Houston Lawyers' Association v. Attorney General of Texas Reply Brief for Petitioners
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January 1, 1990
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Brief Collection, LDF Court Filings. Houston Lawyers' Association v. Attorney General of Texas Reply Brief for Petitioners, 1990. c0609985-b89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/fa9294d9-ab7d-4449-9723-60d2a32964c7/houston-lawyers-association-v-attorney-general-of-texas-reply-brief-for-petitioners. Accessed November 18, 2025.
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Nos. 90-813, 90-974
In The
Supreme Court of ttje Mnttetr states
October Term , 1990
Houston Lawyers’ Association, et al.,
Petitioners,
v.
Attorney General of Texas, et al.,
Respondents.
League of United Latin American Citizens, et al.,
Petitioners,
v.
Attorney General of Texas, et al.,
Respondents.
On Writs of Certiorari to the United States
Court of Appeals for the Fifth Circuit
REPLY BRIEF FOR PETITIONERS
HOUSTON LAWYERS’ ASSOCIATION, ET AL.
Of Counsel:
Matthews & Branscomb
A Professional Corporation
Julius LeVonne Chambers
•Charles Stephen Ralston
Sherrilyn A. Iftll
99 Hudson Street
Sixteenth Floor
New York, N.Y. 10013
(212) 219-1900
Gabrielle K. McDonald
301 Congress Avenue
Suite 2050
Austin, Texas 78701
(512) 320-5055
Attorneys for Petitioners
* Counsel of Record
PRESS OF BYRON S. ADAMS, WASHINGTON, D.C. (202) 347-8203
Table of Contents
Table of Authorities . ...................... ... ...................... • • 1V
ARGUMENT ............................................ 1
Introduction and Summary of A rgum ent................. 1
I. The State’s Nonracial Reasons for the Use
of At-Large Elections Cannot Outweigh a
Clear Showing of Racial Vote Dilution. . . 3
A. A Vote Dilution Analysis that
Requires Courts to Defer to the
State’s Interest in Maintaining At-
Large Judicial Election Schemes
Reintroduces the Intent Test
Expressly Rejected by Congress in
Amending §2 3
B. The State’s Interest in Electing
Judicial Candidates At-Large is
Entitled to No Greater Deference
than Its Interest in Electing Non-
Judicial Candidates At-Large . . . 13
C. The State’s Nondiscriminatory
Reasons for Electing Judicial
Candidates At-Large Cannot Cleanse
the Proven Vote Dilution in this
C a se ............................................... 19
D. The District Court Properly Weighed
the State’s Interests in this Case . 22
E. A §2 Remedy is Directed at Curing
Dilution in the Electoral Process, Not
Altering the Functions Performed by
Judges............................................. 23
11
II. The State’s Principal Argument Rests on a
Fundamentally Erroneous Definition of a
Single-Person Officer . . . . . . . . . . . . 28
III. Vote Dilution Can Be Measured in the
Absence of the One-Person, One-Vote
Requirement . . . . . . . . . . . . . . . . . 31
IV. Congress Has Exercised its Enforcement
Power Under the 14 th and 15 th
Amendments to Outlaw Racial Vote Dilution
in All Elections ...................... 34
CONCLUSION ........... .. 40
I l l
Table of Authorities
Cases: Page:
Anderson v. City of Bessemer City, N.C., 470 U.S. 564
(1985) .............................................................................. 21
Butts v. City of New York, 779 F.2d 141 (2d Cir. 1985),
cert, denied, 478 U.S. 1021 (1986)...................... 29, 30
Clark v. Edwards, 725 F. Supp. 285 (M.D. La. 1988) 29
Georgia State Board of Elections v. Brooks, 111 S.Ct. 288
(1990) .................................................... 27
Gingles v. Edmisten, 590 F.Supp. 345 (E.D.N.C. 1984),
aff’d, 478 U.S. 30 (1986) . ...............................................7
Haith v. Martin, 618 F. Supp. 410 (E.D.N.C. 1985) aff’d
477 U.S. 901 (1986) 29
Kendrick v. Walder, 527 F.2d. 44 (7th Cir. 1975) . . . . 9
Martin v. Haith, 477 U.S. 901 (1 9 8 6 )........................... 27
McDaniel v. Sanchez, 452 U.S. 130 (1981)................... 24
McGhee v. Granville County, 860 F.2d 110 (4th Cir.
1988)................................................................................. 19
Moore v. Leflore County Board of Election Com’rs, 502
F.2d. 621 (5th Cir. 1974) ............................................. 11
Morris v. Board of Estimate, 489 U .S .__, 103 L. Ed. 2d.
717 (1989) 30
Nevett v. Sides, 533 F.2d 1361 (5th Cir. 1976) . . . . 11
Oregon v. Mitchell, 400 U.S. 112 (1970)........... 35, 36
IV
Page:
. . . 11
Perry v. City of Opelousas, 515 F.2d 639
(5th Cir. 1 975 )..........................................
Robinson v. Commisioners Court, Anderson County, 505
F.2d 674 (5th. Cir. 1974) ....................... .. .................... 9
South Carolina v. Katzenbach, 383 U.S. 301 (1966) . . 35
Southern Christian Leadership Conference v. Siegelman, 714
F. Supp. 511 (M.D. Ala. 1989.) .............. .. 28
Thornburg v. Gingles, 478 U.S. 30 (1986) . . . . passim
Turner v. McKeithen, 490 F.2d 191 (5th Cir. 1973) . 11
Wallace v. House, 515 F.2d 619 (5th Cir. 1975) vacated on
other grounds, 425 U.S. 947 (1 9 7 6 ) ........... .. 11, 16
Westwego Citizens for Better Government v. City of
Westwego, 872 F,2d 1201 (5th Cir. 1989) . . . . . . . 20
White v. Weiser, 412 U.S. 783 (1973) . . . . . . . . . . 25
Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) 12
Constitutional Provisions and Statutes:
Rule 52, Fed. R. Civ. Proc................... 21
United States Constitution, 14th Amendment . . 2, 34, 35
United States Constitution, 15th Amendment . . 2, 34, 35
Voting Rights Act of 1965, as amended, §2, 42 U.S.C. §
1973 ................................................................ passim
Voting Rights Act of 1965, §14(c)(l), 42 U.S.C. §
1973/(c)(l) .........................................................................38
V
Other Authorities: Page:
Boyd & Markman, "The 1982 Amendments to the Voting
Rights Act: A Legislative History," 40 Wash, and Lee
L.Rev, 1347 (1 9 8 3 )...................... 6
Hearings Before the Subcomm. on Civil and Constitutional
Rights of the House Comm, on the Judiciary, 97th Cong.,
1st Sess. (1981) ................................................................ 36
Hearings on S.53, S.1761, S.1992, and H.R. 3112 Before
the Subcomm. on the Constitution of the Sen. Comm, on the
Judiciary, 97th Cong., 2d Sess. (1982)......................... 36
House Report No. 97-227, 97th Cong.,
1st Sess. (1982) ........................................................ passim
Karlan, "Maps and Misreadings: The Role of Geographic
Compactness in Racial Vote Dilution Litigation," 24 Harv.
