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Motions to File Amicus Briefs - International Human Rights Law Group
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January 1, 1985 - January 1, 1986
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Case Files, McCleskey Legal Records. Motions to File Amicus Briefs - International Human Rights Law Group, 1985. fec3fbde-62a7-ef11-8a69-6045bdd667da. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/f6e84ecc-ae5c-4753-969c-ce6579b712e0/motions-to-file-amicus-briefs-international-human-rights-law-group. Accessed December 06, 2025.
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No. 84-6811
IN THE
Supreme Court of the United States
OCTOBER TERM, 1986
WARREN MCCLESKEY,
Petitioner,
VY.
RaLpH M. KEMP,
Respondent.
On Writ of Certiorari to the
United States Court of Appeals for
The Eleventh Circuit
MOTION FOR LEAVE TO FILE BRIEF AMICUS CURIAE
AND BRIEF AMICUS CURIAE OF THE
INTERNATIONAL HUMAN RIGHTS LAW GROUP
IN SUPPORT OF PETITIONER
Of Counsel: * RALPH G. STEINHARDT
STEVEN M. SCHNEEBAUM 720 20th Street, N.W.
PATTON, Boggs & Brow or i -C. 20052
2550 M Street, N.W.
Washington, D.C. 20037 * Counsel of Record
LARRY GARBER
INTERNATIONAL HUMAN RIGHTS
Law GROUP
722 Fifteenth Street, N.W.
Suite 1000
Washington, D.C. 20005
PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
MOTION OF THE
INTERNATIONAL HUMAN RIGHTS LAW GROUP
TO FILE BRIEF AMICUS CURIAE
IN SUPPORT OF PETITIONER
Pursuant to Rule 36.3 of the Rules of this Court,
the International Human Rights Law Group (the Law
Group) moves for leave to file the attached brief Amsa-
cus Curiae in support of Petitioner. The Law Group
1s a non-profit organization of international lawyers
and scholars, which, through litigation, publication,
and other public activism, seeks to promote respect
for human rights norms in all nations, including the
United States.
By order dated October 7, 1985, this Court allowed
the Law Group to file a brief Amicus Curiae in sup-
port of the petition for a writ of certiorari in this
case. Having argued in favor of the propriety of re-
view, the Law Group now moves to file a brief on
the merits. In particular, Amicus wishes to submit
for this Court’s consideration the argument that the
en banc decision below approved an admittedly ra-
cially-diseriminatory system for the imposition of the
death penalty, which violates peremptory norms of
international law. In failing to consider international
law as a relevant source of the rule of decision, the
Eleventh Circuit’s opinion violates the Supremacy
Clause of the Constitution as interpreted. At a min-
imum, the decisions of this Court oblige the Eleventh
Circuit to consider international standards in deter-
mining whether Petitioner's sentence was ‘“‘cruel and
unusual” within the meaning of the Eighth Amend-
ment.
Amicus also brings a unique institutional perspec-
tive to these proceedings. Between 1980 and 1984,
the Law Group sought to litigate the very issues of
race discrimination raised in this case before the In-
ter-American Commission on Human Rights, an in-
strumentality of the Organization of American States.
On October 3, 1984, the Commission held the Law
Group’s petition inadmissible on certain procedural
grounds and in particular on the representation of
the United States that U.S. courts should be allowed
to consider the Law Group's data and argumentation.
Amicus files this brief in order to lay before this
Court these legal and empirical submissions.
Amicus is not aware of any other presentation of
these data or arguments to this Court. Counsel for
Petitioner has consented to the filing of this brief.
Amicus sought the consent of counsel for Respondent
who declined to provide it, necessitating this motion.
Respectfully submitted,
RALPH G. STEINHARDT
720 20th Street, N.W.
Washington, D.C. 20052
(202) 676-5739
Counsel of Record for the
INTERNATIONAL HUMAN RIGHTS
LAW GROUP
August 21, 1986
TABLE OF CONTENTS
SUMMARY OF ARGUMENT “i... soni hl nan,
LTE eT ha Ce ela ve SLC LG li
1
4
II.
DATA SUBMITTED TO THE INTER-AMER-
ICAN COMMISSION ON HUMAN RIGHTS
ESTABLISH THAT THE DEATH PEN-
ALTY IS IMPOSED IN A RACIALLY DIS-
CRIMINATORY MANNER IN THE STATE
OR GEORGIA, ........000tisiimnst Brvsiisissois
THE EXISTENCE OF RACIAL DISCRIMI-
NATION AS ACKNOWLEDGED BY THE
COURT OF APPEALS FOR THE ELEV-
ENTH CIRCUIT EN BANC VIOLATES A
PEREMPTORY ° NORM OF INTERNA-
TIONAL LAY oi iocorecosmons rnsssssomseinensnsns
THE ELEVENTH CIRCUIT WAS RE-
QUIRED TO CONSTRUE THE GEORGIA
DEATH PENALTY STATUTE CONSIST-
ENTLY WITH PERTINENT INTERNA-
TIONAL LAW AND FAILED TO DO SO. .
CONCLUSION i... vdovesris ss ervinet iden ta ukiin ds oh Sie debe cor ties euiaslits
12
17
TABLE OF AUTHORITIES
CASES: Page
Barcelona Traction Light and Power Co., Ltd., [1970]
LiC.d. BED. 32. ..livisveciiiiriciosssnnisnnsiisossmmssinnonn 11
Blonder-Tongue Laboratories, Inc. v. University of
Hlinvis Foundation, 402 U.S. 313 (1871) ......
Chisolm. uv. Georgin, 2 Da. 419 (A793) ..coovrvcivsinnnans 13
Coker: v. Georgia, 433: 11.8. 584 (A977) .covivseisinnsiv. 15
Cook v. United States, 438 U.S. 102 (1983) .......... 15
Eddings. v. Oklahoma, 455 U.S. 104 (1982) .......... 4
Evwrmund v. Floride, 458 U.S. 732 (1982) ............. 16
Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan.
1980), aff'd sub mom. Rodriguez-Fernandez wv.
Wilkinson, 654 F.2d 1382 (10th Cir. 1981) .... 14
Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir.
TORY io ieii brivis sassdinsisiyrnnabssssotaniivhisdsvhin 14
First National City Bank v. Banco Para el Com-
mercio Exterior de Cuba, 103 S.Ct. 2591
8h HEE ED SN SE PR a St i 13
Lauritzen v. Larsen, 345 U.S. 571 (1953) hier 15
Legal Consequences for States of the Continued Pres-
ence of South Africa im Namibia (South West
Africa) Notwithstanding Security Council Reso-
lution 276, [1971} 1.C.J. Rep. 87 ....... ...0.... 11
McCleskey v. Kemp, 753 F.2d 877 (11th Cir. 1985)
C0 DOUBLY. iiiieciiniciviiiniocininisrnmassbnssrisisansionans 3.78
McCulloch v. Sociedad Nacional de Marineros de
Honduras, 372 U.S. 10 (1963). ......covvvivivriven.. 15
Murray v. The Charming Betsy, 6 U.S. (2 Cranch)
64 (1304) ......octinrrsiiimencnstmorssnransirsnsttarsrass 15
The Nereide, 13 U.S. (9 Cranch) 388 (1815). ........ 13
North Sea Continental Shelf Cases, [1969] 1.C.J. Rep.
CE al Iai Ll Re 14
The Paquete Habana, 175 U.S. 677
gin Ese OR ele Le ER 3, 12, 14, 16
k
iii
Table of Authorities Continued
Page
Procuwier wv. Novarelie, 434:U0.8.4555 (1978) .....e. 4
Respublica v. DeLongchamps, 1 U.S. 119, 1 Dall. 111
(0:87. Pa. 1788): i ..cocoolstioricrsvinmibrivinrnnnaothsnnins 14
oy West Africa Cases (Second Phase), [1966] 1.C.J. "
Spinkelink v. Wainwright, 578 F.2d 582 (5th Cir.
(1978), cert. 'devied, 404 11.8. 976 (1979) ....... 6
Talbot ».: Seeman, 5 U.S. (1 Cranch) 1 (1801) _ ...... 15
Trop uv. Dulles, 356 11.8, 86 (1958) ......uiiiiii 3.15, 16
Vance uv. Terrazas, 444 1.8, 252 (1980) ....coceenseess 4
Village of Arlington Heights v. Metropolitan Hous.
Dev. Corp., 429:11.8.,1282 (QOTT).. ivciiecssssvnineses 17
Ware ». Hylion, 3 -U.8. (3 Da.) 199 (1796) ............ 13
Weinberger. uv. Bossi, 456: 1.8. 25 (1982). .v.ivmeresnene 15
Wood 2... Georgio, 450 U.S. . 26% (1981) ii..ccciiil. iii; 4
TREATIES, DECLARATIONS, STATUTES, AND REGULATIONS
American Convention on Human Rights, signed Nov.
22, 1969, OAS Official Records OEA/Ser. K/
XV1ii, Dec. 85 Rev. 1, Corr. 1 (Jan. 7,
Y0T0Y ...coviceatonaboricisissnonsravasasionsdobeddisonsibdopesde 9
American Declaration on the Rights and Duties of
Man, O.A.S. Res. XXX, adopted by the Ninth
International Conference of American States,
held at Bogota, Colombia (1948), OEA/Ser. L./
YA. 4 Bey, (1968) . .ccoovoiinne ediind Babin ti its 10
Declaration of Social Progress and Development,
adopied Dec. 11, 1969, G.A.Res. 2542, 24 U.N.
GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630
CUIOGD) .....o enim itches sens ltaiss ciate 10
iv
Table of Authorities Continued
Page
Declaration on the Promotion Among Youth of the
Ideals of Peace, Mutual Respect and Under-
standing Between Peoples, adopted Dec. 7, 1965,
G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14)
40, UN. Dec. ABOLE (1988) . ..cc.sieecisisnsivioases 10
The International Convention on the Elimination of
All Forms of Racial Discrimination, opened for
signature March 7, 1966, 660 U.N.T.S. 195 .. 9
International Covenant on Civil and Political Rights,
adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N.
GAOR, Supp. (RO. 16) ...cciierrricmriivasusiorsnnanes 9
International Covenant on Economic, Social, and Cul-
tural Rights, adopted Dec. 16, 1966, G.A. Res.
2200A, 21 U.N. GAOR, Supp. (No. 16) .......... 9
Organization of American States Charter, signed
April 30, 1948, entered into force December 13,
1951, 2 U.S.T. 2394, T.1.A8. No. 2861 ..... 9
United Nations Charter, signed June 26, 1945, en-
tered into force October 24, 1945, 59 Stat. 1031,
B.S. NO, 99 cise iiiiieiiisnnsi ibis nivnisinnrens 9
United Nations Declaration on the Elimination of All
Forms of Racial Discrimination, adopted Nov.
20, 1963, G.A. Res. 1904, 18 U.N. GAOR Supp.
(No. 15) 35, 86, UN. Doe. A/5B15 (1963) .... 10
Universal Declaration of Human Rights, G.A. Res.
A7A (dD, UN. Doc. A/S10 (1948) ..........oc00ms 10
Vienna Convention on the Law of Treaties, adopted
May 22, 1969, entered into force, Jan. 17, 1980,
U.N. Doc. A/CONF. 39/27 (1969), reprinted in
63 AMER. J. INT’l L. 875 (1969), 8 INT'L LEG.
MAT. 879 (1969). cccovviivnnirrriiiciens denis losers. 8
LEGISLATIVE MATERIALS:
S. Exec. Doc. L.; 924 Cong., lst Sess. A971) ...... 9
MISCELLANEOUS:
Table of Authorities Continued
American Law Institute, Restatement of
Foreign Relations Law of the United States
(Berised) (1980) ...coioscenssirmimsimsrinnsmikecivsessibennns 12, 13
Baldus, et al., Monitoring and Evaluating Contem-
porary Death Sentencing Systems: Lessons From
Georgia, 18 U.C. DAVIS 1. REV. 15375
CD ) iirrtiiei es cecnissssintassmsranensrsenbunsitesinsa burrs 7
Barnett, Some Distribution Patterns for the Georgia
Death Sentence, 18 U.C. DAVIS L. REV. 1327
EL Bae Ee ee OS EE eh Sea 7
Gross, Race and Death: The Judicial Evaluation of
Evidence of Discrimination In Capital Sentenc-
ing, 18 U.C. DAVIS L. REV 1275 (1935) .... 7
Henkin, International Law as Law in the United
States, 32 MICH. L. REV. 1555 (1934) ......... 13
Lillich, “The Role of Domestic Courts in Enforcing
International Human Rights Law,” Guide To In-
ternational Human Rights Practice (1984) ..... 11
McDougall, Lasswell, & Chen, Human Rights and
World Public Order (1980). .......5ccoeniiiieinnn.ns 11
McKean, Equality and Discrimination Under Inter-
notin Log (TI83) © ol rei cicsvvineseiniit inion 11
Memorial of the United States, The Case Concerning
United States Diplomatic and Consular Staff in
Tehran (Uniled Stotes vu. Irom), [1980] 1.C.J.
Pleadings 131 (January 1980) '......coeererevveeiannes 10
OD. MEY Gent. 27 (1972). 1..issvecnsssissescropssresuusnsssas 13
Santa Cruz, Racial Discrimination, U.N. Doc. E/CN.
41 Sub. 2/207/Ray, 1, 28 (1971) ....occeceicetncnn. 10
Zeisel, Race Bias in the Administration of the Death
Penalty: The Florida Experience, 95 HARV. L.
REY. BB ORLY 7
IN THE
Supreme Court of the United States
OcTOBER TERM, 1986
No. 84-6811
WARREN MCCLESKEY,
Petitioner,
v.
RaLpH M. KEMP,
Respondent.
On Writ Of Certorari to the
United States Court of Appeals
For the Eleventh Circuit
BRIEF AMICUS CURIAE OF THE
INTERNATIONAL HUMAN RIGHTS
LAW GROUP IN SUPPORT
OF PETITIONER
INTEREST OF AMICUS
The International Human Rights Law Group is a
non-profit organization of international lawyers and
scholars which seeks to promote the observance of |
international human rights norms by providing legal i
assistance and information to individuals and groups
on a pro bono basis; representing clients in interna-
tional forums; and participating amicus curiae in U.S.
litigation involving international human rights norms.
The Law Group respectfully submits and intends to
demonstrate that this case requires consideration of
relevant human rights law.
The Law Group also has a unique and direct in-
stitutional stake in the resolution of this case. In 1980,
the Law Group petitioned the Inter-American Com-
mission on Human Rights, an instrumentality of the
Organization of American States (the Commission), to
declare that capital sentences in the United States
are imposed in a racially discriminatory manner. In
particular, the Law Group argued that the death pen-
alty 1s imposed disproportionately on those defendants
the victims of whose crimes are white and that such
discrimination based upon the race of the victim was
in violation of treaties to which the United States is
a party. After receiving statistical evidence similar to
that presented below by Petitioner herein, the Com-
mission held the Law Group’s petition inadmissible on
procedural grounds, and effectively deferred the Law
Group’s international claims pending an authoritative
disposition of the issue by American courts.
The Law Group submits this brief in order to lay
before this Court the race discrimination data sub-
mitted to the Commission, and to demonstrate that
the en banc court below failed to construe the Georgia
death penalty statute consistently with binding inter-
national law, thereby committing reversible error.
SUMMARY OF ARGUMENT
With remarkable candor, the en banc Court of
Appeals for the Eleventh Circuit accepted the factual
findings of Petitioner’s studies, namely that no factors
other than race could account for the marked increase
in capital sentences among those defendants whose
victims were white. Indeed, the court below expressly
‘“assum[ed] the validity of the research’ and acknowl-
edged ‘‘that it proves what it claims to prove.”
McCleskey v. Kemp, 753 F.2d 877, 886 (llth Cir. 1985)
(en banc). The conclusion as a matter of law that this
evidence established no violation of the Eighth and
Fourteenth Amendments to the U.S. Constitution does
not exhaust the legal analysis the court was required
to undertake. In particular, the en banc court failed
to consider international law as a pertinent source of
the rule of decision. Under The Paquete Habana, 175
U.S. 677 (1900) and its progeny, the Georgia death
penalty statute should have been considered in light
of the peremptory norm of international law con-
demning racial discrimination—a customary norm to
which the United States is bound beyond peradven-
ture. The failure to consider an applicable source or
guarantor of Petitioner’s rights is reversible error. At
a minimum, the case should be remanded to the Elev-
enth Circuit Court of Appeals for its analysis of the
limits imposed by this international obligation on the
discretion of State officials to administer the death
penalty.
In addition, under Trop v. Dulles, 356 U.S. 86 (1958)
and its progeny, the Eleventh Circuit should have
consulted international standards in determining the
contours of the Eighth Amendment's ban on cruel
and unusual punishment.
Confining itself to the argument that each of Ques-
tions Presented 1 through 5 should have been con-
sidered in light of applicable international law,!
! Although the international issues raised by Amicus were not
presented to the courts below, this Court has established that
Amicus offers no opinion as to the circuit court's
disposition of purely domestic legal issues.
ARGUMENT
I. DATA SUBMITTED TO THE INTER-AMERICAN
COMMISSION ON HUMAN RIGHTS AND TO THE
COURT BELOW ESTABLISH THAT THE DEATH
PENALTY IS IMPOSED IN A RACIALLY DIS-
CRIMINATORY MANNER IN THE STATE OF
GEORGIA.
On August 6, 1980, Amicus submitted a petition to
the Inter-American Commission on Human Rights, an
instrumentality of the Organization of American
States, alleging that the United States imposed the
death penalty in a racially discriminatory manner. The
data submitted to the Commission established a pro-
nounced pattern of racially-based disparities in death
sentencing based on the race of the victim. In par-
ticular, the evidence showed that a person convicted
in the State of Florida of murdering a white person
was ten times more likely to receive the death penalty
than one convicted of murdering a black person.? In
it has the power to consider relevant issues raised in a case ‘““in
the interest of justice,” irrespective of whether those issues were
previously raised, Wood v. Georgia, 450 U.S. 251, 265 n. 5
(1981). The exercise of that power is especially appropriate in
capital cases. Eddings v. Oklahoma, 455 U. S. 104 (1982). See
also, Vance v. Terrazas, 444 U.S. 252 (1980); Procunier v. Na-
varette, 434 U.S. 555, 559-60 n. 6 (1978); Blonder-Tongue Lab-
oratories, Inc. v. University of Illinois Foundation, 402 U.S.
313, 320-21 n. 6 (1971).
? The data are described in the affidavit of Professor William
J. Bowers, which is attached hereto in the Appendix. The Florida
data appear on pp. 2a and 5a.
Texas, the ratio was eighteen to one.? In Georgia,
where this litigation arose, it was twelve to one, a
figure which reinforces the conclusions of the study
submitted by Petitioner herein. More specifically, the
Law Group's statistician, Professor William Bowers
of Northeastern University, produced the following
tabulation:
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 19772
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 1082 41 .038
Black 2716 49 018
Race of Victim
White 1265 76 .060
Black 2529 25 .005
Offender/Victim
Racial Combinations
Black Kills White 258 37 .143
White Kills White 1006 39 .039
Black Kills Black 2458 12 .005
White Kills Black 71 2 .028
All Offenders 3798 90 .024
a Data Sources: Supplementary Homicide Reports on criminal hom-
icide data from April 1973 through December 1976, supplied by the
Uniform Crime Reporting Program, Federal Bureau of Investigation,
United States Department of Justice, Washington, D.C.; (2) Supple-
mentary Homicide Reports on criminal homicide data for 1977, supplied
:Id., at pp. 4a and 7a.
by the Criminal Activity Reporting Unit, Georgia Bureau of Investi-
gation, Georgia Crime Information Center, Atlanta, Georgia; (3) Vital
Statistics tabulations on willful homicide from April 1973 through De-
cember 1977, supplied by the Office of Health Services Research and
Statistics, Division of Physical Health, Atlanta, Georgia; (4) Persons
sentenced to death from April 1975 through December 1977, supplied
by Georgia Committee Against the Dealth Penalty, Atlanta, Georgia.
b The estimated number of offenders for a given category is obtained
by multiplying the reported number of offenders in that category for
the years 1976, 1977 (sources: 1, 2) by a victim-based adjustment factor
to correct for undercoverage. The adjustment factor 4.453 equals the
number of homicide victims from April 1973 through December 1977
(source: 3) divided by the number of homicide victims in the years 1976,
1977 (sources: 1,2).
Thus, although black defendants on average were
less likely than white defendants to receive the death
sentence (.018 versus .038), black defendants who
killed white people were more likely than any other
group to receive that sentence by several orders of
magnitude. And when the data are controlled for
defendant’s race, as noted, the defendant of either
race who kills a white person is twelve times more
likely to be sentenced to death than the defendant of
either race who kills a black person (.060 versus .005).
