Petition for Writ of Habeas Corpus by a Person in State Custody
Public Court Documents
January 1, 1983 - January 1, 1983

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Case Files, Bozeman & Wilder Working Files. Research Memorandum on Bozeman and Wilder v. State 1, 1981. 3c79bbfa-ef92-ee11-be37-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/8a3f568e-f3fc-4cec-a3f2-ba8df5e335b1/research-memorandum-on-bozeman-and-wilder-v-state-1. Accessed April 06, 2025.
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RESEARCH: BOZEMAN v. STATE 0F ALABAMA WILDER v. STATE OF ALABAMA 1. What st,andards govern relief in federal and Alabama StaEe Post-Convlction Procedures ? Alabama Iaw requires a contemporaneous obJection to Jury' lnstructlons and also required a party to request instructj-ons ln writlng in order to preserve potential error for appellate revlew. A1a. code s 1.2-r6-13 (19 65) ; ARcP 51. FalJ.ure to obJ ecr or except to oral lnstructLons acts as a walver of any defect therein, Cole v. Southern Railway Co., 286 Ala. 478, 242 So.2d 383 (L970), and fallure to court Eo give a charge not requested or requested but not reduced to writing is harmless error. See Northcot v. State, 43 Ala. 330 (1899); Burden v. Stare, 20 ALa. App. 387, I02 So. 464 (L924). Consequenrly, trlal errors are usually not revle\{abl.e where couneel has falLed to comply wlth the reLevant state procedural ru1e. Errors or defects which affect substantlal- rights of Ehe accused may be noticed altough not brought to the attention of the court. Ala.R.C.P. 45; Fed.R. Crlm.P. 52(b). Both the Federal rule and Alabama rule permit eriminal- convictions to be overEurned on di.rect appeal for "p1ain error" in jury instructions even though counsel faiLed to object at tr{aL as requlred by ALA.R.C.P. 51 and Fed.R.Crln.P. 30. In United States v. Frj-day, _U.S._ 71 L.Ed. 815 (i982), the Supreme Court held the "cause and actual prejudicett standard enunclated in Wainwright, v. Sykes, 433 U.S. 72 (L977) governs relj.ef on collateral attack following procedural de- f.auLt al trial-. In drawing thls conclusion the Court noted that where counsel has had an opportunity to object to instruct- ions at trlaL and on direct appeaL, but failed to do 8or a colLateraL chal-l-enge may not do service f or an appeal. " Frady, supra; SE,e.g., E!f_U:[., 368 U.S. 424,428-429 (L962). Thus, the ttpLain errortt standard only governs reLief on direct appeaL from errors not obJected to at trlaL. To obtai.n f ederal-colLateraL relief , the petltloner must demonstratei (1) cause excuslng the procedural default snd; (2) actuaL prejudice resulting from compl-ained errors. Frady. The FederaL Habeas Corpus ManuaI for Capital Cases Llsts arguments for showing cause and prejudice (pg. 407). In Lhe case of WlLder and Bozeman cause for failure to request special lnstruct- Lons as requlred by SL2-L6-13 41a. Code 1975 may be established by asserrtne lneffecrive aeslsrance of' counB"l:)tl:tllilotleh actual preJudlce the compLained error by ltseIf rnust have so infected the entire trlal that the resul-ting convictj-on vlolates due process. Henderson v. Kibbe, 431 U.S. L45, L54, 52 L,Ed.2d 203 (1-977). Several arguments establishing actual prejudice may apply to the factual circumstances in the Wilder and Bozeman cases. The arguments set out in the Federal Habeas Corpus ManuaL (p. 42L- 425) are as follows: (1) under the clrcumstances there was a ttreasonabl-e posslbll-ity" that the error lnfluenced the verdLct of the trier of fact. See Chapman v. California,3B5 U.S.18, 24, 25-26 (L967) where prosecut,orial comment on petitioner not taking the stand was not harmless error; (2) when the tainted evidence is excluded, the evidence of guilt at trial was not -2- Itorierwhelmingttso that the error cannot with certainty be said. Eo be harmless beyond a reasonabre doubt. E.g., chapman v. califo.rnia, supra ar 24 (L977); (3) buE for rhe rainr,ed evldence a 'rrational j urortt could not have f ound the petitioner guilty be- yond a reasonable doubt. E.g., coLllns v. Auger, 557 F.2d 1107, 1l-10 (5rh clr. 1978), cerr. dented, 439 u.s. 1r33 (r.979). These arguments w1l-1 be discussed lnthe sections regarding clrcumstantial evldence and lmpeachment test,imony. In Frady the Court dId not consider error in the lnstruction concarnlnB thc alernanta of the crlme, preJudice per se. The parti.cuLer ctrcumgtances of each csse must be songldered and the lnetructlon muBt be vlewed ln the context of the overall charge. cupp.v. Naughren , 4L4 u. s. 141, L46-L47 (1973) . Frady did nor preeent any affirmatlve evl-dence of mltlgatlng clrcumstances whlch would tend to prove lack of malj-ce and thereby a killing from murder to manslaughter. Al-so, the evidence for the State was substant'lal- on the questlon of maltce. A jury properly lnsEructed would have probably reached the Bame concluslon, In Llght of these consldera- tlons the Court found the instruction resulted in no actual- preju- dice. In Alabama the I,Irit of Error Coram Nob is provides post- convlction relLef in the state courEs. A. R. c. p. 60. Generally Ehe motion is made 1n the court which rendered the judgment. rf the motion is denied PeEj-tioner appeals to the next court. 'rstate 1aw must be consulted to determine what types of claims attacking the c0nvictlon and sent,ence may be ralsed in the post-convlctton proceedlngs available in a state. rn general, at1 matters that might possibly r/rarrant federal habeas corpus relief in the case that were not clearry and exhaustively raised on appeal -3- from the conviction and sentence in the State courLs musE be raised j-n some State post-conviction proceeding Eo assure that the Federal exhaustion requirement has been met. t' Federal }labeas corpus Manual .for capital cases, James Liebman, vo1. I, 19Br 2d. Edltlon, pg. 62, See, Johnson v. wilLiams, 244 A1a. 39L, L2 So.2d 683 (L943) (adopts trirlr of Error Coram Nobis into Alabama Procedure); GroLe v. State, 48 Ala. App. 7Og (1972) (whether issues ralsed by appellant are withln purview of error coram nobls proceedings) ' Inllta11y, the wrlt waa avaLlable Eo questlon Procedural lssues oEher than the rnerlts of the ca6er 8od to ralse errors concerntng fact8notknowntocourtatthettmeoftrtaI.