Bradley v. School Board of the City of Richmond Brief
Public Court Documents
January 1, 1972

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Brief Collection, LDF Court Filings. Bradley v. School Board of the City of Richmond Brief, 1972. 043aaeba-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/f7f376af-f586-4e5e-833c-4ab51cb79673/bradley-v-school-board-of-the-city-of-richmond-brief. Accessed May 15, 2025.
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% n ik < j v- 8 fOj^kuMt- quate under the Fourth Circuit’s decision in Swami v. Chadotte-Mecldenburg Board of Education, 431 F d lo, (1970) The District Court clearly had the discie ion o award counsel fees to plaintiffs for legal services rendered in opposing these two plain. argument I. Section 7 1 8 o f the E m ergency School Aid Act o f 1 9 7 2 R equ ires the Award o f A ttorneys’ Fees m T his Case. While this case was pending before the Court of Appeals, Congress enacted the Emergency School Aid Act of 19(2. Section 718 of that Act provides: Upon the entry of a final order by a court of the United States against a local educational agency, a State (oi anv agencv thereof), or the United States (or am agency thereof), for failure to comply with any pio- vision of this title or for discrimination on the basis of race, color, or national origin in violation of title VI of the Civil Rights Act of 1964. o • the fourteenth amendment to the Constitution of the United States as they pertain to elementary and secondary education, the court in its discretion, upon a finding that the proceedings w ere necessary to bring about compliance. 3 This development was brought to the court’s attention but the Fourth C i r c u i t e d that section 718 heldthaTtlun-c1w aTnoW Judgment to‘which the award of fees 16 i i i „ , n 87 a 188a') In a companion case. Tliompsor held that section 718 omy aiulw ri, U lega. fee the effective date of the statute, -July 1, l 9 ' - «) may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs Section 718 is applicable to the instant case, and requires the award of attorneys’ fees. This Court has already held that, in cases falling under Section 718, the successful plaintiff “should ordinarily re cover an attorney’s fee unless special circumstances would render such an award unjust." Northcross v. Bor'd oi Education of the Memphis City Schools, 41 U.S.L.A. 3635 (1973) ; compare Newman v. Biggie Park Enterprises, Inc., 390 U.S. 400 (1968). Xo such special circumstances are present in the instant case. The District Court ex presslv inquired whether there wrere special circumstances which might render an award unjust, citing the standard in Newman, and found there were not. 140a. T1- < '■•urt rf Appeals noted that the award of attorneys’ tV Newman standard were “either mandatory or practically so,” 183a, but did not expressly decide whether the A ewman standard had been met. The only circumstance in this case wdiich the Court of Appeals felt militated again-t legal fees was its conclusion that, in view of the alleged uncer tainty as to the constitutional requirements, the various defenses and plans put forward b; the school board, though legally insufficient, were not advanced for purposes of delay or in bad faith. 177a. Such good faith, however, has been expressly held not to fall within the narrow category of special circumstances permitting the denial attorney fees in these cases. Newman v. Biggie Bari. I n*i>rpi s e ine., 390 U.S. 400, 401 (1968). There is of course no ques tion that the instant action was necessary to bring about compliance. The school board was in violation -f the DU trict Court’s 1966 decree and of the decisions of this Court, and made no pretense that it would change its wavs other than under court order. 10 Section 718 further requires that legal fees may be awarded “upon the entry” of a final order against a de fendant school board based on a violation of the Fourteenth Amendment or certain statutes. The quoted phrase does not require, of course, that the award of legal fees be simultaneous with the entry of such an order, but makes the existence of such a final order a prerequisite to the award of attorneys’ fees. Several such orders had been entered and became final prior to the award of attorneys’ fees in this case on May 26, 1971.4 Where, as here, the course of litigation in a district court involves the entry of several orders over a period of months or years, neither section 718 nor sound judicial administration require that the question of legal fees be litigated separately and repe- titiously upon the occasion of each such order. A request for fees may present difficult questions of fact or require tm- :ai.nig of evidence which might interfere with a court’s simultaneous efforts to dismantle a dual