 (1983).% CAL. Davis L. R., No. 4 (1985) (at page 1 of prepublication man- uscript). Though acknowledging the validity of the study, the en banc court was sharply divided on the issue of what conclusions of law could be drawn from it, compare 753 F.2d at 886 with 753 F.2d at 907 (Johnson, Hatchett, and Clark, JJ., dissenting). The dispute indepen- dently suggests the propriety of this Court's review in light of Justice Blackmun’s opinion for the Court in both Castaneda v. Partida, 430 U.S. 482 (1976) and Rose v. Mitchell, 443 U.S. 545 (1978). *See also Op. Att'y Gen. 27 (1972) (“The law of nations, although not specially adopted by the Constitution or any municipal act, is essen- tially a part of the law of the land”); Restatement (Revised) of the Foreign Relations Law of the United States (Tentative Draft No. 1, 1980) at § 131, Comment D (“the proposition that international law The most fundamental application of this principle arises when courts are requested to interpret statutes enacted by Congress or the state legislatures. In all such cases, the statute “ought never to be construed to violate the law of nations, if any other possible construction remains . . . .” Weinberger v. Rossi, 456 U.S. 25, 33 (1982), quoting Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118 (1804). See also, Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 43 (1801); Cook v. United States, 288 U.S. 102 (1983); Lauritzen v. Larsen, 345 U.S. 571, 578 (1953); McCulloch v. Sociedad Nacional de Marineros de Honduras, 372 U.S. 10, 21 (1963). The “law of nations” which the courts are directed to apply includes both treaties and customary international law.® Thus, in construing the Georgia death penalty statute and petitioners sentence thereunder, the Eleventh Circuit Court of Appeals was obliged to “ascertain[ | and admin- ister] ]” international law, insofar as “questions of right” depend upon it, The Paquete Habana, supra. On such and agreements are law in the United States is addressed mainly to the courts. They are to apply international law or agreements as if their provisions were enacted by Congress.”); Henkin, International Law as Law in the United States, 82 MicH. L. REV. 1555, 1560 (1984). Customary international law is essentially international common law, which arises out of the practice of nations acting in a particular manner because they feel themselves legally bound to do so. This state practice may be deduced from treaties, national constitutions, declarations and resolutions of intergovernmental bodies, public pro- nouncements by heads of state, and empirical evidence of the extent to which the customary law rule is observed. See North Sea Conti- nental Shelf Cases, [1969] 1.C.J. Rep. 37. Customary international law is binding on all nations and creates enforceable rights and obligations for individuals. Paquete Habana, supra; Respublica v. DeLongchamps, 1 U.S. 119, 1 Dall. 111 (O.&T. Pa. 1784). See e.g., Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980); Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan. 1980), aff’d on other grounds sub nom, Rodriguez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th Cir. 1981). grounds, this Court struck down a discriminatory ordinance which was inconsistent with the provisions of an interna- tional treaty in Asakura v. Seattle, 265 U.S. 332 (1923): The rule of equality established by [the treaty] cannot be rendered nugatory in any part of the United States * by municipal ordinances or state laws. It stands on the same footing of supremacy as do the provisions of the Constitution and laws of the United States. It operates of itself without the aid of any legislation, state or national; and it will be applied and given authoritative effect by the courts. Id. at 341 (citations omitted). The anti-discrimination norm of international law is no less binding than that applied in Asakura. Indeed, under any standard of proof, the right to be free from governmen- tal discrimination on the basis of race is so universally accepted by nations as to constitute a peremptory norm of international law.” It is included in such fundamental texts as the Charter of the United Nations,® and the Charter of the Organization of American States’, both of which are ’A peremptory norm of international law is a “norm accepted and recognized by the international community of states as a whole as a norm from which no derogation is permitted and which can be modi- fied only by a subsequent norm of general international law having the same character.” Vienna Convention on the Law of Treaties, adopted May 22, 1969, entered into force Jan. 27, 1980. Although the Vienna Convention has been signed but not ratified by the United States, the Department of State, in submitting the convention to the Senate, stated that the convention “is already recognized as the authoritative guide to current treaty law and practice.” S. Exec. Doc. L., 92d Cong., 1st Sess. (1971) at 1. *U.N. Charter, signed June 26, 1945, entered into force October 24, 1945, 59 Stat. 1031, T.S. No. 993, Article 55(c). OAS Charter, signed April 30, 1948, entered into force December 13, 1951, 2 U.S.T. 2394, T.I.A.S. No. 2361, Article 3(j). treaties ratified by the United States. Similar prohibitions are found in every comprehensive international treaty per- taining to human rights and in numerous international dec- larations and resolutions. ’Recognizing this consistent and universal condemnation of racial discrimination, the Inter- national Court of Justice has concluded that “the principles and rules concerning the basic rights of the human person, including protection from . . . racial discrimination,” con- stitute an international obligation of all states. Case con- cerning the Barcelona Traction Light and Power Co., Ltd., [1970] I.C.J. Rep. 32. See also Legal Consequences for States of the Continued Presence of South Africa in Namibia (South West Africa) notwithstanding Security Council Resolution 276, [1971] 1.C.J. Rep. 57: [T]o establish . . . and to enforce distinctions, exclu- sions, restrictions, and limitations exclusively based on grounds of race, colour, descent or national or ethnic origin . . . constitutes a denial of fundamental human rights [and] is a flagrant violation of the purposes and principles of the charter. With remarkable candor, the en banc Court of Appeals accepted the factual findings of petitioner’ studies, viz. that no factors other than race could account for the marked increase in capital sentences among those defendants whose victims were white. Indeed, the court below expressly “assuml[ed] the validity of the research,” and “that it proves what it claims to prove.” 753 F.2d at 886. The court’ decision as a matter of law that this evidence established no violation of the Eighth and Fourteenth Amendments to the U.S. Constitution does not dispose of the issue whether it evinces a fundamental violation of international law. The court of “The relevant international authorities are collected in Appendix B. 10 appeals cannot so blithly ignore the legal consequences of its factual concessions. The discrepancy in capital sentencing patterns which is assumed by the en banc court in this case clearly falls within the international prohibition. That norm, apparently unlike the Eighth and Fourteenth Amendments in the Eleventh Circuit, admits no defense of degree and demands no in- controvertible showing of individualized intent. It is sys- tematic racial discrimination, of the kind admittedly demon- strated in this case, which violates binding international law. 1! But the en banc court below made no attempt to dis- charge its burden under The Paquete Habana and Asakura to apply international law. It utterly failed to address the relevant norms of international law that constitute part of federal common law. The court simply did not discuss whether the racial discrimination alleged by petitioner falls within the scope of international law as incorporated into federal common law. Instead, on the issue of discrimination, the court of appeals contented itself with considering only the contours of the Eighth and Fourteenth Amendments. The courts apparent neglect of the peremptory norm of international law prohibiting racial discrimination cannot be squared with this Court's consistent adherence to the law of nations as providing the rule of decision, whenever a liti- gant’s rights are framed in its terms. In short, the en banc court’ failure to assess the international law issues raised by its assumption that the showing of discrimination was valid constitutes error which should be reviewed by this Court. And, if the en banc court somehow did not err in failing to ascertain and apply international law, then the See e.g. American Law Institute, Restatement of Foreign Rela- tions Law of the United States (Revised), § 702(f) (Tent. Draft No. 6 1985). 