Joint Appendix Exhibits Volume I
Public Court Documents
January 1, 1985

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Case Files, Thornburg v. Gingles Working Files - Guinier. Joint Appendix Exhibits Volume I, 1985. 701bc0a1-db92-ee11-be37-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/2720541f-b19b-4b64-8b12-4127046e1050/joint-appendix-exhibits-volume-i. Accessed July 07, 2025.
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No. 83-1968 IN THE l'uprem.r <!tnurt nf tq.r lltnit.rb !;tat.r.a OcTOBER TERM, 1985 LACY H. 'THORNBURG, et al., Appellants, v. RALPH GINGLES, et al., Appellees. On Appeal from the United States District Court for the Eastern District of North Carolina JOINT APPENDIX EXHIBITS VOLUME I JULIUS CHAMBERS Emc ScHNAPPER C. LANI GurNIER NAACP LEGAL DEFENSE AND EDuCATIONAL FuND INc. 16th Floor, 99 Hudson Street New York, New York 10013 (212) 219-1900 LESLIE J. WINNER FERGUSON, WATT, WALLAS, &ADKINS, P.A. JERRIS LEONARD KATHLEEN HEENAN McGuAN' LEONARD & McGuAN, P.C. 900 17th Street, N.W. Suite 1020 Washington, D.C. 20006 (202) 872-1095 Counsel for Appellants 951 S. Independence Blvd. Charlotte, North Carolina 28202 (704) 375-8461 Counsel for Appellees, Ralph Gingles, et al. JURISDICTIONAL STATEMENT FILED JUNE 2, 1984 PROBABLE JURISDICTION NOTED APRIL 29, 1985 Ex-1 PUGH/EAGLIN PLAINTIFFS' EXHIBIT NO. 4 Table 1-A Comparison of Black Population and Black Representation in the North Carolina Legislature 1940-1982 Population NC Senate NC House #of Total Popu- % #of % Year Blacks lation Black Blacks Black 1940 981,298 3,571,623 28 0 0 1942 0 0 1944 0 0 1946 0 0 1948 0 0 1950 1,078,808 4,061,929 27 0 0 1952 0 0 1954 0 0 1956 0 0 1958 0 0 1960 1, 156,870 4,556,155 25 0 0 1962 0 0 1964 0 0 HJ66 0 0 1968 0 0 1970 1.126,478 5.082,059 2'-' ,, 0 0 1972 0 0 1974 2 4 1976 2 4 1978 1 2 1980 1,316.050 5,874,429 22 1 2 1982 1 2 Sou r l'e:->: Thad Eut·e . .Vul'f/1 ('amliuu IA'.IJi.-./ofil'l' !Jin•dor I!JXl- 1 !1:->~. l!IX::-tHX4 Thad Eun•. X(Jrfh ('11mliuo .lfrlllll(/1. l{ak·i1-!h: Publi<:ation:-; Divi:-<ion. l!l<IJ - 1!17H U.S. Bureau of Censu:-:. 1~1.10. I!Jt,o, i!JiiO, 1970. 19KO #of % Blacks Black 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 .8 2 Ui •) ,, 2.5 4 •) •_) ~.u 4 •) • ) •).0 3 2.5 •) <> 2.5 11* 9. 1 ':'Six of these m .. ·t·e elcf.:U_·d from majority black distritt:-: that the (;('Jll' t'ai A:-:sL·rnbl ,v was furn:d to dra\\' hy tlw· Federal Courts. PLAINTIFF'S EXHIBIT 11 App 3 Gingles Appendix 3: "Effects of Multimember House and State Senate Districts in Eight North Carolina Counties, 1978-1982" CONDENSED SUMMARY TABLE 1 KEY (X,Y,Z,QJ X = number of black candidates Y = total number of candidates (including blacks) Z = number of winning candidates Q = numbet· of winning black candidates Level of While Voter Support for Black Candidates vs. Black Voter Support liH' Black Candidates in E ight North Carolina Countie:;, House and Senate · Primm·y and General E lections in which there wm< at lea:;t one Black Can~lidate, 1 97~ 1!)82"' Proport ion of Proportion of Proportion of Proportion of white voters black voter:; white voters black voters liH' black for black for black f(n· black ni<,'NF:HA/, candidate(:;) candidate(s) / ' H. /MARY candidate(,;) candidate(s) (5 ) Mecklenburg & Cabarrus (1, ti, 4, I ) 1!178 Senalt• .41 .!l4 (1, 5 , 4, I) Hl78 Senate .47 .87 (1, 5, 4, 0) 1980 Senate .23 .78 (1 , 7, 4, ()) 1!182 Senate •l•l . ~),) .!14 (1, G, 4, 1) HIH2 Senate .J~ .8;3 Wl Meck lenburg (1 , li, 4, ]) l!J78 SenalP .40 .!J4 (l, 5, 4. 1) I!l78 Senate .50 .87 (l, 5, 4. 0) WHO Senate .25 .79 (1 , Hi , H, 0) l!J8() HousP .28 .!J2 (1 , ] ;1, 8, I) l !JSO House .22 .7 1 (I, 7, 4, ]) l!IH2 Senate .31 .!)4 (1 , ti, 4, 1) Hlt\2 Senate .:1;-~ 8'·' • <.> Polk wins in (" IH, i-1 , I) 1!182 House .42 .2!J .!J2 . 88 (2, ll, 8, 2) l !J82 Hom;e .50 .:JH .79 .7 1 HJ82 Meek. Sen . gener. Alexander loses (5) Cabai'I'US in l!J78 Cabarrus 0 . G, 4, I ) l!J78 Senate ,;)::; .!J2 (1 , 5. 4, 0) I !J78 Senate _;-~[) .75 primary. (1, 5, 4, U) l!IHO Senate .21 .79 Polk loses in (l, 7, I , 0) l!IX2 Senate ,;l7 .!14 (1, (i , 4, () ) 1!182 Senate .ao .7(; I !IH2 Cabarrus primary. tr_j ><: I 1:\:) TABLE 1 (continued) Proportion of Pt·op(lttion of Propor t ion of Pmportion of white voter:-; black voter~ white voter~ black voter" Jill" black for black fill" b lack fin· black (,'J;'N8UA/, candiclate(s) cancliclate(s) ! ' HI MARY cand idate(s) candidate(s) (li) Durham (1, .J, ~. 0) I !17H Senate• . 17 .05 .ll!J .92 (ih ·p. Bl X (I ' ::, ;{ , I) I!J7~ House .48 .7!1 (2, 7, ;), I ) 1978 House .10 .Hi .32 .iJO (1 , ;{, ;), I ) 1 !1~0 Hotbe .-1!1 .!10 No P rimary Hli>O House X (I ' 4, ;{, ] ) 1!1~2 House . .J:~ J:i!l (2, 4, 3, I ) H)ti~ House .26 .:37 {7) ]•(JI"sy th (2, !l, " · 0) l !PX House .:12 . )• ~ .. ) . ) .H5 .2!i (" "· 10, 5, I ) l!J7H House .21> .013 .17 .7(i .2!) .5:{ (I Rep Bl .:{l .HG (1, 3, 2, 0) l!lXO Senate . 12 .!i l ( I , 10, 5, 0 ) I!IHO Hou:-;c· .42 .41i .H7 .!)4 (2, 7, !i, I ) l !IXO House .40 .Ill .l:iG ,;{() (:!, X, ;,, 2) !!IX~ House (2, 11 , 5, 2) 1!182 House .2!i ,;{() JJO .9 1 t_:rj (5) Wake :>< (1, li , 1 ;-~. I ) l!IHO Hou"e .H .!10 (l , 1 ~. li, 0) l!17H House .21 .7(i I ( I, 17, li , I) I!IX2 House .45 .!ll (1, 9, !i, I) J!IHO House .31 .H I ~:,<;) (1 , 15, G, I) 19H2 House .il!l .t->2 (;{) E-W-N 1!11)2 House (], 7, 4 , 0) .04 _(j(j 1!182 1st Cong Primary (], 3, 2, I) .02 .t->4 I !182 2nd Cong Primary (], 2, I , 0) .05 .!II ([,) Michaux wins in Eclg<!combe 1!1132 House (1, 7, 4, 0) .02 . m~ Edgecombe 1!182 I st Cong- Primary (I ' ;-), 2, I ) .02 .t->4 I !IH2 2nd Cong Primat ·y (I ' 2, I , 0 ) .oa .!17 1!1:->2 Cou nty l!lH2 County 0 0 .04 .02 (2, 4, ::, 2) Commi~:-;i 01wr .:·~X .:·Hi .!Jl .!14 C<,mmi:-;::-; ioner (4, 10, :1 , 2) . 14 .27 .75 .82 (~ ) Wibon (5J N'"h Proportion of white vote r ti for black candidate ( ~ ) TABLE 1 (continued) Proportion of black voter~ fi>r black ca nd idate(") I!Jtl2 Hou~e HJH2 L; t Con!( I,rimary 1 !JH2 2nd Con!( Primary 1 !J7G County Commi~.s ioner I!J71i House 1 !JH2 1st Con!( Primary HJH2 2nd Cong I)r imary l!Jtl2 County Commi~sione 1· I'NIMANI' (1 , 7, 4 , 0) (1, ::l, 2, 0 ) (1, 2, 1, 0 ) (1 , 1, 7,0) (1, 7, 4 , () ) (1 , ;J, 2, 1) (1, 2, I , 0) o. G, a. oJ Proportion of white vote rs for black candidate(" ) .02 .OG .07 .32 .02 .Oii .Uti .OH Propm·tion of black voter s for black cand idate(" ) .7G .Hii . H~ .77 .5H .73 .81 .~2 '1' l n Etlg·l'ct, lll iH·. Wilstlll aw l Nc1s h tlll ·n · \\'as tllll.v black l'CI IHiitla te li11· House m· Senat<· in t ht' J)t.' riocl I ~J7K- 1!1Xi. Data liu- t hose <:<Hintit·s al't• l>ase<l in ad< I ilion on a IH7H l :ounly Commission race in Wi\:-:11 11 , I!JX~ ( 'on,l!JVS:-> ional l 'r imari<'s , anti Etl g'l.~tomht• anti Nash IHH~ County Cunm1ission Prim;wi{'s and ( ;cnc ral Ekdi<m:->. N = f);: r\du;~ l tlis trid ran•s - ::0 ll oust• & St•uat t• 0 '&(;) .J ( 'ount y ( 'ommissiont·r (P& ( ;) ~ ( 'oll.l! l 'rim;u·i(•:-; :lli t::r1 >:: I ~ CONDENSED SUMMARY TABLE 2 Ranking of White Voter Support for Black Candidates vs. Black Voter Support for Black Candidates in Eight North Carolina Counties, House and Senate Primary and General Elections in which there was at least one Black Candidate, 1978-1982.* Rankin~ of white Ranking of black Ranking of white Ranking of black vote r >< for b lack voters lin· black vote rs for black voters lin· black GENb'NA I, cand idate(s) eand idate(s ) I'NIMANl" candidate(s) candidate(s) (G) Mecklenbu1·g- & Cabarru ,; (I , G. ~ . 1) 1H7X Senate (1, 5, 4, I ) 1!J7H Senate las t (1, 5, 4, (}) l! lXO Senate las t (1 , 7, 4, 0) 1 !lH2 Senat e li (I ' 6, 4, I ) 1!lH2 Senate 5 (!)) Mecklenburg- (1 . li , ~ . I ) 1H7X Senat e (1, 5, 4, I ) l!l7X Senate last (1 , 5, 4, 0) l!lHO Senate last 0 , Iii, X, 0) WHO House last (1, t ;·~. H, 1) l!lHO Hull>< <! 10 (1, 7, ~ . 0) 1HH2 Senate li (I ' li , 4, 1) 1!lH2 Senate :; (2. IH, X, 1) I!IX2 Hou<e 7 14 2 (2, 9, 13, 2) 1!lH2 House 7 last 2 Alexander loses in I!J713 Caban·us (!i) Cabar rus (1 ' li , ~ - 1) 1!17H Senate 5 n. 5, 4 , ol HJ7H Senate last primary. (1 , 5, ~. 0 ) l!lXO Senate last Polk loses in 0. 7, 4, ()) I !IS2 Senate (i (1 , li, 4, 0) I!JH2 Senate 5 1!J82 Cabarrus primary. (li ) Durham (1, 4, 2, 0 ) I !17S Senal<· la,;t ., ,, (l{ep B) (I' :I , ;-:, I) 1!!7H House la,;L (2, 7, :~. I) 1!!7S House last (i 2 (1 , ;:, ;{, I ) l!JHO House last No Pl"imary l!lt\0 House X X (I ' 4, ;{, I) I!IH2 House "·' " 12, 4, a, I ) HJH2 Hou><e nex t lo last las t 2 17) 1·< ..-s_v th (2. !J, ' '· 0 ) I!J7S House last next to las t li (:1, 10, G, I ) I!J7H House 7 last K ·• ,., 2 (I lte p BJ 11. cl, 2, Ol I!IHO Senate la,;t 0. 