Bradley v. School Board of the City of Richmond Brief
Public Court Documents
January 1, 1972
Cite this item
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Brief Collection, LDF Court Filings. Bradley v. School Board of the City of Richmond Brief, 1972. 043aaeba-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/f7f376af-f586-4e5e-833c-4ab51cb79673/bradley-v-school-board-of-the-city-of-richmond-brief. Accessed December 11, 2025.
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quate under the Fourth Circuit’s decision in Swami v.
Chadotte-Mecldenburg Board of Education, 431 F d lo,
(1970) The District Court clearly had the discie ion o
award counsel fees to plaintiffs for legal services rendered
in opposing these two plain.
argument
I.
Section 7 1 8 o f the E m ergency School Aid Act o f
1 9 7 2 R equ ires the Award o f A ttorneys’ Fees m T his
Case.
While this case was pending before the Court of Appeals,
Congress enacted the Emergency School Aid Act of 19(2.
Section 718 of that Act provides:
Upon the entry of a final order by a court of the United
States against a local educational agency, a State (oi
anv agencv thereof), or the United States (or am
agency thereof), for failure to comply with any pio-
vision of this title or for discrimination on the basis
of race, color, or national origin in violation of title
VI of the Civil Rights Act of 1964. o • the fourteenth
amendment to the Constitution of the United States as
they pertain to elementary and secondary education,
the court in its discretion, upon a finding that the
proceedings w ere necessary to bring about compliance.
3 This development was brought to the court’s attention but the
Fourth C i r c u i t e d that section 718
heldthaTtlun-c1w aTnoW Judgment to‘which the award of fees
16 i i i „ , n 87 a 188a') In a companion case. Tliompsor
held that section 718 omy aiulw ri, U lega. fee
the effective date of the statute, -July 1, l 9 ' -
«)
may allow the prevailing party, other than the United
States, a reasonable attorney’s fee as part of the costs
Section 718 is applicable to the instant case, and requires
the award of attorneys’ fees.
This Court has already held that, in cases falling under
Section 718, the successful plaintiff “should ordinarily re
cover an attorney’s fee unless special circumstances would
render such an award unjust." Northcross v. Bor'd oi
Education of the Memphis City Schools, 41 U.S.L.A.
3635 (1973) ; compare Newman v. Biggie Park Enterprises,
Inc., 390 U.S. 400 (1968). Xo such special circumstances
are present in the instant case. The District Court ex
presslv inquired whether there wrere special circumstances
which might render an award unjust, citing the standard
in Newman, and found there were not. 140a. T1- < '■•urt rf
Appeals noted that the award of attorneys’ tV
Newman standard were “either mandatory or practically
so,” 183a, but did not expressly decide whether the A ewman
standard had been met. The only circumstance in this case
wdiich the Court of Appeals felt militated again-t legal
fees was its conclusion that, in view of the alleged uncer
tainty as to the constitutional requirements, the various
defenses and plans put forward b; the school board, though
legally insufficient, were not advanced for purposes of
delay or in bad faith. 177a. Such good faith, however, has
been expressly held not to fall within the narrow category
of special circumstances permitting the denial attorney
fees in these cases. Newman v. Biggie Bari. I n*i>rpi s e
ine., 390 U.S. 400, 401 (1968). There is of course no ques
tion that the instant action was necessary to bring about
compliance. The school board was in violation -f the DU
trict Court’s 1966 decree and of the decisions of this Court,
and made no pretense that it would change its wavs other
than under court order.
10
Section 718 further requires that legal fees may be
awarded “upon the entry” of a final order against a de
fendant school board based on a violation of the Fourteenth
Amendment or certain statutes. The quoted phrase does
not require, of course, that the award of legal fees be
simultaneous with the entry of such an order, but makes
the existence of such a final order a prerequisite to the
award of attorneys’ fees. Several such orders had been
entered and became final prior to the award of attorneys’
fees in this case on May 26, 1971.4 Where, as here, the
course of litigation in a district court involves the entry
of several orders over a period of months or years, neither
section 718 nor sound judicial administration require that
the question of legal fees be litigated separately and repe-
titiously upon the occasion of each such order. A request
for fees may present difficult questions of fact or require
tm- :ai.nig of evidence which might interfere with a court’s
simultaneous efforts to dismantle a dual school system.
