Nixon v. Condon; Lane v. Wilson; U.S. v. Classic Records and Briefs
Public Court Documents
March 15, 1929 - May 26, 1941
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Brief Collection, LDF Court Filings. Nixon v. Condon; Lane v. Wilson; U.S. v. Classic Records and Briefs, 1929. 85173072-ca9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/fe86716b-f312-41b5-ab1b-b908ad8c30da/nixon-v-condon-lane-v-wilson-us-v-classic-records-and-briefs. Accessed November 23, 2025.
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No. 5758.
0
IN THE
UNITED STATES CIRCUIT COURT
OF APPEALS
FIFTH CIRCUIT.
L. A. NIXON, APPELLANT,
VS.
JAMES CONDON AND C. H. KOLLE, APPELLEES.
APPELLANT’S BRIEF.
F red C. K nollenberg,
E. F.' Cameron,
El Paso, Texas,
A rthur B. Spingarn,
New York,
Attorneys for Appellant.
INDEX
Statement of the Nature and Result of the Suit . . 1
Propositions of Law Upon Which Appellant Relies
for Reversal of the Case ..................................21-23
Point I, A, B, C, 1, 2, Stated ..................................... 21
Point II A, B, Stated ................................................. 22
Point III, A. B. C. Stated ..................................... 22-23
Point IY, A, B, C, Stated ......................................... 23
Point I, Statement, Authorities, Remarks ...........24-41
Point II, Authorities and Remarks .......................41-61
Point II, Authorities and Remarks ......... 61-70
Point IV, Authorities and Remarks ...................70-72
Prayer ................................ 72
A uthorities Cited.
Anderson vs. Meyers, 183 U. S. 223 ...................... 42
Ah Kow vs. Nunan, 5 Sawyer 552 .......................... 60
Art. 1, Sec. 8, Suh. 3, U. S. Constitution................. 48
Carter vs. Texas, 177 U. S. 442 .............................. 59
Chandler vs. Neff, 298 Fed. 515 .............................. 45
Child Labor Tax Cases, 259 U. S. 20 ..................25,33
Cornell Law Review, Vol. XY. No. 2 page ..........25,30
Ex parte Siebold, 100 U. S. 371 .............................. 42
Ex parte Yarborough, 110 U. S. 551..............42, 52, 54
Fourteenth and Fifteenth Amendments ..............25,42
Gibson vs. Mississippi, 161 U. S. 565 .................. 59
Guinn vs. United States, 238 U. S. 347 ..................42,53
Home Tele. & Tele. Co. vs. Los Angeles, 227 U.
S. 278 .................................................................... 25,37
Hammer vs. Dogenhart, 247 U. S. 251 ..............25,34
Kay vs. Schneider, 218 S. W. 470............................. 64, 65
Lewis Publishing Co. vs. Morgan, 229 U. S. 301,
302 ......................................................... 48
II Index
Love vs. Griffith, 266 TJ. 8. 32 ..........................42, 44,
Love vs. Wilcox, 28 S. W. (2) 515 ..............25,26,62,
Merriam on Primary Elections, page 116 ..........
Meyers vs. Anderson, 238 IT. 8. 367 ......................
Newberry vs. United States, 256 S. W. 232..........
Nixon vs. Herndon, 273 U. S. 536..............25, 62, 63,
People ex rel. Farrington vs. Mesching, 187 N. Y.
18 ..............................................................................
Re Ah Chong, 2 Fed. 733 ......................................
Re Tiburcio Parrott, 1 Fed. 481 ..........................
Rogers vs. Alabama, 192 U. 8. 226 ..........................
Sec. 2955, R. S. Tex.....................................................
Royster Guan Co. vs. Virginia, 253 U. S. 412 ..
Sec. 31, Title 8, U. S. Code ..................................... 25,
Standard Scales Co. vs. Farrell, 249 U. S. 571 . .25,
Strandie vs. West Virginia, 100 U. S. 303 . . . . . . 4 2 ,
Statutes of Texas, 1925 Revised, Secs. 3100 to
3153 ..........................................................................
State ex rel. Moore vs. Meharg, 287 S. W. 670 .42, 44,
Title 8, Sec. 31, United States Code ......................
Truax vs. Reich, 239 U. S. 33 ..................................
United States vs. Gruikshank, 92 U. S. 542 ..........
United States vs. Reese, 92 U. S. 214......................42,
West vs. Barley, 33 Fed. 177......................25, 30, 62,
Waples vs. Marraset, 108 Tex. 5, 184 S. W. 180 ..
Yick Wo vs. Hopkins, 118 U. S. 356 ......................25,
Williams vs. Bruffey, 96 U. S. 176 ..................25,
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70
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42
62
70
60
60
60
59
62
60
62
36
55
42
62
42
60
42
51
70
64
40
34
No. 5758.
IN THE
UNITED STATES CIRCUIT COURT
OF APPEALS
FIFTH CIRCUIT.
L. A. NIXON, APPELLANT,
VS.
JAMES CONDON AND C. H. KOLLE, APPELLEES.
STATEMENT OF THE NATURE AND RESULT
OF THE SUIT.
On March 15th, 1929 (Tr. 10), appellant, L. A.
Nixon filed in United States District Court of Texas, at
El Paso, the following petition, which omitting caption is
as follows (Tr. 10):
To the Honorable Charles N. Boynton, Judge of Said
Court:
Comes now the plaintiff, L. A. Nixon, and for cause
of action against the defendants, alleges:
1. That plaintiff is, and at all times mentioned in
this complaint was, a citizen of the United States and of
2
the State of Texas and a resident of the City and
County of El Paso, in the State of Texas; and sues
herein on an action which arises under the Constitution
and Laws of the United States, and is brought to re
dress and enforce his right as a citizen of the United
States to vote in the State of Texas, and to redress the
deprivation under the color of a law or statute of
the State of Texas of rights and privileges secured to
him by the Constitution, Statutes and Laws of the
United States; to redress an injury which he sustained
by reason of the acts of defendants in their official
capacities discriminating against him by reason of his
race and color, in violation of the Constitution, Statutes
and Laws of the United States.
2. That on the 28th day of July, A. D. 1928, there
was held in the State of Texas, and in the County of
El Paso in said State, a primary election for the
nomination of candidates for offices upon the Demo
cratic ticket; that prior to said date the defendants
James Condon and C. H. Kolle were duly appointed as
judge and associate judge of election in and for Precinct
No. 9, El Paso County, Texas, and qualified and acted
as such at the Democratic primary election duly held
in and for such precinct on July 28, 1928. That the
aforesaid primary election was held on said day for
the purpose of selecting candidates for all precinct,
county, district and state offices of the State of Texas,
and for representatives in the Congress of the United
States, and for United States Senator, and that there
3
were six candidates for United States Senator and two
candidates for representative in Congress, one of whom
was to be nominated or selected as the nominee of the
Democratic Party at said primary election.
3. That plain tiff is a Negro as defined by the
Statutes of the State of Texas and belongs to the
colored, or Negro race, and upon said date, to-wit,
July 28, 1928, was, and for more than a year prior
thereto had been, a resident of said Precinct No. 9
in the City and County of El Paso, Texas; that he is
a natural born citizen of the United States of America
and of the State of Texas; that he was born in the
State of Texas of parents who were citizens of the
United States; that he is forty-five years of age, and
subject to none of the disqualifications or disabilities
provided by the Constitution of the State of Texas for
an elector; that he has resided in the County of El Paso,
State of Texas, for eighteen years last past, and that
he duly paid his poll tax for the year 1927, in El Paso
County, before the 31st day of January, 1928, and that
he was duly registered as a qualified voter in said
Precinct No. 9 in said county, and his name was duly
certified by the tax collector of said county as a
qualified voter and elector in and for said Precinct No.
9 five days prior to said primary election and was on
said day and date a duly qualified voter and elector
of Precinct No. 9, El Paso County, Texas.
4. That plaintiff is and on the 28th day of July,
1928, was a bona fide member of the Democratic Party
4
of the State of Texas, and in every other respect is and
was entitled to participate in all elections held within
the State of Texas, whether for the nomination of
candidates for office or otherwise, and that he offered
to take the pledge to support the nominees of the
Democratic primary election held on said day as afore
said and to comply in every respect with the valid re
quirements of the Laws of the State of Texas relating
thereto, save as they violated the rights and privileges
conferred upon and guaranteed to him by the Constitu
tion and Laws of the United States as aforesaid.
5. That on said 28th day of July, 1928, plaintiff
presented himself at the polling place in said Precinct
No. 9 and tendered his poll tax receipt for the year
1928, within the hours prescribed by law for the hold
ing of said election, and requested of the defendants
Condon and Kolle that he he supplied with a ballot and
permitted to vote in said election, and that said de
fendants thereupon wrongfully and unlawfully refused
to permit plaintiff to vote or to furnish him with a
ballot; and stated as reason therefor that under the
instructions given them by one H. 0. Cregor, the
Chairman of the County Democratic Executive Com
mittee of El Paso County, Texas, pursuant to the
resolution of the State Democratic Executive Com
mittee of Texas, hereinafter set forth, adopted under
the authority of Chapter 67 of the Laws of 1927, enacted
by the Legislature of the State of Texas, hereinafter
set forth, only white Democrats were allowed to par-
5
ticipate in the Democratic primary election then in
process.
6. That plaintiff is informed and believes and so
alleges that the defendants Condon and Kolle refused
the plaintiff his right to vote at said election by reason
of the following resolution passed by the State Demo
cratic Executive Committee of Texas, prior to July 28,
1928, to-wit:
“ Resolved: That all white Democrats who
are qualified and under the Constitution and Laws
of Texas and who subscribe to the statutory
pledge provided in Article *3110, Revised Civil
Statutes of Texas, and none other, be allowed to
participate in the primary elections to be held
July 28, 1928, and August 25, 1928, and further,
that the Chairman and Secretary of the State
Democratic Executive Committee be directed to
forward to each Democratic County Chairman in
Texas a copy of this resolution for observance.”
7. That the aforesaid resolution was adopted by
the State Democratic Executive Committee of Texas
under authority of the Act of the Legislature of the
State of Texas, approved June 7, 1927, at First Called
Session of the Fortieth Legislature, which is designated
as Article 3107, and being Chapter 67 of Laws of 1927,
and being in words and figures as follows:
“ Authorizing Political Parties Through State
Executive Committees to Prescribe Qualifi
cations of their Members.
(H. B. No. 57.)
Chapter 67.
An Act to repeal Article 3107 of Chapter 13
of the Revised Civil Statutes of Texas, and sub
6
stituting in its place a new article providing that
every political party in this State through its State
Executive Committee shall have the power to
prescribe the qualifications of its own members
and shall in its own way determine who shall be
qualified to vote or otherwise participate in such
political party, and declaring an emergency.
Be it enacted by the Legislature of the State of
Texas:
Section 1. That Article 3107 of Chapter 13
of the Revised Civil Statutes of Texas be and the
same is hereby repealed and a new article is hereby
enacted so as to hereafter read as follows:
‘ Article 3107. Every political party in this
State through its State Executive Committee shall
have the power to prescribe the qualifications of
its own members and shall in its own way de
termine who shall be qualified to vote or other
wise participate in such political party; provided
that no person shall ever be denied the right to
participate in a primary in this State because of
former political views or affiliations or because of
membership or non-membership in organizations
other than the political party.’
Section 2. The fact that the Supreme Court of
the United States has recently held Article 3107
invalid, creates an emergency and an imperative
public necessity that the Constitutional Rule re
quiring bills to be read on three several days in
each House be suspended and said rule is hereby
suspended, and that this Act shall take effect and
be in force from and after its passage, and it is so
enacted.
Approved June 7, 1927.
Effective 90 days after adjournment.”
8. That prior to enactment by the Legislature of
the State of Texas, of Chapter 67 of the Laws of 1927,
7
the Legislature of Texas, in the year 1923, passed
Article 3093a of the Revised Civil Statutes of the State,
which read as follows:
“ Article 3093a. All qualified voters under
the Laws and Constitution of the State of Texas
who are bona fine (fide) members of the Demo
cratic Party shall be eligible to participate in any
Democratic Party primary election, provided such
voter complies with all laws and rules governing
party primary elections; however, in no event
shall a Negro be eligible to participate in a Demo
cratic Party primary election held in the State of
Texas, and should a Negro vote in a Demo
cratic primary election, such ballot shall be void
and election officials are herein directed to throw
out such ballot and not count the same.”
That at the general primary election held in the
County of El Paso, Texas, on July 26, 1924, plaintiff,
who was then a bona fide Democrat with all the quali
fications of a voter, applied to judge and associate
judge of elections in Precinct No. 9 of El Paso County,
Texas, to supply him with a ballot and to permit him to
vote, which they declined to do, solely on the ground
that he was a Negro, on the authority of the afore
said Article 3093a; that thereupon the plaintiff brought
an action against the aforesaid judge and associate
judge of elections to recover the damages sustained by
him by reason of their wrongful refusal to permit him
to vote, and thereafter such proceedings were had in
said action that on March 7, 1927, the cause reported
under the name and title of Nixon v. Herndon in 273
United States Reports at page 536, the said Article
8
3093a was declared unconstitutional and void by the
Supreme Court of the United States, in that it denied
to the plaintiff the equal protection of the laws; that
the decision of the Supreme Court of the United States
is the same decision which is referred to in Section
2 of Chapter 67 of the Laws of 1927, of the State of
Texas, and that said statute, which was approved on
June 7, 1927, and pursuant to which the resolution of
the State Democratic Executive Committee hereinbe
fore set forth was adopted, constituted an evasion of
the determination of the Supreme Court of the United
States and of the provisions of the Fourteenth and
Fifteenth Amendments to the Constitution of the
United States, and was enacted and adopted for the
purpose of denying to the plaintiff and all other Ne
groes of the State of Texas who belong to the Demo
cratic Party the right to vote in Democratic Party
primaries held in said State.
9. That at the time of the passage of Chapter
67 of the Laws of 1927 aforesaid the Dxmocratic
(Democratic) Party was the only one of the great
political parties in the State of Texas which held pri
mary elections in that State, and, although couched in
general terms, the aforesaid statute, when it referred
to a State Executive Committee of Texas, and no
other, the right to determine who should be qualified
to vote or otherwise participate in Democratic pri
mary elections held in said State, and was enacted by
its Legislature for the purpose of preventing plain
tiff and other Negroes of the State who were mem
9
bers of the Democratic Party from participating in
Democratic primary elections.
10. That said Act of Legislature and said reso
lution of the State Democratic Executive Committee,
based thereon, are inoperative, null and void, in so far
as they allowed only white Democrats who were quali
fied voters to participate in the Democratic Party
primary elections held in the State of Texas on July
28, 1928, and in effect prohibited this plaintiff be
cause he is a Negro from voting in said primary elec
tion; that the aforesaid resolution and the aforesaid
Act of the Legislature pursuant to which said reso
lution was adopted and enforced, are violative of and
contrary to the Constitution of the United States:
(a) Of the Fourteenth Amendment to said Con
stitution, which provides: “ No state shall make or en
force any law which shall abridge the privileges or
immunities of citizens of the United States nor shall
any state deprive any person of life, liberty, or prop
erty, without due process of law; nor deny to«,any per
son within its jurisdiction the equal protection of the
laws,” in that they denied to the plaintiff the equal
protection of the Laws of Texas.
(b) Of the Fifteenth Amendment to the said Con
stitution, which provides: “ That the rights of citizens
of the United States to vote shall not be denied or
abridged by the United or by any state on account of
race, color or previous conditions of servitude,” in
that the plaintiff’s right to vote at the aforesaid pri
10
mary election was denied and abridged by the afore
said resolution and by the aforesaid Act of the Legis
lature of Texas, on account of his race and color.
(c) And are also contrary to the statutes enacted
by the Congress of the United States, and especially to
Section 31 of Title 8 of the United States Code (for
merly Section 2004, of the United States Revised Stat
utes), which provides: “ All citizens of the United
States who are otherwise qualified by law to vote at
any election by the people in any state, territory, dis
trict, county, city, parish, township, school district,
municipality, or other territorial subdivision, shall be
entitled and allowed to vote at such election, without
distinction of race, color or previous condition of
servitude; any constitution, law, custom, usage, or regu
lation of any state or territory, or by or under its au
thority to the contrary notwithstanding.”
11. That there are many thousand Negro Demo
cratic voters in the State of Texas situated as is the
plaintiff in this case; that the State of Texas is a state
which is normally so overwhelmingly Democratic that a
nomination on the Democratic ticket is equivalent to an
election to the office for which such Democratic candi
date is nominated, and that there is practically no con
test for the selection of public officers within the State
save that which takes place in Democratic primaries
between candidates for nomination by the Democratic
Party.
12. That the aforesaid acts on the part of the de
fendants and each of them in denying plaintiff the
11
right to vote at the Democratic primary election held
on July 28, 1928, were wrongful, unlawful, and without
constitutional warrant, and deprived him of a valuable
political right to his damage in the sum of five thou
sand dollars ($5,000.00).
Wherefore, plaintiff prays that summons he is
sued, directed to each and all of the defendants at their
respective residences compelling them to answer this
petition, and upon hearing that plaintiff have judg
ment against the defendants and each of them jointly
and severally for the sum of five thousand dollars,
together with costs of this suit, and for such other fur
ther relief as may be appropriate and just in the
premises.
(Signed) K nollenberg & Cameron and
Louis Marshall,
Attorneys for Plamtiff.
State of Texas, County of El Paso.
L. A. Nixon, being duly sworn, upon oath deposes
and says that he is the plaintiff in the above styled and
numbered cause, and that he has read the above and
foregoing petition and knows the contents thereof,
and that the facts therein stated are true.
Sworn and subscribed to before me, this the
day of ..................... , A. D. 1929.
Notary Public in and for El
Paso County, Texas.
Filed March 15, 1929.
12
To this petition the defendants filed the follow
ing motion to dismiss (Tr. 11-13):
Come now the defendants in the above styled and
numbered cause and leave of the Court having been
obtained to file this amended motion, move the Court
to dismiss plaintiff’s first original petition heretofore
filed in this cause, and for grounds of dismissal set
forth the following grounds, to-wit:
I .
That the subject matter of this suit is political in
its nature, and that this Court is without jurisdiction
to determine the issues involved, or to award the relief
prayed for.
II.
That the plaintiff is not a proper party to main
tain this suit.
HI.
k That the matters and allegations in said petition
are not sufficient to constitute a cause of action against
these defendants or either of them.
IV.
That the Fourteenth and Fifteenth Amendments
to the Constitution of the United States enacted by the
Congress of the United States pursuant thereto do not
appear to have been violated from the allegations in
said petition.
13
Y .
That the primary election held on the 28th day of
July, A. D. 1928, in the State of Texas and County
of El Paso was not an election within the meaning of
the Constitution of the United States, or any laws
pursuant thereto, or the Fourteenth and Fifteenth
Amendments to the Constitution of the United States,
but that said petition shows that such primary election
constituted merely a nomination for an election, and
that no deprivation of any right to vote at an election
is alleged in said petition.
VI.
That said petition states no cause of action against
defendants for damages for refusing a vote for the
reason that the Acts of the Fortieth Legislature of
the State of Texas, First Called Session, 1927, page
193, Chapter 67, paragraph 1, provides that the State
Executive Committee of each political party shall have
the right to prescribe the qualifications of its mem
bers, and that said State Executive Committee in pre
scribing such qualifications has excluded the plaintiff
in this case.
VII.
That the provisions of the above mentioned Act
of Texas Legislature, all as fully set forth in plain
tiff ’s petition, are in all respects valid and are not
in conflict with the Constitution of the United States
or any Amendments thereto, or in conflict with any
14
of the Statutes of the United States enacted in pur
suance of such Constitution or Amendment.
VIII.
That the Constitution of the State of Texas and
the Laws of the State of Texas do not, from the
allegations in this petition, appear to have been vio
lated.
IX.
That irrespective of any statutory authority the
State Executive Committee of a political party has
authority to determine who shall comprise its mem
bership, and in this instance the State Executive Com
mittee of the Democratic party of the State of Texas
has excluded the plaintiff from membership in such
political party, and that this exclusion did not violate
any portion of the Constitution of the United States,
or of the Statutes amended by the Congress of the
United States.
X.
Defendants further deny that portion of plain
tiff ’s petition which sets out that plaintiff was a Demo
crat, and hereby allege that plaintiff was not a Demo
crat at the time plaintiff’s alleged cause of action
arose.
(Signed) B en R. H owell,
Attorney for Defendants•
Piled May 18, 1929.
15
On July 31, 1929, the Court sustained defendant’s
motion to dismiss (Tr. 14) as follows:
On this, the 31st day of July, A. D. 1929, after
due hearing before the Court, it is ordered, adjudged
and decreed by the Court that defendants’ motion to
dismiss, heretofore filed in this cause, be and the same
is hereby sustained, and that this case be and the
same is hereby dismissed at plaintiff’s costs, to which
order plaintiff, in open court, excepted and gave notice
of appeal.
(Signed) Charles A. B oynton,
United States District Judge.
0. K. to form.
K nollenberg & Cameron.
0. K.
B en R. H owell.
Filed July 31, 1929.
On the same day, July 31, 1929 (Tr. 14-15), plain
tiff gave notice of appeal, filed his petition for appeal
(Tr. 15) and on August 30, 1929 (Tr. 16) an order
granting the appeal was made, and the bond fixed,
and on October 22, 1929, the appeal bond was filed
and approved (Tr. 20-22).
On October 22,1929, a praecipe was filed (Tr. 22-23)
and on November 6, 1929, the clerk’s certificate was
made to the transcript (Tr. 39). On January 15, 1930,
the transcript was filed in this Court.
The opinion of the Court is found in the transcript
(Tr. 23-38), and it is also reported in 34 Fed. (2)
464.
16
The appellant filed in the United States District
Court the following assignments of error (Tr. 16-20):
The United States District Court for the Western
District of Texas erred in sustaining defendant’s
motion to dismiss and in dismissing said cause by its
order and judgment of July 31, 1929, for the following
reasons:
1. This case involves the construction and ap
plication of the Constitution of the United States and
especially of the Fourteenth and Fifteenth Amend
ments thereto.
2. This is a case in which a law of the State- of
Texas and the administration and application of said
law is -claimed to be in contravention of the Constitu
tion of the United States.
3. This is a suit for damages to redress the dep
rivation under color of law of a right and privilege
secured by the Laws of the United States, providing
for equal rights of its citizens and of all persons
within its jurisdiction.
4. This is a suit for damages for being deprived
of the right to vote, solely on account of race and
color and is based upon rights guaranteed by the Con
stitution of the United States.
5. The plaintiff was denied the right to vote in
the Democratic primary election on July 28, 1929, at
El Paso, Texas, where there was a candidate for
the office of Eepresentative in the Lower House of
17
the United States Congress and for the office of United
States Senator as well as the various state officers
and this plaintiff was denied a right to vote solely
upon the fact that he was a Negro—he possessing all
qualifications—and said plaintiff was denied this right
because the Legislature of the State of Texas has
passed a law with an emergency clause, fully set out
in plaintiff’s petition authorizing the State Democratic
Executive Committee to prescribe qualifications for its
members, and said Democratic Executive Committee
had prescribed that a Negro was not qualified to vote
at a Democratic primary election, and such acts are
in violation of the Constitution of the United States,
which prohibits a citizen from being discriminated
against in his right to vote because of his race and
color.
6. The Court erred in holding that the Act of
the Texas Legislature approved June 7, 1927, at the
first called session of the Fortieth Legislature, which
is designated as Article 3107, being Chapter 67 of the
Laws of 1927 was not unconstitutional, and not in
violation of the Fourteenth and Fifteenth Amendments
of the Constitution of the United States, which is plead
and set out in full in plaintiff’s petition.
7. The Court erred in holding that the resolution
passed by the Democratic Executive Committee of
Texas prior to July 28, 1928, set forth in plaintiff’s
petition and is as follows:
“ Resolved: That all white Democrats who are
qualified and under the Constitution and Laws of
18
Texas and who subscribe to the statutory pledge
provided in Article 3110, Revised Civil Statutes
of Texas, and none other, be allowed to participate
in the primary elections to be held July 28, 1928,
and August 25, 1928, and further, that the Chair
man and Secretary of the State Democratic Exec
utive Committee be directed to forward to each
Democratic County Chairman in Texas a copy of
this resolution for observance.”
was not a violation of the right of the plaintiff, a
citizen of the United States, which denied him the
right to vote in the Democratic primary of July 28,
1928, in El Paso County, Texas, but said resolution
was a direct violation of the constitutional rights of
plaintiff.
8. The Court erred in holding that the Demo
cratic primary of July 28, 1928, was not an election
within purview and meaning of the Fifteenth Amend
ment of the Constitution of the United States and
Section 31, Title 8, U. S. C. A. (R. S. U. S. 2004) for
the reason that in the case of Nixon v. Herndon, 273
U. S. 536, the Supreme Court of United States has
held that such a primary is an election and that the
denial of a citizen to vote in that election, constitution
ally qualified was a denial of a legal right.
9. The Court erred in holding that the State of
Texas, who has no right to discriminate against the
citizen from voting in a Democratic primary in Texas
as was held in Nixon v. Herndon, 273 U. S. 536 has
the right to delegate that authority to the State Demo
cratic Executive Committee of Texas, thus doing in
directly what they can not do directly.
19
10. The Court erred in holding that the members
of the State Democratic Executive Committee and the
judges and clerks of the primary election were not
officials of the State of Texas and not acting as offi
cials of the State of Texas when performing their
duties as prescribed by the Statutes of Texas—and
in making a distinction between the instant case and
the case of James 0. West vs. A. C. Bliley, et al., de
cided by the Honorable United States District Court
of the Eastern District of Virginia—in the Virginia
case, the election judges and clerks were paid by the
State, and in this case they were paid by the various
candidates— such a distinction would make all fee offi
cers private citizens and not officials.
11. The Court erred in holding that a State
Democratic Executive Committee has a right to dis
criminate against a citizen’s right to vote at a primary
election because of his color—such a discrimination is
in violation of the Fourteenth and Fifteenth Amend
ments to the Constitution of the United States.
12. The Court erred in holding that the Dem
ocratic State Executive Committee and the judges and
clerks of the primary election of July 28, 1929, were
not acting by authority of the State, and thus as
agents of the State—and thus discriminating against
a citizen of the United States on account of his color.
13. The Court committed fundamental error in
sustaining defendant’s motion to dismiss plaintiff’s
20
case—for the reason that the petition stated a good
cause of action at law.
Wherefore plaintiff-appellant prays that said
errors he corrected and said cause be remanded for
a new trial.
(Signed) Louis Marshall,
K nollenberg & Cameron,
Attorneys for Plaintiff.
Filed August 30, 1929.
The cause is therefore here on the record for
review. The motion to dismiss having been sustained.
No evidence was offered and no additional pleadings
were filed.
The case involves the right of the Negro Democrat
citizen to vote in a Democratic primary in Texas.
Section 3107 of the Texas Statute quoted in full in the
petition is void and violates the Fourteenth and F if
teenth Amendments to the Federal Constitution. Sec
tion 3107 of the 1923 Statutes quoted in full in the
petition was held to be unconstitutional in the case of
Nixon v. Herndon, 273 N. S. supra, and Sec. 3107
passed in lieu thereof in 1927. We now assert the
1927 act to be void.
21
PROPOSITIONS OF LAW UPON WHICH
APPELLANT RELIES FOR REVERSAL
OF THE CASE.
POINT I.
A. The right of a citizen to vote, regardless of
race, color or previous condition of servitude, is
denied and abridged by a law which forbids him, on
account of his race and color to vote in a primary
election held under the Laws of Texas.
B. The State of Texas can not pass a law pro
hibiting and denying a citizen the right to vote in a
Democratic primary solely on the ground that he is a
Negro.
C. A Statute of Texas that delegates to a Dem
ocratic Executive Committee the right to deny a citi
zen the right to vote in a primary election solely on
the ground that he is a Negro (he being otherwise
qualified) is void and in violation of the Fourteenth
and Fifteenth Amendments to the Federal Constitution.
(1) Because such a law delegates a right the
state does not possess.
(2) Such a delegation of authority gives the
force of law to the acts of others, and thereby makes
the acts of others (Democratic Executive Committee)
law, which it (the state) can not make a law—or in
other words, does indirectly that which it can not do
directly.
22
POINT II.
The statute under consideration offends against
the Fourteenth Amendment because it is a law abridg
ing the privileges and immunities of citizens of the
United States, and because it denies to persons and
citizens within its jurisdiction the equal protection
of the laws.
A. A Democratic primary election in the State
of Texas is a public election establishment, recognized
and regulated by the laws of the State of Texas.
B. Casting a ballot in such a primary election
is a vote within the meaning of the Fifteenth Amend
ment and the right to such a vote is guaranteed by
said amendment and there can be no discrimination on
account of color.
POINT III.
The United States Court had jurisdiction to try
this case. A Federal question was involved within
the meaning of Title 8, Sec. 43 of the United States
Code.
A. The Fourteenth and Fifteenth Amendments
have application to a primary election such as is pro
vided by the Texas Legislature and a vote at a primary
election in Texas is within the purview of said
amendments.
B. A political party organized by virtue of the
Laws of Texas, defining political parties, and subject
ing themselves to such laws are not an independent
23
and voluntary organization, but are governed by the
laws under which they organize and derive their
powers from such laws.
C. A law concerning membership in such an
organization is void if in violation of the Fourteenth
or Fifteenth Amendments.
POINT IV.
The Statute of Texas, involved in this case, set
out in full in the petition is void, because
A. It violates the Fourteenth Amendment to the
Federal Constitution.
B. It violates the Fifteenth Amendment to the
Federal Constitution.
C. A right having been denied plaintiff, a citizen
of the United States, he can assert it in this case in
the manner in which he sues.
24
POINT ONE.
A. The right of a citizen to vote, regardless
of race, color or previous condition of servitude, is
denied and abridged by a law which forbids him, on
account of his race and color to vote in a primary
election held under the Laws of Texas.
B. The State of Texas can not pass a law pro
hibiting and denying a citizen the right to vote in a
Democratic primary solely on the ground that he is
a Negro.
C. A Statute of Texas that delegates to a Dem
ocratic Executive Committee the right to deny a citizen
the right to vote in a primary election solely on the
ground that he is a Negro (he being otherwise quali
fied) is void and in violation of the Fourteenth and
Fifteenth Amendments to the Federal Constitution.
(1) Because such a law delegates a right the
state does not possess.
(2) Such a delegation of authority gives the
force of law to the acts of others, and thereby makes
the acts of others (Democratic Executive Committee)
law, which it (the state), can not make law— or in
other words, does indirectly that which it can not do
directly.
Statement.
The facts in this case are fully set forth in the
petition, which is set forth in full in the petition.
25
A uthorities.
Nixon v. Herndon, 273 U. S. 536; 71 Law Ed.
759.
West v. Bliley, 33 Fed. (2) 177 (E. D. va), af
firmed by United States Circuit in . . . .
Fed. (2) .......
Love v. Wilcox, 28 S. W. (2) 515 (Supreme
Court of Tex.).
Fourteenth Amendment to the Constitution.
Fifteenth Amendment to the Constitution,
Sec. 31, Title 8, U. S. Code, formerly Sec.
2004.
Child Labor Tex. Cases, 259 U. S. 20.
Standard Scales Co. v. Farrell, 249 U. S. 577.
Home Telephone & Telegraph Co. v. Los
Angeles, 227 U. S. 278?
YicJc Wo v. Hopkins, 118 U. S. 356.
Hammer v. Dogenhart, 247 U. S. 251.
Williams v. Bruffey, 96 U. S. 176.
Cornell Law Review, Yol. XV, No. 2, page 262.
R emarks.
The appellant in this case is the same Dr. Nixon
who was plaintiff in error in the case of Nixon v.
Herndon, 273 U. S. 536. Mr. Justice Holmes has de
cided in that case the following questions:
1. “ That private damages may be caused by
said political acts and may be recovered for in
a suit at law.”
2. “ If the defendant’s conduct was a wrong
to the plaintiff the same reasons that allow a re
covery for denying the plaintiff a vote at a final
election allow it for denying a vote at the
primary election that may determine the final
result.”
26
3. The State of Texas cannot pass a law that
discriminates against a citizen from voting in a
Democratic primary solely on color.
The question therefore arises— can the State of
Texas do indirectly that which it can not do directly!
Can it delegate authority which it does not possess?
Can it say to the Democratic Executive Committee of
Texas—we can not prohibit a citizen from voting in a
Democratic primary because he is a Negro, but we will
give you that authority—and when you make the dis
crimination, we, the State of Texas, will give your dis
crimination the effect of law.
The answer to this inquiry seems not to be open to
doubt.
The Love Case, 28 S. W. (2) 515, decided by the
Supreme Court of Texas, May 17th, 1930, seems to
answer our questions. Mr. Love, a citizen of Texas, a
prominent Democrat, had bolted his ticket in the
National election in 1928. He voted for the Republican
candidate for President. It became known that he
would present himself as a candidate for Governor
of Texas. The Democratic Executive Committee
passed the following resolution:
“ First: Be it resolved, That this committee
hereby extends an invitation to all quali
fied voters, regardless of previous political views
or affiliations, to enter and participate as voters
in its nominating primaries and conventions who
are willing to and do take the statutory party
pledge.
“ Second: Be it resolved, That the Execu
tive Committee prescribes the following quali-
27
fications in addition to those now prescribed
by law, for candidates for state offices in the
Democratic primaries of 1930, and that no appli
cant or candidate for the Democratic nomina
tion for state office who does not possess the
following qualifications shall appear on the official
ballot or be certified as a candidate in the Demo
cratic primaries, to-wit:
“ 1. That in the last preceding general elec
tion he must not have voted against any nominee
or presidential elector of the Democratic Party,
if he participated either in the primary elections
or conventions of the Democratic Party in 1928,
and took a pledge to support the nominees of the
Democratic Party.
“ 2. That he must in good faith without any
reservations pledge himself in writing filed with
the Chairman of the Executive Committee not
later than the date set for filing applications, to
support all nominees of the Democratic Party
during the year 1930.
“ 3. And that he does not now advocate
a voter’s entering a party primary or conven
tion and taking the prescribed pledge with reser
vations mental or otherwise.
“ Third: That it is the sense of this com
mittee that while we cannot legally act on the
certification of applicants who desire to have
their names placed on the Democratic primary
ballot for state offices in 1930—that it is the
sense of this committee that any present or
proposed applicant for certification who voted
in the Democratic primary in 1928, or partici
pated in any of the primaries or conventions of
the Democratic Party in 1928, and in said pri
maries or conventions took the prescribed pledge
to support the nominees of the party and then
28
broke Ms pledge and bolted the ticket, and voted
for the nominees of any other party that by so
doing he forfeited his right to the support of the
Democratic Party, and forfeited his right to have
his name placed on the Democratic primary
ballot in 1930; and it is the further sense of this
committee that any present or proposed appli
cant who desires to have his name certified and
placed on the Democratic primary ballot in 1930,
shall be refused such certification who claims the
right and intention, though he has participated
in a Democratic primary for the nomination of
candidates, thereafter, to repudiate the pledge
taken and to vote against the party nominee if
his judgment or conscience dictates.”
Mr. Love presented Ms name to the committee
to be certified as a candidate for governor. The com
mittee refused, or made known that they would refuse
to certify his name because he bolted the ticket in
1928.
Mr. Love then brought this proceeding in the
Supreme Court of Texas and the Court granted him the
relief.
Some of the Court’s language is pertinent to the
question before us— on pages 522 and 523 we find:
“ The committee’s discretionary power is fur
ther restricted by the statute directing that a
single, uniform pledge be required of the pri
mary participants. The effect of the statutes is
to decline to give recognition to the lodgment of
power in a State Executive Committee, to be
exercised at its discretion. The statutes have
recognized the right of the party to create an
Executive Committee as an agency of the party
and have recognized the right of the party to
29
confer upon that committee certain discretionary-
powers, but have declined to recognize the right
to confer upon the committee the discretionary
power to exclude from participation in the party’s
affairs anyone because of former political views
or affiliations, or because of refusal to take any
other than the statutory pledge. It is obvious,
we think, that the party itself never intended to
confer upon its Executive Committee any such
discretionary power. The party when it selected
its State Committee did so with full knowledge
of the statutory limitations on that committee’s
authority, and must be held to have selected the
committee with the intent that it would act within
the powers conferred, and within the limitations
declared by the statute. Hence, the committee,
whether viewed as an agency of the state or
as a mere agency of the party, is not authorized
to take any action Avhich is forbidden by an ex
press and valid statute.”
And on page 525, the following:
“ (14) Moreover, the language of Article 3107
is fairly susceptible of no other interpretation
than that the Legislature intended the same quali
fications to be prescribed by the State Committee
for all participating in a party primary, whether
as voters or candidates, and further that the same
qualifications must be prescribed for all candi
dates. By the resolutions of February 1, 1930,
all qualified voters, regardless of previous politi
cal views or affiliations are expressly invited
to participate in the 1930 primaries as are all
candidates save those for state offices. Because
of the attempted discrimination between candidates
and between certain candidates and voters, in
violation of the statute, the resolutions cannot be
upheld. ’ ’
30
Sec. 3107 referred to in the opinion, is the one
in question in this case, and copied in full in the peti
tion-—and was passed by the Texas Legislature in
1927 in lieu of Sec. 3107 passed in 1923, and held
void by the Supreme Court in the first Nixon case in
violation of the Fourteenth Amendment.
Again the West Case supra, decided by the U. S.
District Court of Virginia, 33 Fed. (2) 177, and affirmed
by the 4th Circuit . . . . Fed. (2) .........., we con
tend is in point. The facts in the West Case and
the instant case are practically identical, with the
exception that the judges and clerks of the primary
in Virginia are paid by the state and in Texas the
expenses are paid by the candidates. If there is any
other distinction in the two cases, we fail to find it.
An exhaustive review of the instant case has
been made in the Cornell Law, Vol. XV, No. 2, page
262, to which we invite the Court's attention.
We are unable to appreciate the trial court’s dis
tinction. The fact that the judges in Virginia get their
pay from the state and in Texas from the candidates
can make no difference.
Texas, by statute, has legislated extensively on
primaries. Compulsory primaries for all parties cast
ing 100,000 votes at last general election. Art. 3101
R. C. S. 1925. (2) When the primary shall be held,
3102 idem, what the primary offices shall be and
how chosen, 3104 idem, compulsory ballot, etc., 3109-
3117 idem, expenses of primaries to be apportioned
among candidates, 3108 idem, Compulsory County
31
Executive Committee and how chosen, 3118 idem, state
convention, and how to choose a State Executive
Committee, 3139 idem, and Sec. 2955 provided for the
qualification of voter in both general and primary
elections as follows:
“ Art. 2955. (2939) Qualifications for voting.—
Every person subject to none of the foregoing dis
qualifications who shall have attained the age of
twenty-one years and who shall be a citizen of the
United States, and who shall have resided in this
State one year next preceding an election, and the
last six months within the district or county in
which he or she offers to vote, shall be deemed a
qualified elector. The electors living in an unor
ganized county may vote at an election precinct in
the county to which such county is attached for
judicial purposes; provided that any voter who is
subject to pay a poll tax under the laws of this
State or ordinances of any city or town in this
State, shall have paid said tax before offering to
vote at any election in this State and holds a re
ceipt showing that said poll tax was paid before the
first day of February next preceding such election;
and, if said voter is exempt from paying a poll tax
and resides in a city of ten thousand inhabitants or
more, he or she must procure a certificate showing
his or her exemptions, as required by this title.
If such voter shall have lost or misplaced said tax
receipt, he or she shall be entitled to vote upon
making and leaving with the judge of the election
an affidavit that such tax was paid by him or her,
or by his wife or by her husband before said first
day of February next preceding such election at
which he or she offers to vote, and that said receipt
has been lost or misplaced. In any election held
only in a subdivision of a county for the purpose of
determining any local question or proposition affect
ing only such subdivision of the county, then in
32
addition to the foregoing qualifications, the voter
must have resided in said county for six months
next preceding such election. The provisions . of
this article as to casting ballots shall apply to all
elections including general, special and primary
elections (Acts 1st C. S. 1905, p. 520; Acts 1st C. S.
1917, p. 62; Acts 4th C. S. 1920, p. 10; Acts 1921, p.
217; Acts 1923, p. 318).”
Therefore, the Democratic Executive Committee of
Texas, and their duties are provided by law—the Acts
of the Legislature—and Sec. 3107, the one delegating to
the committee the right to say who can vote in the pri
maries is only one of the many provisions relating to
the powers of the committee.
The Court’s attention is called to the fact that Sec.
3107 passed in 1927 has an emergency clause, which
shows that the intention of the Texas Legislature is to
avoid the effect of the decision of the Supreme Court
by delegating to the Executive Committee the right to
prevent a citizen from voting at a Democratic primary
solely because of his color.
In short, the Legislature is attempting to delegate
a power it does not possess—or to do indirectly that
which it can not do directly. We earnestly contend that
this cannot be done. The Supreme Court has declared the
law—and its decision is entitled to respect and no effort
should be made to evade it. The emergency clause is
copied in full in the petition.
We have stressed the Love Case, supra, and the
West Case, supra, for the reason they are recent
decisions from courts of high standing and authority—■
33
but let us review the decision of the Supreme Court of
the United States. We contend no other conclusion can
be drawn from them than the one announced in the
West Case.
It is a familiar principle of law that what cannot
be done directly cannot be done indirectly. The pur
pose of passing an act of the Legislature can be inquired
into by the courts, and if in violation of the Constitu
tion will be held unconstitutional by the courts.
In the Child Labor Tax Case, 259 U. S. 20; 66 L.
Ed. 817, the Legislature attempted to regulate child
labor by a revenue act. Judge Taft, in rendering that
opinion says:
“ The amount is not to be proportioned in any
degree to the extent of frequency of the departures,
but is to be paid by the employer in full measure
whether he employs five hundred children for a
year, or employs only one for a day. Moreover,
if he does not know the child is within the named
age limit, he is not to pay; that is to say, it is only
where he knowingly departs from the prescribed
course that payment is to be exacted. Scienters
are associated with penalties, not with taxes. The
employer’s factory is to be subject to inspection at
any time not only by the taxing officers of the
Treasury, the Department normally charged with
the collection of taxes, but also by the Secretary of
Labor and his subordinates, whose normal function
is the advancement and protection of the welfare
of the workers. In the light of these features of
the act, a court must be blind not to see that the
so-called tax is imposed to stop the employment of
children within the age limits prescribed. Its pro
hibitory and regulatory effect and purpose are
34
palpable. All others can see and understand this.
How can we properly shut our minds to it.
“ It is the high duty and function of this Court
in cases regularly brought to its bar to decline to
recognize or enforce seeming Laws of Congress
dealing with subjects not intrusted to Congress,
but left or committed by the supreme law of the
land to the control of the states. We cannot avoid
the duty even though it require us to refuse to give
effect to legislation designed to promote the highest
good. The good sought in unconstitutional legis
lation is an insidious feature because it leads citi
zens and legislators of good purpose to promote it
without thought of the serious breach it will make
in the ark of our covenant, or the harm which will
come from breaking down recognized standards. In
the maintenance of local self-government, on the
one hand, and the national power, on the other, our
country has been able to endure and prosper for
near a century and a half.”
The same effect is the case of Hammer v. Dogen-
hart, 247 U. S. 251; 62 L. Ed. 1101. There can be no
question about the act of the Executive Committee be
ing a legislative act, or an act done by virtue of legis
lative enactment. In the case of Williams v. Bruffeij,
96 U. S. 176; 24 L. Ed. 716, the Legislature of the State
of Virginia during the rebellion, passed a law requiring
persons who held any trust money belonging to northern
sympathizers to deliver this money to a person named
by the Confederated States of America, and that such
delivery would be an acquittance of that debt. This
was done in that case, and the question of whether or
not the Federal Courts of the United States had juris
diction to determine a case of this character, that is,
35
whether or not the Federal Courts had jurisdiction of
this queston, Mr. Justice Fields, in the above case, says:
“ Any enactment, from whatever source origi
nating, to which a state gives the force of law is
a statute of the state, within the meaning of the
clause cited relating to the jurisdiction of this Court.
It would be a narrow construction to limit the term
to such enactments as have gone through various
stages of consideration by the Legislature. There
may be many acts authorized by the Constitution of
a state, or by the convention that framed it, which
have not been submitted to the consideration of its
Legislature, yet have all the efficacy of laws. By the
only authority which can be recognized as having
any legal existence, that is, the State of Virginia,
this act of the unauthorized confederation was
enforced as a law of the Commonwealth. Its valid
ity was drawn in question on the ground that it was
repugnant to the Constitution of the United States;
and the decision of the court below was in favor of
its validity. Its repugnancy was asserted in this,
that it impaired the obligation of the contract be
tween the plaintiffs and the deceased, and under
took to release the latter from liability, contrary to
the express prohibition of that instrument; and
also in this, that it discriminated against the plain
tiffs as a citizen of a loyal state, and refused to
them the same privileges accorded to the citizens of
Virginia, contrary to the provision declaring that
‘ The citizens of each state shall be entitled to all
the privileges and immunities of citizens in the
several states.’ This provision has been held, in
repeated adjudications of this Court, to prohibit dis
criminating legislation by one state against the citi
zens of another state, and to secure to them the
equal protection of its lawTs, and the same freedom
possessed by its own citizens in the acquisition and
enjoyment of property. Corfield v. Coryell, 4 Wash.
C. C. 371; Ward v. Maryland, 12 Wall. 418 (79 U.
36
S. X X 449); Paul v. Virginia, 8 Wall. 168 (75 XT.
S. XTX 357). The enactment of the confederation
which, by the assent of Virginia, was enforced as a
law in that Commonwealth, and which is now in
voked by the defendant, not only impaired but
attempted to destroy the obligation of the contract
o f the deceased with the plaintiffs; and it discrim
inated against them as citizens of a state that
maintained its allegiance to the Union. The de
murrers to the special pleas raised these objections.
The decision made involved the upholding of the
Confederate enactment and the denial of the im
munity claimed by the plaintiffs. It could nor
have been made without passing upon both these
points. It is sufficient to give this court jurisdic
tion that, though not in terms specially stated in
the pleadings, they were necessarily involved in the
decision, and that without their consideration the
judgment would not have been rendered. We have
no doubt of our jurisdiction, and we proceed, there
fore, to the merits of the case.”
This principle of law has been followed in subse
quent cases (see Ford v. Surget, 97 U. S. 1018). And
again in the case of Standard Scales Company v.
Farrell, 249 U. S. 577; 63 L. Ed. 780, the question
arose in New York from a bulletin by a department of
the company, whose duty it was to see that scales were
properly sealed and tested in that state. The official
in charge of this business, or one of the subordinate
officials, issued a bulletin of instructions which dis
criminated very much against the use of the scales sold
by the Standard Scales Company. They attempted to
show jurisdiction in the Federal Court, and the right
to strike down this regulation, because it was an enact
37
ment or regulation having the effect of law. The
Courts in this case said it was not, but Justice Brandeis
said it might be considered obiter but it is very in
structive in this case, and uses the following lan
guage :
“ If the ‘ specifications’ had been issued as a
regulation, that is, a law, we might have been
called upon to inquire whether it was a proper
exercise of the police power or was, as plaintiff
contends, void because arbitrary and unreasonable,
or because it was discriminatory, or as interfer
ing with interstate commerce. For the protection
of the Federal Constitution applies, whatever the
form in which the legislative power of the state
is exerted; that is, whether it be by a constitution,
an act of the Legislature, or an act of any
subordinate instrumentality of the state exercising
delegated legislative authority, like an ordinance
of a municipality or an order of a commission.
Great Northern R. Co. v. Minnesota, 238 U. S.
340, 59 L. Ed. 1337, P. TJ. R. 1915D, 701, 35 Sup.
Ct. Rep. 753; Home Tele. Tele. Co. v. Los
Angeles, 227 IT. S. 278, 286-288, 57 L. Ed. 510, 514,
515, 33 Sup. Ct. Rep. 312; Washington, ex rel.,
Oregon R. & Nav. Co. v. Fairchild, 224 TJ. S. 510,
56 L. Ed. 863, 32 Sup. Ct. Rep. 535; Grand Trunk
Western R. Co. v. Railroad Commission, 221 TJ. S.
400, 403, 55 L. Ed. 786, 787, 31 Sup. Ct. Rep. 537.
But since the ‘ specifications’ are not in the nature
of a law or regulation, the prohibitions of the
Federal Constitution cannot apply.
“ The District Court did not err in dismissing
the bill; and its judgment is affirmed.’ ’
And again, in the Home Telephone & Telegraph
Company v. Los Angeles, 227 TJ. S. 278; 57 L. Ed. 510,
the telephone company in Los Angeles was contesting
38
an ordinance fixing the price of telephone service. In
this case, the Court says:
“ In other words, the proposition is that the
Amendment deals only with the acts of state
officers within the strict scope of the public powers
possessed by them, and does not include an abuse
of power by an officer as the result of a wrong
done in excess of the power delegated. Here again
the settled construction of the Amendment is that
it presupposes the possibility of an abuse of a
state officer or representative of the powers pos
sessed, and deals with such a contingency. It pro
vides, therefore, for a case where one who is in
possession of state power uses that power to the
doing of the wrongs which the Amendment forbids,
even although the consummation of the wrong may
not be within the powers possessed, if the com
mission of the wrong itself is rendered possible or
is efficiently aided by the state authority lodged in
the wrongdoer. That is to say, the theory of the
Amendment is that where an officer or other repre
sentative of a state, in the exercise of the authority
with which he is clothed, misuses the power pos
sessed to do a wrong forbidden by the Amendment,
inquiry concerning whether the state has au
thorized the wrong is irrelevant, and the Federal
judicial power is competent to afford redress for
the wrong by dealing with the officer and the result
of his exertion of power.
“ To speak broadly, the difference between the
proposition insisted upon and the true meaning of
the Amendment is this: that the one assumes that
the Amendment virtually contemplates alone
wrongs authorized by a state, and gives only power
accordingly, while in truth the Amendment con
templates the possibility of state officers abusing
the powers lawfully conferred upon them by doing
wrongs prohibited by the Amendment. In other
words, the Amendment, looking at the enforce
39
ment of the rights which it guarantees and to the
prevention of the wrongs which it prohibits, pro
ceeds not merely upon the assumption that states,
acting in their governmental capacity, in a com
plete sense, may do acts which conflict with its
provisions, but, also, conceiving, which was more
normally to be contemplated, that state powers
might be abused by those who possessed them, and
as a result might be used as the instrument for
doing wrongs, provided against all and every such
possible contingency. Thus, the completeness of
the Amendment in this regard is but the comple
ment of its comprehensive inclusiveness from the
point of view of those to whom its prohibitions
are addressed. Under these circumstances it may
not be doubted that where a state officer, under an
assertion of power from the state, is doing an act
which could only be done upon the predicate that
there was such power, the inquiry as to the repug
nancy of the Act to the 14th Amendment cannot be
avoided by insisting that there is a want of power.
That is to say, a state officer cannot, on the one
hand, as a means of doing a wrong forbidden by
the Amendment, proceed upon the assumption of
the possession of state power, and at the same
time, for the purpose of avoiding the application of
the Amendment, deny the power, and thus ac
complish the wrong. To repeat: for the purpose
of enforcing the rights guaranteed by the Amend
ment when it is alleged that a state officer, in virtue
of state power, is doing an act which, if per ̂
mitted to be done, prima facie would violate the
Amendment, the subject must be tested by assum
ing that the officer possessed power if the act
be one which there would not be opportunity to
perform but for the possession of some state au
thority.”
This case tends to show that the act of the
Executive Committee has the effect of law, or a legis
40
lative enactment based upon a statute, which says, by
inference, “ You can discriminate against a voter be
cause he is a Negro.”
In the case of Tick Wo v. Hopkins, 118 U. S. 312,
30 L. Ed. 220, we have a case that seems to be very
much in point. The City of San Francisco passed an
ordinance regulating laundries in the City of San
Francisco. The ordinance might have been considered
fair on its face, but the arbitrary way in which it was
enforced made it unconstitutional. On pages 227 and
228, the Court says:
“ Though the law itself be fair on its face and
impartial in appearance, yet, if it is applied and
administered by public authority with an evil eye
and an unequal hand, so as practically to make un
just and illegal discriminations between persons in
similar circumstances, material to their rights, the
denial of equal justice is still within the prohibition
of the Constitution. This principle of interpreta
tion has been sanctioned by this court in Hender
son v. Mayor, etc. of New York, 92 U. S. 259 (Bk.
23, L. Ed. 543); Chy Luny v. Freeman, 92 TJ. S.
275 (Bk. 23, L. Ed. 550); Ex parte Va., 100 IT. 8.
339 (Bk. 25 L. Ed. 676); Neal v. Delaware, 103 IT.
S. 370 (Bk. 26 L. Ed. 267), and Soon Hing v.
Crowley (supra).
“ The present cases, as shown by the facts dis
closed in the record, are within this class. It
appears that both petitioners have complied with
every requisite, deemed by the law or by the
public officers charged with its administration,
necessary for the protection of neighboring prop
erty from fire, or as a precaution against injury
to the public health. No reason whatever, ex
cept the will of the supervisors, is assigned why
41
they should not be permitted to carry on, in the
accustomed manner, their harmless and useful oc
cupation, on which they depend for a livelihood.
And while this consent of the supervisors is with
held from them and from two hundred others who
have also petitioned, all of whom happened to he
Chinese subjects, eighty others, not Chinese sub
jects, are permitted to carry on the same business
under similar conditions. The fact of this dis
crimination is admitted. No reason for it is shown,
and the conclusion cannot be resisted, that no
reason for it exists except hostility to the race
and nationality to which the petitioners belong,
and which in the eye of the law is not justified,
and the public administration which enforces it is
a denial of the equal protection of the laws and a
violation of the Fourteenth Amendment of the
Constitution. The imprisonment of the petitioners
is therefore illegal, and they must be discharged.”
The statute in question in this case is clearly within
the rule laid down by this case. The act itself gives
the Executive Committee, one of the creatures of the
statute, a right to say and they did say that, because a
man is a Negro, he has not the right of suffrage, which
is a direct violation of the Fourteenth Amendment.
POINT TWO.
The statute under consideration offends against the
Fourteenth Amendment because it is a law abridging
the privileges and immunities of citizens of the United
States, and because it denies to persons and citizens
within its jurisdiction the equal protection of the
laws.
42
A. A Democratic primary election in the State
of Texas is a public election established, recognized
and regulated by the laws of the State of Texas.
B. Casting a ballot in such a primary election is
a vote within the meaning of the Fifteenth Amendment
and the right to such a vote is guaranteed by said
amendment and there can be no discrimination on
account of color.
A uthorities, P oint Two.
Statutes of Texas, 1925 Revision, Secs. 3100
to 3153, Title 50, Chap. 13—pertaining
to primary elections.
United States Constitution, Fourteenth and
Fifteenth Amendments.
United States Code, Title 8, Sec. 31.
Guinn v. United States, 238 U. S. 347.
Myers v. Anderson, 238 U. S. 367.
Anderson v. Myers, 183 Fed. 223.
United States v. Reese, 92 U. S. 214.
Strandie v. West Virginia, 100 U. S. 303.
Ex parte Siebold, 100 U. S. 371.
Ex parte Yarborough, 110 U. S. 551.
Love v. Griffith, 266 U. S. 32.
United States v. Gruikshank, 92 U. S. 542.
State ex rel. Moore v. Meharg, 287 S. W. 670.
The laws of Texas recognize a primary election.
Title 50, Chapter 13, Secs. 3100 to 3153 govern
primary elections.
Section 3100 defines a “ primary election” as an
election held by an organized political party for the
purpose of nominating candidates to be voted for at
a general or special election.
43
Sec. 3101 provides for a compulsory election for
all political parties that cast 100,000 votes at last
general election.
The resolution passed by the Democratic Exec
utive Committee in 1928, which prevented the appellant
from voting, is as follows:
“ Resolved: That all white Democrats who
are qualified and under the Constitution and Laws
of Texas and who subscribe to the statutory
pledge provided in Article 3110, Revised Civil
Statutes of Texas, and none other, be allowed to
participate in the primary elections to be held
July 28, 1928, and August 25, 1928, and further,
that the chairman and secretary of the State
Democratic Executive Committee be directed to
forward to each Democratic county chairman in
Texas a copy of this resolution for observance.”
It is a well known fact that in Texas a nomina
tion at a Democratic primary election is tantamount
to an election. In 1926 more than 700,000 votes were
cast for the Democratic nominee for governor, and
considerably less than 100,000 votes were cast in the
general election for both Democratic and Republican
nominees for governor. According to the 1920 census,
741,694 Negroes lived in Texas, and by the rule invoked
by the Democratic State Executive Committee, 741,694
citizens were as effectively disfranchised as they were
before the passage of the Thirteenth, Fourteenth and
Fifteenth Amendments.
The courts of Texas have recognized the fact that
a general election in Texas is a mere gesture, while
the real contest is in the Democratic primary.
44
In State ex rel. Moore v. Meharg, 287 S. W. 760,
the Court, in an election contest case, said:
“ Indeed it is a matter of common knowledge
in this state that a democratic primary election
held in accordance with our Statutes, is virtually
decisive of the question as to who shall be elected
at the general election. In other words, barring
certain exceptions a primary election is equiva
lent to a general election. ’ ’
In the case of Love v. Griffith, 266 U. S. 32, a
Negro was deprived of a vote in the Democratic
primary by a resolution of the City Democratic Exec
utive Committee of Houston. The election was over
when the case got to the Supreme Court, but Mr.
Justice Holmes used this very significant language:
“ If the case stood here as it stood before
the court of first instance it would present a grave
question of constitutional law and we should be
astute to avoid hindrances in the way of taking
it up. But that is not the situation. The rule
promulgated by the Democratic Executive Com
mittee was for a single election only that had
taken place long before the decision of the Appel
late Court. No constitutional rights of the plain
tiffs in error were infringed by holding that the
cause of action had ceased to exist. The bill was
for an injunction that could not be granted at
that time.”
Professor Merriam in his book on Primary Elec
tions, which was published in 1908, since which time the
ideas by him expressed have been greatly extended,
further says at page 116:
“ The theory of the party as a voluntary
association has been completely overthrown by the
45
contrary doctrine that the party is in reality a
governmental agency subject to legal regulation
and control. The element of public concern in the
making of nominations has been strongly empha
sized, and the right of the Legislature to make
reasonable regulations to protect and preserve the
purity and honesty of elections has been vigor
ously asserted.”
In 23 Michigan Law Review, 279, the decision in
Chandler v. Neff, 298 Fed. Rep. 515, on which the
appellee relies, received elaborate comment in an able
article written by Meyer M. Brown, Esq. It will be
found worthy of consideration in its entirety.
The following passages are especially in point:
“ What in their nature is peculiar to primary
elections that should differentiate them from the
public election and exempt them from the opera
tion of the Constitution! It has been pointed out
that the right to choose candidates for public
office whose names shall appear on the official
ballot is as valuable as the right to vote for them
after they are chosen is of precisely the same
nature. People v. Board of Election Comm’rs,
221 111. 9. The primary election has the effect of
selecting from the large possible field of choice
for the office a few candidates whose names are
to be printed on the ballot at the general election.
This final election is a further, but similar, limi
tation; it is the selection of one from the few.
That the second selection should be called an elec
tion while the first should not, would seem like an
unreasonable distinction. In accord with this view
is the holding that since, under the primary sys
tem, there is scarcely a possibility that any person
will or can be elected to office unless he shall be
chosen at a primary election, a primary election
46
must be regarded as an integral part of the proc
ess of choosing public officers and as an election
within the meaning of the constitutional provi
sions defining the rights of voters. People v.
Board of Election Comm’rs, supra. * * *
Modern primary elections have not only the same
essential nature as the general elections, as shown
above, but the machinery and details of conduct
ing them are generally the same in both cases.
Primary elections are held at the same public poll
ing places as the general elections, with the same
election officials in charge. The ballots which are
printed and paid for by the state are counted
by government election officials, and the names of
the winners are printed on the ballots at the
general election. In case of a primary election
dispute, recourse is had to the same election com
missioners or judges of election as in the case of
general elections. Not only is the expense of
holding primaries paid by the government out of
the general taxes, but they are completely con
trolled and regulated by the State, rather than by
party leaders or bosses as was the case under the
‘ King Caucus’ regime, the convention system and
the early form of primary. Hermann v. Lampe,
175 Ky. 109. The modern primary election is thus
seen to be on a par with general elections in regard
to their actual conduct, public nature and govern
mental control.
While the general elections are usually thought
of as being of more importance than the primaries,
the contrary is often true, for in many states the
voting strength and solidarity of some one party
is such that the contest for nomination of candi
dates is practically equivalent to an election.
State v. Breffeihl, 130 La. 904. In Texas, victory
in a primary, on the Democratic side, means prac
tically certain election. Merriam p. 84. ‘ No
court can blind its eyes to this universally known
47
fact. * * * Of what use is it to enforce the
Constitution only in general elections, when, in
fact, the primary elections are the decisive elec
tions in this state in the choosing of public officers.’
Ch. J. Phillips, in Koy v. Schneider, 110 Tex.
369.”
But it is argued that the Fifteenth Amendment does
not expressly refer to voting at primaries. That is
true. It does not descend to particulars. It deals with
the all-inclusive subject, “ the right to vote,” and, un
less intellectual blindness were to be attributed to the
earnest and high-minded statements who sponsored
this Amendment, that right must be deemed to relate
to any form of voting and for any purpose and to any
part of the process whereby what is intended to be
accomplished by voting is brought about. There is
certainly nothing in this Amendment which declares
that voting at primaries is to be excepted from its
scope.
It is said that in 1870, when the Fifteenth Amend
ment was adopted, there were no primary elections
and that, therefore, the right to vote at a primary
election could not have been contemplated. We reply
that in 1870 the so-called Australian ballot was un
known. Voting machines had not been invented, and
other possible methods of voting than the primitive
methods then in vogue, e. g., voting viva voce, or by a
show of hands, or by a ballot thrust into the hands
of the voter by the poll workers, had not been con
ceived. Neither had the initiative, the referendum,
48
the recall, been introduced into our political vocabu
lary. Can anybody have the hardihood to claim that
for these reasons the newer methods and purposes
of voting are not covered by the Constitution? Its
language is adequate to include any act or conception
or purpose which relates to or substantially affects
the free exercise in its essence of the right to vote.
When, by Article 1, Section 8, Subdivision 3, of
the Constitution in a few words, Congress was given
“ the power to regulate commerce among the several
states,” our instrumentalities of commerce were
limited to stage coaches and wagons on land and to
sloops, rafts, and rowboats on the water. The articles
which then came within the scope of commerce were
pitifully few, compared with its present vast expan
sion. But this simple phrase sufficed to include, as
they were from time to time devised, as instrumentali
ties of commerce, steamboats, railroads, aeroplanes,
the telegraph, the telephone, and the radio. They like
wise became the authority for the creation of the
Interstate Commerce Commission, the Federal Trade
Commission, the enactment of the Employers’ Liability
Act, and numerous other far-reaching agencies for
the regulation of commerce.
Subdivision 7 of the same section empowered
Congress “ to establish post offices and post roads.”
Yet who in 1787 would have conceived the possibility,
latent in these words, in reference to which .Mr. Chief
Justice White said, in Lewis Publishing Co. v. Morgan,
229 II. S. 301, 302:
49
“ And the wise combination of limitation with
flexible and fecund adaptability of the simple yet
comprehensive provisions of the Constitution are
so aptly illustrated by a statement in the argu
ment of the government as to the development
of the postal system, that we insert it as fol
lows :
‘ Under that six-word grant of power the
great postal system of this country has been built
up, involving an annual revenue and expenditure
of over five hundred millions of dollars, the main
tenance of 60,000 post offices, with hundreds of
thousands of employes, the carriage of more than
fifteen billions of pieces of mail matter per year,
weighing over two billions of pounds, the incor
poration of railroads, the establishment of rural
free delivery system, the money-order system, by
which more than a half billion of dollars a year
is transmitted from person to person, the postal
savings bank, the parcel post, an aeroplane mail
service, the suppression of lotteries, and a most
efficient suppression of fraudulent and criminal
schemes impossible to be reached in any other
way.’ ”
These illustrations relate only to material things.
In so far as they are concerned, the elasticity of the
constitutional language has been marvelously vindi
cated. It is possible that the language of the same
Constitution relating to human rights, and intended to
bring about the realization of the noble conception of
human equality before the law, and the prevention of
discrimination, shall be crippled, hampered and de
prived of its very life by a narrow and technical in
terpretation, which woxild defeat its underlying pur
pose. It is possible that the expression of an exalted
50
human purpose shall after half a century he made
meaningless by the employment of an artificial mech
anism?
There is still another illustration which adds to
the strength of our contention. It is afforded by the
Nineteenth Amendment. Its form and language are
identical with the terms of the Fifteenth Amendment
until we reach the last words. Both begin:
“ The rights of citizens of the United States
to vote shall not be denied or abridged by the
United States or by any state on account
M
The Fifteenth Amendment continues with the
words “ race, color, or previous condition of servi
tude.” The Nineteenth Amendment continues with the
single word “ sex.”
Nobody today pretends that a woman may not
take part in a primary election without further au
thority than that conferred by the Nineteenth Amend
ment, so long as she possesses the other qualifica
tions requisite to the exercise of the right of suffrage.
In other words, she may not be prevented from voting
at a primary election on account of her sex. Of course,
under the Texas Statute, if she is a Negro, her sex
would not save her from its discriminatory purpose.
It is true that when the Nineteenth Amendment came
into force on August 26, 1920, voting at primary elec
tions, unknown fifty years before, had become familiar.
Yet, would it not be an absurdity to say that in 1920
ihe right to vote, so far as it related to women, in
51
eluded the right of voting at a primary election, where
as at the same time the right of a Negro to vote at
a primary election did not exist because when the F if
teenth Amendment was adopted there were no primary
elections.
The provisions of the Nineteenth Amendment
might very well have been included by an amendment
to Article 15 of the Amendments to the Constitution,
so that the article might have read: “ The rights of
citizens of the United States to vote shall not be denied
or abridged by the United States or by any state on
account of sex, race, color or previous condition of
servitude.” Could it then have been contended that
under such a provision of the Constitution the right
of women to vote at primaries could not be denied or
abridged, but that the right of Negroes to vote could
nevertheless be denied and abridged, because the same
words had two different meanings due to the fact that
they originated in two different periods of our social
development.
(7) The history of the Thirteenth, Fourteenth
and Fifteenth Amendments discloses that it was the
purpose of the framers to make them self-executing
from the moment of their adoption, and to confer upon
the Negroes ipso facto political equality.
In United States v. Reese, 92 U. S. 214, Mr.
Justice Hunt, although his was a dissenting opinion,
made the statement which has never been questioned:
“ The existence of a large colored population
in the Southern States, lately slaves and neces-
52
sarily ignorant, was a disturbing element in our
affairs. It could not be overlooked. It con
fronted us always and everywhere. Congress de
termined to meet the emergency by creating a
political equality, by conferring upon the freed-
man all the political rights possessed by the
white inhabitants of the state. It was believed
that the newly enfranchised people could be most
effectually secured in the protection of their
rights of life, liberty, and the pursuit of happi
ness, by giving to them that greatest of rights
among freemen—the ballot. Hence the Fifteenth
Amendment was passed by Congress, and adopted
by the states. The power of any state to de
prive a citizen of the right to vote on account
of race, color, or previous condition of servitude,
or to impede or to obstruct such right on that
account, was expressly negatived. It was de
clared that this right of the citizen should not be
thus denied or abridged.
“ The persons affected were citizens of the
United States; the subject was the right of these
persons to vote, not at specified elections or for
specified elections or for specified officers, not for
federal officers or for state officers, but the right
to vote in its broadest terms.”
In Ex parte Yarborough, 110 U. S. 651, 665, Mr.
Justice Miller said:
“ While it is quite true, as was said in this
court in United States v. Reese, 92 U. S. 214, that
this article gives no affirmative right to the
colored man to vote, and is designed primarily to
prevent discrimination against him whenever the
right to vote may be granted to others, it is
easy to see that under some circumstances it may
operate as the immediate source of a right to vote.
In all cases where +he former slave holding states
53
had not removed from their Constitution the words
‘ white man’ as a qualification for voting, this
provision did, in effect, confer on him the right
to vote, because, being paramount to the state
law, and a part of the state law, it annulled the
discriminating word white, and thus left him in
the enjoyment of the same right as white persons.
And such would he the effect of cmy future con
stitutional provision of a state which should give
the right of voting exclusively to white people,
whether they be men or women. Neal v. Dela
ware, 103 U. S. 370.
In such cases this Fifteenth Article of Amend
ment does, proprio vigore, substantially confer on
the Negro the right to vote, and Congress has the
power to protect and enforce that right.
In the case of United States vs. Reese, so
much relied on by counsel, this court said in regard
to the Fifteenth Amendment, that ‘ it has invested
the citizens of the United States with a new consti
tutional right which is within the protecting power
of Congress. That right is an exemption from dis
crimination in the exercise of the elective franchise
on account of race, color, or previous condition of
servitude.’ This new constitutional right was
mainly designed for citizens of African descent.
The principle, however, that the protection of the
exercise of this right is within the power of Con
gress, is as necessary to the right of other citizens to
vote as to the colored citizen, and to the right to
vote in general as to the right to be protected
against discrimination. ’ ’
In Guinn v. United States, 238 U. S. 347, Mr. Chief
Justice White, considering the Fifteenth Amendment,
said at page 362:
“ While in the true sense, therefore, the
Amendment gives no right of suffrage, it was long
54
ago recognized that in operation its prohibition
might measurably have that effect; that is to say,
that as the command of the Amendment Avas self
executing and reached Avithout legislative action the
conditions of discrimination against Avhich it was
aimed, the result might arise that as a consequence
of the striking down of a discriminating clause a
right of suffrage would be enjoyed by reason of the
generic character of the provision which would re
main after the discrimination was stricken out.
Ex parte Yarborough, 110 U. S. 651; Neal v. Dela
ware, 103 U. S. 370. A familiar illustration of this
doctrine resulted from the effect of the adoption of
the Amendment on state constitutions in which at
the time of the adoption of the Amendment the
right of suffrage was conferred on all white male
citizens, since by the inherent power of the Amend
ment the word white disappeared and therefore all
male citizens without discrimination on account of
race, color or previous condition of servitude came
under the generic grant of suffrage made by the
state.
With these principles before us how can there
be room for any serious dispute concerning the
repugnancy of the standard based upon January 1,
1866 (a date which preceded the adoption of the
Fifteenth Amendment), if the suffrage provision
fixing that standard is susceptible of the signifi
cance which the government attributes to it. In
deed, there seems no escape from the conclusion
that to hold that there was even possibility for dis
pute on the subject would be but to declare the F if
teenth Amendment not only had not the self-exe
cuting power which it has been recognized to ha\Te
from the beginning, but that its provisions were
wholly inoperative because susceptible of being
rendered inapplicable by mere forms of expression
embodying no exercise of judgment and resting up
on no discernible reason other than the purpose to
55
discard the prohibitions of the Amendment by
creating a standard of voting which on its face
was in substance but a revitalisation of conditions
which when they prevailed in the past had been
destroyed by the self-operative force of the Amend
ment.”
This resolution passed by the Democratic Executive
Committee by virtue of the statute takes from Negroes
who are qualified as voters under the laws and Consti
tution of the State of Texas, and who are bona fide
members of the Democratic Party, the right to partici
pate in the Democratic primary election which is con
ferred on all other persons coming within that defini
tion. It likewise classifies qualified voters who are bona
fide members of the Democratic Party by permitting all
persons who are white to vote at Democratic primary
elections, and prohibits all who are black from so
voting.
Independently, therefore, of the Fifteenth Amend
ment, we contend that this statute is a violation of the
Fourteenth Amendment, which brings us to a considera
tion of the scope of the latter amendment as interpreted
by this Court. In reference to it Mr. Justice Strong-
said in Strauder v. West Virginia, 100 U. S. 306, where
a statute in effect singled out and denied to colored citi
zens the right and privilege of participating in the
administration of the law as jurors because of their
color, though qualified in all other respects:
“ This is one of a series of constitutional pro
visions having a common purpose; namely, secur
ing to a race recently emancipated, a race that
56
through many generations had been held in slavery,
all the civil rights that the superior race enjoy. The
true spirit and meaning of the Amendments, as we
said in the Slaughter-House Cases, (16 Wall. 36),
cannot be understood without keeping in view the
history of the times when they were adopted, and
the general objects they plainly sought to accom
plish. At the time when they were incorporated into
the Constitution, it required little knowledge of
human nature to anticipate that those who had
long been regarded as an inferior and subject race
would, when suddenly raised to the rank of citizen
ship, be looked upon with jealousy and positive
dislike, and that state laws might be enacted or
enforced to perpetuate the distinctions that had be
fore existed. Discriminations against them had
been habitual. It was well known that in some
states laws making such discriminations then
existed, and others might well be expected. * * *
It was in view of these considerations that the
Fourteenth Amendment was framed and adopted.
It was designed to assure to the colored race the
enjoyment of all the civil rights that under the law
are enjoyed by white persons, and to give to that
race the protection of the general government, in
that enjoyment, whenever it should be denied by
the states. It not only gave citizenship and the
privileges of citizenship to persons of color, but it
denied to any state the power to withhold from
them the equal protection of the laws, and author
ized Congress to enforce its provisions by appro
priate legislation. To quote the language used by
us in the Slaughter-House Cases, “ No one can fail
to be impressed with the one pervading purpose
found in all the Amendments, lying at the founda
tion of each, and without which none of them would
have been suggested—we mean the freedom of the
slave race, the security and firm establishment of
that freedom, and the protection of the newly made
57
fieeman and citizen from the oppressions of those
who had formerly exercised unlimited dominion
over them.”
The opinion then discusses the terms of the Four
teenth Amendment and the necessity of construing it
liberally to carry out the purposes of the framers, and
then proceeds to consider the equal protection clause:
^ h a t is this but declaring that the law in
the States shall be the same for the black as for
the white; that all persons, whether colored or
white, shall stand equal before the laws of the
States, and, in regard to the colored race, for whose
protection the amendment was primarily designed
that no discrimination shall be made against them
by law because of their color. The words of the
Amendment, it is true, are prohibitory, but they
contain a necessary implication of positive immu-
mty, or right, most valuable to the colored race—the
right to exemption from unfriendly legislation
against them distinctively as colored—exemption
from legal discriminations, implying inferiority in
civil society, lessening the security of their enjoy
ment of the rights which others enjoy, and discrim
inations which are steps reducing them to the con
dition of a subject race.
That the West Virginia Statute respecting
juries the statute that controlled the selection of
the grand and petit jury in the case of the plaintiff
in error—is such a discrimination ought not to be
doubted. Nor would it be if the persons excluded
by it were white men. If in those states where the
colored people constitute a majority of the entire
population a law should be enacted excluding all
white men from jury service, thus denying to them
the privilege of participating equally with the blacks
m the administration of justice, we apprehend no
one would be heard to claim that it would not be a
58
denial to white men of the equal protection of the
laws. Nor if a law should be passed excluding all
naturalized Celtic Irishmen, would there be any
doubt of its inconsistency with the spirit of the
Amendment. The very fact that colored people
are singled out and expressly denied by a statute
all right to participate in the administration of the
law, as jurors, because of their color, though they
are citizens, and may be in other respects fully
qualified, is practically a brand upon them, affixed
by the law, an assertion of their inferiority, and a
stimulant to that race prejudice which is an im
pediment to securing td individuals of the race
that equal justice which the law aims to secure to
all others.”
To the same effect are opinions in
Virginia v. Rives, 100 U. S. 313, and
Ex parte Virginia, 100 U. S. 339.
In McPherson v. Blachner, 146 U. S. 1, 39, is stated:
‘ ‘ That object of the Fourteenth Amendment in
respect of citizenship was to preserve equality of
rights and to prevent discrimination as between
citizens, but not to radically change the whole theory
of the relations of the state and federal govern
ments to each other, and of both governments to the
people. In re Kemmler, 136 U. S. 436.
The inhibition that no state shall deprive any
person within its jurisdiction of the equal protec
tion of the laws was designed to prevent any per
sons or class of persons from being singled out as a
special subject for discriminating and hostile legis
lation. Pembina Company v. Pennsylvania, 125
U. S. 181, 188.”
In Buchanan v. Warley, 245 U. S. 76 (the Louisville
Segregation Case), Mr. Justice Day said:
59
“ The effect of these Amendments was first dealt
with by this Court in The Slaughter House Cases,
16 Wall. 36. The reasons for the adoption of the
Amendments were elaborately considered by a court
familiar with the times in which the necessity for
the Amendments arose and with the circumstances
which impelled their adoption. In that case Mr.
Justice Miller, who spoke for the majority, pointed
out that the colored race, having been freed from
slavery by the Thirteenth Amendment, was raised
to the dignity of citizenship and equality of civil
rights by the Fourteenth Amendment, and the
States were prohibited from abridging the privileges
and immunities of such citizens, or depriving any
person of life, liberty, or property without due
process of law. While a principal purpose of the
latter Amendment was to protect persons of color,
the broad language used was deemed sufficient
to protect all persons, white or black, against dis
criminatory legislation by the States. This is now
the settled law. In many of the cases since arising
the question of color has not been involved and
the cases have been decided upon alleged violations
of civil or property right irrespective of the race
or color of the complainant. In The Slaughter
House Cases it was recognized that the chief in
ducement to the passage of the Amendment was
the desire to extend federal protection to the
recently emancipated race from unfriendly and dis
criminating legislation by the States.”
See also:
Gilson v. Mississippi, 161 U. S. 565.
Carter v. Texas, 177 U. S. 442, 447.
Rogers v. Alabama, 192 U. S. 226, 231.
A mere reference to Yick Wo v. Hopkins, 118 U.
S. 356 and to the classic opinion of Mr. Justice
Matthews in that case will suffice for the purposes of
60
this argument. In the cases cited, without reference
to the fact that it was intended to discriminate against
Chinese laundrymen, they were not named in the
ordinance, although in its operation, as well as in its
purpose, it was designed to differentiate between them
because of their race and others who conducted
laundries.
See also:
Trwax v. Reich, 239 U. S. 33.
Ah Kow v. Nunan, 5 Sawyer 552.
Re Tiburcio Parrott, 1 Fed. 481.
Re Ah Chong, 2 Fed. 733.
People ex rel. Farrington v. Mesching, 187
N. Y. 18.
Royster Guan Co. v. Virginia, 253 TJ. S. 412.
Illustrations could be multiplied, but none of them
would be so directly applicable here as are those to
which attention has been directed.
The vice of this legislation appears on its face, and
by the emergency clause. It lays down a general
principle which confers the right to vote at a Demo
cratic primary election upon all voters qualified under
the Constitution and Laws of the State of Texas who
are bona fide members of the Democratic Party. Then
follows the delegation of authority which attempts to
avoid the decision of the Supreme Court in the first
Nixon case and delegates authority which it does not
possess.
If this is not arbitrary delegation of authority to
discriminate by race and color; if it does not constitute
61
a complete deprivation of the eqnal protection of the
laws; if it is not an abridgment of privileges and im
munities of a citizen of the United States, then it is
impossible to conceive of any acts which come within
those terms. Every white man and every white woman
who possesses the qualifications mentioned in the act,
however ignorant or degraded, or mentally unfit,
whether naturalized or native, may vote without let or
hindrance, and no Negro, though possessing all the
qualifications prescribed by the statute, however in
telligent and patriotic and industrious and useful a
citizen he may be, though he and his ancestors may
have lived and labored within the States from the time
of its organization, is denied that right. It is indeed
void—just as void as the Act of 1923, stricken down
by the Supreme Court in the first Nixon case.
POINT THREE.
The United States Court had jurisdiction to try
this case. A federal question was involved within the
meaning of Title 8, Sec. 43 of the United States Code.
A. The Fourteenth and Fifteenth Amendments
have application to a primary election such as is pro
vided by the Texas Legislature and a vote at a primary
election in Texas is within the purview of said Amend
ments.
B. A political party organized by virtue of the
Laws of Texas, defining political parties, and sub
jecting themselves to such laws are not an independ
62
ent and voluntary organization but are governed by
tbe laws under which they organize and derive their
powers from such laws.
C. A law concerning membership in such an
organization is void if in violation of the Fourteenth
or Fifteenth Amendments.
A uthorities.
Nixon v. Herndon, 273 IT. S. 536; 71 Law Ed.
759.
Secs. 31 and 43 of Title 8, United States Code.
Sec. 3001 Revised Statutes of Texas and the
following Sections governing primary
n| p p f i /YTIC
Love v. Griffith, 266 U. S. 32.
West v. Bliley, 33 Fed. (2) 177 (D. C.) af
firmed by 4th Circuit June, 1930, not yet
officially reported.
Love v. Wilcox, 28 S. W. (2) 515 (S. C'. Texas).
State ex rel. Moore v. Meharg, 287 S. W. 670
(Tex. App.).
Newberry v. United States, 256 S. W. 232.
Sec. 2955, R. S. Texas.
R emarks.
The trial court in the instant case 34 Fed. (2) 464,
has held that he had no jurisdiction to try this case
and a primary election in Texas is not an “ election”
within the purview and meaning of the Fifteenth
Amendment and Section 31, Title 8 of the United
States Code, stating among other things that primary
elections were unknown at the time of the adoption of
the Amendment.
63
We have already referred to the last reason in
this brief by referring to the position the government
has taken in the regulation of interstate commerce by
eleven words in the Constitution when at the time of
the adoption of the Constitution only ox carts, boats
etc. were in existence, still that provision of the Con
stitution is applied in all its vigor to railroads, aero
planes, etc. We will not repeat that here but refer
to it.
Now, is a primary election an “ election” ? Let us
see. West v. Bliley, supra, is our answer. Surely that
is exactly in point, and decided by the United States
Circuit Court of Appeals for the Fourth Circuit on
June, 1930. The District Court’s opinion is found in
33 Fed. (2) 177 and the District Court’s opinion is
adopted by the United States Circuit Court of Appeals.
We rely upon this opinion. We will not quote from
it for we ask the Court to read it in full. But the
Supreme Court through Mr. Justice Holmes has spoken
on this question. It may be said to be addictum, but
coming from Mr. Justice Holmes it is entitled to great
weight. He said:
If the case stood here as it stood before the
court of first instance, it would present a grave
question of constitutional law, and we should be
astute to avoid hindrance in the way of taking it
up. But that is not the situation. The rule
promulgated by the Democratic Executive Com
mittee was for a single election only, that had
taken place long before the decision of the appel
late court. No constitutional rights of the plain
tiffs in error were infringed by holding that the
cause of action ceased to exist.
64
It is clear that Mr. Justice Holmes, had he been
the trial judge would have granted the relief sought, and
this too in a city primary election.
The trial court cites and quotes from an opinion
of Chief Justice Phillips of Texas in Waples v. Mar-
raset, 108 Tex. 5; 184 S. W. 180 the following:
“ A political party is nothing more or less
than a body of men associated for the purpose of
furnishing and maintaining the prevalence of cer
tain political principles or beliefs in the public
policies of the government. As rivals for popu
lar favor they strive at the general elections for
the control of the agencies of the goverment as the
means of providing a course for the government in
accord with their political principles and the ad
ministration of those agencies by their own ad
herents. * * * But the fact remains that the ob
jects of political organizations are intimate to
those who compose them. They do not concern the
general public. * * * They perform no govern
mental function. They constitute no governmental
agency. The purpose of their primary elections is
merely to enable them to furnish their nominees as
candidates for the popular suffrage. * # * To pro
vide nominees of political parties for the people to
vote upon in the general elections is not the busi
ness of the State. * * * Political parties are political
instrumentalities.’ ’
We believe Chief Phillips would protest on his
language being construed to mean that a primary elec
tion was not an election Avithin the purview of the F if
teenth Amendment for in a strong, vigorous dissenting
opinion in Koy v. Schneider, 218 S. W. 879 e. c. 488,
he says:
65
“ The primary election provided by our laws
is admittedly an election of that character and con
sequence. The language of the Constitution is
plainly broad enough to include it, whatever may
be the argument as to an intention to include it.
Is it not fair and reasonable, therefore, to assume
that the Constitution was meant to include such
an election and to govern it? When the broad
purpose of the Constitution in Sections 1 and 2 of
Article 6 is looked to, in my opinion no other
conclusion is possible.”
And further in the opinion this language:
“ Waples v. Marraset, 108 Tex. 5; 184 S. W.
180, L. R. A. 1917A 253 gives no support to the
validity of this act, and cannot be made authority
for a holding which sustains it. The question
there was not as to whether primary elections of
political parties when prescribed by law were
public elections in the sense of the Constitution,
but whether their purpose was a public purpose
for the furtherance of which the tax funds of' the
counties of the state might be expended. It was
held that the payment of the expenses of holding
such elections for the benefit of political parties
was not for a public purpose.”
It is true that this language is in a dissenting
opinion, but as the opinion is written by Chief Justice
Phillips, the same judge who wrote the opinion in
Waples v. Marraset, it is helpful in determining what
he meant when he wrote Waples v. Marraset.
Then in Nixon v. Herndon, 273 IT. S. 339, 71 Law
Ed. 759, we contend the question of jurisdiction and
the question of a primary election being an “ election”
within the purview of the Amendments to the Con
stitution is settled. In the brief of counsel for the
66
defendant in error in that case, which is printed in the
report of the case in the Law Edition this point is
made:
“ There can be no doubt, so far as the law of
Texas is concerned, that the Democratic nominat
ing primary held in El Paso in July, 1924, was not
an election in which the plaintiff in error had a
constitutional right to vote.”
In the course of the opinion this language is used:
“ If the defendants’ conduct was a wrong to
the plaintiff the same reasons that allow a re
covery for denying the plaintiff a vote at a final
election allow it for denying a vote at the primary
election that may determine the final result.”
The court then decides the case and reverses it be
cause a constitutional right has been denied the plain
tiff in error. The Supreme Court surely decided juris
diction existed and a primary election was an election
within the purview of the Constitutional Amendment,
or the judgment rendered by it could not have been
rendered.
Now is the Democratic Party of Texas, just a
voluntary organization? Is it subject to no regula
tions as to its members just like a lodge, a society,
a Sunday School, a church. This is the stock argu
ment. Let us see. See. 3100 defines a political party.
It is quoted elsewhere in this brief. Minute rules or
laws have been passed for its government, its Execu
tive Committee, times for holding elections, returns of
elections, powers of judges, clerks, etc.— oath to be taken
by the officers of the primary election. Page after page
67
in the statutes are provided for its organization and its
administration, Sec. 3100 et seq.
We now assert that any political party or organi
zation complying with those laws that govern it
is no longer just an independent and voluntary organ
ization but is one, subject to all valid laws concerning
it, including membership— Sec. 2955, R. S. Texas, pro
vides for qualification for a vote in all general, special
and primary elections.
This illustration to us seems helpful.
Three or more men can organize a corporation
under the laws of Texas to enter the mining business.
The corporation laws provide fully for their powers,
government, etc. When so organized they are governed
by the corporation laws of Texas. They cannot
enter into the banking business per se.
These same men can enter into a voluntary agree
ment or partnership to do the same mining if they
choose. When they do they are not hound by the cor
poration laws of Texas because they choose to conduct
their business in another manner. These same men
may, if they so will, do whatsoever they choose, be
come bankers, merchants or any thing else.
Now this illustration applies to a political party
in Texas. They can choose to become a political
party and organize under the provisions of Article
3100 et seq. or can do otherwise. The Democratic
Party of Texas has so organized. They have elected
their Executive Committee, chosen their officers and
in every way complied with the Statutory Laws of Texas
68
governing political parties. They are therefore bound
by all law and by the Fourteenth and Fifteenth Amend
ments of the Federal Constitution.
They may have their voluntary organizations if
they choose, it no doubt can be done, but the Demo
cratic Party of Texas has not done so. It is organized
as a political party under and by virtue of the laws
of Texas, Sec. 3100 et seq. It is therefore governed
by all valid laws, and sufferage in it is a constitutional
right and not a privilege to be granted or refused.
See. 3105 provides for the duties of judges of the
primary elections and gives them powers to make
arrests, etc., as follows:
Art. 3105. (3090) Judges of Primary.—Judges
of primary elections have the authority, and it
shall be their duty, to administer oaths, to pre
serve order at the elections, to appoint special
officers to enforce the observance of order and
to make arrests, as judges of general elections
are authorized and required to do. Such judges
and officers shall compel the observance of the
law that prohibits loitering or electioneering with
in one hundred feet of the entrance of the polling
place, and shall arrest, or cause to be arrested,
any one engaged in the work of conveying voters
to the polls in carriages or other mode of con
veyance, except as permitted by this title (Id.).
Sec. 3122 provides for precaution against fraud.
Sec. 3139 provides for the election of an Executive
Committee as follows:
Art. 3139. (3140) State Convention.—All
party state conventions to announce a platform of
69
principles and announce nominations for governor
and state offices shall, except as otherwise provided,
meet at such places as may be determined by
the parties respectively on the Tuesday after the
second Monday after the fourth Saturday in
August 1926, and every two years thereafter and
they shall remain in session from day to day until
all nominations are announced and the work of
the convention is finished. Said convention shall
elect a chairman of the executive committee and
thirty-one members thereof, one from each sena
torial district of the state, the members of said
committee to be those who shall be recommended
by the delegates representing the counties com
posing the senatorial districts respectively, each
county voting its convention strength, each of
whom shall hold said office until his successor is
elected; and, case of vacancy, a majority of the
members of said committee shall fill the same
by electing some eligible persons thereto (Acts
1st, C. S. 1905, p. 549; Acts 4th, C. S. 1918, p. 193).
Surely the members of the Executive Committee
are something more than mere members. They have
duties to perform, duties for their party. They are acting
as some sort of officials. Their office and their duties
are provided for by law. To that extent they are
officials.
Sec. 3104 provides that the judges of the primary
election, the appellees in this case, shall take an oath
before entering upon their duties and the oath is
the same as is taken by judges of a general election.
Thus a full and complete system of rules which are
laws have been passed by the State of Texas govern
ing the holding of a primary election in Texas. The
70
State Executive Committee acts only by virtue of the
law that creates it. It has no separate existence, and no
existence except by law. Its acts and the resolutions
under discussion are the result of law making it
possible and creating it. The definition of a primary
election is defined by Sec. 3100 to be exactly what the
representation of the Democratic Party (the State
Executive Committee) was, and which by virtue of
law passed the offensive resolution depriving the
Negro of a right to vote at the Democratic primary.
POINT FOUR.
The Statute of Texas, involved in this case, set out
in full in the petition is void because
A. It violates the Fourteenth Amendment of the
Federal Constitution.
B. It violates the Fifteenth Amendment to the
Federal Constitution.
C. A right having been denied plaintiff, a citizen
of the United States, he can assert it in this case in
the manner in which he sues.
A uthorities.
Nixon v. Herndon, 273 U. S. 536, 71 Law Ed.
759.
Love v. Wilcox, 28 S. W. (2) 515.
West v. Bliley, 33 Fed. (2) 177 (D. C.)
Affirmed May 17, 1930 by Fourth Circuit.
71
R emarks.
The Love Case, supra, has been decided since we
tried the instant case in the Trial Court.
The West Case was tried in the Trial Court just
prior to the time we tried the instant case. It reached
the U. S. Circuit Court of Appeals for the Fourth Cir
cuit and was affirmed on May 17th, 1930, just as we were
completing this brief.
If we had had the benefit of the Love Case and
West Case as affirmed at the time of the trial, we be
lieve that the decision in the instant case would have
been different.
We earnestly insist that they are both authority for
our case. It would seem as though the distinction made
in the instant case by Judge Boynton, because the
judges are paid in Texas by the candidates and in Vir
ginia by the state makes a difference, is answered in
the West Case. The U. S. Circuit Court of Appeals in
the West Case says:
“ It is also contended that the provision in the
Virginia primary law, providing in part for the
payment of the expenses of the primary in question
out of the public treasury of the locality in which
such primary is held, is not valid. We do not
think it necessary to go into this question as not
being pertinent to the issues involved.”
The Fourteenth and Fifteenth Amendments have
been violated by the Legislature of Texas in passing the
Act of 1927. The amendments passed as a result of the
Civil War for the benefit of the Negro—the former
72
slave—must be recognized as a part of the fundamental
law.
The amendments have been a part of the Constitu
tion for more than half a century. They guarantee the
Negro equal civil and political rights. The appellant
in this case has been denied equal political rights.
We pray,
That the case be reversed and the case remanded
for a trial on its merits.
All of which is,
Respectfully submitted,
F eed C. K nollenberg,
El Paso, Texas,
E. F. Cameron,
El Paso, Texas,
A rthur B. Spingarn,
New York,
Attorneys for Appellant.
(tart of tin llxnUh Mutts
October Term, 1931
No. 265
L. A. NIXON,
Petitioner,
against
JAMES CONDON and C. H. NOLLE,
Respondents.
On W rit of Certiorari to the United States Circuit
Court of A ppeals for the F ifth Circuit.
P E T I T I O N E R ’ S P O I N T S .
James Marshall,
Nathan B. Margold,
A rthur B. Spingarn,
F red C. K nollenberg,
E. F. Cameron,
Petitioner’s Counsel.
N. H. K ugelmass,
On the Brief.
The Heela Press, 225 Tariek St., N. T. Tel. WAlker 5-1480.
SUBJECT INDEX.
Preliminary Statement................................................... 1
The Petition....................................................................... 2
The Resolution in Question................... 3
The Statute in Question...... .......................................... 3
Grounds of Demurrer..................................................... 6
The Decision of the District Court. . . ........................ 6
PAGE
The Decision of the Circuit Court of Appeals............ 7
Jurisdiction...................................................................... 8
Summary of Petitioner’s Argument............................. 13
Point I— The interest protected in Nixon v. Herndon
was the right to vote in a primary and is the same
interest invaded here, and the classification rejected
by that case was based on race and color and is the
same classification applied here. The only question
before this Court is whether the invasion of this
interest and this classification were the result of
State action.................................................................. 15-17
Point II—The petitioner in being deprived of the
right to vote at a primary because of his color was
denied the equal protection of the laws by the State
of Texas, in violation of the Fourteenth Amend
ment ................................. .............................................18-44
A. The power of respondents to deny petitioner’s
right to vote at the primary election was
derived from the resolution of the State
Democratic Executive Committee adopted
pursuant to authority granted by Chapter
67 of the Laws of 1927. Both the statute
and the resolution adopted thereunder vio
lated the Fourteenth Amendment because
11
PAGE
they authorized and worked a classification
based on color................................................ 18-28
Legislative Intention................................. 18
The “ Inherent Power” Argument.................... 21
“ Recognition” of Power Argument................ 26
B. Even if the Democratic State Executive Com
mittee in adopting the resolution restricting
voting at Democratic primaries to “white”
Democrats exceeded the powers delegated
to it by the Legislature in Chapter 67 of
the Laws of 1927, its action, though ultra
vires, constituted State action in violation
of the Fourteenth Amendment because it
authorized and worked a classification
based on color............................................... 28-31
C. The Democratic State Executive Committee,
acting in relation to primary elections, was
part of the governmental machinery of the
State. The resolution of that committee
restricting voting in Democratic primaries
to “white” Democrats was State action and
violated the Fourteenth Amendment and
afforded respondents no justification in de
nying to petitioner the right to vote........ 31-35
D. Respondents by reason of their office as judges
of election derived their power to deny the
petitioner the right to vote at the primary
election from the statutes of the State. In
applying that power to a State purpose in
such a way as to work a color classification
they violated the Fourteenth Amendment,
irrespective of Chapter 67 of the Laws of
1927 and the resolution of the Democratic
State Executive Committee.......................... 35-44
Authority Vested in Judges of Election.. 36
Consequences of Abuse of Powers.................. 39
Expenses of Primaries............................... 43
m
Point III—The right of petitioner to vote in the pri
mary regardless of race or color was denied and
abridged by the State of Texas, in violation of the
Fifteenth Amendment..............................................45-55
A Primary Vote is a Vote................................. 45
Fifteenth Amendment Like Nineteenth............ 48
Historical Error................................................... 19
The Newberry and Other Cases Distinguished.. 50
Petitioner’s Eight to Vote Abridged Even if Not
Denied............................................................... 53
PAGE
Point IV—Conclusion 55-56
TABLE OF CASES.
Anderson v. Ashe, 62 Tex. Civ. App. 262...................... 52
Ashford v. Goodwin, 103 Tex. 491................................. 52
Bailey v. Alabama, 219 U. S. 219................................... 18
Binderup v. Pathe Exchange, 263 U. S. 291................ 12
Bliley v. West (Circuit Ct.), 42 F. (2d) 101........8, 32, 56
Bliley v. West (District Ct,), 33 F. (2d) 177.............. 8
Briscoe v. Boyle, 286 S. W. 275 (Tex. Civ. App.) . ..
23, 25, 26, 27, 32, 33, 48
Child Labor Tax Case, 259 U. S. 20.............................. 18
Clancy v. Clough (Tex.), 30 S. W. (2d) 569. . . .27, 33, 43
Commonwealth v. Rogers, 63 N. E. Rep. 421 (Mass.) 48
Commonwealth v. Willcox, 111 Va. 849........................ 32
Ex parte Yarbrough, 110 U. S. 651................................ 49
Fidelity & Deposit Co. v. Tafoya, 270 U. S. 426.......... 28
Ford v. Surget, 97 U. S. 594......................................... 34
Friberg v. Scurry (Tex.), 33 S. W. (2d) 76.............. 27
General Investment Co. v. N. Y. Central R. R., 271
U. S. 228....................................................................... 12
Guinn v. United States, 238 U. S. 347.......................... 21
Hammer v. Dagenhart, 247 U. S. 251............................. 18
Hendricks v. The State, 20 Tex. Civ. App. 178, 49
S. W. 705....................................................................... 43
Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278. .
14, 27, 28, 29, 31, 34, 35, 40
Hunt v. Reese, 92 U. S. 214 46
Kimbrough v. Barnett, 93 Tex. 301, 55 S. W. 120___ 43
King Mfg. Co. v. Augusta, 277 U. S. 100...................... 34
Koy v. Schneider, 110 Tex. 369..................................... 52, 54
PAGE
VI
Lincoln v. Hapgood, 11 Mass. 350................................ 43
Lindgren v. United States, 281 U. S. 38........................ 22
Love v. Griffith, 266 U. S. 32..................................... 8,10,11
Love v. Taylor (Tex.), 8 S. W. (2d) 795.................... 27
Love v. Wilcox, 28 S. W. (2d) 515, 119 Tex. 256 ... .
19, 24, 26, 30, 31, 33
Moore v. Meharg, 287 S. W. 670 (Tex. Civ. App.) . . .34, 53
Mvers v. Anderson, 238 U. S. 368................................8,21
Neal v. Delaware, 103 U. S. 370..................................... 49
Newberry v. United States, 256 U. S. 232.. . .14, 50, 51, 54
Nixon v. Condon (District Ct.), 34 F. (2d) 4 6 4 .... 1,6
Nixon v. Condon (Circuit Ct.), 49 F. (2d) 1012. . . . 1, 7
Nixon v. Herndon, 273 U. S. 536.. . .4, 8,13,15,16,17, 45
Raymond v. Chicago Traction Co., 207 U. S. 20.......... 28
Robinson v. Holman, LSI Ark. 428; appeal dis., cert,
denied, 282 U. S. 805................................................. 11,56
Standard Scale Co. v. Farrell, 249 IJ. S. 571.............. 34
Swafford v. Templeton, 185 II. S. 487............................ 8
PAGE
Tumev v. Ohio, 273 U. S. 510......................................... 43
Waples v. Marrast, 108 Tex. 5,. 184 S. W. ISO.. . . . . . 34
Ward v. Love County, 253 U. S. 17................................ 8
Wester in an v. Mimms, 220 S. W. 178 (T ex.)................ 48
White v. Lubbock, 30 S. W. (2d) 72 (Tex. Civ. App.) 27
Wiley v. Sinkler, 179 U. S. 58....................................... 8
Williams v. Bruffy, 96 U. S. 176.................................... 34
Willis v. Owen, 43 Tex. 41............................................... 43
Yarbrough, Ex parte, 110 U. S. 651
Yick Wo v. Hopkins, 118 U. S. 356
............ 49
14, 20, 29, 41
TEXTS, LAW REVIEW ARTICLES, ETC.
American Law Reports, 53: 595............................. .. 43
Bouvier’s Law Dictionary............................................... 46
Brown, Primary Disenfranchisement of the Negro,
23 Mich. Law Rev. 279............................................32,53
Cornell Law Quarterly, 15: 267................................... 43
Funk & Wagnall’s Standard Dictionary...................... 46
Harvard Law Review, 43: 467..................................... 23
Merriam & Overacker, Primary Elections (1928 Edi
tion) .............................................................................32,49
Michigan Law Review, 23: 279....................................32, 53
Minnesota Law Review, 12: 321, 470..........................22, 49
Sargent, Law of Primary Elections, 12 Minn. Law
Rev. 321, 470................................................................22,49
Union League Club of Philadelphia, Essays on Poli
tics, 1868........................................................................ 49
University of Pennsylvania Law Review, 72: 2 2 2 .... 43
World Almanac................................................................. 53
Yale Law Journal, 39: 423............................................ 23
PROVISIONS OF CONSTITUTION.
Fourteenth Amendment................. 5, 8,13,14,16, 29, 41, 56
Fifteenth Amendment................5, 6, 8,14,16, 29, 45, 53, 56
Nineteenth Amendment................................................... 48
Article I, Section IV ...................................................... 50,51
FEDERAL STATUTES.
Judicial Code:
Section 24—
( I ) ............................................................................ 5
( I I ) .......................................................................... 5,9
(1 2 ) .............................................................................5,12
(1 4 ) .............................................................................5,12
Revised Statutes.....................................................................
PAGE
v i i i
F ederal Statutes (continued) page
United States Code:
Title 8—
Section 31...................................................6, 8,10,14, 46
Section 43................. 10
Title 28, Section 41—
( I ) ............................................................................. 5
(II) ................................... 5,9
(1 2 ) .............................................................................5,12
(1 1 ) .............................................................................5,12
TEXAS STATUTES.
Laws of 1927, Chapter 67 (present Art. 3107, Rev.
Civ. Stat.)............................................. 2, 3, 4,16,18-31, 55
Penal Code of 1925:
Title Six, Chapter 4—
Article 217..................... 38
Article 218........................................... 38
Article 231................................. 38
Article 236............................................................... 46, 47
Article 241................................................................. 47
Generally...........................................................38, 47, 48
Revised Civil Statutes of 1925:
Elections, Chapter 8—
Article 2954............................................................... 37
Article 2955............................................................... 38
Elections, Chapter 13—
Articles 3006-3007.................................................. 36,37
Article 3093-a (former Art. 3107).........................4,15
Article 3104.............................................................. 36
Article 3107 (Chap. 67 of Laws of 1927)...........
2, 3, 4,16,18-31, 55
Article 3110 ..................................................... 22, 33, 48
Article 3121.............................................................. 47
Generally.................................................................. 33, 36
Resolution of Democratic State Executive Commit
tee ...................................................2, 3,16,18-35, 39, 40, 55
&npvvm (tart nf % T&nxtib States
October Term, 1931.
No. 265.
L. A. Nixon ,
Petitioner,
against
James Condon and C. H. N olle,
Respondents.
PETITIONER’S POINTS.
Preliminary Statement.
This case comes before this Court on writ of certiorari
to the United States Circuit Court of Appeals for the Fifth
Circuit, granted October 19, 1931 (R. 31), to review a
judgment entered in that court on May 16, 1931 (R. 30-31),
which affirmed a judgment of the United States District
Court for the Western District of Texas, filed July 31,
1929, dismissing the petition (R. 10).
The opinion of the District Court is printed in the
record at pages 15-27 and reported 34 F. (2d) 464.
The opinion of the Circuit Court of Appeals is; printed
in the record at pages 28-30 and reported 49 F. (2d) 1012.
The petitioner, a citizen of the United States and of
the State of Texas, brought this action in the United States
District Court for tlie Western District of Texas against
the respondents, who were judges of election in Precinct
No. 9, El Paso County, Texas, to redress an injury which
he sustained by reason of the acts of the respondents in
their official capacities (R. 1).
The Petition.
The petitioner is a Negro. He was a bona tide member
of the Democratic Party of the State of Texas and in every
respect was entitled to participate in elections held within
that State, whether for the nomination of candidates for
office or otherwise (R. 2-3).
On July 28, 1928, a Democratic primary was held in the
State of Texas to select candidates, not only for State
officers, but also for United States Senator and Congress
men (R. 1-2). On that day the petitioner presented him
self at the polls and offered to take the pledge to support
the nominees of the Democratic primary election held on
that day and to comply in every respect with the valid
requirements of the laws of Texas, save as they violated
the privileges conferred upon and guaranteed to him by
the Constitution and laws of the United States. He re
quested the respondents to supply him with a ballot and
permit him to vote at the Democratic primary election
held on that day and the respondents refused to permit
the petitioner to vote or to furnish him with a ballot and
stated as the reason that- under instructions from the
Democratic county chairman, pursuant to resolution of
the State Democratic Executive Committee, adopted under
the authority of Chapter 67 of the Laws of 1927 of Texas,
only white Democrats were allowed to participate in the
Democratic primary then being held (R. 2-3). The re
spondents ruled that the petitioner was not entitled to
vote in the Democratic primary because he was a Negro
(R. 3, 5). The resolution of the State Democratic Execu
tive Committee of Texas, under the terms of which re
spondents purported to act, reads as follows (R. 3) :
3
The Resolution in Question.
“R esolved: That all white Democrats who are
qualified under the Constitution and laws of Texas
and who subscribe to the statutory pledge provided
in Article 3110, Revised Civil Statutes of Texas, and
none other, be allowed to participate in the primary
elections to be held July 28, 1928, and August 25,
1928, and further, that the Chairman and secretary
of the State Democratic Executive Committee be
directed to forward to each Democratic County
Chairman in Texas a copy of this resolution for
observance.” (Black type ours.)
The statute under the authority of which the Democratic
State Executive Committee adopted this resolution, Chap
ter 67 of the Laws of 1927, First Called Session (Article
3107, Chapter 13 of the Revised Civil Statutes of Texas),
gave authority to the State Executive Committee to pre
scribe qualifications of party members and determine who
shall be qualified to vote or participate in such political
party. The statute was passed as an “emergency” meas
ure, because, as the statute itself proclaims, “the fact that
the Supreme Court of the United States has recently held
Article 3107 invalid, creates an emergency and an impera
tive public necessity that the constitutional rule requiring
bills to be read on three several days in each House be
suspended * * * ” (R. 4-5).
The Statute in Question.
“ A uthorizing P olitical Parties Through State
Executive Committees to P rescribe Quali
fications of Their Members.
(H. B. Ro. 57)
Chapter 67.
An Act to repeal Article 3107 of Chapter 13 of
the Revised Civil Statutes of Texas, and substi
tuting in its place a new article providing that
every political party in this State through its State
Executive Committee shall have the power to pre
scribe the qualifications of its own members and
shall in its own way determine who shall be quali-
4
fled to vote or otherwise participate in such political
party, and declaring an emergency.
Be it. enacted by the Legislature of the State of
Texas:
Section 1. That Article 3107 of Chapter 13 of
the Revised Civil Statutes of Texas be and the same
is hereby repealed and a new article is hereby en
acted so as to hereafter read as follows:
‘A r t ic l e : 3107. Every political party in this
State through its State Executive Committee
shall have the power to prescribe the qualifica
tions of its own members and shall in its own
way determine who shall be qualified to vote or
otherwise participate in such political party; pro
vided that no person shall ever be denied the right
to participate in a primary in this State because
of former political views or affiliations or because
of membership or non-membership in organiza
tions other than the political party.’
Sec. 2. The fact that, the Supreme Court of the
United States has recently held Article 3107 invalid,
creates an emergency and an imperative public
necessity that the Constitutional Rule requiring
bills to be read on three several days in each House
be suspended and said rule is hereby suspended, and
that this Act shall take effect and be in force from
and after its passage, and it is so enacted.
Approved June 7, 1927.
Effective 90 days after adjournment,”
The decision of this Court which was referred to by the
Texas Legislature was the case of Nixon v. Herndon, 273
U. S. 536, which held unconstitutional a statute of the
State of Texas which expressly prohibited Negroes from
participating in Democratic primary elections held in that
State.* It is alleged in the petition (and the history of
* The statute involved in Nixon v. Herndon, i.e., the old Article 3107:
“Article 3093a. All qualified voters under the laws and constitution
of the State of Texas who are bona fide members o f the democratic party
shall be eligible to participate in any democratic party primary election,
provided such voter complies with all laws and rules governing party
primary elections; however, in no event shall a negro be eligible to par
ticipate in a democratic party primary election held in the State o f Texas,
and should a negro vote in a democratic primary election, such ballot
shall be void and election officials are herein directed to throw out such
ballot and not count the same.” (Italics ours.)
5
the Act sustains the allegation) that Chapter 67 of the
Laws of 1927 was an attempt to evade the decision of this
Court in Nixon v. Herndon and to provide, by delegation
to the party Executive Committee, the disfranchisement of
Negroes which this Court held could not be done by direct
action of the Legislature (B. 5-6).
The petition also alleges that at the time of the passage
of Chapter 67 of the Laws of 1927 of Texas the Democratic
Party was the only political party in the State which held
a primary election and that the statute, when it referred
to the State Executive Committee, was enacted for the
purpose of preventing the petitioner and other Negroes
who were members of the Democratic Party from partici
pating in Democratic primary elections (E. 6). Further
more, the petition sets forth that there are many thousands
colored Democratic voters in the State of Texas situated
as is the petitioner; that Texas is a State which is nor
mally so overwhelmingly Democratic that nomination on
the Democratic ticket is equivalent to election, and that
the only real contest at the polls is that in the Democratic
primaries. And, finally, it is alleged that the acts of the
respondents in denying the petitioner the right to vote at
the Democratic primary in question were wrongful, un
lawful and without constitutional warrant and deprived
him of valuable political rights, to his damage in the sum
of $5,000 (B. 7-8).
This suit was brought under Section 41 of Title 28 of
the United States Code, subdivisions 1, 11, 12 and 14 being
applicable.
Judgment is demanded against the respondents (a) be
cause Chapter 67 of the Laws of 1927 of Texas and the
resolution of the Democratic State Executive Committee
thereunder denied the petitioner the equal protection of
the laws of Texas, in violation of the Fourteenth Amend
ment to the Constitution of the United States; (b) because
the petitioner’s right to vote at the primary election was
denied and abridged by the resolution of the Democratic
State Executive Committee and the action of the Legis
lature of Texas on account of his race and color, in viola-
6
tion of the Fifteenth Amendment to the Constitution;
(c) because the resolution and statute in question are
contrary to Section 31 of Title 8 of the United States
Code; and (d) because the respondents, acting under a
delegation of State power, violated those sections of the
Constitution and that Act of Congress when they denied
the petitioner the right to vote on the ground that he is
a Negro (R. 6-7).
Grounds of Demurrer.
The respondents made a motion to dismiss. In addition
to controverting the allegations of the petition with respect
to the constitutionality of the statute and the proceedings
it was urged that the subject-matter of the suit is political
and that the Court was without jurisdiction to determine
the issues or to award the relief prayed fo r ; that the alle
gations of the petition were not sufficient to constitute a
cause of action; that irrespective of statutory authority,
the State Executive Committee of a political party had
authority to determine who should comprise its member
ship. The motion also put into issue the allegation that
the petitioner was a Democrat (R. 8-10). The last ground
presents an issue of fact which could not be determined
on a motion addressed to the pleadings.
The Decision of the District Court.
Honorable Charles A. Boynton, District Judge, who
heard the motion, granted the motion to dismiss in an
opinion (R. 15-27, 34 F. [2d] 464) in which he said:
(1) that the Fourteenth and Fifteenth Amendments to
the Constitution of the United States cannot be violated
except by some action properly to be characterized as State
action; (2) that Chapter 67 of the Laws of 1927 on its
face directs no action in violation of the Federal Constitu
tion; (3) that the action of the State Democratic Com
mittee and the judges of election, complained of in the
petition, was not State action, because (a) the members
of the committee and the judges of election were not paid
by the State, and so were not like the persons officiating
at the Illinois and Virginia primaries, who have been held
liable in damage to qualified citizens to whom they denied
the right to vote; (b ) they were not officers of the State;
(c) they were acting only as private representatives of
the Democratic political Party, and (d) the members of
the Democratic Party possess inherent power to prescribe
the qualifications of those wTho may vote at its primaries,
irrespective of and without reference to Chapter 67 of
the Laws of 1927; and (4) that a primary election is not
an election within the meaning of the Fifteenth Amend
ment, because (a) a political party is not a governmental
agency, and (b) at the time the Thirteenth, Fourteenth
and Fifteenth Amendments were adopted, primary elec
tions were unknown and therefore may not be held to be
covered by these Amendments.
The Decision of the Circuit Court of Appeals.
The Circuit Court of Appeals, in affirming the District
Court, rendered an opinion by Bryan, C.J. (R. 28-30;
49 F. (2d) 1012), which held as follows: (1) that the
Fourteenth and Fifteenth Amendments apply to State ac
tion, not to action of private individuals or associations;
(2) that this case differs from Nixon V. Herndon, because
there the element of State action was supplied by the en
actment of a statute which expressly discriminated against
Negroes, whereas here the statute merely recognized an
existing power on the part of the Democratic State Ex
ecutive Committee to fix the qualifications of its members;
(3) that the election officials who rejected the petitioner
were appointed by the Democratic State Executive Com
mittee, and were not paid by the State, and (4) that the
decision in West v. Bliley is distinguishable because there
the State of Virginia conducted the primary and paid the
8
expenses thereof, whereas in Texas the State merely regu
lates a privately conducted primary election so as to secure
a fair and honest election.
Jurisdiction.
The jurisdiction of Federal Courts over this suit is pro
vided by Section 41, Title 28 of the United States Code
(Judicial Code, Sec. 24, as amended). It is there provided,
in subdivision 1, that the District Court shall have original
jurisdiction over “ * * * First. Of all suits of a civil
nature, at common law or in equity, * * * where the
matter in controversy exceeds, exclusive of interest and
costs, the sum or value of $3,000, and (a) arises under the
Constitution or laws of the United States, or treaties,
made or which shall be made, under their authority
# -2- -X* ??
This is a suit of a civil nature at common law for a sum
in excess of $3,000 and the matter in controversy arises
under (1) the Fourteenth Amendment to the Constitution
of the United States; (2) the Fifteenth Amendment to
the Constitution of the United States; (3) Section 31,
Title 8 of the United States Code.
In similar circumstances this Court has assumed juris
diction.
Wiley V. Sinkler, 179 U. S. 58, 65.
Swafford V. Templeton, 185 U. S. 487.
Myers v. Anderson, 238 U. S. 368.
Nixon v. Herndon, 273 U. S. 536.
Ward v. Love County, 253 U. S. 17, 22.
Cf. Love v. Griffith, 266 U. S. 32.
In Bliley v. West, 42 F. (2d) 101, the Circuit Court of
Appeals for the Fourth Circuit affirmed the order of the
District Court for the Eastern District of Virginia (33
F. (2d) 177, opinion by Groner, D.J.) overruling a de
9
murrer to a petition seeking the same relief as is sought
in this case. There, the Democratic State Convention,
like the Democratic State Committee here, adopted a
resolution that only white persons should participate in
Democratic primaries, and the petitioner, a Negro, was
not permitted to vote in a Democratic primary in the
State of Virginia. No attempt was made to bring than
case up for review by this Court.
The jurisdiction of this Court is not open to attack on
the ground that the subject-matter of the suit is “political.”
That argument was disposed of in Nixon v. Herndon,
supra*
Subdivision 11 of Section 41 of Title 28 of the Judicial
Code likewise gives a basis for jurisdiction by the Federal
Courts, for it authorizes suits for injuries on account of
acts done under the laws of the United States “ or to en
force the right of citizens of the United States to vote in
the several States.”
Subdivision 12 deals with suits concerning civil rights
and gives the District Courts jurisdiction “of all suits
authorized by law to be brought by any person for the
recovery of damages on account of any injury to his per
son or property or of the deprivation of any right or privi
lege of a citizen of the United States by any act done in
furtherance of any conspiracy mentioned in Section 47 of
Title 8.”
Subdivision 14 gives the Federal Courts jurisdiction
“of all suits at law or in equity authorized by law to be
brought by any person to redress deprivation under color
of any law, statute, ordinance, regulation, custom or usage
of any State or any right, privilege or immunity secured
by the Constitution of the United States or of any right
secured by any law of the United States providing for
* See opinion of Mr. Justice Holmes at page 540.
10
equal rights of citizens of the United States or of all per
sons within the jurisdiction of the United States.”
This is a suit at law to redress the deprivation of peti
tioner’s right to vote at a primary election in the State of
Texas. The deprivation was under color of a statute of
the State of Texas, to wit, Chapter 67 of the Laws of 1927,
and/or under color of a resolution adopted by the State
Democratic Executive Committee of Texas. The suit is
not only, however, to redress the deprivation of civil rights
by reason of the unconstitutional restraint upon the peti
tioner’s right of suffrage in violation of the Fourteenth
and Fifteenth Amendments, but it is also based specifically
upon the violation of a Federal statute, viz., Section 31,
Title 8 of the United States Code, which provides:
“ Section 31. Race, color, or previous condition
rot to affect right to vote. All citizens of the United
States who are otherwise qualified by law to vote at
any election by the people in any State, Territory,
district, county, city, parish, township, school dis
trict, municipality, or other territorial subdivision,
shall be entitled and allowed to vote at all such
elections, without distinction of race, color, or pre
vious condition of servitude; any constitution, law,
custom, usage, or regulation of any State or Terri
tory, or by or under its authority, to the contrary
notwithstanding.”
Section 43 of Title 8 of the United States Code also
grants a right of action for violation of the right of fran
chise guaranteed by Section 31, supra.
It should be noted in this connection that not only can
didates for local office but also for United States Senator
and Congressman were nominated at the primary held in
Texas on July 28, 1928 (R. 2).
The authorities already cited demonstrate that in sim
ilar instances this Court has assumed jurisdiction.
In the recent case of Love v. Griffith, 266 U. S. 32, the
plaintiffs as qualified electors sought to enjoin as violative
of the Constitution the enforcement of a rule made by the
11
Democratic City Executive Committee of Houston, Texas,
that Negroes should not be allowed to vote at a particular
Democratic primary election. The injunction was denied
and the plaintiffs appealed to the Court of Civil Appeals
of Texas, which held that at the date of its decision,
months after the election, the cause of action had ceased
to exist and that the appeal would not be entertained on
the question of costs alone. The suit was brought to this
Court on writ of error and was dismissed, Mr. Justice
Holmes saying at page 34:
“If the case stood here as it stood before the
court of first instance it would present a grave
question of constitutional law and we should be
astute to avoid hindrances in the way of taking it up.
But that is not the situation. The rule promulgated
by the Democratic Executive Committee was for a
single election only that had taken place long before
the decision of the Appellate Court. No constitu
tional rights of the plaintiffs in error were infringed
by holding that the cause of action had ceased to
exist. The bill was for an injunction that could
not be granted at that time. There was no consti
tutional obligation to extend the remedy beyond
what was praj^ed.” (Black type ours.)
The “ grave question of constitutional law” which this
Court could not consider in Love v. Griffith, because in
that instance time had made the issue moot, has become
the vital point of conflict in the present suit.*
The Circuit Court of Appeals accepted jurisdiction of
this cause and decided the motion to dismiss upon the
merits without questioning the jurisdiction of the Federal
Court (R, 28-30).
The District Court after deciding the motion on the
merits evidently confused the question of jurisdiction and
the question of absence of merits in the discussion in the
last paragraph of the opinion (R, 27).
* Robinson v. Holman, 181 Ark. 438, appeal dismissed and certiorari
denied 283 U. S. 805, apparently on same grounds as Love v. Griffith.
12
This distinction between jurisdiction and merits has
been clearly set forth by this Court in Binderup v. Pathe
Exchange, 263 U. S. 291, at page 305,* and General Invest
ment Co. v. N. Y. Central R. R., 271 U. S. 228, at page 230.f
As will be seen after the case of Nixon v. Herndon,
supra, has been analyzed the sole difference between that
case and this one is that there the respondents denied the
petitioner the right to vote at a Democratic primary be
cause the statute specifically forbade colored people to
vote in Democratic primaries, whereas in this case the
same petitioner was refused the right to vote at a Demo
cratic primary by the election officials on the ground that
a resolution of the States Democratic Executive Commit
tee, adopted pursuant to authority granted by the Legis
lature, prohibited Negroes from voting at Democratic
primaries.
The only issue in this case is, then, the question of
whether the acts of the respondents was State action. If
it was State action, then Nixon v. Herndon is applicable.
This is clearly a question over which this Court has juris
diction. It presents a justiciable issue irrespective of the
merits of the contention. As the full nature of this issue
is demonstrated by the succeeding Points, for the sake of
brevity it will not be repeated here.
* j n the Binderup case, Mr. Justice Sutherland said:
“Jurisdiction is the power to decide a justiciable controversy,
and includes questions of law as well as of fact. A complaint
setting forth a substantial claim under a federal statute presents
a case within the jurisdiction o f the court as a federal court;
and this jurisdiction cannot be made to stand or fall upon the way
the court may chance to decide an issue as to the legal sufficiency
of the facts alleged any more than upon the way it may decide
as to the legal sufficiency of the facts proven. Its decision either
way upon either question is predicated upon the existence of juris
diction, not upon the absence o f it.”
J in the General Investment Company case, Mr. Justice Van Devanter
“ By jurisdiction we mean power to entertain the suit, consider
the merits and render a binding decision thereon; and by merits
we mean the various elements which enter into or qualify the
plaintiffs right to the relief sought. There may be jurisdiction
and yet an absence o f merits ( The Fair v. Kohler Die Co., 228
U. S. 22, 25; Geneva Furniture Co. v. Karpen, 238 U. S. 254, 258),’*
* * *
13
We respectfully refer the Court to the ensuing argu
ment, not only as a demonstration of the merits of the
petitioner’s case, but also in support of the jurisdiction of
this Court.
Summary of Petitioner’s Argument.*
I. The interest protected in Nixon v. Herndon was the
right to vote in a primary and is the same interest invaded
here, and the classification rejected by that case was based
on race and color and is the same classification applied
here. There was no question in Nixon v. Herndon of State
action, that being implicit in the statute. That is the
only open question in this case under the Fourteenth
Amendment which was not disposed of in the former case.
II. The petitioner by being denied the right to vote at
the primary election because of his color was denied the
equal protection of the laws by the State of Texas in
violation of the Fourteenth Amendment. The respond
ents’ action was action of the State of Texas, because—
A. The power of the respondents to deny the peti
tioner’s right to vote at the primary election was
derived from the resolution of the Democratic State
Executive Committee, which was adopted pursuant to
the authority granted to it by Chapter 67 of the Laws
of 1927. The respondents’ power was consequently
derived from the State and was not inherent in the
party.
B. Even if the Democratic State Executive Com
mittee in adopting the resolution restricting voting
at Democratic primaries to white persons exceeded
the powers delegated to it by the Legislature in Chap-
* Even if the arguments made herein were all invalid, nevertheless the petition alleges a_ cause of action which the State Court could not have failed to entertain without itself violating the Fourteenth Amendment,
an wllich Ue United States District Court had jurisdiction, in view of the substantial Federal questions raised and argued herein. Having full confidence in the arguments here presented, we do not wish unduly to extend this brief and shall omit elaboration of this further argument unless the Court requests otherwise.
ter 67 of the Laws of 1927, its action, though ultra
vires, was nevertheless State action.
C. The Democratic State Executive Committee,
acting in relation to primary elections, was part of
the governmental machinery of the State. In adopt
ing the resolution in question the action of the Com
mittee was State action and the resolution could not
therefore justify the denial of the petitioner’s right
to vote.
D. Irrespective of Chapter 67 of the Laws of 1927
of Texas and the resolution of the Democratic State
Executive Committee the respondents, acting as
judges of election, when they denied the petitioner
the right to vote were applying to a public purpose
powers with which the State had vested them, and
consequently their action was State action as defined
in Home Tel. <& Tel. Co. v. Los Angeles, 227 U. S. 278,
and Tick Wo v. Hopkins, 118 U. S. 856.
III. The respondents’ denial of the petitioner’s right to
vote in the Democratic primary was in violation of the
Fifteenth Amendment.
(A ) The same arguments with respect to State
action under the Fourteenth Amendment are appli
cable under the Fifteenth Amendment.
(B) The petitioner was both denied the right to
vote and his right to vote was abridged within the
meaning of the Fifteenth Amendment.
(C ) The right to vote guaranteed by the Fifteenth
Amendment is not the same thing as an election re
ferred to in Article I, Section 4, of the Constitution
and Newberry v. United States, 256 U. S. 232, is inap
plicable.
(D ) Section 31, Title 8, of the United States Code
prohibits discrimination by denying the right to vote
by reason of color and was violated by the action of
the respondents.
15
I.
The interest protected in N ixon v. H erndon was
the right to vote in a primary and is the same interest
invaded here, and the classification rejected by that
case was based on race and color and is the same
classification applied here. The only question before
this Court is whether the invasion of this interest and
this classification were the result of State action.
As the case at bar is really a sequel to Nixon v. Herndon,
273 U. S. 536, and in all respects except one identical with
that case, the determination of this question will be facili
tated by a preliminary consideration of Nixon v. Herndon
itself and a precise delimitation of the respects in which
it is controlling here.
There Nixon, the same petitioner, brought his suit in
the United States District Court for the Western District
of Texas to recover the sum of $5,000 in damages from the
judges of election, who, like the present respondents, had
refused to permit him to vote in a Democratic primary in
the State of Texas. The primary then, as in this case, was
held at El Paso for the nomination of candidates on the
Democratic ticket for United States Senator, for Repre
sentative to Congress and for State and local offices. Then,
as in this case, the judges of election refused to permit
the petitioner to vote in the Democratic party primary
solely because he was a Negro.
In that case it was sought to justify this discriminatory
classification based upon the petitioner’s color by a Texas
statute enacted in May, 1923, designated Article 3093-a
(the former Art. 3107, Texas Rev. Civ. Stat.), which pro
vided that “ in no event shall a negro be eligible to partici
pate in a Democratic party primary election held in the
State of Texas,” etc.
1G
Following the decision in Nixon v. Herndon that statute
was repealed and the new statute adopted.
Now the judges of election have sought to justify their
discrimination against the petitioner, based as it is on
his color, because of a resolution of the State Democratic
Executive Committee quoted supra, page 3, which wTas
adopted pursuant to Chapter 67 of the Laws of 1927 and
which restricts voting in Democratic primary elections to
“ white Democrats.”
The statute of 1927 did not expressly render Negroes
ineligible to vote at Democratic primaries, but empowered
the State Executive Committees of such political parties
as held primary elections to determine who should be
qualified to vote at such primaries.*
In both cases petitioner contended that the deprivation
of his right to vote was in violation of the Fourteenth and
Fi fteenth Amendments.
In that case, as in this case, the defendant judges of
election moved to dismiss the petition on the ground that
the subject-matter of the action was political, that it was
not within the jurisdiction of the court, that neither the
Fourteenth nor the Fifteenth Amendment nor any laws
adopted pursuant thereto applied to primary elections, and
that the petition failed to state a cause of action.
In Nixon v. Herndon this Court held:
(1) that, it was unnecessary to determine whether
the petitioner was deprived of his right to vote within
the meaning of the Fifteenth Amendment, because he
had been deprived of civil rights under the Fourteenth
Amendment ;f
* The Democratic Party being the only party polling oyer 100,000 votes
in Texas was the only party required by law to hold primary elections.
f “The important question is whether the statute can be sustained. But
although we state it as a question, the answer does not seem to be open to
a doubt. We find it unnecessary to consider the Fifteenth Amendment,
because it seems to us hard to imagine a more direct and obvious infringe
ment o f the Fourteenth. That amendment, while it applies to all, was
passed, as we know, with a special intent to protect the blacks from dis
crimination against them” (pp. 540-541).
17
(2) that this deprivation of civil rights was accom
plished by an arbitrary classification, viz.: one with
out constitutional justification;*
(3) that this classification was the result of State
action;! and
(4) that consequently the Fourteenth Amendment
was applicable and a common law right of action for
damages lay against the offending judges of election.^
The sole question before this Court is whether the action
of the respondents as judges of election in denying the
petitioner the right to vote was taken under State author
ity or was in effect action by the State itself. If this be so
the present case will then come within the category of
Nixon v. Herndon and the action of the respondents would
be without constitutional justification. In that event the
judgment appealed from must be reversed.
* “The statute of Texas, in the teeth of the prohibitions referred to, assumes to forbid negroes to take part in a primary election the impor
tance of which we have indicated, discriminating against them by the distinction of color alone” (p. 541).
f “States may do a good deal of classifying that it is difficult to believe rational, but there are limits, and it is too clear for extended argument that color cannot be made the basis of a statutory classification affecting the right set up in this case” (p. 541).
t “Of course the petition concerns political action but it alleges and seeks to recover for private damage. That private damage may be caused
by such political action and may be recovered for in a suit at law hardly has been doubted for over two hundred years, since Ashby v. White, 2 Ld. Raym. 938, 3 id. 320, and has since been recognized by this Court. Wiley
v. Sinkler, 179 U. S. 58, 64, 65. Giles v. Harris, 189 U. S. 475, 485. See also Judicial Code, Sec. 24 (11), (12), (14). Act of March 3, 1911, c.
231; 36 Stat. 1087, 1092. If the defendants’ conduct was a wrong to the plaintiff, the same reasons that allow a recovery for denying the plaintiff
a vote at a final election allow it fo r denying a vote at the primary election
that may determine the final result” (p. 540, italics ours).
18
II.
The petitioner in being deprived of the right to
vote at a primary because of his color was denied the
equal protection of the laws by the State of Texas in
violation of the Fourteenth Amendment.
A. The power of respondents to deny peti
tioner’s right to vote at the primary election was
derived from the resolution of the State Demo
cratic Executive Committee adopted pursuant to
authority granted by Chapter 67 of the Laws
of 1927. Both the statute and the resolution
adopted thereunder violated the Fourteenth
Amendment because they authorized and worked
a classification based on color.
The language of the new Article 3107 as enacted by
Chapter 67 of the Laws of 1927 is broad enough to be an
authorization from the Texas Legislature empowering the
State Executive Committee of the Democratic Party to
determine, among other things, that only white Democrats
shall be qualified to vote at Democratic primary elections.*
If the Democratic Legislature of Texas could not con
stitutionally forbid Negroes to vote at primaries in view
of the decision of this Court in Nixon v. Herndon, it could
nevertheless with a feeling of assurance entrust to the
Democratic State Committee power to enact such prohibi
tion and achieve the same end.f
Legislative Intention.
That it was the legislative intention to accomplish this
purpose and to evade and nullify that decision appears
from the face of the enactment. The statute expressly
indicates that the new Article 3107 was being substituted
* See Chapter 67 o f Laws o f 1927, set forth in full at page 3, supra.
f This Court has held that a legislative body cannot accomplish by indirection something which it is without power to do directly. Cf. Ham
mer v. Dagenhart, 247 U. S. 251, and Child Labor Tax Case, 259 U. S. 20. And see Bailey v. Alabama, 219 U. S. 219.
19
for the one held unconstitutional, in order to take care of
the “emergency” created by the decision in Nixon v. Hern
don. What could this emergency be if not that Negroes
would be able to vote at the next primary election unless
some new method were devised to exclude them? If the
Legislature had intended to meet the emergency in such
a manner as to conform to, rather than circumvent the
decision of this Court which created the so-called emer
gency, it is unthinkable that the Legislature would not
expressly have stated in the new provision that the wide
language conferring authority on the Executive Committee
to determine who should vote at primary elections was
not to be construed to authorize the exclusion of Negroes
because of their race and color. The Legislature was ac
tively aware of the necessity of limiting the authority of
the State Committee, for it did actually impose limitations
by the proviso which forbade the denial of the right to
vote at primary elections “because of former political
views or affiliations or because of membership or non
membership in organizations other than the political
party.” It would have been a simple matter to add the
words “or because of race or color.” The failure of the
Legislature to do so in the light of the declared emergency
created by the invalidation of the former Article 3107
enacted in May, 1923, completely disposes of any and all
doubt as to the proper construction of the new statute of
1927. By providing that the Executive Committee “ shall
in its own way determine who shall be qualified to vote,”
Chapter 67 of the Laws of 1927 plainly delegated author
ity to the committee to determine among other things that
only white Democrats should be entitled to vbte at Demo
cratic primary elections.*
* Senator Thomas P. Love, a member of the Texas Senate when Arti
cle 3107 was adopted in 1927, filed in his own behalf a brief in the Texas
Supreme Court in Love v. Wilcox, 28 S. W. (2d) 515, in which he was
plaintiff. In that brief he said that the statute had “no other purpose
whatsoever” than “to provide, if possible, other means by which Negroes
coydd be barred from participation, both as candidates and voters, in the
primary elections of the Democratic Party, which would stand the test
of the courts.” And see House Journal of First Called Session of the
fortieth Legislature of Texas, at pages 302 et seq., and arguments by
Representatives Faulk and Stout discussing Article 3107, which was House
Bill No. 57.
20
The Democratic State Executive Committee did “ in its
own way determine who shall be qualified to vote” by
providing that only “ white Democrats” who are qualified
under the Constitution and laws of Texas and who sub
scribe to Article 3110 of the Revised Civil Statutes, should
have the right to vote in the primaries of July 28, 1928,
and August 25, 1928 (see Resolution supra, p. 3).
It would seem to follow as a matter of course that the
Democratic State Executive Committee was acting under
and pursuant to the authority which the Legislature had
conferred upon it.
The Legislature, then, having given to the Democratic
State Executive Committee the authority to fill in the
blank which it left in the statute as to the qualification
of voters at primaries, made the Democratic State Execu
tive Committee pro tanto its agency, and the old maxim
qui facit per alium facit per se is applicable.
It follows that the resolution of the Executive Commit
tee must be read as an integral part of the statute itself,
and when superimposed upon Chapter 67 of the Laws of
1927, this new section is identical with the old Article 3107
which was considered and condemned in Nixon v. Herndon.
Although the new Article 3107 makes no discrimina
tion against Negroes in so many words, this Court can
not accept the statute at its face value, but must go fur
ther and examine what has been accomplished behind and
by means of its bland exterior by the Democratic State
Executive Committee. In the words of Mr. Justice
Matthews in Yick Wo v. Hopkins, 118 U. S. 356, 373:
“ Though the law itself be fair on its face and
impartial in appearance, yet, if it is applied and
administered by public authority with an evil eye
and an unequal hand, so as practically to make
unjust and illegal discriminations between persons
in similar circumstances, material to their rights,
the denial of equal justice is still within the pro
hibition of the Constitution. This principle of
interpretation has been sanctioned by this court in
Henderson v. May err of New York, 92 U. S. 259;
21
Ghy Lung v. Freeman, 92 IT. g. 275; Ex parte Vir
ginia, 100 IT. S. 339; Neal v. Delaware, 103 U. S.
370; and Soon Ding v. Crowley, 113 IT. S. 703.”
This Court has on other occasions rejected as uncon
stitutional statutes which sought to re-establish the status
quo of the days before the adoption of the Fifteenth
Amendment by excluding Xegro voters from the polls
through the medium of “grandfather clauses.”
Guinn v. United States, 238 U. S. 347.
Myers v. Anderson, 238 U. S. 368.
The “ Inherent Power” Argument.
It is urged by the respondents and by the courts below
(E. 25, 30) that regardless of the statute there is inherent
power in the political party to prescribe the qualifications
of its own members and those entitled to vote at party
primary elections. It has been shown above that the
Democratic gtate Executive Committee intended to act
under the new Article 3107; but even if the Committee did
not intend to act under the statute it could not avoid
doing so. For assuming that such inherent power existed
before the Legislature of Texas manifested its intention
to take over the field of primary elections by enacting
legislation touching on every phase of the primary,
including the qualifications of voters, this power no
longer exists over the qualifications of voters at party
primaries.* It is sufficient that the Legislature has spoken
on this subject. It has invaded the field of the primary
and it must therefore be deemed to have assumed full con
trol of the situation.
The State being the supreme sovereignty, it must be
deemed to have superseded whatever sovereign powers
* This does not mean that for some purposes the Executive Committee may not have inherent power still unaffected by the action of the Legislature; nor does it mean that if the Legislature had not acted with respect to primaries, the parties would not have had jurisdiction over the composition of the electorate at such primaries. These are matters that need not now be questioned or decided.
22
political parties may previously have had with respect to
the control of primaries and party membership. Fruitful
analogy and ample support and authority are supplied by
the cases which have dealt with the relation of Congress
and the State Legislatures in connection with the Com
merce Clause and the State police powers.*
That the State has expressed itself in regard to pri
maries is evidenced by old Article 3107, considered in
Nixon v. Herndon, in which the Legislature specifically
provided the qualifications of voters at primary elections.
It also provided by Article 3110 of the Revised Civil
Statutes of 1925 a statutory pledge for voters.f
It is clear from the face of Chapter 67 of the Laws of
1927 that the Legislature did not relinquish its sovereignty
when it delegated its power to determine the qualifications
of voters at primaries to the party executive committees,
because (1) the new statute did not purport to withdraw
legislative sovereignty but merely to substitute a new pro
vision in place of the one declared unconstitutional, the
statute, to quote its own terms, being “ to repeal Article
3107 of Chapter 13 of the Revised Civil Statutes of Texas,
and substituting in its place a new article * * and
(2) the statute contains explicit limitations on the power
of the party executive committees forbidding them to deny
the right to participate in a primary “because of former
political views or affiliations or because of membership or
nonmembership in organizations other than the political
party.”
There is ample authority in the decisions of the Texas
courts to demonstrate that the Democratic Party in Texas
and its Executive Committee had ceased to have any in-
* See article by Thomas Reed Powell, 12 Minn. Law Rev. 321, 470;
Lindgren v. United States, 281 U. S. 38, 46.
t“Art. 3110. Test on ballot. No official ballot for primary election shall have on it any symbol or device or any printed matter, except auniform primary test, reading as follows: ‘I am a....... (inserting
name of political party or organization of which the voter is a member)
and pledge myself to support the nominee of this primary’ ; and any
ballot which shall not contain such printed test above the names of the
candidates thereon, shall be void and shall not be counted.”
See also Article 2055, qualifications for voters which are applicable to
primary elections. Texas Election Law pamphlet, p. 26.
herent power to prescribe qualifications of voters at Demo
cratic primary elections long before the resolution here in
question was adopted.*
In Briscoe v. Boyle, 286 Si. W. 275 (Tex. Civ. App.,
1926), this very question was squarely presented and the
Court held that all inherent power in the premises ceased
to exist when the Legislature entered the field of primary
election regulation and enacted legislation concerning the
qualifications of voters at such elections.f In that case
a county Democratic executive committee adopted a reso
lution excluding from primary elections all who had voted
against any Democratic gubernatorial nominee in the pre
vious election. Fourteen such persons brought suit against
the judges of election to enjoin them from enforcing the
resolution. The injunction was denied in the lower court
but on appeal it was granted. The Texas Court of Civil
Appeals considered at length the legislative situation with
respect to primary elections and held that since the State
of Texas had legislated in detail concerning the qualifica
tions of voters at such elections, the political parties them
selves no longer had any power to prescribe qualifications
not made under authority of the statute. The Court said
at page 276:
“ Before the legislative department invaded the
province of party government, and assumed control
and regulation of party machinery, the right to say
who should and who should not participate in party
affairs was exercised by the party governments,
with which the courts would not concern them
selves.
But the Legislature has taken possession and con
trol of the machinery of the political parties of the
State, and, while it permits the parties to operate
that machinery, they do so only in somewhat strict
accordance with the rules and regulations laid down
in minute and cumbersome detail by the legislative
body. The statute designates the official positions
to be occupied in the parties, and, while it permits
_____ the members of the parties to select such officials,
* And see 43 Harv. Law Rev. 467, 471; 39 Yale Law Journ. 423, 424.