C.R.-C.L.L.Rev. 173 (1989).......................................... 33
R. Engstrom, D. Taebel & R. Cole, "Cumulative Voting as
a Remedy for Minority Vote Dilution: The Case of
Alamogordo, New Mexico," The Journal of Law &
Politics, Vo. V., No. 3 (Spring 1989) ......................... 33
Senate Report No. 97-417, 97th Cong.,
2nd Sess. (1982)........................................................ passim
No. 90-813
In The
Supreme Court of tJje tfmteb
October Term , 1990
Houston Lawyers’ Association, et al.,
Petitioners,
v.
Attorney General of Texas, et al.,
Respondents.
On Writ of Certiorari to the United States
Court of Appeals for the Fifth Circuit
REPLY BRIEF FOR PETITIONERS
ARGUMENT
Introduction and Summary o f Argument
The argument raised in the United States’ brief advances
a standard for assessing vote dilution claims under §2 that
was expressly rejected by Congress. The rights of minority
voters cannot be subordinated to the state’s interest in
2
continuing to use electoral schemes that exclude minority
voters from meaningful participation in the electoral process.
For the following three reasons, none of the
Respondents’ arguments advance supportable grounds upon
which this Court can deny relief to the Petitioners. First,
the so-called "single-person office" principle is inapplicable
to the judicial offices challenged in this case. Second, the
first prong of the tripartite vote dilution test set out in
Thornburg v. Gingles, 478 U.S. 30 (1986), does not
preclude the application of §2 to the election of judges.
Third, Congress exercised its enforcement powers under the
14th and 15th Amendments to cover state judicial elections
under §2.
3
I. The State’s Nonracial Reasons for the Use of At-
Large Elections Cannot Outweigh a Clear Showing
of Racial Vote Dilution.
A. A Vote Dilution Analysis that Requires Courts to
Defer to the State’s Interest in Maintaining At-
Large Judicial Election Schemes Reintroduces
the Intent Test Expressly Rejected by Congress in
Amending §2
Although the United States agrees with the Petitioners
that §2 covers the election of trial judges, it presents a new
standard for assessing vote dilution claims involving the
election of judges under the Act. The United States argues
that a state’s "strong, nondiscriminatory reasons for at-large
judicial elections . . . can spell the difference between a
lawful and unlawful electoral scheme."1 U.S. HLA Brief at
17. In essence, the United States argues that legitimate state
reasons for using a challenged election scheme may
‘Although the only question with regard to the state’s interests
properly before this Court is that raised by Judge Higginbotham and the
Respondents -- namely, whether the state’s interests may pretermit the
application of §2 to the election of judges - the United States’ argument
is sufficiently troubling to merit discussion here. Judge Higginbotham’s
argument was discussed in our opening brief. See HLA Petitioners’ Brief
at 24-49.
4
constitute an affirmative defense to proof of racial vote
dilution.
This analysis radically departs from established
standards for determining vote dilution under §2. No court
ever has afforded controlling weight to the state’s interests
in a vote dilution case. Indeed, to afford such weight to the
state’s interests defeats the very design of §2’s results test
as contemplated by Congress and as interpreted by this
Court, and re-imports into the vote dilution analysis the
intent inquiry expressly rejected by Congress in amending
the Act in 1982.
The United States argues that a state’s interest in
maintaining a challenged election scheme is entitled to
"deference" except when "the plaintiffs can prove that the
adoption or maintenance of an at-large system, whenever it
occurred, was motivated by racial discrimination." U.S.
HI A Brief at 23 n.14. The practical effect of this standard
is to make all vote dilution claims turn on the plaintiff’s
ability to prove the illegitimacy of the state’s interests.
5
Plaintiffs will prevail only when the state’s asserted interests
are, in fact, a pretext for intentional discrimination.
Congress expressly rejected placing this burden upon
plaintiffs.
The "totality of the circumstances" test was specifically
designed to avoid an analysis of the rationale behind the use
of a particular electoral structure — even if that rationale was
nondiscriminatory. Thus, Congress explicitly instructed that
"the specific intent of this [§2] amendment is that the
plaintiffs may choose to establish discriminatory results
without proving any kind of discriminatory purpose."
Senate Report No. 97-417, 97th Cong., 2nd Sess. (1982) at
28 (emphasis added)( hereinafter "S.Rep. a t__").
Nor did Congress give states the right to assert
nondiscriminatory purposes as an affirmative defense to a
vote dilution claim. In fact, Congress specifically refused to
endorse the test advanced by the United States, which would
permit states to assert the legitimacy of their electoral
schemes to rebut the plaintiffs proof of vote dilution. See
6
Additional Views of Senator Robert Dole,2 S. Rep. at 195
(rejecting suggestion that "defendants be permitted to rebut
a showing of discriminatory results by a showing of some
nondiscriminatory purpose behind the challenged voting
practice or structure")(emphasis added). Instead, Congress
decided that whether a challenged electoral practice was
adopted or maintained for legitimate reasons is of little or no
probative value to a §2 results inquiry. S. Rep. at 27
(courts need make no determination "about the motivations
which lay behind" the adoption or maintenance of a proposed
electoral practice).
The United States, however, now advocates a radical
departure from Congress’ directive. It contends that "to the
extent that there are legitimate and strong state interests in
the at-large election of trial or appellate judges, that is
2Senator Dole is recognized as the architect of §2(b) of the amended
Act. See Boyd & Markman, ''The 1982 Amendments to the Voting
Rights Act: A Legislative History," 40 Wash, and Lee L.Rev. 1347,
1414-1415 (1983).