10, "· 0) l!JHO House last (2, 7, "· I ) I!JHO House next lo last Ia,;( 2 (2, X, G, 2) l!JS2 House Ia ,;( next to la,;t 2 (2, I I. !l. 2) I!JH2 House H 4 2 M ~ I c.n TABLE 2 (continued) Ranking of white Ranking of black Ranking of white Ranking of black voters for black voters for black voters for black voters fur black Gt'NERAL candidate(s) canclidate(s) PRIMARY candidate(s) canclidate(s) (5) Wake (1, 13, (i , I) (i (!, 12, 6, 0) 1!)78 House 9 (1, 17, 6, I) 3 (I , 9, li, I ) HJ80 House 8 (1, 15, 6, I) 1982 House 5 (;~) E-W-N HJ82 House (! , 7, 4, 0) last 1982 1s t Cong Primary (! , 3, 2, I) last 1982 2nd Cong Primary (! , 2, I, 0) last t;rj Michaux wins in :>< (5) Edgecombe Edgecombe on ly I 0':> 1982 House (! , 7, 4, 0) last lfJ82 1st Cong Primary (! , 3, 2, I) last HJ82 2nd Cong Primary (I , 2, I, I) last (2 , 4, 3, 2) HJ82 County 2 3 2 1982 County (4, 10, 3, 2) last t ied fin· last 4 3 2 I Commi::;sione1· Commi~sione 1 · (4) Wilson 1982 House (! , 7, 4, 0) last 1982 1st Cong Primary (!, 3, 2, 0) last 1982 2nd Cong Prima1·y (!, 2, I, 0) last J!J7(i County Commissionet· (I ' J :~. 7, 0) II (4) Nash GENENAL Ranking of white voter~ for black candidate(s) TABLE 2 (continued) Ranking of black voters for black candidate(s) 1976 House 1982 1st Cong Primary 1932 2nd Cong Pt·imm·y HJ82 County Commissioner PRIMARY (1, 7, 4, 0) (1, 3, 2, l) (1 , 2, l , 0) (l , 6, 3, ()) Ranking of white Ranking of black voters f(lr black voters for black candidate(s) candidate(s) 7 tied for last last 6 1' l n l~;dg-e<:ombe, Wil~on and Nash there was unly black tanditlate for House or Senate in the period 1H7X-HIH2. Data liw lho~c co untie:-; a l'c based in a(ltlition on a HJ7ti County Commi:>sion race in Wilson, HJH2 Cong-ressional Primaries, and Edgel'otnbe and Nash IH02 County Commis::;ion Primarie~ and General Elections. N = 5:1 Actual district races = :10 House & Senate (P&G) 4 Cou nty Commissioner (P&G) ~ Cong Primaries :lli CONDENSED SUMMARY TABLE 3 Level of White Voter Support for Black Candidates vs. Black Voter Support for Black Candidates in Eight North Carolina Counties, House and Senate Primary and General Elections in which there was at least one Black Candidate, 1978-1982. * Pmportion of Pmportion of Proportion of Proportion of the votes cast t he votes cast the votes cast the votes cast by whi te by black by white by black voters which voters which voters which votet·s which go to t he black go to t he black go to the black go to the black cand idate(s) candidate(s) candidate(s) candidate(s) GENERAL PRI MARY P'wn P',w P'wu P'nn P'un (5) Mecklenburg & Cabarrus (1, 6, 4, I ) I !!78 Senate . IH .38 (1, 5, 4, 1) 1978 Senate .16 .53 (1, 5, 4, 0) 1 !!80 Senate .09 .52 (1 , 7, 4, 0) I !!82 Senate .11 .46 (1 , G, 4, I) 191:12 Senate .12 .49 (!)) Mecklenbut·g (1, 6, 4, I) l!l78 Senate .15 .38 (1, 5, 4, I) 1978 Senate .17 .55 Alexander (1, 5, 4, 0) 1980 Senate .O!l .53 loses in 1 !l78 (I, W, 8, 0) J!JHO House .05 2'' • o) (1 , 13, 8, I) 1980 House .04 .34 Cabanus (1, 7, 4, I) I !lH2 Senate .11 . 47 (I, G, 4, I) 1982 Senate . I I .53 primary . (2, 18, 8, I) 1!!82 House .12 .48 (2, !l, 8, 2) 1982 House .17 .54 (f>) Cabarrus (1, G, 4, I ) I !!78 Senate .14 .31 (1, 5, 4, OJ HJ78 Senate .15 . :~7 Polk loses in (1 , 5, 4, 0) 1980 Senate .0!) .:w 1982 Caban·us (1, 7, 4, 0) J!lti2 Senate .13 .27 (1, H, 4, 0) 1!!82 Senate .Hi .38 primary ((l) Durham (1, 4, 2, 0) W78 Senate .12 .03 (Rep. B) (1, 3, ;~, I) 1978 House .28 .36 (2, 7, 3, I ) l!l78 House .10 .9!! (I, ;~, 3, I) 1!!80 House .32 .35 No Primary 1980 House X X (1 , 4, 3, I) 1!!82 House .2G .78 (2, 4, ;~ . I) 1982 House .35 .91 (7) ~(u·syth (2, 9, 5, U) l!l7b House .w .M (3, 10, 5, I) HJ78 House . 14 .(i3 (I Rep B) (1, ;J, 2, 0) 1!!80 Senate .07 .51 (1, 10, 5, 0) 1!!80 House .07 .24 (2, 7, 5, I) 1!!80 House .15 .55 (2, IJ, 5, 2) 1!!82 Ho use .21 .55 (2, 11, 5, 2) 1!!82 House .15 .55 M ~ I 00 TABLE 3 (continued) Propor tion of Proportion of Proportion of Pmportion of the votes cast the votes cast t he votes cast the votes cast by white by black by white by black voters which vote1·s which voters which voters which go to the black go to the black go to the black go to the black candidate(s) candidate(s) candidate(s) candidate(s) GENERAL PRIMARY P'wu P',w P'wu P',:n P'un (5) Wake 0, J;{, G. I) Hl80 House .Ofl . HJ (1, 12, G, 0) IH78 House .05 .40 (1, 17, G, I) 1982 House .09 .18 (1, 9, G, I) 1980 House .09 .50 (1, 15, G, I) 1982 House .10 .41 (3) E-W-N HJH2 House (1, 7, 4, 0) .01 .3G trl 1982 bt Cong ~ Primary (1, 3, 2, I) .02 .90 I Hl82 2nd Cong ~ Primary (1, 2, I, 0) .05 .94 (5) Edgecombe HJ82 House (1 , 7, 4, 0) .01 .31 Michaux wins J!JH2 1st Cong in Edgecombe Primary (1, 3, 2, I) .02 .fl2 only 1982 2nd Cong Primary (1 , 2, 1, 0) .02 .99 l fJ82 County HJ82 County (2, 4, 3, 2) Commissione1· .40 .till Commissione1· (4, 10, ;{, 2) .02 .H7 (4) Wilson J!l82 House (1, 7, 4, 0) .01 .52 1982 I st Cong Primary (1, 3, 2, 0) .07 .98 l!l82 2nd Cong Primary (1, 2, I , 0) .07 .99 IH7ti County Commissioner (1 , 13, 7.0) .05 .:{0 GENEUA/, (5) Nash Proportion of the votes cast by white voters which go to the black candidate(s) TABLE 3 (continued) Proportion of the votes cast by black voters which go to the black candidate(s) PRIMARY J!J7G House (1, 7, 4, 0) 1982 bt Cong Primary (1 , 3, 2, 1) 1982 2nd Cong Primar y (1, 2, I , 0) l!JH2 County Commissionet· (1, 6, 3, 0) Proportion of the votes cast by white voters which go to the black candidate(s) .01 .07 .OG .04 Proportion of the votes cast by black voters which go to the black candidate(s) :31 .79 .82 .49 *In Et l ~ccombc, Wil:-;on and Na:-;h there wa:-; only black cant lidate for House m· Senate in the period IH7H- lHXi. Data fur those counties arc based in achl ition on a 197fi County Commission race in Wil:-;on, IBX~ Con!{ress iunal Primari(•s, atHI Edg-ecombe and Nash HJt)~ County Commission Primaries and Gcnct·ctl Elcdions. N :::: 5:1 Actual dis trid races = :~0 Hou:.;c l'\: Senate (I~&G) 4 County Conuniss ioner (Pl~G) _1 Cung- Primat'i(•s ati PLAINTIFF'S EXHIBIT 11, APP. 6#4 Gingles APPENDIX 6 to "Effects Multimember Districts" Black Legislative Representation in States with Black Population over 15% Predominantly single Predominantly s ingle Predominantly single Percent member dis tricts in areas #of Black member districts in areas #of Black member districts in areas #of Black population of Black concentration as Reps. in of Black concentration as Reps. i1\ of Black concentration as Reps. in Black (1970) of July 1977 July 1977 of July 1982 July 1982 of July 198:3 July 198:3 Alabama 26.4 YES 15 YES 16 YES 20 Arkansas 18.6 NO 4 NO 5 NO 5 Florida 15.5 NO a NO 5 YES 12 Georgia 25.9 YES 23 YES 22 YES 24 trj Louisiana 29.9 YES 10 YES 13 YES 13 >< Maryland 17.9 19 * 21 ** 23 I f--6 Mississippi :36.8 ' NO 4 YES 17 YES 17 f--6 North Carolina 22.4 NO G NO 4 YES & NO 13 South Carolina 30.5 YES 13 YES 15 YES 20 Tennessee Hi.1 YES 11 YES 12 YES 13 Virginia 18.6 NO 2 NO 5 NO 7 1977 (omitting Maryland) 1982 (omitting Maryland) 1.9/M (omitting N.C. & Maryland) Average # of Black Representatives in States with Predominantly Single Member Districts in Black Areas 3.8 (TOTAL = 19, N = 5) 4.8 (TOTAL = 19, N = 4) () (TOTAL = 12, N = 2) Average # of Black Representatives in States with P1·edominantly Single Member . Districts in Black Areas 14.5 (TOTAL = 72, N = 5) 15.8 (TOTAL = 95, N = 6) 18.4 (TOTAL 129, N 7) *;{ member di~tril.:ts used throughout, Bla<:k:-: only clederl from majurity Blacl\ mmds. **mix of I, ~. and;{ per:-;on dist1·i t:ts, Blacks only clcd(:d from majority Black mmds and :-~mds, with one exeeplion 100 90 80 10 60 50 40 30 Success in GeneraL Elections (<ro of candidates that Los~ by party fry race) 1970-~ 1982 B W B Democrat6 Republicans G-ing~ Exhtbi.tJq 100 90 80 70 ( 60 50 40 . 30 20 10 0 o~o~o N W W B Democrats Republicans Partjcipation in General Elections ( 0/o of candidates of each party by r~) 1970-1')82 'lo 155 •%..5'1lo 0 .: •• 90 .228: 8'1A~o 90 31 =62'7o so 80 70 . 70 60 tri :>< I 50 50 I-" CA:l 40 40 30 30 20 20 10 10 0 0 o•o'o B w B B w B Democrats Republicans · Democrats L«publicans EXHIBIT 19 Gingles Ex-14 PLAINTIFF'S EXHIBIT 20 GINGLES The Disadvantageous Effects of At-Large Elections On the Success of Minority Candidates For the Charlotte and Raleigh City Councils Bernard Grofman Professor of Political Science School of Social Sciences University of California, Irvine Irvine, California May 20, 1983 I. Campaign Expenditures in the District-Based and At-Large Component of the Charlotte City Council and Raleigh City Council Elections in 1979 and 1981 We would like to test the hypothesis that at-large elec tions are more expensive to run than district-based cam paigns. Intuitively it would seem very reasonable that at large elections, involving as they do larger constituen cies, would be more costly. 