Equal Employment Opportunity Commission v. Local 638 Brief Amici Curiae
Public Court Documents
July 17, 1995

Cite this item
-
Brief Collection, LDF Court Filings. Equal Employment Opportunity Commission v. Local 638 Brief Amici Curiae, 1995. 36705bf3-b09a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/fdecee8a-0b8e-4531-abe7-0ed7a9a2615c/equal-employment-opportunity-commission-v-local-638-brief-amici-curiae. Accessed June 17, 2025.
Copied!
95-6047(L) 95-6049 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT Equal Employment Opportunity Commission and City of New Y ork. Plaintiffs-Appellees, v. Local 638, Etc., Defendant. Local 28. Sheet Metal and A ir Conditioning Contractors’ A ssociation of New York City. Inc., and the Sheet Metal and A ir Conditioning Contractors’ Association of Long Island, Inc., (Collectively the "Contractors’ Associations") and Sheet Metal Workers’ International Association Local Union No. 28 ("Local 28"), Defendants-Appellants. On Appeal from the United States District Court for the Southern District of New York BRIEF OF THE NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC., AND THE PUERTO RICAN LEGAL DEFENSE AND EDUCATION FUND, INC., AS AMICI CURIAE IN SUPPORT OF PLAINTIFFS-APPELLEES Juan A. Figueroa Kenneth Kimmerling 99 Hudson Street Fourteenth Floor New York. N Y 10013 (212) 219-3360 Attorneys for Amicus Curiae Puerto Rican Legal Defense and Education Fund, Inc. Elaine R. Jones Director-Counsel Theodore M. Shaw Norman J. Chachkin Charles Stephen Ralston 99 Hudson Street Sixteenth Floor New York, N Y 10013 - (212)219-1900 Attorneys for Amicus Curiae NAACP Legal Defense and Educational Fund, Inc. TABLE OF CONTENTS INTEREST OF THE AMICI CURIAE ................................. 1 ARGUMENT ....................................................... 3 I. THE REMEDIAL POWERS OF THE FEDERAL COURTS TO CORRECT ENTRENCHED EMPLOYMENT DISCRIMINATION HAVE NOT BEEN UNDERMINED BY RECENT DECISIONS OF THE UNITED STATES SUPREME COURT................ .. 3 A. The Decision in Adarand v. Pena Reaffirmed the Remedial Powers of the Federal Courts.......... 3 B. The Court Below Applied The Proper Legal Standard Regarding Race-Conscious Remedies. . 4 II. THE DISTRICT COURT'S REMEDIAL ORDERS WERE APPROPRIATE AND NECESSARY TO ACHIEVE COMPLIANCE AND AN END TO THE DISCRIMINATORY ACTIONS OF THE UNION................................................. 6 A. Hiring Hall and Work Sharing Remedies........... 6 B. The Alteration of the 29.33% Goal................. 11 C O N C L U S I O N ........................................................ CERTIFICATE OF S E R V I C E ..... d l TABLE OF AUTHORITIES Cases: Pages: Adarand Constructors v. Pena, U.S. , 63 U.S.L.W. 4523 (June 12, 1995) ..................................... 3_5; 12 Local 28, Sheet Metal Workers International Association v. EEOC 478 U.S. 421 (1986) ........................ 2, 4, 5, 8, 11 Meredith v. Fair, 298 F.2d 696 (5th Cir. 1962) ............... 7 Patterson v. NMDU, 13 F.3rd 33 (2nd Cir. 1993) ............. 12 Smith v. Texas, 311 U.S. 128 (1940)............................... 7 United States v. Paradise, 480 U.S. 149 (1987) ............. 3-5 Statute: Pages • § 706(g), Civil Rights Act of 1964 5 Other Authority: Pages- Uchitelle, Louis, "Union Goal of Equality Fails the Test of Time," New York Times, July 9, 1995, p . 1, p . 18, col. 6 . 13 li Nos. 95-6047(L) & 95-6049 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT EQUAL EMPLOYMENT OPPORTUNITY COMMISSION AND CITY OF NEW YORK, Plaintiffs-Appellees, V. LOCAL 638, ETC., Defendant, LOCAL 28, SHEET METAL AND AIR CONDITIONING CONTRACTORS' ASSOCIATION OF NEW YORK CITY, INC., AND THE SHEET METAL AND AIR CONDITIONING CONTRACTORS' ASSOCIATION OF LONG ISLAND, INC., (COLLECTIVELY THE "CONTRACTORS' ASSOCIATIONS") AND SHEET METAL WORKERS' INTERNATIONAL ASSOCIATION LOCAL UNION NO. 28 ("LOCAL 28") , Defendants-Appellants. On Appeal from the United States District Court for the Southern District of New York BRIEF OF THE NAACP LEGAL DEFENSE AND EDUCATIONAL FUND, INC., AND THE PUERTO RICAN LEGAL DEFENSE AND EDUCATION FUND, INC., AS AMICI CURIAE IN SUPPORT OF PLAINTIFFS-APPELLEES INTEREST OF THE AMICI CURIAE* The NAACP Legal Defense and Educational Fund, Inc., is a non profit corporation organized under the laws of the State of New York. It was formed to assist African-American citizens