T That case involved the old Article 3107 prior to its consideration by
this Court in Nixon v. Herndon.
2 4
they can do so only in the manner prescribed by the
statutes, which define the powers and duties of
those officials, beyond which they cannot lawfully
act. The statute prescribes the time, place, and
manner of holding primary elections. It prescribes
the forms of the ballots to be used, and the process
by which the election officials shall identify and
hand out the ballots and by which the voters shall
mark and deposit the ballots when voted. It pre
scribes the declaration to be made by the voter, and
the obligation to be assumed by him as a condition
precedent to the validity of his ballot. In fine, the
Legislature has in minute detail laid out the process
by which political parties shall operate the statute-
made machinery for making party nominations, and
has so hedged this machinery with statutory regu
lations and restrictions as to deprive the parties and
their managers of all discretion in the manipulation
of that machinery. * * *
By excluding negroes from participating in party
primary elections, and by legislating upon the sub
ject of the character and degree of party fealty re
quired of voters participating in such elections, the
Legislature has assumed control of that subject to
the exclusion of party action, thus depriving the
party of any power to alter, restrict or enlarge the
test of the right of the voter to participate in the
party primaries.” (Black type and italics ours.)*
The argument of “ inherent power” has been disposed
of by the Texas Courts in Love v. Wilcox, 119 Tex. 256, 28
S. W. (2d) 515 (Texas, 1930), which involved the very
statute under consideration in this case. There the plaintiff
sought a mandamus to compel the Democratic State and
County Executive Committees to place liis name on a guber
natorial ballot of the Democratic primary and to desist
from enforcing a resolution passed in February, 1930,
by the Democratic State Executive Committee, which
precluded anyone from becoming a candidate at the Demo
cratic primaries if he had voted against the party in the
* The force of that decision was in no way diminished when this Court invalidated the particular provision which excluded Negroes from
participating in primary elections. That was only one of many provisions regulating such elections and is clearly treated as such in Briscoe
v. Boyle. The principle of the supreme sovereignty of the State over primaries, as against that of the political parties, remains unimpaired.
25
1928 elections after having participated in the Democratic
primary of that year. The Executive Committee sought
to justify its action on the basis of its inherent power to
manage the affairs of the party and to determine who could
present his name for nomination at a primary. The Su
preme Court of Texas issued the mandamus, holding that
the Executive Committee had no inherent power to exceed
any of the limitations for which the Legislature had pro
vided in Article 3107. The Court ho doubt had in mind
the possibility that its decision might be used as a basis
for attacking the Executive Committee resolution barring
Negroes from primary elections, and expressly stated that
it was not passing on that question. The Court guardedly
referred to Article 3107 as a “ recognition” by the Legisla
ture of the right of the Democratic Party to create an
Executive Committee and to confer on it various discre
tionary powers concerning the regulation of primary elec
tions. The Court pointed out, however, that the Legis
lature had limited the scope of this “ recognition” by the
proviso at the end of Article 3107 and construed this
proviso to apply to the exclusion of candidates for nomina
tion because of any form of past disloyalty to the party.
Here again inherent power is shown to have dissolved
upon the application of State sovereignty.*
The improper application of this power by the Legis
lature did not take it from the field of sovereignty and
restore the inherent power of the party Executive Com
mittee. If this had been so there would have been no such
“ emergency and an imperative public necessity” referred
to in Chapter 67 of the Laws of 1927. Only the lack of
inherent power to exclude Negroes could have created this
emergency, just as only the legislative intention to confer
a statutory power could have led the Legislature to meet
the emergency in the way it did.
Furthermore, the enactment of Chapter 67 of the Laws
of 1927 would automatically deprive the Democratic Ex-
* The Briscoe case was cited as authoritative by the Supreme Court in the Love case.
2G
ecutive Committee of any inherent power to bar Negroes
from its primary elections if such inherent power had not
already been terminated by virtue of the prior enactment.
This is true whether, as we contend, the statute is a direct
delegation of authority to prescribe qualifications discrim
inating against Negroes or whether it be a mere general
authority to prescribe the qualifications of voters at pri
mary elections delegated by the Legislature.
Under Briscoe V. Boyle and Love v. Wilcox, supra, it
would have been impossible for the inherent power to
survive the creation of the statutory power. The two
powers could not exist side by side, and as between them
the one conferred by statute must prevail.
“Recognition” of Power Argument.
This would be equally true if Article 3107 is regarded
as a “ recognition” by the Legislature of the existence of
power on the part of the Democratic Party to prescribe
through its Executive Committee that only white Demo
crats shall vote at its primary elections. It could not
reasonably be construed as a recognition of inherent power
because, as we have shown, it was a very plain recognition
to the contrary. But even if it had purported to be such
a recognition, it would have been a recognition of a non
existing fact, it being clear that no inherent power could
have existed after the State sovereignty had taken over
the field. If such a recognition could have any effect at
all, it would have to he as a recognition that the power
once had existed and as a declaration of a legislative in
tention that it should once again come into existence.
Whether this be regarded as the creation of a new power
or the recognition and restoration of an old one, the exist
ence of the power itself would be necessarily and wholly
dependent upon the force of the statute and hence would
be a statutory power, not an inherent one.
Moreover, there is no reason why a legislative “ recogni
tion” even of an existing inherent power should not turn
27
the inherent power into a statutory one. That is precisely
what was held in Briscoe v. Boyle, where the various statu
tory provisions as to how primary elections should be
conducted admittedly conferred powers on the Democratic
Party and its Executive Committee, which up to the time
of the legislative action the party and the committee had
enjoyed under their general inherent power to manage
their own affairs. There is no material difference in form
or substance between these statutory provisions (all but
one of which are still in force to-day) and the new Article
3107. If the latter can be regarded as a “ recognition” of
inherent power, then all the provisions must be regarded
as such; and this very recognition by the Legislature of
powers, whose existence and exercise had been a purely
private internal affair of the Democratic Party, would
itself supply the only expression of legislative intention
which is needed under the decisions in Brisco v. Boyle
to turn the private affair into a State affair and to trans
form the inherent power into a statutory power.
Other Texas authorities are to the same effect.*
The Texas cases, with one exception, all confirm our
contention that the party executive committees are
agencies of the State, subject to legislative control and
endowed with powers by the Legislature. The exception
to this rule is White v. Lubbock (Tex. Civ. App., 1930),
30 S. W. (2d) 72, which involved the right of a Negro
to vote in a primary, and where the Court held that the
party had inherent power to exclude Negroes. This would
indicate that only where a Negro is concerned do the usual
rules of construction and the common principles of sub
stantive law fall down. But even were the bulk of the
Texas cases not in accord with the view here urged, it
would be of no importance, because it was recognized
by this Court in the Home Telephone & Telegraph case
that the local conception of State action may differ from
the national conception of State action. In that case it
* Clancy v. Clough, 30 S. W. (2d) 569, which held that membership
on a City Democratic Executive Committee was itself subject to statutor
qualifications which could not be added to by the Committee; Love
Taylor, 8 S. W. (2d) 795; Friberg V. Scurry, 33 S. W. (2d) 762.
28
wtts urged that because the municipal body which had
fixed the telephone rates had exceeded its authority no
State action was involved. This Court refused to accept
that view, holding, on the contrary, that the action was
State action, the rates confiscatory and that the Fourteenth
Amendment applied “to every person whether natural or
juridical who is the repository of State power.” The em
phasis, therefore, was not upon whether power was prop
erly applied, but upon whether State power in fact existed.
So here the holding of the State Court that political par
ties have inherent power to exclude Negroes from primary
elections, and in so acting were not exercising state powers,
is not binding upon this Court.
In conclusion, we submit that the Executive Committee
had no inherent power to adopt the resolution which pro
vided that only white Democrats could vote in the primary
election. The only power which the committee could have
had, it received from the Legislature of the State. The
Legislature by the new Article 3107 intended the commit
tee to adopt such a resolution as was adopted and the
committee acted with this specific statute in mind. Under
the Texas authorities, no other action by the committee
would have been possible. The action of the committee,
therefore, and the action of the Legislature are equally
in violation of the Fourteenth Amendment.
B. Even if the Democratic State Executive
Committee in adopting the resolution restricting
voting at Democratic primaries to “white” Demo
crats exceeded the powers delegated to it by the
Legislature in Chapter 67, Laws of 1927, its
action, though ultra vires, constituted State
action in violation of the Fourteenth Amend
ment because it authorized and worked a classi
fication based on color.
Under the decisions of this Court in Home Tel. £ Tel.
Go. v. Los Angeles, 227 U. S. 278, and the cases consistently
in accord therewith (Raymond v. Chicago Traction Co.,
207 U. S. 20; Fidelity £ Deposit Co. v. Tafoya, 270 U. S.
2 !)
426; cf. Yick Wo v. Hopkins, 118 U. S. 356), it has become
definitely established that the limitations which the Four
teenth and Fifteenth Amendments impose upon State ac
tion apply not merely to the enactment of legislation by
State Legislatures but also, among other things, to action
taken pursuant to such statutes by those selected to act
thereunder. We may have a statute which is itself subject
to no constitutional objection, and which authorizes alto
gether proper action to be taken by designated persons on
behalf of the State. Yet, if these persons disobey the
statute and take action thereunder which, if taken by the
State, would be violative of the Fourteenth or Fifteenth
Amendment, their action is State action, permitting those
injured thereby to seek redress therefor by suit or action
in a Federal court. As this Court has said in Home Tel.
tC Tel. Go. v. Los Angeles, supra (pp. 286-287) :
“the provisions of the (Fourteenth) Amendment as
conclusively fixed by previous decisions are generic
in their terms, are addressed, of course, to the
states, but also to every person whether natural or
juridical who is the repository of state power. By
this construction the reach of the Amendment is
shown to be coextensive with any exercise by a
state of power, in whatever form exerted * * *
where an officer or other representative of the state
in the exercise of the authority with which he is
clothed misuses the power possessed to do a wrong
forbidden by the Amendment, inquiry concerning
whether the state has authorized the wrong is
irrelevant and the Federal judicial power is com
petent to afford redress for the wrong by dealing
with the officer and the result of his exertion of
power.” (Black type ours.)
In view of the considerations advanced under Toint II,
subdivision A, supra, it is clear, we submit, that the Demo
cratic State Executive Committee falls precisely within
the foregoing decision so far as concerns its action in
adopting the resolution limiting voting at the primary
election of July 28, 1928, to white Democrats. If its action
in adopting the resolution was not authorized by Article
3107, it necessarily was an abuse of the power to deter
mine the qualifications; of voters at primary elections which
the committee possessed under that statute. It nevertheless
was action to which the reach of the Fourteenth Amend
ment extended, and being action which denied to Negroes
the equal protection of the laws, it was action which was
forbidden by that Amendment and which therefore was
void, because in the Home Telephone & Telegraph case this
Court recognized that although within the boundaries of
the State the action of a State agency might be ultra vires,
it might nevertheless, in this forum, be deemed State action
violative of the Fourteenth Amendment.
Nor, if it be assumed, as we have in this sub-point as
sumed, that the Executive Committee was not authorized
under the broad language of Article 3107 to determine
among other things, that only white Democrats may vote
at Democratic primary elections, can the Committee claim
that any such classification could rest upon its inherent
power. In making this assumption as to the scope of the
generic language in the present Article 3107 we are read
ing into it an implied limitation as to the scope of the
grant which it intended to confer upon the Executive
Committee. Certainly if an express limitation to this
effect were included in the Article, the Executive Com
mittee could hardly claim any inherent power to exceed it ;
and there is no reason why an implied limitation should
not have the same effect once that implication is made.
This is conclusively covered by Love v. Wilcox■, supra.
In that case the Supreme Court of Texas had before it
the limiting clause in the present Article 3107 which pre
cluded the operation of the general grant in Article 3107
as to the past loyalty of those who participated in the prior
primaries of the Democratic Party. Nowithstanding this
provision the Democratic State Executive Committee
sought to keep Love from becoming a candidate in the
Democratic primary because he had voted against the
party in the 1928 elections after having participated in
the party primary of that year. The Committee sought to
justify its action on the basis of its inherent power to
31
manage the affairs of the party and to determine who
could present his name for nomination at a primary.
The Supreme Court of Texas flatly held that the Execu
tive Committee had no inherent power to exceed any of
the limitations which the Legislature had provided for
in Article 3107. If, therefore, we read a limitation into
Article 3107 so that it is not regarded as covering such a
classification as made in the resolution, it follows from
Love v. Wilcox that the Executive Committee could under
no circumstances by virtue of any power of its own exceed
the limits which the Legislature had drawn. The Com
mittee could make no more claim to inherent power to'
exceed this limitation than to exceed the limitation with
respect to past partly disloyalty so completely disposed
of in Love V. Wilcox. It follows therefore that even if
the present Article 3107 be assumed—contrary to the entire
legislative history of the Article—not to have authorized
the resolution, nevertheless the resolution could not be
based upon any inherent power of the Executive Com
mittee, but is referable only to the position in which the
Executive Committee was put by whatever grant of power
Article 3107 made to the Committee. This follows from
the doctrine of ultra vires use embodied in the Home Tel.
(£ Tel. Co. case. Under any construction therefore of
Article 3107 the classification in the resolution must be
deemed State action because the statute alone has made
the resolution possible.
C. The Democratic State Executive Commit
tee, acting in relation to primary elections, was
part of the governmental machinery of the State.
The resolution of that Committee restricting vot
ing in Democratic primaries to “white” Demo
crats was State action and violated the Four
teenth Amendment and afforded respondents no
justification in denying to petitioner the right to
vote.
In the preceding points we have shown that although
the primary machinery was originally the private affair
32
of the party, it has become absorbed, by the State, which
has exercised its sovereignty over primary elections with
the “ rules and regulations laid down in minute and cum
bersome detail” (Briscoe v. Boyle, quoted supra, at pages
23-24).
Political parties now, in Texas at least, have become
State agencies in their relations to elections and primaries.
In “Primary Elections” by Merriam & Overacker (1928
Edition), the authors state at page 140:
“ The theory of the party as a voluntary associa
tion has been completely overthrown by the con
trary doctrine that the party is in reality a govern
mental agency subject to legal regulations and con
trol.”
And see the able article by Meyer M. Brown in 23
Michigan Law Review, 279.
Bliley v. West, 42 F. (2d) 101, arose out of a similar
effort by the State of Virginia to disenfranchise Negroes
in the primary elections. There the statute described
voters as “all persons qualified to vote at the election for
which the primary is held, and not disqualified by reason
of other requirements in the law of the party to which he
belongs” . The Democratic State Convention of 1924 in
Virginia adopted a resolution declaring that only white
persons should participate in the Democratic primary.
The action was brought for damages against the judges
of election who set up that resolution as a justification.
Defendants demurred and the District Court overruled
the demurrer in an opinion written by Judge Groner (33
F. [2d] 177). The case went to trial. Upon appeal from
the final judgment in favor of the plaintiff the Circuit
Court of Appeals for the Fourth Circuit affirmed the judg
ment, adopting the opinion of Judge Groner as its own.
Judge Groner cited the case of Commonwealth v. Will--
oose, 111 Va. 849, at page 859, in which the Court held that
a primary once adopted by a political party becomes and
constitutes a necessary part of the election machinery and
“ fulfils an essential function in the plea to promote
honesty in the conduct of elections—elections which shall
33
faithfully reflect and register the unbought will of the
electors.”
The primary machinery is therefore no longer the
peculiar province of the political party and the test of
the superior sovereignty of the State over that of the
party in relation to the function of the party in the pri
mary machinery is to be found in such cases as Love v.
Wilcox, supra, where the Supreme Court of Texas held
that Chapter 67 of the Laws of 1927 prohibited the party
executive committee from excluding a candidate from the
party primaries because of past disloyalty to the party
and could not be overridden by any action of the party
executive committee, Briscoe v. Boyle, supra, which de
cided that, under the old Article 3107 the party could
not add to the qualifications fixed by the Legislature in
determining qualifications for party members, and Clancy
v. Clough (Tex.), 30 S. W. (2d) 569, where it was held
that the executive committee of the City of Houston was
without power to regulate the requisites for candidates
for membership on the executive committee itself on the
ground that Articles 3110 and 3111 of the Revised Civil
Statutes completely covered the field of qualifications.
In other words, those eases hold that the party com
mittees are so much controlled by State authority that
they are without power to vary on their own initiative the
qualifications prescribed for voters, candidates or commit
tee members.
It must be clear, then, that whether or not the Legis
lature intended by Chapter 67 of the Laws of 1927 to vest
in the State Executive Committee the power to exclude
Negroes from Democratic primaries, the Legislature
adopted the executive committee as its agency in the
administration of the primary laws.* *
* The very existence of such bodies as the County and State Execu-
I'd6 ̂ omm t̂tefs depends upon the statutes. Articles 3100, 3118 and 3139* -̂ev. Civ. Stats. 1925) deal with who shall choose these bodiesand how that shall be done. And these bodies are created by the statute to perform the manifold duties which are minutely prescribed in nearly each one of the approximately 70 sections which comprise the primary law (Chap. 13, ibid.) of the State of Texas. Thus this Committee and tneir powers and duties are created as parts of the entire primary machinery. J
34
It follows as an elementary proposition that the State
cannot perform by an agency an act which it could not
accomplish in its own name, that it cannot give force
of law to a prohibited enactment, from whatever source
originating.
Williams v. Bruffy, 96 U. S. 176.
Ford v. Fur get, 97 U. S. 594.
King Mfg. Co. v. Augusta, 277 IT. S. 100, 107-114.
Home Tel. & Tel. Co. v. Los Angeles, 227 U. S.
278.
In Standard Scale Co. v. Farrell, 249 U. S. 571, at page
577, Mr. Justice Brandeis said:
“ * * * For the protection of the Federal Con
stitution applies, whatever the form in which the
legislative power of the State is exerted; that is,
whether it be by a constitution, an act of the legis
lature, or an act of any subordinate instrumentality
of the State exercising delegated legislative author
ity, like an ordinance of a municipality or an order
of a commission.”
The resolution which was adopted by the Democratic
State Executive Committee restricting the primaries to
white Democrats, is therefore within the same prohibition
of the Fourteenth Amendment as would have been a direct
legislative enactment to this effect.
Nor does such a case as Waples v. Marrast, 108 Tex.
5, 184 S. W. 180, holding that a political party is not
an agency of the government of Texas and hence it
was unconstitutional for the Legislature to attempt to
provide for the expense of a primary election out of the
State treasury, detract from the conclusion just stated.
Political parties and primary elections may be deemed
cogs in the State election machinery for some purposes
and not for other purposes.*
* Compare Briscoe v. Boyle, supra, and State ex rel. Moore v. Meharg (Tex. Civ. App., 1926), 287 S. W. 670, with the Waples and White cases,
supra.
Moreover, it was recognized in the Home Telephone &
Telegraph case that the local conception of State action
may differ from the national conception of State action.
D. Respondents by reason of their office as
judges of election derived their power to deny
the petitioner the right to vote at the primary
election from the statutes of the State. In
applying that power to a State purpose in such
a way as to work a color classification they
violated the Fourteenth Amendment irrespec
tive of Chapter 67 of the Laws of 1927 and the
resolution of the Democratic State Executive
Committee.
The opinion of the District Court states that (R. 25) :
“The Court also holds that the members of a vol
untary association, such as a political organization,
members of the Democratic party in Texas, possess
inherent power to prescribe qualifications regulat
ing membership of such organization, or political
party. That this is, and was, true without reference
to the passage by the Legislature of the State of
Texas of said Art. 3107, and is not affected by the
passage of said act, and such inherent power re
mains and exists just as if said act had never been
passed.”
That this holding is diametrically opposed to the deci
sions of the Texas courts in Briscoe v. Boyle, supra, and
in Lore v. Wilcox, supra, has already been demonstrated
(see pp. 23-26, supra). But assuming, for the sake of
argument, that the holding were correct, and assuming
even that the action of the State Executive Committee
was not State action within the meaning and application
of the Fourteenth Amendment, it still would not follow
that the action of the defendants complained of in the case
at bar also was not State action in violation of that
36
Amendment. This litigation is not brought against the
members of the Executive Committee because of their ac
tion in adopting the resolution barring Negroes from the
primary election of July 28, 1928. It is brought against
the judges of election, who— whether they be deemed State
officials, party officials or the representatives of the con
tending candidates who contribute to their remuneration—
are clothed with the power to act in the capacity of judges
of election at primary elections by the State itself.
Though their designation may come from the party, their
powers flow from the State alone and their function as
judges of election is to accomplish a State purpose.
The Texas Legislature has with meticulous care pro
vided for the time, place and manner of holding primary
elections and of determining and contesting the results.
Primary elections are themselves compulsory, under the
Texas statutes, for all parties which cast more than 100,000
votes at the last general election (1925 Tex. Rev. Civ.
Stats., Elections, Art. 3101). Actually, this provision
always has applied and now does apply only to the Demo
cratic Party, because it alone has been able to muster the
requisite number of votes. The time, place and manner of
holding primary elections, as well as of determining and
contesting the results thereof, are comprehensively and
minutely prescribed by statutory provisions (1925 Tex.
Rev. Civ. Stats., Elections, Arts. 3102-3105, 3108, 3109-
3114, 3116-3117, 3120, 3122-3127, 3146-3153).
Authority Vested in Judges of Election.
Among these provisions are the ones which provide for
the appointment of judges of election (Art. 3104) and
prescribe their functions, powers and duties (Arts. 3105,
3006-3007). These include, among others, the following
(Art. 3105) :
“ Judges of primary elections have the authority,
and it shall be their duty, to administer oaths, to
37
preserve order at the election, to appoint special
officers to enforce the observance of order and to
make arrests, as judges of general elections are
authorized and required to do. Such judges and
officers shall compel the observance of the law that
prohibits loitering or electioneering within one hun
dred feet of the entrance of the polling place, and
shall arrest, or cause to be arrested, anyone engaged
in the work of conveying voters to the polls in car
riages or other mode of conveyance, except as per
mitted by this title.”
The power “to administer oaths * * * as judges of
general elections are authorized and required to do” em
braces, above all others, a power to administer such oaths
for the purposes of ascertaining the qualifications of a
challenged voter. It is for this purpose, indeed, that the
power to administer oaths is conferred upon judges of
election. Article 3006 provides:
“When a person offering to vote shall be objected
to by an election judge or a supervisor or chal
lenger, the presiding judge shall examine him upon
an oath touching the points of such objection, and,
if such person fails to establish his right to vote to
the satisfaction of the majority of the judges, he
shall not vote.”
The powers of judges of primary elections to preserve
order, appoint special officers, enforce the observance of
order and make arrests “as judges of general elections are
authorized and required to do,” as provided in Article
3105, refer to Article 3002, which for these purposes gives
the presiding judge of elections “the power of the district
judge to enforce order and keep the peace.” This is clearly
a State judicial power.
Article 2954 specifies the persons who are not allowed
to vote. These include infants, idiots, lunatics, paupers,
and the like. They do not include Negroes, as such. Arti
cle 2955 then specifies the persons who are allowed to vote.*
In Title Six, Chapter Four, of the Texas Penal Code
of 1925, relating to “ Offenses Affecting the Right of Suf
frage,” f it is provided in Article 217 as follows:
“ Refusing to permit voter to vote. Any judge of
any election who shall refuse to receive the vote of
any qualified elector who, when his vote is objected
to, shows by his OAvn oath that he is entitled to vote,
or who shall refuse to deliver an official ballot to
one entitled to vote under the law, or who shall
wilfully refuse to receive a ballot after one entitled
to vote has legally folded and returned same, shall
be fined not to exceed five hundred dollars.”
Article 231 makes Article 217 specifically applicable to
primary elections.
* “Qualifications for voting.— Every person subject to none of the fore
going disqualifications who shall have attained the age of twenty-one years and who shall be a citizen of the United States, and who shall have resided in this State one year next preceding an election, and the last six months within the district or county in which he or she offers to vote, shall be
deemed a qualified elector. The electors living in an unorganized county may vote at an election precinct in the county to which such county is attached for judicial purposes; provided that any voter who is subject to pay a poll tax under the laws of this State or ordinances of any city or town in this State, shall have paid said tax before offering to vote at any
election in this State and holds a receipt showing that said poll tax was paid before the first day of February next preceding such election; and, if said voter is exempt from paying a poll tax and resides in a city of
ten thousand inhabitants or more, he or she must procure a certificate showing his or her exemptions, as required by this title. If such voter
shall have lost or misplaced said tax receipt, he or she shall be entitled to vote upon making and leaving with the judge of the election an affidavit that such tax was paid by him or her, or by his wife or by her husband
before said first day of February next preceding such election at which he or she offers to vote, and that said receipt has been lost or misplaced. In any election held only in a subdivision of a county for the purpose of determining any local question or proposition affecting only such subdivi
sion of the county, then in addition to the foregoing qualifications, the voter must have resided in said county for six months next preceding such election. The provisions of this article as to casting ballots shall apply to all elections including general, special and primary elections.” (Italics ours.)
t Article 218 provides for a fine against a judge of election who tries to influence a voter “where an election, either primary, special or general,
is being held," and other penal provisions apply to improperly opening the ballot (Art. 221), divulging a vote (Art. 222), interfering with the ballot (Art. 226), making a false canvass (Art. 227), false certification by the
chairman (Art. 228), giving false certificate of election (Art. 229), wilfully failing or refusing to discharge his duty (Art. 230).
Thus it appears that even if these respondents be not
State officers in the same category and to the same extent
as the Governor or the Attorney General of the State,
they are nevertheless quasi public officials, receiving the
definition of their duties and the badge of their authority
from the statutes of the State, and the Legislature has by
its own edicts given to judges of primary elections the
powers and duties of judges of general elections and sub
jected them to the same penalties applicable to judges of
general elections.
It requires no extended argument to demonstrate that
the conduct of primary elections is, when authorized by
statute, a State function, pointed to achieving a fair ex
pression of popular, sovereign will, and that the judges of
election acting in their capacities as judges of primary
elections are fulfilling a State purpose.
Consequences of Abuse of Powers.
It seems apparent, from the foregoing resume of the
Texas Election Laws, that the defendants, as judges of
election were charged by the State of Texas with the func
tion and duty of determining the plaintiff’s qualifications,
under the Texas laws, to vote at the primary election in
question in the case at bar. It is equally apparent that
in passing on those qualifications and in determining that
the plaintiff did not meet them because he was a Aegro,
the defendants were improperly administering the powers
and duties specifically conferred upon them, and upon
them alone, by the State of Texas, for the purpose of en
forcing, on behalf of that State, the laws which it had
enacted with respect to the conduct of primary elections.
We submit, therefore, that the contention of the defend
ants that the wrong which they did the plaintiff in de
priving him of his right to vote at the primary election
over which they officiated, was not a wrong forbidden by
the Fourteenth or Fifteenth Amendments, because those
Amendments apply only to State and not to individual
action, is wholly without merit. We have here the plainest
10
possible instance of a case “where,” in the language of
Home Tel. & Tel. Co. v. Los Angeles, 227 U. S. 278, 287,
“an officer or other representative of a state in the exercise
of the authority with which he is clothed misuses the power
possessed to do a wrong forbidden by the Amendment,”
and, hence, where the misuse of this power itself supplies
the requisite element of State action in the case at bar and
eliminates the only possibility of differentiating it from
Nixon v. Herndon.
It should be noted that the emphasis in the Home Tel.
& Tel. Co. case is placed, not upon the official title of the
actor, but upon the vesting in him of State power, viz.,
power granted by the State devoted to a State purpose.
This is made clear from further quotations from the opin
ion of Mr. Chief Justice White at pages 287 et seq., where
he says, speaking of the Fourteenth Amendment:
“It provides, therefore, for a case where one who
is in possession of state power uses that power to
the doing of the wrongs which the Amendment for
bids even although the consummation of the wrong
may not be within the powers possessed if the com
mission of the wrong itself is rendered possible or
is efficiently aided by the state authority lodged in
the wrongdoer. That is to say, the theory of the
Amendment is that where an officer or other repre
sentative of a State in the exercise of the authority
with which he is clothed misuses the power pos
sessed to do a wrong forbidden by the Amendment,
inquiry concerning whether the State has author
ized the wrong is irrelevant and the Federal judi
cial power is competent to afford redress for the
wrong by dealing with the officer and the result of
his exertion of power.”
It was then pointed out that the Amendment, in looking
to the enforcement of rights which it guaranteed and to
the prevention of wrongs which it prohibited, did not pro
ceed only upon the assumption that States acting in their
governmental capacities “in a complete sense” may violate
the provisions of the Amendment, but “which was more
normally to he contemplated, that State powers might be
41
abused by those who possessed them, and as a result might
be used as the instrument for doing wrongs” and that the
Amendment provided against this contingency. And again,
at page 288, he said:
“Under these circumstances it may not be doubted
that where a, state officer under an assertion of
power from the State is doing an act which could
only be done upon the predicate that there was such
power, the inquiry as to the repugnancy of the act
to the Fourteenth Amendment cannot be avoided by
insisting that there is a want of power. * * * To
repeat, for the purpose of enforcing the rights guar
anteed by the Amendment when it is alleged that
a state officer in virtue of state power is doing an
act which if permitted to be done prima facie would
violate the Amendment, the subject must be tested
by assuming that the officer possessed power if the
act be one which there would not be opportunity to
perform but for the possession of some state au
thority” (Italics ours.)
Applying that test to this case, it is clear that the
respondents would not have had the opportunity to refuse
to permit the petitioner to vote in the Democratic Party
primary election if they had not become possessed of the
power to act as judges! of election through act of the Legis
lature of the State.
In Yick Wo v. Hopkins, 118 U. S. 356, it was held that
an ordinance violates the Fourteenth Amendment if it
confers upon municipal authorities arbitrary power at
their own will and without regard to discretion in the
legal sense of the term to give or withhold consent as to
persons or places for the carrying on of a business, and
that an administration of such an ordinance violates the
provisions of the Fourteenth Amendment if it makes arbi
trary and unjust discriminations founded on differences
of race between persons otherwise in similar circum
stances. This Court pointed to “ the political franchise of
voting” as one of the illustrations of the principle that a
man should not be compelled to hold his life or means of
living or any material right essential to the enjoyment
of life at the mere will of another. The Court said, at
page 370:
“ Though not regarded strictly as a, natural right,
but as a privilege merely conceded by society ac
cording to its will, under certain conditions, never
theless it is regarded as a fundamental political
right, because preservative of all rights.”
Mr. Justice Matthews said, at page 373:
“ In the present cases we are not obliged to reason
from the probable to the actual, and pass upon the
validity of the ordinances complained of, as tried
merely by the opportunities which their terms af
ford, of unequal and unjust discrimination in their
administration. For the cases present the ordi
nances in actual operation, and the facts shown
establish an administration directed so exclusively
against a particular class of persons as to warrant
and require the conclusion, that, whatever may have
been the intent of the ordinances as adopted, they
are applied by the public authorities charged with
their administration, and thus representing the
State itself, with a mind so unequal and oppressive
as to amount to a practical denial by the State of
the equal protection of the laws which is secured
to the petitioners, as to all persons, by the broad
and benign provisions of the Fourteenth Amendment
to the Constitution of the United States. Though
the law itself be fair on its face and impartial in
appearance, yet, if it is applied and administered
by public authority with an evil eye and an un
equal hand, so as practically to make unjust and
illegal discriminations between persons in similar
circumstances, material to their rights, the denial
of equal justice is still within the prohibition of the
Constitution. This principle of interpretation has
been sanctioned by this court in Henderson V.
Mayor of New York, 92 U. S. 259; Ghy Lung v.
Freeman, 92 U. S. 275; Ex parte Virginia, 100 XL S.
339 ; Neal v. Delaware, 103 U. S. 370; and Soon
Hing v. Crowley, 113 U. S. 703.” (Black type
ours.)
43
Expenses of Primary Election.
It is suggested in tlie opinion of the District Court (R.
24), and again in the opinion of the Circuit Court of
Appeals (R. 30), that in view of the fact that the respond
ents were paid for the services which they rendered as
judges of election out of a fund derived from contributions
by the participating candidates, they could not be acting
as officers of the State of Texas. The source of remunera
tion is never determinative as to the status or official
capacity of a person. .There is no end of cases sustaining
this proposition.* See:
Turney v. Ohio, 273 U. S. 510;
Kimbrough v. Barnett, 93 Tex. 301, 55 S. W. 120;
Hendricks V. The State, 20 Tex. Civ. App. 178,
49 S. W. 705;
Willis v. Owen, 43 Tex. 41;
Lincoln v. TIapgood, 11 Mass. 350.
Nor is it material that the County Executive Commit
tee of the party appoints the judges of primary elections.
These appointments are made solely by reason of express
statutory authority (Art. 3104, Tex. Rev. Cov. Stats.,
1925), and membership on the County Executive Commit
tee is itself subject to the sovereign will of the State as
expressed in Article 3107. To this effect is Clancy v.
Clough, supra.
If, therefore, these judges of election have abused their
powers derived from the State and have used them “as the
instrument of doing wrong,” their actions are State ac
tions. The classification by reason of color is forbidden
to the State by the Fourteenth and Fifteenth Amendments
and this prohibition is controlling not only in so far as
the legislative action is concerned, but- also applies to
anyone acting under authority lodged in him by the State.
* Cases are collected in exhaustive note in 53 A. L. R. 595. See also
72 U. of Pa. Law Rev., p. 222, Note 9; 15 Cornell Law Quar. 267.
u
To reduce the Democratic primary election to the status
of a purely private election akin to the election of the
officers of the Ivlu Klux Ivlan, or of any other private
lodge, league or “ voluntary association,” it would be neces
sary to view the situation not merely without reference to
Article 3107 but also without reference to all of the other
statutory provisions which have just been considered. This
it is improper to do unless the Texas Legislature was
without power to enact these provisions. Such a conten
tion has not been made, and need not be considered, the
existence of the requisite legislative power being too clear
for argument.
It also hardly requires argument to establish that the
defendants’ statutory duties as officers or representatives
of the State of Texas could not possibly be justified or
affected by the purely private action of a political party
any more than by the action of any private lodge or volun
tary association which might presume to interfere with
the conduct of primary elections in Texas. Powers and
duties provided for by statute can be abrogated or changed
only by or pursuant to statute, and private resolutions by
private parties cannot justify abuses of such powers com
mitted by those who are entrusted with their execution, as
were these respondents.
In conclusion, we submit that on every reasonable alter
native, we necessarily have the situation of a deprivation
of the plaintiff’s right not to be discriminated against at
the polls by reason of his color; we have a lack of justifica
tion ; and we have the fact that this unjustified deprivation
was made possible only by the patent of authority with
which the State has invested these respondents. We have,
therefore, precisely the situation which, in Nixon v. Hern
don, was held to support both a cause of action for dam
ages and the existence of Federal jurisdiction.
45
III.
The right of petitioner to vote in the primary re
gardless of race or color was denied and abridged
by the State of Texas, in violation of the Fifteenth
Amendment.
In Nixon v. Herndon, supra, it was deemed unnecessary
to consider the Fifteenth Amendment, because it seemed
to this Court hard to imagine a more direct and obvious
infringement of the Fourteenth, and while we believe that
the Fourteenth Amendment is fully applicable to the
present case, the Fifteenth Amendment likewise protects
the petitioner.
It was determined in Nixon v. Herndon that the same
reasons which allowed a recovery for denying the plaintiff
a vote at a final election allowed it for denying a vote at
a primary election that may determine the final result.
It follows that if the denial of petitioner’s right to vote
violated the Fifteenth Amendment, he has an equally valid
cause of action.
The petitioner’s right to vote in this case was denied or
abridged, if at all, “ on account of race or color” (It. 3),
and the denial or abridgment of this right was the direct
result of action by the State of Texas. The same argu
ments with respect to State action contained in Point II
supra, and addressed to the Fourteenth Amendment, are
equally applicable to the Fifteenth.
A Primary Vote Is a Vote.
The question now to be considered is whether the peti
tioner’s right to vote was denied or abridged by reason of
the refusal of the respondents to permit him to vote at a
primary election. In other words, is a vote at a primary
election a vote within the intendment of the Fifteenth
Amendment?
The Secretary of State,proclaimed the Fifteenth Amend
ment to have been duly ratified on March 30, 1870. Section
31 of Title 8 of the United States Code (supra, p. 10) was
adopted by Act of May 31, 1870 (Chap. 114, Sec. 1; 17
Stat. 40), and evidences a contemporaneous interpretation
of the Fifteenth Amendment which applies the right to
vote to “ any election” by the people in a State or any
subdivision.
The right to vote was certainly not then intended to be
narrowly construed, because, as Mr. Justice Hunt said in
United States v. Reese, 92 U. S. 214, “It was believed that
the newly enfranchised people could be most effectually
secured in the protection of their rights of life, liberty and
pursuit of happiness, by giving them the greatest of rights
among free men—the ballot. Hence the Fifteenth Amend
ment was passed by Congress and adopted by the States.”
At this point it is well to indicate that the real issue is
not whether a primary election is an election, but whether
a vote at such an election is a vote contemplated by the
Fifteenth Amendment. This distinction is of importance
in a consideration of some of the cases on this subject.
“Vote” is defined in Bouvier’s Laic Dictionary as “suf
frage; the voice of an individual in making a choice by
many.”
In Funk d WagnalVs Standard Dictionary it is defined
as “ 1. A formal expression of will or opinion in regard
to some question submitted for decision, as in electing
officers, sanctioning laws, passing resolutions, etc.: com
monly signified by the voice or by ballot, by a show of
hands, or by rising to one’s feet. * * * ”
The word “vote” is used throughout the Texas Election
Laws in its usual sense, and there is no distinction to be
found in the use of the word in connection with primary
or general elections. Article 3107 itself makes use of the
expression, and unless the contrary is clearly shown, it
must be deemed that the Legislature intended there to
use “vote” in the same manner as it did in other parts of
the statute.
In the light of Article 236 of the Texas Penal Code of
1925, it is difficult to see how any different definition can
47
Ibe given to voting at a primary and voting at a general
election. That article reads:
“Illegal voting at primary.—Any person voting
at any primary election called and held by author
ity of any political party for the purpose of nomi
nating candidates of such political party for any
public office who is not entitled to vote in the elec
tion precinct where he offers to vote at the next
State, county or municipal election, or who shall
vote more than once at the same or different pre
cinct or polls on the same day, or different days in
the same primary election, shall be fined not ex
ceeding five hundred dollars, or be imprisoned in
jail not exceeding sixty days, or both.” *
Article 241 of the Penal Code provides that “Avhoever at
a general, special or primary election votes or attempts to
vote more than once shall be fined * * Again, Article
216 of the Penal Code: “Any judge of an election or pri
mary who wilfully permits a person to vote, whose name
does not appear on the list of certified voters of the pre
cinct " * * ” is subject to fine. And Article 3121 of the
Texas Revised Civil Statutes of 1925 provides that the
county tax collector shall deliver to the chairman of the
county executive committee of each political party, for its
use in primary elections, certified lists of qualified voters
before the polls are open. That article further provides:
“No primary election shall be legal, unless such
list is obtained and used for reference during the
election. Opposite the name of every voter on said
list shall be stamped, when his vote is cast, with a
rubber or wooden stamp, or written with pen and
ink, the words, ‘primary—voted,’ with the date of
such primary under the same.” (Black type ours.)
The whole tenor of the primary laws of Texas is to
protect the expression of the sovereign will of the people
in nominating candidates, just as do the laws dealing with
general elections (Love v. Wilcox, supra). The reason
that this must be so is obvious. The primary election
* Compare Article 232, entitled “Illegal voting.”
48
involves the initial and as we shall see, in Texas, the
determinative choice of the officers of the government.
Would it not be absurd, then, to regard the primary elec
tion as that of a private association, such as an election
of a lodge or other social or business organization ?
The Democratic primary is not essentially concerned
with the choice of officers of the Democratic Party. Its
concern is with the staff of government. It does not in
volve the issues of a private association, but the expression
of the voice of the people in an affair of state.
While it is true that all of the voters at the final election
are not eligible to vote at a primary election, this is not
because of lack of power on the part of the voter. The
only obstacles, other than race and color, are the pledge
which Article 3110 requires him to make in good con
science that he will support the nominee of the primary
at which he votes,* and Article 240 of the Penal Code,
which forbids voting in the primary of more than one
party.
This definition or classification of voters on the basis of
their principles and the dictates of their consciences is
quite another thing from a restraint upon voting based
upon race or color. It is a provision, in the words of Mr.
Justice Holmes in Common-wealth v. Rogers, 63 N. E. 421
(Mass.), adopted as a “precaution against the fraudulent
intrusion of members of a different party for sinister pur
poses.” In other words, the election laws grant the right
of the citizen to express his sovereign will by his vote
within broad classifications and aim to secure and protect
that right.
Fifteenth Amendment Like Nineteenth.
If it were true that the right to vote guaranteed by the
Fifteenth Amendment did not extend to primary elec
tions, then the same would be true of the Nineteenth
Amendment, which in identical words guarantees the right
to vote without regard to sex. Surely no court would
* Westerman v. Mimms, 220 S. W . 178 (Texas) ; Briscoe v. Boyle,
supra.
hold that a woman could be denied the right to vote at
a primary merely because she was a woman. There is
no distinction to be drawn between the two Amendments.
The Fifteenth has been frequently held to be self-executing
(Neal v. Delaware, 103 U. S. 370, 389; Ex parte Yarbrough,
110 U. S. 651, 665). And even were it not self-executing,
Section 31, Title 8 of the United States Code expresses in
statutory form what the Amendment contemplated, to wit,
to eliminate forever from the classification of voters any
limitation based on race or color, such as deprived this
petitioner of his vote.
Historical Error.
Nor is the suggestion of the District Court (E. 20),
that primary elections were unknown at the time of the
adoption of the Fifteenth Amendment sound, nor does it
serve to distinguish that Amendment from the Nineteenth
Amendment. The Fifteenth Amendment was adopted in
1870. On March 26,1866, California passed an Act (Chap.
359) regulating primaries, and on April 24, 1866, New
York passed an Act (Chap. 783) also dealing with pri
maries.* And in 1868 the Union League Club of Phila
delphia offered a prize to anyone who would suggest the
best plan by which to overcome the evils of the primary
system, f
Shortly on the heels of the passage of the Amendment
came primary legislation in other States. In 1871 Ohio
and Pennsylvania followed the example set by New York
and California. In 1873 Nevada followed suit and in 1875
Missouri passed regulatory measures (Merriam & Over
acker, supra, p. 12). These statutes were so widespread
throughout the country as to reveal a general knowledge
of the primary as a method of nomination at the time of
the adoption of the Fifteenth Amendment.
_* See Merriam & Overacker, supra, pp. 8-12; Sargent on Law of ■Primary Elections, 2 Minn. Law Rev. 97.
f Union League Club of Philadelphia, “Essays on Politics,” 1868.
50
The Newberry and Other Cases Distinguished.
The respondents and the District Court (R. 26) placed
reliance on the decision of this Court in Newberry v.
United States, 256 U. S. 232, which involved the constitu
tionality of Section 8 of the Federal Corrupt Practices
Act, which undertook to limit the amount of money which
a candidate for Representative in Congress or for United
States Senator might contribute or cause to be contributed
in procuring his nomination or election. In so far as it
applied to a primary election of candidates for a seat in
the Senate, the Fifteenth Amendment was in no way in
volved.
The meaning of the phrase “the right to vote” was not
and could not have been considered, since there had been
no denial or abridgment of that right on account of race,
color, previous condition of servitude, or of sex. The sole
constitutional question involved concerned the interpreta
tion to be given to Article I, Section 4, of the Constitution,
which provides:
“ The times, places and manner of holding elec
tions for senators and representatives, shall be pre
scribed in each State by the Legislature thereof;
but the Congress may at any time by law make
or alter such regulations, except as to the places
of choosing Senators.”
The question, therefore, was whether the limited right
to deal with “the times, places and manner of holding
elections” involved the right to regulate the use of money
in connection with the primary election of candidates for
the Senate and House of Representatives.
It was held that an undefined power in Congress over
elections of Senators and Representatives not derived from
Article I, Section 4, could not be inferred from the fact
that the offices were created by the Constitution or by
assuming that the Government must be free from any
control by the States over matters affecting the choice of
its officers. It was further held that the elections within
51
the original intendment of Section 4 of Article I were
those wherein Senators should be chosen by Legislatures
and Representatives by voters “possessing the qualifica
tions requisite for electors of the most numerous branch
of the state legislature.”
It was likewise held that the Seventeenth Amendment
did not modify Article I, Section 4, which was the source
of congressional power to regulate the times, places and
manner of holding elections ; and, finally, that the power
to control party primaries for designating candidates for
the Senate was not “within the grant of power to regulate
the manner of holding elections.”
The “ right to vote” is infinitely more comprehensive in
its meaning, scope and operation than is the reference to
the “manner of holding elections for senators and repre
sentatives,” which was under consideration in Newberry
v. United States.
Moreover, in that case Justices McKeynolds, Holmes,
Day and Yandevanter voted for reversal on the constitu
tional ground, while Mr. Chief Justice White, differing
on the constitutional question, voted for a reversal and a
new trial because of an error in the charge to the jury,
and Justices Pitney, Brandeis and Clarke, likewise finding
error in the instructions to the jury, were of the opinion
that the Act itself wras valid. Mr. Justice McKenna con
curred in the opinion of Mr. Justice McReynolds “as
applied to the statute under consideration, which was
enacted prior to the Seventeenth Amendment, but reserved
the question of the power of Congress under that Amend
ment,”
It is clear from a reading of the opinions in the New
berry case that the principal issue was that of the
sovereignty of the States as against the sovereignty of
the Federal Government. The question was treated from
the point of view of these contending sovereignties in their
relation to the candidates. No consideration was given
to the right of the citizen to vote, and consequently the
decision is no more relevant here on the question of the
right to vote under the Fifteenth Amendment than it was
in Nixon v. Herndon on the right to bring a cause of action
for the denial of a vote by means of unconstitutional
classification.
To say, as did this Court in the Newberry case (p. 250),
that primaries are “ in no sense elections for an office but
merely methods by which the party adherents agree upon
candidates whom they intend to offer and support for
ultimate choice by all qualified voters,” does not dispose
of the basic questions here, which are (1) whether a color
classification shall enter into a definition of “party ad
herents” and (2) whether the method of agreement upon
candidates to be offered and supported is a vote within
the meaning of the Fifteenth Amendment.
Koy v. Schneider, 110 Tex. 369, likewise has no bearing
on this case. There the word “ elections” in the Constitu
tion of the State of Texas was held not to include pri
maries. The case involved the Women’s Suffrage Act of
Texas enacted before the Nineteenth Amendment and
which purported to give women the right to vote in a
primary. The Constitution restricted suffrage in “elec
tions” to men, and the Court, in order to permit women
to vote in primaries under the statute, adopted a con
struction of the word “ elections” contained in the Consti
tution which limited its application to general elections.
Here, again, the question at issue was not a definition of
the right to vote but of the meaning of an election, and
the Court must have been, influenced by the relative im
portance of primary elections over general elections.
On the other hand, in Ashford v. Goodwin, 103 Tex. 491,
and Anderson V. Ash, 62 Tex. Civ. App. 262, it was held
that the words “contested elections” applied to primaries
as well as general elections and that consequently the
District Courts had jurisdiction under the Constitution
to consider a contest arising out of a primary election.
Even if it could be said that the refusal to permit the
petitioner to vote at the primary election was not a denial
of his right to vote, because he could still express his will
at the general election, nevertheless his right to vote would
have been abridged.
In States such as Texas, where the primary election is
in a realistic sense the only true election, the vote at the
final election is merely a formal flourish. The courts of
Texas have taken judicial notice of the fact that for all
practical purposes, and certainly in so far as State elec
tions are concerned, there is only one political party, and
that the real political battles of the State are not those
held at the final election, but those waged for nomination
at the Democratic primaries.*
So in Ex rel. Moore V. Meharg (Tex. Civ. App. 1926),
287 S. W. 670, the Court said:
“ Indeed it is a matter of common knowledge in
this State that a Democratic primary election held
in accordance with our statutes is virtually decisive
of the question as to who shall be elected at the
general election. In other words, barring certain
exceptions, a primary election is equivalent to a
general election.” (Black type ours.)
In an article by Meyer M. Brown in 23 Michigan Law
Review, 279, the author says:
“ In Texas a victory in a primary on the Demo
cratic side means practically certain election.”
Petitioner’s Right to Vote Abridged Even If Not Denied.
* In 1930, Sterling, Democrat, defeated Talbot, Republican, by a plurality of 124,000 for Governor. In 1926, Moody, Democrat, defeated Haines, Republican, by 233,068 to 31,531. In 1924, Mrs. Ferguson, Democrat, beat Butte, Republican, 422,059 to 298,046 for Governor. In 1928, when the State of Texas went Republican for President, Connally, Democrat, de- (yated Kennerly, Republican, 566,139 to 129,910 for United States Senator vWorld Almanac, 1931, p. 904).
And in Newberry v. United States, supra, Mi’. Justice
White said, at pages 266-267:
“The large number of States which at this day
have by law established senatorial primaries shows
the development of the movement which originated
so long ago under the circumstances just stated.
They serve to indicate the tenacity of the conviction
that the relation of the primary to the election is so
intimate that the influence of the former is largely
determinative of the latter. I have appended in the
margin a statement from a publication on the sub
ject, showing how well founded this conviction is
and how it has come to pass that in some cases at
least the result of the primary has been in substance
to render the subsequent election merely perfunc
tory.” (Black type ours.)
The publication referred to by Mr. Justice White as in
the margin is Mcrriam on Primary Elections (1908 Ed.,
pp. 83-85), where it is said:
“ In many western and southern states the direct
primarv method has been applied to the choice of
United" States senators as well as to state officers.
In the southern states, victory in such a primary,
on the Democratic side, is practically the equivalent
of an election, as there is but one effective party in
that section of the country.”
And so, too, in Koy v. Schneider, supra, Chief Justice
Phillips said:
“ No court can blind its eyes to this universally
known fact. * * * Of what use is it to enforce
the Constitution only in general elections, when, in
fact, the primary elections are the decisive elections
in this State in the choosing of public officers.”
Consequently only by the most tortuous sophistry can
it be said that in denying the Negro the right to vote in
the Democratic primaries of Texas and relegating him to
the general election, his right to vote is neither denied nor
abridged.
00
The rationale of the very attempt of Legislatures to
control primaries must be that the citizen’s right to vote
in the final election would be abridged if a manipulation
of primaries could in effect nullify the free expression of
the voter’s will at the general election.
Nor is it a valid answer to say that though the Negro
is denied the right to vote in a Democratic primary he
could still vote at a Republican primary. In the first
place, under Chapter 67 of the Laws of 1927, the Republi
can State Executive Committee could adopt a resolution
similar to that which was passed by the Democratic Com
mittee. Secondly, to deprive him of his right to select
between existing parties, even if not in violation of the
Fifteenth Amendment, would be clearly a violation of the
Fourteenth Amendment as an invalid classification which
permits the white voter to take full advantage of the choice
given under Article 3110 and deprives a colored man of
a similar right to determine with wliat party in good con
science he should ally himself. Thirdly, as we have seen,
it is idle to refer a man to the Republican Party in the
State of Texas when the Democratic Party is the “one
effective party in that section of the country” and the
general election is “ merely perfunctory.”
IV.
Conclusion.
From what has been said it is clear that the State has,
either by overt act of its Legislature or through the agency
of the Democratic State Executive Committee or the
judges of election, made a classification, based upon race
and color, which has denied the petitioner the right to
vote in a primary election. This was only made possible
by the action of the State—either its direct action or its
withdrawal of restraint or its grant of power to persons
who could not have acted but for the grant of power.
56
This classification lias not only worked a denial of the
equal protection of the laws solely by reason of the peti
tioner's race and color, but it has in a very real sense
deprived him of his vote, of an effective voice in the elec
tion of State officers, Congressman and Senator.
The result is unquestionably the disenfranchisement of
the Negroes of Texas, and if the device here used is sus
tained by this Court there can be no question but that it
will be followed by similar legislation in other States (see
Bliley v. West, supra; Holman V. Robinson, supra). It
will mean the disenfranchisement of millions of people,
and history has shown that the disenfranchised, even more
than the disinherited, are fruitful soil for communist
propaganda on the one hand and enslavement on the other.
A narrow construction of the Fourteenth and Fifteenth
Amendments in this case can only result in grave injury
to the institutions which we have built up and to the
whole structure of civil liberty which grew out of the
Civil War days.
It is respectfully submitted that the judgment
appealed from should be reversed, and the cause re
manded for trial upon the merits.
James Marshall,
Nathan R. Margold,
A rthur B. Spingarn,
F red C. K nollenberg,
E. F. Cameron,
Counsel for Petitioner.
N. H. K ugelmass,
On the Brief.
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(31199)
In the Supreme Court of the United States
OCTOBER TERM, 1925.
No. 480.
L. A. NIXON, PLAIN TIFF IN ERROR,
VS.
C. C. HERNDON AND CHARLES PORRAS.
IN ERROR TO THE DISTRICT COURT OP THE UNITED STATES
FOB THE WESTERN DISTRICT OF TEXAS.
BRIEF FOR PLAINTIFF IN ERROR.
Moorfield Storey,
Boston, Mass.
J ames A. Cobb,
Washington, D. C.
R obert J. Channell,
El Paso, Texas.
F red C. K nollenbebg,
El Paso, Texas.
INDEX
Statement of the Case................................................... 1
Assignments of E rro r .................................................... 6
Point No. 1 .................................................................. ... 9
Point No. 2 .................................................................... 12
Argument................................................................. 17
Point No. 3 ....................................................................... 19
Argument.................................................................. 20
Point No. 4 ...................................................................... 21
Argum ent................................................................. 22
Point No. 5 ....................................................................... 27
Argum ent.................................................................. 27
CITATIONS.
Act Legislature State of Texas (1st Called Session
1923, p. 7 4 ) ..................................................................... 9
Article 3093a..................................................................10,13
Article 3089a................................................................... 10
Anderson vs. Myers, 182 Fed. 223............................. 12, 19
Act Leg. Tex. 1918, Chap. 60, Sec. 1 .......................... 12
Article 3118...................................................................... 14
Article 3174-C, Sec. 2 ................... 14
Article 3174-D................................................................. 14
Article 3174-E.................................................................. 15
Article 3175-F........................... 15
Article 3174-Gr . ................................................................ 15
Article 3174-W W ............................................................ 16
Art. 6 , Const. Tex........................................................... 19
Art. 6, Tex. Const............................................................ 27
Ashford vs. Goodwin, 103 Tex. 491............................. 27
Ashford vs. Goodwin, 103 Tex. 491; 131 S. W. 535
Ann, Cases 1913A, 699 .............. 16
[I Index
Anderson vs. Ashe, 62 Tex. Civ. App. 262; 130 S.
W. 1044 ...................................................................... 16
Anderson vs. Ashe, 130 S. W. 1046.............................. 27
Black Const. Law, p. 648.............................................. 27
Connolly vs. United Sewer Pipe Co., 184 U. S. 558.. 22
Cooley Const. Lim. Sec. 599.......................................... 27
Davis vs. Burke, 179 II. S. 399...................................... 26
Ex parte Siebold, 100 IT. S. 371, L. Ed. 717.............. 19
Ex parte Yarborough, 110 U. S. 651..........................20, 22
Ex parte Virginia, 100 TJ. S. 339.................................. 22
G. C. & S. F. By. vs. Ellis, 165 IT. S. 150............ 22, 23
Guinn vs, U. S., 238 IT. S. 347 ; 59 L. Ed. 1340.. .12, 19, 26
Hammond vs. Ashe, (Sup. Ct.) 131 S. W. 539.......... 16
Judicial Code U. S. Sec. 24.......... ................................. U
Koy vs. Schneider, 110 Tex. 369, 218 S. W. 479-
' 8 7 ..............................................................................18, 27
Lytle vs. Halff, 75 Tex. 134, 12 S. W. 610.............. 18
McPherson vs. Blacker, 146 II. S. 1, 36 L. Ed. 869
.............................................................22, 24, 26
Myers vs. Anderson, 238 U. S. 368; 59 L. Ed. 1349. .12,19
People vs. Stresslieim, 240 111. 278.............................. 27
B. S. TJ. S. Art. 1978 & 2004.......................................... 19
State vs. Phelps, 144 Wis. 1 .......................................... 29
Scarbrough vs. Eubank, 52 S. W. 569.......................... 18
Strauder vs. W. Va., 100 IT. S. 303, 25 L. Ed. 664
.............................................................................19, 22, 23
IT. S. vs. Beese, 92 IT. S. 214......................................19, 21
IT. S. vs. Cruikshank, 92 IT. S. 542............................ 22
IT. S. Const. 14th & 15th Amendments........................ 19
Waples vs. Marrast, 108 Tex. 5, 184 S. W. 180
Wiley vs. Sinkler, 179 U. S. 58; 45 L. Ed. 84. . .
Yick Wo vs. Hopkins, 118 H. S. 356..................
(31199)
In the Supreme Court of the United States
OCTOBER TERM, 1925.
No. 480.
L. A. NIXON, PLAIN TIFF IN ERROR,
YS.
C. C. HERNDON AND CHARLES PORRAS.
IN ERROR TO THE DISTRICT COURT OF THE UNITED STATES
FOE THE WESTERN -DISTRICT OF TEXAS.
STATEMENT OF THE CASE.
This is an action at law for damages against elec
tion officers by one whom they prevented from vot
ing in the primary election because of his race. It
involves the validity of an act of the Texas Legisla
ture, which provides that a negro cannot vote at a
democratic primary election.
Suit was filed by plaintiff in error in the district
court of the United States for the Western District
of Texas, at El Paso, for damages, against defend
ants in error here, who filed a motion to dismiss, which
2
was sustained by the court; whereupon, the plaintiff
filed his petition for writ of error to the Supreme
Court of the United States, which was duly allowed,
and the matter is before this court for review.
The issues are presented by plaintiff’s trial pe
tition (R. 2-8).
Briefly stated, the plaintiff alleged that on July
26th, 1924, a general primary election was held in the
State of Texas and the county of El Paso, for the
trarpose of selecting candidates for all precinct, county,
district and state offices, and for representative of the
United States Congress and for United States Sen
ator, on the Democratic ticket. That plaintiff was a
bona fide Democrat with all the qualifications of a
voter, in possession of his poll tax receipt duly issued,
and entitled to vote in Precinct Number Nine in El
Paso County, Texas, and that he duly and timely ap
plied to the defendants, who were the judge and asso
ciate judge, respectively, of elections in said precinct
number nine, and they refused to supply him with a
ballot, or permit him to vote, solely on the ground
that he was a negro (R. 3).
That said refusal was based upon the following
act of the legislature of the State of Texas, enacted
in May 1923, at the first called session of the thirty-
eighth legislature of said state, which is designated
as Article 3093a, a portion of which is as follows:
“ All qualified voters under the laws and con
stitution of the State of Texas, who is a bona
fide member of the democratic party, shall be
eligible to participate in any democratic primary
3
election, provided such voter complies with all
laws and rules governing party primary elections;
however in no event shall a negro be eligible to
participate in a democratic party primary elec
tion held in the State of Texas and should a
negro vote in a democratic primary election, such
ballot shall be void and election officials are herein
directed to throw out such ballot and not count
the same.”
That said Act of the legislature is in violation of
the constitution of Texas, especially Article Six there
of, prescribing the qualifications of voters, and of Sec
tion Nineteen of Article One, providing that no citizen
shall be deprived of life, liberty, property, privileges
or immunities, or in any manner disfranchised except
by the due course of the law of the land, and of Sec
tion Twenty-Nine of Article One of the Texas Con
stitution, which provides that everything in said Bill
of Bights is excepted out of the general powers of
government and shall forever remain inviolate, and
all laws contrary thereto ( . . . . ) shall he void (R.
4).
Also, that said Act is violative of the Fifteenth
Amendment to the Constitution of the United States,
and of Sections 1979 and 2004 of the United States
Statutes (R. 5).
That plaintiff has voted for many years in all
elections, both primary and general, as a democrat,
and was willing to make an affidavit that he was a
bona fide member of said party, and at the preceding
general election, had voted for the nominees of said
party. That he possessed all the qualifications pre-
4
scribed by the constitution and laws of Texas, as an
elector and voter, in all elections, save and except that
portion of the Act of the legislature of May, 1923,
providing that a negro shall be ineligible to vote in a
democratic primary election, and that he was prevent
ed from voting solely because of his race (R. 5-6).
That said defendants presented to the plaintiff in
writing the following certificate of their refusal for him
to vote, to-wit:
‘ ‘ This is to certify that we, C. C. Herndon
and Chas. Porras, Presiding and Associate Judges,
respectively, have not permitted L. A. Nixon to
vote, as per Instruction 26 given in ballot boxes
to election holders.
C. C. Herndon
Chas. Porras.”
July 26, 1924
That said Act applies only to the democratic pri
maries, thereby discriminating between the two great
political parties, and restricts his freedom of choice,
in violation of the fourteenth amendment to the Con
stitution of the United States, and to Section Two of
the Bill of Rights in the Constitution of Texas, which
guarantees the preservation of a republican form of
government (R. 6-7).
That if said Acts be upheld on the ground that
a primary is not an election, the same is void as in
conflict with Section Thirty-five of Article Three of
the Texas Constitution, prohibiting plurality of sub
jects embraced in the title; because said Act contains
in addition to the Article 3093a above, another Article
numbered 3089a, as follows:
5
“ All supervisors, judges and clerks of any
election shall be qualified voters of the election
precinct in which they are named to serve” (R.
7).
Damages are claimed in the sum of $5,000.00 (R.
7).
Defendants filed a motion to dismiss upon ten
distinct grounds, the substance of which seems to be:
1. That the subject matter of the suit is political
in its nature and the court is therefore without juris
diction; and
2. That said primary election was not an election
within the meaning of the constitution of the United
States, or of any laws pursuant thereto, or of the four
teenth and fifteenth amendments to said constitution;
and
3. That the petition states no cause of action
against defendants for damages for refusing a vote,
for the reason that the statutes and laws of the state
of Texas forbid the defendants to receive such vote
(R. 8-9).
The court sustained said motion and entered his
order accordingly, but without stating the grounds up
on which his action was based (R. 9).
6
ASSIGNMENTS OF ERRORS.
I.
That the United States District Court for the
western district of Texas erred in sustaining the mo
tion to dismiss interposed by the defendants to the
amended complaint filed in said cause.
II.
The said district court for the western district of
Texas erred in sustaining defendants’ motion to dis
miss and in dismissing said cause by its order of De
cember 4, 1924, for the following reasons, to-wit:
(a) This case involves the construction and ap
plication of the Constitution of the United States, and
especially of the Fifteenth Amendment thereto.
(b) This is a case in which a law of the state of
Texas is claimed to be in contravention of the Con
stitution of the United States.
(e) This is a suit for damages to redress the dep
rivation under color of law of a right and privilege
secured by the laws of the United States, providing
for equal rights of its citizens and of all persons within
its jurisdiction.
(d) This is a suit for damages for being depriv
ed of the right to vote, solely on account of race and
color, and is based upon rights guaranteed by the
Constitution and laws of the United States.
(e) The plaintitf was denied the right to vote
in the democratic party primary election by the elec-
7
tion judges in charge thereof, because of an instruc
tion that no negro should he allowed to vote, his bal
lot should be void and not be counted; which Act
is in violation of the Constitution and laws of the
United States and of the state of Texas, and discrim
inates against plaintiff solely (fol. 18) because of his
race and color.
(f) Under the allegations of the complaint in
this cause, plaintiff, at the time he presented himself
at the polls, possessed every qualification of a voter
which had been prescribed by the constitution and laws
of the state of Texas prior to that date, and that he was
prevented from casting a ballot by the defendants here
in solely upon the ground that he was a negro as
defined by the statutes of Texas, and belonged to the
colored race.
(g) Under the Acts of Congress, and especially
Sections 1979 and 2004 thereof, the defendants in this
cause are liable in damages to the plaintiff for their
act in depriving him of the right to vote.
III.
The petition in this cause having alleged that
plaintiff possessed all the qualifications of a voter pre
scribed by the constitution and laws of the state of
Texas prior to the enactment of the legislature deny
ing a negro the privilege of casting a ballot in a dem
ocratic primary; and the Constitution and laws of the
United States having by their own force expunged
from said Act of the legislature said proviso discrim
inating against the negro, the trial court erred in sus
taining the motion and dismissing said cause.
8
IV.
The trial court erred in dismissing a complaint,
the allegations of which upon the motion to dismiss
are admitted, which clearly and unequivocally alleges
damages in excess of the sum of three thousand
($3,000.00) dollars for the deprivation of the rights
and privileges guaranteed by the Constitution and laws
of the United States and of the state of Texas, and
of an act of discrimination against him for the sole
reason that he belongs to the negro race.
V.
The trial court erred in sustaining a motion to
dismiss which (fol. 19) admits the allegations of the
complaint and advances no valid ground to escape
liability fixed upon the defendants by the statutes of
the United States enacted in conformity with the Con
stitution thereof.
AVe shall undertake to discuss briefly the legal
questions, which we feel will cover the questions rais
ed by our assignments of errors under the following
points.
Point 1. The plaintiff in error asserts rights
under the Constitution and laws of the United States,
and by virtue thereof this action is within the jurisdic
tion of the District Court of the United States.
Point No. 2. A democratic primary election in
Texas is a public election established, recognized and
regulated by the constitution and laws of said state.
Point No. 3. Casting a ballot in a primary elec
tion established and regulated by state law is an act
9
of voting within the meaning of the Fifteenth Amend
ment to the Constitution of the United States; and the
immunity against discrimination on account of race
or color which is guaranteed by said amendment, pro
tects the plaintiff in his right to vote in such primary
election where the only obstacle to be interposed is
that he is a negro.
Point No. 4. When the negro, by virtue of the
Fifteenth Amendment, acquired- immunity from dis
crimination in voting on account of his race and color,
he thereby acquired the right and privilege as a free
man to exercise, to the same extent as a white man,
his untrammeled choice in the selection of parties or
candidates; and when the legislature of a state, solely
because of his race and color, undertakes by law to
exclude him from any party, or deny him the same
latitude in registering his preference as a member of
any party of his choice that it allows to white mem
bers of such party, it thereby abridges his right to
vote under the Fifteenth Amendment and denies to
him the equal protection of the law guaranteed by the
Fourteenth Amendment.
Point No. 5. That Article 3107, Revised Statutes
of Texas (1925), violates Article Six of the Constitu
tion of the State of Texas.
POINT No. 1.
The plaintiff in error asserts rights under the Con
stitution and laws of the United States, and by virtue
thereof this action is within the jurisdiction of the Dis
trict Court of the United States.
The Act of the Legislature of the State of Texas
(1st Called Session 1923, page 74), by virtue of which
10
the defendants in error as officers of the general dem
ocratic primary election refused to permit the plain
tiff in error to vote because of his race and color, is
as follows:
Article 3093a: All qualified voters under the
laws and constitution of the State of Texas who
are bona fide members of the democratic party
shall be eligible to participate in any democratic
party primary election, provided such voter com
plies with all laws and rules governing party pri
mary elections; however, in no event shall a negro
be eligible to participate in a democratic party pri
mary election held in the State of Texas, and
should a negro vote in a democratic primary elec
tion, such ballot shall be void and election of
ficials are herein directed to throw out such ballot
and not count the same.
Sec. 2: Also amending Article 3089 of the
Revised Civil Statutes of the State of Texas, of
1911, by adding thereto a new section, to be known
as Article 3089a, and to read as follows:
Article 3089a. All supervisors, judges and
clerks of any election shall be qualified voters of
the election precinct in which they are named to
serve.
Section One of the Fifteenth Amendment to the
Constitution of the United States, provides:
The rights of citizens of the United States to
vote shall not be denied or abridged by the United
States or by any state, on account of race, color
or previous condition of servitude.
Section One of the Fourteenth Amendment pro
vides :
All persons born or naturalized in the United
States and subject to the jurisdiction thereof are
11
citizens of the United States and of the state
wherein they reside. No state shall make or en
force any law which shall abridge the privileges
or immunities of citizens of the United States,
nor shall any state deprive any person of life,
liberty or property without due process of law,
nor deny to any person within its jurisdiction
the equal protection of the laws.
Section twenty-four of the judicial code of the
United States provides that the District Courts shall
have original jurisdiction ( ..........) of all suits ( ...........)
which arise under the Constitution and laws of the
United States, where the amount of the controversy
exceeds $3,000.00, with the further proviso that the
sum or value of the matter in controversy shall not
be construed to apply to any of the cases mentioned
in the succeeding paragraphs of said section. Among
such succeeding paragraphs are the following:
Eleventh: Of all suits brought by any per
son to recover damages for any injury to his per
son or property on account of any act, done by
him, under any law of the United States, for the
protection or collection of any of the revenues
thereof, or to enforce the right of citizens of the
United States to vote in the several states.
Twelfth: Of all suits authorized by law to
be brought by any person for the recovery of
damages on account of any injury to his person
or property, or of the deprivation of any right or
privilege of a citizen of the United States, by any
act in furtherance of any conspiracy mentioned
in section nineteen hundred and eighty, Re
vised Statutes.
Fourteenth: Of all suits at law or in equity
authorized by law to be brought by any person
to redress the deprivation, under color of any
12
law, statutes, ordinance, regulation, custom, or us
age of any state, of any right, privilege, or im
munity, secured by the Constitution of the United
States, or of any right secured by any law of the
United States providing for equal rights of citi
zens of the United States, or of all persons with
in the jurisdiction of the United States.
Anderson v. Myers, 182 Fed. 223.
Myers v. Anderson, 238 XL S. 368; 59 L. Ed.
1349.
Guinn v. U. S., 238 U. S. 347; 59 L. Ed. 1340.
Wiley v. Sinkler, 179 U. S. 58; 45 L. Ed.
84.
POINT No. 2.
A democratic primary election in Texas is a pub
lic election established, recognized, and regulated by
the Constitution and laws of said state.
Chapter Ten, Title 49, Revised Statutes of Texas
of 1911, in force when said primary was held, provides
for nomination by parties, and in Article 3085 defines
a primary as follows:
The term, “ primary election,” as used in
this chapter, means an election held by the mem
bers of an organized political party for the pur
pose of nominating the candidates of such party
to be voted for at a general or special election,
or to nominate the county executive officers of a
party (Art. 3100-1925 Revision).
The succeeding articles of said chapter provide
in detail for the time and manner of holding such elec
tions. Article 3093, as amended by the Acts of the
Legislature of Texas of 1918, Fourth Called Session,
Chapter Sixty, Section One, provides the qualifications
for voting as follows:
13
No one shall vote in any primary election or
convention, unless he is a citizen of the United
States and has paid his poll tax or obtained his
certificate of exemption from its payment, in
cases where such certificate is required, before
the first of February next preceding, which fact
must be ascertained by the officers conducting the
primary election by an inspection of the certified
lists of qualified voters of the precinct, and of
the poll tax receipts or certificates of exemption;
nor shall he vote in any primary election except
in the voting precinct of his residence; provided,
that if this receipt or certificate be lost or mis
placed, or inadvertently left at home, that fact
must be sworn to by the party offering to vote;
and provided further, that the requirements as
to presentation of the poll tax receipt, certificate
of exemption or affidavit shall apply only to cities
of ten thousand population or over as shown by
the last United States census; provided, that the
executive committee of any party for any county
may prescribe additional qualifications for voters
in such primaries, not inconsistent with this title.
This Act shall not be held or construed to
repeal or in any way limit or restrict the right
of women to vote in primary elections or conven
tions given them by any law enacted at the fourth
called session of the 35th legislature.
All laws or parts of laws in conflict herewith are
repealed.
(Note: The italics are ours, as they clear
ly set out the legislative view.)
The Act complained of in this suit amends this
Article by adding thereto Article 3093a, which is copied
above.
14
The following sections provide for paying the ex
penses of such election, for official ballot, the party
pledge, and minute details unnecessary to state.
Article 3118 is as follows:
The same precautions required by law to se
cure the purity of the ballot box in general elec
tions, in regard to the ballot boxes, locking the
ballot boxes, sealing the same, watchful care of
them, the secrecy in preparing the ballot in the
booth or places prepared for voting shall be ob
served in all primary elections.
Chapter 10a embracing the Acts of the Legis
lature of 1913, Special Session, page 101 (being
Chapter 12 of the 1925 Revision, Art. 3086 et seq.),
provides for election for United States Senators
by direct vote.
Section Two of said Act, being Article 3174-C,
provides:
Every law regulating or in any manner gov
erning elections or the holding of primaries in
this state shall be held to apply to each and every
election or nomination of a candidate for a United
States senator so long as they are not in con
flict with the Constitution of the United States
or of any law or statute enacted by the congress
of the United States regulating the election of
United States senators or the privisions of this
Act.
Article 3174-D, provides:
The name of no candidate for United States
senator shall be placed upon the official ballot of
any party or of any organization as the nom
inee of said party or organization for said office
unless said candidate has been duly nominated
and selected as herein provided.
15
Article 3174-E, provides:
Each and every party desiring to nominate
a candidate for United States senator shall, if
such election is to be held on the first Tuesday
after the first Monday in November of any year,
nominate or select such candidate or candidates
for United States senator at a general primary
election to be held throughout the state on the
fourth Saturday in July next preceding such elec
tion for United States Senator.
Article 3174-F, provides:
At each and every primary election held in
this state for the nomination of a candidate for
United States senator, each and every provision
of the laws of this state which has for its object
the protection of the ballot and the safe guard
ing of the public against fraudulent voting, ille
gal methods, undue influence, corrupt practices, and,
in fact, each and every restriction of whatever
kind or character or nature as applied to any
election held in this state whether general, spe
cial or primary shall be held to apply to a primary
election, held for or when a candidate for United
States senator is to be nominated, when not in
conflict with the provisions of this Act. And the
violation of any such provisions or restrictions
at any such primary election shall be punished in
the same manner as prescribed by law for the
violation of any election law whether general, spe
cial or primary.
Article 3174-G, provides:
When the law with reference to holding sena
torial primaries is silent, the election officers in
securing supplies, in conducting the election, and
in making returns and in canvassing the votes
shall in every particular follow the methods pro
vided by law covering primary elections or gen-
16
eral elections held for the purpose of electing or
nominating state, district, county and precinct of
fices.
Article 3174-WW, provides the qualifications of
voters:
At each and every primary held for the pur
pose of nominating a candidate for United States
senator no person not a qualified elector to vote
for United States senator under the Constitution
of the United States shall be permitted to vote
and no person shall vote for any candidate for
the nomination for United States senator who does
not belong to the same political party with which
the voter affiliates and when any voter attempts
to vote for any person as a candidate for the
nomination for United States senator, and is chal
lenged, he shall, before being permitted to vote,
make an affidavit that he is a bone fide member
of said party, and if he voted in the preceding
general election held for the election of state of
ficials, he voted for the nominees of the party
whose ticket he desires to vote. Upon making
such an affidavit he shall be permitted to vote.
Section Eight of Article Five of the Constitution
of Texas provides that the District Court shall have
original jurisdiction— of contested elections. This pro
vision has been held by the courts of Texas to confer
upon the District Court jurisdiction over contested
primary elections.
Ashford v. Goodwin, 103 Tex. 491; 131 S. W.
535 Ann. Cases 1913A, 699.
Hammond v. Ashe-, (Sup. Ct.) 131 S. W. 539.
Anderson v. Ashe, 62 Tex. Civ. App. 262:
130 S. W. 1044.
17
Argument.
We copy from the opinion of the court in the
Anderson Ashe case, the following:
“ We come now to a consideration of the ques
tion of whether the Constitution authorizes the
legislature to confer jurisdiction upon the district
court to hear and determine primary election con
tests. Section Eight of Article Five of the Con
stitution, as amended in 1891, expressly confers
upon the district court jurisdiction ‘ of contested
elections,’ and further provides that ‘ said court
shall have general original jurisdiction over all
causes of action whatever for which a remedy or
jurisdiction is not provided by law or this Con
stitution, and such other jurisdiction original and
appellate as may be provided by law.’ It is in
sisted by respondents that the term ‘ contested
elections,’ as used in this section of the Constitu
tion, cannot be construed to include primary elec
tion contests, but must be restricted to the con
test of elections by which the final choice of the
people for a public officer or measure is express
ed. * * * We are of opinion that the word
‘ elections’ as used in the section of our Constitu
tion above quoted, should be construed to include
any election in which the public or a large por
tion thereof participates, and which is held under
and regulated by the statutes of this state. * *
* The contest of a primary election held under
the present statutes of this state authorizing and
governing such elections is in no sense more of a
political or non-judicial question than the contest
of a general election, and, while primary elec
tions were not authorized by law at the time the
amendment to the Constitution was adopted and
was not in the minds of the electors when they
voted for said amendment, we think such elections
18
were clearly included in the terms of the amend
ment.
Scarbrough v. Eubank, 52 S. W. 569; Lytle
v. Half, 75 Tex. 134, 12 S. W. 610.”
If the Texas Courts in the above cases hold a
primary election comes within the term election as
used in Article Five of the Texas Constitution, we
fail to appreciate the force of the argument attempt
ing to exclude it under Article Six of the same Con
stitution.
In Waples v. Marrast, 108 Texas, 5, 184 S. W.
180, and in Koy v. Schneider, 110 Tex. 369, 218 S. W.
479-87, both by the Texas Supreme Court, the above
decisions are recognized as established law; although
the Waples case holds that, taxes may not be levied
to bear the expenses of the primary, and the Koy
case, that the legislature may permit women to vote
in a primary, although they were not at that time
entitled to vote in a general election. We call especial
attention to the dissenting opinion in the Koy case
by Chief Justice Phillips, who wrote the majority
opinion in the Waples case; he reviews this decision
carefully and we think well.
It is alleged in plaintiff’s petition in this case,
and for the purpose of this hearing is admitted, that
the plaintiff possessed every qualification of a voter
prescribed by the Constitution and laws of Texas prior
to the enactment of Article 3093a and every qualifica
tion subsequent thereto save only that he falls with
in the proviso of said Article which prohibits a negro
from voting in a democratic primary.
19
Article Six of the Constitution of Texas gives
the qualifications of voters and the same qualifica
tions are re-enacted by the legislature in chapter four
of title forty-nine of the Revised Statutes of Texas.
These and other statutory provisions we deem it un
necessary to copy in view of the fact that it is un
disputed that plaintiff possessed all such qualifications
and had complied with every requirement of the law
entitling him to vote in said primary and that he had
actually participated in all general elections and in
all democratic party primary elections for a number
of years past, an|d that he was refused a ballot in
this instance solely because he was a “ negro.”
POINT No. 3.
Casting a ballot in a primary election establish
ed and regulated by state law is an act of voting with
in the meaning of the fifteenth amendment to the
Constitution of the United States; and the immunity
against discrimination on account of race or color
which is guaranteed by said amendment protects the
plaintiff in his right to vote in such primary where
the only obstacle to be interposed is that he is a negro.
U. S. Constitution, 14th and 15th Amend
ments.
Rev. Stat. U. S. Art. 1978 & 2004.
Guinn v. U. S., 238 U. S. 347, 59 L. Ed. 1347.
Myers v. Anderson, 238 U. S. 367, 59 L. Ed.
1349.
Anderson v. Myers, 182 Fed. 223.
United States v. Reese, 92 U. S. 214, 23 L. Ed.
563.
Strauder v. West Virginia, 100 U. S. 303, 25
L. Ed. 664.
Ex Parte Siebold, 100 U. S. 371, 25 L. Ed.
717.
20
Ex Parte Yarborough, 110 U. S. 651, 28 L.
Ed. 274.
Love v. Griffith, 266 N. S. 32.
Argument.
Section Two of the 15th amendment to the United
States Constitution provides that Congress shall have
the power to enforce said Article by appropriate legis
lation.
Section 2004, United States Revised Statutes, pro
vides :
All citizens of the United States who are
otherwise qualified by law to vote at any elec
tion by the people of any state, territory, district,
county, city, parish, township, school district, mu
nicipality, or other territorial subdivision, shall
be entitled and allowed to vote at all such elec
tions without distinction of race, color or pre
vious condition of servitude; any constitution,
law, custom, usage or regulation of any state or
territory or by or under its authority to the con
trary ̂ notwithstanding.
From the opinion of the court in the Anderson-
Myers case above, we quote the following extracts:
The common sense of the situation would
seem to be that, the law forbidding the depriva
tion or abridgment of the right to vote on ac
count of race or color being the supreme lawn
any state law commanding such deprivation or
abridgment is nugatory and not to be obeyed by
anyone; and anyone who does enforce it does so
at his known peril and is made liable to an ac
tion for damages by the simple act of enforcing
a void lawr to the injury of the plaintiff in the
suit, and no allegation of malice need be alleged
or proved.
21
It was primarily the right of suffrage and its
protection as against any discriminatory legisla
tion of the states which was the subject matter
dealt with by the Fifteenth Amendment and the
Revised Statutes; and, considering the purpose of
the law, it does not seem that any other construc
tion can be defensible. United, States v. Reese,
92 IT. S. 214-218, 23 L. Ed. 563.
Nothing in the way of interpretation by the
legislative body which itself had framed the
amendment could be more significant than this
enactment passed by Congress immediately upon
its adoption. I do not find in the cases cited from
the Supreme Court anything opposed to that in
terpretation. IT SEEMS CLEAR THAT WHEN,
BY THE FIFTEENTH AMENDMENT, IT IS
DECLARED THAT THE RIGHT OF CITIZENS
OF THE UNITED STATES TO VOTE SHALL
NOT BE DENIED OR ABRIDGED BY ANY
STATE ON ACCOUNT OF RACE OR COLOR,
IT MEANS WHAT CONGRESS UNDERSTOOD
IT TO MEAN, NAMELY, THE RIGHT TO VOTE
AT ALL PUBLIC ELECTIONS.
POINT No. 4.
When the negro, by virtue of the fifteenth amend
ment, acquired immunity from discrimination in vot
ing on account of his race and color, he thereby ac
quired the right and privilege as a free man to ex
ercise to the same extent as a white man, his un-
trammeled choice in the selection of parties or candi
dates; and when the legislature of a state, solely be
cause of his race and color, undertakes by law to ex
clude him from any party, or deny him the same lati
tude in registering his preference as a member of any
party of his choice that it allows to white members of
such party, it thereby abridges his right to vote under
the fifteenth amendment and denies to him the equal
protection of the law guaranteed by the fourteenth
amendment.
United States v. Reese, 92 U. S. 214, 23 L.
Ed. 563.
22
United States v. Cruthshank, 92 U. S. 542, 23
L. Ed. 588.
Ex Parte Virginia, 100 IT. S. 339, 25 L. Ed.
676.
Yick Wo v. Hopkins, 118 IT. S. 356, 30 L. Ed.
220.
G. C. <& S. F. Ry. Co. v. Ellis, 165 IJ. S. 150,
41 L. Ed. 666.
Strauder v. W. Virginia, 100 IT. S. 303, 25 L.
Ed. 664.
Connolly v. United Sewer Pipe Co., 184 IT. S.
558, 46 L. Ed. 679.
Ex Parte Yarbrough, 110 U. S. 651, 28 L.
Ed. 274.
McPherson v. Blacker, 146 IT. S. 1, 36 L. Ed.
869.
Argument.
From U. S. v. Reese, page 217, we quote:
The Fifteenth Amendment does not confer the
right of suffrage upon any one. It prevents the
states, or the United States, however, front giv
ing preference, in this particular, to one citizen
of the United States over another on account of
race, color, or previous condition of servitude.
Before its adoption, this could be done. It was
as much within the power of a state to exclude
citizens of the United States from voting on ac
count of race, etc., as it was on account of age,
property, or education. Now it is not. If citi
zens of one race having certain qualifications are
permitted by law to vote, those of another hav
ing the same qualifications must be. Previous to
this amendment, there was no constitutional guar
anty against this discrimination; now there is. It
follows that the amendment has invested the citi
zens of the United States with a new constitutional
right which is within the protecting power of Con
gress. That right is exemption from discrimination
in the exercise of the elective franchise on account
of race, color, or previous condition of servitude
23
Fyom Gulf, C. cf? S. Ry. Co. v. Ellis, 165 U. S. ISO-
155, 41 L. Ed. 666-668, we quote:
But it is said that it is not within the scope
of the Fourteenth Amendment to withhold from
states the power of classification, and that, if
the law deals alike with all of a certain class, it
is not obnoxious to the charge of a denial of
equal protection. While as a general proposition,
this is undeniably true, * * * yet it is equally
true that such classification cannot be made arbi
trary. The state may not say that all white men
shall be subjected to the payment of the attor
ney’s fees of parties successfully suing them, and
all black men not. * # *
From Strcmder v. West Virginia, 100 U. S. 303,
307, we quote:
It (The Fourteenth Amendment) ordains that
no state shall make or enforce any laws which
shall abridge the privileges of immunities of citi
zens of the United States (evidently referring to
the newly made citizens, who, being citizens of
the United States, are declared to be also citizens
of the state in which they reside). It ordains
that no state shall deprive any person of life,
liberty, or property, without due process of law,
or deny to any person within its jurisdiction the
equal protection of the laws. What is this but
declaring that the law in the states shall be the
same for the black as for the white; that all per
sons, whether colored or white, shall stand equal
before the laws of the states, and, in regard to
the colored race, for whose protection the amend
ment was primarily designed, that no discrimi
nation shall be made against them by law because
of their color? The words of the Amendment, it
is true, are prohibitory, but they contain a neces
sary implication of a positive immunity, or right,
most valuable to the colored race, * * * the
24
right to exemption from unfriendly legislation
against them distinctively as colored,
exemption from legal discriminations, implying in
feriority in civil society, lessening the security of
their enjoyment of the rights which others enjoy,
and discriminations which are steps toward re
ducing them to the condition of a subject race.
Its aim was against discrimination because
of race or color. As we have said more than
once, its design was to protect an emancipated
race, and to strike down all possible legal discrim
inations against those who belong to it * # *•
The Fourteenth Amendment makes no at
tempt to enumerate the rights it designed to pro
tect. It speaks in general terms, and those are
as comprehensive as possible. Its language is
prohibitory; but every prohibition implies the ex
istence of rights and immunities, prominent
among which is an immunity from inequality of
legal protection, either for life, liberty or prop
erty. Any state action that denies this immunity
to a colored man is in conflict with the Consti
tution.
Ini McPherson v. Blacker, 146 U. S. 1, 39, Mr.
Chief Justice Fuller said:
The inhibition that no state shall deprive any
person within its jurisdiction of the equal pro
tection of the laws was designed to prevent any
person or class of persons from being singled
out as a special subject for discriminating and
hostile legislation. Citing Pembina Company v.
Pennsylvania, 125 U. S. 181, 188.
In Yick Wo v. Hopkins, 118 U. S. 370, the court
used language which is peculiarly appropriate here:
Sovereignty itself is, of course, not subject
to law, for it is the author and source of law;
but in our system, while sovereign powers are
25
delegated to the agencies of government, sover
eignty itself remains with the people, by whom
and for whom all government exists and acts.
And the law is the definition and limitation of
power. It is, indeed, quite true, that there must
always be lodged somewhere, and in some per
son or body, the authority of final decision; and
in many cases of mere administration the respon
sibility is purely political, no appeal lying ex
cept to the ultimate tribunal of the public judg
ment, exercised either in the pressure of opinion
or by means of the suffrage. But the fundament
al rights to life, liberty, and the pursuit of hap
piness, considered as individual possessions, are
secured by those maxims of constitutional law
which are the monuments showing the victorious
progress of the race in securing to men the bless
ings of civilization under the reign of just and
equal laws, so that, in the famous language of the
Massachusetts Bill of Bights, the government of
of the commonwealth “ may be a government of
laws and not of men.” For, the very idea that one
man may be compelled to hold his life, or the means
of living, or any material right essential to the
enjoyment of life, at the mere will of another,
seems to be intolerable in any country where free
dom prevails, as being the essence of slavery
itself.
There are many illustrations that might be
given of this truth, which would make manifest
that it was self-evident in the light of our sys
tem of jurisprudence. The case of the political
franchise of voting is one. Though not regarded
strictly as a natural right, but as a privilege mere
ly conceded by society according to its will, under
certain conditions, nevertheless it is regarded as
a fundamental political right, because preserva
tive of all rights.
The Fifteenth Amendment is, in itself, self ex
ecuting and any law or statute of any state which at-
26
tempts to take away or to abridge the right of suf
frage to the negro, or which denies him the privilege
of voting at any election wherein state or Federal
officers are to be chosen, is in conflict with the Fif-.
teenth Amendment.
Davis v. Burke, 179 U. S. 399, 45 L. Ed. 251.
Guinn v. U. 8., 238 U. S. 347-363, 59 L. Ed.
1340-1347.
McPherson v. Blacker, 146 U. S. 1, 36 L. Ed.
869.
In the case of Davis v. Burke, supra, Justice
Brown in defining what is meant by the self-executing
provision of a constitution, says:
“ A constitutional provision may be said to
be self-executing if it supplies a, sufficient rule
by means of which the right given may be enjoyed
and protected, or the duty imposed may be en
forced; * * * When a constitutional provision
is complete in itself it needs no further legis
lation to put it in force. * * * But where a
a constitution asserts a certain right, or lays
down a certain principle of law or procedure,
it speaks for the entire people as their supreme
law, and is full authority for all that is done in
pursuance of its provisions. In short, if com
plete in itself, it executes itse lf / ’
In the Guinn case, supra, Chief Justice White in
passing on the question of the operation and effect
of the Fifteenth Amendment, says:
“ But it is equally beyond the possibility of
question that the amendment in express terms
restricts the power of the United States or the
states to abridge or deny the right of a citizen
of the United States to vote on account of race,
color, or previous condition of servitude. The
27
restriction is coincident with the power and
prevents its exertion in disregard to the com
mand of the amendment. * * * Thus the au
thority over suffrage which the states possess
and the limitation which the amendment im
poses are co-ordinate and one may not destroy
the other without bringing about the destruc
tion of both.”
POINT No. 5.
That Article 3107, Revised Statutes of Texas (1925),
violates Article Six of the Constitution of the State of
Texas.
Article Six of Texas Constitution.
Cooley Const. Lim., Sec. 599.
Black Const. Law, p. 648.
Koy v. Schneider, 218 S. W. 487.
People v. Stressheim, 240 111. 278.
Ashford v. Goodwin, 103 Tex. 491, 131 S W
537.
Anderson v. Ashe, 130 S. W. 1046.
Argument.
We submit that Article 3107, Revised Statutes
1925, is necessarily in conflict with Sections 1 and 2,
Article Six, of our Constitution, and being in conflict
is therefore unconstitutional. In Koy v. Schneider,
supra, Chief Justice Phillips, in discussing this very
question (Primary Elections), said:
Is it not fair and reasonable, therefore, to
assume that the Constitution was meant to in
clude such an election and to govern it?”
“ When the broad purpose of the Constitu
tion. in Sections 1 and 2 of Article Six is looked
to, in my opinion mo other conclusion is possible”
(p. 488). “ What use it is to enforce the Con
stitution only in general elections, when, in fact,
28
the primary elections are the decisive elections
in this state in the choosing of public officers?”
(p. 487).
While the above is found in the dissenting opin
ion, it is nevertheless the language and opinion of the
chief justice of our supreme court, and if the di
rect question at bar had been under consideration,
we feel the court would without doubt have held Ar
ticle 3107 in conflict with the Fourteenth and F if
teenth Amendments, as well as Sections 1 and 2 of Ar
ticle Six of our own constitution.
This thought and opinion of ours is fully borne
out by the opinion of Justice Brown in the Goodwin
case, supra, where our supreme court held “ Primary
Elections” were “ Elections” within the meaning of
our constitution. Moreover, Chief Justice Pleasants
in Anderson v. Ashe, supra, where the direct question
was under consideration, said:
“ We are of opinion that the word ‘ Election,’
as used in the section of our constitution above
quoted should be construed to include any elec
tion in which the public or a large portion thereof
participate, and which is held under and regulated
by the statutes of this state.”
In view of the above cited cases from our supreme
court we think we are fully justified in our contention
that a primary election is an election authorized by our
constitution, and being an election lawful and legal, each
and every elector who is a qualified voter under the
Constitution of the State of Texas, regardless of race
or color, is entitled to cast his ballot.
29
Tlie Texas Legislature frankly ignores every fun
damental requirement of valid police regulation. It
destroys the express and implied inhibition of class
legislation; the recognized existence and inviolability
of inherent rights; the underlying purpose of govern
ment to maintain equality under the law; and the ex
press guaranty of the right to vote.
State v. Phelps, 144 Wis. 1.
The classification made by the legislature is ar
bitrary and despotic; contrary to reason and justice;
is not designed in good faith to promote the public
good; and is adopted to attain an end which itself is
illegitimate. I f this classification be sustained and this
act upheld, there is nothing to prevent a state legis
lature from excluding from a Democratic or Republi
can primary, or from both, a Gentile, or a Jew, a Cath
olic or a Protestant, a farmer or a blacksmith, a
blonde or a brunette.
And, it must be remembered, this is not the effu
sion of an assembly of ward politicians; it is the sol
emn enactment of the legislative body of a sovereign
state, sanctioned by its governor, made to control the
selection of every officer who enacts, construes or ad
ministers the laws governing four million citizens of
these United States.
The Democratic party primary in Texas is the
only real election in that state, and the general elec
tion in November is nothing more than a formal rati
fication of the results of the Democratic primary.
The same is true to a greater or less extent in a num
ber of other states. If such an enactment under such
30
conditions be valid, “ government of the people, for
the people and by the people,” was an idle dream, and
the Fourteenth and Fifteenth Amendments to the Con
stitution of the United States were adopted in vain.
In the primary from which Dr. Nixon was excluded,
no race or color was barred except his. In El Paso
thousands of Whites and of Mexicans and numbers of
Chinese could, and did, legally cast their ballots; but
Nixon, because of remote Ethiopian ancestry, was
only a spectator. Think of a primary held, as in some
states, for both Republicans and Democrats at the
same time and place and by the same officials. All
voters, Whites, Browns, Reds and Yellows, together
with mongrels of varying intermediate tints, walk in
and demand and receive the ticket they prefer to vote;
Avhile the voter who happens to be black can only ask
for the Republican ticket. Such a situation would be
inconceivable but for the act of the Texas Legisla
ture; however, if this act is to stand, such a situation
is not a dream but a reality.
We have attempted to confine ourselves to the
provisions of the Constitution and statutes and to the
expressions of the courts construing them. No useful
purpose could be served by a prolonged elaboration
of our individual opinions. We are not in a position
to say, as Mr. Justice Miller did, speaking for the
court in the Yarborough ease, with reference to the
laws protecting negroes in their exercise of franchise:
“ But it is a waste of time to seek for specific sources
of the power to pass these laws.”
31
We may, however, be pardoned for saying that
the act of the legislature in question is such a flagrant,
unjust discrimination against a citizen solely on ac-
court of his race and color; such a brazen attempt
to banish him from a party of his choice and brand
him with a mark of inferiority, as an outcast unfit to
exercise the privilege which other citizens enjoy of af
filiating with the party of his choice and exercising the
freedom of judgment in selection of officers under
whom he shall serve, that we are constrained to be
lieve this court in the exercise of the high powers re
posed in it by the constitution and laws, will find some
means of protecting this class of citizens against such
ignominy and shame even though we may have failed
in our efforts properly to point the way.
In closing allow us to further suggest that, re
gardless of the view of the majority of this court that
a primary election is not an election as suggested in
Newberry ei al. v. U. S., 266 IT. S. 232; 65 L. Ed. 913:
we feel that the prohibition placed upon the states
by the Fifteenth Amendment is not confined to general
elections but prohibits a discrimination which denies or
abridges the right to VOTE on account of race, color,
etc., and we feel this court will say that even in Dem
ocratic primaries, “ you vote,” and we are further
encouraged in this view by the comment of Mr. Jus
tice Holmes in Love v. Griffith, 266 IT. S. 32, where in
refusing to pass upon the validity of this same stat
ute because the question at the time it reached him
had become moot, suggest that, if the case stood before
the supreme court as it stood before the court of first in-
32
stance, a grave question of constitutional law would be
presented. We hope the facts are here presented so
this court can take full cognizance of this question
and fix so definitely the rights of the negro that the
step taken by the Texas Legislature will not be fol
lowed by any other state.
We therefore request that this case be reversed
and remanded for trial upon its merits.
Attorneys for Plaintiff in Error.
IN THE
iintpmttp (Emtrt af tip IttxUb l̂ tatra
October Term, 1926.
No. 117.
L. A. NIXON,
against
Plaintiff-in-Err or,
O. C. HERNDON ajid CHARLES PORRAS,
Defendants-m-Error.
I n Error to the District Court of the United States
for the W estern D istrict of Texas.
REPLY BRIEF FOR PLAINTIFF-IN-ERROR.
LOUIS MARSHALL,
MOORFIELD STOREY,
ARTHUR B. SPINGARN,
FRED C. KNOLLENBERG,
ROBERT J. CHANNELL,
Of Counsel for Plaintiff-in-Error.
The Hecla Press, 57 Warren St., N. T. Tel. Walker 1480.
SUBJECT INDEX.
PARE
Point I—The right of a citizen to vote, regardless of
race, color or previous condition of servitude, is
denied and abridged by a law which forbids him,
on account of his race and color, to vote at a
primary election held under the laws of Texas.. 3
Point II— The statute under consideration likewise
offends against the Fourteenth Amendment inas
much as it is a law abridging the privileges and
immunities of citizens of the United States, and
because it denies to persons within its jurisdic
tion the equal protection of the laws.............. . 27
CASES CITED.
PAGE
Ah Kow v. -Nunan (5 Sawyer 552)............................... 32
Anderson v. Ashe (66 Texas Civil App. 262; 22 S W.
1044)......................................................................... 25
Ashby v. White (2 Lord Raymond L. D. 938; 3 id.
3 2 0 )..........................................................................20,21
Ashforth v. Goodwin (103 Tex. 491; 131 S. W. Rep.
5 3 5 )........................................................................... 20
Barnardiston v. Soame (2 Lev. 114, 116)................... 21
Buchanan v. Warley (245 U. S. 7 6 )............................. 31
Carter v. Texas (177 U. S. 442, 447)........................... 32
Chandler v. Neff (298 Fed. Rep. 515)................. 10,19, 20
PAGE
Ex parte Virginia (100 U. S. 339)................................. 30
Ex parte Yarbrough (110 U. S. 651, 665).................. 16,17
Gibson v. Mississippi (162 U. S. 565)......................... 32
Giles v. Harris (189 U. S. 498, 475)........................... 22
Green v. Sliumway (39 Y. Y. 418)..............................21,22
Guinn v. United States (238 U. S. 347)..................... 17
Heath v. Rotherham (79 Y. J. Law 72; 77 Atl. 520) . 25
Hermann v. Lampe (175 Ky. 109)............... ............... 11
In re Kemmler (136 U. S. 436).................................. 30
Koy v. Schneider (110 Tex. 369)................................. 12
Leonard v. Commonwealth (112 Pa. 607; 4 Atl. 220) 25
Lewis Pub. Co. v. Morgan (229 U. S. 301, 302).......... 13
Love v. Griffith (266 U. S. 3 2 )..................................... 23
Luther v. Borden (7 How. 1, 4 2 )................................. 19
McPherson v. Blacker (146 U. S. 1, 3 9 )..................... 30
Myers v. Anderson (238 U. S. 368)............................. 18
Yeal v. Delaware (103 U. S. 370)............................. 17,18
Yewberry v. United States......................................... 8,25,26
Pembina Co. v. Pennsylvania (125 U. S. 181, 188) . . . 31
People v. Board of Election Comm’rs (221 111. 9) . . . . 10
People v. Chicago Election Commissioners. (221 111. 9;
77 Y. E. 321)............................................................ 25
People v. Deneen (247 111. 289; 93 Y. E. 437)............ 25
People v. Haas (241 111. 575; 89 Y. E. 792)............... 25
People ex rel. Farrington v. Mensching (187 Y. Y.
1 8 ) ............................................................................. 32
People v. Strassheim (240 111. 279; 88 Y. E. 821) . . . 25
Re Ah Chong (2 Fed. 733)............................................. 32
Re Tiburcio Parrott (1 Fed. 481)................................... 32
Rogers v. Alabama (192 U. S. 226, 231)................... 32
Royster Guan Co. v. Virginia (253 U. S. 412)............ 32
i i
Ill
PAGE
Smith’s Leading Cases (9th Ed., pp. 464-509) . . . . . . 21 , 22
Spier v. Baker (120 Cal. 370; 52 Pac. 659)............... 25
State v. Breffeihl (130 La. 904)..................... ............. 11
State v. Hirsch (125 Ind. 207; 24 N. E. 1062).......... 25
State ex rel. Moore v. Meharg (287 S. W. Rep. 670). . 9
Strauder v. West Virginia (100 U. S. 306).................. 28
Swafford v. Templeton (185 U. S. 487)....................... 22
Truax v. Reich (239 U. S. 3 3 )....................................... 32
United States v. Reese (92 U. S. 214)........................... 15
United States v. Texas (143 U. S. 621, 640)............... 19
Virginia v. Rives (100 U. S. 313)................................. 30
Wylie v. Sinkler (179 U. S. 58 )..................................... 22
Yick Wo v. Hopkins (118 U. S. 356)........................... 32
INDEX.
Statutes and Teexts.
page
Constitution of the State of Texas........ ..................... 2, 4
Constitution of the U. S. (13th Amendment)................ 15
Constitution of the U. S. (14th Amendment ) ............. . 2, 3
Constitution of the U. S. (15th Amendment)
2, 3,12,14,17, 25
Constitution of the U. S. (Art, I, Sec. 4 ) ___ ,____ 26
Constitution of theU. S. (Art, I, Sec. 8, Subd. 3 ) ____ 13
Constitution of theU. S. (Art. I, Sec. 8, Subd. 7 ) ____ 12
Constitution of the U. S. (19th Amendment)............ 14,15
Election Law of Texas.............. .......... ......................... 8
Federal Corrupt Practices Act (Sec. 8 ) ..................... 25
Merriam on Primary Elections (1908)................... 8, 9,11
Michigan Law Review (23, p. 279)........ ..................... 10
New York Times (July 27, 1926)............................... . 5
New York Times (Aug. 30, 1926)........ ......................... 6
New York World Almanac (1927, p. 318)................ 4,6
Texas Civil Statutes (1923, Art. 3093-A ) ................... 1
IN TI-IB
(tart nf % 1 nxUh States
October Term, 1926.
No. 117.
L. A. Nixon,
Plaintiff-in-Error,
against
C. C. Herndon and Charles Porras,
Defendants-in-Error.
In Error to the D istrict Court op the United States
for the W estern D istrict of Texas.
REPLY BRIEF FOR PLAINTIFF-IN-ERROR.
The State of Texas has intervened by special leave of
this Court, in support of the constitutionality of Article
3093-A of the Texas: Civil Statutes, enacted by its Legis
lature in May, 1923. Permission has been granted to the
plaintiff-in-error to reply to. the contentions of the State.
The State of Texas, with a negro population of 741,694,
according to the census of 1920, is, therefore, seeking to
sustain a statute which declares that “ in no event shall
a negro be eligible to participate in a Democratic primary
election held in the State of Texas,” and that if a negro
shall vote in a Democratic primary election his ballot shall
be void and the election officials are required to' throw it
out and not count it. This is in marked contrast with the
initial paragraph of the Article, that “all qualified voters
under the laws and constitution of the State of Texas who
is (sic) a bona fide member of the Democratic party, shall
be eligible to participate in any Democratic primary elec
tion, provided such voter complies with all laws and rules
governing party primary elections” (Rec., p. 4).
It is conceded that the plaintiff-in-error, Dr. Nixon,
though a, negro, is a qualified voter under the laws and
Constitution of the State of Texas, is a bona fide mem
ber of the Democratic party and has complied with all the
laws and rules governing the party primary elections, and
that the defendants, who were the inspectors at the Demo
cratic primary held on July 26, 1924, refused to allow him
to vote solely because lie is a negro. It is this action,
based upon the mandate of its Legislature, which excludes
a negro from voting at a Democratic primary election held
in that State, which the State of Texas now seeks to up
hold.
It is argued on behalf of the State that the right of a
negro to' vote at a primary election does not come within
the protective provisions of the Fourteenth and Fifteenth
Amendments to the Constitution of the United States.
We contend that it does, and shall now discuss the validity
of the statute pursuant to' which the plaintiff’s vote was
rejected, first considering the applicability of the Fif
teenth and then that of the Fourteenth Amendment.
3
P O I N T S .
I.
The right o f a citizen to vote, regardless o f race,
color or previous condition o f servitude, is denied
and abridged by a law which forbids him, on account
o f his race and color, to vote at a primary election
held under the laws o f Texas.
(1) The Fifteenth Amendment employs the broadest
and most comprehensive terms to express the idea that a
citizen of the United States shall not, on account of his
race or color, be debarred from participating in the right
to vote. There is no* limitation or qualification as to the
time, occasion, or manner of voting. It is not confined to
any particular method or mechanism. It relates to the
exercise of the right of a citizen to give expression to his
political ideas and predilections in such a way as to make
them effective. It forbids not only the denial of that right,
but also its abridgment, where such denial or abridgment
is hosed on race, color or previous condition of servitude.
To deprive a, citizen by virtue of legislative enactment of
the right to choose his own political party, to* compel him
to affiliate politically with a party with whose principles
he is not in sympathy, or to reduce his right of selection
to a mere shadow, to an idle formality, constitutes a denial
or abridgment of the right to vote.
(2) Whatever may have been the case in earlier days be
fore the status of a political party had developed as it has
to-day, when the party primary has become an essential
element in the mechanism of voting; when it is recognized
by statute as one of the controlling factors of that process;
when the proceedings of the primary are regulated by law,
and when its action is subject to judicial review, as in the
State of Texas, it would constitute a total disregard of the
realities to say that voting at a primary is not voting in
the constitutional sense of the term. This is particularly
4
true in the present instance, where the Legislature of
Texas, after declaring that all bona, fide members of the
Democratic party who are qualified “voters” under the
laws and Constitution of the State of Texas, have the
right to participate in a Democratic primary election,
ordains that “in no event” shall a negro have that right.
There is thus a, literal denial and abridgment of the right
of a citizen to vote, solely “ on account of his race, color
and previous condition of servitude.”
(3) The significance of this statute as a denial and
abridgment of the right of a negro to vote at a Democratic
primary solely because of liis race and color, where every
other qualified citizen who is a Democrat may vote at such
primary, becomes apparent when one takes cognizance of
the political conditions which now prevail in those States
where negroes are most numerous. The New York World
Almanac for 1927, at page 318, shows, according b> the
census of 1920, the white and negro population, in the
following Southern States, to have been:
White Negro
Alabama................... 1,447,032 900,652
Arkansas.................. 1,279,757 472,220
Florida...................... 638.153 329,487
Georgia..................... 1,689,114 1,206,365
Louisiana.................. 1,096,611 700,257
Mississippi............... 853,962 935,184
North Carolina . . . . 1,783,779 763,407
South Carolina........ 818,538 864,719
Texas........................ 3,918,165 741,694
Virginia..................... 1,617,909 690,017
All of the United States Senators from these several
States are Democrats. Of the 10 members of the House
of Representatives from Alabama, all are Democrats, as
are all the 7 members from Arkansas, the 12 members
from Georgia, the 8 members from Louisiana, the 8 mem
bers from Mississippi, the 10 members from North Caro
lina, the 10 members from South Carolina, the 10 mem
bers from Virginia, the 4 members from Florida and 17 of
the 18 members from Texas.
The Governors of all of these States are Democrats.
At the election for Governor of Texas held in 1926, Mr.
Moody, then Attorney General, upon whose motion the
right of the State of Texas to intervene in this case was
granted, received 89,263 votes, while Haines, the Repub
lican candidate, received 11,354 votes. It is significant,
however, that at the Democratic primary election held in
1926, hundreds of thousands of votes were cast, there
being a heated contest in which there were six candidates
for Governor, the leaders being Mr. Moody and Mrs. Fer
guson. None of the candidates having received a majority
of the votes received at the first voting, pursuant to the
law of the State of Texas, another vote was taken at a
second election, which was confined to the two candidates
who had received the highest number of votes at the first
primary.
By way of contrast of the vote cast at the general elec
tion for Governor above mentioned, and the vote cast at
the two Democratic primary elections held in 1926, let us
call attention to the results of these primary elections.
At the Texas Democratic primary election held on July
24, 1926, as reported in the New York Times of July 27,
1926, the follow votes were cast for the candidates named :
Moody............................................... 366.954
Ferguson........................................... 252,425
Davison............................................. 110,113
Zimmerman...................................... 2,421
Johnston........................................... 1,830
Wilmans........................................... 1,443
Making a total vote o f ................. 735,186
G
At the “run-off primary election” held on August 28,
1926, for the choice between the two- candidates w !k> at
the first election received the largest vote, as reported in
the New York Times of August 30, 1926—
Mx*. Moody received.............. 458,669 votes and
Mrs. Ferguson received.......... 245,097
Making a total vote o f ........ 703,766
This means that while the total vote received by the
Democratic gubernatorial candidates at the first election
was 735,186 and at the second was 703,766, the vote cast
for the Democratic candidate for Governor at the general
election was only 89,263, or a little more than 12 per cent,
of the votes cast at the first primary election, and some
what less than 13 per cent, of the votes cast at the “ run
off” primary election.
For further illustration, it appears from the New York
World Almanac that in 1920 Mr. Cox, the Democratic can
didate for President, received in South Carolina 64,170
and Mr. Harding 2,244. In 1926, Richards, Democratic
candidate for Governor, was elected without opposition,
and Smith, Democrat, was likewise elected without oppo
sition as United States Senator. In a recent publication
it appeared that at the election held in 1926 for members
of the House of Representatives in South Carolina, the
aggregate vote received by all of the Democratic candi
dates was a little over 10,000. In most of the districts
there was no opposition to them. Let this fact be con
trasted with the population, white and black, of South
Carolina, and the returns of the Democratic primary elec
tions held in that State.
In 1906 the Democratic candidates for Governor and
United States Senator were elected without opposition.
That was likewise true in Mississippi, and of the election
7
held in Louisiana in 1926 for United States Senator. In
1924 the Democratic candidate for Governor in that State
received 66,203 votes, and the Republican candidate 1,420.
Similar conditions obtained in other of the States.
(4) It is thus evident that in these States, including
Texas, party lines are so drawn that a nomination in
the Democratic primary is equivalent to an election.
The real contest takes place in the primary or pre
liminary election. The general election is nothing
more than a gesture, in which but few participate,
everything having been determined for all practical pur
poses at the primary election; so much so that the Re
publican party, such as there is, contents itself by occa
sionally going through the motions of voting, so that, in
effect, the Democratic candidates chosen at the primary
election are unopposed at the general election. If, there
fore, negroes, whoi are in good faith attached to the prin
ciples of the Democratic party and are otherwise qualified,
are prevented from voting at a Democratic primary, they
are virtually denied the right to vote, so far as the right
possesses any value. The mere fact that they, too; may
go through the form of casting a vote at the general elec
tion, in ratification of what has been done at the primary,
is a tragic joke. Their voice is not heard. They have the
alternative of absenting themselves from the polls or of
voting for candidates who may be inimical to them. They
are prevented from casting their votes in the primary for
such candidates as may appreciate their problems and
sympathize with them in their difficulties and to- some
extent, at least, may desire to relieve their hardships.
Though citizens, they are rendered negligible, because their
votes, to all intents and purposes, have been nullified. To
them the right of suffrage would cease to be that thing of
substance which it was intended to be, and would be con
verted into a useless toy, a Dead Sea apple, the lifeless
8
corpse of a constitutional right, if the legislation now un
der consideration were to he upheld.
If the Legislature of Texas were sufficiently concerned
in the Republican party to make it worth while, it might
likewise provide that negroes shall not be permitted to
vote at a Republican primary, or, so* far as that is con
cerned, at any other primary. It is significant that the
Election Law of Texas, while permitting other political
primaries to be held, limits the exclusion of the negro vote
to the Democratic primary elections, but it is conceiv
able that it might have extended such exclusion to* all
primaries. Then what would be the status of the negro
voters? Instead of only the Democratic negroes, all
negroes would be literally disfranchised.
(5) That thisi is not an imaginative fear, let us call at
tention to what Mr. Chief Justice White said in the course
of his opinion in Newberry v. United States (p. 267) :
“ The large number of states which at this date
have by law established senatorial primaries shows
the development of the movement which originated
so long ago under the circumstances just stated.
They serve to indicate the tenacity of the convic
tion that the relation of the primary to the election
is so intimate that the influence of the former is
largely determinative of the latter. I have ap
pended in the margin a statement from a publica
tion on the subject, showing how well founded this
conviction is and how it has come to pass that in
some cases at least the result of the primary has
been in substance to render the subsequent election
merely perf unctory
The publication to which reference is made is Merriam
on Primary Elections, published in 1908, where the author
says:
“ In many western and southern states the direct
primary method has been applied to the choice of
9
United States senators as well as to state officers.
In the southern states, victory in such a primary, on
the Democratic side, is practically the equivalent
of an election, as there is hut one effective party
in that section of the country.”
That this fact is recognized by the Courts of Texas is
shown in State ex ret. Moore v. M eh arc/, 287 S. W. Rep.
G70, decided by the Court of Civil Appeals of Texas on
October 9, 1926. That was an action brought to enjoin
the Secretary of State and other officials from placing the
name of one McParlane as the Democratic nominee upon
the ballots for the next election on the ground that he had
expended more money in the primary campaign than
allowed by statutes. After reviewing the statutes of Texas
regulating primary elections, the Court said:
“ Other articles of the statutes clearly show that
it was the intention of the Legislature that the
candidate in such a race who receives a majority
of the votes cast shall be considered the nominee
for the office and his name shall be placed upon
the ballots to be cast in the next general election.
That general purpose of the statutes should not
be disregarded unless it clearly appears from the
provisions of article 3170, and other provisions of
chapter 14, tit. 50, referred to above, that the candi
date who has received a majority of the votes has
violated the provisions of that article. Gray v.
State, 92 Tex. 396, 49 S. W. 217; Ashford v. Good
win, 103 Tex. 491, 131 S. W. 535, Ann. Cas. 1913A,
699. Indeed, it is «■ matter of common knowledge
in this state that a. Democratic primary election,
held in accordance with our statutes, is virtually
decisive of the question as to who shall he elected
at the general election. In other words, barring ’
certain exceptions, a primary election is equivalent
to a- general election.”
Professor Merriam in his book on Primary Elections,
which was published in 1908, since which time the ideas
10
by him expressed have been greatly extended, further says
at page 116:
“ The theory of the party as a voluntary associa
tion has been completely overthrown by the contrary
doctrine that the party is in reality a governmental
agency subject to legal regulation and control. The
element of public concern in the making of nomi
nations has been strongly emphasized, and the right
of the Legislature to make reasonable regulations to
protect and preserve the purity and honesty of elec
tions has been vigorously asserted.”
In 23 Michigan Law Review 279, the decision in Chandler
v. Neff, 298 Fed. Rep. 515, on which the State relies, re
ceived elaborate comment in an able article written by
Meyer M. Brown, Esq. It will be found worthy of con
sideration in its entirety. The following passages are
especially in point:
“What in their nature is peculiar to primary elec
tions that should differentiate them from the pub
lic elections and exempt them from the operation
of the Constitution? It has been pointed out that
the right to choose candidates for public office
whose names shall appear on the official ballot is
as valuable as the right to vote for them after they
are chosen, and is of precisely the same nature.
People V. Board of Election. Comm’rs, 221 111. 9.
The primary election has the effect of selecting from
the large possible field of choice for the office a
few candidates whose names are to be printed on
the ballot at the general election. This final elec
tion is a further, but similar, limitation; it is the
selection of one from the few. That the second
selection should be called an election while the
first should not, would seem like an unreasonable
distinction. In accord with this view is the hold
ing that since, under the primary system, there is
scarcely a possibility that any person will or can
be elected to office unless he shall be chosen at a
1 1
primary election, a primary election must be re
garded as an integral part of the process of choos
ing public officers and as an election within the
meaning of the constitutional provisions defining
the rights of voters. People V. Board of Election
Commit's, supra. * * * Modern primary elections
have not only the same essential nature as. the gen
eral elections, as shown above, but the machinery
and details of conducting them are generally the
same in both cases. Primary elections are held at
the same public polling places as the general elec
tions, with the same election officials in charge.
The ballots which are printed and paid for by the
state are counted by government election officials,
and the names of the winners are printed on the
ballots at the general election. In case of a pri
mary election dispute, recourse is had to the same
election commissioners or judges of election as in
the case of general elections. Not only is the ex
pense of holding primaries paid by the government
out of the general taxes, but they are completely
controlled and regulated by the state, rather than
by party leaders or bosses as was the case under
the ‘King Caucus’ regime, the convention system
and the early form of primary. Hermann v. Larnpe,
175 Ky. 109'. The modern primary election is thus
seen to be on a part with general elections in re
gard to their actual conduct, public nature and
governmental control. * * *
While the general elections are usually thought
of as being of more importance than the primaries,
the contrary is often true, for in many states the
voting strength and solidarity of some one party is
such that the contest for nomination of candidates
is practically equivalent to an election. State V.
Breffeihl, 180 La. 904. In Texas, victory in a pri
mary, on the Democratic side, means practically
certain election. Merriam, p. 84. ‘No court can
blind its eyes to this universally known fact. * * *
Of what use is it to enforce the Constitution only
in general elections, when, in fact, the primary elec
tions are the decisive elections in this State in the
1 2
choosing of public officers.’ Cli. J. Phillips, in
Koy v. Schneider, 110 Tex. 369.”
(6) But it is argued that the Fifteenth Amendment does
not expressly refer to voting at primaries. That is true. It
does not descend to particulars. It deals with the all-
inclusive subject, “ the right to vote,” and, unless intel
lectual blindness were to be attributed to the earnest and
high-minded statesmen who sponsored this Amendment,
that right must be deemed to relate to> any form of voting
and for any purpose and to any part of the process
whereby what is intended to be accomplished by voting
is brought about. There is certainly nothing in this
Amendment which declares that voting at primaries is to
be excepted from its scope.
It is said that in 1870, when the Fifteenth Amendment
was adopted, there were no primary elections and that,
therefore, the right to vote at a primary election could not
have been contemplated. We reply that in 1870 the so-
called Australian ballot was unknown. Voting machines
had not been invented, and other possible methods of vot
ing than the primitive methods then in vogue, e. g., voting
viva voce;, or by a show of hands., or by a ballot thrust into
the hands of the voter by the poll workers, had not been
conceived. Neither had the initiative, the referendum, the
recall, been introduced into our political vocabulary. Can
anybody have the hardihood to claim that for these rea
sons the newer methods and purposes of voting are not
covered by the Constitution? Its language is adequate to
include any act or conception or purpose which relates to
or substantially affectsi the free exercise in its essence of
the right to vote.
When, by Article I, Section 8, subdivision 3, of the Con
stitution, in seven words, Congress was given “the power
to regulate commerce among the several States,” our in
strumentalities of commerce were limited to stage coaches
13
and wagons on land and to sloops, rafts and rowboats on
the water. The articles which then came within the scope
of commerce were pitifully few, compared with its present
vast expansion. But this simple phrase sufficed to include,
as they were from time to time devised, asi instrumen
talities of commerce, steamboats, railroads, aeroplanes*,
the telegraph, the telephone, and the radio. They likewise
became the authority for the creation of the Interstate
Commerce Commission, the Federal Trade Commission,
the enactment of the Employers’ Liability Act, and numer
ous other far-reaching agencies for the regulation of com
merce.
Subdivision 7 of the same section empowered Congress
“ to establish post-offices and post-roads.” Yet who in 1787
would have conceived the possibility, latent in these words,
in reference to which Mr. Chief Justice White said, in
Lewis Publishing Go. v. Morgan, 229 U. S. 301, 302:
“And the wise combination of limitation with
flexible and fecund adaptability of the simple yet
comprehensive provisions of the Constitution are so
aptly illustrated by a statement in the argument of
the Government as to the development of the postal
system, that we insert it as follows:
‘Under that six-word grant of power the great
postal system of this country lias been built up,
involving an annual revenue and expenditure of
over five hundred millions of dollars, the mainte
nance of 60,000 post offices., with hundreds of thou
sands of employes, the carriage of more than fifteen
billions of pieces of mail matter per year, weighing
over two billion of pounds, the incorporation of rail
roads, the establishment of rural free delivery sys
tem, the money-order system, by which more than
a half a billion of dollars a year is transmitted from
person to person, the postal savings bank, the par
cels post, an aeroplane mail service, the suppression
of lotteries, and a most efficient suppression of
14
fraudulent and criminal schemes impossible to be
reached in any other way.’ ”
These illustrations relate only to- material things. In
so- far as they are concerned, the elasticity of the constitu
tional language has been marvelously vindicated. Is it
possible that the language of the same Constitution relat
ing to human rights, and intended to bring about the
realization of the noble conception of human equality and
the prevention of hateful discrimination, shall be crip
pled, hampered and deprived of its very life by a narrow
and technical interpretation, which would defeat its un
derlying purpose? Is it possible that the expression of an
exalted human purpose shall after half a century be made
meaningless by the employment of an artificial mechanism?
There is still another illustration which adds to the
strength of our contention. It is afforded by the Nine
teenth Amendment, Its form and language are identical
with the terms of the Fifteenth Amendment until we reach
the last words. Both begin:
“ The rights of citizens of the United States to
vote shall not be denied or abridged by the United
States or by any State on account of * *
The Fifteenth Amendment continues with the words
“ race, color, or previous condition of servitude.” The
Nineteenth Amendment continues with the single word
“sex.”
Nobody to-day pretends that a woman may not take
part in a primary election without further authority than
that conferred by the Nineteenth Amendment, so long as
she possesses the other qualifications requisite to the exer
cise of the right of suffrage. In other words, she may not
be prevented from voting at a primary election on account
of her sex. Of course, under the Texas statute, if she is a
15
negro, her sex would not save her from its discriminatory
purpose. It is true that when the Nineteenth Amendment
came into force on August 26, 1920, voting at primary
elections, unknown fifty years before, had become familiar.
Yet, would it not be an absurdity to say that in 1920 the
right to vote, so far as it related to women, included the
right of voting at a primary election, whereas at the same
time the right of a negro to vote at a primary election did
not exist because when the Fifteenth Amendment was
adopted there were no primary elections? The provisions
of the Nineteenth Amendment might very well have been
included by an amendment to Article 15 of the Amend
ments to the Constitution, so that the article might have
read: “The rights of citizens of the United States to vote
shall not be denied or abridged by the United States or by
any State on account of sex, race, color or previous condi
tion of servitude.” Could it then have been contended
that under such a provision of the Constitution the right
of women to vote at primaries could not be denied or
abridged, but that the right of negroes to vote could never
theless be denied and abridged, because the same words
had two different meanings due to the fact that they origi
nated in two different periods of our social development?
(7) The history of the Thirteenth, Fourteenth and Fif
teenth Amendmentsi discloses; that it was the purpose of the
framers; to make them self-executing from the moment of
their adoption, and to confer upon the negroes ipso facto
political equality.
In United States v. Reese, 92 U. S. 214, Mr. Justice
Hunt, although his was a dissenting opinion, made the
statement which has never been questioned:
“The existence of a large colored population in
the Southern States, lately slaves and necessarily
ignorant, was a disturbing element in our affairs.
16
It could not be overlooked. It confronted us always
and everywhere. Congress determined to meet the
emergency by creating a political equality, by con
ferring upon the freedman all the political rights
possessed by the white inhabitants of the State. It
was believed that the newly enfranchised people
could be most effectually secured in the protection
of their rights of life, liberty, and the pursuit of
happiness, by giving to them that greatest of rights
among freemen—the ballot. Hence the Fifteenth
Amendment was passed by Congress, and adopted
by the States. The power of any State to deprive
a citizen of the right to vote on account of race,
color, or previous condition of servitude, or to im
pede or to obstruct such right on that account, was
expressly negatived. It was declared that this right
of the citizen should not be thus denied or abridged.
The persons affected were citizens of the United
States; the subject was the right of these persons
to vote, not at specified elections or for specified
officers, not for Federal officers or for State officers,
but the right to vote in its broadest terms.”
In Ex parte Yarbrough, 110 U. S. 651, 665, Mr. Justice
Miller said:
“While it is quite true, as was said in this court
in United States v. Reese, 92 U. S. 214, that this
article gives no affirmative right to the colored man
to vote, and is designed primarily to prevent dis
crimination against him whenever the right to vote
may be granted to others, it is easy to see that
under some circumstances it may operate as the
immediate source of a right to vote. In all cases
where the former slave-holding States had not re
moved from their Constitutions the words ‘white
man’ as a qualification for voting, this provision
did, in effect, confer on him the right to vote, be
cause, being paramount to the State law, and a part
of the State law, it annulled the discriminating
word white, and thus left him in the enjoyment of
the same right as white persons. And such would
17
be the effect of any future constitutional provision
of a> State which should give the right of voting
exclusively to white people, whether they be men
or women. Neal v. Delaware, 103 U. S. 370.
In such cases this Fifteenth article of amendment
does, proprio vigore, substantially confer on the
negro the right to vote, and Congress has the power
to protect and enforce that right.
In the case of United States v. Reese, so much
relied on by counsel, this court said in regard to
the Fifteenth Amendment, that ‘it lias invested the
citizens of the United States with a new constitu
tional right which is within the protecting power of
Congress. That right is an exemption from dis
crimination in the exercise of the elective franchise
on account of race, color, or previous condition of
servitude.' This new constitutional right was
mainly designed for citizens of African descent.
The principle, however, that the protection of the
exercise of this right is within the power of Con
gress, is as necessary to the right of other citizens
to vote as to the colored citizen, and to the right to
vote in general as to the right to be protected against
discrimination.”
In Guinn v. United States, 238 U. S. 317, Mr. Chief Jus
tice White, considering the Fifteenth Amendment, said
at page 362:
“While in the true sense, therefore, the Amend
ment gives no right of suffrage, it was long ago
recognized that in operation its prohibition might
measurably have that effect; that is to say, that as
the command of the Amendment was self-executing
and reached without legislative action the condi
tions! of discrimination against which it was aimed,
the result might arise that as a consequence of the
striking down of a discriminating clause a right of
suffrage would be enjoyed by reason of the generic
character of the provision which would remain after
the discrimination was stricken out. Ex parte Yar
brough, 110 U. S. 651; Neal v. Delaware, 103 U. S.
18
370. A familiar illustration of this doctrine re
sulted from the effect of the adoption of the Amend
ment on state constitutions in which at the time of
the adoption of the Amendment the right of suffrage
was conferred on all white male citizens, since by
the inherent power of the Amendment the word
white disappeared and therefore all male citizens
without discrimination on account of race, color or
previous condition of servitude came under the
generic grant of suffrage made by the State.
With these principles before us how can there be
room for any serious dispute concerning the repug
nancy of the standard based upon January 1, 1866
(a date wiiich preceded the adoption of the Fif
teenth Amendment), if the suffrage provision fixing
that standard is susceptible of the significance
which the Government attributes to it? Indeed,
there seems no escape from the conclusion that to
hold that there was even possibility for dispute on
the subject would be but to declare the Fifteenth
Amendment not only had not the self-executing
power which it has been recognized to have from
the beginning, but that its provisions were wholly
inoperative because susceptible of being rendered
inapplicable by mere forms of expression embodying
no exercise of judgment and resting upon no dis
cernible reason other than the purpose to disregard
the prohibitions of the Amendment by creating a
standard of voting which on its face was in sub
stance but a> revitalization of conditions which when
they prevailed in the past had been destroyed by the
self-operative force of the Amendment
In Myers v. Anderson, 238 U. S. 368, it was held that
while the Fifteenth Amendment does not confer the right
of suffrage on any class, it prohibits the States from de
priving any person of the right of suffrage whether for
Federal, State or municipal elections. A State may not
establish a standard existing prior to the adoption of that
Amendment and which was rendered illegal thereby. In
19
that case counsel had argued with great seriousness that
the words “ right to vote” as used in the statutes or con
stitutions usually meant the right to vote at elections of a
general public character, and not at municipal elections,
and that they did not in any event mean or refer' to the
right to vote in corporate bodies created solely by legis
lative will, and wherein such right is dependent altogether
upon legislative discretion, as in municipal corporations.
That contention was rejected.
(3) It has also been argued that the question here in
volved is a political question, and on the authority of
Chandler v. Neff , 298 Fed. Rep. 515, it is claimed that such
questions are not within the province of the judiciary.
Political questions which are not within the province
of the judiciary, where the power to deal with them has not
been conferred by express constitutional or statutory pro
visions, are not such as relate to the maintenance of civil,
social or even political rights conferred on the citizen by
the Constitution or a statute, or even such as exist at
common law.
The phrase “political questions” is ordinarily used to
designate such questions as lie outside of the scope of
the judicial power, as for instance, where the issue arises
as to which of two rival governments is legitimate. This
is illustrated by Luther v. Borden, 7 How. 1, 42. Such
questions also arise where the Federal Government has
recognized a state or foreign government, or a sovereign
de jure or de facto of a particular territory. Whether a
state of war exists; or what is the political status of a
state of the Union; or whether the government of a State
has ceased to be republican in form by reason of the
adoption of the Initiative and Referendum are political
questions. But the determination of a boundary between
two states presents a judicial and not a political ques
tion ( U. 8. v. Texas, 143 U. S. 621, 640 ).
2 0
So, too, the questions of whether an officer elected by
the people or appointed by the Governor has the qualifica
tions required by law, or where a county seat is, or
whether a law creating a new county violates a provision
of the Constitution, which limits the area of a county to be
erected or of the county from which the territory is taken;
or whether a majority in fact of the votes cast on a propo
sition is by fraud converted into a minority on the face
of the election returns, are judicial.
By the Election Laws of Texas the proceedings of
primary elections are subject to judicial review (Ashforth
v. Goodwin., 103 Tex. 491, 131 S. W. Rep. 535).
The present case does not involve a political question in
the sense in which that phrase is properly used. It doubt
less relates to' a political right—the exercise of suffrage.
But in the same sense freedom of speech, and of the press,
of the right of free exercise of religion, the right of peace
able assembly, of petition to the Government for redress of
grievances, are political rights, as is the right to life, lib
erty and property and of being protected against the denial
of the equal protection of the laws. A citizen who is de
prived of these rights may seek redress for the injury
inflicted and protection against injury threatened in the
Courts. The books are full of precedents in which the
Courts have intervened on behalf of those who complain
of the invasion of these precious rights. This is especially
true where redress is sought in an action at law, as in the
present case. Chandler v. Neff was a suit in equity.
Even at common law the right to maintain an action
at law against an election returning officer for refusing to
recognize an elector’s right to vote was enforced in the
great case of Ashby v. White, 2 Lord Raymond Rep. 938,
3 id. 320; 1 Smith’s Leading Cases, 9th Ed., pp. 464-509.
There Ashby, who wras a qualified voter of the Borough of
Aylesbury, offered his vote at an election for members of
Parliament. The defendants refused to permit him to
2 1
vote, and two burgesses of that borough were elected to
Parliament, “he, the said Matthias Ashby, being excluded
as before set forth, without any vote of him, the said
Matthias Ashby * * * to the enervation, of the aforesaid
'privilege of him, the said Matthias Ashby.” Justices
Gould, Powys and Powell held that the action was not
maintainable. Chief Justice Holt held that it was. The
case was then taken before the House of Lords, where a
judgment was given for the plaintiff by fifty Lords against
sixteen. When judgment was thereafter rendered for the
plaintiff by Chief Justice Holt, he closed his remarks with
the impressive statement:
“Although this matter relates to the parliament,
yet it is an injury precedaneous to the parliament,
as my Lord Hale said in the case of Barnardiston
v. Soame, 2 Lev. 114, 116. The parliament cannot
judge of this injury, nor give damage to the plain
tiff for it: they cannot make him a recompense.
Let all people come in, and vote fairly: it is to sup
port one or the other party to deny any man’s vote.
By my consent, if such an action comes to be tried
before me, I will direct the jury to make him pay
well for it; it is denying him his English right:
and if this action be not allowed, a man may be
forever deprived of it. It is a, great privilege to
choose such persons as are to hind a man’s life and
property by the laws they make ”
The subsequent history of Ashby v. White constitutes
an important chapter in English constitutional history.
A furious controversy was waged between the Houses of
Lords and Commons, as is set forth on page 506 of the
note to Ashby v. White in Smithes Leading Cases and in
Volume 2 of Hallam’s Constitutional History of England
(6th Ed.), 436-439, 444.
A similar precedent is afforded by the case of Green v.
B'humway, 39 N. Y. 418, where the inspectors of an elec
tion held for the purpose of choosing delegates to a con
2 2
stitutional convention refused to accept the vote of an
elector who declined to take the “test oath” prescribed by
the act relating to the election of such delegates and
which was not applicable to voters at a general election.
The provision of the statute requiring such oath was held
to be unconstitutional, and, consequently, the rejection of
the vote was held to- constitute a cause of action inde
pendently of any statutory authority.
In Wylie v. Kinkier, 179i U. S. 58, it was: held that the
Circuit Court of the United States had jurisdiction of an
action brought against election officers of the state to re
cover damages for refusing the plaintiffs vote for a mem
ber of Congress; and in Swafford v. Templeton, 185 U. S.
487, there was a similar ruling.
Referring to these cases in his dissenting opinion in
Giles v. Harris, 189 U. S. 498, Mr. Justice Harlan said
that they “recognized that the deprivation of a man’s
political rights (those cases had reference to the elective
franchise) may properly be alleged to- have the required
value in money” within the jurisdiction of the require
ment.
Giles v. Harris, 189 U. S. 475, in no way conflicts with
our contention, that being a suit in equity to compel the
Board of Registrars to enroll the names of themselves and
other negroes upon the voting lists of the county in which
they resided. The decision was based upon the ground
that it was impossible for the Court to grant the equitable
relief which was asked. The complaint was characterized
as “a bill for a mere declaration in the air.” The relief
asked for the right of registration under what was de
clared to be a void instrument. It was also held that a
court of equity could not take jurisdiction because it could
do nothing to enforce any order that it might make. In
the course of his opinion Mr. Justice Holmes said, on the
authority of Wylie v. Kinkier and Swafford v. Templeton:
23
“We have recognized, too, that the deprivation
of a man’s political and social rights properly
may be alleged to involve damage to that amount,
capable of estimation in money.”
In the present case the action is one at law for damages
occasioned by the deprivation of the plaintiff of his politi
cal and social rights.
Love v. Griffith, 266 U. S. 32, was likewise a bill in equity
filed in February, 1921, by the plaintiffs, who were quali
fied electors of the Democratic political faith, to enjoin
the City Democratic Executive Committee of Houston,
Texas, from enforcing a rule that negroes could not be
allowed to vote in the Democratic city primary election
to be held on February 9, 1921. The State Court in the
first instance dismissed the bill. On appeal to the Court
of Civil Appeals of the State the ease came up for hearing
months after the election, and it was decided that the
cause of action had ceased to exist and that therefore the
appeal would not be entertained. In that situation the
case came before this Court. Mr. Justice Holmes said:
“ If the case stood here as it stood before the
court of first instance it would present a grave
question of constitutional law and we should be
astute to avoid hindrances in the way of taking it
up. But that is not the situation. The rule promul
gated by the Democratic Executive Committee was
for a single election only that had taken place long
before the decision of the Appellate Court. Ho con
stitutional rights of the plaintiffs in error were in
fringed by holding that the cause of action had
ceased to exist. The bill was for an injunction
that could not be granted at that time.”
As has been already pointed out, the present action is
one at law for damages, and therefore does not come within
the ruling made in the case cited. Moreover, it is signifi
cant that that case arose two years before the enactment
of the statute which we are now attacking. It merely
involved a rule of the Democratic Executive Committee of
Houston. Here, we are confronted by an Act of the Legis
lature sought to be enforced by the State of Texas and
directed against a component part of the citizenry of the
State. We are contending against the validity of the leg
islation of the State and not merely against the action of
a Democratic executive committee taken pursuant to that
legislation. From this statement we do not wish it to be
inferred that we entertain any doubt as to the right of
a negro citizen otherwise qualified to vote to attack the
validity of the action of such a committee excluding him
from voting on account of his race or color, even in the
absence of legislation. It is likewise significant that in
the case just cited this Court recognized that if the case
stood here as it did before the court of first instance, it
would “present a grave question of constitutional law.” 9
(9) The stress of the argument of the State rests on
the proposition that the primary of a political party is not
an election within the meaning of the Constitution of the
United States, and that is stated to be “ the crux of the
whole case.”
It has, of course, been observed that we have not referred
to any constitutional provision which mentions the word
“election.” Our reliance is upon the Fifteenth Amend
ment, which relates to “ the right to vote” and which for
bids the denial or abridgment of that right. We are not,
therefore, concerned with the decisions that have been
cited at pages) 9 to 13 of the State’s brief. In none of
them is there any question as to the right to vote. Even
as to the propositions discussed in those cases there is a
25
contrariety of opinion in the authorities. The following
are opposed to those cited:
People v. Chicago Election Commissioners, 221
111. 9; 77 N. E. 321;
People v. Strassheim, 210 111. 279; 88 N. E. 821;
People v. Haas, 211 111. 575; 89 N. E. 792;
People v. Deneen, 217 111. 289; 93 N. E. 137;
State v. Hirsch, 125 Ind. 207; 21 N. E. 1062;
Heath v. Rotherham, 79 N. J. Law 72; 77 Atl.
520;
Spier v. Baker, 120 Cal. 370; 52 Pac. 659;
Leonard V. Commonwealth, 112 Pa. 607; 1 Atl.
220;
Anderson v. Ashe, 66 Texas Civil App. 262; 22
S. W. 1011.
The State’s principal reliance is on the decision in New
berry v. United States, 256 U. S. 232, which involved the
constitutionality of Section 8 of the Federal Corrupt Prac
tices Act, which undertook to limit the amount of money
which the candidates for Representative in Congress or
for United States Senator might contribute or cause to be
contributed in procuring his nomination or election. In
so- far as it applied to a primary election of candidates
for a seat in the Senate, the Fifteenth Amendment was
in no way involved.
The meaning of the phrase “the right to vote” was not
and could not have been considered, since there had been no
denial or an abridgment of that right on account of race,
color, previous condition of servitude, or of sex. The sole
constitutional question involved concerned the interpreta
tion to be given to Article I, Section 1, of the Constitution,
which provides:
“The times, places and manner of holding elec
tions for senators and representatives, shall be pre
26
scribed in each State by the Legislature thereof;
but the Congress may at any time by law make or
alter such regulations, except as to the places of
choosing senators.”
The question, therefore, was whether the limited right
to deal with “the times, places and manner of holding
elections” involved the right to regulate the use of money
in connection with the primary election of candidates for
the Senate and House of Representatives.
It was held that an undefined power in Congress over
elections of Senators and Representatives not derived
from Article I, Section 4, could not be inferred from the
fact that the offices were created by the Constitution or
by assuming that the Government must be free from any
control by the States over matters affecting the choice
of its officers. It was further held that the elections
within the original intendment of Section 4 of Arti
cle I were those wherein Senators should be chosen by
legislatures and Representatives by voters “possessing the
qualifications requisite for electors of the most numerous
branch of the state legislature.”
It was likewise held that the Seventeenth Amendment
did not modify Article I, Section 4, which was the source
of Congressional power to regulate the times, places and
manner of holding elections; and, finally, that the power to
control party primaries for designating candidates for the
Senate was not “ within the grant of power to regulate the
manner of holding elections.”
The “right to vote” is infinitely more comprehensive in
its meaning, scope and operation than is the reference to
the “manner of holding elections for senators and repre
sentatives.,” which was under consideration in Newberry
V. United States.
Moreover, in that case Justices McReynolds, Holmes,
Day and Vandevanter voted for reversal on the constitu
27
tional ground, while Mr. Chief Justice White, differing on
the constitutional question, voted for a reversal and a new
trial because of an error in the charge to the jury, and Jus
tices Pitney, Brandeis and Clarke, likewise finding error
in the instructions to the jury, were of the opinion that
the Act itself was valid. Mr. Justice McKenna concurred
in the opinion of Mr. Justice McReynolds “as applied to
the statute under consideration, which was enacted prior
to the Seventeenth Amendment, hut reserved the question
of the power of Congress under that Amendment.”
