League of United Latin American Citizens v. Texas Attorney General Petition for a Writ of Certiorari
Public Court Documents
October 21, 1993
Cite this item
-
Brief Collection, LDF Court Filings. League of United Latin American Citizens v. Texas Attorney General Petition for a Writ of Certiorari, 1993. 4e92df51-c09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/f9324f28-5523-4402-82c7-e1dcf890b501/league-of-united-latin-american-citizens-v-texas-attorney-general-petition-for-a-writ-of-certiorari. Accessed November 23, 2025.
Copied!
No. ^c.''
In The
Supreme Court of t\)t (Hmtcti States
October Term, 1993
League of United Latin American Citizens, Houston
Lawyers’ Association, Jesse Oliver, et a l,
Petitioners,
v.
Attorney General of Texas, et a l,
Respondents.
On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Fifth Circuit
PETITION FOR A WRIT OF CERTIORARI
E laine R. J ones
Director-Counsel
Theodore M, Shaw
Norman J. Chachkin
‘ Charles Stephen Ralston
Gailon W. McGowen, J r .
NAACP Legal Defense &
Educational Fund, Inc.
99 Hudson Street
Sixteenth Floor
New York, N.Y. 10013
(212) 219-1900
Sherrilyn A. Ifill
University of Maryland
School of Law
500 W. Baltimore
Baltimore, MD 21201
(410) 706-8391
E. Brice Cunningham
777 S. R.L. Thornton Frwy.
Suite 121
Dallas, TX 75203
(214) 428-3793
Gabrielle K. McDonald
Walker & Satterthwaite
7800 N. Mopac
Suite 215
Austin, Texas 78759
(512) 346-6801
William L. Garrett
Brenda Hull Thompson
8300 Douglas, Suite 800
Dallas, TX 75225
(214) 369-1952
Rolando L. Rios
Milam Building, Suite 1024
115 E. Travis Street
San Antonio, TX 78205
(512) 222-2102
E dward B. Cloutman, III
Mullinax, Wells, Baab
& Cloutman, P.C.
3301 Elm St.
Dallas, TX 75226
(214) 939-9222
*Counsel of Record
Attorneys for Petitioners
PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
1
QUESTIONS PRESENTED
1. In cases brought under Section 2 of the Voting
Rights Act of 1965 involving judicial elections, is a court
of appeals authorized to depart from the analytical
framework established by this Court’s authoritative
construction of the statute in Thornburg v. Gingles, 478
U.S. 30 (1986) and applied to the case at bar in Houston
Lawyers’ Association v. Attorney General, 501 U .S .___, 115
L.Ed. 2d 379 (1991)?
2. Should the Court grant certiorari to resolve a
conflict between the ruling below and the decision of the
Eleventh Circuit in Nipper v. Sm ith, 1 F.3d 1171 (1993) as
to the appropriate tests for determining vote dilution and
for measuring minority-candidate electoral success in
judicial elections cases?
3. Was the Fifth Circuit’s refusal to remand this case
to the district court for a hearing on a proposed
settlem ent agreed to by the plaintiffs and the Governor,
Lieutenant Governor, Secretary of State, Attorney
General, and Legislature of the State of Texas, because of
the opposition to the settlement by another state official
defendant and by two intervenor-defendants, such a
departure from the accepted and usual course of judicial
proceedings as to warrant the exercise of this Court’s
power of supervision?
4. Did the Court below fail to execute the mandate
of this Court in Houston Lawyers’ Association v. Attorney
General when it refused to remand the case to the district
court for an initial determination of whether Texas had a
substantial interest in maintaining an at-large system of
electing trial court judges?
11
PARTIES
The participants in the proceedings below were:
League of United Latin American Citizens (LULAC)
Local Council 4434, LULAC Local Council 4451, LULAC
(Statewide), Christina Moreno, Aquilla Watson, Joan
Ervin, Matthew W. Plummer, Sr., Jim Conley, Volma
Overton, Willard Pen Conat, Gene Collins, A1 Price,
Theodore M. Hogrobrooks, Ernest M. Deckard, Judge
Mary Ellen Hicks, Rev. James Thomas, Plaintiffs;
The Houston Lawyers’ Association, W eldon Berry,
Alice Bonner, Rev. William Lawson, Bennie McGinty,
Deloyd Parker, Francis Williams, Plaintiff-Intervenors;
Jesse Oliver, Fred Tinsley and Joan Winn White,
Plaintiff-Intervenors;
Dan Morales, in his capacity as Attorney General of
the State of Texas; John Hannah, in his capacity as
Secretary of State of Texas; Thomas R. Phillips, Mike
McCormick, Pat McDowell, Thomas J. Stovall, B. B.
Schraub, Leslie Murray, Darrell Hester, William E.
Moody, Weldon Kirk, Jeff Ealker, Ray D. Anderson, Joe
Spurlock II, and Leonard E. Davis, in their capacities as
members of the Texas Judicial Districts Board;
Defendants;
Judge Sharolyn Wood and Judge Harold Entz,
Defendant-Intervenors.
I l l
TABLE OF CONTENTS
QUESTIONS P R E S E N T E D .............................................. i
PARTIES .................................................................. ii
TABLE O F AUTHORITIES ............................................ vi
OPINIONS BELOW ........................................................... 2
JURISD ICTIO N ................................................................... 2
STATUTE IN V O L V E D ...................................................... 2
STATEM ENT OF TH E C A S E ......................................... 3
The Proceedings B elo w .......... ................................ 3
1. The District Court’s Decision After
Trial ................................................... 4
2. The First Series o f Fifth Circuit
R u lin g s ................................................. 5
3. This Court’s Prior Decision In This
Case ................................................... 6
4. The Second Series o f Fifth Circuit
R u lin g s ................................................. 6
5. The Decision Below ............................... 7
Statem ent of F a c t s ................................................... 9
REASONS FO R GRANTING TH E W R IT .................. 12
I. The Fifth Circuit’s D ecision Conflicts
With This Court’s Clear Holdings in
Thornburg v. Gin g le s and H LA v.