to secure their rights under the Constitution and laws of the United States. For many years, Legal Defense Fund attorneys have represented parties in litigation before the Supreme Court of the United States All the parties to this appeal have given their written consent to the filing of this brief pursuant to Rule 29, F R App Proc. • • t't' ■ and other federal and state courts in cases involving a variety of race discrimination and remedial issues, including many cases involving Title VII of the Civil Rights Act of 1964 and the post- Civil War Civil Rights Acts. E.g., Griggs v. Duke Power Co. , 401 U.S. 424 (1971); Albemarle Paper Co. v. Moody, 422 U.S. 405 (1975); Franks v. Bowman Transportation C o ., 424 U.S. 747 (1976); Bazemore v. Friday, 478 U.S. 385 (986); Patterson v. McLean Credit Union , 491 U.S. 164 (1989). The Puerto Rican Legal Defense and Education Fund, Inc., (PRLDEF) is a national civil rights litigation organization founded in 1972. Its mission is to further and protect the civil rights of Puerto Ricans and other Latinos. PRLDEF has brought many lawsuits under Title VII of the Civil Rights Act of 1964 and obtained affirmative race conscious relief. Its efforts to enforce Title VII will be hampered if such relief cannot be enforced against recalcitrant defendants. Because of their long-standing involvement and expertise in employment discrimination cases, amici, who joined in filing a brief amici curiae in the United States Supreme Court in the present case (Local 28, Sheet Metal Workers International Association v. EEO C , 478 U.S. 421 (1986)), believe that their views will be of assistance to the Court in resolving the issues raised in this appeal. 2 ARGUMENT I.THE REMEDIAL POWERS OF THE FEDERAL COURTS TO CORRECT ENTRENCHED EMPLOYMENT DISCRIMINATION HAVE NOT BEEN UNDERMINED BY RECENT DECISIONS OF THE UNITED STATES SUPREME COURT. A. The Decision in Adarand v. Pena Reaffirmed the Remedial Powers o f the Federal Courts. The defendants and their amicus argue that the district court's decision is inconsistent with the Supreme Court's recent decision in Adarand Constructors v. Pena, ___ U.S. , 63 U.S.L.W. 4523 (June 12, 1995) because Adarand casts doubt on the court's power ..to order the relief that was granted. This is a misreading of Adarand which, in fact, reaffirmed the remedial powers of federal courts in cases in which discrimination has been established. The Supreme Court specifically disavowed the proposition that the standard of strict scrutiny was fatal to race-conscious remedies. Justice O'Connor, speaking for the Court, stated: The unhappy persistence of both the practice and the lingering effects of racial discrimination against minority groups in this country is an unfortunate reality, and government is not disqualified from acting in response to it. As recently as 1987, for example, every Justice of this Court agreed that the Alabama Department of Public Safety's "pervasive, systematic, and obstinate discriminatory conduct" justified a narrowly tailored race-based remedy. See United States v. Paradise 480 U.S. [149 (1987)] . . . . 63 U.S.L.W. at 4533. The Court's citation to Paradise is particularly significant here, since Paradise is directly analogous to the present case. As in Paradise, the defendant union had a long history of almost total exclusion of minority workers from the jobs at issue and has had a subsequent history of intransigent resistance to court orders designed to eliminate the continuing effects of the union's 3 discriminatory conduct. See United States v. Paradise, 480 U.S. at 186 (Powell, J., concurring)("In many respects this case is similar to • • Sheet Metal Workers v. EEOC . . . . Here, as in that case, racial discrimination had been continued for many years in contravention of repeated decisions of the District Court.") In both cases, "the District Court unquestionably had the authority to fashion a remedy designed to end the [defendant's] egregious history of discrimination." Id. at 196 (O'Connor, Jr., dissenting). B. The Court Below Applied The Proper Legal Standard Regarding Race-Conscious Remedies. In both Local 28 (478 U.S. at 480) and Paradise (480 U.S. at 166- 67), Justice Brennan for the plurality acknowledged that the Supreme Court had not agreed on the standard to be applied in analyzing the constitutionality of race-conscious remedial