7
powerful evidence that minority electoral failure3 is not the
product of a ‘built-in bias’ against minorities but stems,
instead, from other, neutral factors." U.S. HLA Brief at 23.
The United States’ statement regarding "built-in bias"
can be interpreted several ways, all of which are erroneous.
To the extent that the United States uses "built-in bias" to re
import a motivational analysis into a §2 inquiry, the
statement is at odds with the amended statute. Under
amended §2’s results test, it is immaterial whether plaintiffs
can prove that there is "built-in bias" in the challenged
electoral scheme. Thus, even if a state adduces evidence
that its policy is "well-established historically, ha[s]
legitimate functional purposes and was in its origins
completely without racial implications," this evidence does
not change a plaintiff’s showing of vote dilution. Gingles v.
Edmisten, 590 F.Supp. 345 (E.D.N.C. 1984), aff’d, 478
Petitioners have proved more than just minority electoral failure.
Based on the "totality of the circumstances" Petitioners proved, and the
district court found, that African American voters in Harris County "do
not have an equal opportunity to participate in the electoral process and
elect candidates of their choice" in district judge elections. Pet. App. at
290a-291a.
8
U.S. 30 (1986). Quite to the contrary, persistent minority
electoral failure as a result of a confluence of "neutral
factors" is the very essence of a §2 claim.
If the United States’ reference to "built-in bias" reflects
its view that a state’s strong, legitimate interest in a
particular electoral practice may cleanse a finding of
discrimination, the statement is plainly wrong. The strength
of the state’s interest in a particular election scheme tells the
court nothing about whether the system effectively precludes
minorities from meaningful electoral participation.
No language in the statute supports the view that a
state’s bona fide reasons for using a particular election
structure cleanses that system of discriminatory results.
Section 2(b)’s terms are specific. They delineate a clear
standard for claims brought under the results test. That
standard is further clarified by the Senate Report, in which
Congress identifies the factors most relevant to a dilution
inquiry. S. Rep. at 28-29. The test, as set out in the Senate
Report, "provide[s] ample guidance to federal courts"
9
reviewing §2 claims. S. Rep. at 16. The United States may
not ignore this guidance and engraft onto the "results" test
its own, contrary standard for assessing claims under §2.
There is no case law supporting the United States’
argument. No court ever has refused to find liability
because the strength or legitimacy of the state’s interests
outweighed the plaintiff’s claims. In fact, in the cases relied
on by Congress in developing the results test, lower courts
expressly refused to immunize dilutive election schemes from
challenge simply because they "satisfy some legitimate
governmental goals." Robinson v. Commisioners Court,
Anderson County, 505 F.2d 674, 680 (5th. Cir. 1974). In
the relevant case law, the fundamental meaning of "built-in
bias" is that despite legitimate state interests, the system
operates to discriminate against minorities. See e.g.,
Kendrick v. Walder, 527 F.2d. 44, 49 (7th Cir. 1975).
Most disturbing, however, is the United States’
contention that a state’s reasons for using a challenged
electoral structure can justify or excuse that system’s racially
10
discriminatory effect. See U.S. HLA Brief at 17 (referring
to legitimate "justification" for electing judges under present
system); U.S. HLA Brief at 28 (arguing that although some
state interests may be "insufficient to justify a racially
dilutive electoral process," other interests might meet that
standard). The United States’ admission that, in its view,
racially dilutive electoral processes may be permissible if
they serve strong state interests is critically revealing. It
demonstrates the United States’ willingness to subordinate
the rights of the intended beneficiaries of the Voting Rights
Act, even when dilution is proven, to the interests of the
state.
In several of the 23 racial dilution cases that the United
States mentions as having been relied on by Congress in
amending §2, jurisdictions offered their legitimate, nonracial
reasons for adopting and maintaining an at-large election
structure. U.S. HLA Brief at 21-22. Nothwithstanding the
legitimate reasons offered for the use of at-large elections in
those cases, Congress decided that "even a consistently
11
applied practice premised on a racially neutral policy would
not negate a plaintiff’s showing through other factors that the
challenged practice denies minorities fair access to the
process." S.Rep. at 29 n. 117. Instead, Congress instructed
that "an aggregate of factors should be considered" in
assessing vote dilution claims.4 House Report No. 97-227,
97th Cong., 1st Sess. (1982) at 30 (hereinafter "House Rep.
a t__"). In enumerating these factors in both the Senate and
House Reports, Congress never put forth the state’s interest
as an affirmative defense to the use of a discriminatory
election scheme. See e.g., House Rep. at 30; S. Rep. at 28-
,)This conclusion was consistent with the lower court cases reviewed
by Congress. In those cases the district courts recognized that
"[dilution, as with so many complex factual determinations turns on an
aggregation of the circumstances." Turner v. McKeithen, 490 F.2d 191
(5th Cir. 1973). See also Nevett v. Sides, 533 F.2d 1361 (5th Cir. 1976)
(remanding for proper assessment of aggregate of factors); Wallace v.
House, 515 F.2d 619, 623 (5th Cir. 1975) vacated on other grounds, 425
U.S. 947 (1976). Thus, although the state’s interests were weighed, they
were considered along with all of the other factors relevant to the
existence of vote dilution, and were afforded no greater weight than other
factors.
At the remedy stage, courts sought to accomodate the state’s
interests to the extent practicable in fashioning or approving a remedy to
cure the proven dilution. See e.g., Moore v. Leflore County Board of
Election Com’rs, 502 F.2d. 621 (5th Cir. 1974) (affirming the district
court’s rejection of a remedial plan that diluted African American voting
strength and undermined legitimate state interests in equality of road
mileage and land area); Perry v. City o f Opelousas, 515 F.2d 639, 642
(5th Cir. 1975).
12
29. See also Brief of HLA Petitioners at 45-49.
To the contrary, when it amended §2, Congress
modified the standards set out in Zimmer v. McKeithen, 485
F.2d 1297 (5th Cir. 1973), for assessing vote dilution claims
and explicitly eliminated, as a primary factor in a vote
dilution analysis, the state’s nondiscriminatory reasons for
using a challenged electoral scheme. Congress decided
instead that the state’s rationale is relevant only as an
optional factor in the plaintiffs’ proof of discrimination.5
Compare Zimmer, 485 F.2d at 1305, and S. Rep. at 28-29.