school system. Costs, of which attorneys’ fees are made a part by section 718, are normally imposed after the final disposition of the case. Doubtless a District Court has discretion to award costs and attorneys’ fees incident to the disposition of interim lelief matters, 6 Moore’s Federal Practice TJ54. /0 T5], and it would be particularly desirable to exercise that discretion where, as is common in litigation under Brown, the fashioning of effective relief occurs over a period of years and delay in awarding fees and costs may work hardship on plaintiffs or their counsel. That discre- On June 20, 1970, the District Court ordered a suspension of all school construction in Richmond pending the approval of a final plan. On August 17, 1970. the District Court ordered into operation an interim plan for the 1970-71 school year. On April 5, 1971. Me District Court ordered into operation the plan under which the Richmond schools are now operating. Each of these orders had become final when the attorneys’ fees were awarded on May 26, 1970. 11 tion, however, exists for the protection of the plaintiff and his attorney; a defendant cannot be heard to complain if it is not so exercised.5 The defendant school board maintains, however, that section 718 should not be applied to the instant case because the legal services for which fees are sought were rendered piioi to July 1, 1972, the date on which section 718 became effective.6 'Plaintiffs contend that section 718 should be applied to any case in which the propriety of an award of legal fees was still pending resolution on appeal as of July 1, 1972, regardless of when the services were per- foimed. This case does not present the question of whether section 718 should be applied, retroactively, to cases in v hich the question of legal fees had been presented and been resolved by a final order prior to July 1, 1972. Since United States v. Schooner Peggy, this Court has i ecognized that “if, subsequent to the judgment, and before the decision of (he appellate court, a law intervenes and positively changes the rule which governs, the law must be obeyed, or its obligation denied.” 5 U.S. (1 Cranch) 103, D The Court of Appeals refused to apply section 718 to the in stant case on the ground, inter alia, that on the effective date of the Act there was no final order regarding the substantive claim qt discrimination pending on appeal (187a-188a). This standard, m the sense it was used, could never be met, for no order could be both final and also pending on appeal. If, as plaintiffs contend, section 718 should apply to services performed prior to July 1 1<<2. there is no precedent for requiring that such fees be arbi trarily denied because of the date on which an order was entered directing the desegregation of a defendant school district. 6 The date on which a law becomes effective is not the same thing as the date from which the law shall apply. The former date describes the time at which the courts will begin to invoke the law in dealing with events or transactions; the latter date delimits the class of events or transactions as to which that law may be invoked. For an example of a statute specifying both effective hate and the transactions to which it applied, see section 104 of the Jury .Selection Act of 1968, Pub L 90-274 12 106 (1801). This Court has applied on appeal intervening changes in the law under a wide variety of circumstances. In Thorpe v. Housing Authority of Durham, 393 U.S. 268 (1969), after the plaintiff public housing authority had won an eviction order in state courts, the Department of Housing and I rban Development altered the procedural prerequisites to such evictions. This Court held that the defendant could not be evicted unless the new procedures were followed. “The general rule . . . is that an appellate coui t must apply the law in effect at the time it renders its decision.” 393 U.S. at 281. In United States v. Alabama, 362 U.S. 602 (I960), the district court dismissed an action brought by the United States under the 1957 Civil Rights Act against the state of Alabama on the ground that the State could not be sued under that statute. While the case was pending on appeal Congress passed the 1960 Civil A,-t expressly authorizing suits against a state, and tin.- Court applied the new statute. “Under familiar prin ciples, the case must be decided on the basis of law now controlling, and the [new provisions] are applicable to this litigation.” 