Alabama State Teachers Association v. Alabama Public School and College Authority Jurisdictional Statement
Public Court Documents
January 1, 1968

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Brief Collection, LDF Court Filings. Alabama State Teachers Association v. Alabama Public School and College Authority Jurisdictional Statement, 1968. 34a56555-b79a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/fe1ad71e-3aa6-4c33-b674-664a8c6c9650/alabama-state-teachers-association-v-alabama-public-school-and-college-authority-jurisdictional-statement. Accessed May 18, 2025.
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I n t h e dkmrt stt % Imteit States O ctobeb T e r m , 1968 No......... . At,arama S tate T ea ch ers A ssociation , et al., Appellants, — v .— Alabama P u b lic S chool and C ollege A u t h o r it y , et al., Appellees. on a ppea l prom t h e u n it e d states d istrict court FO R T H E M ID D LE D ISTR IC T OF ALABAMA JURISDICTIONAL STATEMENT J ack G reenberg J am es M . N abrit , I I I M elvyn Z arr F r a n k l in E . W h it e E l iz a b e t h B . D u B ois 10 Columbus Circle New York, New York 10019 F red 1). G ray 352 Dexter Avenue Montgomery, Alabama 36104 Attorneys for Appellants I N D E X PAGE Opinion Below.......................... ................._................... 1 Jurisdiction .................... ..... ................................. .... . 1 Statute Involved...... .............................. ....................... 3 Questions Presented ..... ............................ ................... 4 Statement of the Case ......................... ........................ 5 T h e Q u estio n s A re S u b sta n tia l I. The Court Below Erred in Holding That the Scope of the Affirmative Duty to Disestablish a Dual Sytem of Education Is More Limited in the Area of Higher Education Than in the Area of Elementary and Secondary Educa tion and, Specifically, That It Does Not In clude Any Enforcible Duty to Consider Dis establishment as a Factor in the Planning of New Construction or the Expansion of Exist ing Facilities ......................... .......................... 12 II. The Court Below Erred in Upholding the Proposed Construction of a Branch of Auburn University in Montgomery Where the Record Shows That It Was Planned Without Regard to Disestablishment of the Dual System ___ 19 C o n clu sio n ................ 25 A p p e n d ix A ............... .......................................................................... l a A p p e n d ix B ................. ................... .................................. .......... ....... 14a A p p e n d ix C ........................................................................... 15a A p p e n d ix D .............................. 17a 11 T able oe A u t h o b it ie s Cases: page Brewer v. School Bd. of the City of Norfolk, 397 F.2d 37 (4th Cir. 1968) ....................... .............. ............. .. 15 Briggs v. Elliott, 132 F. Supp. 776 (E.D.S.C. 1955) ....12,13 Broussard v. Houston Independent School District, 395 F.2d 817 (5th Cir. 1968) ........... .......... .... ................ 21 Brown v. Board of Education, 347 U.S. 483 (1954), 349 U.S. 294 (1955) _______ ____ ___ ____ 6,13,14,16,17 Ex parte Bransford, 310 U.S. 354 (1940) ................... 3 Flast v. Cohen, 392 U.S. 83 (1968) .............................. 3 Florida ex rel Hawkins v. Board of Control, 350 U.S. 413 (1956) ..................................................... M Franklin v. Parker, 223 F. Supp. 724 (M.D. Ala. 1963), modified and aff’d, 331 F.2d 841 (5th Cir. 1964) ...... 5, 7 Frasier v. Board of Trustees of the University of North Carolina, 134 F. Supp. 589 (M.D.N.C. 1955), aff’d, 350 U.S. 979 (1956) .............. ........... ................ 14 Green v. County School Bd. of New Kent County, 391 U.S. 430 (1968) ........................................................13,16 Idlewild Bon Voyage Liquor Corp. v. Epstein, 370 U.S. 713 (1962) ............. 3 Kelley v. Altheimer, 378 F.2d 483 (8th Cir. 1967) ...... 14 Lee v. Macon County Bd. of Educ., 267 F. Supp. 458 (M.D. Ala.), aff’d, 389 U.S. 215 (1967) .........5,14,16,21 Lucy v. Adams, 134 F. Supp. 235 (N.D. Ala.), aff’d 228 F.2d 619 (5th Cir. 1955), cert, denied, 351 U.S. 931 (1956) 5 Ill PAGE McLaurin v. Oklahoma State Regents, 339 U.S. 637 (1950) ......... ............... ..... ........................................ . 14 Missouri ex rel Gaines v. Canada, 305 U.S. 337 (1938) 13 Montgomery County Bd. of Edue. v. Carr, 400 F.2d 1 (5th Cir. 1968) .............................. ........... ................ 16 Query v. United States, 316 U.S. 486 (1942) .............. 3 Sailors v. Board of Educ. of the County of Kent, 387 U.S. 105 (1967) ......................................................... 3 Sanders v. Ellington, 288 F. Supp. 937 (M.I). Tenn. 1968) ............. .................... ....................................... 18, 23 Sipuel v. Board of Regents of the University of Okla homa, 332 U.S. 631 (1948) .............. ........................ 13 Spielman Motor Sales Co. v. Bodge, 295 U.S. 89 (1935) 3 Sweatt v. Painter, 339 U.S. 629 (1950) .....................13,14 United States v. Board of Public Instruction of Polk County, Florida, 395 F.2d 66 (5th Cir. 1968) ....14,16, 20 United States v. Jefferson County Bd. of Educ., 372 F.2d 836 (1966), aff’d en banc, 380 F.2d 385 (5th Cir. 1967), cert denied, 389 U.S. 840 (1967) ...... 13,14,16,21 Watson v. City of Memphis, 373 U.S. 529 (1963) ........ 15 Wynn v. Trustees of the Charlotte Community College System, 122 S.E. 2d 404 (N.C.S.Ct. 1961) ................ 17 Statutes: 28 U.S.C. §1253 ........ ...................................................... 2 28 U.S.C. §1331 ............................. ................................. 1 28 U.S.C. §1343 ............... .......... ..................................... 1 28 U.S.C. §2281 ...................... ............. ....................... . 2 42 U.S.C. §1983 ......................... ............ ........................ 1 IV PAGE Ala. Acts, Eeg. Sess. 1967, No. 403 ..........1, 2, 3-4,10, 25, 28 Ala. Acts, 1st Spec. Sess. 1965, No. 243 ............2, 3,4, 5,10 Ala. Code, Tit. 52, §438 (1958) ..................................... 5,6 Ala. Code, Tit. 52, §455 (1958) ................... -................. 5 Ala. Code, Tit. 52, §466 (1958) ..................................... 5 Other Authorities: Branson, Inter institutional Programs for Promoting Equal Higher Educational Opportunities for Ne groes, 35 J. Negro Educ. 469 (1966) ----------- ------ 27 Clement, The Historical Development of Higher Ed ucation for Negro Americans, 35 J. Negro Ednc. 299 (1966) ......................................................................... 24 Jencks & Riesman, T h e A cademic R ev o lu tio n (New York, 1968) ....... .................... ..... ..................23,24,26,27 McGrath, T h e P r ed o m in a n tly N egro C olleges and U n iv e r sit ie s in T ra n sitio n (Institute of Higher Education, Columbia University, 1965) ....23, 24, 25, 26, 27 Patterson, Cooperation Among the Predominantly Negro Colleges and Universities, 35 J. Negro Educ. 477 (1966) .............. ............ ............................-......... 27 Pettigrew, A Social Psychological View of the Pre dominantly Negro College, 36 J. Negro Educ. 274 (1967) ..... ............................................-...................... 27 Plant, Plans for Assisting Negro Students to Enter and Remain in College, 35 J. Negro Educ. 393 (1966) 27 8 R.R.L.R. 448-58 ........... ............................................. 5 Wiggins, Dilemmas in Desegregation in Higher Educa tion, 35 J. Negro Educ. 430 (1966) ........................... 27 I n t h e dmtrt at % Imfrd &tut?s O ctobee T e e m , 1968 No............. A labama S tate T ea c h ees A ssociation ', et al., Appellants, — v .— Alabama P u b lic S chool and C ollege A u t h o b it y , et al., Appellees. O N A P P E A L EEO M T H E U N IT E D STA TES D IST B IC T CO U ET EO E T H E M ID D LE D ISTB IC T O P ALABAMA JURISDICTIONAL STATEMENT Appellants appeal from the judgment of the United States District Court for the Middle District of Alabama, entered on July 26, 1968, denying declaratory and injunc tive relief, and submit this Statement to show that the Supreme Court of the United States has jurisdiction of the appeal and that a substantial question is presented. Opinion Below The opinion of the court below is as yet unreported and is set forth as Appendix A, pp. la-13a, infra. Jurisdiction This is a civil action brought pursuant to 28 U.S.C. §§1343 and 1331, and 42 U.S.C. §1983, for declaratory and injunctive relief against the operation of Ala. Acts, Reg. Sess. 1967, No. 403 [hereinafter cited as Act No. 403]. 2 Appellants sought to restrain the enforcement of Act No. 403 on the grounds that it violated their rights under the Equal Protection Clause by failing to encourage disestab lishment of the dual system of racially segregated public colleges in Alabama. The judgment of the United States District Court for the Middle District of Alabama denying an injunction was entered July 26, 1968 (R. 695; App. pp. la-13a, infra). Notice of appeal to this Court was filed in the district court September 13, 1968 (R. 935 )J Jurisdiction of this Court is invoked pursuant to 28 U.S.C. §1253 to review the judgment of the district court of three judges necessarily convened pursuant to 28 U.S.C. §2281. Appellants in this case sought declaratory and in junctive relief against the operation of Act No. 403, which authorizes the Alabama Public School and College Author ity to issue and sell bonds in the principal amount of $5,000,000 for the purpose of establishing a 4-year college at Montgomery under the supervision and control of Auburn University.2 A three-judge court was properly convened under 28 U.S.C. §2281 because this is an action seeking to restrain state officials from enforcing a state statute on the ground that it is unconstitutional because it defines and effectuates a state policy of constructing facilities for higher education without regard to the para- 1 Notice of appeal to the United States Court of Appeals for the Fifth Circuit was filed August 23, 1968; and a motion to hold the appeal in abeyance pending disposition of the appeal in this Court was filed October 25, 1968, and granted November 5, 1968. 