A tto rn ey Gen eral of Te xa s ............................ 12
IV
II. The Fifth Circuit’s Ruling Conflicts
With the Decision of the Eleventh
Circuit in N ipper v. Sm ith as to the
Appropriate Test for Determining Vote
Dilution in Judicial Elections Cases . . . . 19
III. The Court of Appeals’ Holding That The
Defendant Officials of the State of Texas
Could Not Enter Into a Proposed
Settlement of this Case Presents An
Important Issue That Should Be Resolved
by This Co u r t .................................................... 22
IV. The Fifth Circuit Failed To Adhere To
This Court’s Mandate When It Did Not
Remand The Case To The District Court
For a Determination of The Factual
Issue of The Weight to Be Given To the
State’s Interest In At-Large Election of
Trial Court Judges...........................................25
CONCLUSION ................................................................ .. . 27
TABLE OF AUTHORITIES
Cases: Pages:
Burns v. Richardson, 384 U.S. 73 (1966) . ........ .......... 16
Evans v. Jeff D., 475 U.S. 717 (1 9 8 6 )............................... 22
Ex Parte Young, 209 U.S. 123 (1908)............................... 24
Houston Lawyers Association v. Attorney General of
Texas, 501 U. S .___,
115 L.Ed. 2d 379 (1991) ..................................... passim
Local Number 93, International Ass’n of Firefighters v.
Cleveland, 478 U.S. 501 (1986) . .......................... 23
LULAC v. Clements, 914 F.2d 620 (5th Cir. 1 9 9 0 ) ------2
M arek v. Chesny, 473 U.S. 1 (1 9 8 5 )................................... 23
Nipper v. Smith, 1 F.3d 1171 (11th Cir. 1993) . . 19-21, 26
Nipper v. U-Haul Co., 516 S. W. 2d 467, 470 (Tex. Civ.
App. 1 9 7 4 )........................................................... 10, 27
Rogers v. Lodge, 458 U.S. 613 (1982) ............................ 16
Rufo v. Inmates of Suffolk Jail, 502 U .S .___, 116 L.Ed.2d
867 (1992) ................................................................... 23
Thornburg v. Gingles, 478 U. S. 30 (1 9 8 6 ) .............passim
Whitcomb v. Chavis, 403 U.S. 124 (1 9 7 1 )....................... 16
W hite v. Regester, 412 U.S. 755 ( 1 9 7 3 ) ............... .. 16
Wise v. Lipscomb, 437 U.S. 535 (1978) .......................... 23
Zim m er v. McKeithen, 485 F.2d 1297
(5th Cir. 1973) 13, 16
Pages:
Statutes: Pages:
28 U.S.C. § 1254(1)......................................................................2
42 U.S.C. 1 9 7 3 b ....................................................................... 3
42 U.S.C. § 1973 ........................................................................ 2
Section 2 of the Voting Rights Act, as amended . . passim
Section 4 of the Voting Rights Act, as a m en d e d ............. 3
Tex. Civ. Prac. & Rem. Code, Ch. 1 5 ............................ 10
Tex. Const., Art. 5, §7 ................................................... 9, 10
Tex. C onst, Art. 5, §8 ........................................... 9
Tex. Const., Art. 5, §28 ......................................................... 10
Tex. Elec. Code § 2 .0 0 1 ........................................................ 10
Tex. Elec. Code §172.003 ................................................... 10
Tex. Govt. Code §24.101........................................................... 9
Tex. Govt. Code §24.174............................................................. 9
Tex. Govt. Code, §24.001 ................................................... 10
Other Authorities: Pages:
1982 U. S. Code Cong. & Admin. News 177 .................. 4
McDuff, Judicial Elections and the Voting Rights A ct, 38
LOY. L. R e v . 931 (1993)......................................... 27
Senate Report, No 97-417, 97th Congress 2d Sess. 4, 14, 16
vi
No. 93-
In The
Suprem e Court of tfje Hmteb States?
October Term, 1993
League of United Latin American Citizens, the
Houston Lawyers’ Association, Jesse Oliver, et a l,
Petitioners,
v.
Attorney General of the State of Texas, et al.,
Respondents.
PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
Petitioners, League of United Latin American Citizens
(LULAC) Local Council 4434, LULAC Local Council 4451,
LULAC (Statewide), Christina Moreno, Aquilla Watson,
Joan Ervin, Matthew W. Plummer, Sr. Jim Conley, Volma
Overton, Willard Pen Conat, Gene Collins, Al Price,
Theodore M. Hogrobrooks, Ernest M. Deckard, Judge Mary
Ellen Hicks, Rev. James Thomas, The Houston Lawyers’
Association (HLA), Weldon Berry, Alice Bonner, Rev.
William Lawson, Bennie McGinty, Deloyd Parker, Francis
Williams, Jesse Oliver, Fred Tinsley and Joan Winn White,
respectfully pray that a writ of certiorari issue to review the
judgment and opinion of the Court of Appeals for the Fifth
Circuit entered in this proceeding August 23, 1993.
2
OPINIONS BELOW
The opinion of the Fifth Circuit en banc is reported at
999 F.2d 831, and is set out at pp. la-202a of the Appendix
hereto ("App."). The panel decision rendered after the
remand of the case from this Court is reported at 986 F.2d
728 and is set out at App. at 203a-486a. The opinion of the
United States District Court for the Western District of
Texas is not reported and is set out at App. at 487a-549a,
except for statistical tables that are an appendix to the
district court’s opinion. Copies of those tables have been
filed under separate cover with the Clerk of the Court.
JURISDICTION
The decision of the Fifth Circuit was entered on August
23, 1993. Jurisdiction of this Court is invoked under 28
U.S.C. § 1254(1).
STATUTE INVOLVED
This case involves Section 2 of the Voting Rights Act,
as amended, 42 U.S.C. § 1973, which provides in pertinent
part:
(a) No voting qualification or prerequisite to voting or
standard, practice or procedure shall be imposed or
applied by a State or political subdivision in a manner
which results in a denial or abridgment of the right of
any citizen of the United States to vote on account of
race or color . . .
(b) A violation of subsection (a) of this section is
established if, based upon the totality of circumstances,
it is shown that the political processes leading to
nomination or election in the political subdivision are
not equally open to participation by members of a class
of citizens protected by subsection (a) of this section in
that its members have less opportunity to participate in
3
the political process and elect representatives of their
choice. The extent to which members of a protected
class have been elected to office in the State or political
subdivision is one circumstance which may be
considered: Provided, That nothing in this section
establishes a right to have members of a protected class
elected in numbers equal to their proportion in the
population.
