Lockett v. The Board of Education of Muscogee County School District Brief of Defendants/Appellees
Public Court Documents
May 22, 1992
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Brief Collection, LDF Court Filings. Lockett v. The Board of Education of Muscogee County School District Brief of Defendants/Appellees, 1992. 13732c79-bb9a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/2e3de4fa-96c1-437f-9de3-c60eb86e47c8/lockett-v-the-board-of-education-of-muscogee-county-school-district-brief-of-defendantsappellees. Accessed November 23, 2025.
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No. 92-8087
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
i
JERRY LOCKETT, et. al.,
Plaintiffs/Appellants,
vs.
THE BOARD OF EDUCATION OF MUSCOGEE
COUNTY SCHOOL DISTRICT, et. al.,
Defendants/Appellees.
APPEAL FROM THE UNITED STATES
DISTRICT COURT FOR THE MIDDLE DISTRICT OF
GEORGIA, COLUMBUS DIVISION
BRIEF OF DEFENDANTS/APPELLEES
HATCHER, STUBBS, LAND, HOLLIS
& ROTHSCHILD
BY:___________________
WILLIAM B. HARDEGREE
JAMES E. HUMES, II
JOSEPH L. WALDREP
Attorneys for Defendants/Appellees
P. O. BOX 2707
Columbus, GA 31993-5699
(404) 324-0201
i
No. 92-8087
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
I JERRY LOCKETT, et. al.,
i Plaintiffs/Appellants,
vs.
THE BOARD OF EDUCATION OF MUSCOGEE
COUNTY SCHOOL DISTRICT, et. al.,
Defendants/Appellees.
DEFENDANTS/APPELLEES' CERTIFICATE OF INTERESTED PERSONS
The undersigned counsel of record certifies that the following
listed persons and entities have an interest in the outcome of this ii
appeal:
Board of Education of Muscogee County School District,
! Georgia; Members and Superintendent; Muscogee County School
District.
|i Gladis R. Crawford.
Honorable J. Robert Elliott, United States District Judge.
William B. Hardegree, of Hatcher, Stubbs, Land, Hollis &
j ; Rothschild, as attorney for the Board of Education of Muscogeei i
i County School District, Georgia, et. al.
|| James E. Humes, II, of Hatcher, Stubbs, Land, Hollis &ii
Rothschild, as attorney for the Board of Education of Muscogee
| i! i County School District, Georgia, et. al.
!
|
'
11
Amanda Lockett
Robert J. Leonard.
Gwendolyn Lockett.
Jim H. Lockett, Jr.
Dennis D. Parker, as attorney for Jerry Lockett, et. al.
Tina G. Stanford, as attorney for Jerry Lockett, et. al.
Joseph L. Waldrep, of Hatcher, Stubbs, Land, Hollis &
Rothschild, as attorney for the Board of Education of Muscogee
County School District, Georgia, e't. al.
James Walker.
HATCHER, STUBBS, LAND, HOLLIS
& ROTHSCHILD
BY:
P. 0. BOX 2707
Columbus, GA 31993-5699
(404) 324-0201
DEFENDANTS/APPELLEES1 STATEMENT REGARDING ORAL ARGUMENT
Defendants/Appellees can only agree with one portion of the
Plaintiffs/Appellants1 Statement Regarding Oral Argument, namely
that the "questions presented are straightforward..." While oral
argument may not be necessary for this Court to resolve the one
issue in the case - whether the absence of class certification
together with the passage of all students through the school systemI
since the desegregation's plan inception moots the case
Defendants/Appellees request oral 'argument to be able to address
any questions that this Court might have about the parties'
respective positions and about the history of the school system's
performance under applicable principles of school desegregation
mandates.
DEFENDANTS/APPELLEES' TABLE OF CONTENTS
I. Defendants/Appellees' Statement of Jurisdiction...... 1
II. Defendants/Appellees 'Statement of Issues............. 1-2
III. Defendants/Appellees ' Statement of the Case.......... 2-7
IV. Defendants/Appellees ' Summary of the Argument........ 7-9
V. Defendants/Appellees ' Argument and Citations of
Authority.......................................... 10-22
The District Court was correct to dismiss the
desegregation case against the Muscogee County
School District for mootness. Although the
case was filed as a class action and the
District Court, in one Order, stated the
circumstances indicated the case was
appropriate for a class action as to student assignments, the case was never certified
pursuant to the Federal Rules of Civil
Procedure, Rule 23 as a class action and none
of the original Plaintiffs in the case, when
it was first filed, are still in the school
system. Pasadena City Board of Education vs.
Spangler, 427 U.S. 424, (1976).
VI. Conclusion......................................... 22
Certificate of Service............................. 23
v
Cases
Alvarez v. Pan American Life Insurance Company,, 16
375 F.2d 992, 993 (5th Cir.), cert, denied,
389 U.S. 827, 88 S.Ct. 74, 19 L.Ed.2d 82
(1967)
Amos v. Board of School Directors of the City of 21
Milwaukee, et. al., 408 F.Supp. 765 (E.D.