Congress identified 7 other factors that were more probative
3Congress identified the tenuousness of the state’s policy underlying
the use of the challenged electoral practice as an "additional factor that
in some cases has had probative value as part o f the plaintiffs’ evidence"
to establish vote dilution. S. Rep. at 29.
Under Congress’ results test, the state’s interests are irrelevant to
proving the existence of vote dilution unless the plaintiffs attempt to
prove "tenuousness" as part of their case in chief. When plaintiffs, as
in this case, invite the inquiry, then tenousness is merely one factual
question as part of the totality of the circumstances that may be found
in favor of the plaintiffs or the defendants. The finding that a state
electoral policy is not tenuous, however, is not an affirmative defense to
proven vote dilution based on an aggregate of the other, more probative,
factors identified by Congress.
Congress similarly decided that the "unresponsiveness'' of elected
officials is not a primary factor which need be proven by plaintiffs in a
vote dilution case. Compare Zimmer, 485 F.2d at 1305 (listing
unresponsiveness of elected officials prominently among factors to be
considered) and S. Rep. at 29, supra.
13
of a §2 claim than articulated state interests. The United
States simply ignores Congress’ instructions and develops its
own test for determining vote dilution under §2.
B. The State’s Interest in Electing Judicial
Candidates At-Large is Entitled to No Greater
Deference than Its Interest in Electing Non-
Judicial Candidates At-Large
The United States argues that because the "role of
judges differs from those [sic] of legislative or executive
officials" in that "judges are expected to be fair and
impartial," the State’s interest in using at-large elections may
be "compelling," so as to defeat a claim of vote dilution.
U.S. HLA Brief at 22 and 24. This argument is premised on
the wholly insupportable and insulting premise that the
election by minority voters of judicial candidates of their
choice will destroy the impartiality judiciary.
According to the United States, an election scheme in
which a white majority controls the election of judges is
"accountable", while a system in which an African American
14
majority elects some judges is "partial."6 Therefore,
although the United States characterizes the current electoral
system in Harris County, which prevents minority voters
from meaningfully participating in the election of the
county’s 59 district judges, as one in which "all the people
who may generally appear before a particular judge have a
voice in the election" of that fair and impartial judge,7 U.S.
6Defendant-intervenor Wood is perhaps most candid and unabashed
in articulating the concern that underlies the Respondents’, Judge
Higginbotham’s and the United States’ argument. In a revealing
mischaracterization of the the petitioners’ claims, Judge Wood asserts that
the petitioners in Harris County seek to elect "black judges . . .
accountable to black voters while other judges would be accountable to
non-black voters." Brief of Respondent-Intervenor Sharolyn Wood at
43 (hereinafter "Wood Brief a t__"). Judge Wood even declares that the
African American voters in Harris County advocate "a separate but equal
black judiciary serving the black community.” Id. (emphasis added).
What petitioners in fact seek as voters, not litigants, is participation in the
selection of a county judiciary electorally accountable to all members of
the electorate.
7The United States’ position is ironic in that it, like that of the
Respondents and Judge Higginbotham, fails to express similar concern,
that minority voters and litigants under the present, purportedly "fair",
system have virtually no opportunity to appear before judicial candidates
of their choice. Judge Higginbotham, who attempts to calculate the
likelihood of African American litigants in Harris County appearing
before a judge elected from a "minority-dominated" subdistrict under a
hypothetical 59 electoral sub-district plan, Pet. App. at 107a, never
attempts to calculate the likelihood of African American litigants
appearing before African American judges for whom they voted under
the current system.
Of course, pointing out this irony does not address the legal flaw
in the United States’ argument: the right at stake is not the right of
people who appear before a judge, but the right of African American
voters to equal opportunity with white voters to participate in the election
15
HLA Brief at 23, it predicts that an alternative electoral
system in which minority voters have a meaningful
opportunity to participate in the election of some of the
county’s judges will result in a "partial" judiciary controlled
by a "relatively discrete segment of the jurisdiction."8 Id.
These erroneous assumptions taint the United States’,
the defendants’ and Judge Higginbotham’s analysis, and lead
them all to the same conclusion - that the election of judges
must be protected from vote dilution claims by minority
voters. The irrational assumption that African American
judges would not uphold the judicial oath of impartiality
because they were elected by voters of their same race,
however, does not warrant the creation of special rules and
exceptions for determining claims involving judicial elections
of any government official.
’Under the United States’ definition, African American voters are a
"special interest group," U.S. HLA Brief at 25, while white voters are
the neutral public.
16
under the Voting Rights Act.9
Moreover, the reasons offered by Texas for electing
judges countywide are not unique to the election of judges.
The state’s rationale is, as the United States’ concedes, "the
reason usually given in support of at-large elections for
municipal offices [namely] that at-large representatives will
be free from possible ward parochialism and will keep the
interests of the entire city in mind as they discharge their
duties."10 U.S. HLA Brief at 22, quoting Wallace v. House,
Respondents make this argument even though alternative remedies,
alleged by the HLA Petitioners in their complaint in intervention, could
alleviate the unlawful dilution proved without the use of sub-districts.
See HLA Petitioners’ Brief at 57-60.
Although HLA Petitioners take issue with the State Respondents’
contention that even the use of limited or cumulative voting would
require sub-districting in Harris County, Brief of Respondents at 29, that
argument would be most appropriately addressed at the remedial stage of
this litigation.
‘“There is no evidence in the record indicating that Texas adopted or
maintained the current method of electing judges to serve the state’s
interest in a "fair and impartial judiciary." To the contrary, all of the
evidence in the record points to the conclusion that Texas chose to elect
its judges in the same maimer that it elects candidates for other elected
offices simply because that was its custom and not to serve any particular
or ''compelling" interest related to the function of judges.
Indeed, the testimony of Respondent-Intervenor Judge Harold Entz,
undermines the notion that at-large elections are necessary to preserve
impartiality of judges. TR. at 4-90 (testifying that he knows of no
instances in which the impartiality of Texas’ Justices of the Peace, who
are elected from sub-districts, has been questioned).