In view of this divergence of opinion with respect to the
provision of Section 4 of Article I of the Constitution,
it can scarcely he said that it has any direct bearing on
the questions here involved arising under the Fourteenth
and Fifteenth Amendments.
IL
The statute under consideration likewise offends
against the Fourteenth Amendment inasmuch as it is
a law abridging the privileges and immunities of citi
zens of the United States, and because it denies to
persons within its jurisdiction the equal protection
of the laws.
This statute takes from negroes who are qualified as
voters under the laws and Constitution of the State of
Texas, and who are bona fide members of the Democratic
party, the right to participate in the Democratic primary
election which is conferred on all other persons coming
within that definition. It likewise classifies qualified
voters who are bona fide members of the Democratic party
by permitting all persons who are white to vote at Demo
cratic primary elections, and prohibits all who are black
from so voting.
28
Independently, therefore, of the Fifteenth Amendment,
we contend that this statute is a violation of the Four
teenth Amendment, which brings us to a consideration
of the scope of the latter amendment as interpreted by this
Court. In reference to it Mr. Justice Strong said in
Strauder v. West Virginia, 100 U. S. 306, where a statute
in effect singled out and denied to colored citizens the
right and privilege of participating in the administration
of the law as jurors because of their color, though qualified
in all other respects:
“This is one of a series of constitutional provi
sions having a common purpose; namely, securing
to a race recently emancipated, a race that through
many generations had been held in slavery, all the
civil rights that the superior race enjoy. The true
spirit and meaning of the amendments, as we said
in the Slaughter-IIouse Gases (16 Wall. 36), cannot
be understood without keeping in view the history
of the times when they were adopted, and the gen
eral objects they plainly sought to accomplish. At
the time when they were incorporated into the Con
stitution, it required little knowledge of human
nature to anticipate that those who had long been
regarded as an inferior and subject race would,
when suddenly raised to the rank of citizenship, be
looked upon with jealousy and positive dislike, and
that State laws might be enacted or enforced to
perpetuate the distinctions that had before existed.
Discriminations against them had been habitual. It
was well known that in some States laws making
such discriminations then existed, and others might
wrell be expected. * * * It wras in view of these
considerations that the Fourteenth Amendment was
framed and adopted. It was designed to assure to
the colored race the enjoyment of all the civil rights
that under the law are enjoyed by white persons,
and to give to that race the protection of the general
government, in that enjoyment, whenever it should
be denied by the States. It not only gave citizenship
2 9
and the privileges of citizenship to persons of color,
but it denied to any State the power to withhold
from them the equal protection of the laws, and
authorized Congress to enforce its provisions by ap
propriate legislation. To quote the language used
by us in the Slaughter-House Cases, ‘No one can
fail to be impressed with the one pervading purpose
found in all the amendments, lying at the founda
tion of each, and without which none of them would
have been suggested—we mean the freedom of the
slave race, the security and firm establishment of
that freedom, and the protection of the newly made
freeman and citizen from the oppressions of those
who had formerly exercised unlimited dominion over
them.’ ”
The opinion then discusses the terms of the Fourteenth
Amendment and the necessity of construing it liberally
to carry out the purposes of the framers, and then proceeds
to consider the equal protection clause:
“What is this but declaring that the law in the
States shall be the same for the black as for the
white; that all persons, whether colored or white,
shall stand equal before the laws of the States, and,
in regard to the colored race, for whose protection
the amendment was primarily designed, that no dis
crimination shall be made against them by law be
cause of their color? The words of the amendment,
it is true, are prohibitory, but they contain a neces
sary implication of a positive immunity, or right,
most valuable to the colored race—the right to ex
emption from, unfriendly legislation against them
distinctively as colored—exemption from legal dis
criminations, implying inferiority in civil society,
lessening the security of their enjoyment of the
rights which others enjoy, and discriminations
which are steps reducing them to the condition of
a subject race.
That the West Virginia statute respecting juries
—the statute that controlled the selection of the
grand and petit jury in the case of the plaintiff in
error—is such a discrimination ought not to be
doubted. Nor would it be if the persons excluded by
it were white men. If in those States where the
colored people constitute a majority of the entire
population a law should be enacted excluding all
white men from jury seiwice, thus denying to them
the privilege of participating equally with the blacks
in the administration of justice, we apprehend no
one would be heard to claim that it would not be a
denial to white men of the equal protection of the
laws. Nor if a law should be passed excluding all
naturalized Celtic Irishmen, would there be any
doubt of its inconsistency with the spirit of the
amendment. The very fact that colored people are
singled out and expressly denied by a\ statute all
right to participate in the administration of the
law, as jurors, because of their color, though they
are citizens, and may he in other respects fully quali
fied, is practically a brand upon them, affixed by the
law, an assertion of their inferiority, and a stimu
lant to that race prejudice which is an impediment
to securing to individuals of the race that equal jus
tice which the law aims to secure to all others
To the same effect are opinions in
Virginia• v. Rives, 100 U. S. 313, and
Ex parte Virginia, 100 U. S. 339.
In McPherson v. Blacker, 146 U. S. 1, 39, it is stated:
“ The object of the Fourteenth Amendment in re
spect of citizenship was to preserve equality of
rights and to prevent discrimination as between citi
zens, but not to radically change the whole theory
of the relations of the state and Federal govern
ments to each other, and of both governments to
the people. In re Kemmler, 136 U. S. 436.
The inhibition that no State shall deprive any
person witliin its jurisdiction of the equal protec
tion of the laws was designed to prevent any per
sons or class of persons from being singled out as
a special subject for discriminating and hostile leg
islation. Pembina Company v. Pennsylvania, 125
U. S. 181, 188.”
In Buchanan v. Warley, 245 U. S. 76 (the Louisville
‘gregation Case), Mr. Justice Day said:
“ The effect of these Amendments was first dealt
with by this court in The Slaughter liou-se Cases,
16 Wall. 36. The reasons for the adoption of the
Amendments were elaborately considered by a court
familiar with the times in which the necessity for
the Amendments arose and with the circumstances
which impelled their adoption. In that case Mr.
Justice Miller, who spoke for the majority, pointed
out that the colored race, having been freed from
slavery by the Thirteenth Amendment, was raised
to the dignity of citizenship and equality of civil
rights by the Fourteenth Amendment, and the
States were prohibited from abridging the privileges
and immunities of such citizens, or depriving any
person of life, liberty, or property without due
process of law. While a principal purpose of the
latter Amendment was to protect persons of color,
the broad language used was deemed sufficient to
protect all persons, white or black, against discrim
inatory legislation by the States. This is now the
settled law. In many of the cases since arising the
question of color has not been involved and the
cases have been decided upon alleged violations of
civil or property rights irrespective of the race or
color of the complainant. In The Slaughter House
Cases it was recognized that the chief inducement to
the passage of the Amendment was the desire to ex
tend federal protection to the recently emancipated
race from unfriendly and discriminating legislation
by the States.”
32
See also :
Gibson V. Mississippi, 162 U. S. 565;
Carter V. Terns, 177 U. S. 442, 447;
Rogers V. Alabama, 192 U. S. 226, 231.
A mere reference to Yick Wo v. Hopkins, 118 U. S. 356,
and to the classic opinion of Mr. Justice Matthews in that
case will suffice for the purposes of this argument, although
in the ordinance there in question there was not the brutal
frankness which characterizes the legislation now under
consideration which expressly discriminates against the
negro. In the case cited, without reference to the fact
that it was intended to discriminate against Chinese laun-
drymen, they were not named in the ordinance, although
in its operation, as well as in its purpose, it was designed
to differentiate between them because of their race and
others who conducted laundries.
See also:
Truax v. Reich, 239 U. S. 33;
Ah Kow v. Hunan, 5 Sawyer 552;
Re Tiburcio Parrott, 1 Fed. 481;
Re Ah Chong, 2 Fed. 733;
People ex rel. Farrington V. Mensching, 187 N. Y.
18;
Royster Guam, Co. V. Virginia, 253 U. S. 412.
Illustrations could be multiplied, but none of them
would be so directly applicable here as are those to which
attention has been directed.
The vice of this legislation appears on its face. It lays
down a general principle which confers the right to vote
at a Democratic primary election upon all voters qualified
under the Constitution and laws of the State of Texas
who are bona fide members of the Democratic party. Then
33
follows the discrimination, couched in the most emphatic
terms, that in no event shall a negro he permitted to par
ticipate in a Democratic primary election held in the State
of Texas. Not content with that explicit discrimination,
there follows the provision that should the negro vote in a
Democratic primary election liis ballot shall be void, and
then, to emphasize the humiliation sought to be inflicted
upon the negro, the election officials are directed by the
statute to “throw out” such ballot and “not count the
same." It is like administering a kick to a murdered man
as an evidence of malice and contempt.
If this is not arbitrary classification by race and color;
if it does not constitute a complete deprivation of the equal
protection of the laws; if it is not an abridgment of
privileges and immunities of a citizen of the United States,
then it is impossible to conceive of any acts which come
within those terms. Every white man and every white
woman who possesses the qualifications mentioned in the
act, however ignorant or degraded, or mentally unfit,
whether naturalized or native, may vote without let or
hindrance, and no negro, though possessing all the quali
fications prescribed by the statute, however intelligent and
patriotic and industrious and useful a citizen he may be,
though he and his ancestors may have lived and labored
within the State from the time of its organization, is denied
that right.
We are not here concerned with a political question.
It is one that transcends all politics. It is one which
involves; the supremacy of the Constitution both in its
letter and in its spirit. It cannot be met with the con
temptible platitude that is in itself an insult to the Con
stitution, that the “ Democratic party of the State (Texas)
is a white man’s party.” Nor is it an answer to say to
a negro who believes in the doctrines of the Democratic
'■party, that because the law relating to the primaries of
34
other political parties lias not provided for the exclusion
of negroes from membership therein and because such par
ties may select their own candidates to be voted upon in
the general election that he has no cause for complaint.
In other words, the suggestion is that in view of the fact
that the Legislature of Texas has not yet prohibited
negroes from voting in the Republican primaries, and re
gardless of the fact that there are negroes who conscien
tiously prefer to vote for the principles and policies of
the Democratic party, their remedy for exclusion from
that party is to vote for the candidates of a party to whose
doctrines they are opposed.
Let us suppose the conditions were reversed, and the
white Democrats of Texas were excluded from the Demo
cratic primaries, and, by way of consolation, were informed
that they might vote for the candidates of the Republican
party of Texas. With what satisfaction such a sop would
be received!
III.
It is respectfully submitted that the judgment of the
Court below should be reversed, and the cause re
manded for trial upon its merits.
LOUIS MARSHALL,
MOORFIELD STOREY,
ARTHUR B. SPINGARN,
FRED O. KNOLLENBERG,
ROBERT J. CHANNELL,
Counsel for Plain tiff-in-Error.
SUPREME COURT OF THE UNITED STATES,
No. 265.—O c to b er T e r m , 1931.
L. A. Nixon, Petitioner,
vs.
James Condon and C. H. Kolle, ’
Respondents.
On Writ of Certiorari to the
United States Circuit Court
of Appeals for the Fifth Cir
cuit.
[May 2, 1932.]
Mr.. Justice C ard o zo delivered the opinion of the Court.
The petitioner, a Negro, has brought this action against judges
of election in Texas to recover damages for their refusal by reason
of his race or color to permit him to cast his vote at a primary
election.
This is not the first time that he has found it necessary to invoke
the jurisdiction of the federal courts in vindication of privileges
secured to him by the federal Constitution.
In Nixon v. Herndon, 273 U. S. 536, decided at the October
Term, 1926, this court had before it a statute of the State of Texas
(Article 3093a, Revised Civil Statutes, afterwards numbered 3107)
whereby the legislature had said that “ in no event shall a negro
be eligible to participate in a democratic party primary election
[held in that State] ” , and that “ should a negro vote in a demo
cratic primary election, the ballot shall be void” , and election
officials were directed to throw it out. While that mandate was in
force, the Negro was shut out from a share in primary elections,
not in obedience to the will of the party speaking through the party
organs, but by the command of the State itself, speaking by the
voice of its chosen representatives. At the suit of this petitioner,
the statute was adjudged void as an infringement of his rights
and liberties under the Constitution of the United States.
Promptly after the announcement of that decision, the legisla
ture of Texas enacted a new statute (1. 1927, e. 67) repealing the
article condemned by this court; declaring that the effect of the
decision was to create an emergency with a need for immediate
action; and substituting for the article so repealed another bear
2 N ixon vs. Condon et al.
ing the same number. By the article thus substituted, “ every
political party in this State through its State Executive Com
mittee shall have the power to prescribe the qualifications of its
own members and shall in its own way determine who shall be
qualified to vote or otherwise participate in such political party;
provided that no person shall ever be denied the right to parti
cipate in a primary in this State because of former political views
or affiliations or because of membership or non-membership in or
ganizations other than the political party.”
Acting under the new statute, the State Executive Committee
of the Democratic party adopted a resolution “ that all white
democrats who are qualified under the constitution and laws of
Texas and who subscribe to the statutory pledge provided in Ar
ticle 3110, Revised Civil Statutes of Texas, and none other, be
allowed to participate in the primary elections to be held July 28,
1928, and August 25, 1928” , and the chairman and secretary were
directed to forward copies of the resolution to the committees in
the several counties.
On July 28, 1928, the petitioner, a citizen of the United States,
and qualified to vote unless disqualified by the foregoing resolu
tion, presented himself at the polls and requested that he be
furnished with a ballot. The respondents, the judges of election,
declined to furnish the ballot or to permit the vote on the ground
that the petitioner was a Negro and that by force of the resolu
tion of the Executive Committee only white Democrats were al
lowed to be voters at the Democratic primary. The refusal was
followed by this action for damages. In the District Court there
was a judgment of dismissal (34 F. (2d) 464), which was af
firmed by the Circuit Court of Appeals for the Fifth Circuit, 49
F. (2d) 1012. A writ of certiorari brings the cause here.
Barred from voting at a primary the petitioner has been, and
this for the sole reason that his color is not white. The result
for him is no different from what it was when his cause was here
before. The argument for the respondents is, however, that iden
tity of result has been attained through essential diversity of
method. We are reminded that the Fourteenth Amendment is a
restraint upon the States and not upon private persons uncon
nected with a State. United States v. Cruikshank, 92 U. S. 542;
Strauder v. West Virginia, 100 U. S. 303; Ex parte Virginia,
N ixon vs. Condon et al. 3
100 U. S. 339, 346; James v. Bowman, 190 U. S. 127, 136. This
line of demarcation drawn, we are told that a political party is
merely a voluntary association; that it has inherent power like
voluntary associations generally to determine its own membership;
that the new article of the statute, adopted in place of the man
datory article of exclusion condemned by this court, has no other
effect than to restore to the members of the party the power
that would have been theirs if the lawmakers had been silent; and
that qualifications thus established are as far aloof from the im
pact of constitutional restraint as those for membership in a golf
club or for admission to a Masonic lodge.
"Whether a political party in Texas has inherent power today
without restraint by any law to determine its own membership,
we are not required at this time either to affirm or to deny. The
argument for the petitioner is that quite apart from the article
in controversy, there are other provisions of the Election Law
whereby the privilege of unfettered-choice has been withdrawn or
abridged (citing, e. g., Articles 2955, 2975, 3100, 3104, 3105, 3110,
3121, Revised Civil Laws) ; that nomination at a primary is in
many circumstances required by the statute if nomination is to be
made at all (Article 3101) ; that parties and their representatives
have become the custodians of official power (Article 3105) ; and
that if heed is to be given to the realities of political life, they are
now agencies of the State, the instruments by which government
becomes a living thing. In that view, so runs the argument, a
party is still free to define for itself the political tenets of its
members, but to those who profess its tenets there may be no
denial of its privileges.
A narrower base will serve for our judgment in the cause at
hand. "Whether the effect of Texas legislation has been to work so
complete a transformation of the concept of a political party as a
voluntary association, we do not now decide. Nothing in this
opinion is to be taken as carrying with it an intimation that the
court is ready or unready to follow the petitioner so far. As to
that, decision must be postponed until decision becomes necessary.
"Whatever our conclusion might be if the statute had remitted to
the party the untrammeled power to prescribe the qualifications of
its members, nothing of the kind was done. Instead, the statute
lodged the power in a committee, which excluded the petitioner
4 N ixon vs. Condon et al.
and others of his race, not by virtue of any authority delegated
by the party, but by virtue of an authority originating or sup
posed to originate in the mandate of the law.
We recall at this point the wording of the statute invoked by
the respondents. “ Every political party in this State through
its State Executive Committee shall have the power to prescribe
the qualifications of its own members and shall in its own way
determine who shall be qualified to vote or otherwise participate
in such political party.” Whatever inherent power a State polit
ical party has to determine the content of its membership resides
in the State convention. Bryce, Modern Democracies, Yol. 2, p. 40.
There platforms of principles are announced and the tests of party
allegiance made known to the world. What is true in that regard
of parties generally, is true more particularly in Texas, where the
statute is explicit in committing to the State convention the for
mulation of the party faith (Article 3139). The State Executive
Committee, if it is the sovereign organ of the party, is not such
by virtue of any powers inherent in its being. It is, as its name
imports, a committee and nothing more, a committee to be chosen
by the convention and to consist of a chairman and thirty-one
members, one from each senatorial district of the State (Article
3139). To this committee the statute here in controversy has at
tempted to confide authority to determine of its own motion the
requisites of party membership and in so doing to speak for the
party as a whole. Never has the State convention made declara
tion of a will to bar Negroes of the State from admission to the
party ranks. Counsel for the respondents so conceded upon the
hearing in this court. Whatever power of exclusion has been
exercised by the members of the committee has come to them,
therefore, not as the delegates of the party, but as the delegates
of the State. Indeed, adherence to the statute leads to the con
clusion that a resolution once adopted by the committee must con
tinue to be binding upon the judges of election though the party
in convention may have sought to override it, unless the com
mittee, yielding to the moral force of numbers, shall revoke its
earlier action and obey the party will. Power so intrenched is
statutory, not inherent. If the State had not conferred it, there
would be hardly color of right to give a basis for its exercise.
Our conclusion in that regard is not affected by what was ruled
by the Supreme Court of Texas in Love v. Wilcox, 28 S. W. (2d)
N ixon vs. Condon et al. 5
515, or by the Court of Civil Appeals in White v. Lubbock, 30 S. W.
(2d) 722. The ruling in the first case was directed to the validity
of the provision whereby neither the party nor the committee is to
be permitted to make former political affiliations the test of party
regularity. There were general observations in the opinion as to
the functions of parties and committees. They do not constitute
the decision. The decision was merely this, that “ the committee
whether viewed as an agency of the State or as a mere agency of
the party is not authorized to take any action which is forbidden
by an express and valid statute.” The ruling in the second case,
which does not come from the highest court of the State, upholds
the constitutionality of section 3107 as amended in 1927, and
speaks of the exercise of the inherent powers of the party by the
act of its proper officers. There is nothing to show, however, that
the mind of the court was directed to the point that the members
of a committee would not have been the proper officers to exercise
the inherent powers of the party if the statute had not attempted to
clothe them with that quality. The management of the affairs of
a group already associated together as members of a party is ob
viously a very different function from that of determining who
the members of the group shall be. If another view were to be
accepted, a committee might rule out of the party a faction dis
tasteful to itself, and exclude the very men who had helped to
bring it into existence. In any event, the Supreme Court of Texas
has not yet spoken on the subject with clearness or finality, and
nothing in its pronouncements brings us to the belief that in the
absence of a statute or other express grant it would recognize a
mere committee as invested with all the powers of the party as
sembled in convention. Indeed its latest decision dealing with any
aspect of the statute here in controversy, a decision handed down
on April 21, 1932 (Love v. Buckner, Supreme Court of Texas), de
scribes the statute as constituting “ a grant of power” to the State
Executive Committee to determine who shall participate in the
primary elections.* What was questioned in that case was the
validity of a pledge exacted from the voters that it was their bona
We are hound to give effect to a grant of power to the State Executive
Commit+ee of a party to determine who shall participate in the acts of the
party otherwise than by voting in a primary, when the Legislature grants
the power in language too plain to admit of controversy, and when the deter-
6 N ixon vs. Condon et al.
fide purpose to support the party nominees. The court in up
holding the exaction found a basis for its ruling in another article
of the Civil Statutes (Art. 3167), in an article of the Penal Code
(Art. 340), and in the inherent power of the committee to adopt
regulations reasonably designed to give effect to the obligation
assumed by an elector in the very act of voting. To clinch the
argument the court then added that if all these sources of author
ity were inadequate, the legislature had made in Article 3107 an
express “ grant of power” to determine qualifications generally.
There is no suggestion in the opinion that the inherent power of
the committee was broad enough (apart from legislation) to per
mit it to prescribe the extent of party membership, to say to a
group of voters, ready as was the petitioner to take the statutory
pledge, that one class should be eligible and another not. On the
contrary, the whole opinion is instinct with the concession that
pretensions so extraordinary must find their warrant in a statute.
The most that can be said for the respondents is that the inherent
powers of the Committee are still unsettled in the local courts.
Nothing in the state of the decisions requires us to hold that they
have been settled in a manner that would be subversive of the
fundamental postulates of party organization. The suggestion is
offered that in default of inherent power or of statutory grant the
committee may have been armed with the requisite authority by
vote of the convention. Neither at our bar nor on the trial was
the case presented on that theory. At every stage of the case the
assumption has been made that authority, if there was any, was
either the product of the statute or was inherent in the committee
under the law of its creation.
We discover no significance, and surely no significance favor
able to the respondents, in earlier acts of legislation whereby the
power to prescribe additional qualifications was conferred on local
committees in the several counties of the State. L. 1903, c. 101,
sec. 94. The very fact that such legislation was thought necessary
is a token that the committees were without inherent power. We
do not impugn the competence of the legislature to designate the
mination of the Committee conflicts wi+h no other statutory requirement or
prohibition, especially when the Committee’s determination makes effectual
the public policy of the State as revealed in its statutes.” Love v. Buckner,
supra.
N ixon vs. Condon et al. 7
agencies whereby the party faith shall be declared and the party
discipline enforced. The pith of the matter is simply this, that
when those agencies are invested with an authority independent
of the will of the association in whose name they undertake to
speak, they become to that extent the organs of the State itself,
the repositories of official power. They are then the governmental
instruments whereby parties are organized and regulated to the
end that government itself may be established or continued. "VYhat
they do in that relation, they must do in submission to the man
dates of equality and liberty that bind officials everywhere. They
are not acting in matters of merely private concern like the di
rectors or agents of business corporations. They are acting in
matters of high public interest, matters intimately connected with
the capacity of government to exercise its functions unbrokenlv
and smoothly. Whether in given circumstances parties or their
committees are agencies of government within the Fourteenth or
the Fifteenth Amendment is a question which this court will de
termine for itself. It is not concluded upon such an inquiry by
decisions rendered elsewhere. The test is not whether the members
of the Executive Committee are the representatives of the State in
the strict sense in which an agent is the representative of his prin
cipal. The test is whether they are to be classified as representa
tives of the State to such an extent and in such a sense that the
great restraints of the Constitution set limits to their action.
With the problem thus laid bare and its essentials exposed to
view, the case is seen to be ruled by Nixon v. Herndon, supra.
Delegates of the State’s power have discharged their official func
tions in such a way as to discriminate invidiously between white
citizens and black. Ex parte Virginia, supra; Buchanan v. Worley,
245 U. S. 60, 77. The Fourteenth Amendment, adopted as it was
with special solicitude for the equal protection of members of
the Negro race, lays a duty upon the court to level by its judg
ment these barriers of color.
The judgment below is reversed and the cause remanded for
further proceedings in conformity with this opinion.
A true copy.
Test:
Clerk, Supreme Court, U. S.
SUPREME COURT OF THE UNITED STATES.
No. 265.—O c to b er Term, 1931.
L. A. Nixon, Petitioner, ] On Writ of Certiorari to
the United States Cir
cuit Court of Appeals
James Condon and C. H. Kolle. for the Fifth Circuit.
[May 2, 1932.]
Separate opinion of Mr. Justice M cR e y n o l d s .
March 15, 1929, petitioner here brought suit for damages in the
United States District Court, Western Division of Texas, against
Condon and Kolle, theretofore judges in a Democratic primary
election. He claims they wrongfully deprived him of rights guar
anteed by the Fourteenth and Fifteenth Amendments, Federal
Constitution, by denying him the privilege of voting therein. Upon
motion the trial court dismissed the petition, holding that it failed
to state a cause of action; the Circuit Court of Appeals sustained
this ruling. The matter is here by certiorari.
The original petition, or declaration, alleges—
L. A. Nixon, a negro citizen of the United States and of Texas
duly registered and qualified to vote in Precinct No. 9, El Paso
County at the general election and a member of the Democratic
party, was entitled to participate in the primary election held
by that party July 28, 1928, for nominating candidates for State
and other offices. He duly presented himself and sought to east
his ballot. Defendants, the judges, refused his request by reason
of the following resolution theretofore adopted by the State Demo
cratic Executive Committee—
“ Resolved: That all white Democrats who are qualified
and under the Constitution and laws of Texas and who sub
scribe to the statutory pledge provided in Article 3110, Re
vised Civil Statutes of Texas, and none other, be allowed to
participate in the primary elections to be held July 28, 1928,
2 N ixon vs. Condon et al.
and August 25, 1928, and further, that the Chairman and
secretary of the State Democratic Executive Committee be
directed to forward to each Democratic County Chairman in
Texas a copy of this resolution for observance.”
That, the quoted resolution “ was adopted by the State Demo
cratic Executive Committee of Texas under authority of the Act
of the Legislature” —Chap. 67, approved June 7, 1927. Chapter
67 undertook to repeal former Article 3107,* * Chap. 13, Rev. Civil
Stat. 1925, which had been adopted in 1923, Ch. 32, Sec. 1 (Article
3093a) and in lieu thereof to enact the following:
“ Article 3107 (Ch. 67 Acts 1927). Every political party in
this State through its State Executive Committee shall have
the power to prescribe the qualifications of its own members
and shall in its own way determine who shall be qualified to
vote or otherwise participate in such political party; pro
vided that no person shall ever be denied the right to par
ticipate in a primary in this State because of former political
views or affiliations or because of membership or non-mem
bership in organizations other than the political party.”
That, in 1923, prior to enactment of Chap. 67, the Legislature
adopted Article 3093a,t Revised Civil Statutes, declaring that no
negro should be eligible to participate in a Democratic party pri
mary election. This was held invalid state action by Nixon v.
Herndon, 273 U. S. 536.
That, when Chap. 67 was adopted only the Democratic party
held primary elections in Texas and the legislative purpose was
tArticle 3093a from Acts 1923. “ All qualified voters under the laws and
constitution of the State of Texas who are "bona fide members of the Demo
cratic party, shall be eligible to participate in any Democratic party primary
election, provided such voter complies with all laws and rules governing
party primary elections; however, in no event shall a negro be eligible to
participate in a Democratic party primary election held in the State of Texas,
and should a negro vote in a Democratic primary election, such ballot shall
be void and election officials are herein directed to throw out such ballot and
not count the same. ’ ’
*Original Art. 3107—Eev. Civ. Stats. 1925: “ In no event shall a negro be
eligible to participate in a Democratic party primary election held in the
State of Texas, and should a negro vote in a Democratic primary election,
such ballot shall be void and election officials are herein directed to throw out
such ballot and not count the same. ’ ’
thereby to prevent Nixon and other negroes from participating in
such primaries.
That, Chap. 67 and the above quoted resolution of the Execu
tive Committee are inoperative, null and void in so far as they
exclude negroes from primaries. They conflict with the Four
teenth and Fifteenth Amendments to the Federal Constitution
and laws of the United States.
That, there are many thousand negro Democratic voters in
Texas. The State is normally overwhelmingly Democratic and
nomination by the primaries of that party is equivalent to an
election. Practically there is no contest for State offices except
amongst candidates for such nominations.
That, the defendants’ action in denying petitioner the right
to vote was unlawful, deprived him of valuable political rights,
and damaged him five thousand dollars. And for this sum he
asks judgment.
The trial court declared—
“ The Court here holds that the State Democratic Executive
Committee of the State of Texas, at time of the passage of the
resolution here complained of, was not a body corporate to which
the Legislature of the State of Texas could delegate authority to
legislate, and that the members of said Committee were not of
ficials of the State of Texas, holding position as officers of the
State of Texas, under oath, or drawing compensation from the
State, and not acting as a State governmental agency, within the
meaning of the law, but only as private individuals holding such
position as members of said State Executive Committee by virtue
of action taken upon the part of members of their respective po
litical party; and this is also true as to defendants, they acting
only as representatives of such political party, viz: the Democratic
party, in connection with the holding of a Democratic primary
election for the nomination of candidates on the ticket of the Demo
cratic party to be voted on at the general election, and in refusing
to permit plaintiff to vote at such Democratic primary election
defendants were not acting for the State of Texas, or as a gov
ernmental agency of said State.”
Also, “ that the members of a voluntary association, such as a
political organization, members of the Democratic party in Texas,
possess inherent power to prescribe qualifications regulating mem-
N ixon vs. Condon et al. 3
4 N ixon vs. Condon et al.
bership of such organizations, or political party. That this is, and
was, true without reference to the passage by the Legislature of
the State of Texas of said Art. 3107, and is not affected by the
passage of said act, and such inherent power remains and exists
just as if said act had never been passed. ”
The Circuit Court of Appeals said—
“ The distinction between appellant’s cases, the one under the
1923 statute and the other under the 1927 statute, is that he was
denied permission to vote in the former by State statute, and in the
latter by resolution of the State Democratic Executive Committee.
It is argued on behalf of appellant that this is a distinction without
a difference, and that the State through its legislature attempted
by the 1927 act to do indirectly what the Supreme Court had held
it was powerless to accomplish directly by the 1923 act.
“ We are of opinion, however, that there is a vast difference be
tween the two statutes. The Fourteenth Amendment is expressly
directed against prohibitions and restraints imposed by the States,
and the Fifteenth protects the right to vote against denial or
abridgment by any State or by the United States; neither operates
against private individuals or voluntary associations. United
States v. Cruikshank, 92 U. S. 542; Virginia v. Hives, 100 U. S.
313; James v. Bowman, 190 U. S. 127.
“ A political party is a voluntary association, and as such has
the inherent power to prescribe the qualifications of its members.
The act of 1927 was not needed to confer such power; it merely
recognized a power that already existed. Waples v. Marrast, 108
Tex. 5; White v. Lubbock, 30 (Tex.) S. W. 722; Grigsby v. Karris,
27 F. (2d) 942. It did not attempt as did the 1923 act to exclude
any voter from membership in any political party. Precinct
judges of election are appointed by party executive committees
and are paid for their services out of funds that are raised by
assessments upon candidates. Revised Civil Statutes of Texas,
Secs. 3104, 3108.”
I think the judgment below is right and should be affirmed.
The argument for reversal is this—■
The statute—Chap. 67, present Article 3107—declares that every
political party through its State Executive Committee “ shall have
the power to prescribe the qualifications of its own members and
N ixon vs. Condon et al. 5
shall in its own way determine who shall be qualified to vote or
otherwise participate in such political party.” The result, it is
said, is to constitute the Executive Committee an instrumentality of
the State with power to take action, legislative in nature, concern
ing membership in the party. Accordingly, the attempt of the
Democratic Committee to restrict voting in primaries to white
people amounted to State action to that effect within the intend
ment of the Federal Constitution and was void under Nixon v.
Herndon, supra.
This reasoning rests upon an erroneous view of the meaning
and effect of the statute.
In Nixon v. Herndon the Legislature in terms forbade all negroes
from participating in Democratic primaries. The exclusion was
the direct result of the statute and this was declared invalid be
cause in conflict with the Fourteenth Amendment.
The act now challenged withholds nothing from any negro; it
makes no discrimination. It recognizes power in every political
party, acting through its Executive Committee, to prescribe quali
fications for membership, provided only that none shall be ex
cluded on account of former political views or affiliations, or mem
bership or non-membership in any non-political organization. The
difference between the two pronouncements is not difficult to dis
cover.
Nixon’s present complaint rests upon the asserted invalidity of
the resolution of the Executive Committee and, in order to prevail,
he must demonstrate that it amounted to direct action by the State.
The plaintiff’s petition does not attempt to show what powers the
Democratic party had entrusted to its State Executive Committee.
It says nothing of the duties of the Committee as a party organ;
no allegation denies that under approved rules and resolutions,
it may determine and announce qualifications for party member
ship. We cannot lightly suppose that it undertook to act without
authority from the party. Ordinarily, between conventions party
executive committees have general authority to speak and act in
respect of party matters. There is no allegation that the ques
tioned resolution failed to express the party will. For present
purposes the Committee’s resolution must be accepted as the voice
of the party.
6 N ixon vs. Condon et al.
Petitioner insists that the Committee’s resolution was author
ized by the State; the statute only recognizes party action and he
may not now deny that the party had spoken. The exclusion re
sulted from party action and on that footing the cause must be
dealt with. Petitioner has planted himself there. Whether the
cause would be more substantial if differently stated, we need not
inquire.
As early as 1895—Ch. 35, Acts 1895—the Texas Legislature
undertook through penal statutes to prevent illegal voting in
political primaries, also false returns, bribery, etc. And later,
many, if not all, of the general safeguards designed to secure
orderly conduct of regular elections were extended to party pri
maries.
By Acts of 1903 and 1905, and subsequent amendments, the
Legislature directed that only official ballots should be used in
all general elections. These are prepared, printed and distributed
by public officials at public expense.
With adoption of the official ballot it became necessary to pre
scribe the methods for designating the candidates whose names
might appear on such ballot. Three, or more, have been author
ized. A party whose last candidate for governor received 100,000
votes must select its candidate through a primary election. Where
a party candidate has received less than 100,000, and more than
10,000, votes it may designate candidates through convention or
primary, as its Executive Committee may determine. A written
petition by a specified number of voters may be used in behalf
of an independent or nonpartisan candidate.
Some of the States have undertaken to convert the direct primary
into a legally regulated election. In others, Texas included, the
primary is conducted largely under party rules. Expenses are
borne by the party; they are met chiefly from funds obtained by
assessments upon candidates. A number of States (eleven per
haps) leave the determination of one’s right to participate in a
primary to the party, with or without certain minimum require
ments stated by statute. In “ Texas the party is free to impose
and enforce the qualifications it sees fit,” subject to some definite
restrictions. See Primary Elections, Merriam and Overacker, pp.
£>6, 72, 73.
N ixon vs. Condon et ad. 7
A “ primary election” within the meaning of the chapter of
the Texas Rev. Civil Stat. relating to nominations “ means an
election held by the members of an organized political party for
the purpose of nominating the candidates of such party to be
voted for at a general or special election, or to nominate the county
executive officers of a party.” Article 3100; General Laws 1905,
(1st C. S.) Ch. 11, See. 102. The statutes of the State do not
and never have undertaken to define membership—who shall be
regarded as a member—in a political party. They have said that
membership shall not be denied to certain specified persons; other
wise, the matter has been left with the party organization.
Since 1903 (Acts 1903, Ch. Cl., Sec. 94,* p. 150, 28th Leg.;
Acts 1905, Ch. 11, Sec. 103, p. 543, 29th Leg.) the statutes of
Texas have recognized the power of party executive committees to
define the qualifications for membership. The Act of 1923, Ch.
32, Sec. 1, (Art. 3093a) and the Act of 1927, Ch. 67, Sec. 1, (Art.
3107) recognize the authority of the party through the Executive
Committee, or otherwise, to specify such qualifications throughout
the State. See Love v. Wilcox, 28 S. W. Rep. (2d) 515, 523.
These Acts, and amendments, also recognize the right of State
and County Executive Committees generally to speak and act for
the party concerning primaries. These committees appoint the
necessary officials, provide supplies, canvass the votes, collect as
sessments, certify the successful candidates, pay expenses and
do whatever is required for the orderly conduct of the primaries.
Their members are not State officials; they are chosen by those
who compose the party; they receive nothing from the State.
By the amendment of 1923 the Legislature undertook to declare
that “ all qualified voters under the laws and constitution of the
State of Texas who are bona fide members of the Democratic party,
shall be eligible to participate in any Democratic party primary
election, provided such voter complies with all laws and rules
governing party primary elections; however, in no event shall a
negro be eligible to participate in a Democratic party primary elec
tion held in the State of Texas.” Love v. Wilcox, supra, p. 523.
Acta 1903, Ch. Cl. “ Sec. 94. . . . provided, that the county execu
tive committee of the party holding any primary election may prescribe ad
ditional qualifications necessary to participate therein. ’ ’
8 Nixon vs. Condon et al.
This enactment, held inoperative by Nixon v. Herndon, supra,
(1927) was promptly repealed.
The courts of Texas have spoken concerning the nature of po
litical primary elections and their relationship to the State. And
as our present concern is with parties and legislation of that State,
we turn to them for enlightenment rather than to general obser
vations by popular -writers on public affairs.
In Waples v. Marrast, 108 Texas 5, 11, 12, decided in 1916, the
Supreme Court declared—
“ A political party is nothing more or less than a body of men
associated for the purpose of furnishing and maintaining the
prevalence of certain political principles or beliefs in the public
policies of the government. As rivals for popular favor they
strive at the general elections for the control of the agencies of
the government as the means of providing a course for the gov
ernment in accord with their political principles and the adminis
tration of those agencies by their own adherents. According to
the soundness of their principles and the wisdom of their policies
they serve a great purpose in the life of a government. But the
fact remains that the objects of political organizations are inti
mate to those who compose them. They do not concern the gen
eral public. They directly interest, both in their conduct and in
their success, only so much of the public as are comprised in their
membership, and then only as members of the particular organi
zation. They perform no governmental function. They consti
tute no governmental agency. The purpose of their primary elec
tions is merely to enable them to furnish their nominees as can
didates for the popular suffrage. In the interest of fair methods
and a fair expression by their members of their preference in the
selection of their nominees, the State may regulate such elections
by proper laws, as it has done in our general primary law, and as
it was competent for the Legislature to do by a proper act of the
character of the one here under review. But the payment of the
expenses of purely party elections is a different matter. On prin
ciple, such expenses can not be differentiated from any other
character of expense incurred in carrying out a party object, since
the attainment of a party purpose—the election of its nominees
at the general elections through the unified vote of the party mem
bership, is necessarily the prime object of a party primary. . . .
N ixon vs. Condon et al. 9
“ To provide nominees of political parties for the people to vote
upon in the general elections, is not the business of the State. It
is not the business of the State because in the conduct of the gov
ernment the State knows no parties and can know none. If it is
not the business of the State to see that such nominations are
made, as it clearly is not, the public revenues can not be em
ployed in that connection. To furnish their nominees as claimants
for the popular favor in the general elections is a matter which
concerns alone those parties that desire to make such nominations.
It is alone their concern because they alone are interested in the
success of their nominees. The State, as a government, can not
afford to concern itself in the success of the nominees of any po
litical party, or in the elective offices of the people being filled only
by those who are the nominees of some political party. Political
parties are political instrumentalities. They are in no sense gov
ernmental instrumentalities. The responsible duties of the State
to all the people are to be performed and its high objects effected
without reference to parties, and they have no part or place in the
exercise by the State of its great province in governing the people. ’ ’
Koy v. Schneider, 110 Texas, 369, 376 (April 21, 1920)—“ The
Act of the Legislature deals only with suffrage within the party
primary or convention, which is but an instrumentality of a group
of individuals for the accomplishment of party ends.” And see
id. pp. 394 et seq.
Cunningham v. McDermett, 277 S. W. Rep. 218, (Court of Civil
Appeals, Oct. 22, 1925)—“ Appellant contends that the Legis
lature by prescribing how party primaries must be conducted,
turned the party into a governmental agency, and that a candi
date of a primary, being the candidate of the governmental agency,
should be protected from the machinations of evilly disposed
persons.
“ With this proposition we cannot agree, but consider them as
they were held to be by our Supreme Court in the case of Waples
v. Marrast, 108 Tex. 5, 184 S. W. 180, L. R. A. 1917A, 253, in which
Chief Justice Phillips said: ‘ Political parties are political instru
mentalities. They are in no sense governmental instrumen
talities.’ ”
Briscoe v. Boyle, 286 S. W. 275, 276 (Court Civil Appeals, July
2, 1926)—This case was decided by an inferior court while the
10 N ixon vs. Condon et al.
Act of 1923, Ch. 32, Sec. 1, amending Art. 3093, was thought to be
in force—before Nixon v. Herndon, supra, ruled otherwise. It
must be read with that fact in mind. Among other things, the
Court said—“ In fine, the Legislature has in minute detail laid
out the process by which political parties shall operate the statute-
made machinery for making party nominations, and has so hedged
this machinery with statutory regulations and restrictions as to
deprive the parties and their managers of all discretion in the
manipulation of that machinery.”
Love v. Wilcox, supra, 522 (Sup. Ct., May 17, 1930)—“ We are
not called upon to determine whether a political party has power,
beyond statutory control, to prescribe what persons shall partici
pate as voters or candidates in its conventions or primaries. We
have no such state of facts before us. The respondents claim that
the State Committee has this power by virtue of its general au
thority to manage the affairs of the party. The statute, article
3107, Complete Tex. St. 1928 (Vernon’s Ann. Civ. St. art. 3107),
recognizes this general authority of the State Committee, but places
a limitation on the discretionary power which may be conferred
on that committee by the party by declaring that, though the party
through its State Executive Committee, shall have the power to
prescribe the qualifications of its own members, and to determine
who shall be qualified to vote and otherwise participate, yet the
committee shall not exclude anyone from participation in the
party primaries because of former political views or affiliations, or
because of membership or non-membership in organizations other
than the political party. The committee’s discretionary power is
further restricted by the statute directing that a single, uniform
pledge be required of the primary participants. The effect of
the statutes is to decline to give recognition to the lodgment of
power in a State Executive Committee, to be exercised at its dis
cretion. The statutes have recognized the right of the party to
create an Executive Committee as an agency of the party, and
have recognized the right of the party to confer upon that com
mittee certain discretionary powers, but have declined to recog
nize the right to confer upon the committee the discretionary
power to exclude from participation in the party’s affairs any
one because of former political views or affiliations, or because of
refusal to take any other than the statutory pledge. It is obvious,
N ixon vs. Condon et al. 11
we think, that the party itself never intended to confer upon its
Executive Committee any such discretionary power. The party
when it selected its State Committee did so with full knowledge of
the statutory limitations on that committee’s authority, and must
be held to have selected the committee with the intent that it would
act within the powers conferred, and within the limitations de
clared by the statute. Hence, the committee, whether viewed as
an agency of the state or as a mere agency of the party, is not
authorized to take any action which is forbidden by an express
and valid statute.”
Thomas B. Love, Appellant v. Buchner and Wakefield, Appellees,
Texas Supreme Court, April 21, 1932.
The Court of Civil Appeals certified to the Supreme Court for
determination the question—“ Whether the Democratic State Ex
ecutive Committee had lawful authority to require otherwise law
fully qualified and eligible Democratic voters to take the pledge
specified in the resolution adopted by the Committee at its meet
ing in March,” 1932.
The resolution directed that no person should be permitted to
participate in any precinct or county Democratic convention held
for the purpose of selecting delegates to the State convention at
which delegates to the National Democratic Convention are selected
unless such person shall take a written pledge to support the
nominees for President and Vice-President.
“ The Court answers that the Executive Committee was author
ized to require the voters to take the specified pledge.”
It said—
“ The Committee.’s power to require a pledge is contested on the
ground that the Committee possesses no authority over the conven
tions of its party not granted by statute, and that the statutes of
Texas do not grant, but negative, the Committee’s power to exact
such a pledge.
“ We do not think it consistent with the history and usages of
parties in this State nor with the course of our legislation to re
gard the respective parties or the state executive committees as
denied all power over the party membership, conventions, and pri
maries save where such power may be found to have been expressly
delegated by statute. On the contrary, the statutes recognize party
12 N ixon vs. Condon et al.
organizations including the state committees, as the repositories of
party power, which the Legislature has sought to control or regu
late only so far as was deemed necessary for important govern
mental ends, such as purity of the ballot and integrity in the as
certainment and fulfillment of the party will as declared by its
membership.
“ Without either statutory sanction or prohibition, the party
must have the right to adopt reasonable regulations for the en
forcement of such obligations to the party from its members as
necessarily arise from the nature and purpose of party govern
ment. . . .
“ We are forced to conclude that it would not be beyond the
power of the party through a customary agency such as its state
executive committee to adopt regulations designed merely to en
force an obligation arising from the very act of a voter in par
ticipating in party control and party action, though the statutes
were silent on the subject. . . .
“ The decision in Love v. Wilcox, 119 Tex. 256, gave effect to
the legislative intent by vacating action of the State Committee
violative of express and valid statutes. Our answer to the cer
tified question likewise gives effect to the legislative intent in up
holding action of the State Committee in entire accord with the
governing statutes as well as with party custom.”
The reasoning advanced by the court to support its conclusion
indicates some inadvertence or possibly confusion. The difference
between statutes which recognize and those which confer power is
not always remarked, e. g., “ With regard to the state com
mittee’s power to exact this pledge the statutes are by no means
silent. The statutes do not deny the power but plainly recognize
and confer same.” But the decision itself is a clear affirmation
of the general powers of the State Executive Committee under
party custom to speak for the party and especially to prescribe
the prerequisites for membership and for “ voters of said political
party” in the absence of statutory inhibition. The point actually
ruled is inconsistent with the notion that the Executive Committee
does not speak for the organization; also inconsistent with the
view that the Committee’s powers derive from State statutes.
N ixon vs. Condon et al. 13
If statutory recognition of the authority of a political party
through its Executive Committee to determine who shall par
ticipate therein gives to the resolves of such party or committee
the character and effect of action by the State, of course the same
rule must apply when party conventions are so treated; and it
would be difficult logically to deny like effect to the rules and by
laws of social or business clubs, corporations, and religious asso
ciations, etc., organized under charters or general enactments.
The State acts through duly qualified officers and not through the
representatives of mere voluntary associations.
Such authority as the State of Texas has to legislate concern
ing party primaries is derived in part from her duty to secure
order, prevent fraud, etc., and in part from obligation to pre
scribe appropriate methods for selecting candidates whose names
shall appear upon the official ballots used at regular elections.
Political parties are fruits of voluntary action. Where there
is no unlawful purpose, citizens may create them at will and limit
their membership as seems wise. The State may not interfere.
White men may organize; blacks may do likewise. A woman’s
party may exclude males. This much is essential to free govern
ment.
If any political party as such desires to avail itself of the privi
lege of designating candidates whose names shall be placed on
official ballots by the State it must yield to reasonable conditions
precedent laid down by the statutes. But its general powers are
not derived from the State and proper restrictions or recognition
of powers cannot become grants.
It must be inferred from the provisions in her statutes and
from the opinions of her courts that the State of Texas has in
tended to leave political parties free to determine who shall be
admitted to membership and privileges, provided that none shall
be excluded for reasons which are definitely stated and that the
prescribed rules in respect of primaries shall be observed in order
to secure official recognition of nominees therein for entry upon
the ballots intended for use at general elections.
By the enactment now questioned the Legislature refrained from
interference with the essential liberty of party associations and
recognized their general power to define membership therein.
The words of the statute disclose such purpose and the circum-
14 N ixon vs. Condon et al.
stances attending its passage add emphasis. The act of 1923 had
forbidden negroes to participate in Democratic primaries. Nixon
v. Herndon (March, 1927) supra, held the inhibition invalid.
Shortly thereafter (June, 1927) the Legislature repealed it and
adopted the Article now numbered 3107 (Rev. Stats. 1928) and
here under consideration. The fair conclusion is, that accepting
our ruling as conclusive the lawmakers intended expressly to re
scind action adjudged beyond their powers and then clearly to
announce recognition of the general right of political parties to
prescribe qualifications for membership. The contrary view dis
regards the words, that “ every political party . . . shall in
its own way determine who shall be qualified to vote or otherwise
participate in such political party” ; and really imputes to the
Legislature an attempt indirectly to circumvent the judgment of
this Court. We should repel this gratuitous imputation; it is
vindicated by no significant fact.
The notion that the statute converts the Executive Committee
into an agency of the State also lacks support. The language
employed clearly imports that the political party, not the State,
may act through the Committee. As shown above since the Act
of 1903 the Texas laws have recognized the authority of Execu
tive Committees to announce the party will touching membership.
And if to the considerations already stated there be added the
rule announced over and over again that when possible statutes
must be so construed as to avoid unconstitutionality, there can re
main no substantial reason for upsetting the Legislature’s laudable
effort to retreat from an untenable position by repealing the earlier
act, and then declare the existence of party control over member
ship therein to the end that there might be orderly conduct of
party affairs including primary elections.
The resolution of the Executive Committee was the voice of the
party and took from appellant no right guaranteed by the Federal
Constitution or laws. It was incumbent upon the judges of the
primary to obey valid orders from the Executive Committee. They
inflicted no wrong upon Nixon.
A judgment of affirmance should be entered.
I am authorized to say that Mr. Justice V a n D e v a n t e r , Mr.
Justice S u t h e r l a n d and Mr. Justice B u t l e r concur in this opinion.
NO..
Transcript of Record.
lll«lllllllillllMlllll!llll!llllllllllllllj|||llllll|j|j||j|j||||lllllllllllljlll!illlllj||ISIIIIjlU
United States Circuit Court of Appeals
FOR THE TENTH CIRCUIT.
I. W . LANE, A ppellant,
vs.
JESS WILSON, JOHN MOSS, AND MARION PARKS,
A p p e l l e e s .
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE
EASTERN DISTRICT OF OKLAHOMA.
FILED.
UNITED STATES CIRCUIT COURT OF APPEALS FOR
THE TEffiTH CIRCUIT.
hoJlHBs
I. W. LANE, A p p e l l a n t ,
vs.
JESS WILSON, JOHN MOSS, AND MARION PARKS,
....................... A p p e l l e e s .
APPEAL FBOM THE UNITED STATES DISTBICT COUET EOB THE
EASTEBN DISTBICT OP OKLAHOMA.
I N D E X .
PAGE
Caption...............................................: ...................................... 1
Petition........................................................................... 1
Separate answer of defendants Jess Wilson and Marion
Parks............ . . . ......................................... ....................... 1 1
Separate answer of defendant John Moss........................... 17
Reply to joint answer of defendants Jess Wilson and Mar
ion Parks. . ...................................................... 18
Reply to separate answer of defendant John Moss............. 21
Verdict........................................................................................ 22
Motion for new trial................................................................. 22
Journal entry............................................................................. 24
Bill of exceptions...................................................................... 26
Evidence on behalf of plaintiff:
I. W. Lane 27
INDEX— C ontinued.
pa g e
J. A. Cullam.............................................................. 30
Washington Taylor.................................................. 32
J. M. Jackson............................................................ 33
Plaintiff’s Exhibit No. 2—1930 census report for
Wagoner County............................................... 38
I. W. Lane (recalled for further cross examina
tion) .................................................................... 38
Evidence on behalf of defendants:
James L. Pace........................................................... 39
S. T. Denison............................................................. 40
Christopher Columbus Casedier...............................41
W. M. Chartier....................................................... 41
R. W. Baker............................................................... 42
Lon Lee...................................................................... 42
Stout Atterberry....................................................... 42
Jess W ilson................................................................ 45
John Moss.................................................................. 47
Defendants’ Exhibit # 2 —Letter from edi
tor of Negro newspaper........................ 48
Marion Parks............................................................ 49
Rebuttal testimony of plaintiff:
William Oliver............................................................ 51
I. W. Lane........................................................ 51
Motion of defendants for instructed verdict................. 52
Plaintiff’s requested instruction No. 1 ........................... 52
Plaintiff’s requested instruction No. 2 ........................... 52
Plaintiff’s requested instruction No. 3 ........................... 53
Plaintiff’s requested instruction No. 4 ........................... 55
Plaintiff’s requested instruction No. 5 ........................... 56
Plaintiff’s requested instruction No. 6 ........................... 57
Plaintiff’s requested instruction No. 7 ...................... 58
Opinion of the trial court.................................................. 59
Instruction of verdict for defendants............................ 61
Motion for new trial........................................................... 62
Order of court overruling motion for new trial.......... 64
IN THE UNITED STATES DISTRICT COURT FOR THE
EASTERN DISTRICT OF OKLAHOMA.
P l e a s a n d p r o c e e d in g s b e f o r e t h e H o n o r a b l e A l f r e d P .
H u r r a h , J u d g e o f t h e D i s t r ic t 1 C o u r t o f t h e U n i t e d S t a t e s
f o r t h e E a s t e r n D i s t r ic t o f O k l a h o m a , p r e s i d in g i n t h e f o l
l o w in g ENTITLED CAUSE :
I . W . LANE, P l a i n t i f f ,
No. 6353 vs. Law
JESS WILSON, MARION PARKS, AND JOHN MOSS,
D e f e n d a n t s .
Petition.
For his cause of action against the defendants, Jess Wil
son, Marion Parks and John Moss, and against each of them,
plaintiff, I. W. Lane alleges and states:
1. That said plaintiff and each of the defendants are cit
izens and residents of Wagoner County, State of Oklahoma;
that the amount involved herein, exclusive of interest and
costs exceeds the amount and value of three thousand dollars;
that this action involves a federal question, namely, the right
of suffrage of plaintiff under the Constitution of the United
States, the Fourteenth and Fifteenth Amendments thereto,
and the laws of the United States enacted pursuant thereto.
2. That the plaintiff, I. W. Lane is a male Negro citizen
of the United States, is approximately sixty six years of age,
was born in Talladega County, State of Alabama; that plain
tiff is a resident and citizen of the State of Oklahoma, having
continuously and in good faith resided in the Town of Red
Bird, in Wagoner County, in said State since about the 1st
2 I. W. Lane v. Jess W ilson, et al.
day of January, A.D., 1908; that plaintiff now resides in,
and continuously for more than one year next preceding the
24th day of October 1934, hereinafter mentioned, has resid
ed in the Election precinct in Wagoner County, Oklahoma,
legally designated “ Gatesville Precinct No. 1” .
3. That plaintiff, I. W. Lane, has never been adjudged
guilty of a felony or any crime; that plaintiff is not now,
was not on October 24th, 1934, nor has he ever been confined
in any poor house or any asylum at public expense or other
wise ; that plaintiff is not now, nor was he ever confined in
any public prison; that plaintiff is not a lunatic nor an idiot.
Plaintiff further alleges that by reason of the allegations here
in above made, he was in all particulars on the 24th day of
October, 1934, a duly qualified elector of said State of Ok
lahoma, according to the laws of said State, and as such was
entitled to be registered as such elector.
4. Plaintiff further alleges that on the 24th day of Oc
tober, 1934, the defendant, Jess Wilson, was the duly ap
pointed, qualified and acting County Registrar of Wagoner
County, State of Oklahoma; and on said day the defendant,
Marion Parks, was the duly appointed, qualified and acting
Precinct Registrar of the aforementioned precinct in Wag
oner County, Oklahoma, designated as “ Gatesville Precinct
No 1” , in which precinct at said time, this plaintiff was re
siding and in which precinct plaintiff had resided for more
than thirty days next preceding said 24th day of October,
1934. That the defendant, John Moss, on the 24th day of Oc
tober, 1934, was the duly elected, qualified and acting County
Judge of Wagoner County, State of Oklahoma.
5. That under the laws of the State of Oklahoma, (Sec
tion 5652, Okla. Stat. 1931), registration is a prerequisite to
the right of the citizens of said State to vote in any election
held in said State, and unless and until said plaintiff is reg
istered, as provided by the said laws of Oklahoma, the said
plaintiff will not be entitled to vote at any election held in the
State of Oklahoma, and in said County and Precinct.
6. That on November the 6th, 1934, there is to be held
in the State of Oklahoma, and in Wagoner County, according
to the laws applicable thereto, a general election, at which
election, Representatives to the Congress of the United States
and State and County officers are to be voted upon, and unless
I. W. L ane v. Jess W ilson, et al. 3
said plaintiff is afforded a reasonable opportunity to be reg
istered and is registered pursuant to the aforementioned laws
of Oklahoma, he will be denied the fundamental and consti
tutional right to vote at said general election in his above
named precinct.
7. That such a denial of the right of said plaintiff to
vote at said election for said Bepresentatives to the Congress
and for said State and County officers, will constitute to plain
tiff a denial of the right of suffrage as a citizen of said County
and State and of the United States, and will constitute to
plaintiff a denial of the equal protection of the laws, contrary
to the Constitution and laws of the State of Oklahoma, and
contrary to the Constitution of the United States, the Four
teenth and Fifteenth Amendments thereto and to the laws of
the United States enacted pursuant thereto.
8. Further, plaintiff states that in 1916 there was enacted
by the Legislature of the State of Oklahoma, a registration
law providing for the registration of qualified electors to vote
in the various elections of said State and counties. It was pro
vided in said registration law that the only qualification of an
elector was that such elector must have been a citizen of the
United States and of the State of Oklahoma for more than
one year, and a resident of the County for m o r e than six
months and in the precinct for more than thirty days prior
to April 30, 1916, or prior to any subsequent registration pe
riod (Sec. 5654 Okla. Stat. 1931).
9. It was further provided in said registration law (sec.
5654 Okla. Stat. 2931) that: “ It shall be the duty of the pre
cinct registrars to register each qualified elector of his elec
tion precinct who makes application between the 30th day of
April 1916, and the 11th day of May 1916,” * * * “ and pro
vided that it shall be the mandatory duty of every precinct
registrar to issue registration certificates to every qualified
elector who voted at the general election held in this State
on the first Tuesday after the first Monday in November, 1914,
without the application of said elector for registration, and to
deliver such certificate to such elector if he is still a quali
fied elector in such precinct, and the failure to so register
such elector who voted in such election held in November,
1914, shall not preclude or prevent such elector from voting
in any election in this state; etc. ’ ’ It was further provided in
said section, “ That each County election board in this State
shall furnish to each precinct election hoard in the respective
counties a list of the voters who voted at the election in No
vember, 1914, and such list shall be conclusive of the right of
such person to vote” .
10. Further, plaintiff states that during the first regis
tration period, between April 30, 1916, and May 11, 1916, said
plaintiff was a resident of said State, county, and precinct
for a long time prior thereto, as set forth above; that during
said registration period, this plaintiff made application at the
time and in the manner required by law to the precinct reg
istrar of said precinct mentioned herein, for registration un
der the registration law of Oklahoma, and that the then pre
cinct registrar in said precinct refused to register plaintiff,
solely on account of his race, color and previous condition of
servitude. The said plaintiff made application to the respec
tive registrars of said precinct at each and all of the subse
quent registration periods, and was refused registration at
each and all of said registration periods solely on account
of his race, color and previous condition of servitude.
11. That the respective registrars in said County and
precincts, during the registration period in May, 1916, and
of all subsequent registration periods respectively, informed
said plaintiff, that they had no authority or instructions to
register any Negroes; and the registrars of said precincts
during each and all of said registration periods refused to
register any Negroes, including this plaintiff, solely on ac
count of their race, color and previous condition of servitude.
12. Further, plaintiff states that ever since the passage
of said registration law aforesaid, and ever since the same
became effective, the county and precinct registrars and the
county election board of said Wagoner County have unlaw
fully combined, confederated and conspired together, and
have formulated and devised various schemes and plots
whereby they have prevented and still prevent the Negro res
idents of said Wagoner County, including particularly this
plaintiff, from being registered in their respective precincts.
That said conspiracy was set in motion and operation during
the registration period between April 30, 1916, and May 11,
1916, and has continued to operate during each and all of the
registration periods thereafter and still continues to operate,
4 I. W. L ane y. Jess W ilson, et al.
I. W. L ake v. Jess W ilsok, et al. 5
and plaintiff further states that as a result of said conspiracy,
it has become the general, habitual and systematic practice of
said county registrars, including this defendant, Jess Wilson,
and his predecessors in office, to refuse to register Negro
residents of said Wagoner county, including the plaintiff, I.
W. Lane, and to deprive them of their right of suffrage sole
ly on account of their race, color and previous condition of
servitude.
13. Further, that in furtherance of the conspiracy and
to further promote the schemes and plots aforesaid, the said
county registrars, the county election board and the precinct
registrars of said Wagoner County and of said precincts, have
secretly and connivingly entered in to a pact and agreement
among themselves whereby they have agreed not to register
any Negro elector in said County and in said precincts, and
the said county registrars, including the defendant, Jess Wil
son and their predecessors in office, have given specific instruc
tions to said precinct registrars, including the defendant, Mar
ion Parks, not to register any Negroes in their said precincts,
and plaintiff further states that by reason of said unlawful
agreement and by reason of the instructions of said county reg
istrars, including the defendant, Jess Wilson, the precinct
registrars, including the defendant, Marion Parks, have per
sistently refused, and still refuse to register the Negro elec
tors in said precincts, including the precinct in which plaintiff
resides.
14. That as part and parcel of the conspiracy aforesaid,
and in furtherance thereof, the said county registrars and
precinct registrars have invented, devised and set in motion
and operation various schemes, tricks and artifices and have
used every subterfuge to prevent the registration of Negroes
and to deprive them of their fundamental and constitutional
right of suffrage, to wit, said county election officials would
intentionally fail and refuse to appoint proper registrars in
said precincts at the proper time, and would fail to furnish
them with sufficient blanks and registration books; said of
ficials would wilfully and intentionally mislead and misinform
the Negroes as to the proper identity of their respective pre
cinct registrars; said precinct registrars would intentionally
absent themselves from their homes and offices where the reg
istration books are kept and would conceal themselves from
the Negro residents; that some member of the registrar’s
family would inform the Negro applicants that the registrar
was not at home, or was busy; that if said Negro electors
would accidently meet said registrars, they would inform them
that they had run out of blanks, or that they did not have the
registration books, or that the registrar was some one else;
or that the Negro electors had to get a Court order before they
could be registered. That when no other excuse was available,
said registrars would inform the Negro electors that they
had instructions from superior officials not to register Ne
groes and said precinct registrars would thereupon refuse to
register said Negro electors. That some of said precinct reg
istrars have threatened violence and serious bodily harm upon
Negroes who duly made application for registration.
15. That pursuant to the laws of the State of Oklahoma,
the registration period for the aforementioned election of No
vember 6, 1931, began on October 17, 1934, and closes on the
26th day of October, 1934. That on the 24th day of October,
1934, this plaintiff, I. W. Lane, being then a duly qualified
elector of said precinct, county and state aforesaid, duly pre
sented himself to the defendant, Marion Parks, precinct reg
istrar aforesaid, and at said time, this said plaintiff made ap
plication to said defendant, Marion Parks, for registration
and for a registration certificate, which said registration and
registration certificate said Marion Parks refused said plain
tiff solely on account of the race, color and previous condition
of servitude of plaintiff; and at said time said Marion Parks,
precinct registrar aforesaid, advised this plaintiff that he had
been forbidden by said John Moss, County Judge of Wagoner
County, Oklahoma, and by Jess Wilson, County Registrar of
Wagoner County, Oklahoma, to register any Negroes.
16. Further, that in refusing to register this plaintiff, as
set forth above, and in making it impossible for plaintiff to
register and to vote in the aforementioned election, said de
fendants were acting pursuant to the aforementioned con
spiracy; said defendants, and each of them, were and are
violating the rights of plaintiff, under the Constitution of
Oklahoma, and under the Constitution of the United States,
the 14th and 15th amendments thereto, and the laws of the
United States enacted pursuant thereto.
17. Further, the illegal acts of the defendants Jess Wil
son, John Moss and Marion Parks hereinabove alleged, con-
6 I. W. L ane v. Jess W ilson, et al.
stitute a violation of Section 31, Chapter 2 of Title 8 of United
States Code (E. S. Sec. 2004). That in the violation of the
rights of said plaintiff, said defendants, and each of them,
were acting under color of certain statutes of the State of
Oklahoma hereinafter mentioned, and under color of custom
and usage in said County of Wagoner and State of Oklahoma,
and caused said plaintiff to be deprived of rights, privileges,
and immunities secured by the Constitution and laws of the
United States.
18. Further, that in the illegal acts hereinabove com
plained of, said defendants and each of them were acting-
under the color of Chapter 29 of the Oklahoma Statutes of
1931, and especially under color of Article 3 of said chapter,
and under color of Section 5654 of said Article 3, Chapter
29 of said laws of Oklahoma, 1931, and Section 5657 of said
Article and Chapter. That said Section 5654, Article 3, Chap
ter 29, (C. 0. S. 1921, Sec. 6252) provides as follows:
“ Eegistration—general regulations. It shall be the
duty of the precinct registrar to register each qualified
elector of his election precinct who makes application
between the 30th day of April, 1916, and the 11th day of
May, 1916, and such person applying shall at the time he
applies to register to be a qualified elector in such pre
cinct and he shall comply with the provisions of this act,
and it shall be the duty of every qualified elector to regis
ter within such time; provided, if any elector should be
absent from the county of his residence during such period
of time, or is prevented by sickness or unavoidable mis
fortune from registering within the precinct registrar
within such time, he may register with such precinct reg
istrar at any time after the tenth day of May, 1916, up
to and including the thirtieth day of June, 1916, but the
precinct shall register no persons under this provision
unless he be satisfied that such person was absent from
the County or was prevented from registering by sick
ness or unavoidable misfortune, as hereinbefore provid
ed. And provided that it shall be the mandatory duty
of every precinct registrar to issue registration certifi
cates to every qualified elector who voted at the general
election held in this State on the 1st Tuesday after the
first Monday in November, 1914, without the applica-
I. W. L ane v. Jess W ilson, et al. ^
tion of said elector for registration, and, to deliver such
certificate to such elector if he is still a qualified elector
in such precinct and the failure to so register such elec
tor who voted in such election held in November, 1914,
shall not preclude or prevent such elector from voting in
any election in this State; and provided further, that
whenever any elector is refused registration by ant reg
istration officer such action may be reviewed by the Dis
trict Court of the County by the aggrieved elector by
his filing within ten days a petition with the Clerk of
said Court, whereupon summons shall be issued to said
registrar requiring him to answer within ten days, and
the District Court shall be (give) a (an) expeditious
hearing and from his judgment an appeal will lie at the
instance of either party to the Supreme Court of the
State as in civil cases; and provided further, that the
provision of this Act shall not apply to any school dis
trict elections. Provided further, that each County elec
tion Board in this State shall furnish to each precinct
election board in the respective counties a list of the
voters who voted at the election in November, 1914, and
such list shall be conclusive evidence of the right of such
person to vote.” ,
and Section 5657 Oklahoma Statutes, 1931, (C. 0. S., 1921
Section 6255), provides as follows:
“ Elector—oath and requirements—exceptions—reg
istrars’ books and records. Each qualified elector in this
State may be required to make oath that he is a qualified
elector in such precinct, and shall answer under oath any
questions touching his qualifications as an elector and
give under oath the information required to be contained
in a registration certificate. Except in the case of a qual
ified elector who voted at the general election held in this
State on the first Tuesday after the first Monday in No
vember, 1914, in which case it shall be mandatory duty
of the precinct registrar to register such voter and de
liver to such voter a registration certificate and the fail
ure to so register such elector and to issue such certificate
shall not preclude or prevent such elector from voting
at any election in this state. If any person shall fail or
refuse to give the information required in a registration
certificate, or fail or refuse to answer any questions pro-
s I. W. L ane v. Jess W ilson, et al.
I. W. L ane v. Jess W ilson, et al. 9
pounded to him by said registrar touching his qualifica
tions as an elector, such person shall not be registered
and no certificate of registration shall be issued to him.
If said registrar shall be satisfied that any person who
makes application to register is a qualified elector in
the precinct at such time, and if such person complies
with all the provisions of this Act, then said registrar
shall detach the original registration certificate, proper
ly filled in and containing the information required in
this Act, and deliver to such person such original regis
tration certificate. Etc. ’ ’
19. Further, plaintiff alleges, upon information and be
lief, that the above mentioned Section 5654, Okla. Stat. 1931,
(C. 0. S., 1921, Sec. 6252,) and Sec. 5657, Okla. Stat. 1931,
(C. 0. S., 1921, Sec. 6255) are mere subterfuges aimed ex
clusively and directly at and against Negro citizens of the
'United States residing in the State of Oklahoma, and fur
ther that said laws are and were designed for the exclusive
purpose of depriving said Negro citizens of the right of suf
frage, and in violation of Section 6, Article 1 of the Consti
tution of Oklahoma and also in violation of the 15th Amend
ment of the Constitution of the United States, and in viola
tion of the laws of the United States enacted pursuant there
to. Said Statutes and laws are further an illegal and cunning
attempt to achieve the illegal purpose sought by “ (The
Amendment) Section 4a, Grandfather Clause of Article iii of
the Constitution of Oklahoma, and to evade the effect of the
decision of the Supreme Court of the United States, “ (Guinn
vs. United States,” decided June 21st, 1915, 238 U. S. 347, 59
L. Ed. 1340.) That said State Statutes designated for the pur
pose aforesaid were enacted on February 26, 1916, immediate
ly after the above mentioned decision of the Supreme Court
of the United States; and said laws provide for an unjust,
unreasonable and illegal classification of the electors of the
United States and of the State of Oklahoma ; they give to pre
cinct registrars therein provided for an arbitrary and ca
pricious discretion to deny or refuse qualified Negro electors
the right of suffrage; and said State laws deny and abridge the
right of Negro citizens, including this plaintiff, to vote, solely
on account of race, color and previous condition of servitude.
That precinct registrars of Oklahoma in general in denying
the right to register and the right of suffrage throughout said
10 I. W. Lane y. Jess W ilson, et al.
State of Oklahoma, and the defendants hereinabove named
in denying and refusing to permit this plaintiff to register or
to vote, as hereinabove specified, were and are carrying out
the patent and expressed intent and design of said State laws.
20. That in the conspiracy concocted by said defendants
hereinabove mentioned, and the illegal acts of them perpe
trated against the plaintiff, as set forth above, said defend
ants violated Section 43 of Chapter 3, Title 8, TJ. S. Code (R.
S. Section 1979). That said defendants by their said illegal
and wrongful acts have damaged this plaintiff in the sum of
and to the extent of Five Thousand Dollars, ($5000.00). That
said defendants with an illegal intent, wilfully, and malicious
ly violated the aforementioned rights of this plaintiff, and be
cause thereof, plaintiff is entitled to a judgment against the
said defendants and against each of them, in the sum of Five
Thousand Dollars ($5000.00) as punitive damages.
Wherefore, plaintiff prays for judgment against said
defendants Jess Wilson, Marion Parks, and John Moss in
the sum of Five Thousand Dollars ($5000.00), jointly and
severally, as actual damages, and for judgment against them
and each of them in the further sum of Five Thousand Dol
lars ($5000.00) as punitive damages, and for the costs of this
action.
And said plaintiff further prays for such other and fur
ther relief as he may be entitled to.
Dated this 26 day of October, 1934.
I. W. LANE,
Plaintiff.
CHARLES A. CHANDLER,
C. E. ROBERTSON,
Attorneys for Plaintiff.
Verification.
State of Oklahoma,
County of Wagoner— ss.
I. W. Lane of lawful age, after having been first sworn
according to law, deposes and says that he is the plaintiff
named in the above and foregoing petition; that he has read
the same and is familiar with the contents thereof, and that
I. W. L ane v. Jess W ilson, et al. l l
the matters, allegations and things therein stated are true
and correct, except as to those statements made upon infor
mation and belief, and as to those statements he believes them
to be true.
I. W. LANE,
Plaintiff.
Subscribed and sworn to before me this 26 day of Oc
tober, 1934. N. J. Edwards, Notary Public. (Seal) My com
mission expires Oct. 28, 1934.
Filed Oct. 27, 1934. W. V. McClure, Clerk.
(Caption omitted.)
Separate Answer of Defendants, Jess Wilson and
Marion Parks.
Come now the defendants, Jess Wilson an d Marion
Parks, and for their answer to the plaintiff’s petition deny
each, every and all the material allegations therein; except,
however, such as are specifically admitted.
They admit that the defendant, Jess Wilson, was the
County Registrar, and defendant, Marion Parks, was the Pre
cinct Registrar, of Gfatesville Precinct No. 1, Wagoner Coun
ty, Oklahoma, and defendant, John S. Moss, was the duly
qualified and elected County Judge of Wagoner County, Ok
lahoma, at the time complained of in plaintiff’s petition.
They deny that the amount involved exclusive of inter
est and costs, exceed the amount and value of the sum of $3,~
000.00; that this action involves a Federal question, the right
of suffrage under the Constitution of the United States, 14th
and 15th Amendment and the laws of the United States pur
suant thereto; that the plaintiff is a resident of Redbird, Wag
oner County, Oklahoma, and has been such resident since
about the 1st of January, 1908 ; that plaintiff resides and has
continuously resided for more than one year nest preceding
the 24th day of October, 1934, in the aforesaid election pre
cinct, and deny that the plaintiff has never been adjudged
guilty of any f elony or crime; that he was on the 24th day of
October, 1934, a qualified elector of the State of Oklahoma,
according to its laws, and was entitled to registration under
its laws of said State.
12 I. W. L a n e v. Jess W ilson, et al.
They deny that under the laws of the State of Oklahoma,
registration in every instance is a pre-requisite to the right
of citizens of the State to vote in any of all the elections held
therein and unless registered, he will not be entitled to vote
at any elections held in the State, County and Precinct. They
admit that on the 6th day of November, 1934, a general elec
tion was held at which Representatives, Congressmen, State
and County officers were elected, but they deny that plaintiff
was denied any fundamental and constitutional right under
the general election laws; they further deny that by reason
of any of the acts complained of, the plaintiff was not afforded
the equal protection of the law and that the law or Constitu
tion of the State of Oklahoma, or of the United States, was in
any way abridged or offended by reason of their acts or con
duct. They admit that in 1916, a universal registration law
was passed and approved by proper constituted authorities,
same being Chapter 24, Session Laws od 1918, State of Okla
homa, and that Section 5654, Oklahoma Statutes 1931, as sub
stantially copied in plaintiff’s petition, is true and correct.
They deny that during the first registration period under the
said universal registration law, and during subsequent reg
istration periods, plaintiff made application as provided by
law, to the proper precinct registrar of his precinct for reg
istration; and they further deny that the precinct registrar
of said precinct at the time mentioned, refused to register
plaintiff solely on account of his race, color and previous con
dition of servitude; that plaintiff made application to the reg
istrar of his precinct at the recent precinct registration period
and was refused regmtration solely for the reason last above
mentioned. They deny that the respective precinct registrar
of Gatesville Precinct No. 1, during the registration period in
May, 1916, and subsequent registration periods, informed the
plaintiff that they had no authority or instructions to reg
ister negroes, givin/ as their reason that he was a negro and
refused to register him by reason thereof. They further deny
that ever since the passage of the aforesaid registration law,
the county and precinct registrars and county election board
of Wagoner County have unlawfully combined, confederated
and conspired together and devised various schemes and plots
preventing negroes in Wagoner County, including plaintiff,
from being registered in their respective precincts, and deny
such condition ever existed or set in motion between April
30th, 1916, and May 11, 1916, or at any other period, and that
such has existed during each and all of the registration pe
riods thereafter and that such continues operative. They deny
it has been a general habit and custom of the county regis
trars, including the defendant, Wilson, to refuse to register
negroes of said county and to deprive them of their right of
suffrage, solely on account of their race, color and previous
condition of servitude. They further deny that in furtherance
of any conspiracy, the county registrars and county election
board and precinct registrars of Wagoner County, have se
cretly and connively entered into any agreement whereby they
would not register negroes and that the aforesaid alleged con
spirators, including the defendants herein, have given specific
instructions to precinct registrars, including the defendant
Parks, not to register negroes in the respective precincts of
Wagoner County. They deny they have refused and still re
fuse to register negro electors in their respective precinct;
that schemes, tricks, etc., have been used to prevent negroes
from registering and to deprive them of their rights of suf
frage; that the county election officials have failed and re
fused to furnish blanks, books, etc., incident to the duties of
said registrars, nor have the officials misled and misinformed
the negroes as to the precinct in which they should be reg
istered; nor have they absented themselves from home and
office where the registration books are kept nor have they con
cealed themselves from negroes desiring to register, nor is
it true that members of the registrar’s family would inform
negroes that the registrars were not at home or busy, or they
had run out of blanks, did not have registration books; that
the registrars were somewhere else; that the negro electors
had to get a court order; that they had no instructions from
superior officials and that by reason thereof, refused to reg
ister negro electors; informed them and threatened bodily
harm to negroes seeking registration. They deny that on the
24th day of October, 1934, or at any other time, the defendant
Parks refused to register plaintiff solely on account of his
race, color and previous condition of servitude, nor did the
said Parks advise the plaintiff that he had been forbidden by
the defendant, John Moss, County Judge of Wagoner Coun
ty, and Jess Wilson, County Registrar, of said County, to
register negroes. They further deny that by reason of their
act or conduct or that of either of them, as complained of,
I. W. L ane y. Jess W ilson, et al. 13
14 I. W. L ane v. Jess W ilson, et al.
they were acting pursuant to any conspiracy between them
or any other persons and by reason of their acts and con
duct, they violated any of plaintiff’s rights, particularly the
14th and 15th Amendment of the Constitution of the United
States and laws of the United States pursuant thereto.
Defendants admit the Statutes mentioned and quoted in
plaintiff’s petition partly cover the duties of election officials,
including the duties of County and Precinct Registrars, but
deny that under any custom and habit, such officials in Wag
oner County, deprived the plaintiff of any constitutional
rights, but that they, in all respects, endeavor to do their
duty as County and Precinct Registrars in accordance with
the laws in such cases made and provided, and in accordance
with their best understanding and knowledge thereof; that
in the event the Statutes of the State of Oklahoma, mentioned
by plaintiff, were void and not in force and effect, such was
not known to them, but in this connection they deny that the
Statutes mentioned by plaintiff are illegal and void and they
further allege that the election laws of Oklahoma are fair and
just, without discrimination, and applies to all alike regard
less of race, color or previous condition of servitude, and
therefore, deny that said election laws complained of by plain
tiff are mere subterfuges aimed exclusively and directly at
negro citizens, residing in the State of Oklahoma, and deny
that they were designed and intended for the exclusive pur
pose of depriving negro citizens of the right of suffrage, and
such are in violation of the Constitution of the State of Ok
lahoma and the Constitution of the United States, and the
laws enacted pursuant thereto, and they deny that said laws
were passed and approved in order to evade the judgment
of the court in the case of Gfuinn vs. United States, and they
deny that the election laws of Oklahoma are unjust and un
just and illegal classification of electors of the State of Ok
lahoma; that it is not true that such laws give the precinct
registrars an arbitrary and capricious discretion to deny or
refuse qualified electors of the right of suffrage, and that
said election laws abridge the right of negro citizens, includ
ing plaintiff, to vote, solely on account of race, color and pre
vious condition of servitude.
Defendants for further answer state that if it be true
that plaintiff has been denied registration, as claimed, that
I. W. L ane v. Jess W ilson, et al. 15
he, at all times, had the right to appeal to the District Court
of Wagoner County, to have reviewed the action of the Pre
cinct Registrars of which he complains, by tiling a petition
with the Court Clerk, within ten days from such refusal, and
wherein an expeditious hearing might have been had; like
wise, than an appeal would lie from the District Court to the
Supreme Court of the State of Oklahoma, in the event the
plaintiff was illegally denied his right of suffrage. Therefore,
is all things and matters, of which the plaintiff complains, are
true, he has waived his statutory right as herein mentioned,
and should not now be heard to complain and for such rea
son should be denied relief herein.
Defendants further allege that the registration period
complained of in plaintiff’s petition, was a period of special
registration of newly qualified electors, at which time plain
tiff was not entitled to be registered, even though he pos
sessed the necessary qualifications, that is to say, that by and
under Section 9 of the Universal Registration Laws herein
mentioned, it is provided:
“ Any person who may become a qualified elector in
any precinct in this State after the tenth day of May,
1916, or after the closing of any other registration pe
riod, may register as an elector by making application
to the registrar of the precinct in which he is a quali
fied voter, not more than twenty nor less than ten days
before the day of holding any election and upon com
plying with all the terms and provisions of this Act, and
it shall be the duty of precinct registrars to register such
qualified electors in their precinct under the terms and
provisions of this Act, beginning twenty days before the
date of holding any election and continuing for a period
of ten days. Precinct registrars shall have no authority
to register electors at any other time except as provided
in this Act and no registration certificate issued by any
precinct registrar at any other time, except as herein pro
vided shall be valid. After the close of registration ten
days before any election as herein provided, and after
the close of the registration of electors on June 30, 1916,
or after the close of any other supplemental registration,
the precinct registrar shall, immediately after the closing
of such registration, enter upon the precinct register the
16 I. W. L ane v. Jess W ilson, et al.
names of all persons registered during such period here
inbefore provided, and shall deliver to the Secretary of
the county election board the duplicate registration cer
tificates so issued in the same manner as hereinbefore
provided, and the secretary of the county election board
shall receive such certificates, receipt for the same, and
add the names of such electors in the county registration
book in the same manner as hereinbefore provided.”
Defendants allege that plaintiff should not be permitted
to prosecute his action for the further reason that the grav-
men of plaintiff’s petition is: that these defendants agreed
and conspired to prevent his registration under the laws of
Oklahoma, and then challenges the registration law as being
unconstitutional and violative of the 15th Amendment of the
Constitution of the United States and the laws of the United
States enacted pursuant thereto. In other w o r d s , plaintiff
asks the Court to punish these defendants in damages for
their refusal to register him as an elector, under the Univer
sal Registration Laws of the State of Oklahoma, which they
plead is unconstitutional and without force and effect.
And defendants further deny that the plaintiff has been
damaged in the sum of $5,000.00 or any other sum by reason
of any act of these defendants.
Wherefore, premises considered, they pray that the pe
tition of the plaintiff be dismissed, and that they have judg
ment for their costs.
CHAS. G. WATTS,
Attorney for Defendants Jess Wilson
and Marion Parks.
State of Oklahoma,
County of Wagoner, ss.
Jess Wilson and Marion Parks, being duly sworn, on
oath state: that each of them are one of the defendants men
tioned in the above entitled cause of action; that they have
read the foregoing answer and know the contents thereof
and the statements set forth therein are true and corrects
as they verily believe.
I. W. L ane v. Jess W ilson, et al. 17
Subscribed and sworn to before me this the . . . . day of
January, 1935. ...................................................My commission
expires ..........................................................
Filed Jan. 12, 1935. W. V. McClure, Clerk.
(Caption omitted.)
Separate Answer of Defendant John Moss.
Comes now the defendant, John Moss, and for his sep
arate answer to that part of plaintiffs petition which seeks
to complain of this defendant and that only, denies each and
every allegation in the petition which seeks to complain of
this defendant except such as are hereinafter admitted.
1. This defendant admits that the defendant Jess Wil
son was the County Registrar of Wagoner County, State of
Oklahoma, on the 24th day of October, 1934; That Marion
Parks was, on said date, the Precinct Registrar of Gatesville
Precinct No. 1 in said Wagoner County, State of Oklahoma;
That this defendant, John Moss, was the duly elected, quali
fied and acting County Judge of said Wagoner County; That
the plaintiff I. W. Lane, was a resident of Gatesville Precinct
No. 1 in said County and State.
2. This defendant admits that pursuant to the Laws of
the State of Oklahoma, the Registration period for the gen
eral election to be held on November 6, 1934, began on Oc
tober 17, 1934, and closed on the 26th day of October, 1934;
3. Further answering the allegations in paragraph fif
teen of plaintiffs petition: “ That on the 24th day of October,
1934, this plaintiff, I. W. Lane, being then a duly qualified
elector of said precinct, County and State aforesaid, duly
presented himself to the defendant, Marion Parks, Precinct
Registrar aforesaid, and at said time, this said plaintiff made
application to said defendant, Marion Parks, for registration
and for a registration certificate, which said registration and
registration certificate said Marion Parks refused said plain
tiff solely on account of the race, color and previous condition
of servitude of plaintiff; and at said time said Marion Parks,
Precinct Registrar aforesaid, advised this plaintiff that he
had been forbidden by said John Moss, County Judge of Wag
oner County, Oklahoma, and by Jess Wilson, County Regis
trar of Wagoner County, Oklahoma, to register any ne-
groes.” , this defendant has no knowledge but believes said
quoted allegations to be not true, and therefore, denies same.
4. Further answering the aforesaid allegations, this de
fendant denies that he, at any time, did or said anything to
the Precinct Registrar, Marion Parks calculated or intended
to prohibit or hinder the registration or the issuing of reg
istration certificates by said Precinct Registrar to negroes,
including plaintiff I. W. Lane, and this defendant denies that
he has, at any time, entered into a conspiracy or pact with
County or Precinct Registrars for the purpose of hindering
the registration of negroes of Wagoner County.
5. This defendant further denies that plaintiff has been
damaged in the sum of five thousand ($5000) dollars, or any
other sum, by reason of the acts of this defendant.
6. Having thus made full answer to all the matters and
things contained in plaintiffs petition, seeking to complain of
this defendant, this defendant prays that the petition of plain
tiff be dismissed as to this defendant and that he have judg
ment for his costs in this behalf incurred.
JOHN MOSS,
Defendant.
Filed Jan. 12, 1935. W. V. McClure, Clerk.
18 I. W. L ane v. Jess W ilson, et al.
(Caption omitted.)
Reply of Plaintiff to the Joint Answer of Defendants, Jess
Wilson and Marion Parks.
1. I. W. Lane, the above named plaintiff, shows to the
Court that the joint answer of the defendants, Jess Wilson
and Marion Parks, was and is filed irregularly and out of
time, and not within the time ordered by the Court, and for
said reason, said purported answer should be stricken from
the files of this Court, and judgment should be rendered in
favor of this plaintiff and against the defendants, Jess Wil
son and Marion Parks.
2. For his reply to said joint answer of said defendants,
the plaintiff denies each and every material allegation of said
joint answer, except such as reallege or admit the allegations
of plaintiff’s petition.
3. And said plaintiff realleges that this action involves
I. W. L ane v. Jess W ilson, et al. 19
an amount, exclusive of interest and costs, in excess of $3,-
000.00; and further realleges that this action involves a Fed
eral question; plaintiff realleges that he is and has been a
citizen and resident of Wagoner County, Oklahoma, as alleged
in his petition. And plaintiff further realleges that he is and
was, as stated in his petition a qualified elector of the State of
Oklahoma, and entitled to be registered, particulary as stated
in his said petition.
4. Plaintiff realleges that he was denied by the defend
ants, fundamental and constitutional rights during the regis
tration period next preceding the general election of Novem
ber 6, 1934.
5. Plaintiff realleges that during the first registration
period after 1916, and at each subsequent registration period
as stated in plaintiff’s petition, plaintiff made application for
registration; and plaintiff realleges that the defendants and
their predecessors conspired to and did deprive plaintiff of
his right in the premises.
6. And plaintiff realleges that the registration laws men
tioned in his said petition are unconstitutional, violative of
the Constitution of the State of Oklahoma and of the United
States, and are void, unjust and discriminatory and that said
laws are mere subterfuges aimed exclusively and directly at
Negro citizens of the United States and of the State of Ok
lahoma, and against this plaintiff.
7. Further, that the acts of said defendants under color
of said election laws are illegal and wrongful.
8. And further specifically replying to the second para
graph of page six of said answer of said defendants, plaintiff
admits that the above mentioned registration laws provide
for an appeal to the District Court of Wagoner County, to
have reviewed the action of which he complains, and by said
law it appears that an appeal would lie from the District
Court of said County to the Supreme Court of Oklahoma. And
further replying to s a i d paragraph, plaintiff alleges and
shows that the pretended remedy of appeal provided for by
said illegal registration laws are a phase of the sham and
subterfuge to give said illegal laws the color and appearance
of due process of law and of constitutionality. That under
said laws and pretended remedies, it is and has been prac
tically impossible for this plaintiff to obtain any relief be-
20 I. W. L ane v. Jess W ilson, et al.
cause the time provided is so short that even upon the most
expeditious hearing, the particular election would be over be
fore plaintiff could obtain any effectual relief, and the ques
tion of plaintiff ’s rights would become moot.
9. Plaintiff further alleges that in Wagoner County, Ok
lahoma, where said defendants have held proceedings involv
ing the rights of franchise of Negro citizens of the United
States, such proceedings have been attended by such gross
and rank irregularities as to give same the appearance more
of a farce than of a judicial proceeding; that in such proceed
ings had in Wagoner County, during the month of November,
1934, involving the rights of Negro citizens under said reg
istration laws, the defendant, Jess Wilson, acting as County
registrar, and the defendant, John Moss, acting as co-con
spirator to said Jess Wilson in said matter, denied to Negroes,
parties to said proceedings, the right to cross-examine pur
ported witnesses produced by said defendants, and denied to
said Negro citizens the right either to appear or to be heard
by counsel, or to produce witnesses on their behalf.
10. Further, this plaintiff denies that he has waived any
of his constitutional rights under said registration laws, if
ever under said laws he had any rights; and denies that he
should be deprived of the right to be heard in this Court.
11. Further, specifically replying to the allegations set
forth in the first and second paragraphs of said defendants’'
answer, this plaintiff shows that the purported classification
of electors mentioned in said paragraph of said defendants’
answer is violative of the Constitutions of the State of Okla
homa and of the United States, and also violative of the 14th
and 15th Amendments to the latter Constitution; and that
said purported classification is illegal, unconstitutional and
void, and one of the means calculated by said registration
laws to deprive Negro citizens in general, and this plaintiff
in particular of their rights and his constitutional rights.
13. And specifically replying to the last paragraph of
page 7 of said answer, plaintiff alleges that said paragraph
commencing with the words “ Defendant alleges etc.” , and
ending with the words “ Which they plead is unconstitutional
and without force and effect” , is redundant and argumenta
tive, and should be stricken from said answer, and further
that the alleged unconstitutional registration laws mentioned
I. W. L ane v. Jess W ilson, et al. 21
in plaintiff’s petition, and tlie acts of the defendants pursu
ant to the conspiracy therein complained of, are part and
parcel of the same illegal scheme to deprive Negro citizens
in general, and this plaintiff in particular, of their right and
his rights under the Constitution and laws of the United
States.
Wherefore, having fully replied to said answer of said
defendants, this replying plaintiff renews, by reference there
to, the prayer which he makes in his said petition. Dated,
January 22nd, 1935.
I. W. LANE,
Plaintiff.
By CHARLES A. CHANDLER,
C. E. ROBERTSON,
Attorneys for Plaintiff.
Piled Jan. 22, 1935. W. V. McClure, Clerk. * 1
(Caption omitted.)
Reply of Plaintiff to Separate Answer of Defendant,
John Moss.
1. I. W. Lane, the above named plaintiff, shows to the
Court that the separate answer of the defendant, John Moss,
was and is filed irregularly, out of time, and not within the
time ordered by the Court, and for said reason said purported
answer should be stricken from the files of this Court, and
judgment should be rendered in favor of this plaintiff and
against the defendant, John Moss.
2. Further, for his reply to the separate answer of said
defendant, John Moss, the plaintiff denies each and every
and all and singular the material allegations of said separate
answer, except such as reallege or admit the allegations of
plaintiff’s petition.
3. Further, specifically replying to paragraph #3 , page
2, of the answer of said defendant, John Moss, plaintiff re
alleges the averments of his petition quoted by said defend
ant in said paragraph ;#3, page 2; further, plaintiff denies
that the defendant, John Moss, has no knowledge of said al
legations, and denies that said defendant believes said allega
tions to be not true. And in this connection plaintiff alleges
22 I. W. L ane v. Jess W ilson, et al.
that said defendant, John Moss, has, and at the time mention
ed in said petition of plaintiff, had fall knowledge of the facts
and things stated in said quoted part of plaintiff’s petition.
4. Further, specifically replying to paragraph #4 , page
3 of the answer of said defendant, plaintiff realleges that the
defendant, John Moss, was a party to the conspiracy men
tioned in plaintiff’s petition, and was an active participant
in, and movant of the acts and conduct of his co-defendants,
Jess Wilson and Marion Parks, calculated and intended to
prohibit and hinder the registration of Negro citizens, includ
ing particularly this plaintiff.
Wherefore, having fully replied, said plaintiff repeats
and renews, by reference thereto, the prayer which he makes
in his said petition.
Dated this 22nd day of January, 1935.
I. W. LANE,
Plaintiff.
By CHARLES A. CHANDLER,
C. E. ROBERTSON,
Attorneys for Plaintiff.
Filed Jan. 22, 1935. W. V. McClure, Clerk.
(Caption omitted.)
Verdict.
We, the jury in the above-entitled cause, duly empaneled
and sworn, upon our oaths, find the issues in favor of the de
fendants and against the plaintiff.
J. J. Ammons,
Foreman.
Filed in open court Apr. 20, 1937. W. V. McClure, Clerk.
(Caption omitted.)
Motion for New Trial.
The above-named plaintiff, I. W. Lane, respectfully prays
this Honorable Court to vacate and set-aside the order of
said court, made on the 20th day of April, 1937, whereby the
trial of said cause was taken from the jury and a verdict ad-
I. W. L ane v- Jess W ilson, et al. 23
verse to plaintiff was ordered and directed by the court; to
set-aside said adverse verdict and the order of the court there
on, and to grant said plaintiff a new trial herein, Plaintiff
alleges and shows the following grounds and reasons in the
premises, to w it:
1. During the trial of said cause the Honorable Trial
Judge committed errors of law, prejudicial to the rights of
said plaintiff, to which plaintiff did then and there object and
except.
2. During the trial of said cause it was established, and
not controverted, that in Wagoner County, Oklahoma, where
of a total population of 22,428 inhabitants 6753 were Negroes
(IT. 8. Official Census, 1930), during the 20 years next pro
ceeding trial of this cause the officials of the State of Okla
homa, administering the 1916 Registration Laws of said State
(0. S. 1931, Sec. 5654), permitted only TWO Negro citizens
of the United States to register and qualify as electors, al
though many Negro citizens of the United States, including
plaintiff Lane, residing in said County were duly qualified
otherwise. This clearly established an abridgment and denial
of the right to vote, on account of race and color; and also a
violation of the 15th Article on Amendment to the Constitu
tion of the United States. And the trial court erred in hold
ing and instructing the jury that said Registration laws were
valid and not unconstitutional, to which plaintiff objected and
excepted.
3. It appearing from the face of the Oklahoma Registra
tion laws of 1936 (0. S. 1931, Sec. 5654) that said law is an
attempted revitalization of the illegal grandfather clause, Art.
I ll, Sec. 4a, Oklahoma Constitution, Sec. 13450, O. S. 1931; or
the same invalid law in a new disguise of words, and having
the same discriminatory and unconstitutional intent, opera
tion, and effect, being violative of the 15th amendment to the
Constitution of the United States, the Honorable Trial Court
erred in holding and adjudging, and in instructing the jury
in said cause that said laws were and are valid and not uncon
stitutional, to which plaintiff duly objected and excepted.
4. The said Registration Laws of the State of Oklahoma,
(0. S. 1931, Sec. 5654), as made and enforced by the State,
abridges the privileges and immunities of plaintiff Lane and
of other citizens of the United States of his color and similar-
24 I. W. L ane v. Jess W ilson, et al.
ly situated, deprives them of liberty and property without due
process of law, and denies them the equal protection of the
laws; said Registration Laws are violative of the 14th Ar
ticle of Amendment to the Constitution of the United States.
The trial court erred in holding, adjudging, and in instruct
ing the jury that said laws were valid and not violative of the
said 14th Amendment.
5. It appearing that there was abundant evidence to es
tablish that the plaintiff Lane was duly qualified to be regis
tered and to vote as an elector in said State at the times in
question, and that the defendants had, acting jointly and sev
erally, wrongfully prevented his registering or voting, the
cause should have been submitted to the jury under proper
instructions from the court; and in refusing so to submit said
cause to the jury with proper instructions, the trial court com
mitted error prejudicial to the rights of plaintiff, to all of
which plaintiff then and there saved exceptions.
Wherefore, said plaintiff, I. W. Lane, respectfully prays
this Honorable Court to vacate and set aside said order, ver
dict and judgment rendered and made in said cause, and to
allow said plaintiff a new trial herein.
Dated this 23rd day of April, 1937.
I. W. LANE,
Plaintiff.
By CHARLES A. CHANDLER,
CECIL E. ROBERTSON,
Attorneys for Plaintiff.
Piled Apr. 23, 1937. W. V. McClure, Clerk.
(Caption omitted.)
Journal Entry.
This cause came on for trial at Muskogee, Oklahoma, on
the 19th day of April, 1937, in term time of this Court, the
plaintiff, I. W. Lane, appearing in person and by his attorneys
Charles A. Chandler and C. E. Robertson, the defendants ap
pearing in person and by their attorneys, Charles 0. Watts,
Gordon Watts, and Joseph C. Stone.
And thereupon the Court heard the motion of the defend-
I. W. L ane y. Jess W ilson, e t al. 25
ants to require the plaintiff to elect whether he would assail
and challenge the Oklahoma statutes which provide for the
registration of electors, upon the alleged ground of unconsti
tutionality, or rely upon the statutes. And the Court being
duly advised, said motion was overruled, to which ruling the
defendants and each of them excepted. And a jury was duly
empaneled and sworn in the cause.
And thereupon the defendants and each of them objected
to the introduction of any evidence upon behalf of the plain
tiff, upon the alleged ground that plaintiff’s petition fails to
state a cause of action against the defendants, or either of
them, which objection was by the Court overruled, to which
ruling the defendants and each of them excepted. And the
evidence upon behalf of the plaintiff was heard.
Whereupon the defendants and each of them demurred
to the evidence upon behalf of the plaintiff, upon the ground
that the evidence did not establish facts sufficient to constitute
a cause of action against the defendants or either of them,
which demurrer to the evidence was by the Court overruled, to
which ruling the defendants and each of them excepted.
And the trial of the cause having continued until the 20th
day of April, 1937, and the defendants having introduced
their evidence, and the plaintiff having introduced his rebuttal
evidence, and all the evidence having been heard fully by the
Court, the parties rested. Thereupon the defendants and each
of them moved for an instructed verdict in favor of the de
fendants and against the plaintiff, which motion, having been
heard by the Court, was sustained, to which ruling the plain
tiff excepted.
And the Court having instructed the jury to return a ver
dict against the plaintiff and in favor of the defendants, the
jury on the 20th day of April, 1937, returned the following
verdict, to-wit:
“ VERDICT — We the jury in the above-entitled
cause, duly empaneled and sworn, upon our oaths, find
the issues in favor of the defendants and against the
plaintiff— (Signed) J. J. Ammons, Foreman.”
To which verdict the plaintiff excepted, and exceptions were
allowed him. Whereupon the verdict was duly filed on said
date, in open court.
And the plaintiff having filed his motion for a new trial,
which motion came on for hearing on this the 9th day of Jnne,
1937, a day in term time of this Court, the parties appearing
by their respective attorneys of record, and the Court being
duly advised,
It Is, on this the 9th day of June, 1937, Ordered, Ad
judged and Decreed that the plaintiff’s motion for new trial
be and the same is hereby overruled, to which the plaintiff ex
cepts, and exceptions are allowed him.
And the verdict of the jury having been examined and
considered by the Court, It Is Ordered, Adjudged and De
creed that said verdict be and the same is hereby approved
to which the plaintiff excepts, which exceptions are allowed.
Wherefore, on this the 9th day of June, 1937, It Is Fur
ther Ordered, Adjudged and Decreed that judgment be and
the same is hereby rendered and entered for the defendants
and each of them, and against the plaintiff, and It Is Adjudg
ed and Decreed that the defendants go hence without day and
that they recover their costs herein from the plaintiff, for
which costs let execution issue after (30) days from this date.
To all of which the plaintiff excepts, which exceptions are
allowed.
And thereupon in open court the plaintiff gave notice of
his intention to appeal to the United States Circuit Court of
Appeals for the Tenth Circuit.
Done in open court this 9th day of June, 1937.
ALFRED P. MURRAH,
Judge.
Filed in open court Jun. 9, 1937. W. V. McClure, Clerk.
26 I. W. L ane v. Jess W ilson, et al.
(Caption omitted.)
Bill of Exceptions.
Be it remembered that on the 19th day of April, 1937, a
regular term day of the District Court of the United States
for the Eastern District of Oklahoma, the above entitled and
numbered cause came on for trial at Muskogee, Oklahoma,
before the Honorable Alfred P. Murrah, Judge.
The plaintiff, I. W. Lane, appeared in person and by his
attorneys, Charles A. Chandler and C. E. Robertson: The
defendants, Jess Wilson, John Moss, and Marion Parks, ap
peared in person by their attorneys, J. C. Stone and Watts
& Watts.
A jury was duly empaneled and sworn and the trial pro
ceeded.
In open court the defendants, by their counsel, objected
to the introduction of any evidence, in the following words:
“ Come now defendants, and each of them, and ob
ject to the introduction of any evidence on behalf of the
plaintiff for the reason that the plaintiff’s petition does
not state facts sufficient to constitute a cause of action
against the defendants or either of them, nor does the pe
tition state facts sufficient to entitle plaintiff to any re
lief. By The Court. Overruled at this time. By Mr. Stone.
Note our exceptions.” (Page 2)
I. W. L ane v. Jess W ilson, et al. 27
Evidence on Behalf of Plaintiff.
The plaintiff, I. W. LANE, was called as a witness for
plaintiff, and having been first duly sworn, testified, substan
tially, as follows:
That witness, I. W. Lane, was approximately 70 years of
age; was born in Talladega County, Alabama, and has lived
in Oklahoma over 29 years. That witness lives in the town of
Red Bird, Wagoner County, Oklahoma, and has lived there
since 1908. (Page 1)
That witness voted in Alabama, and in Oklahoma in 1910
and in 1912, but that witness has not voted since said time.
That in every election year witness has made application for
registration, but that witness did not vote after 1912 because
witness could not get registered. (Page 2)
“ Was there a law in Oklahoma that prevented you
from voting?
By Mr. Stone: Objected to as incompetent, I doubt
that the witness is qualified to state there was a law and
can state what the law is. This witness is invading the
province of the court.”
Examination by Mr. Robertson Resumed.
“ Why didn’t you vote after 1912?
28 I. W. L ane v. Jess W ilson, et al.
By Mr. Stone: Object to as incompetent. Irrelevant
and immaterial.
By The Court: Overruled.
By Mr. Stone: Note our exceptions.”
After tbe above proceedings said witness proceeded to
testify: That witness did not vote after 1912 because in 1914
there was in operation the grandfather clause; and in 1916
there was the registration law, under which witness could not
register. That witness made application for registration in
1916, and at the time witness had been living in Oklahoma
since 1908; had lived in the precinct where witness now lives,
and in Wagoner County more than six months. That plaintiff
at said time lived in Gatesville precinct No. 1, where witness
has lived ever since he has been in Wagoner County. (Page 4)
That witness has never been convicted of a felony, nor
served a term in the penitentiary, nor been an inmate of a
poor house or public prison, nor adjudged insane. (Page 4)
That in 1916 the registrar was a man named Workman. That
when witness applied to said Workman for registration, said
Workman stated that he did not have the registration books
—He said he had had them but had returned them. (Page 5)
That witness in 1916 made only one application to Mr. Work
man for registration. Some of the boys that were with wit
ness went over there: and it seems that a Mr. Dennison had
the books. (Page 6)
That in 1918 the registrar was, as far as learned by wit
ness, a Mr. Atterberry, whom witness told “ We come to
register” , and he replied that he did not have any order to
register colored people. That witness in 1920 made applica
tion for registration to the same Mr. Atterberry, who seems
to have held the office for two years, and at this time the
reply of said Mr. Atterberry was that he did not have any
orders to register colored people, but would have to see the
County Registrar before he could do anything about it. That
witness went to said registrar during the registration period.
That witness tried to register in 1922, and again in 1924, and
during every year. (Page 8)
That just before the general election in 1934, while the
registration books were open, witness, accompanied by four
others, went before Marion Parks, defendant, and told him
that witness and said parties desired to he registered; but
that said Parks replied, “ Well, I was instructed by the higher-
ups not to register any colored people” . That Parks stated
the higher-ups were Jess Wilson, County Registrar, and John
Moss, County Judge. That Parks did not register plaintiff
nor give him a registration certificate. That the persons with
said witness at the time of said application were Washington
Taylor, J. M. Jackson, H. A. Cullam and Jim Ellis. (Page 10)
That during these times when witness attempted to find
the registrars, witness always had trouble locating them—
‘ ‘ couldn’ hardly find them anytime” . The nature of the dif
ficulty would be that the registrar had gone away from home.
Witness would have to return three or four times, sometimes
about sun-up or sun-down. That when witness would locate
said registrars they would tell witness that they did not have
any orders to register witness.
That in 1934 witness spoke to the County Registrar, Jess
Wilson, defendant, about the refusal of precinct registrars
to register witness. That witness had looked for a precinct
registrar for three or four days and could not find one. Then
witness went to said Mr. Wilson and inquired who had been
appointed as precinct registrar. That Wilson replied that at
the time he had not appointed a registrar (for said precinct)
but that he would within a day or two. That witness request
ed said Wilson, as County Registrar, to register witness but
that Wilson replied that the County Registrar could not reg
ister anyone—that a person had to register at the precinct.
That at that time the registration books had been open three
or four days. That said books opened twenty days before an
election and closed ten days before the election. (Page 12)
That several other persons went with witness when he inter
viewed said Mr. Wilson, County Registrar.
That a day or so after witness saw Mr. Wilson, witness
received information that the defendant, Parks, was Pre
cinct Registrar; and witness went immediately to said Mr.
Parks and requested of him registration; that Mr. Parks
stated he hoped witness would not think hard of him ; Parks
did not ask witness nor his companions, anything, nor did he
ask if witness were a qualified elector.
On Cross Examination by Mr. Stone, this witness tes
tified, substantially, as follows: That since 1916 witness has
I. W. L ane v. Jess W ilson, et al. 29
gone to the polls and offered to vote. Witness cannot recall
the exact year, but he so offered to vote in Fussy Creek, where
an election was held. Witness does not remember asking leave
to vote in 1934 after the registration period; but that witness
did ask leave to vote, about the year 1920.
That witness knows James L. Pace, who now lives in
said Gatesville Precinct No. 1, but that witness did not apply
to him for registration in the year 1916. (Page 15)
That following failure of witness in 1934 to get register
ed, witness did not appeal to the District Court of Wagoner
County, Oklahoma, from the decision of the registrar, but
that witness appealed to this court (by this action). That in
a former action in this court (involving plaintiff’s rights un
der the 1916 registration laws) and also in former trial of this
instant cause, the Honorable Robert L. Williams, Judge, read
from said 1916 registration laws as follows:
‘ ‘ Such action may be reviewed by the District Court
of the County by the aggrieved elector by his filing within
ten days, with the Clerk of said Court, his petition,
whereupon summons shall be issued to said registrar, re
quiring him to answer within ten days and the District
Court shall give an expeditious hearing, from his judg
ment an appeal will lie at the instance of either party
to the Supreme Court of the State as in civil cases.”
(Page 17)
30 I. W. L ane v. Jess W ilson, et al.
J. A. CULLAM was next called as witness on behalf of
plaintiff, and having been first duly sworn, testified, substan
tially, as follows: That witness lives in Gatesville Precinct
No. 1, Wagoner County, Oklahoma, and has lived there some
thing like 25 years. That witness is a taxpayer in the County.
That witness has voted in Oklahoma, in Muskogee County,
about 1906, 1907 or 1908.
That witness removed from Muskogee, about 1909. That
witness did not vote in 1916. That witness went to a regis
trar, about 1916, to the best of his recollection, making appli
cation for registration to a Mr. Atterberry and a Mr. Work
man. (Page 22) That neither gave to witness a registration
certificate: that said Mr. Atterberry told witness that Mr.
Moss, then County Attorney, told him not to register any
colored people until he was further instructed. And that said
Mr. Workman told witness the same thing. That neither asked
questions about the qualification of witness. That said reg
istrar told witness that he was told not to register any col
ored people. That witness had not voted since 1916. (Page 25)
That witness made application for registration in 1918; be
lieves he made application to everybody that had the regis
tration hooks. Witness cannot recall who the registrar was
in 1918.
That witness made application for registration in 1934
—he believes to Mr. Parks and Mr. Lawrence. That witness
made application to Marion Parks for registration, but does
not remember the exact date. That witness went to see Mr.
Parks before going to see Mr. Lawrence. That he went with
plaintiff Lane and was accompanied by two or three others
whose names witness does not remember. (Page 29)
That witness and others requested Mr. Parks to register
them. That Mr. Parks replied that the higher-ups had told
him not to register any colored people. That this conversa
tion took place during the registration period of 1934, at
Park’s house, while the registration books had been open.
That Parks stated that Mr. Wilson and Mr. Moss gave him
these instructions about not registering colored people. That
witness never talked to either Mr. Wilson or Judge Moss
about this matter.
On Cross Examination, by Mr. Watts, the witness, Cul-
lam, testified, substantially, as follows:
That witness first voted in Muskogee County about 1906,
1907, or 1908; that in 1906 witness was living on Fourth Street
in the City of Muskogee, and voted in the city election, prob
ably before statehood. That witness went to Wagoner County
in 1909, hut did not vote there. That witness and others were
prevented by the grandfather clause from voting, hut wit
ness does not remember how the registration ran about that
time. That in 1916 witness applied to Workman, as Precinct
Registrar in Gatesville Precinct No. 1, for registration; and,
if witness remembers, he went to see Mr. Atterberry the same
year. Mr. Atterberry said that John Moss would tell him,
give him further instructions how to register colored people,
but to go ahead and to register white people. (Page 32)
That witness does not think he applied to Mr. Pace as
I. W. L ane y. Jess W ilson, et al. 31
32 I. w. Lane v. Jess W ilson, et al.
registrar at said time; that witness and others started to see
Mr. Pace, but someone told them it was no use.
That witness remembers that the registration law was
passed immediately after the grandfather clause; and im
mediately after that law, witness applied to Mr. Workman
and to Mr. Atterberry. That witness applied for registration
to every registrar, excepting possibly, Mr. Pace. That wit
ness is not positive that the registration law was passed in
1916. That witness started down to make application to said
Mr. Pace and was told that he was not registrar. That wit
ness knows Mr. Pace.
That in 1934 witness made application for registration
to Mr. Parks, and, after that, to a Mr. Lawrence, who witness
thought was county man (County Registrar). That witness
first went to see Mr. Parks who told witness that he could
not register witness because the higher-ups told him not to.
That the higher-ups were John Moss and Jess Wilson, the
County Registrar. It must have been during the preceding
election when witness applied to the Mr. Lawrence. That wit
ness went to see Jess Wilson, but never did get to see him.
That Parks was Precinct Registrar of Gatesville Precinct
No. 1; and witness was accompanied by Mr. Lane, Joe John
son, Washington Taylor, and Morris Allen. That witness can
not remember the day or the month. That Mr. Parks was
called out of his home about dark and Mr. Lane inquired if
he was registrar, to which Mr. Parks replied that he was.
That Lane asked him to register him, but Parks replied that
he could not register us: that the higher-ups told him not to
register colored people; and Parks said the higher-ups were
Mr. Moss and Mr. Wilson. That witness did not go to see
Mr. John Moss. Witness did not ask the registrar to register
witness: only Lane did the talking then.
WASHINGTON TAYLOR, called as witness for plain
tiff and having first been duly sworn, testified, substantially,
as follows:
That witness lived in the town of Red Bird, Oklahoma,
and has lived there about thirteen years; but has lived in the
State of Oklahoma since about 1910, or about 27 years. That
witness knows plaintiff Lane in this case. That in the 1934
election witness made application to Marion Parks as regis-
tration officer, same being during the registration period be
fore the election, and while the registration books were open.
That witness was accompanied by plaintiff Lane, one Ellis,
J. M. Jackson, and Mr. Cullam. That Lane inquired of Parks
if he were registrar, and Parks answered that he was and
stated, “ Boys, I hate to tell you, but the higher-ups told me
not to register no colored people” . And Mr. Parks stated that
the higher-ups were Judge Moss and Mr. Jess Wilson. That
Mr. Parks did not register Lane nor any of the others, al
though they asked him to register them. That Mr. Parks did
not ask any questions about the qualifications of said appli
cants.
That witness has lived in Wagoner County, Oklahoma,
since 1910, but has never voted in Oklahoma. That witness
did not in 1916 speak to anyone about being registered. (Page
40)
On Cross Examination by Mr. Stone, said witness testi
fied, substantially, as follows: (41)
That witness testified before in a trial of this case on
or about January 14, 1935, at which time witness did not
use the word “ higher-ups” , he just called the names (Mr.
Moss and Mr. W ilson): Mr. Parks said “ higher-ups” and
that would mean Mr. Moss and Mr. Wilson. That on a for
mer trial, counsel (Mr. Stone) did not ask witness anything
about higher-ups.
That witness has not been training for this trial, and no
one had refreshed the memory of witness about the higher-
ups. (42)
I. W. L ane y. Jess W ilson, et al. 33
J. M. JACKSON, called as witness for plaintiff and be
ing first duly sworn, testified, substantially, as follows:
That witness lives at Red Bird, in Wagoner County, and
has lived there about 28 years. That witness lives in election
precinct, Gatesville No. 1. That witness has never voted in
Oklahoma since the year 1911, as witness believes the date
was.
That witness knows I. W. Lane, and in 1934 went with
Lane, Taylor, Cullam, and Ellis to Mr. Parks. That Lane
told Mr. Parks that he came to get registered, but that Mr.
Parks stated that he was sorry, but he had been instructed
not to register any colored people. Mr. Lane inquired of Mr,
Parks who had so instructed him. Parks told Lane that the
higher-ups had so instructed him. Parks told Lane that the
higher-ups were Mr. John Moss and Mr. Jess Wilson. That
witness and companions were together at said time when ap
plication for registration was made, but that Mr. Parks did
not register any of them. That Mr. Parks asked something
about the qualification of said applicants—they talked about
it, but witness cannot repeat what was said. That witness did
not see anyone else about getting registered: he did not go
any further. (45)
On Cross Examination by Mr. Stone, the witness testi
fied, substantially, as follows:
That witness testified on former trial of this case but
did not use the word “ higher-ups” , said word not being asked
for. Witness has related the conversation between Marion
Parks just as it occurred: witness just answered what was
asked. That witness did not consider the word “ higher-ups”
the main part of the story. That witness has talked to the
lawyers about the case, but not a b o u t what his testimony
would be at this time. That witness has talked to said law
yers from time to time. At the command of the court, the tes
timony of witness upon former trial was read from transcript
thereof as follows, to w it:
“ Do you recall what Mr. Lane said to Mr. Parks?
Well, he told him we came over to register. What did
Mr. Parks say? Well, Mr. Parks said he couldn’t do it;
he had been advised not to register any colored people.
Did he say who had advised him? Yes, sir, he said that
Mr. John Moss and Mr.—the registrar, I can’t just call
his name.”
That witness now remembers the use of the word, “ high
er-ups” , because witness has thought more about what Parks
said. (47)
On Re-direct Examination, the witness testified, substan
tially, as follows:
That the lawyers talked to witness about this case, but
did not advise in any way how witness should testify.
And on behalf of Plaintiff there were introduced in evi
dence Volumes 1 and 2 of the Registration Records of Wag-
34 I. W. Lane v. Jess W ilson, et al.
oner County, Oklahoma, showing the list of electors register
ed, over the registration periods from 1916 down to date, for
the specific purpose of showing the number of Negroes reg
istered during the periods, and to show the number registered
whose names were stricken from the record. (T 51)
“ By Mr. Stone, counsel for Defendants: It is agreed,
upon our part, that these are the records, they may be
offered without proof of authenticity, but we object to
the offer upon the grounds that the evidence is imma
terial, incompetent and irrelevant, and in support of the
objections we invoke the rule which generally prevails,
as stated in 148 Federal Reporter, page 513. * * #
* # * # # # *
In the case of Glrainger vs. Douglas Park Jockey
Club, decided by the 6th Circuit Court of Appeals, the
rule being just announced: ‘ The constitutionality of a
statute must be determined by its provisions and not by
the manner in which it is in fact administered. ’
By The Court: Overruled.
By Mr. Stone: Do we go into the whole manner of
administration of law in Wagoner County? It has noth
ing to do with these persons, how they administered the
law. He is undertaking to establish the whole effect of
the proceedings throughout Wagoner County during the
whole period from 1916 up to date: and against that the
defendants object.
By The Court: I am familiar with that rule.
By Mr. Stone: Nor have they introduced evidence,
your Honor, to connect these defendants with any mal
administration of the law throughout this period. These
defendants are on trial for the particular act alleged with
respect to 1934. * * * I, therefore, now move that the al
legations of his petition, insofar as they seek to show
the practice in Wagoner County, Oklahoma, whereby it
is alleged and claimed that Negroes were barred from
registering, be stricken. (53)
By The Court: Overruled at this time.
By Mr. Stone: Note our exceptions.
By Mr. Chandler: I have already offered it for that
purpose. Of course, these being public records, I wish
I. W. L ane v. Jess W ilson, e t al. 35
leave to dictate these parts into the record and withdraw
these.
By Mr. Stone: That is all right.
By Mr. Chandler: We are not claiming damages on
that, but it goes to the operation of the statute. * * *
By Mr. Stone: Or, you may do this if it is agreeable,
state the general results of this, if you have counted the
names subject to our objections, and let the reporter take
the books and copy into the record.
By Mr. Chandler: Now, subject to the objection of
counsel for the defendants, these records, Volumes 1 and
2 of the Registration Records of Wagoner County, Ok
lahoma, for the registration periods commencing in 1916,
down to 1936, reveal this result: during the registration
period of the year 1916 there were registered in Wagon
er County eleven Negro electors; that there was no fur
ther registration of a Negro elector, as shown by said
records, until 1926; that in 1926 there was one Negro
recorded registered. Then, in 1928, there was one Negro
registered in Wagoner County; then, from 1928 down to
1934 there was not a single Negro registered in Wagoner
County, as shown by these records. And in 1934, at the
time of which this plaintiff Lane is complaining, and at
the time Jess Wilson was the registrar in Wagoner Coun
ty, there were registered in said Wagoner County fifty
Negro electors; and said County Registrar, Jess Wil
son, struck the names of fifty Negro electors from said
records. (55)
By Mr. Stone: To save the record, we move that
the evidence be stricken on the grounds that it is incom
petent-does not tend to throw any light on the issues
now on trial.
By The Court: Overruled, subject to the same quali
fications.
By Mr. Stone: Exceptions.”
At the request of counsel for plaintiff, the reporter mark
ed for identification plaintiff’s exhibit #1 , being a transcript
of proceedings had in 1934 before Jess Wilson, County Reg
istrar, Wagoner County, Oklahoma, to which transcript coun-
36 I. W. L ane v. Jess W ilson, et al.
sel for defendants, Mr. Stone, agreed upon the authenticity
of the document but not as to its validity.
“ By Mr. Stone: We object to this offer, your Hon
or, as incompetent, irrelevant and immaterial; it has no
bearing upon the issues here on trial and while I see
nothing irregular about it—it appears to us in accord
with the law. If there were any irregularities in that pro
ceeding it has nothing to do with this case—with the
rights of the parties herein.
By The Court: Overruled. It is admitted in the
same manner and with the same conditions and qualifi
cations as the preceeding exhibit.
By Mr. Chandler: Your Honor, please, I ask to in
troduce this transcript also generally on the merits of
our controversy because it shows the purpose of Judge
Moss, County Judge, on these proceedings which we
claim were invalid and pursuant to the conspiracy.
By Mr. Stone: I object to that.
By The Court: Overruled. Same qualifications.”
(This Exhibit No. 1, as to its material parts, is set forth
in the Appendix hereto attached as part hereof.)
“ By Mr. Chandler: Your Honor, I have here, De
partment of Commerce Report, fifteenth (15th) census
of the United States of 1930, * * * showing the 1930 Cen
sus, especially Table 21, page 67, and showing the popu
lation of Wagoner County by whites, by Negroes, and
total population; and the population of the various town
ships of Wagoner County.
By Mr. Stone: Objected as not material and has no
bearing upon this case.
By The Court: Overruled.
By Mr. Stone: Note our exceptions.
By Mr. Chandler: I would like leave of the court
to supply photostatic copy of this one page and with
draw the document. ’ ’
To which no objection was interposed and permission
was granted. Said census report was then introduced in evi
dence, as Plaintiff’s Exhibit \#2, same showing, omitting un
necessary parts, the following:
I. W. L ane v. Jess W ilson, et al. 37
38 I. W. L ake v. Jess W ilson, et al.
Plaintiff’s “ Exhibit No. 2.”
Composition and Characteristics.
Table 21—Population by sex, color, age, etc., for coun
ties by minor civil divisions: 1930—Con.
County and Minor Civil
Division
Total
popu
lation
Sex Color
Male | Fe
male White
Ne
gro
Wagoner County.............. 22,428 11,600110,828 14,89316,753
Adams Creek township. . . 1,371 751 620 1,091 181
Blue Mound township......... 1,636 872 764 1,245 294
Cherokee township.............. 364 188 176 321 . . . .
Coal Creek township........... 1,367 721 646 1,083 256
Coweta town......................... 1,274 624 650 1,038 178
Coweta township.................. 404 210 194 369 11
Creek township..................... 1,524 784 740 1,131 315
G-atesville township.............. 2,335 1,222 1,113 1,388 920
Lone Star township............. 1,064 574 490 1,006 51
Okay town.............................. 248 129 119 165 54
Porter town........................... 525 288 237 419 106
Porter township.................... 1,885 967 918 925 939
Rpribird t o w n ................................. 218 105 113 218
Shahan township.................. 1,166 608 558 708 406
Shannon township................ 1,115 596 519 570 505
Stone Bluff township........... 918 481 437 735 131
Tullahassee town.................. 164 78 86 10 154
Tullahassee township.......... [ 1,856 9521 904 | 298 1,537
Wagoner city........................ 2,994 1,450 1,544 | 2,391 497
“ By Mr. Chandler, counsel for plaintiff: Now just
one more request, your Honor. Since I am submitting
these (Registration) Records to the court and not the
jury, I wish the court also to peruse these so as to see
the varying ages of these people who are registered, as
the matter of age becomes important in the administra
tion of this statute.
By The Court: I see.”
(The summary of said ages, as shown by said records, is
set forth in Appendix hereto, and marked, “ Exhibit No. 3.” )
Pursuant to a stipulation of the parties, plaintiff Lane
was recalled for further re-cross examination by Mr. Stone,
counsel for defendants, and upon re-cross examination plain
tiff Lane testified, substantially, as follows:
That witness is plaintiff in this case, and does not know
the exact population of the town of Red Bird, Oklahoma, pop
ulation thereof being approximately two or three hundred
people. That said town is incorporated as a town and not as
a city. That plaintiff has not appealed to the District Court
of Wagoner County from any of the rulings of the several
registrars (refusing registration to plaintiff).
On Re-direct Examination, plaintiff Lane testified that
not any white people lived in Red Bird, Oklahoma. That six
or seven years ago plaintiff was mayor of said town of Red
Bird.
At this point counsel for plaintiff announced in open
court that plaintiff did rest.
“ By Mr. Stone: We wish to renew without extend
ed argument, our motion to require (plaintiff) to elect,
because there is a possibility at least, it might he held
this is a proper time to present the motion. # * *
We will follow that motion by demurrer to the evi
dence and I want to refer to one case that has been cited
here, which we have examined carefully, in order to dis
tinguish from the line of authorities we relied upon. That
is the case of Meyers vs. Anderson. I now renew my mo
tion to require him to elect, without further argument.
By The Court: I will overrule that at this time.
By Mr. Stone: Note our exceptions.
By Mr. Stone: Come now defendants and each of
them and demur to the evidence on behalf of the plain
tiff upon the grounds that the evidence does not sustain
or support or establish a cause of action against defend
ants or either of them.
By The Court: Overruled.
By Mr. Stone: Exceptions.”
I. W. L ane v. Jess W ilson, et al. 39
Evidence on Behalf of Defendants.
JAMES L. PACE, being called as a witness for defend
ants, and having been first duly sworn, testified, substantially,
as follows: (Direct Examination by Mr. Stone.)
40 I. W. L ane v. Jess W ilson, et al.
That witness lives at Council Hill. That in 1916 witness
lived in Gatesville, Precinct No. 1, in Wagoner County, Ok
lahoma. That witness was Precinct Registrar in said Pre
cinct for the year 1916, and for the whole year, there being-
no other registrar in said precinct at that time, witness be
ing registrar for the entire registration period. That wit
ness knows plaintiff Lane, and that said Lane did not in 1916
present himself to witness for registration. (60)
On Cross Examination witness Pace testified, substan
tially, as follows:
That witness did not register any Negroes in 1916; that
no Negroes applied to witness in 1916 for registration, and
that witness did not refuse any Negroes registration.
That the County Registrar for Wagoner County in 1916
was one Noah Watts, who appointed witness as Precinct Reg
istrar in the spring of 1916, witness not remembering the spe
cific time; and said County Registrar had witness to sign
the legal form (in connection with being appointed Precinct
Registrar). That in 1916 witness had only a passing acquaint
ance with plaintiff Lane, and can remember distinctly that
twenty-one years ago said Lane did not apply to witness for
registration. That witness registered all Negro voters who
applied in that precinct; but does not remember how many
Negroes witness registered.
S. T. DENISON, called as a witness for defendants, and
being first duly sworn, testified, substantially, as follows: (Di
rect Examination by Mr. Stone.)
That witness has lived in Porter, Wagoner County, Ok
lahoma, since the 11th day of February, 1937; that in 1916
witness l i v e d in Gatesville Township; Gatesville Precinct
#1 , in Wagoner County, Oklahoma. That witness believes
James L. Pace was Precinct Registrar in that precinct dur
ing 1916, and witness believes said Pace registered witness.
Witness produced his Registration Certificate #22, dated
the 30th day of May, 1916, signed by James L. Pace, Regis
trar, showing registration of said S. T. Denison, as testified
to. Said certificate was marked “ Defendants’ Exhibit # 1 ” ,
and was introduced in evidence with no objection from plain
tiff. The substance of said certificate being hereinabove set
forth, same is not reproduced in this transcript.
On Cross Examination the witness, S. T. Denison, tes
tified, substantially, as follows:
That witness will be seventy-nine years of age on June
14, 1937; that witness lived in Gatesville, Precinct ;#1, ap
proximately twenty-six years; he does not know who was
Registrar in 1918, but that one W. S. Workman was Regis
trar in 1920. That witness remembers other precinct regis
trars but does not remember when they served. There were
one Atterherry and one Gentry.
I. W. L ane v. Jess W ilson, et al. 41
CHRISTOPHER COLUMBUS CASEDIER, being duly
sworn, testified on behalf of defendants, substantially, as fol
lows :
That witness lives in Gatesville, Precinct #1 , in Wag
oner County, Oklahoma. That in 1916 witness lived in Gates
ville, Precinct #1 , at which time Jim Pace was Precinct Reg
istrar. That thereafter witness left and does not know what
took place later. Witness produced in court, without objection
from plaintiff, his registration certificate #89, for Gatesville,
Precinct #1 , showing that said witness, Christopher Colum
bus Casedier, was duly registered as an elector on May 20,
1916, said certificate being saigned by James L. Pace, Reg
istrar. By stipulation said certificate was withdrawn. Wit
ness testified that Mr. Pace issued said certificate.
W. M. CHARTIER, witness on behalf of defendants, be
ing first duly sworn, testified, substantially, as follows: (Di
rect Examination by Mr. Stone) : That witness in 1916 lived
in Gatesville, Precinct # 1 , in Wagoner County, Oklahoma,
at which time Mr. Pace, neighbor to witness, was Precinct
Registrar. That witness does not know that anyone else was
registar in said precinct at said time. That when witness was
called to the army in the latter part of 1918, witness lost his
registration certificate.
On Cross Examination, witness testified that he did not
remember in what specific part of the registration period wit
ness registered; that witness does not know whether Mr. Pace
kept the registration books during the entire registration pe
riod. That witness knew Mr. Pace was registrar because he
registered witness, there being no other evidence of his au
thority as registrar.
42 I. W. L ane v. Jess W ilson, et al.
R. W. BAKER, witness for defendants, being first duly
sworn, testified, upon direct examination by Mr. Stone, sub
stantially, as follows. That in 1916 witness lived in Gates-
ville, Precinct >#1, in Wagoner County, Oklahoma, at which
time one Jim Pace, and nobody else, to the knowledge of wit
ness, was Precinct Registrar. That said Pace registered said
witness but that the registration certificate of witness was
burned two years later.
On Cross Examination, the witness testified, substantial
ly, as follows: that witness does not know how long Mr. Pace
served as Precinct Registrar, nor does witness remember in
what particular part of the registration period he registered.
Prom the registration record it was read that said R.
W. Baker registered May 8,1916. That witness does not know
whether Mr. Pace registered other electors every day or not.
LON LEE, called as a witness for defendants, being first
duly sworn, and examined by Mr. Stone, testified, substantial
ly, as follows:
That witness lived in 1916 in Gatesville, Precinct # 1,
at which time Jim Pace, and nobody else, to the knowledge of
witness, was registrar, and registered voters of said precinct.
That witness registered in 1916, but, somehow lost his regis
tration certificate.
STOUT ATTERBERRY was called as a witness for the
defendants, and, being first duly sworn, testified as follows,
(Examination by Mr. Stone): (75)
That witness lives in Gatesville, Precinct #1 , Wagoner
County, Oklahoma, and has lived there for twenty-five years.
That witness registered in 1916, at which time Jim Pace was
registrar. That witness was not registrar for the year 1916,
and witness does not believe that said Lane applied to witness
for registration in said year, 1916.
On Cross Examination, by Mr. Chandler, witness, Stout
Atterberry, testified, substantially, as follows:
I. W. L ane v. Jess W ilson, et ax-. 43
That witness was registrar in 1920, just before the pri
mary election, but that witness was not registrar for the en
tire period, said witness having served as registrar for part
of said period. That the registration books were sent back to
witness just before the general election, at which time witness
was out working; and wife of witness advised witness that
the registration books had come, but witness refused to serve
further as registrar. That on that night or the next night,
plaintiff Lane and others came to the home of witness to be
registered, but that witness did not register them nor anybody
else at said time. That the registration books were .at home of
witness a day or two, but that someone got them while wit
ness was absent. Witness understood later that one Mr. Work
man got said books.
On Re-direct Examination, by Mr. Stone, the witness At-
terberry, testified:
That witness declined to serve further as registrar in
1920. That witness knows the man referred to as Workman,
said Workman having lived about three miles from his home.
That witness did not know where said Workman lived at the
time of trial, not having seen him for several years. That
said Workman was registrar in 1920, just before the general
election, said Workman having succeeded witness as regis
trar. That said time, just before the general election of 1920,
was the first time witness knew of said Workman’s serving
as precinct registrar in said precinct.
On Re-Cross Examination, said witness testified, sub
stantially, as follows: that witness told the jury and court
that when Lane came to the home of witness to be registered
the registration books were there but that witness had not
received them as registrar; that witness did not register any
body, nor did he intend to register anyone. That the books
remained there a couple of days, maybe two nights, and wit
ness does not know who was serving as registrar while the
registration books were at home of witness.
J. L. PACE, having been previously duly sworn, testi
fied further, being examined by Mr. Stone, as follows:
That witness is the same Mr. Pace who testified previous
ly in this case; that he was precinct registrar at Gatesville,
Precinct #1 , in 1916. Upon being shown page 71 from the
registration record of Wagoner County, said witness said
that it bore the names of a number of registered electors
whom witness remembers registering in 1916, some of them
having been registered in May of said year and others in No
vember of said year.
At this juncture Defendants introduced, without objec
tions of Plaintiff, pages 51 and 72 and one name at the top
of 73, from Volume 1, County Register of Election, Wagoner
County, Oklahoma, in connection with the testimony of said
witness.
On further Cross Examination, by Mr. Chandler, the wit
ness, Mr. Pace, testified, substantially, as follows:
That witness remembers registering Mr. Pussner, with
whom witness was well acquainted, having known him for two
or three years. That witness did not know how l o n g Mr.
Puissner had been living in said precinct, he being there when
witness left. That said Mr. Puissner lived about two miles
from witness all the while up to said registration. That on
the registration certificates the age of Mr. Puissner was stated
as forty-nine years.
That witness does not remember receiving any instruc
tions from the County Registrar as to who was qualified to be
registered in 1916, but witness testified that in November,
1916, witness registered Mr. Puissner who w as forty-nine
years of age, and a full-blood Indian.
Further, that witness registered a Mr. Childers, white,
twenty-four years of age.
By Mr. Chandler, counsel for plaintiff:
“ While the books are here, I want it stipulated that
the ages of these electors registered vary from twenty-
one years old up to eighty.”
The testimony of one Jim Biggerstaff, who testified in
the former trial of this case, was, by stipulation of parties
in open court, read in open court as part of the evidence on
behalf of defendants. The material substance of this testi
mony was that witness is in the newspaper business, and has
the custody of the files of the Wagoner County Democrat for
the year 1916, in bound volume, same being kept as part of
the permanent records of said newspaper. That it appears
44 I. W. Lane v. Jess W ilson, et al.
from said files and records that in said Wagoner County Dem-
ocrate, of Wagoner County, Oklahoma, for the issue of April
27, 1916, there was published a list of the registration officers
for that year, as follows:
“ County registrar, Noah Watts has made the fol
lowing appointments for precinct registrars. [Registrars
for other precincts omitted] Gatesville Precinct #1, Jim
Pace.”
I. W. L ane v. Jess W ilson, et al. 45
JESS WILSON, one of the defendants, being first duly
sworn, testified, substantially, as follows:
That witness is forty-one years of age, lives at the pres
ent time in Tulsa County, Oklahoma, but from the 3rd day
of June, 1920, until 1935, witness lived in Porter, Wagoner
County, Oklahoma. That in 1932 witness succeeded one Ira
Lawrence as County Registrar of Wagoner County, and serv
ed as such officer from 1932 until 1935.
That witness knows plaintiff, I. W. Lane, having become
acquainted with him about 1920. That said Lane came to see
witness about registering said Lane, before the general elec
tion or the primary election in 1934, at which time there were
three or four persons in the crowd with Lane. That Lane in
quired who was going to be precinct registrar for Gatesville
Precinct :#1, and Lane inquired if he had appointed Carl Law
rence ; witness told said Lane that said Carl Lawrence had re
signed as precinct registrar, but that witness would try to
appoint another registrar on that day. That Lane inquired
who the registrar would be and witness told Lane that it
would be Benny Harmon, if witness could get him to serve.
That such was the gist of the conversation with Lane; that
Lane did not ask witness to register him; and that witness
did not have authority to register anyone. That after this
conversation said Lane left and did not return any more. That
on the following day witness appointed the defendant, Marion
Parks, as precinct registrar in Gatesville, Precinct #1, north
west of Red Bird, Oklahoma; and said Parks, a well known
citizen in that community, served as registrar during that
period of registration.
That witness did not in 1934, or at any other time, in
struct any registrar not to register Negro electors; nor did
witness ever enter into any understanding; nor was there any-
thing of the sort discussed, to prevent the registration of col
ored persons in Wagoner County, nor any other place. That
witness did not ever give any instructions to Marion Parks
about registering colored people, nor did witness direct said
Parks to impede or hinder colored persons in their effort to
register.
That on the morning on which witness appointed said
Parks as precinct registrar, said Parks came in for the reg
istration book as witness was leaving his office; that witness
gave him the registration book and told Parks that Mr. Moss
would instruct him in regard to the registration laws. That
at said time Mr. Moss was County Judge.
That witness did not have any conversation, nor agree
ment, nor understanding with Judge Moss as to what instruc
tions he would give to Parks.
That witness had nothing to do with compiling the reg
istration records, such being the duty of the County Clerk.
That the only thing done by the witness, with regard to said
registration records, was to turn in the registration certifi
cates.
On Cross Examination, the witness, Jess Wilson, testi
fied, substantially as follows:
That while witness was registrar some Negroes were reg
istered. That witness did not move to strike the names of
said Negroes from the register—witness was told to have it
done, Judge Moss, Frank Young and one Ivan Baldridge hav
ing asked for that to be done. That some of the persons whose
names were stricken from the registration record were reg
istered by a man named Goddard, whom witness had appoint
ed as registrar. That in a majority of the cases of appoint
ing registrars they were given commissions, but that witness
does not believe said Goddard had a commission, said God
dard having been appointed just by oral agreement.
That the names stricken from the registration record
were stricken because of a higher decision on the question
of the legality of their being competent voters. That witness,
as County Registrar, had a hearing, and after summons were
had upon them, and upon the evidence showing, said names
were stricken off, because in the judgment of witness they
were the names of illegal voters. That only four or five, out
46 I. W. Lane v. Jess W ilson, et al.
of approximately fifty-seven who were summoned, appeared.
That witness struck the names off said record after having
heard the evidence, basing the findings of witness, as County
Registrar, on what he thought the evidence was.
I. W. L ane v. Jess W ilson, et al. 47
The defendant, JUDGE JOHN MOSS, being first duly
sworn, and examined by Mr. Stone, testified on behalf of the
defendants, substantially, as follows:
That witness is County Judge of Wagoner County, Ok
lahoma, and defendant in this suit. That witness has been
County Judge since January, 1933; that witness was repre
sentative in the Legislature in 1910, becoming County Attor
ney by appointment on the 21st or 22nd day of December,
1919, that being the first time witness was County Attorney
of Wagoner County. That witness was not, as formerly tes
tified in this cause by some witnesses for plaintiff, County
Attorney of Wagoner County in 1916. That witness did not,
as charged in this case, enter into a conspiracy with anyone
to deprive plaintiff Lane or other Negroes in Gatesville, Pre
cinct #1 , of their rights or alleged rights to vote; nor did
witness enter into any understanding, agreement, conspiracy,
or anything of that sort with the defendants, or either of
them, in any such manner. That witness did not ever instruct
his co-defendant, Marion Parks, in any way whatsoever not
to register plaintiff Lane. That witness did not ever instruct
said Marion Parks or advise him in any way whatsoever not
to register plaintiff or other colored persons.
That co-defendant Parks advised with witness about his
duties as registrar prior to his service as such in 1934. That
witness had a letter turned over to him by one Jim Bigger-
staff, a newspaper man at Wagoner, and witness just read
said letter to Mr. Parks and when witness was through read
ing said letter to Parks witness told Parks that said letter
practically stated the law as witness understood it, and as
witness had been interpreting it since 1920. That said letter
appeared to have been written originally by one Lowe, edi
tor of a newspaper known as “ The Lantern” , published es
pecially for Negroes and by Negroes. Without any objec
tions, said letter was marked for identification, as “ Defend
ants’ Exhibit # 2 ” , and introduced in evidence, said letter
being as follows:
48 I. W. L ane v. Jess W ilson, et al.
“ Headquarters
Negro Democratic State Organization
228% North Second Street
Muskogee, Oklahoma.
June 20th, 1934
Mr. J. M. Biggerstaff, Editor,
The Wagoner Record
Wagoner, Oklahoma.
Dear Sir:
“ A word from one Democratic editor to another—I
am, as you will notice, Publicity Director of the Negro
Democrats of the state. There has come to my attention
that an effort will be made to discredit Negroes of the
state in that they are forced to register as Democrats.
I know here in this county and in other counties where
Negroes have registered in large numbers, no efforts
were made to force them to register as Democrats.
At the approaching registration period I hope no ef
forts will be made in your county to force Negroes to
register as Democrats or to prevent the few eligible un
der the law from registering.
There will not be more than 100 in your entire coun
ty eligible to vote at this time under the law, which only
allows those coming of age since last registration time or
who have moved into the state one year since last reg
istration and, of course, have lived in the county and pre
cinct the required time.
Negroes in this county are mostly registered Dem
ocrats because they are anxious to have a voice in se
lecting public officials. Certainly we would not expect
violating our laws to begin at registration periods.
