Equal Employment Opportunity Commission v. Local 638 Brief Amici Curiae
Public Court Documents
July 17, 1995
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Brief Collection, LDF Court Filings. Equal Employment Opportunity Commission v. Local 638 Brief Amici Curiae, 1995. 36705bf3-b09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/fdecee8a-0b8e-4531-abe7-0ed7a9a2615c/equal-employment-opportunity-commission-v-local-638-brief-amici-curiae. Accessed November 23, 2025.
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95-6047(L)
95-6049
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
Equal Employment Opportunity Commission and City of New Y ork.
Plaintiffs-Appellees,
v.
Local 638, Etc.,
Defendant.
Local 28. Sheet Metal and A ir Conditioning Contractors’ A ssociation of New
York City. Inc., and the Sheet Metal and A ir Conditioning Contractors’
Association of Long Island, Inc., (Collectively the "Contractors’
Associations") and Sheet Metal Workers’ International Association Local
Union No. 28 ("Local 28"),
Defendants-Appellants.
On Appeal from the United States District Court
for the Southern District of New York
BRIEF OF THE NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC., AND
THE PUERTO RICAN LEGAL DEFENSE AND EDUCATION FUND, INC., AS AMICI
CURIAE IN SUPPORT OF PLAINTIFFS-APPELLEES
Juan A. Figueroa
Kenneth Kimmerling
99 Hudson Street
Fourteenth Floor
New York. N Y 10013
(212) 219-3360
Attorneys for Amicus Curiae Puerto Rican
Legal Defense and Education Fund, Inc.
Elaine R. Jones
Director-Counsel
Theodore M. Shaw
Norman J. Chachkin
Charles Stephen Ralston
99 Hudson Street
Sixteenth Floor
New York, N Y 10013
- (212)219-1900
Attorneys for Amicus Curiae NAACP Legal
Defense and Educational Fund, Inc.
TABLE OF CONTENTS
INTEREST OF THE AMICI CURIAE ................................. 1
ARGUMENT ....................................................... 3
I. THE REMEDIAL POWERS OF THE FEDERAL COURTS TO
CORRECT ENTRENCHED EMPLOYMENT DISCRIMINATION HAVE
NOT BEEN UNDERMINED BY RECENT DECISIONS OF THE
UNITED STATES SUPREME COURT................ .. 3
A. The Decision in Adarand v. Pena Reaffirmed the
Remedial Powers of the Federal Courts.......... 3
B. The Court Below Applied The Proper Legal
Standard Regarding Race-Conscious Remedies. . 4
II. THE DISTRICT COURT'S REMEDIAL ORDERS WERE
APPROPRIATE AND NECESSARY TO ACHIEVE COMPLIANCE
AND AN END TO THE DISCRIMINATORY ACTIONS OF THE
UNION................................................. 6
A. Hiring Hall and Work Sharing Remedies........... 6
B. The Alteration of the 29.33% Goal................. 11
C O N C L U S I O N ........................................................
CERTIFICATE OF S E R V I C E ..... d
l
TABLE OF AUTHORITIES
Cases: Pages:
Adarand Constructors v. Pena, U.S. , 63 U.S.L.W. 4523
(June 12, 1995) ..................................... 3_5; 12
Local 28, Sheet Metal Workers International Association v. EEOC
478 U.S. 421 (1986) ........................ 2, 4, 5, 8, 11
Meredith v. Fair, 298 F.2d 696 (5th Cir. 1962) ............... 7
Patterson v. NMDU, 13 F.3rd 33 (2nd Cir. 1993) ............. 12
Smith v. Texas, 311 U.S. 128 (1940)............................... 7
United States v. Paradise, 480 U.S. 149 (1987) ............. 3-5
Statute: Pages •
§ 706(g), Civil Rights Act of 1964 5
Other Authority: Pages-
Uchitelle, Louis, "Union Goal of Equality Fails the Test of
Time," New York Times, July 9, 1995, p . 1, p . 18, col. 6 . 13
li
Nos. 95-6047(L) & 95-6049
UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION AND CITY OF NEW YORK,
Plaintiffs-Appellees,
V.