@,!!!I3,at 394, 395. Alabarna case law since 1943 has narrowed the scope of the wtrt, to correct, rr'r*'r an error of acts r o11 e nOt apPeAring on the face of the record, unknown to the Court or parEy affecEed, and, which if known in time, would have prevented the judgment chall-enged, and served as a motion for new triat:" the ground of newly dis- covcrad svldence.rr TlIIle v. State, 349 So.2d 95, 97 (lta' APP' Le77) , Where a collateral attack in federal procedure will- not do servj.ce for failure to raise issues on direct appeal, Frady, supra, the tlrit of Error coram Nobis will not provide rellef where a petitioner had the oPportunity to bring to Ehe attention of the court the matt,er comPlained of but failed to do so' Strans v. Un{-E-ed Stat,es., 53 }'.2d 820 (193f ) ' In @' 367 So.2d 542 (A1a.Cr.App. 1978), writ. denled, Ala. 367 So'2d 547 ' defense counsel pettitioned the trial- court by wirt of Error Coram Nobis, asserting newly discovered evidence and lneffecElve -4- assistance of counsel as grounds for a new trial. The writ lras denled for several reasons. FirsE, the defendant I s failure to remember the name of an a1lbi witness of the first trial- and his reco11ectl.on of the name during second trial was considered newly dlscl-osed evidence but not newJ-y discovered evidence. The writ hTas noE intended to relieve a party of his own negligence. Thornburg v. State, 42 ALa. App. 70,152 So.2d 442 (L963). Second, Ehe alibi wltness provided testimony that was only lm- peachlng Ln nature Ln that lt cast doubt on part of testlmony of prosecutlonts wltne6s placlng the defendant near the scene of the murder. Wlth lmpeachment teetlmony the Jury can elther accept or rej ect the new witness I s testi-mony and stil1 convict the defendant. This falls short of the requlrement that the newLy dlecovered evldonce muec bs euch Es tdtll probafU chengc thg result tf a new trial 1s granted. Tucke_L v._ State , 57 ALa. App. 15, 325 So.2d 531 (1975), cert. denied, 295 AIa, 430, 325 So.2d 539 (1976). Probably means havlng more evldence for the defendant than agaJ.nst. Lewls, supra at 545. 0ther requirements f or the newly discovered evidence include: 1) Ehat it has been discovered since the trial; 2) that it could not have been discovered before trial; 3) that it is material to the issue. Finally, counsel \^Ias not dound to be inadequate. Even though it can be shown thaE an attorney has made a misEake in the LriaI of a ease Ehat resuLt,s ln an unfavorable Judgrnent, thls alone 1s not sufflclent to demonstrate that hls c1lenE has been deprlved of hls constitutional right to adequate and effecEive representation by counsel. Lee v. State, 349 So.2d 134 (A1a. Cr. App. , L977) . Even the f ail-ure of -5- counsel to make a closJ.ng argument has been held l-nsufficient to demonstrate j-nadequate representation because this can be a t,actlcal rr rv€ by couns el-. Rob inson v. State, 361 So. 2d Ll72 (Ala.Cr.App.; Behl- v. State, 405 So.2d 51 (Ata.Cr.App. 198I) An adequate defense in the context of a constltutional report to counsel does not mean that counsel will not commit tacti-ca1 errors. Summer v. State, 366 So.2d 336, 341- (ALa. Cr. App. L97B). Alabama case 1aw on the Writ of Error Coran Nobls embodles a stand- ard governLng rellef whereby the petltl-oner has a duEy to establlsh hls right to rellef by "clear, fuJ.1 and satisfactory proof." Vlncent V. State, 284 ALa. 242, 224 So.2d 50 (1969): "CIear" is highJ-y exactlng as to proof of facts and always means more than ttreasonably saELsfylng. " Burden v. State , 52 ALa. App. 348 ' 292 So.2d 463 (L974). The application of this standard seems com- parable to Ehe "cause and actual prejudicett sEandard set forth " in Walnwright, supra. See, e.g., Sum*ers.v. Sta.te, 366 So.2d 336 (Ata. Cr. App. , 1978) i Htghtower v. State,, 410 So.2d 442 (AIa. Cr. App. 1981); BehI v. State, 405 So.2d 5l- (AIa.Cr.App. L981). Consequently, any issues raised in the Writ of Error Coram Nobis should be supported by a showing of cause and actual preiudice. This memorandum will set out to establish those issues which will most 1lkely survive the cause of actual prejudice test. -6- to constitute the cri.me charged. See, In re Winship, 39 7 U. S . 358, 25 L.Edzd 368 (1970), more specifically the trial judge must be careful when lnstructing on ciicumstantial evidence and inferences not to d1lute the prosecutions burden of proving every element of the crlme beyond a reasonable doubt. This onJ-y occurs where the jury is instructed that from proof of one el-ement they may lnf er or presume the exlstence of other elements. S€, 9.g. , (1965); cf ., Unltrd Etatce v, 0FIr, 6I3 F.2d 233 (10eh Ctr, I979), Illegal or fraudulent votlng, S17-23-1, Code of ALa. (1975), turn on caBtlng a ba11ot. Illegal neans unIawfuL, contrary to 1aw. The essentlal elements of fraud are: t. A false sEatement of fact; known by Lhe defendant to be false at the Sandserom v. Montana, 422 U.S. 5 States v. Romano, 382 U.S. 136, 5. 10, 6L L.Ed.2d 39 (1979); Unlted L. Ed 2. 4, tlme made; to act lnmade for the purpose of inducting someone reliance; an actlon by someone ln rellance upon the correct- ness of the representatlon; and damage to one i-n reliance. See, Vance v. Indian Hammock Hunt & Riding Club, Ltd., 403 So.2d L367 (F1a. App. 1981) . Thus, there must exist lntent to deeieve and the knowledge that onets actons are fraudulenE; and unlawful. AlEhough fraud and perjury both involve willfully making a false statement of fact, perjury requlred a falsely rc Btatement. Thte requlrea an unequivocal act ln sone forr 1.e., a vaLld oath or affirmatlon, ln the presence of an officer autho rLzed to -2- administer oaths. Goolsby v. Srate, L7 Ala. App. 545, 86 So (1920). Thus, different facts are required to establtsh the L37 commission of perjury under S13-15-115, code of Ala. (r975) than are necessary for a findlng of fraud. rn addltion, the false swearlng must have been done not only wi11ful1y but corruptly. Thls suggests a greater degree of curpabil-ity to estabrtsh its commlsslon than thaE whlch 1s needed for fraud. It is reasonable to conclude that perJury under SL3-5-IL5 and lIlegal or fraudulent votlng are separate and dlstinct offenses. Thls would preclude the court from lnstructing on both unLess the defendants lrere charged wlth both offenses. The lndlctment chargee the defendants wlth vLolatlng $17-23-L. No reference to $13-5-115 1e made and there 1s no statement of words alleged to have been falsely spoken, whtch wouLd normaLLy be lncluded ln an tndtctment chargtng perJury, Therl!orc, to the actuaL preJudlce of the defendante, the Court . erroneously lnstructed the jury on an o,ffense not charged ln the indictment. Thts has been held to violate the Flfth Amendment guarantee that an accused shall only be held to answer for crimes on an lndictment of a grand jury. See, United States v. CarroLl, 582 T,2d 942 (5th Cir. L97B) (p1ain error found when courtrs charge inc,luded an offense not charged in the lndictment). I^lh11e consplracy Ls a dlstinct. statutory offense requlrlng a corrupt agreement bet\^reen two or more persons, Code of A1a. $13-9-20 (1975), there 1s a case law which suggests that con- spiracy to do an act is a lesser included offence of the crime actually committed. See, Smith v. State, B Ala. App. 187, 62 So. 575 (1913) , and acquittal of the crime does not constitute scquLttal of the consplracy to commLt the crtme. See-, ConneIly v. State, 30 Ala. App. 91,1 So.2d 605 (1941). Thus, where a -3- crime has been committed and there 1s sufficient evidence from which the jury could reasonably infer there was a concerted action t,o commit the crime, an instruction on conspiracy is appropriat e. rn addltion, Alabama case law does not requlre that one be charged wlth conspiraey under a sectlon of the code to be con- victed for conspiracy. see, Jo11y v. state, 94 AIa. 19, 10 so. 606 ( ). Defendant ln that case \.ras indlcted and convlcted for assault with intent to murder, yet the evldence dld not tend to show that he actually committed the assauLt. The Court held thaE SL4, Tltle L4, code of A1a. (L94o), aboLlshes rhe dlsrlncrlon between accessory before the fact and princlpaLs, and authorLzed conviction of one charged in indictment wlth havlng been actual perpetrator of the crlme on proof of consplraty. .IlL. Thls may be heLd to vlolate the r'lfth Amendment requlrement of notlce to' the accused if the indictment does n,ot state that the defendant was f ound to be aetlng j.n concert, wlth ot,her parties. united States v.-carro1l, supra, p. 1. consequently, if a jury berieve beyond a reasonable doubt that there was community of purpose, each person is guilty of the offense committed whether he did any overt act or not. s-to.kley-, SJ!E, at 29l, Note, however, that if an offense is committed by one or more of the perpetrators from causes having no connection with the common obj ect,, the responsibility for such offense fa11s exclusively on the actual perpetrator. Id., at 293. In Bozemanrs caser reference to the 1aw on conspiracy in the instructions to the jury was not lmproper where sufficient evidence -4- was presented for the jury Eo infer concert of actlon. From this the jury was allowed to flnd Bozeman guilty of illegal voting wlthout proof of the element,s of that crime. /ttre general rule in ALabama for reviewing a trial courtIs jury charge is to conslder the charge as a who1e, ln its total-lty, wlthout lsolating staEements, whlch indlviduaJ-1y nay appear prejudlcial from the context ln whlch they were rnade. Johnson v. State, 399 So.2d 859 (AIa. Cr. App. L979), judgment afftd in part, rev'd in part, AIa. 399 So. 2d 873, on remand, AIa. Cr.App. , 399 So.2d 875, appeaL after remand, ALa. Cr.App. , 399 So.2d 875. If the lnstructl-on t'as a whole" could have prevented the jury from understandlng the crlme wlth;which the defendant was charged then lt wtll be found to have affected the substantlal rlghts of the accused. Jqhnson v. SEate, .upr".7 The consplracy charge ln Bozeman's case was wlthln the reaLm of judiclal discret,lon assuming ther! Was sufficient evidence from whtch Lhe jury could reasonably l-nfer eommunlty of PurPose between Bozeman .and Wilder. WhiIe it is true that the concerted actj.on need not be proved by direct evidence, mere Presence at or near the scene of the crime, without more, is not sufficient to nake the accused a party to Ehe crime. Kendrick v. StaEe, supra at 1112. Bozemant s presence says nothl-ng about her role l-n the alleged conspiracyr f,or does it allow a legltimate, reasonable inference that she had knowledge of a scheme to voEe iI1egaLIy. Therefore, if j-nstructions on conspiracy are to be challenged we must, show the evidence was insufficient for a jury to reasonably infer an agreement between Bozeman and EI]4!g for the PurPose of t1lcgal1y and fraudulently castlng baLlots. -5- Part III Was the verdict against the weight of the admissible sub- stantive evidence given: A. The prosecution's reliance on prior inconsistent statements; B. The court's failure to instruct the jury on the limited admissibility of prior inconsistent statements thus allowing the jury to consider the evidence as substantive; and C. The circumstantial evidence presented with little or no dj-rect evidence from which a jury could reasonably infer guiltr or agreement, beyond a reasonable doubt. At the close of the Staters case, a motlon was made by the defense to exclude state's evidence on.the grounds that it did notsufficiently connect Bozeman with the alleged i11ega1 act. The motion was denied and the case was submitted to the jury. On direct appeal from the lower court's decision counsel asserted the evidence was insufficient to sustain the conviction for the following reasons: (1) where blacks vote in any sub- stantia] numbers, a number of ballots would be cast for the same candidate so there is nothing unusua] about that occurrence in this case; (21 it is not unJawful for one person to pick up more than one absentee ballot application; (3) it is not unlawful for one person to assist more than one person in fi]ling out an absentee application i (4) it is not unlawfu] for person assisting an absentee applicant to put his own return address on the absentee application; (5) the failure of the person to sign the ballot in the presence of a notary public does not render that ballot itself i11egal or fraudulent; (6) it is not unlawful to return more than one absentee ballot to the office of the Circuit Clerk; and (7) it is not clear that Bozeman returned the ballots t,o the Clerk's of fice. The Alabama Court of Criminal Appeals rejected this argument stating that the test applied