17
515 F.2d 619, 633 (5th Cir. 1975), vacated on other
grounds, 425 U.S. 947 (1976). See also U.S. HLA Brief at
25. These reasons are entitled to no greater weight simply
because the elected office at issue is judicial. Indeed
because judges are bound by an oath of impartiality no
matter how they are elected, the "ward parochialism"
concern is even less compelling in the context of judicial
elections than it is in the context of legislative contests.
The United States’ position is particularly insupportable
because the HLA Petitioners did not allege a violation based
on at-large elections only. Petitioners specifically challenged
the exclusionary features of the at-large election scheme.
JA. at 16a ("[district judges in Texas are elected in an
exclusionary at-large, numbered place system"). The
exclusionary features of the current election scheme,
including the numbered post and staggered election
requirements, permit the same racially homogeneous 51% of
the electorate to choose 100% of the county’s judges year
18
after year.11 Because voting is highly racially polarized in
Harris County, the 18% African American electoral minority
can rarely, if ever, elect candidates of its choice, under this
system.
The State in this case has not raised any legitimate
interest in maintaining the exclusionary features of its at-
large election system, nor has the State explained how these
features are related to maintaining a "fair and impartial"
judiciary. Neither the State nor Judge Higginbotham has
explained why HLA Petitioners’ proposed alternative at-
large election systems, which would lower the threshold of
exlusion for minority voters, would not accomodate the
State’s purported interest in maintaining the county wide
electoral feature. Indeed, the State Respondents concede that
the HLA, in proposing cumulative and limited voting as
alternative electoral systems, have suggested a "creative
uThe Respondents’ contention that petitioners have advanced a per
se challenge to the at-large system is completely undercut by the fact that
the HLA Petitioners alleged that a non-exclusionary at-large system could
cure the dilutive nature of the current system. J.A. at 20a.
19
[and] useful" solution to curing the proven dilution.12 Brief
of State Respondents at 29.
C. The State’s Nondiscriminatory Reasons for
Electing Judicial Candidates At-Large
Cannot Cleanse the Proven Vote Dilution
in this Case
To follow the argument advanced by the United States,
courts would have to ignore the fact that African American
voters cannot effectively participate in district judge
elections, simply because the current electoral scheme
purports to serve the state’s interest.13 Congress’ decision to
12The appropriateness of a remedy is case-specific. Therefore,
contrary to the State Respondents’ contention, the fact that a lower court
refused to uphold the use of limited voting in a particular case is
irrelevant to the propriety of that remedy in the case at hand. Brief of
State Respondents at 29, citing McGhee v. Granville County, 860 F.2d
110 (4th Cir. 1988). In McGhee, in fact, the plaintiffs limited their
challenge to the "at-large” feature of elections for the County Board of
Commissioners. 860 F.2d at 113. Here, HLA petitioners specifically
challenged the exclusionary features of the at-large system and alleged
that alternative at-large remedies could cure the proven violation in
Harris County.
’’Although Texas has expressed an interest in a fair and impartial
judiciary, the integrity of a state’s judiciary is undermined when one
racial group in the community cannot participate in its selection. See,
Brief of Chisom Petitioners at 61. It would seem logical to assume that
Texas’ purported interest in a fair and impartial judiciary would be
served by the inclusion of minority voters in the electoral process.
20
end voting discrimination "comprehensively and finally," in
amending the Act will not tolerate such judicial indifference
to minority political and electoral exclusion. S. Rep. at 5.
Moreover, in this case the State’s articulated reasons
for maintaining county wide judicial elections do not negate
the overwhelming evidence that racial vote dilution exists in
district judge elections in Texas.
The facts in Harris County, as found by the district
court, point indisputably to the existence of vote dilution. In
17 contested district judge general elections in Harris County
from 1980-1988, only 2 African Americans won.14 Pet.
wRespondent-intervenor Wood simply ignores the findings of the
district court and reasserts the facts offered by her expert. Many of these
facts were rejected by the district court because they were of little
probative value. For instance, Judge Wood asserts that the plaintiffs’
expert "ignored the three 1978 district judge elections in which blacks ran
— and won — contested races against a white candidate." Wood Brief at
8. In fact, all three African American candidates ran uncontested in the
general election that year, although they had opposition in the primary.
Judge Wood correctly states, however, that "[t]wo of those black
judges have run -- and won -- every four years since 1978. Only one of
those four races was contested; therefore, Petitioners counted only that
race." Id. Consistent with the racially polarized voting analyses approved
by this Court and lower courts, Petitioners indeed focused only on
contested races, specifically those in which African American candidates
faced white opponents. . See e.g., Gingles, 478 U.S. at 52-61. See
also Westwego Citizens for Better Government v. City ofWestwego, 872
F.2d 1201 (5th Cir. 1989). Judge Wood’s conclusions, on the other
hand, are based on uncontested elections, elections involving only white
candidates, and elections involving Hispanic candidates, although no
21
App. at 279a. African American and white candidates, even
within the same political party, are elected at grossly
disparate rates. Thus, 52% of white Democratic judicial
candidates were elected between 1980 and 1988, while only
12.5% of African American Democratic candidates were
elected.15 TR. at 3-134-135. This fact, along with the
history of discrimination in the County touching upon the
claims on behalf of Hispanic voters in Harris County were advanced by
any of the plaintiffs. Therefore, Respondent-Intervenor Wood’s inflated
figures which purport to show the success rate for African American
candidates injudicial elections in Harris County was not accepted by the
district court, and instead the court found the statistical evidence
presented by the HLA "legally competent and highly probative." Pet.
App. at 296a-297a.
As to the one contested general election referred to by Judge Wood
in which the African American candidate won against a white incumbent,
the results of that election only further support the plaintiffs’ claims. In
1982 Judge Thomas Routt, the African American incumbent, won the
general election by a bare majority over a virtual unknown. TR. at 3-
162-163; TR. at 3-329. Judge Routt won with only 51.3 % of the vote,
and testified that keeping voters ignorant of his ethnicity assisted his slim
victory. TR. at 3-206-207.
The facts found by the district court are subject to the clearly
erroneous standard of Rule 52. Anderson v. City of Bessemer City,
N.C., 470 U.S. 564, 573 (1985). Furthermore, in §2 cases this Court
has directed reviewing courts to defer to the local district judges’s
"particular familiarity with the indigenous political reality" of the State.
