Petition for Writ of Certiorari Beech v. Melancon and Gallo (draft)
Working File
October 10, 1972
36 pages
Cite this item
-
Case Files, Garner Working Files. Petition for Writ of Certiorari Beech v. Melancon and Gallo (draft), 1972. f7447589-33a8-f011-bbd3-000d3a53d084. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/0a86fc96-97cd-43cd-b23b-f68102473be2/petition-for-writ-of-certiorari-beech-v-melancon-and-gallo-draft. Accessed June 17, 2026.
Copied!
In The
SUPREME COURT OF THE UNITED STATES
October Term, 1972
No.
ROBERT BEECH,
Petitioner,
V.
D.J. MELANCON and P.J. GALLO.
PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE SIXTH CIRCUIT
JACK GREENBERG
JAMES M. NABRIT, III
CHARLES STEPHEN RALSTON
DREW S. DAYS, III
10 Columbus Circle
New York, New York 10019
WALTER L. BAILEY, Jr.
Ratner, Sugarmon & Lucas
525 Commerce Building
Memphis, Tennessee 38103
Attorneys for Petitioner
Index
Opinions Below .....................................
Jurisdiction ....................................... 2
Question Presented ................................. 2
Constitutional and Statutory Provisions Involved .... 2
Statement of The Case .............................. 3
Factual Background .............................. 3
Proceedings Below ............................... 4
Reasons For Granting The Writ ...................... 5
Introduction .................................... 5
I. The Sixth Circuit Decision Conflicts
With Prior Decisions Of This Court And
With Those Of Other Circuits ................... 9
Page
A. The Sixth Circuit Decision Conflicts
With Holdings That 42 U.S.C. § 1983
Damage Actions Lie Against State
Officials Acting In Conformity With
State Law ......................... .
B, The Immunity Accorded By The Sixth
Circuit To Police Officers Acting In
Good Faith Under State Statutes Not
Previously Declared Unconstitutional
Conflicts With Prior Decisions Of
This Court In That It Erases The
Crucial Distinction Between Criminal
And Civil Liability Under § 1983 .... 11
The Sixth Circuit Doctrine Is In
Conflict With Decisions Of This
Court That Establish The Right To
Bring Personal Damage Actions To
Challenge Unconstitutional State
Statutes ........................ 13
D. The Sixth Circuit Doctrine Is In
Conflict With Decisions Of This
Court That Establish A Distinction
Between A Constitutional Test Of A
State Statute "On Its Face" And A
Test Of Such A Statute "As Applied" 15
II. If The Decision Of The Sixth Circuit Is Read
To Hold That Use Of Deadly Force Is Con
stitutional Regardless Of Circumstance ,
Then It Presents An Issue Of Great National
Importance That Should Be Resolved By This Court .....................................
Conclusion
Appendix
16
21
TABLE OF AUTHORITIES
cases
Anderson v. Haas, 341 F.2d 497 (3rd Cir. 1965)......... XI
Basista v. Weir, 340 F.2d 74 (3rd cir. 1965) ............ XI
Beck V. Ohio, 379 U.S. 89 (1964)......................... X3
Bivens v. Six Unknown Named Agents of Federal Bureau
of Narcotics, 403 U.S. 388 (1971)...................... 13,14
Brooks V. Moss, 242 F.Supp. 531 (W.D.S.C. 1965) .............. 18
Brown v. Mississippi, 297 U.S. 279 (1936)................ 17
Clark V. United States, 193 F.2d 294 (5th Cir. 1951)..... 12,18
Cohen v. Norris, 300 F.2d 24 (9th cir. 1962)............. 11
Commonwealth v. Chermansky, 430 Pa. 170 242 A 2d236 (1968)................................. *........... 20
Coolidge v. New Hampshire, 403 U.S. 443 (1971)........... X4
Cunningham v. Ellington, 323 F.Supp. 1072 (W.D. Tenn. 1971) 14,17
Edwards v. South Carolina, 372 U.S. 229 (1963)........... 13
Furman v. Georgia, 408 U.S. 238 (1972)................... 18
Guido V. city of Schenectady, 404 F.2d 728 (2aid cir. 1968) 16
Herschel v. Dyra, 365 F.2d 17 (7th Cir. 1966), cert. den.
sub nom., Herschel v. Wilson, 385 U.S. 973 (1966)...... 11
Halden, 268 F.2d 280 (9th Cir. 1959).......... 11
Jackson v. Duke, 259 F.2d 3 (5th cir. 1953).............. 18
Jackson v. Martin, 261 F.Supp. 902 (N.D. Miss., 1966) .... 20
Jenkins v. Averett, 424 F.2d 1228 (4th Cir. 1970)......... 11,18
Lanzetta v. New Jersey, 306 U.S. 451 (1939)............ 15
Love V. Bass, 145 Tenn. 522, 238 S.W. 94 (1921)............. 20
Marshall v. Sawyer, 301 F.2d 639 (9th Cir. 1962) .......... 11
Monroe v. Pape, 365 U.S. 167 (1961)...................... 9,10,11,12
Myers v. Anderson, 238 U.S. 368 (1915)................... 10
Nixon V. Condon, 286 U.S. 73 (1932) .............................. XO
Nixon V. Herndon, 273 U.S. 536 (1927)........................... 10
Palko V. Connecticut, 302 U.S. 319 (1937) ............... X7
Pierson v. Ray, 386 U.S. 547 (1967) ...................... 6,7,16
Reneau v. State, 70 Tenn. 720, 31 Am.Rep. 626 (1879) .... 20
Rochin V. California, 342 U.S. 165 (1952) ............... X8
Sauls V. Hutto, 304 F. Supp 124 (E.D. La. 1969) ........ 20
Scarborough v. State, 76 S.W.2d 106 (1934) ........... 20
Screws v. United States, 325 U.S. 91 (1941).......... 12
Smith V. Allwright, 321 U.S. 649 (1944) ................... 10
Smith V. Cremins, 308 F.2d 187 (9th Cir. 1962) ......... 11
Snyder v. Massachusetts, 291 U.S. 97 (1932)............ 17
Storey v. State, 71 Ala. 329 (1882)................... 20
Stringer v. Dilger, 313 F.2d 536 (10th Cir. 1963) .... 18
Thornhill v. Alabama, 310 U.S. 88 (1940)............. 15
Whirl V. Kern, 407 F.2d 781 (5th Cir. 1968)............. 11
Wolf V. Colorado, 338 U.S. 25 (1949) ....... ......... 17
Yick Wo V. Hopkins, 118 U.S. 356 (1886).............. 15
Constitutional and Statutory Authorities
Fifth Amendment, U.S. Constitution .................. 2
Fourteenth Amendment, U.S. Constitution.............. 2
18 U.S.C. § 242 ..................................... 12
42 U.S.C. § 1983 ................................... 2,4,6,7,10,11
Tennessee Code Annotated § 40-808 ................... 3,5,7,16,17,
18
Other Authorities
9 ALI Proceeding (1930-31) .......................... 19
Bayley and Mendelson, Minorities and the Police:
Confrontation in America (1969) .... ............... 9
4 Blackstone Comm. 292 (7th ed. 1775) ............... 18
Bohlen and Schulman, Arrest With and Without a Warrant,
75 U.PA. L. REV. 485 (1926-27) .................... I9
Brooks, Necessary Force - or Police Brutality, N.Y. Times,
December 5, 1967 (Magazine) ....................... 3
Chevigny, Police Power: Police Abuses in New York City
(̂ -969) ............................................ 8,9
IX
Page
Cray, The Big Blue Line: Police Power v. Human Rights(1962) .................................................. 8
Governor's Select commission on Civil Disorder (New Jersey)
Report for Action (February, 1968) ...................... 8
Greenstone, Liability of Police Officers for Misuse of Their
Weapons, 16 CLEV. MAR. L. REV. 397 (1967) ............... 19
Gremel, Wlien can a Policeman Use His Gun, 40 J. GRIM. LAW 756 (1950) .................................................. 19
Hall, Legal Social Aspects of Arrest Without a Warrant,
49 HARV. L. REV. (1936) .................................. 19
Jacobs, Prelude to Riot: A View of America From the