362 U.S. at 604. In Ziffrin v. United States, after a company seeking permission to operate as a con tract carrier had filed its application with the Interstate Commerce Commission, the Interstate Commerce Act was amended to bar such operation by an applicant who was controlled by a common carrier serving the same territory. This Court upheld the application of the new law to the pending request. “A change in the law between a nisi prius and an appellate decision requires the appellate court to apply the changed law. A fortiori, a change of law pending an administrative hearing must be followed in relation to permission for future acts.” 318 U.S. 73, 78 (1943). See also Vanderhark v. Owens-Illinois Glass Company, 311 U.S. 538 (1941); Carpenter v. Wabash Raihvay Co., 309 U.S. 23, 27 (1940), and cases cited; American Steel Foundries v. 13 Tri-City Cent. Trades Council, 257 U.S. 184, 201 (1921); Reynolds v. United States, 292 U.S. 443, 449 (1934). Except where the statute involved expressly purports to be of exclusively prospective application, see e.g. Gold stein v. California, 41 U.S.L.W. 4829, 4830 (1973), this Court has routinely applied new laws to all cases pending on appeal, v ithout reference to legislative history and without rerfuiring express statutory language that they be so applied. When Congress has concluded that greater justice would be done if a new and different legal principle were applied to some recurring circumstances, Congress must be presumed to have intended that that new standard and .the more equitable result entailed be applied to all eases, including those pending on appeal. Compare John son v. United States, 163 F.2d 30, 32 (1st Cir. 1908) (Holmes, J.). A narrowly drawn exception to this practice has been sanctioned by this Court where, under the facts of a par ticular case, application of a new law to a matter arising before its enactment would work an unfair hardship on one of the parties. In such a situation this Court has, where possible, sought to construe the statute to avoid such an inequitable result. The precise category of cases to which this exception applies has never been clearly defined. In United States v. Schooner Peggy, 5 U.S. (1 Cranch) 103 (1801), this Court urged such a rule of construction “in mere private cases between individuals.” 5 U.S. at 106. In Union Pacific Railroad Co. v. Laramie Stock Yards Co., this Court explained the rule applied to statutes which might interfere with “antecedent rights,” 231 U.S. 190, 199 (1913). Cox v. Hart defined a “retroactive” statute as one which impaired a vested right or imposed a new obli gation on a private interest, and indicated that statutes should not readih lie construed as “retroactive” in this 14 sense. 260 TJ.S. 427, 435 (1922). In Claridge Apartments Co. v. Commissioner, 323 U.S. 141 (1944), the Court de liberately construed a new tax law so as not to retroac tively increase the taxes on “closed transactions.” 323 U.S. at 164. In Greene v. United States, 376 U.S. 149 (1963), this Court refused to apply new and more strenuous ad ministrative procedures for obtaining remuneration to a claimant who had already obtained a “final” and favorable determination under the old procedures. 376 U.S. at 161. Most recently, in Thorpe v. Housing Authority of Durham, this Court characterized Greene and its predecessors, more simply and more cogently, as exceptions “made to prevent manifest injustice.” 393 U.S. at 282.7 The application of section 718 to the instant case would work no injustice such as that threatened in Greene. Sec- 18 did not alter the defendant school board’s consti- tiiimnal responsibility to provide an education free of the ' The difference between the rule reaffirmed in Thorpe and the exception applied in Greene is well illustrated by the facts in those cases. Both <-ases involved disputes between a private citizen and a government agency. In Thorpe a city public housing authority had sued to evict the defendant tenant; in Greene a private citizen who had been discharged when the Department of the Navy re voked his security clearance brought an action for lost wages. In both, while the litigation was still pending and before Mr. Greene had received reimbursement or Mrs. Thorpe been evicted, the procedures for reimbursement and eviction, respectively, were changed. However, in Thorpe the application of the new rule accrued to the benefit of the private citizen, whereas in Greene this Court refused to apply the change where the beneficiary would have been the government not the individual litigant. In Greene the application of the new rule would have interfered with a right to reimbursement which had been established and became final, 37G U.S. at 161; in Thorpe the Housing Authority had no com parable rights to infringe, 393 U.S. at 283. And, while in Thorpe the tenant had insisted throughout the litigation that she was entitled to procedural protections guaranteed b}r the new provision, in Greene the government had never questioned the procedures H ing followed until seven years after the litigation began, those procedures were altered by administrative regulations. Compare Citizens to Preserve Overton Park v. Volpe, 401 U S 402 418- 419 (.19711. 