In the proceedings before the Inter-American Com-
mission, the United States never challenged the va-
lidity of these data or the statistical methods employed
to produce them. Rather, the United States opposed
the petition almost exclusively on the grounds that
domestic remedies for the redress of such discrimi-
nation had not been exhausted, despite the denial of
certiorart in Spinkelink v. Wainwright, 578 F.2d 582
(5th Cir. 1978), cert. denied, 404 U.S. 976 (1979). The
United States assured the Commission that U.S.
courts, including this Court, remained receptive to
evidence demonstrating the fact and extent of dis-
crimination, and that they would respond fully and
fairly to any such demonstration. Opposition of: the
United States, Case 7465, Inter-American Commis-
sion on Human Rights (June 16, 1981). In light of
this representation and on other procedural grounds,
the Commission denied the petition on October 3,
1984, noting that the statistical evidence submitted
was more appropriately directed to a domestic court
in each individual case.
The Law Group’s data, unchallenged and stark as
they are standing alone, become especially compelling
in light of other consistent and sophisticated dem-
onstrations of the same phenomenon, including the
Baldus study in the instant litigation and multiple
reports in the scholarly literature. See e.g., Zeisel,
Race Bias in the Administration of the Death Penalty:
The Florida Experience, 95 HARV. L. REV. 456
(1981); Gross, Race and Death: The Judicial Evalu-
ation of Evidence of Discrimination in Capital Sent-
encing, 18 U.C. DAVIS L. REV. 1275 (1985); Barnett,
Some Distribution Patterns for the Georgia Death Sen-
tence, 13 U.C. DAVIS L. REV. 1327 (1985); Baldus,
et al., Momitoring and Evaluating Contemporary
Death Sentencing Systems: Lessons From Georgia, 18
U.C.. DAVIS L. BEY. 1375 (1985). ‘To Awmicus's
knowledge, the only sustained attack on any of these
studies is the en banc court’s treatment of the Baldus
study in the decision below. Though lengthy, that at-
tack suffers from inconsistency* and an apparent un-
+ Despite its apparent rejection of the Baldus data in parts of
its opinion, the en banc court was also willing to “assume the
validity of the research.” 753 F.2d at 886, acknowledging ‘‘that
it proves what it claims to prove.” Id.
8
familiarity with rudimentary mathematics. The
evidence remains persuasive that there exists a
marked, significant disparity in the susceptibility of
certain categories of defendants to the ultimate sanc-
tion and that that disparity is determined by race.
The values placed on white and black lives in Georgia
are demonstrably unequal.
II. THE EXISTENCE OF RACIAL DISCRIMINATION
AS ACKNOWLEDGED BY THE COURT OF
APPEALS FOR THE ELEVENTH CIRCUIT EN
BANC VIOLATES A PEREMPTORY NORM OF IN-
TERNATIONAL LAW.
The right to be free from official government-spon-
sored discrimination on the basis of race is so uni-
versally accepted by nations as to constitute a
peremptory norm of international law.® It is included
5 For example, the Eleventh Circuit focused on the “.06” dis-
parity by race of victim in overall death sentencing rates, as
reported by Baldus. It consistently viewed this as a six percent
disparity, 753 F.2d at 896, 899. But the figure is in fact a six
percentage point disparity, raising the overall death sentence rate
from .05 to .11, a percentage increase of 120%, not 6%.
Petitioner and other Amici offer a thorough critique of the
Eleventh Circuit's statistical acumen. See Motion for Leave To
File Brief Amici Curiae and Brief Amici Curiae For Dr. Peter
W. Sperlich, Dr. Marvin E. Wolfgang, Professor Hans Zeisel
and Professor Franklin E. Zimring in Support of the Petition
for Writ of Certiorari, filed herein on June 27, 1985.
5 A peremptory norm of international law is a “norm accepted
and recognized by the international community of states as a
whole as a norm from which no derogation is permitted and
which can be modified only by a subsequent norm of general
international law having the same character.” Vienna Conven-
tion on the Law of Treaties, adopted May 22, 1969, entered into
force, January 17, 1980, U.N. Doc. A/Conf. 39/27 (1969), re-
in such fundamental texts as the Charter of the
United Nations’, and the Charter of the Organization
of American States,® both of which are treaties ra-
tified by and binding upon the United States. Similar
prohibitions are found in every comprehensive inter-
national treaty pertaining to human rights® and in
printed 'n 63 AMERICAN J. INT'L L. 875 (1969), 8 INT'L
LEG. MAT. 679 (1969). Although the Vienna Convention has
been signed but not ratified by the United States, the Depart-
ment of State, in submitting the Convention to the Senate, stated
that it “is already recognized as the authoritative guide to cur-
rent treaty law and practice.” S. Exec. Doc. L., 92d Cong., 1st
Sess. (1971) at 1.
"U.N. Charter, signed June 26, 1945, entered into force Oc-
tober 24, 1945, 59 Stat. 1031, T.S. No. 933, at Article 55(c).
8 O.A.S. Charter, signed April 30, 1948, entered into force
December 13, 1951, 2 U.S.T. 2394, T.I.A.S. No. 2361, at Article
33).
® International Convenant on Civil and Political Rights, adopted
December 16, 1966, G.A. Res. 2200A, 21 U.N. GAOR, Supp.
(No. 16), Articles 2(a), 13, 26; International Covenant on Eco-
nomic, Social, and Cultural Rights; adopted December 16, 1966,
G.A. Res. 2200A, 21 U.N. GAOR, Supp. (No.16), Article 2(2);
American Convention on Human Rights, signed Nov. 22, 1969,
OAS Official Records OEA/Ser. K/XVI/i.i, Doc. 65, Rev. 1, Corr.
1 (Jan. 7, 1970), Articles 22(7) 22(9), 24; The International Con-
vention on the Elimination of All Forms of Racial Discrimination,
opened for signature March 7, 1966, 660 U.N.T.S. 195, Articles
1, 2. The United States has signed but not yet ratified each of
these treaties. Under Article 18 of the Vienna Convention on
the Law of Treaties, supra, the United States is obliged not to
defeat the object and purpose of these conventions prior to their
entry into force. In addition, those international agreements to
which the United States is not a party may nevertheless create
or evidence a customary norm which is equally authoritative and
equally binding. North Sea Continental Shelf Cases, [1969] 1.C.J.
Rep. 37. Other treaties which prohibit racial discrimination are
10
numerous international declarations and resolutions.
The most authoritative of these—the Universal Dec-
laration of Human Rights'—sets forth in various
forms a basic guarantee of rights and freedoms ‘‘with-
out distinction of any kind, such as race ... [or] na-
tional or social origin,” 7d., at Articles 2, 7, and 14.
In international adjudication, the United States itself
has invoked those provisions as evidence of the core
human rights protected by international law.!2 The
renunciation of official racial discrimination is re-
flected as well in the laws and constitutions of a vast
majority of states,’ and is conceived as the center-
catalogued in Appendix B to Amicus’ Brief in Support of Petition
for Certiorari, filed herein on July 8, 1985, at 8a-9a.
10 United Nations Declaration on the Elimination of All Forms
of Racial Discrimination, adopted Nov. 20, 1963, G.A. Res. 1904,
18 U.N. GAOR Supp. (no. 15) 35, 36, U.N. Doc. A/5515 (1963);
American Declaration of the Rights and Duties of Man, 0.A.S.
Res. XXX, adopted by the Ninth International Conference of
American States, held at Bogota, Columbia (1948), OEA/SER.L./
V/I. 4 Rev. (1965), Articles II, XXCII: Declaration of Social
Progress and Development, adopted Dec. 11, 1969, G.A. Res.
2542, 24 U.N. GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630
(1969), Articles 1, 2; Declaration on the Promotion Among Youth
of the Ideals of Peace, Mutual Respect and Understanding Be-
tween Peoples, adopted Dec. 7, 1965, G.A. Res. 2037, 20 U.N.
GAOR, Supp. (No. 14) 40, U.N. Doc. A/6015 (1965), Principles
1; 3.
1 G.A. Res. 217A(III), U.N. Doc. A/810 (1948).
12 Memorial of the United States, The Case Concerning United
States Diplomatic and Consular Staff in Tehran (United States
v. Iran), [1980] I.C.J. Pleadings 181, n. 3 (January 1980).
13 Santa Cruz, Racial Discrimination, U.N. Doc. E/CN. 41
Sub. 2/307/Rev. 1, 28 (1971). See South West Africa Cases (Sec-
ond Phase), [1966] 1.C.J. 4, 299 (Tanaka, J., dissenting).
11
piece of contemporary human rights norms in the
writings of international law scholars.
Recognizing this consistent and universal condem-
nation of racial discrimination, the International Court
of Justice has concluded that ‘‘the principles and rules
concerning the basic rights of the human person, in-
cluding protection from ... racial discrimination,”
constitute an international obligation of all states.
Case Concerning The Barcelona Traction Light and
Power Co., Ltd., [1970] I.C.J. Rep. 32. The Interna-
tional Court has also concluded that
to establish ... and to enforce distinctions,
exclusions, restrictions, and limitations exclu-
sively based on grounds of race, colour, de-
scent or national or ethnic origin
constitutes a denial of fundamental human
rights [and] is a flagrant violation of the pur-
poses and principles of the [U.N.] Charter.
Legal Consequences for States of the Continued Pres-
ence of South Africa in Namibia (South West Africa)
Notunthstanding Security Council Resolution 276,
[1971] I.C.J. Rep. 57. The cumulative power of this
international consensus has led the American Law
Institute to include ‘‘systematic racial discrimination”
in its authoritative catalogue of fundamental viola-
tions of customary international law. American Law
14 See e.g., Lillich, “The Role of Domestic Courts in Enforcing
International Human Rights Law,” International Human Rights
Practice (1984); McDougall, Lasswell & Chen, Human Rights and
World Public Order 581-611 (1980). See generally, McKean,
Equality and Discrimination Under International Law (1983);
Henkin, The Rights of Man Today (1978).
12
Institute, Restatement of Foreign Relations Low of the
United States (Revised) § T02(f) (1986).15
Thus, the prohibition against government-sponsored
racial discrimination is firmly grounded in all of the
traditional sources of customary international law set
out by Mr. Justice Gray in The Paquete Habana, 175
U.S. 677, 700 (1900). That norm, stated in compre-
hensive and unqualified language, has never been lim-
ited in any authoritative way to demand some
incontrovertible showing of individualized intent. Sim-
larly, apparently unlike the Eighth and Fourteenth
Amendments as read by the Eleventh Circuit, it ad-
mits no defense of degree. Although international law,
like domestic law, will not redress trifles, racial dis-
crimination of the type admittedly and repeatedly
demonstrated in this case plainly falls within the cus-
tomary international prohibition.
III. THE ELEVENTH CIRCUIT WAS REQUIRED TO
CONSTRUE THE GEORGIA DEATH PENALTY
STATUTE CONSISTENTLY WITH PERTINENT
INTERNATIONAL LAW AND FAILED TO DO SO.
It is axiomatic that international law is part of the
law of the United States and that, under the Su-
premacy Clause of the U.S. Constitution!® as inter-
preted, it “must be ascertained and administered by
the courts of justice of appropriate jurisdiction, as
often as questions of right depending upon it are duly
presented for their determination.” The Paquete Ha-
bana, 175 U.S. 677, 700 (1900). This basic principle
> The ALI adopted the revised Restatement of Foreign Re-
lations Law at its meeting in Washington, D.C., on May 14-15,
1986.
617.8. Const., Art. VI, Sec. 2.
13
has been accepted by this Court from the earliest days
of the Republic, Chisolm v. Georgia, 2 Da. 419, 474
(1793) (“Prior ... to that period [the date of the
Constitution], the United States had, by taking a place
among the nations of the earth, become amenable to
the law of nations’); Ware v. Hylton, 3 U.S. (3 Da.)
199, 281 (1796); The Nereide, 13 U.S. (9 Cranch) 388,
423 (1815). It has received fresh confirmation as re-
cently as 1983 in Justice O’Connor’s opinion for the
Court in First National City Bank v. Banco Para el
Commercio Exterior de Cuba, 103 S.Ct. 2591, 2598
(1983). The executive branch has reached the same
conclusion. See e.g., Op. Atty. Gen. 27 (1972): “The
law of nations, although not specially adopted by the
Constitution or any municipal act, is essentially part
of the law of the land.”’""
The “law of nations” which the courts are directed
to apply includes treaties to which the U.S. is a party,
as well as customary international law or ‘‘interna-
tional common law,” which arises out of the practice
of states acting in a particular manner because they
feel themselves legally bound to do so. This state
practice may be deduced from treaties, national con-
stitutions, declarations and resolutions of intergov-
ernmental bodies, public pronouncements by heads of
state, and empirical evidence of the extent to which
17 See generally American Law Institute, Restatement (Revised)
of the Foreign Relations Law of the United States, § 131, Com-
ment D (‘The proposition that international law and agreements
are law in the United States is addressed mainly to the courts.
They are to apply international law or agreements as if their
provisions were enacted by Congress.”); Henkin, International
Law as Law in the United States, 82 MICH. L. REV. 1555,
1560 (1984).
14
customary law rules are observed. See North Sea Con-
tinenial Shelf Conses, [1969] 1.C.J. Rep. 37. Unlike
treaties which specify obligations only for their sig-
natories, customary international is binding on all na-
tions by virtue of membership in the international
community. Consent is unnecessary, and ad hoc ob-
jection is unavailing.
As a matter of United States law, customary inter-
national law also creates enforceable rights and ob-
ligations for individuals. Thus, in The Paquete Ha-
bana, supra, this Court held that the customary
international law of prize in time of war created rights
in an individual whose boat had been seized in vio-
lation of those norms. See also Respublica v. De-
Longehoyps, 1 U.S. 119, 1 Dall. 111 (0..& T. Pa.
1784); Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir.
1980); Fernandez v. Wilkinson, 505 F. Supp. 787 (D.
Kan. 1980), aff’d on other grounds sub nom., Rodri-
guez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th Cir.
1981). As The Paquete Habana teaches, when juris-
diction is clear, customary rights by their nature are
enforceable by individuals in U.S. courts.’® Any other
disposition would erect the anomoly of a right without
a remedy. Thus, in construing the Georgia death pen-
alty statute and Petitioner’s sentence thereunder, the
Eleventh Circuit Court of Appeals was obliged to
“ascertain[] and administer[]”’ international law, in-
sofar as ‘‘questions of right’ depend upon it. 175 U.S.
at 700.
18 The self-execution doctrine, generally critical in treaty anal-
yses, is irrelevant—indeed meaningless—in the context of cus-
tomary international law, the intent of whose draftsmen
necessarily defies discovery.
15
The argument here is not that international law in
any sense displaces domestic law. It is rather that
statutes enacted by Congress or the state legislatures
“ought never to be construed to violate the law of
nations, if any other possible construction remains.”
Weinberger v. Rossi, 456 U.S. 25, 33 (1982), quoting
Murray v. The Charming Betsy, 6 U.S. (2 Cranch)
64, 118 (1804). See also, Talbot v. Seeman, 5 U.S. (1
Cranch) 1, 43 (1801); Cook v. United States, 288 U.S.
102 (1983). Lauritzen v. Lorsen, 345 U.S. 571, B78
(1953); McCulloch v. Sociedad Nacional de Marineros
de Honduras, 372 U.S. 10, 21 (1963). Thus, for ex-
ample, the State of Georgia could not by statute sus-
pend the customary laws of war or diplomatic
immunity within its territory. So too is its imple-
mentation of racial discrimination in the imposition
of capital punishment a forbidden departure from
binding customary international norms.
At a minimum, this Court should reverse the de-
cision below on the ground that the Eighth Amend-
ment to the Constitution, as interpreted in light of
international norms, prohibits death sentences tainted
by racial discrimination. See Rodriguez-Fernandez, su-
pra, 6564 F.2d at 1388. In Trop v. Dulles, 356 U.S,
86, 101 (1958), this Court emphasized that the Eighth
Amendment “must derive its meaning from evolving
standards of decency that mark the progress of a
maturing society.” In determining the content of these
“evolving standards,” the Court noted that the vast
majority of nations did not employ denaturalization
as a punishment for desertion and concluded that such
punishment would be “cruel and unusual” within the
meaning of the Eighth Amendment. 356 U.S. at 102-
103. Similarly, in Coker v. Georgia, 433 U.S. 584
16
(1977), this Court held that the imposition of the death
penalty for the rape of an adult woman was ‘cruel
and unusual,” referring explicitly to international
standards. 433 U.S. at 596, n. 10. The Court recently
turned again to the ‘“‘climate of international opinion”
in determining that the death sentence was cruel and
unusual when imposed on a defendant who had not
intended to kill his victim. Enmund v. Florida, 458
U.S. 782, 796 n. 22 (1932).
Plainly then, customary international standards are
entitled to persuasive weight under the decisions of
this Court. As demonstrated above, there is no cus-
tomary norm more powerful or well-established than
the prohibition of government-sponsored racial dis-
crimination. Under Trop, Coker, and Enmund, there-
fore, petitioner's Eighth Amendment claim should
have been assessed in this light.
Obviously, the en banc court below made no attempt
to discharge its burden under either The Paquete Ha-
bana to apply international law or Trop and its prog-
eny to consult international standards in determining
the “evolving standards of decency’ protected by the
Eighth Amendment. The en banc court did not ad-
dress the relevant norms of international law as in-
corporated into federal common law, nor did it address
whether the racial disparities alleged by Petitioner fall
within the scope of the international prohibition. In-
stead, on the issue of discrimination, the en banc court
of appeals contented itself with considering only the
contours of domestic law. The court’s apparent ne-
glect of the peremptory norm of international law
prohibiting racial discrimination cannot be squared
with this Court’s consistent adherence to the law of
nations as providing the rule of decision, whenever a
17
litigant’s rights may be framed in its terms. In short,
the en banc court’s failure to assess international law
issues raised by its acceptance that the showing of
discrimination was valid constitutes error which should
be reversed by this Court.
CONCLUSION
“Sometimes a clear pattern, unexplainable on
grounds other than race, emerges from the effect of
the state action even when the governing legislation
appears neutral on its face.” Village of Arlington
Heights v. Metropolitan Hous. Dev. Corp., 429 U.S.
252, 266 (1977). This is such a case. Data collected
by Petitioner and by Amicus in parallel international
proceedings demonstrate that unequal sanctions are
attached to the taking of white and black lives in the
State of Georgia. Although the structure and precise
results of these studies may vary, the conclusion does
not. That the court below was willing to concede the
discriminatory impact makes its affirmation of
Petitioner’s sentence all the more erroneous. In ad-
dition, the en banc court’s failure to consider the in-
ternational law issues relevant to this case violates
the Supremacy Clause of the Constitution as inter-
preted, and ignores the decisions of this Court which
establish the fundamental role of international law in
the law of the United States and its persuasive role
in interpreting the Eighth Amendment.
18
For all of these reasons, Amicus respectfully urges
this Court to reverse the decision of the court of
appeals below.
Respectfully submitted,
Of Counsel: * RALPH G. STEINHARDT
720 20th Street, N.W.
STEVEN M. SCHNEEBAUM Washington, D.C. 20052
PATTON, BoGGSs & BLow (202) 676-5739
2550 M Street, N.W. * Counsel of Record
Washington, D.C. 20037
LARRY GARBER
INTERNATIONAL HUMAN RIGHTS
LAw GROUP
722 Fifteenth Street, N.W.
Suite 1000
Washington, D.C. 20005
APPENDIX
la
APPENDIX
AFFIDAVIT OF PROFESSOR WILLIAM BOWERS
I am a sociologist with particular training in statistics and
computer applications to sociology. I graduated from Wash-
ington and Lee University in 1957 and received my doctorate in
sociology in 1966 from Columbia University. I am presently a
professor of sociology at Northeastern University, Boston,
Massachusetts, and Director of that University’s Center for
Applied Social Research.
Since approximately 1972, I have been engaged in research,
study, and writing on the use of the death penalty in the United
States. I am the author of numerous articles on the subject and
of the book Executions in America, published in 1974.
Together with the Assistant Director here at the Center,
Glenn L. Pierce, and others, I have supplied the figures and
statistics on race-victim death sentencing disparaties con-
tained in appendices A and B of this complaint. These figures
are accurate to the best of our abilities and reflect sustained
research and the use of widely-accepted statistical methods.
I believe, on the basis of my research and analysis, that the
broad pattern of race-victim death sentencing disparities com-
plained of in the foregoing document remain unremedied by
state or federal authorities and therefore continue today.
(signed) William Bowers
Professor William Bowers
SS: Commonwealth of Massachusetts
County of Suffolk
Subscribed and sworn to before me this 11th day of April,
1980.