measures. In both cases, however, the Court held that even under the most stringent standard, that of strict scrutiny, the remedies ordered in those cases were valid since they were narrowly tailored to serve the compelling governmental purpose of remedying proven racial discrimination. See 478 U.S. at 480 and 480 U.S. at 167. Adarand resolved the issue by holding that race-conscious remedial programs required by the federal government must indeed meet strict scrutiny. At the same time, the Court reaffirmed that "When race-based action is necessary to further a compelling interest, such action is within constitutional constraints if it satisfies the 'narrow tailoring' test this Court has set out in previous cases." 63U.S.L.W, at 4533 . Thus, in Local 28 and Paradise, the dispute in the Supreme Court was not over the standard to be 4 applied, but whether the "narrowly tailored" requirement inherent in the strict scrutiny standard had been met.1 The District Court here noted specifically that, as of the date of its decision, "Race-based court orders are subject to an elevated level of scrutiny, but the Supreme Court has not established a consistent standard for these cases, " citing the passage from Paradise we have cited above. (Amended and Corrected Opinion, p. 73.) The District Court further noted the contradictory decisions of the Supreme Court following Paradise. {Id.) The court below then took exactly the same approach as the plurality in both Local 28 and Paradise did, and held that "whatever the standard" the relief it granted "passes constitutional muster because it serves a compelling state interest and is narrowly tailored to meet that standard." {Id .) Thus, the District Court's decision is fully consistent with Adarand, and the only issue is whether the relief ordered is narrowly tailored to meet the compelling governmental interest in eradicating, once and for all, the persistent and egregious discrimination and contemptuous behavior that Local 28 has engaged in.2 Local 28 involved another issue, whether persons who were not themselves the victims of discrimination can receive affirmative relief under § 706(g) of the Civil Rights Act of 1964. The majority's holding that § 706(g) did not bar such relief has not been disturbed by any later decisions of the Supreme Court, and remains the law of the case here. 2It should be noted that neither the hiring hall nor the work sharing remedies are, on their face, race specific; that is, they apply to all union members. Thus, it is arguable that the standard to be applied to them is that of abuse of discretion. See Local 28 Sheet Metal Workers v. E E O C , 478 U.S. 421, 482 (1986). However, we recognize that both remedies have their origin in other, race- specific remedies, the membership goal and the white-nonwhite apprenticeship program ratios that'increased the number of minority 5 THE DISTRICT COURT'S REMEDIAL ORDERS WERE APPROPRIATE AND NECESSARY TO ACHIEVE COMPLIANCE AND AN END TO THE DISCRIMINATORY ACTIONS OF THE UNION. Amici will not discuss the factual bases for the order of the District Court, except to express their conviction that they are well grounded in the record. Here, we will address the appropriateness of certain of the additional relief ordered in light of the continuing pattern of violations of the orders of the lower court and of Title VII.3 II. A. Hiring Hall and Work Sharing Remedies. The District Court found that, although the number of minority apprentices had increased, the number of minority journeymen remained low. The consequence of this pattern was to defeat the ultimate purpose of the litigation and the court's orders, viz., to eradicate the vestiges of the past discrimination that had excluded minority workers from participation in the industry. The court, therefore, took into account two obstacles to the achievement of that purpose: (1) discriminatory practices of the union that minimized employment opportunities for minority workers after they had finished the apprenticeship program; and (2) the existence of fewer work opportunities in the industry because of recent economic members overall. The purpose of the hiring hall and the work sharing remedies is to increase work opportunities for the new minority union members. 