Wise. 1976)
Atlantis Development Corporation v. United States, 16
379 F.2d 818, 823 (5th Cir. 1967)
Baxter v. Palmigiano, 425 U.S. 310, 311 (1976) 14
City of Los Angeles v. Lyons, 461 U.S. 95, 101, 19-20
103 S.Ct. 1660, 1665, 75 L.Ed.2d 675 (1983)
Defunis v. Odegard, 416 U.S. 312, 316 (1974) 18
Dudley v. Stewart, 724 F.2d 1493 (11th Cir. 1984) 8
Freeman v. Pitts, 499 u. s. (1992), 60 U.S.L.w. 9, 22
4287, 4292-931 (March 31, 1992)
Glidden v. Chromallo American Corp. , 808 F.2d 621, 20-21
626 (7th Cir. 1986)
Graves v. Walton County Board of Education, 686 8-12,
F.2d 1135 (5th Circuit, Unit B, 1982) 17
Green v. County School Board, 391 U.S. 4301 (1968) 17
Greenfield v. Villager Industries, et. al., 483 21
F.2d 824 (3rd Cir. 1973)
Indianapolis School Commissioners v. Jacobs, 420 13-14
U.S. 128, 43 L.Ed. 2d 74, 95 S.Ct. 848 (1975)
Inmates v. Sheriff Owens, 561 F.2d 560 (4th Cir. 18
1977)
Jones et. al. v. Caddo Parish School Board, et. 8,
al^,704 F.2d 206 (5th Cir. 1983) 15-16
Laskey v. Quilan, 558 F.2d 1133 (2d cir. 1977) 18
DEFENDANTS/APPELLEES ' TABLE OF AUTHORITIES
vi
Lee v. Macon County Board of Education, 584 F.2d 17
781 (5th Cir. 1978)
Lockett, et. al v. Board of Education of Muscogee 4
County School District, Georgia, et. al., 342
F.2d 225 (5th Cir. 1964)
Lockett, et. al. v. Board of Education of Muscogee 4
County School District, Georgia, et. al., 391
F.2d 272 (5th Cir.1965)
Lockett, et. al. v. Board of Education of Muscogee 5
County School District, Georgia, 447 F.2d 472
(5th Cir. 1972)
Manning v. Upjohn Company, 862 F.2d 545 (5th Cir. 8
1989)
McCray v. Poythress, 638 F.2d 1308 (5th Cir. 1981) 9
Napier v. Gertrude, 542 F.2d 827 (10th Cir. 1976) 18
cert, denied 429 U.S. 1049 (1977)
Pasadena City Board of Education v. Spangler, 427 7-8,
U.S. 424, (1976) 10-12,17-18
Pitts v. Freeman, 755 F.2d 1425 (11th Cir. 1985) 17
Pitts v. Freeman, 887 F.2d 1439 (11th Cir. 1989) 9
Singleton v. Jackson Municipal Separate School 5
District, 419 F.2d 1211 (5th Cir. 1970)
Sosna v. Iowa, 419 U.S. 393, 42 L.Ed.2d 532, 95 13-14
S.Ct. 553 (1975)
Spangler, et. al. v. Pasadena City Board of 12-13,
Education, et.al., 375 F.Supp. 1304, 1305, 17
(C.D. Calif. 1970)
Swann v. Charlotte-Mecklenburg Board of Education, 17
402 U.S. 1, 15 (1971)
Tasby v. Estes, 643 F.2d 1103, 1106 (5th Cir. Unit 16
A, 1981)
Tucker v. Phyfer, 819 F.2d 1030, 1033-1035 (11th 18
Cir. 1987)
vii
United States Parole Commission v. Geraghtyf 445 19-20
U.S. 388, 100 S.Ct. 1202, 63 L.Ed.2d 679
(1980)
United States v. Jefferson County Board of 4
Education, 391 F.2d 272 (5th Cir. 1968)
Vuncannon v. Breed, 565 F.2d 1096 (9th Cir. 1977) 18
Willan, et. al. v. Menomonee Falls School Board, 20
et. al., 658 F.Supp. 1416, 1419, (E.D. Wise.
1987)
Wilson v. Secretary of Health and Human Services, 20
671 F.2d 673 (1st Cir. 1982)
Winoquer v. Bell Federal Savings and Loan 18
Association, 560 F.2d 271 (7th Cir.) cert,
denied 435 U.S. 932 (1977)
Word v. Dearman, 626 F.2d 489 (5th Cir. 1980) 8
Federal Rules of Civil Procedure
Rule 23(a)(3) F.R.C.P. (1938 version) 16
viii
DEFENDANTS/APPELLEES• STATEMENT REGARDING
ADOPTION OF BRIEFS OF OTHER PARTIES
Defendants/Appellees do not adopt by reference any part of the
Plaintiffs/Appellants' Brief or Amended Brief. Where agreement
exists with certain features of the Briefs, it will be indicated in
Defendants/Appellee1s Brief.
ix
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
No. 92-8087
JERRY LOCKETT, et. al.,
Plaintiffs/Appellants,
vs.
THE BOARD OF EDUCATION OF MUSCOGEE
COUNTY SCHOOL DISTRICT, et. al.,
Defehdants/Appellees.
BRIEF OF DEFENDANTS/APPELLEES
I. DEFENDANTS/APPELLEES• STATEMENT OF JURISDICTION
The Board of Education of Muscogee County School District,
et. al., Defendants/Appellees, ("Defendants/Appellees" or "Board of
Education") agree with the Jurisdiction Statement set out by Jerry !
Lockett, et. al., Plaintiffs/Appellants ("Plaintiffs/Appellants")
at Page 1 of their Brief, except to note that, in reaction to
Footnote 1, when Plaintiffs/Appellants state that the District
Court did not directly address their Motion to Substitute Named
Plaintiffs, in a status conference with the District Judge on
December 27, 1991, all parties had agreed that the issue of
mootness was a threshold issue to be decided first.
II. DEFENDANTS/APPELLEES' STATEMENT OF THE ISSUES
Where the parties agree that:
(1) Although this desegregation case was initially filed as
a class action and the trial court stated that it felt
circumstances indicated that the case was a proper class
action as to the issue of student assignments;
1
(2) The case was never certified as a class action; and
(3) As to the original plaintiffs, who are no longer in theI ;
school system, the case is moot,
1 : , ,is it correct for the District Court to subsequently thereafter
i'| dismiss the case for mootness, there being no present case or
iicontroversy and thus as a result, no subject matter jurisdiction?
j . While Plaintiffs/Appellants make the argument that the Trial Court
i should have first ruled on their June 17, 1991 Motion to Substitute
i Named Plaintiffs [Rl-18] and then held a hearing to determine
; unitary status, these arguments were not made below, all parties
!• agreeing in a status conference with the District Court on December
'27, 1991 that the question of mootness was a threshold issue. In
! any event, mootness, as it goes to subject matter jurisdiction,
i! should be initially determined, just as the Trial Court did.
i ! III. DEFENDANTS/APPELLEES' STATEMENT OF THE CASE
i;
!1 A. STATEMENT OF FACTS
l (l) Proceedings Below
I |
Plaintiffs/Appellants filed two Motions with the District
! Court, one on April 30, 1991, [Rl-3] and a second on December 5,
i iI: 1991 [ R2—4 0 ] . While Plaintif fs/Appellants state in the
"Proceedings Below" portion of their "Statement of the Case" that
li these are "the most recent in a series of attempts in both thej!