(signed) Philip C. Boyd
Notary Public
My Commission Expires:
Nov. 28, 1980
SEAL
2a
FLORIDA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN FLORIDA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 2265 72 .032
Black 2606 61 .023
Race of Victim
White 2439 122 .050
Black 2432 1 ; .005
Offender/Victim
Racial Combinations
Black Kills White 286 48 .168
White Kills White 2146 72 .034
Black Kills Black 2320 11 .005
White Kills Black 111 0 .000
All Offenders 4871 133 027
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reports Program, Department of Law Enforcement, Tallahassee, Florida;
(3) persons sentenced to death from January 1973 through December 1977,
supplied by Citizens Against the Death Penalty, Jacksonville, Florida.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for
undercoverage. The adjustment factor 3.484 equals the number of homicide
victims from January 1973 through December 1977 (sources: 1, 2) divided by
the number of homicide victims in the years 1976, 1977 (sources: 1, 2).
3a
GEORGIA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders to Death Sentence
White 1082 41 .038
Black 2716 49 .018
Race of Victim
White 1265 76 .060
Black 2529 14 .005
Offender/Victim
Racial Combinations
Black Kills White 258 CE J43
White Kills White 1006 39 .039
Black Kills Black 2458 12 .005
White Kills Black 71 2 .028
All Offenders 3798 90 .024
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from April 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Criminal Ac-
tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In-
formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful
homicides from April 1973 through December 1977, supplied by the Office of
Health Services Research and Statistics, Division of Physical Health, Atlan-
ta, Georgia; (4) Persons sentenced to death from April 1975 through De-
cember 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 4.453 equals the number of homicide
victims from April 1973 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
4a
TEXAS
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN TEXAS FROM THE
EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 3771 38 .010
Black 2940 29 .010
Race of Victim
White 3964 71 .018
Black 2740 2 001
Offender/Victim
Racial Combinations
Black Kills White 344 37 078
White Kills White 3616 37 .010
Black Kills Black 2597 2 .007
White Kills Black 143 0 .000
All Offenders 6711 73 11
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1974 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3)
Vital Statistics records on willful homicides from January 1974 through
December 1977, supplied by the Bureau of Vital Statistics, Texas Depart-
ment of Health, Austin, Texas; (4) persons sentenced to death from January
1974 through December 1977, supplied by the Office of Court Administration,
The Supreme Court of Texas, Austin, Texas.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 2.473 equals the number of homicide
victims from January 1974 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
Ha
FLORIDA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN FLORIDA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 307 54 .176
Black 251 50 .199
Race of Victim
White 432 97 224
Black 122 7 .057
Offender/Victim
Racial Combinations
Black Kills White 136 =: 41 .301
White Kills White 296 54 .182
Black Kills Black 115 7 .061
White Kills Black 7 0 .000
All Offenders 558 104 .186
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reports Program, Department of Law Enforcement, Tallahassee, Florida;
(3) persons sentenced to death from January 1973 through December 1977,
supplied by Citizens Against the Death Penalty, Jacksonville, Florida.
aThe estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for
undercoverage. The adjustment factor 3.484 equals the number of homicide
victims from January 1973 through December 1977 (sources: 1, 2) divided by
the number of homicide victims in the years 1976, 1977 (sources: 1, 2).
6a
GEORGIA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY-TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 196 4 .189
Black 338 42 124
Race of Victim
White 316 69 218
Black 218 10 .046
Offender/Victim
Racial Combinations
Black Kills White 134 34 S54
White Kills White 183 35 191
Black Kills Black 205 8 .039
White Kills Black 13 2 154
All Offenders 534 79 148
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from April 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Criminal Ac-
tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In-
formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful
homicides from April 1973 through December 1977, supplied by the Office of
Health Services Research and Statistics, Division of Physical Health, Atlan-
ta, Georgia; (4) Persons sentenced to death from April 1973 through De-
cember 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia; (4) Persons sentenced to death from April 1973 through
December 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 4.453 equals the number of homicide
victims from April 1973 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
1a,
TEXAS
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY-TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN TEXAS FROM THE
EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 411 34 .083
Black 294 27 .092
Race of Victim
White 551 63 114
Black 151 2 .013
Offender/Victim
Racial Combinations
Black Kills White 173 25 .144
White Kills White 378 34 .090
Black Kills Black 121 2 .016
White Kills Black 30 0 .000
All Offenders 705 61 087
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1974 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3)
Vital Statistics records on willful homicides from January 1974 through
December 1977, supplied by the Bureau of Vital Statistics, Texas Depart-
ment of Health, Austin, Texas; (4) persons sentenced to death from January
1974 through December 1977, supplied by the Office of Court Administration,
The Supreme Court of Texas, Austin, Texas.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 2.473 equals the number of homicide
victims from January 1974 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
No. 84-6811
IN THE
Supreme Court of the Bnited States
OCTOBER TERM, 1984
WARREN MCCLESKEY,
Petitioner,
V. .
RarLprH M. KEMP,
Respondent.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Eleventh Circuit
MOTION FOR LEAVE TO FILE BRIEF
AMICUS CURIAE AND
BRIEF AMICUS CURIAE OF THE
INTERNATIONAL HUMAN RIGHTS LAW
GROUP IN SUPPORT OF PETITION
FOR WRIT OF CERTIORARI
Of Counsel: *RALPH G. STEINHARDT, Esq.
AMY YOUNG, Esq. PATTON, BOGGS & BLow
HURST HANNUM, Esq. 2550 M Street, N.W.
STEVEN M. SCHNEEBAUM, Washington, D.C. 20037
Esq. (202) 457-6055
INTERNATIONAL HUMAN *Counsel of Record
RIGHTS LAW GROUP
Washington, D.C.
a Pe op a ood
PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
MOTION OF THE INTERNATIONAL HUMAN RIGHTS
LAW GROUP TO FILE BRIEF AMICUS CURIALY
IN SUPPORT OF PETITION FOR WRIT OF
CERTIORARI
Pursuant to Rule 36.3 of the Rules of this Court, the
International Human Rights Law Group moves for leave to
file the attached brief amicus curiae in support of the
petition for a writ of certiorari. The Law Group is a non-
profit organization of international lawyers and scholars,
which, through litigation, publication, and other public ac-
tivism, seeks to promote respect for human rights norms in
all nations, including the United States.
Amicus wishes to support the petition for writ of cer-
tiorari to the United States Court of Appeals for the [Klev-
enth Circuit on the grounds that that Court of Appeals has
both “decided an important question of federal law which
has not been, but should be settled by this Court” and
“decided a federal question in a way in conflict with applica-
ble decisions of this Court.” Rule 17(c). In particular, «ni-
cus wishes to submit for this Courts consideration the
argument that the en banc decision below approved an
admittedly racially-discrimimatory system for the imposi-
tion of the death penalty, which violates peremptory norms
of international law. In failing to consider international law
as a relevant source of the rule of decision, the Eleventh
Circuit’ decision violates the Supremacy Clause of the Con-
stitution and applicable decisions of this Court. Alter-
natively the precise question of whether international
human rights norms must inform interpretations of Consti-
tutional text is a highly significant issue of federal law
deserving authoritative resolution by this Court.
Amiens also brings a unique institutional perspective to
these proceedings. Between 1980 and 1984, the Law Group
sought to litigate the issues of race discrimination raised in
this case before the Inter-American Commission on Human
Rights, an instrumentality of the Organization of American
States. On October 3, 1984, the Commission held the Law
Group’s petition inadmissible on certain procedural
grounds. The Government of the United States had re-
(quested such a disposition inter alia on the ground that
domestic remedies had not been exhausted and in particular
on the ground that the issues raised herein were appropriate
for disposition in the first instance by this Court and U.S.
courts generally.
Amicus is not aware of any presentation of these argu-
ments to this Court in this case. Counsel for petitioner has
consented to the filing of this brief. Amicus sought the
consent of counsel for the respondent who declined to
provide it, necessitating this motion.
respectfully submitted,
RALPH G. STEINHARDT
PATTON, Bogs & BLow
2550 M Street, N.W.
Washington, D.C. 20037
(202) 457-6000
Counsel of Record for the
International Human Rights
Law Group
ii
TABLE OF CONTENTS
TABLE OF AUTHORITIES co vianrsvr rina amomes sus
INTEREST OF THE AMICUS coven inn rnaserens
SUMMARY OF ARGUMENT ,.. 0. rc vecnnrnrvrnssrsnsy
ARCH MENT. sii sah sansa wa Trew sr a dae
[. As Suggested By The United States In Its Submis-
sions To The Inter-American Commission On Human
dights, The Issues Raised By The Eleventh Circuit's
Decision Are Uniquely Important Questions Of Fed-
eral Law Deserving Authoritative Resolution .....
II. The Eleventh Circuit Was Required To Construe The
Georgia Death Penalty Statute Consistently With
Pertinent International Law And Failed To Do So.
The Existence Of Racial Discrimination As Acknowl-
edged By The Eleventh Circuit Violates A Perempto-
ry Norm Of International Law ..................
CONCLUSION
e
r
1v
TABLE OF AUTHORITIES
CASES: Page
Asakura uv Seattle, 85 0.8. 33201020)... = 8, 10
Barcelona Traction Light and Power Co., Lid., [1970]
CS Ren. 375, ii ia EE 9
Castaneds ». Portida, 430 U.S. 482 (1978)... ....... .. 6
Cook uv. United States, 255 U.S. 102983) 0... =. 7
Eddings.» Oklahoma, 455 U.S. 104 982) . .......... SH
Fernandez v. Wilkinson, 505 : Si 787 (D. Kan. 1980) 7
Filartiga v. Pena-Drala, 630 F.2d 876 (2d Cir. 1980) . . . 7
First National City Bank v. Banco Para el Commercio
Exterior de Cuba, 103 8S. CL. 2591 (1983) ........ 0
Loouritzen vw Lovsen, HB U.S BTL (100 ico 7
Legal Consequences for States of the Continued Presence
of South Africa tn Namibia (South Africa) notwith-
standing Security Council Resolution 276, [1971]
Cd Ben 87 = oii. EL 9
McCulloch v. Sociedad Nacional de Marineros de Hon-
dures, S208. 048%... a 7
Murray v. The Charniing Betsy, 6 U.S. (2 Cranch) 64, 118
EL Mee TE Ee NO ee Lad 7
The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815) ...... 6
North Sea Continental Shelf Cases, | % 69] or J. Rep. 37 7
The Paguete Habana, 175 U.S. 877 (1900)... .. 2. 8,7, 10
Respublica vn. DeLongehamps, 1 U.S. 119, 1 Dall. 111 (O.
EI Se TEE EER ee 3
Rodriquez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th
Ade SEIN el re EE ee 7
Rose uv. Mitchell, U3 U.S. BAB (1978). /.o. 2 a 06
Spinkellink v. Wairnum igh, 578 F.2d 582 (5th Cir. 1978).
cert. denied 404 U.S. 076 (9... a 4
Tkbot » Seeman, 53 U8. (1 Cranch) 141800). .... <.. 7
Were vo Hylton, 30.8. G Day 19901796... ovo. 6
Weinberger v. Rossi, 45 i; U.S. 901982) =»... 0... 7
Wood un. Georgie, 430 11.8. 261 (98D). ............. & 3
Vv
Table of Authorities Continued
Page
Woodson uv. North Carolina, 428 11.5. 230 (1976) ..... 5
TREATIES, STATUTES, DECLARATIONS, AND REGULATIONS:
American Convention on Human Rights, signed Nov. 22,
1969, OAS Official Records OK A/Ser. K/XVI.LL,
Doc. 65, Bev. |, Cory, 1 Olan. 7, 1990)... ..... App. B
American Declaration of the Rights and Duties of
Man, 0.A.S. Res. XXX, adopted by the Ninth Inter-
national Conference of American States, held at
Bogata, Columbia (1948), OEA/Ser. LL./V/1. 4 Rev.
(OBB)... rat Re a Ye. ce App. B
Charter of the Organization of American States, April 30,
1948, 2 U.5/F 2595, T.LAS. No. 2381, ...... App. B
Convention against Discrimination in Iducation, adopted
Dec. 14, 1960, 429 U.N.'T.S. 93 (UNESCO General
Conference) (entered into foree May 22, 1962) . App. B
Convention concerning Discrimination in Respect of [Sm-
ployment and Occupation, adopted June 25, 1958, 362
U.N.T.5. 31 (1LO General Conference) (entered into
force June 15, 1960) 1. ..n. 0 sol. cn. uaa App. B
Convention on Human Rights and Fundamental Free-
doms, adopted Nov. 4, 1950, 1950 Kurop. T.S. No. 5,
Lie TIS MOT DO SE eo Re Me App. B
Convention on the Prevention and Punishment of the
Crime of Genocide, adopted Dec. 9, 1948, 78
U.N.T.S. (entered into force Jan. 12, 1951) .... App. B
Convention Relating to the Status of Refugees, adopted
July 25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into
force May 23. 19583) Jo as eee va App. B
Convention Relating to the Status of Stateless Persons,
Art. 3, adopted Sept. 23, 1954, 360 LL. NDS. 117
(entered into force June 8, 1960) ............. App. B
Vi
Table of Authorities Continued
Page
Declaration of Social Progress and Bova, adopted
Dec. 11, 1969, Arts. Imre A. Res. 2542, 24 U.N.
GAOR, Supp. (No. 30) 49, U.N. Doc. ASTI 330)
win SRE IR SER WC EE es App.
Declaration on the Promotion Among Youth of the Ideals
of Peace, Mutual Respect and Understanding be-
tween Peoples, SR Dec. 7, 1965; Principles 1 and
3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40,
UN Doe. ABBISA08BY o.. ive nea App.
Iimployment on Policy Convention, adopted July 9, 1964,
Art. 1(2)(c), 569 U.N.T.3. 65 (entered into force July
ID, JOY Pa ie irik ine App.
European Convention on Human Rights, 213
UNTR221030) a. App.
International Covenant on Civil and Political Rights,
adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N.
GAOR. Supp (No. 18) ose as App.
International Covenant on Demos, Social And Cultural
Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21
U.N. GAOR, Supp. Bi VER aE App.
International Convention on the Elimination of All Forms
of Racial Discrimination, opened for signature March
7.3008 GO UNES 8 0 an App.
International Convention on the Supression and Punish-
ment of the Crime of Apartheid, adopted Nov. 30,
1973, G.A. Res. 3068, 25 1J.N. GAOR, Supp. (No. + 30)
75: LN. Doc, AOZ33/AGA. 1 LI970) ia... 9
OAS Charter, signed April 30, 1948, Ran mito force
December 13, 1951, 2 U.S. T 2994. T1L.A.S. No. 236]
Protocol to the Convention against Discrimination in Edu-
cation, adopted Dec. 10, 1962, (1969) U.N.T.S. No.
SAoCmd 280) oi. a App.
B
re
po
r
w
vil
Table of Authorities Continued
Page
U.N. Charter, signed June 2( 38%, entered into force
October 24, 1945, 59 Stat, 1031. 7.8. No. 993
United Nations Declaration on ik IKlimination of All
Forms of Racial Discrimination, adopted Nov. 20,
1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15)
35,36, U.N. Doe. ABBIS LIMBA)... cov iurs App.
Hele il Declaration iH Rights, adopted Dee. 10,
48 G.A. Res. 217, U.N. doc. A/S10 (1948) ... App.
ne Convention on i Law of the Treaties, adopted
May 22, 1969, entered into force Jan. 27, 1930 ....
LEGISLATIVE MATERIALS:
S- Exee. Doc. L., 92d Cong. Ist Sess, (1971) ........
MISCELLANEOUS:
American Law Institute, Restatement of the Iforeign Re-
lations Law of the United States (Revised), § 131
(Tentative Draft No. 1, 1980). . =. roo vine,
American Law Institute, Restatement of [Foreign Bes \-
tions Law of f the United States (Revised), § T02(f)
(Ten, Draft No. 8. 1085)... oo ii vdrnern ons
Gross, Race and Death: The Judicial IJ valuation of IJvi-
dence of Discrimination in Capital Sentencing,
forthcoming in 18 UL.C. Davis L.. R., No. 4 .....
Henkin, International Law as Law in the United States,
S2MicH. LL, Bey. IB8B (10M 6... ....... 0 nies
On Att'y Gen. 271972) 0... i aes Bums ss Foe
Zeisel, Race Bias in the Administration of the Death
Penalty: The Florida Experience, 95 HARV. L. REV.
AR (T0811). oni ul ED aa eh i
S
W
J
r
t
(
i
10
IN THLE
Supreme Court of the Anited States
OCTOBER TERM, 1984
No. 84-6811
WARREN MCCLESKEY,
Petitioner,
V.
RALPH M. KEMP,
Respondent.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Kleventh Circuit
BRIEF AMICUS CURIAE OF THIS
INTERNATIONAL HUMAN RIGHTS LAW
GROUP IN SUPPORT Off PETITION
FOR WRIT OF CERTIORARI
INTEREST OF THE AMICUS
The International Human Rights Law Group is a non-
profit organization of international lawyers and scholars
which seeks to promote the observance of international
human rights norms by providing legal assistance and infor-
mation to individuals and groups on a pro bono basis; repre-
senting clients in international forums; and participating
amicus curiae in U.S. litigation involving international
human rights norms.
In 1980, the Law Group petitioned the Inter-American
Commission on Human Rights, an instrumentality of the
Organization of American States, to declare that capital
sentences in the United States are imposed in a racially
discriminatory manner. In particular, the Law Group ar-
gued that the death penalty is imposed disproportionately
on those defendants whose victims are white and that such
discrimination based upon the race of the vietim was in
violation of treaties to which the United States is a party.
After receiving statistical evidence similar and in some
cases identical to that presented below by petitioner herein,
the Commission held the Law Group's petition inadmissible
on procedural grounds and effectively deferred the Law
Group’ international claims pending an authoritative dis-
position of the issue by American courts. The Law Group
thus has a direct institutional stake in this Court's decision
to review the en banc opinion of the Eleventh Circuit Court
of Appeals and to resolve th& issues raised by that decision.
SUMMARY OFF ARGUMENT
This is not an ordinary capital case. Amicus appears for
the purposes of (1) demonstrating the unique and fundamen-
tal significance of this case, as acknowledged by the United
States in its submissions to the Inter-American Commission
on Human Rights, and (ii) arguing that the Eleventh Cir-
cuit, in violation of the Supremacy Clause of the Constitu-
tion and applicable decisions of this Court, failed to consider
international law as a pertinent source of the rule of deci-
sion. Under The Paquete Habana, 175 U.S. 677 (1900) and
its progeny, each of Questions Presented 1 through 5 should
have been considered in light of the peremptory norm of
international law condemning racial discrimination. It 1s
submitted in fine that the ex bane court's failure to construe
the Georgia Death Penalty Statute consistently with bind-
ing international law is reversible error.
Although the international issues raised by aniicus were
neither presented to the courts below nor raised in the
petition for certiorari, this Court has established that it has
the power to consider relevant issues raised in a case “in the
interests of justice,” irrespective of whether those issues
were previously raised, Wood v. Georgia, 450 U.S. 261, 265,
n.5 (1981), and that the exercise of that power is especially
appropriate in capital cases, IKddings v. Oklahoma, 455
U.S. 104 (1982).
Amicus offers no opinion as to the cireuit court's disposi-
tion of purely domestic issues of law, including its severe
approach to admittedly valid statistical evidence in suits of
this type.
ARGUMENT
[. As Suggested By The United States In [ts Submissions
To The Inter-American Commission On [Human
Rights, The Issues Raised By The Eleventh Circuit's
Decision Are Uniquely Important Questions Of
Federal Law Deserving Authoritative Resolution.
In his petition for certiorari, the petitioner portrays a
myriad of important, indeed unprecedented federal issues
raised by the en bane decision of the Iileventh Circuit.
Amicus expresses no opinion as to these domestic 1ssues
but would demonstrate to this Court that the United States
in parallel international proceedings has conceded the sig-
nificance of the issues raised in this case.
On August 6, 1980, amicus submitted a petition to the
Inter-American Commission on Human Rights, an instru-
mentality of the Organization of American States, alleging
that the United States imposed the death penalty in a
racially diseriminatory manner. The various studies submit-
ted to the Commission revealed a broad pattern of racially-
based disparities in death sentencing based on the race of
the victim. The evidence established that a person convicted
in the State of Florida of murdering a white person was ten
times more likely to receive the death penalty than one
convicted of murdering a black person.' In Texas, the ratio
was eighteen to one.” In Georgia, where this litigation
arose, it was twelve to one.”
The Law Group argued that domestic remedies for the
redress of this discrimination were effectively exhausted
when this Court denied certiorari in Spinkelink v. Wain-
wright, 578 F.2d 582 (5th Cir. 1978), cert. denied, 404 U.S.