This case also involves Section 4 of the Voting Rights
Act, as amended, 42 U.S.C. 1973b, which provides in
pertinent part:
(f)(2) No voting qualification or prerequisite to voting,
or standard, practice, or procedure shall be imposed or
applied by any State or political subdivision to deny or
abridge the right of any citizen of the United States to
vote because he is a member of a language minority
group.
STATEMENT OF THE CASE
The Proceedings Below
This is a voting rights case brought by African American
and Hispanic citizens and organizations within the state of
Texas, challenging under the Voting Rights Act, 42 U.S.C.
§ 1973 et seq., the county-wide election of state district
judges in nine metropolitan counties (Harris, Dallas, Bexar,
Tarrant, Travis, Lubbock, Midland, Ector and Jefferson) in
Texas. Suit was filed on July 11, 1988, in the U. S. District
Court for the Western District of Texas against various state
officials in their official capacities as surrogates for the real
party in interest, the State of Texas.
4
1. The District Court’s Decision After Trial
On November 9, 1989, the district court found a
violation of the Voting Rights Act in all challenged counties.
(App. at 487a-549a). The district court entered findings of
fact, favorable to the plaintiffs, for each county on the three
threshold factors identified by this Court in Thornburg v.
Gingles, 478 U. S. 30 (1986):
• the minority group was sufficiently concentrated
so as to constitute a voting age majority in a
single member district, (App. at 497a-501a), and
• the minority group voted cohesively (App. at
501a-533a), and
• a white voting bloc usually defeated the choice
of the minority voters. (App. at 501a-533a)
As required, the district court made findings regarding
the "typical factors" indicating the existence of vote dilution,
(App. at 533a-538a) as discussed in the Senate Report, No
97-417, 97th Congress 2d Sess., reprinted in 1982 U. S. Code
Cong. & Admin. News at pp. 177 et seq., that is a part of the
legislative history of the 1982 amendments to the Voting
Rights Act.1
The trial court found that there was a history of
discrimination that touched upon minority access to the
political system (App. at 533a-534a); that there was a
numbered post system that enhanced the discriminatory
effect of at-large voting (App. at 534a-535a); that five of the
nine counties were so large as to enhance the difficulty of
minority candidates running at large, (App. at 534a-535a);
'This Court has characterized the Senate Report as an
"authoritative source" for interpreting amended Section 2.
Thornburg v. Gingles, 478 U.S. 30, 43 n.7. (1986).
5
and that there had been racial appeals in two recent races in
Dallas County. (App. at 535a). In addition, the court found
that there was a persistent lack of electoral success of
minority candidates for judicial offices. (App. at 536a-537a).
Plaintiffs did not raise the issue of lack of responsiveness of
elected officials.
Plaintiffs charged that the reasons for the use of at-
large elections were tenuous. Although the court found that
the reasons offered by the State of Texas for the
maintenance of the at-large system of elections were not
pretextual, they also were not compelling. (App. at 537a-
538a).
Finally, based upon the "totality of the circumstances,"
the trial court found that minority voting strength was
diluted in each of the targeted counties. (App. at 545a-
546a).
2. The First Series o f Fifth Circuit Rulings
Defendants and Defendant-Intervenors appealed to the
United States Court of Appeals for the Fifth Circuit. On
May 11, 1990, that court reversed the district court, holding
2-1 that trial judges elected at large in multi-member
districts nevertheless occupy single-member offices that are
incapable of being further sub-divided and to which Section
2 principles have no application. 902 F. 2d 293 (5th Cir.
1990). Four days later, pursuant to a majority vote of the
active judges sua sponte, a rehearing en banc was ordered,
902 F. 2d 322, and on September 28,1990, the en banc court
reversed the trial court in a severely split opinion. 914 F. 2d
620 (5th Cir. 1990).
The majority opinion held that the amended Section 2
of the Voting Rights Act, which incorporates a "results test,"
does not apply to judicial elections, regardless of how
discriminatory the system may be.
6
3. This Court’s Prior Decision In This Case
This Court granted certiorari, 498 U.S. 1060 (1991), and
reversed, holding that the Voting Rights Act does apply to
state judicial election systems. The case was remanded for
further proceedings consistent with this Court’s opinion.
Houston Lawyers Association v. Attorney General o f Texas,
501 U. S .___, 115 L.Ed. 2d 379 (1991).
4. The Second Series o f Fifth Circuit Rulings
Upon return of the case to the Fifth Circuit, plaintiffs
moved to remand the case to the District Court for further
fact finding in light of this Court’s decision. Instead, the
court ordered further argument and the original panel
affirmed the district court opinion in eight of the nine
challenged counties. LJJLAC v. Clements, 986 F. 2d 728 (5th
Cir. 1993)(App. at 203a-486a). Within a few days, sua
sponte, the Fifth Circuit voted to hear the case en banc. 986
F. 2d 874 (5th Cir. 1993)(App. at 486a).
After the panel opinion was issued, the Attorney
General and Secretary of State of Texas, named defendants
in this action, joined by the Governor and Lieutenant
Governor, and with the approval of a majority of the Texas
House of Representatives and a majority of the state Senate,
which voted as the Committee of the Whole, entered into a
settlement agreement with all of the Plaintiffs and Plaintiff-
Intervenors. Under the agreement, judicial elections in the
nine counties would be held under a sub-districting plan,
with some at-large elections retained in Dallas and Harris
Counties. The settlement was not joined by Defendant-
Intervenors Wood and Entz2, or by the Defendant members
of the Texas Judicial Districts Board.
2 State district judges Wood and Entz had intervened in
their personal capacities only.
7
A joint motion was filed by the plaintiffs and the state
officials with the Fifth Circuit requesting that the case be
remanded to the District Court for a hearing and findings on
the proposed settlement. Chief Justice Phillips, in his
capacity as chair of the Judicial Districts Board, and
intervenor judges Wood and Entz opposed this motion.
On August 23, 1993, the en banc court, 9-4, denied the
request to remand, reversed the district court’s opinion, and
held that there was no violation of the Voting Rights Act in
any of the nine targeted counties. 999 F.2d 831 (5th Cir.