jj District Court and Court of Appeals to require the Defendants/
j ; Appellees to comply with their obligation to take necessary steps
I ■
j j to remove vestiges of the prior unconstitutional school system",
■! in actuality, their April 30, 1991 Motion was the first oppositionj
expressed about the School District's operation and performance
lij under its desegregation plan in the 2 0 years it had been in
i
I
2
existence. [(District Court's January 21, 1992 Opinion and Order,
’ R2-45) ] . The main purpose of the April 30, 1991 Motion was to
force the School Board to reassign students to insure a raciali;
ratio at each elementary school that would be substantially the
same as the system-wide percentages. (Rl-3). The December 5, 1991
Motion sought to stop certain construction activities that for the
!i most part had already been reported to the District Court and
I, completed. [ (Response of Defendant, Muscogee County Board of
! Education (R2-42) and Motion to Dismiss (R2-43).] Contrary to
Plaintiffs/Appellants' statement in the Brief, this appeal actually
results not from their attempts to require the School Board to
• I, remove vestiges of its procedural system (which the Board has
I j
ji done) , but from the District Court's January 21, 1992 Opinion and
l !1 Order dismissing this case on the threshold issue of mootness.
| (ii) Earlier Proceedings
li . . .Before the initial complaint was filed in this case on January
13, 1963, the School Board had voluntarily adopted a plan of
i
i| desegregation for the public schools of Muscogee County within the
i!|, system. "No litigation prompted this action. The plan adopted was
j similar to plans which at that time were being approved by the
! United States Court of Appeals for the Fifth Circuit."
! [(Memorandum Order and Opinion, District Court, February 5, 1969.
]i| (Exhibit "A")]. Plaintiffs/Appellants chose not to mention in the
| "Prior Proceedings" portion of their "Statement of the Case" that
I j
:! not once, although requested by Plaintiff s/Appellants on three
i|
;j occasions, did this Court ever enjoin the Board of Education,
l|
ji assess costs or fees, or find any fault with plans submitted. It
j jI! only pointed out changes in the local desegregation plan made
I
11
3
necessary by changing and developing desegregation guidelines being
contemporaneously issued by the Appellate Courts. Plaintiffs/
Appellants' Brief reads as if its objective is to picture the locali
Board of Education as resistant to and non-compliant with its
desegregation responsibilities in the sixties and seventies.
Plaintiffs/ Appellants, upon researching the earlier orders and
|j decisions, should know better. For example:
(1) This Court in Lockett, et. al. v. Board of Education of
Muscogee County School District. Georgia, et. al. 342 F.2d 225
(5th Cir. 1964) affirmed the District Court's denial of the
Plaintiffs/Appellants' request for an injunction which sought
a complete reorganization of the school system into a unitary
system. The Court noted at page 226 that "several months
prior to suit the School Board had voluntarily adopted and
I . activated a stair-step... type plan of desegregation" and
added one more grade to it pursuant to recent decisions. The
Court, in refusing to enjoin Muscogee County, noted that "the
record discloses a willingness to go forward... and we are
i willing. . . to rely on the integrity and good faith of the
members of the School Board where they represent, as they have
here, an intention to effectuate the law."
(2) After this, the Fifth Circuit again affirmed the District
ii Court's denial of Plaintiffs' request for injunctive relief
pertaining to the desegregation plan. In Lockett, et. al. v.
Board of Education of Muscogee County School District.
Georgia, et. al.. 391 F.2d 272 (5th Cir. 1965), this Court
sought the School District's compliance with then recent
Ii decision of United States v. Jefferson County Board of
4
Ili
Education, 391 F.2d 272 (5th Cir. 1968). It noted at page 272
j,
that "The Board adopted its own plan and it was in the process
of effectuating it prior to suit. ...(and that) Thei
considerable progress made to date has been without the
sanction of an injunction." Page 3 of the Plaintiffs/
|: i
Appellants' Brief seems to indicate the Board had to be
i j ordered to comply with Jefferson.
(3) In Lockett, et. al. v. Board of Education of Muscogee
I . i
County School District. Georgia. 447 F.2d 472 (5th Cir. 1972)
this Court directed the School District to apply Singleton v. j
Jackson Municipal Separate School District. 419 F.2d 1211 (5th
Cir. 1970) to faculty and staff in addition to the teacher1 |
assignments which had already been done by Muscogee County.
Again, that was no injunction and none of the defiant attitude
was suggested in Plaintiffs/Appellants' Brief.j |
The School District's point is that it did in the past operate a
dual system that had to be dismantled. However, the change to aj '
! unitary system was achieved through cooperation and voluntary
jj compliance and not with the resistance and unwillingness implied by
I1 i'l the Plaintiff s/Appellants ' Brief. j
!j . .Beginning at the top of page 5 of their Brief, Plaintiffs/
ij Appellants have set forth in correct detail the components of the
l|School Board's desegregation plan, dealing with student
I i
■i assignments, faculty and staff placements, student transfers,
Ij transportation, facilities, and extracurricular activities. AsI
j Plaintiffs/Appellants point out on Page 6 of their Brief, the
j School Board has filed semi-annual reports with the District Court,
| and until the April 30, 1991 Motion, no objections to the Plan, to
!:
ij 5
the School Board's performance thereunder, or the reports were
made. Plaintiffs/Appellants are correct on page 6 of the Brief
when they state the School Board has never sought to be declared
"unitary".
(iii) Current Proceedings
As heretofore mentioned, Plaintiff s/Appellants' April 30, 1991
Motion objected to racial ratios of students assigned to certain I
j elementary schools and sought to have the School Board ordered to
;! reassign its students in such a 'fashion as to have the racial
balances at each school reflect the system-wide average (Rl-3).
jl The only evidentiary support for Plaintiff s/Appellants' Motion was !
!' IAffidavit of Dennis D. Parker, one of their attorneys. It was :
I
1 withdrawn voluntarily (Rl-14), as the case progressed through the
j' District Court, and Mr. Parker continued in his counsel's role.