Hoping all will end well for us, we are,
Very truly yours,
C. Gr. Lowe, Editor
The Muskogee Lantern, Negro
Democratic N e w s p a p e r and
Publicity Manager Negro Dem-
cratic State Organization.’ '
I. W. Lane v . Jess W ilson, e t a t ,. 49
With respect to said letter the witness, Judge Moss, tes
tified :
“ It might be well for me to state that I didn’t read
that long letter, to Mr. Parks. I only read that part of
it which referred to those whom they thought might be
eligible to register in Wagoner County—that is, who had
become twenty-one since the last registration, those who
had moved into the county or had moved into his pre
cinct with transfer certificates. I didn’t undertake to
impress anything else in that letter, upon Mr. Parks.”
That witness merely said to Parks that said letter, or
that part of said letter in the judgment of witness, was a true
statement of the law; that such is still the opinion of the wit
ness, and that such is all the directions, advice, or suggestions
witness gave Parks at said time.
The defendant, MARION PARKS, being duly sworn, ex
amined by Mr. Stone, testified on behalf of the defendants,
substantially, as follows:
That witness was registrar in 1934 in Gatesville Precinct
'#1, Wagoner County, Oklahoma. That witness knows plain
tiff Lane. That- witness did not state to said Lane, on the
occasion to which Lane referred, and when Lane and others
came to the home of witness, that witness had been instructed
by the higher-ups not to register the Negroes. That witness
did not say anything of that sort. That witness did not tell
Lane that witness had been instructed or advised by Judge
Moss not to register Negroes. That witness did not tell Lane
at said time that witness had been advised or instructed by
defendant Jess Wilson not to register Negroes or colored per
sons. That nothing of that sort occured.
That witness recalls Judge Moss’ referring to that letter
when witness was in his office, Judge Moss having read to
witness from said letter. That witness does not remember the
exact words had with Judge Moss in said conversation, but
witness does remember inquiring of Judge Moss about reg
istering people who had become twenty-one years of age, and
Judge Moss stated to witness “ You register all that have be
come twenty-one since last registration” . That Judge Moss
advised witness to register all whom witness thought to be
legal voters. That at said time witness did not have any un-
derstanding, agreement, or conspiracy, or anything of that
sort with the defendants, nor with either of them, whereby it
was understood that witness was to prevent Negroes from
registering. That witness does not have any malice or ill
feeling against these colored people. That witness was act
ing in good faith, honestly and fairly trying to follow the
law, treating all alike, telling them the law, whether white
or colored.
On Cross Examination, by Mr. Chandler, witness testi
fied, substantially, as follows:
That witness did register white people from twenty-one
years of age and up, the exact number witness being unable
to remember, nor does witness remember their ages, nor all
of the people registered at that time. That witness did not
register Mr. Lane (plaintiff) because Lane had no papers
showing he had ever registered. That witness asked him if
he had ever registered, to which Lane replied that he had not.
That witness told Lane, “ I can’t register you, if you have
never registered unless you have become twenty-one since the
last registration.” That witness asked the white people whom
he registered the same question. That the said white people
had papers to prove that they were eligible voters. That the
white electors registered by witness did not have certificates,
they had proof they were eligible voters—they had witnesses
to prove it. The basis of their eligibility was that they had
been in the state one year, in the county six months, and in
the township thirty days, witnesses meaning those electors
who had just become twenty-one years of age and had no cer
tificate of registration. Those over twenty-one had certifi
cates from their precincts and they had voted. That witness
registered eighty-six electors that proved that they had reg
istered.
That witness did not mean to tell the court and jury that
every person over twenty-one years of age, whom witness
registered, was a person who had a transfer—they had proved
that they were legal voters in different ways. Some had lived
in the precinct different lengths of time, but there were none
that lived in the precinct that had not registered since they
moved in, since the last registration. All that witness reg
istered in 1934 were those that had moved in since the last
registration period. Those electors who moved in had to prove
50 I. W. L ane v. Jess W ilson, et al.
to witness that they were legal voters, and in other cases they
had registration certificates, and exhibited them to witness.
On Re-direct Examination, the witness Parks, examined
by Mr. Watts, testified further, substantially, as follows:
That other than the plaintiff Lane and those who were
certified, no other colored persons applied to witness for reg
istration. That Lane and his associates were together when
they were talking to plaintiff, there being four or five of them,
and Lane doing the talking for said colored people. That the
others did not discuss the matter with witness. The conver
sation between witness and Lane is all that took place.
I. W. L ane v. Jess W ilson, et al. 51
Rebuttal Testimony of Plaintiff.
WILLIAM OLIYiER, called as a witness for plaintiff,
and being duly sworn, and examined by Mr. Robertson, tes
tified as follows:
That witness is a preacher, sixty-eight years of age, lives
in Red Bird, Oklahoma, and has lived there twenty-four years.
That witness knows Lane, and during the registration period
in 1916 plaintiff went with Lane to a man named Workman,
who was the only registrar witness knew at that place. That
witness did not know a man by the name of Pace.
On Cross Examination, by Mr. Stone, said witness tes
tified :
That witness remembers Workman was the registrar in
1916, because it was the first year witness came to Oklahoma,
and witness went to see the registrar in the fall of the same
year. That said Workman told witness that he was not the
registrar but that one Mr. Denison was registrar.
Plaintiff, I. W. LANE, was recalled as a witness for
plaintiff, and testified further :
That the statement of Mr. Parks to the effect that Parks
said nothing to witness about an order from the higher-ups
was false.
Both sides announced in open court that they rest.
52 I. W. L ane v. Jess W ilson, et al.
Motion of Defendants for an Instructed Verdict.
“ By Mr. Stone: The defendants now and each of
them move for a directed verdict in favor of the defend
ants and each of them against the plaintiff.”
Bequest for Instructions by Plaintiff.
In open court the plaintiff Lane presented to the Court,
and requested the court to instruct the jury, as is set forth
in the following written requests for instructions, to-wit:
Plaintiff’s Requested Instruction No.l.
Gentlemen of the jury, you are instructed that Section
I of Article III, Section 13446 Oklahoma Statutes, 1931, pro
vides in substance that the qualifications of an elector are
that he must be a male citizen of the United States over the
age of 21; that he must have resided in the State one year,
in the county six months, and in the election precinct thirty
days next preceding the election at which any such electors
offer to vote.
You are further instructed that if you find from a pre
ponderance of the evidence that the plaintiff, I. W. Lane,
possessed such qualifications on the 24 day of October, 1934,
and made application for registration on said day to the de
fendant Marion Parks, he, said I. W. Lane, was entitled to
register.
Charles A. Chandler,
C. E. Robertson,
Attorneys for Plaintiff.
Requested by Plaintiff,
Refused and excepted to
Alfred Murrah,
U. S. District Judge.
(Filed in open Court April 20, 1937.)
Plaintiff’s Requested Instruction No. 2.
Gentlemen of the jury, you are instructed that the Okla
homa Constitution, Section 1, of Article III, O. S. 1931, Sec.
13446, provides as follows, to w it:
I. W. L ane y. Jess W ilson, et al. 53
‘ ‘ The qualified electors of this state shall be citizens
of the United States, including persons of Indian de
scent, (native of the United States), who are over the
age of twenty-one years, and who have resided in the
State one year, in the County six months, and in the elec
tion precinct thirty days, next preceding the election at
which such elector offers to vote. Provided, that no per
son adjudged guilty of a felony, subject to such excep
tions as the Legislature may prescribe, nor any person,
kept in a poor house at public expense, except Federal,
Confederate, and Spanish-American ex-soldiers or sail
ors, nor any person in a public prison, nor any idiot or
lunatic, shall be entitled to register and vote.”
And you are further instructed that if you find from the
evidence that the plaintiff I. W. Lane possessed each of the
aforesaid qualifications on the 24th day of October, 1934, and
on said day made application to the defendant Marion Parks,
the precinct registrar, said Lane was under the laws and Con
stitution of Oklahoma entitled to be registered,
Charles A. Chandler,
C. E. Robertson,
Attorneys for Plaintiff.
Refused and excepted to.
Alfred Mur rah,
Trial Judge.
(Filed in open Court April 20, 1937.)
Plaintiff’s Requested Instruction No. 3.
Gentlemen of the Jury, you are instructed that Section
1 of Article 14 of the Amendments to the Constitution of the
United States provides as follows, to wit:
“ Section 1. All persons born or naturalized in the
United States, and subject to the jurisdiction thereof,
are citizens of the United States and of the State where
in they reside. No State shall make or enforce any law
which shall abridge the privileges and immunities of cit
izens of the United States, nor shall any State deprive
any person of life, liberty, or property, without due pro
cess of law; nor deny to any person within its jurisdic
tion the equal protection of the laws.”
“ Section 5. The Congress shall have power to en
force, by appropriate legislation, the provisions of this
article. ’ ’
And that the Congress of the United States has enacted and
passed Section 1979, R. S. which provides as follows, to wit:
“ Section 1979. Civil action for deprivation of rights
—Every person who, nnder color of any statute, custom,
or usage of any State or Territory, subjects any citizen
of the United States or other person within the jurisdic
tion thereof to the deprivation of any rights, privileges,
or immunities secured by the Constitution or laws, shall
be liable to the party injured in an action at law, suit in
equity, or other proceeding for redress.”
And the jury is further instructed that the above-quoted
14th Amendment and act of Congress are the Supreme Law
of the Land, and the Judges in the States are bound thereby,
anything in the Constitution or Laws of any State to the con
trary notwithstanding.
The jury is further instructed that Section 5654, 0. S.
1931 part of the Oklahoma Registration of 1916, and which
the defendants Marion Parks and Jess Wilson plead as jus
tification for refusal of Registration to the plaintiff Lane, is,
as administered by the State of Oklahoma and its officers,
agents, and servants, acting under its authority, violative of
said 14th Amendment and said Act of Congress, in that said
Section 5654, 0. S. 1931, denies to the Negro citizens of the
United States residing in Oklahoma and subject to its juris
diction the equal protection of the laws: and said Section 5654,
O. S. 1931, is unconstitutional, null and void, and does not con
stitute any justification or defense to the officers, agents, or
servants of said State of Oklahoma for the refusal of regis
tration to citizens of the United States otherwise qualified for
registration.
Charles A. Chandler,
C. E. Robertson,
Attorneys for Plaintiff.
Refused and excepted to
Alfred Murrah,
Trial Judge.
(Filed in open Court April 20, 1937.)
54 I. W. L ane v. Jess W ilson, e t a l .
I. W. L ane v. Jess W ilson, et al. 55
Plaintiff’s Requested Instruction No. 4.
Gentlemen of the Jury, you are instructed that the 15th
amendment to the Constitution of the United States provides
as follows, to wit:
“ Section 1. The right of citizens of the United States
to vote shall not he denied or abridged by the United
States or by any state on account of race, color, or pre
vious condition of servitude.
Section 2. The Congress shall have power to en
force this article by appropriate legislation. ’ ’
And you are further instructed that, pursuant to said
15th amendment, the Congress of the United States passed
and enacted to following acts, to w it: R. S. 2004, Sec. 31, of
Chapter 3, Title 8, U. S. Code, which provides as follows, to
wit:
“ Section 31. Race, color or previous condition of
servitude not to affect right to vote. # * * All citizens of
the United States who are otherwise qualified by law to
vote at any election by the people in any State, Terri
tory, district, county, city, parish, township, school dis
trict, municipality, or other territorial subdivision, shall
be entitled and allowed to vote at all such elections, with
out distinctions of race, color, or previous condition of
servitude; any constitution, law, custom, usage, or reg
ulation of any State or Territory, or by or under its au
thority, to the contrary notwithstanding.”
And the Congress also enacted and passed R. S. Sec. 1979,
Section 43, of Chapter 3, Title 8, U. S. Code, which provides
as follows, to wit:
“ 43. Civil action for deprivation of rights.—Every
person who, under color of any statute, custom or usage
of any State or Territory, subjects any citizen of the
United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or im
munities secured by the Constitution and laws, shall be
liable to the party injured in an action at law, suit in
equity, or other proceeding for redress.”
The jury is further instructed that by Article VI of the
Constitution of the United States the above mentioned 15th
amendment and acts of the Congress are the Supreme Law of
56 I. W. L ane v. Jess W ilson, et al.
the land, and the Judges in every State are bound thereby,
anything in the Constitution or Laws of any State to the con
trary notwithstanding. Further, that plaintiff has instituted
this action under and pursuant to said acts of the Congress of
the United States.
And the court further charges the jury that the defend
ants, by their answer filed in this action, contend that the
denial and refusal of registration of the plaintiff Lane during
the registration period including the 24th day of October,
1934, was in compliance with the 1916 Registration Laws of
the State of Oklahoma, to wit: Sections 5652, 5654, 0. S.
1931.
The court further charges the jury that the aforemention
ed Section 5654, 0. S. 1931, does not constitute any defense
to the defendants for the refusal to register said Lane, if
the jury finds from a preponderance of the evidence that they
or any of them did refuse him registration, for the reason
that said Section 5654, 0. S. 1931, is invalid and void, and
unconstitutional as being violative of the 15th amendment to
the United States Constitution, and discriminatory against
the Negro citizens of the United States residing in the State
of Oklahoma.
Charles A. Chandler,
C. E. Robertson,
Attorneys for Plaintiff.
Refused and excepted to
Alfred Murrah,
Trial Judge.
(Filed in open Court April 20, 1937.)
Plaintiff’s Requested Instruction No. 5
Gentlemen of the Jury, it is charged by the petition of
plaintiff herein that the defendants John Moss, Marion Parks,
and Jess Wilson denied the plaintiff Lane the right to regis
ter during the 1934 registration period; and that such denial
was directly due to a long-standing conspiracy which had ex
isted among the election officers of Wagoner County, Okla
homa, and their successors, since 1916, and which conspiracy
continued to exist and did exist on the 24th day of October,
1934, among the three defendants aforenamed.
I. W. L ane v. Jess W ilson, et al. 57
In this connection, the court charges you that a conspir
acy is a combination between or among two or more persons
by concert of action to accomplish some unlawful purpose, or
some lawful purpose by unlawful means.
And the court further instructs the jury, that, as a mat
ter of law, that if it is found from a preponderance of the evi
dence that if such conspiracy existed on the 24th day of Oc
tober, 1934, among said defendants, Jess Wilson, Marion
Parks, and John Moss, or any of them, and that pursuant
thereto and in furtherance thereof, said defendants or any of
them, hindered, obstructed or prevented members of the Ne
gro race, including plaintiff Lane, from registering as electors
of Wagoner County, Oklahoma, then the verdict of the jury
should be in favor of the plaintiff Lane and against such of
the defendants as you find from a preponderance of the evi
dence were parties to such conspiracy, or actively participated
therein.
Charles A. Chandler,
C. E. Robertson,
Attorneys for Plaintiff.
Refused and excepted to
Alfred Murrah,
Trial Judge.
(Filed in open Court April 20, 1937.)
Plaintiff’s Requested Instruction No. 6.
Gentlemen of the jury, the court instructs you that if you
find from a preponderance of the evidence that the plaintiff
Lane is entitled to recover in this action, the amount of the
recovery is for you to determine from all the facts in the case.
Of course, you can not measure in dollars and cents the ex
act amount to which he is entitled, but it is for you to say, in
the exercise of a sound discretion, from all the facts in the
case, without fear and without favor, what amount will rea
sonably compensate him for the damage done him in being
deprived of his right of franchise.
Charles A. Chandler,
C. E. Robertson,
Attorneys for Plaintiff.
Refused and excepted to
58 I. W. L ane v. Jess W ilson, et al.
Alfred Murrah,
U. S. District Judge.
(Filed in open Court April 20, 1937.)
Plaintiff’s Requested Instruction No. 7.
Gentlemen of tlie jury, the court instructs that in addi
tion to the compensatory damages prayed for by the plaintiff
in his petition, he also seeks to recover from the defendants,
the sum of $5,000, as punitive damages. In this connection, the
court charges you that punitive damages are awarded for the
purpose of punishing the defendants for the wrongful act,
and setting an example before the community. If then, you
find by a preponderance of the evidence in this case, that the
defendants, or any of them, were actuated by feelings of ill
will and prejudice in denying plaintiff Lane the right to reg
ister at the general election of 1934, then you will be justified
in awarding punitive damages in an amount not exceeding
$5,000.
Charles A. Chandler,
C. E. Robertson,
Attorneys for Plaintiff.
Refused and excepted to
Alfred Murrah,
U. 8 . District Judge.
(Filed in open Court April 20, 1937.)
Whereupon, the jury was excused and the court heard
extended argument from both counsel for the defendants and
from counsel for the plaintiff, and after consideration of said
motion by defendants fob an instructed verdict in their favor,
and request by plaintiff for instructions to the jury, as well
as argument of respective counsel, the court announced in
open court that it was ready to rule thereupon and to render
its opinion; whereupon, Mr. Chandler, counsel for plaintiff,
moved the court to cause its decision to be reduced to writing
and incorporated into the record therein, for the purpose of
further objecting to said opinion and of saving exceptions
thereto, and said request being granted, the court delivered
its opinion, as follows:
I. W. L ane v. Jess W ilson, et al. 59
Opinion of Trial Court.
The Court is of the opinion in this case that plaintiff,
having brought a suit for damages against the defendants
and each of them, and that said petition or suit is sounded in
their official acts as registration officials of the county of Wag
oner, Oklahoma. They allege, in substance, that these officials
conspired together, among each other, secretly and otherwise,
to prevent the plaintiff and others from their suffrage rights.
They invoke Section 5654, Art. 3, Chap. 29 of the laws of
Oklahoma, 1931. The plaintiff states in his petition that said
statute is invalid and unconstitutional because the same is
repugnant to the Fourteenth and Fifteenth amendments to the
Constitution of the United State and is therefore inoperative,
and seeks to recover damages by reason of the violation of
a right granted to the plaintiff by the Fourteenth and Fif
teenth amendments to the Constitution of the United States.
Now they raise the question, and the sole question perti
nent to the determination of the issues in this case, whether
Section 5654, Compiled Ststutes 1931, is a valid statute and
constitutional under the Fourteenth and Fifteenth Amend
ments to the Constitution of the United States, and counsel
relies on, throughout, the doctrine announced in the Guinn
case and the case of Meyers vs. Anderson.
The Court has very carefully considered these two cases
and is of the opinion that the doctrine in these cases is sound
and undoubtedly is the law of the land, but Section 5654, Com
piled Statutes, 1931, is not in conflict with the doctrine an
nounced in these cases. And in arriving at that conclusion the
Court considers that, as announced in that case, the right
of the State to set its standards for suffrage rights are un
disputed and undenied, so long as they do not violate the
Fourteenth and Fifteenth Amendments. The Court, in very
strong language, states that the suffrage right and the stand
ards for suffrage rights is undisputed and undenied and a
right within the sovereign rights of the various states, and in
that decision it is stated:
“ We are of opinion that neither forms of classifi
cation nor methods of enumeration should be made the
basis of striking down a provision which was independ
ently legal and therefore was lawfully enacted because
of the removal of an illegal provision which the legal pro-
vision or provisions may have been associated. We state
what we hold to be the rule thus strongly because we are
of the opinion that on a subject like the one under con
sideration involving the establishment of a right whose
exercise lies at the very basis of government a much
more exacting standard is required than would ordinar
ily obtain where the influence of the declared unconsti
tutionality of one provision of a statute upon another and
constitutional provision is required to be fixed.”
That brings us to this question—the Court must, under
the law, established rule and doctrine, presume the validity
of the statute unless it is clearly shown to be invalid because
of unconstitutionality or for other reason. The Court indulges
in that theory and subscribes to that doctrine of law. The
Court is called upon to say that this statute is unconstitu
tional because it revitalizes the Grandfather Clause of the
Constitution, which was, by the decision in Guinn vs. United
States, declared unconstitutional.
And the Court has examined very carefully the provi
sions of the 1916 act in the light of the defects and unconstitu
tionality of the Grandfather Clause of the Constitution of
the State of Oklahoma. And the Court is of the opinion that
this act, which provides that it shall be the duty of the pre
cinct registrar to register each qualified elector of his pre
cinct who makes application between the 30th day of April
and the 16th day of May, 1916, provided such person applying
shall, at the time he applies to register, be a qualified elector
in said precinct and who shall comply with the provisions of
this act and it shall be the duty of every qualified elector to
register within such time. And making provision for the reg
istration of absentees; further making provisions for the right
of appeal in the event that, for any reason, the right to reg
ister is denied him, arbitrarily or otherwise, and the State it
self setting up its own machinery by which it shall govern
its suffrage right, and giving the right of appeal, without re
gard to race, color or previous condition of servitude.
For this Court to say that the clause in the Fifteenth
Amendment relating to race, color or previous condition of
servitude was in the mind of the Legislature at the time this
act was enacted and with the implied desire to circumvent
the 14th and 15th amendments to the Constitution, would be
60 I. W. L ane v. Jess W ilson, et al.
going further than this Court feels it should go. And that is
what the Court would have to say under statement of counsel
for plaintiff.
It is stated in this Myers vs. Anderson case, and in the
Guinn case chief Justice White in delivering the opinion o£
the Court stated that if no other logical conclusion could be
drawn, then the Court w o u l d imply that the Grandfather
Clause was enacted specifically for the purpose of discrimi
nating against the colored race, and it was for that reason and
on that grounds, if the Court understands them, that grounds
alone, that Justice White declared the Grandfather Clause un
constitutional.
In other words, there was no other logical conclusion to
be drawn. Now after 1916, after this decision, it became nec
essary for the Legislature to enact a registration law. We
would say they did. If not, people could vote indiscriminate
ly. So it became the duty of the Governor and the Legisla
ture and the law-making bodies of the State to enact a reg
istration law.
Now then, to say that because the people who had voted
in 1914 didn’t have to register under the 1916 act, extended a
privilege to that particular class of people over other citi
zens, electors, who didn’t vote in 1914, would amount to a
violation of the privileges and immunities granted under the
14th Amendment, and the race and color clause of the F if
teenth Amendment to the Constitution, is just further than
this Court can go.
Call the jury.
Instruction of Verdict for Defendants.
And the jury being recalled, the Honorable Trial Judge
instructed said jury to return a verdict for and in behalf of
defendants in said cause. And said jury, being so instructed
by the court, returned, and filed in open court the verdict, in
the following words and figures, (omitting caption, to w it):
Verdict of Jury.
Verdict—“ We, the jury in the above-entitled cause
duly empaneled and sworn, upon our oaths, find the is
sues in favor of the defendants and against the plain
tiff. (Signed) J. J. Ammons, Foreman.”
Filed in open Court April 20, 1937.
I. W. L ane v. Jess W ilson, et al. 61
To which verdict the plaintiff excepted, and exceptions
were allowed him.
62 I. W. L ane v. Jess W ilson, et al.
Plaintiff’s Motion for New Trial.
Thereafter, and on April 23, 1937, the plaintiff, I. W.
Lane, filed and presented to the court his motion for a new
trial which was, omitting caption, in the following words and
figures, to w it:
(Caption omitted.)
Motion for New Trial.
The above-named plaintiff, I. W. Lane, respectfully prays
this Honorable Court to vacate and set aside the order of
said court, made on the 20th day of April, 1937, whereby the
trial of said cause was taken from the jury and a verdict ad
verse to plaintiff was ordered and directed by the court; to
set aside said adverse verdict and the order of the court
thereon, and to grant said plaintiff a new trial herein. Plain
tiff alleges and shows the following grounds and reasons in
the premises, to wit:
1. During the trial of s a i d cause the Honorable Trial
Judge committed errors of law, prejudicial to the rights of
said plaintiff, to which plaintiff did then and there object and
except.
2. During the trial of said cause it was established, and
not controverted, that in Wagoner County, Oklahoma, where
of a total population of 22,428 inhabitants 6753 were Negroes
(U. S. Official Census, 1930), during the 20 years next pre-
ceeding trial of this cause the officials of the State of Okla
homa, administering the 1916 Registration Laws of said
State (0. S. 1931, Sec, 5654), permitted only TWO Negro cit
izens of the United States to register and qualify as electors,
although many Negro citizens of the United States, includ
ing plaintiff Lane, residing in said County were duly quali
fied otherwise. This clearly established an abridgment and
denial of the right to vote, on account of race and color; and
also a violation of the 15th Article on Amendment to the Con
stitution of the United States. And the trial court erred m
holding and instructing the jury that said Registration laws
were valid and not unconstitutional, to which plaintiff ob
jected and excepted.
I. W. L ane v. Jess W ilson, et al. 63
3. It appearing from the face of the Oklahoma Registra
tion laws of 1936 (0. S. 1931, Sec. 5654) that said law is an
attempted revitalization of the illegal grandfather clanse,
Art. Ill, Sec. 4a, Oklahoma Constitution, Sec. 13450, 0. S.
1931; or the same invalid law in a new disguise of words, and
having the same discriminatory and unconstitutional intent,
operation, and effect, being violative of the 15th amendment
to the Constitution of the United States, the Honorable Trial
Court erred in holding and adjudging, and in instructing the
jury in said cause that said laws were and are valid and not
unconstitutional, to which plaintiff duly objected and excepted.
4. The said Registration Laws of the State of Oklahoma,
(0. S. 1931, Sec. 5654), as made and enforced by the State,
abridges the privileges and immunities of plaintiff Lane and
of other citizens of the United States of his color and similar
ly situated, deprives them of liberty and property without due
process of law, and denies them the equal protection of the
laws; said Registration Laws are violative of the 14th Article
of Amendment to the Constitution of the United States. The
trial court erred in holding, adjudging and in instructing the
jury that said laws were valid and not violative of the said
14th Amendment.
5. It appearing that there was abundant evidence to es
tablish that the plaintiff Lane was duly qualified to be reg
istered and to vote as an elector in said State at the times in
question, and that the defendants had, acting jointly and sev
erally, wrongfully prevented his registering or voting, the
cause should have been submitted to the jury under proper
instructions from the court; and in refusing so to submit said
cause to the jury with proper instructions, the trial court com
mitted error prejudicial to the rights of plaintiff, to all of
which plaintiff then and there saved exceptions.
Wherefore, said plaintiff, I. W. Lane, respectfully prays
this Honorable Court to vacate and set aside said order, ver
dict and judgment rendered and made in said cause, and to
allow said plaintiff a new trial herein.
Dated this 23rd day of April, 1937.
I. W. Lane, Plaintiff,
By Charles A. Chandler,
C. E. Robertson,
Attorneys for Plaintiff.
64 I. W. L ane v. Jess W ilson, et al.
Filed: April 23, 1937.
Order, of Court Overruling and Denying Motion for
New Trial.
And on the 9th day of June, 1937, the aforementioned
motion of plaintiff for new trial came on for hearing in open
court, the respective parties being present by their respec
tive counsel, and the court having considered said motion fox-
new trial, denied same, and made and entered order to said
effect, in the following words and figures, to wit:
“ And the plaintiff having filed his motion for a new
trial, which motion came on for hearing on this 9th day
of June, 1937, a day in term time of this court, the par
ties appearing by their respective attorneys of record,
and the court being duly advised,
“ It is, on this 9th day of June, 1937 ordered, ad
judged and decreed that the plaintiff’s motion for new
trial be and the same is hereby overruled, to which the
plaintiff excepts, and exceptions are allowed him.”
Said order of court overruling motion of plaintiff for
new trial, is incorporated in Journal Entry in said cause filed
on the 9th day of June, 1937.
“ Plaintiff’s Exhibit No. 1.”
State of Oklahoma,
County of Wagoner, ss.
Before Jess Wilson, County Registrar, Wagoner County,
State of Oklahoma : Proceedings had on application to
strike certain names from the registration records of
said county: November 2nd, 1934.
(Index omitted.)
(1 )
State of Oklahoma,
County of Wagoner, ss.
Before J. Wilson, County Registrar, said county and State:
Now comes John S. Moss and Frank J. Young and John
L. Baldridge, electors of Wagoner County, State of Oklaho
ma, and respectfully represent to the County Registrar of
Wagoner County, that they have reason to believe that the
I. W. L ane y. Jess W ilson, et al. 65
names attached hereto appearing upon the County Registra
tion Book as registered voters in precinct No. 2, Gatesville
Township, are illegally registered in the County Registra
tion Book of Wagoner County, Oklahoma, and for reason for
said belief, say:
That the persons so registered in the Precinct Registra
tion Book by Mose Walker, Registrar, did not voluntarily ap
pear in person for registration before the said Mose Walker;
that such persons whose names are hereto attached appear
ing as having been registered in said precinct were not eligible
to registration on the date shown by the duplicate registra
tion certificate in that they did not become qualified electors
of said precinct between the 13th day of July, 1934, a regis
tration period and the general election period beginning Oc
tober 17th, 1934, and ending October 26, 1934; that the said
registrar did not qualify said persons and made no effort to
determine whether such persons were eligible to registration.
Wherefore, the undersigned applicants hereby apply in
writing to the County Registrar of Wagoner County, to have
all names hereto attached and registered by the said Mose
Walker stricken from the County Registration Book kept hv
the County Clerk of Wagoner County, Oklahoma.
John S. Moss,
Prank J. Young,
John L. Baldridge.
(2)
State of Oklahoma,
County of Wagoner, ss.
Personally appeared before me, the undersigned Notary
Public, John S. Moss and Prank J. Young and John L. Bald
ridge, who after being duly sworn, on oath say: That they
have read the above and foregoing application, know the con
tents thereof and that all matters and things set out therein
are true to the best of their knowledge and belief.
Witness my hand and seal of office at Wagoner, this the
29th day of October, 1934.
Laura Cantrell, Notary Public.
My commission expires Jan. 17, 1937. (Seal)
66 I. W. L ane v. Jess W ilson, et al.
Names of Registered Persons Referred to in Attached
Application.
David Jackson, A. P. Herndon, S. T. James, Jr., James
Moses, Tom White, Oliver Davidson, Sumner Vann, E. W.
Jackson, Boyce Littlejohn, George Martin, John Robinett,
Willie Fisher, D. M. Maxwell, Lindsey Smith, W. M. Walker,
George Marshall, William Savage, Emmett Lowery, Joe
Smith, T. H. Curtis, N. A. Manuel, Yirgie Savage, E. W. Jack-
son, Jr., Walter H. Davis, Chas. Wensett, Minnie Wensett,
E. T. Smith, Lora Smith, Hays Gregory, John Macombe, J.
T. McBurnett, Ollie McBurnett, A. M. Marshall, Virgie Har-
vel, Maude Hardester, Troy Hardester, Alta Hardester, Mrs.
Jess Thomas, Gertie Duggan, Bertie Olinger, Francis Cagle,
Mrs. B. F. Harvell, Cecil McKee, Lester Parker, W. I. Wil
liams, M. S. Barnes, Lorine Barnes.
(3)
(Endorsed on back) v '
Precinct 2
Gatesville Twp.
Filed
October 30, 1934.
J. Wilson
County Registrar. ^
Office of County Registrar Wagoner County, Oklahoma.
To David Jackson, A. F. Herndon, S. T. James, Jr.,
James Moses, Tom White, Oliver Davidson, Sumner Vann,
E. W. Jackson, Boyce Littlejohn, George Martin, John Rob-
inett, Willie Fisher, D. M. Maxwell, Lindsey Smith, \V. M.
Walker, George Marshall, William Savage, Emmett Lowery,
Joe Smith, T. H. Curtis, N. A. Manuel, Yirgie Savage, E. W.
Jackson, Jr., Walter H. Davis, Chas. Wensett, Minne Wen
sett, E. T. Smith, Lora Smith, Hayes Gregory, John Ma
combe, J. T. McBurnett, Ollie McBurnett, A. M. Marshall,
Virgil Harvel, Maude Hardester, Troy Hardester, Alta Har
dester, Mrs. Jess Thomas, Gertie Duggan, Gertie Olinger,
Francis Cagle, Mrs. B. F. Harvell, Cecil McKee, Lester Parks,
W. I. Williams, M. S. Barnes, Greetings:
You are hereby notified that on the 30th day of October,
1934, John S. Moss and others applied in writing to the under
signed County Registrar of Wagoner County, Oklahoma, to
have your name stricken from the County Registration Book,
citing as reasons therefor that you were not eligible for reg-
I. W. L ane v. Jess W ilson, et al. 67
istration in Precinct No. 2, Gatesville Township of Wagoner
County, State of Oklahoma, in that yon have not become a
qualified elector during the period between the 13th day of
July, 1934, and the General election registration period be
ginning October 17th, 1934, and ending October 26th, 1934, and
that there were illegal and irregular acts committed by the
Registrar of said Precinct.
You are therefore ordered to be and appear before me
at the Court House in the city of Wagoner, Oklahoma, on
Friday, November 2nd, 1934, at the hour of two o ’clock p. m.,
and show cause why your name should not be stricken from
the Registration Book as prayed for in said application sup
ported by affidavit.
Witness my hand this 30th day of October, 1934.
J. Wilson,
County Registrar.
Filed 4:45 p. m. Nov. 1 , 1934.
J. Wilson,
Co. Registrar.
(5)
Sheriff’s Return.
State of Oklahoma,
Wagoner County, ss.
I received this notice at 2 o ’clock p.m. on October 30th,
and served the same on the persons named therein as protest-
ants, between the hours of 2 o ’clock p. m. October 30th, 1934,
and 1 o ’clock p.m. October 31, 1934, and in the manner fol
lowing, to-wit:
David Jackson
James Moses
E. W. Jackson
Willie Fisher
W. M. Walker
T. H. Curtis
E. W. Jackson, Jr.
E. T. Smith
A. M. Marshall
Mrs. Jess Thomas
Francis Cagle
W. I. Williams
A. F. Herndon
Tom White
Boyce Littlejohn
D. M. Maxwell
William Savage
N. A. Manuel
Walter H. Davis
Lora Smith
Virgle Harvel
Gertie Duggan
Mrs. B. F. Harvel
Mrs. Lorine Barnes
S. T. James, Jr.
Oliver Davidson
George Martin
Lindsey Smith
Emmett Lowery
Virgia Savage
Charles Wensett
Ollie McBurnett
Troy Hardester
Bertie Olinger
Cecil McKeen
M. S. Barnes
68 I. W. L ane v. Jess W ilson, et al.
and by delivering to each of them, personally, a full, true and
complete copy of the within notice.
(6)
And
Sumner Vann
Joe Smith
John Macombe
Alta Hardester
John Bobinet
Minnie Wensett
J. T. McBurnett
Lester Parker
George Marshall
Hays Gregory
Maude Hardester
by leaving a full, true and complete copy of the within notice
at the usual place of residence of each of them in my county,
with a member of the family of each, over fifteen years of
age.
Clay Flowers,
Clay Flowers, Sheriff,
By Connie Murphy, Deputy.
Filed 4:45 p.m., No. 1, 1934.
J. Wilson, Co. Begistrar.
(7)
State of Oklahoma,
County of Wagoner, ss.
Before J. Wilson, County Begistrar, Said County and State:
Now comes John S. Moss and Frank J. Young and John
L. Baldridge, electors of Wagoner County, State of Okla
homa, and respectfully represent to the County Begistrar of
Wagoner County, that they have reason to believe that the
names attached hereto appearing upon the County Eegistra-
tion Book as registered voters in precinct No. 1, Creek Town
ship, are illegally registered in the County Begistration Book
of Wagoner County, Oklahoma and for reason for said be
lief, say:
That George N. Goddard, whose name appears on cer
tificates of registration is not a legally qualified elector in
said precinct and could not legally act as Begistrar of said
Precinct ; that the persons so registered by the said George
N. Goddard did not apply to the said George N. Goddard,
in person, for registration; that such persons so named were
not eligible to registration on the 25th day of October, 1934
in that they did not become qualified electors of said precinct
between the 13th day of July, 1934 and the general election
date, October 17 to October 26, 1934; that the said purported
registrar did not qualify said persons and made no effort
to determine whether such persons were eligible to registra
tion.
Wherefore, the undersigned applicants hereby apply in
writing to the County Registrar of Wagoner County to have
all names hereto attached and registered by the said George
N. Goddard stricken from the County Registration Book kept
by the County Clerk of Wagoner County, Oklahoma.
John S. Moss,
Frank J. Young,
John L. Baldridge.
(8)
State of Oklahoma,
County of Wagoner, ss.
Personally appeared before me, the undersigned Notary
Public, John S. Moss and Frank J. Young and John L, Bald
ridge, who after being duly sworn, on oath, say: That they
have read the above and foregoing application, know the con
tents thereof and that all matters and things set out therein
are true to the best of their knowledge and belief.
Witness my hand and seal of office at Wagoner, this the
29th day of October, 1934.
Laura Cottrell, Notary Public.
My commission expires Jan. 17, 1937. (Seal)
Names of Registered Persons Referred to in Attached
Application.
Matt Williams, Louis Jonas, Winnie Jonas, Louise Jonas,
Lois Ted Jonas, W. M. Mardon, Betty Taylor, Jim Badgett,
Lester Anderson, Sam Gage, Lizzie Bagett, Emma Harrison,
L. J. Robinson, Willie Lane, Wilma Jackson, Mose Jackson,
Clementine Jackson, Verneice Jackson. Carrie Gage, Ira Wil
liams, Aggie Williams. Janey Robinson, Cade Robinson,
Rhoda Robinson, Hallie Anderson, Decader Robinson, Wil
liam Markham, Mrs. Atley Hood, Atley Hood.
(Endorsed on back)
Precinct 1 . Creek Township.
Filed October 30, 1934.
J- Wilson, County Registrar.
* I. W. L ane v. Jess W ilson, et al. 69
70 I. W. L ane v. Jess W ilson, et al.
(9)
Office of County Registrar, Wagoner County, Oklahoma.
T o : Matt Williams, Louis Jonas, Winnie Jonas, Louis
Jonas, Lois Ted Jonas, W. M. Mardon, Betty Taylor, Jim Bag-
ett, Lester Anderson, Sam Gage, Lizzie Bagett, Emma Har
rison, L. J. Robinson, Willie Lane, Wilma Jackson, Mose Jack-
son, Clementine Jackson, Verneice Jackson, Carrie Gage, Ira
Williams, Aggie Williams, Janey Robinson, Cade Robinson.
Rhoda Robinson, Hallie Anderson, Deeder Robinson, William
Markham, Mrs. Atley Hood, Atley Hood; Greeting:
You are hereby notified that on the 30th day of October,
1934, John S. Moss and others applied in writing to the under
signed County Registrar of Wagoner County, Oklahoma, to
have your name stricken from the County Registration Book,
citing as reasons therefor that you were not eligible for reg
istration in Precinct No. 1, Creek Township of Wagoner Coun
ty, State of Oklahoma, in that you have not become a qualified
elector during the period between the 13th day of July, 1934,
and the general election Registration period beginning Octo
ber 17th, 1934 and ending October 26th, 1934, and that there
were illegal and irregular acts committed by the Registrar of
said precinct.
You are therefore ordered to be and appear before me
at the Court House in the City of Wagoner, Oklahoma, oil
Friday, November 2, 1934, at the hour of two o ’clock p.m.,
and show cause why your name should not be stricken from
the Registration Book as prayed for in said application sup
ported by affidavit.
Witness my hand this 30th day of October, 1934.
J. Wilson,
County Registrar.
Filed 4:45 p.m., Nov. 1, 1934,
J. Wilson, Co. Registrar.
(10)
Sheriff’s Return.
State of Oklahoma,
Wagoner County, ss.
I received this notice at 5 o ’clock p.m. on October 30th,
and served the same on the persons named therein as protest-
ants, between the hours of 5 p.m. o ’clock October 30th, 1934,
I. W. Lane v. Jess W ilson, et al. 71
and 1 o ’clock p.m., October 31st, 1934, and in the manner fol
lowing, to-wit:
Matt Williams
Louise Jonas
Lester Anderson
Emma Harrison
Wilma Jackson
Verneice Jackson
Aggie Williams
Hallie Anderson
Louis Jonas
Lois Ted Jones
Sam Gage,
L. J. Eobinson
Mose Jackson
Carrie Gage
Janey Eobinson
Atley Hood
Winne Jonas
W. M. Mardon
Lizzie Bagett
Willie Lane,
Clementine Jackson.
Ira Williams
Bkoda Eobinson
Mrs. Atley Hood
by delivering to each of them, personally, a full, true and com
plete copy of the within notice.
And
Betty Taylor Jim Bagett Deeader Eobinson
William Markham Mose Jackson
by leaving a full, true and complete copy of the within notice
at the usual place of residence of each of them in my county,
with a member of the family of each, over fifteen years of
age.
Clay Flowers,
Clay Flowers, Sheriff,
By J. Beard, Deputy.
(Endorsed)
Filed 4:45 p. m., Nov. 1, 1934.
J. Wilson, Co. Eegistrar.
(11)
Wagoner County,
State of Oklahoma, ss.
Proceedings had and done at Wagoner, Wagoner County, Ok
lahoma, on the 2nd day of November, 1934, before Mr.
Jess Wilson, County Eegistrar of Wagoner County, Ok
lahoma: Said hearing being had upon hearing applica
tion to strike certain registration certificates from the
records of the County Clerk of Wagoner County, Okla
homa :
By Mr. Wilson: How many of these clients do you have
here.
Mr. Chandler: Now are you ready to commence.
Mr. Wilson: Yes.
72 I. W. L ane v. Jess W ilson, et al.
Mr. Chandler: I want the record to show that I, Charles
A. Chandler and Cecil E. Robertson, appear here on behalf
of these electors named in the affidavit as residing in Pre
cinct Number One, Creek Township, Wagoner County, Ok
lahoma, and especially on behalf of Louis Jonas, Winnie
Jonas, Louise Jonas, Lois Ted Jonas, Wilma Jackson, Mose
Jackson, Clementine Jackson, Verneice Jackson, Carrie Gage,
Ira Williams, Aggie Williams, Janey Robinson, Cade Robin
son, Rhoda R o b i n s o n , Hallie Anderson, Decater Robinson, Wil
liam Markham, and we appear specially for the sole purpose of
objecting to this hearing and procedure for the following rea
sons, to-wit: First, that Jess Wilson, County Registrar, is dis
qualified to conduct or entertain this hearing for the reason or
by reason of his being a defendant in a suit filed on or about
October 26th in the United States District Court for the East
ern District of Oklahoma, where one Lane is plaintiff and
said Jess Wilson, one John Moss and Marion Parks are de
fendants; For the further reason that said County Registrar
has no jurisdiction in said matter; for the further reason no
proper or legal notice has been served, given or proven as re
quired by law, and for the further that the petition and_ af
fidavit upon which this procedure is being had is insufficient
in law; and for the further reason that the Statutes under
which this procedure is had violates the 14th Amendment
and the 15th Amendment to the Constitution of the United
States, violates the laws enacted pursuant thereto, and also
violates Section Six of Article One of the Constitution of Okla
homa. And for the following reason, that the proceeding is
not being had or entertained in good faith. That is all.
Mr. John Moss: Is that all you appear for, for that rea
son.
Mr. Chandler: Yes.
Mr. John Moss: Then you might excuse all of us and
hear it.
Mr. Wilson: How many of your defendants are there
here.
Mr. Chandler: Of those I have just named.
Mr. Wilson: Yes.
Mr. Chandler: I don’t know.
Mr. Wilson: All right. We will excuse you gentlemen
and call Mat Williams.—You gentlemen are excused along
with Judge Moss.
Mr. Chandler: No sir: I wish to insist upon being pres
ent at this hearing on these people I have just named, as
their attorney.
Mr. Wilson: We will not accept any cross examination,
it is just merely to thrash it out to see whether they are legal
voters, legally registered. We could go ahead with cross ex
amination and prolong it for two weeks, but there is no ne
cessity for that, just to see if the precinct registrar has car
ried out his acts as he should.
(13)
Mr. Chandler: You understand there is nothing personal
about this. I just insist upon representing these people, and
if you insist upon me not being here I wish to make that a
matter of record and object to that procedure.
Mr. Wilson: I don’t see why they should have legal ad
vice on the questions we intend to ask them.
Mr. Chandler: It is my position that citizens of Okla
homa and of the United States have a right to be represented
by counsel in any matter or hearing wherein their property
or political rights are involved, and, of course, it is up to the
Court or the Registrar to exclude counsel, but it will be over
my protest, and then, of course, I will save my exceptions.
I will ask you to rule on that.
Mr. Wilson: Well, I am going to exclude you.
Mr. Chandler : To which I save an exception on behalf
of these we represent, and on behalf of all of the electors of
these precincts. These I just mentioned. Will you allow me
an exception to that ruling.
Mr. Wilson: You can go on out.
Mr. Chandler: Will you allow me an exception.
Mr. Wilson: Exception to what.
Mr. Chandler: To the objection I have just made, and I
further ask the County Registrar for leave to have this en
tire proceeding reported by Earl Goad who is a Court Report
er in this County.
Mr. Wilson: Who have you got, Connie.
Mr. Chandler: Will you rule on that.
I. W. L ane y. Jess W ilson, et al. 73
74 I. W. L ane v. Jess W ilson, et al.
Mr. Wilson: Why yes, that is all right, but we don’t
need you in here, I don’t think.
Mr. Chandler: All right, thanks.
(14)
Whereupon: Jim Bagett, being first duly sworn by the
County Registrar to testify to the truth, the whole truth and
nothing but the truth in said matter, is examined and testi
fied as follows, to-wit:
(Further proceedings, as shown in transcript, omitted
herefrom.)
Plaintiff’s “ Exhibit No. 3” .
Summary of ages of electors registered in Gatesville elec
tion Precinct No. 1, of Wagoner County, State of Okla
homa, during registration period of 1934, as shown by
the registration record of Wagoner County, Oklahoma,
introduced in evidence by plaintiff on trial:
Age of No. of
Electors Electors
21 yrs. 18
22 yrs. 18
23 yrs. 8
24 yrs. 7
25 yrs. to 29 yrs., both inclusive 23
30 yrs. to 34 yrs., both inclusive 18
35 yrs. to 39 yrs., both inclusive 14
40 yrs. to 44 yrs., both inclusive 15
45 yrs. to 49 yrs., both inclusive 9
50 yrs. to 59 yrs., both inclusive 10
60 yrs. and over 9
Total 149
The foregoing Bill of Exceptions contains all the ma
terial evidence offered and received on the trial o f said cause,
including all rulings made during the course of said trial
which were excepted to by each of the parties, and all excep
tions allowed by the court.
CHARLES A. CHANDLER,
Attorney for Plaintiff’
I. W. L ane v. Jess W ilson, et al. 75
Notice of Filing Bill of Exceptions
and
Notice of Hearing on Settlement of Bill.
To the Defendants, Jess Wilson, John Moss, and Marion
Parks; and Joseph C. Stone and Watts and Watts, Esquires,
attorneys for said defendants.
You will please take notice that the plaintiff, I. W. Lane,
in the above-entitled action, filed in the office of the Clerk of
the District Court for the Eastern District of Oklahoma, on
the 2nd day of September, 1937, his proposed Bill of Excep
tions in said cause; that a copy of said Bill of Exceptions, with
a copy of said notice, is herewith served upon you.
And please take further notice that said plaintiff, I. W.
Lane, will bring on for settlement his proposed Bill of ex
ceptions herein, here-in-above mentioned, at the Court Room
of the United States District Court for the Eastern District
of Oklahoma, in the Federal Building in the City of Musko
gee, Oklahoma, on the seventh (7th) day of September, 1937,
at the hour of Nine (9) o ’clock a.m., or as soon thereafter as
counsel can be heard.
Dated this 2nd day of September, 1937.
CHARLES A. CHANDLER,
Attorney for Plaintiff, Lane.
Acknowledgment of Service of Proposed Bill of Exceptions,
and of Notice of Filing and of Settling of Same.
The defendants, Jess Wilson, John Moss, and Marion
Parks, by their attorney of record herein, hereby acknowledge
service upon them of the foregoing proposed Bill of Excep
tions, and of the foregoing notice of filing and of settling of
same; and also of receipt of copies thereof.
Dated this 2nd day of September, 1937.
JOS. C. STONE,
Attorney for Defendants.
(Caption omitted.)
Stipulation for Settling Bill of Exceptions
Come now, I. W. Lane, plaintiff, by Charles A. Chandler,
nis attorney of record herein, and the defendants, Jess Wil
son, John Moss and Marion Parks, by Joseph C. Stone, and
Chas. G. Watts & Gordon Watts, their attorney of record,
and agree and stipulate that the above and foregoing Bill
of Exceptions, filed in the above-named court on the second
day of September, 1937, contains all of the material evidence
given and proceedings had upon the trial of this action and
is in all respects correct- and said parties do further agree
and stipulate that, without further notice to either of them,
same may be approved, allowed, and settled by the trial
judge, and made part of the record herein.
Dated this 8th day of September, 1937.
CHARLES A. CHANDLER,
Attorney for Plaintiff.
JOSEPH C. STONE,
CHAS. G. WATTS,
GORDON WATTS,
Attorneys for Defendants, Jess Wil
son, John Moss, and Marion Parks.
Filed Sep. 8, 1937. W. V. McClure, Clerk.
76 I, W. L ane y. Jess W ilson, et ae.
(Caption omitted.)
Order Approving, Allowing, and Settling Bill of Exceptions.
The foregoing Bill of Exceptions was filed with the Clerk
of this Court on the Second Day of September, 1937, within
the time for the filing of said Bill; and the same contains
all of the material evidence given and proceedings had upon
the trial of this action, and is in all respects correct, and same
is hereby approved, allowed, and settled and made part of
the record herein.
Dated this 8th day of September, 1937.
ALFRED P. MURRAH,
United States District Judge.
Filed Sep. 8, 1937. W. V. McClure, Clerk.
Filed Sep. 2, 1937. W. V. McClure, Clerk.
(Caption omitted.)
I. W. L ane v. Jess W ilson, et al. 77
Petition for Appeal.
To the Honorable Alfred P. Murrah, United States District
Judge, and Judge of the trial of the above cause:
I. W. Lane, plaintiff in the above-entitled and numbered
cause, respectfully shows that at the trial thereof this court
instructed and directed the trial jury therein to render and
return a verdict finding the issues in favor of the defendants,
Jess Wilson, John Moss, and Marion Parks, and against this
plaintiff; and that pursuant to said instruction and direction
of the court said jury did return and render such verdict
which was on the 20th day of April, A. D. 1937, duly filed in
open court during the trial of said cause; to all of which this
plaintiff duly objected and saved exceptions.
That on the 9th day of June, A. D. 1937, and in pursuance
of the aforementioned verdict, ordered, instructed, returned,
rendered, and filed as aforesaid, this court rendered and en
tered an order and judgment in favor of the aforenamed de
fendants and against this plaintiff, and dismissing, with preju
dice, the petition of plaintiff herein, to all of which this plain
tiff duly objected and excepted.
Further, that on the 23rcl day of April, A. D. 1937, and
within three days after the aforementioned adverse verdict
was instructed, returned, rendered and filed, this plaintiff
duly filed in said cause and submitted to the court herein his
written motion for new trial, on account of the alleged errors
therein specified and assigned; and that said motion for new
trial came on for hearing in open court on the 9th day of
June, 1937, at which time this court overruled and denied said
motion for new trial and entered its order and judgment to
said effect; to all of which this plaintiff objected and excepted,
and saved exceptions.
That the afore-mentioned verdict, judgment, and order of
the court denying motion for new trial have become final.
That prior to the act of the Congress of the United States,
of January 31, 1928, (Ch. 14, 45 Stat., 54) as amended by the
act of April 26, 1928 (Ch. 440, 45 Stat., 466), said verdict
and said judgment and order of this court would be review-
able upon Writ of Error, by the United States Circuit Court
of Appeals, for the proper Circuit.
That said plaintiff, I. W. Lane, feeling himself aggrieved
by the aforementioned adverse verdict, and act and order of
78 I. W. L ane v. Jess W ilson, et al.
this court directing and instructing same, by the judgment
of this court and by its order denying plaintiff new trial, as
well as by the alleged errors commited during the trial of
this cause, comes now by his attorney, Charles A. Chandler,
and gives notice that he does appeal from said verdict, judg
ment, and orders of this court, to the United States Circuit
Court of Appeals for the Tenth Circuit; and said plaintiff
respectfully petitions this court for an order allowing said ap
peal to said Circuit Court of Appeals, by this plaintiff as ap
pellant, under and according to the laws of the United States
and the Buies of Court made and provided.
And said plaintiff, in connection with this petition for
appeal, respectfully submits herewith his assignment of er
rors, setting forth separately and particularly each error as
serted and intended to be urged upon said appeal; and said
plaintiff further submits herewith his Cost Bond on Appeal
conditioned according to law.
Wherefore, This Petitioner Bespectfully Prays that this
Honorable court allow his appeal to said United States Cir
cuit Court of Appeals for the Tenth Circuit, and make order
to said effect, fixing the amount of security for costs which
the plaintiff shall give upon said appeal; and that the court
approve the Appeal Bond herewith submitted; further, that
this court sign and issue citation upon and to the defendants
herein, to wit: Jess Wilson, John Moss, and Marion Parks.
And said plaintiff further prays that this court by its
order allowing an appeal herein, to extend the time for thirty
days from this date within which to prepare, settle and file
Bill of Exceptions; and that this court reserve jurisdiction of
this cause for the purpose of settling and filing herein said
bill of exceptions.
Dated this 9th day of June A. D. 1937.
I. W. LANE,
Petitioner—Plaintiff.
By CHARLES A. CHANDLER,
C. E. ROBERTSON,
Attorneys for Petitioner.
Filed in open court Jun. 9, 1937. W. V. McClure, Clerk.
79
(Caption omitted.)
Assignment of Errors and Prayer for Reversal.
Now comes the above-named plaintiff, I. W. Lane, and
files and makes the following- assignment of errors upon which
he will rely in the prosecution of appeal in the above-entitled
and numbered cause, from the verdict rendered therein on
the 20th day of April, A. D. 1937; from the judgment rendered
therein on the 9th day of June A. D. 1937, and from the order
therein rendered on the 9th day of June, A. D. 1937, denying
and refusing plaintiff a new trial, to w it:
I .
During the trial of said cause the Honorable trial Judge
committed errors of law, prejudicial to the rights of s a i d
plaintiff, to which plaintiff did then and there except.
I I .
During the trial of said cause it was established and not
controverted, that in Wagoner County, Oklahoma, where of
a total population of 22,428 inhabitants 6753 were Negroes
(D. S. Official Census, 1930), during the 20 years next pre-
ceeding trial of this cause the officials of the State of Okla
homa, administering the 1916 Registration Laws of the State
(0. S. 1931, Sec. 5654), permitted only TWO Negro citizens
of the United States to register and qualify as electors, al
though many Negro citizens of the United States, including
plaintiff, Lane, residing in said county were duly qualified
otherwise. This clearly established an abridgment and denial
of the right to vote, on account of race and color; and also a
violation of the 15th Article of Amendment to the Constitu
tion of the United States; and the trial court erred in hold
ing and instructing the jury in said cause that said Registra
tion Laws were valid and not unconstitutional, to all of which
plaintiff duly objected and excepted.
I I I .
It appearing from the face of the Oklahoma Registration
Laws of 1916 (0. S., 1931, Sec. 5654) that said law is an at
tempted revitalization of the illegal Grandfather Clause, Art.
HI, Sec. 4a, Oklahoma Constitution, Sec. 13450, O. S. 1931;
or the same invalid law in a new disguise of words, and hav
ing the same discriminatory and unconstitutional intent, op
I. W. L ane v. Jess W ilson, et al.
eration, and effect, b e i n g violative of the 15th Article of
Amendment to the Constitution of the United States, the
Honorable trial court erred in holding and adjudging, and in
instructing the jury in said cause that said laws were and are
valid and not unconstitutional, to which plaintiff duly object
ed and excepted.
IV .
The said Registration Laws of the State of Oklahoma
(O. S. 1931, Sec. 5654), as made and enforced by the State,
abridge the privileges and immunities of plaintiff Lane and
of other citizens of the United States of his color and sim
ilarly situated, deprives them of liberty and property with
out due process of law, and denies them the equal protection
of the laws; said Registration Laws are violative of the 14th
Article of Amendment to the Constitution of the Uni ted
States. The trial court erred in holding, adjudging, and in
instructing the jury upon the trial of said cause that said
laws were valid and not violative of the said 14th Amend
ment.
V .
It appearing that there was abundant evidence to estab
lish that the plaintiff Lane was duly qualified to be registered
and to vote as an elector in said State and Wagoner County
at the times in question; and that the defendants had, acting
jointly and sererally, wrongfully prevented his registering or
voting, the cause should have been submitted to the jury un
der proper instructions from the court; and in refusing so
to submit said cause to the jury with proper instructions, the
trial court committed an error prejudicial to the rights of
plaintiff, to all of which plaintiff objected and excepted and
saved exceptions.
V I .
It being established by the evidence that the plaintiff
Lane was duly qualified as an elector of Wagoner County,
Oklahoma; and that he made due and proper application to
the defendant, Marion Parks, precinct Registrar, for regis
tration at a time when said Lane was entitled to be regis
tered as an elector; and that the defendant Parks refused and
prevented said Lane’s registration, for the sole reason that
he was a Negro, said Parks acting under the color of a state
custom, practice, and statute, plaintiff Lane was legally en
SO I. W. L ane v. Jess W ilson, et al.
I. w. L ane v. Jess W ilson, et al. 81
titled to have his cause submitted to the jury, and the trial
court erred in instructing the jury to render and return a
verdict for the defendants and against said plaintiff; to all
of which plaintiff objected and excepted.
V I I .
There being adduced upon trial abundant evidence to es
tablish that the defendants, Jess Wilson, John Moss, and Mar
ion Parks, in denying to plaintiff Lane the right to register as
an elector of Wagoner County, Oklahoma, and in consequent
ly denying him the right to vote as an elector of said county
and as a citizen of the United States, were acting conjointly
and pursuant to an agreement and understanding to accom
plish a result violative of the laws of the United States, the
trial court erred in refusing to instruct the jury on the ques
tion and issue of conspiracy, as requested by the plaintiff;
and in this the court erred, to which the plaintiff objected and
excepted.
V I I I .
The trial court erred In refusing to give to the jury the
several instructions requested by the plaintiff; and to this
the plaintiff objected and saved exceptions.
I X .
There being adduced upon trial abundant evidence to es
tablish in favor of plaintiff every material issue in the case,
the trial court erred as a matter of law in taking the case from
the jury and in instructing a verdict in favor of the defend
ants and against the plaintiff; to which the plaintiff objected
and excepted.
X .
The trial court commPed an error of law in refusing to
instruct the jury, as requested by the plaintiff, that Section
5654, 0. S. 1931, in so far as it purported to deny to plaintiff
Lane the right to register, was unconstitutional, null and void;
and to this the plaintiff objected and saved exceptions.
X I .
The trial court erred in sustaining the motion of the de
fendants for an instructed verdict in their favor, when the
evidence established in favor of plaintiff every material is
sue in the cause; and to this plaintiff objected and saved ex
ceptions.
82 I. W. L ane v. Jess W ilson, et al.
X I I .
The verdict of the jury is not supported by any evidence
adduced upon trial of the cause.
X I I I .
The judgment of the court is not sustained by any evi
dence.
X I V .
The trial court erred in overruling and denying the mo
tion of plaintiff for new trial, to which plaintiff objected and
saved exceptions.
Wherefore, said plaintiff, I. W. Lane, respectfully prays
that said verdict, judgment and orders of the trial court be
reversed and that a new trial be ordered according to law;
and plaintiff prays for such other, further, or additional re
lief as to the court may appear just and proper.
Dated this 9tli day of June A. D. 1937.
I. W. LANE,
Plaintiff—Appellant.
By CHARLES A. CHANDLER,
C. E. ROBERTSON,
Attorneys for Plaintiff.
Filed in open court, Jun. 9, 1937. W. Y. McClure, Clerk.
(Caption omitted.)
Cost Bond Upon Appeal.
Know all Men by These Presents:
That we, I. W. Lane as principal, and the United States
Fidelity and Guaranty Company, a Corporation of Maryland,
as surety, are held and firmly bound unto Jess Wilson, John
Moss, and Marion Parks in the full and just sum of Five
Hundred Dollars ($500.00), to be paid to the said Jess Wil
son, John Moss, and Marion Parks, and to their heirs, execu
tors, administrators, successors, or assigns, to which payment
well and truly to be made, we bind ourselves, our heirs, execu
tors, and administrators, successors, or assigns, jointly and
severally by these presents. Sealed with our seals and dated
this 8th day of June, A. D. 1937.
Whereas, lately at t h e ..............term, A. D. 1937, of the
District Court of the United States for the Eastern District
of Oklahoma in a suit depending in said court between said
I. W. Lane, plaintiff, and the aforesaid Jess Wilson, John
Moss, and Marion Parks, defendants, judgment was rendered
against said plaintiff, I. W. Lane; and the said I. W. Lane
has petitioned said court for an appeal to reverse the said
judgment in the aforesaid suit, and a citation directed to the
said Jess Wilson, John Moss, and Marion Parks citing and
admonishing them to be and appear in the United States Cir
cuit Court of Appeals for the Tenth Circuit, at the City of
Denver, Colorado, forty (40) days from and after the date
of said citation.
Now, the condition of the above obligation is such that
if the said I. W. Lane shall prosecute said appeal to effect,
and answer all damages and costs if he fail to make good his
plea, then the above obligation to be void, else to remain in
full force and virtue.
Sealed and delivered in the presence o f :
I. W. LANE, (Seal)
Principal,
THE UNITED STATES FI
DELITY AND GUARAN
TY COMPANY, A COR
PORATION,
By ORBAN WINDHAM, (Seal)
Its Attorney in Fact, Surety.
The above and foregoing bond is hereby approved in
open court this 9th day of June, 1937.
ALFRED P. MURRAH,
U. S. District Judge.
Filed in open court, Jun. 9, 1937. W. V. McClure, Clerk.
I. W. L ane v. Jess W ilson, et al. S3
(Caption omitted.)
Order Allowing Appeal.
On motion of Charles A. Chandler, counsel for the plain
tiff, I. W. Lane, and upon consideration of this court of the
84 I. W. L ane v. Jess W ilson, e t .ajl,
petition for appeal duly filed by said plaintiff in open court
on this 9th day of June, A. D. 1937, at the same time of ren
dition of final judgment and of order denying Ms motion for
new trial herein, in favor of said defendants and against said
plaintiff, said plaintiff noting an exception to said judgment
and order, and exceptions being allowed him; said petition
of plaintiff for appeal is granted and allowed, and it is here
by in open court ordered, adjudged and decreed that an ap
peal be allowed and granted, to the United States Circuit
Court of Appeals for the Tenth Circuit, from the final judg
ment, verdict, and from the order of this court denying plain
tiff’s motion for new trial; and it is further ordered, adjudg
ed, and decreed that a certified transcript of the record, tes
timony, exhibits, stipulations, bill of exceptions, and of all
proceedings in said cause in this court be forthwith transmit
ted to said United States Circuit Court of Appeals for the
Tenth Circuit.
It is further ordered that the Assignment of Errors sub
mitted with said petition for appeal be filed in this court and
made a part of the proceedings herein; and that cost bond
upon appeal be fixed in the sum of Five Hundred Dollars
($500.00), and the bond submitted by said plaintiff in said
sum is hereby approved.
Done in open court this 9th day of June, A. D. 1937.
ALFRED P. MURRAH,
U. S. District Judge.
Filed in open court, Jun. 9, 1937. W. V. McClure, Clerk.
(Caption omitted.)
Citation.
United States of America,
To Jess Wilson, John Moss, and Marion Parks, Defend
ants, Greetings:
You, and each of you, are hereby cited and admonished
to be and appear in the United States Circuit Court of Ap
peals for the Tenth Circuit, at the City of Denver, Colorado,
forty (40) days from and after the day this citation bears
date, pursuant to appeal from the District Court of the Unit
ed States for the Eastern District of Oklahoma, wherein I
W. Lane is appellant, and you are appellees, to show cause,
if any there he why the verdict rendered and filed in the above
entitled cause on April 20th, 1937, A. D., the judgment ren
dered in said cause in your favor in said cause on the 9th
day of June, A. D. 1937, and why the order of said District
Court of the United States for the Eastern District of Ok
lahoma denying to said appellant a new trial in said court,
said verdict, judgment, and order being in your favor and
against the said appellant, from which said appeal was al
lowed, should not be corrected, and why speedy justice should
not he done the parties in that behalf.
Witness, the Honorable Alfred P. Murrah, judge of the
United States District Court for the Eastern District of Ok
lahoma, this 9th day of June, A. D. 1937.
ALFRED P. MURRAH,
U. S. District Judge.
I. W. L ane v. Jess W ilson, et al. 85
Acknowledgment of Service of Citation.
The undersigned hereby acknowledges service upon him
of the above and foregoing Citation, said service being made
in open court, as attorney for each of the defendants and ap
pellees, to wit: Jess Wilson, John Moss, and Marion Parks;
said service of citation being made on this 9th day of June,
A.D. 1937.
CHAS. G. WATTS,
JOSEPH C. STONE,
Attorney of Record for the Defend
ants, Jess Wilson, John Moss, and
Marion Parks.
(Caption omitted.)
Order Extending Time Within Which to Prepare, Settle and
File Bill of Exceptions for Record Upon Appeal.
The application of the plaintiff herein below, appellant
upon appeal, by Charles A. Chandler, as attorney, for an ex
tension of forty-five (45) days time from this date for com
pleting, settling and filing Bill of Exceptions upon appeal
herein, being considered by the Court;
And it appearing to the Court that due diligence herein
86 I. W. L ane v. Jess W ilson, et al.
lias been exercised by said plaintiff and by his attorney, and
that there should be herein an extension of forty-five (45)
days time from this date within which said plaintiff and ap
pellant shall be allowed and permitted to to complete Bill of
Exceptions for record upon appeal herein to the United States
Circuit Court of Appeals for the Tenth Circuit;
Therefore, It is hereby ordered, adjudged, and decreed
that the said plaintiff and appellant have an extension of
forty-five (45) days from this date within which he shall be
permitted to complete, settle, and file in the above entitled
and numbered cause upon appeal, the Bill of Exceptions to
be incorporated in the transcript of record for the appeal of
said cause to the said United States Circuit Court of Appeals
for the Tenth Circuit.
Dated this 28th day of June, 1937.
ALFRED P. MURRAH,
United States District Judge.
Filed Jun. 28, 1937. W. V. McClure, Clerk.
(Caption omitted.)
Stipulation for Extension of Time Within Which to Prepare,
Serve, and Settle Bill of Exceptions, to Docket Appeal, and
to File Record and Transcript in C. C. A.
It is hereby agreed and stipulated by and between the
parties hereto that the plaintiff in error, I. W. Lane, shall
have an extension of thirty days time from and after the time
heretofore allowed within which to prepare, serve, settle, and
file Bill of Exceptions in the above entitled cause; and that
said plaintiff may have an extension of time for thirty days
from and after the time heretofore allowed within which to
docket the above entitled and numbered cause upon appeal
to said Circuit Court of Appeals and to file with the Clerk
of said Circuit Court of Appeals of the Tenth Circuit, record
and transcript upon appeal in said cause.
And said parties do further agree and stipulate that
orders extending time as hereinabove mentioned may be made
and signed by any United States District Judge.
Dated this 11th day of August, 1937.
I. W. LANE,
Appellant.
I. W. L ane v. Jess W ilson, et al. 87
By CHARLES A. CHANDLER,
Counsel for Appellant.
CHAS. Gf. WATTS,
Counsel for Appellees.
Filed Aug. 11, 1937. W. V. McClure, Clerk.
(Caption omitted.)
Order for Extension of Time to Prepare, Settle, and File
Bill of Exceptions; To Docket Appeal, and to File Record
and Transcript on Appeal.
On this 11th day of August, 1937, there being presented
to the court the stipulation of the parties herein, consenting
for an extension of thirty (30) days from and after the re
spective periods therefor heretofore allowed for appellant,
I. W. Lane, to prepare, serve, settle, and file Bill of Excep
tions herein, and to lodge and docket appeal herein in the
United States Circuit Court of Appeals for the Tenth Cir
cuit, and to file therein transcript and record upon appeal;
the court finds that order should be made accordingly.
Wherefore, it is hereby ordered that said plaintiff, I.
W. Lane be allowed and granted a further extension of thirty
(30) days from and after the time heretofore allowed, within
which, respectively, to prepare, settle, and file Bill of Ex
ceptions upon appeal herein; and to lodge and docket said
appeal in the United States Circuit Court of Appeals for the
Tenth Circuit, and to file therein transcript and record upon
appeal.
Dated this 1 1 th day of August, 1937.
ALFRED P. MURRAH,
U. S. District Judge.
Filed Aug. 1 1 , 1937. W. V. McClure, Clerk.
(Caption omitted.)
Order Extending Time to Docket Appeal.
On this 10th day of September, 1937, it appearing to the
court that same is reasonably necessary, and that the appel
lant has exercised due dilience in the premises, and that it
will be impossible within the time heretofore allowed, to dock
ss I. W. L ane v. Jess W ilson, et aju
et appeal herein in the United States Circuit Court of Ap
peals for the Tenth Circuit, or to have record therein printed
and filed in said appellate Court;
Wherefore, It is hereby ordered, adjudged, and decreed
that the time within which appellant herein shall be permitted
to docket appeal herein in the said United States Circuit
Court of Appeals, and to file and lodge record upon appeal
in said court, shall be extended for Forty-five days (45 d.)
from and after the time heretofore allowed.
Done in open court this 10th day of September, 1937.
ALFRED P. MURBAH,
U. S. Dist. Judge.
The parties hereto do hereby agree and stipulate for
the entering of the afore order.
CHARLES A. CHANDLER,
Attorney for Appellant.
JOSEPH C. STONE,
Attorney for Appellees.
Filed Sep. 20, 1937. W. V. McClure, Clerk.
(Caption omitted.)
Order Extending Time to Docket Appeal.
Now on this 22nd day of October, 1937, it appearing to
the Court that the time heretofore allowed for docketing the
appeal in the above entitled cause in the United States Cir
cuit Court of Appeals for the Tenth Circuit, and for lodging
printed transcript of record therein, is insufficient,
It Is Hereby Ordered that the time within which said
plaintiff shall be permitted to docket said appeal and to file
transcript of record therein in the United States Circuit Court
of Appeals for the Tenth Circuit shall be, and the same is
hereby extended to and until the 10th day of November, 1937.
ALFRED P. MURRAH,
U. S. District Judge.
Filed Oct. 22, 1937. W. V. McClure, Clerk.
89
(Caption omitted.)
Praecipe.
To the Clerk of the Afore-named Court:
You are hereby respectfully requested to make a Tran
script of the Record to be filed in the United States Circuit
Court of Appeals for the Tenth Circuit, pursuant to an ap
peal allowed in the above-entitled cause; and to include in
such transcript of the record, the following papers and doc
uments of record in your office, to wit:
1. Petition of Plaintiff, I. W. Lane.
2. Answer of Jess Wilson and Marion Parks.
3. Answer of John Moss.
4. Reply of Plaintiff to Answer of John Moss.
5. Reply of Plaintiff to answer of Jess Wilson and Marion
Parks.
6 . Verdict.
7. Order of the Court, dated April 20, 1937, instructing ver
dict for defendants. (Page 50 in Bill of Exceptions.)
8 . Motion of Plaintiff, Lane, for new trial.
9. Journal Entry of Judgment, dated June 9, 1937.
10. Petition for Appeal.
11. Assignment of Errors.
12. Cost Bond on Appeal.
13. Order allowing appeal.
14. Citation, with proof of service thereof.
15. Order of June 28, 1937, Extending Time Forty-five Days
to Docket Appeal.
16. Stipulation of August 11, 1937, for Extension of time to
Settle Bill of Exceptions, and to Docket Appeal.
17. Order of August 11, 1937, for Extension of Time.
18. Bill of Exceptions filed in your office on Second (2nd) day
of September, 1937, together With Stipulation and Or
der settling same, filed in your office on Eighth day of
September, 1937, and attached to said Bill of Exceptions.
19. Order dated the 10 day of September, 1937, for exten
sion of time for docketing appeal.
I. W. L ane v. Jess W ilson, et al.
19A. Order extending time to docket appeal, dated October
22, 1937.
20. This Praecipe.
21. Certificate of the Court.
Said transcript to be prepared as required by the law,
by the rules of this court, and by the rules of the United States
Circuit Court of Appeals for the Tenth Circuit.
Dated th is ___ day of September, 1937.
CHARLES A. CHANDLER,
C. E. ROBERTSON
Attorneys for Appellant.
90 I. W. L ane v. Jess W ilson, et al.
Service and Stipulation,
Service of the above praecipe is hereby accepted and ac
knowledged, and it is hereby agreed and stipulated that the
matters set forth in the foregoing praecipe shall be the mat
ters and things to be included therein, and to he included in
the transcript of record.
Dated t h is -----day of September, 1937.
CHAS. G. W ATTS,
GORDON WATTS,
JOSEPH C. STONE,
Attorneys for Appellees.
Filed Sep. 10, 1937. W. V. McClure, Clerk.
Certificate of Clerk.
United States of America,
Eastern District of Oklahoma—ss.
I, W. V. McClure, Clerk of the United States District-
Court for the Eastern District of Oklahoma, do hereby certify
that the above and foregoing is a full, true and correct tran
script of so much of the record in the case of I. W. Lane,
Plaintiff, vs. Jess Wilson, Marion Parks, and John Moss, De
fendants, No. 6353-Law, as was ordered by praecipe of coun
sel herein to be prepared and authenticated, as the same ap
pears from the records in my office.
I further certify that the citation attached hereto, and
returned herewith, is the original citation issued in said cause.
In testimony whereof, I have hereunto set my hand and
affixed the seal of said court at my office in the City of Mus
kogee, this 4th day of November, A.D . 1937.
(Seal) W. V. McCLUEE, Clerk.
I. W. L ane v. Jess W ilson, et al. 91
fiXc
l- if - ■*?)
3n t \>tSupreme Court
of tfye ICitited States
No. 460, October Term, 1938
iiiiiiiiiiiiiiiiiiiiiiiiiimuiiniiiiiiiiiiiiiMiiiiMiiiiiiiiuiiuiiiiiitiiiiiiiiiiiiiiHiiiiniiiiiiiiiiiiiiiiiiiiiiiiiiiiiiuiiiiiiiiiiiiiiiiuliiiiimiiiiimiiiiiiiiiiiiiiiiiilHiiiiiiiiiiiii
I. W . LANE, Petitioner,
V E R S U S
JESS WILSON, JOHN MOSS AND MARION PARKS,
Respondents.
BRIEF OF PE TITIO N E R
(ON W R I T O F C E R T IO R A R I T O T H E U N I T E D S T A T E S C I R C U I T
C O U R T O F A P P E A L S F O R T H E T E N T H C IR C U IT . )
CHARLES A. CHANDLER, Esquire,
Muskogee, Oklahoma,
Counsel for Petitioner.
I N D E X .
Subject I ndex.
Opinions of the courts below......................................... 2
Statement as to jurisdiction......................................... 2
Statement of the case...................................................... 7
I. Preliminary statement.......................................... 7
II. Abstract of record................................................ 11
Specification of errors................................................... 28
Argument......................................................................... 30
I . Opinion of Circuit Court of Appeals so far de
parted from the accepted and usual course of
judicial proceedings, as to warrant reversal.. 30
II. The Oklahoma Registration Law is violative
of 15th Amendment.............................................. 35
Point 1. Sec. 5654, O. S. 1931, is violative
of 15th Amendment.............................................. 35
Point 2. This case is not within the doc
trine of the case of Giles v. Harris..................... 45
Point 3. Provision of a judicial remedy
in the State court does not impair the jurisdic
tion of the Federal Court................................... 47
Point 4. Sec. 5654, O. S. 1931, is violative
of the 15th Amendment, because its actual ad
ministration achieves a result interdicted by
said Amendment................................................... 52
P A G E
INDEX— C ontinued.
PAGE
III. The Oklahoma Registration Statute is viola
tive of the 14th Amendment...............................
IV. The Oklahoma Registration Law is violative of
Section 1, Article III of the Conclusion of
Oklahoma...............................................................
V. The decision of the Circuit Court of Appeals
is Violative of the 7th Amendment...................
Conclusion..............................................................................
Table oe Cases.
Anderson, et al. v. Myers, et al., 182 Fed. 223......... 44
Atty. Gen. v. City of Detroit, 78 Mich. 545............... 64
Atwater v. Hassell, 27 Okl. 292..................9, 33, 34, 55
Bliley v. West, 42 Fed. (2d) 101......................... 44,51
Buchanan v. Warley, 245 U. S. 60. ........................... 58
Chicot County, Ark. v. Sherwood, 148 U. S. 529... 52
Co field v. Farrell, 38 Okl. 608.....................................54
Davis v. Wallace, 257 U. S. 478............................. 52, 59
Ex parte Va., 100 U. S. 339....................................... 58
First National Bank v. Geldhart, 64 Fed. (2d) 873. 50
Giles v. Harris, 189 U. S. 475......................... 45,47,49
Grainger v. Douglas Park, etc., 148 Fed 513........... 53
Guinn v. U. S., 238 U. S. 347......................................
. .5, 9, 10, 28, 30, 31, 32, 34, 35, 36, 40, 43, 44, 45,59
Guinn v. U. S., 228 Fed. 103........................................ ®
Hamilton Brown Shoe Co. v. Wolfe, etc., 240 U. S.
.................................................................................51
Henderson v. Mayor of N. Y., 92 U. S. 259.............
In re: Tiburcio Parrott, 1 Fed. 481....................... 44,58
In re: Wo Lee, 26 Fed. 471........................................ 58
In re: Yarbrough, 110 IT. S. 651........................... . • •
Kineen v. Wells, 144 Mass. 497................................ ^
Lane v. Wilson, 98 Fed. (2d) 980.............................. '
INDEX— C ontinued.
p a g e
McCafferty v. Guyer, et al., 59 Pa. St. 109............ 64
Minnesota v. Barber, 136 U. S. 313....................... 53, 58
Monroe, et al. v. Collins, 17 Ohio St. 665................64, 65
Mugler y. Kansas, 123 U. S. 623................................. 53
Munger v. Town of Watonga, 106 Okl. 78................ 56
Myers v. Anderson, et al., 238 U. S. 368...................
............................... ......... 4, 35, 44, 45, 47, 48, 50, 55
National Bank v. Board, 264 U. S. 450..................... 50
Neal v. Delaware, 103 U. S. 370............................. 44, 58
Nixon v. Herndon, 273 IT. S. 536..................44, 54, 58
Pope v. Williams, 193 U. S. 621................................. 33
Sioux City Bridge Co. v. Dakota County, Neb., 2601
tr. S. 441................................... ............................. 53
Slaughter House Cases, 83 TJ. S., 16 Wall. 36.. .44, 58
Slocum v. N. T. Life Ins. Co., 228 II. S. 364.............. 70
State of Missouri, ex rel. Gaines v. Canada, etc., et
al. (Dec. 12, 1938, No. 57), . . . U. S.................. 69
Strauder v. W. Va., 100 V. S. 303............................... 58
Terrace v. Thompson, 263 IT. S. 197......................... 55
Traux v. Corrigan, 257 U. S. 312............................... 53
Traux v. Raich, 239 IT. S. 33....................................... 53
Trudeau v. Barnes, 65 Fed. (2d) 563..............47, 50, 51
U. S. v. Reese, 92 IT. S. 214......................................... 44
West v. Bliley, 33 Fed. (2d) 177..................... 44, 51, 52
Wiley v. Sinkler, 179 IT. S. 58...............................50
Tick Wo v. Hopkins, 118 IT. S. 256..................53, 58, 65
CONSTITUTIONAE PROVISIONS.
YI Article of U. S. Constitution............................. 2, 70
(Appendix, p. 71)
7th Amendment to the Constitution of IT. S.. .29, 66, 70
(Appendix, p. 71)
14th Amendment to the Constitution of U. S...........
;• ............................................ 5, 25, 29, 36, 42. 54, 70
(Appendix, p. 71)
INDEX— C o n t i n u e d .
PAGE
15th Amendment to the Constitution of U. S . . ........
. . . .5, 25, 28, 31, 32, 35,10,12,13,15,18,19, 52,
(Appendix, p. 72)
Section 1, Art. I l l Okla. Constitution.....................
..................................... 10, 25, 29, 38, 44, 59, 60,
70
66
(Appendix, p. 76)
Section la, Art. I l l , Okla. Constitution (Grand
father Clause). .5, 8, 9, 10, 11, 30, 36, 44,18, 49, 61
(Appendix, p. 77)
Section 6, Art. I l l , Okla. Constitution.......... 10,12,56
Article 1, Section 6, Okla. Constitution................... 8
F ederal Statutes.
R. S. Section 1979, Title 8, U. S. Code, Sec. 4 3 ....
.........................................................12, 17, 18, 49, 51
(Appendix, p. 72)
R. S. Section 2004, Title 8, IT. S. Code, See. 31.......
...................................................5, 12, 35, 45, 49,52
(Appendix, p. 72)
Title 28, U. S. Code, Sec. 11, Subd. 14, 36 Stat.
1092......................................................................... 3
(Appendix, p. 72)
Act of Feb. 13, 1925, Chap. 229, 43 Stat. 938......... 4,26
Section 240 (a), Judicial Code Amended, 43 Stat.
938.......................................................................... 4
Sec. 52, Judicial Code (28 U. S. C., Sec. 113)............ 4
Sec. 128, Judicial Code (28 TJ. S. C., Sec. 225).. .4,26
State Statutes.
O. S. 1931, Sec. 5613, Yol. I, p. 1641...................... 5
O. S. 1931, Sec. 5652, Vol. I, p. 1646............... 34, 37,56
(Appendix, p. 73)
pa g e
0. S. 1931, Sec. 5654, Vol. I, p, 1646........................
............................. 5, 7, 12, 13, 14, 25, 28, 30, 34,
35, 37, 38, 39, 42, 43, 44, 51, 52, 54, 56, 59, 60, 61
(Appendix, p. 74)
0. S. 1931, Sec. 5657, Vol. I, p. 1648..................... 37
0. S. 1931, Sec. 5661, Vol. I, p. 1651......................... 56
(Appendix, p. 75)
0. S. 1931, Sec. 5842, Vol. I, p. 1714........................... 55
0. S. 1931, Sec. 5844, Vol. I, p. 1714........................... 55
Ann. Code of Maryland, Art. I ll , Sec. 27................ 50
Text B ooks.
Cooley’s Constitutional Limitations, 8th Ed. 1927,
Vol. 2, at p. 1370................................................. 65
9 Ruling Case Law, p. 1036, Secs. 52, 53, 54............ 61
Univ. of Penn. L. R. Vol. 87, January, 1939, p. 348. . 35
INDEX— C o n c l u d e d .
Coubt R ules.
Revised Rules of the Supreme Court, Rule 38. . 4, 35, 51
In the Supreme Court of the United States
No. 460
O C T O B E R T E R M , 1938.
I. W . LANE, Petitioner,
vs.
JESS WILSON, JOHN MOSS AND MARION PARKS,
Respondents.
(ON W R I T O F C E R T IO R A R I T O T H E U N I T E D S T A T E S C IR C U I T
C O U R T O F A P P E A L S FO R T H E T E N T H C IR C U IT . )
BRIEF OF PETITIONER ON WRIT OF CERTIORARI.
May It Please the Court :
The petitioner, I. W. Lane, respectfully shows to this
Honorable Court that this matter comes on for hearing
herein upon Writ of Certiorari, allowed by this court on
the 12th day of December, 1938 (R., p. 103), to review a
judgment and order of the United States Circuit Court of
Appeals for the Tenth Circuit, rendered on the 19th day
of September, 1938, affirming a judgment of the United
States District Court for the Eastern District of Oklahoma,
rendered and entered by said latter court on the 19th day
of April, 1937, in favor of said respondents herein and
against the petitioner (R., p. 24). And said petitioner re
spectfully submits the following brief in the premises:
2 I . W . L a n e v . J e s s W i l s o n , e t a l .
A .
O P I N I O N S o f the C O U R T S B E L O W .
Said opinion, judgment, and order of the Circuit Court
of Appeals here sought to be reviewed are set forth in the
record, pages 93-101; and said opinion is reported in vol
ume 98, Federal Reporter (2d) at page 980.
The judgment of said Federal District Court which
was affirmed by said opinion and judgment of the said Cir
cuit Court of Appeals is set forth in the record at pages
24-26; and opinion of the trial court is found in the rec
ord, pages 59-61. Said opinion of the trial court was not
officially reported.
B .
S T A T E M E N T as to J U R I S D I C T I O N .
( 1 ) This Cause Was Within the Original Jurisdiction of
the Federal District Court.
It is provided by the second paragraph of Article VI,
of U. S. Constitution, that said Constitution, and the laws
of the United States which shall be made in pursuance
thereof shall be the supreme law of the land (Appendix
hereto, page 71).
The 14th Amendment to the Federal Constitution pro
vides that no State shall make or enforce any law which
shall abridge the privileges or immunities of citizens of
the United States, nor * * * deny to any person within its
jurisdiction the equal protection of the laws (Appendix,
p. 71). The 15th Amendment provides that the right of
citizens of the United States to vote shall not be denied
or abridged by the United States or by any State on ac
count of race, color, or previous condition of servitude (Ap
pendix, p. 72).
B r i e f o f P e t i t i o n e r . 3
Pursuant to said constitutional provisions, the Con
gress duly enacted R. S. Secs. 2004 and 1979 (U. S. C.
Title 8, Secs. 31 and 43, which are set forth in the Ap
pendix, p. 72). Said R. S. Sec. 2004 provides, in effect, that
all citizens of the United States who are otherwise quali
fied by law to vote, shall be entitled and allowed to vote
at all elections, without distinction of race, color, or pre
vious condition of servitude; and said R. S. Sec. 1979 af
fords a remedy, by action at law, suit in equity, or other
proper proceeding for redress, for deprivation, under color
of the laws of any State, of rights, privileges, or immun
ities secured by said Federal Constitution and laws.
By Section 24 of the Judicial Code (U. S. C. Title 28,
Sec. 41) it is provided: (1) that the District Courts shall
have original jurisdiction of all suits of a civil nature, at
common law or in equity * * * where the matter in con
troversy exceeds, exclusive of interest and costs, the sum
or value of $3,000.00, and (a) arises under the Constitution
or laws of the United States; and by paragraph fourteen
* * * (14), of all suits at law or in equity authorized by
law to be brought by any person to redress the depriva
tion under color of any law * * of any State, of any right,
privilege, or immunity, secured by the Constitution of the
United States, or of any right secured by any law of the
United States providing for equal rights of citizens of the
United States (Appendix, p. 72).
By his petition filed below (R., p. 1-10), the petitioner,
as plaintiff, sought $5,000.00 actual damages, and $5,000.00
punitive damages from the respondents, as defendants, on
account of their having deprived him of his rights to reg
ister and to vote, it appearing that said respondents were
acting under color of the Statutes of the State of Oklahoma,
herein alleged to be unconstitutional.
4 I . W . L a n e v . J e s s W i l s o n , e t a l .
Said District Court had original jurisdiction of the
action. See: Myers, et al. v. Anderson, et al (1915), 238
IT. S. 368, 59 L. ed. 1349.
It appeared, further, that all of the parties to said ac
tion, plaintiff and defendant, were citizens and residents
of the Eastern Judicial District of Oklahoma. Yenue of said
action properly lay in the District Court of said Federal
Judicial District. Judicial Code, Sec. 52; U. S. C., Title 28,
Sec. 113.
( 2 ) Upon Appeal, the Cause Was Within the Jurisdiction
of the United States Circuit Court of Appeals for the
Tenth Circuit.
In support of the jurisdiction of the United States
Circuit Court of Appeals for the Tenth Circuit, of said
cause upon appeal, this petitioner cites and relies upon
Judicial Code, Sec. 128, as amended by the Act of Feb.
13, 1925; 28 U. S. C. A., Sec. 225 (a), First Subdivision.
( 3 ) The Matter Herein Is Within the Jurisdiction of the
Supreme Court of the United States.
To review the above mentioned final judgment and
decision of said Circuit Court of Appeals, petitioner on
November 7th, 1938, in accordance with the rules of this
Honorable Court, filed herein his Petition for Writ of Cer
tiorari and Brief in Support Thereof; and said petition
was by this Court allowed on the 12th day of December,
1938 (R., p. 103). See: Rules of the Supreme Court of the
United States, Rule No. 38; Sec. 240 (a) Judicial Code, as
amended by the Act of Feb. 13, 1925; 43 Stat. 938; b
S. C., Title 28, Sec. 347 (a), Amended by Act of Feb. 13,
1925.
It was contended by this petitioner, both in the Dis
trict Court (R., p. 7) and in the Circuit Court of Appeals
B r i e f o f P e t i t i o n e r . 5
(R., pp. 79-82), and is so contended in this court, that Ar
ticle 3 of Chapter 29, of Oklahoma Statutes of 1931 (Yol.
I, 0. S. 1931, pp. 1645-1654), is unconstitutional, and vio
lative of the 14th and 15th Articles of Amendment to the
U. S. Constitution, and violative of the aforementioned R.
S. Sec. 2004 (U. S. C., Title 8, Sec. 31). The pertinent sec
tions of said Oklahoma Statute are set forth in the Ap
pendix hereto, pp. 73-76).
The essential section of said laws, Sec. 5654, 0. S.
1931; Yol. I, 0. S. 1931, p. 1646, provides, in effect, that
all qualified electors of said State of Oklahoma must be
registered, according to said law, to be entitled to vote in
any election held in said state; and said laws also provide,
in effect, that all electors who voted at the general elec
tion held in said state in 1914 should have the right to
vote, irrespective of whether such electors voting in 1914
should be registered under the 1916 act or not. Said elecr-
tion of 1914 in the State of Oklahoma was held under the
amendment to the Constitution of Oklahoma, and the cor
responding statutes, known as the “ Grandfather Clause”
(See said “ Grandfather Clause” , Sec. 4a of Art. I ll, of
Oklahoma Constitution; Vol. II, O. S. 1931, p. 1407, Sec.
13450; Sec. 5643, O. S. 1931, Vol. I, 0. S. 1931, p. 1641;
Appendix hereto, p. 77). Said “ Grandfather Clause” pro
vided, in effect, that no person should be permitted to vote
in said state unless such person should be able to read
and write any section of the Constitution of the State of
Oklahoma; but said ‘ ‘ Grandfather Clause ’ ’ provided fur
ther, that no person who was on January 1, 1866, or at
any time prior thereto entitled to vote under any form of
government, or who resided at that time in some foreign
nation, and no lineal descendent of such person, should be
denied the right to vote because of his inability to so read
and write sections of such Constitution. The said “ Grand
father Clause” was by this Supreme Court held to be un
constitutional: Gnimt v. United States (1915), 238 U. S.
347, 59 L. ed. 1340.
It is contended herein by petitioner that said registra
tion law of 1916, requiring registration of petitioner, who
did not vote in the 1914 election because he was prohibited
by said “ Grandfather Clause” , while it exempted from
registration those electors who voted at the 1914 election,
held under the illegal “ Grandfather” law, is, in constitu
tional and legal effect, identical with said “ Grandfather
Clause” , and likewise, unconstitutional.
Said judgment and opinion of the Circuit Court of
Appeals, affirming the judgment of the trial court and hold
ing said registration law to be constitutional, was render
ed on the 19th day of September, 1938 (R., p. 93); 98 Fed.
(2d) 980. This petitioner, by petition therefor filed No
vember 7th, 1938, made timely petition to this Honorable
Court for Writ of Certiorari, which petition was allowed
on the 12th day of December, 1938 (R., p. 103).
6 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f P e t i t i o n e r . 7
c.
S T A T E M E N T o f the C A S E .
I.
PRELIMINARY STATEMENT.
The appeal to the Circuit Court of Appeals was prose
cuted by appellant Lane, a Negro citizen of Wagoner Coun
ty, Oklahoma, from judgment and order of the trial court,
wherein, after trial, the court instructed the jury to re
turn a verdict against said Lane as plaintiff and in favor
of the defendants (R., p. 61). In the trial court petitioner
Lane, as plaintiff, sought of the defendants (respondents
herein) Five Thousand Dollars ($5,000.00) actual damages
and a like sum as punitive damages for and on account of
alleged deprivation of his right to register as an elector
and, correlatively, of the right to vote, in violation of the
Fourteenth and Fifteenth Articles of Amendment to the
Constitution of the United States and of Federal laws
enacted pursuant thereto, and under color of certain laws
and statutes of the State of Oklahoma, alleged to be uncon
stitutional and void as violative of said Fourteenth and
Fifteenth Amendments (See petition, R., pp. 1-11).
The trial court rendered a formal opinion (R., pp.
59-61), expressly holding that the Oklahoma Statute (O. S.
1931, Sec. 5654, Appendix, p. 73) involved and known as
the Registration Law of 1916, was not violative of the Fed
eral Constitution. The correctness of this holding and the
constitutionality (under the State and Federal Constitu
tions) of said state statute constitute the fundamental ques
tion presented by the record herein.
This judicial inquiry is the culmination of more than
twenty-five years of strife, constitutional enactment, leg
islation, and litigation involving the right of Negro citi
zens of the United States to vote in the State of Oklahoma.
I. W. L a n e v. Jess W ilson, et al.
Though in said state, and especially in Wagoner County
therein, where the instant case arose, the Fifteenth Ar
ticle of Amendment to the Constitution of the United States
has been, as is by this case indisputably established, to
all intents and purposes wholly repudiated, nullified, and
ignored, the benign provisions and the just intent of said
amendment, as well as those of the Fourteenth, are too
well known to require or permit their repetition here. Fur
ther, by the sixth provision of section 3 of the Enabling
Act (34 Stat. L. 269), under which it acquired the status
of a state, the new State of Oklahoma entered into a sacred
and solemn covenant with the United States never to “ enact
any law restricting or abridging the right of suffrage on
account of race, color, or previous condition of servitude.”
(0 . S. 1931, Vol. II, p. 1564.) Moreover, in words at least,
the original constitution of the state (adopted in 1907) ex
pressly adopted said Fifteenth Amendment (Okla. Const,
Art. I, Sec. 6, Vol. II, O. S. 1931, p. 1386, Sec. 13411). But
as to its colored citizens the state seems by these provisions,
to have held the word of promise (of suffrage) to their ear,
but to have broken it in the hope. Said original constitu
tion, expressly espousing the tenets of the Fifteenth Amend
ment, was soon (in 1910) amended by that incongruous and
cunning device known as the “ Grandfather Clause” (Okla.
Const., Art. I ll , Sec. 4a), which provided:
“ 13450 (Vol. II, O. S. 1931, p. 1407). Grandfather j
Clause.
“ Sec. 4a. No person shall be registered as an
elector of this State, or be allowed to vote in any elec
tion held herein, unless he be able to read and write
any section of the Constitution of the State of Okla
homa; but no person who was, on January 1st, 1®
or at any time prior thereto, entitled to vote under an}
form of government, or who at that time resided m
some foreign nation, and no lineal descendant of sue)
B r i e f o f P e t i t i o n e r . 9
person, shall he denied the right to register and vote
because of his inability to so read and write sections
of such Constitution. * * * ’ ’
Said Grandfather Clause seems significant in this in
quiry as to the constitutionality of the Oklahoma Registra
tion Law, for it is contended by petitioner that the former
is the progenitor of the latter, that the latter is conceived
for the same illegal purpose of circumventing the Four
teenth and Fifteenth Amendments, and that said Regis
tration Law has the same nefarious operation and effect,
i. e., the disfranchisement of Negro citizens of the United
States in violation of said Amendments and of Federal laws
enacted pursuant thereto (See petition, R., pp. 7-10).
The result of the election (Aug. 2, 1910) purporting to
adopt said Grandfather Clause was proclaimed by the Gov
ernor on October 6, 1910 (Vol. II, 0. S. 1931, p. 1407, Sec.
13450, note); and on October 26tli, twenty days later, in
a most exhaustive, 30-page opinion, in proceedings in er
ror in the State Supreme Court, said law was adjudged
to be constitutional and valid. Atwater v. Hassett. et al.,
27 Okl. 292-321, 111 Pac, 802. Just how the said case arose,
or how it could reach such speedy disposition does not ap
pear. When, however, in another case, the question of the
constitutionality of the now infamous Grandfather Clause
was certified to the Supreme Court of the United States this
court refused to be beguiled by weasel words or to be sway
ed by the sophistical reasoning of Atwater v. Hassett,
supra; and it declared said corrupt law to be violative of
the Fifteenth Amendment, unconstitutional, null and void.
Guinn v. United States (1915), 238 U. S. 347, 59 L. ed. 1340.
The oppressive operation of the Grandfather Clause
(as such) being terminated by the opinion in the aforemen
tioned Guinn case, forthwith the Legislature of the State
10 I. W. L ane v. Jess W ilson, et al.
was convoked into special session, and it enacted tlie Reg
istration Law of 1916, under which the Negroes of Wag
oner County, Oklahoma, in the position of petitioner Lane,
have been wholly, completely, absolutely, and forever dis
franchised.
The original Constitution of Oklahoma, sections 1
and 6, respectively, of Art. I l l (Yol. II, 0. S. 1931, pp. 1406,
1408, Secs. 13446, 13452), prescribed the qualifications of
electors, and authorized the Legislature, when necessary,
to provide by law for the registration of electors. Immedi
ately after said Guinn decision, outlawing disfranchisement
in the State by ruse of the “ Q-randfather Clause” , the Leg
islature in special session enacted the 1916 Statute, which
was, ostensibly, for registration of electors; but was, in
intent, operation and effect, as charged by Lane, the per
petuation of the Grandfather Clause in a new disguise of
words (R., p. 23). Just how effectively the new Registra
tion Law, together with its corrupt administration, has
accomplished the nefarious design of the Grandfather
Clause is glaringly demonstrated by the record in the in
stant case:
According to the last federal census, that of 1930, of
Wagoner County’s total population of 22,428, Negroes con
stituted 6,753, or slightly more than 30% (R., p. 38). As
shown by the official registration records, there were reg
istered in the County, during TWENTY YEARS next pre
ceding trial of the instant case, exactly TWO Negro elec
tors ; and during the entire period since said Registration
Law became effective, thirteen (13) Negro electors were
registered in Wagoner County (R., p. 36), but it was not
shown that a single one of these 13 ever in fact was per
mitted to vote. In fairness to said Registration Law, as
well as to the respondents administering same, it should
be admitted that during the registration of 1934, precinct
B r i e f o f P e t i t i o n e r . 11
registrars registered fifty (50) Negroes; however, in an
inquisition (partial transcript of hearing therein, R., pp.
64-74) under said laws, instigated by respondent County
Judge John Moss and conducted by respondent Jess Wil
son, County Registrar, the registration of each of said fifty
Negroes was cancelled (R., pp. 36, 64-74).
I I .
ABSTRACT OF RECORD.
( a ) Pleadings.
(1) Petition o f Plaintiff (R., pp. 1-11).
The petition of plaintiff Lane (petitioner) was filed in
the United States District Court for the Eastern District of
Oklahoma on October 27, 1934. It was therein alleged that
said plaintiff was a Negro citizen of the United States and
a duly qualified elector of Gatesville Precinct No. 1, of
Wagoner County, Oklahoma; that the defendants Marion
Parks, Jess Wilson and John Moss were, respectively, the
Precinct Registrar, County Registrar, and County Judge
for said county, all residing therein; and that the action
involved a Federal question, namely, the right of suffrage
of plaintiff under the Constitution of the United States,
the Fourteenth and Fifteenth Amendments, and the laws
of the United States enacted pursuant thereto. All neces
sary averments as to jurisdiction of the Federal Court
were made.
Bv said petition it was alleged that on the 24th day of
October, 1934, plaintiff, being then a duly qualified elector,
applied to the defendant Marion Parks, plaintiff’s precinct
registrar, for registration as an elector, but that said de
fendant refused to register said plaintiff, solely on account
of his race, color, and previous condition of servitude, said
12 I. W. L ane v. Jess W ilson, et al.
refusal by said defendant being pursuant to a conspiracy
for said purpose among said defendants, acting under color
of certain statutes of the State of Oklahoma, especially 0.
S. 1931, section 5654, supra, said section being part of the
Oklahoma Registration Law of 1916, which said Registra
tion Law (Sec. 5654) plaintiff alleged to be unconstitutional,
null and void, violative of the Fourteenth and 1 ifteentli
Articles of Amendment to the Constitution of the United
States and also violative of the laws of the United States,
to-wit, R. S. Secs. 2004,1979.
Plaintiff further alleged that said conspiracy to dis
franchise the Negroes of Wagoner County had been in
force and operation since the enactment of said 1916 Reg
istration Law, and that said conspiracy had existed among
and between said defendants and their respective prede
cessors in office.
Plaintiff alleged that he had been damaged in the sum
of $5,000.00, and prayed for judgment in said sum for ac
tual damages, and for like sum as punitive damages.
(2 ) Joint A nsw er o f D efendants Wilson and Parks (Ri
pp. 11-16).
The defendants (respondents herein) Wilson and
Parks filed their joint answer to petition of plaintiff, where
in they denied generally and specifically each and every
allegation of said petition, except such as were specifically
admitted in said answer (R., p. 11).
The defendants admitted that they were state officials,
respectively, as alleged in petition of plaintiff. It was de
nied that a Federal question was involved. Said defend
ants denied any conspiracy, or any wrongful or illegal acts
on their part, but alleged that their acts in the premises
were under and pursuant to the Oklahoma R egis trad®
B rief of P etitioner, 13
Law of 1916, especially 0. S. 1931, section 5654, which law
defendants alleged to be constitutional and valid.
Said defendants in said answer further alleged that
if it were true that said plaintiff was denied registration as
an elector, said plaintiff had the right under said Registra
tion Law of Oklahoma (0. S. 1931, Sec. 5654), to appeal to
the District Court of Wagoner County to have reviewed
the action of the precinct registrar ; that the decision of
the District Court of Wagoner County on said question was
reviewable on appeal by the Supreme Court of the State;
and that by his failure to prosecute proceedings in said
state courts, as provided by said statute, said plaintiff Lane
had waived his statutory (under aforementioned Acts of
Congress) right herein mentioned, and should not be heard
to complain in this action (R., p. 15).
It was further alleged that under said state statutes
plaintiff Lane was not entitled to be registered at the reg
istration period for said year 1934, same being a period
of special registration for newly qualified electors, at which
time plaintiff was not entitled to be registered, even though
he possessed the necessary qualifications (R., p. 15).
The defendants contended, in effect, that relief should
be denied plaintiff, because by his petition he sought in
consistent remedies, in that he prayed damages of the de
fendants for their refusal to register plaintiff under the
Registration Laws of Oklahoma, which law plaintiff, as
alleged in said answer, contended to be unconsitutional and
void (R., p. 16).
It was further denied that plaintiff had been damaged,
and it was prayed that his petition be dismissed (R„, p. 16).
(3) A nsw er o f D efendant John Moss (R., pp. 17-18).
The defendant (respondent herein) John Moss filed
his answer, denying the material allegations of the peti
tion of plaintiff, as against said defendant. He denied that
plaintiff had been damaged in sum of $5000.00, and prayed
that the petition be dismissed and that said defendant have
judgment for his costs (R., p. 18).
(4) Replies o f Plaintiff (R., pp. 18-21, 22).
Plaintiff (petitioner) filed replies, respectively, to the
above mentioned answers, said replies denying material
allegations of new matter in said answers, thereby making
np the issues involved.
( b ) Evidence.
(1) Evidence o f Plaintiff (R., p. 27, e t seq .)
I. W. LANE, plaintiff, testified in his own behalf sub
stantially as follows:
That witness was approximately 70 years of age, was
born in Alabama, and had lived in the town of Redbii'd, in
the election precinct known as Gatesvilie Precinct No. 1,
Wagoner County, Oklahoma, since 1908 (R., p. 27).
That witness voted in Alabama, and in Oklahoma in
1910 and in 1912, but that witness had not voted since 1912;
he could not vote in 1914 because the Grandfather Clause
was then in operation (R., p. 20); and he could not ever
get registered under the Registration Law of 1916, al
though he has made application for registration during
each registration period, commencing with that of 19k
(R„ p. 28).
That during the registration period for the year 19k
witness made application for registration to one W o rkm an,
14 I. w. L ax k. v. Jess W ilson, et al.
B r i e f o f P e t i t i o n e r . 15
his precinct registrar, and said Workman stated to plain
tiff that he did not have the registration books—that he
had returned them to some other officials (R., p. 28).
That in 1918 and also in 1920 witness made application
for registration to one Mr. Atterberry, his precinct reg
istrar at said time, who told witness on each occasion that
said registrar did not have orders (from high officials)
to register colored people (R., p. 28).
That, likewise, witness tried to register in 1922, again
in 1924, and during each subsequent registration period
(R., p. 28).
During these times when witness attempted to find the
registrars he always had trouble locating them—they would
usually be absent from home. Witness would have to re
turn to their homes three or four times—sometimes about
sun-up or sun-down. That when witness would locate the
registrar the latter would tell him that he did not have
any orders to register witness (R., p. 29).
In 1934 witness spoke to the County Registrar, Jess
Wilson, about the refusal of precinct registrars to regis
ter witness. Witness had looked for a precinct registrar
for three or four days, but could not find one. Then he
inquired of said Wilson as to who had been appointed as
registrar in plaintiff’s precinct. Wilson replied that at
that time he had not appointed a registrar for said precinct,
but that he would appoint one within a day or two. A day
or so later, after he had spoken to Wilson, witness ascer
tained that Parks was precinct registrar, and witness, ac
companied by others, made application to Parks for reg
istration. At said time the registration books had been
open three or four days. Said books open twenty days
before an election and close ten days before an election
(R., p. 29).
That just before the general election of (November
6) 1934, and while the registration books were open, wit
ness, accompanied by Washington Taylor, J. M. Jackson,
E. T. Cullam, and Jim Ellis, went before Marion Parks,
the precinct registrar of Gatesville Precinct No. 1, and de
manded registration as an elector; that said Parks replied,
“ Well, I was instructed by the ‘higher ups’ [Jess Wilson,
County Registrar, and John Moss, County Judge] not to
register any colored people. ’ ’ Parks did not register plain
tiff, nor give him a registration certificate (R., p. 29).
The testimony of plaintiff Lane concerning the re
fusal of Marion Parks, as precinct registrar, to register
said Lane or those with him at the time mentioned, was
corroborated by the testimony of J. A. Cullam (R., p. 30-
32), by that of Washington Taylor (R , pp. 32-33), and by
testimony of J. M. Jackson (R., pp. 33-34).
THE REGISTRATION RECORDS of Wagoner Coun
ty, Oklahoma, for election years 1916 to 1936, inclusive,
were introduced in evidence, and said records showed that
in said Wagoner County, Negroes were registered as elec
tors as follows (R., p. 36) :
During the registration period of 1916, the first reg
istration under the 1916 Registration Law, there were
eleven Negro electors registered. There was no further reg
istration of a Negro elector in said county until the year1
1926, and in each of the years 1926 and 1928 there was reg
istered one Negro as an elector. From 1928 down to 1931
there was not a single Negro elector registered in said Coun
ty. In 1934, at the registration period of which Lane n
specifically complaining, there were registered in said coun
ty fifty (50) Negro electors, but said County Registrar.
Jess Wilson, struck from the record the names of each d :
said fifty who were so registered. To the introduction d
16 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f P e t i t i o n e r . 17
said Registration Records the defendants objected and saved
exceptions (R., p. 36).
Plaintiff also introduced in evidence, as his “ Exhib
it No. 1” , a transcript of proceedings had before defend
ant Jess Wilson, County Registrar, for cancellation of the
registration of the aforementioned fifty Negro electors. To
the introduction of this evidence defendants saved excep
tions (R., pp. 36-37). The material parts of said transcript
are set forth in the record herein at pages 64-74, and will
be more particularly mentioned in this brief at pages 69-70.
PLAINTIFF’S “ EXHIBIT NO. 2 ” , IT. S. Census
Report for year 1930, was duly introduced in evidence (R.,
p. 38).
Said census report showed that the total population
of Wagoner County, Oklahoma, in 1930 was 22,428, of
whom 6,753 were Negroes; that Porter township in said
county had a ivhite population of 925, and a Negro popula
tion of 939; that Tullahassee township had a white popu
lation of 298, and a Negro population of 1,537; that Gates-
ville township had a white population of 1388, and a Negro
population of 920'; and that the town of Redbird, where
plaintiff Lane resided (and of which he had been Mayor,
R., p. 39), had a population of 218, all of whom were Ne
groes. The population of the other townships and towns
of said Wagoner County, by races, is shown by said census
report. The defendants objected to said evidence, and saved
exceptions to the admission thereof (R., p. 37).
PLAINTIFF’S EXHIBIT NO. 3, Summary of Ages
of Electors Registered in Gatesville Election Precinct Nu.
1, of Wagoner County, during the registration of 1934, as
shown by the registration records, was introduced in evi
dence (R., p. 74).
This summary shows that during the registration pe
riod of 1934, when defendant Parks refused to register
plaintiff Lane, said Parks, as registrar, registered 149
electors (all white), 18 of whose ages were 21 years, 18
were 22 years of age, and the ages of the others ranged
from 23 years up to 60 years and over (R., p. 74).
Plaintiff announced that he did rest (R., p. 39).
(2) Evidence on Behalf o f Defendants (R., p. 39, et seq.).
JAMES L. PACE, witness for defendants, testified
substantially as follows (R., p. 39, et seq.):
That in 1916 witness lived in Gatesville Precinct No.
1, Wagoner County, Oklahoma, and was Precinct Regis
trar in said precinct for the entire year of 1916. That wit
ness knew plaintiff Lane, but that said Lane did not in 1916
present himself to witness for registration (as an elector)
(R , p. 40).
On cross examination, the witness James L. Pace tes
tified that he did not register any Negroes in 1916; that
no Negroes applied to witness in 1916 for registration • and
that witness did not refuse any Negroes registration. That
in 1916 witness had only a passing acquaintance with plain
tiff Lane, and can remember distinctly that 21 years ago
said Lane did not apply to witness for registration. That
witness registered all Negro voters who applied in that ,
precinct; but does not remember how many Negroes wit
ness registered (R., p. 40).
The testimony of the witness James L. Pace to effect
that he was Precinct Registrar of Gratesville Precinct No.
1, Wagoner County, during the year 1916 was corroborated
by the testimony of five other witnesses for defendants
(R., pp. 41-42).
I S I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f P e t i t i o n e r . 19
J. L. Pace, witness for defendants, testified further
on cross examination as follows (R., p. 43, et seq.):
That witness remembers registering a Mr. Puissner,
with whom witness was well acquainted. That witness did
not know how long Mr. Puissner had been living in said
precinct, he having lived near witness all the while up to
registration (in 1916). That in November, 1916, witness
registered said Puissner who was 49 years of age, and a
full-blooded Indian; and witness registered a Mr. Childers,
white, 24 years of age (R., p. 44).
It was shown in open court that the ages of electors
registered, as shown by Registration Records of Wagoner
County, varied from 21 years up to 80 years (R., p. 44).
STOUT ATTERBERRY, witness for defendants, tes
tified substantially as follows (R., p. 42, et seq.):
That witness lived in Gratesville Precinct No. 1, Wag
oner County, Oklahoma, and had lived there for 25 years.
That witness registered in 1916, before one Jim Pace as
precinct registrar. That witness was not registrar in 1916,
and does not believe Lane applied to witness for registra
tion in said year.
On cross examination, the witness Stout Atterberry
testified substantially as follows (R., p. 42, et seq.):
That witness was precinct registrar in 1920, just be
fore the primary election, but that witness was not regis
trar for the entire period, said witness having served as
registrar for part of said period. That the registration
books were sent back to witness just before the general
election, at which time witness was out working; and wife
of witness advised him that the registration books had
come, but that witness refused to serve further for that
registration period. That on that night or the next night
20 I . W . L a n e y . J e s s W i l s o n , e t a l .
plaintiff Lane and others came to home of witness while
the registration hooks were there, to be registered, but
that witness did not register Lane nor anybody else at said
time. That the registration books were at the home of wit
ness a day or two, but that someone got them while wit
ness was absent. Witness understood later that one Work
man got said registration books (R., p. 43).
JESS WILSON, defendant, testified for defendants
substantially as follows (R., p. 45, et seq.):
That at time of trial witness lived in Tulsa County,
but from the 3rd day of June, 1920, until 1935, witness lived
in Porter, Wagoner County, Oklahoma. That in 1932 wit
ness succeeded one Lawrence as County Registrar of Wag
oner County, and served as such from 1932 until 1935.
That witness became acquainted with plaintiff Lane
about 1920. That before the general election in 1934 Lane
and three or four other persons came to witness, and in
quired of witness as to who was going to be precinct regis
trar for Gatesville Precinct No. 1; and Lane inquired if
witness had appointed one Lawrence; witness told Lane
that said Lawrence had resigned as precinct registrar, but
that witness would try to appoint another registrar on that
day (R., p. 45).
That on the day following the above conversation with
Lane witness appointed the defendant Marion Parks, as
Precinct Registrar in Gatesville Precinct No. 1, northwest
of Redbird, Oklahoma. That said Parks, a well known cit
izen of that community, served as registrar during that
period of registration.
That witness did not in 1934, or at any other time, in
struct any precinct registrar not to register Negro electors;
nor did witness enter into any understanding to said effect.
B r i e f o f P e t i t i o n e r . 21
That when witness gave Parks the registration books, wit
ness told him that Mr. Moss (respondent) would instruct
him in regard to the registration laws. That at said time
Mr. Moss was County Judge of said Wagoner County (R.,
p. 46).
That witness did not have any conversation, nor agree
ment, nor understanding with Judge Moss as to the instruc
tions the latter was to give Parks (R., p. 46).
On cross examination the defendant Jess Wilson testi
fied (R., p. 46) :
That while witness was County Registrar some Ne
groes were registered, but, at the request of Judge Moss
and two others, witness, as County Registrar, struck said
names (of registered Negroes) from the record. That some
of the persons whose names were stricken from the regis
tration record were registered by a man named Goddard,
whom witness had appointed as (precinct) registrar. That
in the majority of cases in appointing registrars they were
given commissions, but that witness does not believe said
Goddard had a commission, he having been appointed just
by oral agreement (R., p. 46).
That the names stricken from the registration record,
as aforestated, were stricken “ because of a higher decision
(by Jess Wilson) on the question of the legality of their
being competent voters.” (Italics and parentheses, ours.)
(R., p. 46). Transcript of part of said proceedings before
witness, as County Registrar, is set forth in record, pages
64-74.
JUDGE JOHN MOSS, defendant (respondent), testi
fied on behalf of defendants substantially as follows (R.,
P- 47, et seq.):
That witness was County Judge of Wagoner County,
22 I . W . L a n e v . J e s s W i l s o n , e t a l .
Oklahoma, and had been such since January, 1933; that
witness was representative in the Legislature in 1910, be
coming County Attorney of Wagoner County by appoint
ment in December, 1919, that being the first time witness
was County Attorney of Wagoner County. That witness
was not County Attorney of Wagoner County in 1916. That
witness did not as charged by plaintiff, enter into any con
spiracy, understanding, or agreement with anyone to de
prive plaintiff Lane or other Negroes in Gatesville Pre
cinct No. 1 of their right or alleged right to vote. That
witness did not ever instruct his co-defendant Marion Parks
in any way whatsoever not to register plaintiff or other
colored persons (R., p. 47).
That co-defendant Parks advised with witness about
his duties as registrar, immediately prior to his service as
such in 1934. That witness had a letter which had been turn
ed over to him by one Bigger staff, a newspaperman in Wag
oner. Witness just read said letter to Parks, and when wit
ness was through reading said letter to him he told Parks
that said letter practically stated the law as witness un
derstood it, and as witness has been interpreting it since
1920. This letter, from a Negro “ Democratic editor” in
Muskogee to said Mr. Biggerstaff, and purporting to give
to the Oklahoma Registration Laws of 1916 an interpreta
tion similar to that given them by the defendants (respond
ents) is set forth in the record at page 48.
MARION PARKS, defendant (respondent), testified
as witness for defendants substantially as follows (R., P-
49, et seq.):
That witness was Precinct Registrar in 1934 in Gates-
ville Precinct No. 1, in Wagoner County, Oklahoma. That
witness knows plaintiff Lane. That witness did not state
to Lane and others, on the occasion to which Lane referred
B r i e f o f P e t i t i o n e r . 23
in his testimony, that witness had been instructed by the
“ higher ups” not to register the Negroes. That witness did
not say anything of that sort, that witness did not tell
Lane that witness had been instructed by Judge Moss or
by Jess Wilson not to register Negroes. That nothing of
that sort occurred (R., p. 49).
That witness remembered Judge Moss reading to wit
ness from the letter mentioned in Moss’ testimony. That
witness did not remember the exact words had with Judge
Moss in said conversation, but did remember inquiring of
Judge Moss about registering people who had become 21
years of age, and Judge Moss stated to witness “ You reg
ister all that have become twenty-one since last registra
tion.” That Judge Moss advised witness to register all
whom he thought to be legal voters. That at said time wit
ness did not have any understanding, agreement, conspir
acy or anything of that sort with the defendants, nor with
either of them, whereby it was understood that witness
was to prevent Negroes from registering. That witness
did not have any malice or ill feeling against these col
ored people. That witness was acting in good faith, hon
estly and fairly trying to follow the law, treating all alike,
telling them the law, whether white or colored (R., p.
50).
On cross examination, the defendant Marion Parks
testified substantially as follows (R., p. 50, et seq.):
That witness did register white people from 21 years
°t age up, the exact number, witness being unable to re
member, nor does witness remember their ages, nor all
°f the people registered at that time. That witness did
not register plaintiff Lane, because Lane had no papers
showing that he had ever registered. That witness in
quired of Lane if he had ever registered, to which Lane
replied in the negative; and witness told Lane, “ I can’t
24 I . W . L a n e v . J e s s W i l s o n , e t a l .
register you, if you have never registered, unless you
have become 21 since the last registration.” (R., p. 50).
That witness asked the white people whom he registered
the same question. That said white people had papers
to prove that they were eligible voters. That the white
electors registered by witness did not have certificates,
they had proof they were eligible voters—they had wit
nesses to prove it. The basis of the eligibility was that
they had been in the state one year, in the county six
months, and in the township thirty days, witness mean
ing those electors who had just become 21 years of age
and had no certificate of registration. Those over 21 had
certificates from their precincts and they had voted. That
witness registered 86 electors that proved that they had
registered (R., p. 50).
That witness did not mean to tell the court and jury
that every person over 21 years of age, whom witness
registered, was a person who had a transfer—they had
proved in different ways that they were legal voters.
Some had lived in the precinct different lengths of time,
but there were none that had lived in the precinct that
had not registered since they moved in, since the last reg
istration. All that witness registered in 1934, were those
that had moved in since the last registration period. That
those electors who moved in had to prove to witness that
they were legal voters, and in other cases they had reg
istration certificates, and exhibited them to witness (R->
p. 51).
(3) Rebuttal evidence o f plaintiff (R., p. 51).
I. W. LANE, plaintiff, testified on rebuttal that the
statement of Mr. Parks to the effect that he (Parks) said
nothing to witness about an order from the ‘ ‘ higher ups’
was false.
B r i e f o f P e t i t i o n e r . 25
Both sides announced in open court that they did
rest (R., p. 51).
( c ) Proceedings on Verdict, Opinion of Trial Court, Mo
tion for New Trial, and Judgment.
(1) Motion for a Directed Verdict in favor of the de
fendants and each of them, was by them made in open court
(after argument and request by plaintiff for instructions),
said motion of defendants was sustained, to which plaintiff
objected and saved exceptions (R., pp. 52, 62).
(2) Request for Instructions to the jury was made by
plaintiff in writing. Each separate written request for in
struction made by plaintiff was upon the theory that the
qualifications of an elector were those prescribed by the
Oklahoma Constitution (Art. I ll, Sec. 1, Oklahoma Const.;
0. S. 1931, See. 13446); whether there was a conspiracy
among the defendants; and upon the question of damages
(R., pp. 52-58); and that the Oklahoma Registration Law
(Sec. 5654) violated the Fourteenth and Fifteenth Amend
ments. The trial court refused to give any of the instruc
tions requested by plaintiff, to the refusal of each of which
plaintiff objected and saved exceptions (R., pp. 52-58).
(3) Opinion of trial court was rendered by the judge
in deciding said case (R., pp. 58-61). In its opinion the trial
court stated * * The sole question pertinent to the de
termination of the issues in this case, whether section 5654,
Compiled Statutes 1931, is a valid statute and constitutional
under the Fourteenth and Fifteenth Amendments to the
Constitution of the United States * * * ” (R., p. 59). By
said opinion the trial court found said statute to be con
stitutional and valid and, accordingly, directed the jury
to return a verdict for the defendants and against plaintiff
(R-, p. 61). Such verdict was duly returned and filed in
open court (R., p. 61), to all of which plaintiff objected and
saved exceptions.
(4) Motion for new trial was in due time and form
filed by plaintiff, and therein were alleged errors accord
ing to the theory of the case as contended by plaintiff, here
inabove set forth (R., pp. 62-63). Said motion for new trial
was (in journal entry) denied by the trial court, to which
plaintiff objected and saved exceptions (R., p. 64).
(5) Judgment was entered in favor of the defendants
and against plaintiff, to all of which plaintiff (this petition
er) objected and saved exceptions (R., pp. 24-26); and
plaintiff in open court gave notice of his intention to appeal
to the Circuit Court of Appeals.
(d ) Proceedings to Perfect Appeal.
In the trial court, and at the same time of the rendi
tion of final judgment, plaintiff filed in due and proper
form his petition for appeal (R., pp. 77-78); assignment of
errors and prayer for reversal (R., pp. 79-82), by said as
signment of errors plaintiff, in effect, assigning the errors
specified herein, infra, pages 28-29, and also bond upon ap
peal (R., pp. 82-83). In open court order was made allow
ing said appeal (R., pp. 83-84); the appeal bond was ap
proved (R., p. 83); and citation was duly issued and in
open court served upon the defendants (R., pp. 84-85).
The bill of exceptions in said court was duly prepared,
settled and filed (R., pp. 26-76); and the appeal herein was
duly docketed in the Circuit Court of Appeals, pursuant
to 28 U. S. C., Secs. 225 (1 ); Judicial Code, Sec. 128 amended
by Act of Feb. 13, 1925; and pursuant to the rules of said
Court in such case made and provided.
26 I . W . L a n e y . J e s s W i l s o n , e t a l .
B e i e f o f P e t i t i o n e e . 27
( e ) Opinion and Judgment of the Circuit Court of Appeals.
On September 19th, 1938, said United States Circuit
Court of Appeals rendered its opinion, affirming the judg
ment of the trial court, and holding the aforementioned reg
istration statutes of the State of Oklahoma not to be in
violation of the Constitution of the United States (R., p.
93-101); and on said date said Circuit Court of Appeals
rendered its judgment, to the effect aforestated (R., p.
101). To review said opinion and judgment of the Circuit
Court of Appeals, this petitioner, on November 7th, 1938,
filed in this court his Petition for Writ of Certiorari; which
Writ of Certiorari was by this court granted on December
12th, 1938; and said cause is now before this Honorable
Court on said Writ of Certiorari.
28 I . W . L a n e v . J e s s W i l s o n , e t a l .
D„
S P E C I F I C A T I O N of E R R O R S .
The errors assigned by this petitioner upon appeal to
the Circuit Court of Appeals, are set forth in the record at
pages 79-82; and the errors specified in the Petition for
Writ of Certiorari herein are to similar effect (Petition for
Writ of Certiorari, p. 10). The effect of said assigned and
specified errors, respectively, intended to be urged herein
by respondent are herein specified as follows, to-wit:
I .
The opinion of the Circuit Court of Appeals here
in is so irregular and patently erroneous, and said
court in ignoring controlling decisions of this Supreme
Court of the United States, so far departed from the
accepted and usual course of judicial proceedings, as
to warrant a reversal of the judgment of said Circuit
Court of Appeals.
I I .
It appearing from the face of the Oklahoma Reg
istration Law of 1916, as well as from the operation
of said law as disclosed by the record herein, that said
law is an attempted revitalization of the illegal Grand
father Clause (held invalid by this Court in the Gwm
Case); and that said Registration Law is the same in
valid law in a new disguise of words, having the same
discriminatory and unconstitutional intent, operation,
and effect, and violative of the 15th Article of Amend
ment to the Constitution of the United States; the Hon
orable Circuit Court of Appeals for the Tenth Circuit
erred in affirming the judgment of the trial court, and
in holding and adjudging that said Registration Law
is valid and not unconstitutional.
I I I .
The said Registration Law of the State of Okla
homa, as made and enforced by the State, abridges the
B r i e f o f P e t i t i o n e r . 29
privileges and immunities of petitioner Lane and of
other citizens of the United States of his color and sim
ilarly situated, and deny them the equal protection of
the laws; said Registration Law is violative of the 14th
Article of Amendment to the Constitution of the Unit
ed States, and said issue was duly raised in said court;
and said Honorable United States Circuit Court of
Appeals for the Tenth Circuit erred in holding and ad
judging said Registration Law to be valid and consti
tutional without in any manner passing upon said is
sue so made under the 14th Article of Amendment to
the Constitution of the United States.
IV .
It appearing that petitioner Lane was duly quai
led as an elector under Section 1 of Article III of Ok
lahoma Constitution (Vol. II, 0. S. 1931, p. 1406, Sec.
13446; Appendix hereto, p. 76) but that pursuant to
said Oklahoma Registration Law of 1916, as enforced
by respondents, said petitioner was forbidden to reg
ister as an elector, though so duly qualified, and for
said reason said Registration Law violated said pro
vision of said state Constitution; and alleged error to
said effect was duly assigned in the Circuit Court of
Appeals; and said Circuit Court of Appeals erred in
holding said Registration Law to be valid and consti
tutional, without in any manner observing said issue
so made under the state Constitution.
V.
Upon the trial there was adduced abundant evi
dence of a conspiracy between and among the respond
ents, acting pursuant to said state laws, in the depriva
tion from petitioner of his rights under the constitu
tion and laws of the United States; and said Circuit
Court of Appeals committed error in holding and ad
judging that there was no conspiracy, said question
being properly determinable by a jury, and not by the
eour-t; and in so doing the Circuit Court of Appeals vio
lated the 7th Amendment.
E .
A R G U M E N T .
P r o p o s i t i o n I .
The opinion of the Circuit Court of Appeals herein is
so irregular and patently erroneous, and said court, in ig
noring controlling decisions of this Supreme Court of the
United States, so far departed from the accepted and usual
course of judicial proceedings, as to warrant a reversal of
the judgment of said Circuit Court of Appeals.
It is charged in the petition of plaintiff (R., p. 9) that
said Oklahoma Registration Law, Sec. 5654, 0. S. 1931, is
“ an illegal and cunning attempt to achieve the illegal pur
pose sought by the grandfather clause and to evade the
effect of the decision of the Supreme Court of the United
States” in Guinn v. United States, swpra. This contention
is fully established, both by a careful comparison of said
two laws (see them: Appendix, pp. 74, 77), and by consider
ation of the results they have, respectively, produced. Said
Grandfather Clause purported to establish a universal
literacy test, but exempted therefrom the favored class
consisting of those (whites) who could vote on January
1,1866, and their lineal descendants.
Said registration law, Sec. 5654, 0. S. 1931, purports
to require universal registration as a prerequisite to the
right of suffrage, but exempts therefrom the same favored
class, the white electors, who were favored by the Grand
father Clause, by continuing to those electors the advantage
they enjoyed under the void grandfather law in effect at
the time of the 1914 election.
In the opinion in the case of Guinn v. United States,
supra, the Grandfather Clause was held unconstitutional,
not because the State was without power to establish a lit-
30 I . W . L a n e v . J e s s W i l s o n , e t a l .
B b i e f o f P e t i t i o n e r . 31
eracy test, but because of the exemption from the literacy
test of those coming within the classification of January 1,
1866.
Similarly, this petitioner has nowhere contended that
the mere requirement of universal registration would vio
late any federal constitutional provision; but said peti
tioner did, and does, most emphatically insist that it is
unconstitutional for the Oklahoma registration statute to
require registration of those electors, who, like petitioner
Lane, were duly qualified but were prevented by an uncon
stitutional law from voting at the 1914 election, permitting
such registration within one ten-day period during a life
time; and at the same time to exempt from registration
those who enjoyed an illegal and unconstitutional advan
tage at said 1914 election.
The opinion of the Circuit Court of Appeals (R., p.
100) states with absolute finality:
“ Certainly there is nothing on the face of the
registration statute that even tends to support appel
lant’s claim of discrimination between white and Ne
gro electors, * * (Italics ours.)
That the above observation (as to the “ face” of the
registration law) is of no significance in this judicial inquiry
appears from the same opinion (R., p. 101):
“ It may be, and we take it as true, that inasmuch
as the so-called grandfather clause in the Constitution
of Oklahoma had not been declared void as violative
of the Fifteenth Amendment until 1915 no Negroes
voted at the 1914 election * *
And said observation is nothing more than a re-state-
Ment of the proposition wholly repudiated by the opinion
of Mr. Chief Justice W hite in the Guinn case, supra. Said
the learned Chief Justice (238 U. S. 347, at p. 360, 59 L.
ed- 1340, at p. 1346) :
32 I. W. L ane v. Jess W ilson, e t al.
“ The real question involved, so the argument of
the Government insists, is the repugnancy of the stand
ard which the amendment makes, based upon the con
ditions existing on January 1st, 1866, because on its
face and inherently considering the substance of things,
that standard is a mere denial of the restrictions im
posed by the prohibitions of the 15th Amendment, and
by necessary result re-creates and perpetuates the very
conditions which the Amendment was intended’ to de
stroy.” (Italics ours.)
And at page 364 of the U. S. Reporter, page 1348 of the
L. ed.:
“ It is true it contains no express words of an ex
clusion from the standard which it establishes of any
person on account of race, color, or previous condi
tion of servitude, prohibited by the 15th Amendment,
but the standard itself inherently brings that result
into existence since it is based purely upon a period
of time before the enactment of the 15th Amendment,
and makes that period the controlling and dominant
test of the right of suffrage. ’ ’
What difference there may be between the Grandfather
Clause and the registration law is a difference in form and
phraseology—none in substance—the former established a
standard based purely upon a period of time before the
enactment of the 15th Amendment, and sought to perpetuate
conditions prohibited by said Amendment; and the regis
tration law established a standard based upon a period of
time (1914) when said Amendment was flagrantly disre
garded and violated, and sought to perpetuate said stand
ard despite the mandate of the Supreme Court in said Ĝ iinn
case, infra.
Not only is said registration law of 1916 shown to be,
in legal and constitutional contemplation, identical with
the Grandfather Clause, and its administration shown by
B rief of P etitioner. 33
the record herein to have achieved a similar result, but
said opinion of the Circuit Court of Appeals recites in sup
port of said registration law the very reasoning offered in
support of the Grandfather law itself. In the opinion of
the Supreme Court of Oklahoma, purporting to uphold the
original Grandfather Clause, Atwater v. Hassett, et al.
(1910), 27 Okl. 292, at p. 310, this language was employed:
“ In Pope v. Williams, et al., 193 U. S. 621, 24
Sup. Ct. 573, 48 L. ed. 817, Mr. Justice Peckham, in
delivering the opinion of the court, said:
“ * * In other words, the privilege to vote in
a state is within the jurisdiction of the state itself, to
be exercised as the state may direct, and upon such
terms as to it may seem proper, provided, of course, no
discrimination is made between individuals, in viola
tion of the Federal Constitution.’ ”
And in the opinion of the Circuit Court of Appeals below
(R., p. 100), this language is found:
“ In Pope v. Williams, 193 U. S. 621, the court
said:
“ ‘ In other words, the privilege to vote in a State
is within the jurisdiction of the State itself, to be
exercised as the State may direct, and upon such terms
as to it may seem proper, provided, of course, no dis
crimination is made between individuals in violation
of the Federal Constitution.’ ”
In said Atwater-Hassett opinion, at page 313 of 27 Okla
homa Reporter:
“ In practically every state of the Union, on Jan
uary 1, 1866, persons were disqualified from voting
who had been convicted of infamous crimes, unless such
disqualification had been removed, etc. In addition,
an alien residing in this country on January 1, 1866,
neither having become a naturalized citizen nor having
declared his intention to become a citizen of the United
States, was not entitled to vote in any of the states.
* * * Such alien residing in the United States on Jan
uary 1, 1866, neither being entitled to vote in the place
of his residence nor under any organized government
where he had previously resided or been a citizen of,
and his decendants, would also be subject to this ed
ucational qualification, coming within the excluded
class as of the date of January 1, 1866.”
In the opinion of the Circuit Court of Appeals below (R.,
p. 101):
“ Under Section 5654 all who voted at the elec
tion in 1914 were placed on the registration books and
certificates were issued to them by the registrars with
out applications therefor. It may be, and we take it
as true, that inasmuch as the so-called grandfather
clause in the Constitution of Oklahoma had not been
declared void as violative of the Fifteenth Amendment
until 1915 no Negroes voted at the 1914 election, but
at least many of them became qualified electors prior
to the registration period in 1916, and Section 5652
gave notice that no elector would be permitted to vote
at any election unless he should register as provided
by the act. There were probably also some whites who
were qualified to vote at the 1914 election who did not
vote. They were on the same footing as to registration
as were the qualified Negroes. There was no distinc
tion between them. Any elector, white or Negro, who
applied and was denied registration, had the same right
to carry the issue thus made to the Supreme Court for
determination.” (Italics ours.)
Said Atwater v. Hassett opinion was relied upon by
the defendants in the Guinn case, supra, and it was wholly
repudiated by the decision therein rendered by this Court.
See note to said opinion, 59 L. ed. 1340, at page 1341. That
this petitioner cited and relied upon said controlling Guinn
opinion by this court appears from a recitation, in said
opinion of the Circuit Court of Appeals, of the contention
34 I. W. L ake v. Jess W ilson, et al.
B rief of P etitionee. 35
of petitioner (R., p. 99). Thus, said opinion of the Circuit
Court of Appeals tacitly follows an opinion of a state court,
which state court opinion had been wholly repudiated by
the decision of this Supreme Court of the United States;
and said opinion of the Circuit Court of Appeals fails in
anywise even to mention said Guinn decision which was di
rectly in point and controlling, or any other respectable au
thority, and it fails in anywise to observe other decisions
of this Court upon the same proposition. See also: Myers
v. Anderson (1915), 238 U. S. 368, 59 L. ed. 1349; Supreme
Court Rule 38, par. 3 (b ) ; 87 Univ. of Penn. Law Review,
January, 1939, p. 348, discussing said opinion of the Cir
cuit Court of Appeals hereunder reviewed, and citing au
thorities.
P r o p o s i t i o n I I .
It appearing from the face of the Oklahoma Registra
tion Law of 1916, as well as from the operation of said law
as disclosed by the record herein, that said law is an at
tempted revitalization of the illegal Grandfather Clause
(held invalid by this Court in the Guinn case); and that
said Registration Law is the same invalid law in a new dis
guise of words, having the same discriminatory and uncon
stitutional intent, operation, and effect, and violative of the
15th Article of Amendment to the Constitution of the Unit
ed States; the Honorable Circuit Court of Appeals for the
Tenth Circuit erred in affirming the judgment of the trial
court, and in holding and adjudging that said Registration
Law is valid and not unconstitutional.
Point 1. Said Section 5654, O. S. 1931, is by its legal
effect violative o f the 15th Amendment and violative of
R. S. Sec. 2004; and the opinion o f the Circuit Court o f A p
peals, holding said law to be constitutional and valid, is
contrary to the decision o f this court in the case of Guinn
V- United States, supra.
It appears that petitioner Lane was duly qualified as
an elector, and actually voted in the State of Oklahoma
prior to the Grandfather Clause (R., p. 27); that during
the existence of said Grandfather Clause, and before it was
invalidated by the decision in the Guinn case, supra, said
petitioner, on account of said Grandfather Clause, was un
able to vote (R., p. 28). It appears further that during every
registration period since the enactment of said Registra
tion Law of 1916, said petitioner has striven, unsuccessfully,
to be registered (R., p. 28). The refusal of registration of
petitioner for which refusal damages were sought in the
instant case was made during the registration period, un
der state law, just prior to the general election of 1934, at
which election members of the Congress of the United
States, as well as state and local officers, were to be voted
upon. Accordingly, there does not arise in this inquiry any
question as to the applicability of Federal laws to said elec
tion and the registration pertaining thereto.
At the outset of any discussion of the constitutional
ity of the Oklahoma Registration Law of 1916, or of Section
5654 thereof, it is by this petitioner specifically admitted
that the various states, so far as the Federal Constitution
is concerned, have plenary power and jurisdiction in pre
scribing the qualifications of the electors, or in providing
for their registration; the only limitation being that the
states must not infringe the inhibitions of the 14tli and 15th
Articles of Amendment to the Constitution of the United
States. This was specifically pointed out by Mr. Chief Jus
tice W hite in the opinion in Guinn v. United States, supra;
and this proposition—both as to the extensive power of
the states, and as to the inexorable effectiveness of the lim
itations imposed by said amendments—is too universally
accepted by both bench and bar to require argument or to
permit extended discussion.
36 I. W . L ane v. Jess W ilson, et al.
B bief of P etitionee. 37
Accordingly, petitioner admits that Sec. 5652, 0. S.
1931, in and of itself, and considered independently of Secs.
5654 and 5657, is constitutional and valid, and does not in
anywise violate either of the- aforesaid amendments to the
Constitution of the United States. Said Sec. 5652, provides:
“ 5652. Registration Mandatory.
“ It shall be the duty of every qualified elector in
this state to register as an elector under the provisions
of this Act, and no elector shall be permitted to vote
at any election unless he shall register as herein pro
vided, and no elector shall be permitted to vote in any
primary election of any political party except of the
political party of which his registration certificate
shows him to be a member.” (Yol. I, O. S. 1931, p.
1646.)
Petitioner further admits that had said Sec. 5654 carried
out the requirement of registration “ of every qualified
elector” , and enforced the requirement that “ no elector
shall be permitted to vote in any election unless he shall
register” —applying to all electors alike and providing for
reasonable opportunity for registration—there would be
no sound, constitutional objection to said Sec. 5654. But
here comes the rub—there is buried down in the verbiage
of said Sec. 5654 the following proviso, to-wit:
“ * * * And provided that it shall be the mandatory duty
of every precinct registrar to issue registration cer
tificates to every qualified elector who voted at the
general election held in this state on the first Tuesday
after the first Monday in November, 1914, without the
application of said elector for registration, and, to de
liver such certificate to such elector if he is still a
qualified elector in such precinct and the failure to
so register such elector who voted in such election held
in November, 1914, shall not preclude or prevent such
elector from voting in any election in this state * * *.
Provided further, that each county election board in
38 I. W. L ane v. Jess W ilson, et al.
this state shall furnish to each precinct election board
in the respective counties a list of the voters who voted
at the election in November, 1914, and such list shall
be conclusive evidence of the right of such person to
vote. ’ ’
Sec. 5657, 0. S. 1931, regulating registration, provides,
in part, as follows :
* * Except in the case of a qualified elector who voted
at the general election held in this state on the first
Tuesday after the first Monday in November, 1914, in
which case it shall be the mandatory duty of the pre
cinct registrar to register such voter and deliver to
such voter a registration certificate and the failure to
so register such elector and to issue such certificate
shall not preclude or prevent such elector from voting
at any election in this State. * * * ” (Vol. I, 0. S. 1931,
p. 1648.)
Sec. 1, of Article III, of the Constitution of Oklahoma
prescribed the qualifications of an elector as follows:
“ Section 1. The qualified electors of this State
shall be citizens of the United States, citizens of the
State, including persons of Indian descent (native of
the United States), who are over the age of twenty-
one years, and who have resided in the State one year,
in the County six minths, and in the election precinct
thirty days, next preceding the election at which such
elector offers to vote. Provided, that no person ad
judged guilty of a felony, subject to such exceptions
as the Legislature may prescribe, nor any person, kept
in a poorhouse at public expense, except Federal, Con
federate and Spanish-American ex-soldiers or sailors,
nor any person in a public prison, nor any idiot or lun
atic, shall be entitled to register and vote.” (Vol. I, 0.