970 (1979),
The United States opposed the petition almost ex-
clusively on the ground that domestic remedies had not
been exhausted with the denial of certiorari in Spinkelink.
It stressed that U.S. courts including this Court remained
open to receive evidence demonstrating the fact and extent
of discrimination. Indeed, the government of the United
States in framing the issue expressly conceded its relevance
and importance:
The Petition filed by the International Human Rights
Law Group on behalf of all prisoners currently awaiting
execution in the states of Florida, Georgia, and Texas
raises an important issue in the administration of jus-
"The data are described in the affidavit of Professor William J.
Bowers, which was attached to the Law Group's 1980 petition, and
which is attached hereto as Appendix A. See also, Zeisel, Race Bias
othe Admovstration of the Death Penalty: The Florida Experience,
95 Harv. L. REV. 456 (1981).
App. A at 4a.
1d. at 3a.
tice in the United States—whether capital punishment
statutes determined by the U.S. Supreme Court to be
constitutionally valid on their face are being imple-
mented in a constitutional manner.
Opposition of the United States, Case 7465 (June 16, 1951)
at 4 1. The United States repeated its assurance to the
Commission that U.S. courts would respond fully and fairly
Lo evidence establishing race discrimination. In light of this
suggestion and on other procedural grounds, the Commis-
sion denied the petition on October 3, 1984, noting that the
statistical evidence submitted was more appropriately di-
rected to a domestic court in each individual case.
As a result, the propriety of review in this particular
capital case is patent. At the threshold of course the peti-
tioner’s sentence of death inherently deserves this Court's
most searching review.
Because sentences of death are “qualitatively dif-
ferent” from prison sentences, Woodson v. North Car-
olina, 428 U.S. 230, 305 (1976) (opinion of Stewart,
Powell, and Stevens, JJ.), this Court has gone to extra-
ordinary measures to ensure that the prisoner sen-
tenced to be executed is afforded process that will
guarantee, as much as is humanly possible, that the
sentence was not imposed out of whim, passion, preju-
dice, or mistake.
Eddings v. Oklahoma, 455 U.S. 104, 117-118 (1982) (O’Con-
not, J., concurring). But even ignoring its unique evidenti-
ary record, ' the case raises an issue which the United States
"The statistical study submitted to the courts below “is based on
the most comprehensive empirical record of racial patterns in the
imposition of the death penalty that has ever been developed in this
country, or that is likely to be developed in the foreseeable future.”
Gross, Race and Death: The Judicial Evaluation of Keidenee of
Discrinvnation in Capital Sentencing, forthcoming mm 18 UNtv.
government itself apparently regards as fundamentally im-
portant and unresolved, i.e. whether discrimination in cap-
ital sentencing, as established by statistical proof, is consti-
tutional. Pet. App. 43-50.
II. The Eleventh Circuit Was Required To Construe The
Georgia Death Penalty Statute Consistently With Per-
tinent International Law And Failed To Do So. The
Existence Of State-Sanctioned Racial Diserimina-
tion As Acknowledged By The Eleventh Circuit Vio-
lates A Peremptory Norm Of International Law.
It 1s axiomatic that international law is part of the law of
the United States and, under the Supremacy Clause of the
Constitution as interpreted, “must be ascertained and ad-
ministered by the courts of justice of appropriate jurisdic-
tion, as often as questions of right depending upon it are
duly presented for their determination.” The Puaquete
Habana, 175 U.S. 677, 700 (1900). This basic principle has
been accepted from the earliest days of the Republie, Ware
v. Hylton, 3 U5, (3 Da.) 199, 281 (1796); The Nereide, 13
U.S. (9 Cranch) 388, 423 (1815), and received fresh con-
firmation from this Court as recently as 1983 in Justice
O'Connor’ opinion for the Court in First National City
Bank v. Banco Para el Commercio Id xterior de Cuba, 103
S.Ct. 2591, 2598 (1983).°
CaL. Davis L. R., No. 4 (1985) (at page 1 of prepublication man-
useript). Though acknowledging the validity of the study, the en bane
court was sharply divided on the issue of what conclusions of law
could be drawn from it, compare 753 I.2d at 886 with 753 1°.2d at Y07
(Johnson, Hatchett, and Clark, J.J., dissenting). The dispute indepen-
dently suggests the propriety of this Court's review in light of Justice
Blackmun’s opinion for the Court in both Castaneda v. Partida, 430
U.S. 482 (1976) and Rose v. Mitchell, 443 U.5. 545 (1978).
"See also Op. Att'y Gen. 27 (1972) (“The law of nations, although not
specially adopted by the Constitution or any municipal act, is essen-
tially a part of the law of the land”); Restatement (Revised) of the
Foreign Relations Law of the United States (Tentative Draft No. 1,
1950) at § 131, Comment D (“the proposition that international law
~J
The most fundamental application of this principle arises
when courts are requested to interpret statutes enacted by
Congress or the state legislatures. In all such cases, the
statute “ought never to be construed to violate the law of
nations, if any other possible construction remains . ?
Weinberger v. Rossi, 456 U.S. 25, 33 (1982), quoting Murray
v. The Charming Betsy, 6 U.S. (2 Cr anch) 64, 118 (1804). See
also, Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 43 (1801); Cook
v. United States, 283 U.S. 102 (1983); Lauritzen v. Larsen,
345 U.S. 571, 578 (1953); McCulloch v. Sociedad Nacional
Jo Marine de Hondhoras, 372 U.S. 10, 21 (1963). The “law
of nations” which the courts are directed to apply includes
both treaties and customary international law."
Thus, in construing the Georgia death penalty statute and
petitioners sentence thereunder, the Eleventh Circuit
Court of Appeals was obliged to “ascertain[ | and admin-
ister[ |” international law, insofar as “questions of right”
depend upon it, The Paquete Habana, supra. On such
and agreements are law in the United States is addressed mainly to
the courts. They are to apply international law or agreements as if
their provisions were enacted by Congress”); Henkin, International
Law as Law in the United States, 82 Mic. LL. Rev. 1535, 1560
(1984),
“Customary international law is essentially international common
law, which arises out of the practice of nations acting in a particular
manner because they [eel themselves legally bound to do so. This
state practice may be deduced from treaties, national constitutions,
declarations and resolutions of intergovernmental bodies, public pro-
nouncements by heads of state, and empirical evidence of the extent
to which the customary law rule is observed. See North Sea Conti-
nental Shelf Cases, [1969] 1.C.J. Rep. 37. Customary international
law is binding on all nations and creates enforceable rights and
obligations for individuals. Paquete Habana, supra; Bespublica rv.
Delonwgchamps, 1 11.5. 119, 1 Dall. 111 (O.&T. Pa. 1784). See ey.
Filartiga v. Pena-Drala, 630 172d 876 (2d Cir. 1980); Fernandez rv.
Wilkinson, 505 I. Supp. 787 (D. Kan. 1980), ¢ff'd on other grounds
sub nom, Rodriguez-Fernandez v. Wilkinson, 654 1°.2d 1382 (10th
Cir. 1981)
grounds, this Court struck down a discriminatory ordinance
which was inconsistent with the provisions of an interna-
tional treaty in Asakura v. Seattle, 265 U.S. 332 (1923):
The rule of equality established by [the treaty] cannot
be rendered nugatory in any part of the United States
by municipal ordinances or state laws. It stands on the
same footing of supremacy as do the provisions of the
Constitution and laws of the United States. IL operates
of itsell without the aid of any legislation, state or
national; and it will be applied and given authoritative
effect by the courts.
Id. at 341 (citations omitted).
The anti-discrimination norm of international law is no
less binding than that applied in Asakura. Indeed, under
any standard of proof, the right to be {ree from governmen-
tal discrimination on the basis of race is so universally
accepted by nations as to constitute a peremptory norm of
international law.” It is included in such fundamental texts
as the Charter of the United Nations,® and the Charter of
the Organization of American States”, both of which are
“A peremptory norm of international law is a “norm accepted and
recognized by the international community of states as a whole as a
norm {rom which no derogation is permitted and which can be modi-
fied only by a subsequent norm of general international law having
the same character.” Vienna Convention on the Law of Treaties,
adopted May 22, 1969, entered into force Jan. 27, 1980. Although the
Vienna Convention has been signed but not ratified by the United
States, the Department of State, in submitting the convention to the
Senate, stated that the convention “is already recognized as the
authoritative guide to current treaty law and practice.” S. xec. Doc.
L., 92d Cong. Ist Sess. (1971) at 1,
“U.N. Charter, signed June 26, 1945, entered into force October 24,
1945, 59 Stal. 1031, T.S. No. 993. Article bhile).
"OAS Charter, signed April 30, 1948, entered into force December
13, 1951, 2 LL.S.E 2294, T1.A.S. No. 2361, Article 3).
mee
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ates
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(reaties ratified by the United States. Similar prohibitions
are found in every comprehensive international treaty per-
taining to human rights and in numerous international dec-
larations and resolutions. "Recognizing this consistent and
universal condemnation of racial diserimination, the Inter-
national Court of Justice has concluded that “the principles
and rules concerning the basic rights of the human person,
including protection from . . . racial discrimination,” con-
stitute an international obligation of all states. Case con-
cerning the Barcelona Traction Light and Power Co., Lid.
[1970] [.C.J. Rep. 32. See also Legal Consequences for
States of the Continued Presence of South Africa in
Namibia (South West Africa) notwithstanding Security
Council Resolution 276, [1971] 1.C.J. Rep. HT:
[T]o establish . . . and to enforce distinctions, exclu-
sions, restrictions, and limitations exclusively based on
grounds of race, colour, descent or national or ethnic
origin . . . constitutes a denial of fundamental human
rights [and] is a flagrant violation of the purposes and
principles of the charter
With remarkable candor, the en bane Court of Appeals
accepted the factual findings of petitioner’ studies, viz. that
no factors other than race could account for the marked
increase in capital sentences among those defendants whose
victims were white. Indeed, the court below expressly
“assum|ed| the validity ol the rosnnrahs. and “that it proves
what it claims to prove.” 753 I. 2d at 886. The court’ decision
as a matter of law that this evidence established no violation
of the Kighth and Fourteenth Amendments to the U.s.
Constitution does not dispose of the issue whether it evinces
a fundamental violation of international law. The court of
“The relevant international authorities are collected in Appendix
B.
10
appeals cannot so blithly ignore the legal consequences of its
factual concessions.
The discrepancy in capital sentencing patterns which is
assumed by the en banc court in this case clearly falls within
the international prohibition. That norm, apparently unlike
the Eighth and Fourteenth Amendments in the Eleventh
Circuit, admits no defense of degree and demands no in-
controvertible showing of individualized intent. It is sys-
tematic racial discrimination, of the kind admittedly demon-
strated in this case, which violates binding international
law, !!
But the en banc court below made no attempt to dis-
charge its burden under The Paquete Habana and Asakiora
to apply international law. It utterly failed to address the
relevant norms of international law that constitute part of
federal common law. The court simply did not discuss
whether the racial discrimination alleged by petitioner falls
within the scope of international law as incorporated into
federal common law. Instead, on the issue of discrimination,
the court of appeals contented itself with considering only
the contours of the Eighth and Fourteenth Amendments.
The courts apparent neglect of the peremptory norm of
international law prohibiting racial discrimination cannot be
squared with this Court's consistent adherence to the law of
nations as providing the rule of decision, whenever a liti-
gant’s rights are framed in its terms. In short, the en bane
court’s failure to assess the international law issues raised
by its assumption that the showing of discrimination was
valid constitutes error which should be reviewed by this
Court. And, if the en banc court somehow did not err in
failing to ascertain and apply international law, then the
nSee e.g. American Law Institute, Restatement of Foreign Rela-
tions Law of the United States (Revised), § T02(0) (Tent. Draft No. 6
1985).
of its
ch is
ithin
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enth
0 In-
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ional
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used
was
this
rin
1 the
Rela-
No. 6
11
case raises the fundamental issue of when, under The Pa-
quete Habana and Asakura, domestic courts are obliged to
look to that source of law and when they may ignore it.
CONCLUSION
The decision of the Court of Appeals en bane that the
Georgia death penalty statute is not unlawfully applied in
spite of an admitted discriminatory impact flies in the face of
the universal principle that international human rights law
applies to all individuals. The en bane court’ failure to
consider in a meaningful way the international law issues
relevant to this case violates the Supremacy Clause of the
Constitution as interpreted and ignores the decisions of this
Court which establish the fundamental role of international
law in United States law. In addition, even if the en bane
courts disposition were consistent with Supreme Court
precedent in the international law field, the case raises
issues of law and fact which sharply distinguish it from other
capital cases, as the United States itself has acknowledged.
[For these reasons, anicus vespectfully urges this Court
to grant certiorart.
Respectfully submitted,
RALPH G. STEINHARDT, Lis.
Parton, Bosas & Brow
2560 M Street, N.W.
Washington, D.C. 20037
(202) 457-6055
Of Counsel: Counsel of Record
a for Amicus Curiae
Hurst Hannum, Esq.
Amy Young, sq.
Steven M. Schneebaum, Is.
APPENDIX
APPENDIX A
AFFIDAVIT OF PROFESSOR WILLIAM BOWERS
[ am a sociologist with particular training in statistics and
computer applications to sociology. I graduated from Wash-
ington and Lee University in 1957 and received my doctorate in
sociology in 1966 from Columbia University. I am presently a
professor of sociology at Northeastern University, Doston,
Massachusetts, and Director of that University’s Center for
Applied Social Research.
Since approximately 1972, I have been engaged in research,
study, and writing on the use of the death penalty in the United
States. I am the author of numerous articles on the subject and
of the book Executions in America, published in 1974.
Together with the Assistant Director here at the Center,
Glenn L. Pierce, and others, I have supplied the figures and
statistics on race-vietim death sentencing disparaties con-
tained in appendices A and B of this complaint. These figures
are accurate to the best of our abilities and reflect sustained
research and the use of widely-accepted statistical methods.
[ believe, on the basis of my research and analysis, that the
broad pattern of race-victim death sentencing disparities com-
plained of in the foregoing document remain unremedied by
state or federal authorities and therefore continue today.
(signed) William Bowers
Professor William Bowers
SS: Commonwealth of Massachusetts
County of Suffolk
Subscribed and sworn to before me this 11th day of April,
1980.
(signed) Philip C. Boyd
Notary Public
My Commission Lixpires:
Nov. 28, 1980
SKAL
0,
et
FLORIDA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN FLORIDA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Iistimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders" to Death Sentence
White 2265 72 032
Black 26006 61 023
Race of Victim
White 2439 122 L050
Black 2432 11 .005
Offender/Victim
Racial Combinations
Black Kills White 2806 48 168
White Kills White 2146 2 .034
Black Kills Black 2320 2911 005
White Kills Black 111 0 .000
All Offenders 4871 133 027
Data Sonrces: (1) Supplementary Homicide Reports on criminal homicide
data from January 1973 through December 1976, supplied by the Uniform
Crimne Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on eriminal homicide data for 1977, supplied by the Uniform Crime
Leports Program, Department of Law Enforcement, Tallahassee, Florida;
(3) persons sentenced to death from January 1973 through December 1977,
supplied by Citizens Against the Death Penalty, Jacksonville, Florida.
“I'he estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the vers
1976, 1977 (sources: 1, 2) by vietim-based adjustment factor to correct for
undercoverage. The adjustment factor 3.481 equals the number of homicide
victims from January 1973 through December 1977 (sources: 1, 2) divided by
hicide
iform
tates
cide
rime
rida;
1977,
3,
ad by
vers
ct for
eide
ed by
GEORGIA
PROBABILITY OF RECEIVING THI DIKATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE .
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Listimaled Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders” to Death Sentence
White 1082 41 oo
Black ; 2716 49 —- 013
Race of Victim
White 1265 76 L060
Black 2529 14 .005
Offender/Victim
:
tacial Combinations
Black Kills White 258 37 143
White Kills White 1006 39 .039
Black Kills Black 2458 2 L005
White Kills Black 71 g O28
All Offenders 3798 90 024
Data Sonrces: (1) Supplementary Homicide Reports on eriminal homicide
data from April 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.: (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Criminal Ac-
tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In-
formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful
homicides from April 1973 through December 1977, supplied by the Office of
© Health Services Research and Statistics, Division of Physical Health, Atlan-
ta, Georgia: (4) Persons sentenced to death from April 1975 through De-
cember 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia.
“I'he estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a vietim-based adjustment factor to corveet for
undercoverage. The adjustment factor 1.153 equals the number of homicide
victims from April 1973 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
TEXAS
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN TEXAS FROM THE
EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders to Death Sentence
White 3771 38 010 4
Black 294) 0g 010
Race of Victim
White 3964 71 018 |
Black 2740 2 001
|
Offender/Victim 4
Racial Combinations |
Black Kills White S14 27 078 | :
White Kills White 3616 37 .010
Black Kills Black 2597 2 007 i
White Kills Black 143 0 .000
All Offenders 6711 73 011
Data Sources: (1) Supplementary Homicide Reports on eriminal homicide
data from January 1974 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide :
Reports on eriminal homicide data for 1977, supplied by the Uniform Crime
Reporting Bureau, Texas Department of Publie Safety, Austin, Texas; (3)
Vital Statistics records on willful homicides from January 1974 through
December 1977, supplied by the Bureau of Vital Statisties, Texas Depart-
ment of Health, Austin, Texas; (1) persons sentenced to death from January
1971 through December 1977, supplied by the Office of Court Administration,
The Supreme Court of Texas, Austin, Texas.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1076, 1977 (sources: 1, 2) by a vietim-based adjustment factor to correct for
undercoverage. The adjustment factor 2.473 equals the number of homicide
victims from January 197-1 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2). |
PRs a salient ob vor aie ATTEN REE icos Se ng
EEA Sd ond
|
rR gr TE wo
FLORIDA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN FLORIDA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders" to Death Sentence
White 307 H4 1376
Black 251 50 .199
Race of Victin
White 432 97 294
Black 122 7 057
Offender/Victim
Racial Combinations
Black Kills White 136 41 301
White Kills White 2906 Hd 182
Black Kills Black 115 7 .061
White Kills Black 7 0 .000
All Offenders 558 104 186
Data Sources: (1) Supplementary Homicide Reports on eriminal homicide
data from January 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on eriminal homicide data for 1977, supplied by the Uniform Crime
Reports Program, Department of Law Enforcement, Tallahassee, Florida:
(3) persons sentenced to death from January 1973 through December 1977,
supplied by Citizens Against the Death Penalty, Jacksonville, Florida.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for
undercoverage. The adjustment factor 3.484 equals the number of homicide
victims from January 1973 through December 1977 (sources: 1, 2) divided by
the number of homicide victims in the years 1976, 1977 (sources: 1, 2).
HAT SS VAR Wf 3 AA ee AAR ae
ba
GEORGIA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY-TYPIE MURDER BY RACE
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Kstimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders: to Death Sentence
White 196 37 .189
Black 338 42 A124
Race of Victim
White 3106 (GY 218
Black 218 10) L046
Offender/Vietim
Racial Combinations
Black Kills White 134 34 254
White Kills White 18:3 35 .191
Black Kills Black 2056 hot .03Y
White Kills Black 13 2 .154
All Offenders Hd 74 C148
Data Sources: (1) Supplementary Homicide Reports on eriminal homicide
data from April 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Criminal Ac-
tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime [n-
formation Center, Atlanta, Georgia; (3) Vital Statisties tabulations on willful
Health Services Research and Statistics, Division of Physical Health, Atlan-
ta, Georgia; (1) Persons sentenced to death from April 1973 through De-
cember 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia; (1) Persons sentenced to death from April 1973 through
December 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia.
“The estimated number of offenders tor a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 4.153 equals the number of homicide
victims from April 1973 through December 1977 (source: 3) divided by the
member of homicide victims in the years 1976, 1977 (sources: 1, 2).
homicides from April 1973 through December 1977, supplied by the Office of
oe NATIT 1 A Ai rom
TEXAS
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY-TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN TEXAS FROM THI
EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Iistimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders" to Death Sentence
White 411 34 L083
Black 294 27 .092
Race of Victim
White 551 63 114
Black 151 2 013
Offender/Victim
Racial Combinations
Black Kills White 173 25 144
White Kills White 378 34 .090
Black Kills Black 12} 2 016
White Kills Black 30 0 .000
All Offenders 705 61 O87
Data Sonrvees: (1) Supplementary Homicide Reports on eriminal homicide
data from January 1974 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3)
Vital Statistics records on willful homicides from January 1974 through °
December 1977, supplied by the Bureau of Vital Statisties, Texas Depant-
ment of Health, Austin, Texas; (<1) persons sentenced to death from January
197-4 through December 1977, supplied by the Office of Court Administration,
“The Supreme Court of Texas, Austin, Texas.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a vietim-based adjustment factor to correct for
undercoverage. The adjustment factor 2.473 equals the number of homicide
victims from January 1974 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2)
Si
APPENDIX B
Universal Declaration of Human Rights, adopted Dec. 10, 1948
(.A. Res. 217, UI.N. doe. AB10 (1M8)Y arts. 2, 7, 4;
International Covenant on Civil and Political Rights, adopted
Dee. 16, 1966, G.A. Res. 22004, 21 U.N. GAOR, Supp. (No.