Bottom (1968) ........................................... 8
Katz, The Jurisprudence of Remedies: Constitutional Legality
and the Law of Torts in' Bell v. Hood, 117 U.PA.L.REV. 1
(1968) ................................................... 13
LaFave, Arrest: The Decision to Take a Suspect into Custody,
Report of American Bar Foundation’s Survey of the
Administration of Criminal Justice in the U.S. (1965) •••. 8
McDonald, Use of Force by Police to Effect Lawful Arrest,
9 CRIM. L. Q. 435 (1967) ................................... 19
McNamara, Uncertainties in Police Work: The Relevance of
Police Recruits' Backgrounds and Training in Bordua,
The Police: Six Sociological Essays (1967) ............. 8
Michael & Wechsler, Criminal Law and Its Administration(1940) ............. . . ........ .V. ;.i .V. . ................. 19
Moreland, The Use of Force in Effecting or Resisting Arrest,
33 NEB. L. REV. 408 (1954) .............................. 19
National center on Police and Community Relations of the
School of Police Administration and Public Safety,
Michigan State University, A National Si^rvey of Police
and Community Relations, Field Survey V, The President's
Commission on Law Enforcement and Administration of
Justice (1967) ......................................... . 8
Note, justification for the Use of Force in the Criminal Law,
13 STAN. L. REV. 566 (1971) rTTTTTTTTTTTTTTTTTTTTTTTTTrTTT 19
Note, The Civil Liability of Peace Officers for Wounding or
Killing, 28 U. CINC. L. REV. 488 (1959) .'................ 19
Note, The Doctrine of Official Immunity Under the Civil Rights
Act, 68 HARV. L. REV. 1129, 1239-40 (1955) ....... -....... 11
Note, The Proper Scope of the Civil Rights Acts, 66 HARV.
L. REV. 1285, 1299 (1953) ................................ 10
Note, The Use of Deadly Force in the Protection of Property
Under the Model Penal Code, 59 COLUM. L. REV. 1212 (1959)".. 19
Ill
Page
Perkins, Criminal Law (1957) ............................ 19
Perkins, The Law of Arrest, 25 IOWA L. REV. 201 (1940) ___ 19
President's Commission on Law Enforcement and The
Administration of Justice, Task Force Report: The
Police (1967) ........................... 77777777.......... 8
President's National Advisory Commission on civil
Disorders, Report (1968) .............................. g
Prosser, Law of Torts (2d. ed. 1955) .................... I9
Robin, Justifiable Homicide by Police Officers,
54 J. Crim. L. , C.&P.S. 225 (1963) .................... 9
Rummel, The Right of Law Enforcement Officers to Use
Deadly Force to Effect an Arrest, 14 N.Y.L.F. 749 (1968) 19
Safer, Deadly Weapons in the Hands of Police Officers,
On Duty and Off Duty, 49 J. URB. L. 565 (1971) ........ 19
Shaffer, Negroes and the Police, II Editorial ResearchReports, 681 (1964) ....’.............................. g
Wilgus, Arrest Without a Warrant, 22 MICH. L. REV. 541 (1924).. 19
IV
page
In The
SUPREME COURT OF THE UNITED STATES
October Term, 1972
No.
ROBERT BEECH,
Petitioner,
D.J. MELANCON and P.J. GALLO.
PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE SIXTH CIRCUIT
Petitioner prays that a writ of certiorari
issue to review the judgment of the United States Court
of Appeals for the Sixth Circuit entered in the
above-entitled cause on July 31, 1972.
Opinions Below
The opinions of the courts below directly
preceding this petition are as follows:
1. The District Court opinion of November 16,
1971 is unreported and is printed in the
Appendix, infra, pp. 1-6.
2. The Court of Appeals opinion of July 31,
1972 is unreported and is printed in the
Appendix, infra, pp.7-9.
Jurisdiction
The judgment of the Court of Appeals was entered
on July 31, 1972 (Appendix, pp. 7-9, infra). The juris
diction of this Court is invoked under 28 U.S.C. Section
1254(1) .
Question Presented
Whether the court below erred in holding that a
police officer who acts pursuant to a state statute not
previously held unconstitutional is immune from liability
for damages for civil rights violations resulting from his
conduct.
Constitutional and Statutory Provisions Involved
1. This case involves the following portions of the
Fourteenth Amendment to the United States Constitution:
. . . [N]or shall any State deprive any
person of life, liberty, or property, with
out due process of law; . . . .
and
The Fifth Amendment to the United States Con
stitution:
. . . [N] or [shall any person] be deprived
of life, liberty or property without due
process of law . . . .
2. Also involved is 42 U.S.C. § 1983 which reads
as follows:
§ 1983. Civil Action for deprivation of rights
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any
State or Territory, subjects, or causes to be sub
jected, any citizen of the United States or other
person within the jurisdiction thereof to the
deprivation of any rights, privileges, or immuni
ties secured by the Constitution and laws, shall
be liable to the party injured in an action at
- 2 -
law, suit in equity, or other proper proceeding for redress.
3. Tennessee Code Annotated § 40-808 is also in
volved :
40-808. Resistance to officer.- If, after
notice of the intention to arrest the defend
ant, he either flee or forcibly resist, the
officer may use all the necessary means to effect the arrest.
Statement of the Case
Factual Background
On June 17, 1970, near midnight, petitioner, Robert
Beech, and his cousin, Charles Crenshaw, blach citizens of
the City of Memphis, illegally entered the premises of Bil-
lup's Service Station, a gas station, located at 1124 South
Third Street in the City of Memphis, Tennessee. Both men
were unarmed. While petitioner and Crenshaw were in the pro
cess of rifling vending machines located in the gas station,
D.J. Melancon and P.J, Gallo, police officers employed by the
City of Memphis, arrived on the scene in their patrol car,
parked along-side the station and alighted from the vehicle.
Petitioner and Crenshaw, seeing the police officers, rushed
out of the back aoor of the station and began running away
from the station and from the police officers who had reached
the back of the building. As they exited from the patrol car.
Officer Melancon was carrying a shot-gun ( Remington "pump-
gun" ) and defendant Gallo had drawn his .38 calibre service
revolver. The rounded the back of the building and observing
Beech and Crenshaw exiting from the back door of the station
about 20-30 feet from the officers, though it was apparent to
the officers that Beech and Melancon were unarmed, Melancon
fired two blasts at Crenshaw and Gallo fired four shots at
Beech. Crenshaw was mortally wounded as he headed through
3 -
low brush into an open city park by the second shot-gun blast,
dying shortly after his arrival at the hospital. Beech v/as
hit twice by bullets from Gallo's gun, wounds for which he had
to undergo surgery and remain in the hospital for seven days.
Beech was subsequently tried, convicted of an attempted felony
and sentenced to the Shelby County Tennessee Penal Farm for a
term of 11 months and 29 days. He is permanently disabled as
a consequence of his injuries.