Costs, of which attorneys’ fees are made a part by section
718, are normally imposed after the final disposition of
the case. Doubtless a District Court has discretion to
award costs and attorneys’ fees incident to the disposition
of interim lelief matters, 6 Moore’s Federal Practice
TJ54. /0 T5], and it would be particularly desirable to exercise
that discretion where, as is common in litigation under
Brown, the fashioning of effective relief occurs over a
period of years and delay in awarding fees and costs may
work hardship on plaintiffs or their counsel. That discre-
On June 20, 1970, the District Court ordered a suspension of
all school construction in Richmond pending the approval of a
final plan. On August 17, 1970. the District Court ordered into
operation an interim plan for the 1970-71 school year. On April 5,
1971. Me District Court ordered into operation the plan under
which the Richmond schools are now operating. Each of these
orders had become final when the attorneys’ fees were awarded on
May 26, 1970.
11
tion, however, exists for the protection of the plaintiff and
his attorney; a defendant cannot be heard to complain if
it is not so exercised.5
The defendant school board maintains, however, that
section 718 should not be applied to the instant case because
the legal services for which fees are sought were rendered
piioi to July 1, 1972, the date on which section 718 became
effective.6 'Plaintiffs contend that section 718 should be
applied to any case in which the propriety of an award
of legal fees was still pending resolution on appeal as of
July 1, 1972, regardless of when the services were per-
foimed. This case does not present the question of whether
section 718 should be applied, retroactively, to cases in
v hich the question of legal fees had been presented and
been resolved by a final order prior to July 1, 1972.
Since United States v. Schooner Peggy, this Court has
i ecognized that “if, subsequent to the judgment, and before
the decision of (he appellate court, a law intervenes and
positively changes the rule which governs, the law must
be obeyed, or its obligation denied.” 5 U.S. (1 Cranch) 103,
D The Court of Appeals refused to apply section 718 to the in
stant case on the ground, inter alia, that on the effective date of
the Act there was no final order regarding the substantive claim
qt discrimination pending on appeal (187a-188a). This standard,
m the sense it was used, could never be met, for no order could
be both final and also pending on appeal. If, as plaintiffs contend,
section 718 should apply to services performed prior to July 1
1<<2. there is no precedent for requiring that such fees be arbi
trarily denied because of the date on which an order was entered
directing the desegregation of a defendant school district.
6 The date on which a law becomes effective is not the same
thing as the date from which the law shall apply. The former date
describes the time at which the courts will begin to invoke the
law in dealing with events or transactions; the latter date delimits
the class of events or transactions as to which that law may be
invoked. For an example of a statute specifying both effective
hate and the transactions to which it applied, see section 104 of
the Jury .Selection Act of 1968, Pub L 90-274
12
106 (1801). This Court has applied on appeal intervening
changes in the law under a wide variety of circumstances.
In Thorpe v. Housing Authority of Durham, 393 U.S. 268
(1969), after the plaintiff public housing authority had
won an eviction order in state courts, the Department of
Housing and I rban Development altered the procedural
prerequisites to such evictions. This Court held that the
defendant could not be evicted unless the new procedures
were followed. “The general rule . . . is that an appellate
coui t must apply the law in effect at the time it renders
its decision.” 393 U.S. at 281. In United States v. Alabama,
362 U.S. 602 (I960), the district court dismissed an action
brought by the United States under the 1957 Civil Rights
Act against the state of Alabama on the ground that the
State could not be sued under that statute. While the case
was pending on appeal Congress passed the 1960 Civil
A,-t expressly authorizing suits against a state, and
tin.- Court applied the new statute. “Under familiar prin
ciples, the case must be decided on the basis of law now
controlling, and the [new provisions] are applicable to this
litigation.” 362 U.S. at 604. In Ziffrin v. United States,
after a company seeking permission to operate as a con
tract carrier had filed its application with the Interstate
Commerce Commission, the Interstate Commerce Act was
amended to bar such operation by an applicant who was
controlled by a common carrier serving the same territory.
This Court upheld the application of the new law to the
pending request. “A change in the law between a nisi prius
and an appellate decision requires the appellate court to
apply the changed law. A fortiori, a change of law pending
an administrative hearing must be followed in relation to
permission for future acts.” 318 U.S. 73, 78 (1943). See
also Vanderhark v. Owens-Illinois Glass Company, 311 U.S.