165) arts. 2a), 13. 26;
[International Covenant on Keonomie, Social And Cultural
Rights, adopted Dee. 16, 1966, G.A. Res. 2200A, 21 U.N.
GAOR, Supp. (Neo. 16) art. 202);
Charter of the Organization of American States, April 30, 1948,
2 0.8.7 2395, T.LA.S. No. 2381, art. 303);
American Declaration of the Rights and Duties of Man, O.A.S.
Res. XXX, adopted by the Ninth International Conference of
American States, held at Bogota, Columbia (1948), OlKA/Ser.
L./V/. 4 Rev. (1963) Arts. 11, XXC1];
American Convention on Human Rights, signed Nov. 22, 1969,
OAS Official Records OKA/Ser. K/IXVIL, Doe. 65, Rev. 1,
Cory. L:0Jan. 7, 1970) arts. 227) 249). 24;
[luropean Convention on Human Rights, 213 U.N.T.S. 221
(1950) arts. 3, 14:
International Convention on the Suppression and Punishment
of the Crime of Apartheid, adopted Nov. 30, 1973, G.A. Res.
3068, 28 U.N. GAOR, Supp. (No. 30) 75, U.N. Doc. A/9233/
Add. 1 (197):
United Nations Declaration on the Elimination of All Forms of
Racial Discrimination, adopted Nov. 20, 1963, GG. A. Res. 1904,
18 U.N. GAOR Supp. (No. 15) 35, 36, U.N. Doc. A/5515 (1963)
art 1:
International Convention on the Elimination of All Forms of
Racial Discrimination, opened for signature Maveh 7, 1966, 660)
UNTS. 195, arts. 1, 2 . i th a sae ot a Ei a ar wo ee Se
9a
Declaration of Social Progress and Development, adopted Dec.
11, 1969, Arts. 1 and 2, G. A. Res. 2542, 24 U.N. GAOR, Supp.
(No. 30) 49, U.N. Doc. A/T630 (1969);
Declaration on the Promotion Among Youth of the Ideals of
Peace, Mutual Respect and Understanding between Peoples,
adopted Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20
U.N. GAOR, Supp. (No. 14) 40, U.N. Doc. A/6015 (1965);
[Employment Policy Convention, adopted July 9, 1964, Art.
1(2)(e), 569 U.N.T.S. 65 (entered into force July 15, 1964);
Protocol to the Convention against Discrimination in duca-
tion, adopted Dec. 10, 1962, [1969] U.N.T.S. No. 9423 (Cmd.
3894);
Convention against Discrimination in Education, adopted Dec.
14, 1960, 429 U.N.T.S. 93, 96 (UNESCO General Conference)
(entered into force May 22, 1962);
Declaration on the Rights of the Child, Principle 1, adopted
Nov. 20, 1959, G.A. Res. 1386, 14 U.N. GAOR, Supp. (No. 16)
19, U.N. Doe. A/4354 (1959);
Convention concerning Discrimination in Respect of ISmploy-
ment and Occupation, adopted June 25, 1958, 362 U.N.T.5. 31
(11.0 General Conference) (entered into force June 15, 1960);
Convention Relating to the Status of Stateless Persons, Art. 3,
adopted Sept. 23, 1954, 360 U.N.T.S. 117 (entered into force
June 6, 1960);
Convention on Human Rights and Fundamental Freedoms,
adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5, 213 U.N.T.S.
39% .
Seated 1
Convention Relating to the Status of Refugees, adopted July
25, 1951, Art. 3, 189 U.N.I\S. 304 (entered into force May 23,
1953);
Convention on the Prevention and Punishment of the Crime of
Genocide, adopted Dee. 9, 1948, 78 U.N.T.S. 277 (entered into
force Jan. 12, 1951).
AA ERE RRA cri ta CE EA ts o 30 0 JEANIE 41390 104 Tre Arron same
BT TIS
No. 84-6811
IN THE
Supreme Court of the United States
OcTOBER TERM, 1984
WARREN MCCLESKEY,
Petitioner,
V.
RALPH M. KEMP,
Respondent.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Eleventh Circuit
MOTION FOR LEAVE TO FILE BRIEF
AMICUS CURIAE AND
BRIEF AMICUS CURIAE OF THE
INTERNATIONAL HUMAN RIGHTS LAW
GROUP IN SUPPORT OF PETITION
FOR WRIT OF CERTIORARI
Of Counsel: *RALPH G. STEINHARDT, ESQ.
AMY YOUNG, Esq. PATTON, BOGGS & BLow
Hurst HANNUM, Esq. 2550 M Street, N.W.
STEVEN M. SCHNEEBAUM, Washington, D.C. 20037
Esq. (202) 457-6055
INTERNATIONAL HUMAN *Counsel of Record
RIGHTS LAW GROUP
Washington, D.C.
PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
MOTION OF THE INTERNATIONAL HUMAN RIGHTS
LAW GROUP TO FILE BRIEF AMICUS CURIAE
IN SUPPORT OF PETITION FOR WRIT OF
CERTIORARI
Pursuant to Rule 36.3 of the Rules of this Court, the
International Human Rights Law Group moves for leave to
file the attached brief amicus curiae in support of the
petition for a writ of certiorari. The Law Group is a non-
profit organization of international lawyers and scholars,
which, through litigation, publication, and other public ac-
tivism, seeks to promote respect for human rights norms in
all nations, including the United States.
Amicus wishes to support the petition for writ of cer-
tiorari to the United States Court of Appeals for the Elev-
enth Circuit on the grounds that that Court of Appeals has
both “decided an important question of federal law which
has not been, but should be settled by this Court” and
“decided a federal question in a way in conflict with applica-
ble decisions of this Court.” Rule 17(c). In particular, ami-
cus wishes to submit for this Courts consideration the
argument that the en banc decision below approved an
admittedly racially-discriminatory system for the imposi-
tion of the death penalty, which violates peremptory norms
of international law. In failing to consider international law
as a relevant source of the rule of decision, the Eleventh
Circuit’ decision violates the Supremacy Clause of the Con-
stitution and applicable decisions of this Court. Alter-
natively the precise question of whether international
human rights norms must inform interpretations of Consti-
tutional text is a highly significant issue of federal law
deserving authoritative resolution by this Court.
Amicus also brings a unique institutional perspective to
these proceedings. Between 1980 and 1984, the Law Group
sought to litigate the issues of race discrimination raised in
i
this case before the Inter-American Commission on Human
Rights, an instrumentality of the Organization of American
States. On October 3, 1984, the Commission held the Law
Group’s petition inadmissible on certain procedural
grounds. The Government of the United States had re-
quested such a disposition inter alia on the ground that
domestic remedies had not been exhausted and in particular
on the ground that the issues raised herein were appropriate
for disposition in the first instance by this Court and U.S.
courts generally.
Amicus is not aware of any presentation of these argu-
ments to this Court in this case. Counsel for petitioner has
consented to the filing of this brief. Amicus sought the
consent of counsel for the respondent who declined to
provide it, necessitating this motion.
Respectfully submitted,
RALPH G. STEINHARDT
PATTON, BoGGs & BLow
2550 M Street, N.W.
Washington, D.C. 20037
(202) 457-6000
Counsel of Record for the
International Human Rights
Law Group
111
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES... ut. ci subs. a su Vv
INTEREST OF THE AMICUS: . oo. tina. vuiondl oni 1
SUMMARY OF ARGUMENT un nnn ain sruiiis Sdn 2
ABGUMENT. .... 0.0. os ae 0 aol 3
I. As Suggested By The United States In Its Submis-
sions To The Inter-American Commission On Human
Rights, The Issues Raised By The Eleventh Circuits
Decision Are Uniquely Important Questions Of Fed-
eral Law Deserving Authoritative Resolution ... .. 3
II. The Eleventh Circuit Was Required To Construe The
Georgia Death Penalty Statute Consistently With
Pertinent International Law And Failed To Do So.
The Existence Of Racial Discrimination As Acknowl-
edged By The Eleventh Circuit Violates A Perempto-
ry Norm Of International Law =. ....ouv unin 6
CONCLUSION 4... sie ca Ci mil Lo 11
iv
TABLE OF AUTHORITIES
CASES: Page
Asakwro uv. Seattle, 265 U.S. 3321923) .......... +... 8, 10
Barcelona Traction Light and Power Co., Ltd., [1970]
YC J. Ben. 32 i... i... hs anniaml idan 9
Castaneda v. Partida, 430 U.S. 482 (A978) ...... 0... 6
Cook v. United States, 288 U.S. 102 A983) =. ....... 4. 7
Eddings v. Oklahoma, 455 U.S. 104 (1982) ........... 3,5
Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan. 1980) 7
Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980) ... 7
First National City Bank v. Banco Para el Commercio
Eaterior.de Cubg, 103 S. Ct. 2501. (1983). ovis 6
Lowritzen uv. Larsen, 845 U.S. BTL (A953)... oi. on iniiis 7
Legal Consequences for States of the Continued Presence
of South Africa in Namibia (South Africa) notwith-
standing Security Council Resolution 276, [1971]
LOJ BED. 57 ivsvinviiahopnh s sessimninass sony, 9
McCulloch v. Sociedad Nacional de Marineros de Hon-
duras, 372 US, 10963) . ............ 0c ais 7
Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118
ABO)... ........ ccm or aie 7
The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815) ...... 6
North Sea Continental Shelf Cases, [1969] I.C. J. Rep. 37 7
The Paquete Habana, 175 U.S. 677 (1900) ...... 267.10
Respublica v. DeLongchamps, 1 U.S. 119, 1 Dall. 111 (O.
EL Pars)... es re rea 7
Rodriquez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th
Civ, 198)... ress 7
Rose v. Mitchell, 443 U8. 4B AMD) ................ 6
Spinkellink v. Wainwright, 578 F.2d 582 (5th Cir. 1978),
cert denied 404 U.S. 976 (ANY) ........... coves
Talbot v. Seeman, 5 U.S. 1 Cranch) 1 A301) .........
Ware v. Hylton, 3 U.S. (3 Da)199(1796) ............
Weinberger v. Rossi, 456 11.8. 2611982) .............
Wood ». Georgia, 450 11.8. 261 (19RY) ........50n...... W
3
OC
J
=
Table of Authorities Continued
Woodson v. North Carolina, 428 U.S. 280 (1976) ..... 5
TREATIES, STATUTES, DECLARATIONS, AND REGULATIONS:
American Convention on Human Rights, signed Nov. 22,
1969, OAS Official Records OEA/Ser. K/XVI/i.i.,
Doc..65, Rev.il, Corr. 1 (Jan. 7, 1970) i. ....u App. B
American Declaration of the Rights and Duties of
Man,0.A.S. Res. XXX, adopted by the Ninth Inter-
national Conference of American States, held at
Bogata, Columbia (1948), OEA/Ser. L./V/I. 4 Rev.
(1965). oi esol App. B
Charter of the Organization of American States, April 30,
1948. 2 U.S. 7 2395, T.1.A.S. No. 2361, ...... App. B
Convention against Discrimination in Education, adopted
Dec. 14, 1960, 429 U.N.T.S. 93 (UNESCO General
Conference) (entered into force May 22, 1962) . App. B
Convention concerning Discrimination in Respect of Em-
ployment and Occupation, adopted June 25, 1958, 362
U.N.T.S. 31 (ILO General Conference) (entered into
force June 15, 1960) i... ..... 0. coh id nas App. B
Convention on Human Rights and Fundamental Free-
doms, adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5,
A UNITS. 22)... i aii App. B
Convention on the Prevention and Punishment of the
Crime of Genocide, adopted Dec. 9, 1948, 78
U.N.T.S. (entered into force Jan. 12, 1951).... App. B
Convention Relating to the Status of Refugees, adopted
July 25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into
force May 23,1953) .........ic..iisois iis App. B
Convention Relating to the Status of Stateless Persons,
Art. 3, adopied Sept. 23, 1954, 360 U.N. T.S. 117
(entered into force June 6, 1960) ............. App. B
vi
Table of Authorities Continued
Page
Declaration of Social Progress and Development, adopted
Dec. 11, 1969, Arts. 1 and 2, G.A. Res. 2542, 24 U.N.
GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630
£10 EE FOR Se OL Se Te App. B
Declaration on the Promotion Among Youth of the Ideals
of Peace, Mutual Respect and Understanding be-
tween Peoples, adopted Dec. 7, 1965; Principles 1 and
3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40,
U.N. Doe, ABO (1965). +... ....o viii bruni App. B
Employment on Policy Convention, adopted July 9, 1964,
Art. 1(2)(c), 569 U.N.T.S. 65 (entered into force July
15,0964) i. vii Reisen si App. B
European Convention on Human Rights, 213
U.NTS22101980) ............ savers App. B
International Covenant on Civil and Political Rights,
adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N.
GAOR,. Supp. (No. 16) .............i........ App. B
International Covenant on Economie, Social And Cultural
Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21
UN.GAOB,. Supp. (No. 16) ..............+.. App. B
International Convention on the Elimination of All Forms
of Racial Discrimination, opened for signature March
7.1966, 660 UN.TS, 105... ............... App. B
International Convention on the Supression and Punish-
ment of the Crime of Apartheid, adopted Nov. 30,
1973, G. A. Res. 3068, 28 U.N. GAOR, Supp. (No. 30)
75, U.N. Doe. A/O283/A4d4. 1QA973) .......... App. B
OAS Charter, signed April 30, 1948, entered into force
December 13, 1951, 2 U.S.T. 2394, T.1.A.S. No. 2361
Protocol to the Convention against Discrimination in Edu-
cation, adopted Dec. 10, 1962, (1969) U.N.T.S. No.
UBC. IBM)... a eae App. B
vil
Table of Authorities Continued
Page
U.N. Charter, signed June 26, 1945, entered into force
October 24, 1945, 59 Stat. 1031, T.S. No. 993 .... 8
United Nations Declaration on the Elimination of All
Forms of Racial Discrimination, adopted Nev. 20,
1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15)
23, 36, U.N. Doc. ABBI5 (1963) ............. App. B
Universal Declaration of Human Rights, adopted Dec. 10,
1948 G.A. Res. 217, U.N. doc. A/810 (1948)... App. B
Vienna Convention on the Law of the Treaties, adopted
May 22, 1969, entered into force Jan. 27, 1980 .... 8
LEGISLATIVE MATERIALS:
S. Exec. Doe. L., 92d Cong., lst Sess. (1971) ........ 8
MISCELLANEOUS:
American Law Institute, Restatement of the Foreign Re-
lations Law of the United States (Revised), § 131
(Tentative Draft No. 1, 1930)... ....... i... 6
American Law Institute, Restatement of Foreign Rela-
tions Law of the United States (Revised), § 702(f)
Cen. Draft No. 6, 1985)... conn. ind 10
Gross, Race and Death: The Judicial Evaluation of Evi-
dence of Discrimination in Capital Sentencing,
forthcoming in 18 U.C. Davis. R., No. 4 ..... 5
Henkin, International Law as Law in the United States,
SMICH.L. REV. ISS (03) i liddie....... 7
Op Att'y Gen, 270972) ............. ............. 6
Zeisel, Race Bias in the Administration of the Death
Penalty: The Florida Experience, 95 HARV. L. REV.
ABB (1081) vl LL ES. 4
IN THE
Supreme Court of the United States
OCTOBER TERM, 1984
No. 84-6811
WARREN MCCLESKEY,
Petitioner,
V
RALPH M. KEMP,
Respondent.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Eleventh Circuit
BRIEF AMICUS CURIAE OF THE
INTERNATIONAL HUMAN RIGHTS LAW
GROUP IN SUPPORT OF PETITION
FOR WRIT OF CERTIORARI
INTEREST OF THE AMICUS
The International Human Rights Law Group is a non-
profit organization of international lawyers and scholars
which seeks to promote the observance of international
human rights norms by providing legal assistance and infor-
mation to individuals and groups on a pro bono basis; repre-
senting clients in international forums; and participating
amicus curiae in U.S. litigation involving international
human rights norms.
In 1980, the Law Group petitioned the Inter-American
Commission on Human Rights, an instrumentality of the
Organization of American States, to declare that capital
sentences in the United States are imposed in a racially
discriminatory manner. In particular, the Law Group ar-
gued that the death penalty is imposed disproportionately
on those defendants whose victims are white and that such
discrimination based upon the race of the victim was in
violation of treaties to which the United States is a party.
After receiving statistical evidence similar and in some
cases identical to that presented below by petitioner herein,
the Commission held the Law Group's petition inadmissible
on procedural grounds and effectively deferred the Law
Group’ international claims pending an authoritative dis-
position of the issue by American courts. The Law Group
thus has a direct institutional stake in this Court’s decision
to review the en banc opinion of the Eleventh Circuit Court
of Appeals and to resolve the issues raised by that decision.
SUMMARY OF ARGUMENT
This is not an ordinary capital case. Amicus appears for
the purposes of (i) demonstrating the unique and fundamen-
tal significance of this case, as acknowledged by the United
States in its submissions to the Inter-American Commission
on Human Rights, and (ii) arguing that the Eleventh Cir-
cuit, in violation of the Supremacy Clause of the Constitu-
tion and applicable decisions of this Court, failed to consider
International law as a pertinent source of the rule of deci-
sion. Under The Paquete Habana, 175 U.S. 677 (1900) and
its progeny, each of Questions Presented 1 through 5 should
have been considered in light of the peremptory norm of
international law condemning racial discrimination. It is
submitted in fine that the en banc court's failure to construe
the Georgia Death Penalty Statute consistently with bind-
ing international law is reversible error.
Although the international issues raised by amicus were
neither presented to the courts below nor raised in the
petition for certiorari, this Court has established that it has
the power to consider relevant issues raised in a case “in the
interests of justice,” irrespective of whether those issues
were previously raised, Wood v. Georgia, 450 U.S. 261, 265,
n.5 (1981), and that the exercise of that power is especially
appropriate in capital cases, Eddings v. Oklahoma, 455
U.S. 104 (1982).
Amicus offers no opinion as to the circuit court’s disposi-
tion of purely domestic issues of law, including its severe
approach to admittedly valid statistical evidence in suits of
this type.
ARGUMENT
I. As Suggested By The United States In Its Submissions
To The Inter-American Commission On Human
Rights, The Issues Raised By The Eleventh Circuit’s
Decision Are Uniquely Important Questions Of
Federal Law Deserving Authoritative Resolution.
In his petition for certiorari, the petitioner portrays a
myriad of important, indeed unprecedented federal issues
raised by the en banc decision of the Eleventh Circuit.
Amicus expresses no opinion as to these domestic issues
but would demonstrate to this Court that the United States
in parallel international proceedings has conceded the sig-
nificance of the issues raised in this case.
On August 6, 1980, amicus submitted a petition to the
Inter-American Commission on Human Rights, an instru-
mentality of the Organization of American States, alleging
that the United States imposed the death penalty in a
racially discriminatory manner. The various studies submit-
ted to the Commission revealed a broad pattern of racially-
based disparities in death sentencing based on the race of
the victim. The evidence established that a person convicted
in the State of Florida of murdering a white person was ten
times more likely to receive the death penalty than one
convicted of murdering a black person.! In Texas, the ratio
was eighteen to one.? In Georgia, where this litigation
arose, it was twelve to one.?
The Law Group argued that domestic remedies for the
redress of this discrimination were effectively exhausted
when this Court denied certiorari in Spinkelink v. Wain-
wright, 578 F.2d 582 (5th Cir. 1978), cert. denied, 404 U.S.
976 (1979).
The United States opposed the petition almost ex-
clusively on the ground that domestic remedies had not
been exhausted with the denial of certiorari in Spinkelink.
It stressed that U.S. courts including this Court remained
open to receive evidence demonstrating the fact and extent
of discrimination. Indeed, the government of the United
States in framing the issue expressly conceded its relevance
and importance:
The Petition filed by the International Human Rights
Law Group on behalf of all prisoners currently awaiting
execution in the states of Florida, Georgia, and Texas
raises an important issue in the administration of jus-
‘The data are described in the affidavit of Professor William J.
Bowers, which was attached to the Law Group’ 1980 petition, and
which is attached hereto as Appendix A. See also, Zeisel, Race Bias
in the Administration of the Death Penalty: The Florida Experience,
95 HARV. L. REV. 456 (1981).
App. A at 4a.