to determine the sufficiency of the evidence is whether the jury might reasonably find that the evidence excluded every reasonable hypothesis except that of guilt. Dolvin- v. State, 391 So.2d 133 (AIa. 1980) The question of the sufficiency of the evidence should be reexamined on the grounds that: (1) Prior inconsistent statements were improperly admitted as substantive evidence resulting in cause and actual prejudlce, and without these statements there was not suf- ficient uncontradicted evidence to exclude a reasonable hypothesis of the defendant's innocence. l2) A. The Prosecution Used The Rule Allowing A Party To Impeach His Own Witness To Get Otherwise Inadmissible Evidence Before ,1. Jury. The Federal RuLes of Evidence, 801(d) (7) (A) , 28 U.S.C.A. authorize the use of prior inconsistent statements as substantive evidence subject to certain limitations. The statement must have been made under oath at a trial, hearing or other proceeding, of in a deposition. The rule also required that the declarant 2- testify at the trial and be subject to cross-examination. Although the Fifth Circuit Court of Appeals follows the federal rule and allows prior inconsistent statements to be used sub- stantively, see, Whitehurst v. Wright, 592 F.2d 834 (5th Cir. 19791; United States v. Palacios, 556 F.2d 1359 (5th Cir. L977), the settled rule in Alabama has been that the Self contradictory statement of a witness who is not a party, is not substantive evidence of the facts asserted; and the statement operated only to discredit the witness and cannot be made the basis of a finding of fact necessary to the establishment of liability or defense Randolph v. State, 348 So.2d B5B (Ala. Cr. App. L977\ | cert. denied, Ex Parte Sta}e Ex Rel Atty. Gen., 348 So.2d 867 (Ala. 1977l'i McElroy, Law of Evidence in Alabama, S1.59.02 (1) , (2d.ed) . Note that if the witness admits the truth of the prior statement (versus denying them or admitting to having made them but denying it,s truth) tne witness in effect adopts the prior st,ate- ment as present testimony, eliminating the hearsay problem. Feutralle v. U.S. 209 F.2d 159 (5th Cir. 1954). Even though prior inconsj-stent statements are generally inadmissible as hear- sdy, they are admissible for the limited purpose of impeachment. Alabama adopted this rule as early as 1BBB and the courts have consistently upheld this view. See, Jones v-. Pe,Jham, 84 AIa. 208, 4 So. 22 (1888). Such statements may also be used to refresh recol-lection. See, Hudson v. State, 267 So.2d 494 (A1a. Cr. App. 1972). Impeachment testimony is admissible only when a party is genuincely surprised. At the witness testinnony and the party's cause is disadvantaged by the unexpected response. See, 3- Dennard v. State, 405 So.2d 408 (Ala. Cr. App. 1981); cf. Federal Rules of Evidence, rule 607, 28 U.S.C.A. (can impeach own witness without a showing of surprise) . The Al.abama courts' rigorous adherence to the surprise standard before admitting prior inconsistent statements for impeachment is to prevent impeach- ment from becoming nothing more than a device to get into evidence before the jury that which would otherwise be inadmissible. Cloud v..-_Il.oo,n, 290 Ala. 33, 213 So.2d 196 (1973). In Young Y. IJ.nLtgd States, 97 F.2d 200 (5tfr Cir. 1938) a conviction on murder was reversed because the District Attorney offered in evidence state- ments allegedly made by the defendant to three fellow inmates without showing surprise. The statements did not conform to the Texas Code of Criminal Procedure requiring a written form and warning, y€t the entire testimony of one key inmate was admitted over defense counseJrs objections. The prosecutor lnew t,he key witness was going to deny his previous rendition of the facts but still stated the evidence was offered for impeachment. The Court held . it is equally fundamental that the impeachment testimony be admitted not for the purpose of suppJying what the witness was .expected but did not say [I ] n no event may the fact that a witness has made contradictory statements be used as it in effect was here, as a basis for completely discarding the rul.es of evidence against hearsay and Ex parte statements, and, as impeachment, opening the flood gates of prejudicial anC damaging hearsay. Id., at 205, 206. This has been the uniform rul.e in the Fifth Circuit. Mr.ississippi v. Durham , 444 !-.2d 152 (5th Cir. 197I) ; v. Mi1ler, 664 F.2d 94, (5th Cir. l9BI). See, United States A_ Thestandardappliedbythecourtstodetermineifimpeach- ment testimony has been abused is vrhether the testimony goes beyorrdthepurposeforwhichitisa.dmissible.UnitedStatesv. Dobbs,44BF.2d1262(5thCir.1971).Impeachmenttestimonymay beadmittedonlyinsofaraSitservedtoremovethedamagewhich theSurprisehascausedandcannotbeusedtosupplytheantici- pated testimony. Uniteo States v' .Gregory ' 412 F'2c1 484 at 481 (5th Cir. 1973). In Gregory the Court of Appeals found reversible error where the government in the guise of impeachment brought in affirmativeevidenceongroundsofSurprise,wheresuchevidence washigh}yprejudicia}andvlasnottestifiedtobyanyother witness at, trj.aJ, where the accuracy of the transcript was ques. tionable, and where the court failed to instruct the jury that the evidencecouldonlybetakenasevidenceofcrec]ibility.The statementsintroduced,supplementedthevlitness,s'accountof eventswithoutSpecificallycontradictinganythingsaidinhis trial testimony' Thus goi-ng beyond the point of surprise' Even where the staternents did contradict the witness' trial testimony' t,he manner in which the government had alIegedly been surprised was not established. All these circumstances prejudiced the trialproceedings.Toavoidtheprejudicia]effectsofadmitting priorinconsistentstatementsthecourtsuggesteda}lowingthe Surprisedpartytowithdrawthewitnessancstrikehistestimony fromtherecord.Ld.,dt4BB,se.e,alsOrunitedstatesv'Dobbs' supra; Young -v. Unite$ States ' supra ' Whereaprlorinconsist,entstat,emontisusedwithinthe narrow limits of removing surprise but is the onty evidence in supportofSomeessentia]fact,itdoesnotprovidesubstantia] c factual basis as to each element of crime sufficient to provide support for conclusion of guilt beyond a reasonable doubt' See' Eisenbers v. U.S. , 273 F.2d 127 (5th Cir' ) ; United Stateq v. oppico, 599 F.2d 11.3 (6th cir. ]979). A limiting instruction on the effect of the impeaching statement would not be appropriate ,,. since the insufficiency of the evidence would not justify the case being submitted to the jury. ." IsLe]l.v. State,57 Ala' App.444,32gSo.2d133(t976),Cert.denied,295A}a. , 329 So.2d 140 ( ). In IsbqLI, the appellant was merely present in the automobile, owned and operated by another person' in which the stolen guns were found. The prosecution read a co- perpetrators prior statement for the alleged purpose of refreshing recollection. The court, held tht uncorroborated t,estimony could not support a convlction and defense counselts motion to exclude state's evidence should have been granted. Id., dt 140. prior inconsigtent statements are of,ten admitted into evidence when a witness is declared hostile. A wltness partially or totally unfavorably answering questions propounded by a party calling him does not immediately create an adverse situation requisite for that party to cross-examine.* Nor is hostility created by a witness' failure to testify to the Same statement previously made. wiggins v. stale, 398 So.2d 7BO (A1a. Cr. App. 1981), writ denied, A1a., 398 So.2d 783' The party calling the witness must be Put to a disadvantage by the witness response. Oennggg v. State, 4045 So.2d 408 (AIa. Cr' App' 1981) ' The final decision judge's discretion. to call a witness hostile is within the 6- When a witness claims he does not remember a certain fact in issue the party calling the witness may, by way of surprise, question the witness eoncerning his prior inconsistent statement for purposes of refreshing the witness' recollection. Fed. R. Evid., 612. Thus, where mere failure of the witness to remember is not sufficlently harmful to justify impeachment, it established a foundation for refreshing recollection. The cardinal rule is that unless the statement may be introduced under the hearsay rule (I.e., 801(d) (1)) or one of its excep- tions, (1.e., 803 (5) ) they are not, evidencer but only aids in giving evidence. McCormick on Evidence, 59 (2nd Ed. 1972) i see, Parsons v. State, 251 Ala. 467, 3B So.2d 209 (1948). Generally t,he wit,ness Is handed the writing while on the witness stand and t,he vlitnesB elther admlte or denl-es memory belng refreshed. If the witness'memory is refreshed, the witness may refer to the writing but is considered t,o be testifying from present memory. If the witnessr recollection is not refreshed, it is improper for counsel to read the writing aloudr urrless the writing is admissi-ble as past recollection recorded. Ped. R. Evid. 803(5). To be admissible as such the memo must have been prepared or adopted by the witness and the witness must admit that the matters stated therein are the truth. See, Freeland v. Peltier, 44 S.W.2d 404 (Tex. Civ. App. 193]) ; Fed. R. Evid. 803 (5) . The memorandum may then be read j.nto evidence. McCorrnick, E!!8, S299. The riEht of opposing counsel to examine the material ttsed by a witness whil-e on the stand is not an unbridled right, but is subject to reasonable l.imitations. Johnson v. State, 7- 398 So.2d 393 (Ala. Cr. App. 19Bl). For example, if the damaging testimony of the witness was based upon repeated reference to a memo that was not shown to defendant for the purpose of refreshing memory, the substantial rights of the accused were affected. Montgome.ry v. United St.ates, 203 F.2d 887 (5tfr Cir. 1953) where the government proved the elements of each offense without the use of witness statements the defendant did not suffer prejudice due to absence of a limit,ing instruction. See, U_!1..!9d States v. Slsto, 534 P12d 61.6 (5th Cir. 1976). The transcript,s of the Wilder and Bozeman trials reveal substantial disregard for the rules of evidence followed in Alabama case law and the Federal rules of evidence. Assuming the prior statements are not considered as substantive evidence. In the Wilder trial incriminating testinnny against the defendant was repeatedly admitted under the guise of refreshing recollection or impeachment. When the prosecutor was not allowed to impeach Rolllns with a statementhe gave at the Distrlct Attorney's office, he asserted the witness needed to hhve his memory refreshed and was allowed to proceed. Rollins did not admit to Wilder's presence in his office on the date the ballots were notarized until after reading his prior statement. In effect the prosecutor was allowed to use the prior statement to supply the testimony needed to incriminate Wilder. Note that no other witness at trial testified on this matter. Defense counsel requested examination of the deposition used to refresh and this request was ignored. (Defense counsel did not pursue this request) . This testimony was extremely damaging and failure to allow defense counsel to examj-ne the deposition affected the substantial rights of the 8- accused to adequate).y cross-examine. See, Mr.ontg-om.ery, strpra. On direct examination of Robert Goines the prosecution used leading questions without having the witness declared hostile so that Goines denied knowing anything about absentee voting. This is contrary to the rule limiting the use of leading questions to cross-examination. Fed. R. Evid. 611. During the examination of Bessie Billups the prosecuting attorney refreshed ler memory with a deposition wherein she stated she had never seen an application or baIlot. This was done after Billups testified that, she made the marks on the ballot exhibited. Again, the prosecutor used prior inconsistent statements to elicit the testimony he wanted. Further abuse by the prosecutor occurred during the direct examination of Fronnie Rice. (p. 1650 At first Rice testified that she got an application for a ballot from Wilder, signed it and also signed the ballot herself with Julia Wilder acknowJedging her mark. At thls point the district attorney declared her a hostile witness and used the deposition to impeach Rice. The deposition stated thaL Rice only signed an application and never received a ba11ot. In addition, the prosecutor made reference to Rotlins deposi- tion testimony which stated that one of the ballots brought to him was improperly signed. (pg. 300) Mentioning this in the closing argument could lead a jury to believe it was to be con- sidered as substantive