11 case raises the fundamental issue of when, under The Pa- quete Habana and Asakura, domestic courts are obliged to look to that source of law and when they may ignore it. CONCLUSION The decision of the Court of Appeals en banc that the Georgia death penalty statute is not unlawfully applied in spite of an admitted discriminatory impact flies in the face of the universal principle that international human rights law applies to all individuals. The en banc courts failure to consider in a meaningful way the international law issues relevant to this case violates the Supremacy Clause of the Constitution as interpreted and ignores the decisions of this Court which establish the fundamental role of international law in United States law. In addition, even if the en banc courts disposition were consistent with Supreme Court precedent in the international law field, the case raises issues of law and fact which sharply distinguish it from other capital cases, as the United States itself has acknowledged. For these reasons, amicus respectfully urges this Court to grant certiorari. Respectfully submitted, RALPH G. STEINHARDT, ESQ. PATTON, BOGGS & BLOW 2550 M Street, N.W. Washington, D.C. 20037 (202) 457-6055 Of Counsel: Counsel of Record for Amicus Curiae Hurst Hannum, Esq. C Amy Young, Esq. Steven M. Schneebaum, Esq. APPENDIX 1a APPENDIX A AFFIDAVIT OF PROFESSOR WILLIAM BOWERS I am a sociologist with particular training in statistics and computer applications to sociology. I graduated from Wash- ington and Lee University in 1957 and received my doctorate in sociology in 1966 from Columbia University. I am presently a professor of sociology at Northeastern University, Boston, Massachusetts, and Director of that University’s Center for Applied Social Research. Since approximately 1972, I have been engaged in research, study, and writing on the use of the death penalty in the United States. I am the author of numerous articles on the subject and of the book Executions in America, published in 1974. Together with the Assistant Director here at the Center, Glenn L. Pierce, and others, I have supplied the figures and statistics on race-victim death sentencing disparaties con- tained in appendices A and B of this complaint. These figures are accurate to the best of our abilities and reflect sustained research and the use of widely-accepted statistical methods. I believe, on the basis of my research and analysis, that the broad pattern of race-victim death sentencing disparities com- plained of in the foregoing document remain unremedied by state or federal authorities and therefore continue today. (signed) William Bowers Professor William Bowers SS: Commonwealth of Massachusetts County of Suffolk Subscribed and sworn to before me this 11th day of April, 1980. (signed) Philip C. Boyd Notary Public My Commission Expires: Nov. 28, 1980 SEAL 2a FLORIDA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN FLORIDA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 2265 72 .032 Black 2606 61 .023 Race of Victim White 2439 122 .050 Black 2432 11 .005 Offender/Victim Racial Combinations Black Kills White 286 48 .168 White Kills White 2146 72 .034 Black Kills Black 2320 11 .005 White Kills Black 111 0 .000 All Offenders 4871 133 027 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reports Program, Department of Law Enforcement, Tallahassee, Florida; (3) persons sentenced to death from January 1973 through December 1977, supplied by Citizens Against the Death Penalty, Jacksonville, Florida. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for undercoverage. The adjustment factor 3.484 equals the number of homicide victims from January 1973 through December 1977 (sources: 1, 2) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 3a GEORGIA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders* to Death Sentence White 1082 41 .038 Black 2716 49 .018 Race of Victim White 1265 76 .060 Black 2529 14 .005 Offender/Victim Racial Combinations Black Kills White 258 37 143 White Kills White 1006 39 .039 Black Kills Black 2458 12 .005 White Kills Black 71 2 .028 All Offenders 3798 90 .024 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Criminal Ac- tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In- formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful homicides from April 1973 through December 1977, supplied by the Office of Health Services Research and Statistics, Division of Physical Health, Atlan- ta, Georgia; (4) Persons sentenced to death from April 1975 through De- cember 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 4.453 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 4a TEXAS PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN TEXAS FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders to Death Sentence White 3771 38 .010 Black 2940 29 .010 Race of Victim White 3964 71 .018 Black 2740 2 .001 Offender/Victim Racial Combinations Black Kills White 344 7 078 White Kills White 3616 37 .010 Black Kills Black 2597 2 .007 White Kills Black 143 0 .000 All Offenders 6711 73 .011 Data Sources: (1) Supplementary Homicide Reports on eriminal homicide data from January 1974 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3) Vital Statistics records on willful homicides from January 1974 through December 1977, supplied by the Bureau of Vital Statistics, Texas Depart- ment of Health, Austin, Texas; (4) persons sentenced to death from January 1974 through December 1977, supplied by the Office of Court Administration, The Supreme Court of Texas, Austin, Texas. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 2.473 equals the number of homicide victims from January 1974 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). FLORIDA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN FLORIDA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders” to Death Sentence White 307 54 176 Black 251 50 .199 Race of Victim White 432 97 224 Black 122 7 .067 Offender/Victim Racial Combinations Black Kills White 136 41 301 White Kills White 296 54 182 Black Kills Black 115 7 .061 White Kills Black 7 0 .000 All Offenders 558 104 .186 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reports Program, Department of Law Enforcement, Tallahassee, Florida; (3) persons sentenced to death from January 1973 through December 1977, supplied by Citizens Against the Death Penalty, Jacksonville, Florida. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for undercoverage. The adjustment factor 3.484 equals the number of homicide victims from January 1973 through December 1977 (sources: 1, 2) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). ba GEORGIA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY-TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 196 7 .189 Black 338 42 124 Race of Victim White 316 69 218 Black 218 10 .046 Offender/Victim Racial Combinations Black Kills White 134 34 .254 White Kills White 183 35 .191 Black Kills Black 205 8 .039 White Kills Black 13 2 154 All Offenders 534 79 148 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Criminal Ac- tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In- formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful homicides from April 1973 through December 1977, supplied by the Office of Health Services Research and Statistics, Division of Physical Health, Atlan- ta, Georgia; (4) Persons sentenced to death from April 1973 through De- cember 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia; (4) Persons sentenced to death from April 1973 through December 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 4.453 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). Ta TEXAS PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY-TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN TEXAS FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 411 34 .083 Black 294 Lf .092 Race of Victim White 551 63 114 Black 151 2 .013 Offender/Victim Racial Combinations Black Kills White 173 25 .144 White Kills White 378 34 .090 Black Kills Black 121 2 .016 White Kills Black 30 0 .000 All Offenders 705 61 087 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1974 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3) Vital Statistics records on willful homicides from January 1974 through December 1977, supplied by the Bureau of Vital Statistics, Texas Depart- ment of Health, Austin, Texas; (4) persons sentenced to death from January 1974 through December 1977, supplied by the Office of Court Administration, The Supreme Court of Texas, Austin, Texas. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 2.473 equals the number of homicide victims from January 1974 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 8a APPENDIX B Universal Declaration of Human Rights, adopted Dec. 10, 1948 G.A. Res. 217, U.N. doc. A/810 (1948) arts. 2, 7, 14; International Covenant on Civil and Political Rights, adopted Dec. 16, 1966, G.A. Res. 22004, 21 U.N. GAOR, Supp. (No. 16) arts. 2(a), 13, 26; International Covenant on Economic, Social And Cultural Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. (No. 16) art. 2(2); Charter of the Organization of American States, April 30, 1948, 2 U.S.T 2395, T1.A.8. No. 2361, art. 303); American Declaration of the Rights and Duties of Man, O.A.S. Res. XXX, adopted by the Ninth International Conference of American States, held at Bogota, Columbia (1948), OEA/Ser. L./V/1. 4 Rev. (1965) Arts. II, XXCII; American Convention on Human Rights, signed Nov. 22, 1969, OAS Official Records OEA/Ser. K/XV1/i.i, Doc. 65, Rev. 1, Corr. 1 (Jan. 7, 1970) arts. 22(7), 22(9), 24; European Convention on Human Rights, 213 U.N.T.S. 221 (1950) arts. 5, 14; International Convention on the Suppression and Punishment of the Crime of Apartheid, adopted Nov. 30, 1973, G.A. Res. 3068, 28 U.N. GAOR, Supp. (No. 30) 75, U.N. Doc. A/9233/ Add. 1 (1973); United Nations Declaration on the Elimination of All Forms of Racial Discrimination, adopted Nov. 20, 1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15) 35, 36, U.N. Doe. A/5515 (1963) art. 1: International Convention on the Elimination of All Forms of Racial Discrimination, opened for signature March 7, 1966, 660 U.N.TS. 195, arts. 1, 2; 9a Declaration of Social Progress and Development, adopted Dec. 11, 1969, Arts. 1 and 2, G.A. Res. 2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630 (1969); Declaration on the Promotion Among Youth of the Ideals of Peace, Mutual Respect and Understanding between Peoples, adopted Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40, U.N. Doc. A/6015 (1965); Employment Policy Convention, adopted July 9, 1964, Art. 1(2)(e), 569 U.N.T.S. 65 (entered into force July 15, 1964); Protocol to the Convention against Discrimination in Educa- tion, adopted Dec. 10, 1962, [1969] U.N.T.S. No. 9423 (Cmd. 3894); Convention against Discrimination in Education, adopted Dec. 14, 1960, 429 U.N.T.S. 93, 96 (UNESCO General Conference) (entered into force May 22, 1962); Declaration on the Rights of the Child, Principle 1, adopted Nov. 20, 1959, G.A. Res. 1386, 14 U.N. GAOR, Supp. (No. 16) 19, U.N. Doc. A/4354 (1959); Convention concerning Discrimination in Respect of Employ- ment and Occupation, adopted June 25, 1958, 362 U.N.T.S. 31 (ILO General Conference) (entered into force June 15, 1960); Convention Relating to the Status of Stateless Persons, Art. 3, adopted Sept. 23, 1954, 360 U.N.T.S. 117 (entered into force June 6, 1960); Convention on Human Rights and Fundamental Freedoms, adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5, 213 U.N.T.S. 221: Convention Relating to the Status of Refugees, adopted July 25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into force May 23, 1953); Convention on the Prevention and Punishment of the Crime of Genocide, adopted Dec. 9, 1948, 78 U.N.T.S. 277 (entered into force Jan. 12, 1951). No. 84-6811 IN THE Supreme Court of the United States OCTOBER TERM, 1984 WARREN MCCLESKEY, Petitioner, VY, RALPH M. KEMP, Respondent. On Petition for Writ of Certiorari to the United States Court of Appeals for the Eleventh Circuit MOTION FOR LEAVE TO FILE BRIEF AMICUS CURIAE AND BRIEF AMICUS CURIAE OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP IN SUPPORT OF PETITION FOR WRIT OF CERTIORARI Of Counsel: *RALPH G. STEINHARDT, ESQ. AMY YOUNG, Esq. PATTON, BOGGS & BLow HursT HANNUM, Esq. 2550 M Street, N.W. STEVEN M. SCHNEEBAUM, Washington, D.C. 20037 Esq. (202) 457-6055 INTERNATIONAL HUMAN *Counsel of Record RIGHTS LAW GROUP Washington, D.C. PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203 MOTION OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP TO FILE BRIEF AMICUS CURIAE IN SUPPORT OF PETITION FOR WRIT OF CERTIORARI Pursuant to Rule 36.3 of the Rules of this Court, the International Human Rights Law Group moves for leave to file the attached brief amicus curiae in support of the petition for a writ of certiorari. The Law Group is a non- profit organization of international lawyers and scholars, which, through litigation, publication, and other public ac- tivism, seeks to promote respect for human rights norms in all nations, including the United States. Amicus wishes to support the petition for writ of cer- tiorari to the United States Court of Appeals for the Elev- enth Circuit on the grounds that that Court of Appeals has both “decided an important question of federal law which has not been, but should be settled by this Court” and “decided a federal question in a way in conflict with applica- ble decisions of this Court.” Rule 17(c). In particular, ami- cus wishes to submit for this Courts consideration the argument that the en banc decision below approved an admittedly racially-discriminatory system for the imposi- tion of the death penalty, which violates peremptory norms of international law. In failing to consider international law as a relevant source of the rule of decision, the Eleventh Circuit's decision violates the Supremacy Clause of the Con- stitution and applicable decisions of this Court. Alter- natively the precise question of whether international human rights norms must inform interpretations of Consti- tutional text is a highly significant issue of federal law deserving authoritative resolution by this Court. Amacus also brings a unique institutional perspective to these proceedings. Between 1980 and 1984, the Law Group sought to litigate the issues of race discrimination raised in ii this case before the Inter-American Commission on Human Rights, an instrumentality of the