1993)(App. at la-202a).
5. The Decision Below
The majority opinion held that:
a. Texas’ Governor, Lieutenant Governor, Secretary of
State, and Attorney General, and a majority of its legislators
in both houses, could not enter into a settlement of this
litigation over the objection of one defendant (chair of the
Texas State Judicial Districts Board), who had been sued in
his official capacity only, and of two defendant-intervenors
who entered the case in their personal capacities only.3 In
addition, according to the majority, once certain "legal
errors" of the district court were corrected, there was
nothing to settle. (App. at 10a-25a.)
b. Plaintiffs failed to establish the threshold factor of
"racial bloc voting" in this case because only one major party
nominated minority-race candidates supported by minority
3 Under the settlement agreement, the judicial positions
occupied by Defendant-intervenors Wood and Entz would
continue to be elected county-wide as they were before the suit
was brought. See supra note 2 (Wood and Entz intervened in
personal capacities only).
8
voters. Although white voters refused to support minority-
race candidates favored by minority voters — and only voted
for minority-race candidates who lacked support from
minority voters — this pattern was thus the result of partisan
politics and not racial bloc voting, which the court defined
as a voting pattern caused by a "built-in bias" among white
voters. (App. at 38a-39a.)
c. The extremely low rate of electoral success by
minority candidates for judicial office in the nine challenged
counties was not probative of discrimination, whatever the
minority population in these counties, because of the
assertedly small number of minority lawyers in these
jurisdictions. (App. at 62a-64a.)
d. Notwithstanding the undisputed existence of
pervasive discrimination in the past and no matter how small
the electoral success of minority candidates may be, in order
to establish a violation of Section 2 plaintiffs must prove that
the continuing effects of that discrimination currently
prevent racial minority citizens from fielding candidates and
running campaigns. (App. at 64a-68a).
e. The extent of the state’s interest in maintaining at-
large judicial elections is a question of law as to which an
appellate court may make a de novo determination (App. at
74a-76a); instead of being considered as but one of many
factors in determining whether there has been vote dilution,
the state’s alleged interest in having the electoral district and
territorial jurisdiction of its district judges coterminous is so
weighty that a Section 2 violation can be found only upon a
very substantial showing of vote dilution (App. at 69a).
There were three dissenting opinions. Chief Judge
Politz (App. at 130a-134a), asserted that since the real party
in interest in this matter is the State of Texas, the Attorney
General had the authority to settle on behalf of the state,
despite the opposition of some elected state officials. (App.
9
at 132a). Judge Wiener, both concurring with Judge Politz
and writing separately, maintained that the case should have
been remanded for consideration of the settlement
agreement. (App. at 202a).
The opinion by Judge King also favored a remand for
a hearing on the proposed settlement. (App. at 135a-
202a.)4 In addition, this dissent asserted that the majority
opinion rewrote the law as declared by this Court in
requiring plaintiffs to negate partisan politics as a possible
explanation for minority candidates’ defeat at the polls, and
essentially required plaintiffs to prove racial animus in the
electorate in order to meet that burden. (App. at 137a-
138a).
Statement of Facts
Texas district courts are the state’s trial courts of
general jurisdiction. Texas Const., Art. 5, §8. District courts
are created by statute, Tex Govt. Code §24.101 ff. Each
court, or judicial district, at issue in this case encompasses
an entire county, with the exception of the 72nd Judicial
District, which covers two counties. Tex Govt. Code
§24.174.5
Elections for judges are staggered, and are held every
four years for each of the courts on a county-wide basis in
4Judge King’s dissent incorporates by reference (App. at
136a, n.l) her decision for the panel majority. See App. at
203a-375a.
5 Art. 5, §7a(i) of the Texas Constitution requires that
judicial districts be no smaller than a county unless authorized
by a majority of the voters in the county. To date, this
mechanism has not been utilized.
10
partisan elections. Each candidate must file for a specific
court, or numbered post. Party primaries have a majority-
vote requirement, Tex Elec. Code §172.003, but in the
general election, a plurality of the votes determines the
winner. Tex Elec. Code §2.001. Vacancies are filled by
gubernatorial appointment, Tex Const, Art. 5, §28.
Qualifications for office are set by the state constitution,
Tex Const, Art. 5, §7, and by statute, Tex Govt Code,
§24.001 ff.
Although a district judge usually sits in the county from
which he/she is elected, the jurisdiction of every district
court is statewide. Nipper v. U-Haul Co., 516 S. W. 2d 467,
470 (Tex. Civ. App. 1974). Venue, on the other hand, is
governed by a complex set of statutes. Tex Civ. Prac. &
Rem. Code, Ch. 15.
Minority electoral success for judicial offices has been
minimal. A review of the targeted counties reveals the
following:
County No. of
Judges
No. of
Minority
Judges
Total
Pop.
Percent
Minority6
Harris 59 3 (5%) 2,409,544 19.7%
Dallas 37 2 (5%) 1,556,549 18.5%
Tarrant 23 2 (9%) 860,880 11.8%
Bexar 19 5 (26%) 988,800 46.6%
‘"No. of Minority Judges" and "Percent Minority" here refer
only to the ethnic or racial group, Le., African Americans or
Hispanics, on whose behalf a case was presented to the district
court for the particular county.
11
County No. of
Judges
No. of
Minority
Judges
Total
Pop.
Percent
Minority
Travis 13 0 (0%) 419,335 17.2%
Jefferson 8 0 (0%) 250,938 28.2%
Lubbock 6 0 (0%) 211,651 27.1%
Ector 4 0 (0%) 115,374 25.9%
Midland 3 0 (0%) 82,636 23.5%
Perhaps more revealing of the lack of minority access is
the fact that in Harris County only two Blacks had defeated
whites in seventeen contested judicial elections. In Dallas
County, no Black candidate supported by Black voters won.
Bexar County results revealed that only one Hispanic had
been victorious over a white in six contests. In the other
targeted counties, no minority had ever won. In Jefferson,
Lubbock, Ector and Midland counties, no minority had ever
run. (App. at 501a-533a).
12
REASONS FOR GRANTING THE WRIT
I.