1 However, there are a number of methodological problems in empirically validating what might appear commonsensically obvious; even though the few available studies (e.g., Grofman 1982; Jewell1982) all support the truth of the proposed hypothesis: · (1) There are differences in spending patterns between incumbents and non-incumbents. Moreover, those differ ences are complicated by the considerable incumbency advantage in raising money versus the countervailing lesser need of highly visible incumbents to spend money to win elections. Also the magnitude of the incumbency 1 Campaign funds are often spent somewhat differently in at-larg·e than in district elections; for the latter, use of city-wide media (e.g., radio, TV, city newspapers) is less efficient than for the former and this may reduce somewhat the cost advantages produced by the smaller scope of district-based campaigns. Ex-15 advantage is often different in at-large than in single member district elections. (2) Both at-large and district races contain candidates who run with little chance of victory (and with minimal campaign expenses), but the number of such candidates is generally greater in at-large elections. (3) Many candidates largely finance city council cam paigns through their own funds, and such personal re sources vary widely, introducing idiosyncratic features which are hard to control for because of the small number of mixed system elections for which we have campaign funding data available for analysis. Nonetheless, each of these methodological problems associated with analyzing comparative campaign expen ditures across different types of election systems may be solved (or at least mitigated) if(1) we distinguish between incumbent and non-incumbent expenditures (2) for both incumbents and non-incumbents we focus on the expendi tures of the winning candidates, and (3), we combine data so as to obtain a larger sample size and more reliable data estimates. We shall look at Charlotte City Council and Raleigh City Council campaign expenditures patterns, combining 1979 and 1981 data. In Charlotte there were four at-large seats and seven district seats in both the 1979 and 1981 elections (see Appendices 1 and 2). Combining data for the two elections we find winners at large averaged over $12,000 on cam paign expenditures (whether they were incumbent or non-incumbent); while in the district based elections, win ning challengers spent ony $5,815 and winning incum bents spent only $3,198 (see Table 1). Thus, campaign costs in Charlotte City Council at-large elections were, on average, more than twice those for district elections in that city. Ex-16 In Raleigh, for both the 1979 and the 1981 election, there were two at-large seats and five district seats (see Appendices 3 and 4). Combining data for the two elections we find incumbent winners at-large spent an average of $9, 105 while incumbent district winners spent an average of only $5,344; non-incumbent at-large winners spent an average $11,925 while non-incumbent district winners spent on average only $5,213. Thus, at-large campaign costs in Raleigh at-large city council elections were, on average, roughly twice those for district elections in that city. II. Success of Black Candidates in the District-Based and At-Large Component of Charlotte City Council and Raleigh City Council Elections The considerably higher expenditures required to run a successful at-large race in Charlotte imposes a burden on minority groups (such as blacks) who are economically disadvantaged. This financial burden, combined with ra cial bloc voting which makes for a greater difficulty of black success in at-large race with a primarily white elec torate as compared to a district race with a primarily Black electorate (e. g., Charlotte Districts 2-3), has meant that Blacks are disproportionately excluded from the at large council seats in Charlotte. In the period 1977-1981, of the 21 district seats contested, Blacks won 6 (28.6%); while of the 12 at-large seats contested Blacks won only 2 (16. 7%), despite the fact that there were more Black candidates for the four at-large seats than for the seven district seats. In the preceding period, 1945-1975, under a pure at-large system, Black representation was even less, averaging only 5.4% (Heilig and Mundt 1981; see also Heilig, 1978; Mundt 1979). As in Charlotte, Black electoral success in Raleigh was considerably greater in the district than in the at-large component of the city council elections in 1977-1981. Of Ex-17 the 15 district seats contested, Blacks won three (20.0%), while of the six at-large seats contested, Blacks won no seats (0.0%), despite the fact that there were propor tionally about as many Black candidates contesting the at large elections as contesting the district elections. This finding of greater minority success in a district-based system (or the district-based component of a mixed sys tem) than under an at-large or multi-member district system has been repeated in a large number of munici palities and other jurisdictions where there exists a sub stantial minority population and patterns of polarized voting (see esp. Engstrom and McDonald 1981; Karnig and Welch 1978, 1979; Grofman 1981; and overviews of the literature in Engstrom and McDonald 1984 forthcoming and in Grofman 1982b). "Indeed, few generalizations in political science ap pear to be as well verified as the proposition th:;~t at large elections tend to be discriminatory toward black Americans" (Engstrom and McDonald, 1984 forthcoming). III. Summary We examined the campaign expenditure patterns for the at-large and district components of Charlotte and Raleigh, North Carolina city council elections and found that successful at-large election campaigns are more ex pensive to run than successful district campaigns. We then looked at the success of black candidates in recent Charlotte and Raleigh city council races and found dra matically greater success for black candidates running in the district-based elections than for those running for the city-wide seats. In reducing their likelihood of obtaining office if they do seek it, and/or in increasing the amount of money which must be spent to achieve office, at-large elections in Charlotte and Raleigh had a discriminatory effect on Black candidates, when compared with district elections in the same cities. 1979 expenditures average 1981 expenditures (N = 2) average (N = 2) 1979 and 1981 ·combined average (N = 4) Table11 Campaign Expenses: Charlotte City Council, 1979-1981 Winning Incumbents~ At-large District $ 554 1,684 1,907 2,699 5,784 $5,706 2,914 4,945 5,675 $5,826 $:1,031 Winning Incumbents At-large District $18,452 HJ,6G9 $19,0G1 (N = 5) $3,119 1,936 2,777 4,531 4,800 $3,433 Winning Incumbents At-large District (N = 2) (N = 5) average (N = 2) (N = 5) $12,194 (N = 12) $4,198 (N = 9) Winning Non-Incumbents At-large District $18,142 19,100 $18,621 Winning At-large $7,014 5,292 $6,153 None Non-Incumbents District $8,717 2,913 (N = 2) $5,815 Winning Non-Incumbents At-large District $12,387 (N = 2) $5,815 1There were not enough winning Llack candidalt•s to mak{! it J(!asiblc to separately tabulate by race of candidate. The raw data on which this tab le wa:-> based is provided as appcndice.s to this re:->carch nntc. ~In W7~1 and HJHI all incumbent:-: running liw recleclion to the Charlotte City Counily won recledion. In l97~J ~'of 11 iw.:umhents sought reelection; in 19K l , 7 of 11 did. trj :>< I ....... 00 1979 expenditures average (N = 1) 1981 expenditures average (N = 1) Hl79 and 1981 combined average (N = 2) Table12 Campaign Expenses: Raleigh City Council , 1979- 1981 Winning Incumbents At-large District $3,598 $3,598 $15,723 4,187 257 5,048 $ 6,804 Winning Incumbents At-large District $14,611 $14,611 (N = 4) $5,310 1,301 $4,383 (N = 1) Winning Incumbents At-large District $9,105 (N = 8) $5,344 (N = 2) Winning Non-Incumbents At-large District $10,016 $10,016 ~ $8,962 Winning Non-Incumbents At-large District $13,834 $13,834 (N = 1) $1 ,463 $1 ,463 Winning Non-Incumbents At-large District $11 ,925 (N = 2) $5,213 1Tiw n.! wen • not c nuug h winning black tandidatc:-: tu make il lt.