Organization of American States. On October 3, 1984, the Commission held the Law Group’s petition inadmissible on certain procedural grounds. The Government of the United States had re- quested such a disposition inter alia on the ground that domestic remedies had not been exhausted and in particular on the ground that the issues raised herein were appropriate for disposition in the first instance by this Court and U.S. courts generally. Amicus is not aware of any presentation of these argu- ments to this Court in this case. Counsel for petitioner has consented to the filing of this brief. Amicus sought the consent of counsel for the respondent who declined to provide it, necessitating this motion. Respectfully submitted, RALPH G. STEINHARDT PaTrTON, BOGGS & BLOW 2550 M Street, N.W. Washington, D.C. 20037 (202) 457-6000 Counsel of Record for the International Human Rights Law Group iii TABLE OF CONTENTS Page TABLE OF AUTHORITIES... oo A nb PL BL Vv INTEREST OF THE AMICUS ib. de AB dia 1 SUMMARY OF ARGUMENT ....oiv on vive idan 2000 2 ABGUMENT. ....oivivi. sin. Sova rnb cBii i bon VN 3 I. As Suggested By The United States In Its Submis- sions To The Inter-American Commission On Human Rights, The Issues Raised By The Eleventh Circuit’s Decision Are Uniquely Important Questions Of Fed- eral Law Deserving Authoritative Resolution ..... 3 II. The Eleventh Circuit Was Required To Construe The Georgia Death Penalty Statute Consistently With Pertinent International Law And Failed To Do So. The Existence Of Racial Discrimination As Acknowl- edged By The Eleventh Circuit Violates A Perempto- ry Norm Of International Law ~... ....ou on iin 6 CONCLUSION oo... ro ie ria m,n 1 1v TABLE OF AUTHORITIES CASES: Page Asalowre vu. Seattle, 265 11.8. 332 (1928)... .. cdl 8, 10 Barcelona Traction Light and Power Co., Ltd., [1970] LO.J. Rep. 32 i. oiih os ibis das ivai 9 Castaneda v. Partido, 430 U.S. 482 (1976) ........... 6 Cook v. United Stoles, 288 U.S. 102 (1983) -...... ...... 7 Eddings v. Oklahoma, 455 U.S. 104 (1982) ........... 3,5 Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan. 1980) 7 Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980) ... 7 First National City Bank v. Banco Para el Commercio Exterior de Cuba, 103 S. Ct. 2591 (1983)... .... 6 Lowritzen wv. Lorsen, 345 U.S. 5TL.QA988) .;:... oa 7 Legal Consequences for States of the Continued Presence of South Africa in Namibia (South Africa) notwith- standing Security Council Resolution 276, [1971] LOC J. Bep. BY .c..tiscinsiissindvinansssi dad 9 McCulloch v. Sociedad Nacional de Marineros de Hon- dures, 372 U8. 10 (A963). =... ve oe viii 7 Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118 CABOLY ... vss iris ies tat dic Seiichi saat ns 7 The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815) ...... 6 North Sea Continental Shelf Cases, [1969] I.C. J. Rep. 37 7 The Paquete Habana, 175 U.S. 677 (1900) ...... 2:6, 7, 10 Respublica v. DeLongchamps, 1 U.S. 119, 1 Dall. 111 (O. ELPA)... ia rani 7 Rodriquez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th CI 1981)... ive ii i viii 7 Rose v. Mitchell, 443 U.S. 545 (1978)... ... vv s viii 6 Spinkellink v. Wainwright, 578 F.2d 582 (5th Cir. 1978), cert. dewied 404 U.S. 976 (1979) ................ Talbot v. Seeman, 5 U.S. (1 Cranch) 1 (1301) .......... Wore» Hylion, 3 U.S. 3 Da.) 19901796) ............. Weinberger v. Bossi, 456 U.S. 25 (1982) ............. Wood v. Georgia, 450 U.S. 261 (1981) ................. W a OO J = Table of Authorities Continued Woodson v. North Carolina, 428 U.S. 280 (1976) ..... 5 TREATIES, STATUTES, DECLARATIONS, AND REGULATIONS: American Convention on Human Rights, signed Nov. 22, 1969, OAS Official Records OEA/Ser. K/XVI/i.i., Doc. 65, Rev. 1, Corr. 1: (Jan. 7.1970) ....... App. B American Declaration of the Rights and Duties of Man,0.A.S. Res. XXX, adopted by the Ninth Inter- national Conference of American States, held at Bogata, Columbia (1948), OEA/Ser. L./V/I. 4 Rev. Hi ER a ER RE RE App. B Charter of the Organization of American States, April 30, 1948, 2. U.S.T. 2395, T1.A.8. No..2361, ...... App. B Convention against Discrimination in Education, adopted Dec. 14, 1960, 429 U.N.T.S. 93 (UNESCO General Conference) (entered into force May 22, 1962) . App. B Convention concerning Discrimination in Respect of Em- ployment and Occupation, adopted June 25, 1958, 362 U.N.T.S. 31 (ILO General Conference) (entered into force June 15, 1960) 5... .. a. Liat App. B Convention on Human Rights and Fundamental Free- doms, adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5, A UN. TS. 2 i ies App. B Convention on the Prevention and Punishment of the Crime of Genocide, adopted Dec. 9, 1948, 78 U.N.T.S. (entered into force Jan. 12, 1951) .... App. B Convention Relating to the Status of Refugees, adopted July 25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into force May 22,1953). ...c... ..-.ocv oi 0s vas App. B Convention Relating to the Status of Stateless Persons, Art. 3, adopted Sept. 23, 1954, 360 U.N.T.S. 117 (entered into force June 6, 1960) ............. App. B vi Table of Authorities Continued Page Declaration of Social Progress and Development, adopted Dec. 11, 1969, Arts. 1 and 2, G.A. Res. 2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630 O69). coal ann BRL BLAS App. B Declaration on the Promotion Among Youth of the Ideals of Peace, Mutual Respect and Understanding be- tween Peoples, adopted Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40, L.N.. Doc. ABOIS L1965) =... viv in vin owinivia App. B Employment on Policy Convention, adopted July 9, 1964, Art. 1(2)(e), 569 U.N.T.S. 65 (entered into force July 15: 106) ..o0 viii ii trai oie bn ah App. B European Convention on Human Rights, 213 DN. T8221 (1050) ... ois ovis sis numiotiobinnn tins App. B International Covenant on Civil and Political Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. (No. 18)... ci conicnsr ors van App. B International Covenant on Economic, Social And Cultural Rights, adopted Dec. 16, 1966, G.A. Res. 22004, 21 U.N. GAOR, Supp. (No. 16) .......v cin vinnie» App. B International Convention on the Elimination of All Forms of Racial Discrimination, opened for signature March 7.1966, 660 TI. NTS, 195 ....... son ssaannss App. B International Convention on the Supression and Punish- ment of the Crime of Apartheid, adopted Nov. 30, 1973, G.A. Res. 3068, 28 U.N. GAOR, Supp. (No. 30) 75, U.N. Doc. A/9233/Add. 1 (1973) .......... App. B OAS Charter, signed April 30, 1948, entered into force December 13, 1951, 2 U.S.T. 2394, T.1.A.S. No. 2361 Protocol to the Convention against Discrimination in Edu- cation, adopted Dec. 10, 1962, (1969) U.N.T.S. No. S423 (Cmd. 384) . J. aE a ES App. B vil Table of Authorities Continued Page U.N. Charter, signed June 26, 1945, entered into force October 24, 1945, 59 Stat. 1031, T.S. No. 993 .... 8 United Nations Declaration on the Elimination of All Forms of Racial Discrimination, adopted Nev. 20, 1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15) 35, 36, U.N. Doc. A/BBI5(1963) ............. App. B Universal Declaration of Human Rights, adopted Dec. 10, 1948 G.A. Res. 217, U.N. doc. A/810 (194%) ... App. B Vienna Convention on the Law of the Treaties, adopted May 22, 1969, entered into force Jan. 27, 1980 .... 8 LEGISLATIVE MATERIALS: 8S. Exec. Doe. L., 92d Cong., lst Sess. (1971) ........ 8 MISCELLANEOUS: American Law Institute, Restatement of the Foreign Re- lations Law of the United States (Revised), § 131 (Tentative Draft No. 1, 1980) ..... ... .... ..... 6 American Law Institute, Restatement of Foreign Rela- tions Law of the United States (Revised), § 702(f) (Ton. Dealt No.6, 1985)... oii ina, 10 Gross, Race and Death: The Judicial Evaluation of Evi- dence of Discrimination in Capital Sentencing, forthcoming wn 18 U.C. Davis. R.. No.4 ..... 