Gingles, 478 U.S. at 79. Should this case be remanded to the Court of
Appeals for review of the merits, the panel would be bound by these
standards.
15Respondent-intervenor Wood dismisses this 40% disparity in
candidate success rates between African Americans and whites within the
Democratic Party as a natural result of "the vagaries of politics.” Wood
Brief at 44.
22
right of African Americans to vote, the depressed
socioeconomic condition of the county’s African American
population, the inability of African American incumbent
district judges to be elected, and the existence of extreme
racial polarization in voting, support a finding of vote
dilution.
D. The District Court Properly Weighed the State’s
Interests in this Case
The United States erroneously states that the district
court "did not consider whether the State has a strong"
interest in using at-large elections for judges. U.S. HLA
Brief at 24. Contrary to the United States’ contention, the
State’s interests were presented to, and carefully assessed by,
the district court. Indeed 3 1/2 pages of the district court’s
decision are devoted to a factual analysis of the interests
asserted by the State, each discussed in turn. Pet. App. at
23
281a - 284a.16 The court ultimately found that these interests
were "not compelling." Id. at 283a. In particular, the
district court found that the State’s interests could be
accomodated using one of several possible remedies.17 Id.
at 284a.
E. A §2 Remedy is Directed at Curing Dilution in
the Electoral Process, Not Altering the Functions
Performed by Judges
Texas’ repeated assertion that applying §2 to elected
judges will result in federal courts taking over from the
16The district court described the state’s asserted interests as: "(1)
judges elected from smaller districts would be more susceptible to undue
influence by organized crime; (2) changes in the current system would
result in costly administrative changes for District Clerk’s offices; and (3)
the system of specialized courts in some counties would disenfranchise
all voters’ right to elect judges with jurisdiction over some matters."
Pet. App. at 281a - 282a.
‘’Contrary to Respondents’ assertions, weighing the state’s interests
at the remedy phase does not "retreat'' from Gingles. Brief of State
Respondents at 44. The first prong of Gingles, in which minority voters
show that they are sufficiently numerous and geographically compact to
constitute a majority in a single-member district, does not ask plaintiffs
to propose a remedy before they prove liability. The first prong of
Gingles, as discussed infra at pp. 31-33, is a demonstration of the causal
relationship between the challenged electoral structure and the dilution of
minority voting strength.
24
states the function and administration of the judiciary, fatally
mistates the proper scope of the remedy inquiry and the role
of the state’s interests in the remedial phase of the litigation.
See Brief of State Defendants at 19-22.
First, §2 protects the rights of voters, not litigants. As
a result, a §2 remedy is directed at changing the electoral
process.18 It does not, as the State Respondents suggest,
"intrude into state judicial functions" or purport to change
the way judges decide cases. Id. at 19-22.
Second, the State underestimates its own role under §2
in remedying the proven vote dilution. At the remedy phase
the State, not the federal court, is accorded the first
opportunity to propose an election system that affords
minorities an equal opportunity to participate in the election
of judges. See McDaniel v. Sanchez, 452 U.S. 130, 150
18For this reason, the Respondents’ argument — that the relevant
standard for measuring minority electoral success in judicial contests is
the pool of eligible minority lawyers — fails. See State Respondents’
Brief at 28; Woods Brief at 44-45. The Voting Rights Act does not
protect the rights of minority lawyers to be elected as judges. It protects
the rights of minority voters to an equal opportunity to elect the
candidates of their choice.
25
n.30 (1981). So long as the dilution is completely remedied,
the State may use its discretion in fashioning a plan to
accomodate its bona fide interests. Indeed, so long as it
cures the proven violation, the federal court must defer to
the State’s proferred plan. White v. Weiser, 412 U.S. 783,
797 (1973). Texas’ exaggerated claims of intrusion by the
federal court into the State’s judicial system are not a
necessary result of applying §2 to judicial elections.
In this case, in accordance with established remedial
principles, the district court consistently expressed its
preference for a State-created remedial plan, J.A. at 159a;
Pet. App. at 303a. The court entered an interim order only
after the Texas legislature failed to take action during its
Special Session to create a remedial plan for district judge
elections. J.A. at 159a-161a. The district court
subsequently entered an order for an interim remedial plan
to be used for the then upcoming 1990 elections only. Id. at
162a. The sub-district elections required in that plan
mirrored the sub-district plan agreed upon by the State
26
defendants and the plaintiffs in an earlier settlement
agreement.19 Id. The proceedings in this case demonstrate
that the State, therefore, has the opportunity to act as the
principal architect of a remedial plan for the election of
judges, should it choose to exercise its power.20 The State
is not, as the Texas Respondents suggest, a powerless entity
that sits on the sidelines as the federal court restructures its
judicial electoral system, unless it chooses to play such a
passive role.
Nor will the application of amended §2 to the state
judiciary affect the ability of the states to change to an
appointive system for electing judges, as Texas asserts.
19In addition, the district court’s plan abolished partisan elections.
Plaintiffs never challenged the partisan nature of district judge elections
in the challenged counties.
20As discussed in our opening brief, the State is free to propose
alternative remedies that remove the exclusionary features of the current
electoral scheme, such as cumulative or limited voting. The existence
of alternative remedies underscores the fallacy of Judge Higginbotham’s
and the Respondents’ premature and incomplete remedy analysis.
Nor is consideration of these alternative remedies precluded because
"Congress never debated” their use. Brief of State Respondents at 31.
At the remedy phase of §2 litigation "courts should exercise [their]
traditional equitable powers to fashion relief so that it completely
remedies the prior dilution." S. Rep. at 31. Within these parameters,
courts may consider any remedies proposed by the parties.
27
Brief of State Respondents at 30. As a matter of law, even
under the Respondents’ reading of the statute, plaintiffs could
challenge a State’s change from an elective to an appointive
system under a §2 intent analysis. House Report at 18. If
they were to proceed under a results test, however, plaintiffs
would be required, as in any §2 claim, to prove that the shift
from an elective to an appointive system actually violated §2
of the Act. Even in the absence of §2, however, such a
change in Texas would be covered by §5, and would require
preclearance from the Justice Department. This court has
consistently affirmed §5’s application to the election of
judges. Georgia State Board o f Elections v. Brooks, 111
S.Ct. 288 (1990); Martin v. Haith, A ll U.S. 901 (1986).