·as iblc tu separate ly tabulate b~' race of tomdidatc. ThL· raw data un \\'hich this table was based is provided as appe ndices tu this rcsean:h IHJ l l' . Ex-20 -.. WBITE PEOPLE ~FO'E IT'~ TOO LATE FOUIUI.'Jf NO'r IIJI~ JUIOt'BBB CBJ1J,11t2 PLAINTIFF'S EXHIBIT 25 Gingles DO YOU WANT? Hetroet worko"9 besode you, Y''Y' ..,,fe and daughter\ on your molls and foctoroes' · Httroet eotong ~sode you on ol~ publoc eotong places' Hetroet rodong ~sode you, -,.oLr '''"'(' and your daughters on buses. cobs and trotns) Hetroe~ slet-pong '" the so~ hct.eh ~ ~eomong kouses' Hetroet teochong and dosciplon.rg your choldren on sckool' Netroet sottong woth you and your fomoly at all publoc mfttongs) HetrMt Goonq '"white sch'ool\ on, I ..,lutl! choldren qJ•na to,N~ro \Cho)('lfs) HttrMt to <><Cui)\ thl' \Oml' ho\o>otul r.>om\ ..,,,.., you and \'Our ..,ofe onJ <.luughter~' Netroe• O\ \<Jur foremen and O'Wcr\ccr\ on the moll\' Httrell ui.lng vnur toolct locoloton' Honhern ,.liticel lebot lee4en h••• recently wdere4 thet ell 4-rt M ope11e4 t. Hetroet 011 wnio11 ''~rty. This will lee4 t. wltit11 e114 Nttroet war\int on4 li•int t.tethtt 111 the S.Uth •• they 4e In the Nerth. Do you we11t t~etr FRANK GRAHAM FAVORS MINGLING OF THE RACES HI ADMIT1 THAT HI FAVOU MIXING HIGlOU AND WHITIS- HI SAYS SO IN THI li..OlT HI SIGHID. (Fet Preot ef This, Reed P'ete 167, Ci•il llthtt le,..t.) DO YOU FAVOR '!'HIS-- WANT SOME MORE OF IT? IF YOU DO, VOTE FOR FRANK GRAHAM IUT IF YOU DON'T VOTE FOR AND HELP ELECT WII·'·IS SDifJl'B fo.- SBNA'I'OB HE WILL UPHOLD THE-T1l.ADIT10NS OF THE SOUTH KNOW THE TRUTH COMMmEE Ex-21 ,· Number of BLack Elected Officials 300 250 200 150 100 50 0 ~~----~----------------------------------10 . 71 72 73 74 75 76 71 78 79 80 81 Years (1970-1981) Number of Blacl< Elected Officials it1 Nort11- Caroluta(l'JTO,_l98l) Ex-22 Gingles ExhLr{t,41 . I I I I I· 'l I, I !.: 1' :I I, ' :I I I I ' I I I ! ; I I: I ' I i I I i Ex-23 PLAINTIFF'S EXHIBIT 52 Gingles Vallhtine For Congress Dear Fellow Democrat: Tuesday, July 27th is a very important day for Democrats in - Durham County. It is a day when you have a chance and obligation to influence the direction in which our national government will move during the critical years ahead. That choice is whether you want to be represented in Congress by a big -government, free-spend ing libera l, or whether you want to be represented by a person whose thinking is much more in tune w ith the ma jority of our people. I think the choice is very clear. My opponent's liberal record is well -known. While serving in the state legislature, among other things, he sponsored a bill wh ich would have raised your personal income taxes by as much as 40 percent. He also sponsored a bill which could have forced you to pay dues to a labor union whether you wanted to or not. I am opposed to his kind of liberal thinking and I believe the majority of the people in our district are too. Ex-24 I want you to know that I am opposed to higher taxes. I plan to introduce a constitutional amendment which would requi re a balanced federal budget, wh ich would force the government to live with in its means. That would cause interest rates to come down which would revive agriculture, help industry grow and create more jobs for our people, thereby bringing down unemployment. I have also made a commitment to open a fully-staffed Congressional Office in Durham, so that you will never be more than a local phone call away from help with your problems with the Federal Government. I know it's July and it's hot. Many folks are on vacation. Many are busy w ith tobacco. It's easy not to stop and take the time to vote, but you must. Our polls indicate that the same well organized block vote which was so obvious and influential on the 1st Primary will turn out again on July 27. My opponent will again be bussing his supporters to the polling places in record numbers. If you and your friends don't vote on July 27 my opponent's block vote will decide the election for you . A Congressman We Can Be Proud Of Paid for by the Tim Valentine for Congress Committee. C.T. Lane, Treasurer, P.O. Box 353, Rocky Mount, N.C. 27801 A copy of our report is filed with the Clerk of the House and is available for purchase from The Federal Election Commission, \'/ashington, D.C. 20515 Ex-25 Your vote will make the difference. Please join me in voting on Tuesday, July 27. I promise to be a Congressman of whom you can be proud. P.S . CALL TO ACTION Sincerely, Tim Valentine Please take the time to become personally involved in my campaign by listing below the names of five fr iends and neighbors, along with their telephone numbers, and call them on Tuesday, July 27 to make sure that each one votes. NAME TELEPHONE# Vallhtine For Congress Ex-26 Vallhtine For Congress Durham Headquarters 202 Corcoran Street Durham, N.C. 27701 Dear Registered Voter, July 21 , 1982 We ask that you consider the voting pattern and results of the June 29 primary. There were many many precincts in Durham that voted over 60% of their registration, while our precinct only voted around 45%. If you object to this domination-if you are · resentful of having others elect your officials-then you should vote on July 27. Join us in proving to ourselves that Tim Valentine can carry Club Boulevard precinct. Regards, Jim Dickson Ex-27 From the Durham Morning Herald Precinct Club Blvd. Burton Hillside Whitted Shepard Hill andale June 30, 1982 Valentine 264 9 1 1 2 302 Michaux 209 1260 883 419 744 192 Ramsey 282 14 9 5 9 313 A Strong Voice For Our District Paid for by the Tim Volentine for Congress Committee. CT. Lone, Treasurer, P.O. Box 353, Rocky Mount, N.C. 27801 A copy of our report is filed with the Clerk of the House and is available for purchase from The Federal Election Commission, Washington , D .C. 20515 Ex-28 DEFENDANT'S EXHIBIT 1 STATE BOARD OF ELECTIONS SUITE 801 RALEIGH BUILDING 5 WEST HARGETT STREET RALEIGH, NoRTH CAROLINA 27601 ROBERT W. SPEARMAN C_HAIRMAN MEMBERS MRS. ELLOREE M. ERWIN CHARL01'T~: WILLIAM A. MARSH, JR. O Uim AM MRS. RUTH TURNER SEMASHKO HoRSE SHoE ROBERT W. SPEf\RMAN JOHN A. WALKER NoRTH WILK~:snoRo November 30, 1981 SPECIAL MEMORANDUM SUBJECT: Increased Voter Registration FROM: Robert W Spearman, Chairman Alex K. Brock, Director TO: All County Board Members and Supervisors At its meeting on November 9, 1981, the State Board of Elections adopted and endorsed the goal of increased voter registration in North Carolina as a top Board priority. The Board has directed us to communicate with each of you about its interest and concern in this important area. A successful effort to increase voter registration will require pooling the efforts, talents, energy and ideas of Ex-29 local board members, supervisors, elected officials, state board members and staff with the political parties, civic groups and all interested citizens. We would request that at your next local board meeting you consider what specific steps can be taken in your county and statewide to make it easier and more convenient for citizens to register to vote. We also request you provide our board with the voting age population in your county, based on the most recent U.S. census. We would very much appr eciate any guidance and suggestions you can give us as to steps the state board and its staff can take to increase registration, whether those be by adopting or altering regulations, recommending legislation to the General Assembly, sponsoring registration drives or other techniques. . We are aware that certain voter registration techniques work better in some areas than in others. Among the approaches that you may wish to consider using in your county are: 1. Running public service spots on TV or radio telling citizens the specific times and places thay can register. 2. Encourage local political parties to work with precinct judges, registrars and special registration commis sioners to have special voter registration days at community centers, schools and shopping centers. 3. Request local county ( and municipal) officials to include information about how and where one can register in mailings that are routinely sent out from county or city offices ( e.g., with tax listing notices, water and sewer bills, etc.). 4 . In counties where such a system is not already in place, work with local library officials and library trustees to have public library employees designated as Ex-30 special library registration deputies. (This is already autho rized by G.S. 163-80 ( 6 ).) 