5 Henkin, International Law as Law in the United States, S2MicH. L.REV. 1555/1934) ................... 7 Op Atty Cen, 271972) ............ccovneenninnss 6 Zeisel, Race Bias in the Administration of the Death Penalty: The Florida Experience, 95 HARV. L. REV. 456 (1081) ........... AES ae Ga SE IE ER 4 INTHE Supreme Court of the Enited States OCTOBER TERM, 1984 No. 84-6811 WARREN MCCLESKEY, Petitioner, V. RALPH M. KEMP, Respondent. On Petition for Writ of Certiorari to the United States Court of Appeals for the Eleventh Circuit BRIEF AMICUS CURIAE OF THE INTERNATIONAL HUMAN RIGHTS LAW GROUP IN SUPPORT OF PETITION FOR WRIT OF CERTIORARI INTEREST OF THE AMICUS The International Human Rights Law Group is a non- profit organization of international lawyers and scholars which seeks to promote the observance of international human rights norms by providing legal assistance and infor- mation to individuals and groups on a pro bono basis; repre- senting clients in international forums; and participating amicus curiae in U.S. litigation involving international human rights norms. In 1980, the Law Group petitioned the Inter-American Commission on Human Rights, an instrumentality of the Organization of American States, to declare that capital sentences in the United States are imposed in a racially discriminatory manner. In particular, the Law Group ar- gued that the death penalty is imposed disproportionately on those defendants whose victims are white and that such discrimination based upon the race of the victim was in violation of treaties to which the United States is a party. After receiving statistical evidence similar and in some cases identical to that presented below by petitioner herein, the Commission held the Law Group's petition inadmissible on procedural grounds and effectively deferred the Law Group’ international claims pending an authoritative dis- position of the issue by American courts. The Law Group thus has a direct institutional stake in this Court’ decision to review the en banc opinion of the Eleventh Circuit Court of Appeals and to resolve the issues raised by that decision. SUMMARY OF ARGUMENT This is not an ordinary capital case. Amicus appears for the purposes of (i) demonstrating the unique and fundamen- tal significance of this case, as acknowledged by the United States in its submissions to the Inter-American Commission on Human Rights, and (ii) arguing that the Eleventh Cir- cuit, in violation of the Supremacy Clause of the Constitu- tion and applicable decisions of this Court, failed to consider international law as a pertinent source of the rule of deci- sion. Under The Paquete Habana, 175 U.S. 677 (1900) and its progeny, each of Questions Presented 1 through 5 should have been considered in light of the peremptory norm of international law condemning racial discrimination. It is submitted in fine that the en banc court’ failure to construe the Georgia Death Penalty Statute consistently with bind- ing international law is reversible error. Although the international issues raised by amicus were neither presented to the courts below nor raised in the petition for certiorari, this Court has established that it has the power to consider relevant issues raised in a case “in the interests of justice,” irrespective of whether those issues were previously raised, Wood v. Georgia, 450 U.S. 261, 265, n.5 (1981), and that the exercise of that power is especially appropriate in capital cases, Eddings v. Oklahoma, 455 U.S. 104 (1982). Amicus offers no opinion as to the circuit court’s disposi- tion of purely domestic issues of law, including its severe approach to admittedly valid statistical evidence in suits of this type. ARGUMENT I. As Suggested By The United States In Its Submissions To The Inter-American Commission On Human Rights, The Issues Raised By The Eleventh Circuit’s Decision Are Uniquely Important Questions Of Federal Law Deserving Authoritative Resolution. In his petition for certiorari, the petitioner portrays a myriad of important, indeed unprecedented federal issues raised by the en banc decision of the Eleventh Circuit. Amicus expresses no opinion as to these domestic issues but would demonstrate to this Court that the United States in parallel international proceedings has conceded the sig- nificance of the issues raised in this case. On August 6, 1980, amicus submitted a petition to the Inter-American Commission on Human Rights, an instru- mentality of the Organization of American States, alleging that the United States imposed the death penalty in a racially discriminatory manner. The various studies submit- ted to the Commission revealed a broad pattern of racially- based disparities in death sentencing based on the race of the victim. The evidence established that a person convicted in the State of Florida of murdering a white person was ten times more likely to receive the death penalty than one convicted of murdering a black person.' In Texas, the ratio was eighteen to one.” In Georgia, where this litigation arose, it was twelve to one.’ The Law Group argued that domestic remedies for the redress of this discrimination were effectively exhausted when this Court denied certiorar: in Spinkelink v. Wain- wright, 578 F.2d 582 (5th Cir. 1978), cert. denied, 404 U.S. 976 (1979). The United States opposed the petition almost ex- clusively on the ground that domestic remedies had not been exhausted with the denial of certiorar: in Spinkelink. It stressed that U.S. courts including this Court remained open to receive evidence demonstrating the fact and extent of discrimination. Indeed, the government of the United States in framing the issue expressly conceded its relevance and importance: The Petition filed by the International Human Rights Law Group on behalf of all prisoners currently awaiting execution in the states of Florida, Georgia, and Texas raises an important issue in the administration of jus- 'The data are described in the affidavit of Professor William J. Bowers, which was attached to the Law Group's 1980 petition, and which is attached hereto as Appendix A. See also, Zeisel, Race Bias in the Administration of the Death Penalty: The Florida Experience, 95 Harv. L. REV. 456 (1981). App. A at 4a. 31d. at 3a. tice in the United States—whether capital punishment statutes determined by the U.S. Supreme Court to be constitutionally valid on their face are being imple- mented in a constitutional manner. Opposition of the United States, Case 7465 (June 16, 1981) at 1. The United States repeated its assurance to the Commission that U.S. courts would respond fully and fairly to evidence establishing race discrimination. In light of this suggestion and on other procedural grounds, the Commis- sion denied the petition on October 3, 1984, noting that the statistical evidence submitted was more appropriately di- rected to a domestic court in each individual case. As a result, the propriety of review in this particular capital case is patent. At the threshold of course the peti- tioner’s sentence of death inherently deserves this Courts most searching review. Because sentences of death are “qualitatively dif- ferent” from prison sentences, Woodson v. North Car- olina, 428 U.S. 280, 305 (1976) (opinion of Stewart, Powell, and Stevens, JJ.), this Court has gone to extra- ordinary measures to ensure that the prisoner sen- tenced to be executed is afforded process that will guarantee, as much as is humanly possible, that the sentence was not imposed out of whim, passion, preju- dice, or mistake. Eddings v. Oklahoma, 455 U.S. 104, 117-118 (1982) (O’Con- nor, J., concurring). But even ignoring its unique evidenti- ary record, the case raises an issue which the United States ‘The statistical study submitted to the courts below “is based on the