15 stigma of segregation, and plaintiffs do not seek to apply retrospectively any new standard of conduct first estab lished in 1972. The school board’s substantive obligations are those of the Constitution, as announced by this Court; section 718 only elaborates the remedy available to a pri vate citizen when local officials have violated the law. As Senator Cook remarked during the debate on section 718: \ The 14th amendment to the Constitution of the United States was there long before we [Congress] came to a conclusion that something should be done in the field of discrimination in the school system of the United States. We are not talking about some thing that was born yesterday.8 The school board in the instant case does not claim it would have acted any differently between 1966 and 1972 had sec tion 718 been in effect at that time. Under such circum stances;' the application of section 718 to litigation occur ring before its effective date can hardly be said to be unfair. The only relevant right which existed prior to the enactment of section 718 was the right of the instant plain tiffs to an education in a unitary school system; applica tion of section 718 to this case serves not to impair that right but to vindicate it. Plaintiffs’ assertion that they are entitled to attorneys’ fees is not a new claim suddenly asserted in the light of section 718; such fees were asked in the original complaint filed in 1961,9 and have repeatedly been sought in the proceedings since that time. That legal fees should be awarded under section 718 for work done before its effective date is supported by the ” 117 Cong. R pc 11528. 9 See 4a. 16 legislative history of the Emergency School Aid Act of 1972.10 Section 718 grew out of a provision contained in a bill sponsored by Senator Mondale in 1971. The statute proposed by Senator Mondale would have authorized the payment of counsel fees out of federal funds specially set aside for that purpose, $5 million for the first year and $10 million for the second. That proposal, included in the committee bill presented to the Senate, expressly stated that the award would be “for services rendered, and costs incurred, after the date of the enactment of this Act . . .”n (Emphasis added) On the floor of the Senate, 10 The predecessor to section 718 was first proposed by Senator Mondale. S. 683, 92nd Cong., 1st Sess., §11. It was reported out of committee as section 11 of S.1557. See Sen. Rep. No. 92-61, 12116 ( ug.. 1st Sess. On April 21, 1971, at the urging of Senators I)":.1:1 irk and Cook, section 11 was stricken from the proposed bill. 117 Cong. Rec. 11338-11345. The next day, on an amendment sponsored by Senator Cook, section 718 in its present form was inserted in the bill. 117 Cong. Rec. 11521-11529, 11724-26. The House amended the bill passed by the Senate, striking everything after the enacting clause and inserting a new text which, inter aim, deleted any mention of counsel fees. The provision for legal fees was restored in conference. Conference Rep. No. 798, 92nd Cong., 2nd Sess. (1972). The only debate on the subject of attorneys’ fees occurred in the Senate on April 21 and 22, 1971. 11 Section 11(a) of Senator Mondale’s bill, S.683, 92nd Cong., 1st Sess., provided in fu ll: Upon the entry of a final order by a court of the United States against a local educational agency, a State (or any agency thereof), or the Department of Health, Education, and Wel fare for failure to comply with any provision of this Act, title I of the Elementary and Secondary Education Act of 1965 or discrimination on the basis of race, color, or national origin in violation of title VI of the Civil Rights Act of 1964, or of the fourteenth article of amendment to the Constitution of the United States as they pertain to elementary and sec ondary education, such court shall award, from funds reserved pursuant to section 3 (b )(1 )(e ), reasonable counsel fee, and costs not otherwise reimbursed, for services rendered, and 17 Senator Dominick, with the support of Senator Cook, suc cessfully amended the bill to delete this proposed section in its entirety.12 The next day, however, Senator Cook proposed to substitute new provisions authorizing the award of such attorneys’ fees against the defendant.13 This new provision deleted the language in Senator Mon dale’s version which had limited the section to services rendered after its enactment. This Court should not read back into section 718 the very limitation regarding appli cation to services performed prior to enactment which was deliberately removed from the statute by Congress. The application of section 718 to cases pending when