2 The formation of the Alabama Public School and College Au thority was authorized by Ala. Acts, 1st Spec. Sess. 1965, No. 243 [hereinafter cited as Act No. 243] which gave the Authority, a public corporation, the power among others, to provide for the construction, reconstruction, alteration and improvement of public buildings and other facilities for pub lic educational purposes in the State, including the procure ment of sites and equipment therefor. (R. 8) 3 mount federal obligation to disestablish the dual system based upon race. See, e.g., Flast v. Cohen, 392 U.S. 83 (1968), Idlewild Bon Voyage Liquor Corp. v. Epstein, 370 U.S. 713 (1962), Query v. United States, 316 U.S. 486 (1942). This is not, therefore, merely an attack upon the “unconstitutionality of the result obtained by the use of a statute which is not attacked as unconstitutional.” Cf. Ex parte Bransford, 310 U.S. 354, 361 (1940) (dictum). Nor is it a matter of purely local concern, because here relief is sought against the action of state agents, acting under a state statute expressing the state’s policy in relation to a new segment of the statewide system of public colleges. See, e.g., Spielman Motor Sales Co. v. Dodge, 295 U.S. 89 (1935); Sailors v. Board of Educ. of the County of Kent, 387 U.S. 105 (1967). Statute Involved The statute involved in this case is Ala. Acts, Beg. Sess. 1967, No. 403, the complete text of which follows: A n A ct To authorize the Alabama public school and college authority, a public corporation, to issue and sell additional bonds in the principal amount of $5,000,000 for the purpose of constructing, equipping, establish ing, creating, supporting and maintaining a four-year college at Montgomery under the supervision and control of the board of trustees of Auburn University. Be It Enacted by the Legislature of Alabama: Section 1. The Alabama public school and college authority created and established under the provisions of Act No. 243, H. 29, approved May 4, 1965 (Acts, First Special Session 1965, p. 331) is hereby authorized to issue and sell its bonds in the principal amount of $5,000,000 in addition to all other bonds heretofore 4 issued or heretofore authorized to be issued by said authority. All bonds sold under authority of this Act shall be issued, secured by, and the principal and interest amortized and paid in the same manner and from the same funds as prescribed in said Act No. 243 of the First Special Session of 1965 with respect to bonds previously issued by the authority. Proceeds of the sale of such bonds shall be deposited, and dis bursed for the sole purpose herein provided, and all work undertaken hereunder, and all contracts let hereunder shall be supervised and shall be in all other respects governed by the provisions of said Act No. 243 of 1965. Section 2. The proceeds of all bonds issued and sold by the authority under this Act remaining after paying expenses of their issuance shall be deposited in the state treasury, and shall be carried in the state treasury in a special or separate account. The net proceeds derived from sale of the bonds shall be dis tributed to Auburn University to be used by the board of trustees thereof for construction and equipment of physical facilities for conducting a four-year college or branch of the University in the City of Montgomery and for the support and maintenance of such college for each of the fiscal years ending September 30, 1968 and September 30, 1969. Questions Presented 1. Does the State have an affirmative duty to disestab lish a dual system of higher education based upon race! 2. Where the record shows that the proposed construc tion by a predominantly white university of a college in Montgomery duplicating an existing, virtually all-Negro college, was planned without regard to its effect upon the 5 disestablishment of the dual system, was it proper for the court to deny injunctive relief? Statement of the Case Until the recent past, the public institutions of higher education maintained and operated by the State of Alabama and its agencies were racially segregated as a matter of law, policy and practice. Statutes still on the books desig nate institutions as being for “whites” or “Negroes.” Ala. Code, Tit. 52, §§438, 455, 455(3), 466 (1958). Indeed, §10(h) of Act No. 243 (It 5), which established defendant Alabama .Public School and College Authority, designates various institutions as “Negro.” And as recently as 1963 a federal court was called upon to order Auburn University, the predominantly white institution whose establishment of a branch in Montgomery is challenged in this action, to ad mit Negroes, after findings that, apart from the two Negro institutions, all other public institutions of higher educa tion in the State of Alabama were for whites only, by statute, custom and tradition. Franklin v. Parker, 223 F. Supp. 724 (M.D. Ala. 1963), modified and aff’d., 331 F.2d. 841 (5th Cir. 1964).8 And in 1967 the court in Lee v. Macon County Bd. of Educ., 267 F. Supp. 458, 474 (M.D. Ala.), aff’d., 389 U.S. 215 (1967), noted that Alabama’s trade schools, vocational schools and state colleges4 “continue to 8 See also Lucy v. Adams, 134 P. Supp. 235 (N.D. Ala.), aff’d., 228 F.2d 619 (5th Cir. 1955), cert, denied, 351 U.S. 931 (1956), where the court found the University of Alabama guilty of a tacit policy of excluding students from admission on the basis of race. The Negro who subsequently enrolled was expelled. And it was not until federal troops were brought in that Negroes applying in 1963 were finally allowed to register. See 8 R.R.L.R. 448-58. It is the proposed expansion of the University of Alabama’s Extension Center that is the subject of this suit. 4 The court used the term “state colleges” to refer to “all state colleges or universities except the University of Alabama, Auburn University, University of South Alabama at Mobile, and Alabama 6 be operated on a segregated basis . . . as if Brown v. Board of Education were inapplicable in these areas.” The court below took judicial notice of the fact that “Alabama has traditionally had a dual system of higher education,” and found as a fact that “the dual system in higher education has not been fully dismantled.” (App. pp. 6a-7a, infra). And it is indeed clear that the dual sys tem is far from being “fully dismantled.” See Apps. B, C and D, pp. 14a-18a, infra? Alabama State College is at present the only public, ac credited, degree-granting senior college in Montgomery. It is, for all practical purposes, an all-Negro school, created as such by statute, Ala. Code, Tit. 52, §438 (1958), and per petuated as such in fact. The record indicates that as of the fall of 1967, Alabama State had two white students and two white teachers out of a total of about 1800 students and 85 teachers (R. 834, 847-48, 693; App. D, infra, p. 17a). In addition there exists in Montgomery the University of Alabama Extension Center. This is a small, predominantly white, non-degree-granting institution, providing college courses, mostly given at night. Interest in another state-supported institution of higher education in Montgomery was initially generated by the College at Montevallo, which institutions have separate boards of trustees and are not administered by the Alabama State Board of Education.” 267 F. Supp. at 474 n. 19. B It is worth noting that even those state institutions—most of the trade schools and junior colleges—created in recent years have clear racial identification in faculty and student body (R. 685-86, 721-29; App. D, pp. 17a-18a infra). Thus the State has not merely perpetuated, but is continuing to engender racial institutions. As a corollary it should be noted that the Alabama Education Study Commission, created by the Legislature in 1967 to study higher educational needs throughout the State and come up with a 10-year projected plan, has only white members (R. 783). 7 Montgomery Chamber of Commerce, an apparently all- white organization. Its Education Committee was reacti vated in January, 1966, under the chairmanship of Mr. Holman Head, primarily to work in developing a new col lege. The Committee had no Negro member (R. 746). As the court below found, “apparently it was assumed from the beginning that expansion of the Alabama Exten sion Center was the way to proceed.” (App. 9a, infra). Officials of the predominantly white University of Alabama were first approached to see if they would be willing to undertake expansion of the Center. When the University of Alabama decided that it would not, negotiations turned to Auburn University. Auburn University was established by statute as a white university, Ala. Code, Tit. 52, §455 (1958), and admitted its first Negro student in 1964 as a result of court action (R. 781; 60-61; and see Franklin v. Parker, supra, p. 5). In the fall of 1967, with the largest number of Negro stu dents ever, Auburn had only 41 Negro students out of a total enrollment of about 13,000, and only three part-time Negro teachers out of a total faculty of about 800 (R. 780- 782; 104-06; 60-70, App. R, p. 14a infra). Ultimately it was agreed that Auburn would take over the University of Alabama’s Extension Center, and expand it to form a new branch of Auburn in Montgomery. The Chamber of Commerce Education Committee then met with the Mont gomery legislative delegation, headed by Senator Joe G-ood- wyn, who introduced Act No. 403, which authorizes the Alabama Public School and College Authority to raise money for the purpose of establishing a 4-year college at Montgomery under the supervision and control of Auburn. After the bill was enacted in September, 1967, the Cham ber of Commerce created a site selection committee, whose members were all white (R. 779, 234). And Auburn Uni- 8 versity set up a five-man committee, also all-white, to plan the educational program for its Montgomery Branch (B, 79-80), and appointed Dr. Henry Handley Funderbunk, Jr., as Vice President for Montgomery Affairs. Alabama State College was not consulted in any stage of the planning of the new college, nor was its participa tion sought in any manner. The sole contact with Alabama State was a visit in February, 1967, to Dr. Levi Watkins, President of Alabama State College, to advise him as to what was happening (B. 763-64, 829-31). Indeed, up to this present time no Negro or Negro institu tion has been involved in any form in the planning of the new institution in Montgomery, nor have any Negro groups even been consulted regarding their needs for the proposed institution (B. 753-55). Moreover, in none of the reports, surveys, discussions, and conversations regarding the establishment of the new institution was any mention made, or thought expressed, as to the effect of the proposed institution on the dual system of education in Alabama. Indeed, the state officials involved proclaimed their complete disinterest in racial considera tions.6 And, as the court below found, “defendants appar ently did not seriously evaluate Alabama State College’s potential as an alternative.” (App. 11a, infra). Alabama State College was said to have been rejected as a possibility because of the limitations of its “very basic curriculum” (B. 753), yet a small, non-degree-granting center offering primarily night school courses was chosen in its place for expansion. The failure to even consider the possibility of For example, Holman Head was asked by counsel for the Alabama Public School and College Authority whether “in any of those discussions with Senator Goodwyn or any of your reports was there any mention of race or color in any respect?” His answer was “None whatsoever.” (R. 777). 