3By focusing on some of the more important aspects of the District Court s order we do not mean to suggest in any way that other aspects of the relief ordered (e.g., back pay and attorneys' fees) were in any way inappropriate, and we fully support the Plaintiffs-Appellees' defense of those remedies. 6 trends. With regard to the hiring hall remedy, its clear purpose is to ensure that work is equitably and non-discriminatorily distributed so that minority journe'ypersons can, at long last, receive a fair share of the available work. Through a properly-administered hiring hall system accurate records of work referrals will be possible for the first time. Moreover, union members will have the opportunity to obtain work free of not only the discriminatory actions of the union, but also of the biases of employers who, as the District Court found, consistently hire workers known to them.4 This practice has a discriminatory impact on minority journeymen since they are disproportionately new union members, with less on- the-job experience (and consequent exposure to employers), because of the effects of prior discriminatory policies. The existing system, of employers hiring workers already known to them, grandfathered in and continued the effect of past discriminatory practices, and the District Court had to correct those effects if the legacy of discrimination was to be eradicated.5 Any deleterious effect of the hiring hall on employers is at best speculative and tangential. The court's order provides that 4Amended and Corrected Opinion, p. 95. 5See, e.g., Meredith v. Fa ir, 298 F.2d 696, 701-02 (5th Cir. 1962)(requirement that applicants for admission to the University of Mississippi submit recommendations from alumni discriminated against^ African Americans because of prior history of racial discrimination). The discriminatory impact of employers hiring workers already known them is strikingly similar to the so-called "key-man" system for selecting jurors. See, e.g, Smith v. Texas, 311 u.S. 128, 132 (1940)("Where jury commissioners limit those from whom grand juries are selected to their own personal acquaintance, discrimination can arise from commissioners who know no negroes as well as from commissioners who know but eliminate them.") 7 an employer may specify workers who have special skills if that is needed.6 Moreover, the use of hiring halls is a common practice in the industry outside of New York, with no documented injury to the work that is done.7 Further, the Collective Bargaining Agreements under which the industry has operated at least since 1972 have themselves restricted any purported freedom of covered employers to select whomever they wish as employees.8 Thus, employers must require employees to join the union,-9 certain categories of work cannot be subcontracted out at all or must be subcontracted to employers within the collective bargaining unit;10 and if there is shift work outside of the regular workday, the employer must use union members who did not work during normal working hours.11 In short, the hiring hall provision is consistent with the general provision of the Collective Bargaining Agreement that the union "agrees to furnish at all time to the Employer, duly qualified journeyperson sheet metal workers and registered apprentices" in sufficient number to meet the employer's work 6Amended and Corrected Opinion, p. 70. 7See Amended and Corrected Opinion, p p . 96-97. 8Counsel for amici have reviewed the Collective Bargaining Agreements that have been in effect between Local 28 and the defendant contractors' associations from 1972 to the present. Collective Bargaining Agreement, Local 28 and Sheet Metal and Air Conditioning Contractors' Association, 1972-75; 1981-84- 1984- 87; 1990-93; 1994-96. '°E-g., Article IV, § 2, Collective Bargaining Agreement, 1984-8 V . uE.g., Article IX, Collective Bargaining Agreements of 1984-87- 1990-93; 1994-96. 