LOCAL 638, ETC.,
Defendant,
LOCAL 28, SHEET METAL AND AIR CONDITIONING CONTRACTORS'
ASSOCIATION OF NEW YORK CITY, INC., AND THE SHEET METAL AND AIR
CONDITIONING CONTRACTORS' ASSOCIATION OF LONG ISLAND, INC.,
(COLLECTIVELY THE "CONTRACTORS' ASSOCIATIONS") AND SHEET METAL
WORKERS' INTERNATIONAL ASSOCIATION LOCAL UNION NO. 28 ("LOCAL
28") ,
Defendants-Appellants.
On Appeal from the United States District Court
for the Southern District of New York
BRIEF OF THE NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC., AND
THE PUERTO RICAN LEGAL DEFENSE AND EDUCATION FUND, INC.,
AS AMICI CURIAE IN SUPPORT OF PLAINTIFFS-APPELLEES
INTEREST OF THE AMICI CURIAE*
The NAACP Legal Defense and Educational Fund, Inc., is a non
profit corporation organized under the laws of the State of New
York. It was formed to assist African-American citizens to secure
their rights under the Constitution and laws of the United States.
For many years, Legal Defense Fund attorneys have represented
parties in litigation before the Supreme Court of the United States
All the parties to this appeal have given their written
consent to the filing of this brief pursuant to Rule 29, F R App Proc. • • t't' ■
and other federal and state courts in cases involving a variety of
race discrimination and remedial issues, including many cases
involving Title VII of the Civil Rights Act of 1964 and the post-
Civil War Civil Rights Acts. E.g., Griggs v. Duke Power Co. , 401 U.S. 424
(1971); Albemarle Paper Co. v. Moody, 422 U.S. 405 (1975); Franks v. Bowman
Transportation C o ., 424 U.S. 747 (1976); Bazemore v. Friday, 478 U.S. 385
(986); Patterson v. McLean Credit Union , 491 U.S. 164 (1989).
The Puerto Rican Legal Defense and Education Fund, Inc.,
(PRLDEF) is a national civil rights litigation organization founded
in 1972. Its mission is to further and protect the civil rights of
Puerto Ricans and other Latinos. PRLDEF has brought many lawsuits
under Title VII of the Civil Rights Act of 1964 and obtained
affirmative race conscious relief. Its efforts to enforce Title
VII will be hampered if such relief cannot be enforced against
recalcitrant defendants.
Because of their long-standing involvement and expertise in
employment discrimination cases, amici, who joined in filing a
brief amici curiae in the United States Supreme Court in the
present case (Local 28, Sheet Metal Workers International Association v. EEO C , 478
U.S. 421 (1986)), believe that their views will be of assistance to
the Court in resolving the issues raised in this appeal.
2
ARGUMENT
I.THE REMEDIAL POWERS OF THE FEDERAL COURTS TO CORRECT ENTRENCHED
EMPLOYMENT DISCRIMINATION HAVE NOT BEEN UNDERMINED BY RECENT
DECISIONS OF THE UNITED STATES SUPREME COURT.
A. The Decision in Adarand v. Pena Reaffirmed the Remedial Powers o f the Federal Courts.
The defendants and their amicus argue that the district
court's decision is inconsistent with the Supreme Court's recent
decision in Adarand Constructors v. Pena, ___ U.S. , 63 U.S.L.W. 4523
(June 12, 1995) because Adarand casts doubt on the court's power ..to
order the relief that was granted. This is a misreading of Adarand
which, in fact, reaffirmed the remedial powers of federal courts in
cases in which discrimination has been established.
The Supreme Court specifically disavowed the proposition that
the standard of strict scrutiny was fatal to race-conscious
remedies. Justice O'Connor, speaking for the Court, stated:
The unhappy persistence of both the practice and the
lingering effects of racial discrimination against
minority groups in this country is an unfortunate
reality, and government is not disqualified from acting
in response to it. As recently as 1987, for example,
every Justice of this Court agreed that the Alabama
Department of Public Safety's "pervasive, systematic, and
obstinate discriminatory conduct" justified a narrowly
tailored race-based remedy. See United States v. Paradise 480
U.S. [149 (1987)] . . . .