The School Board, in its May 20, 1991 Response filed in
l Opposition to Plaintiff's April 30 Motion raised the mootness issue
|i in its Sixth Defense (Rl-11) , and also in its Seventh Defense ini .I '
the December 19, 1991 Response (R-2-42) as follows:
I;
"This case has never been certified as a class action. |
All of the students within the Muscogee County School
District at the time the Court's Desegregation Order was
entered in July 1971 have graduated. The case or
controversy is now moot. For that reason, the Court has
I no jurisdiction over the subject matter of the case, and
the same should be dismissed."i ‘
i j
I The aforementioned Affidavit of the School Board's Dr. Bushong, its
I !Deputy Superintendent (Rl-11-17-20), which remains uncontroverted,II
did these three things:
|!
(1) Pointed out the error in Mr. Parker's Affidavit andI'i accompanying charts regarding elementary student populationsiI which contained K-2 numbers, after these grades had been
6
exempted from the requirement of the Plan by the Fifth Circuit
and the District Court in the early seventies.
(2) Showed that any present racial imbalances in elementary
student populations, as well as in the higher grades, were due
to a declining student population (down from 40,000 in 1971
[30% black and 70% white] to 30,000 in 1991 [approximately
50-50]), and changes in housing patterns and population shifts
in the community.
(3) For longer than 3 years and, indeed into the 1976-77
school year, the School Board kept ratios in 57 of 58 schools
within 20% of the system-wide average (most with 10%) and the
58th school was only 22% out of balance.
Then, in response to Plaintiffs/Appellants' December 5, 1991
Motion which sought to enjoin certain construction projects (R2-
40), the School Board, in its December 19, 1991 Response (R2-42)
and Motion to Dismiss (R2-43), remade its mootness argument.
B. STANDARD OR SCOPE OF REVIEW
The Trial Court's decision to dismiss the case for mootness is
a law question which will be reviewed by this Court on the basis of
whether the Trial Court correctly formulated and applied a rule of
law.
IV. DEFENDANTS/APPELLEES• SUMMARY OF THE ARGUMENT
The District Court was correct to dismiss Plaintiffs/
Appellants' desegregation case for mootness. The Supreme Court of
the United States in the decision of Pasadena City Board of
Education v. Spangler. 427 U.S. 424 (1976) has held as follows on
this point:
7
"Counsel for the individual named respondents, the
original student plaintiffs and their parents, argue that
this litigation was filed as a class action, that all the
parties have until now treated it as a class action, and
that the failure to obtain the class certification
required under Rule 23 is merely the absence of a
meaningless (verbal recital) which counsel insists should
have no effect on the facts of this case. But these
arguments overlook the fact that the named parties whom
counsel originally undertook to represent in this
litigation no longer have any stake in its outcome. As
to them the case is clearly moot."
See also Jones v. Caddo Parish School Board, et. al.. 704 F.2d 206
(5th Cir. 1983) . To whatever extent it may be contrary to the* ilPasadena City Board of Education v. Spangler, decision, the Fifth
Circuit, Unit B decision of Graves v. Walton County Board of
Education. 686 F.2d 1135 (5th Circuit, Unit B, 1982) does not j
control and, if necessary, should be overruled.
Defendants/Appellees should not first be made to go through a i
unitary status hearing before getting a ruling on the mootness
issue, as Plaintiffs/Appellants contend. Plaintiffs/Appellants
offer no authority for such an argument, which, if correct, would j
render useless any determination of the mootness issue. The
parties below had agreed with the District Court in their
December 27, 1991 status conference that mootness was a threshold
issue and should be ruled on first. Such an agreement is supported
by case law.
(1) Manning v. Upjohn Company. 862 F.2d 545 (5th Cir. 1989).
("Judicial restraint" dictates a consideration of issues
effecting disposing of case be considered first.)
(2) Word v. Dearman. 626 F.2d 489 (5th Cir. 1980). (Voting
Rights Act case challenging practice of only placing
candidates certified by party Executive Committee was
mooted by cessation of practice).
(3) Dudley v. Stewart. 724 F.2d, 1493 (11th Cir. 1984).
(Transfer of inmate moots issue of injunctive relief in
absence of class certification).
8
(4) Graves v. Walton County Board of Education, (supra at
1137). ("Article III of the Constitution imposes a
threshold requirement that those who seek to invoke the
power of federal courts must allege an actual case or
controversy. ")
(5) McCray v. Povthress. 638 F.2d 1308 (5th Cir. 1981). (When
Georgia election officials ceased demand for candidates'
financial information, case was mooted, and issue did not
have to be resolved on the merits.)
Further, as set forth in the Affidavit of Defendants/
Appellees' Deputy Superintendent, Dr. Robert L. Bushong. [Rl-11 -
17-20] the local School District has satisfied the requirements for J
a unitary declaration, including the area of student assignments, ,
as set forth in this Court's decision of Pitts v. Freeman. 887 F.2d |
1439 (11th Cir. 1989), even before the U.S. Supreme Court's
decision in Freeman v. Pitts. 499 U.S. (1992), 60 U.S.L.W. 4287,
4292-931 (March 31, 1992). Dr. Bushong's Affidavit, unchallenged,
shows that the local School District makes faculty assignments to
reflect system-wide racial percentages, provides transportation,
facilities, and extracurricular activities. [Rl-11 - 17-20, fl4,
19, 20, and 21)] to students, black and white, on a fair, equal,
non-discriminatory basis. In the Muscogee County School District,
through the 1976-77 school year, 6 years after the plan was
started, only 1 of its 42 elementary schools had a variance of
student enrollment (22%) of more than 20% from the system-wide
average [32 of 42 were within 10%]. At the junior high level, all
9 schools were within 5%, and at the senior high level all 7 were
within 10% of the system-wide averages [Rl-11 - 10-14, (f7 of Dr.
Bushong's Affidavit)]. Subsequent changes were due to a continuing
decline in the percentage of white students, demographics, and
housing patterns. [Rl-11 - 14 and 15, (f8 of Dr. Bushong's
Affidavit)].
9
V. DEFENDANTS/APPELLEES* ARGUMENT AND CITATIONS OF AUTHORITY
THE DISTRICT COURT WAS CORRECT TO DISMISS THE DESEGREGATION
CASE AGAINST THE MUSCOGEE COUNTY SCHOOL DISTRICT FOR MOOTNESS.