most comprehensive empirical record of racial patterns in the imposition of the death penalty that has ever been developed in this country, or that is likely to be developed in the foreseeable future.” Gross, Race and Death: The Judicial Evaluation of Evidence of Discrimination in Capital Sentencing, forthcoming in 18 UNIV. government itself apparently regards as fundamentally im- portant and unresolved, i.e. whether discrimination in cap- ital sentencing, as established by statistical proof, is consti- tutional. Pet. App. 43-50. II. The Eleventh Circuit Was Required To Construe The Georgia Death Penalty Statute Consistently With Per- tinent International Law And Failed To Do So. The Existence Of State-Sanctioned Racial Discrimina- tion As Acknowledged By The Eleventh Circuit Vio- lates A Peremptory Norm Of International Law. It is axiomatic that international law is part of the law of the United States and, under the Supremacy Clause of the Constitution as interpreted, “must be ascertained and ad- ministered by the courts of justice of appropriate jurisdic- tion, as often as questions of right depending upon it are duly presented for their determination.” The Paquete Habana, 175 U.S. 677, 700 (1900). This basic principle has been accepted from the earliest days of the Republic, Ware v. Hylton, 3 U.S. (3 Da.) 199, 281 (1796); The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815), and received fresh con- firmation from this Court as recently as 1983 in Justice O’Connor’s opinion for the Court in First National City Bank v. Banco Para el Commercio Exterior de Cuba, 103 S.Ct. 2591, 2598 (1983).° CAL. Davis L. R., No. 4 (1985) (at page 1 of prepublication man- uscript). Though acknowledging the validity of the study, the en banc court was sharply divided on the issue of what conclusions of law could be drawn from it, compare 753 F.2d at 886 with 753 F.2d at 907 (Johnson, Hatchett, and Clark, JJ., dissenting). The dispute indepen- dently suggests the propriety of this Court’s review in light of Justice Blackmun’s opinion for the Court in both Castaneda v. Partida, 430 U.S. 482 (1976) and Rose v. Mitchell, 443 U.S. 545 (1978). >See also Op. Att'y Gen. 27 (1972) (“The law of nations, although not specially adopted by the Constitution or any municipal act, is essen- tially a part of the law of the land”); Restatement (Revised) of the Foreign Relations Law of the United States (Tentative Draft No. 1, 1980) at § 131, Comment D (“the proposition that international law The most fundamental application of this principle arises when courts are requested to interpret statutes enacted by Congress or the state legislatures. In all such cases, the statute “ought never to be construed to violate the law of nations, if any other possible construction remains . . . .” Weinberger v. Rossi, 456 U.S. 25, 33 (1982), quoting Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118 (1804). See also, Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 43 (1801); Cook v. United States, 288 U.S. 102 (1983); Lauritzen v. Larsen, 345 U.S. 571, 578 (1953); McCulloch v. Sociedad Nacional de Marineros de Honduras, 372 U.S. 10, 21 (1963). The “law of nations” which the courts are directed to apply includes both treaties and customary international law.® Thus, in construing the Georgia death penalty statute and petitioner’s sentence thereunder, the Eleventh Circuit Court of Appeals was obliged to “ascertain[ ] and admin- ister[ |” international law, insofar as “questions of right” depend upon it, The Paquete Habana, supra. On such and agreements are law in the United States is addressed mainly to the courts. They are to apply international law or agreements as if their provisions were enacted by Congress.”); Henkin, International Law as Law in the United States, 82 MicH. L. REV. 1555, 1560 (1984). Customary international law is essentially international common law, which arises out of the practice of nations acting in a particular manner because they feel themselves legally bound to do so. This state practice may be deduced from treaties, national constitutions, declarations and resolutions of intergovernmental bodies, public pro- nouncements by heads of state, and empirical evidence of the extent to which the customary law rule is observed. See North Sea Conti- nental Shelf Cases, [1969] I.C.J. Rep. 37. Customary international law is binding on all nations and creates enforceable rights and obligations for individuals. Paquete Habana, supra; Respublica v. DeLongchamps, 1 U.S. 119, 1 Dall. 111 (O.&T. Pa. 1784). See e.g., Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980); Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan. 1980), aff’d on other grounds sub nom, Rodriguez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th Cir. 1981), grounds, this Court struck down a discriminatory ordinance which was inconsistent with the provisions of an interna- tional treaty in Asakura v. Seattle, 265 U.S. 332 (1923): The rule of equality established by [the treaty] cannot be rendered nugatory in any part of the United States by municipal ordinances or state laws. It stands on the same footing of supremacy as do the provisions of the Constitution and laws of the United States. It operates of itself without the aid of any legislation, state or national; and it will be applied and given authoritative effect by the courts. Id. at 341 (citations omitted). The anti-discrimination norm of international law is no less binding than that applied in Asakura. Indeed, under any standard of proof, the right to be free from governmen- tal discrimination on the basis of race is so universally accepted by nations as to constitute a peremptory norm of international law.” It is included in such fundamental texts as the Charter of the United Nations,® and the Charter of the Organization of American States’, both of which are "A peremptory norm of international law is a “norm accepted and recognized by the international community of states as a whole as a norm from which no derogation is permitted and which can be modi- fied only by a subsequent norm of general international law having the same character.” Vienna Convention on the Law of Treaties, adopted May 22, 1969, entered into force Jan. 27, 1980. Although the Vienna Convention has been signed but not ratified by the United States, the Department of State, in submitting the convention to the Senate, stated that the convention “is already recognized as the authoritative guide to current treaty law and practice.” S. Exec. Doc. L., 92d Cong., 1st Sess. (1971) at 1. SU.N. Charter, signed June 26, 1945, entered into force October 24, 1945, 59 Stat. 1031, T.S. No. 993, Article 55(c). OAS Charter, signed April 30, 1948, entered into force December 13,1951, 21.8.7 2394, T1.A.S. No. 2361, Article 33). treaties ratified by the United States. Similar prohibitions are found in every comprehensive international treaty per- taining to human rights and in numerous international dec- larations and resolutions. ’Recognizing this consistent and universal condemnation of racial discrimination, the Inter- national Court of Justice has concluded that “the principles and rules concerning the basic rights of the human person, including protection from . . . racial discrimination,” con- stitute an international obligation of all states. Case con- cerning the Barcelona Traction Light and Power Co., Ltd., [1970] I.C.J. Rep. 32. See also Legal Consequences for States of the Continued Presence of South Africa in Narmubia (South West Africa) notwithstanding Security Council Resolution 276, [1971] 1.C.J. Rep. 57: [T]o establish . . . and to enforce distinctions, exclu- sions, restrictions, and limitations exclusively based on grounds of race, colour, descent or national or ethnic origin . . . constitutes a denial of fundamental human rights [and] is a flagrant violation of the purposes and principles of the charter. With remarkable candor, the en banc Court of Appeals accepted the factual findings of petitioner’ studies, viz. that no factors other than race could account for the marked increase in capital sentences among those defendants whose victims were white. Indeed, the court below expressly “assuml[ed] the validity of the research,” and “that it proves what it claims to prove.” 