it was enacted serves to carry out the purposes of that pro vision ,as expressed in the congressional hearings and debates leading to its enactment. Senator Mondale, who first urged a statutory authorization of legal fees in these cases, argued that his proposal and that of Senator Cook were needed to encourage more private litigation,14 and to equalize the legal resources available to litigants in such cases.15 If, however, such fees are only awarded for work done after July 1, 1972, and after the entry of a final order resulting from and subsequent to those services, substantial additional funds under this section for the increase of costs incurred, after the date of enactment of this Act to the party obtaining such order. Similarly, the Committee Report states that the federal funds are available “for services rendered, and costs incurred, after the date of enactment of the Act,” Sen. Rep. No. 92-61, 92nd Cong., 1st Sess., pp. 55-56 (1971). 12117 Cong. Rec. 11345. 13117 Cong. Rec. 11520-21. 14114 Cong. Rec. 10760, 10761, 10762-3. 10764, 11339-40, 11343, 11344, 11345. 'J Hearings Before the Subcommittee on Education of the Senate Labor and Public Welfare Committee, 92nd Cong., 1st Sess. 99 (1971); 114 Cong. Rec. 10762. 18 private litigation will not be available for years.16 It is hardly likely that Senator Mondale envisioned or desired such a delay when he called for a statutory right to legal fees to meet the “urgent need” for vigorous private litiga- | tion to resolve the “major crisis in the enforcement of con stitutional protections affecting civil rights in this land.”17 Senator Cook, the draftsman and sole spokesman for section 71S as finally enacted, emphasized an additional reason for his amendment. Senator Cook opposed Senator Mondale’s proposal on the ground that it failed to require that the school system which had violated the law pay the costs incurred in rectifying that violation. He urged: [M ]e can solve the problem by merely inserting the | language that the costs and attorneys’ fees will be nraetieal realities of school litigation are such that the -hit by Senator Mondale will be substantially delayed if attorneys fees are not awarded for services performed prior to the effective date of the statute. The vast majority of school deseg regation cases have in the past been, and will continue to be, brought by a handful of private attorneys supported in many in stances by national organizations concerned with such litigation. The costs and salaries of the attorneys must be paid by those organizations or sacrificed by those attorneys from the moment a case is begun, but such costs and fees are only available under section 718 after a final judgment has been entered in the case. The delay between the commencement of an action and the entry of any final judgment will often be substantial. In the cases de- ’ eided sub nom. Thompson v. School Board of the City of Newport hews, 472 F.2d 177 (1972), in which the Fourth Circuit refused to apply section 718 to work done before its effective date, the com plaints initiating those actions had first been filed in 196l( 1965, 1969 and 19/0. If section 718 is limited to work done after ju lv l ’ 1972, it will be years before that statute yields sufficient legal fees to enable private attorneys and their organizational sponsors to increase the number of school desegregation cases they are finan cially able to handle. On the other hand, if such fees are made available now in appropriate pending cases for work done before July 1. 1972, the resources will be available at once to make pos sible the increase in such litigation sought by Congress. 17 117 Cong. Rec. 10760, 10762. See also 117 Cong. Rec. 11339 11342, 11343, 11344. 19 charged against the losing litigant. . . . We can even charge those expenses and make them a debt against the Title I funds, so that we are penalizing the person who violates the law; tve are penalizing the person who decides the 14th amendment is for someone else and not for him. We are then imposing the cost on that individual who saiv fit to commit an act that the court concluded was in violation of the law, or in viola tion of the proper utilization of Title I funds and that, as an indirect result thereof, that person shall suffer.18 In the debates on his own amendment, Senator Cook re iterated his desire to place the cost of litigation on the “guilty party”,19 to assure that a school board violating the law will “pay for it”,20 and to provide that those who have disobeyed the constitution “should have to make recom pense for that mistake.” 21 Senator Cook also referred, as had Senator Mondale,22 to the inequity of paying with edu cation funds for the lawyers who unsuccessfully opposed integration, but not using those funds for attorneys who achieved an end to segregation.23 1S117 Cong. Rec. 11343 (Emphasis added). See also 117 Cone Rec. 11341, 11342. 