evidence. During the Bozeman trial the prosecutor used the deposition testimony excessively, in addition to leading questions on direct examination. The prosecutor repeatedly asked Rollins 9- if Bozeman made the phone cal.1 to set a date for notarizing ballots. Rollins testified that he could not say for sure that it was Bozeman even though she was present when the ballots were notarized. Rollins is given the deposition to ',refresh" his memory on question of whether Bozeman ca11ed. After examining the transcript Rollins has no present recollection of the events testified to therein. At this point the prosecutor asks for permission t,o cross-€Xarninethb wit,ness as a hostile wltness. The court did not allow this but on redirect the prosecutor read the deposition. This was clearly an attempt by the prosecutor to get the prior statements in evidence, which he could not do otherwise because: (1) Rollins testimony was the statement could be if it were admissible recorded; (2) the court wouLd not a1 impeach the witness. not refreshed therefore read into evidence only as past recol.l.ection a: 1ow the prosecutor to Fronnie Rice was declared a hostile witness because she did not respond to the question whether she signed the application and ballot alone in the manner desired by the district attorney. The deposition testimony stated that Rice signed the application but never got the ba1lot. The prosecutor properly read the deposi- tion after Rice admitted she gave the statement. This testimony, however, was admissible solely for the purpose of impeachment. Lou Sommervill-e was also declared a hostile witness because she testified at trial that she did not go to Bozeman's house 10 for an application. The deposition states that she went to Bozemanrs house for the application and Bozeman signed her (sommerville's) name. rt also states that she did not get a ballot in the mail. The witness was declared hostile and the prosecution read theentire deposition into evidence. Generally the state is allowed to question the witness concerning the prior statement and elicit the portions contrary to his instant testimony accordingly. D-e_nnard v. state , 405 so.2d 4og (Al.a. Cr.App.1981).Thisu.mprosecutionCanreadthe enti.re statement without eltciting reEponseE from the witness, Thus, the district attorney improperly read the deposition testimony of Lou Sommerville because he did not wait for her to respond to each question and answer recited. It is important to note that Sommerville admitted to giving a statement at the district attorneyrs office but she denied the truth of the matters asserted therei4, She stated that she was telllng t,he truth at the t,rial. Reading the entire deposition goes beyond the purpose for which it was admitted because it not only states that she went to Bozemanrs house for an applica- tion but that.she never received a ball.ot in the mail and voted at the armory The prosecution has used the failing memory of these aging wi-tnesses to admit evidence under the guise of refreshing recollection sin6e all the prosecution needs to show is that the witness can not remember the events in question. This is a more rel.axed standard than a showing of surprise which is re- quired prior to the admission of impeachment testimony. 1l The preceding discussion on the trial transcript assumes that the statements could not be admitted as substantive evj-dence. Under the Federal Rules of Evidence prior incon- sistent statements taken under oath, subject to the penalty of perjury are admissible as substantive evidence. Fed. R. Evid. 801(d) (1). If the statement taken under oath was a deposition, the Federal rules of Criminal Procedure, 1.5, impose further restrictions. This is to protect the defendant's right to con- frontation under the Sixth Amendment. The defendant must receive a reasonabJe notice of the time and place the deposition wilI be taken. The Code of AJabama S12-21-261 requires that the defendant file his written consent for the taking of any witness' testimony. In our case there is nothing in the record to show defense coungel wag notifled t,hat Eworn Etetements were being taken or that any consent was given. If the depositions were improperly obtalned they.coul.d not be considered a deposltlon within the meaning of Code of Al.a. 512-21-261 or Fed. R. Crim. Pro. 15 and therefore would be inadmissible as substantive evidence. A question can be rasied as to whether the depositions were an accurate record of what the witness said because on VOIR DIRE Lou Sommervil.le (pg. 168 Bozeman transcript) testified that there was no one taking down her statements and onJ-y she and Pep Johnson were present. Even if the statements were adequate to establish admissibility (e.9., where taken under oath when the events were fresh in the witness' mind) when such evidence is the only source of support for the central alLegations of the charge it usually is not considered sufficient for a conclusion of guilt beyond a l2 reasonable doubt. See, United States v. Orrico, supra; United States v. Boulahanis, 677 F.2d 586 (7th Cir. I9B2). l3 B. The CourE's failure to give a limiting instruction sua sponte of the impeachment testimony affected the substan- tial rights of the defendants. Assuming a prior inconsistent statement is admissible for lmpeachment purposes, it must not be used as the basis for establishing guilt of the accused. It 1s true that the iury should judge the weight and sufficiency of ther evidence, but onl-y sub- stantlve evidence should weigh on the question of guilt or innocence. The question arises whether the judge has a duEy to glve a llmltlng tnEtructlon, Bua Eponte. The Bederal Rules of Evidence state that when evldence admLsElbLe aE to one perty or for one purPose but not adrnisslble as to another party or for another purpose is admitted, the Court, upon request, shall- restrlct, the evidence to lts proPer scope and tnettruct the Jury accordtngly. Fed, R. Evtd. 105. PIaln error can be found on appeal where fallure to request a l-lmitlng,. instructlon would preclude appellate review. Plaln error occurs whcn the tmpeaehlng tsetlmony Le oxtremeLy damagtng, thB need for the lnetructLon 1s obvlous, and the fallure to glve 1t 1s so prejudiclal as Eo affect the substantial rights of Ehe accused. Unj.ted States