Proceedings Below
On March 11, 1971, having received leave to proceed
in forma pauperis, petitioner filed a civil damage action
pursuant to 42 U.S.C. § 1983 against D.J. Melancon and P.J.
Gallo, two police officers employed by the City of Memphis,
Tennessee. He alleged that the police officers in question
had violated civil rights accorded him by the lav/s, statutes
and Constitution of the United States in that they employed
deadly force in preventing his escape from the commission of
a felony where lesser, non-deadly means would have sufficed
to apprehend him. Their use of excessive force in arresting
him, petitioner asserted, violated rights guaranteed speci
fically by the Fifth and Fourteenth Amendments to the Consti
tution.
Henry Lux, then chief of police of the City of
Memphis, was also named as a defendant based upon petitioner's
allegation that Lux, in the course of his duties as the chief
officer of the Memphis Police Department had authorized his
subordinates to employ deadly force to apprehend persons
from scenes of suspected felonies even where means
short of deadly force would suffice to prevent escape. Accord
ing to petitioner, the use of deadly force by Melancon and
in his case was simply representative of a pattern and
practice being carried on by members of the Memphis Police
4 -
Depairtinent of relying upon deadly force as the principal
means of apprehending persons fleeing from the scenes of
suspected felonies, to the complete disregard of means in
volving less than deadly force, even where appropriate.
Lux, Melancon and Gallo moved to dismiss the complaint. Only
Lux's dismissal motion was granted. After their motions were
denied, Melancon and Gallo answered petitioner's allegations
by contending, in essence, that their use of deadly force was
justified under Tennessee Code Annotated § 40-808.
A non—jury trial was had before the district court
on November 11 and 15, 1971. On November 16, 1971, that
court entered its memorandum opinion, finding against peti
tioner (Appendix, infra, pp. 1-7). It held that, under the
provisions of T.C.A. § 40—808, defendants' use of deadly force
was reasonable and justifiable. On November 17, 1971, peti
tioner appealed to the Court of Appeals for the Sixth Circuit.
On July 31, 1972, that court affirmed the decision below, hold
ing that affirmance was required because (1) Tennessee Statute
T.C.A. § 40-808 authorized the police officers to use deadly
force under the circumstances surrounding the apprehension of
petitioner and his cousin, Crenshaw; (2) that T.C.A. § 40-808
was at least colorably constitutional on its face given an
earlier finding to that effect by a three-judge district court
panel for the same circuit; and (3) irrespective of the con
stitutionality of T.C.A. § 40-808, the officers were entitled
to act on the presumption that the statute was constitutional
without incurring any civil liability for the consequences of
their use of deadly force. Hence, the trial court's finding
that the police officers were justified in employing deadly
force was not so clearly erroneous to warrant reversal. (Ap
pendix, infra, pp. 7-8).
- 5 -
Reasons For Granting The Writ
Introduction
In Pierson v. Ray, 386 U.S. 547 (1967), this Court
ruled that a police officer could not be held liable in damages
under 42 U.S.C. § 1983 for effecting an arrest pursuant to a state
statute subsequently held unconstitutional. Pierson, we submit,
established no more than that a police officer should not be
required to determine the constitutionality of state criminal
statutes before he arrests a citizen for violating such statutes;
that is, where his conduct in effecting the arrest is constitu
tional, i.e,, based upon probable cause, he should enjoy immunity
from civil liability in damages to a person arrested for violating
the unconstitutional statute. Implicit in the Pierson holding
is a distinction between the liability of police officers in
damages for acts carried out pursuant to unconstitutional state
procedural statutes as opposed to acts pursuant to unconstitu
tional state substantive statutes. We read Pierson as acknow
ledging the existence of an immunity for police officers only
in the latter category. It does not accord immunity to police
officers acting under unconstitutional state statutes which
dictate the manner in which arrests are to be made; such im
munity exists only where the unconstitutional state statute
defines criminal conduct which will provide the proper predicate
for officers to make valid arrests.
The Sixth Circuit Court of Appeals has, in this case,
promulgated a rule which represents an impermissible and un
constitutional extension of this Court's holding in Pierson.
For it has decreed that a police officer acting pursuant to
any state statute - procedural or substantive - not previously
held unconstitutional is immune from liability in damages under
§ 1983 for civil rights violations no matter how unconstitu
tional his conduct. As discussed in more detail below, this
- 6 -
rule conflicts with a long-standing premise of federal consti
tutional law that 42 U.S.C. § 1983 damage actions will lie
against certain state officials acting in conformity with
state law. It, in effect, blurs the carefully-framed dis
tinctions between civil and criminal liability of state offi
cials for violation of civil rights. Under its provision,
resort to personal damage actions against peace officers by
persons as a means of challenging unconstitutional state
statutes is effectively foreclosed. And, finally, the doctrine
announced by the Sixth Circuit erases the historic distinction
between two accepted forms of constitutional attack of state
statutes: on their face and as applied. At issue, in this case,
therefore, is the constitutional scope on the "limited immunity"
of police officers in § 1983 recognized by this Court in Pierson.
Resolution of this question will, of necessity, determine the
future of the personal damage action as an effective means of
remedying unconstitutional and illegal acts by certain state
officials. If the Sixth Circuit has correctly read Pierson,
vindication of federal rights through personal damage actions
will be restricted only to situation in which actions of state
officials violate both state and federal statutes. A state,
acting through its legislature and courts, will have it within
its pov/er to immunize its agencies and officials from liability
under the Civil Rights Act by authorizing conduct the Constitu
tion prohibits. Thus, where federal but not state law is
violated, filing a federal suit for damages will become a
nugatory act.
Furthermore, the Sixth Circuit has announced its rule
in a case presenting constitutional questions of national im
portance. Under the common law, police officers were justified
in using necessary force, including deadly force, to effect the
arrest of a resisting or fleeing felon. T.C.A. § 40-808, like
- 7
similar statutes in many other states, represents a codification \
of this common law doctrine. For many years, commentators,
courts, governmental coiranissions, and even law enforcement offi
cials have questioned the constitutionality and propriety of the
use of deadly force in apprehending perpetrators of non-violent
felonies, particularly where the fleeing felon is unarmed. Those
who have studied the problem closely recount the numerous instan
ces of wanton or negligent use of deadly force by police which
1/have gone unremedied, the lack of police department regulations
2/
covering the proper use of deadly force, the role police use
1/ Brooks, Necessary Force - or Police Brutality, N.Y. Times,
Deceiriber 5, 1967 (Magazine) p. 60;
Chevigny, Police Power: Police Abuses in New York City,
at 237 (1969);
Cray, The Big Blue Line: Police Power v. Human Rights,
at 157"TT^^) ;
Jacobs, Prelude to Riot; A View of America From the Bottom,
at 30 (1968);
LaFave, Arrest: The Decision to Take a Suspect Into Custody,
Report of American Bar Foundation's Survey of the Administra
tion of criminal Justice in the U.S. at 209-10, 213-14 (1965);
President's Commission on Lav; Enforcement and the Administra
tion of Justice, Task Force Report: The Police, at 189-90 (1967).
V Chevigny, supra, n.l, at 239-40;
La Fave, supra, n.l, at 212;
Governor's Select Commission on Civil Disorder (New Jersey)
Report for Action, at 143 (February, 1968);
McNamara, "Uncertainties in Police Work: The Relevance of
Police Recruits' Backgrounds and Training" in Bordua, The
Police: Six Sociological Essays, at 191, n.24 (1967);
National Center on Police and Community Relations oj. the
School of Police Administration and 'Public Safety, Michigan
State University, A National Survey of Police and Communi;^ Relations. Field Survey v7~The President's Commission on
Law Enforcement and Administration of Justice, at 345, n.4 ( )•
President's Commission on Law Enforcement and the Administration
of Justice, supra, n.l, at 189-90;
President's National Advisory Commission on Civil Disorders,
Report, at 312-14 (Bantam ed.,1968).