ALTHOUGH THE CASE WAS FILED AS A CLASS ACTION AND THE DISTRICT
COURT, IN ONE ORDER, STATED THE CIRCUMSTANCES INDICATED THE CASE
WAS APPROPRIATE FOR A CLASS ACTION AS TO STUDENT ASSIGNMENTS, THE
CASE WAS NEVER CERTIFIED PURSUANT TO THE FEDERAL RULES OF CIVIL
PROCEDURE, RULE 2 3 AS A CLASS ACTION AND NONE OF THE ORIGINAL
PLAINTIFFS IN THE CASE, WHEN IT WA'S FIRST FILED, ARE STILL IN THE
SCHOOL SYSTEM.
Plaintiffs/Appellants have recognized that their case was moot
as to the original Plaintiffs as set out at the bottom of page 2 of |j
their June 17, 1991 Memorandum in support of their Motion to j
Substitute Plaintiffs? [R2-19].
"In the time period between the filing of the original
Complaint and the present, the original Plaintiffs are no
longer in the school system and the complaints of
continuing vestiges of discrimination in the school
system are moot as to them."
Who wins and who loses this appeal will, in all likelihood, be II
decided by whether this Court adheres to Plaintiffs/Appellants'
sole authority, Graves v. Walton County board of Education. 686
F.2d 1135 (5th Cir. Unit B 1982) or the Supreme Court decision on
point, Pasadena City Board of Education v. Spangler, (supra) and
other similar case law. Plaintiffs/Appellants are wrong to say at
page 9 of their Brief that "the action of the Court below 'I#effectively nullifies a well established series of cases in both j
the Supreme Court of the United States and this Circuit that
require formerly dual school districts to remove vestiges of that
dual system to the extent practicable" and then again on page 11 to
10
!
| say that the result reached in Graves is not an abnormality.j ■
j Rather, the Court's decision proceeds from a long line of cases in
|;
, the Fifth Circuit that eschew excessive formalism in favor of a
| j
I practical view..." To the contrary, Graves is it for the
i ,, Plaintiffs/Appellants.
I j
Plaintiffs/Appellants do correctly set forth the facts andn
j ; holding of Graves at pages 10 and 11 of their Brief, a school
l j
desegregation case filed in 1968 as a class action, treated by thej l
, District Court as a class action, but a case which was never
i certified as a class action. Unit B of the old Fifth Circuit! '• iI,
; simply held that "it is clear that despite the lack of a formal
i1 Order certifying this case as a class suit, this case was in fact |
j i a class action and was specifically described as such by the j
! parties and the trial court". Graves v. Walton County Board of !j!
Ij Education. 680 F.2d at 1139, 1140. Without explanation, Unit B in ;i
[ Graves v. Walton. 680 F.2d at 1138, just found the Pasadena holding
j not "persuasive". While the School Board feels that Graves should i
j ! not control this case, Plaintif fs/Appellants are incorrect to state
j! at Page 10 of the Brief that "the Fifth Circuit addressed the
ij identical questions at issue here and arrived at the exact opposite
Ji result." In Graves v. Walton County Board of Education, (supra at
1139) it is clear that the District Court in an Order recognized
that the Plaintiffs were suing for "parents and pupils who are
|
I similarly situated... and teachers... similarly affected by the
i * • I| actions of the Defendants in penalizing them... because of attempt j
I to petition the Defendants about the conditions within their
j racially segregated schools..." Also, in another Order thej !j | District Court adopted an injunction agreed to by both parents and
IIii
!
11
the School Board which, by its terms, pointed out that it was
"prepared by [the Board] and adopted by the Court [to provide]
relief not for the individual plaintiffs but for the entire
plaintiff class of [black] parents and teachers." In the instant
case, the Trial Court only stated in one Order that "circumstances
indicated that this is a proper class action insofar as the
question of assignment of pupils in the public school system of
Muscogee County is concerned". [R-1D-2]. It made no other
statements and certainly did not make the recognitions that the
trial court in Graves did. The instant case made no more mention
of a "class".
The School Board, respectfully submits that the United States
Supreme Court's clear direction in the Pasadena City Board of
Education v. Spangler, (supra) should control and should not be
ignored or treated as not "persuasive" any longer. Plaintiffs/
Appellants' attempt to explain why it feels Pasadena v. Spangler
should not control, namely, that in Pasadena. no current students
were involved in that case and that the government was there to
help the plaintiffs. While the hereinafter set forth quote from
Spangler, indicates Plaintiffs/Appellants are incorrect, and that
when the mootness issue was decided, there were present students
involved, even Graves did not rely on these circumstances. The
United States Supreme Court in Spangler clearly shows dismissal for
mootness was the correct decision in the District Court's January
21 Opinion and Order.
"We must first deal with petitioners' contention that
there no longer exists any case or controversy sufficient
to support our jurisdiction, Petitioners assert that all
the original student plaintiffs have graduated from the
Pasadena school system, and that since the District Court
never certified this suit as a class action pursuant to
12
Fed Rule Civ. Proc. 23, the case is moot. Respondents
advance several theories why it is not moot.
Counsel for the individual named respondents, the
original student plaintiffs and their parents, argue that
this litigation was filed as a class action, that all the
parties have until now treated it as a class action, and
that the failure to obtain the class certification
required under Rule 23 is merely the absence of a
meaningless (verbal recital) which counsel insists should
have no effect on the facts of this case. But these
arguments overlook the fact that the named parties whom
counsel originally undertook to represent in this
litigation no longer have any stake in its outcome. As
to them the case is clearly moot. And while counsel may
wish to represent a class of unnamed individuals still
attending the Pasadena public schools who do have some
substantial interest in the outcome of this litigation,
there has been no certification of any such class which
is or was represented by a named party to this
litigation. Except for the intervention of the United
States, we think this case would clearly be moot. Sosna
v. Iowa. 419 U.S. 393, 42 L. Ed 2d 532, 95 S. Ct. 553
(1975); Indianapolis School Comm1rs. v. Jacobs. 420 U.S.
128, 43 L.Ed. 2d 74, 95 S.Ct. 848 (1975)."