S. 1931, p. 1406, Sec. 13446.)
When he applied to the respondent Parks for Reg
istration, petitioner Lane was duly qualified as elector un-
B rief of P etitionee. 39
der the above-quoted constitutional provision, and was
“ otherwise” qualified, under R. S., Sec. 2004; but said re
spondent Parks refused to register him because, as con
tended by the respondent, petitioner Lane had not regis
tered during the ten-day period in 1916, as provided by
said Section 5654; and because, as testified by petitioner and
others (R., p. 29), Parks had orders from the “ higher ups” ,
Moss and Wilson, not to register Negroes. In other words,
the purport of said Section 5654, as well as the contention
of the respondents, seems to be that petitioner Lane, as
well as other Negroes in Oklahoma circumstanced as he
was, formerly disfranchised by the unlawful Grandfather
Clause, was by the terms of said statute granted only ten
days in this life within which to register and preserve the
privilege of franchise; otherwise, he was to be disfranchised
forever; while the electors who voted in the election of 1914,
obviously white, for only whites could vote under the illegal
Grandfather Law, could continue to vote without being reg
istered at all.
The very statement of the monstrous proposition that
a considerable element of the duly qualified electorate of a
state was bound, by the terms of a state statute, to register
within a single ten-day period, under penalty of being for
ever disfranchised; while others, without any registration,
had preserved to them, by the terms of the same statute, the
privilege of franchise forever, would arouse suspicion. Why
would the state require any elector, “ otherwise” duly qual
ified, to register within a single, ten-dav period, under the
penalty of being forever disfranchised!
When to this arbitrary discrimination, patent upon
the face of the statute, is added the cunning, deceitful and
vexatious manner in which it is administered—precinct reg
istrars playing “ hide-and-go-seek” w ith Negro electors
seeking registration (R., p. 29); the colored electors having
40 I. W. L ane. v. Jess W ilson, et al.
no definite way of knowing who is the precinct registrar
(R., pp. 43, 45); county registrars failing or delaying to
appoint precinct registrars in precincts with considerable
Negro electors, or failing to provide them with registration
books (R., p. 45); or appointing registrars who refuse to
act (R., p. 45); or registrars requiring orders from “ high
er-ups” (those in charge of the corrupt political machine)
before registering Negroes (R., p. 29)—with the entire
“ machinery” —or machination—in actual operation, there
can be no doubt in any just mind that said law infringes the
inhibitions of the 15th Amendment, and also those of the
14th.
This case is, mutatis mutandis, and in legal and consti
tutional contemplation, identically the same case before the
Supreme Court of the United States in Guinn v. U. S. (Okl.
1915), 238 U. S. 347, 59 L. ed. 1340, 1347; and the principles
announced by the learned Chief Justice in that opinion are
imperatively applicable to this case and compellingly dis
positive of the issue it presents. Said the learned Chief
Justice in the opinion of this Court in the Guinn case,
supra:
“ The inquiry, of course, here is, does the amend
ment as to the particular standard which this heading
embraces involve the mere refusal to comply with the
commands of the 15th Amendment as previously stat
ed? This leads us, for the purpose of the analysis, to
recur to the text of the suffrage amendment. Its open
ings sentence fixes the literacy standard which is all-in
clusive since it is general in its expression and con
tains no word of discrimiantion on account of race or
color or any other reason. This, however, is immedi
ately followed by the provisions creating the standard
based upon the condition existing on January 1, 1866,
and carving out those coming under that standard from
the inclusion in the literacy test which would have con-
B rief of P etitioner. 41
trolled them but for exclusion thus expressly provided
for. The provision is this :
‘ But no person who was, on January 1st,
1866, or at any time prior thereto, entitled to vote
under any form of government, or who at that
time resided in some foreign nation, and no lineal
descendant of such person, shall be denied the
right to register and vote because of his inability
to so read and write sections of such Constitu
tion.’
“ We have difficulty in finding words to more clear
ly demonstrate the conviction we entertain that this
standard has the characteristics which the government
attributes to it than does the mere statement of the
text. It is true it contains no express words of an ex
clusion from the standard which it establishes of any
person on account of race, color, or previous condition
of servitude, prohibited by the 15th Amendment, but
the standard itself inherently brings that result into
existence since it is based purely upon a period of time
before the enactment of the 15th Amendment, and
makes that period the controlling and dominant test
of the right of suffrage. In other words, we seek in
vain for any ground which would sustain any other in
terpretation but that the provisions recurring to the
conditions existing before the 15th Amendment was
adopted and the continuance of which the 15th Amend
ment prohibited, proposed by in substance and effect
lifting those conditions over to a period of time after
the Amendment, to make them the basis of the right
to suffrage conferred in direct and positive disregard
of the 15th Amendment. And the same result, we are
of opinion, is demonstrated by considering whether
it is possible to discover any basis of reason for the
standard thus fixed other than the purpose above stat
ed. We say this because we are unable to discover
how, unless the prohibitions of the 15th Amendment
were considered, the slightest reason was afforded for
basing the classification upon a period prior to the
42 I. W. L ane v. Jess W ilson, et al.
15th Amendment. Certainly it cannot he said that
there was any peculiar necromancy in the time named
which engendered attributes affecting the qualifica
tion to vote which would not exist at another and dif
ferent period unless the 15th Amendment was in
view.” Guinn v. U. S. (1915), 238 U. S. 347, 59 L. ed.
1340, at p. 1347.
The Oklahoma Constitution, Article III, Sec. 6 (Yol.
II, 0. S. 1931, p. 1408, Sec. 13452), provided:
“ Sec. 6. In all elections by the people the vote
shall be by ballot and the Legislature shall provide
the kind of ticket or ballot to be used and make all
such other regulations as may be necessary to detect
and punish fraud, and preserve the purity of the bal
lot; and may, when necessary, provide by law for the
registration of electors throughout the state or in any
incorporated city or town thereof, and, when it is
so provided, no person shall vote at any election unless
he shall have registered according to law.”
Said Grandfather Law having been declared violative
of the 15th Amendment, unconstitutional and invalid, in
the Guinn case, supra, the legislature of the state seemed
to consider that the proper way, under the above quoted
state constitutional provision, to keep the ballot “ pure”
was (as it had been under the Grandfather Law) to keep
it “ white” . Accordingly, in special session, it enacted the
present Registration Laws of 1916, declaring an emergency
and providing that said law should become effective, im
mediately (Vol. I, 0. S. 1931, p. 1647). The heart and es
sence of said registration laws, so far as the present ques
tion of constitutionality is concerned, is embodied in Sec.
5654, Vol. I, 0. S. 1931, p. 1646, set forth in full in Appendix
hereto, page 74, and this entire controversy centers around
the question whether said Sec. 5654 is unconstitutional, as
violating the 14th and 15th Amendments to the Consti-
B rief of P etitioner. 43
tution of the United States, and further, whether said sec
tion is an unwarranted and unconstitutional (under the
State Constitution) restriction of the qualification of an
elector, as provided by Section 1, Article III of the State
Constitution (Yol. II, 0. S. 1931, p. 1406, Sec. 13446; Ap
pendix, p. 76). The question of the validity of said section
under the State Constitution will be discussed in this brief
under Proposition IV, infra, page 59.
In legal and constitutional contemplation, Sec. 5654 is
identical with the original Grandfather Clause—neither
by express terms discriminated against the Negro by re
ferring to color. Each purported to establish a standard,
which standing alone, would be valid—the Grandfather
Law imposing a literacy test; and the 1916 law requiring
universal registration. Each purported to exempt from the
pretended universal standard a preferred element of the
electorate—the Grandfather Clause exempted those who
could vote on January 1st, 1866, and their descendants, etc.,
in other words, those who had never been under slavery,
those who were white; Sec. 5654 exempted those who had
voted in 1914, in other words, those who had never been dis
franchised by the Grandfather Law, those who were white.
So far as the right of suffrage of Negroes was concerned,
the Grandfather Clause perpetuated the disabilities of slav
ery, despite the 15th Amendment: Sec. 5654 sought to per
petuate the disability of the Grandfather Law—to bring
the disability of slavery down to date, despite the decision
of the Sup reme Court of the United States in the case of
Guinn v. U. S., supra,. Furthermore, if six thousand seven
hundred Negroes of a county, its entire Negro population,
have been wholly disfranchised for twenty years, what dif
ference does it make under the 15th Amendment to the
Constitution of the United States, whether one calls it a
Grandfather Law or a Registration Law!
44 I . W . L a n e v . J e s s W i l s o n , e t a l .
The inhibitions of the 15th Amendment are “ leveled
at the thing, not the name” . In re: Tibureio Parrott (C.
C. D. Calif. 1880), 1 Fed. 481, p . 515, J. S a w y e k .
This law of the State of Oklahoma, to-wit Sec. 5654,
0. S. 1931, as well as the result its administration has
achieved, as disclosed by the record herein, is condemned by
a constitutional principle uniformly declared by the Su
preme Court of the United States, and also by other courts,
ever since the adoption of the 15th Amendment:
Slaughter-House Cases (1873), 83 U. S., 16 Wall.
36, 21 L. ed. 394, opinion by Mr. Justice
M iller;
U. S. v. Reese, et al. (1876), 92 U. S. 214, 23 L.
ed 563, opinion by Mr. Chief Justice W aite;
Neal v. Delaware (1881), 103 U. S. 370, 26 L. ed.
567, opinion by Mr. Justice H a r l a n ;
In re: Yarbrough (1884), 110 U. S. 651, 28 L. ed.
274, opinion by Mr. Justice Miller;
Guinn v. U. S., supra (1915), 238 U. S. 347, 59
L. ed. 1340, opinion by Mr. Chief Justice
W h i t e ;
Anderson, et al. v. Myers, et al., supra (C. C. D.
Md. 1910), 182 Fed. 223, opinion by D. J.
Morris;
Myers, et al. v. Anderson, et al., supra (1915), 238
U. S. 368, 59 L. ed. 1349, opinion by Mr. Chief
Justice W hite;
West v. Bliley, et al., supra (D. C. Va. 1929), 33
Fed. (2d) 177, opinion by D. J. Groner;
Bliley, et al. v. West, supra (C. C. A. 4th, 1930),
42 Fed. (2d) 101, opinion by C. J. N o r t h c o t t ;
Nixon v. Herndon, et al. (1927), 273 U. S. 530,
71 L. ed. 759, opinion by Mr. Justice Holmes.
B r i e f o f P e t i t i o n e r . 45
Point 2. This case is not within the doctrine o f the
case o f Giles v. Harris, et al. (1 9 0 3 ) 189 U. S. 475, 47 L.
ed. 909.
In their answer (R., p, 16), and in the courts below,
respondents urged the patently specious argument—that
petitioner is inconsistent in insisting upon the right to
register under the Oklahoma Registration Law, while, at
the same time, he is contending that the said law is uncon
stitutional and invalid. Restated, the argument is that if
said law is unconstitutional, as contended by petitioner, it
has never had any legal existence and petitioner never had
any legal right to be registered; and if petitioner did not
have a legal right to be registered, he has no legal com
plaint against respondents on account of the denial by them
of registration. There are many answers to this illogical
and sophistical contention:
First, the respondents seek thereby to play hard and
fast, to blow hot and cold at the same time. They refuse
to take the position that said law is either constitutional
or unconstitutional;
Secondly, in urging said defense the respondents whol
ly ignore the fact that under the 15th Amendment and R.
S. 2004, as well as under Sec. 1 of Art. I l l of the State
Constitution, and independently of the cunning provisions
of the state law or their amphibolous construction thereof,
petitioner had the right to vote; and,
Finally, and conclusively, this Supreme Court of the
United States has wholly repudiated the identical proposi
tion. Myers, et al. v. Anderson, et al., supra (1915), 238
U. S. 368, 59 L. ed. 1349.
Said case of Myers v. Anderson, supra, was decided
by this court on the same day on which was rendered the
opinion in the Guinn case, supra; and the opinion therein
is directly in point and controlling on the point here under
discussion. Said the learned Chief Justice (238 IJ. S., at
p. 382; 59 L. ed. at p. 1355):
“ But it is argued even although this result be
conceded, there nevertheless was no right to recover,
and there must be a reversal since, if the whole stat
ute fell, all the clauses providing for suffrage fell, and
no right to suffrage remained, and hence no depriva
tion or abridgment of the right to vote resulted. But
this, in a changed form of statement, advances propo
sitions which we have held to be unsound in the Guinn
case. The qualification of voters under the Constitu
tion of Maryland existed and the statute which pre
viously provided for the registration and election in
Annapolis was unaffected by the void provisions of
the statute which we are considering. The mere change
in some respects of the administrative machinery by
the new statute did not relieve the new officers of
their duty, nor did it interpose a shield to prevent the
operation upon them of the provisions of the Con
stitution of the United States and the statutes passed
in pursuance thereof. The conclusive effect of this
view will become apparent when it is considered that
if the argument were accepted, it would follow that
although the 15th Amendment by its self-operative
force, without any action of the state, changed the
clause in the Constitution of the State of Maryland
conferring suffrage upon ‘ every white male citizen’
so as to cause it to read ‘ every male citizen’, never
theless the Aunendment was so supine, so devoid of
effect, as to leave it open for the legislature to write
back by statute the discriminating provision by a mere
changed form of expression into the laws of the state,
and for the state officers to make the result of such ac
tion successfully operative.
“ There is a contention pressed concerning the ap
plication o f the statute upon which the suits were based
to the acts in question. But we think, in view of the
nature and character of the acts, of the self-operative
46 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f P e t i t i o n e r . 47
force of the 15th Amendment, and ,of the legislation
of Congress on the subject, that there is no ground
for such contention/’
Moreover, it is apparent that the above specious ar
gument of respondents emanated from a misconception or
attempted distortion of the opinion rendered by this court
in the case of Giles v. Harris (1903), 189 U. 8. 475, 47 L. ed.
909, wherein the great Justice H olmes ruled that in a pro
ceeding in equity, wherein petitioner prayed the court to
declare the entire election law of the state to be uncon
stitutional, the court could not so declare the law uncon
stitutional, and at the same time enforce it by a mandatory
decree. In the opinion in said cause Mr. Justice H olmes
said (189 U. S., at p. 485, 47 L. ed., at p. 911):
“ On these assumptions we are not prepared to
say that an action at law could not be maintained on
the facts alleged in the bill. Therefore, we are not pre
pared to say that the decree should be affirmed on the
ground that the subject-matter is wholly beyond the
jurisdiction of the Circuit Court. Smith v. McKay,
161 IT. S. 355, 358, 359, 40 L. ed. 731, 16 Sup. Ct. Rep.
490.”
Point 3. The fact that the Oklahoma Registration Law
provided some purported judicial rem edy in the state courts
for wrongful denial o f registration did not affect petitioner’s
right to damages under R. S., Sec. 1979, nor impair the
jurisdiction o f the Federal Court over this action for dam
ages under said Federal Statute.
The above-stated proposition is so well settled and
so well known to the bench and bar that merely to state
it would appear redundant had not the respondents so
earnestly urged the contrary in the courts below, and had
not the opinion of the Circuit Court of Appeals below (R.,
p. 101), so sparse of reason or authority, seemed to accept
4 8 I . W . L a n e v . J e s s W i l s o n , e t a l .
said unfounded contention of respondents as sound. Said
erroneous position of respondents seems to be based upon
a dictum in the opinion rendered by the Fifth Circuit Court
of Appeals in the case of Trudeau v. Barnes (1933), 65
Fed. (2d) 563, where it was stated:
“ We cannot say, and refuse to assume, that, if
plaintiff had pursued the administrative remedy that
was open to him he would not have received any re
lief to which he was entitled. At any rate, before going
into court to sue for damages, he was bound to ex
haust the remdey afforded him by the Louisiana Con
stitution. ” Citing: First National Bank of Greeley v.
Board, 264 U. S. 450, 68 L. ed. 784; First National
Bank v. Geldhart (C. C. A. 5), 64 Fed. (2d) 873.
While said Trudeau-Barnes case, supra, bears a super
ficial similarity to the Myers-Anderson case, supra, as well
as to the instant case, a casual analysis of said Trudeau-
Barnes opinion will reveal that it is to each of said other
cases as antipodal as the poles. The provisions in the
Louisiana Constitution (concerning registration) involved
in the Trudeau-Barnes case appeared similar to the law
involved in the Myers-Anderson case, supra, in that each
established a literacy test for suffrage; and it appeared
similar to the instant case because there the plaintiff, a
Negro, soug'ht damages under R. S. Sec. 1979, just as pe
titioner seeks herein. There, the similarity ended: it ap
pears from the opinion in said case that there were not
sufficient allegations of any discriminatory administration
of the law in question in violation of the 15th Amendment,
and, though given leave to amend to cure said defect, plain
tiff declined so to amend his complaint. The constitutional
provision involved in said Trudeau-Barnes case did not
provide for any exemption to any class of electors (as was
provided in the Grandfather Clauses of Oklahoma and
B r i e f o f P e t i t i o n e r . 49
Maryland or as is involved in tlie Oklahoma Registration
Law of 1916), nor was there any attempt at classifying the
electors; and said opinion expressly, and pointedly dis
tinguished said Louisiana law from such other laws, in
the following words:
That said Louisiana law was “ essentially different
from the Grandfather Clause of the Oklahoma Consti
tution which was held void in Guinn v. United States,
* * * and the Maryland statute which was under con
sideration in Myers v. Anderson, * *
Further, if the federal courts should accept the view
that the provision by a state statute of a judicial review
in the state court of a wrongful refusal of the exercise of
the right of suffrage would divest the federal courts of
jurisdiction of such a controversy, then the 15th Amend
ment, as well as R. S. Secs. 2004, and 1979, would be mere
nullities. Indeed, it is very rare that any state statute de
signed to violate the 15th Amendment to the Constitution of
the United States fails to provide some purported judicial
remedy in the state courts in such case. Such a remedy was
provided by the constitutional provisions under scrutiny
in said Trudeau-Barnes case, but the federal court assumed
jurisdiction, and proceeded to determine the validity of
the state constitutional provisions in question. Likewise, in
the case of Giles v. Harris, supra, by the provisions of
the Alabama Constitution (189 U. S., at p. 484; 47 L. ed.
at p. 911):
“ An appeal is given to the county court and su
preme court if registration is denied.”
Yet, Mr. Justice H olmes, speaking for the Supreme Court,
refused to decide the case on the ground that the subject-
matter was wholly beyond the jurisdiction of the federal
court, and said case was disposed of on its merits. The
registration law of the State of Maryland, involved in the
Myers-Anderson case, supra, specifically provided (An
notated Code of Maryland, Art. I ll, Sec. 27) that any per
son aggrieved by any board of register in refusing to reg
ister him as a qualified elector should have the right to
an immediate state judicial hearing of the matter; yet, it
was held that the federal court had jurisdiction, and this
court proceeded to declare said registration law unconsti
tutional, although it did not appear that the plaintiff there
had availed of said state remedy. And the registration stat
utes of the State of South Carolina, involved in the case of
Wiley v. Sinkler (1900), 179 U. S. 58, 47 L. ed. 84, pro
vided for a review in the state courts in such cases, and tlie
federal courts assumed jurisdiction of an action for dam
ages and proceeded to dispose of the case on its merits,
although it did not appear that any resort had been had
to such state remedy.
Moreover, the cases cited in said dictum in said
TrudeaUr-Barnes case do not sustain the position of re
spondents here: The First National Bank v. Board case
(cited in Trudeau v. Barnes, supra, page 48) merely held
that a national banking corporation, in an effort to avoid
taxation by the state of its shares of stock, not having ap
plied to any of the tax authorities to reduce the assess
ment on its property or correct the alleged inequalities,
prior to the final levy of the tax, and having paid said tax
under protest, could not maintain an action in the federal
court to recover such tax. And the First National Bank
v. Geldhart case, cited in said Trudeau-Barnes opinion,
merely held that a property owner who had already insti
tuted, and was prosecuting, an appeal, under administra
tive proceedings provided by a state statute, could not,
while prosecuting such administrative appeal, prosecute in
a federal court of equity a suit to enjoin the collection of
taxes involved. This latter ruling was obviously sound for
50 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f P e t i t i o n e r . 51
the reasons stated in said opinion: (1) the federal action
was premature; and (2) plaintiff had an adequate rem
edy at law by paying the tax (after availing of the admin
istrative remedy) under protest and seeking its recovery
in an action at law.
True, this court denied Writ of Certiorari to review
the opinion in said Trudeau-Bames case, but such refusal
does not in anywise amount to judicial approval by this
court of the views expressed in said opinion. See: Revised
Rules of Supreme Court of United States, Rule 38; Ham
ilton Brown Shoe Co. v. Wolfe Bros. & Co. (1916), 240
IT. S. 251, 60 L. ed. 629.
And it may be observed that the remedy sought to be
availed of by the petitioner here, namely, damages under
R. S. Sec. 1979, is radically different from the purported
remedy provided by said state statute, 0. S. 1931, Sec. 5654.
While said state statute purports to provide for a judicial
inquiry as to the right of an elector to be registered, it
does not in any wise provide for damages where the elec
tor is wrongfully refused registration. The remedies pro
vided, respectively, by the state statute, and by R. S. Sec.
1979, are radically different. Thus, where a plaintiff, who
had in the state court unsuccessfully sought writ of man
damus to compel the registration officers to register him,
subsequently instituted action under R. S. Sec. 1979 and in
the federal court for damages, the federal court refused
to give any effect to the judgment in the state court, on
plea of res judicata, for the reason, as stated by C. J.
R o r t h c o t t in the opinion in Bliley, et al. v. West (C. C. A.
I, 1930), 42 Fed. (2d) 101, affirming West v. Bliley, et al.
(D. C. Ya. 1929), 33 Fed. (2d) 177:
‘ ‘ The precise issue here involved is different from
that in the mandamus suit.” Citing, Myers v. Interna
tional Co. (1923), 263 U. S. 64, 68 L. ed.‘ 165.
52 I . W . L a n e v . J e s s W i l s o n , e t a l .
Even where an Arkansas statute specifically provided
for a state remedy, and provided that such remedy in the
state courts should he exclusive to the jurisdiction of the
federal courts, this court held that a federal court in a
proper case had jurisdiction, even though, no effort had
been made to avail of said state remedy. Chicot County,
Arkansas v. Sherwood, et al. (1893), 148 TJ. S. 529, 37 L.
ed. 546. See also: Davis v. Wallace (1922), 257 U. S. 478,
66 L. ed. 325.
Thus, it appears that the failure of petitioner Lane to
seek, relief in the Courts of Wagoner County, or in the Su
preme Court of Oklahoma, is immaterial to a disposition of
this cause by this court.
Point 4. Sec. 5654, O. S. 1931, is violative o f the 15th
Am endm ent to the Constitution o f the United States and
R. S., Sec. 2004, because it is here shown that its actual
administration achieves a result interdicted by said Amend
ment and by said Congressional Act.
No one can deny that the purposes of said 15th Amend
ment was to secure to Negro citizens the right of suffrage,
on equal terms with other citizens, and free from discrim
ination by the states. West v. Bliley, et al., supra, 33 Fed.
(2d) 177, 178, and authorities there cited; and also the au
thorities cited under Point 1, next above. It is impossible
to imagine a situation, achieved by the actual administra
tion of a state law, more flagrantly violative of said Amend
ment than that depicted by the record in this case.
It is a well established principle of constitutional
construction that in determining the constitutionality of a
state statute the court will consider its effect in actual
operation, as well as its terms.
B r i e f o f P e t i t i o n e r . 53
—Henderson v. Mayor of New York, etc., et al.
(1876), 92 U. S. 259, 23 L. ed. 543, opinion
by M r. Justice M il l e r ;
Yick Wo v. Hopkins (1886), 118 U. S. 356, 30 L.
ed. 220, opinion by Mr. Justice M atthew s ;
Minnesota v. Barber (1890), 136 U. S. 313, 34 L.
ed. 455, opinion by Mr. Justice Harlan;
Truax v. Raich (1915), 239 U. S. 33, 40, 60' L. ed.
131, 135, opinion by Mr. Justice H ughes.
To the contrary, it seems, the respondents rely upon
the dictum of District Judge M. J. Cochran in Grainger v.
Douglas Park, etc. (C. C. A. 6th, 1906), 148 Fed. 513 (See:
contention of counsel, B., p. 35). It would seem super
fluous here to attempt by argument or citation of author
ity to prove that it takes more than a dictum by a District
Judge to overrule the well established, and universally
accepted doctrine of Yick Wo v. Hopkins, supra; however,
see: Mugler v. Kansas (1887), 123 IT. S. 623, 31 L. ed. 205;
Traux v. Corrigan (1921), 257 IT. S. 312, 324, 66 L. ed.
254, 259; and Sioux City Bridge Company v. Dakota County,
Nebraska (1923), 260 H. S. 441, 67 L. ed. 340.
P r o p o s i t i o n I I I .
The said Registration Law of the State of Oklahoma,
as made and enforced by the State, abridges the privileges
and immunities of petitioner Lane and of other citizens of
the United States of his color and similarly situated, and
deny them the equal protection of the laws; said Registra
tion Law is violative of the 14th Article of Amendment to
the Constitution of the United States, and said issue was
duly raised in said court; and said Honorable United States
Circuit Court of Appeals for the Tenth Circuit erred in hold
ing and adjudging said Registration Law to be valid and
constitutional without in any manner passing upon said is
sue so made under the 14th Article of Amendment to the
Constitution of the United States.
Though it was properly assigned in the Circuit Court
of Appeals that said registration law of Oklahoma was
violative of the 14th Amendment (R., pp. 1, 7, 53, 80), the
opinion of said court fails in any manner even to mention
said issue or said amendment.
There formerly prevailed in some quarters the er
roneous view that the 14th Amendment did not in any way
restrain the authority of the state in regulating suffrage.
See opinion in Co field v. Farrell, et al. (1913), 38 Okl. 608,
at p. 613, 134 Pac. 407. At the present time, however, there
is no doubt as to the applicability of said amendment to
such state laws. The opinion of Mr. Justice H olmes, in
Nixon v. Herndon, et al. (1927), 273 U. S. 536, 71 L. ed.
759, adjudging a former Texas primary law which denied
suffrage to Negroes, to be unconstitutional, was based ex
clusively upon the 14th Amendment.
That the State law in question and its administration,
as disclosed by the record and already discussed in this
brief, are flagrantly violative of said amendment, seems too
54 X. W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f P e t i t i o n e e . 55
obvious to require further comment. When it is sought to
apply the constitutional standard of said amendment to
the law in question, and to the result it has produced in
Wagoner County, the question is not whether the State of
Oklahoma has afforded Lane and the other Negroes the
equal protection of the laws: the serious inquiry suggested
is, whether the state has afforded them any protection at
all! The record herein discloses that under said Sec. 5654,
0. S. 1931, the State of Oklahoma is, so far as the ques
tions here involved are concerned, still applying and en
forcing the law of 1857, in total disregard of the 14th
Amendment; that it is giving full, positive effect to the
Bred Scott dictum, following Atwater v. Has sett, supra,
p. 33; and openly defying the opinion of Mr. Chief Justice
W hite in the Guinn case, supra.
This law, by its very terms, places every burden upon
petitioner Lane, and others situated as he was; while as
to the electors (all whites) who voted in 1914 no require
ment is made. Lane is given only one ten-day period within
which to qualify under the Registration Law; he must
answer under oath “ any question touching his qualifications
as an elector ” . If Lane should vote without having reg
istered according to said Registration Law, he would, un
der Sec. 5842, Vol. I, 0. S. 1931, p. 1714, be guilty of a
felony; and under Sec. 5844, Vol. I, 0. S. 1931, p. 1714,
would be disfranchised for ten years. While the white
electors, who voted in the unlawful election of 1914, would,
under similar circumstances, be guilty of no offense at all.
Under these circumstances, the refusal of registration
is a denial of the right of suffrage. Myers v. Anderson,
supra, p. 44; and petitioner Lane was not required to at
tempt to vote without being registered (and risk being con
victed of a felony) in order to secure adjudication of his
rights. Terrace v. Thompson (1923), 263 U. S. 197, 216,
56 I . W . L a n e v . Jess. W ilson, e t a l .
68 L. ed. 255, 275. Moreover, Sec. 6 of Art. Ill, of Oklahoma
Constitution (authorizing registration legislation: Vol. II,
0. S. 1931, p. 1408, Sec. 13452, supra, p. 42) prohibits voting
by one who is not registered; and the vote of an unregister
ed elector is void. Munger, et al. v. Town of Watonga, et al.
(1925), 106 Okl. 78, 233 Pam 212; see also, Sec. 5652, 0. S.
1931 (Appendix hereto, p. 73).
Furthermore, as has been hereinbefore shown, said
law requires petitioner Lane to register, while, in the man
ner in which the law is administered, it has been impossible
for him, or any other Negro (excepting 2 in more than
20 years years, R., p. 36) to register. During all these years
it appears that the white electors (qualified after 1916)
were permitted freely to register, regardless of the tech
nical provisions of Section 5654 (R., p. 74; See also, tes
timony of respondent Marion Parks, registrar, R., p. 49,
et seq.).
Said Sec. 5654 imposes, in effect, upon petitioner Lane
an arbitrary period of limitation of ten days within which
to seek to remedy the wrongful refusal of registration.
Those who voted in the illegal election of 1914, even though
their votes were cast in violation of said illegal law, have
preserved to them, conclusively, the right of suffrage, with
out any qualification or requirement whatever.
As hereinbefore shown, under Sec. 5654, petitioner was
purportedly allowed a limitation period of only ten days
within which to seek to remedy any wrongful denial of reg
istration; the registration officer so offending was entitled
to formal summons, and was allowed ten days within which
to answer; and said registration official had the right of ap
peal from any possible order or decree in favor of petitioner.
On the contrary, by Sec. 5661, Yol. I, O. S. 1931, p. 1651 (Ap
pendix, p. 75), the county registrar is given an absolute, ar-
B r i e f o p P e t i t i o n e r . 57
bitrary and capricious power, upon 48 hours informal no
tice, to strike the name of any elector from the register. The
statute, in effect, expressly authorizes the county registrar
to consider hearsay evidence. And there is no power, judi
cial or administrative, on this side of Judgment Day, to
review or question such acts of said registrar.
The actual working of this unequal, unjust, oppressive
law is not left to speculation or imagination: here we have
it in actual operation. Consider the actual case conducted
by the respondent, Jess Wilson, and instigated by the re
spondent Judge Moss, within two days after the institution
of the instant action (R., p. 64-74). Here was John Moss,
candidate for re-election, in actual control of the entire
registration system in the county! He was acting as the
legal adviser to the election officials (R., pp. 49, 48, 47); in
structing them as to how to perform the duties of their
respective offices (R., pp. 49, 46); and in this particular
case instructing the county registrar as to whose names
to strike from the register (R., p. 46). See record, page
72, where counsel was attempting to appear before the
County Registrar on behalf of Negroes whose names were
to be stricken from the register:
“ Mr. John Moss: Is that all you (counsel for
Negro electors) appear for, for that reason!
Mr. Chandler: Yes.
Mr. John Moss: Then you (the county registrar)
might excuse all of us and hear it. ’ ’
And the county registrar, being under the complete domi
nation of Judge Moss, did as he was ordered. By the same
token, any corrupt candidate for public office could (or can),
under this registration law, enter cahoots with the county
registrar, and disfranchise, not only the Negro electors, but
also all other electors who he knew would vote against him
58 I . W . L a n e v . J e s s W i l s o n , e t a l .
—by the very terms of this law, he could disfranchise the
opposing candidate, or even the district judges themselves,
and there would be no definite, known proceeding under this
law by which anyone could complain. Of course, this is not
due process of law: it is not equal protection of the laws.
It is, on the other hand, corrupt politics, injustice, oppres
sion, tyranny!
This state law, and the result it has produced, are
clearly violative of said 14th Amendment:
Slaughter-House Cases (1873), 83 U. S., 16 Wall.
36, 21 L. ed. 394, opinion by Mr. Justice
M il l e r ;
Strauder v. W. Va. (1880), 100 U. S. 303, 25 L.
ed. 664, opinion by Mr. Justice Strong;
Ex parte Va. (1880), 100 U. S. 339, 25 L. ed. 676,
opinion by Mr. Justice S trong ;
In re: Tiburcio Parrott (C. C. D. Calif. 1880), 1
Fed. 481, opinion b y J. S a w y e r ;
Neal v. Delaware (1881), 103 U. S. 370, 26 L. ed.
567, opinion by Mr. Justice H arlan ;
Yick Wo v. Hopkins (1886), 118 IT. S. 356, 30 L.
ed. 220, opinion by Mr. Justice M atthews;
In re: Wo Lee (C. 0. D. Calif. 1886), 26 Fed. 471,
opin ion b y J. Saw yer ;
Minnesota v. Barber (1890'), 136 U. S. 313, 34
L. ed. 455, opinion by Mr. Justice H arlan ;
Buchanan v. Warley (1917), 245 H. S. 60, 62 L.
ed. 149, opinion by Mr. Justice D a y ;
Nixon v. Herndon (1927), 273 U. S. 536, 71 L. ed.
759, opinion b y Mr. Justice H olmes.
From a legal and constitutional point of view, the
abovementioned Yick Wo v. Hopkins case is squarely in
point, and the opinion of Mr. Justice M atthew s there, is
controlling here.
B r i e f o f P e t i t i o n e r . 59
P r o p o s i t i o n IV .
It appearing that petitioner Lane was duly qualified
as an elector under Section 1 of Article III of Oklahoma
Constitution (Vol. II, O. S. 1931, p. 1406, Sec. 13446; Ap
pendix hereto, p. 76), but that pursuant to said Oklahoma
Registration Law of 1916, as enforced by respondents, said
petitioner was forbidden to register as an elector, though
so duly qualified, and for said reason said Registration Law
violated said provision of said state constitution; and al
leged error to said effect was duly assigned in the Circuit
Court of Appeals; and said Circuit Court of Appeals erred
in holding said Registration Law to be valid and constitu
tional, without in any manner observing said issue so made
under the state Constitution.
The above stated proposition raises, admittedly, a ques
tion of state law ; but since this question arises in this cause,
cognizable by the federal court, it is competent for the
federal court to pass upon all questions involved, including
state questions, where such questions have not been spe
cifically passed upon by the Supreme Court of the State.
Guinn v. United States, supra (1915), 238 U. S. 347, 59 L.
ed. 1340; Davis v. Wallace, supra (1922), 257 U. S. 478,
66 L. ed. 325. Petitioner has been unable to ascertain that
this particular question has ever been passed upon by the
Supreme Court of the State of Oklahoma.
This proposition is based upon the contention of pe
titioner that the qualifications of an elector in the State of
Oklahoma are those prescribed by Sec. 1, Article III, of
the Oklahoma Constitution (quoted in the 2nd requested in
struction below, R., p. 52; and quoted in Appendix to this
brief at page 76); that said Sec. 5654, under the guise of reg
ulating the registration of electors, is an unwarranted and
unconstitutional (under state constitution) attempt by the
60 I. W. L ane v . Jess W ilson, e t a l .
State Legislature to modify said constitutional require
ments, and an actual destruction of the rights of an elector
duly qualified under the terms of said constitutional provi
sion.
This contention of petitioner seems sound, both in sub
stance and upon legal principle. In this very case, although
it is admitted (See Answer of respondent, R., p. 15) that pe
titioner possesses all of the constitutional qualifications of
an elector, yet, on account of the terms and enforcement of
said Sec. 5654, said petitioner is denied any of the rights,
privileges, or immunities of a constitutionally qualified
elector, and is denied any means of redress for the denial of
the exercise of the privilege, or for violation of the right.
Thus, as to petitioner, the constitutional definition of the
qualifications of an elector is a mere nullity. Though duly
qualified as an elector in 1934, he was denied registration
under Sec. 5654. Such law cannot be defended as regula
tory: for, in fact, it is more—it is confiscatory and de
structive.
And on the other hand, as to the exemption from reg
istration accorded by the said Sec. 5654 to those who voted
in 1914, said statute is equally violative of said Sec. 1, of
Article III, of the State Constitution. Such voters (who
voted in 1914) have an absolute and incontestable right to
vote in any election in the state. The last sentence of said
Sec. 5654 is: “ Provided further, that each county election
board in this state shall furnish to each precinct election
board in the respective counties a list of the voters who
voted at the election in November, 1914, and such list shall
be conclusive evidence of the right of such person to vote,”
(Italics ours.) Thus, any person whose name may be found
upon such list has an absolute, incontestable right today to
vote (under Sec. 5654), though he actually possesses none
of the qualifications prescribed by said Sec. 1, Article III
B r i e f o f P e t i t i o n e r . 61
of the Constitution, and though he be tainted by each of
the attributes of persons by the Constitution expressly for
bidden to vote.
Petitioner knows of no presumption of fairness or
regularity of operation which the court is bound to indulge
in favor of an unconstitutional, void law. Very probably,
persons who were not citizens, and also felons, convicts,
paupers, idiots and lunatics actually voted in fulsome hordes
in 1914, under the Grandfather Clause—under the terms of
the Grandfather Law, every felon, pauper, and idiot in the
state could vote who could prove that he was on ‘ ‘ January
1, 1866 * * * entitled to vote” , etc. No one can imagine
all the wrongs and unlawful acts perpetrated under cover
of that constitutional monstrosity known as the Grand
father Clause. Imagination is not necessary—just read the
sordid narration in the opinion rendered in Guinn v. United
States (C. C. A. 8, 1915), 228 Fed. 103, for a description
of operation of the “ state policy” sought to be perpetuated
by the respondents. Yet by the effect of Sec. 5654, every
alien, felon, idiot or lunatic who voted in 1914 under the
Grandfather Law, whether in consonance with its spirit
or contrary to its terms, is today duly qualified to vote,
despite the requirements of said Sec. 1 of Article III, of
the State Constitution.
And this practical quaere suggests itself: what was the
need or reason for the special, necromantic 1916 regis
tration in Wagoner County, if all those (obviously white)
who voted in 1914 were exempted from registration; and all
those who did not vote in 1914 (obviously, black) were de
nied registration?
The rule of law governing such a state statute is well
settled. In Vol. 9, Ruling Case Law, commencing at page
1036, concerning Elections, it is stated:
62 I. W. L an e v. Jess W ilson, et al.
“ Sec. 52. In General. It is a general rule that, in
the absence of constitutional inhibition the legislature
may adopt registration laws if they merely regulate in
a reasonable and uniform manner how the privilege of
voting shall be exercised. It is true that the constitu
tion by prescribing the qualifications of those who may
vote confers upon persons coming within the class so
created a right to vote which cannot be abridged by
the legislature, and, therefore, the theory upon which
registration laws may be supported is that they do not
impair or abridge the electors’ privilege but merely
regulate its exercise by requiring evidence of the right.
The fact that a constitutionally qualified voter may
be prevented from voting through failure to comply
with the law does not necessarily invalidate it, provided
he be afforded a reasonable opportunity to register be
fore the election. The requirement of registration does
not add a new qualification, unless such voter is de
prived of the right to prove himself to be an elector,
or, as it has been held, is denied the right to register at
any time prior to the closing of the polls on election
day.” (Citing):
State v. Corner, 22 Neb. 265, 34 N. W. 499, 3 A.
S. R. 267;
White v. Multnomah County, 13 Ore. 317, 10 Pac.
484, 54 Am. Rep. 843;
Dells v. Kennedy, 49 Wis. 555, 6 N. W. 246, 381,
35 Am. Rep. 786;
Notes: 7 L. R. A. 99; Ann. Cas. 1913B 25.
* * * * * * *
“ Sec. 53. Essentials of a valid Registration Law.
A registration law will not be held valid which under
the color of regulating the manner of voting, really
subverts the right, for a law of this description must
be reasonable, uniform and impartial, and must be
calculated to facilitate and secure, rather than impede,
the exercise of the right. If, for instance, it prescribes
a qualification for the elector in addition to those pro-
B rief of P etitioner. 63
vided by the constitution, or prescribes regulations so
unreasonable and restrictive as to exclude a large num
ber of legal voters from exercising their franchise, it
will be declared invalid.” Citing: Brewer v. McClel
land, 144 Ind. 423, 32 N. E. 299, 17 L. R. A. 845; Ed-
m.onds v. Banbury, 28 la. 267, 4 Am. Rep. 177; Owens
boro v. Hickman, 90 Ky. 629, 14 S. W. 688, 10 L. R. A.
224; Capen v. Foster, 12 Pick. (Mass.) 845, 23 Am.
Dec. 632 and note (cited by Mr. Justice M a t t h e w s in
Yick Wo-Hopkins, supra); Atty. General v. Detroit,
78 Mich. 545, 44 N. W. 388, 18 A. S. R. 458, 7 L. R. A.
99; State v. Corner, 22 Neb. 265, 34 N. W. 499, 3 A. S.
R. 267; State v. Board, etc., 21 Nev. 67, 24 Pac. 614,
9 L. R. A. 385; Daggett v. Hudson, 43 Ohio 548, 3 N.
E. 538, 54 Am. Rep. 832 (cited by Mr. Justice M a t
t h e w s in opinion in Yick Wo-Hopkins, supra); Page
v. Allen, 58 Pa. St. 338, 98 Am. Dec. 272; Notes: 28
A. S. R. 260, Ann. Cas. 1913B, 19, et seq.
* * * * * * *
“ Sec. 54. Registration Laws Under C onstitutional
Provisions. * * * Where the constitution directs that
the legislature shall provide for the registration of
all persons entitled to vote, the mandate is an implied
prohibition against providing for the registration of
any class or for only a part of the voters. The quali
fications of voters must be uniform. One voter must
possess the same as another and he need possess no
more. And even without such provision it seems clear
that a registration law in order to be valid must be
uniform in its operation. Hence, a law which requires
one person to be registered in order to be entitled to
vote, while it permits another person to vote without
being registered, is void.” (Morris v. Powell, 125 Ind.
281, 25 N. E. 221, 92 L. R. A. 326.)
* * * * * * *
“ The fact that the legislature is expressly au
thorized to enact registration laws does not affect the
rule heretofore laid down that such a law shall not
64 I. W. L ane. v. Jess W ilson, e t a l .
under pretense of regulation preclude or hinder any
one from the exercise of his right of franchise.” Cit
ing: Pope v. Williams, 98 Md. 59, 56 Atl. 543, 103 A.
S. R. 379, 66 L. R. A. 398; People v. Canady, 73 N. C.
198, 21 Am. Rep. 465.”
The third syllabus of the above cited case of A tty. Gen.
v. City of Detroit (1889), 78 Mich. 545, 44 N. W. 388, is
as follows:
‘ ‘ The act is unreasonable and void because it pro
vides for but five registration days during the year,
at one of which the elector must make personal appli
cation for registration; thus disfranchising persons
who are ill or absent on registration days, but who
would be able to vote on election days. ’ ’
In said Michigan case the registration law was declared to
be void because it provided for only five registration days
during the entire year. A fortiori, this Oklahoma statute,
which provides for only one ten-day registration period dur
ing the entire lifetime of the elector (and that, in 1916), is
unreasonable and void.
The third syllabus of the case of McCafferty v. Guyer,
et al. (1868), 59 Pa. St. 109, is in the following words:
‘ ‘ The 3rd Article of the Constitution is not merely
a general provision defining the indispensable requi
sites to the rights of an elector, leaving the legislature
to determine who may be excluded. It is a description
of who shall not be excluded.
‘ ‘ The Act of June 4th, 1866 [for disfranchising
deserters] is unconstitutional.”
And in the case of Monroe, et al. v. Collins (1866), 17
Ohio St. 665, opinion b y Justice W elch , the law is stated
in the second syllabus, thus:
“ The legislature have no power, directly or indi
rectly, to deny or abridge the constitutional right of
B rief of P etitioner. 65
citizens to vote, or unnecessarily to impede its exer
cise; and laws passed professedly to regulate its ex
ercise or prevent its abuse must be reasonable, uni
form, and impartial.”
This last cited case, to-wit, Monroe v. Collins, quoted from
above, is especially siguificant here because in said case
the Legislature of the State of Ohio, even before the adop
tion of the 14th and 15th Amendments to the Constitution of
the United States, attempted, by a registration law, to deny
to Negroes the right of suffrage; and said case is entitled
to very serious consideration because it was cited, with
pointed approval, by Mr. Justice M atthew s, speaking for
the Supreme Court of the United States, in the case of
Yick Wo v. Hopkins (1886), 118 U. S. 356, 30 L. ed. 220.
Concerning the specific question as to the constitution
ality of such a registration law as is here under judicial
scrutiny, the law is stated by Cooley’s Constitutional Limi
tations, 8th Edition, 1927, Vol. 2, at p. 1370:
“ All regulations of the elective franchise, how
ever, must be reasonable, uniform, and impartial; they
must not have for their purpose directly or indirectly
to deny or abridge the constitutional right of citizens
to vote, or unnecessarily to impede its exercise; if
they do, they must be declared void.” Citing: Capen
v. Foster, 12 Pick. 485, 23 Am. Dec. 632; Monroe v.
Collins, 17 Oh. St. 665; Kineen v. Wells (Sup. Jud. Ct.
of Mass. 1887), 144 Mass. 497, 11 N. E. 916, and other
cases.
In the above cited case of Kineen v. Wells, et al., relied
upon by Mr. Cooley, there was held to be unconstitutional
and void a registration statute of the State of Massachu
setts which provided that “ no person hereafter naturalized
m any court shall be entitled to be registered as a voter
within thirty days of such naturalization,” In said case,
an order of the trial court sustaining demurrer to a petition
for damages against registration officers for enforcing said
statutes as against a newly naturalized citizen, was reversed
for the reason, as stated by Justice D e v e n s , such registra
tion law was in conflict with the right of an elector, duly
qualified under the Constitution of the State of Massachu
setts.
The above stated proposition was properly assigned,
specified, and presented to the Circuit Court of Appeals
below, but the opinion of said court wholly ignored same.
P r o p o s i t i o n Y .
Upon the trial there was adduced abundant evidence
of a conspiracy between and among the respondents, act
ing pursuant to said state laws, in the deprivation from pe
titioner of his rights under the Constitution and laws of the
United States; and said Circuit Court of Appeals committed
error in holding and adjudging that there was no conspir
acy, said question being properly determinable by a jury,
and not by the court; and in so doing the Circuit Court of
Appeals violated the 7th Amendment.
In the trial court, this case was tried to a jury, where a
verdict was instructed in favor of respondents (R., p. 61).
There was abundant evidence to prove, nor was it contro
verted, that petitioner Lane possessed all the qualifications
of an elector as prescribed by Sec. 1, Art. I ll, of the Okla
homa Constitution. It is not controverted that petitioner
made application for registration, at the proper time, and
that he was refused registration. There was, further, evi
dence to the effect that said refusal was on account of
his race and color (R., p. 29). It is admitted that, in deny
ing petitioner registration, respondents were enforcing,
and acting under color of the state statutes the constitu
tionality of which is at issue.
6$ I. W. L ane. v. Jess W ilson, et al.
B rief of P etitionee. 67
It was charged in the petition filed in the trial court
that in refusing registration to petitioner and to other Ne
groes the respondents were acting pursuant to a conspiracy
(R., p. 5). During trial there was introduced evidence to
prove: that during the registration period of 1916, the
special registration provided the registration law, there
were registered in Wagoner County 11 Negro electors; that
during the next ten years not a single Negro elector was
registered in said county; that in each of 1926 and 1928
there was registered 1 Negro; that from 1928 down to
1934 there was not a single Negro registered in said county
(R., p. 36). It further appeared, and was not controverted,
that approximately 30 percent of the population of the
county were Negroes (R., p. 38). It was further proved that
petitioner Lane had voted in Alabama, and in Oklahoma
in 1910 and 1912, but that he could not vote in 1914 on ac
count of the Grandfather Clause, and that he had never
been able to register, although he had tried to register dur
ing every registration period since 1914 (R., p. 27-28).
While, in this controversy, the identity of the precinct
registrar in 1916 appeared immaterial, the opinion of the
Circuit Court of Appeals recited that it seemed to be “ con
clusively established by proof that one Workman was not
precinct registrar in 1916” (R., p. 100). There was con
flicting evidence as to the identity of the precinct registrar
in 1916, and the question before the trial court, as well as
the Circuit Court of Appeals, was not whether said Work
man was the precinct registrar, but whether there was evi
dence to submit to the jury as to who was such registrar.
In the manner in which registrations are conducted in
said county, it seems quite difficult, if not impossible, to
determine just who is the registrar—from the evidence it
appeared quite clearly that the precinct registrars made
a general game of “ hide-and-go-seek” with Negro electors
68 I . W . L a n e v . Jess W ilson, et a l .
seeking registration; and this appears, not only from evi
dence of petitioner, but also from evidence of respondents.
Their witness Atterberry testified that he was registrar
for part of a registration period, and that the registration
books were sent to him, bnt that he refused to serve (R., p.
43).
The respondent, Jess Wilson, county registrar, tes
tified that he had appointed one Carl Lawrence, who had
resigned; and that during part of the registration period
of 1934 there was no precinct registrar (R., p. 45). Wilson
advised petitioner Lane that the precinct registrar would
be one Benny Harman, but said Wilson, county registrar,
actually appointed respondent Parks as precinct registrar
(R., p. 45).
Respondent Wilson testified that he appointed one
Goddard as precinct registrar, said appointment being
“ just by oral agreement” (R., p. 46). There was not in
troduced in evidence any authentic record to identify any
precinct registrar at any time—it seems that no such record
existed. Under these circumstances, the mere fact that
James L. Pace issued some registration certificates during
1916 is by no means conclusive—as the Circuit Court of
Appeals held—that Workman, to whom petitioner applied,
as he testified, was not precinct registrar during any part
of said period. At best, it was a question of fact for the
jury.
The opinion of the Circuit Court of Appeals to effect
that there was no proof of a conspiracy seems to be pat
ently erroneous: there was evidence that respondent Parks
stated to petitioner that Judge Moss and Jess Wilson had
instructed him not to register colored people (R., p- 33);
respondent Wilson testified that he advised Parks that re
spondent Moss would instruct him regarding the election
B rief op P etitioner. 69
laws (R., p. 46); respondent John Moss admitted instruct
ing Parks about the registration law; and reading to Parks,
as a statement of the law, a certain letter he had received
which construed the law as contended by respondents (R.,
p. 48). After the precinct registrar Goddard had registered
50 Negroes, respondent Judge John Moss was one of the
petitioners to have the names of said Negro electors strick
en from the record (R., p. 64-65); and when said matter
came on for hearing before the county registrar, respondent
Wilson, sitting as a supreme judge and from whose edict
there was no appeal, it was clear that Wilson was acting
under instructions from Judge John Moss; and at the sug
gestion of Moss, Wilson excluded from the hearing counsel
attempting to represent said Negro electors whose names
were to be stricken (R., p. 72). At that very time Moss
was a candidate for public office! There was abundant evi
dence of a conspiracy—surely enough to be submitted
to a jury.
The opinion of the Circuit Court of Appeals recited,
“ There was proof that but few Negroes were registered in
proportion to their population, but no proof of the number
of qualified electors who applied and were refused” (R.,
p. 100). There was abundant proof that all who applied
were refused; and there was further proof that all 50
names of those who were registered in 1934 were stricken
from the register, and in an inquisitorial proceeding which
was a disgrace to the state. Furthermore, it was sufficient
for petitioner to prove that he was duly qualified and il
legally denied the right to register. State of Missouri, ex rel.
Gaines v. Canada, etc., et al. (Dec. 12,1938, No. 57), . . . U. S.
• L. ed. . . .
In disposing of said cause, the Circuit Court of Ap
peals undertook to determine the ultimate facts from con
flicting evidence, and in so doing said court violated the
7th Amendment to the Constitution of the United States,
70 I. W. L ane v. Jess W ilson, et al.
which guarantees the right to trial by jury; and the opinion
and judgment of said Circuit Court of Appeals, usurping
the function of jury, was erroneous.
—Slocum v. N. Y. Life Insurance Co. (1912), 228
U. S. 364, 57 L. ed. 879, at p. 887.
C O N C L U S I O N .
Finally, it appears that in this cause the United States
Circuit Court of Appeals for the Tenth Circuit has failed to
observe Article VI of the Federal Constitution; it has usurp
ed the function of jury and violated the Seventh Amend
ment ; refused to consider the 14th Amendment; approved
the flagrant violation of the 15th Amendment; and has ig
nored the applicable, controlling decisions of this Honorable
Court. Further, that its judgment is erroneous, unjust and
contrary to law.
Wherefore, petitioner respectfully prays that the said
judgment of said Circuit Court of Appeals herein be re
versed; and that this Honorable Court cause justice to be
done between the parties according to law.
Respectfully submitted this 20th day of January, A.
D. 1939.
I. W. L ane,
Petitioner,
By Charles A. Chandler,,
His Counsel.
B rief of P etitioner. 71
APPENDIX.
ARTICLE VI, UNITED STATES CONSTITUTION (Vol.
II, 0. S. 1931, p. 1608):
“ Article VI.
* * * * * * *
‘ ‘ This Constitution, and the Laws of the United States
which shall be made in Pursuance thereof; and all Treaties
made, or which shall be made, under the Authority of the
United States, shall be the supreme Law of the Land; and
the Judges in every State shall be bound thereby, any Thing
in the Constitution or Laws of any State to the Contrary
notwithstanding.
* * * * * * * > >
7TH AMENDMENT, UNITED STATES CONSTITU
TION (Vol. II, 0. S. 1931, p, 1611):
“ In suits at Common law, where the value in contro
versy shall exceed twenty dollars, the right of trial by jury
shall be preserved, and no fact tried by a jury, shall be
otherwise re-examined in any Court of the United States,
than according to the rules of the common law. ’ ’
FOURTEENTH AMENDMENT TO CONSTITUTION
OF UNITED STATES (Vol. II, 0. S. 1931, p. 1613):
“ Section 1. All persons born or naturalized in the
United States, and subject to the jurisdiction thereof, are
citizens of the United States and of the State wherein they
reside. No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the Unit
ed States, nor shall any State deprive any person of life,
liberty, or property, without due process of law; nor deny
to any person within its jurisdiction the equal protection
°f the laws.
* * * * * * *
“ Section 5. The Congress shall have power to enforce
by appropriate legislation, the provisions of this article.”
FIFTEENTH AMENDMENT TO CONSTITUTION OF
UNITED STATES (Vol. II, 0. S. 1931, p. 1614):
‘ ‘ Section 1. The right of citizens of the United States
to vote shall not be denied or abridged by the United States
or by any State on account of race, color, or previous con
dition of servitude.
“ Section 2. The Congress shall have power to enforce
this Article by appropriate legislation.”
72 I . W . L a n e . v . J e s s W i l s o n , e t a l .
UNITED STATES CODE, TITLE 8—CHAPTER 2—
ELECTIVE FRANCHISE.
“ Section 31. Race, Color, or Previous Condition Not
to Affect Right to Vote.—All citizens of the United States
who are otherwise qualified by law to vote at any election
by the people in any State, Territory, district, county, city,
parish, township, school district, municipality, or other ter
ritorial subdivision, shall be entitled and allowed to vote at
all such elections, without distinction of race, color, or pre
vious condition of servitude; any constitution, law, custom,
usage, or regulation of any State or Territory, or by or
under its authority, to the contrary notwithstanding.” (R.
S., Sec. 2004).
UNITED STATES CODE, TITLE 8—CHAPTER 3 -
CIVIL RIGHTS.
“ Section 43. Civil Action for Deprivation of Rights.
Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory,
subjects, or causes to be subjected, any citizen of the United
States or other person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immunities secured
by the Constitution and laws, shall be liable to the party
injured in an action at law, suit in equity, or other proper
proceeding for redress.” (R. S., Sec. 1979).
Title 28, U. S. C., Sec. 41 (Mason Code, Vol. 2, p. 1972):
’ ’Section 41. Judicial Code, Section 24, Amended.)
Original Juricdiction, — The district courts shall have or
iginal jurisdiction as follows:
B r i e f o f P e t i t i o n e r . 73
“ (1) United States as plaintiff; civil suits at common
law or in equity.—First. Of all suits of a civil nature, at
common law or in equity, * * * or, where the matter in con
troversy exceeds, exclusive of interest and costs, the sum
or value of $3,000, and (a) arises under the Constitution
or laws of the United States, * * *. The foregoing provision
as to the sum or value of the matter in controversy shall
not he construed to apply to any of the cases mentioned in
the succeeding paragraphs of this section. (R. S. Secs. 563,
629; Mar. 3, 1875, c. 137, Sec. 1, 18 Stat. 470; Mar. 3, 1887,
c. 373, Sec. 1, 24 Stat. 552; Aug. 13, 1888, c. 866, Sec. 1,
25 Stat. 433; Mar. 3, 1911, c. 231, Sec. 24. 36 Stat. 1091.)”
Title 28, U. S. C., Sec. 41, Subdivision (14) (Vol. 2, Mason,
p. 1991, defining jurisdiction of District Courts):
“ (14) Suits to redress derprivation of civil rights.—
Fourteenth. Of all suits at law or in equity authorized by
law to be brought by any person to redress the depriva
tion, under color of any law, statute, ordinance, regulation,
custom, or usage, of any State, of any right, privilege, or
immunity, secured by the Constitution of the United States,
or of any right secured by any law of the United States
providing for equal rights of citizens of the United States,
or of all persons within the jurisdiction of the United States.
(R. S., Sec. 563, par. 12, Sec. 629, par. 16; Mar. 3, 1911,
c. 231, Sec. 24, par. 14, 36 Stat. 1092.) ”
(Vol. I, O. S. 1931, p. 1646, Sec. 5652) Registration Man
datory.
“ It shall be the duty of every qualified elector in this
state to register as an elector under the provisions of this
Act, and no elector shall be permitted to vote at any elec
tion unless he shall register as herein provided, and no
elector shall be permitted to vote in any primary election
of any political party except of the political party of which
his registration certificate shows him to be a member.”
(i ol. I, O. S. 1931, p. 1646, Sec. 5654) Time for Registra
tion—Absentees—Appeals.
“ It sliall be the duty of the precinct registrar to reg
ister each qualified elector of his election precinct who
makes application between the thirtieth day of April, 1916,
and the eleventh day of May, 1916, and such person apply
ing shall at the time he applies to register be a qualified
elector in such precinct and he shall comply with the pro
visions of this act, and it shall be the duty of every quali
fied elector to register within such time; provided, if any
elector should be absent from the county of his _ residence
during such period of time, or is prevented by sickness or
unavoidable misfortune from registering with the precinct
registrar within such time, he may register with such pre
cinct registrar at any time after the tenth day of May, 1916,
up to and including the thirtieth day of June, 1916, but the
precinct registrar shall register no person under this pro
vision unless he be satisfied that such person was absent
from the county or was prevented from registering by sick
ness or unavoidable misfortune, as hereinbefore provided.
And provided that it shall be the mandatory duty of every
precinct registrar to issue registration certificates to every
qualified elector who voted at the general election held in
this state on the first Tuesday after the first Monday in No
vember, 1914, without the application of said elector for
registration, and, to deliver such certificate to such elector
if he is still a qualified elector in such precinct and the
failure to so register such elector who voted in such elec
tion held in November, 1914, shall not preclude or prevent
such elector from voting in any election in this state; and
provided further, that wherever any elector is refused reg
istration by any registration officer such action may be re
viewed by the district court of the county by the aggrieved
elector by his filing within ten days a petition with the Clerk
of said court, whereupon summons shall be issued to said
registrar requiring him to answer within ten days, and
the district court shall be a expeditious hearing and from his
judgment an appeal will lie at the instance of either party
to the Supreme Court of the State as in civil cases; and
provided further, that the provisions of this act shall not
apply to any school district elections. Provided further,
that each county election board in this state shall furnish
to each precinct election board in the respective counties a
list of the voters who voted at the election in November,
74 I. W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f P e t i t i o n e r . 75
1914, and such list shall be conclusive evidence of the right
of such person to vote.”
(Vol. I, 0. S. 1931, p. 1651, Sec. 5661) Illegal Registration—-
Cancellation—Procedure:
“ If two or more electors of any county have reason
to believe that a name appearing upon the county registra
tion book is illegally registered, they may apply in writing
to the county registrar of such county to have such name
stricken from the county registration book. Such applica
tions shall not be made later than the Tuesday preceding
any election, and shall be accompanied by an affidavit signed
by one or more of such electors, setting forth their reason
for believing that such name is illegally registered. Said
county registrar shall forthwith consider said application
and, if he shall determine from said affidavit or other evi
dence that there is reasonable ground for believing that
such name is illegally registered, he shall forthwith cause
notice of such application to be served upon the person,
the registration of whose name is attacked, which service
shall be made by serving a copy of the notice on said per
son, or if he be not found, then by leaving a copy thereof
at the place which appears from the registration book to
be his residence. Said notice shall briefly state the sub
stance of the said application and shall order such person
to appear before the county registrar in the court house
of said county at an hour to be named therein which shall
be at least 48 hours after the service of such notice. Re
turn of the service of said notice by the sheriff shall be
made within 48 hours. At the hour named for the appear
ance of such person the said county registrar shall proceed
to investigate whether or not such name is illegally regis
tered. Witnesses may be summoned in the usual way to
testify in regard thereto, and may be sworn by said county
registrar. If the county registrar shall find that said name
js illegally or falsely registered he shall order such name
;°„ )e stricken from the county registration book and so cer-
Wv to the county clerk, and it shall be the duty of the county
! erk uP°n the receipt of said certificate to strike said name
I'om tlm county registration book and certify to the pre-
cmct registrar of the precinct in which such name was re-
S U P R E M E C O U R T O F T H E U N I T E D S T A T E S
No. 4 6 0 ----- O c t o b e r Term ,1938
I . W. Lane, P e t i t i o n e r ,
vs .
Jess Wilson, John Moss and
Marion Parks.
) On Writ o f C e r t i o r a r i to
) the United States C ir cu it
) Court o f Appeals f o r the
) Tenth C ir cu it Court.)
(May 22, 1939}
Mr. Ju st ice FRANKFURTER d e l iv e r e d the opinion o f the Court.
The case i s here on c e r t i o r a r i to r e v i e # the judgment o f the C ir cu i t
Court o f Appeals f o r the Tenth C ir cu i t a f f irm ing t h a t o f the United
S ta tes D i s t r i c t Court f o r the Eastern D i s t r i c t o f Oklahoma, entered
upon a d i r e c t e d v e r d i c t in fa vor o f the defendants. The a c t i o n was
one f o r $5,000 damages brought under Section 1979 o f the Revised
Statutes (8 U.S.C. §43), by a c o lo r e d c i t i z e n c la im in g d isc r im ina tory
treatment r e s u l t i n g from e l e c t o r a l l e g i s l a t i o n o f Oklahoma, in
v i o l a t i o n o f the F i f teen th Amendment. C e r t io r a r i was granted,
306 U .S .-----, because o f the importance o f the question and an a s s e r t
ed c o n f l i c t with the d e c is io n in Guinn v. United S ta tes , 238 U. S.
347. -----------------------------------------
The c o n s t i tu t i o n under which Oklahoma was admitted
in to the Union regula ted the su f f ra ge by A r t i c l e I I I , whereby i t s
" q u a l i f i e d e l e c t o r s " were to be " c i t i z e n s cf the S ta te . . . who are
over the age o f twenty-one years" with d i s q u a l i f i c a t i o n s in the case
o f f e l o n s , paupers and lu n a t i c s . Soon a f t e r i t s admission the
su f frage p ro v is io n s o f the Oklahoma Const i tu t ion were r a d i c a l l y
amended by the a d d it io n o f a l i t e r a c y t es t from which white v o ters
were in e f f e c t r e l i e v e d through the operat ion o f a "grandfather
c l a u s e . " The c lause was s tr icken down by th is Court as v i o l a t i v e
o f the p r o h i b i t i o n against d i sc r im in a t ion "on account o f race, c o l o r
or previous cond it ion o f serv itude" o f the F i f t e e n th Amendment.
This outlawry occurred on June 21, 1915. In the meantime the
Oklahoma genera l e l e c t i o n o f 1914 had been based on the o f fend ing
"grandfather c la u s e . " A f te r the in v a l id a t io n o f that clause a
s p e c ia l sess ion o f the Oklahoma l e g i s l a t u r e ena.cted a new scheme
f o r r e g i s t r a t i o n as a p r e r e q u i s i t e to v o t in g . Oklahoma Laws o f
1916, Act o f February 26, 1916, c. 24. Section 4 o f t h i s s tatute
(now Section 5654, Oklahoma Statutes 1931, 26 Okla. St. Ann. 7 4 )1
was obv ious ly d i r e c t e d towards the consequences o f the d e c i s i o n in
Guinn v. United States , supra. Those who lad voted in the general l-
l - 71 I t shall be the duty o f the p r e c i n c t r e g i s t r a r to r e g i s t e r each
q u a l i f i e d e l e c t o r o f h i s e l e c t i o n p r e c in c t who makes a p p l i ca t io n
between the t h i r t i e t h day o f A p r i l , 1916, and the e leventh day o f
May,1916, and such person applying sha l l at the time he a p p l i e s to
r e g i s t e r be a q u a l i f i e d e l e c t o r in such p r e c i n c t and he s h a l l comply
with the p r o v is io n s o f t h i s a c t , and i t shall be the d u ty o f e v e r y
q u a l i f i e d e l e c t o r to r e g i s t e r within such time; prov id ed , i f any
e l e c t o r should be absent from the county o f h i s r e s id e n c e during
such p e r io d o f time, or i s prevented by s ickness or unavoidable
misfortune from r e g i s t e r i n g 'w i t h the p r e c in c t r e g i s t r a r within such
time, he may r e g i s t e r w ith such p r e c in c t r e g i s t r a r at any time a f t e r
the tenth day o f May, 1916, up to and inc lud ing the t h i r t i e t h day o f
June ,1916, but the p r e c in c t r e g i s t r a r sha l l r e g i s t e r no person
under th is p r o v i s i o n unless he be s a t i s f i e d that such p erson was
absent from the county or was prevented from r e g i s t e r i n g by s ickness
or unavoidable m isfortune, as here inbefore prov id ed . And p ro v id e d
that i t sh a l l be the mandatory duty o f every p r e c in c t r e g i s t r a r to
issue r e g i s t r a t i o n c e r t i f i c a t e s to every q u a l i f i e d e l e c t o r who vote, ,
at the general e l e c t i o n he ld in th is state on the f i r s t Tuesday a f t e r
the f i r s t Monday in November, 1914, without the a p p l i ca t ion o f sal
e l e c t o r f o r r e g i s t r a t i o n ,a n d , to d e l i v e r such c e r t i f i c a t e to sued
e l e c t o r i f he i s s t i l l a q u a l i f i e d e l e c t o r in such p re c in c t and the
f a i l u r e to so r e g i s t e r such e l e c t o r who voted in such election neia
in November, 1914, shall not prec lude or prevent such e l o c t o r f ■ ...
v o t in g in any e l e c t i o n in t h i s s ta te ; and provided further , tha
automa.tica.XXy rem ained q u a l i f i e d
R e q u i r e m e n t s a f f e c t e d o n ly o t h e r s . These
f o r
f l e d at
those
o r . .
in nr.
v o t e r s . The new
had t o a p p ly
,y 1 1 , 1 9 1 6 , i f q u a l i -
3 0 , 1 9 1 6 , g iv e n o n l y t o
"a b se n t from t h e c o u n t y . . . d u r in g such p e r i o d o f t im e ,
. p r e v e n t e d by s i c k n e s s o r u n a v o i d a b l e m i s f o r u n e from r e g i s t e r -
. w i t h i n such t i m e " . The c r u x o f the p r e s e n t c o n t r o v e r s y i s
r a S i r e s l s t r a t i o n between A p r i l 3 0 ,1 9 1 6 and M
w ith an e x t e n s i o n t o Junet h a t t im e ,
the v a l i d i t y o f th is r e g i s t r a t i o n scheme, with i t s d iv id in g l i n e
between white c i t i z e n s who had v o ted under the "grandfather c lause"
immunity p r i o r to G-ulnn v. United States , supra, and c i t i z e n s who
were outs ide i t , and the not more than 12 days as the normal p e r i o d
o f r e g i s t r a t i o n f o r the th e r e to fo re p r o s c r ib e d c l a s s .
The p e t i t i o n e r , a c o lo r e d c i t i z e n o f Oklahoma, who was
the p l a i n t i f f below and w i l l h e r e a f t e r be r e f e r r e d to as such, sued
three county e l e c t i o n o f f i c i a l s f o r d e c l in in g to r e g i s t e r him on
October 17,1934. He was q u a l i f i e d f o r r e g i s t r a t i o n in 1916 but d id +’
not then get on the r e g i s t r a t i o n l i s t . The evidence i s in c o n f l i c t
whether he presented h im s e l f in that year f o r r e g i s t r a t i o n and, i f
so , under what circumstances r e g i s t r a t i o n was denied him. The fa c t
i s that p l a i n t i f f did not get on the r e g i s t e r in 1916. Under the term
o f the s ta tu te he thereby permanently l o s t the r i g h t to r e g i s t e r and
hence the r ig h t to v o t e . The cen tra l claim o f p l a i n t i f f i s ' t h a t o f
the u n c o n s t i t u t i o n a l i t y o f Sect ion 5654. The defendants jo in e d
issue on t h i s claim and f u r t h e r i n s i s t e d that i f there had been i l
l e g a l i t y in a denial o f the p l a i n t i f f ' s r ig h t to r e g i s t r a t i o n , h is
proper recourse was to the courts o f Oklahoma. The D i s t r i c t Court
took the case from the jury and i t s a c t ion was a f f irm ed by the
C ir cu i t Court o f Appeals. I t found no p roo f o f d iscr im ina t ion against
Negroes in the administration o f S ect ion 5654 and den ied that the
l e g i s l a t i o n was in c o n f l i c t w ith the F i f t e e n th Amendment/ 98 F . (2 d )
980.
The defendants urge two bars to the p l a i n t i f f ' s recovery
apart from the c o n s t i t u t i o n a l v a l i d i t y o f Sect ion 5684. They say that
on the p l a i n t i f f ' s own assumption o f i t s i n v a l i d i t y , there i s no
Oklahoma statute under which he could r e g i s t e r and there fore no r ig h t
to r e g i s t r a t i o n has been denied. Secondly , they argue that the state
procedure f o r determining c laims o f d iscr im ina t ion must be employed
b e fo re invoking the f e d e r a l j u d i c ia r y . These con tent ions w i l l be
cons idered f i r s t , f o r the d i s p o s i t i o n o f a c o n s t i t u t i o n a l question
must be r e s e r v e d to the l a s t .
The f i r s t o b je c t i o n der ives from a m isa p p l ica t io n o f
G i le s v. H arr is , 189 U.S. 475. In that case a b i l l in equity was
brought by a c o lo r e d man on beh a l f o f h im se lf "and on beh a l f o f more
than f i v e thousand Negroes, c i t i z e n s o f the county o f Montgomery,
Alabama, s im i la r ly s i tu a te d " which in e f f e c t asked the federa l
court " to supervise the v o t i n g in that State by o f f i c e r s o f the
c o u r t . " What t h i s Court c a l l e d a "new and extra ord ina ry s i tu a t io n "
was found " s t r ik in g ly ? ; to r e in fo r c e "the argument that equ ity cannot
undertake now, any more than i t has in the p a s t , to enforce p o l i t i c a l
r i g h t s " . See 189 U.S, at 487. Apart from th is t r a d i t i o n a l r e
s t r i c t i o n upon the e x e r c i s e o f equ itab le j u r i s d i c t i o n there was
another d i f f i c u l t y in G i les v. H arr is . The p l a i n t i f f there was in
e f f e c t a.sking f o r s p e c i f i c performance o f h is r ig h t under Alabama
e l e c t o r a l l e g i s l a t i o n . This presupposed the v a l i d i t y o f the
l e g i s l a t i o n under which he was c la iming. But the whole theory o f h is
(1 ) continued
wherever any e l e c t o r i s
o f f i c e r such a c t ion may
county by the a g gr ieved
p e t i t i o n with the Clerk
is su ed to said r e g i s t r a r requ ir ing
r e g i s t r a t i o nre fu sed r e g i s t r a t i o n by any
be reviewed by the d i s t r i c t court o f the
e l e c t o r by h i s f i l i n g within ten days a
o f said court , whereupon summons shall 'be
him to answer within ten days,
and the d i s t r i c t court sh a l l be a exped it ious hearing and from his
Judgment an appeal w i l l l i e at the instance o f e i t h e r party to the
Supreme Court o f the State as in c i v i l cases ; and provided fu rther ,
that the p r o v is i o n s
d i s t r i c t e l e c t i o n s ,
in t h i s state shall
r e sp e c t iv e count ies
in November, 1914,
o f t h i s act sha l l not ap p ly to any school
Prov ided fu r th er , that each county e l e c t i o n board
fu rn ish to each p r e c in c t e l e c t i o n board in the
a l i s t o f the v o t e r s who voted at the e l e c t i o n
and such l i s t sh a l l be conclusive evidence o f the
U . S . 2 0 0 ; Waltonv .House o f R e p . , 265 U.S.r ig h t o f such person to vots
2 . See a l s o , In re Sawyer, U . -------------_ „ , « a ro1nst487 ; 4 P o m e r o y ,E q u i t y 01743 e t seq . ;P o u n d ,E q u i t a b l e R e l i e f A g a i n s t
Defam ation and I n j u r i e s t o P e r s o n a l i t y ,2 9 Harv. L . Rev. 640, .
~ b i l l was t h e
C o u r t t o o k h i
t h e b a s i s o f
i n v a l i d i t y o f t i l l s l e g i s l a t i o n . N a t u r a l l y enough ,
s c la im at i t s f a c e v a l u e and f o u n d no l e g i s l a t i o n
w h ich s p e c i f i c p e r fo r m a n c e c o u l d h e d e c r e e d . ^
t h i s
on
This case i s very d i f f e r e n t from G iles v. H arr is— the
d i f f e r e n c e having been e x p l i c i t l y foreshadowed by G i le s v. Harris
I t s e l f . In that case th is Court dec la red "we are not prepared to say
that an a c t io n at law cou ld not be maintained on the f a c t s a l l e g e d
in the b i l l . " 189 U.S. at 485. That i s p r e c i s e l y the b a s i s o f the
present a c t i o n , brought under the f o l l o w in g "appropriate l e g i s l a t i o n "
o f Congress to enforce the F i f teenth Amendment:
"Every person who, under c o l o r o f any s t a t u t e , . . . o f
any State , sub jects , or causes to be sub jected , any c i t i z e n o f the
United S ta tes . , . within the j u r i s d i c t i o n th e re o f to the depriva
t i o n o f any r ig h ts , p r i v i l e g e s , or immunities secured by the
Const i tu t ion and laws, s h a l l be l i a b l e to the party in ju re d in an
a c t io n at law. . . . " 4 . .
The F i f t e e n th Amendment secures freedom from d is c r im in a t io n on
account o f race in matters a f f e c t i n g the fra n ch ise . Whosoever
"under c o l o r o f any s ta tu te " su b je c ts another to such d iscr im ination
thereby deprives him o f what the F i f t e e n t h Amendment secures and,
under S ect ion 1979 becomes " l i a b l e to the party in ju r e d in an ac t ion
at law ." The theory o f the p l a i n t i f f ' s a c t io n i s that the defendants,
a c t in g under c o l o r o f S ect ion -5654, d id d iscr im inate against him
because that Sect ion inherent ly operates d i s c r im in a t o r i l y . I f th is
c la im i s susta ined h is r i g h t to sue under R. S. Sect ion 1979 f o l lo w s .
The b a s i s o f t h i s act ion i s in e q u a l i ty o f treatment though under
c o l o r o f law, not den ia l o f the r ig h t to vo te . Compare Nixon v.
Herndon, 273 U.S. 536.
The other pre l im inary o b j e c t i o n to the maintenance
o f t h i s a c t io n i s l ik e w ise untenable. To v in d ica te h i s present
gr ievance the p l a i n t i f f d id not have to pursue whatever remedy may
heave been open to him in the state c o u r ts . Normally, the s ta te
l e g i s l a t i v e p r o c e s s , sometimes e x e r c i s e d through ad m inistra t ive
powers c o n fe r re d on sta te c o u r t s , must be completed b e fore r e s o r t
to the fe d e ra l courts can be had. Pr e n t i s v. A t l a n t i c Coast Line Co.
211 U.S. 210. But the s tate procedure open f o r one in the p l a i n t i f f ' s
s i t u a t i o n (S e c t i o n 5654) has a l l the in d i c i a o f a conventional
j u d i c i a l p roceed in g and does n o t . c o n f e r upon the Oklahoma courts
any o f the d i s c r e t i o n a r y o f i n i t i a t o r y funct ions that are character
i s t i c o f ad m in is tra t ive a g enc ies . See Section 1 o f A r t i c l e IV o f
the Oklahoma C o n s t i tu t io n ; Oklahoma Cotton Ginners* Ass 'n v ._State ,
174 Okla. 243. Barring only e x c e p t io n a l c ircumstances, see e . g .
Gi l c h r i s t v. Interborough Rapid Transi t Co . , 279 U.S. 159, or
e x p l i c i t s ta tu to r y requirements, ec . 48 Stat. 775; 50 Stat , 738;
28 U .S .C . j 4 1 (1 ) , r e s o r t to a fed era l court may be had without f i r s t
exhausting the ju d i c i a l remedies o f s ta te cour ts . Bacon v, Rutland
R. R . , 232 U.S. 134; P a c i f i c Te l . & T e l . Co. v. Kuykendall, 265 U.S.
196.
We th e r e fo r e cannot a v o id passing on the merits of
p l a i n t i f f ' s c o n s t i t u t i o n a l c la im s. The reach o f the F i f t e e n th
Amendment aga inst c o n tr iv a n ce s by a state to thw art equality i n the
enjoyment o f the r i g h t to vote by c i t i z e n s o f the U n i te d S t a t e s
rega rd less o f race or c o l o r , has been amply expounded oy p r i o r
d e c i s i o n s . Guinn v. United S ta te s , 238 U.S. 347; Myer^_v . ..And.eggor^
238 U.S. 368. The Amendment n u l l i f i e s s o p h is t i ca te d as w el l as
3 11 I f the s e c t i ons o f the~constItuTTon concerning r e g i s t r a t io n were
we are not w i l l i n g to assume that they w e purDOse
the a l l e g a t i o n s and main o b j e c t o f the d u x , -
g r a n t in g 65 the r e l i e f which I t wa, necessary to pray
that o b je c t should be secu red ." 189 U.S.
d i f f e r e n c e between an a c t io n f o r damages
to
that
o f
o f
to pray in order that
at 487. Recognition o f the
and the equitable r e l i e f
c lo se of the
prayed^for end Brown
o p in ion . See 189 U.S. at 4oo. . A t f o r a fed era l court towere o f the op in ion that i t was competent fo r a re ^ Harrl3>
grant even the equ itab le r e l i e f a s k e d “ 13 whloh became
4The A c t o f A p r i l 2 0 , i S p , o . 22 , now 8 0 . 3 . 0 . 143.
Sect ion 1979 o f the Revised Statutes , ana 8
4
simple minded modes o f d is c r im in a t io n . I t h i t s onerous procedural
requirements which e f f e c t i v e l y handicap ex erc ise o f the f ran ch ise
hy the c o lo r e d race although the a b s tra c t r i g h t to vote may remain
u n re s t r i c t e d as to ra ce . When in G-uinn v. United S ta tes , supra,
the Oklahoma "grandfather c lause" Was found v i o l a t i v e o f the
F i f t e e n th Amendment, Oklahoma was con fronted with the ser ious task
o f d ev is ing a new r e g i s t r a t i o n system consonant with her own
p o l i t i c a l ideas hut also c o n s is te n t with the Federal C o n s t i tu t ion .
We are compelled t o conclude, however r e l u c t a n t l y , that the
l e g i s l a t i o n o f 1916 partakes too much o f the In f i rm ity o f the
"grandfather c lau se" to he able to surv ive .
Section 5652 o f the Oklahoma s ta tu tes makes r e g i s
t r a t i o n a p r e r e q u i s i t e to v o t i n g . ̂ By Sect ions 5654 and 5659°
a l l c i t i z e n s who were q u a l i f i e d t o vote in 1916 hut had not voted
in 1914 were required to r e g i s t e r , save in the ex cep t ion a l circum
stances , he tween A p r i l 30 and May 11, 1916, and in d e fa u l t o f such
r e g i s t r a t i o n were p e rp e tu a l ly d isen franch ised . Exemption from th is
onerous p r o v is i o n was enjoyed hy a l l who had r e g i s t e r e d in 1914. But
th is r e g i s t r a t i o n was h e ld under the s ta tu te which was condemned in
the Guinn case . Unfair d isc r im in a t ion was thus re ta in e d hy auto
m a t ic a l ly granting v o t in g p r i v i l e g e s f o r l i f e to the white c i t i z e n s
whom the c o n s t i t u t i o n a l "grandfather c lause" had s h e l te r e d while
su b je c t in g c o l o r e d c i t i z e n s to a new burden. The p r a c t i c a l e f f e c t
o f the 1916 l e g i s l a t i o n was to a c c o rd to the members o f the Negro
race who had been d iscr im ina ted against in the outlawed r e g i s t r a t i o n
system o f 1914, not more than 12 days within which to r e a s s e r t con
s t i t u t i o n a l r ig h ts which th is Court found in the Guinn case to
have been improperly taken from them. We b e l i e v e that the oppor
tun ity thus given Negro v o ters to f r e e themselves from the e f f e c t s
o f d iscr im ination to which they should never have been s u b je c ted
was too cabined and c o n f in e d . The r e s t r i c t i o n s imposed must be
Judged with re ference to those f o r whom they were designed. I t
must be remembered that we are dea l ing with a body o f c i t i z e n s
la ck in g the h a b its and t r a d i t i o n s o f p o l i t i c a l independence and
otherwise l i v i n g in circumstances which do not encourage i n i t i a t i v e
and e n terp r ise . To be sure, in except iona l cases a supplemental
p e r io d was a v a i la b le . But the narrow b a s is o f the supplemental
r e g i s t r a t i o n , the very b r i e f normal p e r io d o f r e l i e f f o r the persons
and purposes in question , the p r a c t i c a l d i f f i c u l t i e s , o f which the
5 " I t sha l l be the duty o f every q u a l i f i e d e l e c t o r in th is s ta te to
r e g i s t e r as an e l e c t o r under the p r o v i s i o n s o f th is Act, and no
e l e c t o r sh a l l be permitted to vote at any e l e c t i o n unless he sha l l
r e g i s t e r as herein prov ided , and no e l e c t o r sha l l be perm itted to
vo te in any primary e l e c t i o n o f any p o l i t i c a l party except o f the
p o l i t i c a l party o f which h i s r e g i s t r a t i o n c e r t i f i c a t e shows him to
be a member." Sect ion 2, Oklahoma Laws o f 1916, c .2 4 .
6 "Any person who may become a q u a l i f i e d e l e c t o r in any p r e c in c t in
t h i s State a f t e r the tenth day o f May, 1916, or a f t e r the c l o s i n g
o f any other r e g i s t r a t i o n p e r io d , may r e g i s t e r as an e l e c t o r by
making a p p l i ca t io n to the "registrar o f the p r e c in c t in which he i s
a q u a l i f i e d v o te r , not more than twenty nor l e s s than ten days be
f o r e the day cf hold ing any e l e c t i o n and upon complying with a l l
the terns and p ro v is io n s o f t h i s A c t , /'beginning, twenty days^ e iore
the date o f ho ld ing any e l e c t i o n and continuing f o r a
ten days, p r e c in c t r e g i s t r a r s sha l l have no author i ty
e l e c t o r s at any time except as provided in
t r a t i o n c e r t i f i c a t e is su ed by any
time except as herein prov ided
Laws o f 1916, c .24»
/ a n d i t s h a l l be
such q u a l i f i e d e l e c t o .
p r o v i s i o n s o f t h i s A c t ,
p e r io d o f
to r e g i s t e r
______ th is Act and no r e c i s -
o r e c i n c t r e g i s t r a r at any other
shall be v a l id . " Sect ion 9, Oklahoma
t h e d u ty o f p r e c i n c t r e g i s t r a r s t o
e l e c t o r s i n t h e i r p r e c i n c t under t h e
r e g i s t e r
,orris and
record In th is case g iv es glimpses, in e v i ta b le in the administration
o f such s t r i c t r e g i s t r a t i o n p r o v i s i o n s , leave no escape from the
conclusion that the means chosen as s u b st i tu te s f o r the in v a l id a te d
"grandfather c lause" were themselves in v a l i d under the F i f t e e n th
Amendment. They operated u n fa i r ly against the very c la s s on whose
b e h a l f the p r o te c t io n o f the C on st i tu t ion was here s u c c e s s fu l ly
invoked.
The judgment o f the C i r c u i t Court o f Appeals must,
th e r e fo r e , be reversed and the cause remanded to the D i s t r i c t Court
f o r futher proceedings in accordance with th is op in ion .
Mr. Ju st ice McReynolds and Mr. J u s t i c e Butler think
that the court below reached the r i g h t conc lus ion and that i t s
judgment should be a f f irm ed .
Mr. J u s t i c e Douglas took no por t in the cons iderat ion
or d i s p o s i t i o n o f th is case .
A true copy.
Test:
Clerk, Supreme Court, U. S
I N D E X .
S u b j e c t I n d e x .
p a g e
Statement...................................... ........................................ 1
Outline of contentions upon behalf of defendants, the re
spondents ...................................................................... 8
I.
Plaintiff cannot in the same action both assert that
the Oklahoma Registration Statutes are void, and rely
upon them. If the statutes are void, as he contends,
registration would have been a vain thing. Accepting
the allegations of the petition for the purposes of this
case only, and this Court should so accept them without
passing upon the validity of the challenged statutes, it
must be held that plaintiff has not been damaged and
cannot recover, for if these allegations are taken as true,
for the purposes of the case, he had the right to vote
without registration. The plaintiff thus has foreclosed
himself from invoking the several questions of law and
of fact which he seeks to present. For these and other
reasons hereinafter shown, plaintiff has not stated a
cause of action. He presents no federal question for
decision.................................................................................. 1 1
I I .
Myers v. Anderson, 238 U. S. 368, 59 L. ed. 1349
upon which plaintiff relies, does not support the con
tention that plaintiff can proceed against the registra-
10n officer. In fact, the doctrine announced in Myers
INDEX — C o n t i n u e d .
page
v. Anderson affirmatively supports the contention that
plaintiff cannot sue the registration officer in this case.
For these further and additional reasons plaintiff
has not stated or made a case............................................
I I I .
Regardless of whether or not the registration law
of Oklahoma is valid; and if valid, regardless of whether
or not it was properly administered, it cannot be held
that plaintiff sustained any actionable injury or that
he was denied any constitutional right....................... .
I V .
Plaintiff was required to apply for registration in
1916. Let us here assume, for the sake of argument, that
he did in fact, as alleged, make proper application in
1916, and that same was wrongfully denied, and for the
purpose of argument only, bar from consideration the
rule already discussed under our Proposition I, that a
plaintiff cannot in the same proceeding both assert the
invalidity of statutes and rely upon them; still the plain
tiff cannot recover, because he did not appeal from the
wrongful decision, and thereby failed to exhaust his rem
edies provided by the Registration Statutes. For this
additional reason the plaintiff has failed to make a case. 38
V .
The defendant registrar Parks had no authority to
register the plaintiff in 1934. The statutes (Sec. 5654)
limited his authority to register (1) those who subse
quent to the next prior registration period had become
qualified to vote in the precinct, and (2) those qualified
electors who theretofore had not been registered be
cause of absence, sickness, or other unavoidable mis
fortune. Plaintiff Lane does not claim to belong to eith
er of these classes. For this further and additional rea
son plaintiff has failed to state or make a case.............. 46
V I .
It conclusively appears that in fact plaintiff Lane
never applied for registration to the 1916 precinct reg
istrar. It was so held in the Circuit Court of Appeals
(R. 100). There is no proof that the 1916 registrar in
the precinct where plaintiff lived ever refused registra
tion of any colored voter who applied to him. There is
no evidence that any colored voter in Wagoner County
was ever wrongfully denied registration, upon proper
application........................................................................ 47
V I I .
There was no proof of conspiracy upon the part of
the defendants, or any of them, to deny negroes the right
of registration. The Circuit Court of Appeals so held
(R. 100)................................................................................. 51
V I I I .
The Oklahoma Registration Statutes do not vio
late any of the constitutional provisions invoked by
plaintiff. They cannot be overthrown by any or all the
applicable rules for interpretation.
No resort can be had to administrative results or
other extraneous matters, for the statutes are not am
biguous or of doubtful meaning.
The challenge for alleged discrimination is not sus
tainable. The sole test of the constitutionality of the al
leged discriminatory provisions is this: Were those who
did not vote in 1914 subjected in 1916 to the same stand
ard of qualification as to the right to vote, as those who
bad voted in 1914?
(<l) Statutes which are clear and unambiguous, as in
the instant case, when challenged upon constitu
tional grounds, must be tested from the statutory
provisions themselves, unaided by extraneous facts
with respect to the manner in which they have been
INDEX — C o n t i n u e d .
PAGE
INDEX— C o n t i n u e d .
pag e
administered. Such extraneous matters are resort
ed to for the sole purpose of determining the in
tent of the Legislature, where the intent is left
doubtful upon the face of the statutes. Petitioner s
contention that the Oklahoma Registration Stat
utes violate constitutional provisions because the
evidence here shows that actual administration un
der the statutes achieved a result contrary to con
stitutional provisions, is not supported by author
ities cited upon the point. These cases are here ex
amined and distinguished...........................................
(b) The challenge of a statute upon the ground of un
constitutionality is not sustainable, unless the case
is so clear as to be free of reasonable doubt.............
(c) Where a statute has long been acquiesced in by
the public and treated as valid by various govern
mental departments, ordinary presumption of con
stitutionality is greatly strengthened.......................
(d) The test of a registration statute alleged to be dis
criminatory is this: Does the statute set up for one
class of electors a different or additional standard
of qualifications to vote, from that required of other
electors? The “ G-randfather Clause” having been
h e l d unconstitutional, was not applied in 1916.
Plaintiff Lane and others similarly circumstanced
were only required in 1916 to meet the same tests
already met by the 1914 voters. A plaintiff cannot
successfully complain on account of an illegal stand
ard to which he was never subjected. There was no
discrimination. The Circuit Court of Appeals held
that there was no discrimination (R. 100-101). The
requirement for mandatory registration of those
who had voted in 1914, and whose names were on
the 1914 lists of voters, was for convenience. There
was uniformity in basis of qualification for regis
tration ........................................................................... 64
(e) An examination of all the cases where registration
laws have been stricken down upon the ground that
they were discriminatory, shows that in every in
stance the statutes in question were overthrown be
cause as to a given and complaining class statutory
requirement was made for subjecting that class to
an additional or different standard of qualifications
to vote than that required of others. Exactly the
same standards of qualifications to vote have al
ways been required under the registration law of
Oklahoma, as to all classes. The election officers at
the polls in 1914 tested the voters by the same stand
ards applied by the registrars in 1916. Petitioner ’s
contention that the statutes are discriminatory ap
pears to be without precedent.................................. 71
(f) Petitioner’s contention that the Oklahoma Kegis-
tration Law is void because of the time limit for
registration is not well founded................................ 71
(g) Further as to petitioner’s contention that the ne
groes of Oklahoma were discriminated against by
the statutory provisions making it the duty of pre
cinct registrars to issue registration certificates to
qualified electors who voted in the general election
of 1914........................................................................... 74
T a b l e of C a s e s .
Binswanger v. Whittle, et al. (Md. 1938), 2 Atl. (2d)
174.................................................................................. 68
City of Tulsa v. Southwestern Bell Telephone Go., 75
Fed. (2d) 343............................................................... 64
Merman v. State, 89 Okl. 242, 244.................................. 44
First, Nat. Bank v. Board of Commrs., 264 U. S. 450, 68
L. ed. 784..................................... ........................... 42, 43
dies v. Harris, 189 U. S. 475, 47 L. ed. 909............. 11, 14, 15
Grainger v. Douglas (6th Cir.), 148 Fed. 513............. 54, 58
Guinn v. United States, 238 U. S. 347.............................. 45
Henderson v. Mayor of New York, 92 U. S. 259, 23 L.
ed. 543............................................................................ 59
Hurley v. Commission of Fisheries of Virginia, 257 U.
S. 223, 66 L. ed. 206...................................................... 17
Minnesota v. Barber, 136 U. S. 313, 34 L. ed. 455........... 60
Montana Co. v. St. Louis Mining Co., 152 IT. S. 160, 38
L. ed. 398....................... 54
Moore v. Otis (8th Cir.), 275 Fed. 74................................. 54
Myers v. Anderson, 238 U. S. 368, 59 L. ed. 1349.............
............................................................ 28, 31, 32, 33, 45, 71
Nixon v. Herndon, 273 IT. S. 536, 71 L. ed. 759................. 30
State v. Hall (Wis.), 190 N. W. 457.................................. 55
State ~sr. Layton (Mo.), 61 S. W. 171, 177......................... 57
Trudeau v. Barnes, 1 Fed. Sup. 453, 65 Fed. (2d) 563
(5th Circuit), 290 U. S. 659, 78 L. ed. 571.................
.................................................................. 39, 40, 41, 42, 45
Tick Wo v. Hopkins, 118 U. S. 356, 30 L. ed. 220. .. .58, 59
Co n s t i t u t i o n a l P r o v i s i o n s .
Oklahoma Constitution, Section 1, Article I I I . .. .66, 67, 70
IT. S. Constitution, Fourteenth Amendment, Sec. 1 ..........27
IT. S. Constitution, Fifteenth Amendment......................... 27
S t a t u t e s .
Oklahoma Statutes 1931, Sec. 5652.................................. 24
Oklahoma Statutes 1931, Sec. 5654..........25,38,46,74
Oklahoma Statutes 1931, Sec. 5666.................................. 73
Oklahoma Statutes 1931, Sec. 5657.................................. 26
Revised Statutes, Sec. 1979 (Sec. 43, Title 8, IT. S. Code
Annotated)......................................................................27
Revised Statutes, Sec. 2004 (Sec. 31, Title 8, IT. S. Code
Annotated)..................................................................... 28
I N D E X — C o n t i n u e d .
PAGE
INDEX — C o n c l u d e d .
P A G E
T e x t B o o k s .
Black on Interpretation of Laws, pp. 93-94..................... 62
Black on Interpretation of Laws, pp. 196-197............... . 60
Cooley’s Constitutional Limitations, 6th Edition, pp. 79-
80.................................................................................... 52
Cooley’s Constitutional Limitations, 6th Edition, pp. 84-
85................................................................................53, 57
Cooley’s Constitutional Limitations, 6th Edition, p. 209. 34
Cooley’s Constitutional Limitations, 6th Edition, pp.
216-217........................................................................... 61
Cooley’s Constitutional Limitations, 6th Edition, p. 222. 16
Cooley’s Constitutional Limitations, 6th Edition, p. 756. 67
O p i n i o n s .
Opinion of the Attorney General of the State of Okla
homa, of date April 1, 1922 44
In the Supreme Court of the United States
No. 460
O C T O B E R T E R M , 1938.
I. W . LANE, Petitioner,
vs.
JESS WILSON, JOHN MOSS AND MARION PARKS,
Respondents.
(ON W R IT O F C E R T IO R A R I T O T H E U N I T E D S T A T E S C IR C U IT
C O U R T O F A P P E A L S FO R T H E T E N T H C IR C U IT . )
B R I E F of R E S P O N D E N T S .
Statement.
Petitioner’s brief does not accurately state the evi
dence. In the interest of brevity respondent will not re
state the case, but merely point out the more glaring mis
statements and omissions to to be found in petitioner’s
brief. Petitioner’s so-called “ Preliminary Statement”
found in his brief at pages 7 to 11 is purely argumentative,
and is in fact nothing more than petitioner’s own conclu
sions summarizing his whole argument. There is nothing in
the record to show, as alleged in petitioner’s brief, that this
case is the climax of twenty-five years litigation involving
the right of negroes to vote in Oklahoma, or that they have
2 I . W . L a n e v . J e s s W i l s o n , e t a l .
been denied said right in the State, or in Wagoner County,
but in truth and in fact the record shows that large numbers
of negroes are registered and voted throughout the State
(R„ p. 48).
Petitioner makes a further attempt to charge the State
of Oklahoma with alleged wrongful conduct by the state
ment found at pages 9 and 10 of his brief, to the effect that
the Legislature convened immediately after the fall of the
“ Grandfather Clause” to enact the Registration Law of
1916 which he alleges continued the operation of said
“ Grandfather Clause” , and had the effect of disfranchis
ing Lane and others.
There is nothing whatsoever in the entire record to
support or lend the least credit to this statement. This
Court judicially knows that the decision in the Guinn case
was rendered June 21,1915, and that it was more than seven
months later, as shown by the records of its proceedings,
of which this Court will take judicial notice, that the Leg
islature convened in special session. And it is further shown
by the records of such legislative proceedings that the said
Legislature considered many and varied subjects concern
ing the affairs of the State generally; that the Registra
tion Law was not in fact passed and approved until Feb
ruary 26, 1916. (See, Session Laws of Oklahoma 1916.)
Petitioner’s purported summary of the evidence with
respect to who was the 1916 registrar in plaintiff’s precinct
omits almost entirely both the oral and documentary evi
dence, which shows that Pace was the sole registrar in said
precinct at the two registration periods in 1916. Petitioner
fails to state that he himself introduced the only available
public record of Wagoner County showing the lists of the
voters registered in 1916 in said precinct, Gatesville num
ber one, to-wit: Pages 71 and 72, volume one of the Coun
B r i e f o f R e s p o n d e n t s . 3
ty Register of Election, which record, together with the
supporting evidence, shows that Pace was the registrar in
said precinct for both of the 1916 registration periods (R.,
pp. 39, et seq.). Petitioner further fails to show that the
various registration certificates—originals produced by the
voters themselves—were introduced in evidence, showing
that same were issued and signed by Pace in the 1916 reg
istration periods (R., pp. 40 to 42). Petitioner further fails
to show that in addition to the testimony of Pace that he
was the registrar at both of the 1916 registration periods,
five other witnesses testified to the same effect. Thus it ap
pears that petitioner omitted from his statement, almost
in its entirety, the evidence upon which the Circuit Court
of Appeals of the Tenth Circuit based its finding that Lane
did not in fact apply for registration in 1916, which was the
date for making the permanent registration lists of the
voters, subject to additions to be made thereto from time
to time, as provided by the statutes.
Petitioner, perhaps inadvertently, omits any mention
of the testimony of one Jim Biggerstaff, whose testimony in
the former trial of this cause was, by stipulation of the
parties read in evidence, which testimony was to the effect
that he was editor and custodian of the records of the Wag
oner County Democrat, a newspaper of general circulation
in Wagoner County, for the year 1916, and that such records
show that in the issue of April 27,1916, there was published
a list of the registration officers for that year, which list in
cluded the name of James L. Pace as precinct registrar for
Gratesville precinct number one (R., pp. 44 and 45).
We do not undertake, as a part of respondents’ state
ment, to point out many misstatements of fact which ap
pear in the course of the argument upon behalf of the peti
tioner. The argument so commingles questions of fact with
the brief writer’s conclusions that the purported state
4 I . W . L a n e v . J e s s W i l s o n , e t a l .
ments of fact in course of the argument are, it seems to
us, quite unreliable. For illustration the following:
At page 66 of petitioner’s brief it is said:
“ It is not controverted that petitioner made ap
plication for registration, at the proper time, and that
he was refused registration.”
The respondents contended throughout the trial, and upon
appeal, that the petitioner, Lane, never did apply for reg
istration at the proper time and that Parks was without
authority to register Lane in 1934.
At page 69, the brief writer, whilst undertaking to
show that the respondent, Moss, participated in an alleged
conspiracy, states:
“ # * * respondent John Moss admitted instructing
Parks about the registraion law; and reading to Parks,
as a statement of the law, a certain letter he had
received which construed the law as contended by re
spondents (R. p. 48).”
The letter discredits the above statement, insofar as it is
invoked upon the conspiracy theory. It is as follows:
“ Headquarters
Negro Democratic State Organization
228% North Second Street
Muskogee, Oklahoma.
June 20, 1934
Mr. J. M. Biggerstaff, Editor,
The Wagoner Record
Wagoner, Oklahoma.
Dear Sir:
A word from one Democratic editor to another—
I am, as you will notice, Publicity Director of the
Negro Democrats of the state. There has come to my
attention that an effort will be made to discredit Ne
B r i e f o f R e s p o n d e n t s . 5
groes of the state in that they are forced to register
as Democrats. I know here in this county and in other
counties where Negroes have registered in large num
bers, no efforts were made to force them to register
as Democrats.
At the approaching registration period I hope
no efforts will be made in your county to force Ne
groes to register as Democrats or to prevent the few
eligible under the law from registering.
There will not be more than 100 in your entire
county eligible to vote at this time under the law,
which only allows those coming of age since last reg
istration time or who have moved into the state one
year since last registration and, of course, have lived
in the county and precinct the required time.
Negroes in this county are mostly registered Dem
ocrats because they are anxious to have a voice in se
lecting public officials. Certainly we would not expect
violating our laws to begin at registration periods.
Hoping all will end well for us, we are
Very truly yours,
C. G. Lowe, Editor
The Muskogee Lantern, Negro Dem
ocratic Newspaper and Publicity
Manager Negro Democratic State
Organization.”
The respondent, Moss, merely admitted that in his
opinion the foregoing letter correctly construed the Okla
homa Registration Law applicable to the 1934 registra
tion, and that he had shown the letter, with a statement
of his opinion with respect thereto. It will be noted that the
respondent, Moss, merely exhibited the foregoing letter,
which was by the Publicity Director of the Negro Dem
ocrats of the State of Oklahoma, and stated in substance
that in his opinion the State Director had correctly con
6 I . W . L a n e v . J e s s W i l s o n , e t a l .
strued the Oklahoma Registration Law. The evidence does
not show that this respondent did anything whatsoever even
tending to connect him with the alleged conspiracy. (The
evidence does not connect the respondent Wilson with the
alleged conspiracy.)
At page 39 of petitioner’s brief it is said that those who
voted in 1914 could continue to vote thereafter without be
ing registered at all. This is not correct.
At page 61 of petitioner’s brief it is said:
“ * * * Very probably, persons who were not citizens,
and also felons, convicts, paupers, idiots and lunatics
actually voted in fulsome hordes in 1914, under the
Grandfather Clause— under the terms of the Grand
father Law, every felon, pauper, and idiot in the state
could vote who could prove that he was on ‘ January
1, 1866 * * * entitled to vote’, etc. * * * Yet by the ef
fect of Sec. 5654, every alien, felon, idiot or lunatic
who voted in 1914 under the Grandfather Law, wheth
er in consonance with its spirit or contrary to its terms,
is today duly qualified to vote, despite the requirements
of said Sec. 1, of Article III, of the State Constitution.”
Said section 1, article III of the State Constitution
as originally adopted in 1907 has always been in force
since its adoption. After stating the qualifications of elec
tors, there was a proviso, as follows:
“ * * # Provided, that no person adjudged guilty
of a felony, subject to such exceptions as the Leg
islature may prescribe, nor any person, kept in a
poorhouse at public expense, except Federal, Confed
erate and Spanish-American ex-soldiers or sailors,
nor any person in a public prison, nor any idiot or
lunatic, shall be entitled to register and vote.”
We, therefore, challenge the above quoted statement in
petitioner’s brief as wholly unfounded.
B r i e f o f R e s p o n d e n t s . 7
As an illustration of petitioner’s confusion of theories
and his misconception of the facts, attention is called to the
statement at page 39 of his brief, that Lane had only ten
days in this life within which to register and preserve the
privilege of franchise. Here the petitioner positively com
mits himself to the theory that the respondent, Parks, the
1934 registrar in petitioner’s precinct, had no authority
whatever under the law to register petitioner, yet failure
of Parks to register Lane is the alleged ground for this
suit in damages. In other words, whilst saying that Parks
had no authority under the challenged Registration Statutes
to register Lane, petitioner charges the respondents with
gross wrongs, because Parks did not register Lane in 1934.
For want of reliability of statement in petitioner’s
brief, we are under the necessity of suggesting, most re
spectfully, an examination of the very short record which
covers the facts involved.
Respondents contend that the record and petitioner’s
brief, considered as a whole, commit the petitioner irre
trievably to this absurdity, to-wit: Petitioner says that
the Oklahoma Registration Statutes are utterly void. He
admits that he, the petitioner, declined to comply with the
requirements of the Registration Law, because he believed
same to be unconstitutional. He claims that he applied at
the general registration period in 1916 for registration,
and that upon the denial of his application he declined to
appeal, as required by the statute. He says as one of the
grounds for declaring the challenged statutes unconstitu
tional, that he had only ten days within which to register, or
be forever barred, and that this ten-day period was in 1916.
Yet he sues Parks, the 1934 registration officer of petition
er’s precinct, for failure of Parks to register petitioner in
1934, at the same time saying that under the Oklahoma
law Parks had no authority to register him in 1934. Re
I . W . L a n e v . J e s s W i l s o n , e t a l .
spondents claim that there is no theory, whatsoever, pre
sented, upon which recovery can be had, and that the pre
tended action is wholly without any precedent to support it,
and contrary to reason.
OUTLINE OF CONTENTIONS UPON BEHALF OF DE-
FENDANTS, THE RESPONDENTS.
I .
Defendants contend that plaintiff’s own petition and
theory foreclose him from the recovery of damages, be
cause if the registration statutes of Oklahoma are void, as
claimed by plaintiff, he had the right to vote without reg
istration, and therefore no damage was done.
The principal object of the petition is to procure a de
cision holding that the Oklahoma statutes with respect to
registration are unconstitutional and therefore void. Plain
tiff’s contentions center upon this theory. He seeks to re
cover damages from the 1934 precinct registrar for denial
of registration, and joins the other defendants for alleged
conspiracy.
I I .
Defendants further contend that plaintiff should have
demanded his right to vote at the polls, and if there denied,
he should have sued the election officers rather than the
registrar.
I I I .
Defendants contend that regardless of the validity or
invalidity of the Oklahoma Registration Law, and regard
less of the manner of its administration, it cannot be held
that plaintiff has sustained any actionable injury.
B r i e f o f R e s p o n d e n t s . 9
IV .
Defendants contend that the first registration period
in 1916 was the time when plaintiff was required to register,
and that if application was then made and wrongfully de
nied, as alleged, plaintiff’s exclusive remedy was by appeal
to the courts as provided by the statutes. This remedy he
did not invoke.
V.
Defendants further contend that the 1934 registrar
had no authority, under the statutes or otherwise, to reg
ister plaintiff in 1934.
V I .
Defendants further contend that in fact, as shown by
plaintiff’s own admissions and other conclusive evidence,
plaintiff did not apply to the then registrar for registra
tion in 1916.
V I I .
Defendants say that petitioner’s brief does not accur
ately or fairly state the evidence, and that in fact there
was no evidence of conspiracy or other wrongdoing upon
the part of the defendants, or any of them.
V I I I .
Defendants contend that the challenged provisions of
the statutes are constitutional and valid. They cannot be
overthrown under the rules for statutory interpretation
here applicable.
The registration statutes are clear and unambiguous,
and hence do not permit of resort to administrative results
or other extraneous matters for their interpretation.
10 I . W . L a n e v . J e s s W i l s o n , e t a l .
These statutes are not discriminatory. The test as
to qualifications for registration in 1916 was the same as
that which the 1914 voters had met. Lane was never sub
jected to the provisions of the “ Grandfather Clause” ;
hence he cannot be heard to complain of the illegal test
or standard in those void statutory provisions.
No t e : Throughout the proceedings defendants con
tended that the petition did not state a cause of action. They
objected to the introduction of any evidence on this ground.
At the conclusion of all the evidence defendants moved for
a directed verdict in their favor, which motion was sus
tained.
B r i e f o f R e s p o n d e n t s . 11
I.
Plaintiff cannot in the same action both assert that the
Oklahoma Registration Statutes are void, and rely upon
them. If the statutes are void, as he contends, registration
would have been a vain thing. Accepting the allegations
of the petition for the purposes of this case only, and this
Court should so accept them without passing upon the
validity of the challenged statutes, it must be held that
plaintiff has not been damaged and cannot recover, for
if these allegations are taken as true, for the purposes of
the case, he had the right to vote without registration. The
plaintiff thus has foreclosed himself from invoking the sev
eral questions of law and of fact which he seeks to present.
For these and other reasons hereinafter shown, plaintiff
has not stated a cause of action. He presents no federal
question for decision.
Petitioner bases Ms alleged right of recovery solely
upon his contention that the Registration Laws of Okla
homa are void. The Circuit Court of Appeals so stated pe
titioner’s theory (R., p. 100). As to petitioner’s theory also
see various excerpts hereinafter set forth under this head,
taken from petitioner’s pleading, assignments of error,
and brief.
Giles v. Harris, 189 U. S. 475, 47 L. ed. 909, conclusive
ly supports the contention that plaintiff cannot, whilst as
serting the invalidity of the registration statutes, recover
for denial of registration. The bill in equity was brought by
a colored man for himself and on behalf of more than live
thousand other negro citizens of Montgomery, Alabama,
similarly situated, against the board of registrars of that
county. The prayer of the bill was that the defendant reg
istrars should be required to register the plaintiff and
others similarly circumstanced. The bill alleged the com
plainant’s qualifications as an elector, showed his applica
tion and the application of more than five thousand other
negroes of the county for registration, and the denial of
registration. It was alleged that the refusal was arbitrary
on the ground of their color, and it was further claimed that
the same thing had been wrongfully done all over the state
of Alabama. It was further charged that the white popu
lation of Alabama had framed the state constitution so as
to afford a fraudulent instrument giving opportunity to
effect wholesale fraud and wrongful denial of the right of
negroes to be registered. The bill set forth the material sec
tions of the state constitution and the general plan about
which complaint was made, which general plan, as stated by
this Court, was as follows:
“ By Sec. 178 of article 8, to entitle a person to vote he
must have resided in the state at least two years, in
the county one year, and in the precinct or ward three
months, immediately preceding the election, have paid
his poll taxes, and have been duly registered as an
elector. By Sec. 182 idiots, insane persons, and those
convicted of certain crimes are disqualified. Subject
to the foregoing, by Sec. 180, before 1903 the following
male citizens of the state, who are citizens of the United
States, were entitled to register, viz: First. All who
had served honorably in the enumerated wars of the
United States, including those on either side in the
‘war between the states.’ Second. All lawful descend
ants of persons who served honorably in the enum
erated wars or in the war of the Revolution. Third.
‘ All persons who are of good character and who under
stand the duties and obligations of citizenship under a
republican form of government.’ As we have said, ac
cording to the allegations of the bill, this part of the
Constitution, as practically administered and as in
tended to be administered, let in all whites and kept
out a large part, if not all, of the blacks, and those
who were let in retained their right to vote after 1903,
12 I . W . L a n e v . J e s s W i l s o n , e t a l ,.
B r i e f o f R e s p o n d e n t s . 13
when tests which might be too severe for many of the
whites as well as the blacks went into effect. By Sec.
181, after January 1, 1903, only the following persons
are entitled to register: First. Those who can read
and write any article of the Constitution of the United
States in the English language, and who either are
physically unable to work or have been regularly en
gaged in some lawful business for the greater part of
the last twelve months, and those who are unable to
read and write solely because physically disabled. Sec
ond. Owners or husbands of owners of 40 acres of
land in the state, upon which they reside, and owners
or husbands of owners of real or personal estate in
the state assessed for taxation at $300.00 or more, if
the taxes have been paid, unless under contest. By Sec.
183 only persons qualified as electors can take part in
any party action. By Sec. 184 persons not registered
are disqualified from voting. By Sec. 185 an elector
whose vote is challenged shall be required to swear that
the matter of the challenge is untrue before his vote
shall be received. By Sec. 186 the legislature is to
provide for registration after January 1, 1903, the
qualifications and oath of the registrars are prescrib
ed, the duties of registrars before that date are laid
down, and an appeal is given to the county court and
supreme court if registration is denied. There are fur
ther executive details in Sec. 187, together with the
above-mentioned continuance of the effect of registra
tion before January 1, 1903. By Sec. 188, after the
last mentioned date, applicants for registration may
he examined under oath as to where they have lived
for the last five years, the names by which they have
been known, and the names of their employers. This,
in brief, is the system which the plaintiff asks to have
declared void. ’ ’
This Court, having analyzed the bill, held that its principal
object was to obtain registration. Without passing upon
the constitutionality of the challenged Alabama laws, it was
14 I . W . L a n e v . J e s s W i l s o n , e t a l .
held that recovery could not he had because plaintiff alleg-
ed that the Alabama laws relating to registration were void,
and at the same time invoked the alleged void laws in the
same proceeding. The following' from, the opinion, which
was by the learned Justice H olmes, squarely supports the
defendants in this case:
“ The difficulties which we cannot overcome are
two, and the first is this: The plaintiff alleges that the
whole registration scheme of the Alabama Constitu
tion is a fraud upon the Constitution of the United
States, and asks us to declare it void. But, of course,
he could not maintain a bill for a mere declaration in
the air. He does not try to do so, but asks to be reg
istered as a party qualified under the void instrument.
If, then, we accept the conclusion which it is the chief
purpose of the bill to maintain, how can we make the
court a party to the unlawful scheme by accepting it
and adding another voter to its fraudulent lists? If a
white man came here on the same general allegations,
admitting his sympathy with the plan, but alleging
some special prejudice that had kept him off the list,
we hardly should think it necessary to meet him with
a reasoned answer. But the relief cannot be varied
because we think that in the future the particular plain
tiff is likely to try to overthrow the scheme. If we ac
cept the plaintiff’s allegations for the purposes of Us
case, he cannot complain. We must accept or reject
them. It is impossible simply to shut our eyes, put
the plaintiff on the lists, be they honest or fraudulent,
and leave the determination of the fundamental ques
tion for the future. If we have an opinion that the bill
is right on its face, or if we are undecided, we are not
at liberty to assume it to be wrong for the purposes of
decision. It seems to us that unless we are prepared
to say that it is wrong, that all its principal allega
tions are immaterial, and that the registration plan of
the Alabama Constitution is valid, we cannot order the
plaintiff’s name to be registered. It is not an answer
B r i e f o f R e s p o n d e n t s . 15
to say that if all the blacks who are qualified accord
ing to the letter of the instrument were registered, the
fraud would be cured. In the first place, there is no
probability that any way now is open by which more
than a few could be registered; but if all could be, the
difficulty would not be overcome. If the sections of the
Constitution concerning registration were illegal in
their inception, it would be a new doctrine in constitu
tional law that the original invalidity could be cured
by an administration which defeated their intent. We
express no opinion as to the alleged fact of their uncon
stitutionality beyond saying that we are not willing to
assume that they are valid, in the face of the allegations
and main object of the bill, for the purpose of granting
the relief which it was necessary to pray in order that
that object should be secured.” (Italics ours.)
With respect to plaintiff’s claim that the Oklahoma
registration laws were enacted by the white people of the
state for the purpose of defrauding the negroes of the right
of suffrage, attention is called to the further statement re
garding the claims of Giles, as follows:
“ The other difficulty is of a different sort, and
strikingly reinforces the argument that equity cannot
undertake now, any more than it has in the past, to
enforce political rights, and also the suggestion that
state constitutions were not left unmentioned in Sec.
1979 by accident. In determining whether a court of
equity can take jurisdiction, one of the first questions
is what it can do to enforce any order that it may make.
This is alleged to be the conspiracy of a state, although
the state is not and could not be made a party to the
bill. Hans v. Louisiana, 134 U. S. 1, 33 L. ed. 842, 10
Sup. Ct. Rep. 504. The Circuit Court has no constitu
tional power to control its action by any direct means.
And if we leave the state out of consideration, the court
has as little practical power to deal with the people of
the state in a body. The bill imports that the great
mass of the white population intends to keep the blacks
from voting. To meet such an intent something more
than ordering the plaintiff’s name to be inscribed upon
the lists of 1902 will be needed. If the conspiracy and
the intent exist, a name on a piece of paper will not
defeat them. Unless we are prepared to supervise the
voting in that state by officers of the court, it seems to
us that all that the plaintiff could get from equity would
be an empty form. Apart from damages to the indi
vidual, relief from a great political wrong, if done, as
alleged, by the people of a state and the state itself,
must be given by them or by the legislative and politi
cal department of the government of the United
States.”
Clearly, plaintiff’s petition primarily presents a dilem
ma from which he has no escape, under the sound and un
iformly applied rule above stated in this decision by this
Court. His main effort, upon the whole, is to show that the
very statutes which he invokes are void. This Court can
not make for plaintiff a theory. Without doubt he is here
bound by his own theory as shown by his petition, his con
tentions at the trial, the assignments of error, and his brief,
to all of which we shall refer more fully directly.
If the statutes are void, as alleged, it is as if they
had never been, and rights cannot be acquired or built up
under them, and no proceeding can be had against anyone
for refusing to conform to the void statutes. In Cooley s
Constitutional Limitations, 6th Edition, p. 222, it is said:
“ When a statute is adjudged to be unconstitu
tional, it is as if it had never been. Rights cannot be
built up under it; contracts which depend upon it for
their consideration are void; it constitutes a protection
to no one who has acted under it, and no one can be
punished for having refused obedience to it befoi’e the
decision was made.” (Italics ours.)
16 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 17
Plaintiff, whilst saying that there was no registration law
operative within the State of Oklahoma, sues the defendant
registrar for alleged failure to conform to the statutes and
do for the plaintiff a vain thing, which plaintiff himself as
serts would have been void. The underlying reason for
denying plaintiff the right to both assert that a statute is
void and rely upon it in the same proceeding, is manifestly
sound. But few attempts have been made in federal courts
to do the unreasonable and impossible thing which plaintiff
undertakes. Hence, there are not many federal cases an
nouncing the rule, though there are many state decisions
which support it.
The decision in Hurley v. Commission of Fisheries of
Virginia, 257 U. S. 223, 66 L. ed. 206, is grounded upon
the same principle that controlled in Giles v. Harris, supra.
Appellant Hurley applied for an injunction to restrain the
Commission of Fisheries from removing the stakes and
marks which designated the boundaries of certain oyster
grounds in the Rappahannock River, planted by appellant,
and which he claimed the right to occupy, and thereby open
ing the grounds for public use. The appellant asserted that
the Commission was proceeding under a state statute in
valid because it failed to provide for proper notice and hear
ing, and that the proposed action of the Commission would
deprive appellant of his property without due process of
law, contrary to the Fourteenth Amendment. This Court
held that the appellant had no right to injunction, because
his action was necessarily based upon a statute under which
the Commission was acting, and that the appellant could
not in the same proceeding both assail the statute and rely
upon it. The opinion is in part as follows:
“ A majority of the three judges composing the
court below concluded (264 Fed. 116) that the Commis
sion had acted in substantial compliance with the chal
lenged statute, that whatever rights of property ap
pellant claimed in respect of the specified lands, or the
oysters thereon, were necessarily based upon the stat
ute itself, and that he could not both assail it and rely
upon it in the same proceeding (Kansas City, M. &
B. R. Co. v. Stiles, 242 U. S, i l l , 117, 61 L. ed. 176,
186, 37 Sup. Ct. Rep. 58). * * * We find no reason to
interfere with this decree and it is affirmed.” (Italics
ours.)
In order to show beyond doubt that plaintiff is in an
impossible position and within the rule here under discus
sion, we now refer to or quote, either in whole or in part,
from the record, the following: Plaintiff’s petition, parts
of the trial proceedings below whereby plaintiff committed
himself to a fixed theory, part of the assignments of error,
parts of petitioner’s brief, the Fourteenth and Fifteenth
amendments to the Constitution of the United States, that
part of the Oklahoma Constitution invoked by plaintiff,
statutory provisions under which plaintiff undertakes his
suit, and the Oklahoma provision for the registration of
voters.
The petition alleges:
At page 1 of the record:
“ * * * that this action involves a federal question, name
ly, the right of suffrage of plaintiff under the Consti
tution of the United States, the Fourteenth and Fif
teenth Amendments thereto, and the laws of the United
States enacted pursuant thereto.”
And at page 2 of the record:
“ 5. That under the laws of the State of Okla
homa (Section 5652, Okla. Stat. 1931), registration is
a prerequisite to the right of the citizens of said State
to vote in any election held in said state, and unless
and until said plaintiff is registered, as provided by
1 8 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 19
the said laws of Oklahoma, the said plaintiff will not
be entitled to vote at any election held in the State of
Oklahoma, and in said County and Precinct.”
And at page 3 of the record:
“ 7. That such a denial of the right of said plain
tiff to vote at said election for said Representatives to
the Congress and for said State and County officers,
will constitute to plaintiff a denial of the right of suf
frage as a citizen of said County and State and of the
United States, and will constitute to plaintiff a denial
of the equal protection of the laws, contrary to the Con
stitution and laws of the State of Oklahoma, and con
trary to the Constitution of the United States, the
Fourteenth and Fifteenth Amendments thereto and to
the laws of the United States enacted pursuant there
to.”
And at page 4 of the record:
“ 11. That the respective registrars in said Coun
ty and precincts, during the registration period in
May, 1916, and of all subsequent registration periods
respectively, informed said plaintiff, that they had no
authority or instructions to register any Negroes; and
the registrars of said precincts during each and all of
said registration periods refused to register any Ne
groes including this plaintiff, solely on account of their
race, color and previous condition of servitude.”
At paragraphs 12, 13 and 14 (R. 4-6), the petition al
leges a conspiracy upon the part of the defendants to de
prive the plaintiff of his right to register and vote.
At paragraphs 15, 16, 17 and 18 (R. 6-7), the petition
alleges:
“ 15. That pursuant to the laws of the State of
Oklahoma, the registration period for the aforemen
tioned election of November 6, 1934, began on October
17, 1934, and closed on the 26th day of October, 1934.
20 I . W . L a n e v . J e s s W i l s o n , e t a l .
That on the 24th day of October, 1934, this plaintiff,
I. W. Lane, being then a duly qualified elector of said
precinct, county and state aforesaid, duly presented
himself to the defendant, Marion Parks, precinct reg
istrar aforesaid, and at said time, this said plaintiff
made application to said defendant, Marion Parks,
for registration and for a registration certificate, which
said registration and registration certificate said Mar
ion Parks refused said plaintiff solely on account of
the race, color and previous condition of servitude of
plaintiff; and at said time said Marion Parks, precinct
registrar aforesaid, advised this plaintiff that he had
been forbidden by said John Moss, County Judge of
Wagoner County, Oklahoma, and by Jess Wilson,
County Registrar of Wagoner County, Oklahoma, to
register any Negroes.
“ 16. Further, that in refusing to register this
plaintiff, as set forth above, and in making it impos
sible for plaintiff to register and to vote in the afore
mentioned election, said defendants were acting pur
suant to the aforementioned conspiracy; said defend
ants, and each of them, were and are violating the
rights of plaintiff, under the Constitution of Oklahoma,
and under the Constitution of the United States, the
14th and 15th amendments thereto, and the laws of
the United States enacted pursuant thereto.
“ 17. Further, the illegal acts of the defendants
Jess Wilson, John Moss and Marion Parks herein
above alleged, constitutes a violation of Section 31,
Chapter 2 of Title 8 of United States Code (R. S. Sec.
2004). That in the violation of the rights of said plain-
itff, said defendants, and each of them, were acting
under color of certain statutes of the State of Okla
homa hereinafter mentioned, and under color of cus
tom and usage in said County of Wagoner and State
of Oklahoma, and caused said plaintiff to be deprived
of rights, privileges, and immunities secured by the
Constitution and laws of the United States.
B r i e f o f R e s p o n d e n t s . 21
“ 18. Further, that in the illegal acts hereinabove
complained of, said defendants and each of them were
acting under the color of Chapter 29 of the Oklahoma
Statutes of 1931, and especially under color of Article
3 of said chapter, and under color of Section 5654 of
said Article 3, Chapter 29 of said laws of Oklahoma,
1931, and Section 5657 of said Article and Chapter.
That said Section 5654, Article 3, Chapter 29 (C. 0.
S. 1921, Sec. 6252), provides as follows:”
(Here the petition sets forth, by copy, the vital parts
of the Oklahoma registration statutes.)
Paragraph 19 of the petition (R. 9-10) is as follows:
“ 19. Further, plaintiff alleges, upon information
and belief, that the above mentioned Section 5654,
Okla. Stat. 1931 (C. 0. S. 1921, Sec. 6252), and Sec,
5657, Okla. Stat. 1931 (C. 0. S. 1921, Sec. 6255) are
mere subterfuges aimed exclusively and directly at and
against Negro citizens of the United States residing
in the State of Oklahoma, and further that said laws
are and were designed for the exclusive purpose of
depriving said Negro citizens of the right of suffrage,
and in violation of Section 6, Article 1 of the Consti
tution of Oklahoma and also in violation of the 15th
Amendment of the Constitution of the United States,
and in violation of the laws of the United States en
acted pursuant thereto. Said statutes and laws are fur
ther an illegal and cunning attempt to achieve the il
legal purpose sought by ‘ (The Amendment) Section
4a, Grandfather Clause of Article iii of the Constitution
of Oklahoma, and to evade the effect of the decision of
the Supreme Court of the United States ‘ ( Guinn v.
United States’, decided June 21st, 1915, 238 U. S, 347,
59 L. ed. 1340.) That said State Statutes designated for
the purpose aforesaid were enacted on February 26,
1916, immediately after the above mentioned decision
of the Supreme Court of the United States; and said
laws provide for an unjust, unreasonable and illegal
classification of the electors of the United States and of
22 I . W . L a n e v . J e s s W i l s o n , e t a l .
the State of Oklahoma; they give to precinct registrars
therein provided for an arbitrary and capricious dis
cretion to deny or refuse qualified Negro electors the
right of suffrage; and said State laws deny and abridge
the right of Negro citizens, including this plaintiff, to
vote, solely on account of race, color and previous
condition of servitude. That precinct registrars of
Oklahoma in general in denying the right to register
and the right of suffrage throughout said State of
Oklahoma, and the defendants hereinabove named in
denying and refusing to permit this plaintiff to register
or to vote, as hereinabove specified, were and are car
rying out the patent and expressed intent and design
of said State laws.”
At paragraph 20 of the petition (it. 10) plaintiff
charges that the alleged conspiracy concocted by defend
ants, and the illegal acts of the defendants, actually dam
aged plaintiff in the sum of $5000.00, and that he should
recover an additional $5000.00 as punitive damages.
Plaintiff’s requested instructions, particularly Nos. 3
and 4 (R. 53-56), asked for charges to the jury that the
Oklahoma registration statutes are void, in that said stat
utes deny the plaintiff due process of law and discriminate
between white persons and negroes.
In the Assignments of Error, sections II, III, and IV
(R. 79-80), it is alleged that the Oklahoma registration
statutes are unconstitutional and void, and that the court
erred in holding same constitutional. Said Sec. II is in part
as follows:
“ * * * and the trial court erred in holding and instruct
ing the jury in said cause that said Registration Laws
were valid and not unconstitutional, to all of which
plaintiff duly objected and excepted.”
Section III of the assignments is as follows:
B k i e e o f R e s p o n d e n t s . 23
“ It appearing from the face of the Oklahoma
Registration Laws of 1916 (0. S. 1931, Sec. 5654),
that said law is an attempted revitalization of the il
legal Grandfather Clause, Art. Ill, Sec. 4a, Oklahoma
Constitution, Sec. 13450, 0. S. 1931; or the same in
valid law in a new disguise of words, and having the
same discriminatory and unconstitutional intent, op
eration, and effect, being violative of the 15th Article
of Amendment to the Constitution of the United States,
the Honorable trial court erred in holding and adjudg
ing, and in instructing the jury in said cause that said
laws were and are valid and not unconstitutional, to
which plaintiff duly objected and excepted.”
Section IV of the assignments reads thus:
“ The said Registration Laws of the State of
Oklahoma (0. S. 1931, Sec. 5654), as made and en
forced by the State, abridge the privileges and immun
ities of plaintiff Lane and of other citizens of the
United States of his color and similarly situated, de
prives them of liberty and property without due pro
cess of law, and denies them the equal protection of
the laws; said Registration Laws are violative of the
14th Article of Amendment to the Constitution of the
United States. The trial court erred in holding, ad
judging and in instructing the jury upon the trial of
said cause that said laws were valid and not violative
of the said 14th Amendment.”
The following appears in petitioner’s brief at page 7:
“ In the trial court petitioner Lane, as plaintiff, sought
of the defendants Five Thousand Dollars ($5000.00)
actual damages and Five Thousand Dollars ($5000.00)
punitive damages for and on account of alleged de
privation of his right to register as an elector and,
correlativelv, of the right to vote, in violation of the
Fourteenth and Fifteenth Articles of Amendment to
the Constitution of the United States and of Federal
laws enacted pursuant thereto, and under color of cer
tain laws and statutes of tlie State of Oklahoma, al
leged to be unconstitutional and void as violative of
said Fourteenth and Fifteenth Amendments.”
Commencing at page 42 of petitioner’s brief, this lan
guage appears:
“ The heart and essence of said registration laws, so
far as the present question of constitutionality is con
cerned, is embodied in Sec. .5654, 0. S. 1931, set forth
in full in this brief at page 5, and this entire contro
versy centers around the question whether said Sec.
5654 is unconstitutional, as violating the 14th and 15th
Amendments to the Constitution of the United States,
and further, whether said section is an unwarranted
and unconstitutional (under the state Constitution) re
striction of the qualification of an elector, as provided
by Section 1, Article III of the State Constitution.”
(Italics ours.)
At various other places in the record and in petition
er’s brief it appears that what plaintiff is really trying to
do is to recover damages for alleged non-compliance upon
the part of the precinct registrar with state statutes which
plaintiff vigorously alleges to be unconstitutional and void.
Throughout the whole proceeding, and with respect to a
single cause of action, plaintiff has both asserted that the
Oklahoma registration statutes are void, whilst undertaking
to rely upon them.
For the convenience of the Court we here copy from
the Oklahoma Statutes, 1931, the vital parts of the regis
tration laws, italicizing for emphasis that part of the stat
utes which the plaintiff contends makes the whole scheme
void:
S e c . 5652. “ It shall be the duty of every quali
fied elector in this state to register as an elector under
the provisions of this Act, and no elector shall be per
mitted to vote at any election unless he shall register
24 I . W . L a n e v . J e s s W i l s o n , e t a l .
B b i e f o p R e s p o n d e n t s . 25
as herein provided, and no elector shall be permitted
to vote in any primary election of any political party
except of the political party of which his registration
certificate shows him to be a member.”
S e c . 5654. “ It shall be the duty of the precinct
registrar to register each qualified elector of his elec
tion precinct who makes application between the thir
tieth day of April, 1916, and the eleventh day of May,
1916, and such person applying shall at the time he
applies to register be a qualified elector in such pre
cinct and he shall comply with the provisions of this
act, and it shall be the duty of every qualified elector
to register within such time; provided, if any elector
should be absent from the county of his residence dur
ing such period of time, or is prevented by'sickness
or unavoidable misfortune from registering with the
precinct registrar within such time, he may register
with such precinct registrar at any time after the tenth
day of May, 1916, up to and including the thirtieth
day of June, 1916, but the precinct registrar shall reg
ister no person under this provision unless he be sat
isfied that such person was absent from the county
or was prevented from registering by sickness or un
avoidable misfortune, as hereinbefore provided. And
provided that it shall he the mandatory duty of every
precinct registrar to issue registration certificates to
evgry qualified elector who voted at the general elec
tion held in this state on the first Tuesday after the
first Monday in November, 1914, without the appli
cation of said elector for registration, and, to deliver
such certificate to such elector if he is still a qualified
elector in such precinct and the failure to so register
such elector who voted in such election held in Novem
ber, 1914, shall not preclude or prevent such elector
from voting in any election in this state; and provid
ed further, that wherever any elector is refused reg
istration by any registration officer such action may
be reviewed by the District Court of the county by the
aggrieved elector by his filing within ten days a pe-
26 I . W . L ane v . Jess W i l s o n , e t a l .
tition with the clerk of said court, whereupon summons
shall be issued to said registrar requiring him to an
swer within ten days, and the District Court shall he
a expeditious hearing and from his judgment an ap
peal will lie at the instance of either party to the Su
preme Court of the State as in civil cases; and pro
vided further, that the provisions of this act shall not
apply to any school district elections. Provided fur
ther, that each county election board in this state shall
furnish to each precinct election board in the respec
tive counties a list of the voters who voted at the elec
tion in November, 1914, and such list shall be conclu
sive evidence of the right of such person to vote.”
(Italics ours.)
Sec. 5657, so far as material here, is this:
“ Each qualified elector in this State may be re
quired to make oath that he is a qualified elector in
such precinct, and shall answer under oath any ques
tions touching his qualifications as an elector and give
under oath the information required to be contained
in a registration certificate. Except in the case of a
qualified elector who voted at the general election held
in this state on the first Tuesday after the first Monday
in November, 1914, in which case it shall be the manda
tory duty of the precinct registrar to register such
voter and deliver to such voter a registration certificate
and the failure to so register such elector and to issue
such certificate shall not preclude or prevent such elec
tor from voting at any election in this State. If any
person shall fail or refuse to give the information re
quired in a registration certificate, or fail or refuse
to answer any questions propounded to him by said
registrar touching his qualifications as an elector, such
person shall not be registered and no certificate of reg
istration shall be issued to him. If said registrar shall
be satisfied that any person who makes application to
register is a qualified elector in the precinct at such
time, and if such person complies with all of the pro
B r i e f o f R e s p o n d e n t s . 27
visions of this act, then said registrar shall detach the
original registration certificate, properly filled in and
containing the information required in this act, and de
liver to such person such original registration certifi
cate. * * *” (Italics ours.)
We admit, as claimed by petitioner, that if the above
italicized and emphasized parts of sections 5654 and 5657,
providing for mandatory registration of those qualified
electors who voted in 1914, are void, the whole registration
scheme falls. Under our Proposition II authorities upon
this point are cited.
This Court is of course familiar with that part of the
Fourteenth Amendment to the United States Constitution
upon which plaintiff relies, and with the Fifteenth Amend
ment to the United States Constitution. They here follow,
for the convenience of counsel.
Section 1 of the Fourteenth Amendment is in part as
follows:
“ * * * No State shall make or enforce any law which
shall abridge the privileges or immunities of citizens of
the United States, nor shall any State deprive any per
son of life, liberty, or property, without due process
of law; nor deny to any person within its jurisdiction
the equal protection of the laws.”
The Fifteenth Amendment is this:
“ Section 1. The right of citizens of the United
States to vote shall not be denied or abridged by the
United States or by any State on account of race, color,
or previous condition of servitude.
“ Sec. 2. The Congress shall have power to en
force this article by appropriate legislation.”
In furtherance of Sec. 2 of the Fifteenth Amendment,
the Congress enacted Sec. 1979 of the Revised Statutes
(Sec. 43, Title 8, U. S. Code Annotated), which is as follows:
“ Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any State
or Territory, subjects, or causes to be subjected, any
citizen of the United States or other person within the
jurisdiction thereof to the deprivation of any rights,
privileges, or immunities secured by the Constitution
and laws, shall be liable to the party injured in an ac
tion at law, suit in equity, or other proper proceeding
for redress.”
The above is the section under which plaintiff sues. It
gives a right of action against officers for enforcing a void
statute and thereby depriving one of a right under color of
a void law. It has no application except where the action
is based upon a wrong by an officer committed in the course
of the enforcement and in the pursuance of a void state
statute. In Myers v. Anderson, 238 U. S. 366, 59 L. ed. 1349,
this Court held that “ the enforcement of a state law is of
itself the wrong which gives rise to the cause of action” .
This Sec. 1979 applies in an election case only when a void
state law commands the election officials to deprive an elec
tor of his right to vote. It was doubtless enacted primarily
for the purpose of foreclosing officials from a complete de
fense by showing good faith and want of malice. Independ
ent of statutory authority, all persons have the common-
law right of action for deprivation of rights guaranteed
by the Constitution. In a common-law action for depriva
tion of constitutional rights in the course of administra
tion of void statutes, good faith and want of malice is a de
fense. Under Sec. 1979 officers are held bound to know the
law, and they are required to disregard void statutes. In
the instant case the defendant registrar was required to
disregard and not act under the registration statutes, if
they are void.
Plaintiff seems to rely somewhat upon Sec. 2004 of the
28 I . W . L a n e v . J e s s W i l s o n , e t a l .
B e i e f o f R e s p o n d e n t s . 29
Revised Statutes (Sec. 31, Title 8, IT. S. Code Annotated),
which is as follows:
“ All citizens of the United States who are other
wise qualified by law to vote at any election hv the
people in any State, Territory, district, county, city,
parish, township, school district, municipality, or other
territorial subdivision, shall be entitled and allowed
to vote at all such elections, without distinction of race,
color, or previous condition of servitude; any consti
tution, law, custom, usage, or regulation of any State
or Territory, or by or under its authority, to the con
trary notwithstanding. ’ ’
This section does not provide any right of action. It merely
declares a substantive right theretofore existing; It does
not in itself provide any remedy for the infringement of
a declared right, and hence it is without importance in
this case.
In brief summary, plaintiff’s case is this: He claims
the right of registration under statutes alleged to be void.
He asserts that the registration laws of Oklahoma are void,
and in the same proceeding and in a single cause of action,
he claims damages because the defendant registrar did
not add plaintiff’s name to the registration lists, asserted
to be void. He asks for that which Justice H olmes in Giles
v. Harris, supra, called a naked declaration in the air. Un
der this proposition wTe are asking that this Court do pre
cisely what it did in Giles v. Harris, and hold the plaintiff
to his own theory and deny him any relief, because he can
not both assert the invalidity of the statutes in question,
and sue in damages for non-compliance with the alleged
void registration statutes.
The petitioner undertakes to meet the contention above
made by invoking Myers v. Anderson, 238 U. S. 368, 59
L. ed. 1349. We shall show hereinafter that Myers v. An
3 0 I . W . L a n e v . J e s s W i l s o n , e t a l .
derson was an entirely different case from that here pre
fix) ti at, which.. thn.-pJainti.ffs were entitled to vote, and were-
w-rcmgfully, denied the right, of suffrage. But here the prin
cipal defendant was a mere registration officer, with no
duties to perform on any election date. Beside, by plain
tiff’s own theory, which is that the Oklahoma Registration
Law is void, plaintiff had the right to vote without regis
tration. 7/ plaintiff’s theory is correct and if he applied for
registration in 1916, he should have presented himself at
the polls and there demanded the right of suffrage. Had he
done so, and had the officials at the polls denied his right
to vote, then he ivotdd have had a right of action against
the election officials who prevented his voting, if the Reg
istration Law is void. In the petitioner’s brief an effort
is made to anticipate this argument by saying that Okla
homa has a criminal statute forbidding an unregistered
person to vote or offer to vote at an election. If the Regis
tration Law is void, it is manifest that this statute is void
and inoperative. We think it safe to say that there is no
reported case sustaining the view that a registration of
ficer may be sued in damages for failure to register an ap
plicant under a void Registration Law, and we submit that
this view is utterly absurd.
The case of Nixon v. Herndon, 273 U. S. 537, 71 L.
ed. 759, cited by petitioner, likewise fails to support him.
There the action was against the judges officiating at the
polls, for wrongfully refusing the right of suffrage. If the
Oklahoma Registration Law is void, it must be conceded
that if the defendant Registrar had registered the plaintiff,
Lane, the act of registration and the certificate in evidence
thereof would have had no force or effect whatsoever. The
defendant Registrar is sued, according to the plaintiff’s
own theory, for failure to do a vain thing. The defendants
B k i e f o f R e s p o n d e n t s . 31
other than Parks are sued as alleged conspirators conspir
ing with Parks to prevent the registration of Lane and other
negroes. Plaintiff’s pretended case, and the theory pre
sented in support thereof, are not only without precedent
in the reported cases, hut without any support in reason.
It seems apparent that there is no federal question
here presented for decision. The federal courts should not
have assumed jurisdiction of the case, since no cause of
action is stated necessarily involving a federal question.