*1d. at 3a.
tice in the United States—whether capital punishment
statutes determined by the U.S. Supreme Court to be
constitutionally valid on their face are being imple-
mented in a constitutional manner.
Opposition of the United States, Case 7465 (June 16, 1981)
at 1 1. The United States repeated its assurance to the
Commission that U.S. courts would respond fully and fairly
to evidence establishing race discrimination. In light of this
suggestion and on other procedural grounds, the Commis-
sion denied the petition on October 3, 1984, noting that the
statistical evidence submitted was more appropriately di-
rected to a domestic court in each individual case.
As a result, the propriety of review in this particular
capital case is patent. At the threshold of course the peti-
tioner’s sentence of death inherently deserves this Court's
most searching review.
Because sentences of death are “qualitatively dif-
ferent” from prison sentences, Woodson v. North Car-
olina, 428 U.S. 280, 305 (1976) (opinion of Stewart,
Powell, and Stevens, JJ.), this Court has gone to extra-
ordinary measures to ensure that the prisoner sen-
tenced to be executed is afforded process that will
guarantee, as much as is humanly possible, that the
sentence was not imposed out of whim, passion, preju-
dice, or mistake.
Eddings v. Oklahoma, 455 U.S. 104, 117-118 (1982) (O’Con-
nor, J., concurring). But even ignoring its unique evidenti-
ary record,” the case raises an issue which the United States
‘The statistical study submitted to the courts below “is based on
the most comprehensive empirical record of racial patterns in the
imposition of the death penalty that has ever been developed in this
country, or that is likely to be developed in the foreseeable future.”
Gross, Race and Death: The Judicial Evaluation of Evidence of
Discrimination in Capital Sentencing, forthcoming in 18 UNIV.
government itself apparently regards as fundamentally im-
portant and unresolved, i.e. whether discrimination in cap-
ital sentencing, as established by statistical proof, is consti-
tutional. Pet. App. 43-50.
II. The Eleventh Circuit Was Required To Construe The
Georgia Death Penalty Statute Consistently With Per-
tinent International Law And Failed To Do So. The
Existence Of State-Sanctioned Racial Discrimina-
tion As Acknowledged By The Eleventh Circuit Vio-
lates A Peremptory Norm Of International Law.
It is axiomatic that international law is part of the law of
the United States and, under the Supremacy Clause of the
Constitution as interpreted, “must be ascertained and ad-
ministered by the courts of justice of appropriate jurisdic-
tion, as often as questions of right depending upon it are
duly presented for their determination.” The Paquete
Habana, 175 U.S. 677, 700 (1900). This basic principle has
been accepted from the earliest days of the Republic, Ware
v. Hylton, 3 U.S. (3 Da.) 199, 281 (1796); The Nereide, 13
U.S. (9 Cranch) 388, 423 (1815), and received fresh con-
firmation from this Court as recently as 1983 in Justice
O’Connor’s opinion for the Court in First National City
Bank v. Banco Para el Commercio Exterior de Cuba, 103
S.Ct. 2591, 2598 (1983).%
CAL. Davis L. R., No. 4 (1985) (at page 1 of prepublication man-
uscript). Though acknowledging the validity of the study, the en banc
court was sharply divided on the issue of what conclusions of law
could be drawn from it, compare 753 F.2d at 886 with 753 F.2d at 907
(Johnson, Hatchett, and Clark, JJ., dissenting). The dispute indepen-
dently suggests the propriety of this Court's review in light of Justice
Blackmun’s opinion for the Court in both Castaneda v. Partida, 430
U.S. 482 (1976) and Rose v. Mitchell, 443 U.S. 545 (1978).
*See also Op. Att'y Gen. 27 (1972) (“The law of nations, although not
specially adopted by the Constitution or any municipal act, is essen-
tially a part of the law of the land”); Restatement (Revised) of the
Foreign Relations Law of the United States (Tentative Draft No. 1,
1980) at § 131, Comment D (“the proposition that international law
The most fundamental application of this principle arises
when courts are requested to interpret statutes enacted by
Congress or the state legislatures. In all such cases, the
statute “ought never to be construed to violate the law of
nations, if any other possible construction remains . . . .”
Weinberger v. Rossi, 456 U.S. 25, 33 (1982), quoting Murray
v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118 (1804). See
also, Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 43 (1801); Cook
v. United States, 288 U.S. 102 (1983); Lauritzen v. Larsen,
345 U.S. 571, 578 (1953); McCulloch v. Sociedad Nacional
de Marineros de Honduras, 372 U.S. 10, 21 (1963). The “law
of nations” which the courts are directed to apply includes
both treaties and customary international law.®
Thus, in construing the Georgia death penalty statute and
petitioners sentence thereunder, the Eleventh Circuit
Court of Appeals was obliged to “ascertain[ | and admin-
ister] ]” international law, insofar as “questions of right”
depend upon it, The Paquete Habana, supra. On such
and agreements are law in the United States is addressed mainly to
the courts. They are to apply international law or agreements as if
their provisions were enacted by Congress.”); Henkin, International
Law as Law in the United States, 82 MicH. L. REV. 1555, 1560
(1984).
Customary international law is essentially international common
law, which arises out of the practice of nations acting in a particular
manner because they feel themselves legally bound to do so. This
state practice may be deduced from treaties, national constitutions,
declarations and resolutions of intergovernmental bodies, public pro-
nouncements by heads of state, and empirical evidence of the extent
to which the customary law rule is observed. See North Sea Conti-
nental Shelf Cases, [1969] 1.C.J. Rep. 37. Customary international
law is binding on all nations and creates enforceable rights and
obligations for individuals. Paquete Habana, supra; Respublica v.
DeLongchamps, 1 U.S. 119, 1 Dall. 111 (O.&T. Pa. 1784). See e.g.,
Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980); Fernandez v.
Wilkinson, 505 F. Supp. 787 (D. Kan. 1980), aff’d on other grounds
sub nom, Rodriguez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th
Cir. 1981).
grounds, this Court struck down a discriminatory ordinance
which was inconsistent with the provisions of an interna-
tional treaty in Asakura v. Seattle, 265 U.S. 332 (1923):
The rule of equality established by [the treaty] cannot
be rendered nugatory in any part of the United States
* by municipal ordinances or state laws. It stands on the
same footing of supremacy as do the provisions of the
Constitution and laws of the United States. It operates
of itself without the aid of any legislation, state or
national; and it will be applied and given authoritative
effect by the courts.
Id. at 341 (citations omitted).
The anti-discrimination norm of international law is no
less binding than that applied in Asakura. Indeed, under
any standard of proof, the right to be free from governmen-
tal discrimination on the basis of race is so universally
accepted by nations as to constitute a peremptory norm of
international law.” It is included in such fundamental texts
as the Charter of the United Nations,® and the Charter of
the Organization of American States’, both of which are
’A peremptory norm of international law is a “norm accepted and
recognized by the international community of states as a whole as a
norm from which no derogation is permitted and which can be modi-
fied only by a subsequent norm of general international law having
the same character.” Vienna Convention on the Law of Treaties,
adopted May 22, 1969, entered into force Jan. 27, 1980. Although the
Vienna Convention has been signed but not ratified by the United
States, the Department of State, in submitting the convention to the
Senate, stated that the convention “is already recognized as the
authoritative guide to current treaty law and practice.” S. Exec. Doc.
L., 92d Cong., 1st Sess. (1971) at 1.
*U.N. Charter, signed June 26, 1945, entered into force October 24,
1945, 59 Stat. 1031, T.S. No. 993, Article 55(c).
OAS Charter, signed April 30, 1948, entered into force December
13, 1951, 2 U.S.T. 2394, T.I.A.S. No. 2361, Article 3(j).
treaties ratified by the United States. Similar prohibitions
are found in every comprehensive international treaty per-
taining to human rights and in numerous international dec-
larations and resolutions. ’Recognizing this consistent and
universal condemnation of racial discrimination, the Inter-
national Court of Justice has concluded that “the principles
and rules concerning the basic rights of the human person,
including protection from . . . racial discrimination,” con-
stitute an international obligation of all states. Case con-
cerning the Barcelona Traction Light and Power Co., Ltd.,
[1970] I.C.J. Rep. 32. See also Legal Consequences for
States of the Continued Presence of South Africa in
Namibia (South West Africa) notwithstanding Security
Council Resolution 276, [1971] 1.C.J. Rep. 57:
[T]o establish . . . and to enforce distinctions, exclu-
sions, restrictions, and limitations exclusively based on
grounds of race, colour, descent or national or ethnic
origin . . . constitutes a denial of fundamental human
rights [and] is a flagrant violation of the purposes and
principles of the charter.
With remarkable candor, the en banc Court of Appeals
accepted the factual findings of petitioner’ studies, viz. that
no factors other than race could account for the marked
increase in capital sentences among those defendants whose
victims were white. Indeed, the court below expressly
“assuml[ed] the validity of the research,” and “that it proves
what it claims to prove.” 753 F.2d at 886. The court’ decision
as a matter of law that this evidence established no violation
of the Eighth and Fourteenth Amendments to the U.S.
Constitution does not dispose of the issue whether it evinces
a fundamental violation of international law. The court of
“The relevant international authorities are collected in Appendix
B.
10
appeals cannot so blithly ignore the legal consequences of its
factual concessions.
The discrepancy in capital sentencing patterns which is
assumed by the en banc court in this case clearly falls within
the international prohibition. That norm, apparently unlike
the Eighth and Fourteenth Amendments in the Eleventh
Circuit, admits no defense of degree and demands no in-
controvertible showing of individualized intent. It is sys-
tematic racial discrimination, of the kind admittedly demon-
strated in this case, which violates binding international
law. 1!
But the en banc court below made no attempt to dis-
charge its burden under The Paquete Habana and Asakura
to apply international law. It utterly failed to address the
relevant norms of international law that constitute part of
federal common law. The court simply did not discuss
whether the racial discrimination alleged by petitioner falls
within the scope of international law as incorporated into
federal common law. Instead, on the issue of discrimination,
the court of appeals contented itself with considering only
the contours of the Eighth and Fourteenth Amendments.
The courts apparent neglect of the peremptory norm of
international law prohibiting racial discrimination cannot be
squared with this Court's consistent adherence to the law of
nations as providing the rule of decision, whenever a liti-
gant’s rights are framed in its terms. In short, the en banc
court’ failure to assess the international law issues raised
by its assumption that the showing of discrimination was
valid constitutes error which should be reviewed by this
Court. And, if the en banc court somehow did not err in
failing to ascertain and apply international law, then the
See e.g. American Law Institute, Restatement of Foreign Rela-
tions Law of the United States (Revised), § 702(f) (Tent. Draft No. 6
1985).
11
case raises the fundamental issue of when, under The Pa-
quete Habana and Asakura, domestic courts are obliged to
look to that source of law and when they may ignore it.
CONCLUSION
The decision of the Court of Appeals en banc that the
Georgia death penalty statute is not unlawfully applied in
spite of an admitted discriminatory impact flies in the face of
the universal principle that international human rights law
applies to all individuals. The en banc courts failure to
consider in a meaningful way the international law issues
relevant to this case violates the Supremacy Clause of the
Constitution as interpreted and ignores the decisions of this
Court which establish the fundamental role of international
law in United States law. In addition, even if the en banc
courts disposition were consistent with Supreme Court
precedent in the international law field, the case raises
issues of law and fact which sharply distinguish it from other
capital cases, as the United States itself has acknowledged.
For these reasons, amicus respectfully urges this Court
to grant certiorari.
Respectfully submitted,
RALPH G. STEINHARDT, ESQ.
PATTON, BOGGS & BLOW
2550 M Street, N.W.
Washington, D.C. 20037
(202) 457-6055
Of Counsel: Counsel of Record
for Amicus Curiae
Hurst Hannum, Esq. C
Amy Young, Esq.
Steven M. Schneebaum, Esq.
APPENDIX
1a
APPENDIX A
AFFIDAVIT OF PROFESSOR WILLIAM BOWERS
I am a sociologist with particular training in statistics and
computer applications to sociology. I graduated from Wash-
ington and Lee University in 1957 and received my doctorate in
sociology in 1966 from Columbia University. I am presently a
professor of sociology at Northeastern University, Boston,
Massachusetts, and Director of that University’s Center for
Applied Social Research.
Since approximately 1972, I have been engaged in research,
study, and writing on the use of the death penalty in the United
States. I am the author of numerous articles on the subject and
of the book Executions in America, published in 1974.
Together with the Assistant Director here at the Center,
Glenn L. Pierce, and others, I have supplied the figures and
statistics on race-victim death sentencing disparaties con-
tained in appendices A and B of this complaint. These figures
are accurate to the best of our abilities and reflect sustained
research and the use of widely-accepted statistical methods.
I believe, on the basis of my research and analysis, that the
broad pattern of race-victim death sentencing disparities com-
plained of in the foregoing document remain unremedied by
state or federal authorities and therefore continue today.
(signed) William Bowers
Professor William Bowers
SS: Commonwealth of Massachusetts
County of Suffolk
Subscribed and sworn to before me this 11th day of April,
1980.
(signed) Philip C. Boyd
Notary Public
My Commission Expires:
Nov. 28, 1980
SEAL
2a
FLORIDA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN FLORIDA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 2265 72 .032
Black 2606 61 .023
Race of Victim
White 2439 122 .050
Black 2432 11 .005
Offender/Victim
Racial Combinations
Black Kills White 286 48 .168
White Kills White 2146 72 .034
Black Kills Black 2320 11 .005
White Kills Black 111 0 .000
All Offenders 4871 133 027
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reports Program, Department of Law Enforcement, Tallahassee, Florida;
(3) persons sentenced to death from January 1973 through December 1977,
supplied by Citizens Against the Death Penalty, Jacksonville, Florida.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for
undercoverage. The adjustment factor 3.484 equals the number of homicide
victims from January 1973 through December 1977 (sources: 1, 2) divided by
the number of homicide victims in the years 1976, 1977 (sources: 1, 2).
3a
GEORGIA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders* to Death Sentence
White 1082 41 .038
Black 2716 49 .018
Race of Victim
White 1265 76 .060
Black 2529 14 .005
Offender/Victim
Racial Combinations
Black Kills White 258 37 143
White Kills White 1006 39 .039
Black Kills Black 2458 12 .005
White Kills Black 71 2 .028
All Offenders 3798 90 .024
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from April 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Criminal Ac-
tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In-
formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful
homicides from April 1973 through December 1977, supplied by the Office of
Health Services Research and Statistics, Division of Physical Health, Atlan-
ta, Georgia; (4) Persons sentenced to death from April 1975 through De-
cember 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 4.453 equals the number of homicide
victims from April 1973 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
4a
TEXAS
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN TEXAS FROM THE
EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders to Death Sentence
White 3771 38 .010
Black 2940 29 .010
Race of Victim
White 3964 71 .018
Black 2740 2 .001
Offender/Victim
Racial Combinations
Black Kills White 344 7 078
White Kills White 3616 37 .010
Black Kills Black 2597 2 .007
White Kills Black 143 0 .000
All Offenders 6711 73 .011
Data Sources: (1) Supplementary Homicide Reports on eriminal homicide
data from January 1974 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3)
Vital Statistics records on willful homicides from January 1974 through
December 1977, supplied by the Bureau of Vital Statistics, Texas Depart-
ment of Health, Austin, Texas; (4) persons sentenced to death from January
1974 through December 1977, supplied by the Office of Court Administration,
The Supreme Court of Texas, Austin, Texas.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 2.473 equals the number of homicide
victims from January 1974 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
FLORIDA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN FLORIDA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders” to Death Sentence
White 307 54 176
Black 251 50 .199
Race of Victim
White 432 97 224
Black 122 7 .067
Offender/Victim
Racial Combinations
Black Kills White 136 41 301
White Kills White 296 54 182
Black Kills Black 115 7 .061
White Kills Black 7 0 .000
All Offenders 558 104 .186
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reports Program, Department of Law Enforcement, Tallahassee, Florida;
(3) persons sentenced to death from January 1973 through December 1977,
supplied by Citizens Against the Death Penalty, Jacksonville, Florida.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for
undercoverage. The adjustment factor 3.484 equals the number of homicide
victims from January 1973 through December 1977 (sources: 1, 2) divided by
the number of homicide victims in the years 1976, 1977 (sources: 1, 2).
ba
GEORGIA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY-TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 196 7 .189
Black 338 42 124
Race of Victim
White 316 69 218
Black 218 10 .046
Offender/Victim
Racial Combinations
Black Kills White 134 34 .254
White Kills White 183 35 .191
Black Kills Black 205 8 .039
White Kills Black 13 2 154
All Offenders 534 79 148
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from April 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Criminal Ac-
tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In-
formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful
homicides from April 1973 through December 1977, supplied by the Office of
Health Services Research and Statistics, Division of Physical Health, Atlan-
ta, Georgia; (4) Persons sentenced to death from April 1973 through De-
cember 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia; (4) Persons sentenced to death from April 1973 through
December 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 4.453 equals the number of homicide
victims from April 1973 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
Ta
TEXAS
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY-TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN TEXAS FROM THE
EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 411 34 .083
Black 294 Lf .092
Race of Victim
White 551 63 114
Black 151 2 .013
Offender/Victim
Racial Combinations
Black Kills White 173 25 .144
White Kills White 378 34 .090
Black Kills Black 121 2 .016
White Kills Black 30 0 .000
All Offenders 705 61 087
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1974 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3)
Vital Statistics records on willful homicides from January 1974 through
December 1977, supplied by the Bureau of Vital Statistics, Texas Depart-
ment of Health, Austin, Texas; (4) persons sentenced to death from January
1974 through December 1977, supplied by the Office of Court Administration,
The Supreme Court of Texas, Austin, Texas.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 2.473 equals the number of homicide
victims from January 1974 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
8a
APPENDIX B
Universal Declaration of Human Rights, adopted Dec. 10, 1948
G.A. Res. 217, U.N. doc. A/810 (1948) arts. 2, 7, 14;
International Covenant on Civil and Political Rights, adopted
Dec. 16, 1966, G.A. Res. 22004, 21 U.N. GAOR, Supp. (No.
16) arts. 2(a), 13, 26;
International Covenant on Economic, Social And Cultural
Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N.
GAOR, Supp. (No. 16) art. 2(2);
Charter of the Organization of American States, April 30, 1948,
2 U.S.T 2395, T1.A.8. No. 2361, art. 303);
American Declaration of the Rights and Duties of Man, O.A.S.
Res. XXX, adopted by the Ninth International Conference of
American States, held at Bogota, Columbia (1948), OEA/Ser.
L./V/1. 4 Rev. (1965) Arts. II, XXCII;
American Convention on Human Rights, signed Nov. 22, 1969,
OAS Official Records OEA/Ser. K/XV1/i.i, Doc. 65, Rev. 1,
Corr. 1 (Jan. 7, 1970) arts. 22(7), 22(9), 24;
European Convention on Human Rights, 213 U.N.T.S. 221
(1950) arts. 5, 14;
International Convention on the Suppression and Punishment
of the Crime of Apartheid, adopted Nov. 30, 1973, G.A. Res.
3068, 28 U.N. GAOR, Supp. (No. 30) 75, U.N. Doc. A/9233/
Add. 1 (1973);
United Nations Declaration on the Elimination of All Forms of
Racial Discrimination, adopted Nov. 20, 1963, G.A. Res. 1904,
18 U.N. GAOR Supp. (No. 15) 35, 36, U.N. Doe. A/5515 (1963)
art. 1:
International Convention on the Elimination of All Forms of
Racial Discrimination, opened for signature March 7, 1966, 660
U.N.TS. 195, arts. 1, 2;
9a
Declaration of Social Progress and Development, adopted Dec.
11, 1969, Arts. 1 and 2, G.A. Res. 2542, 24 U.N. GAOR, Supp.
(No. 30) 49, U.N. Doc. A/7630 (1969);
Declaration on the Promotion Among Youth of the Ideals of
Peace, Mutual Respect and Understanding between Peoples,
adopted Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20
U.N. GAOR, Supp. (No. 14) 40, U.N. Doc. A/6015 (1965);
Employment Policy Convention, adopted July 9, 1964, Art.
1(2)(e), 569 U.N.T.S. 65 (entered into force July 15, 1964);
Protocol to the Convention against Discrimination in Educa-
tion, adopted Dec. 10, 1962, [1969] U.N.T.S. No. 9423 (Cmd.
3894);
Convention against Discrimination in Education, adopted Dec.