The Fifth Circuit’s Decision Conflicts With This
Court’s Clear Holdings in Thornburg v Gingles
and HLA v. A ttorney General of Texas
The Fifth Circuit’s decision in this case nullifies the
plain holding of this Court in Houston Lawyers’ Association
v. Attorney General o f Texas1 (HLA): there is no single
person office exception that excludes elections for trial
judges from Section 2 coverage. Having abandoned its
argument that single person offices such as trial judges are
statutorily exempted from Section 2, the Fifth Circuit instead
creates a new test for determining vote dilution in judicial
elections cases that functionally exempts those offices from
Section 2 coverage. This new test for vote dilution has
several distinctive features that conflict with this Court’s
opinions in HLA and Thornburg v. Gingles, 478 U.S. 30
(1986).
First, the Fifth Circuit’s more stringent vote dilution
test imposes a higher standard of proof on plaintiffs in
proving that at-large elections violate Section 2. Second, the
Fifth Circuit holds that the weight to be afforded the state’s
interest in the dilution analysis is a matter of law, not an
issue of fact. Both these holdings contradict this Court’s
clear elaboration of the results test set out in Thornburg v.
Gingles, and this Court’s decision in HLA, that the "results"
test (as explicated in Gingles) is applicable to cases
challenging judicial elections.
The results test for assessing vote dilution claims was
established by Congress in the Senate Report that
7501 U .S .___, 115 L.Ed. 2d 379 (1991).
13
accompanied the 1982 amendments to Section 2.8 In the
Senate Report, Congress describes the proof required for
plaintiffs to establish a violation of Section 2, and
enum erates a list of factors which, if proven by plaintiffs,
typically indicate the existence of racial vote dilution.9
*See supra note 1.
9The Senate Report factors are a modified version of the
factors set out by the Fifth Circuit in Zimmer v. McKeithen, 485
F.2d 1297, 1305 (5th Cir. 1973).
The typical factors identified by Congress include:
"1. the extent of any history of official discrimination in
the state or political subdivision that touched the right of
the members of the minority group to register, to vote, or
otherwise to participate in the democratic process;
2. the extent to which voting in the elections of the state
or political subdivision is racially polarized;
3. the extent to which the state or political subdivision
has used unusually large election districts, majority vote
requirements, anti-single shot provisions, or other voting
practices or procedures that may enhance the opportunity
for discrimination against the minority group;
4. if there is a candidate slating process, whether the
members of the minority group have been denied access
to that process;
5. the extent to which members of the minority group in
the state or political subdivision bear the effects of
discrimination in such areas as education, employment and
health, which hinder their ability to participate effectively
in the political process;
6. whether political campaigns have been characterized by
overt or subtle racial appeals;
7. the extent to which members of the minority group
have been elected to public office in the jurisdiction."
"Additional factors that in some cases have had probative
14
This Court in Thornburg v. Gingles, supra, adopted
the standards identified by Congress for assessing Section
2 vote dilution claims. In particular, the Gingles defines
the plaintiffs’ burden of proof in Section 2 challenges to
multim ember or at-large elections: Plaintiffs must first
prove the existence of three threshold matters: (1) that
the minority group is sufficiently numerous and
geographically compact to constitute a majority of a fairly
drawn single-member district; (2) that the minority group
is politically cohesive and (3) that the white majority votes
sufficiently as a bloc to enable it to defeat the candidates
of choice of minority voters, absent special circumstances.
478 U.S. 50-51. Once plaintiffs have made this showing,
Gingles explains, minority plaintiffs may provide evidence
of any of the nine Senate Report Factors, which tend to
prove the existence of racial vote dilution. Proof of these
factors is "supportive of, but not essential to, a minority
voter’s claim." 478 U.S. at 48-49, n.15 (emphasis in
original). Moreover, failure "to establish any particular
factor, is not rebuttal evidence of non-dilution." S. Rep.
a t 29 n.118.
The Gingles standard applies to claims challenging the
at-large election of trial court judges. In H LA, supra, this
value as part of plaintiffs’ evidence to establish a violation
include:
"whether there is a significant lack of responsiveness on
the part of elected officials to the particularized needs of
the members of the minority group.
"whether the policy underlying the state or political
subdivision’s use of such voting qualification,
prerequisite to voting, or standard, practice or
procedure is tenuous."
S. Rep. No. 97-417, 97th Cong., 2nd Sess. (1982) at 28-29.
15
Court unequivocally held that the election of trial court
judges is covered by Section 2 of the Voting Rights Act of
1965, as amended, and that the "results" test is the
appropriate test for determining claims challenging
judicial elections under Section 2. 115 L.Ed. 2d at 388.
The court below refused to apply Gingles to the
judicial elections at issue in this case. Instead, in
reviewing the district court’s finding of vote dilution in
judicial elections in Texas, the Fifth Circuit fashioned a
new vote dilution analysis for judicial elections in which
the "state’s interest" in continuing to use at-large elections
is balanced against plaintiffs’ proof of vote dilution. App.
at 85a-86a. U nder this analysis, the plaintiffs’ burden is
to prove that the existing racial vote dilution in the
jurisdiction is "substantial enough to override the state’s
. . . interest." App. at 86a. This standard is directly at
odds with this Court’s description of the plaintiffs’
burden of proof in Gingles and with the statutory
requirements enacted by Congress.
This Court has never accorded the state’s interest
primary or controlling weight among the various factors
to be considered by courts in assessing vote dilution
claims under Section 2. Indeed, only two years ago in
H LA , this Court instructed the appellate court on remand
that the state’s interest "is merely one factor to be
considered in evaluating the ‘totality of circumstances.’"
115 L.Ed. 2d at 387 (emphasis added). Rather than
follow this Court’s clear instructions as to the role of the
state’s interest, the court below decided that the state’s
interest is a primary or outcome-determinative factor in
a Section 2 case. App. at 85a-86a.
According controlling weight to any one factor in the
dilution analysis, and to the "state’s interest" in
16
maintaining the use of at-large elections in particular, is
a t odds with Gingles’ admonition that no specific factor or
group of factors must be proved in order for plaintiffs’ to
prevail,10 478 U.S. at 49 n.15, and with this Court’s
acknowledgment that at-large elections, while not per se
violative of the Act, tend to minimize or cancel out
minority voting strength. See 478 U.S. at 47-48, citing
Rogers v. Lodge, 458 U.S. 613, 617 (1982); White v.