- 8 -
of deadly force has had in precipitating urban riots and exacer
bating already strained police-minority community relations^
and the apparent discriminatory use of deadly force against
blacks and other minorities.- By immunizing police officers
acting pursuant to state statutes not previously held unconsti
tutional, the Sixth Circuit has effectively foreclosed any
federal court challenge to, among other matters, present-day
application of this common law doctrine relating to the use of
deadly force.
I.
The Sixth Circuit Decision Conflicts
With Prior Decisions of This Court
And V7ith Those of other~~Circuits
The Sixth Circuit Decision Conflicts with
Holdj^gi^That 42 U.S.C. ̂1983 P a E ^ -----
Actions Lie Against State Of ficials' Acti nrr In Conformity With State~Taw
The Sixth Circuit holding in this case assumes that
to admit civil liability for damages under § 1983 against state
officials (in this case, police officers) acting pursuant to a
state statute not previously held unconstitutional would do
violence to the spirit and intent of that federal statute.
However, as this Court's opinion in Monroe v. Papp>, 365 u.S. 157
(1961) establishes beyond question, the original understanding
V Chevigny, supra, n.l, at 237;
Bayley and Mendelson, Minorities and the Police: Confron tation in America, p. lOO (1969) ; ---------------------
Editorial Researoh Reports,
4/ Cray, supra, n.l, at 158-59;
Robin, Justifiable Homicide By Police Officers 54
J. Crim. L., C. & P.S. 225, 230-31 (1963~ ------ '
- 9 -
of § 1983 was that it would provide a cause of action to
persons challenging the acts of state officials carried out
pursuant to state law. In Monroe, supra, the matter at issue
v/as whether the concept "under color of state law" embodied in
the language of § 1983 encompassed acts by state officials in
violation of state law. Mr. Justice Douglas, writing for the
majority, held that it did; Mr. Justice Frankfurter, in dis
sent, urged to the contrary.
However, both the majority and minority in Monroe
accepted the applicability of § 1983 to acts carried out by
state officials pursuant to state law. As Mr. Justice
Frankfurter pointed out, during the seventy years which fol
lowed the enactment of § 1983, cases before this Court invoking
the "under color" provisions "involved action in strict pursu
ance of some specific command of state law or v;ithin the scope
of executive discretion in the administration of state laws"
_M, at 212-21, notes 19, 20. In many cases, this Court held
state officials liable in damages for violation of civil rights
even though they acted pursuant to state statutes not previously
held unconstitutional. Myers v. Anderson, 238 U.S. 368 (1915),
Nixon V. Herndon, 273 U.S. 536 (1927), Nixon v. Condon, 286 U.S.
73 (1932) and Smith v. Allwright, 321 U.S. 649 (1944). In view
of the plain wording of § 1983, "under color of any statute,
ordinance, regulation, custom, or usage, of any state" any other
interpretation would defy accepted rules of statutory construction.
Smith V. Allwright, supra, is particularly noteworthy in
this regard since the state officials held liable in damages
there were acting pursuant to a statute drafted in reliance
upon an earlier decision of this Court not overruled until
Smith itself. See, Note, The Proper Scope of the Civil Rights
A^t^, 66 HARV. L. REV. 1285, 1299 n.74 (1953). The good faith
reliance of these state officials upon apparently valid state
- 10
statutes was considered relevant, not to the question of
liability, but rather to the amount of liability. See Note,
The Doctrine of Official Immunity Under the Civil Rights
Act, 68 HARV. L. REV. 1129, 1239-40 n.51, 52 and 53 (1955).
Nor have inferior federal courts regarded good faith
reliance by state officials upon state statutes not previously
held unconstitutional as a valid defense to federal civil rights
damage actions. Herschel v. Dyra, 365 P.2d 17, 19-20 (7th Cir.),
cert, den, sub, nom, Herschel v. Wilson, 385 U.S. 973 (1966);
Anderson v. Haas, 341 F.2d 497, 498-499 (3rd Cir., 1965); Smith
V. Cremins, 308 F.2d 187, 188-189 (9th Cir., 1962); Marshall v.
Sawyer, 301 F.2d 639, 646 (9th Cir., 1962); Hoffman v. Halden,
268 F.2d 280, 298-299 (9th Cir., 1959). The Sixth Circuit rule
conflicts, therefore, not only with controlling decisions of
this Court, but with interpretations given such holdings by at
least three other circuits.
cuit To Police Officers Acting In Good
Faith Under State Statutes Not Previously
Declared Unconstitutional Conflicts With
Prior Decisions Of This Court In That It
Erases The Crucial Distinction Between
Criminal And Civil Liability Under § 1983
In Monroe v. Pape, supra, this Court enunciated the
standard by which civil liability of state officials under
§ 1983 should be measured in the following terms:
Section 1979 [the former designation of § 1983]
should be read against the background of tort
liability that makes a man responsible for the
natural consequences of his actions (365 U.S.
167, at 187) .
Since Monroe, supra, lower courts have found state officials
liable for damages under § 1983 for conduct ranging from willful
infliction of bodily harm and illegal searches and seizures,
Cohen v. Norris, 300 F.2d 74, 79-81 (3rd Cir., 1962) and Basista
V. Weir, 340 F.2d 74, 79-81 (3rd Cir., 1965) to cases of negli
gence, Whirl V. Kern, 407 F.2d 781, 787, 788 (5th Cir., 1968)
and of "gross and culpable negligence", Jenkins v. Averett, 424
- 11 -
F.2d 1228, 1232-1233 (4th Cir., 1970).
In contrast, Screws v. United States, 325 U.S. 91
(1941) established the applicable standard in cases charging
state officials with criminal liability for deprivation of
civil rights. In order to fix such liability, it must be shown
that the defendant acted with "a specific intent to deprive a
person of a federal right" Id., at 103. Clark v. United States,
193 F.2d 294 (5th Cir., 1951) reflects the incorporation of the
Screws standard into the law of federal criminal civil rights
prosecutions, Glider 18 U.S.C. § 242.
The rule articulated by the Sixth Circuit partakes
more of the Screws criminal standard than of the Monroe civil
standard of liability. In order to prevail against a state
official acting pursuant to a state statute not previously
held unconstitutional, according to the Sixth Circuit, one
must prove more than that the official acted and that the
natural consequences of his acts deprived another of his civil
rights; one must prove that the official acted pursuant to
state statute in bad faith, i.e., knowing that his reliance
upon state statute would result in a constitutional deprivation
or that the state statute was unconstitutional though not yet
declared so. Good faith action under the statute would serve
to defeat a claim for damages for violation of civil rights.
This cannot be the law; mere good faith cannot suffice to thwart
Indeed, the Sixth Circuit's decision taken to its logical
conclusion would even make criminal prosecutions under
federal civil rights statutes a practical impossibility. No
matter how egregious his conduct, all a police officer would
have to do would be to point to a state statute that purports
to authorize it. This would present an absolute defense to
any charge that he willfully and knowingly violated federal
constitutional rights.
- 12 -
the assertion of federal rights. Beck v. Ohio, 379 U.S. 89,
97 (1964).
C. The Sixth Circuit Doctrine Is In Conflict
With Decisions Of This Court That Establish
The Right To Bring Personal Damage Actions
To Challenge Unconstitutional State Statutes.