5. Use supervisors, deputy supervisors of elec tions and local election board members as registrars for special registration efforts in schools, community centers, nursing homes, etc. ( This is already authorized by G.S. 163-35 and 163-80.) We very much look forward to working with you on voter registration and we would certainly appreciate any suggestions you can pass along to us. DUPLICATE THIS FOR ALL BOARD MEMBERS Ex-31 DEFENDANT'S EXHIBIT 2 STATE BOARD OF ELECTIONS SUITE 801 RALEIGH BUILDING 5 WEST HARGETT STREET RALEIGH, NORTH C AROLINA 27601 ROBERT W. SPEARMAN C H A IRMAN MRS. ELLOREE M. ERWIN C HARLOTI'E WILLIAM A. MARSH, .JR. D U RHA M MRS. RUTH TURNER SEMASHKO Hom;•; SHo•; ROBERT W. SPEARMAN R A L E J(;H JOHN A. WALKER NoRTH Wu.K•;~moRo December 14, 1981 TO: NORTH CAROLINA COUNTY ELECTIONS BOARDS AND SUPERVISORS Recently questions have been raised concerning com pensation of registrars, judges and special registration commissioners in voter registration efforts. Often the questions have come up when a civic or community group desires to have a qualified person eligible to register voters present at a rally, picnic, dinner or some other community occasion. In such situations, the following principles should be followed. l. Under State law any registrar, judge of election or special registration commissioner can register voters any where in the county without regard to the precinct of the applicant unless the local board has restricted the authority of the registrar, judge or special commissioner. G.S. 173-67. The State Board strongly encourages the use of registrars, judges and special registration commissioners for Ex-32 special registration efforts and suggests that any local board rules restricting their authority be reexamined. 2. There is no state law requirement that registrars, judges or special registration commissioners be compensated for registering voters. Frequently registrars and judges register voters (as opposed to performing their election dey duties) on a volunteer basis without pay. (However, some county boards do pay for special registration work performed at public libraries or other places, and it is perfectly proper to do so.) 3. Private groups may not compensate registrars, election judges, or special registration commissioners. G.S. 163-275. 4. If a private group (e.g. civic club, community association, etc.) is willing to or desires to reimburse a county for the cost of paying registrars for special registra tion efforts it may properly do so. The proper procedure to follow is for the group to make a contribution to the board of county commissioners for the purpose of special voter registration and the commissioners could then appropriate the funds to the local Board of Elections for such purpose. Robert W. Spearman Chairman, State Board of Elections Alex K. Brock Executive Secretary-Director, State Board of Elections Senior Deputy Attorney General DUPLICATE FOR ALL BOARD MEMBERS Ex-33 DEFENDANT'S EXHIBIT 3 STATE BOARD OF ELECTIONS SUITE 801 RALEIGH BUILDING 5 WEST H ARGETT STREET RALEIGH, NORTH CAROLINA 27601 ROBERT W. SPEARMAN CHAIRMAN MRS. ELLOREE M. ERWIN C HAKL( YJ"TE WILLIAM A. MARSH, JR. DUJmAM MRS. RUTH TURNER SEMASHKO ROBERT W. SPEARMAN R ALEWH JOHN A. WALKER NORTH WILK~;SIIOIUI January 29, 1982 TO: COUNTY BOARD MEMBERS AND SUPERVISORS FROM: BOB SPEARMAN, CHAIRMAN ALEX BROCK, EXECUTIVE DIRECTOR SUBJECT: CITIZEN AWARENESS YEAR AND VOTER REGISTRATION At the request of the State Board of Elections, Governor James Hunt has designated 1982 as a Citizen Awareness Year in which a maximum effort will be made to increase North Carolina voter registration. The State Board will sponsor two major voter registration drives, from April 15, 1982 to July 5 , 1982 before the primary and from September l to October 4 (when registration closes for the general election.) The voter registration drive is officially spon sored and is nonpartisan. All political parties and civic groups are invited and encouraged to participate. Ex-34 Obviously, the success of this effort will depend very much upon you because you are the public officials most familiar with the election process and closest to its da;y-to da;y operation. There will be two main thrusts to the voter registration drive: ( 1) Maximum publicity of existing voter registration opportunities and ( 2) Provision of special registration opportunities to maximize participation. The State Board intends to take all possible steps to maximize statewide publicity, including holding press conferences and providing public service spots to radio and television stations. Wf3 request that your local board take similar steps in your county or municipality. Specifically, you may wish to consider the following: Check with local T.V. and radio stations to determ:i;ne if they will produce and broadcast public service spots telling county citizens when and where they can register to vote. ( The spot announcements can be made by different board members.) Issue press releases on Citizen Awareness Year in your area and registration opportunities. Post signs or notices with registration informa tion in public places ( e.g. county offices , stores, community bulletin boards.) Check with county and municipal officials to see if they would agree to have basic voter registration informa tion included with routine official mailings ( e.g. with tax notices or municipal water bills.) Special Registration Opportunities. In addition to publicizing existing registration opportunities, we need to take extra steps to reach groups whose registration has historically been low. Situations vary in different areas of the State, but frequently groups with low registration include elderly citizens, young people, and Ex-35 minority groups. We request you consider using the following outreach techniques during Citizen Awareness Year, particu larly from April 15, 1982 to July 5 , 1982 and September 1 to October 4 , 1982. 1. Staff registration tables in evening hours at places where large groups of people congregate ( shopping centers are often excellent.) 2. Have a "registration day" in the spring and again in the fall in local public high schools and community colleges; on these days send registrars and commissioners to register students and faculty at their educational institutions. 3. Send registrars or commissioners for special registration events to residential areas where registration is low. These may include nursing homes, public housing or mobile home parks. 4 . Upon request; supply registrars or commis sioners for special events being run by community groups, such as banquets, dinners, picnics, athletic contests, church suppers, etc. (Very frequently, this can be done without any cost to the board because registrars or commissioners will donate their time and not expect to be paid.) We expect that local boards will receive requests from political parties and community groups for assistance in special registration efforts during Citizens Awareness Year. When you receive such requests , try to be as helpful as you can in answering questions, supplying voter registration information and where necessary, helping to find registrars, judges, and special registration commis sioners who can assist in registering voters at special events. Paid Pol. Adv. WHAT NORTH-CAROLINA NEWSPAPERS SAY ABOUT VOTER REGISTRATION ~.~~~::.:~... . .. ~ . . ~, . . :f GOV. HUNT, REV. JACKSON MEET - Governor Jim Hunt and the Rev. Jesse Jackson met in the Executive Mansion March 11 to discuss a number of mutuai concerns. including voter registration . .. The Carolinian, 3-18-82 "He (Jesse- Jackson} said Gov. Jim Hunt, an expected Senate candidate in 1984, had 'a limited future-unless we register.' "" Greensboro Da ily New~. 5-16-83 ...... ~~we must register at least 200,000 black voters in North Carolina in the next two months." (Jesse Jackson) New, and Ob~erver. 4-22-83 ~~Gov. james B. Hunt, Jr. wants the State Board of Elections to boost minority voter registration in North Carolina ... " t :Pf ·Chapel Hill NevnpapPr. 