Regester, 412 U.S. 755, 765 (1973); Whitcomb v. Chavis,
403 U.S. 124, 143 (1971); and Bum s v. Richardson, 384
U.S. 73, 88 (1966). In essence, the Fifth Circuit has
transformed the ninth Senate R eport factor — "whether
the policy underlying the state or political subdivision’s
use of [the challenged voting practice] is tenuous" — into
an immunizing shield for States.11 In H LA, this Court
acknowledged that "[a] State’s justification for its electoral
system is a proper factor for the courts to assess in a
racial vote dilution inquiry." 115 L.Ed. 2d at 387. But in
rejecting the notion that single-person offices were exempt
10While proof of the existence of the Senate Report factors
are not essential to a minority voters’ claim, 478 U.S. at 49
n.15, this Court has held that the three Gingles preconditions
must be established to prove that a multimember district
impairs minority voting strength. 478 U.S. at 50.
“The elevation of the "state’s interest" factor in the dilution
analysis is particularly unwarranted because this factor, along
"with whether elected officials are responsive to the needs of
minorities," was reduced by Congress from among the primary
factors listed to an optional part of the plaintiffs’ case. See S.
Rep. at 29. Prior to Congress’ amendment of the statute, "the
state’s interest" and the "responsiveness" factors were listed
equally among the other Zimmer factors. Compare Zimmer,
485 F.2d at 1305, with S. Rep. at 28-29.
17
from Section 2, this Court specifically cautioned against
giving the state’s interest controlling weight in the
analysis.12
In fact, this Court in Gingles decided that the two
Senate R eport factors which are most probative of racial
vote dilution are proof of racially polarized voting and the
extent to which minority voters are able to elect their
candidates of choice. 478 U.S. at 48-49 n.15. The Fifth
Circuit rejected this Court’s directions and instead
instructed that "proof of racial appeals in elections, non
responsiveness of elected officials to minority voters and
persistent lack of electoral success by minority candidates
are most important." App. at 86a.
Finally, the Fifth Circuit’s holding that the weight of
the State’s interests in using at-large elections "is a
question of law for this court to determine de novo and
not a question of fact" (App. at 76a), runs squarely
counter to this Court’s holdings in Gingles that "the
12This Court also rejected the notion that the multiple trial
judges elected from the counties at issue in this lawsuit are, in
fact, single-person offices. Instead this Court described the
system of electing district judges as the archetypal at-large,
numbered-post election system. Each of the district judges at
issue in this suit is
elected by the voters in the district in which he or she sits
pursuant to an at-large, district-wide electoral scheme
Although several judicial candidates in the same district
may be running in the same election, each runs for a
separately numbered position. Thus, for example, if there
are 25 vacancies in the Harris County district in a
particular year, there are 25 district-wide races for 25
separately numbered positions.
HLA, 115 L.Ed. 2d at 384.
18
ultimate finding of vote dilution" is a question of fact,
subject upon review to the clearly erroneous test, 478 U.S.
at 79, and that the "subsidiary issues" to a finding of vote
dilution are also subject to the clearly erroneous standard.
478 U.S. at 78.
The district court in this case followed the Gingles
analysis in reaching its conclusion that the judicial
elections at issue violate Section 2. In its 94-page
opinion, the district court engaged in a fact-intensive
"‘searching practical evaluation’" of the political reality
facing minority voters in the nine counties at issue.
Gingles, 478 U.S. at 79. Its conclusion that the countywide
election system for district judges dilutes the voting
strength of African American and Hispanic voters13 was
based on the plaintiffs’ proof of the three Gingles
threshold factors, and proof of several of the Senate
R eport factors. The Court of Appeals ignored the
findings of the district court, yet never asserted that those
findings were clearly erroneous. Instead, the Court of
Appeals m ade its own factual findings with regard to the
State’s interest and declared that these were m atters of
law to be determined de novo by the appellate court. This
approach to review of vote dilution cases conflicts with
this Court’s admonition in Gingles that appellate courts
must defer to the "trial court’s particular familiarity with
the indigenous political reality," 478 U.S. at 79, and
warrants review of the decision below.
1JThe district court’s findings as to the existence of vote
dilution in Harris and Dallas counties was limited to African
Americans, as no claim on behalf of Hispanic voters was
advanced by the plaintiffs in those two counties.
19
II.
The Fifth Circuit’s Ruling Conflicts With
the D ecision of the Eleventh Circuit in
Nipper v Smith As to the Appropriate
Test for Determining vote D ilution in
Judicial Elections Cases
In the recent case of Nipper v. Smith, 1 F.3d 1171
(11th Cir. 1993), the Eleventh Circuit held that injudicial
election cases, races in which only white candidates ran
are not properly considered in determining whether racial
bloc voting exists if racially polarized voting is shown to
occur in contests involving minority candidates supported
by minority voters; and further held that in assessing
minority candidates’ electoral success in judicial elections,
the number of minority voters, not the number of minority
attorneys in the jurisdiction, is the relevant statistical
benchmark. The ruling below conflicts with the Eleventh
Circuit’s decision in Nipper on both points and the conflict
demands resolution by this Court.
In its opinion the Eleventh Circuit holds that a
proper analysis of racially polarized voting should not rely
"primarily on elections involving only white candidates."
1 F.3d at 1179-80. Thus, that court said, "a consistent
showing of polarization involving black and white
candidates cannot be rebutted by evidence that black
voters’ candidates of choice sometimes win when only
white candidates are running." Id. at 1180. When such a
showing has been made, it is error to find no racial bloc
voting on the ground that "‘[w]hen judicial elections not
involving black candidates are included in the analysis, the
black candidate of choice for circuit or county judge wins
the majority of the tim e’." Id.
20
The court below held, however, that voting was not
racially polarized in the counties at issue in this case
based on an analysis of election results, including
primarily contests not including black candidates. For
example, with respect to Harris County the Fifth Circuit
discounted the district court’s findings of consistent
polarization in elections involving black and white
candidates, and of consistent lack of electoral success of
black-preferred black judicial candidates. It found,
instead, that black voters are able to elect their preferred
candidates in 52.4% of the election contests, when
elections not involving black candidates are included,
App. at 99a, and made a finding that voting is not racially
polarized based on this "willingness of white voters to
support black Republican candidates" not preferred by the
black voters, and the consistent success of black-preferred
white or Hispanic judicial candidates. App. at 102a.