Thus, it is not just Spangler alone, as Plaintiffs/Appellants could
argue. Indianapolis School Commissioners v. Jacobs (supra) the
U.S. Supreme Court dismissed as moot a case brought by high school
students who sought to have certain regulations regarding the
publication of a school paper declared unconstitutional. The Court
held as follows at pages 529 and 530:
"In the Complaint, the named Plaintiffs stated that the
action was brought as a class action pursuant to Fed
Rules Civ Proc 23(a) and (b)(2), and further stated that
'[p]laintiff class members are all high school students
attending schools managed, controlled, and maintained by
the Board of School Commissioners of the City of
Indianapolis'... At oral argument, we were informed by
counsel for petitioners that all of the named plaintiffs
in the action had graduated from the Indianapolis school
system? in these circumstances, it seems clear that a
case or controversy no longer exists between the named
plaintiffs and the petitioners with respect to the
validity of the rules at issue. The case is therefore
moot unless it was duly certified as a class action
pursuant to Fed Rule Civ Proc 23, a controversy still
exists between petitioners and the present members of the
class, and the issue in controversy is such that it is
13
capable of repetition yet evading review. Sosna v. Iowa.
419 US 393, 42 L Ed 2d 532, 95 S.Ct. 553 (1975). Because
in our view there was inadequate compliance with the
requirements of Rule 23(c) we have concluded that the
case has become moot.
The only formal entry made by the District Court below
purporting to certify this case as a class action is
contained in that court's "Entry on Motion for Permanent
Injunction", wherein the court "conclude[d] and ordered"
that "the remaining named plaintiffs are qualified as
proper representatives of the class whose interest they
seek to protect". 349 F.Supp, at 611. No other effort
was made to identify the class or to certify the class
action as contemplated by Rule 23(c)(1); nor does the
quoted language comply with the requirement of Rule
23(c) (3) that "[t]he judgment'in an action maintained as
a class action under subdivision... (b) (2).. . shall
include and describe those whom the court finds to be
members of the class". The need for definition of the
class purported to be represented by the named plaintiffs
is especially important in cases like this one where the
litigation is likely to become moot as to the initially
named plaintiffs prior to the exhaustion of appellate
review. Because the class action was never properly
certified nor the class properly identified by the
District Court, the judgment of the Court of Appeals is
vacated and the case is remanded to that court with
instructions to order the District Court to vacate its
judgment and to dismiss the complaint... So ordered."
j See also Baxter v. Palmigiano. 425 U.S. 310, 311 (1976) where the
Court held, relying on Indianapolis School Commissioners v. Jacobs.
(supra) that although two prisoners brought their §1983 suit "on
j their own behalf and pursuant to Rule 23... of the Federal Rules of
I
Civil Procedure, on behalf of all other inmates at San Quentin,
' subject to Defendants' jurisdiction and affected by the policies...
, or acts complained of", even though it was clear that the District
iCourt treated this suit as a class action, since it was neverj
certified as a class action, the case was not a class action and
was moot. Only because both parties had stipulated to the
intervention of another inmate did the case proceed. There is no
such stipulation in the instant case.
14
As the District Court Order shows, there is further authority
to support a dismissal for mootness, even when all parties and the
Court have treated a desegregation case in a class action, but
where it was not certified. In Jones, et. al. v. Caddo Parish
School Board, et. al.. 704 F.2d 206 (5th Cir. 1983) the same
factual circumstances arose, as we have in the instant case. The |I
NAACP Legal Defense and Educational Fund was involved in Caddo j
Parish. as they are here. In 1965, black school children and their
parents filed a Complaint against* the Caddo Parish claiming the j
school system operated in a bi-racial fashion. "Plaintiffs sought
to represent themselves as a class of (African-American) children
and their parents in the Caddo Parish pursuant to Rule 23(a) (3) of
the Federal Rules of Civil Procedure then in effect (1938
version)." Jones, et. al. v. Caddo Parish, supra at 208. [This
same version was in effect when the instant suit was filed.] The
matter was never certified. Fifteen years later in 1981, being
dissatisfied with progress in the matter, the parent of a then-
present student in Caddo Parish filed a Rule 24(c) Motion to
Intervene as an individual and on behalf of the class, just as was
done in the instant case. The District Court dismissed it, and
that dismissal was affirmed on appeal. In affirming the dismissal
and recognizing the fact that the original action in 1964 was filed
prior to the 1966 change in Rule 23 of the Federal Rules of Civil
Procedure, (just as here), the Fifth Circuit held as follows at
pages 211-213:
"In its memorandum ruling denying... intervention, the
court found that 'this action, in its present posture, is
not in fact a class action'. The court reasoned that the
action brought by the private plaintiffs, despite
allegations of a 'class' status, had never been certified
as a class action,... The District Court correctly
15
viewed this action as one involving only two parties, and
not as a class action. . . From the outset of this
litigation, the status of the private plaintiffs as
representatives of a class was uncertain. Although the
original complaint contained allegations made on behalf
of a class pursuant to former Rule 23(a)(3), it was just
over a year later that Rule 23 was amended to include a
mandatory requirement of class certification. Rule
23(c) (1) , effective July 1, 1966, provided that [a]s soon
as practicable after the commencement of an action
brought as a class action, the court shall determine by
order whether it is to be so maintained', and the order
of the Supreme Court accompanying the 1966 amendments to
the Federal Rules of Civil Procedure explained that the
amendments
'shall govern all proceedings in actions
brought [after July 1, 1966] and also in all
further proceedings in actions then pending,
except to the extent that in the opinion of
the court their application in a particular
action then pending would not be feasible or
would work injustice, in which event the
former procedure applies. 383 U.S. 1031
(1966) . '
This Court has held amended Rule 23 to apply to actions
that were filed before the effective date of the
amendments, Alvarez v. Pan American Life Insurance
Company, 375 F.2d 992, 993 (5th Cir.), cert, denied, 389
U.S. 827, 88 S.Ct. 74, 19 L.Ed.2d 82 (1967), and we have
stated more generally 'that to the maximum extent
possible, the amended Rule should be given retroactive
application.' Atlantis Development Corporation v. United
States, 379 F.2d 818, 823 (5th Cir. 1967). Despite the
general retroactive applicability of the amendments to
Rule 23, the record in this case indicates that no class
certification in accordance with Rule 23(c)(1) was ever
requested or ordered. Thus, the true nature of the class
was never judicially ascertained."
Thus, the fact that the parties and the Court might have recognized
i j
i; the action as a class action matters not. Unless the class is11
i certified, it is not a class action.