v. Sisto, 534 F. 2d 6]-6 (5th Cir. L976) . The Fifth Circuit adhered to the practice of instructi-ng juries as to the limited purposes for which impeachment evidence is admitted, Sla!e,-v._--U-:J-:-, 267 T.2d 834 (5th Cir. 1959), but has not held that failure to give an lnstructlon sua sponte auto- matlcall-y resul-ts Ln reverslbl-e error. See, Val-entlne v. UnLted, 272 F.2d 777, 778 (5th Cir. 1959); United States v. Garcia, 530 F.2d 650 (5th Cir. L976), In Garcia the Court declined tb. find find error where an instruction was not requested or given sua - r4- spont'e. The Court noted that the government had strong evidence against the defendant before the prior inconsistent statement r{as admltted, Eherefore, the lack of an instruction was not so critical as to affect the substantial rlghts of the defendant,. Id., at 656. Conversel-y, where the testimony brought out during impeachment establlshed 1n large measure the subst,antive elemenEs of the crlme which the government was required to prove, failure Eo make speclfic reference to the impeachment evidence in the general charge constLtut"d*plaln error. Unlted States v. LLpscomb, 422 F,2d 26 (6ttr Clr. 1970). In another case holdtng plain error for fallure to lnstruct on the llmtted admlselbl1lty of impeachment testlmony, the record showed no evldence on which a convlctlon(of one witness by another witness I testimony) eould rest oth'er than the unsworn prior inconsistent statemenEs of an a1-1eged accompllce. United States v. Sisto, supra, at 625, : The court assumed that a properly instructed jury would llmlt ttr conElderatlon of the lmpeachtng testtmony to the lEeue of credlbll1ty. Notlce qras given to the prosecutLonts reference to the impeaching testimony in his closing argument whlch was not considered in evidence. * The Court of Appeal-s went a step further ln United States v. Gregory, 472 T.2d 484 (5th Cir. L973), advaneing the position that the distinction between stat,ements used t,o destroy credibility and those used to establtsh afflrmative factB "should be delln- eated sharply in terms readily understandable by Lhe. jury." Id. at 489. It r^ras not enough that the trial court said, "f or irnpeaehment purposes only.tt Because that does not explain or forbid its further use to establish the critical facts aE issue. -15- Id. at 489; see Randolph v. State, glftE at 860. The Al-abama Court of Criminal Appeals has foll-owed the f'ederal rule that the opponent of the evldence must request the limltlng lnstructlon, otherwise, he may be heLd to have walved it as unnecessary for his protection. Robinson v. State, 361 So.2d 378, writ denled 361 So.2d 383 (Ala. Cr. App. L978); see Bythewood v. Stete, 373 So.2d LI70' wr!t denLed 373 So.2d LL75 (Ala. Cr. App, L979); Fed. R. Evld. 105. If the oPponent of the evldence obJecte but doee not request an lnstructlon, the overrullng of such an obJectlon glves hlm no ground for con- p1alnt on appeal. Code of ALa. $12-16-13 (f g75) i eee Roblnson, supra at 381. Glven the Flfth Circuitrs favorable rullnge on the deslra- bttlty'of lnetructlng Jurlee as to EhE Llmited admlaslblltty of impeachment testlmony when: 1) Ehe lmpeachlng testl-mony ls extremely damaglng; 2) the party uslng the testlmony has a weak caBe wlthout the statement; 3) the need for the lnetructlon ls obvlous; and 4) fail-ure to glve 1t ts so preJudiclal as to affect the substantial rights of the accused, we should argue that the Erial courtrs failure to give a limlting lnstruction, sua sponter w3s error. A strong argument exlsts for Bozeman where: 1) the prosecution read Rollinsr deposltion testimony wherein he, stated that Bozeman called him thus connectlng her with the notarlzatlon scheme; and 2) the deposltlons used when examlnlng Fronnle Rick and Lou Sommerville to shw they never got a ballot in the mail contalned circumstantial evidence from which a jury ay have reasonably inferred a scheme or plan. Without the admission of this circumstantial evidence the SEate has onl-y one -r6- C. The cj-rcumstantial evidence while poss ibly creating a suspicion of guilt dld not exclude to a moral certainty every reasonable hypothesis but thaE of the guilt of the accused circumstantial evidence is the inference of a fact in issue which follows as a natural .consequence aceording to reason and common experience from known collateral facts. Dolvin v. State, 391 So.2d 133 (1980) ; see, Lolrre v, State, 105 So. 829 (F1a. L925). An lnference is merely a permlsstble deduction from the proven facts, Thomas v. StaEe, 363 So.2d 1020 (Ala. Cr. App. 1978), and "whiIe mere speculation conjecture or surmise w11I n0t authorlze a eonvlctton the Jury ds under a duty to drew whatever permisslble lnferences 1t may from cLrcumstanEial evidence." Walker v. State, 355 So.2d 755, 758 (A1a. Cr. App. 1978); Thomas, supra at 1022. Circumstantial evidence is ent,itled to the same weifht as direct evidence provided it points to the guilt of the accused. Hayes v. State, 395 So.2 d, 127 (A1a. Cr. App. fgBl) The test applied by the Alabama courts for reviewing a coo- vtetlon baeed on clrcumstantlal evtdence 1s "\nrhether the ctrcum- stances as proved produced a moral convictlon to the exclusion 875 of every reasonable doubt." Cumbo v. State, 368 So.2d BTLl (A1a. Cr. App. 1978) cert. denied, 368 So.2d 877 (A1a. I97B). The evidence must be viewed in the light most favorable to the prosecution, id at 137, and "the State I s evidence should not be stricken out, as insufficient to supporE a convicEion, merely because, when dlsconnected 1E ls weak and tnconcLus{ve, 1f, when combined it may by sufficient to satisfy the guilt of an accused." Hayes, supra at.J-47. Thus, in Hayes where there were no eyewitnesses to the deceased leaving a bar with the defendant, and Ehe testimony -18- of each witness could only be used Eo draw inferences' the Court refused to reverse for insufficient evldence. (An earring connected to Ehe deceased was found in defendantfs car). Con- versely, a defendant shouLd not be convicted on mere suspicion or that the might have conmltt,ed the crlme. Jordan v-:- J!ate, L57 So. 485 (Ata. 1934) . In Jor4.en, the def endant was convicted of s econd degree murder where there \,sas no motlve shownr flo hostllity, and empty pistol shel-Ls \.rere near the body but the plstol