The approach flatly contradicts the m ore realistic
appreciation of electoral realities of the Eleventh Circuit:
In sum, given the pervasive polarization in the
elections involving black and white candidates, we
hold that the district court erred in relying on
elections involving only white candidates. U nder
these circumstances, evidence that black voters are
sometimes able to elect candidates of choice in white
only elections was an insufficient basis to find against
appellants on the issue of racial polarization.
Nipper v. Sm ith , 1 F.3d at 1180.
The ruling below also conflicts with the Eleventh
Circuit’s decision in Nipper as to the proper method for
assessing minority electoral success in the challenged
jurisdiction. The Eleventh Circuit in Nipper held that the
21
district court had erred in appraising minority electoral
success in obtaining representation on the judiciary based
on a comparison of the number of black judges to the low
num ber of black attorneys eligible for judgeships.
Instead, the Eleventh Circuit found that "the appropriate
comparison is the percentage of black citizens or black
voters, not the percentage of black lawyers." 1 F.3d at
1181, n. 13.
The court below here, however, analyzed minority
electoral success in the challenged counties in a m anner
that precisely mirrored the Nipper district court’s
reasoning that was rejected by the Eleventh Circuit. The
Fifth Circuit disregarded the district court’s findings in
this case concerning, for example Texas’ historical
discrimination against African Americans and Hispanics
in education and employment, and its conclusion that the
pool of eligible lawyers was small because of that
discrimination. (App. 533a; 536a-537a.) Rather, the
court of appeals concluded that minority electoral success
should be assessed based on the number of eligible
minority attorneys.14
14In making this comparison, the Fifth Circuit did not
discuss the evidence regarding the number of eligible attorneys
in each of the nine counties at issue, but instead made the
blanket statement that "[t]he cold reality is that few minority
citizens can run for and be elected to judicial office." App. at
63a. The court made no reference to the evidence in the
record that in 1988 in Harris County, for example, there were
over 500 African American attorneys were eligible to serve as
district judges, and African American candidates ran in 17
contested district judge general elections between 1980 and
1988.
22
The conflicts between the Fifth and Eleventh Circuits
concerning the m ethod of establishing the Gingles
threshold factor of racial bloc voting, and concerning the
m ethod of evaluating minority electoral success are of
param ount significance, since most of the States in which
litigation under the Voting Rights Act of 1965 has been
brought are within these two federal judicial divisions.
This Court should, accordingly, grant certiorari to resolve
those conflicts.
III.
THE COURT OF APPEALS’ HOLDING THAT THE
D efendant Officials of the State of Texas
Could n o t Enter Into a Proposed Settlement
of this Case Presents An Important Issue T hat
Should Be Resolved by This Court
As set out supra in the Statement of the Case the
plaintiffs and the official state defendants negotiated a
proposed settlem ent of this litigation. The settlem ent was
agreed to by the Attorney General of the State of Texas,
a named defendant, in his capacity as counsel for the state
officials, the Governor, Lieutenant Governor and
Secretary of State, and was approved by majority votes of
both houses of the legislature of Texas. The parties to
the settlem ent filed a motion with the Fifth Circuit
seeking a rem and to the district court for a hearing at
which any objections, including those of intervenors, could
be heard. The Court of Appeals, however, refused to
rem and the case, but instead decided the merits of the
case.
As this Court has repeatedly held, the settlem ent of
cases is highly favored. See, e.g., Evans v. Jeff £>,, 475 U.S.
23
717, 732-33 (1986); Marek v. Chesny, 473 U.S. 1, 10
(1985). Thus, an intervene* cannot stop the original
parties from entering into a settlement of the claims
between them. As Local Number 93, International A ss’n o f
Firefighters v. Cleveland, 478 U.S. 501, 528-29 (1986), held:
It has never been supposed that one party—whether
an original party, a party that was joined later, or an
intervenor—could preclude other parties from settling
their own disputes and thereby withdrawing from
litigation. Thus, while an intervenor is entitled to
present evidence and have its objections heard at the
hearing on whether to approve a consent decree, it
does not have power to block the decree merely by
withholding its consent.15
Moreover, it is clear that a public agency has the power
to settle a case for relief that goes beyond that which the
Constitution or laws might require. Rufo v. Inmates o f
Suffolk Jail, 502 U.S. _ , 116 L.Ed.2d 867, 889 (1992).
See also, Wise v. Lipscomb, 437 U.S. 535, 548
(1978)(Powell, J. concurring).
The decision below conflicts with the principles of all
of these cases. Moreover, it raises troubling questions
concerning the appropriateness of a federal court’s
overruling the decision of state officials to compromise
litigation and substituting its judgment as to the best
interests of a state. In the present case, the Attorney
General, the Governor, the Lieutenant Governor, the
Secretary of State, and a majority of both houses of the
15Here, the parties sought a remand so that the intervenors
and any one else could voice objections at a hearing before the
district court.
24
Texas Legislature m ade clear their wish to compromise
the action and to modify the method of election of state
court judges. It is also clear that they had valid reasons
to do so, in light of the decision of the district court, the
holding of this Court in H LA v. Attorney General, and the
resultant substantial possibility that there was a violation
of the Voting Rights A c t Nevertheless, the Court of
Appeals overruled the considered judgment of those most
suited to deciding the interests of the State of Texas on
the most tenuous grounds.16
To petitioners’ knowledge, the decision below is an
unprecedented departure from the accepted and usual
course of judicial proceedings. Moreover, the Fifth
Circuit’s approach could undermine the mutually
acceptable settlem ent of hundreds of constitutional and
statutory lawsuits. Therefore, the decision below calls for
an exercise of this Court’s power of supervision over the
lower federal courts.
16As the dissents below noted, there is a serious question
whether any of the parties blocking the settlement had standing
to do so. Justice Phillips was a nominal defendant, one of
many joined in his official capacity in order to satisfy Ex Parte
Young, 209 U.S. 123 (1908). Judges Entz and Wood were
allowed to intervene in their individual capacities only in order
to protect their interest in retaining the judicial offices they
held. The proposed settlement would not affect the manner in
which their offices were elected. The proposition that they
could block, rather than simply voice objections to, a settlement
entered into by state officials because they are voters raises the
specter of any citizen being able to block any settlement
desired by public officials.