9 either expanding Alabama State, or establishing a program in cooperation with it, is particularly striking in view of the fact that the new institution was intended to have essen tially the same kind of curriculum, with an emphasis on education, liberal arts, and business, as existed at Alabama State (R. 742-44, 818-19, 87-88; compare R. 131 with Plain tiffs’ Exhibit No. 3). Finally, there is evidence that the proposed Auburn branch was designed to serve the needs of the white students in Montgomery now commuting to institutions outside of Montgomery rather than going to the Negro Alabama State College.7 Student recruitment efforts for the Auburn branch have been directed at white high schools to the complete ex clusion of Negro high schools. During December of 1967 Dr. Robert Strong, the white Director of High School and Junior College Relations at Auburn, requested permission of various high schools in Montgomery and surrounding counties to visit them to explore senior interest in the Au burn branch. However, he neither contacted nor visited any Negro high schools.8 Although there was some indication in the record that Negro high schools were to be visited later, it cannot possibly have been a coincidence that the white schools were visited first, and in a group. Indeed, in one day Dr. Strong made a recruiting visit to three white 7 There was testimony at, the hearing that this was Senator Goodwyn’s reason for introducing the bill authorizing the new college (R. 903). 8 See generally R. 873-899; 912-927. Dr. Strong testified that he telephoned George Washington Carver High School but was unable to reach either the principal or the guidance eouneellor. However, while he left a message to return the call, the message apparently made no mention of the Auburn branch; Dr. Strong did not call again; and when the guidance eouneellor called back to inquire what the purpose of the call was, Dr. Strong made no mention of the Auburn branch, allegedly because the legal action had intervened and “my instructions were that we would delay this until something was settled.” R. 915-916. 10 high schools in Montgomery, two public and one private, hut failed to visit the four Negro high schools in Mont gomery. On Dr. Strong’s only other recruiting trip for the Auburn branch he visited a white high school in Wetumka, but failed to visit the two Negro high schools in that same town; instead he visited that same day a white high school in Prattville in another county, again failing to visit the Negro high school in that town (R. 923-925). Appellants sought in this action declaratory and injunc tive relief against the operation of Act. No. 403, authoriz ing the creation of the Auburn branch at Montgomery.9 In its decision announced July 26, 1968, the court below noted initially that plaintiffs’ basic argument—that the duty to disestablish the dual system of education applied equally to higher education, and that that duty requires officials to utilize new construction as an opportunity to disestablish the dual system—presented a case of first impression. The court took judicial notice of the fact that Alabama had “tra ditionally had a dual system of higher education,” and found as a fact that “the dual system . . . [had] not been fully dismantled;” and it recognized that “the law is clear also that the State is under an affirmative duty to dismantle the dual system.” However, the court stated that it did not “agree that the scope of the duty should be extended so far in higher education as it has been in the elementary and secondary public schools area,” and stated that it was “re luctant at this time to go much beyond preventing dis criminatory admissions.” (App. 6a-7a, infra). The court noted that, unlike institutions of higher education, public 9 Originally appellants also sought relief against the operation of Act No. 243, authorizing the establishment of the Alabama Pub lic School and College Authority, but at the beginning of the hear ing on the merits of this case, plaintiffs announced that they did not “urge upon the Court at this time” their claim that Act No. 243 was unconstitutional. 11 elementary and secondary schools were traditionally free and compulsory, and that, prior to “freedom of choice,” children were assigned to schools. The court concluded that, while in planning new construction or expansion the state legislature should consider numerous variables including impact on the dual system, “in reviewing such a decision to determine whether it maximized desegregation we would necessarily be involved, consciously or by default, in a wide range of educational policy decisions in which courts should not become involved.” (App. 7a-8a, infra). The court nevertheless did consider the development of the plans for the Auburn branch in Montgomery, stating that “a brief review of the background of this case will, we think, reveal the wisdom of this conclusion” (that courts should not review construction decisions). (App 8a, infra). The court stated that plaintiffs had not shown that the Auburn branch was designed to provide for white students only. And in answer to plaintiffs’ contention that inade quate consideration was given to how the proposed Auburn branch might be operated so as to disestablish the dual system, the court stated that “it is at least as reasonable to conclude that a new institution will not be a white school or a Negro school, but just a school, as it is to believe that Alabama State would so evolve;” and stated further that “in the discharge of the duty to maximize desegrega tion, the Auburn branch is at least arguably as acceptable as any alternative proffered by plaintiffs.” The court con ceded that “defendants apparently did not seriously evalu ate Alabama State College’s potential as an alternative,” but noted that evidence was introduced indicating that Auburn was more appropriate for a variety of educational reasons (App. IQa-lla, infra). The court concluded that, “as long as the State and a particular institution are dealing with admissions, faculty 12 and staff in good faith the basic requirement of the affirma tive duty to dismantle the dual system on the college level • • . is satisfied.” (App. 11a, infra). THE QUESTIONS AEE SUBSTANTIAL I. The Court Below Erred in Holding That the Scope of the Affirmative Duty to Disestablish a Dual System of Education Is More Limited in the Area of Higher Education Than in the Area of Elementary and Second ary Education and, Specifically, That It Does Not In clude Any Enforcible Dirty to Consider Disestablish ment as a Factor in the Planning of New Construction or the Expansion of Existing Facilities. The court below clearly held that the scope of the duty to disestablish the dual system of education does not include, in the area of higher education, the requirement enforced in the areas of primary and secondary education to plan construction so as to further the disestablishment of the dual system. The court’s entire discussion of the particular facts of the case was within the context of this holding (See II, infra pp. 22-23). The court’s opinion, in concluding that as long as ad missions, faculty and staff are dealt with in good faith, the State’s obligations under the equal protection clause are satisfied, in effect, although not in words, denies the existence of any duty to take affirmative steps to uproot the dual system on the higher education level, and tacitly revitalizes the destructive dictum of Briggs v. Elliott, 132 F. Supp. 776, 777 (E.D.S.C. 1955): “The Constitution . . . does not require integration. It merely forbids discrimina tion.” 13 Certainly the affirmative duty to disestablish the dual system has by now been firmly established, and the ghost of Briggs v. Elliott, supra, laid to rest, in the area of primary and secondary education. See, e.g., Green v. County School Bd. of Neiv Kent County, 391 U.S. 430 (1968); United States v. Jefferson County Board of Educ., 372 F.2d 836 (1966), aff’d. en banc, 380 F.2d 385 (5th Cir. 1967), cert denied, 389 U.S. 840 (1967). There appears to be no legitimate reason to limit the scope of this duty in the area of higher education although, because of differ ences in the systems, different methods might be appropri ate in achieving integration. See infra, p. 17. In Jefferson, supra, the court pointed out that: the central vice in a formerly de jure segregated public school system is apartheid by dual zoning: in the past by law. . . . Dual zoning persists in the con tinuing operation of Negro schools identified as Negro, historically and because the faculty and students are Negroes. (372 F.2d at 867) In higher education the original vice was simply establish ment by law of separate white and Negro institutions; this too has resulted in the continuing operation of separate, identifiable, white and Negro institutions. The duty to dis establish this system by any available, appropriate method would seem to be equally important. Indeed, it is ironic that the lower court here should find this duty, stemming origi nally from Broivn v. Board of Education, 347 U.S. 483 (1954) (Broivn I), 349 U.S. 294 (1955) (Brown II), of limited applicability in the field of higher education when the very forerunners of Broivn vrere cases involving higher education. See Missouri ex rel Gaines v. Canada, 305 U.S. 337 (1938), Sipuel v. Board of Regents of the University of Oklahoma, 332 U.S. 631 (1948), Siveatt v. Painter, 339 U.S. u 629 (1950), McLaurin v. Oklahoma, State Regents, 339 U.S. 637 (1950). Indeed in Frasier v. Board of Trustees of the University of North Carolina, 134 F. Supp. 589, 592-93 (M.D.N.C. 1955), aff’d., 350 U.S. 979 (1956), the court stated that there was nothing in Brown v. Board of Educa tion, supra, “to suggest that the reasoning does not apply with equal force to colleges as to primary schools. Indeed, it is fair to say that . . . [it applies] with greater force to students of mature age in the concluding years of their formal education as they are about to engage in the serious business of adult life,” citing and quoting from Sweatt v. Painter, supra. And in Florida ex rel. Hawkins v. Board of Control, 350 U.S. 413-14 (1956), this Court held that the “deliberate speed” rule of Brown II was not applicable to graduate study, because it did not present the “problems of public elementary and secondary