The personal damage action represents one of the most
respected techniques in our common law tradition for challenging
illegal or unconstitutional conduct by governmental officials.
As Mr. Justice Brennan recently remarked:
Historically, damages have been regarded as the
ordinary remedy for an invasion of personal
interests in liberty. Bivens v. Six Unkown
Named Agents of Federal Bureau of Narcotics, 403
U.S. 388, 395 (1971).
See also, Katz, The Jurisprudence of Remedies: Constitutional
Legality and the Law of Torts in Bell v. Hood, 117 U. Pa. L. Rev.
1, 8-33 (1968). VJhere constitutional violations by state offi
cials have not preceded the bringing of criminal charges, only
by way of personal damage actions could citizens effectively
redress such infringements. In treating the illegal search and
seizure question posed by Bivens, supra, Mr. Justice Harlan
described this problem in the following terms:
Putting aside the desirability of leaving the
problem of federal official liability to the
vagaries of common law actions, it is apparent
that some form of damages is the only possible
remedy for someone in Bivens' alleged position.
It will be a rare case indeed in which an indi
vidual in Bivens' position will be able to ob
viate the harm by securing injunctive relief from
any court. However desirable a direct remedy
against the Government might be as a substitute
for individual official liability, the sovereign
still remains immune to suit. Finally, assuming
Bivens' innocetice of the crime charged, the
'exclusionary rule' is simply irrelevant. For
people in Bivens' shoes, it is damages or nothing.
Id., 403 U.S. 388, 409-410.
Petitioner Beech is certainly one of those people
"in Bivens' shoes". Since he was not charged with an offense
based upon "fruits of the poisonous tree" in violation of
- 13 -
the Fourth Amendinent, the exclusionary rule cannot be used to
challenge the unconstitutionality of means used to apprehend
6/
him. And, as indicated by a recent lower court decision
treating the facial constitutionality of Tennessee Code Anno
tated 40-808, the possibility of injunctive relief for people
like Beech is substantially circumscribed by restrictive
standing requirements. Cunningham v. Ellington, 323 F.Supp.
1072 (W.D.Tenn., 1971).
Once shot, how can a victim establish that there is
a likely prospect that he will be shot again under similarly
unconstitutional circumstances to warrant injunctive relief
to prevent another violative act? And even if injunctive relief
v̂ sre available, it could not correct the prior violation of his
constitutional rights. Were recourse to personal damage action
unavailable to the Bivens and Beeches, it would be difficult
to imagine how certain unconstitutional practices v;ould ever
have to face court scrutiny. Yet the Sixth Circuit by its
new rule, would deny Beech an effective opportunity to press
his personal damage action and relegate him to pursue other
remedies which, upon analysis, prove non-existent.
And in the case where an illegal search and seizure did
uncover contraband, under the Sixth Circuit rule, seeking
exclusion of such fruits in criminal prosecutions would
be the only recourse available to the defendant. The
Sixth Circuit rule would render infeasible any federal
court movement away from reliance upon the exclusionary
^ule to personal damage actions as a means of curbing un
constitutional police conduct. Coolidge v. New Hampshire
403 U.S. 443, 493 (1971); Bivens, supra, at 635-644.
- 14 -
D. The Sixth Circuit Doctrine Is In Conflict
With Decisions Of This Court That Establish
A Distinction Between A Constitutiona1 Test
Of A State Statute "On Its Face" And A Test
Of Such A Statute "As Applied".
In Yick Wo V. Hopkins, 118 U.S. 356 (1886), this
Court acknowledged that statutes constitutionally valid on
their face, could be rendered unconstitutional as a conse
quence of their discriminatory application. State statutes
are rarely declared unconstitutional on their face except in
the case of criminal statutes "so vague that a person of
common understanding cannot know what is forbidden", Lanzetta
V. New Jersey, 306 U.S. 451 (1939), or where lav/s broadly
forbid conduct or activities which are protected by the Consti
tution, particularly under the First Amendment, Thornhill v.
Alabama, 310 U.S. 88 (1940) and Edwards v. South Carolina, 372
U.S. 229 (1963). Therefore, the Yick Wo doctrine of unconsti
tutionality "as applied" has proven a useful tool for challen
ging governmental action pursuant to state law in less crucial
areas of constitutional adjudication.
Under the Sixth Circuit rule, it is difficult to en
vision how one could effectively prosecute a personal damage
action against state officials who, in good faith, applied a
constitutional state statute in an unconstitutional fashion;
state officials acting in good faith reliance upon the facial
constitutionality of the statute, that court appears to hold,
should not be penalized for failing to comprehend that such a
statute can have unconstitutional applications. This is par
ticularly so of defendants in a case which raises the consti
tutionality of a state statute "as applied" for the first time.
- 15 -
II.
If The Decision Of '!he Sixth Circuit Is
Read to Hold That The Use of Deadly Force
Is Constitutional Regardless of Circum
stances, Then It Presents an Issue of Great
National Importance That Should Be Resolved
By This Court.
As the foregoing discussion indicates, the Sixth
Circuit rule, given its leteral interpretation, represents a
drastic and unwarranted break with significant and well-
established constitutional principles. In view of the terse,
cryptic fashion in which the rule was enunciated, it may be
that such a deviation from prevailing doctrines was not in
tended by the court. Rather, the Sixth Circuit may have sought
to adhere to the distinction established by Pierson, supra,
between good faith acts pursuant to unconstitutional state
procedural statutes and good faith acts pursuant to unconsti-
1/tutional state substantive statutes. If that is the case,
its decision could be read as Holding that the use of deadly
force against a fleeing felon is constitutional regardless of
circumstances.
Petitioner challenged the constitutionality of a Ten
nessee procedural, as opposed to substantive, statute. Under
Under Pierson, the Sixth Circuit could not properly determine
that the police officers v;ho shot Beech were free from civil
liability for damages merely because of their good faith reli
ance upon T.C.A. § 40-808. It had to decide that T.C.A. § 40-808
authorized constitutional, not unconstitutional, acts by police
1/ The Sixth Circuit is not alone in finding the Pierson, supra
rule difficult to apply in non-arrest situations. For ex
ample, Guido V. City of Schenectady, 404 F.2d 728 (2nd Cir.,
1968) involved the civil liability of police officers for con
ducting an illegal wiretap pursuant to a state statute held
unconstitutional by this Court subsequent to completion of
the acts at issue there. Though the defendants were acting
under a procedura1ly unconstitutional state statute, the Sec
ond Circuit held that the officers were immune from liability
for damages. As Judge Waterman's dissent demonstrates, the
scope of immunity granted by Pierson is still very much in
question. I_d. at 742-743.
- 16 -
officers. For the reasons outlined in Part I, supra, if the
statute authorized unconstitutional acts, the good faith reliance
of Gallo and Melancon upon the statute in order to engage in un
constitutional behavior would not shield them from liability in
damages.
The apparent justification for the Sixth Circuit's
failure to inquire into the constitutionality of T.C.A. § 40-808
was that the matter had already been resolved by Cunningham v,
Ellington, supra, which held the statute not unconstitutional
on its face. Quite to the contrary, however, the question of
the constitutionality of state statutes like T.C.A. § 40-808
which appear to authorize the use of deadly force by police
officers to apprehend fleeing felons who pose no threat to the
safety of officers or third persons has been a matter of debate
in the United States for nearly a hundred years. The federal
due process questions continue to be real and significant.
Therefore, if the Sixth Circuit's decision is read to hold that
such actions are constitutional, then it presents an issue of
great national importance that should be resolved by this Court.