8 requirements.12 The hiring hall simply provides a mechanism to carry out this requirement in a way that will avoid the prior discriminatory practices that have denied minority workers equal employment opportunities. Although the defendants-appellants have sought to present the hiring hall and work-sharing provisions as inextricably intertwined, they are in fact independent remedies. Thus, if the operation of the hiring hall results in the fair and non- discriminatory allocation of work opportunities, work sharing will not be necessary.13 Even if work sharing does go into operation, however, its impact on both employers and non-minority journeymen will be minimal. In short, the remedy is narrowly tailored to remedy the continuing discriminatory effects of the past patterns of racial discrimination. First, the work-sharing provision is on its face race-neutral. That is, it is not in the form of a quota, or goal, that distributes benefits explicitly on the basis of race. Second, if the provision does have a racial impact in that it affects white journeymen disproportionately, that impact will itself be the natural consequence of the history of racial discrimination and its current perpetuation. That is, it is only those workers who work more than 1,200 or 1,680 hours in a year (a number that the District Court has found to be small) who will be temporarily laid off and sent back to the hiring hall. But those workers begin at 12 •Article V, § 1, Collective Bargaining Agreements of 1981-84- 1984-87; 1990-93; 1994-96; Article III, Collective Bargaining Agreement of 1972-75. 13Amended and Corrected Opinion, p. 76. 9 an advantage because they have been preferred for work, and they obtained that advantage because of the racially discriminatory • • policies of the union. Third, the impact on white workers will be small because there are few workers who work as much as 1,200 hours to begin with. Moreover, as the District Court pointed out, these workers will not permanently lose their jobs, but will simply return to the hiring hall to be allocated work on a fair and non-discriminatory basis.14 Finally, the work-share provision is consistent with other practices in the industry that are designed to spread limited work between union members during times of high unemployment. Thus, since 1980, the Collective Bargaining Agreement has contained a "shift work" provision whose purpose is to distribute employment equitably when unemployment has created hardship. The shift work provision mandates that if shifts outside of the regular work day are required, union members who did not work during that work day be employed.15 Similarly, a Target Work agreement was instituted as an amendment to the 1987-90 Collective Bargaining Agreement whereby during periods of unemployment, no union member may work more than 910 hours per twelve-month period in certain publicly- funded projects. After working for that period, an employee must be laid off and an employee who has worked less than 910 hours hired in his or her place.16 14Amended and Corrected Opinion, p. 84. 15E-g-, Article IX, Collective Bargaining Agreement for 1990-93. 16We do not mean to suggest that the Target Agreement itself would be adequate to provide equitable employment opportunities. As the District Court noted, the Target Agreement permits employers 10 As the District Court held, the propriety of the relief ordered depends on the extent to which expectations of non-minority workers may be affected by it. Those expectations, in turn, must be assessed in the context of the traditional industry practices embodied in the Collective Bargaining Agreements as described above, and the uncertainties of work caused by frequent layoffs, the level of construction, and so on. The District Court, based on its long experience with the industry, found that these considerations led to the conclusion that the hiring hall and work sharing provisions did not unduly trammel those expectations, and we urge that this conclusion was correct.17 B. The Alteration o f the 29.33% Goal. Finally, the defendants-appellants argue that the District Court was without power to alter the 29.33% goal for minority representation in the industry, and rely primarily on Patterson v. N M D U , 13 F.3rd 33 (2nd Cir. 1993) for that proposition. This reliance is misplaced. In Patterson the District Court held that achieving the 25% goal there was the central purpose of the Consent to pay rates substantially less than current Local 28 pay scales. Furnishing underemployed minority workers the opportunity to work at lower pay than white workers is hardly a substitute for providing true equal employment opportunity. See, Opinion of District Court, p. 91, n. 14. If this Court is of the view that the work-share provision presents problems because it might unduly trammel the expectations of non-minority union members, an appropriate remedy would be to remand that part of the order to the District Court to require the defendants to attempt to negotiate and implement an alternative work-share agreement that would accomplish the goal of ensuring equal opportunity to all union members without unduly affecting the expectations of long-term workers.' 