The rule that a federal court cannot pass upon a constitu
tional question unless presented in a justiciable controversy
is too well known to require citation of authority. The plain
tiff has failed to state a justiciable controversy such as to
require decision of this Court upon the constitutional ques
tions sought to be presented.
I I .
Myers v. Anderson, 238 U. S. 368, 59 L. ed. 1349, upon
which plaintiff relies, does not support the contention that
plaintiff can proceed against the registration officer. In fact,
the doctrine announced in M yers v. Anderson affirmatively
supports the contention that plaintiff cannot sue the regis
tration officer in this case.
For these further and additional reasons plaintiff has
not stated or made a case.
Myers v. Anderson, in no way supports the plaintiff
upon the point. The case arose in Maryland and was prose
cuted successfully against a registrar. In 1896 the Maryland
Legislature enacted a valid general election law applicable
to all parts of the state, and to every precinct thereof, and
every qualified elector. Under this general valid registra
tion law every qualified elector had to register, and none
could vote without registration. Later, in 1908, a special
act was passed by the Legislature to fix the qualifications
of voters at municipal elections in the City of Annapolis,
and to provide for the registration of said voters in the
city. The defendant registrar, acting under this special act,
refused plaintiff registration. The suit was brought against
the registration officer for denial of the right of registration.
The action was sustained, because of said refusal. The
void act of 1908 purported to require the registrar defend
ant to refuse the plaintiff registration. The denial was sole
ly because of the terms of the void 1908 act. When the 1908
act was stricken down there still remained the valid prior
act of 1896, which made registration necessary to vote. The
situation, in brief, was this: The registration officer should
have registered the plaintiff under the still eomsting valid
law of 1896, and should have disregarded the void law of
1908. The situation here is wholly unlike that. In referring
to the 1896 valid registration law this Court said:
“ In 1896 a general election law comprising many sec
tions was enacted in Maryland. Laws of 1896, Chap.
202, p. 327. It is sufficient to say that it provided for a
board of supervisors of elections in each county to be
appointed by the governor, and that this board was
given the power to appoint two persons as registering
officers and two as judges of election for each election
precinct or ward in the county. Under this law each
ward or voting precinct in Annapolis became entitled
to two registering officers.”
After holding void the special act of 1908 applicable to
Annapolis, this Court proceeded to make it clear that the
defendant registrar should have registered the plaintiff
under the still existing and valid act of 1896, saying:
“ The qualification of voters under the Constitution of
Maryland existed and the statute which previously pro
vided for the registration and election in Annapolis
was unaffected by the void provisions of the statute
32 I . W . L a n e v . J e s s W i l s o n , e t a l .
B b ie f o f R e s p o n d e n t s . 33
which we are considering. The mere change in some
respects of the administrative machinery by the new
statute did not relieve the new officers of their duty,
nor did it interpose a shield to prevent the operation
upon them of the provisions of the Constitution of the
United States and the statutes passed in pursuance
thereof.” (Italics ours.)
Thus having held that the plaintiff was entitled to reg
istration under the 1896 act, that the defendant registrar
should have registered him, and that by denial of his right
of registration the plaintiff had been deprived of the right
to vote, this Court concluded that the defendant registrar
was properly sued. But here what the plaintiff Lane is
really saying is that the Oklahoma registration law was
utterly void, that there was no provision whatever for
registering the plaintiff in 1934, and that notwithstanding
the absence of any statutory requirement for plaintiff’s reg
istration, he is entitled to sue the defendant registrar in
damages for failure of registration. Thus plaintiff reduces
his claim to absurdity absolute.
We concede the contention of petitioner that if the
statutory provisions making it mandatory to register in
1916 all qualified electors who had voted in the 1914 gen
eral election are void, the whole of the state registration
scheme is void, for the reasons set forth in Myers v. An
derson, and upon the grounds named by Judge Cooley, to
which reference will be made directly.
In Myers v. Anderson this Court, having held that one
of the standards set up by the Annapolis registration law
was void, then considered whether or not the whole of the
act would be overthrown. The discussion upon the point
is as follows:
“ In the Guinn case this subject was also passed
upon and it was held that albeit the decision of the
34 I . W . L a n e v . J e s s W i l s o n , e t a l .
question was, in the very nature of things a state one,
nevertheless, in the absence of controlling state rul
ings, it was our duty to pass upon the subject and that
in doing so the overthrow of an illegal standard would
not give rise to the destruction of a legal one unless
such result was compelled by one or both of the fol
lowing conditions: (a) Where the provision as a whole
plainly and expressly established the dependency of
the one standard upon the other, and therefore ren
dered it necessary to conclude that both must disappear
as the result of the destruction of either; and (b)
where, even although there was no express ground for
reaching the conclusion just stated, nevertheless that
view might result from an overwhelming implication
consequent upon the condition which would be created
by holding that the disappearance of the one did not
prevent the survival of the other; that is, a condition
which would be so unusual, so extreme, so incongruous
as to leave no possible ground for the conclusion that
the death of the one had not also carried with it the
cessation of the life of the other.
“ That both of these exceptions here obtain we
think is clear. ’ ’
In Cooley’s Constitutional Limitations, Sixth Edition,
commencing at page 209, under the caption ‘ ‘ Statutes Un
constitutional in Part’ ’ , the author said:
“ It will sometimes be found that an act of the
legislature is opposed in some of its provisions to the
constitution, w h i l e others, standing by themselves,
would be unobjectionable. So the forms observed in
passing it may be sufficient for some of the purposes
sought to be accomplished by it, but insufficient for
others. In any such case the portion which conflicts
with the constitution, or in regard to which the nec
essary conditions have not been observed, must be
treated as a nullity. Whether the other parts of the
statute must also be adjudged void because of the as-
B r i e f o f R e s p o n d e n t s . 35
sociation must depend upon a consideration of the
object of the law, and in what manner and to what ex
tent the unconstitutional portion affects the remainder.
A statute, it has been said, is judicially held to be un
constitutional, because it is not within the scope of leg
islative authority; it may either propose to accom
plish something prohibited by the constitution, or to
accomplish some lawful, and even laudable object, by
means repugnant to the Constitution of the United
States or of the State. A statute may contain some such
provisions, and yet the same act, having received the
sanction of all branches of the legislature, and being in
the form of law, may contain other useful and salu
tary provisions, not obnoxious to any just constitu
tional exception. It would be inconsistent with all just
principles of constitutional law to adjudge these enact
ments void because they are associated in the same act,
but not connected with or dependent on others which
are unconstitutional. Where, therefore, a part of a
statute is unconstitutional, that fact does not author
ize the courts to declare the remainder void also, un
less all the provisions are connected in subject-matter,
depending on each other, operating together for the
same purpose, or otherwise so connected together in
meaning, that it cannot be presumed the legislature
would have passed the one without the other. The con
stitutional and unconstitutional provisions may even
be contained in the same section, and yet be perfectly
distinct and separable, so that the first may stand
though the last fall. The point is not whether they are
contained in the same section; for the distribution into
sections is purely artificial; but whether they are es
sentially and inseparably connected in substance. If,
when the unconstitutional portion is stricken out, that
which remains complete in itself, and capable of being
executed, in accordance with the apparent legislative
intent, wholly independent of that which was rejected,
it must be sustained. The difficulty is in determining
whether the good and bad parts of the statute are cap-
able of being separated within the meaning of this rule.
If a statute attempts to accomplish two or more ob
jects, and is void as to one, it may still be in every re
spect complete and valid as to the other. But if its pur
pose is to accomplish a single object only, and some
of its provisions are void, the whole must fail unless
sufficient remains to effect the object without the aid of
the invalid portion. And if they are so mutually con
nected with and dependent on each other, as conditions,
considerations, or compensations for each other, as to
warrant the 'belief that the legislature intended them as
a whole, and if all could not be carried into effect the
legislature would not pass the residue independently,
then if some parts are unconstitutional, all the provi
sions which are thus dependent, conditioned, or con
nected must fall with them.” (Italics ours.)
I I I .
Regardless of whether or not the registration law of
Oklahoma is valid; and if valid, regardless of whether or
not it was properly administered, it cannot be held that
plaintiff sustained any actionable injury or that he was
denied any constitutional right.
First. Let it be assumed solely and only for the pur
pose of argument that the Begistration Statutes of Ok
lahoma are void: If the Begistration Statutes are void,
there was no authority for anybody to register the plaintiff
at any time. According to plaintiff’s own theory, Parks
is sued for failure to do that which he had no authority to
do. Plaintiff claims damages for want of a registration cer
tificate, whilst contending in fact that if he had such cer
tificate the same would be utterly void.
Second. Take the Oklahoma Begistration Law as valid:
It is manifest that plaintiff cannot recover for three rea
sons; namely: (1) Because under the Oklahoma Begistra-
36 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 37
tion Law there is no provision by which Parks, as regis
tration officer in 1934, could register the plaintiff, Lane,
or any person similarly situated. This will fully appear
hereinafter. (2) Because Lane did not apply to the precinct
registrar of his precinct in 1916, during the period for gen
eral and permanent registration throughout the State,
and the plaintiff did not undertake to bring himself within
any of the exceptions provided by the Registration Law for
registration of then qualified voters at a date, or dates
subsequent to the 1916 registration. Plaintiff’s own evi
dence shows this to be true. Lane and his supporting wit
nesses claimed that in 1916 he applied for registration to
one Workman, who was not precinct registrar until 1920.
The public records of Wagoner County, Oklahoma, where
the plaintiff, Lane, lives, and where the alleged cause of
action arose, show that one Pace was the registrar in 1916,
rather than Workman. The Circuit Court of Appeals found
Lane failed to apply, as he should have done, in 1916, for
registration. The evidence upon these points will be dis
cussed later. (3) There is a further insuperable barrier
against recovery, because if, in fact, Lane did apply in
1916 for permanent registration, which was the proper
time for his application, and was denied registration, he
had to appeal from the registrar’s adverse decision through
the courts, as provided by the Registration Statutes. He
did not appeal.
38 I. W . L ane y . J ess W ilson , et al.
IY .
Plaintiff was required to apply for registration in 1916.
Let us here assume, for the sake of argument, that he did
in fact, as alleged, make proper application in 1916, and
that same was wrongfully denied, and for the purpose of
argument only, bar from consideration the rule already
discussed under our Proposition I, that a plaintiff cannot
in the same proceeding both assert the invalidity of statutes
and rely upon them; still the plaintiff cannot recover, be
cause he did not appeal from the wrongful decision, and
thereby failed to exhaust his remedies provided by the Reg
istration Statutes. For this additional reason the plaintiff
has failed to state or make a case.
Sec. 5654, 0. S. 1931, provides for appeal from an ad
verse holding by a registrar, as follows:
“ * * * and provided further, that wherever any elector
is refused registration by any registration officer such
action may be reviewed by the District Court of the
county by the aggrieved elector by his filing within ten
days a petition with the clerk of said court, where
upon summons shall be issued to said registrar re
quiring him to answer within ten days, and the Dis
trict Court shall be a expeditious hearing and from his
judgment an appeal will lie at the instance of either
party to the Supreme Court of the State as in civil
cases; * * * ”
It is admitted that plaintiff made no effort to appeal.
Plaintiff further admits that prior to his application for
registration in 1934 he had been duly advised of this rem
edy. The plaintiff Lane and others had prosecuted an action
in the United States District Court for the Eastern District
of Oklahoma before Judge Robert L. Williams, for fail
ure of registration. The plaintiff Lane was then upon the
witness stand. The question was under consideration as to
B r i e f o f R e s p o n d e n t s . 39
how Lane and others similarly situated could be registered.
Judge Williams pointed out to Lane and the other com
plaining parties there present and participating in the trial
that in cases where qualified electors applied to a precinct
registrar for registration, and were wrongfully denied,
their remedy was by appeal, and Judge Williams at that
time read to Lane and the other parties to the action the
foregoing statutory provision authorizing appeal (R. 30).
It is admitted, therefore, that the failure of the plaintiff to
appeal in 1934 was deliberate, with full knowledge of the
right of appeal. He undertakes to explain his failure to
appeal to the state District Court, saying that he chose to
“ appeal” by this original action (R. 30).
This precise question was involved in Trudeau v.
Barnes, 1 Fed. Sup. 453, 65 Fed. (2d) 563 (5th Circuit),
290 U. S. 659, 78 L. ed. 571, and it was there held that a
qualified elector cannot sue for damages if he failed to
exhaust his statutory remedies by appeal from the adverse
ruling of a registration officer. The method of appeal was
the same as that here involved. The action for damages,
just as in the instant case, was brought under Sec. 1979
of the Revised Statutes (8 U. S. C. A., Sec. 43). An extended
statement of the case is found in the decision of the lower
court, 1 Fed. Sup. 453. It is there stated by Judge Borah:
‘ ‘ This is an action at law brought pursuant to the
provisions of title 8 U. S. C. A., Sec. 43, wherein the
plaintiff, Antoine M. Trudeau, a colored man and a
member of the Negro race, is seeking to recover dam
ages against Charles S. Barnes, registrar of voters
for the parish of Orleans, for alleged deprivation of
the civil right to register as a voter in elections.
“ The petition is divided i n t o two alternative
causes of action, both having as their bases the same
alleged state of facts. Pretermitting the arguments
of law and conclusions to which the petition is largely
40 I . W . L a n e v . J e s s W i l s o n , e t a l .
devoted, the pertinent allegations of fact are that on
June 18, 1931, Trudeau applied for registration, and
was furnished with a registration blank form, and was
requested to fill it out in his own writing with his name,
place and date of birth, age, ward, residence, and
all other data required thereon; that he duly and cor
rectly filled out all the blanks on the said form in his
own handwriting, and returned the form to the said
Charles S. Barnes, registrar, who then demanded that
petitioner read the paragraph from section 1, article
8 of the Constitution of the State of Louisiana con
taining the understanding clause which is as follows:
‘ Said applicant shall also be able to read any clause
in this Constitution, or the Constitution of the United
States, and give a reasonable interpretation thereof’ ;
and that he explain the meaning of the paragraph;
that ‘ petitioner correctly read the said section, and
sought to explain its meaning, but the said Charles
S. Barnes arbitrarily declared that your petitioner
had not perfectly understood and explained the mean
ing thereof, and refused your petitioner the right to
register’.”
The plaintiff was denied the right to maintain his action
in damages because he had a plain and adequate remedy
by appeal. In the course of his opinion the trial judge
stated:
“ The plaintiff rests his case entirely on two decisions
of the United States Supreme Court: Guinn & Beal
v. United States, 238 U. S. 347, 35 S. Ct. 926, 931,
59 L. ed. 1340, L, B. A. 1916A, 1124; Myers v. Ander
son, 238 U. S. 368, 35 S. Ct. 932, 935, 59 L. ed. 1349.
But he evidently misinterprets these decisions, for
they are clearly distinguishable from the case at bar,
in that the state laws therein involved were openly
and on their face discriminatory, and were held to
be unconstitutional, not on account of their provisions
as to educational qualifications, but on account of the
presence therein of so-called ‘ grandfather clauses ;
B r i e f o f R e s p o n d e n t s . 41
that is, clauses which make the right to vote dependent
on conditions existing at a date prior to the adoption
of the Fifteenth Amendment.” (Italics ours.)
The decision then makes the point that the ruling of the
precinct registrar was “ subject to control by review” , and
that plaintiff could not be heard to complain in an action
for damages, on account of his failure to appeal.
Upon appeal to the Fifth Circuit, 65 Fed. (2d) 563,
it was held that one denied registration as a voter, before
suing for damages under federal statute, must exhaust the
remedy afforded by the state law. Referring to provision
for appeal, the Circuit Court said:
“ The same article in section 5 provides that any per
son possessing the qualifications for voting who may
be denied registration shall have the right to apply
for relief to the District Court for the parish in which
he offers to register; that the court shall then try the
cause, giving it preference over all other cases, before
a jury whose verdict shall be final, except that the com
plaining party is given the right of appeal to the ap
propriate appellate court.”
In its application of the state law authorizing appeal, and
in denying the claim of plaintiff for damages, the Circuit
Court announced the familiar rule that one cannot sue for
damages without first having fully exhausted the remedies
provided by law, saying.
“ The Louisiana Constitution protects every citizen who
desires to register from being arbitrarily denied that
right by the registrar of voters by giving the appli
cant a right to apply without delay and without ex
pense to himself to the trial court for relief, to sub
mit his qualifications to vote to a jury, and to have
them finally passed upon by an appellate court. It
is idle to say that the defendant as registrar had the
arbitrary power to deny plaintiff the right to vote.
We cannot say, and refuse to assume, that, if the plain
tiff had pursued the administrative remedy that was
open to him, he would not have received any relief to
which he was entitled. At any rate, before going into
court to sue for damages Tie was bound to exhaust the
remedy afforded him ‘by the Louisiana Constitution.
First National Bank of Greeley, Colo. v. Weld County,
264 U. S. 450, 44 S. Ct. 385, 68 L. ed. 784; First Na
tional Bank v. Gildart (C. C. A.), 64 F. (2d) 873,
Fifth Circuit, decided April 22, 1933.” (Italics ours.)
Trudeau applied to this Court for review of his case. On
Novembed 6, 1933, certiorari was denied. 290 U. S. 659,
78 L. ed. 571.
This appears to be the only federal case reported in
volving this question with respect to the effect of failure
to appeal from the decision of a registrar. An examina
tion of the cases cited supra by the Circuit Court shows
that the general rule applied in cases of failure to exhaust
one’s statutory remedies by appeal governs in election
matters.
In First Nat. Bank v. Board of Commrs., 264 U. S.
450, 68 L. ed. 784, the first case cited supra as supporting
the rule announced in Trudeau v. Barnes, a taxpayer had
failed to exhaust the remedies provided for appeal. With
respect to such situation this Court said:
“ We are met at the threshold of our consideration
of the case with the contention that the plaintiff did
not exhaust its remedies before the administrative
boards, and consequently cannot be heard by a ju
dicial tribunal to assert the invalidity of the tax. We
are of opinion that this contention must be upheld.”
Then this Court referred to a Colorado decision, in which
state the action arose, saying:
42 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 43
“ The Supreme Court of Colorado, in a sui t
brought by this plaintiff against the county assessor,
involving the same tax for 1913, and presenting the
same questions here involved, sustained the refusal
of a lower court to enjoin the collection of the tax,
and held: * * * and (d), ‘ with full knowledge of the
respective powers of these several boards to make cor
rections in assessments and adjustments in equaliza
tion, essential to bring about a complete and equitable
assessment of all property within the state, it remain
ed inactive until long after the tax was laid, when it
applied for an abatement or rebate of the tax. The
aforesaid tribunals were open to plaintiff in error prior
to the laying of the tax, but it refrained from seeking
relief therein, and may not now complain.’ First Nat.
Bank v. Patterson, 65 Colo. 166, 172, 173, 176 Pac. 498.
“ The effect of this is to hold that an administra
tive remedy was in fact open to plaintiff under the stat
utes of the state, and 'by this construction, upon well-
settled principles, we are bound. McGregor v. Hogan,
decided November 12, 1923, 263 U. S. 234, ante, 282,
44 Sup. Ct. Rep. 50; Farncomb v. Denver, 252 U. S. 7,
10, 64 L. ed. 424, 426, 40 Sup. Ct. Rep. 271; Londoner
v. Denver, 210 U. S. 373, 374, 52 L. ed. 1103, 1107, 28
Sup. Ct. Rep. 708; Price v. Illinois, 238 U. S. 446, 451,
59 L. ed. 1400, 1404, 35 Sup. Ct. Rep. 892; Western U.
Teleg. Co. v. Missouri, 190 U. S. 412, 425, 47 L. ed. 1116,
1121, 23 Sup. Ct. 730.
“ we cannot assume that, if application had been made
to the commission proper relief would not have been
accorded by that body, in view of its statutory author
ity to receive complaints and examine into all cases
where it is alleged that property has been fraudu
lently, improperly, or unfairly assessed. Collins v.
Keokuk, 118 Iowa 30, 35, 91 N. W. 791. Nor will plain
tiff be heard to say that there was not adequate time
for a hearing, in the absence of any effort on its part
to obtain one. * * * And, accepting the decision of the
44 I . W . L a n e v . J e s s W i l s o n , e t a l .
state court that such remedies were, in fact, open and
available under the Colorado statutes, it could not be
dispensed with. McGregor v. Hogan, supra; Farn-
comb v. Denver, 252 U. S. 11, 64 L. ed. 426, 40 Sup.
Ct. Rep. 271; Stanley v. Albany County, 121 U. S. 535,
30 L. ed. 1000, 7 Sup. Ct. Rep. 1234; Petoskey Gas Co.
v. Petosky, 162 Mich. 447, 452,127 N. W. 345; Caledonia
Twp. v. Rose, 94 Mich. 216, 218, 53 N. W. 927; Hinds
v. Belvidere Twp., 107 Mich. 664, 667, 65 N. W. 544;
Ward v. Alsup, 100 Tenn. 619, 746, 46 S. W. 573.
“ Plaintiff not having availed itself of the admin
istrative remedies afforded by the statutes, as con
strued by the state court, it results that the question
whether the tax is vulnerable to the challenge in re
spect of its validity upon any or all of the grounds set
forth, is one which we are not called upon to consider.”
(Italics ours.)
The consideration given to the Colorado case in one
of the excerpts set forth above invites attention to au
thoritative statements in Oklahoma with respect to the Ok
lahoma law authorizing appeal from adverse decisions of
registration officers.
In Determan v. State, 89 Okl. 242, 244, it was said:
“ In that event, if registration is refused on any
ground, the whole of section 6252, providing the gen
eral regulations for registering, including the provi
sion providing for appeal, is the governing section.”
On April 1, 1922, the Attorney General of the State in
a written opinion held, in accordance with the well estab
lished practice in Oklahoma:
‘ ‘ If registrar wrongfully, arbitrarily or capriciously re
fuses to issue a registration certificate to an elector,
qualified under the law to receive it, the elector is
given his remedy by an appeal to the District Court
of the county in which he resides.”
B r i e f o f R e s p o n d e n t s . 45
This opinion of the Attorney General is found in the book
let printed by the authority of the State Election Board in
1932, at page 9.
The rule requiring one to exhaust his available stat
utory remedies before resort to court action appears to be
uniform and applicable to all sorts of cases.
At the first trial Judge Williams directed a verdict in
favor of the defendants, relying upon Trudeau v. Barnes
and other authorities to the same effect. A new trial was
granted because plaintiff claimed that Judge Williams was
disqualified, and he reached the conclusion that in view of
this challenge he should not enter judgment against plain
tiff. Judge Mur rah likewise directed a verdict in favor
of the defendants, as shown by his opinion, relying prin
cipally upon the doctrine in Trudeau v. Barnes and in the
cases there cited.
Commencing at page 48 of petitioner’s brief, he seeks
to distinguish and escape the application of the Trudeau-
Barnes case, supra, and the cases therein cited, by placing
the present case in the same class as the Guinn and Myers-
Anderson cases. But this case cannot be so classified, be
cause, as has been pointed out, the Guinn and Myers-An-
derson cases involve provisions which were void and dis
criminatory on their faces, whereas the Oklahoma Registra
tion Law of 1916 is not void or discriminatory on its face,
nor has petitioner ever so contended. And as is hereinafter
shown, said law of 1916 does not embody the objectionable
“ Grandfather Clause” found in the Guinn case. It is only
in cases where the law involved is void and discriminatory
on its face, that the person complaining thereof is excused
from seeking remedy by the appeal provided. Trudeau v.
Barnes, supra, and cases therein cited.
Bearing in mind the fact that plaintiff’s action is upon
the ground that he was not registered, it is definitely cer
tain that he cannot recover, having failed to appeal and
thereby comply with the statutory provisions which provide
a ready and ample method for review in any case where
registration is wrongfully denied.
V .
The defendant registrar Parks had no authority to reg
ister the plaintiff in 1934. The statutes (Sec. 5654) limited
his authority to register ( 1 ) those who subsequent to the
next prior registration period had become qualified to vote
in the precinct, and ( 2 ) those qualified electors who there
tofore had not been registered because of absence, sickness,
or other unavoidable misfortune. Plaintiff Lane does not
claim to belong to either of these classes. For this further
and additional reason plaintiff has failed to state or make
a case.
A careful examination of the statutes, particularly
said Sec. 5654, will disclose that there was no provision
whatever authorizing or directing the registrar Parks to
register any applicants other than those who belonged to
one of the two classes above mentioned. The first and only
registration laws ever enacted in Oklahoma are those under
attack. The scheme, in brief, was this: All qualified elec
tors of each precinct had to be registered between the 30th
day of April, 1916, and the 11th day of May, 1916, unless
prevented by absence, sickness, or unavoidable misfortune.
If so prevented, electors were given the right to be reg
istered at the next registration period. Provision was made
for opening the registration books for further registra
tion at fixed periods from time to time prior to each gen
eral election. There is not so much as a word in the law
showing or tending to show that the defendant Parks had
46 I. W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 47
any authority whatsoever to register Lane in 1934, the
date of his alleged denial of the right of registration. There
was no duty upon the part of Parks, in this absence of stat
utory authority, to register Lane. In fact section 5654 con
tains a positive inhibition against registration in 1934 of
one in Lane’s situation. This point alone seems conclusive
of the whole matter in favor of the defendants.
V I .
It conclusively appears that in fact plaintiff Lane never
applied for registration to the 1916 precinct registrar. It
was so held by the Circuit Court of Appeals (R. 100). There
is no proof that the 1916 registrar in the precinct where
plaintiff lived ever refused registration of any colored voter
who applied to him. There is no evidence that any colored
voter in Wagoner County was ever wrongfully denied reg
istration, upon proper application.
The 1916 registration of the voters throughout the
state was the first made. By reference to the statutes it
will be observed that the plan was to make a permanent
registration of all qualified voters. The law, applicable to
all persons alike, does not provide for subsequent registra
tion of the then qualified voters, except those who could not
register in 1916 on account of absence, sickness, or other
unavoidable misfortune.
For some reason not appearing in the record Lane
failed to apply in 1916 for registration upon the permanent
list of voters. It is true he says he applied in 1916 and at
all registration periods subsequent thereto. But his own
story is that in 1916 he applied to Workman, who was not
registrar until 1920. In 1916 the registrar in plaintiff’s
precinct where he was required to register was James
L' Pace, and no other person. Pace had the records and
performed his duties as registrar throughout both of the
1916 registration periods which came before the primary
and general elections of that year. The evidence upon this
point (R. 28-52) follows:
Lane testified that he applied for registration in 1916
to a man named Workman (R. 28) and, over defendant’s
objection and exception made upon the ground that the
question did not call for the best evidence, testified that
Workman was the 1916 precinct registrar. There was no
documentary evidence available from the public records of
the county as to who was in fact the 1916 registrar in the
precinct, except the registration record of the county, page
71 of which was introduced in evidence by plaintiff (R. 34)
and it was there found that said public registration record
contained the names of all the precinct electors registered
in 1916, which list was made in the proper registration pe
riods of 1916, and by Pace, rather than Workman (R. 34,
et seq.).
In the absence of an available public record of the
county showing the appointment of the precinct registrar
for 1916, there was introduced the Wagoner County Dem
ocrat, a newspaper published at Wagoner, the county seat
of Wagoner County, the same being the issue of April 27,
1916, wherein appeared a list of the precinct registration
officers under appointment made by the county registrar.
This published list shows that Pace was the 1916 registrar
in Gratesville Precinct i#.l, where the plaintiff lived and
was required to register (R. 45). Various original regis
tration certificates in the hands of voters of the precinct
were introduced, all issued by Pace (R. 40, et seq.). Sure
ly it requires no argument to show that documentary evi
dence made at the time, particularly the public record of
the county made by proper authority, is the best evidence to
prove who was the 1916 precinct registrar.
48 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 49
Pace, the 1916 registrar, testified, identifying the au
thoritative and public registration lists made by himself
for both of the registration periods in 1916, selecting names
of voters whom he recalled registering in both of the reg
istration periods for that year, and further testifying that
he served for those periods.
Plaintiff Lane admitted that he did not apply to Pace
for registration. Thus it affirmatively appears from plain
tiff’s own admissions, from the county’s public records of
the voters registered in 1916, and from all the available
documentary evidence made at the very time of the regis
tration, that Workman, to whom Lane says he went for
registration, was not the registrar for that year. It does
appear, however, that Workman was the registrar in that
precinct in 1920.
There is not the slightest evidence that the 1916 reg
istrar ever refused registration to any elector whomsoever,
whether white or colored. As to the alleged wrongful re
fusal to register negroes throughout the county, it should
he noted that there is no evidence that at any time in Wag
oner County any proper application for registration of a
qualified colored voter was refused. It is not for us to seek
the reason why the great body of colored electors in the
county did not apply for registration in 1916. The emo
tional appeals in petitioner ’s brief describing the alleged
wrongs upon colored persons throughout the county are
without basis in fact appearing in the record. Perhaps
there are intimations in the record as to the reason why
so many negroes entitled to registration in Wagoner Coun
ty failed of registration. If required to say how this condi
tion was brought about, we would have to assume that
Wong advice was given to the great majority of the col
ored people of Wagoner County, to the effect that they
should ignore the provisions of the registration laws, upon
the theory that they are void, as here contended by plain
tiff.
It has been already pointed out that Lane himself de
clined to take good advice when given by high authority.
In this connection it should be borne in mind that whilst
the plaintiff Lane was on the witness stand before Judge
AVilliams, the then United States Judge for the Eastern
District of Oklahoma, in an action involving Lane’s failure
and that of others to be registered, Judge Williams himself
pointed out to Lane the statutory requirement for appeal
in case of refusal by a registration officer to register an
applicant; that thereafter Lane appeared before Parks,
the principal defendant here, and having been denied reg
istration, instituted this original action, wholly disregard
ing the advice which he had received from a Federal judge.
If that sort of spirit has prevailed among the colored peo
ple of Wagoner County, we have an explanation of the
fact that not many colored persons in Wagoner County
are registered.
50 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 51
V I I .
There was no proof of conspiracy upon the part of the
defendants or any of them, to deny negroes the right of
registration. The Circuit Court of Appeals so held (R. 100).
The gist of the testimony of plaintiff’s witnesses is to
the effect that Parks declined to register Lane, giving as the
reason that he had been advised by the “ higher ups” , the
defendants Moss and Wilson, not to register colored people.
As to the defendant Moss: There was only pure hear
say, to which the defendants objected and excepted, tend
ing to connect Moss with this statement alleged to have been
made by Parks. If Parks did make the statement that
he was instructed by Moss not to register colored people,
it is not binding upon Moss, no other evidence appearing
to connect Moss with the alleged wrongdoing of Parks.
As to the defendant Wilson: He is in the same situ
ation as the defendant Moss, and for the same reason there
is nothing of record so connecting him with Parks as to
justify the charge of conspiracy.
We are therefore brought to consider Parks alone,
who followed, in the case of Lane, the plain provisions of
the applicable statutes denying Lane registration because
he did not belong to any one of the classes whom Parks was
authorized to register at that time. There is no evidence
that in 1934 any white person in the state was ever regis
tered in similar circumstances. Those who failed to have
their names placed upon the permanent registration lists
of 1916, whether white or colored, have been treated alike,
so far as the record shows.
52 I . W . L a n e v . J e s s W i l s o n , e t a e .
V I I I .
The Oklahoma Registration Statutes do not violate any
of the constitutional provisions invoked by plaintiff. They
cannot be overthrown by any or all the applicable rules
for interpretation.
No resort can be had to administrative results or other
extraneous matters, for the statutes are not ambiguous or
of doubtful meaning.
The challenge for alleged discrimination is not sus
tainable. The sole test of the constitutionality of the al
leged discriminatory provisions is this: Were those who
did not vote in 1914 subjected in 1916 to the same standard
of qualification as to the right to vote, as those who had
voted in 1914?
(a) Statutes which are clear and unambiguous, as in the
instant case, when challenged u p o n constitutional
grounds, must be tested from the statutory provisions
themselves, unaided by extraneous facts with respect
to the manner in which they have been administered.
Such extraneous matters are resorted to for the sole
purpose o f determining the intent o f the Legislature,
where the intent is left doubtful upon the face of the
statutes. Petitioner’ s contention that the Oklahoma
Registration Statutes violate constitutional provisions
because the evidence here shows that actual adminis
tration under the statutes achieved a result contrary to
constitutional provisions, is not supported by author
ities cited upon the point. These cases are here exam
ined and distinguished.
The true rule upon this point is stated in Cooley’s
Constitutional Limitations, 6th Ed., at pages 79-80, thus:
“ The considerations thus far suggested are such
as have no regard to extrinsic circumstances, but are
those by the aid of which we seek to arrive at the
meaning of the constitution from an examination ol
B r i e f o f R e s p o n d e n t s . 53
the words employed. It is possible, however, that after
we shall have made use of all the lights which the in
strument itself affords, there may still be doubts to
clear up and ambiguities to explain. Then, and only
then, are we warranted in seeking elsewhere for aid.
We are not to import difficulties into a constitution, by
a consideration of extrinsic facts, when none appear
upon its face. If, however, a difficulty really exists,
which an examination of every part of the instrument
does not enable us to remove, there are certain extrinsic
aids which may be resorted to, and which are more or
less satisfactory in the light they afford.” (Italics
ours.)
And at pages 84-85:
“ Where, however, no ambiguity or doubt appears
in the law, we think the same rule obtains here as in
other cases, that the court should confine its attention
to the law, and not allow extrinsic circumstances to
introduce a difficulty where the language is plain. To
allow force to a practical construction in such a case
would be to suffer manifest perversions to defeat the
evident purpose of the lawmakers. ‘ Contemporary con
struction * # * can never abrogate the text; it can never
fritter away its obvious sense; it can never narrow
down its true limitations; it can never enlarge its nat
ural boundaries.’ While we conceive this to be the
true and only safe rule, we shall be obliged to confess
that some of the cases appear, on first reading, not to
have observed these limitations.” (Italics ours.)
The author then refers to authority which appears upon
first reading to announce a contrary rule, and then, with
respect to this apparent contra, states at page 85:
“ It is believed, however, that in each of these
cases an examination of the Constitution left in the
minds of the judges sufficient doubt upon the question
of its violation to warrant their looking elsewhere for
aids in interpretation, and that the cases are not in
54 I . W . L a n e v . J e s s W i l s o n , e t a l .
conflict with the general rule as above laid down.”
(Italics ours.)
In Moore v. Otis (8tli Cir.), 275 Fed. 747, the rule for
which we contend was announced thus:
“ In this connection it is proper to say that the
constitutional validity of a law has to be tested not by
what has been done under it but what may by its
authority be done. Montana Co. v. St. Louis, etc. Co.,
152 U. S. 170,14 Sup. Ct. 506, 38 L. ed. 398. One public
official may construe the law a certain way and another
in a different way, but the courts only look to what may
be done by any public official under a fair construction
of the law.” (Italics ours.)
In Montana Co. v. St. Louis Mining Co., 152 U. S. 160,
38 L. ed. 398, this Court put this question at rest by ex
pressly approving a New York case, from which this Couit
copied and approved this statement of the rule: The
constitutional validity of law is to be tested, not by what
has been done under it, but by what may by its authority,
be done’ ” , saying, however, as was said by the Eighth
Circuit, quoted supra, that the courts will look only to what
may be done by the public officials under a fair construc
tion of the law.
In Grainger v. Douglas (Sixth Circuit), 148 Fed, 513,
this question was under consideration. The judges of the
Sixth Circuit considered the Tick Wo case from California,
which is relied upon by plaintiff here, and held:
“ It is to be noted in this connection that the ques
tion whether said act confers arbitrary power is not
to be determined by the fact that the power conferee
may have been exercised arbitrarily as to the appel
lee. If such is the case, possibly it may have some
bearing on the interpretation of the power conferred-
In the Yick Wo case Mr. Justice M atthews seems to
B r i e f o f R e s p o n d e n t s . 55
intimate that the arbitrary action of the board of
supervisors complained of therein did have an in
terpreting effect on the nature of the power conferred.
But we think Judge Sawyer struck a true note, in the
case of Ex parte Christensen (C. C.) 43 Fed. 243,
247, when he said:
‘ The validity of an ordinance must be de
termined by its terms, by what it authorizes, not
by the manner of its execution. It is valid or in
valid, irrespective of the m.awner in which it is
in fact administered. Its capability of being abus
ed is the test.’ ” (Italics ours.)
In State v. Hall (Wis.), 190 N. W. 457, is found one of
the most enlightening of the many state cases in point. The
Supreme Court, in arguing against resort to extraneous
matters where a statute plain within its own terms is to
be construed, said :
“ Were that so, then a law would be constitutional one
day and the next it would be unconstitutional, because
of the happening of an independent event. The con
stitutionality of laws does not depend upon such for
tuitous circumstances. It is a well-established principle
of law that the constitutionality of an act cannot be
tested by the evidence in the particular case. State v.
Emery (Wis.), 189 N. W. 571; St. Louis v. Liessing,
190 Mo. 464, 89 S. W. 611, 1 L. R. A. (N. S.) 918,
109 Am. St. Rep. 774, 4 Ann. Cas. 112. In the latter
case the court says:
‘ The constitutionality of the law is not to be
determined upon a question of fact in each case,
but the courts determine for themselves upon the
fundamental principles of our Constitution that
the act of the legislature or municipal assembly is
not to be declared void unless the violation of the
Constitution is so manifest as to leave no room
for reasonable doubt. ’
“ This in the nature of things must be so, else a
law would be constitutional under the facts found in
one case and' unconstitutional under the facts found
in another, or it would be valid today, but void to
morrow, because of the happening of an extraneous
event. If such a view should obtain, the statute in ques
tion has been constitutional since its enactment in
1909, and until the Democrats in 1922 failed to poll a
10 per cent, vote at the primary, when it become un
constitutional. Such a test of constitutionality is un
thinkable. That in the course of time oft-repeated ex
perience may modify the judicial view as to constitu
tionality of laws is apparent; but it should not and
cannot be changed because of a few isolated instances.
Besides, one may well query the utility or necessity of
a law whose violation is not contemplated.” (Italics
ours.)
The petitioner’s contention, if sustained, would lead
to the inextricable difficulties above stated. Wagoner Coun
ty has only a very small part of the state’s population. It
is only one of seventy-seven counties of the state. There
is not so much as an effort to show that any wrongs were
inflicted by the registration officers throughout the state in
the other seventy-six counties. The instances complained
about in Wagoner County, if true, are so isolated and com
paratively unimportant, when the vast population as a
whole is considered, that the court cannot determine, even
if it were material for consideration here, the general prac
tice under the registration law throughout the state, al
though there is evidence in the record tending to show
that large numbers of negroes were registered elsewhere
(R. 48). We take it that the court will assume that no abuses
existed in the other parts of the state. Assuming for ar
gument that there were abuses in Wagoner County, they are
without weight here.
56 I. W . L a n e v . J e s s W i l s o n , e t a l .
B b ie e o k R e s p o n d e n t s . 57
Under another head, where we discuss the facts par
ticularly, we undertake to show that the registration stat
utes were applied without distinction between the whites
and the colored people of Wagoner County, and that in no
instance was a qualified elector who complied with the reg
istration laws, denied the right of registration.
In State v. Layton (Mo.), 61 S. W. 171, 177, the Su
preme Court said:
“ The constitutionality of the law is not to be de
termined upon the question of fact in each case, but
the courts determine for themselves upon the funda
mental principles of our constitution, which vests the
legislative power in the general assembly. * *
Many other decisions are to the same effect.
We now undertake to distinguish the cases claimed in
petitioner’s brief as support for the contention that the
actual administrative results show that the registration
law of Oklahoma is unconstitutional and void. The cases
relied upon by plaintiff fall within two classes. First, those
cases involving statutes doubtful or ambiguous in their
terms, and second, those whe r e the complaining parties
had been deprived of their constitutional rights while ad
ministrative officers were acting without any statutory au
thority. Cooley, in his Constitutional Limitations, 6th Edi
tion, commencing at page 84 in the excerpts quoted above,
admits that there are at least some cases which apparently
sustain plaintiff’s theory upon this point. But he proceeds
to show that this apparent support is what one might think
he had found “ on first reading’ ’. Having considered these
‘first reading” appearances of departure from the rule
which he announces, he adheres to and firmly announces,
without qualification, the doctrine that where no ambiguity
or doubt appears in the law—in its own terms—no resort
can be had, for the purposes of construction, to adminis
trative results. And this great authority, having fully con
sidered the cases, summarizes as above holding:
“ these cases are not in conflict with the general rule as
above laid down.”
We come now to examine the case of Yick Wo v. Hop
kins, 118 U. S. 356, 30 L. ed. 220, upon which petitioner
really relies for his contention that the court may here
look to administrative results in construing the registra
tion laws of the state. This is the one outstanding case cal
culated to mislead a casual observer upon first reading of
the opinion. No doubt the Yick Wo case contains some
language of the sort to which Cooley referred in the above
excerpts—language which might easily lead one to a mis
conception upon first consideration or “ on first reading”.
No court however great, no judge however learned, is en
tirely free, at least upon occasion, from the use of language
which may lead to a misconception of the intent of the couit
or judge in an opinion.
The learned judge who wrote the opinion in Grainger
v. Douglas, 148 Fed. 513, supra, whilst announcing that
“ the constitutionality of a statute must be determined h)
its provisions and not by the manner in which it is in fact
administered” , considered the Yick Wo case carefully and
undertook to place the language in the Yick Wo case, upon
which plaintiff relies, beyond the misconception under which
petitioner’s brief writer seems to labor, notwithstanding
ample opportunity to avoid the misconception. For the
purpose, primarily no doubt, of showing that there is noth
ing in the Yick Wo case contrary to the doctrine in the
Grainger case, it was said:
“ It is to be noted in this connection that the ques
tion whether said act confers arbitrary power is not
58 I . W . L a n e v . J e s s W i l s o n , e t a l .
B b i e f o f R e s p o n d e n t s . 59
to be determined by the fact that the power conferred
may have been exercised arbitrarily as to the appellee.
If such is the case, possibly it may have some bearing
on the interpretation of the power conferred. In the
Tick Wo case Mr. Justice M atthew s seems to intimate
that the arbitrary action of the board of supervisors
complained of therein did have an interpreting effect
on the nature of the power conferred. But we think
Judge Sawyer struck a true note, in the case of Ex
parte Christensen (C. C.) 43 Fed. 243, 247, when he
said:
‘ The validity of an ordinance must he deter
mined by its terms, by what it authorises, not by
the manner of its execution. It is valid or invalid,
irrespective of the manner in which it is in fact
administered. Its capability of being abused is the
test.’ ”
Careful study of the Tick Wo and other cases cited by
plaintiff must lead to the conclusion announced by Judge
Cooley that these cases, all and singular, are those where
there was such doubt or ambiguity in the provisions of the
statutes as to justify resort to extraneous matters, includ
ing administrative results, which resort, when had, is only
for the purpose of determining the legislative intent, for
when that intent appears sufficiently clear, the courts de
termine the question as to whether or not a given statute is
constitutional.
Under petitioner’s proposition that the court may look
to administrative results for interpretation of the statutes,
only two cases other than Yick Wo y. Hopkins are cited.
Both of them wholly fail to support petitioner’s contention.
Henderson v. Mayor of New York, 92 U. S. 259, 23 L. ed.
543, did not involve this point. It was there held that the
provisions of the statute in question were void upon the
face of the statute and upon their own terms. The state leg
islature had undertaken to regulate commerce with foreign
nations. The third case cited is Minnesota v. Barber, 136
U. S. 313, 34 L. ed. 455. That case does not present the
point under discussion. The Minnesota statute was there
held to be void because by its terms, which were free from
ambiguity or doubt, the State of Minnesota undertook to
regulate and hinder interstate commerce.
Finally, upon this point we quote Black on Interpreta
tion of Laws, under the head of “ Admissibility of Extrin
sic A ids” , pages 196-197, as follows:
“ In the interpretation of a statute, if a doubt or
uncertainty as to the meaning of the legislature can
not be removed by a consideration of the act itself and
its various parts, recourse may be had to extraneous
facts, circumstances, and means of explanation, for
the purpose of determining the legislative intent; but
those only are admissible which are logically connected
with the act in question, or authentic, or inherently en
titled to respectful consideration.
“ When Resort may be had to Extrinsic Aids.
“ The cardinal rule of all statutory construction
is that the meaning and intention of the legislature are
to be sought for. This meaning and intention are to
be sought first of all in the statute itself— in the
words which the legislature has chosen to express its
purpose. If these words convey a definite, clear, am1
sensible meaning, that must 'be accepted as the mean
ing of the legislature, and it is not permissible to vary
it or depart from it by reason of any considerations
found outside the statute or based on mere conjecture.
In such case, there is no room for construction. But if
the words of the law are not intelligible, if there arises
a substantial doubt as to their meaning or application,
or if there is ambiguity on the face of the statute, then
the endeavor must be made to ascertain the true mean
ing and intent of the legislature. And to this end- first
of all, the intrinsic aids for the interpretation of the
statute are to be resorted to. It should be read and con
60 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 61
strued as a whole; its various parts should be compar
ed; each doubtful word or phrase is to be read in the
light of the context; the interpretation clause, if there
is any, should be examined to see if it defines or ex
plains the ambiguous part; and light may be sought
from the title of the act, the preamble, and even the
headings of the chapters and sections.
“ But if these intrinsic aids are exhausted without
success, if there still remains a substantial doubt or
ambiguity then recourse may be had to extraneous
facts, considerations and means of explanation, always
with the same object, to find out the real meaning of
the legislature.” (Italics ours.)
(b) The challenge o f a statute on the ground o f unconsti
tutionality is not sustainable, unless the case is so clear
as to be free o f reasonable doubt.
In Cooley’s Constitutional Limitations, 6th Edition,
at pages 216-217, under the head ‘ ‘ Judicial Doubts on Con
stitutional Questions ’ ’, the text is this:
“ It has been said by an eminent jurist, that when
courts are called upon to pronounce the invalidity of
an act of legislation, passed with all the forms and
ceremonies requisite to give it the force of law, they
will approach the question with great caution, examine
it in every possible aspect, and ponder upon it as long
as deliberation and patient attention can throw any
new light upon the subject, and never declare a statute
void, unless the nullity and invalidity of the act are
placed, in their judgment, beyond reasonable doubt.
A reasonable doubt must be solved in favor of the leg
islative action, and the act be sustained.
“ ‘ The question whether a law be void for its re
pugnancy to the constitution is at all times a question
of much delicacy, which ought seldom, if ever, to be
decided in the affirmative in a doubtful case. The
court, when impelled by duty to render such a judg
62 I . W . L a n e v . J e s s W i l s o n , e t a l .
ment would be unworthy of its station could it be un
mindful of the solemn obligation which that station
imposes; but it is not on slight implication and vague
conjecture that the legislature is to be pronounced to
have transcended its powers, and its acts to be consid
ered as void. The opposition between the constitution
and the law should be such that the judge feels a clear
and strong conviction of their incompatibility with
each other.’ Mr. Justice W ashington gives a reason
for this rule, which has been repeatedly recognized in
other cases which we have cited. After expressing the
opinion that the particular question there presented,
and which regarded the constitutionality of a State
law, was involved in difficulty and doubt, he says:
‘ But if I could rest my opinion in favor of the consti
tutionality of the law on which the question arises,
on no other ground than this doubt so felt and ac
knowledged, that alone would, in my estimation, be a
satisfactory vindication of it. It is but a decent re
spect due to the wisdom, the integrity, and the patrio
tism of the legislative body by which any law is passed,
to presume in favor of its validity, until its violation
of the constitution is proved beyond all reasonable
doubt.’ ” (Italics ours.)
The applicable text in Black on Interpretation of Laws,
pp. 93-94, is to the same effect, and as follows:
“ Every act of the legislature is presumed to be
valid and constitutional until the contrary is shown.
All doubts are resolved in favor of the validity of the
act. If it is fairly and reasonably open to more than
one construction, that construction will be adopted
which will reconcile the statute with the constitution
and avoid the consequence of unconstitutionality.
‘ ‘ Legislators, as well as judges, are bound to obey
and support the constitution, and it is to be understood
that they have weighed the constitutional validity of
every act they pass. Hence the presumption is always
B b i e f o f R e s p o n d e n t s . 63
in favor of the constitutionality of a statute; every
reasonable doubt must be resolved in favor of the stat
ute, not against; and the courts will not adjudge it in
valid unless its violation of the constitution is, in their
judgment, clear, complete, and unmistakable. Hence
it follows that the courts will not so construe the law
as to make it conflict with the constitution, but will
rather put such an interpretation upon it as will avoid
conflict with the constitution and give it full force and
effect, if this can be done without extravagance. If
there is doubt or uncertainty as to the meaning of
the legislature, if the words or provisions of the stat
ute are obscure, or if the enactment is fairly suscep
tible of two or more constructions, that interpretation
will be adopted which will avoid the effect of uncon
stitutionality, even though it may be necessary, for
this purpose, to disregard the more usual or apparent
import of the language employed. ‘ It is the duty of
the court to uphold a statute when the conflict between
it and the constitution is not clear; that the implica
tion which must always exist, that no violation has been
intended by the legislature, may require the court, in
some cases, where the meaning of the constitution is
in doubt, to lean in favor of such a construction of the
statute as might not at first view seem most obvious
and natural. Where the meaning of the constitution is
clear, the court, if possible, must give the statute such
a construction as will enable it to have effect.’ ‘ If,
upon the construction we have been considering, the
law in question would be void, or even of doubtful
validity, it is our duty to find, if we are able, some other
construction that wiil relieve it of this difficulty. If a
law can be upheld by a reasonable construction, it
ought to be done, and it is to be presumed that the
legislature, in passing it, intended to enact a reason
able and just law, rather than an unreasonable and
unjust one.’ ”
The reported cases upon this point are too numerous
and too well known to require citation.
(c) W here a statute kas been long acquiesced in by the
public and treated as valid by various governmental
departments, ordinary presumption o f constitutionality
is greatly strengthened.
—City of Tulsa v. Southwestern Bell Telephone Co.,
75 Fed. (2d) 343, 351. See citation support
ing this rule under note 9 at said page 351.
(d) The test o f a registration statute alleged to be dis
criminatory is this: Does the statute set up for one
class o f electors a different or additional standard of
qualifications to vote, from that required o f other elec
tors? The “ Grandfather Clause” having been held un
constitutional, was not applied in 1916. Plaintiff Lane
and others similarly circumstanced w ere only requir
ed in 1916 to m eet the same tests already met by the
1914 voters. A plaintiff cannot successfully complain
on account o f an illegal standard to which he was never
subjected. There was no discrimination. The Circuit
Court o f A ppeals held that there was no discrimination
(R . 100-101). The requirem ent for mandatory regis
tration o f those who had voted in 1914, and whose
names w ere on the 1914 lists o f voters, was for con
venience. There was uniformity in basis o f qualifica
tion for registration.
The first Oklahoma Legislature enacted general election
laws for the state, the same being Chapter 31, Session Laws
of Oklahoma 1907-1908. Provision was made for the regis
tration of electors in cities of the first class only. Precinct
election boards were provided for, consisting of an inspec
tor, who was made chairman of the board, a judge, and a
clerk, their respective duties were prescribed. One of the
duties of the precinct board was to pass upon the qualifica
tions of the unregistered voters. This duty was imposed pri
marily upon the inspector. An elaborate system was set up
for challenging applicants to vote for lack of qualifications
under the Constitution and laws of the state., and for their
64 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 65
examination with respect to qualifications. Though the stat
ute has been amended upon some points, the duties of the
precinct boards have remained substantially the same and
now exist in substance as originally enacted. If Lane pre
sented himself to a registrar in 1916, not being a resident of
a city of the first class where registration had been made al
ready, he had to answer, satisfactorily, exactly the same
questions which the 1914 voters answered to the satisfaction
of the precinct hoard. If it be assumed (we contend it cannot
be so assumed) that the precinct board would have violated
the Constitution by denying Lane the right to vote in 1914
if he had tried to vote, this assumption does not improve
his position, for the manifest reason that in 1916 all he had
to do for registration was to show he possessed the same
qualifications as the 1914 voters. He complains because of
the illegal standard in the “ Grandfather Clause” to which
he never was subjected. We do not find any authority hold
ing that an elector may complain of an illegal standard
never applied to him, to his injury.
The provision requiring that the registration officers
place on the lists the names of all qualified electors who
had voted in 1914, is not discriminatory. It is not unfair
or unreasonable in any respect. The purpose of the re
quirement is plain and unobjectionable. The sole purpose of
registration is to determine in advance of an election the
persons who are qualified to vote, rather than to await the
clay for voting and there delay the election by inquiry as
to qualifications. At the 1914 general election throughout
the state all those who voted had been examined by the elec
tion officials at the polls, as required by the Oklahoma stat
utes. They were then and there properly adjudged to be
legal voters. Hence there was no necessity whatever for
another examination as to their qualifications.
Throughout his brief petitioner continuously refers
to the 1916 Registration Law as a revitalization and con
tinuance of the “ Grandfather Clause” . This it not true.
Section 1 of Article XXI of the Oklahoma Constitution
was in full force and effect at the time of the election in
in 1914. Said provision is as follows:
“ The qualified electors of this State shall be
citizens of the United States, citizens of the State, in
cluding persons of Indian descent (native of the Unit
ed States), who are over the age of twenty-one years,
and who have resided in the State one year, in the
County six months, and in the election precinct thirty
days, next preceding the election at which such elector
offers to vote. Provided, that no person adjudged guil
ty of a felony, subject to such exceptions as the Leg
islature may prescribe, nor any person, kept m a
poorhouse at public expense, except Federal, Confed
erate and Spanish-American ex-soldiers or sailors, nor
any person in a public prison, nor any idiot or lunatic,
shall be entitled to register and vote.”
The “ Grandfather Clause” , is as follows:
“ No person shall be registered as an elector of
this State, or be allowed to vote in any election held
herein unless he be able to read and write any section
of the Constitution of the State of Oklahoma; but no
person who was, on January 1st, 1866, or at any tune
prior thereto, entitled to vote under any form of gov
ernment, or who at that time resided in some foreign
nation, and no lineal descendent of such person, shall
be denied the right to register and vote because of his
inability to so read and write sections of such Con
stitution. ’ ’
If the so-called “ Grandfather Clause” , was m fact
enforced strictly in any given precinct of the State m 19H
the result as regards registration was this: Each apph
66 I . W . L a n e v . J e s s W i l s o n , e t a l .
B r i e f o f R e s p o n d e n t s . 67
cant had to meet not only the requirements of Section 1,
Article III of the Constitution, supra, but also the provi
sions of the “ Grandfather Clause” , supra. In 1916, after
the “ Grandfather Clause” was stricken down by this Court,
applicants for registration had to meet only the require
ments of said Section 1, Article III of the Oklahoma Con
stitution. And it will be noted that the applicants for reg
istration in 1916 were not required to meet any test in ad
dition to the standard for 1914 already met by all the 1914
voters, every one of whom was required to meet the test,
just as provided in Section 1, Article III. Thus, it will be
seen that those who voted in 1914 were already examined
and found to be qualified, and listed as such, all in accord
ance with said Section 1, Article III, and it will be further
observed that every qualified elector of the State thereto
fore unregistered, whether white or colored, without any
discrimination whatsoever, was required, if he desired to
vote, to register in 1916, unless prevented by absence, sick
ness or unavoidable misfortune, and meet, upon making his
application, precisely the same test (Sec. 1, Art. I ll, supra)
as that successfully met by the 1914 voters. Thus the pe
titioner complains about ancient history.
Cooley on Constitutional Limitations, 6th Edition, at
page 756, says that the purpose of registration prior to an
election is to enable the election officers at the polls to avoid
the haste and confusion that must attend the determina
tion upon election day of the various and difficult questions
concerning the right of individuals to exercise the fran
chise, and that by registration electors are notified in ad
vance what persons have the right to vote. Nothing worth
while could have been accomplished by requiring those who
had been examined and tested in 1914, and who had shown
themselves to be qualified, to go through the same proceed
ing' again. The state authorities had the 1914 lists of the
68 I . W . L a n e v . J e s s W i l s o n , e t a l .
electors. It was fair to all concerned, and business-like, and
saved a great deal of trouble and expense, to accept the
findings theretofore made by the election officers in 1914 and
issue certificates without application to those whose names
appeared on the 1914 rolls, and to require in 1916 the same
test already applied to the 1914 voters to those who had not
been tested in 1914.
The principle that it is not only proper, but necessary
to adapt statutory regulations to the demands of con
venience, is too sound and well-recognized to permit ex
tended argument. This principle is clearly illustrated by
the case of Binswanger v. Whittle, et al. (Md. 1938), 2 Atl.
(2d) 174. There the Court of Appeals of Maryland was
considering an attack upon the Maryland Registration Stat
utes, said attack being based upon the ground that the stat
utes provided different times for the electors to qualify,
just as does the Oklahoma Registration Law of 1916. Bond,
C. J., speaking for the court, said at page 175:
“ * * * Obviously the statutes have for many years
adapted registration provisions to the demands of con
venience in the various parts of the State, and the
present complaint would involve a recasting of the
registration system.
“ This court has, however, already expressed the
opinion that uniformity in the times of registration
in all portions of the State is not required by the Con
stitution. In Bangs v. Fey, 159 Md. 548, 556, 152 A
508, 511, the court said, ‘ It was suggested that there
might be some question of the validity of laws which
provide for quadrennial registration in Baltimore, and
for other times for general registration elsewhere m
the state, but we fail to see the force of such argu
ment * * * so long as the qualifications for registra
tion are the same. ’ The requirement is thought to
concerned not with perfect uniformity in time an
other conditions which would not substantially am
B r i e f o f R e s p o n d e n t s . 69
unreasonably affect the voting franchise of residents,
but only with the more important matter of uniformity
in the basis of the franchise. * * * ”
The fact that the 1914 voters were tested at the polls
in 1914 (and were found to possess the qualifications set
out in Section 1, Article III of the Oklahoma Constitution),
and those who did not vote in 1914 were tested by precisely
the same standards in 1916 (as a prerequisite to registra
tion), is unimportant. The petitioner cannot complain suc
cessfully, because of the mandatory requirement for the
registration of the 1914 voters, who had already shown that
they possessed the qualifications set out in Section 1, Ar
ticle III of the State Constitution, for at the registration
period in 1916 the electors only met the same test as that
theretofore passed by the 1914 voters; that is, they showed
the precinct registrars that they had the qualifications set
out in said Section 1, Article III.
Let us note the classes of persons who had to come
in for registration in 1916. They are these:
First. All those adult persons, whether white or col
ored, who resided in the precinct in 1914 and were entitled
to vote there but failed to vote. If permitted to refer to
statistics as to the state’s population, and as to the num
ber of persons who voted in 1914, we have no doubt we
could show that a very large percent of the population, both
white and colored, did not vote in 1914. And no doubt we
could show that a greater number of whites failed to vote
in 1914, than the number of negroes who then failed to
Tote. There is no showing in the record as to these per
centages. It is matter of common knowledge that a very
large percent of qualified electors do not vote at a general
election. How can it be said that there was any discrimina
tion between the great number of white people who were
70 I . W . L a n e V . J e s s W i l s o n , e t a l .
qualified to vote in 1914 and failed to do so, and the negroes
then qualified to vote, who did not do so! Can it he said
that the vast number of white people qualified to vote in
1914, and who failed to do so, were discriminated against
by the requirement to register the persons who had voted
in 1914! No. Nor can it be said with respect to the colored
people.
Second. All persons who were minors in 1914 and
therefore unable to vote, and who had attained majority at
the registration period in 1916, were subject to precisely
the same requirements as those imposed upon Lane by
the statutes, he not having voted in 1914. Can it be believed
that the Legislature intended to discriminate against this
great crowd of persons, white and colored, who had just
attained majority! They were at the time of the 1916 reg
istration exactly in the position of Lane, but for a different
reason.
Third. The many electors who had moved in from with
out the State of Oklahoma, and here acquired the right to
vote after the 1914 elections, were subject to the same re
quirements as the plaintiff Lane. At that period of the
state’s history there was a large influx from other states.
Was there a discrimination as to this class!
Fourth. After the 1914 election (November 5,1918, by
amendment of the state Constitution at Sec. 1, Art. 3) the
women—about half of the population of the state—acquired
for the first time the right to vote at a general election.
No statute was ever enacted to save the women from the
requirements placed upon those who did not vote in Wll
All of them had to appear before registration officers, jus
as Lane was required to do, and establish their qualify
tions, and become registered in order to vote.
B r i e f o f R e s p o n d e n t s . 71
(e) An examination o f all the cases w here registration laws
have been stricken down upon the ground that they
were discriminatory, shows that in every instance the
statutes in question w ere overthrown because as to a
given and complaining class statutory requirement was
made for subjecting that class to an additional or dif
ferent standard o f qualifications to vote than that re
quired o f others. Exactly the same standards o f quali
fications to vote have always been required under the
registration law o f Oklahoma, as to all classes. The
election officers at the polls in 1914 tested the voters
by the same standards applied by the registrars in
1916. Petitioner’s contention that the statutes are dis
criminatory appears to be without precedent.
Myers v. Anderson, supra, upon which the petitioner
undertakes to stand, squarely applies this test. The in
quiry there was, did the statute fixing the qualifications of
electors set up one standard for the white people, and an
other for the colored? It was held that the statute was void
because it did require of the negroes a different standard
of qualifications to vote than that required of the whites.
If this Court considers the question as to whether or not
the registration statutes of Oklahoma are valid, this test
must dispose of the case in favor of the respondents, for as
shown above, in 1916 no test of qualifications of electors
was required beyond that required of those who voted in
1914.
(f) Petitioner’s contention that the Oklahoma Registration
Law is void because o f the time limit for registration
is not well founded.
We find, upon careful examination, that the cases cited
m support of this contention are not in point.
As typical of the cited cases, attention is called to
the following, from petitioner’s brief, page 64:
72 I. W . L a n e v . J e s s W i l s o n , e t a l .
“ The third syllabus of the above cited case of
Atty. Gen. v. City of Detroit (1889), 78 Mich. 545, 44
N. W. 388, is as follows:
‘ The act is unreasonable and void because
it provides for but five registration days during
the year, at one of which the elector must make
personal application for registration; thus dis
franchising persons who are ill or absent on reg
istration days, h-u.t who would be able to vote on
election days.’ ” (Italics ours.)
It will be observed that the Michigan statute under
consideration made no provision to protect those who were
absent, sick, or otherwise prevented from registration by
unavoidable misfortune. The Oklahoma law under attack
provides for a ten-day registration period, and further pro
vision is made fully protecting those who were unable to
register within the ten day period because of absence, ill
ness, or other good cause. Those who had excuse for not
registering within the ten days were allowed an additional
period of fifty days, which fifty-day period commenced
sometime later.
It is urged that under the Oklahoma law, the petitioner,
Lane, had to be registered within the ten-day registration
period in 1916, or forever thereafter be barred from voting.
There is nothing in the statutes to justify petitioner’s con
clusion upon this point. It does appear that he is barred
from voting until such time as the Legislature may cover
the matter of suffrage by additional legislation. So long as
there is no discrimination the entire matter lies with the
Legislature.
With respect to the contention that the 1916 period for
registration was unreasonably short the respondents say
that the petitioner cannot be heard to raise this question
for he alleges in his petition, and testified at the trial, that
B r i e f o f R e s p o n d e n t s . 73
he applied to his precinct registrar in 1916 for registration,
and was refused. If the period had been six months instead
of ten days, the result would have been precisely the same
in the case of Lane and others similarly situated. We take
it as fundamental that one may not successfully challenge
a statute upon the ground of unreasonable time limit, whilst
admitting that he has not been affected by the shortness of
the period of which complaint is made.
The quare in this case is with respect to alleged dis
crimination. Examination of the various statutory provi
sions for registration must lead to the conclusion that there
was no discrimination, merely because the legislature has
determined that as a matter of policy the period for reg
istration should be ten days.
As a further expression of such policy, section 5666,
0. S. 1931, provides:
“ If the qualifications of electors of the State of
Oklahoma are changed by constitutional amendment
after the permanent registration provided for in this
Act shall have been completed, it shall be the duty of
the proper officers provided for in this Act, to make
a new registration of the qualified electors of each pre
cinct in the State of Oklahoma in the same manner as
provided in this Act. The precinct registrars shall
make the new registration during the first ten days
immediately following the first thirty days after such
constitutional amendment has become effective. Pro
vided, if any elector should be absent from the county
of his residence during such period of time, or is pre
vented by sickness or unavoidable misfortune from
registering with the precinct registrar, within such
time, he may register with such precinct registrar at
any time within thirty days after the close of such
registration period upon complying with the other pro
visions of this Act, and the precinct registrar shall
register no person under this provision unless he shall
74 I . W . L a n e v . J e s s W i l s o n , e t a l .
be satisfied that such person was absent from the coun
ty or was sick during the aforesaid ten days ’ registra
tion period, or was prevented from registration dur
ing such period by unavoidable misfortune. Such new
registration when the same has been completed as pro
vided in this Act, shall be filed in the office of the coun
ty clerk, and shall then become and be the permanent
registration of the qualified electors in each county of
the State.”
We have called attention to the 1918 amendment to
the Constitution of Oklahoma, which gave to women the
right of suffrage. Theretofore they had not had this priv
ilege in Oklahoma. When granted the right of suffrage,
they were registered under the above quoted Section 5666.
As to time limit for registration, and as to excuses for
which they were given additional time, the provisions are
the same as those of Section 5654 applicable in 1916. Thus,
it is clear that from the first the Oklahoma Legislature has
made no discrimination against negroes. The petitioner
goes too far in charging the law makers of Oklahoma with
intention to deprive colored persons of the right of suffrage
by the statutory provisions relating to registration, be
cause every white person, whether man or woman, has been
subjected to the same requirements as those which Lane
had to meet.
(g) Further as to petitioner’s contention that the negroes
o f Oklahoma w ere discriminated against by the stat
utory provisions making it the duty o f precinct regis
trars to issue registration certificates to qualified elec
tors who voted in the general election o f 1914.
Petitioner complains of the provisions for the regis
tration of the qualified 1914 voters, which provisions are
found in the latter part of Section 5654, 0. S. 1931. These
provisions should be considered in light of the following
facts, namely:
B r i e f o f R e s p o n d e n t s . 75
That the 1914 voters had already met the qualifications
set out in Section 1, Article III of the Oklahoma Constitu
tion;
That the purpose of the Registration Law was to
establish a permanent list of the qualified electors;
That the State officials had (in 1914) already compiled
a portion of such permanent list;
That the use of this 1914 list greatly facilitated per
formance of the enormous task of compiling the permanent
registration record, thus effecting a great saving in time,
labor and expense to the State;
When so considered it is readily apparent that the pur
pose of such provisions was to expedite and simplify the
registration of all qualified electors. No sound reason, eith
er practical or theoretical, can he advanced for requiring
the qualified voters of 1914 to again apply and show their
qualifications.
Respectfully submitted,
C h a r l e s G . W a t t s ,
G o rdo n W a t t s ,
Wagoner, Oklahoma,
J o s e p h C . S t o n e ,
C h a r l e s A. M o o n ,
Muskogee, Oklahoma,
Attorneys for Respondents.
Ho w a r d N e s b it t La w B r ie f P r in t e r s
MUSKOGEE, OKLA,
TRANSCRIPT OF RECORD
SUPREME COURT O F T H E U N IT E D STA TE S
October T erm, 1940
No. 618
THE UNITED STATES OF AMERICA, APPELLANT
PATRICK B. CLASSIC, JOHN A. MORRIS, BERNARD W.
YEAGER, JR., WILLIAM SCHUMACHER, AND J. J.
FLEDDERMANN
a ppea l f r o m t h e d i s t r i c t c o u r t o f t h e u n it e d s t a t e s f o r
THE EASTERN DISTRICT OF LOUISIANA
FILED DECEMBER 12, 1940
SUPREME COURT OP T H E U N IT E D STA TE S
October T erm, 1940
No. 618
T H E U N I T E D S T A T E S O F A M E R I C A , A P P E L L A N T
vs.
P A T R IC K B. C L A S S IC , J O H N A . M O R R IS , B E R N A R D W .
Y E A G E R , J R ., W I L L I A M S C H U M A C H E R , A N D J . J.
F L E D D E R M A N N
APPEAL FROM THE DISTRICT COURT OF THE UNITED STATES FOR
THE EASTERN DISTRICT OF LOUISIANA
INDEX
Original Print
Record from D. C. U. S., Eastern Louisiana___________ 1 1
Indictment______________________________ 2 1
Demurrer_______________________________ 22 17
Opinion, Caillouet, J________________________ 24 18
Order sustaining demurrer and dismissing first four counts- 29 22
Judgment and decree________________________ 30 22
Petition for appeal_______________________________________ 31 23
Assignments of error________________________ 38 24
Order allowing appeal_______________________ 40 25
Citation [omitted in printing]__________________ 43 25
Praecipe for record_________________________ 44 26
Clerk’s certificate [omitted in printing]____________ 46 26
Statement of points to be relied upon and designation of record. 47 27
I
285900— 41------ 1
■ ■
■
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'
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 1
1 In United States District Court, Eastern District of
Louisiana, New Orleans Division
No. 20067 (Criminal)
U n it e d S ta te s op A m e r ic a
P atrick B. C l a ss ic , J o h n A. M o rris , B e r n a r d W. Y eager , J r .,
W il l ia m S c h u m a c h e r , J. J. F l e d d e k m a n n
2 Indictment
Filed September 25, 1940
U nited S tates o f A m e r ic a ,
Eastern District of Louisiana, New Orleans Division:
In the District Court of the United States in and for the Eastern
District of Louisiana, New Orleans' Division, at the May term
thereof, A. D. 1940.
The Grand Jurors of the United States duly empaneled, sworn,
and charged at the term aforesaid of the court aforesaid, on their
oaths present and charge:
That Patrick B. Classic, John A. Morris, Bernard W. Yeager,
Jr., William Schumacher, and J. J. Fleddermann, hereinafter
called defendants, together with divers and sundry other persons
to your Grand Jurors unknown, heretofore, to wit, on or about
September 1,1940, and continuously thereafter up to and including
September 11, 1940, at New Orleans, Louisiana, in the New Or
leans Division of the Eastern District of Louisiana and within the
jurisdiction of this Court, did unlawfully, wilfully, knowingly,
and feloniously conspire, confederate, and agree among themselves
and with each other and with divers other persons to this Grand
Jury unknown, to injure, oppress, threaten, and intimidate citi
zens in the free exercise and enjoyment of rights and privileges
secured to them by the Constitution and laws of the United States;
that is to say:
That an election for the office of Congressman in the Congress
of the United States of America will be held in the Second Con
gressional District of the State of Louisiana in accordance with the
provisions of the Constitution and laws of the United States and
°f the State of Louisiana on November 5, 1940;
That in accordance with the provisions of Louisiana Act No. 46
of the Kegular Session of the Legislature of the State of Louisiana
for the year 1940, a Democratic Primary election was held on Sep-
ember 10,1940, in the said Second Congressional District of Lou
2 UNITED1 STATES VS. PATRICK B. CLASSIC ET AL.
isiana for the purpose of selecting and nominating a candidate for
the Democratic party to run in said election of November 5,1940;
that in the said Second Congressional District of Louisiana nomi
nation as the candidate of the Democratic party is and has always
been equivalent and tantamount to election, and that, without
exception, since the adoption of the first primary election
3 law by the State of Louisiana in the year 1900, the Dem
ocratic nominee for the office of Congressman from the
Second Congressional District of Louisiana has been elected;
That the defendants were selected as Commissioners of Elec
tion in accordance with the provisions of said Act No. 46 of 1940,
to conduct and did conduct the said Democratic primary election
in the second precinct of the eleventh ward of the City of New
Orleans, which is in said Second Congressional District of Louisi
ana and in the New Orleans Division of the Eastern District of
Louisiana and within the jurisdiction of this court;
That in said Democratic primary election for Congressman
from the Second Congressional District of Louisiana there were
three candidates possessing the qualifications required by law,
to wit, T. Hale Boggs, Paul H. Maloney, and Jacob Young; that
the defendants were supporters of T. Hale Boggs for Congress,
and of other candidates who were running for other district and
local offices, and were affiliated with a certain faction known as
the Jones-Noe-Old Regular Faction, which supported T. Hale
Boggs for Congress;
That in said primary election on September 10, 1940, five hun
dred thirty-seven (537) citizens and qualified voters, who were
legally registered as Democrats and entitled to vote, appeared
at the election polling booth in said second precinct of the eleventh
ward of New Orleans for the purpose of casting and chd cast
their votes in said election; .,
That it was part of said conspiracy and the purpose of said
conspiracy to injure, oppress, threaten, and intimidate the said
citizens and registered voters who cast their ballots in said secony
precinct of the eleventh ward of New Orleans in said Democratic
primary election in the free exercise and enjoyment of their rights
and privileges secured to them by the Constitution and laws ot
the United States, to wit, their rights and privileges to vote and to
have their votes counted as cast for the candidate of their choice
in said election; j
That it was also a part of said conspiracy and the purpose u
said conspiracy to injure, oppress, threaten and intimidate ̂ au
H. Maloney and Jacob Young, citizens and candidates tor t
office of Congressman in the Congress of the United bta =
4 from the Second Congressional District of Louisiana
the free exercise and enjoyment of the rights and privileg '
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 3
secured to them by the Constitution and laws of the United States,
to wit, their right and privilege as citizens to run for the office
of Congressman in the Congress of the United States from the
Second Congressional District of Louisiana, by preventing each of
them from being legally and properly nominated as a candidate
for said office; and, to wit, their right and privilege to have counted
for them as cast, all of the votes cast for them in said Democratic
primary election;
That it was further a part of said conspiracy and the purpose
of said conspiracy to deprive Paul H. Maloney and Jacob Young
of the votes cast for them in said second precinct of the eleventh
ward by not counting some of the votes cast for them and by
erasing the marks on the ballots placed by the voters in said pre
cinct behind the names of Paul H. Maloney and Jacob Young in
dicating votes for Paul H. Maloney and Jacob Young, and placing
in lieu thereof marks behind the name of T. Hale Boggs indicating
votes for T. Hale Boggs;
And the Grand Jurors aforesaid, upon their oaths aforesaid, do
further present and charge that, after the formation of said
unlawful conspiracy, and in furtherance thereof, and to effect the
object thereof, the said conspirators did commit and do certain
overt acts, now herein specified, to wit:
OVERT ACTS
1. That on or about September 10,1940, at New Orleans, Louisi
ana, in the New Orleans Division of the Eastern District of
Louisiana and within the jurisdiction of this court, the said de
fendants changed eighty-three (83) ballots that had been cast for
Paul H. Maloney and marked and counted them as votes for T.
Hale Boggs.
2. That on or about September 10,1940, at New Orleans, Louisi
ana, in the New Orleans Division of the Eastern District of Lou
isiana and within the jurisdiction of this court, the said defendants
changed fourteen (14) ballots that had been cast for Jacob Young
and marked and counted them as votes for T. Hale Boggs.
3. That on or about September 10,1940, at New Orleans, Louisi
ana, in the New Orleans Division of the Eastern District of
Louisiana and within the jurisdiction of this court, the said
defendants certified in writing to the Chairman of the Sec
ond Congressional District Committee of Louisiana that
the vote for the office of Congressman from the Second Congres
sional District of Louisiana was as follows, to wit:
For T. Hale Boggs____________________________________________ 526
For Paul H. Maloney_______________________________________ 8
For Jacob Young____________________________________________ 3
when in truth and in fact the correct vote cast was:
4 UNITED STATES VS. PATRICK B. CLASSIC ET AL.
For T. Hale Boggs___________________________ 426
For Paul H. Maloney------------------------ 94
For Jacob Young--------------------------- 17
all of which was and is contrary to the form of the statute in such
case made and provided and against the peace and dignity of the
United States.
COUNT TW O
And the Grand Jurors aforesaid, upon their oaths aforesaid, do
further present and charge: That on or about September 10, 1940,
at New Orleans, Louisiana, in the New Orleans Division of the
Eastern District of Louisiana and within the jurisdiction of this
court, one Patrick B. Classic, one John A. Morris, one Bernard W.
Yeager, Jr., one William Schumacher, and one J. J. Fleddermann,
hereinafter called defendants, who were then and there election
officers of the State of Louisiana, to wit, Commissioners of Elec
tion in the second precinct of the eleventh ward, New Orleans,
selected and acting in accordance with the provisions of Act No.
46 of the Legislature of Louisiana for the year 1940 and acting
under color of a law and statute of the State of Louisiana, to wit,
the said Act No. 46 of the Legislature of the State of Louisiana
for the year 1940 creating the office of Commissioner of Election
and defining the duties thereof, did unlawfully, wilfully, know
ingly, and feloniously subject and cause to be subjected regis
tered voters of the second precinct of the eleventh ward of New
Orleans, inhabitants of the State of Louisiana, to the deprivation
of rights, privileges, and immunities secured and protected by the
Constitution and laws of the United States, to wit, their right to
cast their votes for the candidate of their choice and to have their
votes counted for such candidate as cast in the Democratic pri
mary election of September 10, 1940; that is to say;
6 That an election for the office of Congressman in the Con
gress of the United States of America will be held in the
Second Congressional District of the State of Louisiana in ac
cordance with the provisions of the Constitution and laws of the
United States and of the State of Louisiana on November 5,1940)
That in accordance with the provisions of - Louisiana Act ho.
46 of the Regular Session of the Legislature of the State of Loui
siana for the year 1940, a Democratic Primary election was held
on September 10, 1940 in the said Second Congressional District
of Louisiana for the purpose of electing and nominating a cand i-
date for the Democratic party to run in said election of Novembei
5, 1940; that in said Second Congressional District of Louisiana
nomination as the candidate of the Democratic party is and ij'3
always been equivalent and tantamount to election, and that, wit -
out exception, since the adoption of the first primary election law
by the State of Louisiana in the year 1900, the Democratic nominee
for the office of Congressman from the Second Congressional Dis
trict of Louisiana has been elected;
That the defendants were selected as Commissioners of Election
in accordance with the provisions of said Act No. 46 of 1940, to
conduct and dicl conduct the said Democratic primary election in
the second precinct of the eleventh ward of the City of New Or
leans, which is in said Second Congressional District of Louisiana
and in the New Orleans Division of the Eastern District of
Louisiana and within the jurisdiction of this court;
That in said Democratic primary election for Congressman
from the Second Congressional District of Louisiana there were
three candidates possessing the qualifications required by law, to
wit, T. Hale Boggs, Paul H. Maloney, and Jacob Young; that
the defendants were supporters of T. Hale Boggs for Congress,
and of other candidates who were running for other district and
local offices, and were affiliated with a certain faction known as
the Jones-Noe-Old Regular Faction, which supported T. Hale
Boggs for Congress;
That in said primary election on September 10, 1940, five hun
dred thirty-seven (537) citizens and qualified voters, who were
legally registered as Democrats and entitled to vote, appeared at
the election polling booth in said second precinct of the eleventh
ward of New Orleans for the purpose of casting and did cast their
votes in said election;
7 That the defendants, well knowing the premises afore
said, did on the date aforesaid and at the place aforesaid,
wilfully fail and refuse to count some of the votes cast in said elec
tion for Paul H. Maloney and for Jacob Young and did erase
the marks on various ballots placed by said voters in said precinct
behind the names of Paul H. Maloney and Jacob Young indicating
votes for Paul H. Maloney and Jacob Young, and did place in lieu
thereof marks behind the name of T. Hale Boggs indicating votes
for T. Hale Boggs, and did wilfully fail and refuse to count votes
cast for Paul H. Maloney and Jacob Young;
That the defendants certified in writing to the Chairman of the
Second Congressional District Committee of Louisiana that the
vote for the office of Congressman from the Second Congressional
District of Louisiana was as follows, to w it:
UNITED STATES VS. PATRICK B. CLASSIC E'T AL. 5
For T. Hale Boggs...,-------------------------526For Paul H. Maloney________________________ 8For Jacob Young____________ 3
vhen in truth and in fact the correct vote cast was:
For T. Hale Boggs____________________________________________ 426
For Paul H. Maloney________________________________________ 94
For Jacob Young_____________________________________________ 47
6 UNITED STATES VS. PATRICK B. CLASSIC ET AL.
all of which was and is contrary to the form of the statute in such
case made and provided and against the peace and dignity of the
United States.
8 C O U N T T H R E E
And the Grand Jurors aforesaid, upon their oaths aforesaid,
do further present and charge: That on or about September 10,
1940, at New Orleans, Louisiana, in the NewT Orleans Division of
the Eastern District of Louisiana and within the jurisdiction of
this Court, one Patrick B. Classic, one John A. Morris, one Ber
nard W. Yeager, Jr., one William Schumacher, and one J. J.
Fleddermann, hereinafter called defendants, who were then and
there election officers of the State of Louisiana, to wit, Commis
sioners of Election in the second precinct of the eleventh ward,
New Orleans, selected and acting in accordance with the provi
sions of Act No. 46 of the Legislature of Louisiana for the year
1940, and acting under color of a law and statute of the State of
Louisiana, to wit, the said Act No. 46 of the Legislature of the
State of Louisiana for the year 1940, creating the office of Com
missioner of Election and defining the duties thereof, did unlaw
fully, wilfully, knowingly, and feloniously subject and cause to
be subjected one Paul H. Maloney, an inhabitant of the State of
Louisiana, to the deprivation of rights, privileges, and immunities
secured and protected by the Constitution and laws of the United
States, to wit, his rights, privileges, and immunities (1) to offer
himself as a candidate for the office of Congressman in the Con
gress of the United States for the Second Congressional District
of Louisiana; (2) to be legally and properly nominated as a can
didate for the office of Congressman in the Congress of the United
States from the Second Congressional District of Louisiana; and
(3 ) to have counted for him all votes legally cast for him forsan
nomination for said office; that is to say,
That an election for the office of Congressman in the Congress oi
the United States of America will be held in the Second Con
gressional District of the State of Louisiana in accordance witn
the provisions of the Constitution and laws of the United States
and of the State of Louisiana on November 5,1940;
That in accordance with the provisions of Louisiana Act JNo.
of the Regular Session of the Legislature of the State of L°uisml“
for the year 1940, a Democratic Primary election was held on
September 10, 1940, in the said Second Congressional District o
Louisiana for the purpose of electing and nominating a canma
for the Democratic party to run in said election of JN
9 ber 5, 1940; that in said Second Congressional District o
Louisiana nomination as the candidate of the Democra
party is and has always been equivalent and tantamount to e
tion, and that, without exception, since the adoption of the first
primary election law by the State of Louisiana in the year 1900,
the Democratic nominee for the office of Congressman from the
Second Congressional District of Louisiana has been elected;
That the defendants were selected as Commissioners of Election
in accordance with the provisions of said Act No. 46 of 1940, to con
duct and did conduct the said Democratic primary election in the
second precinct of the eleventh ward of the City of New Orleans,
which is in said Second Congressional District of Louisiana and in
the New Orleans Division of the Eastern District of Louisiana and
within the jurisdiction of this court;
That in said Democratic primary election for Congressman from
the Second Congressional District of Louisiana there were three
candidates possessing the qualifications required by law, to wit, T.
Hale Boggs, Paul H. Maloney, and Jacob Young; that the defend
ants were supporters of T. Hale Boggs for Congress, and of other
candidates who were running for other district and local offices,
and were affiliated with a certain faction known as the Jones-Noe-
Old Begular Faction, which supported T. Hale Boggs for Congress;
That in said primary election on September 10,1940, five hundred
thirty-seven (537) citizens and qualified voters, who were legally
registered as Democrats and entitled to vote, appeared at the elec
tion polling booth in said second precinct of the eleventh ward of
New Orleans for the purpose of casting and did cast their votes in
said election;
That the defendants, well knowing the premises aforesaid, did
on the date aforesaid and at the place aforesaid, wilfully fail and
refuse to count some of the votes cast in .said election for Paul H.
Maloney and did erase the marks on various ballots placed by said
voters in said precinct behind the name of Paul H. Maloney indicat
ing votes for Paul H. Maloney, and did place in lieu thereof marks
behind the name of T. Hale Boggs indicating votes for T. Hale
Boggs, and did wilfully fail and refuse to count votes cast for
Paul H. Maloney;
That the defendants certified in writing to the Chairman of the
Second Congressional District Committee of Louisiana that the
vote for the office of Congressman from the Second Congres-
hl sional District of Louisiana was as follows, to w it:
UNITED STATE'S VS. PATRICK B. CLASSIC ET AL. 7
For T. Hale Boggs___________________________526
For Paul H. Maloney__________________•______ 8
For Jacob Young______________ _____________ 3
vhen in truth and in fact the correct vote cast was:
For T. Hale Boggs____________________________ .______________ 426
For Paul H. Maloney_______________________________________ 9 4
For Jacob Young____________________________________________, 17
8 UNITED STATES VS. PATRICK B. CLASSIC ET AL.
all of which was and is contrary to the form of the statute in such
case made and provided and against the peace and dignity of the
United States.
COUNT FOUR
And the Grand Jurors aforesaid, upon their oaths aforesaid,
do further present and charge: That on or about September 10,
1940, at New Orleans, Louisiana, in the New Orleans Division of
the Eastern District of Louisiana and within the jurisdiction of
this Court, one Patrick B. Classic, one John A . Morris, one Ber
nard W. Yeager, Jr., one William Schumacher, and one J. J.
Fleddermann, hereinafter called defendants, who were then and
there election officers of the State of Louisiana, to wit, Commis
sioners of Election in the second precinct of the eleventh ward,
New Orleans, selected and acting in accordance with the pro
visions of Act No. 46 of the Legislature of Louisiana for the year
1940, and acting under color of a law and statute of the State of
Louisiana, to wit, the said Act No. 46 of the Legislature of the
State of Louisiana for the year 1940, creating the office of Com
missioner of Election and defining the duties thereof, did unlaw
fully, wilfully, knowingly, and feloniously subject and cause to
be subjected one Jacob Young, an inhabitant of the State of
Louisiana, to the deprivation of rights, privileges, and immunities
secured and protected by the Constitution and laws of the United
States, to wit, his rights, privileges, and immunities (1) to offer
himself as a candidate for the office of Congressman in the Con
gress of the United States from the Second Congressional District
of Louisiana ; (2) to be legally and properly nominated as a
candidate for the office of Congressman in the Congress of the
United States from the Second Congressional District of Louisi
ana; and (3) to have counted for him all votes legally cast
for him for said nomination for said office; that is to say:
11 That an election for the office of Congressman in the
Congress of the United States of America will be held in
the Second Congressional District of the State of Louisiana in
accordance with the provisions of the Constitution and laws of
the United States and of the State of Louisiana on November 5,
1940;That in accordance with the provisions of Louisiana Act No. 4o
of the Regular Session of the Legislature of the State of Louisiana
for the year 1940, a Democratic Primary election was held on
September 10, 1940, in the said Second Congressional District of
Louisiana for the purpose of electing and nominating a candidate
for the Democratic party to run in said election of November 5,
1940; that in said Second Congressional District of Louisiana
nomination as the candidate for the Democratic party is and has
always been equivalent and tantamount to election, and that, wit i
UNITED STATE'S VS. PATRICK B. CLASSIC ET AL. 9
out exception, since the adoption of the first primary election law
by the State of Louisiana in the year 1900, the Democratic nominee
for the office of Congressman from the Second Congressional Dis
trict of Louisiana has been elected;
That the defendants were selected as Commissioners of Election
in accordance with the provisions of said Act No. 46 of 1940, to
conduct and did conduct the said Democratic primary election in
the second precinct of the eleventh ward of the City of New
Orleans, which is in said Second Congressional District of
Louisiana and in the New Orleans Division of the Eastern District
of Louisiana and within the jurisdiction of this court;
That in said Democratic primary election for Congressman
from the Second Congressional District of Louisiana there were
three candidates possessing the qualifications required by law,
to wit, T. Hale Boggs, Paul H. Maloney, and Jacob Young; that
the defendants were supporters of T. Hale Boggs for Congress,
and of other candidates who were running for other district and
local offices, and were affiliated with a certain faction known as the
Jones-Noe-Old Regular Faction, which supported T. Hale Boggs
for Congress;
That in said primary election on September 10, 1940, five hun
dred thirty-seven (537) citizens and qualified voters, who were
legally registered as Democrats and entitled to vote, appeared at
the election polling booth in said second precinct of the eleventh
ward of New Orleans for the purpose of casting and did cast their
votes in said election;
12 That the defendants, well knowing the premises afore
said, did on the date aforesaid and at the place aforesaid,
wilfully fail and refuse to count some of the votes cast in said elec
tion for Jacob Young and did erase the marks on various ballots
placed by said voters in said precinct behind the name of Jacob
Young indicating votes for Jacob Young, and did place in lieu
thereof marks behind the name of T. Hale Boggs indicating votes
for T. Hale Boggs, and did wilfully fail and refuse to count votes
cast for Jacob Young;
That the defendants certified in writing to the Chairman of
the Second Congressional District Committee of Louisiana that
the vote for the office of Congressman from the Second Congres
sional District of Louisiana was as follows, to w it:
For T. Hale Boggs__________________________ 326
For Paul H. Maloney________________________ 8
For Jacob Young___________________________ 3
Mien in truth and in fact the correct vote cast was:
For T. Hale Boggs____________________________________
For Paul H. Maloney_______________________ ,________
For Jacob Y oung_________________________________
all of which was and is contrary to the form of the statute in such
case made and provided and against the peace and dignity of the
United States.
COU N T FIVE
And the Grand Jurors aforesaid, upon their oaths aforesaid, do
further present and charge: That one Patrick B. Classic, one John
A. Morris, one Bernard W. Yeager, Jr., one William Schumacher,
and one J. J. Fleddermann, hereinafter called the defendants, to
gether with divers and sundry other persons to your Grand Jurors
unknown, heretofore, to wit, on or about September 10, 1910, and
continuously up to and including September 11, 1940, at New
Orleans, Louisiana, in the New Orleans Division of the- Eastern
District of Louisiana, and within the jurisdiction of this Court,
unlawfully, wilfully, knowingly, and fraudulently devised and
intended to devise a scheme and artifice to defraud, and for obtain
ing money and property by means of false and fraudulent pre
tenses, representations, and claims, from Paul H. Maloney, from
Jacob Young, from the legally and qualified registered
13 voters of election precinct two, ward eleven, of the City of
New Orleans, from the Democratic party of the Second
Congressional District of Louisiana, from the citizens of the Sec
ond Congressional District of Louisiana, from the State of Louisi
ana and the Secretary of State of Louisiana, and from the United
States of America and the Congress of the United States, and
divers other persons to your Grand Jurors unknown, which said
scheme and artifice to defraud was to be effected by the use and
misuse of the Post Office establishment of the United States, and
in furtherance of and for the purpose of executing said scheme
and artifice, did deposit and cause to be deposited in an author
ized depository for mail matter to be sent and delivered by the
Post Office establishment of the United States, and did cause to
be delivered by mail, according to the direction thereon, divers
and sundry letters, packages, and writings, which said scheme and
artifice to defraud was in substance as follows:
That an election for the office of Congressman in the Congress
of the United States of America will be held in the Second Con
gressional District of the State of Louisiana in accordance with
the provisions of the Constitution and laws of the United States
and of the State of Louisiana on November 5, 1940;
That in accordance with the provisions of Louisiana Act hlo.
46 of the Regular Session of the Legislature of the State of Loui
siana for the year 1940, a Democratic Primary election was held
on September 10, 1940, in the said Second Congressional District
of Louisiana for the purpose of selecting and nominating a candi
date for the Democratic party to run in said election of November
5,1940; that in the said Second Congressional District of Louisiana
10 UNITED STATES VS. PATRICK B. CLASSIC ET AL.
nomination as the candidate of the Democratic party is and has
always been equivalent and tantamount to election, and that, with
out exception, since the adoption of the first primary election law
by the State of Louisiana in the year 1900, the Democratic nomi
nee for the office of Congressman from the Second Congressional
District of Louisiana has been elected;
That the defendants were selected as Commissioners of Election
in accordance with the provisions of said Act No. 46 of 1940, to
conduct and did conduct the said Democratic primary elec-
14 tion in the second precinct of the eleventh ward of the City
of New Orleans, which is in said Second Congressional Dis
trict of Louisiana and in the New Orleans Division of the Eastern
District of Louisiana and within the jurisdiction of this court;
That in said Democratic primary election for Congressman from
the Second Congressional District of Louisiana there were three
candidates possessing the qualifications required by law, to wit,
T. Hale Boggs, Paul H. Maloney, and Jacob Young; that the de
fendants were supporters of T. Hale Boggs for Congress, and of
other candidates who were running for other district and local
offices, and were affiliated with a certain faction known as the Jones-
Noe-Old Regular Faction, which supported T. Hale Boggs for
Congress;
That in said primary election on September 10, 1940, five hun
dred thirty-seven (537) citizens and qualified voters, who were le
gally registered as Democrats and entitled to vote, appeared at
the election polling booth in said second precinct of the eleventh
ward of New Orleans for the purpose of casting and did cast their
votes in said election;
That the defendants, well knowing the premises aforesaid, did
on the date aforesaid and at the place aforesaid, wilfully fail and
refuse to count some of the votes cast in said election for Paul H.
Maloney and for Jacob Young and did erase the marks on various
ballots placed by said voters in said precinct behind the names
of Paul H. Maloney and Jacob Young indicating votes for Paul H.
Maloney and Jacob Young, and did place in lieu thereof marks be
hind the name of T. Hale Boggs indicating votes for T. Hale Boggs,
and did wilfully fail and refuse to count votes cast- for Paul H.
Maloney and Jacob Young;
That the defendants certified and represented in writing to the
Chairman of the Second Congressional District Committee of
Louisiana that the vote for the office of Congressman from the
Second Congressional District of Louisiana was as follows, to wit:
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 11
For T. Hale Boggs____________________________________________526
For Paul H. Maloney_______________________________________ 8
For Jacob Young_____________________________________________ 3
when in truth and in fact the correct vote cast was—
12 UNITED STATE'S VS. PATRICK B. CLASSIC ET AL.
15 For T. Hale Boggs-------------------------- 426
For Paul H. Maloney-------------- ---------- 94
For Jacob Young--------------------------- It
That it was a part of said scheme and artifice to defraud that
the defendants would fail and refuse to count votes legally cast for
Paul H. Maloney and Jacob Young in order to deprive them of the
nomination for the office of Congressman in the Congress of the
United States of America from the Second Congressional District
of Louisiana, and would instead count votes which had been cast
for Paul H. Maloney and Jacob Young for their own candidate,
T. Hale Boggs, in order to defraud P. H. Maloney and Jacob
Young of their right to be elected Congressman in the Congress
of the United States from the Second Congressional District of
Louisiana; to defraud and deprive the said Paul H. Maloney and
the said Jacob Young of the emoluments of said office, to wit, the
sum of Ten Thousand Dollars ($10,000.00) per year for two years;
to defraud and deprive the said Paul H. Maloney and the said
Jacob Young of their nomination as candidates for the Democratic
party in the election for said office; to defraud and deprive PaulH.
Maloney and Jacob Young of votes cast for them in said primary
election; to defraud and deprive the registered voters of the sec
ond precinct of the eleventh ward of New Orleans of the right to
cast their votes for Paul H. Maloney and Jacob Young and to
have their votes counted as cast; to defraud and deprive the Demo
cratic party of its right to its legally selected nominee for the
office of Congressman in the Congress of the United States from
the Second Congressional District of Louisiana; to defraud and
deprive the citizens of the Second Congressional District of
Louisiana of the congressman of their choice; to defraud and de
prive the State of Louisiana and the Secretary of State of Loui
siana of the true record and vote cast in said precinct; and to de
fraud the United States of America and the Congress of the
United States of America of the right to have a legally selected
congressman from the Second Congressional District of Louisiana;
And the Grand Jurors aforesaid, upon their oaths aforesaid,
do further present and charge: That the pretenses, representa
tions, and claims of the defendants herein, that the correct vote
cast in said second precinct of the eleventh ward of New Orleans
was as follows, to wit:
16 For T. Hale Boggs-------------------------------------------------------------------- 52®
For Paul H. Maloney------------------------------------------------------------ ®
For Jacob Young------------------------------------------------------------------- d
were false, untrue, and fraudulent in this to wit: that the true and
correct vote cast in said precinct was:
For T. Hale Boggs---------------------------426
For Paul H. Maloney------------------------- 94
For Jacob Young--------------------------- 17
And the Grand Jurors aforesaid, upon their oaths aforesaid,
do further present and charge: that each and every one of the pre
tenses, representations, and claims made and intended to be made
by the said defendants were false and untrue and intended to be
false and untrue, and at all times mentioned herein were known
by the said defendants to be false and untrue and were made and
intended to be made by the defendants for the purpose of accom
plishing the frauds hereinabove described;
That Patrick B. Classic, John A. Morris, Bernard W. Yeager,
Jr., William Schumacher, and J. J. Fleddermann, the defendants
herein, on or about the 11th day of September 1940, at New Or
leans, Louisiana, in the New Orleans Division of the Eastern
District of Louisiana and within the jurisdiction of this court for
the purpose of executing the scheme and artifice aforesaid, unlaw
fully, fraudulently, and feloniously did knowingly deposit and
cause to be deposited in an authorized depository for mail matter
of the United States at New Orleans, Louisiana, a certain tally
sheet for district offices, a certain tally sheet for parish offices, a
certain poll list for district offices and a certain poll list for parish
offices enclosed in a postpaid envelope addressed to Hon. Jas. A.
Gremillion, Secretary of State, Baton Rouge, Louisiana, to be sent
and delivered by the Post Office establishment of the United States,
the face and reverse of which tally sheet for district offices were
and are of the following tenor, to wit:
“1940 Primary for District Officers
T a l l y S h e e t
Of the amount of votes of the Democratic Primary Election held
in the Second Precinct of the Eleventh Ward of the Parish of
Orleans on the 10th day of September A. D. 1940, for Member of
Congress, Second Congressional District and for Member of
Public Service Commission, First Public Service Commission
District.
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 13
14 UNITED STATES VS. PATRICK B. CLASSIC ET AL.
T A L L Y
Offices and names Amount of votes in
letters
Amount of
votes in
figures
For Member of Seventy-Seventh Congress of the United
States, Second Congressional District—T. Hale Boggs.
F ive H u n dred and
Twenty-six.
526
For Member of Seventy-Seventh Congress of the United
States, Second Congressional District—Paul II. Maloney.
Eight--------------------------- 8
For Member of Seventy-Seventh Congress of the United
States, Second Congressional District—Jacob Young.
Three__ 3
For Member of the Louisiana Public Service Commission,
First Public Service Commission District—Maurice B.
Catlin.
Eight_________________ 8
For Member of the Louisiana Public Service Commission,
First Public Service Commission District—Allen H.
Three_________________ 3
J ohness.
For Member of the Louisiana Public Service Commission,
First Public Service Commission District—Nathaniel B.
Knight, Jr.
F ive H u n dred and
Twenty.
520
For Member of the Louisiana Public Service Commission,
First Public Service Commission District—James P.
O’Connor, Jr.
One___________________ 1
0For Member of the Louisiana Public Service Commission,
First Public Service Commission District—Albert 0 .
Rappelet.
0______________________
18 For Member of the Louisiana Public Service Com
mission, First Public Service Commission District—
Francis Williams.
Five________________ 5
And having completed the count, which we certify to be cor
rect, we have replaced the ballots thus counted, together with a
District poll list showing the names of the voters who cast said
ballots and a District tally sheet in the ballot box, which was
sealed by us and will be delivered to the Clerk of the Criminal
District Court, and will mail a duplicate District poll list showing
the names of the voters who cast said ballots and a duplicate Dis
trict tally sheet to Jas. A. Gremillion, Secretary of State, Baton
Rouge, Louisiana, as required by Act 46 of 1940.
1. (Signed)
2. (Signed)
3. (Signed)
4. (Signed)
5. (Signed)
P a t r ic k B . C l a s s ic ,
J o h n A. M o rris ,
B e r n a r d W. Y eager , Jr.,
J. F l e d d e r m a n n ,
Wm. S c h u m a c h e r ,
Commissioners of Election.
Sworn to and subscribed before J. Fleddermann, Commissioner,
by-------------------------------------------------------------------- ---------------------
(Naming the Commissioners signing and taking oath.)
majority of the Commissioners serving at this, the 2 Precinct poll
of Ward 11 of the Parish of ORLEANS, and by me sworn to and
subscribed as correct, this 10th day of September A. D. 1940.
(Signed) J. F l e d d e r m a n n ,
Any Commissioner.”
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 15
That at the time of placing and causing to be placed the said pack
age, tally sheet for district offices, tally sheet for parish offices,
poll list for district offices and poll list for parish offices in an
authorized depository for mail matter of the United States, afore
said, the defendants, Patrick B. Classic, John A. Morris, Bernard
W. Yeager, Jr., William Schumacher, and J. J. Fleddermann, then
and there well knew that the said package, the said tally sheet for
district offices, the said tally sheet for parish offices, the said poll
list for district offices, and the said poll list for parish offices were
for the purpose of executing the said scheme and artifice and
were for the purpose of defrauding Paul H. Maloney, Jacob
Young, the legally and qualified registered voters of election pre
cinct two, ward eleven of the City of New Orleans, the Demo
cratic party of the Second Congressional District of Louis-
19 iana, the citizens of the Second Congressional District of
Louisiana, the State of Louisiana, the Secretary of State
of Louisiana, the United States of America and the Congress of
the United States; contrary to the form of the statute in such case
made and provided and against the peace and dignity of the
United States.
COU N T SIX
And the Grand Jurors aforesaid, upon their oaths aforesaid, do
further present and charge: That one Patrick B. Classic, one John
A. Morris, one Bernard W. Yeager, Jr., one William Schumacher,
and one J. J. Fleddermann, hereinafter called the defendants, to
gether with divers and sundry other persons to your Grand Jurors
unknown, heretofore, to wit, on or about September 10, 1940, and
continuously up to and including September 11, 1940, at New Or
leans, Louisiana, in the New Orleans Division of the Eastern
District of Louisiana and within the jurisdiction of this Court, so
having unlawfully, wilfully, knowingly, and fraudulently devised
and intended to devise a scheme and artifice to defraud, and for
obtaining money and property by means of false and fraudulent
pretenses, representations, and claims, that is to say, the same
scheme and artifice that is set forth and described in the fifth
count of this indictment, the allegations concerning which in said
fifth count are incorporated by reference thereto in this count as
fully as if they were here repeated, and for the purpose of execut
ing said scheme and artifice, unlawfully, fraudulently, and felo
niously did knowingly deposit and cause to be deposited in an
authorized depository for mail matter of the United States at
New Orleans, Louisiana, a certain tally sheet for district offices
and a certain poll list for district offices enclosed in a postpaid
envelope addressed to Hon. Edw. A. Haggerty, Chairman Demo
16 UNITED' STATES VS. PATRICK B. CLASSIC ET AL.
cratic Executive Committee Second Congressional District, New
Orleans, Louisiana, to be sent and delivered by the Post Office
establishment of the United States, the face of which tally sheet
for district offices was and is of the following tenor to w it:
“ Second Congressional District
T a l l y S h e e t
Of the amount of votes of the Democratic Primary Election held
in the Second Precinct of the Eleventh Ward in the Parish of Or
leans on the 10th day of September A. D. 1940, for Member of
the Seventy-Seventh Congress of the United States, from the
Second Congressional District of Louisiana, for the term expiring
January 3rd, 1943.
20 t a l l y
Officers and names Amount of Votes in Let
ters
Amount of
Votes in
Figures
For Member of the Seventy-Seventh Congress of the United
States, Second Congressional District.—T. Hale Boggs.
Five Hundred and
twenty six.
526
For Member of the Seventy-Seventh Congress of the United
States, Second Congressional District—Paul IT. Maloney.
Eight_________________ 8
For Member of the Seventy-Seventh Congress of the United
States, Second Congressional District.—Jacob Young.
Three_________ _______ 3
We hereby certify that this tally sheet shows a true and correct
tabulation of the votes cast at aforesaid precinct for the offices
shown hereon and that this tally sheet will be mailed to Edward
A. Haggerty, Chairman, Second Congressional District Demo
cratic Executive Committee, New Orleans, La., as required by
Act 46 of 1940.
1. (Signed)
2 . (Signed)
3. (Signed)
4. (Signed)
5. (Signed)
Sworn to and subscribed before
by-----------------------------------------
P a t r ic k B. C l a ss ic ,
J o h n A. M o rris ,
B e r n a r d W. Y eag er , J r.,
J. F l e d d e r m a n n ,
Wm. S c h u m a c h e r ,
Comrrdssioners of 'Election.
J. Fleddermann, Commissioner,
(Nam ing the Commissioners signing and taking oath.)
majority of the Commissioners serving at this, the 2nd Precinct
poll of Ward 11 of the Parish of Orleans, and by me sworn to and
subscribed as correct, this 10th day of September, A. D. 1940.
(Signed) J. F le d d e r m a n n ,
Any Commissioner.”
That at the time of placing and causing to be placed the said
package, said tally sheet for district offices and the said poll list
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 17
for district offices in an authorized depository for mail matter of
the United States, aforesaid, the defendants, Patrick B. Classic,
John A. Morris, Bernard W. Yeager, Jr., William Schumacher,
and J. J. Fleddermann, then and there well knew that the said
package, the said tally sheet for district offices and the said
poll list for district offices were for the purpose of
21 executing the said scheme and artifice and were for the
purpose of defrauding Paul H. Maloney, Jacob Young, the
legally and qualified registered voters of election precinct two,
ward eleven of the City of New Orleans, the Democratic party
of the Second Congressional District of Louisiana, the citizens of
the Second Congressional District of Louisiana, the State of
Louisiana, the Secretary of State of Louisiana, the United States
of America and the Congress of the United States; contrary to the
form of the statute in such case made and provided and against
the peace and dignity of the United States.
(Signed) B ene A. V iosoa,
United States Attorney.
(Signed)
(Signed)
(Signed)
A true bill.
New Orleans, La., Sept. 25,1910.
(Signed) 22
J. S kelly W right,
Assistant U. S. Attorney.
H ilary J. Gaudin,
Assistant U. S. Attorney.
B obert W einstein,
Assistant U. S. Attorney.
E. B. Du Mont, Foreman.
22 In United States District Court, Eastern District
of Louisiana
[Title omitted.]
Dernwrer
Filed October 9,1940
To the Honorable the Judge of the United States District Court
for the Eastern District of Louisiana, New Orleans Division:
Now into court come Patrick B. Classic, John A. Morris, Bernard
W. Yeager, Jr., William Schumacker, and J. J. Fledermann, de
fendants in the above numbered and entitled cause, appearing
herein through their attorneys, Charles W. Kehl and Fernando
J. Cuquet, Jr., and demur to the indictment and for the cause of
said demurrer say:
1. That the matters alleged in said indictment and in each count
thereof do not constitute any offense against the laws of the United
States.
2. That there is no allegation that the citizens and qualified
voters of the second precinct of the eleventh ward of N. 0. in the
Second Congressional District of Louisiana or the Democratic
nominees for the office of Congress from the Second Congressional
District of Louisiana were deprived of any rights, privileges, or
immunities secured and protected by the constitution or laws of the
United States on account of said voters and nominees being aliens
or by reason of their color or race and that as there was no dis
crimination whatsoever against the latter within the meaning of
the statute the indictment is defective and fails to allege a crime
against the U. S.
3. That the allegation in counts 2, 3, and 4 to the effect that the
defendants were State officials, are mere conclusions and that the
facts set out in the three aforementioned counts are insufficient to
constitute the defendants as state officials and that hence
23 counts 2, 3, and 4 do not set out a Federal crime within 18
U. S. C. A. No. 52.
4. That the facts set out in counts 5 and 6 are insufficient to con
stitute a scheme or artifice to defraud, or for obtaining money or
property by means of false or fraudulent pretenses, representations,
or promises and use of the mails in the execution thereof within
the meaning of the mail fraud statute.
Wherefore it is prayed that this demurrer be maintained, the
indictment dismissed and the defendants discharged without delay.
(Signed) C harles W. K ehl,
(Signed) F ernando J. Cuquet, Jr.,
Attorneys for Defendants.
\Duly sworn to by Patrick B. Classic, Wm. E. Schumacher, J. A.
Morris, Jos. J. Fleddermann, Bernard W. Yeager, Jr.; Jurat
omitted in printing.]
24 In United States District Court, Eastern District of
Louisiana, New Orleans Division
[Title omitted.]
Opinion
Filed October 9,1940
Caillotjet, J .: There are six (6 ) counts in the Indictment re
turned by the Grand Jury, in the above-entitled and numbere
case, against Patrick B. Classic, John A. Morris, Bernard
Yeager, Jr., William Schumacher, and J. J. Fleddermann.
They have filed a demurrer to said indictment, and insofar as
objection is urged to counts 1, 2, 3, and 4, the Court sustains sai
18 UNITED STATES VS. PATRICK B. CLASSIC KT AL.
demurrer on the ground that no provision of Sections 19 and 20
of the Criminal Code (Secs. 51 and 52, Title 18, U. S. C. A.)
refers or has application to the state of facts detailed in said four
counts.
The provisions of Section 51, depended upon by the Government
as justifying the conspiracy charge covered by count 1, read:
“If two or more persons conspire to injure, oppress, threaten,
or intimidate any citizen in the free exercise or enjoyment of any
right or privilege secured to him by the Constitution or laws of
the United States, or because of his having so exercised the same.”
The count charges that there was a conspiracy—
“* * * to injure, oppress, threaten, and intimidate citizens in
the free exercise and enjoyment of rights and privileges secured
to them by the Constitution and laws of the United States.”
and that, at a primary election held on September 10th, 1940, in
accordance with the provisions of Act No. 46 of the Regular Ses
sion of the Legislature of the State of Louisiana for the year
1940, for the purpose of selecting and nominating a candidate for
the Democratic party to run in the election for the office of Con
gressman in the Congress of the United States of America,
to be held in the Second Congressional District of the State
25 of Louisiana, on November 5th, 1940, in accordance with the
provisions of the Constitution and laws of the United States
and of the State of Louisiana, the defendants, then and there
serving as Commissioners of Election, in accordance with said
Act 46 of 1940, did, as part and purpose of said conspiracy “to in
jure, oppress, threaten, and intimidate” citizens and registered
voters who cast their ballots in ,said primary election, at the 2nd
precinct of the 11th ward of the City of New Orleans, in said Sec
ond Congressional District, as well as two of the three candidates
for the nomination as Democratic candidate for the Office of Con
gressman from said District, to be voted on at the General Election
of November 5, 1940, change and alter ballots cast for said two
candidates to read in favor of the third and successful candidate,
and did so mark and report the same, thereby depriving the voters,
who had so cast their ballots in favor of either of his two op-
' ponents, of the free exercise and enjoyment of their rights and
privileges secured to them by the Constitution and laws of the
United States, in this wise, to wit: “their rights and privileges to
vote and to have their votes counted as cast for the candidate of
their choice in said election” ; and, furthermore, thereby depriving
each of the first mentioned two candidates of their own rights and
privileges secured to them by such Constitution and laws, i. e ., “by
pi eventing each of them from being legally and properly nomi
nated as a candidate for said office” and by not having counted
°r them, as cast, all of the votes actually cast for each in said
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 19
primary election. The count specifically alleging that “in the Sec
ond Congressional District of Louisiana nomination as the can
didate of the Democratic party is and has always been equivalent
and tantamount to election, and that, without exception, since the
adoption of the first primary election law by the State of Louisi
ana in the year 1900, the Democratic nominee for the office of Con
gressman from the Second Congressional District of Louisiana
has been elected
Section 52 provides, in part, as follows:
“Whoever, under color of any law, statute, ordinance, regulation,
or custom, willfully subjects, or causes to be subjected, any inhabit
ant of any State, Territory, or District to the deprivation of any
rights, privileges, or immunities secured or protected by the Con
stitution and laws of the United States, * * * shall be
fined, etc.”
26 The foregoing is depended upon by the Government as
justifying the charges covered by counts 2, 3, and 4 to the
effect, respectively, that the defendants did “unlawfully, wilfully,
knowingly, and feloniously subject and cause to be subjected'’ not
only registered voters of the 2nd precinct of the eleventh ward of
the City of New Orleans, in the Second Congressional District of
the State of Louisiana, but the two unsuccessful candidates, at
said Democratic primary election of September 10, 1940, for the
Democratic nomination as Candidate for the office of Congressman
at the general election to be held on November 5, 1940, “to the de
privation of rights, privileges, and immunities secured and pro
tected by the Constitution and laws of the United States” ; such
voters having been deprived, it is alleged, of “their right to cast
their votes for the candidates of their choice, and to have their
votes counted for such candidate as cast in the Democratic primary
election of September 10,1940,” and each of said two unsuccessfu
candidates, having been deprived of his “rights, privileges, and
immunities—
(1) to offer himself as a candidate for the office of Congressman
in the Congress of the United States for the Second Congressman
District of Louisiana;
(2 ) to be legally and properly nominated as a candidate lor the
office of Congressman in the Congress of the United States from
the Second Congressional District of Louisiana; and .
(3) to have counted for him all votes legally cast for him »
said nomination for said office
As was held in Newberry et al. vs. United States, 256 U. b. * <
41 Sup. Ct, 469 (1921), and in prior cases cited by the majority
opinion, the source of Congressional power over elections ®
United States Senators and Representatives is found in Section .
Article 1, of the Federal Constitution, reading as follows:
20 UNITED STATES VS. PATRICK B. CLASSIC ET AL.
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 21
“The times, places, and manner of holding elections for Senators
and Representatives shall be prescribed in each state by the Legis
lature thereof; but the Congress may at any time by law make or
alter such regulations, except as to the places of choosing senators.”
But the “elections” therein referred to are “general” elections and
not “primary” elections, which are not final and of themselves do
not “elect” anyone to serve either in the Senate or House of Repre
sentatives ; no power to control party primary elections, such
27 as the Democratic primary election of September 10th, 1940,
was ever intended at the time that the Constitution was
adopted; “primary” elections for the nominating of candidates
for the offices of either Senator or Member of the House of Repre
sentatives were not even within the orbit of the Convention’s de
liberations on the subject of representation in the National Con
gress, as “primaries” were then unknown; and, as Justice McRey-
nolds pertinently observed in the court’s majority opinion, the
history of that time indicates “beyond a reasonable doubt” that,
if the makers of the Constitution had contended for a construction
of Section 4 of Article I that included and affected a State’s legally
prescribed medium for the nomination of party candidates seeking
to be “elected” to either the Senate or the House of Representa
tives, this would not have been ratified by the State Conventions.
Under the Newberry Case, it must here be said, as was then by
the organ of the Court, viz:
“We can not conclude that authority to control party primaries
or conventions for designating candidates was bestowed on Con
gress by the grant of power to regulate the manner of holding
elections.”
The “free exercise or enjoyment” of the right or privilege of
participating in the primary election of September 10,1940, either
as voter, or candidate for the Democratic nomination for the office
of Congressman, to be voted on at the general election on Novem
ber 5, 1940, was not “secured,” nor “secured and protected,” to
voter or candidate “by the Constitution or laws of the United
States,” although the four counts here in question so read.
The provisions of Sections 51 and 52, so depended upon by the
Government to support counts 1, and 2 ,3, and 4, respectively, of the
indictment levelled against the five defendants, could only be
made applicable (if these provisions were otherwise susceptible
of legal application) to the facts charged as having only come
into being in connection with a party primary election held on
September 10, 1940, “by stretching old statutes to new uses, to
which they are not adapted and for which they were not intended,”
to use the expression of the Supreme Court, in the case of United
states vs. Gradwell, etc., 243 U. S. 476, 37 Sup. Ct. 407
(1917).
Clearly, these statutory provisions of 1870 have no appli
cation here.
28
Under both of the foregoing constructions—that of Section 4
of Article 1 of the United States Constitution, as well as that of
Sections 19 and 20 of the Criminal Code (Secs. 51 and 52, Title
18 U. S. C. A.)—the demurrer filed must be, and is, SUSTAINED
insofar as it relates to the first four of the six counts of the indict
ment, and the said four counts are hereby DISMISSED.
(Signed A. J. Caillottet,
Judge.
29 In United States District Court, Eastern District of
Louisiana
Order sustaining demurrer and dismissing first four counts
October 9, 1940
This cause came on this day to be heard upon the demurrer filed
on behalf of the defendants herein.
Present: Charles W. Kehl and Fernando J. Cuquet, Jr., Esqs.,
Attorneys for the defendants, and Patrick B. Classic, John A.
Morris, Bernard W. Yeager, Jr., Wm. Schumacher, and J. J. Fled-
dermann, the defendants, in person. Rene A. Viosca, Esq., United
States Attorney, appearing on behalf of the United States.
Whereupon, after hearing the motion and the statements of coun
sel for the respective parties and on consideration thereof, the
Court, as appears by the written opinion on file herein, sustained
the demurrer insofar as it relates to the first four of the six counts
of the Indictment, and accordingly dismissed the said four counts.
The Court continued the hearing on the demurrer, as to Counts
5 and 6, until Tuesday, October 22,1940, at 2 :00 o’clock P. M. 30
30 In United States District Court, Eastern District of
Louisiana
22 1 UNITED STATES VS. PATRICK B. CLASSIC ET AL.
[Title omitted.]
Judgment and decree
Filed October 14, 1940
On the 9th day of October 1940, came the United States of
America by Rene A. Viosca, United States Attorney for the East
ern District of Louisiana, and came the defendants Patrick B.
Classic, John A. Morris, Bernard W. Yeager, Jr., William Schu
macher, and J. J. Fleddermann, appearing in their own propel
persons and by Charles W. Kehl and Fernando J. Cuquet, Jjb
their attorneys, and a hearing was, then and there, had of sat
defendants’ demurrer to the indictment in the above enti e
UNITED STATES VS. PATRICK B. CLASSIC ET AL„ 23
cause, insofar as said demurrer relates to counts 1, 2, 3, and 4 of
said indictment, but not as to counts 5 and 6 thereof, the hearing
as to which two counts wras deferred until October 22, 1940, at
2:00 o’clock P. M.
The matter at issue having been argued by counsel and duly
submitted to the Court for decision, it is, therefore, now
Ordered, adjudged, and decreed by the Court, for the reasons
set forth in the written opinion of the Court filed in these pro
ceedings, on said October 9, 1940, that the demurrer be, and it is,
hereby, sustained insofar as it relates to counts 1, 2, 3, and 4 of the
indictment, and that each of said four mentioned counts be, and the
same is, hereby quashed and dismissed.
New Orleans, October 14th, 1940.
(Signed) A. J. Caillouet,
Judge.
31 In United States District Court, Eastern District
of Louisiana
[Title omitted.]
Petition for appeal
Filed November 7, 1940
Comes now the United States of America, plaintiff herein, and
states that in an opinion rendered on October 9,1940, and in a judg
ment filed on October 14, 1940, the District Court of the United
States for the Eastern District of Louisiana sustained a demurrer
to and quashed and dismissed certain counts of the indictment
herein, including Counts 1 and 2, and the United States of America
feeling aggmved at the ruling of said District Court in sustain
ing the demurrer to and quashing and dismissing Counts 1 and 2,
prays that it may be allowed an appeal to the Supreme Court of
the United States for a reversal of said judgment, and that a
transcript of the record in this cause, duly authenticated, may be
sent to said Supreme Court of the United States.
Petitioner submits and presents to the Court herewith a state
ment showing the basis of jurisdiction of the Supreme Court to
entertain an appeal in said cause.
U nited States of A merica,
(Signed) K ene A. Y iosca,
United States Attorney for the
Eastern District of Louisiana.
(Signed) B obert W einstein,
Assistant United States Attorney.
38 In United States District Court, Eastern District of
Louisiana
24 i UNITED STATES VS. PATRICK B. CLASSIC ET AL.
[Title omitted.]
Assignments of error
Filed November 7, 1940
Comes now the United States of America by Rene A. Viosca,
United States Attorney for the Eastern District of Louisiana,
and avers that in the record proceedings and judgment herein
there is manifest error and against the just rights of the said plain
tiff in this, to wit:
1. That the Court erred in sustaining as to Counts 1 and 2 the
demurrer to the indictment and in quashing and dismissing those
counts.
2 . That the Court erred in its interpretation and construction
of U. S. C., Title 18, Sections 51 and 52.
3. That the Court erred in holding that a conspiracy to deprive
citizens of their right to have their votes counted as cast for the
candidate of their choice at a Congressional primary is not punish
able under U. S. C., Title 18, Section 51.
4. That the Court erred in holding that the conduct of elec
tion officials, acting under color of state law, in depriving voters,
who were inhabitants of the State of Louisiana, to their right
to have their votes counted as cast for the candidate of their choice
at a Congressional primary is not punishable under U. S. C., Title
18, Section 52.
39 5. That the Court erred in holding that the right of a
voter at a Congressional primary to have his vote counted
as cast for the candidate of his choice is not a right, privilege or
immunity secured and protected by the Constitution of the United
States.
(Signed) Rene A. Viosca,
United States Attorney for the■
Eastern District of Louisiana.
(Signed) R obert W einstein,
Assistant United States Attorney.
40 In United States District Court, Eastern District of
Louisiana
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 25
[Title omitted.]
Order allowing appeal
Filed November 7, 1940
This cause having come on this day before the Court on petition
of the United States of America, plaintiff herein, praying an
appeal to the Supreme Court of the United States for the reversal
of the judgment in this cause insofar as it sustained a demurrer
to and quashed and dismissed Counts 1 and 2 of the indictment
in said cause, and that a duly certified copy of the record in said
cause be transmitted to the Clerk of the Supreme Court of the
United States, and the Court having heard and considered such
petition, together with plaintiff’s statement showing the basis of
the jurisdiction of the Supreme Court to entertain an appeal in
said cause, the same having been duly filed with the Clerk of this
Court, it is, therefore, by the Court, Ordered and Adjudged that
the plaintiff herein, the United States of America, be, and it is
hereby, allowed an appeal from the judgment of this Court sus
taining the demurrer to and quashing and dismissing Counts 1 and
2 of the indictment, to the Supreme Court of the United
States and that a duly certified copy of the record of said
41 cause be transmitted to the Clerk of the Supreme Court.
It is further ordered that the United States of America
be, and it is hereby, permitted a period of forty days in which to
file and docket said appeal in the Supreme Court of the United
States.
Dated at Baton Rouge, La., thi,s 7th day of November 1940.
By the Court:
(Signed) A. J. Caillouet,
United States District Judge.
43 [Citation in usual form showing service on Chas. Kehl,
et al. omitted in printing.]
44 In United States District Court, Eastern District
of Louisiana
26 UNITED STATE'S VS. PATRICK B. CLASSIC ET AL.
[Title omitted.]
Praecipe for transcript of record
Filed November 7, 1940
To the Clerk, United States District Court for the Eastern District
of Louisiana:
The appelant hereby directs that in preparing the transcript of
the record in this cause in the United States District Court for the
Eastern District of Louisiana, in connection with its appeal to the
Supreme Court of the United States, you include the following:
1. Indictment.
2. Demurer.
3. Opinion.
4. Judgment.
5. Minute entries.
6. Petition for appeal to the Supreme Court.
7. Statement of jurisdiction of Supreme Court.
8. Assignments of error.
9. Order allowing appeal.
10. Notice of service on appellees of petition for appeal, order
allowing appeal, assignments of error, and statement as to juris
diction.
11. Citation.
12. Praecipe.
45 (Signed) R ene A. Y iosca,
United States Attorney for the
Eastern District of Louisiana.
(Signed) R obert W einstein,
Assistant U. S. Attorney.
Service of the foregoing Praecipe for Transcript of Record is
acknowledged this 8th day of November 1940.
(Signed) Chas. K ehl,
(Signed) F. J. C u q u et , Jr.,
per W. O. C.
(Signed) W arren O. Coleman,
Counsel for Appellees.
46 [Clerk’s certificates to foregoing transcript omitted m
printing.]
UNITED STATES VS. PATRICK B. CLASSIC ET AL. 27
47 In the Supreme Court of the United States
[Title omitted.]
Statement of points to be relied upon and designation of record
Filed Dec. 19, 1940
Pursuant to Rule 13, paragraph 9 of this Court, appellant states
that it intends to rely upon all of the points in its assignments of
error.
Appellant deems the entire record, as filed in the above-entitled
cause, necessary for the consideration of the points relied upon.
F rancis B iddle,
Solicitor General.
1940.
Service of the above Statement of Points and Designation of
Record is acknowledge this 16th day of December 1940.
Chas. K ehl,
F. CuQUET,
Per M. O. C.
Counsel for Appellees.
W arren O. Coleman,
[Endorsement on cover:] File No. 44967. E. Louisiana, D. C.
U. S. Term No. 618. The United States of America, Appellant,
vs. Patrick B. Classic, John A. Morris, Bernard W. Yeager, Jr.,
William Schumacher, and J. J. Fleddermann. Filed December 12,
1940. Term No. 618 O. T. 1940.
U. S. GOVERNMENT PRINTING O FFICE: 1941
,:-V ,
3ffis* - Sû retv.c Ĉ iui, U. j
m? 22 }S4i
mun a«0g£ duplet
fro. 618
r . ■ ■ --------------
af th tfeM plates
October T erm, 1910
The United States of A merica, appellant
v.
P atrick B. Classic, J ohn A. Morris, B ernard W .
Y eager, J r., W illiam Schumacher, and J. J.
Fleddermann
APPEAL FROM THE DISTRICT COURT OF THE UNITED
STATES FOR THE EASTERN DISTRICT OF LOUISIANA
BRIEF FOR THE UNITED STATES
I N D E X
PageOpinion below________________________________ 1
Jurisdiction_________________________________ j
Questions presented___________________
Constitutional and statutory provisions involved.
Statement_________________________
Specification of errors to be urged__________
Summary of argument_________________
Argument-___________________________________ jg
I. The right of a qualified voter to have his vote counted
as cast in a Democratic Congressional primary in
Louisiana is secured and protected by Article I of
the Constitution of the United States_________ 16
1. The Constitutional basis of the right to
choose United States Representatives__ 16
2. The Louisiana Law________________ 18
3. The practical significance of the primary__ 22
4. The process of choosing Representatives__ 24
5. The Gradwell, Newberry, and Grovey cases_ 29
6. The Congressional practice___________ 35
II. Voters in a primary election are denied the equal pro
tection of the laws by State officers who refuse to
count their votes as cast and count them in favor
of an opposing candidate_________________ 36
III. Sections 19 and 20 of the Criminal Code are otherwise
applicable to the acts alleged in the indictment__ 40
1. The generality of the statutory words____ 40
2. Section 19 is applicable to the denial of
equal protection by State officers_____ 43
3. The alleged acts of the defendants were done
under “color of law,” within the meaning
of Section 20___________________ 44
4. Section 20 is not limited to deprivations on
_ account of race, color, or alienage_____ 46Conclusion__________
Appendix,._________________________ __ " ’ 4g
CITATIONSCases:
Breedlove v. Suttles, 302 U. S. 277________________ 16
Browder v. United States, No. 287, present Term______ 42
Buchanan v. Warley, 245 U. S. 60_______________ 39
300703—41------1 ,T.
<N
CO
tH
00
II
Cases— Continued. Page
Burroughs and Cannon v. United States, 290 U. S. 534____ 33
Chicago, Burlington Ry. v. Chicago, 166 TJ. S. 226----- 37
Chicago, G. W . Ry. v. Kendall, 266 U. S. 94---------- 39
Civil Rights Cases, 109 U. S. 3------------------- 17
Coleman v. Miller, 307 U. S. 433----------------- 42
Connelly v. United States, 79 F. (2d) 373___________ 18
Coy, In re, 127 U. S. 731______________________ 17
Cumberland Coal Co. v. Board, 284 U. S. 23---------- 39
Diulius v. United States, 79 F. (2d) 371------------ 18
Grovey v. Townsend, 295 U. S. 45__________ 10, 17, 26, 29, 34
Guinn v. United States, 238 U. S. 347-------- 14, 16, 38, 41, 44
Hague v. Committee for Industrial Organization, 101 F. (2d)
774, affirmed, 307 U. S. 496__________________ 42, 45
Hartford Steam Boiler Inspection & Insurance Co. v. Har
rison, 301 U. S. 459_______________________ 39
Hodges v. United States, 203 U. S. 1______________ 17
Iowa-Des Moines Bank v. Bennett, 284 U. S. 239-- 11, 12, 37, 39
Karem v. United States, 212 Fed. 250______________ 43
Lacombe v. Laborde, 132 La. 435_________________ 21
Logan v. United States, 144 U. S. 263------------- 41
McCabe v. Atchison, T. & S. F. Ry. Co., 235 TJ. S. 151__ 39
McCulloch v. Maryland, 4 Wheat. 316------------- 27
McPherson v. Blacker, 146 U. S. 1--------------- 16
Minor v. Happersett, 21 Wall. 162--------------- 16
Missouri ex rel. Gaines v. Canada, 305 U. S. 337______ 37, 39
Mosher v. City of Phoenix, 287 U. S. 29____________ 12,37
Motes v. United States, 178 U. S. 458_____________ 41
Myers v. Anderson, 238 TJ. S. 368________________ U
Newberry v. United States, 256 U. S. 232___________ 6,
10, 11, 22, 23, 29, 30, 31, 32, 33, 34, 35,36
Nixon v. Condon, 286 TJ. S. 73__________________12,38
Nixon v. Herndon, 273 U. S. 536------------ 12, 38, 41, 42
Payne v. Gentry, 149 La. 707------------------- 21
Pope v. Williams, 193 U. S. 621_________________ 16
Quarles and Butler, Petitioners, In re, 158 U. S. 532---- 41
Reese v. United States, 92 U. S. 214______________ 43
Ruhr v. Cowan, 146 Mise. 870__________________ 20
Seal v. Knight, 10 La. App. 563_________________ 21
Siebold, Ex parte, 100 TJ. S. 371_________________ 17,28
Smiley v. Holm, 285 TJ. S. 355__________________
State v. Michel, 121 La. 374___________ _______ 43
Swafford v. Templeton, 185 TJ. S. 487______________ ^
United States v. Bathgate, 246 TJ. S. 220____________ 41
United States v. Buck, 18 F. Supp. 213, affirmed sub nom,
United States v. Walker, 93 F. (2d) 383, certiorari denied,
303 U. S. 644, rehearing denied, 303 U. S. 668------
United States v. Buntin, 10 Fed. 730______________ 4°
I l l
Cases— Continued. Page
United States v. Cowan (E. D. La.), demurrer to indictment
overruled, August 14, 1940 (unreported)_____„____ 45, 47
United States v. Cruikshank, 92 U. S. 542__________ 17
United States v. Gilliland, No. 245, decided Feb. 3, 1941__ 43
United States v. Gradwell, 243 XT. S. 476_ 7, 10, 13, 29, 30, 33, 40
United States v. Harris, 106 U. S. 629_____________ 17
United States v. Mosley, 238 TJ. S. 383__ 9, 13, 17, 18, 41, 42, 46
United States v. Pleva, 66 F. (2d) 529_____________ 18
United States v. Powell, 151 Fed. 648, affirmed, 212 U. S.
564__________________________________ 17
United States v. Reese, 92 U. S. 214_______________ 16, 38
United States v. Stone, 188 Fed. 836______________ 45
United States v. Sutherland (N. D. Ga.), demurrer to indict
ment overruled, July 31, 1940 (unreported)_________ 45
United States v. Waddell, 112 U. S. 76_____________ 15, 41
United States v. Wheeler, 254 U. S. 281____________ 17
United States v. Wood, 299 U. S. 123_____________ 27
Virginia, Ex parte, 100 U. S. 339____________ 11, 12, 37, 38
Walker v. United States, 93 F. (2d) 383, certiorari denied,
303 U. S. 644, rehearing denied, 303 TJ. S. 668______ 33
Wiley v. Sinkler, 179 U. S. 58__________________ 17
Yarbrough, Ex parte, 110 U. S. 651______________9, 17, 18
Federal Statutes:
Constitution:
Art. I, Sec. 2.. 3, 9, 10, 16, 22, 24, 25, 27, 28, 29, 33, 34, 37, 49
Art, I, Sec. 4____________ 3, 6, 10, 24, 28, 31, 32, 33, 49
Art. I, Sec. 5__________________________ 35
Art. I, Sec. 8__________________________ 32
Tenth Amendment_______________________ 32
Fourteenth Amendment,.-__ 3, 11, 12, 14, 15, 43, 44, 45, 49
Fifteenth Amendment____________________ 44
Seventeenth Amendment___________________ 10
Corrupt Practices Act of Feb. 28, 1925, c. 367, 43 Stat.
1070_________________________________ 33, 36
Criminal Code:
Sec. 19 (U. S. C., Title 18, Sec. 51)_____________ 3,
4, 6, 7, 8, 9, 13, 15, 18, 29, 40, 41, 42, 43, 44, 47, 49
Sec. 20 (U. S. C., Title 18, Sec. 52)____________ 3,
4, 6, 7, 8, 9, 13, 14, 15, 18, 40, 42, 44, 45, 46, 47, 50
Judicial Code, Sec. 24:
U. S. C., Title 28, Sec. 41 (11)_____________ 17
U. S. C„ Title 28, Sec. 41 (15)_____________ 17
State Statutes:
Cal. Elections Code (Deering, 1939), Sec. 3001_______ 20
Colo. Stat. Ann. (1935), c. 59, Sec. 32_____________ 20
Ind. Stat. Ann. (Burns, 1933), § 29-1006_ 20
Ky. Stat. Ann. (Baldwin’s Ed. 1936) § 1550-5a___ 20
IV
State Statutes— Continued.
La. Act No. 46, Regular Session, 1940: Page
Sec. 1________________________________ 19,50
Sec. 3_______________________________ 19, 51
Sec. 4------------------------------- 51
Sec. 5_______________________ 51
Sec. 15________________________________51, 56
Sec. 19_______________________________ 52
Sec. 27______________________ 52
Sec. 29_______________________________ 52
Sec. 30_______________________________ 52
Sec. 31 (a)____________________________ 53
Sec. 35_____________________________25, 37, 53
Secs. 36-39____________________________ 54
Secs. 53-57____________________________ 55
Sec. 58_______________________________ 55
Sec. 61_____________________________ 37,55,57
Sec. 87„-______________________________20, 57
La. Act No. 160, Regular Session, 1932, Sec. 1------- 21
La. Act No. 224, Regular Session, 1940:
Sec. 48_______________________________ 57
Sec. 50_______________________________ !9
Sec. 51_______________________________ 21
Sec. 73_____ 19,21,57
La. Gen. Stat. Ann. (Dart, 1939):
Sec. 2675______________________________ 56, 57
Sec. 2678_____________________________ 56
Sec. 2721_____________________________ 57
Md. Ann. Code (Flack, 1939), Art. 33, § 85--------- 20
Minn. Stat. (Mason, Supp. 1940), § 601-3 (3)--------- 20
Miss. Code Ann. (1930), § 6231 and (Supp. 1938) § 2030-- 20
Mo. Stat. Ann. (1932), § 10269----------------- 20
Neb. Comp. Stat. (Supp. 1939), § 32-1108---------- 20
N. C. Code Ann. (1939), § 6022----------------- 20
Ohio Code Ann. (Throckmorton, 1940), §4785-69----- 20
Okla. Stat. Ann. (1937), Tit. 26, § 162, 163---------- 20
Ore. Code Ann. (1930), Tit. 36, § 701------------- 2®
Tex. Civ. Stat. (1936), Art. 3110---------------- 20
Wvo. Rev. Stat. Ann. (1931), c. 36, § 642---------- 20
Miscellaneous:
Brooks, Political Parties and Electoral problems, (3d ed.
1933) 273_________________ _____ ________
Cannon’s Precedents of the House of Representatives, (1936)
Sec. 69________________________________
Congressional Directory:
64th Cong., 2d Sess., 2d ed. 1917, p. 118--------
65th Cong., 1st Sess., 1st ed. 1917, p. 118-------
66th Cong., 1st Sess., July, 1919, p, 122---------
20
36
30
30
30
V
Miscellaneous— Continued.
Congressional Directory— Continued. Page
68th Cong., 1st Sess., 1st ed., 1923, p. 120_______ 30
69th Cong., 1st Sess., 1st ed., 1925, p. 125_______ 30
71st Cong., 1st Sess., 1st ed., 1929, p. 124________ 30
72nd Cong., 1st Sess., 1st ed., 1931, p. 122_______ 30
74th Cong., 1st Sess., 1st ed., 1934, p. 124_______ 30
76th Cong., 1st Sess., 1st ed., 1939, p. 124_______ 30
89 Cong. Globe, 1536________________________ 45
91 Cong. Globe, 3611-3612, 3679________________ 44
91 Cong. Globe, 3480, 3658, 3690________________ 45
92 Cong. Globe, 3807-3808, 3879_________________ 45
64 Cong. Rec. 4567, 67th Cong., 4th Sess___________ 36
1 Farrand, Records of the Federal Convention (1911)____ 29
Flack, The Adoption of the Fourteenth Amendment (1908)
219 et seq_______________________________44, 45
Hasbrouck, Party Government in the House of Representatives
(1927) 172, 176, 177_______________________ 23
H. Rep. No. 158, 63d Ccsng., 2d Sess., Grace v. Whaley__ 35
Hughes, Charles Evans, The Fate of the Direct Primary,
10 National Municipal Review, 23, 24___________ 23
Merriam and Overacker, Primary Elections (1928):
p. 130_______________________________ 20
pp. 267-269____________________________ 23
Norris, George W., Why I Believe in the Direct Primary,
106 Ann. Amer. Acad., No. 195, p. 21____________ 24
Orfield, The Unicameral Legislature in Nebraska, 34 Mich.
, L. Rev. 26______________________________ 27
Report of the Attorney General (1940) 77__________ 45
Sait, American Parties and Elections (1939), pp. 475-476-- 20
Sargent, The Law of Primary Elections, 2 Minn. L. Rev. 97,
192, 201_______________________________ 20
S. Rep. No. 47, 71st Cong., 2d Sess_______________ 35
S. Rep. No. Ill, 71st Cong., 2d Sess______________ 35
S. Rep. No. 277, 67th Cong., 1st Sess_____________ 35
S. Rep. No. 973, 68th Cong., 2d Sess., Peddy v. Mayfield__ 35
S. Rep. No. 1858, 70th Cong., 2d Sess., Wilson v. Vare__ 35
Stoney, George C., Suffrage in the South, 29 Survey Graphic
163,164 (1940)___________________________ 23
Story, Commentaries on the Constitution of the United States
(Bigelow, 5th ed. 1891)-'____________________ 28
United States Documents Illustrative of the Union of the
American States (1927)_____________________ 27, 28
Cjjimrt of Ife Mnitd States
O cto ber T e r m , 1940
No. 618
T h e U n it e d S t a t e s o p A m e r ic a , a p p e l l a n t
v.
P a t r ic k B . C l a s s ic , J o h n A . M orris, B er n a r d W .
Y ea g er , J r ., W il l i a m S c h u m a c h e r , a n d J. J.
F l e d d e r m a n n
APPEAL FROM THE DISTRICT COURT OF THE UNITED
STATES FOR THE EASTERN DISTRICT OF LOUISIANA
BRIEF FOR THE UNITED STATES
OPINION BELOW
The opinion o f the District Court (R . 18-22) is
reported in 35 F . Supp. 66.
JURISDICTION
The judgment o f the District Court sustaining
a demurrer to the first four counts o f the indict
ment was entered on October 14, 1940 (R . 22).
The order allowing an appeal from the judgment
sustaining the demurrer to the first two counts was
entered on November 7, 1940 (R . 25). Probable
jurisdiction was noted by this Court on January 6,
(i)
2
1941. The jurisdiction o f this Court is conferred
by the A ct o f March 2, 1907, c. 2564, 34 Stat. 1246,
as amended (U . S. C., Title 18, Sec. 682), other
wise known as the Criminal Appeals Act, and Sec
tion 238 o f the Judicial Code, as amended by the
A ct o f February 13, 1925, c. 229, 43 Stat. 936
(IT. S. C., Title 28, Sec. 345).