As this Court once stated:
Due process of lav; thus conveys neither formal
nor fixed nor narrow requirements. It is the
compendious expression for all those rights which
the courts must enforce because they are basic
to our free society. But basic rights do not
become petrified as of any one time, even though
as a matter of human experience, some may not too
rhetorically be called eternal verities. It is
of the very nature of a free society to advance
in its standards of what is deemed reasonable and
right. Representing as it does a living prin
ciple, due process is not confined within a
permanent catalogue of what may at a given time
be deemed the limits or the essentials of funda
mental rights. Wolf v. Colorado, 338 U.S. 25,
27 (1949).
A similar concern with due process as an evolving constitu
tional standard can be found in other decisions of this Court
from Snyder v. Massachusetts, 291 U.S. 97 (1932) through Brown
V. Mississippi, 297 U.S. 279 (1936), Palko v. Connecticut, 302
17
U. S. 319 (1937) and Rochin v, California, 342 U.S. 165 (1952)
to Furman v. Georgia, 408 U.S. 238 (1972).
Basic to the concept of due process of law in a
critiminal case is a trial - a trial in a court of law, not
a "trial by ordeal". The right to be shielded from "summary
punishment" is basic to our viev; of ordered Liberty. Screws
V. United States, supra; Clark v. United States, supra;
Jenkins v. Averett, supra; Stringer v. Dilger, 313 F.2d 535
(10th Cir., 1963); Jackson v. Duke, 259 F.2d 3 (5th Cir., 1953);
and Brooks v. Moss, 242 F.Supp. 531 (W.D.S.C. 1965). There are
strong arguments to the effect that the use of deadly force
under certain circumstances authorized by T.C.A. § 40-808 no
longer comports with society's "standards of what is deemed
reasonable and right." Where, as in the case at hand (1) peti
tioner was fleeing from a non-violent felony against property;
(2) petitioner v;as unarmed and so observed by the defendant;
(3) The officers took no measures short of deadly force to
apprehend petitioner; and (4) the deadly force employed by the
officers was of such magnitude as to create an expectation on
the part of a reasonable man that death or grievous bodily harm
would result, the use of such force might be regarded as viola
ting due process strictures against the infliction of summary
punishment.
It cannot be denied that the use of deadly force to
8/apprehend any fleeing felon was sanctioned by the comimon law.
However, numerous commentators have pointed out that develop
ment of the common-law right to employ deadly force was, in
large part, dictated by the fact that all felonies were punish-
8/ 4 Blackstone Comm. 292, 293 (7th ed.)
- 18 -
able by death. However, almost without exception these legal
scholars have concluded that continued recognition of the com
mon-law right to employ deadly force in the apprehension of
unarmed persons fleeing from the commission of non-violent
felonies against property is at war with modern concepts of
1^/
due process.
V
9̂ / The common-law felonies were murder, rape, manslaughter, rob
bery, sodomy, mayhem, burglary, arson and larceny (petit lar
ceny was not punishable by death) - criminal acts which all
posed threats to person or body. Wilgus, Arrest Without a
Warrant, 22 MICH. L. REV. 541, 569 (1924); Perkins, Criminal
Law, 881 910 (1957); Note, Justification for the Use of Force
in Criminal Law, 13 STAN. L. REV. 566, 577 (1961).
10/Michael & Wechsler, Criminal Law and Its Administration,
p.82 n.3 (1940) ;
Safer, Deadly Weapons in the Hands of Police Officers, On
Duty and Off Duty, 49 J. Urb. L. 565 (1971);
Rummel, The Right of Lav; Enforcment Officers to Use Deadly
Force to Effect an Arrest, 14 N.Y.L.F. 749 (1968);
McDonald, Use of Force by Police to Effect Lawful Arrest,
9 CRIM. L.Q. 435, 451-52 (1967);
Perkins, The Law of Arrest, 25 IOWA L. REV. 201,279-80 (1940);
Tsimbinos, The Justified Use of Deadly Force, 4 CRIM. L. BULL.
3, 15-20 (1968);
Prosser, Law of Torts, §26 (2d ed. 1955);
Greenstone, Liability of Police Officers for Misuse of Their
V7eapons, 16 CLEV. MAR. L. REV. 397, 400-05 (1967);
Note, The Civil Liability of Peace Officers for Wounding or
Killing, 28 U. CINC. L. REV. 488 (1959);
Moreland, The Use of Force in Effecting or Resisting Arrest,
33 NEB. L. REV. 408 (1954);
9 ALI Proceedings 180 (1930-31);
Note, The Use of Deadly Force in the Protection of Property
Under the Model Penal Code, 59 COLUM L. REV. 1212, 1217-26 (1959);
Note, The Appropriateness of Deadly Force, 15 HOW. L. J. 306
311-13 (1969);
Note, Legalized Murder of a Fleeing Felon, 15 VA. L. REV.
582 (1929);
Gremel, When Can A Policeman Use His Gun, 40 J.CRIM.LAW 756(1950);
Bohlen and Schulman, Arrest With and Without a Warrant, 75
U. PA. L. REV. 485, 494-504 (1926-27); and
Hall, Legal-Social Aspects of Arrest Without a Warrant, 49
HARV. L. REV. 566 (1936).
- 19 -
11 / 12 /
Various state and federal courts have found
difficulty in strict application of the common lav; rule.
And Mr. Chief Justice Burger has noted that the common law
rule may clash with currently-held views of due process:
From time to time judges have occasion to
pass on regulations governing police proce
dures. I wonder what would be the judicial
response to a police order authorizi.ng
"shoot-to-kill" with respect to every fugi
tive. It is easy to predict our collective
wrath and outrage. We, in common with all
rational minds, would say that the police
response must relate to the gravity and need;
that a "shoot" order might conceivably be
tolerable to prevent the escape of a con
victed killer but surely not for a car thief,
a pick-pocket or a shoplifter. Bivins v.
Six Unknown Named Agents of the Federal Bureau
of Narcotics, 403 U.S. 388, at 419.
Because of the seriousness and importance of the
issues raised by the Sixth Circuit rule established in
Beech, it is imperative that this Court review the decision
below.
11/ Reneau v. State, 70 Term. 720 31 Am. Rep. (1879);
Scarborough v. State, 76 S.V7. 2d 106 (1934); Storey
v. State, 71 Ala. 329 (1882); Commonwealth v. Cherrnansky,
430 Pa. 170 242 A. 2d 236, 240 (1968); Love v. Bass,
145 Tenn. 522, 238 S.W. 94 (1921).
12/ Jackson v. Martin, 261 F.Supp. 902, <̂ 05 (N.D. Miss., 1966)
Sauls V. Hutto, 304 Supp. 124 (E.D. La., 1969).
- 20
Conclusion
For the above reasons, the petition for writ of
certiorari should be granted .
Respectfully submitted.
JACK GREENBERG .
JAMES M. NABRIT, III
CHARLES STEPHEN RALSTON
DREW S. DAYS, III
10 Columbus Circle
New York, New York 10019
WALTER L. BAILEY, Jr.
Ratner, Sugarraon & Lucas
525 Commerce Building
Memphis, Tennessee 38103
Attorneys for Petitioner
21
A P P E N D I X
o
111 TUB inirih!) r
I'OH 'iiii: ’.hk.T’kîji’
TATi:;; I'Iltpict
i.'T.vn-ic'i' ' /s di.i
: i Mvifiog
CCl'i.'l
r.Obi.i .T b n ic ii. )
Plaintiff, )
V. ) CIVIL
1,1. J, MKIhtlCOM, indivj du.ally )
NO. C-
and a:. I'olico wl ficer of tlio
Me: ; )iin Police i;c; artiic:it and ) //I'. J. GALLO, inuividu.a 1 J.y and
ar. Police 'Jfiicor of tlio Ih'i.iphia ) ,
Police bcp.nrU:.<'nt,
)
Dofendanta.