See also, Tasby v. Estes. 643 F.2d 1103, 1106 (5th Cir., Unit
I;
A, 1981) where black school children filed suit to enforce schooljj
district's obligations under previous desegregation order. School
district alleged but could not show that all original plaintiffs/
16
students at the time of initial filing had left the system. The
case was never certified as a class action. "Of course, a school
desegregation case can become moot if it is not certified as a
class action, the named plaintiffs have graduated from school, and
there is no other factor which avoids mootness (Pasadena v.
Spangler. If the DISD thought that the plaintiffs no longer
resided within the school district or had graduated from school,
then the way was open for it to make such a showing." [In Lockett,
this has been conceded.]
Plaintiffs/Appellants make the separate Argument under Subhead
"B", at pages 14 through 18 of their Brief, that before the
District Court could dismiss this case for mootness, the School
District would first have to go through a court-supervised unitary
status hearing. There is no authority for the argument. None of
the landmark desegregation cases cited by Plaintiffs/Appellants in
the Brief such as Swann v. Charlotte-Mecklenburg Board of
Education. 402 U.S. 1, 15 (1971), Green v. County School Board. 391
U.S. 4301 (1968) or decisions of this Court such as Pitts v.
Freeman, 755 F.2d 1425 (11th Cir. 1985) and Lee v. Macon County
Board of Education. 584 F.2d 781 (5th Cir. 1978) require a unitary
hearing before dismissal for mootness. Indeed, the Supreme Court
in Pasadena v. Spangler (supra) and this Court in the Graves v.
Walton County Board (supra) did not require this. In Spangler, et.
al. v. Pasadena City Board of Education, et. al.. 375 F.Supp. 1304,
1305, (C.D., Calif. 1970), it is clear that the plaintiffs there
were seeking a "termination of the Court's continuing
jurisdiction". Thus while there had been no determination of this
17
issue, just as the District Court did here, the U.S. Supreme Court,
in Pasadena v. Spangler, et. al. (supra at 430), stated:
"We must first (emphasis added) deal with petitioners'
contention that there no longer exists any case or
controversy sufficient to support our jurisdiction,
Petitioners assert that all the original student
plaintiffs have graduated from the Pasadena school
system, and that since the District Court never certified
this suit as a class action pursuant to Fed Rule Civ Proc
23, the case is moot. Respondents advance several
theories why it is not moot."
i
Contrary to Plaintiffs/Appellants' view, it is clear that» i
mootness will deprive a court of jurisdiction. Defunis v. Odegard. :
I
416 U.S. 312, 316 (1974) which holds that a federal court is
without power to decide questions that cannot affect the rights of
litigants before them. "The inability of the federal judiciary to
review the moot case derives from the requirement of Article III of
the Constitution under which the exercise of judicial power depends j
upon the existence of a case of controversy".
Where the individual claim of a class representative has
become moot in the absence of class certification, the courts must
dismiss an alleged class action as moot. Vuncannon v. Breed. 565
F.2d 1096 (9th Cir. 1977); Inmates v. Sheriff Owens. 561 F.2d 560
(4th Cir. 1977); Winoquer v. Bell Federal Savings and Loan
Association. 560 F.2d 271 (7th Cir.) cert, denied 435 U.S. 932
(1977); Laskey v. Ouilan. 558 F.2d 1133 (2d Cir. 1977); Napier v.
Gertrude. 542 F.2d 827 (10th Cir. 1976) cert, denied 429 U.S. 1049
(1977) .
In Tucker v. Phvfer. 819 F.2d 1030, 1033-1035 (11th Cir.
1987) , an incarcerated juvenile filed a suit on behalf of himself
"and a class of people consisting of 'all juveniles who are
currently... and in the future will be confined in the '
18
Lauderdale... County jail"' seeking monetary damage and injunctive
relief to remedy jail conditions allegedly violating Eighth and
Fourteenth Amendment rights. The Plaintiff did not seek
certification until two years later and after he had been released.
Another current prisoner then sought to intervene and prosecute the
class claims. The District Court dismissed the class claims as i
moot and denied the motion to intervene for that same reason. This |
Court affirmed, holding as follows:
"It is well settled that at the time a plaintiff brings
suit he must have standing to prosecute his claim; he
must have a "personal stake" in the outcome of the
litigation. See, e.g. City of Los Angeles v. Lyons. 461
U.S. 95, 101, 103 S. Ct. 1660, 1665, 75 L.Ed.2d 675
(198 3) ; United States Parole Comm's. v. Geraqhtv, 445
U.S. 388, 396-97, 100 S.Ct. 1202, 1208-09, 63 L.Ed.2d 479
(1980). The mootness doctrine requires that the
plaintiff's controversy remain live throughout the
litigation, once the controversy ceases to exist, the
court must dismiss the cause for want of jurisdiction.
In a class action, the claim of the named plaintiff, who
seeks to represent the class, must be live both at the
time he bring suit and when the district court determines
whether to certify the putative class. If the
plaintiff's claim is not live, the court lacks a
justiciable controversy and must dismiss the claim as
moot...
Article III (of the United States Constitution) requires
that a plaintiff's claim be live not just when he first
brings suit, but throughout the litigation...
In the case at hand, Tucker's claim for declaratory and
injunctive relief was moot at the time he requested the
court to certify a class and to name him as class
representative. We therefore conclude that the district
court was required, under Lyons. to dismiss this claim
for lack of standing...
Having determined that the district court correctly
dismissed Tucker's claim for equitable relief without
certifying it for class action treatment, we turn to the
question whether the district court abused its discretion
in denying Melvin P.'s motion for leave to intervene as
a party plaintiff.
19
Melvin P. moved the court for leave to intervene so that
he could (1) present his claim for money damages for the
injuries he had received during his confinement in the
Lauderdale County jail and (2) prosecute Tucker's class
wide claim for equitable relief. At the time Melvin P.
filed his motion, Tucker's class-wide claim for equitable
relief was moot. Consequently, Melvin P. was seeking
leave of court to prosecute claims that were not then
present in the case, i.e., his claim for damages and his
claim for equitable relief... Under these circumstances,
we cannot conclude that the district court abused its
discretion when it denied Melvin P. leave to intervene."
There is additional authority on point:
(1) City of Los Angles v. Lyons. 461 U.S. 95, 101, 103 S.Ct.