14, 1960, 429 U.N.T.S. 93, 96 (UNESCO General Conference)
(entered into force May 22, 1962);
Declaration on the Rights of the Child, Principle 1, adopted
Nov. 20, 1959, G.A. Res. 1386, 14 U.N. GAOR, Supp. (No. 16)
19, U.N. Doc. A/4354 (1959);
Convention concerning Discrimination in Respect of Employ-
ment and Occupation, adopted June 25, 1958, 362 U.N.T.S. 31
(ILO General Conference) (entered into force June 15, 1960);
Convention Relating to the Status of Stateless Persons, Art. 3,
adopted Sept. 23, 1954, 360 U.N.T.S. 117 (entered into force
June 6, 1960);
Convention on Human Rights and Fundamental Freedoms,
adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5, 213 U.N.T.S.
221:
Convention Relating to the Status of Refugees, adopted July
25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into force May 23,
1953);
Convention on the Prevention and Punishment of the Crime of
Genocide, adopted Dec. 9, 1948, 78 U.N.T.S. 277 (entered into
force Jan. 12, 1951).
No. 84-6811
IN THE
Supreme Court of the United States
OCTOBER TERM, 1984
WARREN MCCLESKEY,
Petitioner,
VY,
RALPH M. KEMP,
Respondent.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Eleventh Circuit
MOTION FOR LEAVE TO FILE BRIEF
AMICUS CURIAE AND
BRIEF AMICUS CURIAE OF THE
INTERNATIONAL HUMAN RIGHTS LAW
GROUP IN SUPPORT OF PETITION
FOR WRIT OF CERTIORARI
Of Counsel: *RALPH G. STEINHARDT, ESQ.
AMY YOUNG, Esq. PATTON, BOGGS & BLow
HursT HANNUM, Esq. 2550 M Street, N.W.
STEVEN M. SCHNEEBAUM, Washington, D.C. 20037
Esq. (202) 457-6055
INTERNATIONAL HUMAN *Counsel of Record
RIGHTS LAW GROUP
Washington, D.C.
PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
MOTION OF THE INTERNATIONAL HUMAN RIGHTS
LAW GROUP TO FILE BRIEF AMICUS CURIAE
IN SUPPORT OF PETITION FOR WRIT OF
CERTIORARI
Pursuant to Rule 36.3 of the Rules of this Court, the
International Human Rights Law Group moves for leave to
file the attached brief amicus curiae in support of the
petition for a writ of certiorari. The Law Group is a non-
profit organization of international lawyers and scholars,
which, through litigation, publication, and other public ac-
tivism, seeks to promote respect for human rights norms in
all nations, including the United States.
Amicus wishes to support the petition for writ of cer-
tiorari to the United States Court of Appeals for the Elev-
enth Circuit on the grounds that that Court of Appeals has
both “decided an important question of federal law which
has not been, but should be settled by this Court” and
“decided a federal question in a way in conflict with applica-
ble decisions of this Court.” Rule 17(c). In particular, ami-
cus wishes to submit for this Courts consideration the
argument that the en banc decision below approved an
admittedly racially-discriminatory system for the imposi-
tion of the death penalty, which violates peremptory norms
of international law. In failing to consider international law
as a relevant source of the rule of decision, the Eleventh
Circuit's decision violates the Supremacy Clause of the Con-
stitution and applicable decisions of this Court. Alter-
natively the precise question of whether international
human rights norms must inform interpretations of Consti-
tutional text is a highly significant issue of federal law
deserving authoritative resolution by this Court.
Amacus also brings a unique institutional perspective to
these proceedings. Between 1980 and 1984, the Law Group
sought to litigate the issues of race discrimination raised in
ii
this case before the Inter-American Commission on Human
Rights, an instrumentality of the Organization of American
States. On October 3, 1984, the Commission held the Law
Group’s petition inadmissible on certain procedural
grounds. The Government of the United States had re-
quested such a disposition inter alia on the ground that
domestic remedies had not been exhausted and in particular
on the ground that the issues raised herein were appropriate
for disposition in the first instance by this Court and U.S.
courts generally.
Amicus is not aware of any presentation of these argu-
ments to this Court in this case. Counsel for petitioner has
consented to the filing of this brief. Amicus sought the
consent of counsel for the respondent who declined to
provide it, necessitating this motion.
Respectfully submitted,
RALPH G. STEINHARDT
PaTrTON, BOGGS & BLOW
2550 M Street, N.W.
Washington, D.C. 20037
(202) 457-6000
Counsel of Record for the
International Human Rights
Law Group
iii
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES... oo A nb PL BL Vv
INTEREST OF THE AMICUS ib. de AB dia 1
SUMMARY OF ARGUMENT ....oiv on vive idan 2000 2
ABGUMENT. ....oivivi. sin. Sova rnb cBii i bon VN 3
I. As Suggested By The United States In Its Submis-
sions To The Inter-American Commission On Human
Rights, The Issues Raised By The Eleventh Circuit’s
Decision Are Uniquely Important Questions Of Fed-
eral Law Deserving Authoritative Resolution ..... 3
II. The Eleventh Circuit Was Required To Construe The
Georgia Death Penalty Statute Consistently With
Pertinent International Law And Failed To Do So.
The Existence Of Racial Discrimination As Acknowl-
edged By The Eleventh Circuit Violates A Perempto-
ry Norm Of International Law ~... ....ou on iin 6
CONCLUSION oo... ro ie ria m,n 1
1v
TABLE OF AUTHORITIES
CASES: Page
Asalowre vu. Seattle, 265 11.8. 332 (1928)... .. cdl 8, 10
Barcelona Traction Light and Power Co., Ltd., [1970]
LO.J. Rep. 32 i. oiih os ibis das ivai 9
Castaneda v. Partido, 430 U.S. 482 (1976) ........... 6
Cook v. United Stoles, 288 U.S. 102 (1983) -...... ...... 7
Eddings v. Oklahoma, 455 U.S. 104 (1982) ........... 3,5
Fernandez v. Wilkinson, 505 F. Supp. 787 (D. Kan. 1980) 7
Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980) ... 7
First National City Bank v. Banco Para el Commercio
Exterior de Cuba, 103 S. Ct. 2591 (1983)... .... 6
Lowritzen wv. Lorsen, 345 U.S. 5TL.QA988) .;:... oa 7
Legal Consequences for States of the Continued Presence
of South Africa in Namibia (South Africa) notwith-
standing Security Council Resolution 276, [1971]
LOC J. Bep. BY .c..tiscinsiissindvinansssi dad 9
McCulloch v. Sociedad Nacional de Marineros de Hon-
dures, 372 U8. 10 (A963). =... ve oe viii 7
Murray v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118
CABOLY ... vss iris ies tat dic Seiichi saat ns 7
The Nereide, 13 U.S. (9 Cranch) 388, 423 (1815) ...... 6
North Sea Continental Shelf Cases, [1969] I.C. J. Rep. 37 7
The Paquete Habana, 175 U.S. 677 (1900) ...... 2:6, 7, 10
Respublica v. DeLongchamps, 1 U.S. 119, 1 Dall. 111 (O.
ELPA)... ia rani 7
Rodriquez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th
CI 1981)... ive ii i viii 7
Rose v. Mitchell, 443 U.S. 545 (1978)... ... vv s viii 6
Spinkellink v. Wainwright, 578 F.2d 582 (5th Cir. 1978),
cert. dewied 404 U.S. 976 (1979) ................
Talbot v. Seeman, 5 U.S. (1 Cranch) 1 (1301) ..........
Wore» Hylion, 3 U.S. 3 Da.) 19901796) .............
Weinberger v. Bossi, 456 U.S. 25 (1982) .............
Wood v. Georgia, 450 U.S. 261 (1981) ................. W
a
OO
J
=
Table of Authorities Continued
Woodson v. North Carolina, 428 U.S. 280 (1976) ..... 5
TREATIES, STATUTES, DECLARATIONS, AND REGULATIONS:
American Convention on Human Rights, signed Nov. 22,
1969, OAS Official Records OEA/Ser. K/XVI/i.i.,
Doc. 65, Rev. 1, Corr. 1: (Jan. 7.1970) ....... App. B
American Declaration of the Rights and Duties of
Man,0.A.S. Res. XXX, adopted by the Ninth Inter-
national Conference of American States, held at
Bogata, Columbia (1948), OEA/Ser. L./V/I. 4 Rev.
Hi ER a ER RE RE App. B
Charter of the Organization of American States, April 30,
1948, 2. U.S.T. 2395, T1.A.8. No..2361, ...... App. B
Convention against Discrimination in Education, adopted
Dec. 14, 1960, 429 U.N.T.S. 93 (UNESCO General
Conference) (entered into force May 22, 1962) . App. B
Convention concerning Discrimination in Respect of Em-
ployment and Occupation, adopted June 25, 1958, 362
U.N.T.S. 31 (ILO General Conference) (entered into
force June 15, 1960) 5... .. a. Liat App. B
Convention on Human Rights and Fundamental Free-
doms, adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5,
A UN. TS. 2 i ies App. B
Convention on the Prevention and Punishment of the
Crime of Genocide, adopted Dec. 9, 1948, 78
U.N.T.S. (entered into force Jan. 12, 1951) .... App. B
Convention Relating to the Status of Refugees, adopted
July 25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into
force May 22,1953). ...c... ..-.ocv oi 0s vas App. B
Convention Relating to the Status of Stateless Persons,
Art. 3, adopted Sept. 23, 1954, 360 U.N.T.S. 117
(entered into force June 6, 1960) ............. App. B
vi
Table of Authorities Continued
Page
Declaration of Social Progress and Development, adopted
Dec. 11, 1969, Arts. 1 and 2, G.A. Res. 2542, 24 U.N.
GAOR, Supp. (No. 30) 49, U.N. Doc. A/7630
O69). coal ann BRL BLAS App. B
Declaration on the Promotion Among Youth of the Ideals
of Peace, Mutual Respect and Understanding be-
tween Peoples, adopted Dec. 7, 1965; Principles 1 and
3, G.A. Res. 2037, 20 U.N. GAOR, Supp. (No. 14) 40,
L.N.. Doc. ABOIS L1965) =... viv in vin owinivia App. B
Employment on Policy Convention, adopted July 9, 1964,
Art. 1(2)(e), 569 U.N.T.S. 65 (entered into force July
15: 106) ..o0 viii ii trai oie bn ah App. B
European Convention on Human Rights, 213
DN. T8221 (1050) ... ois ovis sis numiotiobinnn tins App. B
International Covenant on Civil and Political Rights,
adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N.
GAOR, Supp. (No. 18)... ci conicnsr ors van App. B
International Covenant on Economic, Social And Cultural
Rights, adopted Dec. 16, 1966, G.A. Res. 22004, 21
U.N. GAOR, Supp. (No. 16) .......v cin vinnie» App. B
International Convention on the Elimination of All Forms
of Racial Discrimination, opened for signature March
7.1966, 660 TI. NTS, 195 ....... son ssaannss App. B
International Convention on the Supression and Punish-
ment of the Crime of Apartheid, adopted Nov. 30,
1973, G.A. Res. 3068, 28 U.N. GAOR, Supp. (No. 30)
75, U.N. Doc. A/9233/Add. 1 (1973) .......... App. B
OAS Charter, signed April 30, 1948, entered into force
December 13, 1951, 2 U.S.T. 2394, T.1.A.S. No. 2361
Protocol to the Convention against Discrimination in Edu-
cation, adopted Dec. 10, 1962, (1969) U.N.T.S. No.
S423 (Cmd. 384) . J. aE a ES App. B
vil
Table of Authorities Continued
Page
U.N. Charter, signed June 26, 1945, entered into force
October 24, 1945, 59 Stat. 1031, T.S. No. 993 .... 8
United Nations Declaration on the Elimination of All
Forms of Racial Discrimination, adopted Nev. 20,
1963, G.A. Res. 1904, 18 U.N. GAOR Supp. (No. 15)
35, 36, U.N. Doc. A/BBI5(1963) ............. App. B
Universal Declaration of Human Rights, adopted Dec. 10,
1948 G.A. Res. 217, U.N. doc. A/810 (194%) ... App. B
Vienna Convention on the Law of the Treaties, adopted
May 22, 1969, entered into force Jan. 27, 1980 .... 8
LEGISLATIVE MATERIALS:
8S. Exec. Doe. L., 92d Cong., lst Sess. (1971) ........ 8
MISCELLANEOUS:
American Law Institute, Restatement of the Foreign Re-
lations Law of the United States (Revised), § 131
(Tentative Draft No. 1, 1980) ..... ... .... ..... 6
American Law Institute, Restatement of Foreign Rela-
tions Law of the United States (Revised), § 702(f)
(Ton. Dealt No.6, 1985)... oii ina, 10
Gross, Race and Death: The Judicial Evaluation of Evi-
dence of Discrimination in Capital Sentencing,
forthcoming wn 18 U.C. Davis. R.. No.4 ..... 5
Henkin, International Law as Law in the United States,
S2MicH. L.REV. 1555/1934) ................... 7
Op Atty Cen, 271972) ............ccovneenninnss 6
Zeisel, Race Bias in the Administration of the Death
Penalty: The Florida Experience, 95 HARV. L. REV.
456 (1081) ........... AES ae Ga SE IE ER 4
INTHE
Supreme Court of the Enited States
OCTOBER TERM, 1984
No. 84-6811
WARREN MCCLESKEY,
Petitioner,
V.
RALPH M. KEMP,
Respondent.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Eleventh Circuit
BRIEF AMICUS CURIAE OF THE
INTERNATIONAL HUMAN RIGHTS LAW
GROUP IN SUPPORT OF PETITION
FOR WRIT OF CERTIORARI
INTEREST OF THE AMICUS
The International Human Rights Law Group is a non-
profit organization of international lawyers and scholars
which seeks to promote the observance of international
human rights norms by providing legal assistance and infor-
mation to individuals and groups on a pro bono basis; repre-
senting clients in international forums; and participating
amicus curiae in U.S. litigation involving international
human rights norms.
In 1980, the Law Group petitioned the Inter-American
Commission on Human Rights, an instrumentality of the
Organization of American States, to declare that capital
sentences in the United States are imposed in a racially
discriminatory manner. In particular, the Law Group ar-
gued that the death penalty is imposed disproportionately
on those defendants whose victims are white and that such
discrimination based upon the race of the victim was in
violation of treaties to which the United States is a party.
After receiving statistical evidence similar and in some
cases identical to that presented below by petitioner herein,
the Commission held the Law Group's petition inadmissible
on procedural grounds and effectively deferred the Law
Group’ international claims pending an authoritative dis-
position of the issue by American courts. The Law Group
thus has a direct institutional stake in this Court’ decision
to review the en banc opinion of the Eleventh Circuit Court
of Appeals and to resolve the issues raised by that decision.
SUMMARY OF ARGUMENT
This is not an ordinary capital case. Amicus appears for
the purposes of (i) demonstrating the unique and fundamen-
tal significance of this case, as acknowledged by the United
States in its submissions to the Inter-American Commission
on Human Rights, and (ii) arguing that the Eleventh Cir-
cuit, in violation of the Supremacy Clause of the Constitu-
tion and applicable decisions of this Court, failed to consider
international law as a pertinent source of the rule of deci-
sion. Under The Paquete Habana, 175 U.S. 677 (1900) and
its progeny, each of Questions Presented 1 through 5 should
have been considered in light of the peremptory norm of
international law condemning racial discrimination. It is
submitted in fine that the en banc court’ failure to construe
the Georgia Death Penalty Statute consistently with bind-
ing international law is reversible error.
Although the international issues raised by amicus were
neither presented to the courts below nor raised in the
petition for certiorari, this Court has established that it has
the power to consider relevant issues raised in a case “in the
interests of justice,” irrespective of whether those issues
were previously raised, Wood v. Georgia, 450 U.S. 261, 265,
n.5 (1981), and that the exercise of that power is especially
appropriate in capital cases, Eddings v. Oklahoma, 455
U.S. 104 (1982).
Amicus offers no opinion as to the circuit court’s disposi-
tion of purely domestic issues of law, including its severe
approach to admittedly valid statistical evidence in suits of
this type.
ARGUMENT
I. As Suggested By The United States In Its Submissions
To The Inter-American Commission On Human
Rights, The Issues Raised By The Eleventh Circuit’s
Decision Are Uniquely Important Questions Of
Federal Law Deserving Authoritative Resolution.
In his petition for certiorari, the petitioner portrays a
myriad of important, indeed unprecedented federal issues
raised by the en banc decision of the Eleventh Circuit.
Amicus expresses no opinion as to these domestic issues
but would demonstrate to this Court that the United States
in parallel international proceedings has conceded the sig-
nificance of the issues raised in this case.
On August 6, 1980, amicus submitted a petition to the
Inter-American Commission on Human Rights, an instru-
mentality of the Organization of American States, alleging
that the United States imposed the death penalty in a
racially discriminatory manner. The various studies submit-
ted to the Commission revealed a broad pattern of racially-
based disparities in death sentencing based on the race of
the victim. The evidence established that a person convicted
in the State of Florida of murdering a white person was ten
times more likely to receive the death penalty than one
convicted of murdering a black person.' In Texas, the ratio
was eighteen to one.” In Georgia, where this litigation
arose, it was twelve to one.’
The Law Group argued that domestic remedies for the
redress of this discrimination were effectively exhausted
when this Court denied certiorar: in Spinkelink v. Wain-
wright, 578 F.2d 582 (5th Cir. 1978), cert. denied, 404 U.S.
976 (1979).
The United States opposed the petition almost ex-
clusively on the ground that domestic remedies had not
been exhausted with the denial of certiorar: in Spinkelink.
It stressed that U.S. courts including this Court remained
open to receive evidence demonstrating the fact and extent
of discrimination. Indeed, the government of the United
States in framing the issue expressly conceded its relevance
and importance:
The Petition filed by the International Human Rights
Law Group on behalf of all prisoners currently awaiting
execution in the states of Florida, Georgia, and Texas
raises an important issue in the administration of jus-
'The data are described in the affidavit of Professor William J.
Bowers, which was attached to the Law Group's 1980 petition, and
which is attached hereto as Appendix A. See also, Zeisel, Race Bias
in the Administration of the Death Penalty: The Florida Experience,
95 Harv. L. REV. 456 (1981).
App. A at 4a.
31d. at 3a.
tice in the United States—whether capital punishment
statutes determined by the U.S. Supreme Court to be
constitutionally valid on their face are being imple-
mented in a constitutional manner.
Opposition of the United States, Case 7465 (June 16, 1981)
at 1. The United States repeated its assurance to the
Commission that U.S. courts would respond fully and fairly
to evidence establishing race discrimination. In light of this
suggestion and on other procedural grounds, the Commis-
sion denied the petition on October 3, 1984, noting that the
statistical evidence submitted was more appropriately di-
rected to a domestic court in each individual case.
As a result, the propriety of review in this particular
capital case is patent. At the threshold of course the peti-
tioner’s sentence of death inherently deserves this Courts
most searching review.
Because sentences of death are “qualitatively dif-
ferent” from prison sentences, Woodson v. North Car-
olina, 428 U.S. 280, 305 (1976) (opinion of Stewart,
Powell, and Stevens, JJ.), this Court has gone to extra-
ordinary measures to ensure that the prisoner sen-
tenced to be executed is afforded process that will
guarantee, as much as is humanly possible, that the
sentence was not imposed out of whim, passion, preju-
dice, or mistake.
Eddings v. Oklahoma, 455 U.S. 104, 117-118 (1982) (O’Con-
nor, J., concurring). But even ignoring its unique evidenti-
ary record, the case raises an issue which the United States
‘The statistical study submitted to the courts below “is based on
the most comprehensive empirical record of racial patterns in the
imposition of the death penalty that has ever been developed in this
country, or that is likely to be developed in the foreseeable future.”
Gross, Race and Death: The Judicial Evaluation of Evidence of
Discrimination in Capital Sentencing, forthcoming in 18 UNIV.
government itself apparently regards as fundamentally im-
portant and unresolved, i.e. whether discrimination in cap-
ital sentencing, as established by statistical proof, is consti-
tutional. Pet. App. 43-50.
II. The Eleventh Circuit Was Required To Construe The
Georgia Death Penalty Statute Consistently With Per-
tinent International Law And Failed To Do So. The
Existence Of State-Sanctioned Racial Discrimina-
tion As Acknowledged By The Eleventh Circuit Vio-
lates A Peremptory Norm Of International Law.