QUESTIONS PRESENTED
An indictment under Sections 19 and 20 of the
Criminal Code alleges that the defendant Com
missioners o f Election, conducting a primary elec
tion under Louisiana law to designate the
candidate o f the Democratic Party fo r a seat in
the House o f Representatives, conspired to alter
the ballots cast by qualified voters and falsely to
certify the number o f votes cast fo r the respective
candidates, and did alter such ballots and make
such false certification. It is alleged that in Loui
siana designation as the candidate o f the Demo
cratic Party is equivalent to election. The
sufficiency o f the indictment to charge violations
o f the statute turns upon the following questions:
1. W hether the right o f a qualified voter to vote
in the Louisiana prim ary election and to have his
vote counted as cast by the Commissioners of Elec
tion is a right secured or protected by Article I of
the Constitution o f the United States.
2. W hether the acts o f the Commissioners of
Election discriminating against the qualified
voters whose votes were altered and counted for a
3
candidate not o f their choice, deprived those voters
of the equal protection o f the laws, secured or
protected by the Fourteenth Amendment.
3. Whether the right o f a qualified voter to have
his ballot counted as cast in a Louisiana Congres
sional prim ary election is among the constitutional
rights which Sections 19 and 20 o f the Criminal
Code protect; and whether the sections are other
wise applicable to the acts alleged in the indictment.
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED
Sections 2 and 4 o f Article I o f the Constitution,
the pertinent provisions of the Fourteenth Amend
ment, Sections 19 and 20 o f the Criminal Code,
and the material provisions o f the Louisiana stat
utes regulating prim ary and general elections are
set forth in the Appendix.
Section 19 o f the Criminal Code (II. S. C., Title
18, See. 51), in so far as material, provides:
I f two or more persons conspire to in
jure, oppress, threaten, or intimidate any
citizen in the free exercise or enjoyment o f
any right or privilege secured to him by the
Constitution or laws o f the United States
* * * they shall be fined not more than
$5,000 and imprisoned not more than ten
years, and shall, moreover, be thereafter in
eligible to any office, or place o f honor,
profit, or trust created by the Constitution
or laws o f the United States.
4
Section 20 o f the Criminal Code (U . S. C., Title
18, Sec. 52) provides:
Whoever, under color o f any law, statute,
ordinance, regulation, or custom, willfully
subjects, or causes to be subjected, any in
habitant o f any State, Territory, or District
to the deprivation o f any rights, privileges,
or immunities secured or protected by the
Constitution and laws o f the United States,
or to different punishments, pains, or pen
alties, on account o f such inhabitant being
an alien, or by reason o f his color, or race,
than are prescribed for the punishment of
citizens, shall be fined not more than $1,000,
or imprisoned not more than one year, or
both.
STATEMENT
The appellees were indicted in six counts on
September 25, 1940, in the United States District
Court for the Eastern District o f Louisiana, New
Orleans Division (R . 1-17). Their demurrer to
the indictment (R . 17-18) was sustained as to the
first four counts (R . 22-23) which charged viola
tions o f Sections 19 and 20 o f the Criminal Code
(U . S. C., Title 18, Sections 51, 52). The Govern
ment appealed from the judgment in so far as it
sustained the demurrer to the first two counts (R.
23, 25).
The first count (R 1 -4 ) alleged that an election
o f a Representative in Congress for the Second
Congressional District o f Louisiana was to be held
on November 5,1940. On September 10, a primary
5
election was held in accordance with Louisiana law,
for the purpose o f nominating a candidate o f the
Democratic Party for that office. In the Second
Congressional District o f Louisiana, nomination
as the candidate o f the Democratic Party is and
always has been equivalent to election; without ex
ception the Democratic nominee has been elected
since the adoption of the first Louisiana primary
election law in 1900.
There were three candidates in the primary, T.
Hale Boggs, Paul H. Maloney, and Jacob Young.
The defendants were Commissioners of Election,
selected in accordance with the Louisiana statute
to conduct the primary in the Second Precinct o f
the Tenth W ard o f the City o f New Orleans. Five
hundred and thirty-seven citizens and qualified
voters voted in this precinct.
The charge was that the defendants, who were
affiliated with a faction supporting T. Hale Boggs,
conspired with each other and with others unknown,
to injure and oppress citizens in the free exercise
and enjoyment o f rights and privileges secured to
them by the Constitution and laws o f the United
States, namely, (1 ) the right o f qualified voters who
cast their ballots in this primary election to vote and
to have their votes counted as cast fo r the candidate
of their choice; and (2 ) the right o f the candidates
to run for the office of Congressman and to have the
votes in favor o f their nomination counted as cast.
The overt acts alleged were that the defendants
6
changed eighty-three ballots cast fo r Paul H. Ma
loney and fourteen cast for Jacob Young, marking
and counting them as votes fo r T. Hale Boggs, and
that they falsely certified the number o f votes cast
fo r the respective candidates to the Chairman of
the Second Congressional District Committee.
The second count (R . 4 -6 ) charged that the de
fendants as Commissioners o f Election, wilfully
and under color o f law subjected registered voters
at the primary, who were inhabitants of Louisiana,
to the deprivation o f rights, privileges, and im
munities secured and protected by the Constitution
and laws o f the United States, namely, their right
to cast their votes for the candidates o f their choice
and to have their votes counted as cast. Repeating
the allegations o f the first count, it is charged that
this deprivation was effected by the wilful failure
and refusal o f the defendants to count votes as cast,
by their alteration o f ballots and by their false cer
tification o f the number o f votes cast fo r the respec
tive candidates.
The District Court, in sustaining the demurrer,
held that the facts alleged do not constitute an
■offense under Section 19 or Section 20 o f the Crim
inal Code (U . S. C., Title 18, Secs. 51, 52). Rely
ing upon the opinion o f Mr. Justice McReynolds
in N ew berry v. United States, 256 U. S. 232, hi
which three o f the Justices concurred, the District
Court concluded that Congress has no authority
under Article I, Section 4 of the Constitution to
7
regulate prim ary elections; that the right o f a
qualified voter to vote at a primary election held
to nominate a candidate for a seat in the House o f
Bepresentatives is not a right “ secured” or “ pro
tected” by the Constitution or laws o f the United
States; and, finally, that the application of Sec
tions 19 and 20 o f the Criminal Code to primary
elections, which came into existence long after the
statute was first enacted, would result, in the lan
guage of United States v. Gradwell, 243 U. S. 476,
488-489, in “ stretching old statutes to new uses,
to which they are not adapted and for which they
were not intended.”
SPECIFICATION OF ERRORS TO BE URGED
The Court erred:
1. In sustaining as to Counts 1 and 2 the de
murrer to the indictment and in quashing and
dismissing those counts.
2. In its interpretation and construction o f
II. S. C., Title 18, Sections 51 and 52.
3. In holding that a conspiracy to deprive citi
zens o f their rights to have their votes counted as
cast for the candidate of their choice at a Congres
sional primary is not punishable under U. S. C.,
Title 18, Section 51.
4. In holding that the conduct o f election offi
cials, acting under color o f state law, in depriving
voters, who were inhabitants o f the State o f Lou
isiana, o f their right to have their votes counted
as cast for the candidate o f their choice at a Con-
8
gressional prim ary is not punishable under
IT. S. C., Title 18, Section 52.
5. In holding that the right of a voter at a Con
gressional primary to have his vote counted as cast
fo r the candidate of his choice is not a right, priv
ilege, or immunity secured and protected by the
Constitution o f the United States.
SUMMARY OF ARGUMENT
Section 19 o f the Criminal Code makes criminal
any conspiracy to injure a citizen in the exercise
“ o f any right or privilege secured to him by the
Constitution or laws o f the United States” . Sec
tion 20 provides punishment fo r anyone who, act
ing under color o f law, deprives any person “ of
any rights, privileges, or immunities secured or
protected by the Constitution and laws of the
United States” . The Government contends that
the right o f a qualified voter in a Louisiana Con
gressional primary election to have his vote counted
as cast is secured by Article I o f the Constitution;
that voters are deprived o f the equal protection of
the laws i f state election officials wilfully count
their votes cast fo r two o f the contending candi
dates in favor of the third; and that Sections 19
and 20 apply to the deprivation o f these rights
alleged in the indictment.
I
The right of a qualified voter to have his vote
counted as cast in a Democratic Congressional pri-
9
mary in Louisiana is secured and protected by
Article I o f the Oonsitution o f the United States.
Section 2 of Article I confers the right to choose
representatives upon qualified electors o f the most
numerous branch o f the several state legislatures.
The members o f the class are determined by state
law but as this Court has frequently held, the right
of those members to choose is granted by the fed
eral Constitution. The right thus granted is pro
tected against interference by private individuals
as well as by the States and Sections 19 and 20
are designed to afford protection against both
types o f interference. E x parte Yarbrough, 110
U. S. 651, and United States v. Mosley, 238 U. S.
383, involved interference with voting at general
Congressional elections. The Government con
tends that the constitutional right to choose is like
wise impaired by interference with the voting at a
Democratic Congressional primary in Louisiana.
Under the laws of Louisiana, the primary is a
part o f the election machinery o f the State. Con
ducted by State officers at public expense, its func
tion is not confined to the designation of party
nominees; it also eliminates candidates from the
general election. A candidate defeated in a pri
mary is legally precluded from running as an in
dependent in the final election; and those who voted
for him in the primary have no way of expressing
their choice o f him at the general election. More
over, in the practical exercise of the right to choose,
10
in Louisiana, the Democratic prim ary is not only
an integral part o f the process o f choice; it is the
determinative part.
In securing the right to choose Congressmen,
Article I, Section 2, is concerned with realities, not
with forms. I f a state prefers to conduct Con
gressional elections in two steps rather than in one,
the protection o f the section reaches to both.
W here, as in Louisiana, the first step is not only
important but is actually decisive, both in law and
in fact, the Constitutional guarantee necessarily
applies.
Neither United States v. Gradwell, 243 IT. S. 476,
nor N ew berry v. United States, 256 IT. S. 232, nor
Grovey v. Townsend, 295 IT. S. 45, prevents such a
realistic analysis. In Gradwell the question of
whether a primary should be treated generally as
a part o f the election was expressly reserved. The
division of the Court in N ewberry leaves the deci
sion an authority o f limited scope and force. The
ease involved a Senatorial rather than a Congres
sional prim ary; the indictment was based upon a
statute enacted prior to the adoption of the Seven
teenth Amendment, and the deciding Justice in
dicated that he regarded this fact as determinative.
Thus a m ajority o f the Court accepted the view
that a primary is not a part o f the election of Sena
tors, within the meaning o f Article I, Section 4, only
as long as the choice o f Senators was vested in the
State legislatures. The status o f the primary as
11
an integral part o f the process o f popular choice
was not involved. Moreover, the issue was not as
to the source o f the right to vote but as to the power
to regulate the campaign; and the primary elec
tion involved did not eliminate candidates from
the general election. The Texas primary election
in the Grovey case differed significantly from that
involved in the instant case and the voters were
not there as here deprived of an opportunity to
express their choice in any other way.
Finally, Congress both before and after the New
berry case, has recognized the vital influence of the
primary upon the final choice, by inquiring into
the conduct o f primary, as well as general election
campaigns in determining the qualification o f its
members and passing on contested elections.
I I
Qualified voters are also deprived of the equal
protection o f the laws guaranteed by the Four
teenth Amendment i f state officers count the votes
cast for one candidate and w ilfully refuse to count
those cast for the others. In receiving and count
ing ballots, and certifying the results in a primary
election, the Commissioners o f Election are state
officers, and their action, under color o f their office,
even though contrary to state law, constitutes
‘state action” within the meaning of the equal pro
tection clause o f the Fourteenth Amendment. E x
parte Virginia, 100 U. S. 339, 347; Iowa-Des Moines
300703—41------2
1 2
Bank v. Bennett, 284 U VS. 239, 245-246; Mosher y.
Oity of Phoenix, 287 U. S. 29. It is also clear that
Congress may make criminal the acts o f state of
ficials which effect a denial o f equal protection
{E x parte Virginia, supra), and that the equal
protection clause prohibits unjustifiable discrim
ination by the State with respect to voting at pri
mary elections ( Nixon v. Herndon, 273 U. S. 536;
Nixon v. Condon, 286 U. S. 73). It is without sig
nificance that the arbitrary discrimination was not
based upon race or color, since the equal protection
clause affords a far broader guarantee. Nor need
the denial o f equal protection be habitual. It is
true that inadvertent inequalities produced by the
administrators o f state laws do not violate the
Fourteenth Amendment. But when arbitrary in
equality is designedly produced by state officials,
the discrimination constitutes a denial o f equal pro
tection. W hile in cases involving administrative
inequalities, the unjustifiable discrimination which
works a deprivation o f equal protection has been
characterized as “ systematic” (Iowa-Des Moines
Bank v. Bennett, 284 U. S. 239, 245), we take this
to mean that the inequality must be produced by
conscious and deliberate discrimination, not that it
must be repetitious.
I l l
Assuming that the right o f a voter to have his
vote counted as cast in a Congressional primary is
13
a right “ secured” and “ protected” by the Constitu
tion of the United States, the question remains
whether Sections 19 and 20 are otherwise applicable
to the acts alleged in the indictment. W e contend
that they are.
(1) The District Court emphasized the fact that
primary elections were not in existence in 1870,
when Sections 19 and 20 were first enacted, and,
quoting United States v. Gradwell, 243 U. S. 476,
488-489, it concluded that the application o f the
statutes was unwarranted as “ stretching old stat
utes to new uses.” But the statutes are addressed
in “ sweeping general words” to conspiracies
against and deprivations o f federal rights. United
States v. Mosley, 238 U. S. 383, 387-388. Section
19 has been applied in the past to such diverse
rights as that to inform o f a federal crime and that
to stand by a federal homestead. Both sections em
ploy general words which extend their guarantee
to any right secured or protected by the Constitu
tion. Nor is it significant that in 1894 Congress
repealed the companion provisions o f the statute
dealing with specific irregularities in elections,
since United States v. Mosley, supra, definitively
held that the right to vote still falls within the
general protection which the statute “ most rea
sonably affords.”
(2) The first count o f the indictment rests upon
Section 19, which is hi terms applicable to the acts
of individuals. The count may nevertheless be sus-
14
tamed, on the theory that the voters were deprived
o f rights secured against state action by the Four
teenth Amendment. Nothing in the language or
legislative history o f the statute requires the inter
pretation that it is inapplicable to conspiracies
to use state power to deprive citizens of rights
which are constitutionally safeguarded against
state action. N or does the enabling clause of
the Fourteenth Amendment suggest that “ ap
propriate legislation” must be confined to that
which deals exclusively with rights guaranteed by
that Amendment and with state action which in
fringes them. In any event, the point was settled
sub silentio in Guinn v. United States, 238 U. S.
347, 368.
(3 ) The acts o f the defendants alleged in the
indictment were done “ under color” of “ law” or
‘ ‘ statute ’ ’ , within the meaning o f Section 20. The
Section was originally enacted to enforce the
Fourteenth Amendment. There is nothing to re
quire that it be afforded a narrower scope than
the Amendment itself, and it is clear that the acts
alleged constitute “ state action” forbidden by the
Amendment, even though they were contrary to
State law. The Congressional purpose to provide
a broad protection is apparent on the face of the
statute. The purpose would be frustrated if the
statute applied only when the forbidden discrim
ination is articulately ordained by an invalid State
law. It is enough that it is made possible by the
defendant’s official power.
15
(4) That Section 20 is not limited to the depri
vation of federal rights on account of color, race,
or alienage is demonstrable as a matter o f gram
mar. The only sensible construction of the statute
is that it forbids the subjection o f inhabitants (1 )
to the deprivation o f federal rights; and (2 ) to
different punishments, on account o f alienage,
color, or race, “ than are prescribed for the pun
ishment of citizens” .
ARGUMENT
Section 19 o f the Criminal Code makes criminal
any conspiracy to injure a citizen in the exercise
“ of any right or privilege secured to him by the
Constitution or laws of the United States” . Sec
tion 20 provides punishment for anyone who, act
ing under color o f law, deprives any person “ of
any rights, privileges, or immunities secured or
protected by the Constitution and laws of the
United States” . The District Court held that
qualified voters in a Louisiana Congressional pri
mary election are not deprived of a right secured
or protected by the Constitution1 when state elec
tion officials deliberately refuse to count their
votes as east and count them in favor o f an oppos
ing candidate. W e contend that the right thus in
fringed is protected both by Article I o f the Con
stitution and by the Fourteenth Amendment, and
that the statutes apply to the acts alleged in the
indictment.
1 There are no “laws of the United States’! other than Sec
tions 19 and 20 themselves which secure or protect this right.
Cf. United States v. Waddell, 112 U. S. 76.
16
I
THE EIGHT OE A QUALIFIED VOTER TO HAVE HIS VOTE
COUNTED AS CAST IN A DEMOCRATIC CONGRESSIONAL
PRIMARY IN LOUISIANA IS SECURED AND PROTECTED
BY ARTICLE I OF THE CONSTITUTION OF THE UNITED
STATES
1. The Constitutional Basis of the Bight to
Choose United States Representatives.— The right
to choose members o f Congress is secured and pro
tected by Section 2 o f Article I o f the Constitution
o f the United States:
The House o f Representatives shall be
composed of Members chosen every second
Year by the People o f the several States, and
the Electors in each State shall have the
Qualifications requisite for Electors of the
most numerous Branch o f the State Legis
lature.
B y the terms o f this section, those qualified to vote
for the larger house o f the state legislature are
entitled to choose United States Representatives:
the members o f the class are determined by state
law, but the right o f the members to choose is
granted by the Federal Constitution.2 In a series
2 The frequent statement that the right to vote derives from
the states (see, e. g., Minor v. Happersett, 21 Wall. 162,178;
United States v. Reese, 92 U. S. 214, 217-218; McPherson v.
Blacker, 146 U. S. 1, 38—39; Breedlove v. Suttles, 302 U. S.
277, 283) applies to the right to vote for members of Con
gress only in the sense that the states may thus indirectly
determine the qualifications of the electors, subject, of course,
to the Fourteenth, Fifteenth, and Nineteenth Amendments
(see Pope v. Williams, 193 U. S. 621, 632-634; Guinn v.
17
of historic decisions this Court has recognized the
Constitutional origin o f this right. E x parte Yar
brough, 110 U. S. 651; W iley v. Sinkler, 179
U. S. 58; Swafford v. Templeton, 185 U. S. 487;
United States v. Mosley, 238 U. S. 383. See also
Ex parte Siebold, 100 U. S. 371; In re Coy, 127
U. S. 731. As the Court said in Ex parte Yar
brough, 110 U. S. at 663:
* * * they [the States] define who are
to vote for the popular branch o f their own
legislature, and the Constitution o f the
United States says the same persons shall
vote for members o f Congress in that State.
It adopts the qualifications thus furnished
as the qualification of its own electors for
members o f Congress.
Unlike the rights guaranteed by the Fourteenth
and Fifteenth Amendments,3 the right to choose
members of Congress is secured against interfer
ence by private individuals, as well as against in
terference by action o f the states. Congress may
United States, 238 U. S. 347; Myers v. Anderson, 238 U. S.
368)- and any other limitations which may be found in the
Constitution itself. That Congress regards the right to vote
as a “right of citizens of the United States,” is indicated
by subdivisions (13) and (15) of Section 24 of the Judicial
Code (U. S. C., Title 28, Sec. 41 (11) and Sec. 41 (15)).
3 See, e. gUnited States v. CruikshanJc, 92 U. S. 542,
554-555; United States v. Harris, 106 U. S. 629; Civil Rights
Gases, 109 U. S. 3; Hodges v. United States, 203 U. S. 1 ;
United States v. Powell, 151 Fed. 648 (C. C. N. D. Ala.),
affirmed, 212 U. S. 564; Grovey v. Townsend, 295 U. S. 45.
Cf. United States v. Wheeler, 254 U. S. 281.
1 8
protect the right by providing for the punishment
o f both types o f interference and has done so by
Sections 19 and 20 of the Criminal Code. In both
E x parte Yarbrough, supra and United States v.
Mosley, supra, the right to choose members of the
House o f Representatives was impaired by inter
ference with voting at general Congressional elec
tions.4 The Glovernment contends that interfer
ence with the voting at a Louisiana Congres
sional primary likewise impairs the right to choose,
and, therefore, constitutes an in jury to the “ free
exercise or enjoym ent” o f a right “ secured by the
Constitution o f the United States” and a “ depriva
tion ” o f such a right, within the meaning of the
statute.
2. The Louisiana Law.— Under the law of Louisi
ana, “ beyond all question, the primary is a part of
the election machinery o f the State.” 5 Its func
tion is not confined to the designation of party
4 In Yarbrough the interference alleged was the preven
tion of voting; in Mosely, the failure to count votes as cast.
In' United States v. Buck, 18 F. Supp. 213 (W. D. Mo.),
affirmed sub. nom. Walker v. United States, 93 F. (2d) 383
(C. C. A. 8th), certiorari denied, 303 U. S. 644, rehearing de
nied, 303 U. S. 668, the interference was counting and record
ing ballots in favor of one Congressional candidate which
had been cast in favor of another. See also United States v.
Pleva, 66 F. (2d) 529, 530-531 (C. C. A. 2d), Diulius v.
United States, 79 F. (2d) 371 (C. C. A. 3d); Connelly v.
United States, 79 F. (2d) 373 (C. C. A. 3d). Only Section
19 was involved in each of these cases but Sections 19 and 20
may fairly be regarded as identical for this purpose.
5 State v. Michel, 121 La. 374, 382, 389.
19
nominees; it eliminates from candidacy at the gen
eral election all those who are defeated in the
primary.
All political parties6 are required by statute to
nominate their candidates for the Senate and
House of Representatives by direct primary elec
tions, and “ the Secretary o f State is prohibited
from placing on the official ballot the name of any
person as a candidate for any political party not
nominated in accordance with the provisions of
this A ct.” La. Act No. 46, Section 1, Regular Ses
sion, 1940. One who does not seek nomination in
a primary may seek office in either o f two ways,
(a) by filing nomination papers with the requisite
number of signatures (La. Act No. 224, Section 50,
Regular Session, 1940), or (b ) by having his name
“ written in ” at the final election (La. Act No. 224,
Section 73, Regular Session). But neither o f these
possibilities is open to a candidate who has been
defeated in a primary. An explicit statute
provides:
No one who participates in the primary
• election of any political party shall have the
right to participate in any primary election
of any other political party, with a view of
6 “Political party” is defined “to be one that shall have cast
at least five per centum of the entire vote cast in the last
preceding gubernatorial election, or five per centum of the
entire vote cast for presidential electors at the last preceding
election, or at either of said elections.” La. Act No. 46,
Section 3, Regular Session, 1940.
The Louisiana statutes referred to in this discussion are
set forth in the Appendix, infra, pp. 50-58.
2 0
nominating opposing candidates, nor shall
lie be permitted to sign any nomination
papers for any opposing candidate or can-
dates; nor shall he be permitted to be
himself a candidate in opposition to any one
nominated at or through a prim ary election
in which he took part.7
That this section prevents a “ write in” vote for
a candidate defeated at a prim ary is beyond ques
tion in view of the statutory rule that a “ write in”
vote is ineffective unless the individual voted for
7 La. Act No. 46, Section 87, Regular Session, 1940. For
similar “anti-sore head” laws, see Cal. Elections Code (Deer-
ing, 1939), § 3001; Colo. Stat. Ann. (1935), c. 59, § 32; Ky.
Stat. Ann. (Baldwin’s Ed. 1936), § 1550-5a; Md. Ann. Code
(Flack, 1939), Art. 33, § 85; Minn. Stat. (Mason, Supp.
1940), § 601-3 (3); Neb. Comp. Stat. (Supp. 1939), § 32-
1108; Ohio Code Ann. (Throckmorton, 1940), § 4785-69;
Ore. Code Ann. (1930), Tit. 36, § 701; Wyo. Rev. Stat. Ann.
(1931), c. 36, § 642. Compare Miss. Code Ann. (1930),
§ 6231 and (Supp. 1938) § 2030; and see Ruhr v. Cowan,
146 Miss. 870. In Texas the primary ballots contain a
pledge to support the party nominee. Tex. Civ. Stat.
(1936), Art. 3110. Similar pledges are required of candidates,
in North Carolina and Oklahoma (N. C. Code Ann. (1939),
§ 6022; Okla. Stat. Ann. (1937), Tit. 26, § 162), and of
voters in Indiana and Missouri (Ind. Stat. Ann. (Burns,
1933), § 29-510; Mo. Stat. Ann. (1932), § 10269). In
Indiana and Oklahoma independent candidates must file
their petitions prior to the date of the primary. Ind. Stat.
Ann. (Burns, 1933), § 29-1006; Okla. Stat. Ann. (1937),
Tit. 26, § 163. See Brooks, Political Parties and Electoral
Problems (3d ed. 1933), 273; Merriam and Overacker, Pri
mary Elections (1928), 130; Sait, American Parties and Elec
tions (1939), 475-476; Sargent, The Law of Primary Elec
tions, 2 Minn. L. Rev. 97,192, 201.
2 1
has declared his willingness to have his name “ writ
ten in” before the election.8 He is thus required
“ to be himself a candidate” , within the meaning
of the quoted statute. Nomination as an independ
ent candidate would he barred, apart from the
prohibition of candidacy, by the rule that one may
not secure a place on the ballot unless his nomina
tion papers are filed with the Secretary o f State on
or before the date o f the primary election. La.
Act No. 224, Section 51, Regular Session 1940.
Thus a candidate defeated in the primary is le
gally precluded from running as an independent
8 La. Act No. 160, Section 1 (1932); La. Act No. 224,
Section 73, Regular Session, 1940. It is true that in Lacombe
v. Laborde, 132 La. 435 (1913), a blanket provision similar to
that set out in the text, supra, was held not to prevent the
election of a person who had been defeated in a Democratic
primary for police juror, when his name was “written in” on
a majority of the ballots in the final election. The court
drew a distinction between the interest of the individual
elected in promoting his candidacy, and the interest of the
voters in electing him without solicitation. In the opinion
of the court, the statute would have been more explicit had
the Legislature intended to deprive the voters of their in
terest. A similar view was later taken by a lower Louisiana
court in Seal v. Knight, 10 La. App. 563 (Ct. of App., 1st
Circuit, 1929). But cf. Payne v. Gentry, 149 La. 707 (1921).
It is reasonable, however, to assume that the enactment, with
in three years of the Seal case (Acts of 1932, No. 160, § 1), of
the statutory requirement of a declaration of willingness
was an answer to the Lacombe and Seal decisions. An
affirmative act of “candidacy” is now necessary, and the
legislative intention to prevent the election of an individual
defeated at the primary seems clear.
2 2
in the final election, and those who voted for him in
the primary have no way o f expressing their choice
o f him in the general election. As a matter of
law, then, the Louisiana prim ary is an integral
part o f the process o f choosing Representatives
and the exercise o f the constitutional right to
choose is dependent upon an opportunity effec
tively to register a choice at the primary election.
I f deprived of the right at the primary, the voter
loses even the legal possibility o f vindicating his
choice at the general election.
3. The Practical Significance of the Primary—
In the practical exercise o f the Louisiana citizen’s
right to choose his Representative in Congress, the
Democratic prim ary is not only an integral part
o f the process; it is the determinative part.
This indictment alleges that “ since the adoption
o f the first prim ary election law by the State of
Louisiana in the year 1900, the Democratic nom
inee for the office o f Congressman from the Second
Congressional District o f Louisiana has been
elected” (R . 2, 5 ). W hat the demurrer thus ad
mits to be true in the particular case is judicially
known to be true generally in a large part of the
country. One political party, in those regions,
commands the allegiance o f an overwhelming ma
jority o f the electorate; its candidates are elected
invariably, i f not perfunctorily (cf. White, C. L
in Newberry v. United States, 256 U. S. 232, 267)
and the real contest occurs in the election by which
23
its nominees are chosen.11 Indeed-, '6ne o f the m ajor
reasons for the development o f the primary elec
tion was that in “ the South, where nomination by
the dominant party meant election, it was obvious
that the will o f the electorate would not be ex
pressed at all, unless it was expressed at the pri
mary.” Charles Evans Hughes, The Fate of the
Direct Primary, 10 National Municipal Review 23,
24. jEven in those parts o f the country where suc
cess in the primary is not, as a matter o f fact, de
terminative o f success at the general election,
defeat in the primary almost invariably spells even
tual failure to attain office because of the handi
caps assumed in challenging the party organiza
tion. As Mr. Justice Pitney said in Newberry v.
United States, 256 U. S. 232, at 286: “ As a practi
cal matter, the ultimate choice of the mass o f voters
9 Statistics compiled in 1927 showed that more than 60%
of the members of Congress come from “stand-pat” districts.
Based on seven elections from 1914 to 1926, the rate of change
in the political affiliation of the successful Congressional can
didate was only 1.6% in the South, 12% for the entire coun
try. J See j Hasbrouck, Party Government in the House of
Representatives (1927) 172, 176, 177. See also Merriam and
Overacker, Primary Elections (1928) 267-269.
On tips great decrease in the vote cast in the general elec
tion from that cast at the primary in the “one-party” areas of
the country, see George C. Stoney, Suffrage in the South, 29
Survey Graphic 163, 164 (1940). In Louisiana there were
540,370 ballots cast ,in the 1936 Congressional primaries,
as against 329,685 in the general election. In the 1938 Texas
primaries, 34.5% of the adults voted, while in the general
election the figure dwindled to 15%.
/
!$Jko;
24
is predetermined when the nominations have been
made. ’ ’ 10
As a matter o f law, then, the Louisiana primary
elections determine the candidates at the general
election. As a matter o f unbroken practice, the
Democratic prim ary election determines the victor
at the general election. Either of these consid
erations, we believe, demonstrates that the right
to choose Representatives, secured by Section 2
o f Article I o f the Constitution, reaches to the
Louisiana primary.
4. The Process of Choosing Representatives —
Section 2 o f Article I gives to the qualified “ Peo
ple o f the several States” the right to choose their
Representatives in Congress. Under Section 4 of
Article I the machinery by which this right is to
be exercised is left to the states and to Congress:
the states “ shall” prescribe the “ Times, Places
and Manner o f H olding elections for Senators and
Representatives” and Congress “ may at anytime
by Law make or alter such Regulations” . Pur
suant to this authorization, the states and the
Congress undoubtedly have wide discretion in the
formulation of a practical system to ascertain the
will o f the electorate. This discretion, of course,
permits the conduct o f a preliminary contest m
which the adherents o f political parties may de
termine which o f their number shall be a eandi-
10 See also George W. Norris, Why I Believe in the Direct
Primary, 106 Ann. Amer. Acad., No. 195, p. 21.
25
date in the final test o f strength. But we insist
that the right to choose, secured by the Constitu
tion, is neither lost nor diluted because the state
prefers to conduct its electoral process in two
steps rather than in one.
The constitutional provision speaks neither of
general nor o f primary elections. Section 2 o f
Article I uses the cover-all verb “ chosen * * *
by the People of the several States” . The cor
relative right which it secures is equally general:
it is the right to participate in the choice of R ep
resentatives. I f the machinery of choice involves
two elections, primary and general, rather than
one, the right to participate in the choice must
include both steps.
This being the case, we think it clear that the
right of a qualified person to vote in the Louisiana
Congressional primary is an essential part o f the
constitutionally protected right to choose. The
Louisiana primary is conducted by the State
at public expense,11 it is the subject o f minute stat-
11 La. Act No. 46, Section 85, Regular Session, 1940. The
cost of the ballots and stationery and other supplies, and the
“expenses necessary to the transmission and promulgation of
the returns” are met by the state government. The respective
parish and municipal units of government bear the neces
sary expenses “incidental to the holding and conducting” of
the primaries, “such as payment of commissioners of
election, rent of polling places, expense of delivery of the
ballot boxes and supplies to and from the polling places.”
Any other actual expenses necessary and incidental to the
calling and holding of the said primary election shall be
borne by the candidates participating therein.”
2 6
utory regulation,12 and it irrevocably eliminates
candidates fo r office who enter the primary but
fail to obtain the party nomination.13 The right
to vote in the general election for persons who have
participated in a prim ary is limited to a selection
among the candidates whose names are on the bal
lot; and the range o f choice is, therefore, ines
capably narrowed by the prim ary which deter
mines what those names shall be. Thus the
prim ary election under Louisiana law is an inte
gral part o f the process o f popular choice, and
the right o f a qualified person to participate in it
effectively is protected by the constitutional pro
vision which calls fo r popular choice. But we do
not rest alone on the legal nature o f the primary;
as a matter o f fact, the Democratic primary in
Louisiana is decisive of the election of Representa
tives. Interference with the right to vote in the
prim ary deprives the voter o f an opportunity to
express a choice at the only stage in the process
when the expression is o f genuine significance.
12 La. Act No. 46, Regular Session, 1940. This act em
bodies an over-all scheme for the organization of political
parties in Louisiana (prescribing their committee structure
and the manner in which the members of these committees
are to be elected), the form of the primary ballot, the loca
tion of polling places, and the hours of voting, the selection
and compensation of commissioners, the deposit of the bal
lots with the state courts, and the mailing of the recorded vote
to the Secretary of State, the manner of contesting the
results in the state courts, and the punishment of such
offenses as bribery and tampering with the votes. Cf.
Grovey v. Townsend, 295 U. S. 45, 50.
13 See pp. 18-22, supra.
27
We think that Article I, Section 2 is concerned
with realities, not with form s; and that it neces
sarily applies to the decisive phase o f the process
by which Representatives are chosen. C f. United
States v. W ood, 299 XJ. S. 123, 143, and the cases
there cited. The Constitution provides an endur
ing framework o f government, not a code of laws
applicable only to the procedures o f a particular
day. See McCulloch v. Maryland, 4 Wheat. 316,
407, 415. The framers may not have anticipated
the primary. But they gave to the qualified elec
tors of the states the right to choose their Repre
sentatives in Congress. It is unthinkable that
they intended to secure the shadow and not the
substance of the right to choose, by leaving unpro
tected the machinery by which the constitutional
choice would in reality he exercised.14
Nothing in the history o f the Constitution prior
to its adoption suggests that the right to choose was
envisaged in a limited or artificial sense. The
chief source o f serious disagreement at the Consti
tutional Convention, so far as the suffrage was con
cerned, had to do with the qualifications o f voters.
14 The difficulty of a purely historical application of Article
I, Section 2 is graphically shown by the adoption in
Nebraska of the unicameral legislature, rendering strictly in
applicable the constitutional reference to “the most numerous
Branch of the State Legislature.” The qualifications of the
electors of United States Representatives from Nebraska have
subsequently been something other than those precisely
contemplated by the framers. See Orfield, The Unicameral
Legislature in Nebraska, 34 Mich. L. Rev. 26.
300703—41--- 3
2 8
United States Documents Illustrative o f the Union
o f the American States (1927) 487, 488, 489, 492,
I t was to avoid any obstacles to ratification which
might have arisen from this controversy that the
Convention accepted the compromise embodied in
Article I, Section 2. Story, Commentaries on tie
Constitution o f the United States (Bigelow, 5th
ed. 1891). § 584. In the state ratifying conventions
the debate shifted to the grant o f Congressional
power to regulate national elections which is con
tained in Article I, Section 4. It is true that six
states included in their resolutions o f ratification
the recommendation that a Constitutional amend
ment be adopted to deny Congressional authority
to regulate elections unless the states should refuse
to provide for them or should be unable to do so be
cause o f invasion or for any other reason.10 But
no such amendment was ever adopted and any lin
gering doubt as to the unconditional power of Con
gress to regulate the conduct o f national elections
was removed in E x parte Siebold, 100 U. S. 371.
Clearly neither o f these disputes is relevant to
the nature and bounds o f the constitutionally pro
tected right to choose. Indeed, the word “ elected
in a draft o f the proposal which became Article I, 15
15 United States Documents Illustrative of the Union of
the American States (1927): 1018-1019 (Massachusetts),
1023 (South Carolina) ; 1024r-1025 (New Ham pshire);
1033 (Virginia); 1039-1040 (New York); 1056-1057 (Bliode
Island). The North Carolina Convention i n c o r p o r a t e d a
similar recommendation in its resolution of August 1,1<
(id. at 1050), but that State did not ratify the Constitution
until November 21,1789 (id. at 1051).
29
Section 2, was eliminated by the Committee o f
Detail in favor o f the seemingly broader word
“ chosen” . 1 Farrand, Records of the Federal
Convention (1911) 20, 46, 48-50; 2 id. 129, 151,
178, 216, 565, 590, 651. Thus, the available histori
cal indicia are certainly not incompatible with our
view of the scope and implications of the Constitu
tional right to choose Representatives.
5. The Gradwell, Newberry, and Grovey Cases.
The District Court thought (R . 20-21) that the
analysis advanced above is refuted by the decisions
of this Court in United States v. Gradwell, 243
U. S. 476, and Newberry v. United States, 256 U. S.
232. W e believe that neither o f these decisions,
nor that in Grovey v. Townsend, 295 U. S. 45,
weakens the view for which we contend.
(a) In the Gradwell case it was held that the
right of candidates in a Republican Senatorial pri
mary in West Virginia to have only qualified R e
publican voters cast ballots and to have them vote
only once was not protected by the federal Constitu
tion and laws; and that an indictment charging a
conspiracy to procure persons to vote illegally for
one of the four candidates did not allege a violation
of Section 19 o f the Criminal Code (U . S. C., Title
18, See. 51). But whether “ in general a primary
should be treated as an election within the meaning
of the Constitution” was expressly left undecided.
The decision was squarely rested upon “ some strik
ingly unusual features o f the W est Virginia law
under which the primary was held” including the
30
fact “ that after the nominating primary, candi
dates, even persons who have failed at the primary,
may be nominated by certificate signed by not less
than five per cent, o f the entire vote polled at the
last preceding election” (243 U. S. 487, 488). Thus
the Gradwell decision dealt with the rights of can
didates and not the rights o f voters, and even then
turned on a feature o f the primary in question
which is absent in the present case. The West
Virginia primary did not as a matter o f law elimi
nate candidates at the general election; nor are the
Republican primaries as a matter of fact decisive
o f elections in W est Virginia.16
(b ) The N ewberry case involved the constitu
tionality o f the Federal Corrupt Practices Act of
1910 in so far as it regulated the expenditures of a
candidate fo r Representative or Senator in his cam
paign for nomination. Four o f the Justices
thought the statute unconstitutional on the broad
16A Republican candidate, Sutherland, was elected in the
1916 Senatorial contest which was involved in the Gradwell
case. His predecessor, Chilton, was a Democrat. His col
league, at the time he took office, was Goff, a Republican. In
the seven Senatorial elections in West Virginia from 1919,
when Goff’s term expired, to 1937, the Democratic candidate
was elected four times, the Republican three. Cong. Direc
tory : 65th Cong., 1st Sess., 1st ed. 1917, p. 119; 64th Cong.,
2d Sess., 2d ed. 1917, p. 118; 65th Cong., 1st Sess., 1st ed.
1917, p. 118; 66th Cong., 1st Sess., July, 1919, p. 122; 68t
Cong., 1st Sess., 1st ed. 1923, p. 120; 69th Cong., 1st Sess-,
1st ed. 1925, p. 125; 71st Cong., 1st Sess., 1st ed. 1929, p. 1A
72d Cong., 1st Sess., 1st ed. 1931, p. 122; 74th Cong.,
Sess., 1st ed. 1934, p. 124; 76th Cong., 1st Sess., 1st ed. 1®,
p. 124.
32
Thus a m ajority o f the Court accepted the view
that a primary is not a part o f the election of Sena
tors, within the meaning o f Article I, Section 4,
only so long as the choice of Senators was vested
in the state legislatures by the Constitution; and
even then four o f the Justices took the contrary
view.
W e think the reasoning o f the minority of the
Court in the Newberry case is correct: “ Election,”
within the meaning o f Article I, Section 4, includes
such preliminary steps in the process as the pri
mary. I f this were not so, neither the United States
nor the states would have authority to regulate
primaries for federal offices. Their power over
this federal function, in the same manner and to
the same degree as that of Congress, is derived from
Article I, Section 4 ; this is not one o f the powers
reserved to them by the Tenth Amendment. And,
in any event, under Article I, Section 8, the regu
lation of primaries is within the power of Congress
18 “If the preliminary processes of such an election are to
be treated as something so separate from the final choice
that they are not within the power of Congress under this
provision, they are for the same reason not within the power
of the States, and, if there is no other grant of power, they
must perforce remain wholly unregulated. * * * For
the election of Senators and Representatives in Congress is
a federal function; whatever the States do in the matter they
do under authority derived from the Constitution of the
United States. The reservation contained in the Tenth
Amendment cannot properly operate upon this subject in
favor of the state governments * * *•” (Mr. Justice
Pitney in Newberry v. United States, 256 U. S. 232, at 280-
281.)
31
ground stated in the opinion o f Mr. Justice Mc
Reynolds that the power o f Congress under Article
I, Section 4, “ to make or alter” regulations as to
the times, places, and manner o f holding elections
fo r Senators and Representatives did not extend to
the regulation o f party primaries. Chief Justice
W hite, Mr. Justice Pitney, Mr. Justice Brandeis,
and Mr. Justice Clarke, though they agreed that the
conviction should be reversed fo r errors in the
charge, held that the prim ary is an election within
the meaning o f the express grant o f Congressional
power; and that, even i f it is not, Congress was
authorized to conclude that the regulation o f pri
mary campaigns for federal offices was necessary
and proper to safeguard the representative govern
ment for which the Constitution provides. On the
issue of constitutionality Mr. Justice McKenna thus
cast the decisive vote. He concurred in the opinion
o f Mr. Justice McReynolds “ as applied to the stat
ute under consideration which was enacted prior
to the Seventeenth Amendment,” 17 * hut he specifi
cally reserved “ the question o f the power o f Con
gress under that Amendment” (256 U. S. at 258).
17 The opinion of Mr. Justice McReynolds observed that
the statute “antedates the Seventeenth Amendment and must
be tested by powers possessed at the time of its enactment”
and that a “concession that the Seventeenth Amendment
might be applicable in this controversy if assisted by ap
propriate legislation would be unimportant since there is
none” (256 U. S. at 254-255). But th'e opinion as a whole
does not limit the conclusion stated to the situation prior to
the Amendment.
33
to devise measures which are necessary and proper
to safeguard the final election and the institution of
representative government.19
But even if these views o f the minority were
rejected, we think it clear that the decision of the
majority o f the Court was no determination o f the
status o f a Congressional primary— or even o f a
Senatorial primary since the adoption of the Sev
enteenth Amendment. The Court did not have
before it the question o f whether a primary is an
integral part either o f a Congressional election,
within the meaning of Article I, Section 4, or o f the
process by which Representatives are chosen by the
people, within the meaning o f Article I, Section 2.
Moreover, the primary involved in the Newberry
case differed from the Louisiana primary in the
same way as did the W est Virginia primary in
volved in the Gradwell case. Newberry’s brief in
this Court emphasized the point that “ Electors are
free to go to the polls and cast their votes for any
one they please and the election would be complete
19 In Burroughs and Gannon v. United States, 290 U. S.
534, this Court sustained the power of Congress to regulate
by the Corrupt Practices Act of 1925 the expenditures of
national committees for the purpose of influencing the selec
tion of Presidential electors in two or more states. But the
selection of Presidential electors is, in form at least, only
a prelude to the election of the President and Vice President.
Indeed, in Walker v. United States, 93 F. (2d) 383, 389
(C. C. A. 8th), certiorari denied, 303 U. S. 644, rehearing
enied, 303 U. S. 668, it was held that Section 19 is inappli-
ca le to the alteration of ballots for presidential electors,
on the ground that they “are officers of the state and not
federal officers.”
34
without any 'nom inations’ ” (Newberry v. United
States, No. 559, October Term, 1920, Brief for
Plaintiffs in Error, p. 54). In Louisiana, as we
have said, electors are not " fr e e to cast their votes
for anyone they please” ; candidates eliminated at
the primary are eliminated once and for all. Fi
nally, it may be observed that the issue in the
N ewberry ease was the power o f Congress to regu
late the campaign for nomination, and not the
source o f the right to vote fo r members o f the House
o f Representatives in the prim ary itself. The de
nial o f Congressional power over the campaign
preceding the prim ary would not necessarily in
volve a denial that the right to vote in the primary
is a part o f the process of popular choice; and it
is fo r that reason that we contend that the right is
secured by Article I, Section 2.
(c ) The present problem is unaffected by the
decision o f this Court in Grovey v. Townsend, 295
U. S. 45. It is true that in that case the rule of the
Democratic party excluding negroes was held not
to infringe rights secured by the Constitution of
the United States. But it was not true in Texas
as it is in Louisiana that the state had made the
primary a part o f the electoral process."0 More
over, what Article I, Section 2 secures is the right
to choose. The implicit premise of the Grovey
decision is that the negroes excluded from the
Democratic primary were legally free to record 20
20 See p. 18, note 22, and pp. 25, 26, notes 11,12, supra.
35
their choice by joining an opposition party or by
organizing themselves. In the present case the
voters exercised the right to choose in accordance
with the contemplated method; and the wrong al
leged deprived them o f an opportunity to express
their choice in any other way.
6. The Congressional Practice .— That Congress
regards the primary as an integral part o f the
process of election is demonstrated not only by the
enactment of the statute involved in the Newberry
case but, more significantly, by the fact that both
before and after the N ewberry decision, it has in
quired into frauds at primaries as well as at the
general elections in judging the “ Elections, Re
turns and Qualifications of its own Members”
under Article I, Section 5.21
In none of the cases decided after Newberry v.
United States has Congress doubted its jurisdic
tion to investigate and determine the existence of
frauds in primaries. The Senate continued, after
the decision, to consider Henry F ord ’s challenge to
Senator Newberry’s seat and inquired into New
berry’s conduct in the primary election. See S.
Rep. No. 277, 67th Cong., 1st Sess. Based upon
that conduct, a minority report, submitted by Sen-
21 Grace v. Whaley, H. Rep. No. 158, 63d Cong., 2d Sess.;
Teddy v. May-field, S. Rep. No. 973, 68th Cong., 2d Sess.;
Wilson v. Vare, S. Rep. No. 1858, 70th Cong., 2d Sess., S.
Rep. No. 47, 7lst Cong., 2d Sess., and S. Res. Ill, 7lst Cong.,
2d Sess. Cf. opinion of Mr. Justice McReynolds in New
berry v. United States, 256 U. S. 232, 258; and the opinion
of Mr. Justice Pitney, 256 U. S. at 284-285.
36
ators Pomerene, K ing, and Ashurst, recommended
that Newberry should not be seated. Moreover,
in February, 1923, the Law Committee of the Na
tional Republican Congressional Committee re
ported to Congress its belief that despite the
N ewberry decision, the Corrupt Practices Act was
still in force as to Representatives and that candi
dates were required to file sworn statements of
campaign expenditures in primaries (64 Cong.
Rec. 4567, 67th Cong., 4th Sess.). In conformity
with this theory, candidates for Congress contin
ued to file reports o f expenditures until the repeal
o f the Corrupt Practices A ct in 1925. Cannon’s
Precedents o f the H ouse o f Representatives
(1936), Sec, 69.
Congressional practice has weight in determin
ing the meaning of constitutional provisions. But
it is especially significant where the practice in
volves a Congressional interpretation of the Con
stitution in a field in which Congress has an
autonomous power. Cf. Smiley v. Holm, 285 U. S.
355, 369; see also Mr. Justice Pitney in Newberry
v. United States, 256 U. S. 232, 284-285.
I I
VOTERS IN A PRIMARY ELECTION ARE DENIED THE EQUAL
PROTECTION OF THE LAWS BY STATE OFFICERS WHO
REFUSE TO COUNT THEIR VOTES AS CAST AND COUNT
THEM IN FAVOR OF AN OPPOSING CANDIDATE
Even i f the right o f a qualified person to have
his vote in the Louisiana Congressional primary
37
counted as cast is not secured and protected by
Article I, Section 2, we think the voter is protected
by the Fourteenth Amendment against the injury
and deprivation alleged in the indictment.
In receiving and counting ballots and certifying
tbe results o f the primary election, the Commis
sioners of Election are state officers exercising
state power in connection with a function which
the state has assumed to conduct.22 Their action
under color o f their office, even though contrary
to state law, constitutes state action within the
meaning o f the Fourteenth Amendment. The
point was settled as long ago as E x parte Virginia,
100 U. S. 339, 347, that whoever “ by virtue of pub
lic position under a State government, deprives
another of property, life, or liberty, without due
process of law, or denies or takes away the equal
protection o f the laws, violates the constitutional
inhibition; and as he acts in the name and for the
State, and is clothed with the State’s power, his
act is. that of the state.” / S e e also Iowa-Des
Moines Bank v. Bennett, 284 U. S 239. 945-241! r
Missouri ex rel. Gaines v. Canada,
343; Mosher v. City of Phoenix, 28"
cago, Burlington By. v. Chicago,
233-234.
It is also clear that Congress may make criminal
the acts o f state officials which effect a denial o f
22 The method of their selection is prescribed by statute
and their compensation is provided by the local units of the
state government. Act No. 46, Sections 35 and 61, Regular
Session, 1940. See also notes' 11, 12, supra, pp. 25, 26.
38
equal protection (E x parte Virginia, supra, 100
IJ. S. at 348; Guinn v. United States, 238 U. S. 347;
and cf. Nixon v. Herndon, 273 U. S. 536), and that
the equal protection clause prohibits unjustifiable
discrimination by the state with respect to voting
at prim ary elections (Nixon v. Herndon, supra;
Nixon v. Condon, 286 U. S. 73).
In the light o f these settled principles, we think
it plain that state officials in charge o f a primary
election who wilfully alter the ballots cast for two
o f the candidates and count them as cast for the
third, deprive the voters whose ballots are thus
nullified o f the equal protection of the laws. They
are discriminatorily denied the right to have their
choice recorded, by reason o f the nature of the
choice they have made. No argument is needed to
show that a state statute which provided for such
discrimination in the counting o f ballots would be
a denial o f equal protection. The discrimination
is no less forbidden where it is wilfully practiced
by administrative officers clothed with the power
o f the state. The Election Commissioners are in
no different position than was the judge selecting
jurors in Ex parte Virginia or the tax collector in
Iowa-Des Moines Bank v. Bennett.
It is obviously without significance that the arbi
trary discrimination was not based upon race or
color (cf. United States v. Beese, 92 U. S. 214), foi
the day is long past when such discriminations
measure the scope o f the equal protection clause
(Iowa-Des Moines Bank v. Bennett, supra; Hart
ford Steam Boiler Inspection d? Insurance Go. v.
Harrison, 301 U. S. 459; cf. Buchanan v. Warley,
245 U. S. 60, 76).
It is equally immaterial that the arbitrary dis
crimination was practiced on the single occasion
alleged; the denial o f equality need not be habitual
(cf. McCabe v. Atchison, T. & S. F. By. Co., 235
U. 8. 151, 161; Missouri ex rel. Gaines v. Canada,
305 U. S. 337, 351). W hile in cases involving
administrative inequalities, the unjustifiable dis
crimination which deprives o f equal protection
has been characterized as “ systematic” (see e. g.
Iowa-Des Moines Bank v. Bennett, 284 U. S.
239, 245) or “ adopted as a practice” ( Chicago G.
W. By. v. Kendall, 266 U. S. 94, 99), we take this
to mean that the inequality must be produced by
conscious and deliberate discrimination, not that it
must be repetitious. The inadvertent inequalities
produced by state officials in the administration o f
state laws are inherent in the legal process and,
however unjustifiable, do not deprive of equal pro
tection (cf. Cumberland Coal Co. v. Board, 284
Lh S. 23, 25). But when inequality is designedly
produced by state officials in the exercise o f state
administrative power, the discrimination must
meet the same constitutional test as a statute by
which the particular inequality is articulately
ordained.
40
It is o f no consequence that the indictment does
not count hi terms upon the Fourteenth Amend
ment and the right o f the voters to equal pro
tection o f the laws. The charge is laid in the lan
guage o f the statute and specifies as the right
“ secured” and “ protected” hy the Constitution
the right o f the voters whose ballots were altered
to have their votes counted as cast. I f , as we con
tend, the infringement of that right by the alleged
acts o f the defendants constitutes a denial of equal
protection, it seems clear that the District Court
erred in holding that the right is not “ secured”
and “ protected” by the Constitution of the United
States.
I l l
SECTIONS 19 AND 2 0 OF THE CRIMINAL CODE ABE
OTHERWISE APPLICABLE TO THE ACTS ALLEGED IN
THE INDICTMENT
W e have shown that the right of the voters to
have their votes counted as cast is “ secured” and
“ protected” by the Constitution of the United
States. The remaining question is whether Sec
tions 19 and 20 o f the Criminal Code are otherwise
applicable to the acts alleged in the indictment.
W e contend that they are.
1. The Generality o f the Statutory Words.—
The District Court emphasized the fact that pri
mary elections were not in existence in 1870 when
Sections 19 and 20 were first enacted. It con
cluded, quoting United States v. Gradwell, 243
41
U. S. 476, 488-489, that the application o f the stat
ute would result in “ stretching old statutes to
new uses, to which they are not adapted and for
which they were not intended. ’ ’
But the statute is addressed in “ sweeping gen
eral words” to conspiracies against and depriva
tions of federal rights. United States v. Mosley,
238 U. S. 383, 387-388. Section 19 has been ap
plied in the past to rights as diverse as the right
to inform of a federal crime (In re Quarles and
Butler, Petitioners, 158 U. S. 532; Motes v. United
States, 178 U. S. 458) to be secure in federal cus
tody (Logan v. United States, 144 IT. S. 263), to
stand by a federal homestead ( United States v.
Waddell, 112 IT. S. 76), to vote for a member o f the
House of Eepresentatives ( United States v. Mosley,
238 IT. S. 383) and, where the denial violates the
Fifteenth Amendment, to vote for state officers
(Guinn v. United States, 238 IT. S. 347). The
only general limitation on the scope o f the statute
recognized by this Court is that the federal right
be “ definite” and “ personal” as distinguished
from a right “ common to all that the public shall
be protected against harmful acts” ( United States
v. Bathgate, 246 IT. S. 220, 226). The “ definite”
and 1 ‘ personal ’ ’ character o f the right to vote has,
however, been most emphatically upheld ( United
States v. Mosley, supra; see United States v. Bath
gate, 246 IT. S. at 227; cf. Nixon v. Herndon, 273
IT. S. 536; and the opinion o f Mr. Justice Frank-
42
furter in Coleman v. Miller, 307 XT. S. 433, 460, at
469).
Accordingly, we think the fact that primary
elections were unknown in 1870 is without sig
nificance. The applicable principle was recently
stated by this Court: “ Old crimes * * * may
be committed under new conditions * * *•
W hile a statute speaks from its enactment, even a
criminal statute embraces everything which sub
sequently falls within its scope” (Browder v.
United States, No. 287, present Term, p. 4). See
also Hague v. C. I. O., 307 IT. S. 496, especially the
opinion o f Mr. Justice Stone at pp. o26—527. It is
no more material that prim ary elections were un
known when the statute was passed than it would
be that a city ordinance which worked a depriva
tion of federal rights was enacted after 1870 or,
indeed, that the city which enacted the ordinance
was not established until after that time. Nor is
there significance in the fact that in 1894 Congress
repealed the companion provisions of the statute
dealing with specific irregularities in elections.
United States v. Mosley, supra, definitely held that
the repeal did not place the right to vote outside of
the general protection which the statute “ most rea
sonably affords. ’ ’ See also Nixon v. H erndon, 273
U. S. 536.
In short, Sections 19 and 20 o f the Criminal Code
protect generally the exercise o f rights secured or
43
protected by the Constitution, whether the particu
lar occasion for their exercise or the method by
which they are infringed existed in 1870 or not.
2. Section 19 is Applicable to the Denial of
Equal Protection by State Officers.— The first
count of the indictment rests upon Section 19 of
the Criminal Code (U . S. C., Title 18, Section 51),
which is in terms applicable to the acts o f individ
uals. It may be argued that the first count cannot
be sustained, therefore, solely on the basis o f the
theory that the voters were deprived o f rights se
cured by the Fourteenth Amendment, since the
Amendment applies only to the acts o f state o f
ficers. The District Court did not place this in
terpretation upon Section 19, but the issue is
doubtless open on this appeal. United States v.
Gilliland, No. 245, decided February 3, 1941.
One Circuit Court o f Appeals has held that Sec
tion 19 is inapplicable to a conspiracy by election
officials to deprive negroes o f the right to vote at a
state election on the ground that the statute is not
confined to cases o f state action and consequently is
not “ appropriate” legislation to enforce a constitu
tional limitation on state action alone. Karem v.
United States, 121 Fed. 250 (C. C. A. 6 th ) ; cf.
United States v. Reese, 92 U. S. 214. W e find no
basis for this interpretation in the language o f the
statute or in its legislative history.23 The prohibi-
_23 See 91 Cong. Globe 3611-3612, 3679; Flack, The Adop
tion of the Fourteenth Amendment (1908), 219 et seq.
300703—41-----4
44
tion o f a conspiracy to injure a citizen “ in the free
exercise or enjoyment o f any right or privilege
secured to him by the Constitution” o f the United
States includes a conspiracy by persons to use state
power to injure rights which are safeguarded
against state action. Nothing in the enabling
clause o f the Fourteenth Amendment suggests that
legislation is not “ appropriate” to enforce the
Amendment i f it deals not only with rights guar
anteed by the Amendment against state action but,
also with rights protected by other constitutional
provisions against individual action as well.
The point, in any event, was necessarily settled
sub silentio in Guinn v. United States, 238 U. S.
347, 368, which sustained the applicability of Sec
tion 19 o f the Criminal Code to state election
officials who conspired to deprive negroes of rights
guaranteed by the Fifteenth Amendment, which,
o f course, is also directed against state action
alone.
3. The Alleged Acts of the Defendants Were
Done Under “ Color of Law,” Within the Meaning
of Section 20.— Section 20 protects “ rights, priv
ileges, or immunities secured or protected by the
Constitution and laws of the United States
against w illful deprivation “ under color of any law,
statute, ordinance, regulation, or custom” . It was
45
enacted initially to enforce the Fourteenth Amend
ment.24 W e see no reason why it should be held to
have a narrower scope than the Amendment itself.
Accordingly, we think that any conduct which
would constitute “ state action,” within the mean
ing of the Amendment, is action “ under color o f
law, ’ ’ within the meaning o f the statute; that ‘ ‘ color
of authority” and “ color o f law ” are equivalent
terms. That the alleged conduct o f the defendants
was state action for purposes o f the Amendment
has already been demonstrated {supra, pp. 36-40).
In two of the four cases in which, so far as we know,
Section 20 has been invoked, it has been held that
the acts of the officials alleged were perform ed “ un
der color of law, statute, ordinance, regulation, or
custom” even though they were contrary to the
laws of the state.25 Section 20 does not require
24 89 Cong. Globe 1536; 91 Cong. Globe 3480, 3658, 3690;
92 Cong. Globe 3807-3808, 3879; Flack, The Adoption of the
Fourteenth Amendment (1908), 219, 223.
25 United States v. Sutherland (N. D. Ga.), demurrer to
indictment overruled, July 31, 1940 (unreported) (police
officer extorting confession by torture) ; United States v.
Cowan (E. D. La.), demurrer to indictment overruled,
August 14, 1940 (unreported) (police officer assaulting per
son taking photographs of proceedings at a polling place).
See Eeport of the Attorney General (1940), 77. See also
United States v. Buntin, 10 Fed. 730 (C. C. S. D. Ohio),
and United States v. Stone, 188 Fed. 836 (D. Md.). And
compare Hague v. Committee for Industrial Organization,
101 F. (2d) 774, 781, 788, 789, 790 (C. C. A. 3d), affirmed,
307 U. S. 496, where the same conclusion was reached with
respect to similarly worded statutes.
46
that the defendant’s conduct be sanctioned by a par
ticular law or statute ; it is enough that his acts
are done in reliance upon his official power. In
the present case, on the facts alleged, the defend
ants acted in reliance upon their official position
in conducting the election, counting the votes, and
certifying the returns. Moreover, the statute ap
plies only to willful violations. W here action is
based upon the express mandate o f state law, it
might he exceedingly difficult to establish willful
ness against a defense o f mistake o f law. I f the
statute were limited to such cases, it would, there
fore, have only the most trivial scope. We see
no justification for thus limiting the ambit of a
statute which, on its face, is designed to confer
broad protection upon the enjoyment of federal
rights. Cf. Holmes, J., in United States v. Mosley,
238 II. S. 383, 388.
4. Section 20 is not Limited to Deprivations on
account of Race, Color, or Alienage.— That Section
20 is not limited to the deprivation o f federal rights
on account o f color or race is demonstrable as a
matter o f grammar. The statute26 can be sensibly
26 “Whoever, under color of any law, statute, ordinance,
regulation, or custom, willfully subjects, or causes to be
subjected, any inhabitant of any state, territory, or district
to the deprivation of any rights, privileges, or immunities
secured or protected by the Constitution and laws of the
United States, or to different punishments, pains, or penal
ties, on account- of such inhabitant being an alien, or by
reason o f his color, or race, than are prescribed for the pun
ishment of citizens, shall be fined not more than $1,000, or
imprisoned not more than one year, or both.”
47
construed only as forbidding the subjection of in
habitants (1 ) “ to the depriviation o f any rights,
privileges, or immunities secured or protected by
the Constitution and laws o f the United States” ;
or (2) “ to different punishments, pains, or penal
ties, on account of such inhabitant being an alien,
or by reason of his color, or race, than are pre
scribed for the punishment o f citizens” . The ref
erence to color and race is limited to the pro
hibition of “ different punishments, pains, or
penalties,” as the final words o f the clause make
clear. To read “ than are prescribed for the pun
ishment of citizens” as a part o f the initial pro
hibition of deprivation o f federal rights, would
render Section 20 nonsensical. This can be
avoided only by reading the latter part o f the sec
tion, relating to punishments,' as independent of
the former, relating to federal rights.27
CONCLUSION
For the foregoing reasons, we respectfully sub
mit that the District Court’s construction of Sec
tions 19 and 20 o f the Criminal Code was errone
ous; that the first and second counts of the indict
ment allege violations o f the statutes; and that the
judgment sustaining the demurrer should be re-
2| On demurrer to the indictment in United, States v.
Cowan, supra, p. 45, note 25, this objection was raised and
the interpretation which we urge was sustained.
48
versed and the cause remanded for further
proceedings.
F rancis B iddle,
Solicitor General.
W endell B erge,
Assistant Attorney General.
W arner W . Gardner,
H erbert W echsler,
Special Assistants to the Attorney General.
J ames E. D oyle,
A lfred B . T eton,
Attorneys.
M arch 1941.
A P P E N D IX
\
The Constitution o f the United States:
Article I, Section 2 : “ The House o f Rep
resentatives shall be composed o f Members
chosen every second Year by the People o f
of the several States, and the Electors in
each State shall have the Qualifications
requisite for Electors of the most numerous
Branch o f the State Legislature.”
* * * * *
Article I, Section 4 : “ The Times, Places
and Manner o f holding Elections fo r Sena
tors and Representatives, shall be pre
scribed in each State by the Legislature
thereof; but the Congress may at any time
by Law make or alter such Regulations, ex
cept as to the Places o f chusing Senators.”
* * * * *
Amendment X T V : “ * * * No State
shall make or enforce any law which shall
abridge the privileges or immunities o f
citizens o f the United States; nor shall any
State deprive any person o f life, liberty, or
property, without due process o f law; nor
deny to any person within its jurisdiction
______the equal protection o f the laws.” ________
ion 19 of the Criminal Code (U. S. C., Title
18, Sec. 51):
I f two or more persons conspire to injure,
oppress, threaten, or intimidate any citizen
in the free exercise or enjoyment o f any
right or privilege secured to him by the
Constitution or laws o f the United States, or
because o f his having so exercised the same,
or if two or more persons go in disguise
(49)
50
on the highway, or on the premises of an
other, with intent to prevent or hinder his
free exercise or enjoyment of any right or
privilege so secured, they shall be fined not
more than $5,000 and imprisoned not more
than ten years, and shall, moreover, be there
after ineligible to any office, or place of hon
or, profit, or trust created by the Constitu
tion or laws of the United States. (R. S.
§ 5508; Mar. 4, 1909, c. 321, § 19, 35 Stat.
1092.)
Section 20 o f the Criminal Code (U . S. C., Title
18, Sec. 52) :
Whoever, under color o f any law, statute,
ordinance, regulation, or custom, willfully
subjects, or causes to be subjected, any in
habitant o f any State, Territory, or District
to the deprivation o f any rights, privileges,
or immunities secured or protected by the
Constitution and laws of the United States,
or to different punishments, pains, or pen
alties, on account o f such inhabitant being
an alien, or by reason o f his color, or race,
than are prescribed fo r the punishment of
citizens, shall be fined not more than $1,000,
or imprisoned not more than one year, or
both. (R . S. § 5510; Mar. 4, 1909, c. 321,
§ 20, 35 Stat. 1092.)
La. A ct No. 46, Regular Session, 1940:
Section 1. B e it enacted by the Legisla
ture o f Louisiana, that all political parties
shall make all nominations of candidates for
the United States Senate, Members of the
House o f Representatives in the Congress ol
the United States, all State, district, paro
chial and ward officers, Members of the ben-
ate and House o f Representatives ot the
State o f Louisiana, and all city and ward
51
officers in all cities containing more than five
thousand population, by direct primary elec
tions.
That any nomination by any political
party of any person for any o f the aforesaid
mentioned offices by any other method shall
be illegal, and the Secretary of State is pro
hibited from placing on the official ballot
the name of any person as a candidate for
any political party not nominated in accord
ance with the provisions o f this Act.
* * * * *
Section 3. The term “ political party,” as
used in this Act, is defined to be one that
shall have cast at least five per centum of
the entire vote cast in the last preceding
gubernatorial election, or five per centum of
the entire vote cast for presidential electors
at the last preceding election, or at either
o f said elections.
Section 4. A ll prim ary elections held by
political parties, as defined herein, must be
conducted and held under, and in compliance
with, the provisions o f this Act.
[Section 5 provides that all political par
ties shall be directed by an organization o f
committees which are described and specified
in detail. Among these committees is the
Parish Committee for each parish in the
state, which committee is to be “ composed
of as many ward members as there are police
jurors provided for in such parish and five
(5) members at large, all o f which members
shall be elected in the same manner as mem
bers of the State Central Committee; pro
vided, however, that in the Parish o f Orleans
said parish committee shall consist o f two
(2) members from each ward in said
parish.” ]
* * * * *
52
Section 15. The members o f the Parish
Executive Committee, as herein provided,
shall be elected at the first primary election
held in January, 1944,1 for the nomination
o f State and parish officers, and shall be
elected every four years thereafter. * * *.
* * * * *
Section 19. The State Central Committee,
as now organized and created, and all other
committees, as now organized and created,
and all officers o f the various committees
heretofore created and now in existence, are
hereby recognized and continued. All rules,
regulations and requirements heretofore
adopted by the State Central Committee or
by any o f the committees organized under
A ct 97 of the Legislature o f Louisiana for
the year 1922, as amended, not in conflict
with or contrary to the provisions of this Act,
are hereby recognized as legal and valid, and
shall continue in full force and effect until
otherwise changed by the committees herein
created, or authorized to be created.
* * * * *
Section 27. The qualifications of voters
and candidates in prim ary elections, held
under this Act, shall be the same as now re
quired by the Constitution and election laws
o f this State fo r voters at general elections
and the further qualifications prescribed by
the State Central Committee of the respec
tive political parties coming under the pro
visions o f this Act.
* * * * *
Section 29. Only those who have so de
clared their political affiliation shall be per
mitted to become candidates or to vote in any
primary election o f any political party, as
defined in this Act.
1 See note 2, infra, p. 56.
53
Section. 30. Any person desiring to be
come a candidate in any primary election
held under the provisions o f this A ct shall,
within twenty days for State and District
officers, and within ten days for parochial,
municipal and ward officers, except as other
wise provided herein, from and after the
issuance of the call o f the said committee for
the said primary election, file with the respec
tive officers hereinafter designated, written
notification of his intention to become a can
didate at such primary, accompanied by a
declaration, under oath, that to the best o f
his knowledge and belief he is a duly quali
fied elector under the Constitution and laws
of this State; that he is a member of the
party calling said primary election, and that
he possess the qualifications required by the
State Central Committee o f such party.
Section 31. (a ) Every candidate for nom
ination as United States Senator, member
of Congress * * * shall file written
notification and declaration o f candidacy, as
provided herein, with the Chairman o f the
committee calling the primary, and as evi
dence of their good faith, shall, at the time
of filing such notice and declaration of can
didacy, deposit with the Chairman of the
committee calling the primary election, the
sum of One Hundred and No/100 ($100.00)
dollars.
* * * * *
Section 35. The expense of primary elec
tions held under this Act shall be appor
tioned and defrayed as follows:
(a ) The expense o f printing ballots and
the furnishing o f the necessary stationery
and other election supplies for all primary
elections held under the provisions o f this
Act, except as hereinafter otherwise pro
vided, and also all expenses necessary to the
54
transmission and promulgation of the re
turns, shall be paid by the State of Loui
siana, in the same manner as for general
elections.
(b ) The necessary expenses incidental to
the holding and conducting o f the said pri
mary elections, such as payment of com
missioners o f election, rent of polling places,
expense of delivery o f the ballot boxes and
supplies to and from the polling places, shall
be borne by the respective parishes, cities
and towns, and the respective police juries,
or municipal authorities shall provide, by
ordinance, fo r their payment.
(e ) Any other actual expenses necessary
and incidental to the calling and holding of
the said prim ary election shall be borne by
the candidates participating therein.
[Sections 36-39 provide that the ballot in
Congressional primaries shall be prepared
by the Secretary o f State and shall be
printed according to a specified form. Sec
tion 38 provides:
“ A t the bottom of the ballot and after
the name o f the last candidate shall be
printed the following, viz.: ‘ By casting
this ballot I do pledge myself to abide by
the result o f this primary election and to
aid and support all the nominees thereof in
the ensuing general election.’
“ Should any voter scratch out, deface or
in any way mutilate or change the pledge
printed on the ballot, he shall not be consid
ered or held to have repudiated or to have
refused to take the pledge, but shall, conclu
sively, be presumed and held to have
scratched out, defaced or mutilated or
changed same for the sole purpose of iden
tifying his ballot; and accordingly such bal
lot shall be marked ‘ Spoiled Ballot’ and shall
not be counted.” ]
* * * * *
55
[Sections 53-57 specify the location o f the
polling places and the hours during which
they must be open.]
Section 58. No voter shall be allowed to
take part in any prim ary who shall not
have registered at least thirty (30) days
prior to the date o f the primary election
held under this Act. Seven days prior to
every primary election, the Registrar of
Voters throughout the entire State shall
make a complete list o f all registered voters
in every voting precinct in the parish regis
tered as affiliated with the party holding
the primary, certify to same, and at least
five (5 ) days before the primary election
deliver the same to the respective parish
committees o f the party or parties holding
the said primary election, without any cost
or charge whatsoever. The said list shall
not contain the name o f any elector not a f
filiated with the party holding the said
primary election. * * *
* * * * *
[Section 61 provides that primaries are to
be conducted by five commissioners o f elec
tion at each polling precinct, who shall be
commissioned in each parish by the chair
man or the vice-chairman of each parish
committee. They are to possess “ the same
qualifications as are required of voters in
the ward in which they shall reside. ’ ’ Their
compensation is to be $5. They are to be
selected in this fashion: the “ local” candi
dates in each parish in the state submit a
given number of names o f persons whom
they desire to be commissioned, and the
names of five o f these persons are chosen by
lot. (In Section 34, “ local candidates” are
56
defined as: “ (a ) candidates for membership
in either house o f the Legislature of Louisi
ana, (b ) candidates fo r any parish, ward
or municipal office, except those o f Justice
o f the Peace or Constable.” ) This draw
ing o f names is to be conducted by the parish
committee.2]
* * * * *
2 Presumably the “ parish committee” mentioned in this
section is the “parish committee” who^e formation is regu
lated by Section 15\>f this Act No. ,46, supra. However,
Section 15 provides that the members of this parish com
mittee are to be elected’hat the first primary election held in
January, 1944” . Consequently, the selection of election
commissioners at the election involved in this case must have
been under Sections 2675 afid 267$ of La. Gen. Stat. Ann.
(Dart, 1939). Section 2678 declares:
“ The state central committee arid all other subordinate or
local committees of all the political parties coming within
the provisions of this act, as now constituted (except the
present chairmen of the state central committees) are hereby
recognized as the legal committees and the governing au
thorities of the said political parties.
“The members thereof shall hold their offices as members
of the said committees for the term for which they have been
already elected. They are authorized to make any rules and
regulations for their government not in conflict with any
provisions of this act. The state central committees of all
political parties, as now constituted, shall direct and order
the manner in which all subordinate or local committees
shall be organized and constituted, fix their number, regu
late their term of office, the time o f their election, provided
same shall not be for a longer term than four years; pro
vided, however, that the members of all committees shall be
elected in a direct primary except as is herein provided for
the election of committeemen at large, and, except where a
vacancy occurs in the membership of any committee for any
cause, in which event the committee on which the vacancy
57
S e c t io n 87. No one who participates in
the primary election of any political party
shall have the right to participate in any
primary election o f any other political
party, with a view o f nominating opposing
candidates, nor shall he be permitted to sign
any nomination papers for any opposing
candidate or candidates; nor shall he be
permitted to be himself a candidate in op
position to any one nominated at or through
a primary election in which he took part.
La. Act No. 224, Regular Session, 1940:
S e c t io n 48. That all nominations by po
litical parties recognized by law shall be as
provided in the primary election laws as
now existing, or as may hereafter be passed
excepting only presidential electors, who
shall be chosen and nominated in any man
ner determined by a resolution o f the State
Central Committee of the respective
political parties.
* * * * *
S e c t io n 73. * * *. I f he [the voter]
desires to vote for a person other than a
nominee o f political parties, he must write
in his own handwriting the name o f such
person in the space provided fo r such pur
pose, with a pencil having black lead, and
stamp with the official stamp the white
square in the voting space at the right of
the name so written.
occurs shall have the authority to fill same, except the state
central committeemen at large.”
Section 2675 provides that election commissioners shall be
chosen by the parish committee in virtually the same man
ner as that described in § 61 of Act No. 46. By the terms of
La. Gen. Stat. Ann. (Dart, 1939) §§ 2675 and 2721, the com
missioners receive from the state treasury three dollars for
each day’s active service.
58
Provided that no person whose name is
not authorized to be printed on the official
ballot, as the nominee o f a political party
or as an independent candidate, shall be
considered a candidate fo r any office unless
he shall have filed with the Clerks of the
District Court o f the parish or parishes in
which such election is to be held, or the Clerk
o f the Civil District Court o f the Parish of
Orleans i f he be a resident o f the Parish of
Orleans, at least ten (10) days before the
general election, a statement containing the
correct name under which he is to be voted
for and containing the further statement
that he is willing and consents to be voted
for for that office, and provided further that
no commissioners o f elections shah count a
ballot as cast fo r any person whose name is
not printed on the ballot or who does not
become a candidate in the foregoing manner.
U. S. GOVERNMENT PRINTING OFFICE: I9<>
No. 618
Jttfe Jk p rm e *rf th tto iM states
October T erm, 1940
The U nited States of A merica, appellant
v.
Patrick B. Classic, J ohn A. Morris, B ernard W .
Yeager, J r., W illiam Schumacher and J. J.
Fleddermann
/. ------------
APPEAL FROM THE DISTRICT COURT OF THE UNITED STATES
FOR THE EASTERN DISTRICT OF LOUISIANA
STATEMENT AS TO JURISDICTION
In the District Court of the United States
for the Eastern District of Louisiana
Grim. No. 20067
U nited States of A merica
v.
Patrick B. Classic, J ohn A. M orris, B ernard W .
Yeager, Jr., W illiam Schumacher, and J. J.
Fleddermann
STATEMENT OF JURISDICTION
(Filed November 7, 1940)
In compliance with Rule 1 2 of the Supreme
Court of the United States, as amended, the United
States of America submits herewith the statement
showing the basis o f the jurisdiction o f the Su
preme Court to entertain an appeal in this case.
A. The statutory jurisdiction of the Supreme
Court to review by direct appeal the judgment
complained of is conferred by United States Code,
Title 18, Section 682, otherwise known as the
Criminal Appeals A ct,” and by United States
Code, Title 28, Section 345.
B- The statutes of the United States, the con
struction of which are involved herein, are U. S. C.,
Title 18, Sections 51 and 52 (Sections 19 and 20 of
the Criminal Code).
280202— 40 (1)
2
Section 51. I f two or more persons con
spire to injure, oppress, threaten, or intimi
date any citizen in the free exercise or en
joyment of any right or privilege secured to
him by the Constitution or laws of the
United States, * * * they shall be fined
not more than $5,000 and imprisoned not
more than ten years, and shall, moreover,
be thereafter ineligible to any office or place
of honor, profit, or trust created by the Con
stitution or laws of the United States (E.
S. § 5508; Mar. 4, 1909, e. 321, § 19, 35 Stat.
1092).
Section 52. Whoever, under color of any
law, statute, ordinance, regulation, or cus
tom, willfully subjects, or causes to be sub
jected, any inhabitant of any State, Terri
tory, or District to the deprivation of any
rights, privileges, or immunities secured or
protected by the Constitution and laws of
the United States, or to different punish
ments, pains, or penalties, on account of such
inhabitant being an alien, or by reason of his
color, or race, than are prescribed for the
punishment o f citizens, shall be fined not
more than $1,000, or imprisoned not more
than one year, or both. (R . S. § 5510; Mar.
4,1909, c. 321, § 20, 35, Stat. 1092.)
C. The opinion and judgment of the District
Court sought to be reviewed were entered October
9 and 14,1940, and the petition for appeal was filed
November 7, 1940, and it is presented to the Dis
trict Court herewith, to wit, on the 7th day of
vember 1940.
3
The indictment in this case contains six counts.
A demurrer was filed as to all o f the counts. The
District Court sustained the demurrer as to the
first four counts but postponed hearing as to the
last two counts. Subsequently on October 31, 1940
the District Court overruled the demurrer as to
counts five and six. The Government appeals only
from the ruling o f the District Court sustaining
the demurrer as to Counts 1 and 2 and dismissing
and quashing those counts.
Count 1 is based upon that portion o f U. S. C.,
Title 18, Section 51, which is quoted supra. This
count charged that the defendants named served
as Commissioners of Election, under the laws of
the State of Louisiana, in the Second Precinct o f
the Eleventh W ard o f the City of New Orleans at
a primary election held on September 10,1940, for
the purpose o f nominating a candidate o f the
Democratic Party for Representative in Congress
from the Second Congressional District o f Lou
isiana. It was alleged that these defendants con
spired to injure, oppress, threaten and intimidate
citizens of the United States in the free exercise
and enjoyment o f rights and privileges secured to
them by the Constitution and laws o f the United
States, i. e., ( 1 ) the right o f registered voters who
cast their ballots at this primary election to vote
and to have their votes counted as cast fo r the can
didate of their choice, and ( 2 ) the right o f certain
candidates at this primary election to have all
4
votes cast for them counted as cast.1 The count
charged as overt acts that the defendants changed
numerous ballots which were cast for one candi
date and marked and counted them as votes for
another candidate, and that they falsely certified
the number o f votes cast for the respective can
didates.
The second count is based upon U. S. C., Title
18, Section 52, which is quoted supra. It charged
that the same defendants, acting under color of a
statute o f Louisiana, wilfully subjected registered
voters at the same primary, which voters were in
habitants o f the State o f Louisiana, to the depriva
tion o f rights, privileges, and immunities secured
and protected by the Constitution and laws of the
United States, i. e., their right to cast their votes
fo r the candidate o f their choice and to have their
votes counted as cast. The count further charged
that this deprivation was effected by the failure
and refusal o f the defendants to count votes as cast,
by their alteration of ballots, and by their false
certification o f the number o f votes cast for the
respective candidates.
The District Court in sustaining the demurrer
to Counts 1 and 2 construed Sections 51 and 52 as
not embracing the offenses charged in those counts.
1 The Government in this case is not seeking' to sustain the
application of Sections 51 and 52 to the rights of candidates
at primary elections. Consequently, it is not challenging
the ruling of the District Court insofar as it applies to t e
second object of the conspiracy charged in the first conn
and to the third and fourth counts.
5
In reliance upon the m ajority opinion o f this Court
in Newberry v. United States, 256 U. S. 232, and
the construction therein o f Section 4 o f Article I
of the Constitution o f the United States, the Dis
trict Court held that the right or privilege o f voting
at primary elections for the nomination of candi
dates for the office o f member o f the House of Rep
resentatives was not “ secured” or “ secured and
protected” by the Constitution or laws o f the
United States, and hence was not a right the dep
rivation of which could be punished under Sec
tions 51 and 52. The Court also held that the
application to the facts charged o f Sections 51 and
52, which were enacted before primary elections
came into existence, would result, in the language
of United States v. Gradwell, 243 U. S. 476, in
“ stretching old statutes to new uses, to which they
are not adapted and for which they were not
intended.”
The questions presented in the instant case are, <
we believe, of paramount public importance. The
relationship between a primary election and the en-
suing general election is so intimate that the out
come of the former is often determinative of the |
latter. This is particularly so in those sections
of the country where nomination is tantamount to
election and the election becomes merely perfunc-
tory. Hence, a voter may be as effectually deprived
of his right or privilege o f participating in the final
selection of Senators and Representatives where
acts such as those charged in the indictment were
6
committed at a prim ary as where they took place
at the general election.
The court below did not deny these self-evident
facts but relied instead upon what is conceived to
be the opinion o f this Court in the Newberry case.
But only a minority o f the Court concurred in the
chief opinion, which held broadly that the Federal
Corrupt Practices Act was invalid as applied to
primary elections for the nomination of Senators,
and even that opinion emphasized that the statute
was enacted prior to the Seventeenth Amendment
(256 U. S. at 254). Four Justices thought the Act
constitutional and one thought it invalid because
enacted prior to the Seventeenth Amendment, but
reserved opinion as to the power of Congress under
that Amendment.2
The court below also intimated that a statute
enacted in 1870 could have no application to a
prim ary held in 1940, probably because primary
elections were unknown when Sections 51 and 52
were enacted. But those sections punish, in broad
terms, the deprivation o f rights and privileges
secured by the Constitution and laws of the United
States. Nothing in their language indicates an
intention to leave unprotected the exercise of those
rights and privileges through procedures subse
2 Sections 51 and 52, of course, were also enacted prior
the Seventeenth Amendment, but the question here is no
the general validity of the statute, as in the Newberry cas®>
but the validity of the present application of Sections»
and 52.
7
quently developed. United States v. Gradwell,
243 U. S. 476, is not necessarily opposed, for there
the Court emphasized “ some strikingly unusual
features of the W est V irginia law under which
the primary was held” (243 U. S. at 487) .3 So far
as it amounts to a broad holding that a statute
legislating in general terms is to be restricted to
the specific instances envisioned by Congress at the
time of its enactment, the Gradwell case is no
longer followed by this Court. See Puerto Rico v.
Shell Co., 302 U. S. 253, 257-259; United Stales v.
Thind, 261 U. S. 204, 207-208; Ozawa v. United
States, 260 U. S. 178,195-196. In Hague v. C. I. O.
307 U. S. 496, 512-514, 532, four members o f the
Court agreed that free discussion o f the National
Labor Relations Act was a privilege and immunity
of citizens o f the United States and four members
agreed that this purpose, together with others un
known to Congress when it enacted the jurisdic
tional provisions of the Civil Rights Act o f 1871,
were privileges and immunities secured by the Con
3 The West Vir ginia provisions permitted candidates to -
be nominated by petition for the general election, irrespec
tive of the outcome of the primary. In contrast, the Louisi
ana election laws prescribe that “all political parties shall
make all nominations of candidates for * * * Members
of the House of Representatives in the Congress of the
United States * * * by direct primary elections,” and
prohibit the Secretary of State from placing on the ballot
any candidate for any political party who was not so nomi
nated. Laws of 1940, Act RTo. 46, Sec. 1.
8
/
stitution and laws o f the United States. Neither
ruling would be possible under any broad applica
tion o f the Gradwell case.
I f , as we submit, a primary election is such an
integral part o f the elective process that free elec
tion cannot be assured unless the rights of voters
at the primaries are protected from corruption,
fraud or violence, it would seem that their rights
are as much within the protection of Sections 51
and 52 as are the rights o f voters at general elec
tions. It is well settled that the right to vote for
members of Congress at general elections and to
have such vote counted as cast is a right secured
to the voter by the Constitution within the mean
ing o f Section 51. Ex parte Yarbrough, 110 TJ. S.
652; United States v. Mosley, 238 U. S. 383.
D. The following decisions sustain the jurisdic
tion of the Supreme Court under that provision of
the Criminal Appeals Act allowing a direct appeal
to the Supreme Court “ From a decision or judg
ment * * * sustaining a demurrer to any in
dictment, or any count thereof, where such de
cision or judgment is based upon the * * *
construction of the statute upon which the indict
ment is founded ’ ’ :
United States v. Patten, 226 U. S. 525,
535; United States v. Birdsall, 233 U. S.
223, 230; United States v. Kapp, 302 U. S.
214, 217; United States v. Borden Go., 308
U. S. 188,192-193.
9
It may also be suggested that tbe jurisdiction of
the Supreme Court may be sustained on the ground
that the judgment of the District Court is one sus
taining a special plea in bar, when the defendants
have not been put in jeopardy. See United States
v. Celestine, 215 U. S. 278; United States v. Bar
ber, 219 U. S. 72; United States v. 0 ppenheimer,
242 IT. S. 85; United States v. Thompson, 251 IT. S.
407; United States y. Goldman, 277 IT. S. 229.
Appended hereto is a copy o f the opinion of the
District Court rendered on October 9, 1940.
Respectfully submitted.
(Signed) F rancis B iddle,
Solicitor General.
(Signed) R ene V iosca,
United States A ttorney fo r the Eastern
District o f Louisiana.
(Signed) R obert W einstein,
Assistant United States Attorney.
E X H IB IT E
United States District Court, Eastern
District of Louisiana, New Orleans
Division
(No. 20067 Criminal)
U nited States of A mebica
v.
P atbick B. Classic, J ohn A. M orris, B ernard W.
Y eager, J r., W illiam Schumacher, J. J. Fled-
DERMANlN
OPINION
(Filed October 9th, 1940)
Caillouet, J . : There are six (6 ) counts in the
Indictment returned by the Grand Jury, in the
above-entitled and numbered case, against P atrick
B. Classic, J ohn A. M orris, B ernard W. Yeagee,
J r., W illiam Schumacher, and J. J. Fleddee-
MANN.
They have filed a demurrer to said indictment,
and insofar as objection is urged to counts 1, 2, 3,
and 4, the Court sustains said demurrer on the
ground that no provision o f Sections 19 and 20 of
the Criminal Code (Secs. 51 and 52, Title 18,
U. S. C. A .) refers or has application to the state
o f facts detailed in said four counts.
(10)
11
The provisions of Section 51, depended upon by
the Government as justifying the conspiracy charge
covered by count 1 , read :
I f two or more persons conspire to injure,
oppress, threaten, or intimidate any citizen
in the free exercise or enjoyment o f any
right or privilege secured to him by the Con
stitution or laws of the United States, or
because of his having so exercised the
same, * * *.
The count charges that there was a conspiracy—
* * * to injure, oppress, threaten, and
intimidate citizens in the free exercise and
enjoyment of rights and privileges secured
to them by the Constitution and laws of the
United States.
and that, at a primary election held on September
10th, 1940, in accordance with the provisions of
Act No. 46 of the Regular Session o f the Legisla
ture of the State of Louisiana for the year 1940, for
the purpose of selecting and nominating a candi
date for the Democratic Party to run in the elec
tion for the office of Congressman in the Congress
of the United States of America, to be held in the
Second Congressional District o f the State of Lou
isiana, on November 5th, 1940, in accordance with
the provisions o f the Constitution and laws o f the
United States and o f the State of Louisiana, the
defendants, then and there serving as Commis
sioners of Election, in accordance with said Act 46
of 1940, did, as part and purpose of said conspiracy
to injure, oppress, threaten, and intimidate” citi
zens and registered voters who cast their ballots in
said primary election, at the 2nd precinct o f the
Uth ward of the City of New Orleans, in said Sec
12
ond Congressional District, as well as two of the
three candidates for the nomination as Demo
cratic candidate for the office o f Congressman
from said District, to be voted on at the General
Election o f November 5, 1940, change and alter
ballots cast fo r said two candidates to read in favor
o f the third and successful candidate, and did so
mark and report the same, thereby depriving the
voters, who had so cast their ballots in favor of
either of his two opponents, o f the free exercise and
enjoyment o f their rights and privileges secured to
them by the Constitution and laws of the United
States, in this wise, to w it: “ their rights and priv
ileges to vote and to have their votes counted as
cast fo r the candidate of their choice in said elec
tion ” ; and, furthermore, thereby depriving each
o f the first mentioned two candidates of their own
rights and privileges secured to them by such Con
stitution and laws, i. e., “ by preventing each of
them from being legally and properly nominated as
a candidate for said office” and by not having
counted for them, as cast, all o f the votes actually
cast for each in said primary election. The count
specifically alleging that “ in the Second Congres
sional District o f Louisiana nomination as the
candidate o f the Democratic Party is and has al
ways been equivalent and tantamount to election,
and that, without exception, since the adoption of
the first prim ary election law by the State of Lou
isiana in the year 1900, the Democratic nominee for
the office o f Congressman from the Second Con
gressional District o f Louisiana has been elected.
Section 52 provides, in part, as follows:
W hoever, under color o f any law, statute,
ordinance, regulation, or custom, wiilM .
|13
subjects, or causes to be subjected, any in
habitant of any State, Territory, or District
to the deprivation o f any rights, privileges,
or immunities secured or protected by the
Constitution and laws o f the United States.
* * * shall be fined, etc.
The foregoing is depended upon by the Govern
ment as justifying the charges covered by counts
2, 3, and 4 to the effect, respectively, that the de
fendants did “ unlawfully, wilfully, knowingly, and
feloniously subject and cause to be subjected” not
only registered voters o f the 2nd precinct o f the
eleventh ward of the City o f New Orleans, in the
Second Congressional District o f the State of
Louisiana, but the two unsuccessful candidates, at
said Democratic primary election o f September
10, 1940, for the Democratic nomination as Can
didate for the office o f Congressman at the general
election to be held on November 5, 1940, “ to the
deprivation of rights, privileges, and immunities
secured and protected by the Constitution and
laws of the United States” ; such voters having been
deprived, it is alleged, o f “ their right to east their
votes for the candidates of their choice, and to have
their votes counted for such candidate as cast in the
Democratic primary election o f September 1 0 ,
1940.” , and each o f said two unsuccessful candi
dates, having been deprived of his “ rights, privi
leges, and immunities—
(1) to offer himself as a candidate for the
office of Congressman in the Congress of the
United States for the Second Congressional
District of Louisiana;
(2 ) to be legally and properly nominated
as a candidate for the office o f Congressman
u
in the Congress of the United States from
the Second Congressional District of Louisi
ana; and
(3 ) to have counted fo r him all votes
legally cast fo r him for said nomination for
said office” ;
As was held in Newberry et al. vs. United States,
256 U. S. 232, 41 Sup. Ct. 469 (1921), and in prior
cases cited by the m ajority opinion, the source of
Congressional power over elections for United
States Senators and Representatives is found on
Section 4, Article 1, o f the Federal Constitution,
reading as follows:
The times, places and manner of holding
elections for Senators and Representatives
shall be prescribed in each state by the Legis
lature thereof; but the Congress may at any
time by law make or alter such regulations,
except as to the places of choosing senators.
But the “ elections” therein referred to are “ gen
eral” elections and not “ prim ary” elections, which
are not final and o f themselves do not “ elect” any
one to serve either in the Senate or House of Rep
resentatives; no power to control party primary
elections, such as the Democratic primary election
o f September 16th, 1940, was ever intended at the
time that the Constitution was adopted; “ primary
elections for the nominating o f candidates for the
offices o f either Senator or Member of the House
of Representatives were not even within the orbit
o f the Convention’s deliberations on the subject of
representation in the National Congress, as ‘ Prl'
maries” were then unknown; and, as Justice
McReynolds pertinently observed in the courts
1 5
majority opinion, the history of that time indicates
“ beyond a reasonable doubt” that, if the makers
of the Constitution had contended for a construc
tion of Section 4 of Article 1 that included and
affected a State’s legally prescribed medium for the
nomination of party candidates seeking to be
“ elected” to either the Senate or the House of Rep
resentatives, this would not have been ratified by
the State Conventions.
Under the Newberry Case, it must here be said,
as was then by the organ o f the Court, v iz :
W e can not conclude that authority to
control party primaries or conventions for
designating candidates was bestowed on
Congress by the grant of power to regulate
the manner of holding elections.
The “ free exercise or enjoym ent” o f the right
or privilege of participating in the primary election
of September 10,1940, either as voter, or candidate
for the Democratic nomination for the office of
Congressman, to be voted on at the general elec
tion on November 5, 1940, was not “ secured,” nor
“ secured and protected,” to voter or candidate “ by
the Constitution or laws o f the United States,”
although the four counts here in question so read.
The provisions o f Sections 51 and 52, so depended
upon by the Grovernment to support counts 1 , 2 ,
3, and 4, respectively, o f the indictment levelled
against the five defendants, could only be made ap
plicable ( if these provisions were otherwise sus
ceptible of legal application) to the facts charged
as having only come into being in connection with
a party primary election held on September 10,1940,
by stretching old statutes to new uses, to which
16
they are not adapted and for which they were not
intended,” to use the expression of the Supreme
Court, in the ease of United States vs. Gradivell,
etc., 243 U. S. 476, 37 Sup. Ct. 407 (1917).
Clearly, these statutory provisions of 1870 have
no application here.
Under both of the foregoing constructions—that
o f Section 4 o f Article 1 o f the United States Con
stitution, as well as that o f Sections 19 and 20 of
the Criminal Code (Secs. 51 and 52, Title 18 U. S.
C. A .)— the demurrer filed must be, and is, SUS
TA IN E D insofar as it relates to the first four of
the six counts of the indictment, and the said four
counts are hereby D ISM ISSE D .
(Signed) A. J. Caillouet,
Judge.
New Orleans, L ouisiana,
October 9th, 1940.
O. S. GOVERNMENT PRINTING OFFICE'
i r ’ X L
IN THE MAR 22
Supreme Court of the United States
October Term, 1940.
No. 618
THE UNITED STATES OF AMERICA,
versus
Appellant,
PATRICK B. CLASSIC, JOHN A. MORRIS, BERNARD
W. YEAGER, JR., WILLIAM SCHUMACHER, and
J. J. FLEDDERMANN,
Appellees.
Appeal from the District Court of the United States for
the Eastern District of Louisiana.
BRIEF OF DEFENDANTS AND APPELLEES.
WARREN O. COLEMAN,
1329 Whitney Building,
New Orleans, Louisiana,
CHARLES W. KEHL,
FERNANDO J. CUQUET, JR.,
Carondelet Building,
New Orleans, Louisiana,
Attorneys for Defendants
and Appellees.
INDEX.
Opinion Below ................................................................. I
Statutes Involved ........................................................... 2
Questions Presented ....................................................... 2
Statement ........................................................................ 3
Summary of Argument .................................................. 4
Argument ......................................................................... 6
Point I—When Will Court Pass on Constitutionality
of Act of Congress? ............................................ 6
Point II—Count Charging Two Conspiracies Not
Severable, If One Conspiracy Invalid Whole
Count Falls ........................................................... 7
Point III—Count Two Invalid As It Does Not Ade
quately Allege That Defendants Acted Under
Color of Law—Act 46 of 1940 Discussed........ 13
Review of Party Primary Election Laws of Louisiana 15
State Regulation of Political Party Does Not Con
stitute It Creature of State ............................... 22
Point IV—Argument Based on Jurisprudence of This
Court As To Whether Primary Is An Election
Within Meaning of Sec. 4 of Art. I of the Con
stitution ................................................................. 25
Jurisprudence of State Courts Distinguishing Between
Primary and E lection.......................................... 29
Meaning of Word Election As Used in Art. I, Sec. 4
of The Constitution ............................................ 30
General Reply to Appellants’ Contentions Made in
Statement of Jurisdiction B r ie f ......................... 48
Conclusion ....................................................................... 52
Appendix .......................................................................... 53
PAGE
I I
CITATIONS.
PAGE
Babbitt v. State, 174 Pac. (Wyoming) 188 ............. 56
Bryant v. U. S., 257 F. 378 .......................................... 11
Commonwealth v. Atwood, 11 Mass. 93 ..................... 12
Commonwealth v. Helm, 9 Ky. L. Rep. 532 (1887) . . . 29
Commonwealth v. Wells, 110 Pa. St. 463, 468, Act
310 (1885) ...........................................................29,55
Creel v. U. S., 21 F. (2d) 690 ........................................ 11
Cunningham v. McDernett, 277 S. W. 218 (Tex. 1925) 23
Dodge v. U. S., 258 Fed. 300, 169 CCA 316, 7 ALR
1510 [certiorari den. 250 U. S. 660 mem. 40 S.
Ct. 10 mem., 63 L. ed. 1194 mem.] ................ 12
Dooley v. Jackson, 104 Mo. App. 1, 78 S. W. 330
(1904) .................................................................... 29,53
Ex p. Bain, 121 U. S. 1, 7 S. Ct. 781, 30 L. ed. 849 12
Ex Parte Yarbrough, 110 U. S. 652 .......................... 9,25
Faxwell v. Beek, 177 Md. 1, 82 Atl. 657 (1912) ....... 24
Frohwerk v. U. S., 249 U. S. 204 .................................. H
Fulford v. State, 50 Ga. 591 ....................................... 12
George v. State, 18 Ga. App. 753 ................................. 56
Gray v. Seitz, 162 Ind. 1, 69 N. E. 456 (1904) . .29, 36, 39,56
Greenough v. Lucey, 28 R. I. 230, 66 Atl. 300 (1907) 24
Grovey v. Townsend, 295 U. S. 45 ........................ 18, 26,51
Hager v. Robinson, 154 Ky. 489 ................................... 56
Hamilton v. Davis, 217 S. W. 431 (Tex. 1920) ......... 24
Hammer v. Dagenhart, 247 U. S. 251 ........................
Hawke v. Smith, No. 1, 253 U. S. 221 ...................40,41,44
Hester v. Brunland, 80 Ark. 95 S. W. 992 (1906) ... 29
Hill v. State, 41 Tex. 253 ........................................... 12
Hodge v. Bryan, 149 Ky. 110 ..................................... ^
In re: Debs, 158 U. S. 564, 591 ................................... 42
Jefferson v. State, 8 Ala. App. 364, 62 So. 315 .......
Jones v. Fisher, 156 Iowa 512, 137 N. W. 940 (1912) 2
Kay v. Schneider, 110 Tex. 369 ........................
Kearns v. Hamlett, 188 Pa. 116 Atl. 273 (1892) .......
I l l
CITATIONS— (Continued)
PAGE
Kelsow v. Cook, 184 Ind. 173 ...................................... 56
Ledgerwood v. Pitts, 122 Tenn. 570, 587, 125 S. W.
1036 (1910) .....................................................29,36,54
Len v. Montgomery, 31 N. D. 1 ..................................... 56
Lett v. Dennis, 129 So. 33 (Ala. Sup. 1930) ............... 23
Lilliard v. Mitchell, 37 S. W. 702 (Tenn. Ch. App.
1896) ....................................................................... 29
Littell v. State, 133 Ind. 577, 33 N. E. 8 1 7 ................... 12
Lowe v. Bd. of Election Canvassers, 154 Mich. 329,
117 N. W. 730 (1908) .......................................... 29
Magon v. U. S., 260 F. 811 ............................................ 11
Martin v. Schulte, 182 N. E. 703 (Ind. 1932) .............. 29
McKane v. Adams, 123 N. Y. 609, 25 N. E. 1057 (1890) 23
Montgomery v. Chelf, 118 Kentucky 766 ............ 36.39,56
Naftzger v. U. S., 200 Fed. 494 .................................... 12
Newberry v. U. S., 256 U. S. 232 ..................... 26,48,49,50
Nixon v. Condon, 286 U. S. 73 .....................................26,31
Nixon v. Herndon, 273 U. S. 536 .................................26,30
People v. Board of Election Comm., 221 Del. 9, 77
S. E. 311 (1906) ................................................ 23
People v. Brady, 302 111. 576, 135 N. E. 87 (1922) . . . 24
People v. Cavanaugh, 112 Cal. 674, 676, 677, 44 P.
1057 (1896) .......................................................... 29,56
People v. Myers, 20 Cal. 76 .......................................... 12
Riter v. Douglass, 32 Nev. 400, 433 ............................... 56 23
Sawyer v. Frankson, 134 Minn. 258, 159 N. W. (1916) 29
Socialist Party v. Uhl, 155 Cal. 776, 103 Pac. 181
(1909) 23
State ex rel. McCue v. Blaisdeel, 18 N. D. 55, 118
N. W. 141 (1908) ................................................ 29
State ex rel. Von Stade v. Taylor, 220 Missouri 619 . .36, 53
State ex rel. Zent v. Nichols, 50 Wash. 508, 97 Pac.
728 (1908) ........................................................... 29,53
State v. Duncan, 40 Mont. 531; 107 Pac. 5 1 0 ............... 12
IV
PAGE
CITATIONS— (Continued)
State v. Erickson, 119 Minn. 152, 156, 137 N. W.
385 (1912) ......................................................29,36,
State v. Freeman, 15 Vt. 722 ........................................
State v. Flynn, 76 N. J. L. 473, 72 Atl. 296 .............
State v. Johnson, 255 Mo. 281, 164 S. W. 209 .........
State v. Johnson, 87 Minn. 221, 91 N. W. 604 (1902) . .29,
State v. Nichols, 50 Washington 508 ..........................
State v. Simmons, 117 Ark. 159, 174 S. W. 238
(1915) .......................................................... 30,
State v. Taylor, 220 Mo. 618, 119 S. W. 373 (1909)
State v. Wilson, 91 Wash. 136, 157 Pac. 474 ...........
State v. Woodruff, 68 N. J. L. 89, 56 Atl. 204 (1902) . .29,
U. S. v. Bathgate, 246 U. S. 218 ................................ 9,
U. S. v. Blair, 250 U. S. 273 .................................... 6,
U. S. v. Brown, 3 McLean (U. S.) 233 ....................
U. S. v. Davis, 6 Fed. 682 .............................................
U. S. v. Gradwell, 243 U. S. 476 ..........9, 26, 32, 35, 38, 39,
U. S. v. Mosley, 238 U. S. 383 ..................................... 9,
U. S. v. O’Toole, 236 F. 993 ...........................................26,
U. S. v. Patty, (D. C.) 2 F. 664 ..................................
Waples v. Marrast, 108 Tex. 511, 184 S. W. 180,
L. R. A. 1917 A. 253 (1916) ..............................
Weinstein v. U. S., 11 F. (2d) 505 ..............................
Wilson v. Dean, 177 Ky. 97 .........................................
53
12
12
12
39
12
55
52
38
12
12
52
25
39
11
29
11
56
MISCELLANEOUS.
Cooley on Constitutional Law, Bruce’s Fourth Edi
tion, Page 192, (1931) Ch. XV ........................
31 C. J., Sec. 413 ..........................................................
31 C. J. 774, Sec. 334 ...................................................
12 C. J., Sec. 432 ..........................................................
Hamilton’s The Federalist LX .....................................
V
MISCELLANEOUS— (Continued)
James Madison in Virginia Convention, Farrand’s
Records, Vol. 3, pp. 311, 319 ............................... 35
Joyce, “On Indictments” , 2nd Edition (1924), Sec. 332 12
Luther Martin’s “Genuine Information” in Farrand’s
Records of Federal Convention, Vol. 3, pp. 194,
195 ........................................................................... 35
Merriam American Political Ideas (1920) ............... 23
Ray, An Introduction to Political Parties & Practical
Politics (1913) .................................................... 23
Roger Sherman in House of Representatives, Far
rand’s Records, Vol. 3, p. 359 ............................. 35
Rufus King in Massachusetts Convention, Farrand’s
Records, Vol. 3, p. 267 ...................................... 35
Storey on the Constitution, Sections 815-828 ...............46,47
William R. Davie in North Carolina Convention,
Farrand’s Records, Vol. 3, pp. 344, 345 .......... 35
STATUTES, ETC.
Title 18, U. S. C. A. 51—R. S. Sec. 5508; Mar. 4, 1909,
c. 321, Sec. 19, 35 Stat. 1092 ............................. 2
’ Title 18, U. S. C. A. 52—R. S. Sec. 5510; Mar. 4, 1909,
c. 321, Sec. 20, 35 Stat. 1092 ............................... 2
Sec. 4, Art. 8, Constitution of State of Louisiana . . . . 15
Sec. 14 of Act 46 of the Legislature of Louisiana of
1940 ......................................................................... 17
Act 130 of 1916 ............................................................... 22
17th Amendment to U. S. Constitution ..................... 50
Art. 1, Sec. 4 of U. S. Constitution ............................. 30
Art. 8, Sec. 9, et seq......................................................... 22
15th Amendment to U. S. Constitution ....................... 31
PAGE
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1940.
No. 618.
THE UNITED STATES OF AMERICA,
Appellant,
versus
PATRICK B. CLASSIC, JOHN A. MORRIS, BERNARD
W. YEAGER, JR., WILLIAM SCHUMACHER, and
J. J. FLEDDERMANN,
Appellees.
Appeal from the District Court of the United States for
the Eastern District of Louisiana.
BRIEF OF DEFENDANTS AND APPELLEES.
OPINION BELOW.
The opinion of the United States District Court for the
Eastern District of Louisiana (R. 18) is reported in 35
Fed. Supp. 66.
2
STATUTES INVOLVED.
Section 51. “If two or more persons conspire to
injure, oppress, threaten, or intimidate any citizen
in the free exercise or enjoyment of any right or
privilege secured to him by the Constitution or laws
of the United States, * * * they shall be fined, etc.
(R. S. Sec. 5508; Mar. 4, 1909, c. 321, Sec. 19, 35
Stat. 1092.)”
Section 52. “Whoever, under color of any law,
statute, ordinance, regulation, or custom, willfully
subjects, or causes to be subjected, any inhabitant,
of any State, Territory, or District to the deprivation
of any rights, privileges, or immunities secured or
protected by the Constitution and laws of the United
States, or to different punishments, pains or penalties,
on account of such inhabitant being an alien, or by
reason of his color, or race, than are prescribed for
the punishment of citizens, shall be fined” , etc. (R. S.
Sec. 5510; Mar. 4, 1909, c. 321 Sec. 20, 35 Stat. 1092.)
QUESTIONS PRESENTED.
Point 1. Will the Court pass on the constitutional valid
ity of an act of Congress where that is not necessary to
a decision of the case?
Point 2. Where the crime charged consists of several
conspiracies charged in one count, will that count be up
held where the government announces that it is not seek
ing to sustain part of the count?
Point 3. Since defendants were acting as officials of a
political party, and were not state officers, could they
3
have violated section 52, which required that they act
under color of a law, etc.?
Point 4. Does the indictment charge a federal offense,
under Sections 51 and 52, when it alleges the deprivation
of a right, privilege or immunity secured or protected
by the Constitution or laws of the United States relating
to a party nominating primary, and not a general election?
STATEMENT.
This is an appeal by the United States from a judg
ment sustaining a demurrer to a bill of indictment charg
ing the violation of Sections 51 and 52, Title 18, U. S. C. A.
(Criminal Code Sections 19 and 20).
Only Counts 1 and 2 are before the court for decision.
The appellant has not appealed from the judgment dis
missing Counts 3 and 4. Counts 5 and 6 have to do with
the mail fraud statute, and are not before the court as
the demurrer was overruled as to those two counts.
It is alleged that the defendants, while acting as com
missioners in a primary, fraudulently counted, altered and
returned votes in connection with a party nomination of
a candidate for the United States House of Representa
tives, thereby depriving not only the voters, but also the
candidates of their rights and privileges under the Con
stitution and laws of the United States.
4
Point 1. The Supreme Court will not rule upon the
constitutionality of an act of Congress, unless such a
ruling is necessary for a decision of the case.
Point 2. Appellant has no right to change the nature
of the crime charged by an attempt to omit part of a
count of an indictment found by a Grand Jury.
Two conspiracies are charged in Count one of the indict
ment. That count alleges that the defendants did deprive
citizens and candidates, of certain rights and privileges
involving the elective franchise, to-wit: (1) The citizens’
rights to cast their votes for the candidate of their choice,
and to have their votes counted as cast; (2) The rights of
the unsuccessful candidates, in and to such votes that were
cast for them by the voters.
While this court has held that Sec. 51, Title 18, U. S. C.
is applicable to conspiracies against the elective franchise
insofar as general elections are concerned, those decisions
fall far short of making the section applicable to the con
duct of a state nominating primary, and do not advance
us far toward the claimed conclusion that illegal voting
for one candidate at such a primary so violates a right
secured to the other candidate by the United States Con
stitution and laws as to constitute an offense within the
meaning and purpose of the section.
Where two conspiracies are charged in one count this
constitutes but one crime. The appellant concedes that it is
not attempting to sustain the validity of one of the con-
S U M M A R Y OF ARGUMENT.
5
spiracies so charged in the count. Therefore, the count of
the indictment not being severable without garbling
the charge found by the Grand Jury, the demurrer was
properly sustained as to that count without regard to the
constitutional question of whether the federal courts have
jurisdiction in cases involving primary elections.
Point 3. The second count charges that the defendants
in acting as election officials (commissioners) acted under
color of state law, to-wit: Act 46 of 1940; but that act
provides against party officials being considered officers
or employeees of the state. Therefore, Sec. 52 has no
application to them, as they are merely party officers
without regard to the Constitutional question of whether
the federal courts have jurisdiction in cases involving
primary elections.
The fact that a political party, and its manner of select
ing its nominee through a nominating primary, is regulated
by state law does not mean that they are creatures of the
state.
Point 4. There is no provision of the Constitution or
laws of the United States by which such right or privilege
of a member of such political party is secured to him.
A nominating primary is in no sense an election within
the intendment of Sec. 4 of Art. I of the Constitution of the
United States.
6
ARGUMENT.
POINT 1.
When Will Court Pass On Constitutionality Of
Act Of Congress?
This case is presented by appellant in its brief as though
the sole question at issue is the application vel non of
Sections 51 and 52, Title 18, U. S. C. (Sections 19 and
20 of the Criminal Code) to a party nominating primary.
There are substantial questions, arising under the de
murrer to the indictment, which should be determined
before the serious and far-reaching constitutional question
involving the jurisdiction of the federal courts over party
nominating primaries is considered.
We understand that it is a well-recognized rule that this
court will not pass upon the constitutional validity of an
act of Congress unless such a determination is essential to
a proper decision of the case.1
We do contend that the application which the appellant
seeks to make of Sections 51 and 52 in this case is un
constitutional. The Federal Government has no power,
either express or implied, to regulate the affairs of political
1 Cooley on Constitutional Law, Bruce’s Fourth Edition, Page 192,
(1931) Ch. XV.See United States v. Blair, 250 U. S. 273, where the Court said (pp.
278-279):“Considerations of propriety, as well as long-established practice, demand that we refrain from passing upon the constitutionality of an Act of Congress unless obliged to do so in the proper performance of our judicial function, when the question is raised
by a party whose interests entitle him to raise it.”
7
parties, or their manner of selecting, or nominating the
persons they propose to support at an ensuing election.
However, this is an alternative argument that need not
be decided unless it is found that our contentions, that
the two counts appealed herein do not charge an offense
cognizable under federal laws, are without merit.
POINT 2.
Count Charging Two Conspiracies Not Severable, If One
Conspiracy Invalid Whole Count Falls.
The government has not appealed from the judgment
sustaining the demurrer to Counts 3 and 4 of the indict
ment. Those counts charge that the defendants did sub
ject, and cause to be subjected, the two unsuccessful candi
dates for the Democratic primary, who were candidates
for nomination for Congress, to the deprivation of their
rights and privileges and immunities protected by the
Constitution and laws of the United States, such voters
having been deprived of the right to vote for the candi
dates of their choice, and each of the two unsuccessful
candidates having been deprived of his rights, privileges
and immunities to offer himself as a candidate to be legally
and properly nominated as a candidate and have counted
for him all votes legally cast for him, for said nomination
for said office.
Undoubtedly appellant failed to appeal on those two
counts because it could not reasonably contend that the
Constitution and laws of the United States protected the
8
candidates to the rights to any votes cast. On the contrary,
such civil rights cases as the Mosley' and Yarbrough cases
have never gone further than to hold that it is the in
dividual voter whose right to vote and have his vote
counted as cast that is protected.
Appellant’s appeal, however, covers Count 1. That
count, like Counts 3 and 4, charges not only a conspiracy
to injure citizens and voters in the free exercise and
enjoyment of the right and privilege secured by the Con
stitution and laws of the United States to vote and have
their votes counted, but it also charges,
(R-2) “That it was also a part of said conspiracy
and the purpose of said conspiracy to injure, oppress,
threaten and intimidate Paul H. Maloney and Jacob
Young, citizens and candidates for the office of Con
gressman in the Congress of the United States from
the Second Congressional District of Louisiana in the
free exercise and enjoyment of the rights and privi
leges secured to them by the Constitution and laws
of the United States, to-wit: their right and privilege
as citizens to run for the office of Congressman in
the Congress of the United States from the Second
Congressional District of Louisiana, by preventing
each of them from being legally and properly nomi
nated as a candidate for said office; and, to-wit, their
right and privilege to have counted for them as cast,
all of the votes cast for them in said Democratic
primary election;
“That it was further a part of said conspiracy and
the purpose of said conspiracy to deprive Paul H.
Maloney and Jacob Young of the votes cast for them
in said second precinct of the eleventh ward by not
counting some of the votes cast for them and by eras-
9
ing the marks on the ballots placed by the voters in
said precinct behind the names of Paul H. Maloney
and Jacob Young indicating votes for Paul H. Ma
loney and Jacob Young, and placing in lieu thereof
marks behind the name of T. Hale Boggs indicating
votes for T. Hale Boggs.”
Appellant, realizing at this late date the limitations
placed upon the scope of Section 51,2 now disclaims in the
brief filed in this court any intention of seeking to sustain
the application of Sections 51 and 52 to the rights of the
unsuccessful candidates in and to the votes alleged to be
cast for them at the primary elections. Appellant also
disclaims any intention of challenging the ruling of the
District Court insofar as it applies to that part of the
conspiracy charged in the first count, as well as to the
third and fourth counts, on which latter counts no appeal
has been taken.
We know of no authority that permits the government
to divide a count of an indictment brought by a Grand
Jury by trying to differentiate the valid from the invalid
part, as the government attempts to do in this case. The
demurrer was aimed at the count in the indictment as a
whole. The government has seen fit to submit to the
Grand Jury an indictment, which charged a conspiracy
to deprive not only the voters of their rights to have their
votes counted, but also the candidates of their rights to
the votes cast under the Constitution and laws of the
United States. The government now concedes that it is
not attempting to sustain that part of the count having
to do with the rights and privileges of the candidates.
ĉ u- S. v. Gradwell, 243 U. S. 476; Ex parte Yarbrough, 110 U. S. b&2; U. S. v. Mosley, 238 U. S. 383; U. S. v. Bathgate, 246 U. S. 218.
10
We confess that we have never heard of a demurrer
filed in a criminal case having been partially sustained
and partially overruled as to a count in an indictment.
Either the count is valid as a whole, or invalid as a whole.
It cannot be assumed that the Grand Jury would have
returned an indictment against the defendants which
charged only a conspiracy to deprive the voters, and not
the candidates, because that charges a crime different
from the one the Grand Jury found, and they may not
have voted it with the part omitted which the appellant
now seeks to eliminate. The government cannot sever
a count and contend that the count being partially valid
that the other well-charged part of the count can be disre
garded and the demurrer overruled. It would seem to be
but plain logic that the court must either sustain a de
murrer or overrule it. It cannot alter the charge found by
the Grand Jury. The demurrer should be sustained if any
well-pleaded substantial charge contained in the indict
ment is unconstitutional or otherwise invalid.
The Sixth Amendment of the Constitution requires all
crimes to be by indictment found by a Grand Jury, and
an indictment once found cannot be altered or changed
to suit the exigencies of the prosecution. If such loose
pleading were sanctioned by this court, a defendant could
be materially prejudiced in his defense in being required
to meet matters contained in an indictment which clearly
have no place in it, and the government could draw du
plicitous counts in indictments to the prejudice of de
fendants in all cases without fear of having a demurrer
sustained on that well-recognized ground. A defendant
11
should never be required to answer to an indictment con
taining an unconstitutional or otherwise invalid charge,
even if the invalidity strikes at only part of the charge.
If he were found guilty on the count a motion in arrest
of judgment would have to be sustained because the court
would be unable to ascertain whether the jury based their
verdict upon the valid or the invalid charge in the count.
Therefore, if such a dangerous possibility exists, the count
in its entirety should be dismissed on demurrer.
The charge in this first count is a conspiracy not only
to deprive the voters of their rights, but also to deprive
one candidate of his rights in favor of another candidate,
and thus deprive an unsuccessful candidate of a right or
privilege under the Constitution and laws of the United
States.
A conspiracy to commit two or more crimes, being itself
but a single crime, may be charged in one count.3
“Words adequately charging a distinct offense can
not be rejected as surplusage.” If they could, the vice
of duplicity could be practiced with impunity.4
“The rule is stated in 31 C. J. 774, Sec. 334, as
follows . . . ‘Where separate offenses are sufficient
ly charged, none of them can be rejected as surplus
age in order to support the charge as of another.’ ”
“The principle of law which permits unnecessary
and harmless allegations in an indictment to be dis
regarded as surplusage, does not authorize the court
to garble the indictment, regardless of its general
3Frohwerk v. U. S. 249, U. S. 204; Magon v. U. S., 260 F. 811; Bryant v. U. S., 257 F. 378; Weinstein v. U. S., 11 F. (2d) 505.4 Creel v. U. S., 21 F. (2d) 690; U. S. v. Patty (D. C.) 2 F. 664.
12
tenor and scope, so as to entirely change the mean
ing.”5
“And while immaterial averment may be rejected,
there cannot be a rejection as surplusage of an aver
ment which is descriptive of the identity of that
which is legally essential to the claim or charge and
this includes those allegations which operate by way
of description or limitation on that which is ma
terial.” 6
“That which may have been the ground of convic
tion cannot be rejected as surplusage.”7
“At common law an indictment, being the finding
of a grand jury upon oath and depending upon this
fact, among others, for its validity, cannot be amended
by the court or the prosecuting officer in any matter
of substance without the concurrence of the grand
jury which presented it.”8
The decisions which have held that Section 51 applies
to conspiracies to deprive voters of their right to vote,
and have their vote counted as cast, are not analogous to
the charge that the commissioner defrauded one candidate
in favor of his rights under federal laws. The decisions
have never gone so far as to hold that fraudulent count-
5 Joyce, “On Indictments”, 2nd Edition (1924), Sec. 332. Littell v.
State, 133 Ind. 577, 33 N. E. 817.6 Joyce, “On Indictments”, 2nd Edition (1924), Sec. 332. Fulford v. State, 50 Ga. 591; Hill v. State, 41 Tex. 253; State v. Freeman, 15 Vt. 722. See also, U. S. v. Brown, 3 McLean (U. S.) 233, People v. Myers, 20 Cal. 76; Commonwealth v. Atwood, 11 Mass. 93; Jefferson v. State, 8 Ala. App. 364, 62 So. 315; State v. Flynn, 76 N. J. L. 473, 72 Atl 296
7 Joyce, “On Indictments”, 2nd Edition (1924), Sec. 332. Comm. v. Atwood, 11 Mass. 93; State v. Johnson, 255 Mo. 281, 164 S. W. 209; State v. Wilson, 91 Wash. 136, 157 Pac. 474; Naftzger v. U. S., 200 Fed. 494; State v. Duncan, 40 Mont. 531; 107 Pac. 510.s 31 C. J., Sec. 413. Ex p. Bain, 121 U. S. 1, 7 S. Ct. 781, 30 L. ed. 849; Dodge v. U. S., 258 Fed. 300, 169 CCA 316, 7 ALR 1510, [certiorari den. 250 U. S. 660 mem., 40 S. Ct. 10 mem., 63 L. ed. 1194 mem.];
U. S. v. Davis, 6 Fed. 682.
13
ing of votes in favor of one candidate at such a primary
violates any right or privilege as to the other, which are
secured by the United States Constitution and laws, as to
constitute an offense within the meaning and purposes
of the Section.
That count should be construed as a whole and not
piece-meal. So we submit that the judge was correct in
sustaining the demurrer, not only for the reason that
Section 51 does not apply to the affairs of a political party
in conducting a party primary, but also because, as the
government concedes, Section 51 could not apply to the
purely private political rights of a candidate to a vote
cast by a citizen. The right to vote and have the vote
counted as cast belongs to the citizen according to the
Mosley case, and not to the candidate.
POINT 3.
Count Two Invalid as it Does Not Adequately Allege That
Defendants Acted Under Color of Law—Act 46 of
1940 Discussed.
Under Section 52, it must be adequately alleged that
the defendants, in depriving the voters of their rights to
vote, and have their vote counted as cast, acted under
color of a law.
That count alleges that the defendants acted under color
of a State law, to-wit: Act 46 of 1940. That Act pro
vides for the regulation of primaries held by political
14
parties. There is nothing contained in Act 46 of 1940
which would justify the allegation that the defendants,
acting as election commissioners on behalf of their politi
cal party in selecting its nominee at its primary, were
acting under color of a law.
The principal governing body of the political party is the
State Central Committee. Section 10 of the Act makes
it clear that the Legislature did not intend that this Act
should be so construed as to make the political party
merely a creature of the State. It is also clear that the
act was never intended to constitute any of its officials
or members, officers or employees of the State. On the
contrary, Section 10, in part, reads as follows:
“They [members of the State Central Committee]
shall never be considered as officers or employees of
the State of Louisiana or any of its subdivisions.”
The defendants, who are members of the political party
and not officers or employees of the State of Louisiana,
were selected as commissioners, pursuant to Section 61
of said act. They were chosen by lot from a list of names
furnished by the candidates. It is the candidates, them
selves, who name the commissioners. The commissioners
do not act for or on behalf of the State of Louisiana. They
are not officers or employees of the State of Louisiana.
They are officers of a political party. They act for and
on behalf of the political party, and not for and on behalf
of the State of Louisiana, and therefore do not act under
color of any law of the State of Louisiana. In one sense
they are the representatives of the candidates, who alone
have the right to name them, and the Parish Committee
15
merely sees that a fair drawing of the names of the
commissioners is conducted. The Parish Committee which
supervises the drawing is merely an agency of the party
and not of the State.
REVIEW OF PARTY PRIMARY ELECTION LAWS OF
LOUISIANA.
The Constitution of Louisiana of 1921 which is the
present organic law of the State, provides for the enact
ment of laws to secure fairness in party primaries, con
ventions, etc.9
All State enactments of the legislature on that subject
would, of course, be subordinate to that provision. That
■ enactment shows clearly that it was the intention of the
framers thereof not to disturb the fundamental concept
of the political party system as a self governing volun
tary organization. That provision would prohibit the legis
lature from fixing the qualifications of the voters. That
important matter being left to be prescribed by the party,
showing that it was recognized by the organic law of the
State that a primary is nothing but a voluntary organiza
tion for the purpose of expressing party preference.
9 Sec. 4, Art. 8. “The Legislature shall enact laws to secure fairness in party primary elections, conventions, or other methods of naming party candidates. No person shall vote at any primary election or in any ̂ convention or other political assembly held for the purpose of nominating any candidate for public office, unless he is at the time
a registered voter, and have such other and additional qualifications as may be prescribed by the party of which candidates for public office are to be nominated. And in all political conventions in this State, the apportionment of representation shall be on the basis of population.”
16
Act 46 of 1940 is the existing law which regulates the
primaries, and was enacted to insure fairness in any
primary called by a political party. It is a comprehensive
law consisting of 48 pages of regulatory provisions. It
has been adopted in the exercise of the police power of
the state, as recognized in the aforesaid constitutional
provision.
Its aim has not been to take control of the affairs of
the party or to deprive it of any of its rights, but simply
to act upon and regulate existing conditions, with a single
view to the public interest.
From beginning to end all of the organization and in
ternal operation of the party, as well as the conduct of
the nominating primary is left entirely in the hands of
the officers and members of the party. In fact, all officers
and employees of the State or its subdivisions are pro
hibited from remaining at or near the polls.
Sec. 1 provides that nominations of all political parties
shall be by direct primary elections.
Sec. 2 defines the term “political party” to be one that
shall have cast 5% of the entire vote in certain preceding
elections.
Sec. 5 provides for the election of the members of the
governing body of the party which is known as the “State
Central Committee,” as well as the subordinate commit
tees of the party.
17
Sec. 9 provides for the duty of the Chairman of the State
Central Committee to appoint interim officers of subordi
nate committees.
Sec. 10 relates to the election of the State Central Com
mittee and provides that they shall never be considered
officers or employees of the State of Louisiana, or any
of its subdivisions.
That provision was placed in the act no doubt by the
legislature in an abundance of precaution in order to
eliminate any question concerning the status of the party
and its officers, members and employees.
Sec. 14 being important as showing that the State Cen
tral Committee is the governing body of the party is
quoted in full, as follows:
“The State Central Committee of each party, as
defined herein, is hereby vested with full power and
authority to make and adopt any and all rules and
regulations for its government and for the govern
ment of any committee in this Act authorized to be
created, which are not inconsistent with the Constitu
tion and laws of the State of Louisiana or the Con
stitution and laws of the United States. It shall have
full and complete authority to provide the conditions
under which its members may vote by proxy; to pro
vide for the payment of the expenses of its officers
and employees.”
Sec. 31-a provides for a cash deposit from candidates
and,
18
Sec. 31-e authorizes the committee to levy, assess and
collect from each candidate additional cash to be used for
incidental and other expenses in connection with the
primary; it further provides for the return of the cash
deposit if it shall remain unexpended in said primary
election.
Sec. 35 provides for the payment of the expenses of the
primary, as follows:
(a) Printing ballots, stationery and supplies and trans
mission of returns—paid by state;
(b) Holding of elections such as payment of commis
sioners, rent of polling places, etc.—paid by municipali
ties, parishes, cities, etc.;
(c) All other expenses paid by candidates.
In the Grovey 10 case, one of the reasons stated in the
opinion, showing that the action of the officials of the
party was not the act of the state, was that the State of
Texas did not pay any of the expenses of the primary.
That was only one of many cumulative reasons, and
was not the sole test. We do not understand that case to
hold that if the State did donate or appropriate money
for a public purpose such as the payment of the expenses
of a primary, that the organization receiving the benefit
would by that fact alone be constituted a creature of
the State. The fact that the State did not pay such ex
penses would be a factor to consider in determining
i° Grovey v. Townsend, 295 U. S. 45.
19
whether the acts of the party were state action, but the
converse of this would not logically follow.
The Federal Government today subsidizes many public
operations; witness, the extensive grants to cities, counties,
and states and their subdivisions under the now familiar
Works Progress Administration, to cite but one example.
It would be just as anomalous to argue that the political
party receiving the benefit of the grant in the form of the
payment of part of the expense of the primary, became
by that fact alone, the creature of the State, as it would
be to argue that the cities, counties and states and their
subdivisions receiving the benefit of the W. P. A. sub
sidies became the creatures of the Federal government
by reason of such grant or subsidy.
In this case the state pays only a minor part of the ex
penses, the balance being paid by the municipalities and
the candidates.
The criterion should not be the payment of the expense
of the primaries. The fundamental concept of the nature
of political parties should alone be considered. That
concept is that they are voluntary political associations,
regulated by the State, but operated by their own officers
and members. That is the concept the legislature had in
mind in passing the act, and following the intent of the
lawmakers is the cardinal principle of statutory con
struction.
The organic law of this State makes that purpose clear,
and the Legislature recognized it as such in providing
that the members of the State Central Committee should
20
not be considered as officers or employees of the State,
or any of its political subdivisions. The greater always in
cludes the lesser, and it could not be successfully con
tended that the subordinate committees under the control
and direction of the State Central Committee were officers
or employees of the State, or any of its subdivisions. A
fortiori is that true of any of the lesser officers or em
ployees of the party such as the defendants in this case,
who acted as commissioners at the primary. They were
merely officers of the party.
They were not paid by the State, but by the City of
New Orleans. The fact that they received five dollars for
the services they performed that day from the City of
New Orleans, would not any more make them officers or
employees of the City or State than would some inde
pendent contractor, such as a plumber called in by the
City to do a single day’s work for the sum of $5.00 be
considered in law an officer or employee of the City. We
have to look to the intent of the law to determine their
status.
No doubt in such a broad subject as this, various narrow,
technical points such as the aforesaid could be advanced
and argued to sustain the position taken by appellant that
the conduct of the primary was State action—hence the
defendants acted under color of a law.
Such arguments should not be indulged. The intent of
the legislature as reflected in the organic law of the State
should control, and the legislature could not have made
it plainer that they did not intend the conduct of the party
21
primary to be the action of the State than to specifically
provide that the members of the governing body should
not be officers or employees of the State or any of its
subdivisions.
Sec. 96 indicates that the State intends that the primary
be conducted without interference from any officer or
employee of any municipality or any subdivision of the
State for it prohibits such officer or employees from ap
pointing special police to serve at any polling place, and
Sec. 97 prohibits State police, or any person having
the power and authority of making arrests, or carrying
arms, or who perform the duties and functions which are
usually performed by police officers from going to, or
remaining at, or being stationed at, or exercising or at
tempting to exercise any authority at any polling place
or in the immediate vicinity of any polling place in any
primary election.
Sec. 94 makes officers or employees of the State or any
of its subdivisions ineligible as watchers or special deputies.
The aforesaid provisions, being clearly for the purpose
of leaving the conduct of the election to the party, and
its officers, without danger of interference on the part of
the officers or employees of the State. The other sections
throw no light on the subject; they detail the manner of
conducting the election, election contests, second primaries,
etc.
22
It is also to be noted that the general elections are gov
erned by an entirely different act,11 and are provided for
by a different Article of the Constitution.* 12
Therefore, it seems that on the face of the indictment,
Count 2 fails to set forth an essential element of the crime,
that is to say, that these defendants acted under color of
a State law.
STATE REGULATION OF POLITICAL PARTY DOES
NOT CONSTITUTE IT CREATURE OF STATE.
The fact that a political party, and its nominating
primary is regulated by State law, does not by that fact
alone make it a creature of the State, nor does it make
the party’s officials, officers or employees of the State of
Louisiana.
To so hold would be equivalent to finding that any busi
ness, trade or profession which is regulated by State law
constitutes such business, trade or profession the creature
of the State which regulates it. In these modern times,
and because of the complexity of our economic system, it
becomes increasingly necessary for the State to exercise
its police power in the interest of the safety, health and
well-being of the citizens, by regulating various political,
economic and social acitivities.
n Act 130 of 1916.12 Art. 8, Sec. 9, et seq.
23
Many activities have been held the proper subject for
regulation.13
In origin political parties were purely voluntary asso
ciations;14 had inherent power to determine their own
membership and to regulate the participation in their
primaries,15 * and were not state instrumentalities.10 They
are so affected with a public interest that they are sub
ject to regulation under the general power of the state to
supervise the entire election system,17 by legislative en
actments,18 which have actually been promulgated in all
the states except Connecticut, New Mexico, Rhode Island
and Utah.
The question therefore, is one of determining whether
the fact that a state has undertaken to regulate political
parties and their primaries makes the conduct of primary
election officers state action.
The fact that a state has done so should not make such
conduct state action,19 for the primary is still the same
13 12 C. J. Sec. 432. “Particular Subjects of Regulation— a. Occupations. The following named occupations and persons engaged therein are proper subjects of regulation under the police power, namely, agriculture, attorneys at law, auctioneers, banking, barbers, brokers, building and loan associations, carriers, carpet beating by steam power, corporations, dentists, detectives, druggists, employment agencies, factors, ferries, garages and garage keepers, haekmen, hawkers and peddlers, junk dealers, innkeepers, insurance,_ laundries, livery-stable keepers, mining, pawn-brokers, physicians, pilots, plumbers, railroads, sale of securities, secondhand dealers, slaughterhouses, street railroads, telegraphs and telephones, ticket brokers, warehousemen, and wharf
ingers.”14 Merriam American Political Ideas (1920); Ray, An Introduction
to Political Parties and Practical Politics (1913).is Socialist Party v. Uhl, 155 Cal. 776, 103 Pac. 181 (1909).10 Kearns v. Hamlett, 188 Pa. 116 Atl. 273 (1892); McKare v. Adams,
123 N. Y. 609, 25 N. E. 1057 (1890).17 People v. Board of Election Comm., 221 Del. 9, 77 S. E. 311 (1906).
18 Lett v. Dennis, 129 So. 33 (Ala. Sup. 1930).79 Cunningham v. McDernett, 277 S. W. 218 (Tex. 1925); Kay v.
Schneider, ilO Tex. 369.
24
as and a substitution for the old caucus and convention.20
If statutory regulation made men public officials, when
they were admittedly not exercising a governmental func
tion, though their function did involve the general public
interest, then railroad conductors, physicians, and many
business and professional men would be public officers.21
The medical profession has for many years been the
subject of regulation by the state in the interests of the
health and public welfare of the communities of this
nation. Yet, we do not believe that anyone would argue
that because the States have seen fit to regulate that
profession by comprehensive systems of law, that the
medical profession is a creature of the State, or that
any of its members are officers or employees of the State
by reason of any such law.
We do not believe that anyone would argue that if the
medical profession formed an organization to further its
own objects and purposes, and would hold any kind of an
election pertaining to its own affairs, that any irregulari
ties of fraud practiced in such election would be the sub
ject of an indictment, under Sections 51 or 52.
So by analogy it seems that if citizens see fit to organize
for political purposes instead of professional purposes, and
their organization, being affected with a public interest,
is regulated by laws of the State, that such a voluntary
organization is not any more subject to prosecution under
Sections 51 and 52, than would be the voluntary associa
20 Hamilton v. Davis, 217 S. W. 431 (Tex. 1920).21 People v. Brady, 302 111. 576, 135 N. E. 87 (1922); Faxwell v. Beek, 177 Md. 1, 82 Atl. 657 (1912); Greenough v. Lucey, 28 R. I. 230, 66
Atl. 300 (1907).
25
tion of the medical profession or any other business, trade
or profession affected with a public interest.
POINT 4.
Argument Based On Jurisprudence Of This Court As To
Whether Primary Is An Election Within Meaning Of
Sec. 4 Of Art. 1 Of The Constitution.
It has been held that the right to vote and to have said
vote properly counted at a general election, is a right
secured to citizens by the Constitution and laws of the
United States.22 The theory of this jurisprudence is that
since Section 4 of Article I of the Constitution of the
United States provides for the time, place and manner
for holding elections for members of Congress that Con
gress has a right to regulate and control by statute the
elective franchise insofar as it pertains to the election
of members of Congress.
There is no case that our research has disclosed which
has ever held that Section 4 of Article I would extend to,
or embrace free and voluntary associations for political
action such as the political party which selected its party
nominee in this State on September 10, 1940.
On the contrary, this court has held that the only source
of power which Congress, prior to the adoption of the
Seventeenth Amendment,23 possesses for election, over
22 U. S. v. Mosley, 238 U. S. 383; Ex parte Yarbrough, 110 U._ S. 652.23 The 17th Amendment has no bearing on this case as it_ applies only to Senatorial elections, this being a primary for a nomination of a member of the House of Representatives.
26
senators and representatives was Section 4, of Article I,
of the Constitution, which empowers Congress to regulate
the manner of holding such elections, and that this did
not give Congress the power to regulate primary elections
for the purpose of selecting candidates for Congress.
This court has held that primaries are in no sense
elections for an office, but merely methods by which
party adherents agree upon candidates whom they intend
to offer to support for ultimate choice by all qualified
electors. The court has further held that general pro
visions affecting elections in Constitutions or statutes are
not necessarily applicable to primaries,—the two things
being radically different.24
The constitutional question came before the Supreme
Court in the famous Newberry case in 1921.25 Truman
H. Newberry was elected senator from Michigan in 1918.
He and sixteen associates or agents were convicted
in the federal district court and variously sentenced
to fine and imprisonment for conspiring to violate the
federal corrupt practices acts. It was shown at the
trial that disbursements of at least $195,000 had been
made in Newberry’s primary campaign, although the
Michigan law (applicable under the federal statute) al
lowed a maximum of only $1,875, that is, 25 per cent of the
senatorial salary. Upon appeal, however, the Supreme
Court unanimously reversed the conviction.26
24 Newberry v. U. S., 256 U. S. 232; U. S. v. Gradwell, 243 U. S. 476;
Grovey v. Townsend, 295 U. S. 45; Nixon v. Herndon, 273 U. S. 536; Nixon v. Conden, 286 U. S. 73; U. S. v. O’Toole, 236 F. 993.
25 Newberry v. U. S., 256 U. S. 232.26 The Senate, being the sole judge of the qualifications of its members, accepted the decision of this Court by voting to permit Newberry
to take his seat as a member of that body.
27
All of the justices agreed to the decision, but did not
concur in the reasons. (1) Justice McReynolds (Justices
Day, Holmes, and Van Devanter concurring) held that a
primary is not an election within the meaning of Article I,
Section 4, of the Constitution, and that therefore the act
of 1911 was unconstitutional in its attempted application
to primaries. (2) Justice McKenna was of the opinion
that the regulation of senatorial primaries exceeded the
power of Congress as it stood in 1911, but reserved the
question as to whether it would have been constitutional
if enacted after the ratification of the Seventeenth Amend
ment.2' (3) Chief Justice White (Justices Brandeis, Clark
and Pitney concurring) agreed to the results but on the
ground of prejudicial error in the trial judge’s charge
to the jury, upholding however, the authority of Congress
to regulate primaries. Thus three different positions were
taken: according to four justices, Congress had no power
to regulate senatorial primaries before the Seventeenth
Amendment and acquired none by its adoption; accord
ing to one justice, Congress had no such power before the
amendment, but might possibly have acquired it through
the adoption of the amendment insofar as senatorial elec
tions are concerned; and, according to four justices, Con
gress always had such power. As applied to the facts in
our case it would simply have been a five to four decision.
In speaking of primaries the majority opinion in that
case stated that they,
“are in no sense elections for an office, but merely
methods by which party adherents agree upon candi-
2j It is to be noted that the 17th Amendment applies only to Senatorial elections, and that amendment could not have troubled Justice McKenna if the election had been for a member of the House of Representatives as in the instant case.
2 8
dates whom they intend to offer and support for ulti
mate choice by the qualified electors. General pro
visions touching elections in constitutions or statutes
are not necessarily applicable to primaries—the two
things are radically different. And this view has
been declared by many state courts. . . . If it be
practically true that under present conditions a desig
nated candidate is necessary for an election,—a pre
liminary thereto,—nevertheless his selection is in no
real sense part of the manner of holding the election.
This does not depend upon the scheme by which
candidates are put forward. Whether the candidate
be offered through primary, or convention, or petition
or request of a few, or as the result of his own un
supported ambition, does not directly affect the man
ner of holding the election. Many things are pre
requisite to elections or may affect their outcome—
voters, education, means of transportation, health,
public discussion, immigration, private animosities,
even the face and figure of the candidate; but author
ity to regulate the manner of holding them gives no
right to control any of these. . . . Birth must precede,
but it is no part of funeral or apotheosis. We cannot
conclude that authority to control party primaries
or conventions for designating party candidates was
bestowed on Congress by the grant of power to regu
late the manner of holding elections. The fair intend
ment of the words does not extend so far; the framers
of the Constitution did not ascribe to them any such
meaning. Nor is this control necessary in order to
effectuate the power expressly granted. On the other
hand, its exercise would interfere with the purely
domestic affairs of the state and infringe upon liber
ties reserved to the people.”
29
JURISPRUDENCE OF STATE COURTS DISTINGUISH
ING BETWEEN PRIMARY AND ELECTION.