11 Decree, since it corrected the great imbalance in the work force that was the central reason for the decree itself; this Court affirmed that conclusion. This case presents a far different factual context; here, there has been a long and consistent pattern of union intransigence and findings of contempt. The 29.33% goal was instituted as a means to measure the union's adherence to the orders of the court in the face of this history of recalcitrance. The modification of the goal by the District Court was not simply to adjust to changing demographics that resulted independently of any actions of the union defendant, but to take into account the alteration in the labor market caused by the splitting off of part of the union itself. Without an appropriate adjustment in the goal, its use as a measure of compliance would be doubtful indeed. CONCLUSION As the Supreme Court was at pains to point out in Adarand both "the practice and the lingering effects of racial discrimination against minority groups in this country is an unfortunate reality," and this case presents stark proof of the accuracy of the Court's observation. The battle against discrimination in the construction industry in particular has been long and arduous and, unfortunately, is not over. It is simply not time to abandon carefully crafted and narrowly drawn measures to end, once and for 3-111 such discrimination. Here, the inability of minority workers to obtain true equality of opportunity is the result of biases both against them and in favor of white workers who had the opportunity 12 to work when minorities were frozen out of the industry on account of their race.18 The efforts of the District Court to achieve full equality should be affirmed by this Court. spectfully submitt Elaine R. Jones Director-Counsel Theodore M. Shaw Norman J. Chachkin Charles Stephen Ralston 99 Hudson Street Sixteenth Floor New York, NY 10013 (212) 219-1900 Attorneys fo r Amicus Curiae NAAC P Legal Defense and Educational Fund, Inc. Juan A. Figueroa Kenneth Kimmerling 99 Hudson Street Fourteenth Floor New York, NY 10013 (212) 219-3360 Attorneys fo r Amicus Curiae Puerto Rican Legal Defense and Education Fund, Inc. 18A recent article in the New York Times on the "Philadelphia Plan" demonstrates that this problem is not limited to the construction industry in New York. There, a white foreman explains why, when he is able to bypass the union hiring hall, he invariably calls white workers: They are the people I know best. . . . I would not want to trade shoes with Mike [an African-American union member], even if he were more skilled than I am, because I know it would be harder. "Union Goal of Equality Fails the Test of Time, " by Louis Uchitelle, New York Times, July 9, L995, p. 1, p. 18, col. 6. 13 CERTIFICATE OF SERVICE I hereby certify that copies of the foregoing BRIEF AMICI CURIAE, have been served by depositing same in the United States mail, first class postage prepaid (Priority Mail), on this 17th of July, 1995, addressed to the following: WILLIAM ROTHBERG, ESQ. 16 Court Street Suite 2202 Brooklyn, NY 11241 KAREN M. MORAN, ESQ. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of General Counsel 1801 L Street, NW Washington, DC 20507 JAMIE K. NICASTRI, ESQ. EDMUND P. D 'ELIA, P.C. 20 Exchange Place New York, NY 10005 MARTIN R. GOLD, ESQ. GOLD, FARRELL & MARKS 41 Madison Avenue New York, NY 10010 PAUL CROTTY, ESQ. CORPORATION COUNSEL ELIZABETH S. NATRILLA ASSISTANT CORPORATION COUNSEL HILARY B. KLEIN, ESQ. ASSISTANT CORPORATION COUNSEL NEW YORK CITY LAW DEPARTMENT 100 Church Street New York, NY 10007 DAVID RAFF, ESQ. RAFF Sc BECKER 49-51 Chambers Street Suite 220 New York, NY 10007 CHARLES J. COOPER, ESQ. SHAW, PITTMAN, POTTS & TROWBRIDGE 2300 N Street, NW Washington, DC 20037-1128 ANGIE MARTEL, ESQ. ASSISTANT ATTORNEY GENERAL STATE OF NEW YORK LAW DEPARTMENT Civil Rights Bureau 120 Broadway, 23rd Floor New York, NY 10271 JUDY SANDLER, ESQ. SMACNA OF LONG ISLAND, INC. Suite 314 315 Walt Whitman Road Huntington Station, NY 11746 14*