538 (1941); Carpenter v. Wabash Raihvay Co., 309 U.S. 23,
27 (1940), and cases cited; American Steel Foundries v.
13
Tri-City Cent. Trades Council, 257 U.S. 184, 201 (1921);
Reynolds v. United States, 292 U.S. 443, 449 (1934).
Except where the statute involved expressly purports
to be of exclusively prospective application, see e.g. Gold
stein v. California, 41 U.S.L.W. 4829, 4830 (1973), this
Court has routinely applied new laws to all cases pending
on appeal, v ithout reference to legislative history and
without rerfuiring express statutory language that they be
so applied. When Congress has concluded that greater
justice would be done if a new and different legal principle
were applied to some recurring circumstances, Congress
must be presumed to have intended that that new standard
and .the more equitable result entailed be applied to all
eases, including those pending on appeal. Compare John
son v. United States, 163 F.2d 30, 32 (1st Cir. 1908)
(Holmes, J.).
A narrowly drawn exception to this practice has been
sanctioned by this Court where, under the facts of a par
ticular case, application of a new law to a matter arising
before its enactment would work an unfair hardship on one
of the parties. In such a situation this Court has, where
possible, sought to construe the statute to avoid such an
inequitable result. The precise category of cases to which
this exception applies has never been clearly defined. In
United States v. Schooner Peggy, 5 U.S. (1 Cranch) 103
(1801), this Court urged such a rule of construction “in
mere private cases between individuals.” 5 U.S. at 106.
In Union Pacific Railroad Co. v. Laramie Stock Yards Co.,
this Court explained the rule applied to statutes which
might interfere with “antecedent rights,” 231 U.S. 190,
199 (1913). Cox v. Hart defined a “retroactive” statute as
one which impaired a vested right or imposed a new obli
gation on a private interest, and indicated that statutes
should not readih lie construed as “retroactive” in this
14
sense. 260 TJ.S. 427, 435 (1922). In Claridge Apartments
Co. v. Commissioner, 323 U.S. 141 (1944), the Court de
liberately construed a new tax law so as not to retroac
tively increase the taxes on “closed transactions.” 323 U.S.
at 164. In Greene v. United States, 376 U.S. 149 (1963),
this Court refused to apply new and more strenuous ad
ministrative procedures for obtaining remuneration to a
claimant who had already obtained a “final” and favorable
determination under the old procedures. 376 U.S. at 161.
Most recently, in Thorpe v. Housing Authority of Durham,
this Court characterized Greene and its predecessors, more
simply and more cogently, as exceptions “made to prevent
manifest injustice.” 393 U.S. at 282.7
The application of section 718 to the instant case would
work no injustice such as that threatened in Greene. Sec-
18 did not alter the defendant school board’s consti-
tiiimnal responsibility to provide an education free of the
' The difference between the rule reaffirmed in Thorpe and the
exception applied in Greene is well illustrated by the facts in those
cases. Both <-ases involved disputes between a private citizen and
a government agency. In Thorpe a city public housing authority
had sued to evict the defendant tenant; in Greene a private citizen
who had been discharged when the Department of the Navy re
voked his security clearance brought an action for lost wages.
In both, while the litigation was still pending and before Mr.
Greene had received reimbursement or Mrs. Thorpe been evicted,
the procedures for reimbursement and eviction, respectively, were
changed. However, in Thorpe the application of the new rule
accrued to the benefit of the private citizen, whereas in Greene
this Court refused to apply the change where the beneficiary would
have been the government not the individual litigant. In Greene
the application of the new rule would have interfered with a right
to reimbursement which had been established and became final,
37G U.S. at 161; in Thorpe the Housing Authority had no com
parable rights to infringe, 393 U.S. at 283. And, while in Thorpe
the tenant had insisted throughout the litigation that she was
entitled to procedural protections guaranteed b}r the new provision,
in Greene the government had never questioned the procedures
H ing followed until seven years after the litigation began, those
procedures were altered by administrative regulations. Compare
Citizens to Preserve Overton Park v. Volpe, 401 U S 402 418-
419 (.19711.