63 U.S.L.W. at 4533.
The Court's citation to Paradise is particularly significant
here, since Paradise is directly analogous to the present case. As
in Paradise, the defendant union had a long history of almost total
exclusion of minority workers from the jobs at issue and has had a
subsequent history of intransigent resistance to court orders
designed to eliminate the continuing effects of the union's
3
discriminatory conduct. See United States v. Paradise, 480 U.S. at 186
(Powell, J., concurring)("In many respects this case is similar to
• •
Sheet Metal Workers v. EEOC . . . . Here, as in that case, racial
discrimination had been continued for many years in contravention
of repeated decisions of the District Court.") In both cases, "the
District Court unquestionably had the authority to fashion a remedy
designed to end the [defendant's] egregious history of
discrimination." Id. at 196 (O'Connor, Jr., dissenting).
B. The Court Below Applied The Proper Legal Standard Regarding Race-Conscious Remedies.
In both Local 28 (478 U.S. at 480) and Paradise (480 U.S. at 166-
67), Justice Brennan for the plurality acknowledged that the
Supreme Court had not agreed on the standard to be applied in
analyzing the constitutionality of race-conscious remedial
measures. In both cases, however, the Court held that even under
the most stringent standard, that of strict scrutiny, the remedies
ordered in those cases were valid since they were narrowly tailored
to serve the compelling governmental purpose of remedying proven
racial discrimination. See 478 U.S. at 480 and 480 U.S. at 167.
Adarand resolved the issue by holding that race-conscious
remedial programs required by the federal government must indeed
meet strict scrutiny. At the same time, the Court reaffirmed that
"When race-based action is necessary to further a compelling
interest, such action is within constitutional constraints if it
satisfies the 'narrow tailoring' test this Court has set out in
previous cases." 63U.S.L.W, at 4533 . Thus, in Local 28 and Paradise,
the dispute in the Supreme Court was not over the standard to be
4
applied, but whether the "narrowly tailored" requirement inherent
in the strict scrutiny standard had been met.1
The District Court here noted specifically that, as of the
date of its decision, "Race-based court orders are subject to an
elevated level of scrutiny, but the Supreme Court has not
established a consistent standard for these cases, " citing the
passage from Paradise we have cited above. (Amended and Corrected
Opinion, p. 73.) The District Court further noted the
contradictory decisions of the Supreme Court following Paradise.
{Id.) The court below then took exactly the same approach as the
plurality in both Local 28 and Paradise did, and held that "whatever
the standard" the relief it granted "passes constitutional muster
because it serves a compelling state interest and is narrowly
tailored to meet that standard." {Id .) Thus, the District Court's
decision is fully consistent with Adarand, and the only issue is
whether the relief ordered is narrowly tailored to meet the
compelling governmental interest in eradicating, once and for all,
the persistent and egregious discrimination and contemptuous
behavior that Local 28 has engaged in.2
Local 28 involved another issue, whether persons who were not
themselves the victims of discrimination can receive affirmative
relief under § 706(g) of the Civil Rights Act of 1964. The
majority's holding that § 706(g) did not bar such relief has not
been disturbed by any later decisions of the Supreme Court, and
remains the law of the case here.
2It should be noted that neither the hiring hall nor the work
sharing remedies are, on their face, race specific; that is, they
apply to all union members. Thus, it is arguable that the standard
to be applied to them is that of abuse of discretion. See Local 28
Sheet Metal Workers v. E E O C , 478 U.S. 421, 482 (1986). However, we
recognize that both remedies have their origin in other, race-
specific remedies, the membership goal and the white-nonwhite
apprenticeship program ratios that'increased the number of minority
5
THE DISTRICT COURT'S REMEDIAL ORDERS WERE APPROPRIATE AND
NECESSARY TO ACHIEVE COMPLIANCE AND AN END TO THE
DISCRIMINATORY ACTIONS OF THE UNION.
Amici will not discuss the factual bases for the order of the
District Court, except to express their conviction that they are
well grounded in the record. Here, we will address the
appropriateness of certain of the additional relief ordered in
light of the continuing pattern of violations of the orders of the
lower court and of Title VII.3
II.