11-10-81 Ask Yourself: Is This A Proper Use Of Taxpayer Funds? Ex-36 PLAINTIFF'S EXHIBIT ..Pc. ; • Ex-37 GINGLES EXHIBIT #56 Mecklenburg County-Demographic Data White Black Population 291,442 107,006 Percent of Population 72.1 26.5 Percent of Population Below Poverty 5.5 25.7 Percent of Family Income over $20,000 61.7 27.9 Mean Income 27,209 15,519 Ratio Black to White Mean Income 57.0% Total Number of Housing Units 111,223 34,209 Number of Renter Occupied 36,94~ 2,056 Percent Renter Occupied 33.2 60.1 Percent Units with No Vehi- cle Available 5.0 26.5 Percent Over 25 with Eighth Grade Education or Less 9.9 25.0 Percent Voting Age Popula- tion that is Black (1980) 24.0 Percent Voters that is Black (1980) 16.9 Total 404,270 10.9 53.6 24,462 10.0 / / Ex-38 GINGLES EXHIBIT #57 Forsyth County-Demographic Data White Black Population Percent of Population Percent of Population Below Poverty Percent of Family Income over $20,000 Mean Income Ratio Black to White Mean Income Total Number of Housing Units Number of Renter Occupied Percent Renter Occupied Percent Units with No Vehi- cle Available Percent Over 25 with Eighth Grade Education or Less Percent Voting Age Popula tion that is Black (1980) Percent Voters that is Black (1980) 182,647 59,403 75.0 24.4 6.9 25.6 56.2 28.6 25,355 15,101 59.56% 69,699 19,885 19,320 11,934 27.7 60.0 5.9 27.4 16.7 26.6 22.0 20.3 Total 243,683 11.6 50.2 23,188 10.7 Ex-39 GINGLES EXHIBIT #58 Durham County-Demographic Data Population Percent of Population Percent of Population Below Poverty Percent of Family Income over $20,000 Mean Income Ratio Black to White Mean Income Total Number of Housing Units Number of Renter Occupied Percent Renter Occupied Percent Units with No Vehi- cle Available Percent Over 25 with Eighth Grade Education or Less Percent Voting Age Popula- tion that is Black (1980) Percent Voters that is Black (1980) White Black 95,818 55,424 62.7 36.3 7~ 6 24.9 57.8 28.5 24,984 15,357 -61.47% 36,792 18,343 13,953 11,462 37.9 62.5 6.9 25.2 14.6 26.6 33.6 24.9 Total 152,785 14.0 4"1.9 21,719 13.0 Ex-40 GINGLES EXHIBIT #59 Wake County-Demographic Data White Black Population Percent of Population Percent of Population Below Poverty Percent of Family Income over $20,000 Mean Income Ratio Black to White Mean Income Total Number of Housing Units Number of Renter Occupied Percent Renter Occupied Percent Units with No Vehi- cle Available Percent Over 25 with Eighth Grade Education or Less Percent Voting Age Popula tion that is Black (1980) Percent Voters that is Black (1980) 231 ,561 65,553 76.8 21.8 6.2 23.4 63.7 28.7 26,893 15,347 57.07% 85,664 19,793 29,609 11 ,021 34.6 55.7 4.5 21.0 9.3 28.2 Total 301 ,327 10.0 56.8 24,646 7.6 Ex-41 GINGLES EXHIBIT #60 Wilson County-Demographic Data White Black Population 39,943 22,981 Percent of Population 63.3 36.4 Percent of Population Below Poverty 9.6 37.8 Percent of Family Income over $20,000 45.5 17.1 Mean Income 21,687 12,241 Ratio Black to White Mean Income 56.44% Total Number of Housing Units 14,725 6,781 Number of Renter Occupied 4,818 4,368 Percent Renter Occupied 32.7 64.4 Percent Units with No Vehi- cle Available 7.1 29.1 Percent Over 25 with Eighth Grade Education or Less 23.0 44.2 Percent Voting Age Popula- tion that is Black (1980) 32.4 Percent Voters that is Black (1980) 23.0 Total 63,132 20.0 36.5 18,732 14.0 14.0 Ex-42 GINGLES EXHIBIT #61 Edgecombe County-Demographic Data Population Percent of Population Percent of Population Below Poverty Percent of Family Income over $20,000 Mean Income Ratio Black to White Mean Income Total Number of Housing Units Number of Renter Occupied Percent Renter Occupied Percent Units with No Vehi- cle Available Percent Over 25 with Eighth Grade Education or Less Percent Voting Age Popula- tion that is Black (1980) Percent Voters that is Black (1980) White Black 27,428 28,433 49.0 50.8 9.6 30.5 44.2 20.2 20,476 13,592 -66.38% 10,246 8,117 2,782 4,258 27.2 52.5 7.7 26.2 23.8 40.3 46.7 34.6 Total 55,988 20.2 33.3 17,360 16.0 Ex-43 GINGLES EXHIBIT #62 Nash County-Demographic Data White Black Population 44,745 22,089 Percent of Population 66.6 32.9 Percent of Population Below Poverty 8.9 41.8 Percent of Family Income over $20,000 46.7 13.9 Mean Income 21,785 11,434 Ratio Black to White Mean Income 52.49% Total Number of Housing Units 16,982 6,391 Number of Renter Occupied 4,933 3,763 Percent Renter Occupied 29.0 58.9 Percent Units with No Vehi- cle Available 6.7 27.2 Percent Over 25 with Eighth Grade Education or Less Percent Voting Age Popula- tion that is Black (1980) 29.4 Percent Voters that is Black (1980) 13.2 Total 67,153 19.9 37.5 18,937 12.3 Ex-44 GINGLES EXHIBIT #63 Halifax County-Demographic Data White Black Population 27,559 26,053 Percent of Population 49.8 47.1 Percent of Population Below Poverty 12.6 47.8 Percent of Family Income over $20,000 37.9 12.9 Mean Income 19,042 10,465 Ratio Black to White Mean Income -54.96% Total Number of Housing Units 10,680 7,201 Number of Renter Occupied 2,800 3,520 Percent Renter Occupied 26.2 48.9 Percent Units with No Vehi- cle Available 10.2 32.3 Percent Over 25 with Eighth Grade Education or Less 25.6 51.5 Percent Voting Age Popula- tion that is Black (1980) Percent Voters that is Black 44.0 (1980) 35.2 Total 55,286 27.1 15,479 19.0 Ex-45 GINGLES EXHIBIT #64 Northampton County-Demographic Data White Black Population 8,824 13,709 Percent of Population 39.1 60.7 Percent of Population Below Poverty 11.6 38.2 Percent of Family Income over $20,000 34.9 15.3 Mean Income 19,964 12,942 Ratio Black to White Mean Income 64.83% Total Number of Housing Units 3,248 3,849 Number of Renter Occupied 549 1,261 Percent Renter Occupied 16.9 32.8 Percent Units with No Vehi- cle Available 10.5 27.9 Percent Over 25 with Eighth Grade Education or Less 23.1 54.6 Percent Voting Age Popula- tion that is Black (1980) 56.2 Percent Voters that is Black (1980) 51.4 Total 22,584 28.1 24.0 16,080 19.9 Ex-46 GINGLES EXHIBIT #65 Hertford County-Demographic Data White Black Population 10,285 12,810 Percent of Population 44.0 54.8 Percent of Population Below Poverty 10.4 34.7 Percent of Family Income over $20,000 41.8 20.5 Mean Income 20,465 13,194 Ratio Black to White Mean Income 64.47% Total Number of Housing Units 3,727 3,709 Number of Renter Occupied 950 1,452 Percent Renter Occupied 25.5 39.1 Percent Units with No Vehi- cle Available 10.0 28.1 Percent Over 25 with Eighth Grade Education or Less 21.9 48. 1 Percent Voting Age Popula- . tion that is Black (1980) 56.2 Percent Voters that is Black (1980) 51.4 Total 23,368 24.3 31.2 16,946 19.2 Ex-47 GINGLES EXHIBIT #66 Gates County-Demographic Data White Black Population 4,192 4,664 Percent of Population 47.2 52.6 Percent of Population Below Poverty 7.9 30.5 Percent of Family Income over $20,000 43.4 22.1 Mean Income 21 ,025 13,204 Ratio Black to White Mean Income -62.8% Total Number of Housing Units 1,605 1,274 Number of Renter Occupied 265 343 Percent Renter Occupied 16.5 26.9 Percent Units with No Vehi- cle Available 7.2 21.9 Percent Over 25 with Eighth Grade Education or Less 21.3 43.4 Percent Voting Age Popula- tion that is Black (1980) -49.4 Percent Voters that is Black (1980) -47.8 Total 8,875 19.7 33.4 17,380 13.7 Ex-48 GINGLES EXHIBIT #67 Martin County-Demographic Data White Black Population Percent of Population Percent of Population Below Poverty Percent of Family Income over $20,000 Mean Income .Ratio Black to White Mean Income Total Number of Housing Units Number of Renter Occupied Percent Renter Occupied Percent Units with No Vehi- cle Available Percent Over 25 with Eighth Grade Education or Less Percent Voting Age Popula tion that is Black (1980) Percent Voters that is Black (1980) *not available 14,334 11,555 55.2 44.5 10.8 * * * * * * * 40.3 * * 25.2 47.9 40.6 33.1 Total 25,948 24.1 * * Ex-49 GINGLES EXHIBIT #68 Bertie County-Demographic Data White Black Population 8,488 12,441 Percent of Population 40.6 59.2 Percent of Population Below Poverty 13.2 40.7 Percent of Family Income over $20,000 32.0 12.8 Mean Income 17,649 12,502 Ratio Black to White Mean Income 70.8% Total Number of Housing Units 3,346 3,533 Number of Renter Occupied 678 1,293 Percent Renter Occupied 20. 