wae, mlaelng. The Cour! reaBoned that whl1e 1t 1E not neceBs4ry to explain all those circumstances, they or some of the evldence must Ehow thc defendantre gutlty Parttctpatlon. Ig. 8t 486. Circumstantial evldence alone was sufficLent to prove Par- ticlpatlon in a crlme ln DoLvin, .gJ!E., but the circumstances f ormeid a complete chaln polnt lng t,o the gullt by the daf endant . The def endant I s proxlmity Eo the place of the crime aE 4 vex],' rea6onable hour wlth the oPPortuntty to commlt the crlme was a ctrcun.tanct to be wetghed by the J ury. Id. aE 67 3i 89.9, @!.' supra at 830 (a11 the clrcumstances from whtch gulJ.t may be lnferred was proved by direct testimony of eyewitnesses). When the circumsEantial- evidence could resul-t in a finding of guilt or innocence the Court will- ask whether a.jury might xeasonably conclude Ehe evidence excludes every hypothesis except that of gui1t. Dolvln, supra at L37 (emphasis added). Thte ltne of reasonlng was f ollowed ln W-a,LESr v,-State-, 355 So ' 2d 755 (ALa. Cr. App.1978), and agaLn ln Cumbo v. State,368 So.2d 871 (Al-a. Cr. App. L979), In both cases the Court af f lrmed the convlctions on grounds that even though Ehe evidence IiTas minimally -19- suf f l'clent, the \relght and suf f iclency of the witness t s testimony \,vas.for the jury to declde. The mere presence of a person at the time and place of a crlme ls not sufficlent to justify an inference that the accused committed the crime. See, Lol-1ar v. State, 398 So.2d 400, 402 (A1a. Cr. App.19Bl); Thomas v. State, supra; Kimmons v. State, 343 So.2d 542 (ALa. Cr. App. 1977); Chatom v. State, 348 So.2d 828 (Ala. Cr.App,1976); Smlth v. State,326 So.2d 680 *A1e . App. 1976)t cert denLed, 295 Ala 686 (1976). Proof that the defendant was present in automobile whlch was entered by two robbers created a susplclon of gulJ.t, but was Lnsufficlent 1n ltself to support a conviction of robbery Thomas, supra at L023. No money or weapons were found on Thomas and it'was undlsputed that hb did not partLcipate ln the actual robbery. There was no evidence which wouLd support an inference. that Thomas was present wiEh the robbers near the scene of the robbory before the commlsalon of the crtme or that he hdd any knowLedge that a robbery was golng to be commLtted. Id. at L023. Sueh facts as hls presence in connection with his compan- ionship, his conduct at, before, and after the commission of the act, are potent circumstances from whieh pa rticipation may be inf erred, Id. at L023, and t,hes e f acts were not presented by the State. A contrary reeult wae reached ln $!|!, !-!l!l3, where the facts surroundLng the alleged robbery dlstlnguish this case from Thomas. The defendant was present ln the car when the actual crime was committed. Although the defendant did not do anything to incite the robbery, the Court concluded other facts, r , 326 So,2d -20- such as his comPanionshiP with conduct at the time (ttre moneY would suPPort an inference that commission of the offense. Sml Eh, supra at 685. Note, howevert Ehar ln unlred sEaEes v. PaLaclos, 556 !.2d L359 (5th cir' neither mere presence nor a close relationshlp between t'wo alleged co-consllrators supPort'ed a consptracy charge' Although the court ln Ktmmons, !-!l!13., wa8 concerned prlmartly wlth the sufficlency of an accomPllcets uncorroborated testlmony upon whtch the defendantrs convictlon rested, Ehe princlpals stated thereln have ben applled to cases not lnvolvlng accomPllce testimony. See, ]@, supra at, L37 , The court hetd that llthe fact defendant and the accompllce were toget,her ln or near the place where Ehe crlne wa8 qommLtted, $!.L, t.n conJ uu0tlon wtth othel facts and ctrcunstancsEr eUfftc,tentLy tend to conntct the accuaed wlth the commisslon of the crlme Eo furnlsh the necessary corrob- orat,lon of the accompllce. " Klmmons, ji-glllg at 547 Where the cj-rcumstantial azidence may support an inference of partlclpation in a crime it may also be used to infer a conspiracy orcommunltyofPurpose.Again,otherfactsandcircumstances are necessary to corroboraLe the mere presence of the accused aE or near the scene of the crime' ThecircumstantialevidenceagainstWilderisaSfol].ows: l-) some ballot applicaLions were marked with an x but all t'he ballots weresigned;2)\'rlilderpickedupsomeball-otaPPlicationsand returned some buE no evidence Ehat the baIloE appl-ications ret'urned by \^I11der gotrresPond to the apPlications exhiblted at triaJ.; the actual PerPeEritors and his was handed to hirn by co-def endant), the defendant aided ln the -2L- .a 3) \dllderrs address was on some of the applications; 4) Witnesses testimony that Wilder brought, them an application to sign, but they never received a bal1ot; 5) 0ne of the ballots brought to Rol-1lns was improperly signed; and 6) Sophia Spannrs Eestimony that she dld not slgn the baLlot which was voted for her absentee. Thls evieence when combined with the evidence Ehat l,trlLder handed RoLllns the ballots and stated thaE the signat,ures were genulne form a complete chaln polntlng to Wllderfs efforts to get bLacks to vots abgcntee. UnleEB the events whtch occurred ln Rolllnre offtce con6tltute r'111egal and fraudulent votlng," the chatn of cvcnts are not lrreconctlable wlth any rGasonable theory of WilderIs lnnocence with respct to Ehe crLme charged. The clrcumstantLal evidence against Bozeman 1s as foLlows: 1) Bozeman plcked up abeentee balLot appllcatLone before the electlon, but no evldence that she returned applicatlons herseJ-f; (2) she was Ieen by Ms, T11ley tn Mrs, WtLderII car qrhen Wtlder tl r.turnGd sorre appltcatlons. (Thls evldBnce waE struck bccauae obtalned by lurproper J-eadlng questton); 3) Bozeman was present wlth Wl1der when the ballots were noEar rzed,; 4) Lou Sommervillers deposition Eestimony which she never acknowledged at trial statlng that she went to Bozemanrs house for an absentee appllca- tion and she never received a ballot in the mail and 5) Sophla Spannts Eestimony that Bozeman came to her after she had voted to see lf she had voted. Thls svtdence alone oreates onLy a susplelon of gulJ"t because mere presence does not sufficlentJ-y connect the accused with the commission of the crime. l,lhen com- blned with Rollinst testimony that Bozeman cdlted him to set, a date for notarLzLng the applications -22-