28
II. The State’s Principal Argument Rests on a
Fundamentally Erroneous Definition of a
Single-Person Officer
In our opening brief, Petitioners demonstrated that §2
unquestionably applies to single person offices. See HLA
Pettioners’ Brief at 35-36. Further, Petitioners showed that
even if the single person office analysis may be useful in
examining some electoral mechanisms, it clearly is
inapplicable to this case, in which 59 judges are elected from
one district. Id., at 36-37.
Consistent with §2’s focus on the structure of the
electoral system, the only court to address squarely the issue
of single member offices has held that the term has a clear
and unequivocal meaning that has nothing to do with the
function of the challenged office. Southern Christian
Leadership Conference v. Siegelman, 714 F. Supp. 511, 518
n.19 (M.D. Ala. 1989.)21 Furthermore, even courts faced
2lThe Siegelman court stated that "the true hallmark of a single-
member office is that only one position is being filled for an entire
geographic area, and the jurisdiction can therefore be divided no smaller.
While mayors and sheriffs do indeed ‘hold single-person offices . . .
they do so because there is only one such position in the entire
geographic area in which they run for election. . . . What is important
29
with judicial electoral structures in which several judges are
elected from the same district, repeatedly have held that
these structures are multimember. See Haith v. Martin, 618
F. Supp. 410 (E.D.N.C. 1985) aff’d A ll U.S. 901 (1986);
Clark v. Edwards, 725 F. Supp. 285 (M.D. La. 1988).
The single person office principle is a descriptive, not
an analytic device that has relevance, if at all,22 when a
challenged mechanism has only one office holder in the
entire jurisdiction. In fact, the holding of Butts v. City o f
New York, 779 F.2d 141 (2d Cir. 1985), cert, denied, 478
U.S. 1021 (1986), so heavily relied on by the State is
limited, by its express terms, to offices in which there is one
officeholder per jurisdiction.
is how many positions there are in the voting jurisdiction. It is
irrelevant, in ascertaining the potential existence of vote-dilution, that
these officials happen to exercise the full authority of their offices alone."
22See, Brief on Petition for Writ of Certiorari of United States as
Amicus Curiae in Whitfield v. Clinton, No. 90-383 (cert, denied)
(questioning the viability of Butts on the ground that "the [Voting Rights
Act] language makes no exception for majority vote requirements, either
for single member offices or other types of elected positions. ") See also,
Brief of Lawyers’ Committee for Civil Rights Under Law as Amicus
Curiae in H.L.A. v. Attorney General of Texas, at 26 and n.22.
30
Contrary to the State’s assertion, nothing in Butts
authorizes an inquiry into the challenged officeholder’s
decisionmaking role.23 The fact that Texas trial judges
perform certain functions alone cannot insulate these
positions from §2 scrutiny. As Amicus the Lawyers’
Committee clearly argues in its brief to this Court, Texas’
application of a so-called solo decision maker theory to the
challenged 59-member body is nothing more than a policy
judgment that trial judges should not be elected from
subdistricts. Such policy questions are never dispositive of
Section 2’s applicability and are clearly inappropriate at the
liability phase of the proceedings.
“in fact, examination of the functions of the challenged offices in
Butts reveals that all of the positions involved collegial decisionmakers.
See, e.g., Morris v. Board o f Estimate, 489 U .S .__, 103 L. Ed. 2d. 717
(1989). Moreover, the challenged mechanism in Butts was a runoff
primary law, not the at-large structure of the district. Thus the entire
weight of the State’s invented "solo decisionmaker exception" rests on
Second Circuit dictum about an issue not before that court.
31
Id . Vote Dilution Can Be Measured in the
Absence of the One-Person, One-Vote
Requirement
The State of Texas argues that vote dilution cannot be
measured under §2 injudicial election cases because the first
prong of the tripartite Gingles test, requiring minority voters
to prove that they are sufficiently numerous and
geographically compact to constitute a majority in a single
member district assumes the applicability of the one-person,
one-vote rule. Brief of State Respondents at 27. In the
absence of the one-person, one vote rule, the State argues,
there is no articulable standard for measuring "undiluted"
minority voting strength. Id. at 27, quoting Gingles, 478
U.S. at 88 (J. O’Connor, concurring).
Texas overstates the significance of the illustrative
single-member district discussed in Gingles. In that case,
plaintiffs presented illustrative maps to demonstrate that
majority African American single-member districts could be
created to give minority voters an opportunity to elect
32
candidates of their choice to the North Carolina legislature.
This Court approved that demonstrative model and noted that
"the single-member district is generally the appropriate
standard against which to measure minority group potential
to elect because it is the smallest political unit from which
representatives are elected." Gingles, 478 U.S. at 50 n. 17
(emphasis added).
In Harris County, an unusually large election district in
both physical size and population, plaintiffs quite easily
could rely on districts used throughout the state to elect
district judges as a "measure" to create illustrative districts
in which minority voting strength would not be diluted. In
other cases, plaintiffs may use other guides to measure
minority voting strength. For example, using sub-districts
to illustrate "undiluted minority voting strength," plaintiffs
may draw sub-districts based on the average electoral unit
used by the state to elect similar officers. For instance, in
Texas, district judge districts range from populations of
20,000 to over 2 million. Many judicial districts have
33
populations under 50,00c.24 See U.S. Brief of United States
at 26 n.19. Thus, petitioners in this case, demonstrated that
African American voters in Harris County could constitute
a majority in at least thirteen single-member districts with
populations of approximately 40,000 each, a size well within
the population variances tolerated by state policy.
Plaintiffs may also demonstrate, by mathematically
calculating the electoral threshold of exclusion, that minority
voters possess the "potential to elect" candidates of their
choice under a limited or cumulative voting scheme.25 In
this case, where Petitioners challenge particular exclusionary
features of the at-large system, such a demonstration would
also constitute proof of the causal nexus between the current
electoral scheme and the impairment of minority voters’
24In fact, 29 state district judges are elected from districts of less than
30,000 persons. Brief Amicus Curiae of Mexican-American Legislative
Caucus, et al., filed in LULAC v. Mattox, Fifth Circuit No. 90-8014, at
12.