3 36.6 Percent Units with No Vehi- cle Available 8.8 24.2 Percent Over 25 with Eighth Grade Education or Less 28.8 45.1 Percent Voting Age Popula- tion that is Black (1980) 54.5 Percent Voters that is Black (1980) 44.2 Total 21 ,024 29.4 22.0 15,008 16.6 Ex-50 GINGLES EXHIBIT #69 Washington County-Demographic Data White Black Population 8,346 6,410 Percent of Population 56.4 43.3 Percent of Population Below Poverty 10.9 35.9 Percent of Family Income over $20,000 48.5 22.4 Mean Income 20,868 13,019 Ratio Black to White Mean Income 62.39% Total Number of Housing Units 3,052 1,670 Number of Renter Occupied 596 624 Percent Renter Occupied 19.5 37.4 Percent Units with No Vehi- cle Available 7.6 30.1 Percent Over 25 with Eighth Grade Education or Less 22.2 43.9 Percent Voting Age Popula- tion that is Black (1980) 39.1 Percent Voters that is Black (1980) 34.0 Total 14,801 21.7 38.9 17,998 15.6 Ex-51 GINGLES EXHIBIT #70 Chowan County-Demographic Data White Black . Population 7,294 5,210 Percent of Population 58.1 41.5 Percent of Population Below Poverty 8.8 45.4 Percent of Family Income over $20,000 41.5 9.5 Mean Income 20,622 10,704 Ratio Black to White Mean Income 51% Total Number of Housing Units 2,765 1,559 Number of Renter Occupied 587 738 Percent Renter Occupied 21.2 47.3 Percent Units with No Vehi- cle Available 7.5 30.3 Percent Over 25 with Eighth Grade Education or Less 23.2 48.9 Percent Voting Age Popula- tion that is Black (1980) 38.1 Percent Voters that is Black (1980) 31.2 Total 12,558 24.0 29.1 16,877 15.8 Ex-52 GINGLES EXHIBIT #70A North Carolina-Demographic Data White Black Total Population 4,460,570 1,319,054 5,881, 766 Percent of Population 75.8 22.4 Percent of Population Below Poverty 10.0 30.4 14.8 Percent of Family In- come over $20,000 43.8 21.5 39.2 Mean Income 21 ,008 13,648 19,544 Ratio Black to White Mean Income 64.9% Total Number of How~ing Units 1,624,372 391,379 Number of Renter Occupied 442,060 191,925 Percent Renter Occupied 27.2 49.03 Percent Units with No Vehicle Available 7.3 25.1 10.8 Percent Over 25 with Eighth Grade Educa- tion or Less 22.0 34.6 Percent Voting Ex-53 DEFENDANT'S EXHIBIT 1 STATE BOARD OF ELECTIONS SUITE 801 RALEIGH BUILDING 5 WEST HARGETT STREET RALEIGH, NORTH CAROLINA 27601 ROBERT W. SPEARMAN CHAIRMAN MRS. ELLOREE M. EI{W!N CIL\IU.tYIT~: WILLIAM A. MARSH • .JR. D UIUIAM MRS. RUTH TURNER SEMASHKO HoltSE Sum: ROBERT W. SPEARMAN RALEH:II .JOHN A. WALKER NoRTH WH .K~:sBOIW November 30, 1981 SPECIAL MEMORANDUM SUBJECT: Increased Voter Registration FROM: Robert W. Spearman, Chairman Alex K. Brock, Director TO: All County Board Members and Supervisors At its meeting on November 9, 1981, the State Board of Elections adopted and endorsed the goal of increased voter registration in North Carolina as a top Board priority. The Board has directed us to communicate with each of you about its interest and concern in this important area. A successful effort to increase voter registration will require pooling the efforts, talents, energy and ideas of Ex-54 local board members, supervisors, elected officials, state board members and staff with the political parties, civic groups and all interested citizens. We would request that at your next local board meeting you consider what specific steps can be taken in your county and statewide to make it easier and more convenient for citizens to register to vote. We also request you provide our board with the voting age population in your county, based on the most recent U.S. census. We would very much appreciate any guidance and suggestions you can give us as to steps the state board and its staff can take to increase registration, whether those be by adopting or altering regulations, recommending legislation to the General Assembly, sponsoring registration drives or other techniques. We are aware that certain voter registration techniques work better in some areas than in others. Among the approaches that you may wish to consider using in your county are: l . Running public service spots on TV or radio telling citizens the specific times and places thay can register. 2. Encourage local political parties to work with precinct judges, registrars and special registration commis sioners to have special voter registration days at communit:y centers, schools and shopping centers. 3. Request local county ( and municipal) officials to include information about how and where one can register in mailings that are routinely sent out from county or city offices ( e.g., with tax listing notices, water and sewer bills, etc.). 4 . In counties where such a system is not already in place, work with local library officials and library trustees to have public library employees designated as Ex-55 special library registration deputies. (This is already autho rized by G.S. 163-80 (6).) 5 . Use supervisors, deputy supervisors of elec tions and local election board members as registrars for special registration efforts in schools, community centers, nursing homes, etc. (This is already authorized by G.S. 163-35 and 163-80.) We very much look forward to working with you on voter registration and we would certainly appreciate any suggestions you can pass along to us. DUPLICATE THIS FOR ALL BOARD MEMBERS Ex-56 DEFENDANT'S EXHIBIT 2 STATE BOARD OF ELECTIONS SUITE 801 RALEIGH BUILDING 5 WEST HARGETT STREET RALEIGH, NoRTH CAROLINA 27601 ROBERT W. SPEARMAN CHAIRMAN MRS. ELLOREE M. ERWIN CHARLOT'J't; WILLIAM A. MARSH • .JR. DIJIUIAM MRS. RUTH TURNER SEMASHKO HoRs•; SHo•; ROBERT W. SPEARMAN RAL•;ual .JOHN A. WALKER NoRTH WILKt:sBolto December 14, 1981 TO: NORTH CAROLINA COUNTY ELECTIONS BOARDS AND SUPERVISORS Recently questions have been raised concerning com pensation of registrars, judges and special registration commissioners in voter registration efforts. Often the questions have come up when a civic or community group desires to have a qualified person eligible to register voters present at a rally, picnic, dinner or some other community ' occasion. In such situations, the following principles should be followed. 1. Under State law any registrar, judge of election or special registration commissioner can register voters any where in the county without regard to the precinct of the applicant unless the local board has restricted the authority of the registrar, judge or special commissioner. G.S. 173-67. The State Board strongly encourages the use of registrars, judges and special registration commissioners for Ex-57 special registration efforts and suggests that any local board rules restricting their authority be reexamined. 2. There is no state law requirement that registrars, judges or special registration commissioners be compensated for registering voters. Frequently registrars and judges register voters ( as opposed to performing their election day duties ) on a volunteer basis without pay. (However, some county boards do pay for special registration work performed at public libraries or other places, and it is perfectly proper to do so.) 3 . Private groups may not compensate registrars, election judges, or special registration commissioners. G.S. 163-275. 4. If a private group ( e.g. civic club, community association, etc.) is willing to or desires to reimburse a county for the cost of paying registrars for special registra tion efforts it may properly do so. The proper procedure to follow is for the group to make a contribution to the board of county commissioners for the purpose of special voter registration and the commissioners could then appropriate the funds to the local Board of Elections for such purpose. Robert W. Spearman Chairman, State Board of Elections Alex K. Brock Executive Secretary-Director, State Board of Elections Senior Deputy Attorney General DUPLICATE FOR ALL BOARD MEMBERS Ex-58 DEFENDANT'S EXHIBIT 3 STATE BOARD OF ELECTIONS SUITE 801 RALEIGH BUILDING 5 WEST HARGETT STREET RALEIGH, NoRTH CAROLINA 27601 ROBERT W. SPEARMAN CUAIIOIAN MRS. ELLOREE M. ERWIN CuAttLO'M'~; WILLIAM A. MARSH. JR. U u ttuAM MRS. RUTH TURNER SEMASHKO HOI{SE SHOE ROBERT W. SPEARMAN RALEIGU .JOHN A. WALKER NottTU WtLKEsllotto January 29, 1982 TO: COUNTY BOARD MEMBERS AND SUPERVISORS FROM: BOB SPEARMAN, CHAIRMAN ALEX BROCK, EXECUTIVE DIRECTOR SUBJECT: CITIZEN AWARENESS YEAR AND VOTER REGISTRATION At the request of the State Board of Elections, Governor James Hunt has designated 1982 as a Citizen Awareness Year in whic:q a maximum effort will be made to increase North Carolina voter registration. The State Board will sponsor two major voter registration drives, from April 15, 1982 to July 5, 1982 before the primary and from September 1 to October 4 (when registration closes for the general election.) The voter registration drive is officially span- Ex-59 sored and is nonpartisan. All political parties and civic groups are invited and encouraged to participate. Obviously, the success of this effort will depend very much upon you because you are the public officials most familiar with the election process and closest to its day-to day operation. There will be two main thrusts to the voter registration drive: ( l ) Maximum publicity of existing voter registration opportunities and (2) Provision of special registration opportunities to maximize participation. The State Board . intends to take all possible steps to maximize statewide publicity, including holding press conferences and providing public service spots to radio and television stations. We request that your local board take similar steps in your county or municipality. Specifically, you may wish to consider the following: Check with local T.V. and radio stations to determine if they will produce and broadcast public service spots telling county citizens when and where they can register to vote. (The spot announcements can be made by different board members.) Issue press releases on Citizen Awareness Year in your area and registration opportunities. Post signs or notices with registration informa tion in public places (e.g. county offices, stores, community bulletin boards.) · Check with county and municipal officials to see if they would agree to have basic voter registration informa tion included with routine official mailings (e.g. with tax notices or municipal water bills. ) Special Registration Opportunities. In addition to publicizing existing registration opportunities, we need to take extra steps to reach groups Ex-60 whose registration has historically been low. Situations vary in different areas of the State, but frequently groups with low registration include elderly citizens, young people, and minority groups. We request you consider using the following outreach techniques during Citizen Awareness Year, particu larly from April 15, 1982 to July 5, 1982 and September 1 to October 4, 1982. l. Staff registration tables in evening hours at places where large groups of people congregate ( shopping centers are often excellent. ) 2 . Have a "registr ation day" in the spring and again in the fall in local public high schools and community colleges; on these days send registrars and commissioners to register students and faculty at their educational institutions. 