15
stigma of segregation, and plaintiffs do not seek to apply
retrospectively any new standard of conduct first estab
lished in 1972. The school board’s substantive obligations
are those of the Constitution, as announced by this Court;
section 718 only elaborates the remedy available to a pri
vate citizen when local officials have violated the law. As
Senator Cook remarked during the debate on section 718: \
The 14th amendment to the Constitution of the
United States was there long before we [Congress]
came to a conclusion that something should be done
in the field of discrimination in the school system of
the United States. We are not talking about some
thing that was born yesterday.8
The school board in the instant case does not claim it would
have acted any differently between 1966 and 1972 had sec
tion 718 been in effect at that time. Under such circum
stances;' the application of section 718 to litigation occur
ring before its effective date can hardly be said to be
unfair. The only relevant right which existed prior to the
enactment of section 718 was the right of the instant plain
tiffs to an education in a unitary school system; applica
tion of section 718 to this case serves not to impair that
right but to vindicate it. Plaintiffs’ assertion that they are
entitled to attorneys’ fees is not a new claim suddenly
asserted in the light of section 718; such fees were asked
in the original complaint filed in 1961,9 and have repeatedly
been sought in the proceedings since that time.
That legal fees should be awarded under section 718 for
work done before its effective date is supported by the
” 117 Cong. R pc 11528.
9 See 4a.
16
legislative history of the Emergency School Aid Act of
1972.10
Section 718 grew out of a provision contained in a
bill sponsored by Senator Mondale in 1971. The statute
proposed by Senator Mondale would have authorized the
payment of counsel fees out of federal funds specially
set aside for that purpose, $5 million for the first year
and $10 million for the second. That proposal, included
in the committee bill presented to the Senate, expressly
stated that the award would be “for services rendered, and
costs incurred, after the date of the enactment of this
Act . . .”n (Emphasis added) On the floor of the Senate,
10 The predecessor to section 718 was first proposed by Senator
Mondale. S. 683, 92nd Cong., 1st Sess., §11. It was reported out
of committee as section 11 of S.1557. See Sen. Rep. No. 92-61,
12116 ( ug.. 1st Sess. On April 21, 1971, at the urging of Senators
I)":.1:1 irk and Cook, section 11 was stricken from the proposed
bill. 117 Cong. Rec. 11338-11345. The next day, on an amendment
sponsored by Senator Cook, section 718 in its present form was
inserted in the bill. 117 Cong. Rec. 11521-11529, 11724-26. The
House amended the bill passed by the Senate, striking everything
after the enacting clause and inserting a new text which, inter aim,
deleted any mention of counsel fees. The provision for legal fees
was restored in conference. Conference Rep. No. 798, 92nd Cong.,
2nd Sess. (1972). The only debate on the subject of attorneys’
fees occurred in the Senate on April 21 and 22, 1971.
11 Section 11(a) of Senator Mondale’s bill, S.683, 92nd Cong.,
1st Sess., provided in fu ll:
Upon the entry of a final order by a court of the United States
against a local educational agency, a State (or any agency
thereof), or the Department of Health, Education, and Wel
fare for failure to comply with any provision of this Act,
title I of the Elementary and Secondary Education Act of
1965 or discrimination on the basis of race, color, or national
origin in violation of title VI of the Civil Rights Act of 1964,
or of the fourteenth article of amendment to the Constitution
of the United States as they pertain to elementary and sec
ondary education, such court shall award, from funds reserved
pursuant to section 3 (b )(1 )(e ), reasonable counsel fee, and
costs not otherwise reimbursed, for services rendered, and
17
Senator Dominick, with the support of Senator Cook, suc
cessfully amended the bill to delete this proposed section
in its entirety.12 The next day, however, Senator Cook
proposed to substitute new provisions authorizing the
award of such attorneys’ fees against the defendant.13
This new provision deleted the language in Senator Mon
dale’s version which had limited the section to services
rendered after its enactment. This Court should not read
back into section 718 the very limitation regarding appli
cation to services performed prior to enactment which was
deliberately removed from the statute by Congress.