A. Hiring Hall and Work Sharing Remedies.
The District Court found that, although the number of minority
apprentices had increased, the number of minority journeymen
remained low. The consequence of this pattern was to defeat the
ultimate purpose of the litigation and the court's orders, viz., to
eradicate the vestiges of the past discrimination that had excluded
minority workers from participation in the industry. The court,
therefore, took into account two obstacles to the achievement of
that purpose: (1) discriminatory practices of the union that
minimized employment opportunities for minority workers after they
had finished the apprenticeship program; and (2) the existence of
fewer work opportunities in the industry because of recent economic
members overall. The purpose of the hiring hall and the work
sharing remedies is to increase work opportunities for the new
minority union members.
3By focusing on some of the more important aspects of the
District Court s order we do not mean to suggest in any way that
other aspects of the relief ordered (e.g., back pay and attorneys'
fees) were in any way inappropriate, and we fully support the
Plaintiffs-Appellees' defense of those remedies.
6
trends.
With regard to the hiring hall remedy, its clear purpose is to
ensure that work is equitably and non-discriminatorily distributed
so that minority journe'ypersons can, at long last, receive a fair
share of the available work. Through a properly-administered
hiring hall system accurate records of work referrals will be
possible for the first time. Moreover, union members will have the
opportunity to obtain work free of not only the discriminatory
actions of the union, but also of the biases of employers who, as
the District Court found, consistently hire workers known to them.4
This practice has a discriminatory impact on minority journeymen
since they are disproportionately new union members, with less on-
the-job experience (and consequent exposure to employers), because
of the effects of prior discriminatory policies. The existing
system, of employers hiring workers already known to them,
grandfathered in and continued the effect of past discriminatory
practices, and the District Court had to correct those effects if
the legacy of discrimination was to be eradicated.5
Any deleterious effect of the hiring hall on employers is at
best speculative and tangential. The court's order provides that
4Amended and Corrected Opinion, p. 95.
5See, e.g., Meredith v. Fa ir, 298 F.2d 696, 701-02 (5th Cir.
1962)(requirement that applicants for admission to the University
of Mississippi submit recommendations from alumni discriminated
against^ African Americans because of prior history of racial
discrimination). The discriminatory impact of employers hiring
workers already known them is strikingly similar to the so-called
"key-man" system for selecting jurors. See, e.g, Smith v. Texas, 311 u.S.
128, 132 (1940)("Where jury commissioners limit those from whom
grand juries are selected to their own personal acquaintance,
discrimination can arise from commissioners who know no negroes as
well as from commissioners who know but eliminate them.")
7
an employer may specify workers who have special skills if that is
needed.6 Moreover, the use of hiring halls is a common practice
in the industry outside of New York, with no documented injury to
the work that is done.7
Further, the Collective Bargaining Agreements under which the
industry has operated at least since 1972 have themselves
restricted any purported freedom of covered employers to select
whomever they wish as employees.8 Thus, employers must require
employees to join the union,-9 certain categories of work cannot be
subcontracted out at all or must be subcontracted to employers
within the collective bargaining unit;10 and if there is shift work
outside of the regular workday, the employer must use union members
who did not work during normal working hours.11
In short, the hiring hall provision is consistent with the
general provision of the Collective Bargaining Agreement that the
union "agrees to furnish at all time to the Employer, duly
qualified journeyperson sheet metal workers and registered
apprentices" in sufficient number to meet the employer's work
6Amended and Corrected Opinion, p. 70.
7See Amended and Corrected Opinion, p p . 96-97.
8Counsel for amici have reviewed the Collective Bargaining
Agreements that have been in effect between Local 28 and the
defendant contractors' associations from 1972 to the present.
Collective Bargaining Agreement, Local 28 and Sheet Metal and
Air Conditioning Contractors' Association, 1972-75; 1981-84- 1984-
87; 1990-93; 1994-96.
'°E-g., Article IV, § 2, Collective Bargaining Agreement, 1984-8 V .
uE.g., Article IX, Collective Bargaining Agreements of 1984-87-
1990-93; 1994-96.
8
requirements.12 The hiring hall simply provides a mechanism to
carry out this requirement in a way that will avoid the prior
discriminatory practices that have denied minority workers equal
employment opportunities.