1660, 1665, 75 L.Ed 2d 675 (1983). (Dismissal of individual !
and class action claim where there had been no certification j!
for lack of standing).
(2) United States Parole Commission v. Geraqhtv. 445 U.S.
388, 100 S. Ct. 1202, 63 L.Ed 2d 679 (1980). (Released
prisoner's individual and class claims challenging parole
guidelines were mooted because class certification had not
been accomplished at the time of his parole.)
(3) Wilson v. Secretary of Health and Human Services. 671
F.2d 673 (1st Cir. 1982). (If plaintiff's claims are mooted,
case must be dismissed if there is no class certification).
(4) Willan. et. al. v. Menomonee Falls School Board, et. al..
658 F.Supp. 1416, 1419, (E.D. Wise. 1987). (Minority pupil
brought individual complaint against school district's
practice of paying for transfers and tuition to achieve racial
balance in two school districts. The individual claim was
resolved, and there was no class certification. Class action
claims were dismissed as moot.
"In determining whether dismissal on grounds of
mootness is appropriate in this case, I have only
considered the nature of the named plaintiffs'
20
claims. Although this case has been framed as a
class action, the plaintiffs have not moved for
certification and indeed the putative class has
never been certified. "[I]f the claim of the class
representative becomes moot in advance of
certification, the case may come to a halt even if
a properly certified class action would survive the
mootness of the representative claims." Glidden v.
Chromallo American Coro. . 808 F.2d 621, 626 (7th
i Cir. 1986)."
i:
The cases cited on page 17 of Plaintiffs/Appellants' Brief as j
authority of a statement made therein that somehow, "the CourtI
below clearly failed to exercise its authority in a manner
|
j: consistent with the interests of class members" are no help. In
|
Amos v. Board of School Directors of the City of Milwaukee, et. !|i !
al. . 408 F.Supp. 765 (E.D. Wise. 1976) mootness was in no wayI :
ji involved. There the District Court had to decide the sole guestion |
Ij! of whether or not to appoint separate counsel to represent a !
subgroup of parents in a case where the Milwaukee School System was
I charged with racial discrimination. In Greenfield v. Villager
II
| Industries, et. al.. 483 F.2d 824 (3rd Cir. 1973) the only holdingi
i was that one newspaper ad did not satisfy the notice requirements
i of Rule 23 to 445 different shareholders in different cities in a
I I
!' federal securities settlement. In Lockett, no class has been
i!
!' certified and at the trial level, Plaintiff s/Appellants at no time
! contended notice should have been given before the mootness issue
Ij
|i was decided. Rule 23(c) would have required notice to a class ifi!i j
j one had been certified. Here, one never was.j
Plaintiffs/Appellants1 Brief concludes with another attempt to
j
j have this Court believe that the Muscogee County School Board has
ji done nothing to dismantle its old dual system. "The mere adoption
|l
Ij and implementation of a constitutionally acceptable plan does not
21
relieve a school district of its affirmative duty to eliminate the
efforts of state-imposed segregation." [Page 15 and 16 of the
Brief], As Dr. Bushong's Affidavit shows, the Local Board has done
much more than that and more than the Local School District in
Freeman v. Pitts. 499 U.S. (1992), 60 U.S.L.W. 4287 (March 31,
1992) had done - going to a neighborhood school plan, with no
annual adjustments in student assignment or attempts to balance
ratios with mediums such as cross-town busing, things that Muscogee
County did employ.
hereinabove the District Court Judge was correct in dismissing the
case for mootness and ask that the decision be affirmed.
VI. CONCLUSION
Defendants/Appellees believe that for the reasons set forth
This the day of May, 1992.
HATCHER, STUBBS, LAND, HOLLIS
& ROTHSCHILD
Ga. State Bar No. 32440C
J ^ E S E. HUMES, II
Ga. State Bar No. 377700
BY:__2 L L A MJOSEPrf L. WALDREP0 ^ /
Ga. State Bar No. 730900
PH L. WALDREPw w '
State Bar No. 730900P. O. BOX 2707
Columbus, GA 31993-5699
(404) 324-0201 ATTORNEYS FOR DEFENDANTS/APPELLEES
BOARD OF EDUCATION OF MUSCOGEE
COUNTY SCHOOL DISTRICT, GEORGIA,
ET. AL.
22
!
i
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF GEORGIA
COLUMBUS DIVISION
JERRY L. LOCKETT, et. al., )
)
Plaintiffs )
)v- - ))BOARD OF EDUCATION OF MUSCOGEE )
COUNTY SCHOOL DISTRICT, GEORGIA, )et. al., )
)Defendants )
)
______________ )
MEMORANDUM OPINION AND ORDER ON PLAINTIFFS'
MOTION FOR FURTHER RELIEF
In 1963 the Board of Education of Muscogee County School
District, Georgia, voluntarily adopted a desegregation plan for
the public schools within the system. No litigation prompted
this action. The plan adopted was similar to plans which at
that time were being approved by the United States Court of
Appeals for the Fifth Circuit. In 1964 suit was filed by the
Plaintiffs expressing dissatisfaction with the plan which had
been adopted and asking this Court to enter an order compelling
total immediate desegregation. After evidentiary hearing thiu
Court denied the prayers for injunction. On appeal the United
States Court of Appeals for the Fifth Circuit approved the denial
of the injunction, but required a rodification in the plan so as
to make the plan consistent with action taken by the Court of
Appeals in some other school cases which had recently been
CIVIL ACTION NO. 991
FILED «_ _ ............... .2. feb 5 i m
Deputy Cl*rt, U. S. Ditfrkt Cowl*
MICDU OtSTltCT O f CIOKMA
r. A
CERTIFICATE OF SERVICE
I do hereby certify that I have served a copy of the foregoing
Brief of Defendants/Appellees, upon Plaintiffs' counsel, by placing
a copy of the same in the United States mail with sufficient
postage affixed thereto to insure delivery thereof to Dennis D.
Parker, NAACP Legal Defense and Educational Fund, Inc., 99 Hudson j
Street, 16th Floor, New York, N.Y. 10013, and by Hand Delivery \
I
upon Tina G. Stanford, 537 Broadway, Columbus, Georgia 31902.
This the 2%C) of May, 199'2.
C :\WP\MCSD\NAACP\BRIEF.02