KhMORM[TCVA oriPiop
\ ■ ■
o
On a r.'.idr.ur.».Ticr tvoninf;, CTurie 17, 1970, roivictir.io ha-
twcen twelve midiiiyht end ono o’clock, plaintifl', luiech and hif'
cohort in crir.-.o, Crenebew, wore curprinci in the Jict of burglari ~inj
a tilling Etation in e South Koraphis neig'nljorhood by two policcjnen,
the dofendanta, Melancon end Gallo. Tlioro follovjad a tregic epinode
botv/ecn the folcna, both black, hcodlctnly end rocklcHcly BeakJ.ng
escape and the law officora, both whit«, charged vrith the heavy re-
eponsibility of car,turo. Thla case cam© on to be hoard by the Court
without a jviry in an atauoaphare charged with unfortunate connotationn
of recent racial anlxjooity, the plaintiff and htr. counsel a part of
the black cocamnity charging a violation of civil and conatitutional
due procesp rights, and tho defendants n part of tlio predominate
v/hito eEtabliehitiont asserting tho ir;,porativoc of 1 nv’ and order.
Tho evidence shows that on that fateful night luiech
and Crenshaw, only recently out of tho Army (Beech by reason of an
“undcsirablo" discharge) broke into the service station, forced their
- 1 -
o
v,*ay i n t o vonr3intj inric)iinop Rnd nio ck o£ r;icrc3'.ciricltf-e ruid ruccorin —
i u l l y c a r i i c c l nv/ay a p a r t o f tho l o o t o n l y t o r e t u r n Cor o c r a c k n t
t h e ^ a l e . Vhey were o b s e r v e d by a j 'nnr.erby d u r i n g th e a t t c s i p t t o
open t3ie r a t e and weiH! r e p o r t o d t o th o o f f i c e r n c r u i . s i ! v j near by i n
a cquad c a r . Ih o p o l i c e o f f i c e r s ĉ iJ: ô L w i c d i a t e l y and witl^ guns
drav.'n, o r d e r e d t h e p l n i n t i C f and h i s ca s ro c in t o t o n ta nd C a s t p r e
p a r a t o r y t o n r r o s t . A p p a r e n t l y tho f i r c t t o s e e th o j o l i c e , Crenshaw
r a n , f o l l o w e d by Beocl> t o t)io r e a r th rou gh n f t o r a g c i a r o a , tuul b u r e t
o u t o f tho ba ck do o r o f t l ie s t a t i o n h e t d e d i n th o d i r e c t i o n o f an
n r c a o f undorgrowtl i , b u s h e s and t r e e s .
niough ordered to halt by Heltncon who arrived at
tho back area first with shotgun in liand, Crensliaw ran “full tilt"
to t'lo cast through liigh grasu 2,nd brush. Molr.ncon fired twice at
the fleeing Crenshav;, his second blast u-.orts.lly v.'ounding him at a
distanco of sene 87 feet, llolancon thon fired ct boecli, also running
scared at top rpoed and veoring off in tho direction of a row of
trees and bushes adjacent to d nearby Tar):. In tha rmo duriiig
a frantic Cow cccondo, Callo ca.T\o on tlio dnr); cccno having first
Etterapted sn approach from ivn opposite direction, and aCtor also
chouting for the fugitives to stop fired four shotsi at tho figuro of
Eooch in a white T shirt darting through th.-?) undorgrov/th end trees.
Two of Gallo's piotol fiiotfl struck Beocli from a diotanco of more than
50 yards in tho back, but he managed to stuirlrlu to tho are*a of his
sister'c house a block or so away before being captured.
V.'a are confronted with this issuo - were the patrol
men acting within their lawful authority under tha circumstances in
using ultiiiiato forco of firearms to attempt to effect tha capture?
Or wore tho rights of Beech, tho plaintiff Booking damagon Cor hia
2 -
o
o
f'criooa and lainful Jiijury, violated by the police dcCcndnntr.?
It iu conceded that deiendant Gallo Sired tbo thota
that wounded beech, but both dei'endonto waro in tho procena of try
ing to take hii;i into their cuttody and of ucing their v/eapono in
order to do b o . Tlio dcfondantfi had epportunity for a cplit cecond
to obBorvo beech in rano light and detected no weapon in his pome;—
cion. In fact, only a ccrewdrivor wau fot-Tid and beech'e choco in
the area v/horo tho nhotu vero firod. At the tirr.o Beech waorged from
the building running lie war. porhnpn t\.'enty to twenty-five feet from
Melancon proceeding into a d.v.rk area in comp;>.ny with and behind
another who was r.inilarly about to ocenpo. Beech laufit have hoard at
leace one warning to stop and be did bear eoveral shotgun blasts with
out doing anything except to inox'oaco hio Rtt<::.'ip>t to eccopo. Ihe
offlcero testified that thc=y could not have caught th<j plaintiff in
tho dark in thn surroundings in n chaao cn icotr they did not know
whether other confederates might be in tho area v.Viich offered con—
ciderablo cover for eluding Uhciu,
Thia cnco must bo docided witli roferenco to T.C.A.
40-SOOi
"40-008. Roriotance to officer. - If, aftor
notice of tho intention to arrost the defendant,
ho either flco or forcibly reoiot, tVie officers
may une til tho nocenoary msonn to nrreot."
This statute wos recently sustained in an attack cn its conGtitutional-
ity by a throe judge Federal Court, (Cunnlngha.m v, Kllin.gton, Civil
No. 70-280, decided 3-5-71, U.S.D.C., W.D., Tcnn.) in which Oiief
Judge Harry Phillips, a Tennr.sDcan, obnorvedi
". . .this statute means, in tho present con
text, that an officer l•.ay use force th.at may
Eftoult in death in preventing tho eccapo of a
pereon that ho in attempting to arrest if (1)
- 3 -
o
o
h e r c a r o n ; ' ib ly b e l J ' . 'v e r . t h a t t.hio pcrr ion
hr.[i c o : ! v . i t t e d rs l o l o n y a.nJ (2) )ic n o t - l l i o n
D io pcrr.Dii l .) iat ho 1 nt'-oiuhi t o n r r o i ' t ^ilni and
(3) h o r e a ; o n a b ly b e l i c v . . n t h a t no i.'.oana )cr,B
th a n .'iucli tc .rco w i l l provonU th o « o c a n o . The
p n r t i o r t a l r .o a j iu o t h a t , r.o c o n n t r u o d , t l io
o t a t u t o i i io ro ly (<t.at.e;> t h e coix.ion l a w . "
Hero tho cJoCcndnnt otiicaro obnorved tlia ca-nmiBoion
of a felony by plaintiff v/hich wati rojKirtcd to thci.i by other eye-
witncr.oeB) and they notified plaintiff of thoir intention to take
him into custody and plaintiff knew thio to bo tho nJ-tuation. Did
they roaronably believo that no moans locn than the uso of r firoarra
would prevent Beech*o encapo?
VJo agree with Judgo rhillipa and our fellow District
Court Judges!