The application of section 718 to cases pending when it
was enacted serves to carry out the purposes of that pro
vision ,as expressed in the congressional hearings and
debates leading to its enactment. Senator Mondale, who
first urged a statutory authorization of legal fees in these
cases, argued that his proposal and that of Senator Cook
were needed to encourage more private litigation,14 and to
equalize the legal resources available to litigants in such
cases.15 If, however, such fees are only awarded for work
done after July 1, 1972, and after the entry of a final order
resulting from and subsequent to those services, substantial
additional funds under this section for the increase of
costs incurred, after the date of enactment of this Act to the
party obtaining such order.
Similarly, the Committee Report states that the federal funds
are available “for services rendered, and costs incurred, after the
date of enactment of the Act,” Sen. Rep. No. 92-61, 92nd Cong.,
1st Sess., pp. 55-56 (1971).
12117 Cong. Rec. 11345.
13117 Cong. Rec. 11520-21.
14114 Cong. Rec. 10760, 10761, 10762-3. 10764, 11339-40, 11343,
11344, 11345.
'J Hearings Before the Subcommittee on Education of the Senate
Labor and Public Welfare Committee, 92nd Cong., 1st Sess. 99
(1971); 114 Cong. Rec. 10762.
18
private litigation will not be available for years.16 It is
hardly likely that Senator Mondale envisioned or desired
such a delay when he called for a statutory right to legal
fees to meet the “urgent need” for vigorous private litiga- |
tion to resolve the “major crisis in the enforcement of con
stitutional protections affecting civil rights in this land.”17
Senator Cook, the draftsman and sole spokesman for
section 71S as finally enacted, emphasized an additional
reason for his amendment. Senator Cook opposed Senator
Mondale’s proposal on the ground that it failed to require
that the school system which had violated the law pay the
costs incurred in rectifying that violation. He urged:
[M ]e can solve the problem by merely inserting the |
language that the costs and attorneys’ fees will be
nraetieal realities of school litigation are such that the
-hit by Senator Mondale will be substantially delayed if
attorneys fees are not awarded for services performed prior to the
effective date of the statute. The vast majority of school deseg
regation cases have in the past been, and will continue to be,
brought by a handful of private attorneys supported in many in
stances by national organizations concerned with such litigation.
The costs and salaries of the attorneys must be paid by those
organizations or sacrificed by those attorneys from the moment a
case is begun, but such costs and fees are only available under
section 718 after a final judgment has been entered in the case.
The delay between the commencement of an action and the entry
of any final judgment will often be substantial. In the cases de- ’
eided sub nom. Thompson v. School Board of the City of Newport
hews, 472 F.2d 177 (1972), in which the Fourth Circuit refused to
apply section 718 to work done before its effective date, the com
plaints initiating those actions had first been filed in 196l( 1965,
1969 and 19/0. If section 718 is limited to work done after ju lv l ’
1972, it will be years before that statute yields sufficient legal fees
to enable private attorneys and their organizational sponsors to
increase the number of school desegregation cases they are finan
cially able to handle. On the other hand, if such fees are made
available now in appropriate pending cases for work done before
July 1. 1972, the resources will be available at once to make pos
sible the increase in such litigation sought by Congress.
17 117 Cong. Rec. 10760, 10762. See also 117 Cong. Rec. 11339
11342, 11343, 11344.
19
charged against the losing litigant. . . . We can even
charge those expenses and make them a debt against
the Title I funds, so that we are penalizing the person
who violates the law; tve are penalizing the person
who decides the 14th amendment is for someone else
and not for him. We are then imposing the cost on
that individual who saiv fit to commit an act that the
court concluded was in violation of the law, or in viola
tion of the proper utilization of Title I funds and
that, as an indirect result thereof, that person shall
suffer.18
In the debates on his own amendment, Senator Cook re
iterated his desire to place the cost of litigation on the
“guilty party”,19 to assure that a school board violating the
law will “pay for it”,20 and to provide that those who have
disobeyed the constitution “should have to make recom
pense for that mistake.” 21 Senator Cook also referred, as
had Senator Mondale,22 to the inequity of paying with edu
cation funds for the lawyers who unsuccessfully opposed
integration, but not using those funds for attorneys who
achieved an end to segregation.23
1S117 Cong. Rec. 11343 (Emphasis added). See also 117 Cone
Rec. 11341, 11342.
19117 Cong. Rec. 11725.
20117 Cong. Rec. 11527.
21 117 Cong. Rec. 11528.