Although the defendants-appellants have sought to present the
hiring hall and work-sharing provisions as inextricably
intertwined, they are in fact independent remedies. Thus, if the
operation of the hiring hall results in the fair and non-
discriminatory allocation of work opportunities, work sharing will
not be necessary.13 Even if work sharing does go into operation,
however, its impact on both employers and non-minority journeymen
will be minimal. In short, the remedy is narrowly tailored to
remedy the continuing discriminatory effects of the past patterns
of racial discrimination.
First, the work-sharing provision is on its face race-neutral.
That is, it is not in the form of a quota, or goal, that
distributes benefits explicitly on the basis of race. Second, if
the provision does have a racial impact in that it affects white
journeymen disproportionately, that impact will itself be the
natural consequence of the history of racial discrimination and its
current perpetuation. That is, it is only those workers who work
more than 1,200 or 1,680 hours in a year (a number that the
District Court has found to be small) who will be temporarily laid
off and sent back to the hiring hall. But those workers begin at
12 •Article V, § 1, Collective Bargaining Agreements of 1981-84-
1984-87; 1990-93; 1994-96; Article III, Collective Bargaining
Agreement of 1972-75.
13Amended and Corrected Opinion, p. 76.
9
an advantage because they have been preferred for work, and they
obtained that advantage because of the racially discriminatory
• •
policies of the union.
Third, the impact on white workers will be small because there
are few workers who work as much as 1,200 hours to begin with.
Moreover, as the District Court pointed out, these workers will not
permanently lose their jobs, but will simply return to the hiring
hall to be allocated work on a fair and non-discriminatory basis.14
Finally, the work-share provision is consistent with other
practices in the industry that are designed to spread limited work
between union members during times of high unemployment. Thus,
since 1980, the Collective Bargaining Agreement has contained a
"shift work" provision whose purpose is to distribute employment
equitably when unemployment has created hardship. The shift work
provision mandates that if shifts outside of the regular work day
are required, union members who did not work during that work day
be employed.15 Similarly, a Target Work agreement was instituted
as an amendment to the 1987-90 Collective Bargaining Agreement
whereby during periods of unemployment, no union member may work
more than 910 hours per twelve-month period in certain publicly-
funded projects. After working for that period, an employee must
be laid off and an employee who has worked less than 910 hours
hired in his or her place.16
14Amended and Corrected Opinion, p. 84.
15E-g-, Article IX, Collective Bargaining Agreement for 1990-93.
16We do not mean to suggest that the Target Agreement itself
would be adequate to provide equitable employment opportunities.
As the District Court noted, the Target Agreement permits employers
10
As the District Court held, the propriety of the relief
ordered depends on the extent to which expectations of non-minority
workers may be affected by it. Those expectations, in turn, must
be assessed in the context of the traditional industry practices
embodied in the Collective Bargaining Agreements as described
above, and the uncertainties of work caused by frequent layoffs,
the level of construction, and so on. The District Court, based on
its long experience with the industry, found that these
considerations led to the conclusion that the hiring hall and work
sharing provisions did not unduly trammel those expectations, and
we urge that this conclusion was correct.17
B. The Alteration o f the 29.33% Goal.
Finally, the defendants-appellants argue that the District
Court was without power to alter the 29.33% goal for minority
representation in the industry, and rely primarily on Patterson v.
N M D U , 13 F.3rd 33 (2nd Cir. 1993) for that proposition. This
reliance is misplaced. In Patterson the District Court held that
achieving the 25% goal there was the central purpose of the Consent
to pay rates substantially less than current Local 28 pay scales.
Furnishing underemployed minority workers the opportunity to work
at lower pay than white workers is hardly a substitute for
providing true equal employment opportunity. See, Opinion of
District Court, p. 91, n. 14.
If this Court is of the view that the work-share provision
presents problems because it might unduly trammel the expectations
of non-minority union members, an appropriate remedy would be to
remand that part of the order to the District Court to require the
defendants to attempt to negotiate and implement an alternative
work-share agreement that would accomplish the goal of ensuring
equal opportunity to all union members without unduly affecting the
expectations of long-term workers.'
11
Decree, since it corrected the great imbalance in the work force
that was the central reason for the decree itself; this Court
affirmed that conclusion.