"It may well bo, as plaintiffs argue, that
ac n matter of valtio iuchyr.cnt it v.-ould )>e
bettor to a3)ov' persona thought to bo felons
to cbcope th.an to incur the ria); of billing
them. Indeed, an far back an i:c-iv-u) v. htate,
70 Tcnn. /2Q (ItVO) , the Vcnnni-.oee. eiiore.-,.o Court
tuggected that, in view of the increase of crimoG
defined ar. felonies, the rule of law ailcwinj
officers to shoot at escaping perrona thouglit to
bo felons should be ro-eyumined. 'fliis, however,
io uL policy question for tlie Tcnncfisee lc.gir,la-
ture or xierliaps tho Tonne-sooo courts and not for
the federal courts in tho guir.o of constitutional
adjudication."
V.’® conclude, oven if it in a reluctant conclusion,
that the officers in tho cxorclco of judgr.iont wo cannot charncteriso
as unreasonable, used v;hat they fait to bo the only practicable
means available under difficult circumotoncoo and under tho authority
of Tennesc-oo law to prevent p>laint.if£*n oscapo. V?e particularly
regret (a feeling tho defendants no doubt share) that ouch force as
was used won felt to bo nocoseary, but \n> hold that tho plaintiff
has failed to carry the burden of persuasion that tho force utsod by
defendants war. unnccocsary and excosetvo to prevent hie escape under
4 -
o
o
t h n cirs.-vLiuitan'TOB. i-.’e conr.iclor tlwit plnintifi' nil.iltl.c<J cG..ii.iicr.iori
oC n «. i‘ioviii lolonyi jiKlced, ho hod nVr<!Ody coxî uitted n folony Jit
tl\ii> location and woo then luopacJnj to codu.it another in io)ubin<3
a fafe; and Turthor t'lat ho realized that )iif. cai'Utro war. iizjninent
unlesB ho could find rciiigo in tho darknoco of ni'jht in an area
where rurnuit and chticrvation would bo mont difficult, if not im-
poncible, particularly v.-hcro there were two persionu ileeinj and
only two officorn to nttcj'pt to chare tliCiU dov.ii in an area un
familiar to them, rlnintiff ignored tho ihcutcd \;arning.'? and heard
ehotp aimed at hie co:.'.panion without ntoppin.g or co;nplying with the
proper orders of the police. Under tho circumetancen, lilaintiff was
at leact contributing to T'.ic ovm injury i \n d damago directly and prox-
imatoly taking into account all tho factoro present. Ihir. in not
to imply that police must not i.Tako every rcanonrd;lG effort to pur-
f.ue Jind to attcv.ipt capture without rccort to uoo of fircar.Ms v.hercver
practical, end that thoir usa of firearma nny net nubjeot them to
liability when nhenm to bo ur>reaDOnihin. £iea hove v. liafui, 145
Tenn. 522 (1921) whero tho court held .it to bn u question of tact
6 0 to whether cxcancive force wan involved in tho attec.iptcd nrroot
and enpturo of a moonohinor killed in t)\a coureo of events, and
Scarbromh v. S t a t e , 160 Tenn. lOG (1534) whera ono thought to havo
stolen a car wao killed while fleeing on foot by ono of three pur
suing deputy cheriffa who wsa only twenty ftvo foot away at the
time ho fired tho fatal shot. Tho court obr.orvecS in tho .Scarbrough
cane, supra, that “it in not rhov.-n whather the natural eurroundingo
(a campsito) would have mado it posoiblo to easily capture Johnson
after hie flight."
Finally, whilo holding for dofondante with coino
- 5 -
o
reluctance, wo pre coii!:trained to repeat tlio ad.Tionitloii of. n
niF.rlcolppi Court in Jol'.nnton v. Cunr.iii.;ha;n, 10/ Miar. 119, 05 So.
317 I
"Of.riceiE fliould r-ake nil roatonnblo
offortK to apprcii'.Tid crir,.inalf,j l,ut tljis
duty door, not jurtily iho uro o£ iiruaiTis
except in tl;e carer authorised ):y lew/.
Ofiic'crr:, ar \/oll ;>r ot'.icr j erronr., rliould
liavo a true apptoci»ation of the valvio of a
hui.ian life."
Tlie cacos autlinrised Ly our low indicate tlio use of
firoarns by a police officer to be juctified only w3ien t3iis is tlio
only reasonable and practicable meanr, of tahiurj a lelon or r tevent-
ing bis escape; "yet in doing co the officer acts at his peril. . .
■rotate V. J-'unn, 39 Tcnn. App. 190, 197 (1943).
Let u judg.Tiont bo entered for defendontc Jlclsncon
an d G a l l o .
U H i'f'ia svA'i'L;; D i s T i u c r c o u k t j u d g i ;
O
̂r.-.'b'b' cbw/
ATrn:-iT:
5\'. Ll.UTl) JoicN.'Ob’, C
hj'
- 6 -
No. 72-1167
irrrLV il 'iih »1 i.iUiSf ■■'k :! ' ' * '.Nk 'tii, i (l iJbJ a r-\ •'
ijt >-rif u i ii
FOR THE SIXTH CIRCUIT
0 " r» v, ̂o
A ^ ^ * • m-X m I .1 Vt'-'
RoBLivr B ebcu ,
Phintiff-Appellant,
D. J. M e l ,v.\-co\ and P. J. Ga i j .o,
D efe nJani s-d j) pellees.
A V PEAL from the
UnUod States District
Court for tlie West
ern District of Ten
nessee, ^̂ ’estem Di
vision.
Decided and Filed July 31, 1972.
• Before: Euv.vums, McCm:i:: and ICivt, Circuit Judges.
Pio\ CurjAM. This is an appc;rl from a judgment for tl)o
defendants in a ei\il rights action instituted by the plaintiff
claiming damages n'suliing from having been shot by the de
fendant pohco officers while attenipting to escape from the
scene of a burglar)'. The plaintiff and one Crensh.aw were
attempting to rob a safe in a gas station when the defendant
police officers stopped their patrol car in front of the gas
station. Plaintiff and Crenshaw attempted to make an escape
from the scene of the felonious activity.
The District Judge found that tl̂ y \\-erc warned tn halt
find were informed that the defendants were pnlicp nffirrr"
\^'hcn the)' did not halt the defendants fired, Crenshaw was
killed and Beech was wounded.
The single isme''d'ierthmresented is whether the trial court
was guilty of i?tcar error iiAconcludii'.g that the defendants were
justified in f e r use of “deadly force to apprehend the plain
tiff. A Tennessee Statute, T.C..\. § -10-S03, authoi'izes a police
- 7 -
officer under the circumslance.s .s(>t forth abo\-e to “ use
all the necessary means to elleet lire arrest.” This Statute
Inis been recently construed and fouml to be eonstitutional
by a Ihree-Judye District Court. Cimniiudiam v. Ellington
323 F.Supp. 1072 (W .D. Tenn. 1971). In any e v e n r the:
police officers were entitled to assume the constitutionality' of
the Tennessee Statute. "Slate statutes like Federal ones are
entitled to tlic presumption of constitutionalitv until their in-
validiy is judicial])- declared.” Davies Warehouse Companu v.
Bowles, o21 l.i.S. 1-14, 153 (1914), and see also McDonald v.
Board of Election, 394 U.S. 602, SOS, 609 (1959); Davis v
Department of Labor, 317 U.S. 249, 257 (19-12).
District Tiuhie had evidence to j ustify
his undine; that the officers used onTv the “necessarv means to
'T^^^^laiiitiii'and hTrima)mphT~wT5r'e~ e ii- '
gaged^-i a safe robbery and attempted to escape in the dark
of night through weeds and Imshes after being warned that
police officers vrere present witli guns, cannot say that
the District Judge was guilt)- of dear error.
The judgment is affirmed.
2 Beech V. Mel/incan and Calln No. 72-1IC7
- 8 -