It is axiomatic that international law is part of the law of
the United States and, under the Supremacy Clause of the
Constitution as interpreted, “must be ascertained and ad-
ministered by the courts of justice of appropriate jurisdic-
tion, as often as questions of right depending upon it are
duly presented for their determination.” The Paquete
Habana, 175 U.S. 677, 700 (1900). This basic principle has
been accepted from the earliest days of the Republic, Ware
v. Hylton, 3 U.S. (3 Da.) 199, 281 (1796); The Nereide, 13
U.S. (9 Cranch) 388, 423 (1815), and received fresh con-
firmation from this Court as recently as 1983 in Justice
O’Connor’s opinion for the Court in First National City
Bank v. Banco Para el Commercio Exterior de Cuba, 103
S.Ct. 2591, 2598 (1983).°
CAL. Davis L. R., No. 4 (1985) (at page 1 of prepublication man-
uscript). Though acknowledging the validity of the study, the en banc
court was sharply divided on the issue of what conclusions of law
could be drawn from it, compare 753 F.2d at 886 with 753 F.2d at 907
(Johnson, Hatchett, and Clark, JJ., dissenting). The dispute indepen-
dently suggests the propriety of this Court’s review in light of Justice
Blackmun’s opinion for the Court in both Castaneda v. Partida, 430
U.S. 482 (1976) and Rose v. Mitchell, 443 U.S. 545 (1978).
>See also Op. Att'y Gen. 27 (1972) (“The law of nations, although not
specially adopted by the Constitution or any municipal act, is essen-
tially a part of the law of the land”); Restatement (Revised) of the
Foreign Relations Law of the United States (Tentative Draft No. 1,
1980) at § 131, Comment D (“the proposition that international law
The most fundamental application of this principle arises
when courts are requested to interpret statutes enacted by
Congress or the state legislatures. In all such cases, the
statute “ought never to be construed to violate the law of
nations, if any other possible construction remains . . . .”
Weinberger v. Rossi, 456 U.S. 25, 33 (1982), quoting Murray
v. The Charming Betsy, 6 U.S. (2 Cranch) 64, 118 (1804). See
also, Talbot v. Seeman, 5 U.S. (1 Cranch) 1, 43 (1801); Cook
v. United States, 288 U.S. 102 (1983); Lauritzen v. Larsen,
345 U.S. 571, 578 (1953); McCulloch v. Sociedad Nacional
de Marineros de Honduras, 372 U.S. 10, 21 (1963). The “law
of nations” which the courts are directed to apply includes
both treaties and customary international law.®
Thus, in construing the Georgia death penalty statute and
petitioner’s sentence thereunder, the Eleventh Circuit
Court of Appeals was obliged to “ascertain[ ] and admin-
ister[ |” international law, insofar as “questions of right”
depend upon it, The Paquete Habana, supra. On such
and agreements are law in the United States is addressed mainly to
the courts. They are to apply international law or agreements as if
their provisions were enacted by Congress.”); Henkin, International
Law as Law in the United States, 82 MicH. L. REV. 1555, 1560
(1984).
Customary international law is essentially international common
law, which arises out of the practice of nations acting in a particular
manner because they feel themselves legally bound to do so. This
state practice may be deduced from treaties, national constitutions,
declarations and resolutions of intergovernmental bodies, public pro-
nouncements by heads of state, and empirical evidence of the extent
to which the customary law rule is observed. See North Sea Conti-
nental Shelf Cases, [1969] I.C.J. Rep. 37. Customary international
law is binding on all nations and creates enforceable rights and
obligations for individuals. Paquete Habana, supra; Respublica v.
DeLongchamps, 1 U.S. 119, 1 Dall. 111 (O.&T. Pa. 1784). See e.g.,
Filartiga v. Pena-Irala, 630 F.2d 876 (2d Cir. 1980); Fernandez v.
Wilkinson, 505 F. Supp. 787 (D. Kan. 1980), aff’d on other grounds
sub nom, Rodriguez-Fernandez v. Wilkinson, 654 F.2d 1382 (10th
Cir. 1981),
grounds, this Court struck down a discriminatory ordinance
which was inconsistent with the provisions of an interna-
tional treaty in Asakura v. Seattle, 265 U.S. 332 (1923):
The rule of equality established by [the treaty] cannot
be rendered nugatory in any part of the United States
by municipal ordinances or state laws. It stands on the
same footing of supremacy as do the provisions of the
Constitution and laws of the United States. It operates
of itself without the aid of any legislation, state or
national; and it will be applied and given authoritative
effect by the courts.
Id. at 341 (citations omitted).
The anti-discrimination norm of international law is no
less binding than that applied in Asakura. Indeed, under
any standard of proof, the right to be free from governmen-
tal discrimination on the basis of race is so universally
accepted by nations as to constitute a peremptory norm of
international law.” It is included in such fundamental texts
as the Charter of the United Nations,® and the Charter of
the Organization of American States’, both of which are
"A peremptory norm of international law is a “norm accepted and
recognized by the international community of states as a whole as a
norm from which no derogation is permitted and which can be modi-
fied only by a subsequent norm of general international law having
the same character.” Vienna Convention on the Law of Treaties,
adopted May 22, 1969, entered into force Jan. 27, 1980. Although the
Vienna Convention has been signed but not ratified by the United
States, the Department of State, in submitting the convention to the
Senate, stated that the convention “is already recognized as the
authoritative guide to current treaty law and practice.” S. Exec. Doc.
L., 92d Cong., 1st Sess. (1971) at 1.
SU.N. Charter, signed June 26, 1945, entered into force October 24,
1945, 59 Stat. 1031, T.S. No. 993, Article 55(c).
OAS Charter, signed April 30, 1948, entered into force December
13,1951, 21.8.7 2394, T1.A.S. No. 2361, Article 33).
treaties ratified by the United States. Similar prohibitions
are found in every comprehensive international treaty per-
taining to human rights and in numerous international dec-
larations and resolutions. ’Recognizing this consistent and
universal condemnation of racial discrimination, the Inter-
national Court of Justice has concluded that “the principles
and rules concerning the basic rights of the human person,
including protection from . . . racial discrimination,” con-
stitute an international obligation of all states. Case con-
cerning the Barcelona Traction Light and Power Co., Ltd.,
[1970] I.C.J. Rep. 32. See also Legal Consequences for
States of the Continued Presence of South Africa in
Narmubia (South West Africa) notwithstanding Security
Council Resolution 276, [1971] 1.C.J. Rep. 57:
[T]o establish . . . and to enforce distinctions, exclu-
sions, restrictions, and limitations exclusively based on
grounds of race, colour, descent or national or ethnic
origin . . . constitutes a denial of fundamental human
rights [and] is a flagrant violation of the purposes and
principles of the charter.
With remarkable candor, the en banc Court of Appeals
accepted the factual findings of petitioner’ studies, viz. that
no factors other than race could account for the marked
increase in capital sentences among those defendants whose
victims were white. Indeed, the court below expressly
“assuml[ed] the validity of the research,” and “that it proves
what it claims to prove.” 753 F.2d at 886. The court’s decision
as a matter of law that this evidence established no violation
of the Eighth and Fourteenth Amendments to the U.S.
Constitution does not dispose of the issue whether it evinces
a fundamental violation of international law. The court of
"The relevant international authorities are collected in Appendix
B.
10
appeals cannot so blithly ignore the legal consequences of its
factual concessions.
The discrepancy in capital sentencing patterns which is
assumed by the en banc court in this case clearly falls within
the international prohibition. That norm, apparently unlike
the Eighth and Fourteenth Amendments in the Eleventh
Circuit, admits no defense of degree and demands no in-
controvertible showing of individualized intent. It is sys-
tematic racial discrimination, of the kind admittedly demon-
strated in this case, which violates binding international
law."
But the en banc court below made no attempt to dis-
charge its burden under The Paquete Habana and Asakura
to apply international law. It utterly failed to address the
relevant norms of international law that constitute part of
federal common law. The court simply did not discuss
whether the racial discrimination alleged by petitioner falls
within the scope of international law as incorporated into
federal common law. Instead, on the issue of discrimination,
the court of appeals contented itself with considering only
the contours of the Eighth and Fourteenth Amendments.
The courts apparent neglect of the peremptory norm of
international law prohibiting racial discrimination cannot be
squared with this Court’ consistent adherence to the law of
nations as providing the rule of decision, whenever a liti-
gant’s rights are framed in its terms. In short, the en banc
court’s failure to assess the international law issues raised
by its assumption that the showing of discrimination was
valid constitutes error which should be reviewed by this
Court. And, if the en banc court somehow did not err in
failing to ascertain and apply international law, then the
See e.g. American Law Institute, Restatement of Foreign Rela-
tions Law of the United States (Revised), § T02(f) (Tent. Draft No. 6
1985).
11
case raises the fundamental issue of when, under The Pa-
quete Habana and Asakura, domestic courts are obliged to
look to that source of law and when they may ignore it.
CONCLUSION
The decision of the Court of Appeals en banc that the
Georgia death penalty statute is not unlawfully applied in
spite of an admitted discriminatory impact flies in the face of
the universal principle that international human rights law
applies to all individuals. The en banc courts failure to
consider in a meaningful way the international law issues
relevant to this case violates the Supremacy Clause of the
Constitution as interpreted and ignores the decisions of this
Court which establish the fundamental role of international
law in United States law. In addition, even if the en banc
courts disposition were consistent with Supreme Court
precedent in the international law field, the case raises
issues of law and fact which sharply distinguish it from other
capital cases, as the United States itself has acknowledged.
For these reasons, amicus respectfully urges this Court
to grant certiorari.
Respectfully submitted,
RALPH G. STEINHARDT, ESQ.
PaTTON, BoGGSs & BLow
25560 M Street, N.W.
Washington, D.C. 20037
(202) 457-6055
Of Counsel: Counsel of Record
for Amicus Curiae
Hurst Hannum, Esq.
Amy Young, Esq.
Steven M. Schneebaum, Esq.
APPENDIX
Ia
APPENDIX A
AFFIDAVIT OF PROFESSOR WILLIAM BOWERS
I am a sociologist with particular training in statistics and
computer applications to sociology. I graduated from Wash-
ington and Lee University in 1957 and received my doctorate in
sociology in 1966 from Columbia University. I am presently a
professor of sociology at Northeastern University, Boston,
Massachusetts, and Director of that University’s Center for
Applied Social Research.
Since approximately 1972, I have been engaged in research,
study, and writing on the use of the death penalty in the United
States. I am the author of numerous articles on the subject and
of the book Executions in America, published in 1974.
Together with the Assistant Director here at the Center,
Glenn L. Pierce, and others, I have supplied the figures and
statistics on race-victim death sentencing disparaties con-
tained in appendices A and B of this complaint. These figures
are accurate to the best of our abilities and reflect sustained
research and the use of widely-accepted statistical methods.
I believe, on the basis of my research and analysis, that the
broad pattern of race-victim death sentencing disparities com-
plained of in the foregoing document remain unremedied by
state or federal authorities and therefore continue today.
(signed) William Bowers
Professor William Bowers
SS: Commonwealth of Massachusetts
County of Suffolk
Subscribed and sworn to before me this 11th day of April,
1980.
(signed) Philip C. Boyd
Notary Public
My Commission Expires:
Nov. 28, 1980
SEAL
2a
FLORIDA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN FLORIDA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders to Death Sentence
White 2265 72 .032
Black 2606 61 .023
Race of Victim
White 2439 122 .050
Black 2432 11 .005
Offender/Victim
Racial Combinations
Black Kills White 286 48 .168
White Kills White 2146 72 .034
Black Kills Black 2320 11 .005
White Kills Black 111 0 .000
All Offenders 4871 133 027
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reports Program, Department of Law Enforcement, Tallahassee, Florida;
(3) persons sentenced to death from January 1973 through December 1977,
supplied by Citizens Against the Death Penalty, Jacksonville, Florida.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for
undercoverage. The adjustment factor 3.484 equals the number of homicide
victims from January 1973 through December 1977 (sources: 1, 2) divided by
the number of homicide victims in the years 1976, 1977 (sources: 1, 2).
3a
GEORGIA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders” to Death Sentence
White 1082 41 .038
Black 2716 49 .018
Race of Victim
White 1265 76 .060
Black 2529 14 .005
Offender/Victim
Racial Combinations
Black Kills White 258 37 143
White Kills White 1006 39 .039
Black Kills Black 2458 12 .005
White Kills Black 71 2 .028
All Offenders 3798 90 .024
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from April 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Criminal Ac-
tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In-
formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful
homicides from April 1973 through December 1977, supplied by the Office of
Health Services Research and Statistics, Division of Physical Health, Atlan-
ta, Georgia; (4) Persons sentenced to death from April 1975 through De-
cember 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 4.453 equals the number of homicide
victims from April 1973 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
4a
TEXAS
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR CRIMINAL HOMICIDE BY RACE
OF OFFENDER AND VICTIM IN TEXAS FROM THE
EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders® to Death Sentence
White 3771 38 .010
Black 2940 29 .010
Race of Victim
White 3964 1 .018
Black 2740 2 001
Offender/Victim
Racial Combinations
Black Kills White 344 27 078
White Kills White 3616 37 .010
Black Kills Black 2597 2 .007
White Kills Black 143 0 .000
All Offenders 6711 73 .011
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1974 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3)
Vital Statistics records on willful homicides from January 1974 through
December 1977, supplied by the Bureau of Vital Statistics, Texas Depart-
ment of Health, Austin, Texas; (4) persons sentenced to death from January
1974 through December 1977, supplied by the Office of Court Administration,
The Supreme Court of Texas, Austin, Texas.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 2.473 equals the number of homicide
victims from January 1974 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
FLORIDA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN FLORIDA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders to Death Sentence
White 307 54 .176
Black 251 50 .199
Race of Victim
White 432 97 224
Black 122 7 .057
Offender/Victim
Racial Combinations
Black Kills White 136 41 301
White Kills White 296 54 132
Black Kills Black 115 7 .061
White Kills Black 7 0 .000
All Offenders 558 104 .186
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reports Program, Department of Law Enforcement, Tallahassee, Florida;
(3) persons sentenced to death from January 1973 through December 1977,
supplied by Citizens Against the Death Penalty, Jacksonville, Florida.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by victim-based adjustment factor to correct for
undercoverage. The adjustment factor 3.484 equals the number of homicide
victims from January 1973 through December 1977 (sources: 1, 2) divided by
the number of homicide victims in the years 1976, 1977 (sources: 1, 2).
6a
GEORGIA
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY-TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN GEORGIA FROM
THE EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons Probability
Number of Sentenced of a Death
Race of Offender Offenders’ to Death Sentence
White 196 37 .189
Black 338 42 124
Race of Victim
White 316 69 218
Black 218 10 .046
Offender/Victim
Racial Combinations
Black Kills White 134 34 254
White Kills White 183 35 191
Black Kills Black 205 8 .039
White Kills Black 13 2 154
All Offenders 534 79 148
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from April 1973 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Criminal Ac-
tivity Reporting Unit, Georgia Bureau of Investigation, Georgia Crime In-
formation Center, Atlanta, Georgia; (3) Vital Statistics tabulations on willful
homicides from April 1973 through December 1977, supplied by the Office of
Health Services Research and Statistics, Division of Physical Health, Atlan-
ta, Georgia; (4) Persons sentenced to death from April 1973 through De-
cember 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia; (4) Persons sentenced to death from April 1973 through
December 1977, supplied by Georgia Committee Against the Death Penalty,
Atlanta, Georgia.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 4.453 equals the number of homicide
victims from April 1973 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
Ta
TEXAS
PROBABILITY OF RECEIVING THE DEATH
SENTENCE FOR FELONY-TYPE MURDER BY RACE
OF OFFENDER AND VICTIM IN TEXAS FROM THE
EFFECTIVE DATE OF THE POST-FURMAN
STATUTE THROUGH 1977
Estimated Persons ~~ Probability
Number of Sentenced of a Death
Race of Offender Offenders” to Death Sentence
White 411 34 .083
Black 294 27 .092
Race of Victim
White 551 63 114
Black 151 2 013
Offender/Victim
Racial Combinations
Black Kills White 173 25 .144
White Kills White 378 34 .090
Black Kills Black 121 2 .016
White Kills Black 30 0 .000
All Offenders 705 61 .087
Data Sources: (1) Supplementary Homicide Reports on criminal homicide
data from January 1974 through December 1976, supplied by the Uniform
Crime Reporting Program, Federal Bureau of Investigation, United States
Department of Justice, Washington, D.C.; (2) Supplementary Homicide
Reports on criminal homicide data for 1977, supplied by the Uniform Crime
Reporting Bureau, Texas Department of Public Safety, Austin, Texas; (3)
Vital Statistics records on willful homicides from January 1974 through
December 1977, supplied by the Bureau of Vital Statistics, Texas Depart-
ment of Health, Austin, Texas; (4) persons sentenced to death from January
1974 through December 1977, supplied by the Office of Court Administration,
The Supreme Court of Texas, Austin, Texas.
“The estimated number of offenders for a given category is obtained by
multiplying the reported number of offenders in that category for the years
1976, 1977 (sources: 1, 2) by a victim-based adjustment factor to correct for
undercoverage. The adjustment factor 2.473 equals the number of homicide
victims from January 1974 through December 1977 (source: 3) divided by the
number of homicide victims in the years 1976, 1977 (sources: 1, 2).
8a
APPENDIX B
Universal Declaration of Human Rights, adopted Dec. 10, 1948
G.A. Res. 217, U.N. doc. A/810 (1948) arts. 2, 7, 14;
International Covenant on Civil and Political Rights, adopted
Dec. 16, 1966, G.A. Res. 22004, 21 U.N. GAOR, Supp. (No.
16) arts. 2(a), 13, 26;
International Covenant on Economic, Social And Cultural
Rights, adopted Dec. 16, 1966, G.A. Res. 2200A, 21 U.N.
GAOR, Supp. (No. 16) art. 2(2);
Charter of the Organization of American States, April 30, 1948,
2 US.T 2305, TLA.S. No. 2361, art. 30);
American Declaration of the Rights and Duties of Man, O.A.S.
Res. XXX, adopted by the Ninth International Conference of
American States, held at Bogota, Columbia (1948), OE A/Ser.
L./V/1. 4 Rev. (1965) Arts. II, XXCII:
American Convention on Human Rights, signed Nov. 22, 1969,
OAS Official Records OEA/Ser. K/XV1/i.i, Doc. 65, Rev. 1,
Corr. 1 (Jan. 7, 1970) arts. 22(7), 22(9), 24;
European Convention on Human Rights, 213 U.N.T.S. 221
(1950) arts. 5, 14;
International Convention on the Suppression and Punishment
of the Crime of Apartheid, adopted Nov. 30, 1973, G.A. Res.
3068, 28 U.N. GAOR, Supp. (No. 30) 75, U.N. Doc. A/9233/
Add. 1 (1973);
United Nations Declaration on the Elimination of All Forms of
Racial Discrimination, adopted Nov. 20, 1963, G.A. Res. 1904,
18 U.N. GAOR Supp. (No. 15) 35, 36, U.N. Doc. A/5515 (1963)
art. 1;
International Convention on the Elimination of All Forms of
Racial Discrimination, opened for signature March 7, 1966, 660
U.N.T8.:195, arts. 1, 2:
9a
Declaration of Social Progress and Development, adopted Dec.
11, 1969, Arts. 1 and 2, G.A. Res. 2542, 24 U.N. GAOR, Supp.
(No. 30) 49, U.N. Doc. A/7630 (1969);
Declaration on the Promotion Among Youth of the Ideals of
Peace, Mutual Respect and Understanding between Peoples,
adopted Dec. 7, 1965; Principles 1 and 3, G.A. Res. 2037, 20
U.N. GAOR, Supp. (No. 14) 40, U.N. Doc. A/6015 (1965);
Employment Policy Convention, adopted July 9, 1964, Art.
12)(e), 569 U.N.T.S. 65 (entered into force July 15, 1964);
Protocol to the Convention against Discrimination in Educa-
tion, adopted Dec. 10, 1962, [1969] U.N.T.S. No. 9423 (Cmd.
3894);
Convention against Discrimination in Education, adopted Dec.
14, 1960, 429 U.N.T.S. 93, 96 (UNESCO General Conference)
(entered into force May 22, 1962);
Declaration on the Rights of the Child, Principle 1, adopted
Nov. 20, 1959, G.A. Res. 1386, 14 U.N. GAOR, Supp. (No. 16)
19, U.N. Doc. A/4354 (1959);
Convention concerning Discrimination in Respect of Employ-
ment and Occupation, adopted June 25, 1958, 362 U.N.T.S. 31
(ILO General Conference) (entered into force June 15, 1960);
Convention Relating to the Status of Stateless Persons, Art. 3,
adopted Sept. 23, 1954, 360 U.N.T.S. 117 (entered into force
June 6, 1960);
Convention on Human Rights and Fundamental Freedoms,
adopted Nov. 4, 1950, 1950 Europ. T.S. No. 5, 213 U.N.T.S.
291;
Convention Relating to the Status of Refugees, adopted July
25, 1951, Art. 3, 189 U.N.T.S. 304 (entered into force May 23,
1953);
Convention on the Prevention and Punishment of the Crime of
Genocide, adopted Dec. 9, 1948, 78 U.N.T.S. 277 (entered into
force Jan. 12, 1951).