schools,” and there was therefore “no reason for delay.” Recognition of the affirmative obligation to disestablish the dual system led inevitably to the doctrine that, to the extent consistent with the proper operation of the school system, new construction and the expansion of existing facilities should be undertaken with this obligation in mind, a doctrine which is by now well-established. See, e.g., United States v. Jefferson County Board of Educ., 372 F.2d 836, 877, 900 (1966), aff’d en banc, 380 F.2d 385 (5th Cir. 1967), cert, denied, 389 U.S. 840 (1967).10 Lee v. Macon County Board of Education, 267 F. Supp 458 (M.D.Ala. 1967) (3-judge court); United States v. Board of Public Instruction of Polk County, Florida, 395 F.2d 66 (5th Cir., 1968); Kelley v. Altheimer, 378 F.2d 483, 496 10 “The defendants, to the extent consistent with the proper operation of the school system as a whole, shall locate any new school and substantially expand any existing schools with the ob jective of eradicating the vestiges of the dual system and of eliminating the effects of segregation.” (372 F.2d at 990) 15 (8th Cir. 1967); Brewer v. School Board of the City of Norfolk, 397 F.2d 37 (4th Cir. 1968). These cases imply no distinction between grade schools and higher education. But the court below found this new construction doctrine inapplicable to the area of higher education on the grounds that: (1) higher education, unlike primary and secondary education, is traditionally neither free nor compulsory; (2) students choose which institu tion of higher education they will attend while, prior to “freedom of choice,” children were assigned to their pri mary and secondary schools; (3) higher educational insti tutions present a “full range of diversity in goals, facilities, equipment, course offerings, teacher training and salaries, and hiring arrangements . ■ . while grade schools are, in principle at least, substantially similar. The court con cluded, therefore, that in reviewing a decision regarding the construction or expansion of an institution of higher education “to determine whether it maximized desegrega tion, we would necessarily be involved, consciously or by default, in a wide range of educational policy decisions in which courts should not become involved.” (App. pp. 7a-8a, infra). The court’s reasoning simply does not withstand analy sis. Public institutions of higher education may not be completely free, but they are still public institutions, sup ported and directed by the state. The fact that education is not compulsory in Alabama after the age of 16 should make efforts to further the desegregation of institutions of higher education less rather than more problematical since there is no question of forcing w'hites to attend schools with Negroes. In Watson v. City of Memphis, 373 U.S. 529, 532 (1963), this Court, in holding that delay in the deseg regation of public parks and other municipal recreational facilities was not warranted, noted that such desegregation 16 did not “present the same kinds of cognizable difficulties inhering in elimination of racial classification in schools, at which attendance is compulsory, the adequacy of teach ers and facilities crucial, and questions of geographic as signment often of major significance.” (emphasis added). And the opinion noted that the need for delay in desegre gation had not been extended to state colleges and univer sities, “in which like problems were not presented.” 373 U.S. at 532 n.4. See supra, p. 14. The court’s second point likewise has no validity. While traditionally children were assigned to their primary and secondary schools, after the decisions in Brown v. Board of Educ., 347 U.S. 483 (1954), 349 U.S. 294 (1955), the Southern school districts almost uniformly changed to “freedom of choice” systems, and it was within the context of “freedom of choice” that the new construction doctrine was deveoloped. See, e.g., United States v. Jefferson County Board of Educ., supra, p. 14; Lee v. Macon County Bd. of Educ., supra, p. 14; United States v. Board of Public In struction of Polk County, Florida, supra, p. 14; Montgom ery County Bd. of Educ. v. Carr, 400 F.2d 1 (5th Cir. 1968). In Green v. County School Bd. of New Kent County, 391 U.S. 430 (1968), this Court held that where freedom of choice failed to succeed in producing a unitary, non-racial system, school systems would have to abandon it in favor of zoning or some other system that promised to work better. Since, as noted below, “freedom of choice” seems an appropriate system for higher education, doctrines such as the new construction doctrine, which can be used to make freedom of choice succeed in producing a unitary, non-racial system, are of particular importance in the area of higher education. The court’s third reason has more colorable validity, since public institutions of higher education have tra ditionally been supposed to present a greater diversity 17 of opportunities than grade schools. This distinction would be of considerable relevance to a decision as to whether zoning ought ever be substituted for freedom of choice in the area of higher education. But it appears to have no relevance to the propriety of the newr construction doc trine. The court’s argument is apparently that in deciding on construction or expansion in the area of higher educa tion, officials must, because of the greater variety in higher education, take into account a greater complex of variables than in making such decisions on the primary and second ary level. This however does not necessarily follow. There are numerous complicating factors on the primary and secondary level which don’t exist on the higher education level: for example, transportation problems (since grade school systems have traditionally provided free transporta tion), and capacity (since grade schools must serve all eligible students, while institutions of higher education can adjust their own admission standards to suit their capacity). Moreover, even if construction and expansion decisions in the area of higher education were more com plex, this would not justify the court’s conclusion that it should therefore refuse entirely to consider whether such a decision adequately took account of the duty to dises tablish the dual system of education. Significantly, the one recent opinion11 dealing with issues comparable to this that appellants have found, rejected 11 The only other comparable case plaintiffs have found is Wynn v. Trustees of the Charlotte Community College System, 122 S.E. 2d 404 (N.C.S.Ct. 1961), where the court held it was permissible for state funds to be used to build two separate colleges, noting that there was no evidence either college would exclude- any student on the basis of race. The decision was not grounded on any distinction between higher and other education, but rather on the clearly out dated and invalid theory that Brown v. Board of Education, supra, did not require integration, but merely forbade the exclusion of students from the schools of their choice solely because of race. 18 the approach taken by the court below. In Sanders v. Ellington, 288 F. Supp. 937 (M.D. Tenn. 1968), an action was brought to prevent the University of Tennessee from constructing a newr facility for expanding its evening course program at Nashville, also the location of the predominantly Negro Tennessee A & I State University; the court was also asked to order State officials to present a plan for the desegregation of the public universities of Tennessee. The court clearly held that there was “an affirmative duty . . . to dismantle the dual system of higher education which presently exists in Tennessee,” and that an “open-door policy . . . alone does not discharge the affirmative duty . . . where, under the policy, there is no genuine progress toward desegregation and no genuine prospect of progress.” The court therefore ordered the State defendants to submit “a plan designed to effect such desegregation of the higher educational institutions of Tennessee, with particular attention to Tennessee A & I State University, as to indicate the dismantling of the dual system now existing.” (288 F. Supp. at 941, 942.) Signifi cantly, the Sanders court noted factors mentioned by the court below here: the fact that colleges are neither com pulsory nor free, and that students are not assigned but may choose where they will attend. But the Sanders court found these significant only to the extent they indicated that “the simple remedies which might be available to a county school board . . . are not available here,” and war ranted granting the defendants “a substantial amount of time for the submission of such a plan.” (288 F. Supp. at 943.) Finally, while the Sanders court denied injunctive relief against the proposed construction, the opinion makes it clear that this is based on the particular facts of the case, not on any theory that the construction doctrine is inapplicable to higher education. Indeed, the court speci fically points out that, “in reaching this decision that in- 19 junctive relief should be denied, I have not grounded it on the recent case of Alabama State Teachers Association v. Alabama Public School and College Authority . . . , involv ing the construction in Montgomery, Alabama, by Auburn University, a historically white institution, of a facility completely duplicating a historically Negro public college in that city.” (288 F. Supp. at 942.) II. The Court Below Erred in Upholding the Proposed Construction of a Branch of Auburn University in Mont gomery Where the Record Shows That It was Planned Without Regard to Disestablishment of the Dual System. The proper role of a court, in reviewing decisions re garding new construction,12 is to ensure that the State offi cials responsible for planning such construction gave proper consideration to the goal of desegregation. It is for these officials, not for the court, to make the initial assessment as 12 It is irrelevant whether the proposed college is characterized as a new institution in Montgomery or an expansion of the already existing institution. The label is unimportant. What is important is that any major change in the character of an institution in a dual system offers a fresh opportunity to channel that change in the direction of integrating the system. There can be no serious question that the Auburn Branch is a radical departure from any institutions heretofore existing in Montgomery. The University of Alabama Extension Center is basically a night school; it does not grant degrees; it has an enrollment of 400 or 500 students; its assets consist of one building worth about $225,000, equipment and furnishings, and a library which Auburn will only rent for the interim and which will later be moved to the main campus of the University of Alabama. In sharp contrast, the new institution is to be a degree-granting, daytime institution (which will also have evening courses) ; it will be a multimillion dollar college on an entirely new, large campus, with an eventual enrollment of 15,000 students. 