3 . Send registrars or commissioners for special registration events to residential areas where registration is low. These may include nursing homes, public housing or mobile home parks. 4. Upon request; supply registrars or commis sioners for special events being run by community groups, such as banquets, dinners, picnics, athletic contests, church suppers, etc. (Very frequently, this can be done without any cost to the board because registrars or commissioners will donate their time and not expect to be paid.) We expect that local boards will receive requests from political parties and community groups for assistance in special registration efforts during Citizens Awareness Year. When you receive such requests , try to be as helpful as you can in answering questions, supplying voter registration information and where necessary, helping to find registrars, judges, and special registration commis sioners who can assist in registering voters at special events. Ex-61 DEFENDANT'S EXHIBIT 14 North Carolina Voter Registration February, 1982-0ctober, 1982 Non-White White Voters Voters All Voters Registered Registered Registered 2/9/82 2,081 ,836 401,962 2,483,798 3/31/82 2,108,211 -416,735 6/1/82 2,160,579 455,368 10/4/82 2,201 ,189 470,638 2,671,827 Absolute Increase 2/9/82 to 6/1/82 78,743 53,406 132,149 % increase _ 2/9/82 to 6/1/82 3.7% 13.2% 5% :.Absolute Increase 2/9/82 to 10/4/82 119,353 68,676 188,029 % increase 2/9/82 to 10/4/82 5.7% 17% 7.5% * * * * * * Approximate Percent of Voting Age Population* Registered 2/9/82 6/1182 10/4/82 58.6% 61.7% 63.1% *based upon February, 1982 population statistics. /' / / Ex-62 Voter Registration Increases For Selected Counties From February 1982 to October 1982 Increase Increase Total % White Non-White Increase Registered % Registered % All County Voters Increase Voters Increase Voters --- Forsyth 4,105 4% 2,880 13% 6% Mecklenburg 6,493 4% 2,896 9% 5% Wake 4,416 4% 2,292 11% 5% Durham 2,246 5% 3,565 21% 9% Nash 802 4% 1,620 37% 10% Edgecombe 215 2% 3,310 54% 19% Wilson 952 5% 2,193 46% 14% Halifax 676 5% 2,507 36% 16% Bertie 431 10% 1,126 32% 20% Chowan 131 3% 223 14% 6% Gates 141 6% 451 21% 13% Hertford 456 9% 1,143 31% 18% Martin 202 3% 539 16% 7% Northampton 1,029 22% 1,903 42% 32% Washington 195 4% 403 18% 9% Ex-63 DEFENDANT'S EXHIBIT 15 STATE BOARD OF ELECTIONS SUITE 801 RALEIGH BUILDING 5 WEST HARGETT STREET RALEIGH, NoRTH CAROLINA 27601 ROBERT W. SPEARMAN C HAIRMAN MRS. ELLOREE M. ERWIN C H,\IU.(YITE WILLIAM A. MARSH, .JR. D URHAM MRS. RUTH TURNER SEMASHKO HoRsE Sum~ ROBERT W. SPEARMAN RAL~~ u ; u .JOHN A. WALKER No RTH WII .IH;suo Ro January 14, 1983 Governor James B. Hunt State Capital Raleigh, North Carolina Lieutenant Governor James Green Legislative Office Building Raleigh, North Carolina Speaker Liston Ramsey North Carolina House of Representatives Raleigh, North Carolina Representative J . Worth Gentry North Carolina House of Representatives Raleigh, North Carolina Senator Wilma C. Woodard North Carolina State Senate Raleigh, North Carolina Gentlemen and Senator Woodard: In recent months the North Carolina Board of Elections has given careful consideration to possible recom mendations to you concerning the conduct and administra tion of the election laws. Ex-64 We have received proposals from interested citizens, political parties, county election boards and other groups. We wish to recommend the following six items for legislative action in the 1983 Session. As you are aware the State board and County Boards have in the last year made extensive efforts to ease access to voter registration, and our recommendations include several items in this very impor tant area. l. Authorization to permit the State Election Board to name Department of Motor Vehicle drivers license examiners as special registration commissioners. This would enable citizens to complete voter registra tion application when they obtain or renew their driver's license. Such a system has worked very well in Michigan; it has recently been recommended by Governor Robbin Virginia and voters in Arizona adopted it by referendum in the recent November election. This proposal is supported by the North Carolina Division of Motor Vehicles. 2. Legislation to permit voter registration at public high schools with school librarians as registrars. We are all aware that registration rates among young people are low and need to be raised. This proposal should lead to substantial registration increases. 3 . Require public libraries to permit voter registra- tion. Public library registration has been extremely success ful in many counties in the state. The concept is strongly supported by county election boards. 4 . Legislation providing for simultaneous issuance of absentee ballot application and absentee ballot itself. This reform would reduce postage costs and make it easier for qualified persons to vote absentee without eliminating any of our existing safeguards. 5. Amendment of G.S. 163-22.1 to permit State Elections Board to order a new election when legally Ex-65 appropriate, after hearings have been held and findings of fact made by a county board. This would clarify the authority of the State Board to order a new election without unnecessarily duplicating hearings already held by a county board. The amendment would save time, money and expedite the resolution of election contests. 6 . Authorization of constitutional amendment to grant State Board authority to issue regulations to deal with "out of precinct" voting problem. Citizens and election officials alike are frustrated by the situation where persons move from one precinct to another within a county but fail to transfer their registra tion. When registration has not been changed by election day • citizens either lose their right to vote or vote improperly in their old precinct. A constitutional amendment is apparently ! needed here because the 30 day residency requirement for a precinct for eligibility to vote is a constitutional_ ~equirement. * * * In addition to these six proposals we also suggest that the appropriate House and Senate committees may well wish to review the operation and administration of Article 23 and 24 or Chapter 163 regarding municipal elections and consider whether all municipalities should contract to have municipal elections administered by county election boards. We look forward to working with you on these matters. With best wishes, RWS/ehd Robert W Spearman Chairman, State Board of Elections Alex K. Brock Executive Director State Board of Elections cc: Members, State Board of Elections James Bullock • NAACP0070 NAACP0071 NAACP0072 NAACP0073 NAACP0074 NAACP0075 NAACP0076 NAACP0077 NAACP0078 NAACP0079 NAACP0080 NAACP0081 NAACP0082 NAACP0083 NAACP0084 NAACP0085 NAACP0086 NAACP0087 NAACP0088 NAACP0089 NAACP0090 NAACP0091 NAACP0092 NAACP0093 NAACP0094 NAACP0095 NAACP0096 NAACP0097 NAACP0098 NAACP0099 NAACP0100 NAACP0101 NAACP0102 NAACP0103 NAACP0104 NAACP0105 NAACP0106 NAACP0107 NAACP0108 NAACP0109 NAACP0110 NAACP0111 NAACP0112 NAACP0113 NAACP0114 NAACP0115 NAACP0116 NAACP0117 NAACP0118 NAACP0119 NAACP0120 NAACP0121 NAACP0122 NAACP0123 NAACP0124 NAACP0125 NAACP0126 NAACP0127 NAACP0128 NAACP0129 NAACP0130 NAACP0131 NAACP0132 NAACP0133 NAACP0134 NAACP0135 NAACP0136 NAACP0137 NAACP0138 NAACP0139 NAACP0140 NAACP0141 NAACP0142 NAACP0143