This case presents a far different factual context; here,
there has been a long and consistent pattern of union intransigence
and findings of contempt. The 29.33% goal was instituted as a
means to measure the union's adherence to the orders of the court
in the face of this history of recalcitrance. The modification of
the goal by the District Court was not simply to adjust to changing
demographics that resulted independently of any actions of the
union defendant, but to take into account the alteration in the
labor market caused by the splitting off of part of the union
itself. Without an appropriate adjustment in the goal, its use as
a measure of compliance would be doubtful indeed.
CONCLUSION
As the Supreme Court was at pains to point out in Adarand both
"the practice and the lingering effects of racial discrimination
against minority groups in this country is an unfortunate reality,"
and this case presents stark proof of the accuracy of the Court's
observation. The battle against discrimination in the construction
industry in particular has been long and arduous and,
unfortunately, is not over. It is simply not time to abandon
carefully crafted and narrowly drawn measures to end, once and for
3-111 such discrimination. Here, the inability of minority workers
to obtain true equality of opportunity is the result of biases both
against them and in favor of white workers who had the opportunity
12
to work when minorities were frozen out of the industry on account
of their race.18 The efforts of the District Court to achieve full
equality should be affirmed by this Court.
spectfully submitt
Elaine R. Jones
Director-Counsel
Theodore M. Shaw
Norman J. Chachkin
Charles Stephen Ralston
99 Hudson Street
Sixteenth Floor
New York, NY 10013
(212) 219-1900
Attorneys fo r Amicus Curiae NAAC P Legal
Defense and Educational Fund, Inc.
Juan A. Figueroa
Kenneth Kimmerling
99 Hudson Street
Fourteenth Floor
New York, NY 10013
(212) 219-3360
Attorneys fo r Amicus Curiae Puerto Rican
Legal Defense and Education Fund, Inc.
18A recent article in the New York Times on the "Philadelphia
Plan" demonstrates that this problem is not limited to the
construction industry in New York. There, a white foreman explains
why, when he is able to bypass the union hiring hall, he invariably
calls white workers:
They are the people I know best. . . . I would not want
to trade shoes with Mike [an African-American union
member], even if he were more skilled than I am, because
I know it would be harder.
"Union Goal of Equality Fails the Test of Time, " by Louis
Uchitelle, New York Times, July 9, L995, p. 1, p. 18, col. 6.
13
CERTIFICATE OF SERVICE
I hereby certify that copies of the foregoing BRIEF AMICI
CURIAE, have been served by depositing same in the United States
mail, first class postage prepaid (Priority Mail), on this 17th of
July, 1995, addressed to the following:
WILLIAM ROTHBERG, ESQ.
16 Court Street
Suite 2202
Brooklyn, NY 11241
KAREN M. MORAN, ESQ.
EQUAL EMPLOYMENT OPPORTUNITY
COMMISSION
Office of General Counsel
1801 L Street, NW
Washington, DC 20507
JAMIE K. NICASTRI, ESQ.
EDMUND P. D 'ELIA, P.C.
20 Exchange Place
New York, NY 10005
MARTIN R. GOLD, ESQ.
GOLD, FARRELL & MARKS
41 Madison Avenue
New York, NY 10010
PAUL CROTTY, ESQ.
CORPORATION COUNSEL
ELIZABETH S. NATRILLA
ASSISTANT CORPORATION COUNSEL
HILARY B. KLEIN, ESQ.
ASSISTANT CORPORATION COUNSEL
NEW YORK CITY LAW DEPARTMENT
100 Church Street
New York, NY 10007
DAVID RAFF, ESQ.
RAFF Sc BECKER
49-51 Chambers Street
Suite 220
New York, NY 10007
CHARLES J. COOPER, ESQ.
SHAW, PITTMAN, POTTS &
TROWBRIDGE
2300 N Street, NW
Washington, DC 20037-1128
ANGIE MARTEL, ESQ.
ASSISTANT ATTORNEY GENERAL
STATE OF NEW YORK LAW
DEPARTMENT
Civil Rights Bureau
120 Broadway, 23rd Floor
New York, NY 10271
JUDY SANDLER, ESQ.
SMACNA OF LONG ISLAND, INC.
Suite 314
315 Walt Whitman Road
Huntington Station, NY 11746
14*