20 to whether planned construction will adequately satisfy the duty to disestablish the dual system. In United States v. Board of Public Instruction of Polk County, Florida, 395 F.2d 66 (5th Cir. 1968), the Fifth Circuit discussed the necessity for the initial planning for construction by such officials to be made with reference to their obligation to dis establish the dual system: The appellee contends that inasmuch as the planning for the school was made without reference to race, there was no conscious effort on the part of the Board to perpetuate the dual system. This does not meet the requirements of the court order. There is an affirma tive duty, overriding all other considerations with re spect to the locating of new schools, except where in consistent with “proper operation of the school system as a whole,” to seek means to eradicate the vestiges of the dual system. It is necessary to give consideration to the race of the students. It is clear from this record that neither the state board nor the appellee sought to carry out this affirmative obligation, before proceeding with the construction of this already planned school. (395 F.2d at 69) Further, the court in Polk County emphasized that where officials plan new construction without regard to their duty to disestablish the dual system, no retroactive assessment of the affect of the plan on the dual system, by the officials or by the court, can validate it. The United States contends that the school cannot be built at this location until the factors relating to pos sible steps assisting in eradicating the former dual system are evaluated by the Board having that re sponsibility. This has not been done. The conclusory 21 expression of opinion by the superintendent of schools that in his judgment the location of this school, long since planned, without reference to the requirements of Jefferson, would meet those requirements, cannot sub stitute for the absence of a planning study and analysis made in such manner as to be subject to review by the district court that is required under the Jefferson ruling. # * # The decision as to what is possible without adversely affecting the proper operation of the school system as a whole must be made by the Board. It should be made in such manner as would permit the district court’s review of the conclusion reached in order to determine whether the requirements of the decree have been fully understood and carried out. (395 F.2d at 69-70) See also Lee v. Macon County Bd. of Educ., 267 F. Supp. 458, 480-481, 489 (M.D. Ala. 1967); United States v. Jeffer son County Bd. of Educ., 372 F.2d 836, 877 (1966), aff’d en banc, 380 F.2d 385 (5th Cir. 1967), cert, denied, 389 TJ.S. 840 (1967); Broussard v. Houston Independent School Dis trict, 395 F.2d 817, 822, 823, 824-26 (5th Cir. 1968) (Wisdom, J., dissenting.) It is clear from the record in this case that, in all the con versations, meetings, and gathering of information that went into planning the establishment of a new institution of higher education in Montgomery, no consideration was given to the goal of furthering desegregation. See pp. 6-10, supra. No effort was made to involve members of the Negro community in the planning, or to design an in stitution responsive to their needs. No thought was given to expanding Alabama State rather than the University Center, or to coordinating with Alabama State in any 22 significant way, although, these would have been obvious possibilities, meriting at least some consideration, had there been any concern with desegregation as a goal. And no efforts were made to attract a significant Negro student population to the proposed Auburn branch. Indeed to date recruitment efforts have been directed at white high schools to the complete exclusion of Negro high schools. The opinion of the court below does not argue, as indeed it could not, that any consideration was given by appellants to disestablishment of the dual system in planning the Auburn branch. Instead the court proceeded to make its own assessment of the impact of the construction on dis establishment and concluded that “it is certainly as reason able to conclude that a new institution will not be a white school or a Negro school, but just a school, as it is to believe that Alabama State would so evolve,” and that “in the discharge of the duty to maximize desegregation, the Au burn branch is at least arguably as acceptable as any alter native proffered by plaintiffs.” (App. IGa-lla, infra.) It is not clear that these statements constitute anything more than dicta, since the court noted that its review of the back ground of the case would “reveal the wisdom of [its] . . . conclusion” that courts ought not review construction deci sions (App. p. 8a, infra). In any event, to the extent the court did make findings, it erred in imposing a burden on plaintiffs to prove that a particular alternative to the pro posed Auburn branch would be more effective in disestab lishing the dual system, and, indeed, in making any inde pendent, retroactive assessment of the impact of the pro posed plan on the dual system. Once plaintiffs had shown that in planning the proposed Auburn branch, defendants had not considered disestablishment of the dual system as a goal, the burden should have been placed on defendant offi- 23 cials to produce a new plan which did give adequate con sideration to disestablishment. See pp. 19-21, swpra. Finally, even if the burden were properly placed on plain tiffs to prove that some alternative to the proposed Auburn branch would be more effective in disestablishing the dual system, we submit that this burden was satisfied. Under the proposed plan a traditionally white university was authorized to expand a traditionally white extension center to create a liberal arts college “completely duplicating a historically Negro public college in [Montgomery],” San ders v. Ellington, 288 F. Supp. 937, 942 (M.D. Tenn. 1968). Not only would this proposed expansion fail to aid in the disestablishment of the dual system; it would perpetuate and reenforce that system, by removing presently existing economic and geographic pressures on white students in Montgomery to attend Alabama State. If instead the ex isting funds were used to expand and improve Alabama State, that college’s capacity to attract white students would be much improved (see E. 843-44). The court below indi cates that the Auburn branch would be at least as likely to become an integrated institution; but this ignores com pletely the fact that Alabama State would then in all likeli hood remain a virtually all-Negro institution. While it is true that the development of Negro institutions of higher education into truly integrated institutions is rare,13 it has taken place. West Virginia State College and Bluefield State College in West Virginia, and Lincoln University in Missouri are examples of historically Negro institutions which have become predominantly white.14 Numerous other 13 See generally Jeneks & Riesman, The A cademic Revolution 469 (New York,'l968). 14 Id.; McGrath, The P redominantly Negro Colleges and Uni versities in Transition 12 (Institute of Higher Education, Colum bia Univ,, 1965). 24 traditionally Negro institutions of higher education have, since 1954, attracted significant numbers of white students.16 Moreover, one of the reasons that such integration seldom does take place is because in most cities in the South where a predominantly Negro college exists, there also exists a predominantly white college and, where there does not, there is a tendency to create a new institution for the white community rather than expanding the existing Negro in stitution.16 In any event, expansion of Alabama State was not the only alternative presented for the court’s consideration be low. In their post-trial memorandum appellants suggested, for example, that the court might require that there be no duplication of courses being offered at Alabama State Col lege by. any new college established; or that any new col lege coordinate its programs in various areas with Alabama State. These and other alternatives are discussed, infra, pp. 26-28. What is significant here is that there were many alternatives available offering a greater likelihood of de segregation than the proposed plan. The court below noted that at the hearing evidence was introduced showing that Auburn would be more suitable than Alabama State “because it could offer a wider range of courses, greater breadth and depth of faculty, and greater physical resources.” (App. 11a, infra). But this does not support a conclusion that the creation of an inde pendent, duplicative facility constitutes an appropriate de cision from an educational point of view, completely apart from its effect on the dual system. McGrath, in his recent 16 See, e.g., Clement, The Historical Development of Higher Ed ucation for Negro Americans, 35 J. Negro Edue. 299, 303-04 (1966). See also McGrath, supra n. 14, at 12. 16 Jencks & Riesman, supra n. 13, at 470. 25 study of predominantly Negro colleges and universities, argues that the states: . . . ought not to maintain two systems of higher edu cation, one for Negroes and one for other citizens. Quite aside from the legal and moral issues involved, segregation in higher education, as well as at other levels, is an economically wasteful and debilitating practice. More than others, the economically disad vantaged states where segregation is most widely prac ticed cannot afford to waste their limited resources as they now do in duplicating programs, facilities, li braries, and plant in two systems of higher education, one for Negroes and one for whites . . . . The mainte nance of separate, segregated systems of higher edu cation involves economic consequences which neces sarily depreciate the entire educational program. (McGrath, supra n. 14 at 30). # # # What has been said about the waste in a duplication of services in nearby institutions applies with particular force to segregated units of the same state systems of higher education. (Id. at 140) CONCLUSION In conclusion we submit that appellants, having shown that the proposed Auburn branch was planned without any consideration to disestablishment of the dual system as a goal, are entitled to an injunction against the operation of Act No. 403, and against the construction or expansion of any higher educational facilities until such time as defend ants produce for the court’s approval a plan which properly takes into account the obligation to disestablish the dual system. 