753 F.2d at 886. The court’s decision as a matter of law that this evidence established no violation of the Eighth and Fourteenth Amendments to the U.S. Constitution does not dispose of the issue whether it evinces a fundamental violation of international law. The court of "The relevant international authorities are collected in Appendix B. 10 appeals cannot so blithly ignore the legal consequences of its factual concessions. The discrepancy in capital sentencing patterns which is assumed by the en banc court in this case clearly falls within the international prohibition. That norm, apparently unlike the Eighth and Fourteenth Amendments in the Eleventh Circuit, admits no defense of degree and demands no in- controvertible showing of individualized intent. It is sys- tematic racial discrimination, of the kind admittedly demon- strated in this case, which violates binding international law." But the en banc court below made no attempt to dis- charge its burden under The Paquete Habana and Asakura to apply international law. It utterly failed to address the relevant norms of international law that constitute part of federal common law. The court simply did not discuss whether the racial discrimination alleged by petitioner falls within the scope of international law as incorporated into federal common law. Instead, on the issue of discrimination, the court of appeals contented itself with considering only the contours of the Eighth and Fourteenth Amendments. The courts apparent neglect of the peremptory norm of international law prohibiting racial discrimination cannot be squared with this Court’ consistent adherence to the law of nations as providing the rule of decision, whenever a liti- gant’s rights are framed in its terms. In short, the en banc court’s failure to assess the international law issues raised by its assumption that the showing of discrimination was valid constitutes error which should be reviewed by this Court. And, if the en banc court somehow did not err in failing to ascertain and apply international law, then the See e.g. American Law Institute, Restatement of Foreign Rela- tions Law of the United States (Revised), § T02(f) (Tent. Draft No. 6 1985). 11 case raises the fundamental issue of when, under The Pa- quete Habana and Asakura, domestic courts are obliged to look to that source of law and when they may ignore it. CONCLUSION The decision of the Court of Appeals en banc that the Georgia death penalty statute is not unlawfully applied in spite of an admitted discriminatory impact flies in the face of the universal principle that international human rights law applies to all individuals. The en banc courts failure to consider in a meaningful way the international law issues relevant to this case violates the Supremacy Clause of the Constitution as interpreted and ignores the decisions of this Court which establish the fundamental role of international law in United States law. In addition, even if the en banc courts disposition were consistent with Supreme Court precedent in the international law field, the case raises issues of law and fact which sharply distinguish it from other capital cases, as the United States itself has acknowledged. For these reasons, amicus respectfully urges this Court to grant certiorari. Respectfully submitted, RALPH G. STEINHARDT, ESQ. PaTTON, BoGGSs & BLow 25560 M Street, N.W. Washington, D.C. 20037 (202) 457-6055 Of Counsel: Counsel of Record for Amicus Curiae Hurst Hannum, Esq. Amy Young, Esq. Steven M. Schneebaum, Esq. APPENDIX Ia APPENDIX A AFFIDAVIT OF PROFESSOR WILLIAM BOWERS I am a sociologist with particular training in statistics and computer applications to sociology. I graduated from Wash- ington and Lee University in 1957 and received my doctorate in sociology in 1966 from Columbia University. I am presently a professor of sociology at Northeastern University, Boston, Massachusetts, and Director of that University’s Center for Applied Social Research. Since approximately 1972, I have been engaged in research, study, and writing on the use of the death penalty in the United States. I am the author of numerous articles on the subject and of the book Executions in America, published in 1974. Together with the Assistant Director here at the Center, Glenn L. Pierce, and others, I have supplied the figures and statistics on race-victim death sentencing disparaties con- tained in appendices A and B of this complaint. These figures are accurate to the best of our abilities and reflect sustained research and the use of widely-accepted statistical methods. I believe, on the basis of my research and analysis, that the broad pattern of race-victim death sentencing disparities com- plained of in the foregoing document remain unremedied by state or federal authorities and therefore continue today. (signed) William Bowers Professor William Bowers SS: Commonwealth of Massachusetts County of Suffolk Subscribed and sworn to before me this 11th day of April, 1980. (signed) Philip C. Boyd Notary Public My Commission Expires: Nov. 28, 1980 SEAL 2a FLORIDA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN FLORIDA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders to Death Sentence White 2265 72 .032 Black 2606 61 .023 Race of Victim White 2439 122 .050 Black 2432 11 .005 Offender/Victim Racial Combinations Black Kills White 286 48 .168 White Kills White 2146 72 .034 Black Kills Black 2320 11 .005 White Kills Black 111 0 .000 All Offenders 4871 133 027 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reports Program, Department of Law Enforcement, Tallahassee, Florida; (3) persons sentenced to death from January 1973 through December 1977, supplied by Citizens Against the Death Penalty, Jacksonville, Florida. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for undercoverage. The adjustment factor 3.484 equals the number of homicide victims from January 1973 through December 1977 (sources: 1, 2) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 3a GEORGIA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders” to Death Sentence White 1082 41 .038 Black 2716 49 .018 Race of Victim White 1265 76 .060 Black 2529 14 .005 Offender/Victim Racial Combinations Black Kills White 258 37 143 White Kills White 1006 39 .039 Black Kills Black 2458 12 .005 White Kills Black 71 2 .028 All Offenders 3798 90 .024 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Criminal Ac- tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In- formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful homicides from April 1973 through December 1977, supplied by the Office of Health Services Research and Statistics, Division of Physical Health, Atlan- ta, Georgia; (4) Persons sentenced to death from April 1975 through De- cember 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 4.453 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 4a TEXAS PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR CRIMINAL HOMICIDE BY RACE OF OFFENDER AND VICTIM IN TEXAS FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders® to Death Sentence White 3771 38 .010 Black 2940 29 .010 Race of Victim White 3964 1 .018 Black 2740 2 001 Offender/Victim Racial Combinations Black Kills White 344 27 078 White Kills White 3616 37 .010 Black Kills Black 2597 2 .007 White Kills Black 143 0 .000 All Offenders 6711 73 .011 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1974 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3) Vital Statistics records on willful homicides from January 1974 through December 1977, supplied by the Bureau of Vital Statistics, Texas Depart- ment of Health, Austin, Texas; (4) persons sentenced to death from January 1974 through December 1977, supplied by the Office of Court Administration, The Supreme Court of Texas, Austin, Texas. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 2.473 equals the number of homicide victims from January 1974 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). FLORIDA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN FLORIDA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders to Death Sentence White 307 54 .176 Black 251 50 .199 Race of Victim White 432 97 224 Black 122 7 .057 Offender/Victim Racial Combinations Black Kills White 136 41 301 White Kills White 296 54 132 Black Kills Black 115 7 .061 White Kills Black 7 0 .000 All Offenders 558 104 .186 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reports Program, Department of Law Enforcement, Tallahassee, Florida; (3) persons sentenced to death from January 1973 through December 1977, supplied by Citizens Against the Death Penalty, Jacksonville, Florida. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for undercoverage. The adjustment factor 3.484 equals the number of homicide victims from January 1973 through December 1977 (sources: 1, 2) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 6a GEORGIA PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY-TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN GEORGIA FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons Probability Number of Sentenced of a Death Race of Offender Offenders’ to Death Sentence White 196 37 .189 Black 338 42 124 Race of Victim White 316 69 218 Black 218 10 .046 Offender/Victim Racial Combinations Black Kills White 134 34 254 White Kills White 183 35 191 Black Kills Black 205 8 .039 White Kills Black 13 2 154 All Offenders 534 79 148 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from April 1973 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Criminal Ac- tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In- formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful homicides from April 1973 through December 1977, supplied by the Office of Health Services Research and Statistics, Division of Physical Health, Atlan- ta, Georgia; (4) Persons sentenced to death from April 1973 through De- cember 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia; (4) Persons sentenced to death from April 1973 through December 1977, supplied by Georgia Committee Against the Death Penalty, Atlanta, Georgia. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 4.453 equals the number of homicide victims from April 1973 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). Ta TEXAS PROBABILITY OF RECEIVING THE DEATH SENTENCE FOR FELONY-TYPE MURDER BY RACE OF OFFENDER AND VICTIM IN TEXAS FROM THE EFFECTIVE DATE OF THE POST-FURMAN STATUTE THROUGH 1977 Estimated Persons ~~ Probability Number of Sentenced of a Death Race of Offender Offenders” to Death Sentence White 411 34 .083 Black 294 27 .092 Race of Victim White 551 63 114 Black 151 2 013 Offender/Victim Racial Combinations Black Kills White 173 25 .144 White Kills White 378 34 .090 Black Kills Black 121 2 .016 White Kills Black 30 0 .000 All Offenders 705 61 .087 Data Sources: (1) Supplementary Homicide Reports on criminal homicide data from January 1974 through December 1976, supplied by the Uniform Crime Reporting Program, Federal Bureau of Investigation, United States Department of Justice, Washington, D.C.; (2) Supplementary Homicide Reports on criminal homicide data for 1977, supplied by the Uniform Crime Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3) Vital Statistics records on willful homicides from January 1974 through December 1977, supplied by the Bureau of Vital Statistics, Texas Depart- ment of Health, Austin, Texas; (4) persons sentenced to death from January 1974 through December 1977, supplied by the Office of Court Administration, The Supreme Court of Texas, Austin, Texas. “The estimated number of offenders for a given category is obtained by multiplying the reported number of offenders in that category for the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for undercoverage. The adjustment factor 2.473 equals the number of homicide victims from January 1974 through December 1977 (source: 3) divided by the number of homicide victims in the years 1976, 1977 (sources: 1, 2). 8a APPENDIX B Universal Declaration of Human Rights, adopted Dec. 10, 1948 G.A. Res. 217, U.N. doc. A/810 (1948) arts. 2, 7, 14; International Covenant on Civil and Political Rights, adopted Dec. 16, 1966, G.A. Res. 22004, 21 U.N. GAOR, Supp. (No. 16) arts. 2(a), 13, 26; International Covenant on Economic, Social And Cultural Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp. (No. 16) art. 2(2); Charter of the Organization of American States, April 30, 1948, 2 US.T 2305, TLA.S. No. 2361, art. 30); American Declaration of the Rights and Duties of Man, O.A.S. Res. XXX, adopted by the Ninth International Conference of American States, held at Bogota, Columbia (1948), OE A/Ser. L./V/1. 4 Rev. (1965) Arts. II, XXCII: American Convention on Human Rights, signed Nov. 22, 1969, OAS Official Records OEA/Ser. K/XV1/i.i, Doc. 65, Rev. 1, Corr. 1 (Jan. 7, 1970) arts. 22(7), 22(9), 24; European Convention on Human Rights, 213 U.N.T.S. 221 (1950) arts. 5, 14; International Convention on the Suppression and Punishment of the Crime of Apartheid, adopted Nov. 30, 1973, G.A. Res. 3068, 28 U.N. GAOR, Supp. (No. 30) 75, U.N. Doc. A/9233/ Add. 1 (1973); United Nations Declaration on the Elimination of All Forms of Racial Discrimination, adopted Nov. 20, 1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15) 35, 36, U.N. Doc. A/5515 (1963) art. 1; International Convention on the Elimination of All Forms of Racial Discrimination, opened for signature March 7, 1966, 660 U.N.T8.:195, arts. 1, 2: 9a Declaration of Social Progress and Development, adopted Dec. 11, 1969, Arts. 1 and 2, G.A. Res. 2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630 (1969); Declaration on the Promotion Among Youth of the Ideals of Peace, Mutual Respect and Understanding between Peoples, adopted Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40, U.N. Doc. A/6015 (1965); Employment Policy Convention, adopted July 9, 1964, Art. 12)(e), 569 U.N.T.S. 65 (entered into force July 15, 1964); Protocol to the Convention against Discrimination in Educa- tion, adopted Dec. 10, 1962, [1969] U.N.T.S. No. 9423 (Cmd. 3894); Convention against Discrimination in Education, adopted Dec. 14, 1960, 429 U.N.T.S. 93, 96 (UNESCO General Conference) (entered into force May 22, 1962); Declaration on the Rights of the Child, Principle 1, adopted Nov. 20, 1959, G.A. Res. 1386, 14 U.N. GAOR, Supp. (No. 16) 19, U.N. Doc. A/4354 (1959); Convention concerning Discrimination in Respect of Employ- ment and Occupation, adopted June 25, 1958, 362 U.N.T.S. 31 (ILO General Conference) (entered into force June 15, 1960); Convention Relating to the Status of Stateless Persons, Art. 3, adopted Sept. 23, 1954, 360 U.N.T.S. 117 (entered into force June 6, 1960); Convention on Human Rights and Fundamental Freedoms, adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5, 213 U.N.T.S. 291; Convention Relating to the Status of Refugees, adopted July 25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into force May 23, 1953); Convention on the Prevention and Punishment of the Crime of Genocide, adopted Dec. 9, 1948, 78 U.N.T.S. 277 (entered into force Jan. 12, 1951).