22 Hearings Before the Subcommittee on Education of the Senate
Labor and Public Welfare Committee, 92nd Cong., 1st Sess. 99
(1971) “Now, most of the money today being spent publicly
m school desegregation cases is public money which is being spent
for lawyers and legal fees to resist the reach of the 14th amend
ment, So why would it not be fair to set aside a modest amount to
pay lawyers who are successful in enforcing the Constitution for
legal fees and costs.”
23117 Cong. Rec. 11527, 11528.
20
It is reasonable to assume that Congress contemplated
that the injustices discerned by Senator Cook would be
righted in cases still pending when section 718 became
effective. It cannot plausibly be maintained that Senator
Cook intended that, months or years after the enactment
of section 718, school boards which had violated the law
would be able to avoid recompensing those who corrected
their mistakes merely because the plaintiffs’ attorneys were
diligent enough to bring that violation to an end prior to
July 1,1972.21 The statute involved here is not one intended
merely to shape future events by encouraging.the initiation
of litigation under the Fourteenth Amendment, compare
Linkletter v. Walker. 381 U.S. 618 (1965), but was designed
to effectuate Congress’ judgment that a serious injustice
is worked when, in a case such as this, the offending school
board pays no price for its years of ignoring Brou n, while
"svate plaintiff must look to himself and the generosity
ol his counsel or the public to meet the costs of enforcingO
the constitution. Compare Jackson v. Denno, 378 U.S. 368
(1964). In deciding who shall ultimately bear the cost of
litigation to end discrimination in the public schools, this
-4 Both Senator Mondale and Senator Cook explained that their
"oal was to provide the same right to attorneys’ fees in school
discrimination cases as exist for discrimination in housing. 42
U.S.C. §3G 12(c), in employment, 42 U.S.C. $2000e-5(A), and^pub-
hc accommodations, 42 U.S.C. §2000a-e(b). 117 Cong. Rec. 11339.
(Remarks of Senator Mondale), 11521 (Remarks of Senator Cook)
See North cross x. Board of Education of the Memphis City Schools,
41 L.S.L.W. 3635 (1973). In the absence of special circumstances,
a successful plaintiff in a housing, employment or public accom
modations case would be entitled to attorneys’ fees for all the legal
services performed in connection with a ease won on April 5, 1972
(the day final relief was awarded here) or July 1, 1972 (the day
section 718 became effective). Because the substantive rights and
counsel fee provisions were created by the same statute, sections
2000a-3(b), 2000e-5(k) and 3612(c), 42 U.S.C., apply to all actions
described therein, regardless of when commenced. Congress pre
sumably intended to create a similarly broad right covering all
work done in all school cases.
21
Court should give full effect to the standards and values
established by Congress in section 718 in all cases in which
the question of attorneys’ fees has not been finally resolved
before July 1, 1972.
II.
A ttorneys’ Fees Must Be Awarded Because This
Litigation B enefited O lliers.
In the absence of an express statutory requirement of
attorneys’ fees, federal courts in the exercise of their
equitable powers may award such fees where the interests
of justice so require. Their authority to do so derives
from Article I I I25 of the Constitution and, in cases such
as this, section 1983, 42 U.S.C.26 As Justice Frankfurter
noted a generation ago, the power to award such fees “is
part of the original authority of the chancellor to do equity
in a particular situation.” Sprague v. Ticonic National
Bank, 307 U.S. 161, 166 (1939). Federal courts do not
hesitate to exercise this inherent equitable power wherever
“overriding considerations indicate the need for such a
recovery.” Mills v. Electric Auto-Lite Co., 396 U.S. 375,
391-92 (1970).
One well-established case in which such fees are awarded
is where a plaintiff’s successful litigation confers “a sub
stantial benefit on the members of an ascertainable class,”
and where the court’s jurisdiction over the subject matter
of the suit makes possible an award that will operate to
spread the costs proportionately among them. Mills v.
25 “Section 2. -Jurisdiction. The judicial power shall extend to all
Cases, in law and Equity, arising under this Constitution, the Laws
of the United States, and Treaties made . . .” (Emphasis added.)
26 Section 1983 authorizes “an action at law, suit in equity, or
other proper proceeding for redress.” (Emphasis added.)
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