19117 Cong. Rec. 11725. 20117 Cong. Rec. 11527. 21 117 Cong. Rec. 11528. 22 Hearings Before the Subcommittee on Education of the Senate Labor and Public Welfare Committee, 92nd Cong., 1st Sess. 99 (1971) “Now, most of the money today being spent publicly m school desegregation cases is public money which is being spent for lawyers and legal fees to resist the reach of the 14th amend ment, So why would it not be fair to set aside a modest amount to pay lawyers who are successful in enforcing the Constitution for legal fees and costs.” 23117 Cong. Rec. 11527, 11528. 20 It is reasonable to assume that Congress contemplated that the injustices discerned by Senator Cook would be righted in cases still pending when section 718 became effective. It cannot plausibly be maintained that Senator Cook intended that, months or years after the enactment of section 718, school boards which had violated the law would be able to avoid recompensing those who corrected their mistakes merely because the plaintiffs’ attorneys were diligent enough to bring that violation to an end prior to July 1,1972.21 The statute involved here is not one intended merely to shape future events by encouraging.the initiation of litigation under the Fourteenth Amendment, compare Linkletter v. Walker. 381 U.S. 618 (1965), but was designed to effectuate Congress’ judgment that a serious injustice is worked when, in a case such as this, the offending school board pays no price for its years of ignoring Brou n, while "svate plaintiff must look to himself and the generosity ol his counsel or the public to meet the costs of enforcingO the constitution. Compare Jackson v. Denno, 378 U.S. 368 (1964). In deciding who shall ultimately bear the cost of litigation to end discrimination in the public schools, this -4 Both Senator Mondale and Senator Cook explained that their "oal was to provide the same right to attorneys’ fees in school discrimination cases as exist for discrimination in housing. 42 U.S.C. §3G 12(c), in employment, 42 U.S.C. $2000e-5(A), and^pub- hc accommodations, 42 U.S.C. §2000a-e(b). 117 Cong. Rec. 11339. (Remarks of Senator Mondale), 11521 (Remarks of Senator Cook) See North cross x. Board of Education of the Memphis City Schools, 41 L.S.L.W. 3635 (1973). In the absence of special circumstances, a successful plaintiff in a housing, employment or public accom modations case would be entitled to attorneys’ fees for all the legal services performed in connection with a ease won on April 5, 1972 (the day final relief was awarded here) or July 1, 1972 (the day section 718 became effective). Because the substantive rights and counsel fee provisions were created by the same statute, sections 2000a-3(b), 2000e-5(k) and 3612(c), 42 U.S.C., apply to all actions described therein, regardless of when commenced. Congress pre sumably intended to create a similarly broad right covering all work done in all school cases. 21 Court should give full effect to the standards and values established by Congress in section 718 in all cases in which the question of attorneys’ fees has not been finally resolved before July 1, 1972. II. A ttorneys’ Fees Must Be Awarded Because This Litigation B enefited O lliers. In the absence of an express statutory requirement of attorneys’ fees, federal courts in the exercise of their equitable powers may award such fees where the interests of justice so require. Their authority to do so derives from Article I I I25 of the Constitution and, in cases such as this, section 1983, 42 U.S.C.26 As Justice Frankfurter noted a generation ago, the power to award such fees “is part of the original authority of the chancellor to do equity in a particular situation.” Sprague v. Ticonic National Bank, 307 U.S. 161, 166 (1939). Federal courts do not hesitate to exercise this inherent equitable power wherever “overriding considerations indicate the need for such a recovery.” Mills v. Electric Auto-Lite Co., 396 U.S. 375, 391-92 (1970). One well-established case in which such fees are awarded is where a plaintiff’s successful litigation confers “a sub stantial benefit on the members of an ascertainable class,” and where the court’s jurisdiction over the subject matter of the suit makes possible an award that will operate to spread the costs proportionately among them. Mills v. 25 “Section 2. -Jurisdiction. The judicial power shall extend to all Cases, in law and Equity, arising under this Constitution, the Laws of the United States, and Treaties made . . .” (Emphasis added.) 26 Section 1983 authorizes “an action at law, suit in equity, or other proper proceeding for redress.” (Emphasis added.) ^6 <£>-** . U/A . (, A>-<- ^ ^ ^