The state courts also differentiate in general between a
nominating primary and an election, holding the two to
be distinct and apart.28 More particularly, it has been held
that primary elections to choose delegates to conventions
are not within constitutional or statutory requirements in
regard to elections;29 that primary elections are not a part
of the general election because held at the same time as
the latter with the same machinery merely for conven
ience and economy;30 that primaries are not elections
within the common law meaning of the term;31 that laws
providing for the determination of contested elections do
not apply to primary elections;32 that a statute making it a
misdemeanor to place any bet or wager on any election
did not apply to primaries;33 that a statute disqualifying
• a person from holding office when he shall have given a
bribe, threat or reward to secure his election did not apply
to primaries;84 and that it is not an offense for officials
28 State v. Erickson, 119 Minn. 152, 156, 137 N. W. 385 (1912); State v. Taylor, 220 Mo. 618, 119 S. W. 373 (1909); Ledgerwood v. Pitts, 122 Tenn. 510, 587, 125 S. W. 1036 (1910); Commonwealth v. Wells, 110 Pa. St. 463, 468, (1885); People v. Cavanaugh, 112 Cal. 674, 676, 677, 44 P. 1057 (1896); Martin v. Schulte, 182 N. E. 703 (Ind. 1932); Sawyer v. Frankson, 134 Minn. 258, 159 N. W. (1916); Kay v. Schneider, 110 Tex. 369, 876, 218 S. W. 479, 221 S. W. 880 (1920); Waples v. Marrast, 108 Tex. 511, 184 S. W. 180, L. R. A. 1917 A. 253 (1916).
29 State v. Woodruff, 68 N. J. L. 89, 56 Atl. 204 (1902).30 State ex rel. McCue v. Blaisdeel, 18 N. D. 55, 118 N. W. 141 (1908). 81 State v. Woodruff, 68 N. J. L. 89, 56 Atl. 204 (1902); Hester v.Brunland, 80 Ark. 145, 95 S. W. 992 (1906); Lowe v. Bd. of Election Canvassers, 154 Mich. 329, 117 N. W. 730 (1908); State v. Johnson, 87 Minn. 221, 91 N. W. 604 (1902); State ex rel. Zent v. Nichols, 50 Wash. 508, 97 Pac. 728 (1908).32 Jones v. Fisher. 156 Iowa 512. 137 N. W. 940 (1912).33 Lillard v. Mitchell, 37 S. W. 702 (Tenn. Ch. App. 1896); Commonwealth v. Helm, 9 Kv. L. Rep. 532 (1887); Dooley v. Jackson, 104 Mo. App. 21, 78 S. W. 330 (1904).84 Gray v. Seitz, 162 Ind. 1, 69 N. E. 456 (1904).
30
at primaries to electioneer, when the general election laws
forbid it.35
MEANING OF WORD ELECTION AS USED IN ART. I,
SEC. 4 OF THE CONSTITUTION.
Art. I, Sec. 4 provides:
“The times, places and manner of holding elections
for senators and representatives shall be prescribed in
each State by the Legislature thereof; but the Con
gress may at any time by law make or alter such
regulations, except as to the places of choosing Sen
ators.” (Italics supplied.)
If the word “elections” , as used in this section of the
Constitution, is by a process of judicial interpretation held
to include the manner by which a voluntary association, or
political party selects its candidates by direct primary,
(a concept unknown by the framers of the Constitution),
then we may logically conclude that Congress may pass
laws to regulate the internal affairs of political parties,
and dictate the time, place and manner of their selection or
nomination of the candidate they will support in the
ensuing general election, or may prohibit the holding of
primaries altogether.
This court has never gone that far in the history of the
nation. Even in the celebrated series of Texas primary
cases, this court has not adopted the theory that the
primary was an election, as witness the case of Nixon v.
35 State v. Simmons, 117 Ark. 159, 174 S. W. 238 (1915).
31
Herndon, 273 U. S. 536, where the court did not adopt
the theory that exclusion from a primary by specific state
law would constitute a denial of the right to vote within
the meaning of the 15th Amendment, which reads in
part as follows:
“The right of citizens of the United States to vote
shall not be denied or abridged by the United States
or by any State on account of race, color or previous
condition of servitude.” (Italics supplied.)
but found the law unconstitutional exclusively under the
equal protection clause of the 14th Amendment. This
court once again refused to proceed under the 15th
Amendment, but proceeded exclusively under the 14th
Amendment in the case of Nixon v. Condon, 286 U. S. 73,
in declaring the Texas statute unconstitutional as being
a delegation of legislative authority, hence, state action,
when the legislature passed a law giving to the State
Executive Committee authority to determine the qualifi
cation of the voter who might participate in the primary,
when the committee passed a rule that only white persons
could vote.
The power conferred upon Congress in Sec. 4 of Art. I
is a limited power. It was not intended to deprive the
people of the States of their freedom with respect to
their political activities.
The Article gives the Congress the right to regulate,
“The times, places, and manner of holding elections,”
and nothing more.
32
At one time in our constitutional history Congress has
seen fit to assert this power in the famous so-called force
bills of 1870.
Since Congress asserted its power to the fullest extent,
in those enforcements Acts of 1870, the limitation upon
their power is illustrated by a consideration of the history
of those bills which will be found in United States v. Grad-
well, 243 U. S. 476, 482-484, as follows:
“Although Congress has had this power of regulat
ing the conduct of congressional elections from the
organization of the Government, our legislative his
tory upon the subject shows that, except for about
twenty-four of the one hundred and twenty-eight
years since the Government was organized, it has
been its policy to leave such regulations almost en
tirely to the States, whose representatives Congress
men are. For more than 50 years no congressional
action whatever was taken on the subject until 1842
when a law was enacted requiring that Representa
tives be elected by Districts (5 Stat. 491), thus doing
away with the practice which had prevailed in some
States of electing on a single State ticket all of the
Members of Congress to which the State was entitled.
“Then followed twenty-four years more before fur
ther action was taken on the subject when Congress
provided for the time and mode of electing United
States Senators (14 Stat. 243) and it was not until
four years later, in 1870, that, for the first time, a
comprehensive system for dealing with congressional
elections was enacted. This system was comprised
in Sections 19, 20, 21 and 22 of the Act approved May
31, 1870, 16 Stat. 144; in Sections 5 and 6 of the Act
approved July 14, 1870, 16 Stat. 254; and in the Act
33
amending and supplementing these acts, approved
June 10, 1872, 17 Stat. 347, 348, 349.
“These laws provided extensive regulations for the
conduct of congressional elections. They made un
lawful, false registration, bribery, voting without legal
right, making false returns of votes cast, interfering
in any manner with officers of election and the neg
lect by any such officer of any duty required of him
by state or federal law; they provided for appoint
ment by Circuit Judges of the United States of per
sons to attend at places of registration and at elec
tions, with authority to challenge any person pro
posing to register or vote unlawfully, to witness the
counting of votes and to identify by their signatures
the registration of voters and election tally sheets;
and they made it lawful for the marshals of the
United States to appoint special deputies to preserve
order at such elections, with authority to arrest for
any breach of the peace committed in their view.
“These laws were carried into the revision of the
United States Statutes of 1873-4, under the title
Crimes against the Elective Franchise and Civil
Rights of Citizens,’ Rev. Stats., Sections 5506 to 5532,
inclusive.
“It will be seen from this statement of the impor
tant features of these enactments that Congress by
them committed to federal officers a very full partici
pation in the process of the election of Congressmen,
from the registration of voters to the final certifying
of the results, and that the control thus established
over such elections was comprehensive and complete.
It is a matter of general as of legal history that Con
gress, after twenty-four years of experience, returned
to its former attitude toward such elections and re
pealed all of these laws with the exception of a few
34
sections not relevant here. Act approved February
8, 1894, 28 Stat. 36. This repealing act left in effect
as apparently relating to the elective franchise, only
the provisions contained in the eight sections of Chap
ter 3 of the Criminal Code, Sections 19 to 26, inclu
sive, which have not been added to or substantially
modified during the twenty-three years which have
since elapsed.”
A distinction is at once apparent between the regulation
of the manner of holding elections, in order to protect
the right of the voter in casting his vote, and to secure
a fair count of the vote; and the attempt to interfere with
or control the activities of the people of the States in the
conduct of political campaigns and the nominating process.
Alexander Hamilton in The Federalist, in meeting the
serious criticism which the proposed provision had evoked,
said:
“As to the Senate, it is impossible that any regula
tion of ‘time and manner’, which is all that is pro
posed to he submitted to the national government
in respect to that body, can affect the spirit which
will direct the choice of its members.” (Italics ours.)
(The Federalist, No. LX.)
And again Mr. Hamilton said, in answering an objection
with respect to the regulation of places for the election of
members of the House of Representatives that these might
be confined to particular districts so as to promote the
interests of classes:
“The truth is, that there is no method of securing
to the rich the preference apprehended, but by pre
scribing qualifications of property either for those
35
who may elect or be elected. But this forms no part
of the power to be conferred upon the national gov
ernment. Its authority would be expressly restricted
to the regulation of the times, the places, the manner
of elections. The qualifications of the persons who
may choose or be chosen, as has been remarked upon
other occasions, are defined and fixed in the Constitu
tion, and are unalterable by the Legislature.”
See, also:
Luther Martin’s “Genuine Information”, in Far-
rand’s Records of Federal Convention, Vol. 3,
pp. 194, 195;
Rufus King in Massachusetts Convention, Farrand’s
Records, Vol. 3, p. 267;
James Madison in Virginia Convention, Farrand’s
Records, Vol. 3, pp. 311, 319;
William R. Davie in North Carolina. Convention,
Farrand’s Records, Vol. 3, pp. 344, 345;
Roger Sherman in House of Representatives, Far
rand’s Records, Vol. 3, p. 359.
The Constitution gives to Congress no power to regulate
the process of nomination.
The first time the question came before this court was
in the Gradwell case, supra. The Court said (pp. 487-489):
“The constitutional warrant under which regula
tions relating to congressional elections may be pro
vided by Congress is in terms applicable to the ‘times,
places and manner of holding elections (not nomi
nating primaries) for Senators and Representatives.’
Primary elections, such as it is claimed the defend
ants corrupted, were not only unknown when the
Constitution was adopted but they were equally un
36
known for many years after the law, now Section 19,
was first enacted. They are a development of com
paratively recent years, designed to take the place
of the nominating caucus or convention, as these ex
isted before the change, and even yet the new sys
tem must be considered in an experimental stage of
development, under a variety of State laws.
“The claim that such a nominating primary, as dis
tinguished from a final election, is included within
the provision of the Constitution of the United States
applicable to the election of Senators and Representa
tives is by no means indisputable. Many state su
preme courts have held that similar provisions of
state constitutions relating to elections do not include
a nominating primary. Ledgerwood v. Pitts, 122 Ten
nessee, 570; Montgomery v. Chelf, 118 Kentucky, 766;
State ex rel. Von Stade v. Taylor, 220 Missouri, 619;
State v. Nichols, 50 Washington, 508; Gray v. Seitz,
162 Indiana, 1; State v. Erickson, 119 Minnesota, 152.
“But even if it be admitted that in general a pri
mary should be treated as an election within the
meaning of the Constitution, which we need not and
do not decide, such admission would not be of value
in determining the case before us, because of some
strikingly unusual features of the West Virginia law
under which the primary was held out of which this
prosecution grows. By its terms this law provided
that only candidates for Congress belonging to a
political party which polled three per cent of the
vote of the entire State at the last preceding general
election could be voted for at this primary, and there
by it is said at the bar, only Democratic and Republi
can candidates could be and were voted for, while
candidates of the Prohibition and Socialist parties
were excluded, as were also independent voters who
declined to make oath that they were ‘regular and
37
qualified members and voters’ of one of the greater
parties. Even more notable is the provision of the law
that after the nominating primary, candidates, even
persons who have failed at the primary, may be nomi
nated by certificate signed by not less than five per
cent of the entire vote polled at the last preceding
election. Acts West Virginia, 1915, c. 26 pp. 222, 246.
“ Such provisions as these, adapted though they may
be to the selection of party candidates for office, ob
viously could not be lawfully applied to a final elec
tion at which officers are chosen, and it cannot rea
sonably be said that rights which candidates for the
nomination for Senator of the United States may have
in such a primary under such a law are derived from
the Constitution and laws of the United States. They
are derived wholly from the state law and nothing of
the kind can be found in any federal statute. Even
when Congress assumed, as we have seen, to provide
an elaborate system of supervision over congres
sional elections no action was taken looking to the
regulation of nominating caucuses or conventions,
which were the nominating agencies in use at the
time such laws were enacted.
“What power Congress would have to make regula
tions for nominating primaries or to alter such regula
tions when made by a State we need not inquire. It
is sufficient to say that as yet it has shown no disposi
tion to assume control of such primaries or to partici
pate in them in any way, and that it is not for the
courts, in the absence of such legislation, to attempt
to supply it by stretching old statutes to new uses,
to which they are not adapted and for which they
were not intended. In this case, as in the others, we
conclude that the section of the Criminal Code relied
upon, originally enacted for the protection of the
civil rights of the then lately enfranchised negro,
38
cannot be extended so as to make it an agency for
enforcing a state primary law, such as this one of
West Virginia.
“The claim that the Federal Corrupt Practices Act
(June 25, 1910, c. 392, 36 Stat. 822, amended August
19, 1911, c. 33, 37 Stat. 25, and August 23, 1912, c. 349,
37 Stat. 360), recognizing primary elections and limit
ing the expenditures of candidates for Senator in con
nection with them is, in effect, an adoption by Con
gress of all state primary laws is too unsubstantial
for discussion; and the like claim that the temporary
measure (Act of June 4, 1914, 38 Stat. 384), enacted
by Congress for the conduct of the nomination and
election of Senators until other provision should be
made by state legislation cannot be entertained, be
cause this act was superseded by the West Virginia
primary election law, passed February 20th, 1914,
effective ninety days after its passage.”
The question again arose in United States v. Blair, 250
U. S. 273, where the Court said (pp. 278-279):
“It is maintained further that, because of the in
validity of these statutes, neither the United States
District Court nor the Federal Grand Jury has juris
diction to inquire into primary elections or to indict
or try any person for an offense based upon the
statutes, and therefore the order committing appel-
ants is null and void.
“ The same constitutional question was stirred in
United States v. Gradwell, 243 U. S. 476, 487, but its
determination was unnecessary for the decision of the
case, and for this reason it was left undetermined, as
the opinion states. Considerations of propriety, as
well as long-established practice, demand that we re
frain from passing upon the constitutionality of an
39
Act of Congress unless obliged to do so in the proper
performance of our judicial function, when the ques
tion is raised by a party whose interests entitle him
to raise it.
“We do not think the present parties are so entitled,
since a brief consideration of the relation of a wit
ness to the proceeding in which he is called will suf
fice to show that he is not interested to challenge the
jurisdiction of court or grand jury over the subject-
matter that is under inquiry.”
And, referring to some of the State cases, the District
Court in United States v. O’Toole, 236 Fed. 993, 996, (heard
with United States v. Gradwell, 243 U. S. 476 and af
firmed), said:
“We think it may be said both on reason and au
thority that, where the word ‘election’ is used without
qualification, the reference is to a general election, as
distinguished from a primary election. State v. John
son, 87 Minn. 221, 91 N. W. 604, 840; Montgomery v.
Chelf, 118 Ky. 766, 82 S. W. 388; Gray v. Seitz, 162
Ind. 1, 69 N. E. 456. Certainly it cannot be contended
that the choosing or election by the qualified electors
provided for by Section 2 of Article 1 of the Con
stitution of the United States includes the selection
of party candidates by primary election, for at that
time such elections were unknown. We can find no
provision of the Constitution of the United States or
of an act of Congress which either directly or by im
plication warrants the Court in holding that the pro
tection of the federal government extends to the right
of any citizen to participate in a party endorsement
of a candidate through a primary election or other
wise. The right is created by party rules or state
legislation, and the remedy, if there be one, must be
derived from the same source.”
40
The specific point at issue here is—what did the authors
of the Constitution mean by the term “election” which
they used in the article?
A so-called nominating primary was unknown at the
time the Constitution was adopted. It was born about
100 years after the adoption of the Constitution.
A nominating primary is not an election any more than
the nominating convention or its predecessor the caucus
is an “election” .
What the term “elections” meant at the time of the
adoption of the Article it means now.
That distinction is undoubtedly what Mr. Justice Mc
Kenna had in his mind, in reserving judgment on cases
that came up involving statutes passed to regulate the
election of Senators after the passage of 17th Amendment.
No doubt Mr. Justice McKenna felt it may be argued that
since the nominating primaries were known at the time
of the passage of the 17th Amendment that the language
used in the 17th Amendment may be sufficiently broad
to cover the nomination process in senatorial elections.
However, that question has never been decided, and is not
before the Court in this case.
In Hawke v. Smith, No. 1, 253 U. S. 221, this court said:
“The only question really for determination is:
What did the framers of the Constitution mean in
requiring ratification by ‘Legislatures’? That was
not a term of uncertain meaning when incorporated
into the Constitution. What it meant when adopted
41
it still means for the purpose of interpretation. A
Legislature was then the representative body which
made the laws of the people. The term is often used
in the Constitution with this evident meaning. * * *
“There can be no question that the framers of the
Constitution clearly understood and carefully used
the terms in which that instrument referred to the
action of the legislatures of the States.”
That case is clearly decisive of the fact that the proper
method of determining the meaning of a word in the
Constitution is to ascertain its meaning at the time of the
adoption of the Constitution. Whatever it meant then it
means now.
Just as the Court in the Hawke case, supra, said, that
the word “Legislature” was to be construed to have the
same meaning at the time that case was decided as it had
when the Constitution was adopted; so we say, that direct
primaries being unknown at the time of the adoption of
the Constitution, that the word “ election” should be con
strued in accordance with its well-defined meaning at
the time of the adoption of the Constitution. It cannot
be reasonably disputed that the term “election” as used
in Sec. 4 of Art. 1 had reference to the taking of the vote
for the office of the Congress of the United States.
It might be argued that this contention conflicts with
the familiar rule of Constitutional law, to the effect that,
when a constitutional provision embodies a certain con
cept, whatever is properly within the concept is embraced
within the words of the Constitution, although it lay far
beyond the vision of the framers of the Constitution.
42
Witness the application of the commerce clause of the
Constitution to new instrumentalities of transportation
and communication unknown to the framers of the Con
stitution.
But this is so because those new instrumentalities are in
fact interstate commerce, even though the fathers of the
Constitution did not ever dream that such instrumentali
ties or conditions would ever exist. They come within
the meaning or definition of interstate commerce; the
power exercised must be found within the definition of
the power conferred. (See In re Debs, 158 U. S. 564, 591):
“The Constitution has not changed. The power is
the same. But it operates today upon modes of in
terstate commerce unknown to the fathers, and it
will operate with equal force upon any new modes of
such commerce which the future may develop.”
No one could logically say that the nominating process,
whether by direct primary, caucus or convention comes
within the definition of the power conferred upon Con
gress by the Constitution to regulate “elections” . It seems
clear that the nominating process is not embraced within
the concept “elections” as that term was understood at
the time of the adoption of the Constitution, and as it is
presently understood as shown by the weight of author
ity.36
The word “elections” standing alone has a very different
meaning from that which it has when qualified by the
word “primary” . “Primary elections” which evolved from
the caucus and convention nominating system stand on no
38 See appendix, page 53.
43
different footing with respect to the meaning of this
clause of the Constitution than did the old caucus or
convention.
Therefore, Congress has no more power to regulate
the primaries than it would have to regulate the conven
tions in the several states which still use that method.
The States have begun to regulate the nominating
process only in comparatively recent years. It is a matter
of history that this Court could judicially notice, that at
the time of the adoption of the Constitution, such regula
tions were unknown. The States, of course, had laws
governing the general elections, and it was such laws that
were in the contemplation of the members of the Con
stitutional conventions when they adopted Sec. 4 of Art. I,
and they had no intention of delegating power to regulate
the nominating process or otherwise surrender their politi
cal freedom or they would have added some clause to that
article to so indicate. At the time of the adoption of the
constitution, primary elections being unknown, some de
scriptive clause would have to be added to the words
“times, places and manner of holding elections” , such as
(“caucuses, conventions or other nominating processes” )
for no one would argue that a caucus or convention was an
election, and if it is argued that the nominating process is
included in the article, it would be necessary to urge that
“elections” included caucuses and conventions because
nominating primaries did not exist at that time.
If this Court, in the Hawke case, supra, would not ex
tend the word “Legislatures” , as used in Article V, so as
44
to include the people themselves when voting in a referen
dum, but restricted the word to the representative body,
because as the Court said the word “Legislatures” was
not a term of uncertain meaning when incorporated into
the Constitution, and that what it meant when adopted
it still means for the purpose of interpretation, a fortiori
should the word “election” be restricted to the well-de
fined meaning that it had when incorporated into the
Constitution, because the fact that the framers of the
Constitution intended it to be so restricted is more easily
susceptible of ascertainment than was the case of the
meaning of the word “Legislature” as interpreted in the
Hawke case, supra.
In the Hawke case, supra, this Court in speaking of the
word “Legislatures” said,
“The term is often used in the Constitution with
this evident meaning.” [As referring to the repre
sentative body.]
It might be of assistance to the court in resolving this
question for us to examine other articles of the Constitu
tion as was done in the Hawke case in an effort to ex
amine the evident meaning of the word “elections” , as
used in Sec. 4 of Art. I.
It appears that the other articles show that the term “elec
tions” has exclusive reference to elections for the office
itself, for the following reasons:
No other sort of elections was known at the time;
45
A nomination is not an election for Senator or Repre
sentative, it is merely the selection of the candidate by
the party to be supported at the ensuing general election.
Sec. 6, Art. I, Subdivision 2, provides,
“No Senator or Representative shall, during the
time for which he was elected, be appointed to any
civil office under the authority of the United States,”
etc.
There the word “elected” could not possibly mean
“nominated” for the Member of Congress is elected at the
“election” and not before.
Sec. 2 of Art. I makes reference to “electors” . The
“elections” of Members of Congress referred to in Sec.
4 of Art. I, and the manner of holding which may be
regulated by Congress, are the “elections” at which the
“electors” referred to in Sec. 2 of Art. I vote. Those
“electors” do not necessarily vote at the primaries. It is
because they vote at the “elections” for Members of the
House of Representatives that they are called “electors” .
But the term “electors” like the term “elections” has no
reference to a nominating primary. If the power is
vested in Congress to regulate a nominating primary, it
likewise is vested with power to regulate a nominating
convention and the vote of delegates at a nominating con
vention. Manifestly, such a vote is not an “election”
and the delegates are not “electors” within the meaning
of the Constitution.
The term “elections” as used in Sec. 4 of Art. I means
clearly the final choice of persons for public office. The
46
clause itself refers to “elections for Senators and Repre
sentatives” . The election is the taking of the vote for the
persons who are to fill, when chosen, the public office in
question. This is clearly shown by the context. The
“time” of the election means the time when the choice
of the public officer is made. The “place” means the
location of the actual casting of the ballots—where the
election is held. “The manner of holding” refers to the
method of holding the election to determine that choice.
The exception as to Senators shows that a nominating
process was not intended because the Senators were
elected by the Legislature—hence the power to fix the
place for holding the “ elections” as to Senators was with
held from Congress, thus emphasizing the point.
Insofar as the Federal Constitution is concerned, no
nominating process is necessary to the election. The
Constitution makes no attempt to control the political
activity of the citizens with the exception of the matters
concerning the times, places, and manner of holding elec
tions. The political activities with the exceptions just
noted were left with the local authorities.
Storey on the Constitution, Sections 815-828, states that
Sec. 4 of Art. I was assailed by the opponents of the
Constitution “with uncommon zeal and virulence” . The
opponents were in a measure appeased by the assurance
that was given them to the effect that the clause was
confined to the regulation of the times, places, and manner
of holding elections.
47
Alexander Hamilton, after reviewing the objection and
defending clause in question as against the assertion of
a broader power in Congress, thus stated the conclusion:
“Its authority” (that is, the authority of the Na
tional Government) “would be expressly restricted to
the regulation of the times, the places, and manner
of elections.” (Italics, Hamilton’s; The Federalist,
LX.)
This argument prevailed only because the opposition
were assured and felt satisfied that only a limited power
had been delegated to the national government, and it was
on that basis that Alexander Hamilton, the great pro
tagonist for the Constitution, was able successfully to
defend the clause. He could never have defended the
theory that the people were surrendering such rights to
the Federal government as would authorize that sovereign
power to supervise the methods that should be employed
to enlist support of a candidacy.
If Congress has the power which appellant seeks to
attribute to it here, it has the power to abolish all primary
elections for Senators and Representatives in every State
in the Union. It has the power to establish conventions,
to overthrow conventions, to provide any sort of a primary
that it may desire to provide.
If it has such power then the fears of the people who
were opposed to the article that Congress might contrive
the manner of holding elections so as to exclude all but
their own favorites from office would seem to be justified.
(See Storey on the Constitution, Secs. 815-828.)
48
The fears of the people who opposed that Article were
allayed by the assurance of Hamilton that the authority
of the National Government would be limited, and that
they, the citizens, would retain their political freedom,
the surrender of which was never intended by the people.
That which is not within the enumerated powers of the
national government cannot be brought within the power
of regulation merely because of the existence of opinion
that it would be advisable that Congress should exercise
the power (see Hammer v. Dagerihart, 247 U. S. 251).
The people were jealous on all matters affecting their
political liberty at the time of the adoption of the Con
stitution, and on that subject were most careful with
respect of any grant of power, and to construe Sec. 4 of
Art. I, as though it would embrace a nominating system
would be, we think, an unreasonable construction.
As far as our research has gone there is not a word in
the Constitution or elsewhere, which could justify the
conclusion that the term “elections” in Sec. 4 of Art. I,
embraces any nominating system.
GENERAL REPLY TO APPELLANTS’ CONTENTIONS
MADE IN STATEMENT OF JURISDICTION BRIEF.
In the brief filed in this Court, the government con
cedes the holding in the Newberry case just mentioned,
but comments that only a minority of the Court concurred
in the chief opinion which held that the federal govern
ment had no right to regulate primary elections, which
49
statement, of course, is erroneous. It points out that the
statute at issue in that case was enacted prior to the
17th Amendment, but also admits that Sections 51 and
52 were also enacted prior to the 17th Amendment and
tries to differentiate by stating that in the Newberry
case the general validity of the statute was at issue,
whereas in this case the validity of the present applica
tion of Sections 51 and 52 are at issue.
We fail to see any distinction here at all. It is ele
mentary that the unconstitutional application of a statute
is just as much subject to attack as is a statute which is
unconstitutional in general.
The government’s principal argument is as follows:
“The questions presented in the instant case are,
we believe, of paramount public importance. The
relationship between a primary election and the en
suing general election is so intimate that the outcome
of the former is often determinative of the latter.
This is particularly so in those sections of the country
where nomination is tantamount to election and the
election becomes merely perfunctory. Hence, a voter
may be as effectually deprived of his right or privi
lege of participating in the final selection of Senators
and Representatives where acts such as those charged
in the indictment were committed at a primary as
where they took place at the general election.”
Appellant is in error when it states in its brief that the
Court emphasized that the statute involved in the New
berry case was passed before the 17th Amendment. Four
of the Justices held that Congress had no power to regu
late senatorial primaries before the 17th Amendment,
50
and acquired none after its adoption. Justice McKenna
held that the regulations of senatorial primaries exceeded
the power of Congress as it stood in 1911, but reserved the
question as to whether it would have been constitutional
if enacted after the ratification of the 17th Amendment.
The 17th Amendment reads as follows:
“The Senate of the United States shall be composed
of two Senators from each State, elected by the people
thereof, for six years; and each Senator shall have one
vote. The electors in each State shall have the quali
fications requisite for electors of the most numerous
branch of the State Legislatures.
“When vacancies happen in the representation of
any State in the Senate, the executive authority of
such State shall issue writs of election to fill such
vacancies; Provided, That the Legislature of any State
may empower the Executive thereof to make tem
porary appointments until the people fill the vacan
cies by election as the Legislature may direct.
“This amendment shall not be so constructed as to
affect the election or term of any Senator chosen
before it becomes valid as part of the Constitution.”
It must be noted that the aforesaid Amendment deals
entirely with the election of Senators by Direct Vote. No
Senator was up for nomination in the case at bar, there
fore, that Amendment has no bearing on this case. In
the Newberry case, Truman H. Newberry, the appellant,
was a candidate for the Senate—hence, Justice McKenna’s
reservation of the question under the 17th Amendment.
If Newberry had been a candidate for the House of Repre
sentatives as is the situation in our case, Justice Me-
51
Kenna would have had no ground to reserve the question
under the 17th Amendment as that Amendment does not
apply to elections of members of the House of Repre
sentatives, which latter is governed exclusively by Sec. 4
of Art. I.
Appellant’s argument that in some sections of the coun
try nomination is tantamount to election, completely over
looks the fact that the Constitution and laws of the United
States do not reach or protect the operations of the affairs
of a party primary. That argument is identical with the
one made in Grovey v. Townsend, 295 U. S. 45, the last
of the series of celebrated Texas cases just mentioned,
and this court disposed of that contention in this language:
“The complaint states that candidates for the offices
of Senator and Representative in Congress were to
be nominated at the Primary election of July 9, 1934,
and that in Texas nomination by the Democratic
Party, is equivalent to election. These facts (the truth
of which the demurrer assumes) the petitioner in
sists, without more, make out a forbidden discrimina
tion. A similar situation may exist in other states
where one or another party includes a great majority
of the qualified electors. The argument is that as a
negro may not be denied a ‘ballot at a general elec
tion on account of his race or color, if exclusion from
the primary renders his vote at the general election
insignificant and useless, the result is to deny him
the suffrage altogether.’ So to say is to confuse the
privilege of membership in a party with the right to
vote for one who is to hold a public office. With the
former the state need have no concern, with the latter
it is bound to concern itself, for the general election
is a function of the state government and discrimina
52
tion by the state as respects participation by negroes
on account of their race or color is prohibited by the
Federal Constitution.” (Italics supplied.)
CONCLUSION.
Of particular interest as background on this subject
matter, are the cases of U. S. v. Gradwell and U. S. v.
Bathgate,37 in which are outlined the constitutional and
legal history of federal laws relating to elections. Those
cases announce the principle that criminal statutes must
be strictly construed; that it is the policy of Congress
to leave the conduct of elections to States; and that this
policy should not be defeated by stretching old statutes
to new uses to which they are not adapted, and for which
they were not intended.
We respectfully submit that the judgment of the Dis
trict Court should be affirmed.
WARREN O. COLEMAN,
1329 Whitney Building,
New Orleans, Louisiana,
CHARLES W. KEHL,
FERNANDO J. CUQUET, JR.,
Carondelet Building,
New Orleans, Louisiana,
Attorneys for Defendants
and Appellees.
37 u. S. v. Gradwell, 243 U. S. 476; U. S. v. Bathgate, 246 U. S. 218.
53
APPENDIX.
Thus, in State ex rel. Nordin v. Erickson, 119 Minn. 152,
156, in passing upon the constitutionality of a primary law
the Court said:
“In considering this question we must keep in mind
that our primary election, which is purely of statu
tory origin, is the selection, by qualified voters, of
candidates for the respective offices to be filled, while
an election, which has its original in the Constitution,
is the selection, by such voters, of officers to discharge
the duties of the respective offices.”
The Supreme Court of Missouri, in referring to the use
of the word “election” in the Constitution of that State,
said:
“That the framers of the Constitution referred to
the election of individuals to public office and not to
mere nomination to office when they inserted Section
3 of Article 8 in the Constitution, we have no doubt
whatever. As said by the St. Louis Court of Appeals
in Dooley v. Jackson, 104 Mo. App. 1. c. 30, ‘The word
“election” frequently occurs in the Constitution of
the State. First in Section 9, Article 2, and Article 8
of that instrument is wholly devoted to the subject
of elections. But wherever used in the Constitution,
it is used in the sense of choosing a person or persons
for office by vote, and nowhere in the sense of nomi
nating a candidate for office by a political party.’ ”
(The State ex rel. Von Stade v. Taylor, 220 Mo. 618,
631.)
In State ex rel. Zent v. Nichols, 50 Wash. 508, 522, it was
said:
“It is contended that this section adds a require
ment to the qualifications of electors in addition to
54
the constitutional requirements, and for that reason
renders the entire act void. Were the primary elec
tion so far such an essential part of the general elec
tion as to make the constitutional provision relating
to the qualification of electors entitled to vote at the
general election applicable thereto, then there would
be force in this objection; but we do not think the
sections of the Constitution providing the qualifica
tions of electors applicable to the primary election
provided for by this statute. It is not the purpose of
the primary election law to elect officers. The pur
pose is to select candidates for office to be voted for
at the general election. Being so, the qualifications
of electors provided by the Constitution for the
general election can have no application thereto.”
In Ledgerwood v. Pitts, 122 Tenn. 570, in passing upon
the constitutionality of the primary election law of Ten
nessee, the Supreme Court of that State said (p. 587):
“The first inquiry, therefore, presented for our
examination is whether or not these provisions of the
Constitution have any application at all to primary
elections. Admittedly no such thing could have been
in contemplation by the framers of the constitution
when they came to formulate the election and suf
frage clauses of that instrument, for at that time no
such thing as a primary election had ever been sug
gested. The object of this modern invention of politi
cal parties is primarily for the purpose of permitting
and requiring the entire electorate of that party to
participate in the nomination of candidates for politi
cal office. The plan is simply a substitution for the
caucus or convention. It is true, as stated, it is a
part of the political machinery that starts the candi
date on his way and the political party is thereby
enabled to crystallize and concentrate its vote on
55
that particular candidate who is chosen as the repre
sentative and expositor possibly of their political
views, but the limitations and safeguards of the con
stitution apply exclusively to the final election when
the officer is chosen in the mode required by the con
stitution.”
In State v. Woodruff, 68 New Jersey Law, 89, 94, the
Court said:
“But the election at which the fraud is committed,
to constitute the common law offense, must be a
popular election, the fraud going to the destruction
of the right of the elective franchise in the selection
of public officers for public positions. Such a thing
as a primary was not known at the common law. It
is the outgrowth of modern convenience or necessity.
A primary is not an election in the sense of the com
mon law; it is merely a method for the selection of
persons to be balloted for at such an election.”
In construing the Act of 1839 in relation to the laying
of wagers on the event of “any election” , the Supreme
Court of Pennsylvania said:
“Instead of an election by all the electors of a
municipality for public officers, it (the primary elec
tion) is an election by the members of a party for its
candidates. These candidates may afterwards be
voted for by some of the electors when all electors
are entitled to vote. Men may be candidates who
were not voted for, or who were defeated, at the
primary election. An election by a party for its
candidates widely differs in its object from an elec
tion by the electors for officers. Such primary elec
tion is as plainly without the purview of the Act of
1839 as is the election of officers for a private cor
poration.” Commonwealth v. Wells, 110 Pa. 463, 468.
56
In People v. Cavanaugh, 112 Cal. 674, 676, 677, in con
struing the “Purity of Elections Act” , the Court said:
“The word ‘election’, as here used in subdivision 3,
and the other subdivisions of section 19, does not refer
to primary elections. The purity of elections law is
entitled: ‘An act to promote the purity of elections is
regulating the conduct thereof, and to support the
privilege of free suffrage by prohibiting certain acts
and practices in relation thereto and providing for the
punishment thereof’. In the body of this act may be
found the word ‘election’ a hundred times or more,
and it may be said in every instance that it is plainly
apparent that the word is not used as applying to
primary elections.”
See, also,
State v. Simmons, 117 Ark. 159.
George v. State, 18 Ga. App. 753.
Riter v. Douglass, 32 Nev. 400, 433.
Gray v. Seitz, 162 Ind. 1.
Kelsow v. Cook, 184 Ind. 173.
Montgomery v. Chelf, 118 Ky. 766.
Hodge v. Bryan, 149 Ky. 110.
Hager v. Robinson, 154 Ky. 489.
Wilson v. Dean, 177 Ky. 97.
Len v. Montgomery, 31 N. D. 1.
Babbitt v. State, 174 Pac. (Wyoming) 188.
There is some conflict in the State cases with respect
to the question whether the term “any election” can be
deemed to include what has been called a “primary elec
tion” . But, where the term “election” is held to include
a so-called primary election, it is plainly because of the
manner which the latter expression has been used in the
57
terminology of the State legislation. And the weight of
authority is that even where the State statute has used
the expression “primary election” , a reference merely
to an “election” is not sufficient to bring primary elec
tions within the provision.
But when the State constitution or statute refers to an
“election” in the sense of an election of public officers,
it is not construed to include a so-called primary election,
which is not an election of public officers but merely a
selection of candidates.
IN THE
/
Supreme Court of the United States
October Term, 1940.
N o . 6 1 8
THE UNITED STATES OF AMERICA,
Appellant,
versus
PATRICK B. CLASSIC, JOHN A. MORRIS, BERNARD
W. YEAGER, JR., WILLIAM SCHUMACHER, AND
J. J. FLEDDERMANN,
Appellees.
Appeal from the District Court of the United States for
the Eastern District of Louisiana.
SUPPLEMENTAL BRIEF OF DEFENDANTS AND
APPELLEES IN REPLY TO BRIEF OF
APPELLANT.
WARREN O. COLEMAN,
1329 Whitney Building,
New Orleans, Louisiana,
CHARLES W. KEHL,
FERNANDO J. CUQUET, JR.,
Carondelet Building,
New Orleans, Louisiana,
Attorneys for Defendants
and Appellees.
INDEX.
Page
Congress Drives Power to Regulate Elections from Sec. 4 of Art.I; Not Sec. 2 of Art. I of Constitution .............. 1Defendants were not Officers or Employees of State........ 5Is Primary Such Part of Election Machinery of State that wouldConstitute Commissioners Officers or Employees of State?.... 6
Michel Case Discussed ............................. 6Person Defeated in Primary can be Elected by Voters in GeneralElection .................... 9Can Provisions of 14th Amend, be Invoked in Brief Where itForms no Part of Record .................. --... 12Indictment Fails to Charge Violation of 14th Amendment..-.... 13Defendants Entitled to be Informed of Nature and Cause ofAccusation ..................... 14Sec. 20 C. C. was Enacted to Enforce the Elective Franchise, and not the 14th Amend, and does not Embrace Rights Protectedby the 14th Amendment ......................... 16Criminal Statutes are Strictly Construed; Intent of Congress inPassing Sec. 20 C. C............................ 17
Congress Passes Specific Acts to Punish Certain Violations ofRights Protected by 14th Amendment ...... .......... 18Fifth and Sixth Amendments Require Ascertainable Standard tobe Fixed by Congress rather than by Courts and Juries.. 20Cases Cited by Appellant Discussed ..................... 2214th Amendment Embraces All Civil Rights that Men have;
Those that Congress Desired to Punish Criminally wouldhave to be set forth in Code of Laws ............... 23Conclusion .................. 27'Appendix ....................................... 28
CITATIONS.
Bonnelley v. United States, 276 U. S. 505............................................... 17
Chicago, Burlington & Quincy R. R. v. City o f Chicago, 166 U. S.
_. .226 ................................................................................................................. 22
Civil Rights Cases, 109 U. S. 3..................... .............................................19,25
Ex parte Clark, 100 U. S. 399 .................. ............................... 3
Ex parte Comm, of Va., 100 U. S. 313, 317............................. 19
Ex parte Siebold, 100 U. S. 371 ................................................................ 3
Ex parte Virginia, 100 U. S. 339 .......................................... 19,22
Ex parte Yarbrough, 110 U. S. 651 ............................... 2, 3
tasulo v. United States, 272 U. S. 620 ...................... 17
Erovey v. Townsend, 295 U. S. 45 ............................................................ 7, 22
lowa-Des Moines Bk. v. Bennett, 284 U. S. 239 ........................ 20, 22
Eacombe v. Laborde, 132 La. 435 ............................. 10 12
Missouri ex rel. Gaines v. Canada, 305 U. S. 337................ 22
Mosher v. City of Phoenix, 287 U. S. 29 ................................. 22
dewberry v. United States, 256 U. S. 232 ........................ 4,13
«ixon v. Condon, 286 U. S. 73 7
Eixon v. Herndon, 273 U. S. 536 7
£ayne v. Gentry, 149 La. 707 ......................... 10
T-r^e /• Michel, 121 La. 374 ................................................ ........ 5
united States vs. Chase, 135 U. S. 255 ....... 17
CITATIONS— (Continued)'
Page
United States v. Cohen Gro. Co., 255 U. S. 81 ............United States v. Cruikshank, 92 U. S. 542, 557 ... ........
United States v. Eaton, 144 U. S. 677 ..................United States v. Gradwell, 243 U. S. 476 ................ 2,United States v. Lacher, 134 U. S. 624 ..................United States v. Mosely, 230 U. S. 383 ........... -......United States v. Resnick, et als., 299 U. S. 207 ............United States v. Wiltberger, 5 Wheat. 76, 95 ........ -....
MISCELLANEOUS.
Bannon “The Fourteenth Amendment”, pp. 459, 461, 462 .....
Congressional Record, Vol. 46, p. 848 ...................Georgia Law Journal 6, 314, 322 (1928) ..................
La. Act 46 of 1940, Sec. 10 ...................... ...La. Act 46 of 1940. Sec. 61 ..........------............La. Act 160 of 1932, Sec. 1 ... -......................
La. Act 80 of 1934 ................................La. Act. 46 of 1940, Sec. 87 .........................La. Constitution, Art. 8, Sec. 15, as amended by Act 80 of 1934....11,
La. Gen. Stat. Ann. (Dart, 1939) Secs. 2675 and 2678........
United States Revised Statutes, Sec. 5519 ................United States Constitution, Amend. 6 ............. ......United States Constitution, Amend. 14, Sec. 5 .............
20
15
17
16
17
2
17
17
24
4
5
6
28
9
10
11
29
28
19
14
18
IN THE
SUPREME COURT OF THE UNITED STATES
October Term, 1940.
No. 618.
THE UNITED STATES OF AMERICA,
Appellant,
versus
PATRICK B. CLASSIC, JOHN A. MORRIS, BERNARD
W. YEAGER, JR., WILLIAM SCHUMACHER, AND
J. J. FLEDDERMANN,
Appellees.
Appeal from the District Court of the United States for
the Eastern District of Louisiana.
SUPPLEMENTAL BRIEF OF DEFENDANTS AND
APPELLEES IN REPLY TO BRIEF OF
APPELLANT.
CONGRESS DERIVES POWER TO REGULATE ELEC
TIONS FROM SEC. 4 OF ART. I, NOT SEC. 2 OF
ART. I OF CONSTITUTION OF THE UNITED
STATES.
Throughout appellant’s brief, mention is made of Sec. 2
of Art. I of the Constitution, as the source of the power
of Congress to enact Sections 19 and 20 of the Criminal
Code.
2
Undoubtedly Congress obtains its power to legislate in
connection with Congressional elections from Section 4
of Article I. This was originally held by this Court in
Ex parte Yarbrough1 and when the question was next
raised1 2 the Yarbrough case was cited with approval.
Thereafter all of the cases on this subject are based on
the assumption that the source of Congressional power to
regulate Congressional elections is derived from Section
4 of Article I, and not on Section 2 of Article I.
It is clear that the choosing of the members of the House
of Representatives has reference to the manner of making
that choice, as stated in Article I, Section 4 which refers
to holding elections. It is likewise clear that the “electors”
spoken of in Section 2 of Article I, are the persons who
vote at the “elections” , spoken of in Section 4 of Article I.
Apparently appellant seems to rely as little as possible
on Section 4 of Article I, thus avoiding the argument that
will be raised as to the meaning of the word “elections”,
as used in that section, and as understood at the time of
the adoption of the Constitution. Appellant seeks to make
a distinction between the word “election” , as stated in
that Section, as against the word “ chosen” , as spoken
of in Section 2, but it is clear that whatever power Con
gress has to pass laws concerning Congressional elections
1 Ex parte Yarbrough, 110 U. S. 651, the Court said, “So also, has theCongress been slow to exercise the powers expressly conferred
upon it in relation to elections by the 4th Sec. of the 1st Art. of the Constitution.“It was not until 1842 that Congress took any action under the powers here conferred,” etc.U. S. v. Gradwell, 243 U. S. 476, the Court said, “The power of Congress to deal with the election of Senators and Representatives is derived from Sec. 4 of Art. 1 of the Constitution of the United States.2 U. S. v. Mosely, 230 U. S. 383.
3
is derived from Section 4 of Article I, not from Section 2
of Article I. We have discussed in our original brief the
history of this enactment, showing that it was a limited
power given Congress and not a general one.
There is no clearly defined authority for assuming that
Congress has a general power of legislation concerning
federal elections. The power to regulate the election of
senators and representatives comes wholly and entirely
from Article I, Section 4 of the United States Constitu
tion.3
In the Yarbrough case, in which the specific question
was the right of Congress to punish criminally a con
spiracy to intimidate a citizen in the exercise of his right
to vote under #5508 R. S., the court reviews the regula
tory statutes previously enacted by Congress for the
• control of elections and definitely grounds them upon the
express authority of Art. I, Sec. 4.
When the 17th Amendment, providing for the popular
election of senators, was first reported on January 11,
1911 by Senator Borah of the Senate Judiciary Committee,
it contained a clause providing that it should be in lieu of
Sec. 4 of Art. I insofar as it related to any authority in
Congress to make or alter regulations as to the time or
manner of holding elections for senators. But this clause
was omitted and all reference to Sec. 4 of Art. I was
eliminated from the resolution. “As finally submitted
and adopted the amendment,” says the Supreme Court in
EXrarftev ieJoM’ 100 U' S‘ 371; Bx Parte Clark, 100 U. S. 399; Ex Parte Yarbrough, 110 U. S. 651.
4
Newberry v. U. S .4 “does not undertake to modify Article
I, Sec. 4, the source of congressional power to regulate
the times, places and manner of holding elections.” That
section remains intact and applicable to the election of
senators and representatives.5
There is another provision of the Constitution which
may be here noted, namely Article I, Sec. 5, which makes
each house the judge of election of its members which
could be considered along with Article I, Sec. 2, para. 1
which says that the House of Representatives shall be
composed of members chosen by the people of the several
states. These clauses cannot be construed to give either
House of Congress any additional affirmative authority
to control or regulate the elections in the state. Congress,
having been empowered to make regulations only as to
the times, places and manner of holding elections for
senators and representatives, cannot go beyond these
limitations. This conclusion reasonably follows, other
wise it would have been meaningless for the Supreme
Court to have so seriously weighed the limits and scopes
of Section 4 of Article I, if by the mere application of
Sections 5 and 2 it could have held that Congress possessed
an additional indefinite, perhaps, limitless authority. It
cannot be that the framers of the Constitution, after
pointedly fixing the federal authority over elections in
Article I, Section 4 intended to give by indirection a
blanket authority under Sections 5 and 2. The words of
4 Newberry v. U. S., 256 U. S. 232: “We find no support in reason orauthority for the argument that because the officers where created
by the Constitution, Congress has some indefinite, undefined power over elections for senators and representatives not derived from Section 4, Art. I.”
5 Congressional Record, Vol. 46, Page 846.
5
these latter sections do not lend themselves reasonably
to such interpretations and in no opinion has the Supreme
Court suggested such a conclusion.6
Insofar as Article I, Section 2 is concerned, the word
“chosen” , used there, is defined in Article I, Section 4,
which infers that the method of choosing shall be by
election.
DEFENDANTS WERE NOT OFFICERS OR EMPLOYEES
OF STATE.
Appellant’s brief is based entirely on the premise that
commissioners of election, under Louisiana Act 46 of 1940,
are state officers. This premise is assumed. The only
real argument made to justify this assumption is that the
‘method of their selection is prescribed by statute, and
their compensation is provided by the local units of the
state government. Appellant also cites the old case7
which contains a statement that the primary is part of
the election machinery of the State.
It is argued that because the State has regulated the
activities of the political party and the primary, and has
provided for a fair method of selecting the political party’s
officers and employees, that such officers and employees
thereby become state officers. We do not believe that
such contention is sound in reason or authority. This is
particularly true where the State leaves the entire ad
eSee 6 Geo. L. J. 314, 322 (1928).
‘ Mate v. Michel, 121 La. 374.
6
ministration of the functions of the nominating primary
to the political party and its officers and employees.8
Appellant has quoted elaborately from Louisiana Act 46
of 1940 but has overlooked the most important section
having a bearing on the issues involved here, which is
Section 10.9
There is nothing in Louisiana’s Act which would justify
the conclusion that the defendants here were merely act
ing as the agent of the State, as was the case in Nixon v.
Condon, 286 U. S. 73. The commissioners here were mere
ly performing administrative duties on behalf of a political
party.
IS PRIMARY SUCH PART OF ELECTION MACHINERY
OF STATE THAT WOULD CONSTITUTE COMMIS
SIONERS OFFICERS OR EMPLOYEES OF STATE?
MICHEL CASE DISCUSSED.
The Michel case, relied upon by appellant, was decided
in 1908 during the early history of the operation of the
primary law in this State. It was an attack upon many
features of the Act, as it existed at that time.
One of the points raised was that the State had no right
to appropriate any of its funds to defray the expenses of
8 For further argument on this point see Appellee’s Or. Br., p. 22.
9 Section 10. “ The members of the State Central Committee, shall be
elected at the first primary election held in the State in January,
1944, for the nomination of State and parish officers, and every
four years thereafter. They shall serve without compensation,
shall be elected for a period of four years, and shall serve until
their successors are elected. They shall never be considered as
officers or employees o f the State of Louisiana, or any of its sub
divisions.” (Emphasis supplied.)
7
the primary, but the Court in holding that it did have
such a right, merely stated that the money appropriated
was for a public purpose, as the primary was a part of
the election machinery of the State. We understand that
to mean that under the primary system the political party
would have the right to have the name of the candidate
nominated by it printed on the State ballot; that the State
would recognize the party selected by the political party
in printing its ballot; and to that limited extent it was
part of the election machinery of the State. This is true
in the Texas cases and all other cases which have come
before this Court.10 But, we do not understand that de
cision to abolish the general concept of the primary or
the political party, for on Page 391 of that decision the
Court definitely showed that it recognized the distinction
which we are arguing here by using the following lan
guage:
“It is of the very essence of a primary that none
should have the right to participate in it but those
who are in sympathy with the ideas of the political
party by which it is being held. Otherwise the party
holding the primary would be at the mercy of its
enemies, who could participate for the sole purpose
of its destruction, by capturing its machinery or foist
ing upon it obnoxious candidates or doctrines. It
stands to reason that none but Democrats should
have the right to participate in a Democratic primary
and none but Republicans in a Republican primary.
A primary is nothing hut a means' of expressing party
preference, and it would cease to be that if by the
admission of outsiders its result might be the very
reverse of the party preference. If, therefore, there
10 Grovey v. Townsend, 295 U. S. 45; Nixon v. Condon, 286 U S 73-
Nixon v. Herndon, 273 U. S. 536. ' '
8
could not be a primary under our Constitution with
out the admission of outsiders, the consequence would
be that under our Constitution such a thing as a
primary would be impossible. The argument, there
fore, that in a statute-regulated, or compulsory, pri
mary the qualifications of voters cannot be other
than as fixed by the Constitution for the general
election, would lead to the conclusion that such a
primary was a legal impossibility.” (Italics supplied.)
and again on Page 393, the Court said further:
“ It is not true that it is by delegation from the
Legislature that the state central committees hold the
power of fixing the political qualifications of the
voters at the primary. They hold said power virtute
officii, as being the governing bodies of the political
parties. The Legislature has simply abstained from
interference, leaving the power where it originally
resided and naturally belongs. And in so doing it
has but obeyed the constitutional injunction to pass
laws to secure the fairness of primaries. A primary
wherein the governing body of the political body
holding it could not determine the political qualifica
tion of those who are to have the right to participate
in it would not only not be fair, but would be a legal
monstrosity.
“In conclusion, and as a general commentary upon
this statute, we will say that it has been adopted in
the exercise of the police power of the state, and that
the reader of it cannot but be impressed that its aim
has not been to create conditions, or to confer rights
or bestow benefits, or to take away rights, but simply
to act upon and regulate existing conditions, with a
view single to the public interest; that in nearly every
state of the Union such a law has been adopted, and
the assaults upon it have been repulsed everywhere,
9
except in California alone; and that, finally, as ex
pressed by Judge Parker (People v. Dem. Cen. Com.,
supra), the idea of such a law is ‘to permit the voters
to construct the organization from the bottom up
wards, instead of from the top downwards,’ and it
would be strange indeed if the Constitution had made
such a scheme impossible.” (Italics supplied.)
If any other interpretation can be placed upon the hold
ing in that case, we say that such is no longer the law of
the State. The primary law, as well as the Constitution
of the State has been changed many times since that case
was decided. At present, Act 46 of 1940 clearly shows
that the Legislature has recognized the independence of
the political parties as being free from interference by any
officer or employee of the State, and also specifically
states that the members of the governing body should
not be considered as officers or employees of the State
or its subdivisions, and the courts, although not con
trolled, will always give great deference to the expres
sions of policy by the Legislature.
PERSON DEFEATED IN PRIMARY CAN BE ELECTED
BY VOTERS IN GENERAL ELECTION.
Appellant argues that certain sections of the laws of
Louisiana prevent a “write in” vote for a candidate de
feated at a primary.11
This is incorrect. Appellant has fallen into this error
because it relies on Act 160 of 1932, Sec. 1, which is no
11 (Appellant’s Br., pp. 19-22.)
10
longer in effect, but has been superseded by an amend
ment to the Constitution of the State found in Act 80 of
1934.
All of the Louisiana cases uniformly hold12 that the
voter cannot be deprived of his freedom of expressing
his will at a general election by a restriction placed on
the candidate by the Legislature, and that any prohibi
tion against a candidate who was defeated at a primary,
does not prevent his election at a general election, nor
does it prevent the voter from voting for him at such
election. The Constitution of the State protects the voters’
rights in this respect.
It is argued that the later provision in Act 160 of 193213
was a method devised by the Legislature to prevent the
voters from exercising their constitutional right to elect
a defeated party candidate by writing his name in on
the ballot at the general election.
That was not the reason for the enactment. It was
passed to prevent a situation, such as recently occurred,
wherein a candidate died the day before the general elec
tion, and a person attempted to claim the election by hav
ing a number of his friends write in his name at the last
minute. It was to give interested parties notice that a
contest was to be expected. It was also passed to avoid
the necessity of a general election and the expense en
tailed when in fact the nominee of the party had no
opposition.
iSLacombe v. Laborde, 132 La. 435; Seal v, Knight, 10 La. Ap. 563;
Payne v. Gentry, 149 La. 707.
13 No longer in effect.
11
In Sec. 15 of Art. VIII, as amended by Act 80 of 1934,1Sa
no provision is made in the fundamental law which would
deprive the voters of electing a person who was defeated
at a primary by writing in his name.
On the contrary, that enactment specifically guarantees
to the voters the privilege of writing in the names of the
candidates on the ballot, and the construction placed upon
Sec. 87 of Act 46 of 1940 by the appellant as depriving
the voters of this right would render that section of the
act unconstitutional.
The aforesaid constitutional article, as amended, clearly
so implies. It provides, at least by implication, that a
candidate defeated in a primary can be voted for under
the condition that he file a statement with the proper
authority 10 days before the general election that he is
•willing and consents to be voted on for that office.
That is a constitutional amendment, voted upon by the
people of the State, and there is nothing in it to justify
the conclusion that the people have deprived themselves
of the right they always enjoyed to vote for any person
who was willing to be voted for, by writing his name on
the ballot. If the framers of that constitutional amend
ment intended to deprive the voters of their long recog
nized right to vote for any candidate who desired their
vote, that amendment would have so stated in clear and
unmistakable language. If it had so provided, the people
would no doubt have defeated it. Any restrictions found
in the law is against the candidate, and not the voter,
13a See Appendix, p. 28.
12
as there is no law in Louisiana which says that a defeated
candidate at a primary cannot file a statement signify
ing his willingness for the voters to vote for him. Such
a construction on that act would be in accordance with
the policy of the Courts to allow complete freedom to
the voters to select the candidate of their choice, and will
so remain until the people decide to change the Constitu
tion of the State of Louisiana.
The highest Court of Louisiana has spoken on that sub
ject,1315 and its finding is entitled to great weight in decid
ing the policy of the law of the State, as follows:
“The inhibition placed upon the candidacy at the
general election of one who has been defeated in a
primary, however does not prevent the voter from
voting for the candidate defeated in the primary.
The law allows to the voter the right to vote for
whom he chooses, and this right cannot be denied
him merely because the one for whom he votes is
prohibited from being an avowed or official candi
date. The intent of the law is to allow the voters the
greatest freedom in the expression of his will, and
this freedom is not to be interfered with by the Court,
in the absence of a clear and unambiguous expression
by the lawmaking power of an intent to limit, or re
strict within certain bounds, the exercise by the
voter of this freedom of choice.”
CAN PROVISIONS OF FOURTEENTH AMENDMENT
BE INVOKED IN BRIEF WHERE IT FORMS NO
PART OF RECORD?
For the first time in the proceedings in this case, ap
pellant invokes the provisions of the 14th Amendment;
13b Lacombe v. Laborde, 132 La. 435.
13
and argues that voters in the primary election were denied
the equal protection of the laws by state officers who
refuse to count their votes as cast, and counted them in
favor of an opposing candidate in violation of the equal
protection clause of the 14th Amendment.
This point was never presented to nor passed upon, nor
argued in the District Court, (see opinion R. 18-22');
it was not specifically raised in the assignment of
errors filed in this Court (R. 24); the statement of juris
diction filed in this Court in compliance with Rule 12, as
amended, relied exclusively on the incorrectness of the
Newberry case.14 No issue in connection with the 14th
Amendment is stated in the jurisdictional statement. It
therefore, appears that this question is not properly before
this Court.
INDICTMENT FAILS TO CHARGE VIOLATION OF
FOURTEENTH AMENDMENT.
Besides, as we read the indictment, it appears that Count
2 would be insufficient to charge defendants with depriv
ing any citizen of the equal protection of the laws under
the 14th Amendment. The indictment is drawn exclusive
ly to cover such protection as would be afforded under
Section 4 of Article I, of the Constitution. It charges that
defendants wilfully subjected registered voters to the de
privation of rights, privileges and immunities secured by
the Constitution and laws of the United States, and then
14 Newberry v. U. S., 256 U. S. 232.
14
it proceeds to particularize the rights, as follows: Their
right to cast their vote for the candidate of their choice,
and to have their votes counted for such candidates, as
cast. That allegation could only cover such rights as the
voters had under Section 4 of Article 1, giving Congress
the right to regulate elections. Nowhere in the indict
ment is it charged by the Grand Jury that the defendants
deprived any person of their rights to the equal protection
of the laws.
DEFENDANTS ENTITLED TO BE INFORMED OF
NATURE AND CAUSE OF ACCUSATION.
To permit the appellant to indict defendants for depriv
ing voters of rights under the Constitution, to-wit: their
right to cast their vote for the candidate of their choice
and to have their votes counted for such candidates, as
cast, (which would be a right which the courts have held
is derived from Section 4 of Article I of the Constitution),
and then for the first time to contend in an appellate
court that such an indictment can be sustained on the
theory that the deprivation was not what was alleged, but
something different, that is to say, the deprivation of a
right under the Constitution, to-wit, the equal protection
of the law; would be to deprive these defendants of their
rights under Amendment 6 to be informed of the nature
and cause of the accusation.13 15
15 Amendment 6 o f the Constitution provides:
“ In all criminal prosecutions the accused shall * * * be informed
o f the nature and cause o f the accusation.”
15
Appellant anticipating this objection, and realizing its
force answers it.16
In the first place the District Court did not err on this
point at all for the point was not even mentioned in that
Court.
In the second place, this Court has uniformly held that
it is not sufficient to plead the offense in the language
of the statute. The necessity is emphasized here when
the language of the statute under which the offense is
charged is so sweeping that it is capable of embracing in
numerable rights, privileges, immunities and acts.
On this subject we believe we need only refer the Court
to its holding in the celebrated C'ruihshank case 17 which
has been consistently followed as the law on this point,
particularly to that part wherein this Court said,
“These counts in the indictment charge, in sub
stance, that the intent in this case was to hinder and
prevent these citizens in the free exercise and enjoy
ment of ‘every, all and singular’ the rights granted
them by the Constitution, etc. The language is broad
enough to cover all.”
“In criminal cases, prosecuted under the laws of
the United States, the accused has the constitutional
right ‘to be informed of the nature and cause of the
accusation’. Amend. VI. In U. S. v. Mills, 7 Pet. 142,
this was construed to mean, that the indictment must
16 Br., p. 30 thus:
“ It is o f no consequence that the indictment does not count in
terms upon the 14th Amendment and at the right of the voters
to equal protection o f the laws. The charge is laid in the language
of the statute and specifies as the right ‘ secured’ and ‘protected’
by the Constitution the right o f the voters whose ballots were
altered to have their votes counted as cast. If, as we contend,
the infringement o f that right by the alleged acts of the defend
ants constitutes a denial o f equal protection, it seems clear that
the District Court erred in holding that the right is not ‘ secured’
, 7TTand ‘protected’ by the Constitution of the United States.”
17 U. S. v. Cruikshank, 92 U. S. 542, 557.
16
set forth the offense ‘with clearness and all necessary
certainty, to apprise the accused of the crime with
which he stands charged:’ and in U. S. v. Cook, 17
Wall. 174, that ‘every ingredient of which the offense
is composed must be accurately and clearly alleged.’
It is an elementary principle of criminal pleading,
that where the definition of the offense whether it
be at common law or by statute, ‘includes generic
terms, it is not sufficient that the indictment shall
charge the offense in the same generic terms as in
the definition: but it must state the species: it must
descend to particulars’.”
SECTION 20 C. C. WAS ENACTED TO ENFORCE THE
ELECTIVE FRANCHISE, AND NOT THE FOUR
TEENTH AMENDMENT AND DOES NOT EM
BRACE RIGHTS PROTECTED BY FOURTEENTH
AMENDMENT.
Appellant bases its argument on the statement that
Section 20 of the Criminal Code was originally enacted
to enforce the 14th Amendment. The genesis of that
Section is set forth in the Gradwell case.18
is U. S. v. Gradwell, 243 U. S. 476:
“ * * * in 1870 * * * a comprehensive system for dealing with
congressional elections was enacted. This system was comprised
in Sec. 19-22 o f the Act app. 5/31/79 (16 Stat. at L., p. 144, c.
114) in Sec. 5 and 6 o f the A ct app. 7/14/70 (16 Stat. at L., p.
254, c. 254) and in the act supplementing these acts, app. 6/10/72
(17 Stat. at L., pp. 347-349, c. 415.)”
“ These laws provided extensive regulations for the conduct of
congressional elections. * * *”
“ These laws were carried into the revision o f the United States
statutes o f 1873-74, under the title, ‘Crimes Against the Elective
Franchise and Civil Rights o f Citizens, R. S. Sec. 5506 to 5532 in
clusive.’
“ It is a matter o f general as o f legal history that Congress,
after 24 years of experience, returned to its former attitude to
ward such elections, and repealed all o f these laws. * * * (Act app.
2/8 /94 (29 Stat. at L. p. 36 c. 25) Comp. Stat. 1913, Sec. 1015).
This repealing act left in effect as apparently relating to the elec
tive franchise, only the provisions contained in the 8 sections of
Chapter 3 of the Criminal Code Sections 19 to 26, inclusive, which
have not been added to or substantially modified during the 23
years which have since eslapsed.” (Emphasis supplied.)
17
It is therefore plain that Section 20 was not enacted for
the purpose of enforcing the 14th Amendment, but was
enacted to protect the elective franchise and particularly
to enforce the 15th Amendment. Appellant contends that
the point was settled sub-silentio in Guinn v. U. S.. 238
U. S. 347, 368; if it was so settled, it is not apposite as the
case involved the 15th Amendment.
CRIMINAL STATUTES ARE STRICTLY CONSTRUED:
INTENT OF CONGRESS IN PASSING SEC. 20
CRIMINAL CODE.
It is well settled that the only crimes against the United
States are those which are statutory, and that statutes
creating crimes do not extend to cases not covered by
the words used. The Supreme Court of the United States
has repeatedly laid down that doctrine.19
Congress never intended to include within the sweep
ing terms of the language of Section 20, the myriad of
rights that are protected generally under the broad clauses
of the 14th Amendment. To place the construction on
19 “ There are no common law crimes against the United States.”— U
S. v. Eaton, 144 U. S. 677.
“ Regards must ALW AYS be had to the familiar rule that one
may not be punished for crime against the United States unless
the facts shown PLAINLY AND UNM ISTAKABLY constitute an
offense within the meaning of an Act of Congress.”— Bonnellev v.
U. S., 276 U. S. 505; Fasulo v. U. S., 272 U. S. 620.
“ Statutes creating crimes are to be STRICTLY construed in
favor of the accused; they may not be held to extend to cases not
covered by the words used.”— U. S. v. Resnick, et als., 299 U. S.
207; U. S. v. Wiltberger, 5 Wheat. 76, 95.
T>T<,?T^0re one may be Punished, it must appear that his case is
PLAINLY within the statute; there are no CONSTRUCTIVE
offenses.”— U. S. v. Lacher, 134 U. S. 624; U. S. v. Chase, 135 U. S.^DD.
18
Sec. 20 contended for here would convert the Federal
Court into a veritable police Court, for the activities
falling within the scope of the 14th Amendment are so
varied that it is not conceivable that Congress intended
to include within the general terms of Section 20, all of
the rights within the 14th Amendment.
On the contrary, it intended to make only such specific
acts that contravened the provisions of the 14th Amend
ment a violation of the criminal laws of the United States
that were specifically denounced in a congressional enact
ment, the other acts being relegated to the protection of
the civil courts. This has been so since the time of the
enactment of the 14th Amendment.
CONGRESS PASSES SPECIFIC ACTS TO PUNISH
CERTAIN VIOLATIONS OF RIGHTS PROTECTED
BY 14TH AMENDMENT.
Section 5 of the 14th Amendment provides that:
“ The Congress shall have power to enforce, by ap
propriate legislation the provisions of this Article.”
Many instances could be cited to show that Congress
did not believe that Section 20 applied to all of the rights
protected by the 14th Amendment, for whenever it de
sired to punish acts violating the terms of the equal pro
tection of the law clause, it passed special legislation de
nouncing the particular activities which deprived the per
son or class of persons of the equal protection of the laws.
19
There are many such laws.20
This Court recognized this fact in Ex parte Comm, of
Va., 100 U. S. 313, 317, and stated,
“Congress, by virtue of the 5th Sec. of the 14th
Amend, may enforce the prohibitions whenever they
are disregarded by either the Legislative, the Execu
tive or the Judicial Department of the State. The
mode of enforcement is left to its dicretion.” (Italics
supplied.)
An examination of the various Congressional enactments
discussed in the Civil Rights Cases, supra, will disclose
that in each instance Congress deemed it necessary to pass
specific enactments denouncing these specific activities
under the equal protection of the laws clause that it wished
to make criminal, and to fix the penalty commensurate
with the nature of the activity. Sec. 20 provides a peni
tentiary sentence, but only a fine is provided for the kind
of activity under the statute passed upon in Ex parte Va.
20 Sec. 5519 read:
“ If two or more persons in any State or Territory conspire to
go in disguise upon the highway or on the premises of another
for the purpose of depriving, either directly or indirectly, any
person or class of persons of the equal protection of the laws or
of equal privileges or immunities under the laws; or for the pur
pose of preventing or hindering the constituted authorities of any
State or Territory from giving or securing to all persons within
such State or Territory, the equal protection of the laws, each of
such persons shall be punished, etc.”
See also the various enactments passed upon in the Civil Rights
Cases, 109 U. S. 3.
See also the statute on which the prosecution in Ex parte
Virginia was based, 100 U. S. 339, which sec. read:
“ That no citizen, possessing all other qualifications which are or
may be prescribed by law, shall be disqualified for service as
grand or petit jurors in any court of the United States, or o f any
State, on account of race, color or previous condition of servitude;
and any officer or other person charged with any duty in the
selection or summoning of jurors who shall exclude or fail to
summon any citizen for the cause aforesaid, shall on conviction
thereof, be deemed guilty o f a misdemeanor.”
20
supra. This would not have been necessary if Section 20
had the sweeping effect contended for here. It is true that
those laws were declared unconstitutional, as being directed
at the individual rather than the State, still Congress
enacted them under the power that they deemed they had
under the 14th Amendment.
5TH AND 6TH AMENDMENTS REQUIRE ASCERTAIN
ABLE STANDARD TO BE FIXED BY CONGRESS,
RATHER THAN COURTS AND JURIES.
Under the familiar principle of law that criminal statutes
must be so specific that any person reading them would
be able to tell whether or not a particular activity would
violate a criminal law, it could not be possible that Con
gress intended that Section 20 should be applied to the
thousands of matters and things both grave and minor,
embraced within the sweeping terms of the 14th Amend
ment. Any such construction as contended for here would
render Sec. 20 unconstitutional as being too indefinite,-'1
and this Court will not give such a construction to a
statute as to render it unconstitutional when another
reasonable construction can be placed thereon.
To state a reductio ad absurdum let us take the very
case cited by appellant, for example, the Iowa-Des Moines
i Congress, in attempting as it did in the Lever Act of 8/10/17, Sec-
4 (40 Stat. 276) as renacted in the act of 10/22/19, 2 c. 80 (41
Stat. 297) to punish criminally any person who wilfully
‘Any unjust or unreasonable rate or charge in handling or dealing
in or with any necessaries” , violated the 5th and 6th Amendments,
which require an ascertainable standard o f guilt, fixed by Congress,
rather than by Courts and juries, and secure to accused persons
the right to be informed of the nature and cause of accusations
against them. U. S. v. L. Cohen Gro. Co., 255 U. S. 81.
21
Bank v. Bennett case, 284 U. S. 239, where the tax col
lector discriminated against a foreign corporation in favor
of a domestic corporation in collecting taxes. If the dis
crimination had been a few dollars, those tax collectors
would have to go to jail for if appellant’s argument holds
true here, then it should equally apply to that case.
Sec. 20 would likewise apply to such discriminations by
State employees as resulted from the following activities
to mention but a few; regulating railroad rates, all rela
tions of employer and employee, all regulations relating
to pursuit of occupations such as the practice of profes
sions, etc., all cases arising under condemnation proceed
ings, all of the various cases whereby the state discrimi
nates in classifications such as taxation, all would be
covered by Section 20, and in general, in all matters
where the state or its officers or employees exercise the
police power of the state in a manner which may be
found ultimately to deprive citizens of the equal pro
tection of the law in petty matters as well as in matters
of great importance, and the innumerable matters that
would arise under that heading, such as zoning regula
tions, blue-sky regulations, regulations of bill-boards, regu
lating sales of various merchandise, etc.
It is clear that whenever Congress intended any of
such matters to be cognizable under the federal criminal
laws, it has passed a definitive statute setting forth the
particular activity under the due process of law clause
which it intends to make criminal, pursuant to the au
thority it has under Section 5 of the 14th Amendment.
2 2
CASES CITED BY APPELLANT DISCUSSED.
The cases cited by appellant (Br. p. 37) do not set forth
any contrary doctrine than that argued here. The cases
are all civil cases, with the exception of Ex parte Virginia
and that case was based on a statute specifically de
nouncing the act which deprived negroes of the equal
protection of the laws when State Officers discriminated
against them, and the case illustrates our point.
We do not contend, as was the case in Ex parte Va.,
that Congress lacks power to pass criminal statutes to
enforce the equal protection of the law clause. We say
that Congress has not done so, and did not so intend when
it passed Sec. 20.
It will be noted that in all of the cases relied upon by
appellant22 there is a direct and intimate connection with
the acts resulting in the discriminating against the citizen
and the state government, not a fictitious or theoretical
one, but a real and systematic connection with the act of
the official and the state.
In the Iowa-Des Moines Nat. Bk. case, the state insisted
on retaining the discriminatory tax, and was sustained
by the highest Court in the State; in the Missouri ex rel.
Gaines case, the curators in refusing the negro admission
to the State-operated law school were sustained by the
highest Court of the State; in the Mosher case and the
C. B. & Q. R. R. case private property was illegally taken
for a subdivision of the state.
22 Iowa-Des Moines Bk. vs. Bennett, 284 U. S. 239; Missouri Ex rel
Gaines v. Canada, 305 U. S. 337; Mosher v. City of P h o e n ix , 287
U. S. 29; C. B. & Q. R. R. v. City of Chicago, 166 U. S. 226.
2 3
But in this case there is no connection between the
state and the election commissioners, even if the court did
find them theoretically to be state officers, any more than
if they had been charged with stealing the voters’ money
instead of their ballots because the connection of the
actions of the state and the commissioners is too remote,
for as was said by this court in Grovey v. Townsend, 295
U. S. 45:
“The argument is that as a negro may not be denied
a ballot at a general election on account of his race
or color, if exclusion from the primary renders his
vote at the general election insignificant and useless,
the result is to deny him the suffrage altogether. So
to say is to confuse the privilege of membership in a
party with the right to vote for one who is to hold a
public office. With the former the state need have
no concern, with the latter it is bound to concern it
self, for the general election is a function of the state
government and. discrimination by the state as respects
participation by negroes on account of their race
or color is prohibited by the Federal Constitution
(Italics supplied.)
14TH AMENDMENT EMBRACES ALL CIVIL RIGHTS
THAT MEN HAVE: THOSE THAT CONGRESS DE
SIRED TO PUNISH CRIMINALLY WOULD HAVE
TO BE SET FORTH IN CODE OF LAWS.
When the 5th Sec. of the 14th Amendment was pro
posed in Congress, a clause was offered reading thus:
“Congress shall have power to make all laws which
shall be necessary and proper to secure to the citizens
24
of each state all the privileges and immunities of
citizens in the several states, and to all persons in the
several states equal protection in the rights of life,
liberty and property.”
That, of course, was not adopted, but if it had been,
Congress would have then had the power to adopt af
firmative legislation, and to make a code of regulations
such as it has power to make original laws touching com
merce. That code of laws could have extended to the
original power embracing all of the rights of the citizen
covering immunities, privileges, life, liberty, property and
equality.23
Here appellants in effect contend that Congress intended
Sec. 20 C. C. to accomplish objects and purposes that could
only be accomplished by a code of laws covering all of
the civil rights of man.
Congress can only, by proper legislation, render harm
less hostile legislation or actions of states, or perhaps
punish the agents of the State for enumerated and de
fined acts, which acts would have to be so enumerated
and defined because the 14th Amendment covers all of
the civil rights that men have.
Where Congress has not merely prohibitory power, but
affirmative, original power given up to it by the states,
such as to regulate commerce, coin money, carry mail,
lay tariff, it is different; it is vested with power of general
legislation on those subjects;24 and it is to one of the rights
which Congress has affirmative, original power to enact
23 See, Bannon, “ The Fourteenth Amendment,” pp. 459, 461.
24 Bannon, “ The Fourteenth Amendment, p. 462.
general laws, as contradistinguished from the 14th Amend
ment, which covers prohibitory power, that Sec. 20 appears
to apply.
In passing on the nature of the legislation that Congress
can provide under the 14th Amendment, this Court has
said:25
“Such legislation cannot properly cover the whole
domain of rights appertaining to life, liberty and
property, defining them and providing for their vin
dication. That would be to establish a code of munici
pal law regulative of all private rights between man
and man in society. It would be to make Congress
take the place of state legislatures, and supersede
them. It is absurd to affirm that because the rights
of life, liberty and property (which include all civil
rights that men have) are by the amendment sought
to be protected against invasion on the part of the
state without due process of law, Congress may there
fore enact due process of law in every case; and that
because denial by a state to any person of the equal
protection of the law is prohibited, therefore Congress
may establish laws for their equal protection. In
fine, the legislation which Congress is authorized to
adopt in this behalf is not general legislation upon the
rights of the citizen, but corrective legislation, this
is, such as may be necessary for counteracting such
laws as states may adopt, and which, by the amend
ment, they are prohibited from making, or such acts
or proceedings as the state may commit or take, and
which, by the amendment, they are prohibited from
committing or t a k i n g (Italics supplied.)
25 The Civil Rights Cases, 109 U. S. 3.
2 6
When the court said “such acts” it undoubtedly con
templated that Congress would define “ such acts” as it
intended to punish criminally.
It seems clear from the language of that case that
Sec. 20 could have no application to the rights protected
by the 14th Amendment for Sec. 20 is all inclusive in
scope, and would run counter to just what this Court
said could not be done, i. e., “such legislation cannot
properly cover the whole domain of rights appertaining
to life, liberty and property.” That section is general
legislation, and it is said in the aforesaid opinion, “the
legislation which Congress is authorized to adopt in this
behalf is not general legislation.”
Of course, Congress may under the amendment, provide
legislation in advance to meet the exigency when it arises,
but when it does so it should specify and define the acts
of the states and its agents which are to be criminal cases,
all in the manner set forth in the opinion in The Civil
Rights cases aforesaid.
27
CONCLUSION.
With respect to the other points involved in this case,
we submit the matter upon what is said in our principal
brief.
We respectfully submit that the judgment of the Dis
trict Court should be affirmed.
WARREN O. COLEMAN,
1329 Whitney Building,
New Orleans, Louisiana,
CHARLES W. KEHL,
FERNANDO J. CUQUET, JR.,
Carondelet Building,
New Orleans, Louisiana,
Attorneys for Defendants
and Appellees.
28
APPENDIX.
I.
Commissioners Selected Pursuant to Act 46
of 1940, Sec. 61.
Appellant errs when it states in note 2, p. 56 of its
brief that the selection of commsisioners at the election
involved in this case must have been under sections 2675
and 2678 of La. Gen. Stat. Ann. (Dart, 1939).
Those sections have been entirely superseded by Act
46 of 1940. Although a change in the personnel of the
old Parish Committee does not take place until January,
1944, Sec. 19 of Act 46 of 1940 recognizes and continues
the old committee in office until the January, 1944 election,
but the committee is governed by Act 46 of 1940, and the
commissioners of election involved in this case were
selected pursuant to Act 46 of 1940, there being no warrant
for the assumption that the provisions of Act 46 of 1940
are not operative until January, 1944.
II.
Commissioners Not Paid By State Treasury.
Appellant is incorrect in stating (B. p. 57) that the
commissioners receive from the state treasury three dol
lars for each day’s active service, citing Section 2675.
That section has been superseded by Secs. 35 and 61 of
Act 46 of 1940, which provides that the municipality shall
pay the commissioners. The payment does not come from
the State Treasury.
29
III.
Art. 8, Sec. 15 of Constitution as Amended by
Act 80 of 1934.
“The Legislature shall provide some plan by which
the voters may prepare their ballots in secrecy at the
polls. This section shall not be construed so as to
prevent the names of independent candidates from
being printed on the ballots with a device; and names
of candidates may' be written on the ballot. These
provisions shall not apply to elections for the imposi
tion of special taxes, for which the Legislature shall
provide special laws.
“Provided that no person whose name is not au
thorized to be printed on the official ballot, as the
nominee of a political party or as an independent
candidate, shall be considered a candidate for any
office unless he shall have filed with the Clerks of
the District Court of the Parish or parishes in which
such election is to be held, or the Clerk of the Civil
District Court of the Parish of Orleans if he be a
resident of the Parish of Orleans, at least ten (10)
days before the general election, a statement contain
ing the correct name under which he is to be voted
for and containing the further statement that he is
willing and consents to be voted for for that office,
and provided further that no commissioners of elec
tion shall count a ballot as cast for any person whose
name is not printed on the ballot or who does not be
come a candidate in the foregoing manner.” (Italics
supplied.)
N. A. A, C. F>
®9 FIFTH AVENUE
NEW YORK* N* Y,
SUPREME COURT OF THE UNITED STATES.
No. 618.— October Term, 1940.
The U nited States o f A m erica ,
A ppellan t,
vs.
Patrick B. Classic, Joh n A . M orris,
Bernard W . Y eager, J r., W illiam
Schumacher, and J . J . F edder-
mann.
A pp ea l fro m the D istrict
C ourt o f the U nited States
fo r the E astern D istrict
o f Louisiana.
[M ay 26, 1941.]
Mr. Justice Stone delivered the op in ion o f the Court.
Two counts o f an indictm ent fo u n d in a fed era l d istrict cou rt
charged that appellees, Com m issioners o f E lections, con du ctin g a
primary election under L ouisiana law, to nom inate a candidate o f
the Dem ocratic P a rty fo r representative in Congress, w illfu lly
altered and fa lsely cou nted and certified the ballots o f voters
cast in the p rim ary election. T he questions fo r decision are
whether the righ t o f qualified voters to vote in the Louisiana
primary and to have their ballots counted is a r igh t “ secured b y
the Constitution” w ith in the m eaning o f § § 1 9 and 20 o f the C rim
inal Code, and whether the acts o f appellees charged in the in d ict
ment violate those sections.
On September 25, 1940, appellees were in d icted in the D istrict
Court for Eastern Louisiana fo r v iolations o f § §1 9 and 20 o f the
Criminal Code, 18 U. S. C. §§ 51, 52. The first eount o f the in d ict
ment alleged that a p rim ary election was held on Septem ber 10,
1940, for the purpose o f nom inating a candidate o f the D em o
cratic Party fo r the office o f R epresentative in Congress fo r the
Second Congressional D istrict o f Louisiana, to be chosen at an
election to be held on N ovem ber 1 0 th ; that in that d istrict n om i
nation as a candidate o f the D em ocratic P a rty is and always has
been equivalent to an e le c t io n ; that appellees were Com m ission
ers of Election, selected in accordance w ith the L ouisiana law to
conduct the p rim ary in the Second P recin ct o f the T enth W a rd
2 United States vs. Classic et al.
o f N ew Orleans, in w hich there were five h un dred and thirty-seven
citizens and qualified voters.
The charge, based on these allegations, was that the appellees
con sp ired w ith each other and w ith others unknow n, to in jure and
oppress citizens in the fre e exercise and en joym en t o f rights and
priv ileges secured to them b y the C onstitu tion and Laws of the
U n ited States, nam ely, (1 ) the r igh t o f qualified voters who cast
th e ir ballots in the p rim ary election to have th eir ballots counted
as cast fo r the candidate o f their choice, and (2 ) the right of the
candidates to ru n fo r the office o f C ongressm an and to have the
votes in fa v o r o f their nom ination cou nted as cast. The overt acts
alleged w ere that the appellees a ltered eighty-three ballots cast
fo r one candidate and fou rteen cast fo r another, marking and
cou ntin g them as votes fo r a th ird candidate, and that they falsely
certified the num ber o f votes cast fo r the respective candidates to
the chairm an o f the Secon d C ongressional D istrict Committee.
The second count, repeating the allegations o f fa c t already de
tailed , ch arged that the appellees, as Com m issioners o f Election
w illfu lly and under co lor o f law su b jected registered voters at the
p rim ary w ho w ere inhabitants o f L ouisiana to the deprivation of
rights, priv ileges and im m unities secured and protected by the
C onstitu tion and Law s o f the U n ited States, nam ely their right to
cast their votes f o r the candidates o f their choice and to have their
votes counted as cast. I t fu rth e r charged that this deprivation
was effected b y the w illfu l fa ilu re and re fu sa l o f defendants to
cou nt the votes as cast, b y their alteration o f the ballots, and by
th eir fa lse certification o f the num ber o f votes cast fo r the respec
tive candidates in the m anner a lready indicated.
T he D istrict C ourt sustained a dem urrer to counts 1 and 2 on
the grou n d that §§ 19 an d 20 o f the C rim inal Code under which
the in d ictm en t was draw n do not a p p ly to the state o f faets dlS'
closed b y the in d ictm en t and that, i f app lied to those facts, §.
an d 20 are w ithout constitutional sanction , cit in g United States v
Gradwell, 243 U. S. 476, 488, 4 8 9 ; Newberry v. United States, •>
U. S. 232. T he case com es here on d irect appeal from the Dis ««
C ourt u n der the provisions o f the C rim inal A ppea ls A ct, Ju i«a
Code, § 2 3 8 ,1 8 U. S. C. § 6 82 ; 28 U. S. C. § 345, w hich author® 1 ‘
appeal b y the U n ited States fro m a decision or judgm ent sustai ̂
a dem u rrer to an in d ictm en t w here the decision or judgmen
United States vs. Classic et al. 3
“ based upon the in va lid ity or construction o f the statute upon
which the indictm ent is fo u n d e d ” .
Upon such an appeal our review is confined to the questions o f
statutory construction and v a lid ity decided b y the D istrict Court.
United States v. Patten, 226 U. S. 5 25 ; United States v. Birds ell,
233 U. S. 223, 2 30 ; United States v. Borden Co., 308 U. S. 188,
192-193. H ence, we do not pass u p on various argum ents advanced
by appellees as to the sufficiency and construction o f the in d ict
ment.
Section 19 o f the C rim inal Code condem ns as a crim inal offense
any conspiracy to in ju re a citizen in the exercise “ o f any righ t or
privilege secured to h im b y the C onstitution or law s o f the U nited
States” . Section 20 makes it a penal offense fo r anyone who,
“ acting under co lor o f any la w ” “ w illfu lly subjects or causes to
be subjected any inhabitant o f any state . . . to the depriva
tion of any rights, priv ileges and im m unities secured and protected
by the Constitution and law's o f the U n ited S tates” . The G overn
ment argues that the righ t o f a qualified voter in a Louisiana con
gressional prim ary election to have his vote cou nted as cast is a
right secured b y A rtic le I, §§ 2 and 4 o f the C onstitution, and that
a conspiracy to deprive the citizen o f that r igh t is a v io la tion o f
§ 19, and also that the w illfu l action o f appellees as state officials,
in^falsely counting the ballots at the p rim ary election and in fa lse ly
certifying the count, deprived qualified voters o f that r igh t and
of the equal protection o f the laws guaranteed b y the F ourteenth
Amendment, all in v iola tion o f § 20 o f the C rim inal Code.
Article I, §~2)of the C onstitution, com m ands that ‘ ‘ The H ouse o f
KSpiesentatives shall be com posed o f m em bers chosen every second
Year by the P eople o f the several States and the E lectors in each
State shall have the qualifications requisite fo r electors o f the m ost
numerous B ranch o f the State L egislature ’ ’ . B y § 4 o f the same
article “ The times, p laces an d m anner o f h old in g elections fo r
Senators and Representatives shall be prescribed iri each State b y
the Legislature th e r e o f ; bu t the Congress m ay at an y tim e b y L aw
make or alter such R egu lations except as to the P laces o f chusing
Senators” . Such righ t as is secured b y the C onstitution to quali
fied voters to choose m em bers o f the H ouse o f R epresentatives is
thus to be exercised in con form ity to the requirem ents o f state law
subject to the restrictions prescribed b y § 2 and to the authority
4 United States vs. Classic et al.
conferred on Congress by § 4, to regulate the times, places and
manner of holding elections for representatives.
''"'We look then to the statutes of Louisiana here involved to ascer
tain the nature of the right which under the constitutional man
date they define and confer on the voter and the effect upon its
exercise of the acts with which appellees are charged, all with the
view to determining, first, whether the right or privilege is one
secured by the Constitution of the United States, second, whether
the effect under the state statute of appellee’s alleged acts is such
that they operate to injure or oppress citizens in the exercise of
that right within the meaning of § 19 and to deprive inhabitants
of the state of that right within the meaning of § 20, and finally,
whether §§19 and 20 respectively are in other respects applicable
o the alleged acts of appellees..
Pursuant to the authority given by § 2 of Article I. of the Consti
tution, and subject to the legislative power of Congress under § 4
of Article I, and other pertinent provisions of the Constitution, the
states are given, and in fact exercise a wide discretion in the for
mulation of a system for the choice by the people of representatives
in Congress. In common with many other states Louisiana has
exercised that discretion by setting up machinery for the effective
choice of party candidates for representative in Congress by pri
mary elections and by its laws it eliminates or seriously restricts
the candidacy at the general election of all those who are defeated
at the primary. All political parties, which are defined as those
that have cast at least 5 per cent of the total vote at specified pre
ceding elections, are required to nominate their candidates for
representative by direct primary elections. Louisiana Act o.
46, Regular Session, 1940, §§ 1 and 3. _
The primary is conducted by the state at public expense. c
No. 46, supra, § 35. The primary, as is the general election, is sub
ject to numerous statutory regulations as to the time, place an
manner of conducting the election, including provisions to
that the ballots cast at the primary are correctly counted, an
results of the count correctly recorded and certified to the
tary of State, whose duty it is to place the names of the succe
candidates of each party on the official ballot.1 The Secrejuy^
l The ballots are printed at public expense, § 35 of Act N . pre.
Session, 1940, are furnished by the Secretary of State, J 3 n t0
scribed by statute, $ 37. Close supervision of the delivery o
United States vs.. Classic et al. 5
State is prohibited from placing on the official ballot the name of
any person as a candidate for any political party not nominated
in accordance with the provisions of the Act. Act 46, § 1.
One whose name does not appear on the primary ballot, if other
wise eligible to become a candidate at the general election, may do
so in either of two ways, by filing nomination papers with the
requisite number of signatures or by having his name “ written in”
on the ballot on the final election. Louisiana Act No. 224, Regular
Session 1940, §§50, 73. Section 87 of Act No. 46 provides “ No
one who participates in the primary election of any political party
shall have the right to participate in a primary election of any
other political party with the view of nominating opposing can
didates, nor shall he be permitted to sign any nomination for any
opposing candidate or candidates, nor shall he be permitted
to be himself a candidate in opposition to anyone nominated
at or through a primary election in which he took part” .
Section 15 of Article VIII of the Constitution of Louisiana as
amended by Act 80 of 1934, provides that “ No person whose name
is not authorized to be printed on the official ballot as a nominee of
a political party or an independent candidate shall be considered
a candidate unless he shall file in the appropriate office at least ten
days before the general election” a statement containing the cor
rect name under which he is to be voted for and containing the fur
ther statement that he is willing and consents to be voted for for
that office. The article also provides that “ no commissioner of
election shall count a ballot as cast for any person whose name is
not printed on the ballot or who does not become a candidate in the
foregoing manner ’ ’. Applying these provisions the Louisiana Court
of Appeals for the Parish of Orleans has held in Serpas v. Treiucq,
decided April 7, 1941, rehearing denied with opinion April 21,
1941, that an unsuccessful candidate at the primary may not offer
himself as a candidate at a general election, and that votes for him
the election commissioners is prescribed, §§ 43-46. The polling places are re-
qinred to be equipped to secure secrecy, 5§ 48-50; §§54-57. The selection of
election commissioners is prescribed, § 61 and their duties detailed. The com
missioners must swear to conduct the election impartially, § 64 and are subject
to punishment for deliberately falsifying the returns or destroying the lists
and ballots, §§ 98, 99. They must identify by certificate the ballot boxes used,
so7, keep a triplicate list o f voters, §68, publicly canvass the return, §74
and certify the same to the Secretary of State, § 75.
6 United States vs. Classic et al.
may not lawfully be written into the ballot or counted at such an
election.
The right to vote for a representative in Congress at the general
election is, as a matter of law, thus restricted to the successful
party candidate at the primary, to those not candidates at the
primary who file nomination papers, and those whose names may be
lawfully written into the ballot by the electors. Even if, as appel
lees argue, contrary to the decision in Serpas v. Trebucg, supra,,
voters may lawfully write into their ballots, cast at the general elec
tion, the name of a candidate rejected at the primary and have their
ballots counted, the practical operation of the primary law in other
wise excluding from the ballot on the general election the names of
candidates rejected at the primary is such as to impose serious re
strictions upon the choice of candidates by the voters save by vot
ing at the primary election. In fact, as.allegedjnjthe indictment,
the practical operation of the primary, in. Louisiana, is and has been
since the primary election was established in 1900 to secure the
election of the Democratic primary nominee for the Second Cm-
- ressional District of Louisiana.2
Interference with the right to vote in the Congressional primary
in the Second Congressional District for the choice of Democratic
candidate for Congress is thus as a matter of law and in fact an
interference with the effective choice of the voters at the only stage
of the election proceedure when their choice is of significance, since
it is at the only stage when such interference could have any prac
tical effect on the ultimate result, the choice of the Congressman to
represent the district. The primary in Louisiana is an integral
part of the procedure for the popular choice of Congressman. The
right of qualified voters to vote at the Congressional primary m
Louisiana and to have their ballots counted is thus the right to
participate in that choice.
^ We come then to the question whether that right is one secured
by the Constitution. Section 2 of Article I commands that Con
gressmen shall be chosen by the people of the several states by
electors, the qualifications of which it prescribes. The rightj^
2 For a discussion of the practical effect of the primary m con
estricting election of candidates at general elections, see, as x Merriau
xovernment in the House of Representatives (1927) 172, > ’ the
end Overacker, Primary Elections (1928) 267-269; Stoney, Suffrage
South; 29 Survey Graphic, 163, 164.
United States vs. Classic et al. 7
the people to choose, whatever its appropriate constitutional limi
tations, where in other respects it is defined, and the mode of its
exercise is prescribed by state action in conformity to the Con
stitution, is a right established and guaranteed by the Constitution
and hence is one secured by it to those citizens and inhabitants of
the state entitled to exercise the right. Ex parte Yarbrough, 110
U. S. 651; United States v. Mosley, 238 U. S. 383. And see Hague
v. C. I. 0., 307 U. S. 496, 508, 513, 526, 527, 529, giving the same
interpretation to the like phrase “ rights” “ secured by the Constitu
tion” appearing in § 1 of the Civil Rights Act of 1871, 17 Stat. 13.
While, in a loose sense, the right to vote for representatives in
Congress is sometimes spoken of as a right derived from the states,
see, Minor v. Happersett, 21 Wall. 162, 170; United States v. Reese,
92 U. S. 214, 217-218; McPherson v. Blacker, 146 U. S. 1, 38-39;
Breefflove v. Suttles, 302 U. S. 277, 283, this statement is true only
in the sense that the states are authorized by the Constitution, to
legislate on the subject as provided by § 2 of Art. I, to the extent
that Congress has not restricted state action by the exercise of its
powers to regulate elections under § 4 and its more general power
under Article I, § 8, clause 18 of the Constitution “ to make all laws
which shall be necessary and proper for carrying into execution the
foregoing powers” . See Ex parte Siebold, 100 IT. S. 37; Ex parte
Yarbrough, supra, 663, 664; Swafford v. Templeton, 185 U. S. 487;
Wiley v. Sinkler, 179 U. S. 58, 64.
Obviously included within the right to choose, secured by the
Constitution, is the right of qualified voters within a state to cast
their ballots and have them counted at Congressional elections.
This Court has consistently held that this is a right secured by the
Constitution. Ex parte Yarbrough, supra; Wiley v. Sinkler, supra;
Swafford v. Templeton, supra; United States v. Mosley, supra; see
Ex parte Siebold, supra; In re Coy, 127 IT. S. 731; Logan v. United
States, 144 U. S. 263. And since the constitutional command is
without restriction or limitation, the right unlike those guaranteed
by the Fourteenth and Fifteenth Amendments, is secured against
the action of individuals as well as of states. Ex parte Yarbrough,
supra; Logan v. United States, supra.
But we are now concerned with the question whether the right
to choose at a primary election, a candidate for election as represen
tative, is embraced in the right to choose representatives secured by
Article I, § 2. We may assume that the framers of the Constitution
8 United States vs. Classic et al.
in adopting that section, did not have specifically in mind the
selection and elimination of candidates for Congress by the direct
primary any more than they contemplated the application of the
commerce clause to interstate telephone, telegraph and wireless
communication which are eoncededly within it. But in determining
whether a provision of the Constitution applies to a new subject
matter, it is of little significance that it is one with which the
framers were not familiar. For in setting up an enduring frame
work of government they undertook to carry out for the indefinite
future and in all the vicissitudes of the changing affairs of men,
those fundamental purposes which the instrument itself discloses.
Hence we read its words, not as we read legislative codes which
are subject to continuous revision with the changing course of
events, but as the revelation of the great purposes which were in
tended to be achieved by the Constitution as a continuing in
strument of government. Cf. Davidson v. New Orleans, 96 U. S.
97; Brown v. Walker, 161 U. S. 591, 595; Robertson v. Baldwin,
165 U. S. 275, 281, 282. If we remember that “ it is a Constitution
we are expounding” , we cannot rightly prefer, of the possible
meanings of its words, that which will defeat rather than effectuate
the Constitutional purpose.
That the free choice by the people of representatives in Congress,
subject only to the restrictions to be found in §§ 2 and 4 of Article
I and elsewhere in the Constitution, was one of the great purposes
of our Constitutional scheme of government cannot be doubted.
We cannot regard it as any the less the constitutional purpose or its
words as any the less guarantying the integrity of that choice
when a state, exercising its privilege in the absence of Congres
sional action, changes the mode of choice from a single step, a gen
eral election, to two, of which the first is the choice at a primary
of those candidates from whom, as a second step, the representative
in Congress is to be chosen at the election.
Nor can we say that that choice which the Constitution protects
is restricted to the seeond step because § 4 of Article I, as a means of
securing a free choice of representatives by the people, has author
ized Congress to regulate the manner of elections, without making
any mention of primary elections. Forjwe think that the authority
of Congress, given by § 4, includes the authority to regulate primary
elections when, as in this case, they are a step in the exercise by the
people of their choice of representatives in Congress. The point
United States vs. Classic et al. 9
whether the power conferred by § 4 includes in any circumstances
the power to regulate primary elections was reserved in United
States v. Gradwell, supra, 487. In Newberry v. United States,
supra, four Justices of this Court were of opinion that the term
“ elections” in §4 of Article I did not embrace a primary elec
tion since that procedure was unknown to the framers. A fifth
Justice who with them pronounced the judgment of the Court,
was of opinion that a primary law enacted before the adop
tion of the Seventeenth Amendment, for the nomination of candi
dates for Senator, was not an election within the meaning of § 4
of Article I of the Constitution, presumably because the choice of
the primary imposed no legal restrictions on the election of Sena
tors by the state legislatures to which their election had been com
mitted by Article I, § 3. The remaining four Justices were of the
opinion that a primary election for the choice of candidates for
Senator or Representative were elections subject to regulation by
Congress within the meaning of § 4 of Article I. The question then
has not been prejudged by any decision of this Cojurt.
To decide it we turn to tEe”words of the Constitution read in
their historical setting as revealing the purpose of its framers,
and in search for admissible meanings of its words which, in the
circumstances of their application, will effectuate those purposes.
As we have said, a dominant purpose of § 2, so far as the se
lection of representatives in Congress is concerned, was to se
cure to the people the right to choose representatives by the desig
nated electors, that is to say, by some form of election. Cf. the
Seventeenth Amendment as to popular “ election” of Senators.
From time immemorial an election to public office has been in point
of substance no more and no less than the expression by qualified
electors of their choice of candidates.
Long before the adoption of the Constitution the form and
mode of that expression had changed from time to time. There
is no historical warrant for supposing that the framers were
under the illusion that the method of effecting the choice of the
electors would never change or that if it did, the change was for
that reason to be permitted to defeat the right of the people to
choose representatives for Congress which the Constitution had
guaranteed. The right to participate in the choice of representa
tives for Congress includes, as we have said, the right to cast a
ballot and to have it counted at the general election whether for
1 0 United States vs. Classic et at.
the successful candidate or not. Where the state law has made the
y primary an integral part of the procedure of choice, where in
fact the primary effectively controls the choice, the right of the
elector to have his ballot counted at the primary, is likewise included
in the right protected by Article I, § 2. And this right of partici
pation is protected just as is the right to vote at the election, where
the primary is by law made an integral part of the election ma
chinery, whether the voter exercises his right in a party primary
which invariably, sometimes or never determines the ultimate choice
of the representative. Here, even apart from the circumstance that
the Louisiana primary is made by law an integral part of the pro-
cedure of choice, the right to choose a representative is in fact conJ
trolled by the primary because, as is alleged in the indictment, thd
choice of candidates at the Democratic primary determines the
choice of the elected representative. Moreover, we cannot close
our eyes to the fact already mentioned that the practical influence
of the choice of candidates at the primary may be so great as to
affect profoundly the choice at the general election even though
there is no effective legal prohibition upon the rejection at the
election of the choice made at the primary and may thus operate to
deprive the voter of his constitutional right of choice. This was
noted and extensively commented upon by the concurring Justices
in Newberry v. United States, supra, 263-269, 285, 287.
Unless the constitutional protection of the integrity of “ elec
tions” extends to primary elections, Congress is left powerless to
effect the constitutional purpose, and the popular choice of repre
sentatives is stripped of its constitutional protection save only as
Congress, by taking over the control of state elections, may exclude
from them the influence of the state primaries.3 Such an expedient
would end that state autonomy with respect to elections which the
Constitution contemplated that Congress should be free to leave un
disturbed, subject only to such minimum regulation as it should find
necessary to insure the freedom and integrity of the choice. Words,
3 Congress has recognized the effect of primaries on the free exercise of the
right to choose the representatives, for it has inquired into frauds at pnma
as well as at the general elections in judging the “ Elections Returns a
Qualificaions of its Own Members”, Art. I, §5. See Grace \ mRept. No. 158, 63d Cong., 2d Sess.; Peddy v. Mayfield, S. Kept. No. 973, w
Cong., 2d Sess.; Wilson v. Vare, S. Rept. No 1858, 70th Cong., 2d Sess., »•
Rept. No. 47, 71st Cong., 2d Sess., and S. Res. Ill, 71st Cong., 2d Sess. g See also Investigation of Campaign Expenditures m the 1940 Campaig ,
Rept. No. 47, 77th Cong., 1st Sess., p. 48 et seq.
United States vs. Classic et al. 11
especially those of a constitution, are not to be read with such
stultifying narrowness. The words of §§ 2 and 4 of Article I,
read in the sense which is plainly permissible and in the light of
the constitutional purpose, require us to hold that a primary elec
tion which involves a necessary step in the choice of candidates
for election as representatives in Congress, and which in the cir
cumstances of this case controls that choice, is an election within
the meaning of the constitutional provision and is subject to con
gressional regulation as to the manner of holding it.
Not only does § 4 of Article I authorize Congress to regulate the
manner of holding elections, but by Article I, § 8, Clause 18, Con
gress is given authority “ to make all laws which shall be necessary
and proper for carrying into execution the foregoing powers and
all other powers vested by this Constitution in the Government
of the United States or any department or officer thereof.”
This provision leaves to the Congress the choice of means by
which its constitutional powers are to be carried into execution.
“ Let the end be legitimate; let it be within the scope of the Con
stitution, and all means which are appropriate which are plainly
adapted to that end which are not prohibited but consist of the
letter and spirit of the Constitution, are constitutional” . McCul
loch v. Maryland, 4 Wheat. 316, 421. That principle has been con
sistently adhered to and liberally applied, and extends to the con
gressional power by appropriate legislation to safeguard the right
of choice by the people of representatives in Congress secured by
§2 of Article I. Ex parte Yarbrough, supra, 657, 658; cf. Second
Employers Liability Cases, 233 U. S. 1, 49; Houston & Texas By.
Co. v. United States, 234 U. S. 342, 350, 355; Wilson v. New, et al.,
243 U. S. 332, 346, 347; First National Bank v. Union Trust Comr
pany, 244 U. S. 416, 419; Selective Draft Cases, 245 U. S. 366, 381;
United States v. Ferger, et al., 250 U. S. 199, 205; Hamilton v. Ken
tucky Distillers Co., 251 U. S. 146, 155, 163 ; Jacob Rupert v. Caffey,
251 U. S. 264; Smith v. Kansas City Title & Trust Co., 255 U. S.
180; United States v. Darby, No. 82, decided February 3, 1941, and
cases cited.
There remains the question whether §§19 and 20 are an exercise
of the congressional authority applicable to the acts with which
appellees are charged in the indictment. Section 19 makes it a
crime to conspire to “ injure” or “ oppress” any citizen “ in the
12 United States vs. Classic et al.
free exercise of any right or privilege secured to him by the Con
stitution” .4 In Ex parte Yarbrough, supra, and in United States
v. Mosley, supra, as we have seen, it was held that the right to
vote in a congressional election is a right secured by the Consti
tution, and that a conspiracy to prevent the citizen from voting
or to prevent the official count of his ballot when cast, is a con
spiracy to injure and oppress the citizen in the free exercise of a
right secured by the Constitution within the meaning of § 19. In
reaching this conclusion the Court found no uncertainty or am
biguity in the statutory language, obviously devised to protect the
citizen “ in the free exercise of any right or privilege secured to
him by the Constitution” , and concerned itself with the question
whether the right to participate in choosing a representative is so
secured.5 Such is our function here. Conspiracy to prevent the
official count of a citizen’s ballot, held in United States v. Mosley,
supra, to be a violation of § 19 in the case of a congressional elec
tion, is equally a conspiracy to injure and oppress the citizen when
the ballots are cast in a primary election prerequisite to the choice
of party candidates for a congressional election. In both cases the
right infringed is one secured by the Constitution. The injury
suffered by the citizen in the exercise of the right is an injury which
the statute describes and to which it applies in the one case as in
the other.
The suggestion that § 19, concededly applicable to conspiracies
to deprive electors of their votes at congressional elections, is not
sufficiently specific to be deemed applicable to primary elections,
will hardly bear examination. Section 19 speaks neither of elec-
4 Section 19 of the Criminal Code (U. S. C., Title 18, Sec. 51):“If two or more persons conspire to injure, oppress, threaten, or intimidate
any citizen in the free exercise or enjoyment of any right or privilege secured
to him by the Constitution or laws of the United States, or because of tis
having so exercised the same, or if two or more persons go in disguise on the
highway, or on the premises of another, with intent to prevent or hinder his
free exercise or enjoyment of any right or privilege so secured, they shall e fined not more than $5,000 and imprisoned not more than ten years, and sha ,
moreover, be thereafter ineligible to any office, or place of honor, profit, or
trust created by the Constitution or laws of the United States.” ("•
$ 5508; Mar. 4, 1909, c. 321, § 19, 35 Stat. 1092.)
5 In United States v. Mosley, 238 U. S. 383, 386, the Court thought that
‘ ‘ Manifestly the words are broad enough to cover the case ’ it eanvasse
length the objections that § 19 was never intended to apply to crimes aga
the franchise, and the other contention, which it also rejected, that § 19
been repealed or so restricted as not to apply to offenses of that class,
unnecessary to repeat that discussion here.
United States, vs. Classic et al. 13
tions nor of primaries. In unambiguous language it protects “ any
right or privilege secured by the Constitution” , a phrase which as
we have seen extends to the right of the voter to have his vote
counted in both the general election and in the primary election,
where the latter is a part of the election machinery, as well as to
numerous other constitutional rights which are wholly unrelated
to the choice of a representative in Congress. United States v. Wad
dell, 112 U. S. 76; Logan v. United States, 144 U. S. 263; In re
Quarles, 158 U. S. 532; Motes v. United States, 178 U. S. 458;
Quinn V. United States, 238 U. S. 347.
In the face of the broad language of the statute, we are pointed
to no principle of statutory construction and to no significant legis
lative history which could be thought to sanction our saying that
the statute applies any the less to primaries than to elections,
where in one as in the other it is the same constitutional right
which is infringed. It does not avail to attempt to distinguish the
protection afforded by § 1 of the Civil Eights Act of 1871,6 to
the right to participate, in primary as well as general elections,,
secured to all citizens by the Constitution, see Guinn v. United
States, 238 U. S. 347; Nixon v. Herndon, 273 U. S. 536; Nixon
v. Condon, 286 U. S. 73; Lane v. Wilson, 307 U. S. 268, on the
ground that in those cases the injured citizens were Negroes whose
rights were clearly protected by the Fourteenth Amendment. At
least since E'x parte Yarbrough, supra, and no member of the Court
seems ever to have questioned it, the right to participate in the
choice of representatives in Congress has been recognized as a right
protected by Art. I, §§ 2 and 4 of the Constitution.7 Differences of
opinion have arisen as to the effect of the primary in particular cases
on the choice of representatives. But we are troubled by no such
doubt here. Hence, the right to participate through the primary in
the choice of representatives in Congress—a right clearly secured by
6 Section 1 reads: ‘ ‘ Every person who, under color of any statute, ordinance,
regulation, custom or usage, of any State or Territory, subjects or causes to be
subjected, any citizen of the United States or other person within the juris-
iction thereof to the deprivation of any rights, privileges or immunities se
cured by the Constitution and laws, shall be liable to the party injured in an
action at law, suit in equity, or other proper proceeding for redress. ”
9. g. Guinn v. United States, 238 U. S. 347; United States v. O ’Toole,
Fed. 993, a ff’d United States v. Gradwell, 243 U. S. 476; Aczel v. United
‘ rates, 232 Fed. 652; Felix v. United States, 186 Fed. 685; Karem v. United
teres, 121 Fed. 250; Walker v. United States, 93 F. (2d) 383; Luteran v.
Umted States, 93 F. (2d) 395.
United States vs. Classic et al.
the Constitution—is within the words and purpose of § 19 in the
same manner and to the same extent as the right to vote at the gen
eral election. United States v. Mosley, supra. It is no extension of
the criminal statute, as it was not of the civil statute in Nixon v.
Herndon, supra, to find a violation of it in a new method of inter
ference with the right which its words protect.. For it is the consti
tutional right, regardless of the method of interference, which is the
subject of the statute and which in precise terms it protects from in
jury and oppression.
It is hardly the performance of the judicial function to con
strue a statute, which in terms protects a right secured by the
Constitution, here the right to choose a representative in Con
gress, as applying to an election whose only function is to ratify
a choice already made at the primary but as having no application
to the primary which is the only effective means of choice. To
withdraw from the scope of the statute, an effective interference
with the constitutional right of choice, because other wholly differ
ent situations not now before us may not be found to involve such
an interference, cf. United States v. Bathgate, 246 U. S. 220;
United States v. Cradwell, 243 U. S. 476, is to say that acts plainly
within the statute should be deemed to be without it because other
hypothetical cases may later be found not to infringe the consti
tutional right with which alone the statute is concerned.
If a right secured by the Constitution may be infringed by the
corrupt failure to include the vote at a primary in the official count,
it is not significant that the primary, like the voting machiffe, was
unknown when § 19 was adopted.8 Abuse of either may infringe
the right and therefore violate § 19. See United States v. Pleva,
66 F. (2d) 529, 530; cf. Browder v. United States, 312 U. S. — •
Nor does the fact that in circumstances not here present there
may be difficulty in determining whether the primary so affecte
the right of the choice as to bring it within the constitutional
protection, afford any ground for doubting the construction
and application of the statute once' the constitutional question
8 No conclusion is to be drawn from tbe failure of the Hatch Act, 53 Stafc
1147, 18 XT. S. 0. § 61, to enlarge $ 19 by provisions specifically aPPllca;l t0 primaries. Its failure to deal with the subject seems to be attributame
constitutional doubts, stimulated by Newberry v. United States, 25b . • 1which are here resolved. See 84 Cong. Rec., 76th Cong., 1st bess., p. ’
cf. Investigation of Campaign Expenditures in the 1940 Campaign, • F
No. 47, 77th Cong., 1st Sess., p. 48.
14
United States vs. Classic ex al. 15
is resolved. That difficulty is inherent in the judicial admin
istration of every federal criminal statute, for none, whatever
its terms, can be applied beyond the reach of the congressional
power which the Constitution confers. Standard Sanitary Mfg. Co.
V. United States, 226 U. S. 20 • Hoke v. United States, 227 U. S. 308;
Nash v. United States, 229 U. S. 373; United States v. Freeman, 239
U. S. 117; United States v. F. W. Darby, No. 82, decided February
3, 1941
The right of the voters at the primary to have their votes counted
is, as we have stated, a right or privilege secured by the Constitu
tion, and to this § 20 also gives protection.9 The alleged acts of ap-'
pellees were committed in the course of their performance of duties
under the Louisiana statute requiring them to count the ballots, to
record the result of the count, and to certify the result of the elec
tion. Misuse of power, possessed by virtue of state law and made
possible only because the wrongdoer is clothed with the authority of
state law, is action taken “ under color of” state law. Ex parte
Virginia, 100 U. S. 339, 346; Home Telephone & Telegraph Co. v.
Los Angeles, 227 U. S. 278, 287, et seq.; Hague v. C. I. O., 307
U. S. 496, 507, 519; cf. 101 F. (2d) 774, 790. Here the acts of
appellees infringed the constitutional right and deprived the
voters of the benefit of it within the meaning of § 20, unless by its
terms its application is restricted to deprivations “ on account of
Jnhabitant being an alien or by reason of his color or race
The last clause oTT§"20 protects inhabitants of a state from being
subjected to different punishments, pains or penalties by reason of
alienage, color or race, than are prescribed for the punishment of
citizens. That the qualification with respect to alienage, color
and race, refers only to differences in punishment and not to de
privations of any rights or privileges secured by the Constitution,
is evidenced by the structure of the section and the necessities of
the practical application of its provisions.. The qualification as to
alienage, color and race, is a parenthetical phrase in the clause
20 0f the Criminal Code (M- s- Title 18, Sec. 5 2 ):Whoever, under color of any law, statute, ordinance, regulation, or custom, wilfully subjects, or causes to be subjected, any inhabitant of any State,
erntory, or District to the deprivation of any rights, privileges, or immuni-
ies secured or protected by the Constitution and laws of the United States,
?r. o different punishments, pains, or penalties, on account of such inhabitant emg an alien, or by reason of his color, or race, than are prescribed for
® punishment of citizens, shall be fined not more than $1,000, or imprisoned not more than one year, or both.” (E. S. § 5510; Mar. 4, 1909, c. 321, $ 20, 35 Stat. 1092.) ’ ’
16 United States vs. Classic et al.
penalizing different punishments “ than are prescribed for citizens”
and in the common use of language could refer only to the subject
matter of the clause and not to that of the earlier one relating to the
deprivation of rights to which it makes no reference in terms.
Moreover the prohibited differences of punishment on account of
alienage, color or race, are those referable to prescribed punish
ments which are to be compared with those prescribed for citizens.
A standard is thus set up applicable to differences in prescribed
punishments on account of alienage, color or race, which it would
be difficult if not impossible to apply to the willful deprivations of
constitutional rights or privileges, in order to determine whether
they are on account of alienage, color or race. We think that § 20
authorizes the punishment of two different offenses. The one is
willfully subjecting any inhabitant to the deprivation of rights se
cured by the Constitution; the other is willfully subjecting any
inhabitant to different punishments on account of his color or race,
than are prescribed for the punishment of citizens. The meager
legislative history of the section supports this conclusion.10
So interpreted § 20 applies to deprivation of the constitutional
rights of qualified voters to choose representatives in Congress. The
generality of the section made applicable as it is to deprivations of
any constitutional right, does not obscure its meaning or impair its
force within the scope of its application, which is restricted by its
terms to deprivations which are willfully inflicted by those acting
under color of any law, statute and the like.
10 The precursor of $ 20 was 5 2 of the Civil Eights Act of April 9, 1866, 14
Stat. 27, which reads:
‘ ‘ That any person who, under color of any law, statute, ordinance, regula
tion, or custom shall subject, or cause to be subjected, any inhabitant of any
State or Territory to the deprivation of any right secured or protected by this
act, or to different punishment, pains, or penalties on account of such person having at any time been held in a condition of slavery or involuntary servi
tude, except as a punishment for crime whereof the party shall have eon
duly convicted, or by reason of his color or race, than is prescribed ror
punishment of white persons, shall be deemed guilty of a misdemeanor, ana,
on conviction shall be punished by fine. . .
This section, so far as now material, was in substance the same as § 2
cept that the qualifying reference to differences in punishment ma e! no
tion of alienage, the reference being to “different punishment on aeeoim
such person having at any time been held in a condition of slave y
voluntary servitude”. qoa, theSenator Trumbull, the putative author of S. 61, 39th Cong., Is ®H{tee Civil Eights Bill of 1866, and Chairman of the Senate Judiciary Co f
which reported the bill, in explaining it stated that the bill was to p
United States vs. Classic et al. 17
We do not discuss the application of § 20 to deprivations of the
right to equal protection of the laws guaranteed by the Fourteenth
Amendment, a point apparently raised and discussed for the first
time in the Government’s brief in this Court. The point was not
specially considered or decided by the court below, and has not been
assigned as error by the Government. Since the indictment on its
face does not purport to charge a deprivation of equal protection to
voters or candidates, we are not called upon to construe the indict
ment in order to raise a question of statutory validity or construc
tion which we are alone authorized to review upon this appeal.
Reversed.
The C h ie f Justice took no part in the consideration or decision
of this case.
all persons in the United States in their civil rights and furnishes the means of their vindication. . . .” Cong. Globe, 39th Cong., 1st Sess., p. 211. He
also declared, “The bill applies to white men as well as black men:’’. Cong.
Globe, 39th Cong., 1st Sess., p. 599. Opponents of the bill agreed with this
construction of the first clause of the section, declaring that it referred to the
deprivation of constitutional rights of all inhabitants of the states of every race and color. Pp. 598, 601.
On February 24, 1870, Senator Stewart of Nevada, introduced S. 365, 41st Cong., 2d Sess., $ 2 of whieh read:
“That any person who under color of any law, statute, ordinance, regulation
or custom shall subject, or cause to be subjected any inhabitant or any State
or Territory to the deprivation of any rights secured or protected by this act,
or to different punishment, pains, or penalties on account of such person being
an alien, or by reason of his color or race, than is prescribed for the punish
ment of white persons, shall be deemed guilty of a misdemeanor. . . .”
In explaining the bill he declared, Cong. Globe, 41st Cong., 2d Sess., p. 1536,
that the purpose of the bill was to extend its benefits to aliens, saying, “It
extends the operation of the Civil Rights Bill, whieh is well known in the
Senate and to the country, to all persons within the jurisdiction of the United
States.” The Committee reported out a substitute bill to H. R. 1293, to
which S. 365 was added as an amendment. As so amended the bill when
adopted became the present § 20 of the Criminal Code whieh read exactly as
did § 2 of the Civil Rights Act, except that the word ‘ ‘ aliens ’ ’ was added and
the word “citizens” was substituted for the phrase “white persons”.
While the legislative history indicates that the immediate occasion for the
adoption of § 20, like the Fourteenth Amendment itself, was the more ade
quate protection of the colored race and their civil rights, it shows that neither
was restricted to that purpose and that the first clause of § 20 was intended to
protect the constitutional rights of all inhabitants of the states. H. R. 1293,
41st Cong., 2d Sess., which was later amended in the Senate to include § 2 of
8. 365 as § 17 of the bill as it passed, now § 20 of the Criminal Code, was orig
inally entitled “A bill to enforce the right of citizens of the United States to
vote in the several states of this Union who have hitherto been denied that
right on account of Tace, color or previous condition of servitude ’ ’. When the
bill came to the Senate its title was amended and adopted to read, ‘ ‘ A bill to
enforce the right of citizens of the United States to vote in the several states
of this Union and for other purposes. ’ ’
SUPREME COURT OF THE UNITED STATES
No. 618.— October Term, 1940.
The United States of America, Ap
pellant,
vs.
Patrick B. Classic, John A. Morris,
Bernard W. Yeager, Jr., William
Schumacher, and J. J. Fleddermann.
[May 26, 1941.]
Mr. Justice Douglas, dissenting.
Free and honest elections are the very foundation of our repub
lican form of government. Hence any attempt to defile the sanc
tity of the ballot cannot be viewed with equanimity. As stated by
Mr. Justice Miller in Ex parte Yarbrough, 110 U. S. 651, 666, “ the
temptations to control these elections by violence and corruption”
have been a constant source of danger in the history of all republics.
The acts here charged, if proven, are of a kind which carries that
threat and are highly offensive. Since they corrupt the process of
Congressional elections, they transcend mere local concern and ex
tend a contaminating influence into the national domain.
I think Congress has ample power to deal with them. That is to
say I disagree with Newberry v. United States, 256 U. S. 232, to
the extent that it holds that Congress has no power to control pri
mary elections. Art. I, § 2 of the Constitution provides that “ The
House of Eepresentatives shall be composed of Members chosen
every second Year by the People of the several States.” Art I,
§ 4 provides that ‘ ‘ The Times, Places and Manner of holding Elec
tions for Senators and Representatives, shall be prescribed in each
State by the Legislature thereof; but the Congress may at any time
by Law make or alter such Regulations, except as to the Places of
chusing Senators. ” And Art. I, § 8, clause 18 gives Congress the
power ‘ ‘ To make all Laws which shall be necessary and proper for
carrying into Execution the foregoing Powers, and all other Powers
rested by this Constitution in the Government of the United States,
°r m any Department or Officer thereof.” Those sections are an
Appeal from the District
Court of the United
States for the Eastern
District of Louisiana.
2 United States vs. Classic et al.
arsenal of power ample to protect Congressional elections from any
and all forms of pollution. The fact that a particular form of
pollution has only an indirect effect on the final election is imma
terial. The fact that it occurs in a primary election or nominating
convention is likewise irrelevant. The important consideration is
that the Constitution should be interpreted broadly so as to give
to the representatives of a free people abundant power to deal
with all the exigencies of the electoral process. It means that the
Constitution should be read so as to give Congress an expansive
implied power to place beyond the pale acts which, in their direct
or indirect effect, impair the integrity of Congressional elections.
For when corruption enters, the election is no longer free, the
choice of the people is affected. To hold that Congress is powerless
to control these primaries would indeed be a narrow construction of
the Constitution inconsistent with the view that that instrument of
government was designed not only for contemporary needs but foi
the vicissitudes of time.
:So I agree with most of the views expressed in the opinion of the
Court. And it is with diffidence that I dissent from the result there
reached.
The disagreement centers on the meaning of § 19 of the Criminal
Code which protects every right secured by the Constitution. The
right to vote at a final Congressional election and the right to have
one’s vote counted in such an election have been held to be protected
by § 19. Ex parte Yarbrough, supra; United States v. Mosley, 208
U. S. 383. Yet I do not think that the principles of those cases
should be, or properly can be, expended to primary elections. To
sustain this indictment we must so extend them. But when we do,
we enter perilous territory.
We enter perilous territory because, as stated in United States
v. Gradwell, 243 U. S. 476, 485, there is no common law offense
against the United States; “ the legislative authority of the Union
must first make an act a crime, affix a punishment to it, and declare
the Court that shall have jurisdiction of the offence.” United
States v. Hudson, 7 Cranch 32, 34. If a person is to be convicted
of a crime, the offense must be clearly and plainly embraced with™
the statute. As stated by Chief Justice Marshall in United State?
v. Wiltberger, 5 Wheat. 76, 105, “ probability is not a guide whic
a court, in construing a penal statute, can safely take. It is one
United States vs. Classic et al. 3
thing to allow wide and generous scope to the express and implied
powers of Congress; it is distinctly another to read into the vague
and general language of an act of Congress specifications of crimes.
We should ever be mindful that “ before a man can be punished,
his case must be plainly and unmistakably within the statute.”
United States v. Lacher, 134 U. S. 624, 628. That admonition is
reemphasized here by the fact that § 19 imposes not only a fine of
$5,000 and ten years in prison but also makes him who is convicted
“ ineligible to any office, or place of honor, profit, or trust created
by the Constitution or laws of the United States.” It is not enough
for us to find in the vague penumbra of a statute some offense about
which Congress could have legislated and then to particularize it
as a crime because it is highly offensive. Cf. James v. Bowman, 190
U. S. 127. Civil liberties are too dear to permit conviction for
crimes which are only implied and which can be spelled out only
by adding inference to inference.
See. 19 does not purport to be an exercise by Congress of its
power to regulate primaries. It merely penalizes conspiracies “ to
injure, oppress, threaten, or intimidate any citizen in the free exer
cise or enjoyment of any right or privilege secured to him by the
Constitution or laws of the United States” . Thus, it does no more
than refer us to the Constitution1 for the purpose of determining
whether or not the right to vote in a primary is there secured.
'Hence we must do more than find in the Constitution the power of
Congress to afford that protection. We must find that protection
on the face of the Constitution itself. That is to say, we must in
view of the wording of § 19 read the relevant provisions of the
Constitution for the purposes of this case through the window of
a criminal statute.
There can be put to one side cases where state election officials
deprive negro citizens of their right to vote at a general election
(Guinn v. United States, 238 U. S. 347), or at a primary. Nixon
v. Herndon, 273 U. S. 536; Nixon v. Condon, 286 U. S. 73. Dis
crimination on the basis of race or color is plainly outlawed by the
Fourteenth Amendment. Since the constitutional mandate is
plain, there is no reason why § 19 or § 20 should not be applicable.
But the situation here is quite different. When we turn to the
1 While 5 19 also refers to ‘ ‘ laws of the United States ” , § 19 and § 20 are
the only statutes direetly in point.
4 United States vs. Classic et al.
constitutional provisions relevant to this case we find no such un
ambiguous mandate.
Art. I, § 4 specifies the machinery whereby the times, places and
manner of holding elections shall be established and controlled.
Art. I, § 2 provides that representatives shall be “ chosen” by the
people. But for purposes of the criminal law as contrasted to the
interpretation of the Constitution as the source of the implied
power of Congress, I do not think that those provisions in absence
of specific legislation by Congress protect the primary election or
the nominating convention. While they protect the right to vote
and the right to have one’s vote counted at the final election as
held in the Yarbrough and Mosley cases, they certainly do not perse
extend to all acts which in their indirect or incidental effect
restrain, restrict, or interfere with that choice. Bribery of voters
at a general election certainly is an interference with that freedom
of choice. It is a corruptive influence which for its impact on the
election process is as intimate and direct as the acts charged in
this indictment. And Congress has ample power to deal with it.
But this Court in United States v. Bathgate, 246 U. S. 220, by a
unanimous vote, held that conspiracies to bribe voters at a general
election -were not covered by § 19. While the conclusion in that
case may be reconciled with the results in the Yarbrough and
Mosley cases on the ground that the right to vote at a general elec
tion is personal while the bribery of voters only indirectly affects
that personal right, that distinction is not of aid here. For the
failure to count votes cast at a primary lias by the same token only
an indirect effect on the voting at the general election. In terms
of causal effect tampering with the primary vote may be as im
portant on the outcome of the general election as bribery of voters
at the general election itself. Certainly from the viewpoint of
the individual voter there is as much a dilution of his vote m the
one ease as in the other. So, in light of the Mosley and Bathgate
cases, the test under § 19 is not whether the acts in question cons l-
tute an interference with the effective choice of the voters. lS
whether the voters are deprived of their votes in the general e ec-
tion. Such a test comports with the standards for construction o a
criminal law, since it restricts § 19 to protection of the rights P am
and directly guaranteed by the Constitution. Any other e ̂
tails an inquiry into the indirect or incidental effect on the gen
election of the acts done. But in view of the generality o
N. A. A. C. R
m FIFTH AVENUE
United States vs. Classic et al/O RK , N. V.5
words employed such a test would be incompatible with the criteria
appropriate for a criminal case.
The Mosley case, in my view, went to the verge when it held that
§ 19 and the relevant constitutional provisions made it a crime to
fail to count votes cast at a general election. That Congress in
tended § 19 to have that effect was none too clear. The dissent
ing opinion of Mr. Justice Lamar in that case points out that § 19
was originally part of the Enforcement Act of May 31, 1870, c. 114,
§ 6; 16 Stat. 140. Under another section of that act (§4), which was
repealed by the Act of February 8, 1894 (28 Stat. 36) the crime
charged in the Mosley case would have been punishable by a fine of
not less than $500 and imprisonment for 12 months.2 Under § 19
it carried, as it still does, a penalty of $5000 and ten years in prison.
The Committee Report (H. Rep. No. 18, 53d Cong., 1st Sess.) which
recommended the repeal of other sections clearly indicated an
intent to remove the hand of the Federal Government from such
elections and to restore their conduct and policing to the states. As
the Report stated (p. 7) : “ Let every trace of the reconstruction
measures be wiped from the statute books; let the States of this
great Union understand that the elections are in their own hands,
and if there be fraud, coercion, or force used they will be the first
to feel it. Responding to a universal sentiment throughout the
country for greater purity in elections many of our States have
enacted laws to protect the voter and to purify the ballot. These,
under the guidance of State officers, have worked efficiently, satis
factorily, and beneficently; and if these Federal statutes are re
pealed that sentiment will receive an impetus which, if the cause
still exists, will carry such enactments in every State in the Union.”
In view of this broad, comprehensive program of repeal it is not
easy to conclude that the general language of § 19 which was not
repealed not only continued in effect much which had been re-
- See. 5506, Rev. Stat.: ‘ ‘ Every person who, by any unlawful means,
flinders, delays, prevents, or obstructs, or combines and confederates with
others to hinder, delay, prevent, or obstruct, any citizen from doing any
act required to be done to qualify him to vote, or from voting at any
e ection . . . shall be fined not less than five hundred dollars, or be
imprisoned not less than one month nor more than one year, or be punished
7 both such fine and imprisonment.” See. 5511 provided: ‘ ‘ I f, at any
e ection for Representative or Delegate in Congress, any person . . . know
ing y receives the vote of any person not entitled to vote, or refuses to receive
ie vote of any person entitled to vote . . . he shall be punished by a fine
not more than five hundred dollars, or by imprisonment not more than three
years, or by both
6 United States vs. Classic et al.
pealed but also upped the penalties for certain offenses which had
been explicitly covered by one of the repealed sections. Mr. Jus
tice Holmes, writing for the majority in the Mosley case, found in
the legislative and historical setting of § 19 and in its revised form
a Congressional interpretation which, if § 19 were taken at its face
value, was thought to afford voters in final Congressional elections
general protection. And that view is a tenable one since § 19
originally was part of an Act regulating general elections and since
the acts charged had a direct rather than an indirect effect on the
right to vote at a general election.
But as stated by a unanimous court in United States v. Gradwell,
supra, p. 486, the Mosley case “ falls far short” of making §19
“ applicable to the conduct of a state nominating primary” . Indeed,
Mr. Justice Holmes, the author of the Mosley opinion, joined with
Mr. Justice McReynolds in the Newlerry case in his view that
Congress had no authority under Art. I, § 4 of the Constitution
to legislate on primaries. When § 19 was part of the Act of May 31,
1870, it certainly would never have been contended that it embraced
primaries, for they were hardly known at that time.3 It is true
that “ even a criminal statute embraces everything which subse
quently falls within its scope.” Browder v. United States, 312 U. S.
335, 340. Yet the attempt to bring under § 19 offenses “ committed
in the conduct of primary elections or nominating caucuses or con
ventions” was rejected in the Gradwell case, where this Court said
that in absence of legislation by Congress on the subject of pri
maries it is not for the courts “ to attempt to supply it by stretch
ing old statutes to new uses, to which they are not adapted and
for which they were not intended. . . . the section of the Crim
inal Code relied upon, originally enacted for the protection of the
civil rights of the then lately enfranchised negro, cannot be ex
tended so as to make it an agency for enforcing a state primary
law.” 243 U. S. pp. 488-489. The fact that primaries were hardly
known when § 19 was enacted, the fact that it was part of a legis
lative program governing general elections not primary elections,
the fact that it has been in nowise implemented by legislation
directed at primaries give credence to the unanimous view in 1 e
Gradwell case that § 19 has not by the mere passage of time tajffl
3Merriam & Overaeker, Primary Elections (1928)
American Parties & Elections (1927) cli. X ; Brooks,
chs. I-III, Vj.Sadt
Political Parties *
Electoral Problems (1933) ch. X.
United States vs. Classic et al. 7
on a new and broadened meaning. At least it seems plain that
the difficulties of applying the historical reason adduced by Mr.
Justice Holmes in the Mosley ease to bring general elections within
§ 19 are so great in case of primaries that we have left the safety-
zone of interpretation of criminal statutes when we sustain this
indictment. It is one thing to say, as in the Mosley case, that
Congress was legislating as respects general elections when it
passed § 19. That was the fact. It is quite another thing to say
that Congress by leaving § 19 unmolested for some seventy years
has legislated unwittingly on primaries. Sec. 19 was never part
of an act of Congress directed towards primaries. That was not
its original frame of reference. Therefore, unlike the Mosley case,
it cannot be said here that § 19 still covers primaries because it
was once an integral part of primary legislation.
Furthermore, the fact that Congress has legislated only sparingly
and at infrequent intervals even on the subject of general elections
(United States v. Gradwell, supra) should make us hesitate to con
clude that by mere inaction Congress has taken the greater step,
entered the field of primaries, and gone further than any announced
legislative program has indicated. The acts here charged consti
tute crimes under the Louisiana statute. La. Act No. 46, Reg. Sess.
1940, § 89. In absence of specific Congressional action we should
assume that Congress has left the control of primaries and nominat
ing conventions to the states—an assumption plainly in line with
the Committee Report, quoted above, recommending the repeal
of portions of the Enforcement Act of May 31, 1870 so as to place
the details of elections in state hands. There is no ground for infer
ence in subsequent legislative history that Congress has departed
from that policy by superimposing its own primary penal law on the
primary penal laws of the states. Rather, Congress has been fairly
consistent in recognizing state autonomy in the field of elections. To
be sure, it has occasionally legislated on primaries.4 But even when
dealing specifically with the nominating process, it has never made
acts of the kind here in question a crime. In this connection it should
be noted that the bill which became the Hatch Act (53 Stat. 1147;
18 IJ. S. C. § 61) contained a section which made it unlawful “ for
any person to intimidate, threaten, or coerce, or to attempt to intim-
4 Act of June
August 19, 1911,
Stat. 1013.
25, 1910, c. 392, 36 Stat. 822, as amended by the Act of
e. 33, 37 Stat. 25; Act of October 16, 1918, e. 187, 40
8 United States vs. Classic et al.
idate, threaten, or coerce, any other person for the purpose of in
terfering with the right of such other person to vote or to vote as
he may choose, or of causing such other person to vote for or not
to vote for any candidate for the nomination of any party as its
candidate” for various federal offices including representatives
“ at any primary or nominating convention held solely or in part”
for that purpose. This was stricken in the Senate. 84 Cong. Kec.,
pt. 4, 76th Cong., 1st Sess., p. 4191. That section would have ex
tended the same protection to the primary and nominating con
vention as § 1 of the Hatch Act5 extends to the general election.
The Senate, however, refused to do so. Yet this Court now holds
that § 19 has protected the primary vote all along and that it
covers conspiracies to do the precise thing on which Congress re
fused to legislate in 1939. The hesitation on the part of Congress
through the years to enter the primary field, its refusal to do so6
in 1939, and the restricted scope of such primary laws as it has
passed should be ample evidence that this Court is legislating when
it takes the initiative in extending § 19 to primaries.
We should adhere to the strict construction given to §19 by a
unanimous court in United States v. Bathgate, supra, p. 226, where
it was said : ‘ ‘ Section 19, Criminal Code, of course, now has the same
meaning as when first enacted . . . and considering the policy of
Congress not to interfere with elections within a State except by
clear and specific provisions, together with the rule respecting con
struction of criminal statutes, we cannot think it was intended to
apply to conspiracies to bribe voters. ’ ’ That leads to the conclusion
that § 19 and the relevant constitutional provisions should be read so
as to exclude all acts which do not have the direct effect of de
priving voters of their right to vote at general elections. That
5 ‘ ‘ That it shall be unlawful for any person to intimidate, threaten, or coerce,
or to attempt to intimidate, threaten, or coerce, any other person for the purpose
of interfering with the right of such other person to vote or to vote as he may
choose, or of causing such other person to vote for, or not to vote for, any
candidate for the office of President, Vice President, Presidential elector,
Member of the Senate, or Member of the House of Representatives at any
election held solely or in part for the purpose of selecting a President, a Vice
President, a Presidential elector, or any Member of the Senate or any Member
of the House of Representatives, Delegates or Commissioners from the Terri
tories and insular possessions. ’ ’
6 Sec. 2 of the Hatch Act, however, does make unlawful certain acts of ad
ministrative employees even in connection with the nominations for certain
federal offices. And see 54 Stat. 767, No. 753, eh. 640, 76th Cong., 3d “ess.
As to the power of Congress over employees or officers of the government see
United States v. Wurzbach, 280 U. S. 396.
United States vs. Classic et al. 9
view has received tacit recognition by Congress. For the history
of legislation governing Federal elections shows that the occasional
Acts of Congress7 on the subject have been primarily directed
towards supplying detailed regulations designed to protect the
individual’s constitutional right to vote against pollution and
corruption. Those laws, the latest of which is § 1 of the Hatch
Act, are ample recognition by Congress itself that specific legis
lation is necessary in order to protect the electoral process against
the wide variety of acts which in their indirect or incidental effect
interfere with the voter’s freedom of choice and corrupt the elec
toral process. They are evidence that detailed regulations are
essential in order to reach acts which do not directly interfere with
the voting privilege. They are inconsistent with the notions in
the opinion of the Court that the Constitution unaided by definite
supplementary legislation protects the methods by which party
candidates are nominated.
That § 19 lacks the requisite specificity necessary for inclusion
of acts which interfere with the nomination of party candidates is
reemphasized by the test here employed. The opinion of the Court
stresses, as does the indictment, that the winner of the Democratic
primary in Louisiana invariably carries the general election. It is
also emphasized that a candidate defeated in the Louisiana primaries
cannot be a candidate at the general election. Hence, it is argued
that interference with the right to vote in such a primary is “ as
a matter of law and in fact an interference with the effective choice
of the voters at the only stage of the election procedure when their
choice is of significance,” and that the “ primary in Louisiana is
an integral part of the procedure for the popular choice” of repre
sentatives. By that means the Gradwell case is apparently dis
tinguished. But I do not think it is a valid distinction for the
purposes of this case.
One of the indictments in the Gradwell case charged that the
defendants conspired to procure one thousand unqualified persons
to vote in a West Virginia primary for the nomination of a
United States Senator. This Court, by a unanimous vote, affirmed
the judgment which sustained a demurrer to that indictment. The
Court specifically reserved the question as to whether a “ primary
7 See for example, Act of May 31, 1870, 16 Stat. 140; Act of July 14, 1870,
16 Stat. 254, 255-256; Act of Feb. 28, 1871, 16 Stat. 433; Act of June 25,
1910, 36 Stat. 822; Act of August 19, 1911, 37 Stat. 25; Act of August 23,
1912, 37 Stat. 360; Act of October 16, 1918, 40 Stat. 1013; Federal Corrupt
Practices Act, 1925, 43 Stat. 1070; Hatch Act, August 2, 1939, 53 Stat. 1147.
1 0 United States vs. Classic et al.
should be treated as an election within the meaning of the Consti
tution” . But it went on to say that even assuming it were, certain
‘ ‘ strikingly unusual features” of the particular primary precluded
such a holding in that case. It noted that candidates of certain
parties were excluded from the primary and that even candidates
who were defeated at the primary could on certain conditions be
nominated for the general election. It therefore concluded that
whatever power Congress might have to control such primaries, it
had not done so by § 19.
If the Gradwell case is to survive, as I think it should, we have
therefore this rather curious situation. Primaries in states where the
winner invariably carries the general election are protected by § 19
and the Constitution, even though such primaries are not by law an
integral part of the election process. Primaries in states where the
successful candidate never wins, seldom wins, or may not win in the
general election are not so protected, unless perchance state law
makes such primaries an integral part of the election process. Con
gress having a broad control over primaries might conceivably draw
such distinctions in a penal code. But for us to draw them under
§ 19 is quite another matter. For we must go outside the statute, ex
amine local law and local customs, and then on the basis of the legal
or practical importance of a particular primary interpret the vague
language of § 19 in the light of the significance of the acts done.
The result is to make refined and nice distinctions which Congress
certainly has not made, to create unevenness in the application of
§ 19 among the various states, and to make the existence of a crime
depend, not on the plain meaning of words employed interpreted in
light of the legislative history of the statute, but on the result of re
search into local law or local practices. Unless Congress has ex
plicitly made a crime dependent on such facts, we should not under
take to do so. Such procedure does not comport with the strict
standards essential for the interpretation of a criminal law. The
necessity of resorting to such a circuitous route is sufficient evidence
to me that we are performing a legislative function in finding here a
definition of a crime which will sustain this indictment. A crime,
no matter how offensive, should not be spelled out from such vague
inferences.
Mr. Justice B l a c k and Mr. Justice M u r p h y join in this dissent.
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