26 While it is neither necessary or appropriate at this point for this Court, or for the court below, to require any par ticular alternative to the proposed Auburn branch, the Court can and should require that appellants, in the course of developing a plan, seriously consider and explore the following alternatives which, we submit, offer far more promise of producing a unitary, non-racial system than the proposed Auburn branch, while at the same time avoid ing wasteful duplication of public facilities for higher edu cation in the City of Montgomery. 1. Expansion of Alabama State College. As indicated swpra, pp. 23-24, expansion of Alabama State College is at least an alternative which deserves seri ous consideration. Appellants should, for example, con sider what affect the proposed infusion of funds would have on the ability of Alabama State to provide for the ed ucational needs of the entire Montgomery community. In addition, appellants should consider the extent to which a change in name, an increase in white faculty members, ac tive recruitment of students in the white community, and other similar efforts would enable Alabama State to at tract an integrated student body. 2. D evelopm ent o f a new college in M ontgom ery in coordina tion w ith the gradual phasing ou t o f Alabama Stale College. Appellants recognize the difficulty that Negro state col leges, whose traditional functions were to provide training in teaching and the agricultural and mechanical arts, may have in developing into first-rate educational institutions, capable of attracting first-rate students.17 To the extent that this is true in the particular instance, it offers some support for the establishment of a new institution in Mont- 17 See generally Jencbs & Riesman, supra, n. 13, at 428-444, 472- 73; but see McGrath, supra, n. 14, at 5, for a less critical view. 27 gomery, designed to serve the higher educational needs of the Negro, as well as the white community, and ultimately to supplant Alabama State College.18 Such a plan should presumably envision special remedial and compensatory programs at the new institution, as well as special recruit ment efforts in the Negro community,19 to ensure that the new institution would in fact serve the needs of the entire community, Negro as well as white. 3. M erger of the proposed A ub u rn branch w ith Alabama State College.20 Merger might well be an appropriate alternative in view of the similarity of the programs of the proposed Auburn branch and of Alabama State, and the apparent strength of many of Alabama State’s programs. Under either this or alternative No. 2, listed above, a variety of cooperative arrangements might be worked out for the transition period.21 For example, arrangements might be worked out whereby facilities such as libraries and special equipment were shared; programs in different fields were coordinated and presented on a joint basis; courses at one institution were open to the other’s students, etc. 18 See Jencks & Riesman, supra, n. 13, at 475. But see MeGratli, supra n. 14, at 6. 19 See, e.g., Plaut, Plans for Assisting Negro Students to Enter and Remain in College, 35 J. Negro Educ. 393 (1966); Wiggins, Dilemmas in Desegregation in Higher Education, 35 J. Negro Educ. 430, 435-36 (1966). 20 See McGrath, supra n. 14, at 6, 24; Pettigrew, A Social Psychological View of the Predominantly Negro College, 36 J. Negro Educ. 274, 282, 283 (1967). 21 See generally McGrath, supra n. 14, at 101, 140 If.; Branson, Interinstitutional Programs for Promoting Equal Higher Educa tional Opportunities for Negroes, 35 J. Negro Educ. 469 (1966); Patterson, Cooperation Among the Predominantly Negro Colleges and Universities, 35 J. Negro Educ. 477 (1966). 28 4. D evelopm ent o f Alabama State College and any new in stitu tion as com plem entary institu tions w ith d ifferen t functions. Such a plan might, for example, prohibit the new institu tion from offering the kinds of programs currently avail able at Alabama State; or it might provide for the develop ment of Alabama State as an institution providing pre college preparation and vocational training, leaving to the new institution the establishment of a broad liberal arts and professional program on the college level. As noted above, we do not feel that this Court, or the court below, need decide what alternative is the appropriate one. We suggest the above simply to indicate the variety of promising alternatives that exist. And we submit, in sum, that all construction and expansion under Act No. 403 should be enjoined until defendants have seriously con sidered and explored these and other alternatives, and have submitted for the court’s approval a plan which properly takes into account the obligation to disestablish the dual system of higher education in Alabama. For the foregoing reasons, probable jurisdiction should be noted. Respectfully submitted, J ack G reenberg J am es M. N abrit , III M elvyn Zarr F r a n k l in E. W h it e E l iza b eth B. D u B ois 10 Columbus Circle New York, New York 10019 F eed D . G ray 352 Dexter Avenue Montgomery, Alabama 36104 Attorneys for Appellants A P P E N D IX A P P E N D IX A Opinion and Judgment Below I n t h e U n it e d S tates D istr ic t C ourt for t h e M iddle D istr ic t of A labama N o r t h e r n D iv isio n C iv il A ctio n N o. 2649-N A labama S tate T ea c h er s A ssociation , a corporation; A l v in A . H o l m e s ; W illia m S a n k e y ; A lbert H a r r is ; S yl vester P r e s s l e y ; and J oe L. R eed , on behalf of them selves and all others similarly situated, Plaintiffs, vs. A labama P u b lic S chool and C ollege A u t h o r it y , a cor poration; A lbert P. B r e w e r , individually and as Presi dent of the Authority; E r n e st S to n e , individually and as Vice President of the Authority; R obert B. I ngram , individually and as Secretary of the Authority; A gnes B aggett, individually and as Treasurer of the Author ity; and E. L. W y n n , M . H . M oses, P a u l S . H olley , R. C. B amberg , R edus C o llier , J o h n W . Overton , J o h n P ace, III, S im A. T h o m a s , R oberts II. B r o w n , and F r a n k P. S amford , as members of the Board of Trustees of Auburn University, and T h e B oard of T r u stees of A u b u r n U n iv er sity , Defendants. Before Ge w in , Circuit Judge, and J o h n so n and P it t m a n , District Judges. 2a Appendix A J o h n s o n , District Judge: The plaintiffs in this class action seek to prevent the State of Alabama from constructing and operating a four- year, degree-granting extension of Auburn University in the City of Montgomery, Alabama. Plaintiffs originally sought a declaratory judgment as to the invalidity of and an injunction against any action under or pursuant to Alabama Act No. 243 of 1965 and Alabama Act No. 403 of 1967.1 1 Alabama Act No. 243 of 1965 authorizes the formation of the Alabama Public School and College Authority, a public corpora tion, having the power, among other things, “to provide for the construction, reconstruction, alteration and improvement of public buildings and other facilities for public educational purposes in the State, including the procurement of sites and equipment there for; to anticipate by the issuance of its bonds the receipt of the revenues” from those portions of the state sales tax and state use tax that are required to be paid into the Alabama Special Educa tional Trust Fund by issuing bonds solely out of and secured by a pledge of the said portions of those excise taxes. The Act author izes the Authority to issue, and sell bonds not exceeding $116,000,000 in aggregate principal amount and provides for the allocation of proceeds from the sale of the bonds, in the amounts specified therein, to educational institutions (including Auburn University) named in Section 10 of the Act. Section 10 identifies some of these institutions as “Negro.” Alabama Act No. 403 of 1967 authorizes the Alabama Public School and College Authority to issue and sell bonds in the prin cipal amount of $5,000,000 in addition to all other bonds thereto fore issued or authorized to be issued by the Authority, the net proceeds of which “shall be distributed to Auburn University to be used by the board of trustees thereof for construction and equip ment of physical facilities for conducting a four-year college or branch of the University in the City of Montgomery and for the support and maintenance of such college for each of the fiscal years ending September 30, 1968 and September 30, 1969.” While originally alleging that both acts were unconstitutional as being racially discriminatory and that Act No. 243 was uncon stitutional “on its face and as applied,” plaintiffs at the beginning 3a Appendix A Jurisdiction is invoked pursuant to 28 U.S.C. §1343 and 28 U.S.C. §1331. Plaintiffs seek a declaratory judgment that Act No. 403 of 1967 is unconstitutional and also seek an injunction against the enforcement, operation and ex ecution of the said act. A three-judge court was convened to hear this cause pursuant to 28 U.S.C. §§2281, 2284. The defendant Alabama Public School and College Au thority is a corporation formed by the defendants the Governor, the State Superintendent of Education, and the Director of Finance pursuant to Alabama Act of 1965 No. 243. Defendant is authorized, inter alia, “from time to time to sell and issue its bonds, not exceeding One hundred sixteen million dollars ($116,000,000) in aggre gate principal amount, for the purpose of providing funds for construction, reconstruction, alteration and improve ment of buildings and other facilities for public educational purposes in the State. . . .” Alabama Acts 1965 No. 243, §8. Section 10 of the Act sets out detailed appropriations of the authorized monies to the various public colleges. Alabama Acts 1967 No. 403 authorizes the defendant Au thority to issue and sell additional bonds in the principal amount of $5,000,000 for the purpose of constructing, equipping, establishing, creating, supporting and main taining a four-year college at Montgomery under the su pervision and control of defendant Board of Trustees of Auburn University. of the hearing on the merits of this case announced an abandon ment of their challenge to Act No. 243: “Mr. Gray: If it please the Court, the plaintiffs do not insist and do not urge upon the Court at this time to declare uncon stitutional Aet Number 243, which was adopted on May 4, 1965, creating the Alabama Public School and College A u thorities . . . ” 4a Appendix A Plaintiff Alabama State Teachers Association is a non profit corporation whose membership consists of approxi mately 10,000 Negro teachers, a majority of whom are graduates of Alabama State College, located in