25See e.g. , Karlan, "Maps and Misreadings: The Role of Geographic
Compactness in Racial Vote Dilution Litigation," 24 Harv. C.R.-
C.L.L.Rev. 173, 223-236 (1989); R. Engstrom, D. Taebel & R. Cole,
"Cumulative Voting as a Remedy for Minority Vote Dilution: The Case
of Alamogordo, New Mexico," The Journal of Law & Politics, Vo. V.,
No. 3 (Spring 1989). See discussion in HLA Petitioners’ Brief at 57-60.
34
ability to elect candidates their of choice.
IV. Congress Has Exercised its Enforcement Power
Under the 14th and 15th Amendments to Outlaw
Racial Vote Dilution in All Elections
The State of Texas posits as the central question in this
case, whether Congress use its enforcement authority under
§ 5 of the Fourteenth Amendment or § 2 of the Fifteenth
Amendment to outlaw unintentional racial vote dilution in
elected state judicial systems." State Respondents’ Brief at
12. The answer to this basic question is, yes.
According to the State of Texas, Congress could not
have exercised its enforcement powers to outlaw racial
discrimination in judicial elections unless it clearly and
specifically stated that it intended to do so, id. at 12-17, and
could not have exercised that power over judicial elections
in the absence of specific fact-finding regarding racial
discrimination in judicial elections. Id. at 17-19.
35
This Court specifically has held that "Congress has full
remedial powers to effectuate the constitutional prohibition
against racial discrimination in voting." South Carolina v.
Katzenbach, 383 U.S. 301, 326 (1966). In Oregon v.
Mitchell, 400 U.S. 112 (1970), the Supreme Court upheld
Congress’ ban on literacy tests "even though there were no
findings of nationwide discrimination in voting, let alone
findings that literacy tests had been used to discriminate
against minorities in every jurisdiction in the country." S.
Rep. at 42. Therefore, Congress may use its Fourteenth
and Fifteenth Amendment powers to "enact legislation whose
reach includes [jurisdictions] without a proven history of
discrimination." S.Rep. at 42.
Just as Congress did not need to document the
discriminatory use of literacy tests in every jurisdiction in
the country to justify the 1970 amendments to the Voting
Rights Act, neither is Congress required to document racial
discrimination in the election of judges, to make §2
applicable to the elected judiciary. Indeed, unlike the
36
prohibition upheld in Oregon, §2 is not a blanket prohibition
against the use of a particular electoral scheme or practice.
Minority voters must prove the existence of vote dilution in
the particular election scheme used by a jurisdiction under
§2. Under the totality of the circumstances, judicial election
schemes are each reviewed on a case by case basis.
Moreover, facts related to minority state court judges
were explicitly included in the data relied upon by Congress
in amending §2. See e.g. House Report at 7-9; Hearings
Before the Subcomm. on Civil and Constitutional Rights of
the House Comm, on the Judiciary, 97th Cong., 1st Sess.
(1981) at 38, 193, 239, 280, 503, 574, 804, 937, 1182,
1188, 1515, 1528, 1535, 1745, 1839, 1647; Hearings on
S.53, S.1761, S.1992, and H.R. 3112 Before the Subcomm.
on the Constitution of the Sen. Comm, on the Judiciary,
97th Cong., 2d Sess. (1982) at 208-09, 669, 748, 788, 789.
Contrary to the State Respondents’ claim that there is only
a "meager collection of references" to the election of judges,
Brief of State Respondents at 25, the legislative history of
37
the amended Act contains numerous references in the
hearings26 to discrimination in judicial elections and the
importance of increased minority participation in the state
elected judiciary. These references, exhaustively cited and
discussed in the Amicus Brief of the Lawyers’ Committee
for Civil Rights Under the Law, et al., at 14-19, critically
undermine the Respondents’ argument.
Most importantly, Congress was satisfied that the need
for amended §2 had been "amply demonstrated." House
Report at 31. The House and Senate Report, as well as the
volumes of testimony in the legislative history attest to
Congress’ "deliberation" in amending §2 to serve as "the
major statutory prohibition of all voting rights
discrimination." S. Rep. at 30 (emphasis added). This
statement of purpose expresses Congress clear intention to
cover racial discrimination in all elections, including those
for state judges.
26The House and Senate hearings held in 1981 and 1982 represent
Congress’ fact-finding in amending the Act.
38
In light of Congress’ repeated insistence that amended
§2 of the Act, covers all elections, see e.g. language of
§2(a) and § 14(c)(1), it is incumbent upon the Respondents to
demonstrate Congress’ clear intention to exclude judicial
elections from the Act in 1982. The only offer of proof
made by the defendants and the Fifth Circuit in this regard
is the use of the word "representatives" in §2(b) of the Act.
For the reasons incorporated by reference in our opening
brief, the use of the word "representatives" in §2(b) of the
Act does not warrant the exclusion of elected judges from
the scope of the amended Act. See Chlsom Brief at 41-42.
Congress’ reasons for amending the Act are clear.
They are expressly set out at page 2 of the Senate Report in
a section appropriately titled "Purpose." None of those
reasons relate to the exclusion of elected judges from
coverage under §2 of the Act. Congress’ only purpose with
regard to §2 was "to amend the language . . . in order to
clearly establish the standards intended by Congress for
proving a violation of that section." S. Rep. at 2. Even the
39
Fifth Circuit agrees that the Act, prior to amendment in
1982, covered judicial elections, see Pet. App. at 26a-28a.
Congress’ stated purposes in amending the Act does not
mention excluding electing judges from §2, therefore, the
defendants cannot justifiably argue that Congress either
purposefully or inadvertently excluded judges from the scope
of amended §2.
40
CONCLUSION
For the reasons stated above, this Court should reverse
the decision below and remand the case for determination of
a proper remedy.
Respectfully submitted,
Of Counsel:
M atthews & Branscomb
A Professional Corporation
Julius LeVonne Chambers
^Charles Stephen Ralston
Sherrilyn A. Ifill
99 Hudson Street
Sixteenth Floor
New York, N.Y. 10013
(212) 219-1900
Gabrielle K. M cDonald
301 Congress Avenue
Suite 2050
Austin, Texas 78701
(512) 320-5055
Attorneys for Petitioners
* Counsel o f Record