25
IV.
The Fifth Circuit Failed To Adhere To T his
Court’s Mandate When It D id Not Remand
The Case To The D istrict Court For a
D etermination of The Factual Issue of
The Weight To Be Given To the State’s
Interest In At-Large Election of
Trial Court Judges.
The court below held that the interest of the State of
Texas in maintaining the present at-large electoral system
must be weighed against proven vote dilution to assess
w hether such dilution creates Section 2 liability. The
court further held that the substantiality of Texas’ interest
under Section 2 is a question of law reviewable de novo,
and not a question of fact. App. at 76a. In so holding,
the Fifth Circuit failed to adhere to this Court’s express
holding in Houston Lawyers Association that the state’s
interest in the maintenance of the at-large system is one
factor to be considered under the "totality o f the
circumstances," and is therefore a question of fact to be
determined by the trial court. The Fifth Circuit,
therefore, erred by conducting a fact-finding expedition
and failing to adhere to this Court’s mandate to remand
this case to the district court in the first instance for a
factual determination regarding the sufficiency of the
state’s interest in "linkage" in the overall "totality of the
circumstances" calculation.
As explicitly noted by this Court, the "State’s interest
in maintaining an at-large, district-wide electoral scheme
. . . is merely one factor to be considered in evaluating the
‘totality of the circumstances’ . . . ." H LA, 115 L.Ed. 2d
at 387. As mentioned above, application of the "totality
of the circumstances" tests requires a court to make
26
factual findings to determine whether minority voting
strength is minimized or cancelled out. See Thornburg v.
Gingles, 478 U.S. a t 77-80. The appropriate fact finder in
this case is the district court and not the court of appeals.
The Fifth Circuit relied principally on the proposition
that Texas links the electoral and jurisdictional bases of
trial court judges to hold that the state has a substantial
interest in maintaining the present at-large electoral
system. App. at 70a. However, at trial the state only
perfunctorily touched on the linkage interest in two
isolated references in the testimony of two witnesses,
Chief Justice Thomas Phillips and Dr. Anthony
Champagne, a political scientist.17 Since the state did
not prove at the trial level that linkage is, in fact, a Texas
state policy, or, indeed, that the electoral and
jurisdictional bases are indeed linked,18 it was error for
17 Chief Justice Phillips testified: "in my opinion, the district
judge should not be responsible to the voters over an area that
is smaller than that area in which the district judge exercises
primary jurisdiction." TR at 5-78 (emphasis added). Similar
testimony was presented by Dr. Champagne. See TR. 4-141-
144. At trial, the state offered three reasons to support its
interest in using the challenged election system: "1) judges
elected from smaller districts would be more susceptible to
undue influence by organized crime; 2) changes in the current
system would result in costly administrative changes for District
Clerks’ offices; and 3) the system of specialized courts in some
counties would disenfranchise all voters’ right to elect judges
with jurisdiction over some matters." App. at 537a.
18In fact, as Judge King demonstrated in her dissent and in
her opinion for the panel below, no such linkage exists, since
it is clear that under Texas law trial court judges are elected
from counties but have state-wide jurisdiction. Nipper v. U-
27
the Fifth Circuit to act as the trier of fact and determine
that there is linkage of the electoral and jurisdictional
bases for trial judges, and to determine that any such
linkage provides the state with a substantial interest in
maintaining the present at-large electoral system.
The en banc court states that "under the totality o f the
circumstances, . . . breaking the link between the electoral
base and the jurisdiction . . . would perversely lessen
minority influence on the conduct of most litigation."
(App. at 78a)(Emphasis added.) The court simply creates
this finding out of thin air, as no evidence was offered by
the State of Texas below to prove that any purported
linkage preserves minority influence.
In examining the en banc opinion, it is clear that the
Fifth Circuit engaged in a fact finding mission, thereby
committing error by failing to adhere to this Court’s
m andate to remand this case in the first instance to the
district court to develop a factual record to consider
whether Texas indeed had any interest in "linkage" under
the totality of the circumstances.
CONCLUSION
For the reasons stated above, this Court should grant
the petition for a writ of certiorari to the United States
Court of Appeals for the Fifth Circuit and reverse the
decision below.
Haul Co., 516 S.W.2d 467, 470 (Tex. Civ. App. 1974). See,
App. at 174a-176a; 269a-275a. See also, McDuff, Judicial
Elections and the Voting Rights Act, 38 LOY. L. Rev. 931, 956-
57 (1993).
28
Elaine R. Jones
D irector-Counsel
T heodore M. Shaw
Norman J. Chachkin
♦Charles Stephen Ralston
Gailon W. McGowen, Jr .
NAACP Legal D efense &
Educational f u n d , Inc.
99 Hudson Street
Sixteenth Floor
New York, N.Y. 10013
(212) 219-1900
Sherrilyn A. Ifill
University of Maryland
School of Law
500 W. Baltimore
Baltimore, MD 21201
(410) 706-8391
E. Brice Cunningham
777 S. R.L. Thornton Frwy.
Suite 121
Dallas, TX 75203
(214) 428-3793
♦Counsel of Record
Respectfully submitted,
Gabrielle K. McDonald
W alker & Satterthwaite
7800 N. Mopac
Suite 215
Austin, Texas 78759
(512) 346-6801
William L. Garrett
Brenda H ull Thompson
8300 Douglas, Suite 800
Dallas, TX 75225
(214) 369-1952
Rolando L. Rios
Milam Building, Suite 1024
115 E. Travis Street
San Antonio, TX 78205
(512) 222-2102
Edward B. Cloutman, III
Mullinax, Wells, Baab
& Cloutman, P.C.
3301 Elm St.
Dallas, TX 75226
(214) 939-9222
Attorneys fo r Petitioners
w
%
£
S3*■«*
jjj>
a
oo
ro
t-oatO sw m 2 so
ib r*i O O
2 C i 3 "0 o> c33 m
*£3(£)
oj
^ » G
s -" 4
5 P-4 (/)