Mont gomery, Alabama, and many of whom are instructors and teachers at state-supported Negro colleges and schools in Alabama. Additional plainitffs are Negro students and alumni of Alabama State College and the Executive Secre tary of Alabama State Teachers Association. This cause is now submitted upon the pleadings, several motions to dismiss and supporting briefs, the testimony of numerous witnesses and accompanying exhibits and post-trial memoranda. The plaintiffs first contend that Act No. 243 designates certain of the schools named therein for use by members of that class or race of persons commonly referred to as Negroes. Racial classifications are always suspect and subject to the most rigid scrutiny and in most cases are irrelevant to any acceptable legislative purpose. Loving v. Virginia, 388 U.S. 1 (1967); McLaughlin v. Florida, 379 U.S. 184 (1964). We do not reach the issue, however, because plaintiffs claim no injury due to and request no relief from the operation of that statute. We will, however, as plaintiffs request, consider the racial classification set forth in Act No. 243 for whatever evidentiary weight it may have on the question of the constitutionality of Act No. 403. Plaintiffs’ challenge to Act No. 403 proceeds on two grounds. First they argue that to the extent that this act authorizes the sale of bonds and the distribution of the proceeds thereof to Auburn University to be used for the “support and maintenance” of such college for each 5a Appendix A of the fiscal years ending September 30, 1968 and Sep tember 30, 1969, Act No. 403, when read in conjunction with §11 of Act No. 243, constitutes “a pledge of revenues of future fiscal years for the purpose of obtaining funds with which to meet current operating expenses,” and therefore contravenes Constitution of Alabama of 1901, Art. 11, §213. This allegation raises a question of state law, a question which by itself would not support the jurisdiction of a federal court. While pendent jurisdiction over the state law claim might be said to exist because the claim also presents a substantial federal question, Brown & Root, Inc. v. Gifford-Hill $ Co., 319 F.2d 65 (5th Cir. 1963); 1 Barron and Holtzoff, Federal Practice and Procedure §23 (1960); this seems to be a case where that jurisdiction should be declined. Sunbeam Lighting Company v. Pacific Associated Lighting, Inc., 328 F.2d 300 (9th Cir. 1964); Strachman v. Palmer, 177 F.2d 427 (1st Cir. 1949); 5 A.L.R. 3d 1040, 1058. Neither of the parties has expended energy on this issue; thus, because it has not been given a full adversary airing, this issue, with repercussions far beyond this case, is hardly ripe for determination by this Court. Plaintiffs’ claim on this issue is dismissed without prejudice to their proceeding in an appropriate state court. Plaintiffs’ primary attack on Act No. 403 may be stated as a syllogism: Alabama historically has had a dual system of higher education by law; although no longer supported by law, the dual system in fact remains largely intact; this Court and the Fifth Circuit recognize in the elementary and secondary education area an affirmative duty to dis mantle the dual system, Lee v. Macon County Board of Education, 267 F. Supp 458 ((M.D. Ala. 1967), aff’d 389 6a Appendix A U.S. 215 (1967), United States v. Jefferson County Board of Education, 372 F.2d 836 (1966); aff’d en banc 380 F.2d 385 (5th Cir. 1967), cert, denied 389 U.S. 840 (1967) ; that duty is equally applicable to higher education; that duty requires officials to utilize new construction or expansion of facilities as an opportuniy to dismantle the dual system; the history and operation of Acts Nos. 243 and 403 indi cate that in planning the construction of the Auburn branch at Montgomery defendants did not maximize desegrega tion; therefore, their action is unconstitutional and should be enjoined. At the outset it should be noted that this argument presents a case of first impression. To our knowledge, no court in dealing with desegregation of institutions in the higher education area has gone farther than ordering non- discriminatory admissions. That is also as far as Congress went in the 1964 Civil Rights Act.2 The Department of Health, Education and Welfare has also largely limited its concern to admissions policies in administering Title 6 of the 1964 Civil Rights Act.3 We too are reluctant at this time to go much beyond preventing discriminatory admissions. Although much of plaintiffs’ argument is valid, several faulty premises lead us to reject the conclusion they urge upon us. We would judicially notice that Alabama has traditionally had a dual system of higher education. Furthermore, we find 2 42 U.S.C. §2000c-4(a) (2). Compare subsection (2) with sub section (1), which seems to authorize a wider range of civil action by the Attorney General in the elementary and secondary school area. 3 45 C.F.R. §80.4(d). Compare subsection (d) with subsection (c) which for elementary and secondary schools requires a plan for desegregation. Pursuant to this, H.E.W. has compiled an elaborate set of guidelines. See 45 C.F.R. §181 (1967). 7a Appendix A as a fact that the dual system in higher education has not been fully dismantled. The law is clear also that the State is under an affirmative duty to dismantle the dual system. Indeed, in Lee v. Macon County Board of Education, supra, we required the state colleges and junior colleges to refrain from discrimination in admissions and to begin faculty desegregation. We do not agree, however, with the charac terization of the college authorities’ conduct, nor do we agree that the scope of the duty should be extended as far in higher education as it has been in the elementary and secondary public schools area. Plaintiffs fail to take account of some significant differ ences between the elementary and secondary public schools and institutions of higher education and of some related differences concerning the role the courts should play in dismantling the dual systems. Public elementary and secondary schools are traditionally free and compulsory. Prior to “freedom of choice,” children were assigned to their respective schools. This could be done with equanim ity because, in principle at least, one school for a given grade level is substantially similar to another in terms of goals, facilities, course offerings, teacher training and salaries, and so forth. In this context, although reluctant to intervene, when the Constiution and mandates from the higher courts demanded it, we felt that desegregation could be accomplished, and that the requirements of the law would be met, without our being involved in a wide range of purely educational policy decisions. Accordingly, we felt, in dealing with the problem of desegregating the elementary and secondary public schools, that we could and should review decisions concerning the impact of site selection for new construction or expansion without over reaching our area of competence. 8a Appendix A Higher education is neither free nor compulsory. Stu dents choose which, if any, institution they will attend. In making that choice they face the full range of diversity in goals, facilities, equipment, course offerings, teacher train ing and salaries, and living arrangements, perhaps only to mention a few. From where legislators sit, of course, the system must be viewed on a statewide basis. In decid ing to open a new institution or build a branch or expand an existing institution, and in deciding where to locate it, the legislature must consider a very complicated pattern of demand for and availability of the above-listed variables, including, also, impact on the dual system. We conclude that in reviewing such a decision to determine whether it maximized desegregation we would necessarily be involved, consciously or by default, in a wide range of educational policy decisions in which courts should not become involved. A brief review of the background of this case will, we think, reveal the wisdom of this conclusion. At the present time there are four institutions of higher learning in Montgomery: two private—Huntingdon Col lege and Alabama Christian College—and two public— Alabama State College and the University of Alabama Montgomery Extension Center. The Center does not grant degrees; its offerings are similar to those of a junior college. Alabama State is a predominantly Negro four- year liberal arts college with an emphasis on education of teachers. Interest in another state-supported institution in Mont gomery was initially generated in the local Chamber of Commerce. A committee was appointed to determine the need for such a school. Having determined that the need existed, they proceeded to investigate ways and means. 9a Appendix A Apparently it was assumed from the beginning* that expan sion of the Alabama Extension Center was the way to proceed. Thus, University of Alabama officials were ap proached to discuss their willingness to undertake an expansion. The University determined that it had sufficient- commitments with other branch expansions. At that point, Auburn University was approached and it agreed to under take the project. The University of Alabama agreed to cooperate in the transition from the University Center to the new operation. A Montgomery legislative delegation was then successful in securing a legislative appropriation for the project. Prior to this litigation a vice president for the Auburn branch was nominated. He submitted an academic plan that projected a long-range enrollment of 15,000 students. Current plans call for undergraduate majors in Liberal Arts, Business, and Teacher Education, as well as graduate work in appropriate areas, e.g., Educa tion, Business Administration, and Political Science. Plaintiffs make a number of contentions concerning this history. They maintain that the reason for having a new college in Montgomery was to provide for white stu dents in the area. To the extent that this may mean “to provide for white students only,” the record does not bear them out. Plaintiffs rely heavily upon testimony that 137 students commuted from Montgomery County for the purpose of attending the Alexander City State Junior College located at Alexander City, Alabama, although Montgomery County is not supposed to be in that school’s geographic area. However, it is noted that 12 of those 137 students are Negroes, and there is nothing in the record now before this Court to indicate that those Negroes, if they so desire, will not be absorbed into the new Auburn 10a Appendix A branch in Montgomery along with other Negroes and whites. Plaintiffs further contend that inadequate consideration was given to how the proposed Auburn branch might be operated so as to eliminate the dual school system and that, because of this, the new college has become and will continue to be an identifiably “white” institution. This contention is based partly on the assertion that Auburn University is an identifiably “white” institution. In a sense that is so, but in that sense nearly every existing institution is “identifiable.” If such identity precludes expansion, none could expand. Plaintiffs’ contention that inadequate at tention was given to desegregation is also based on defen dants’ failure to give serious consideration to expanding Alabama State College as an alternative to establishing the Auburn branch. But this argument overlooks the fact that Alabama State is at least as identifiably “black” as Auburn is identifiably “white.” In terms of eliminating the dual school system, one label is no more preferable than the other. We thus reject plaintiffs’ conclusion that, when the new college is put into operation, Montgomery will have two colleges—one Negro, one white. As plaintiffs themselves indicate: “In terms of anything heretofore existing in Montgomery, the Auburn branch will be for all practical purposes a ‘new institution.’ ” It is certainly as reasonable to conclude that a new institution will not be a white school or a Negro school, but just a school, as it is to believe that Alabama State would so evolve. Much of the above discussion is based on speculation; this is necessarily true because much of plaintiffs’ argu ment is based on speculation. However, the discussion 11a Appendix A does serve to show that in the discharge of the duty to maximize desegregation, the Auburn branch is at least arguably as acceptable as any alternative proffered by plaintiffs. Defendants apparently did not seriously evaluate Ala bama State College’s potential as an alternative. But at the hearing evidence was introduced that tended to show that Auburn would be more suitable for the purposes en visioned because it could offer a wider range of courses, greater breadth and depth of faculty, and greater physical resources. It was also considered important by the edu cator witnesses that Auburn had higher admission and transfer requirements. Some evidence that the preference for Auburn’s offerings over those of Alabama State was based on educational grounds is the fact that defendants rejected an offer to operate the branch from Troy State University, an institution not unlike Alabama State except that it is larger and is traditionally predominately white. Auburn University has been ordered by this Court to admit all qualified Negroes on terms consistent with the equal protection clause of the Fourteenth Amendment. Franklin v. Parker, 223 F. Supp. 724 (M.D. Ala. 1963), modified and aff’d 331 F.2d 841 (5th Cir. 1964). It would appear that Auburn has abided and will continue to abide by that order in good faith. Testimony indicated that it has recruited and is continuing to recruit more Negro faculty members. We conclude, therefore, that as long as the State and a particular institution are dealing with admissions, faculty and staff in good faith the basic requirement of the affirma tive duty to dismantle the dual school system on the college level, to the extent that the system may be based upon racial considerations, is satisfied. 12a Appendix A This is not to suggest that we view the problem as merely personal rather than systematic. As plaintiffs indi cated, nondiscriminatory admissions in higher education are analogous to a freedom-of-choice plan in the elementary and secondary public schools. We are also cognizant that recent Supreme Court decisions4 have cast doubt on the continued viability of freedom of choice in the public schools. But we do not interpret those decisions as apply ing to the operation of an education system on a college level. Freedom to choose where one will attend college, unlike choosing one’s elementary or secondary public school, has a long tradition and helps to perform an important function, vis., fitting the right school to the right student. We believe that an effective beginning has been made at Auburn to dismantle the racial characteristics of that school system and that, as effective desegregation plans are developed in the elementary and secondary public schools, the problem will probably resolve itself in the case of higher education. If the Auburn branch at Mont gomery is administered as “just a school,” as we are as sured it will be and as we are confident it will be, our conclusions as herein outlined will receive significant con firmation. Accordingly, it is the Order, J u d g m en t and D ecree of this Court that the challenged statute, Alabama Act No. 403, 1967 Legislature, is not unconstitutional on its face or as applied to plaintiffs; it is further Ordered that the relief 4 Green v. County School Board of New Kent County, 36 U.S.L. Week 4476 (U.S. May 27, 1968), and the companion cases Monroe v. Board of Commissioners of the City of Jackson, 36 U.S.L. Week 4480, and Raney v. Board of Education of Gould School District, 36 U.S.L. Week 4483. 13a Appendix A h e r e in so u g h t b y p la in t i f f s b e a n d th e sa m e is h e re b y d e n ie d . It is f u r th e r Ordered t h a t th e c o s ts in th is p ro c e e d in g be a n d th e y a r e h e re b y ta x e d a g a in s t th e p la in t i f f s , f o r w h ich e x e c u tio n m a y is su e . Done, this the 26th day of July, 1968. W alter P. G e w in United States Circuit Judge F ra n cis J o h n so n United States District Judge V ir g il P it t m a n United States District Judge 14a APPENDIX B R acial I d e n t it y of S tu d en ts at S tate S en io r C olleges and U n iv e r sit ie s in A labama , F all , 1967 Name of Institution Students Enrolled by Race White Negro Alabama A. & M. 15 1,960 Alabama State 2 1,731 Florence 2,938 67 Jacksonville 4,988 38 Livingston 1,296 17 Troy 3,820 62 Total 13,059 3,875 [Taken from Part I of P-1 to Dr. Stone’s Deposition, R. 693, App. D, infra p. 17a] Auburn University White Negro Undergraduate 11,979 28 Graduate 1,114 13 13,093 41 [Taken from P-1 to Dr. Pkilpott’s Deposition, R. 105, 106] White Negro University of Alabama 14,706 193 Alabama College 2,451 2 University of South Alabama 3,084 150 (Undergraduate Enrollment Only) [Taken from App. C, infra] 15a A P P E N D IX C The following material represents part of a summary of estimates submitted in compliance reports by most col leges and universities to the U. S. Office for Civil Rights for the fall of 1967 as reprinted in The Chronicle of Higher Education, April 22, 1968. W h it e , N egro U ndergraduates at C olleges E n r o llin g 500 or M ore, as C o m piled from R epo rts to U.S. O f f ic e for C iv il R ig h t s Alabama White Negro Other Alabama A&M C .... ............. 4 1,884 0 Alabama C ........................—-..... 2,451 2 5 Alabama St C ............. -........ 2 1,732 0 Alexander City St JC ....... . 852 24 0 Auburn U .......................-..... ..... 11,979 28 24 Birmingham Southern C ...... ..... 1,049 19 0 Enterprise St JC ---- --------- 817 30 2 Gadsden St JC ............ ........ ..... 2,080 54 0 Geo C Wallace St JC ........... 652 16 1 Huntington C ........................ 937 2 0 Jacksonville St U ................ ..... 4,884 37 13 Jefferson St JC ...................~..... 3,437 163 1 John C. Calhoun St JC ....... ..... 1,401 72 0 Livingston St C .................... ..... 1,300 20 8 Miles C ......................-.......... 1 1,024 0 Mobile St J C ......................... 0 749 0 Northeast Ala St JC ........... 755 0 0 Oakwood C ___ __________- 3 620 3 St Bernard C .................. ..... 783 1 2 Spring Hill C ........ ............... .... . 1,011 42 2 Stillman C ...... .............. ....... 2 709 2 Troy St C ............................. .... . 2,833 9 0 16a Appendix C Alabama White Negro Other Tuskegee Inst ........ ..... .....- 26 2,885 127 U of Alabama ........... .......-._...... 14,706 193 35 U of South Alabama ........... ......... 3,084 150 2 Wenonah St JC .................. 0 702 0 Wm L Yancey St JG ........ ........ 973 20 2 A P P E N D IX D [Taken from P-1 to Dr. Stone’s Deposition, R. 693] RACIAL IDENTITY OF STUDENTS AND FACULTY MEMBERS OF JUNIOR COLLEGES, TRADE SCHOOLS AND COLLEGES UNDER SUPERVISION AND CONTROL OF THE ALABAMA STATE BOARD OF EDUCATION, FIRST QUARTER OR FIRST SEMESTER, 1967-681 Students Enrolled by Race Teaching Staff by Race Name of Institution White Negro Other Total White Negro Other Total I. Senior Colleges Alabama A. & M. 15 1,960 1 1,976 12 90 8 110 Alabama State 2 1,731 0 1,733 2 75 8 85 Florence 2,938 67 2 3,007 187 2 0 189 Jacksonville 4,988 38 18 5,044 164 3 6 173 Livingston 1,296 17 2 1,315 60 0 0 60 Troy 3,820 62 23 3,905 159 2 1 162 Total 13,059 3,875 46 16,980 584 172 23 779 II. Junior Colleges Alexander City 932 26 0 958 40 0 0 40 John C. Calhoun 1,401 72 0 1,473 69 0 0 69 Jefferson Davis 486 31 0 517 18 0 0 18 Enterprise 814 30 3 847 36 0 0 36 Gadsden 2,089 54 0 2,143 93 0 0 93 Patrick Henry 346 20 0 366 19 0 0 19 Jefferson State 8,432 163 1 3.596 173 0 0 173 Mobile 0 790 0 790 2 31 1 34 Northeast Alabama 753 0 0 753 33 0 0 33 Northwest Alabama 484 5 0 489 22 0 0 22 Snead 405 0 0 405 26 0 0 26 Southern Union 459 12 1 472 26 0 0 26 George C. Wallace 665 16 1 682 34 0 1 35 Wenonah 0 702 0 702 1 37 0 38 William L. Yancey 975 20 3 998 40 0 0 40 Total 13,241 1,941 9 15,191 632 68 2 702 1 Information not available prior to 1967-68. No information available on administrative personnel. Students Enrolled by Race Name of Institution White Negro Other Total III. Trade Schools Ala. Inst, of Avia. Tech. 260 4 0 264 Ala. School of Trades 1,131 9 1 1,141 Harry M. Ayers 245 27 2 274 Bessemer 381 111 0 492 John C. Calhoun 583 34 0 617 Carver 0 172 0 172 J. F. Drake 2 172 0 174 Gadsden 2 174 0 176 Richmond P. Hobson 152 1 0 153 J. F. Ingram 358 200 0 558 William Rufus King 170 7 0 177 Douglas Mac Arthur 241 13 0 254 Muscle Shoals 164 27 0 191 Northwest Alabama 290 3 0 293 N. F. Nunnelley 182 39 0 221 Opelika 439 56 0 495 John M. Patterson 313 8 0 321 Ed E. Reid 180 23 0 203 Shelton 321 18 1 340 Southwest State 509 13 2 524 Sparks 165 33 0 198 Councill Trenholm 0 556 0 556 Tuscaloosa 0 192 0 192 Walker County 169 25 0 194 George C. Wallace (Dothan) 348 41 0 389 George C. Wallace (Cullman) 166 3s 0 169 W enonah 0 291 0 291 Total 6,771 2,252 6 9,029 Grand T o t a l 33,071 8,068 61 41,200 2 Applied but not enrolled as of date report was made. Teaching Staff by Race White Negro Other Total 20 1 0 21 32 0 0 32 16 0 0 16 28 0 0 28 44 0 0 44 0 17 0 17 1 18 0 19 0 13 0 13 13 0 0 13 17 1 0 18 14 0 0 14 20 1 0 21 15 0 0 15 23 0 0 23 15 1 0 16 31 0 0 31 26 0 0 26 10 0 0 10 28 0 0 28 35 0 0 35 13 0 0 13 1 17 0 18 0 13 0 13 16 0 0 16 30 0 0 30 13 0 0 13 0 23 0 23 461 105 0 566 1,677 345 25 2,047 k T3 a cop MEILEN PRESS INC. — N. V. C. « ^ ^ » 2 1 9