Memorandum Opinion
Public Court Documents
September 23, 1983
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Case Files, Major v. Treen Hardbacks. Memorandum Opinion, 1983. d45cc55f-c703-ef11-a1fd-6045bdec8a33. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/46116f50-68c3-4c8c-91ab-893d0082ab3a/memorandum-opinion. Accessed November 05, 2025.
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UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF LOUISIANA
BARBARA MAJOR, ET AL., Civil Action No. 82-1192
Section
Plaintiffs,
versus MEMORANDUM OPINION
DAVID C. TREEN, ETC., ET AL.,
Defendants. :
Before Politz, Circuit Judge, Cassibry .and Collins, District
Judges. : :
Politz, Circuit Judge:
Individually and on behalf of all black persons residing and
registered to vote in ‘Louisiana, plaintiffs Barbara Major,
Michael Darnell, Bernadine St.Cyr, Brenda Quant and Annie A.
Smart brought suit under the Thirteenth, Fourteenth and Fifteenth
aZmendments to the Constitution, the Civil Rights Act of 1871, 42
U.S.C. § 1983, § 2 of the Voting Rights Act, as amended, 42
U.5.C. “$1973, and 28 U.S.C. 85 2201 "and 2202, © seeking
declaratory and injunctive relief restraining use of the recent
realignment of the state's congressional districts, Act 20 of the
1981 First Extraordinary Session of the Louisiana Legislature.
Jurisdiction is based on 28 U.S.C. 55 1331 and 1343, and 42
U.S.C. § 1973j. The gravamen of plaintiffs' claims is that Act
20 was designed and has the effect of cancelling, minimizing or
diluting minority voting strength by dispersing a black
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population majority in Orleans Parish into two congressional
districts. The question posited is whether legislation dividing
a highly concentrated black population existing in one geographic
and political unit, a parish, into two districts, rather then
placing them in a single district in which blacks would
constitute a majority, deprives Louisiana's black voters of the
right to effective participation in the electoral process.
Facts and Procedural History
In November 1981, Act 20 of the Louisiana Legislature's
First Extraordinary Session of 1981 apportioned the state into
eight single-member congressional districts. Act. } of that
session established new state representative districts. Both
enactments were submitted to the Attorney General of the United
States for preclearance under § 5 of the Voting Rights Act, 42
U.S.C. § 1973c.! Prior to action by the Attorney General,
l. Section 5 of the Voting Rights Act of 1385, 42 U.8.C. 1973¢,
requires a state or political subdivision covered by the Act to
obtain preclearance from the Attorney General of the United
States or through the District Court for the District of Columbia
whenever it adopts or seeks to administer any change in its
qualifications, prerequisites, standards, practices or procedures
with respect to voting. To receive preclearance, the proposed
change must have neither the purpose nor the effect of denying or
abridging the right to vote on account of race. The Attorney
General's preclearance determiyation does not pretermit a
subsequent action:
Neither an affirmative indication by the
Attorney General thac no objection will be
(footnote continued)
plaintiffs filed the instant suit attacking both plans on
statutory and constitutional grounds. The case was assigned to
the docket of Judge Robert F. Collins. On June 1, 1982, the
Justice Department interposed a § 5 objection to Act 1, rendering
that legislation unenforceable. 42 U.S.C. § 1973c.
Judge Collins denied as moot plaintiffs’ motion to
consolidate their complaint with one filed by a prospective
congressional candidate which was later dismissed for want of a
justiciable case or controversy. Robert E. Couhig, Jr. v. James
L. Brown, Secretary of State, C.A. No. 82-1136-D {(E.D.La.).
Defendants' motion seeking a separate trial of the claims of
made, nor the Attorney General's failure to
object, . . . shall bar a subsequent action to
enjoin enforcement of such qualification,
prerequisite, standard, practice, or
procedure.
42 U.S.C. § 1973e.
Private plaintiffs are free to mount a de novo attack upon a
reapportionment plan notwithstanding preclearance. United States
v. East Baton Rouge Parish School Bd., 594 F.2d 56, 59 n.d (5th
Cir. 1977). See Morris v, Gressette, 432 U.S. 491, 506-07 (1977)
("Where the discriminatory character of an enactment is not
detected upon review of the Attorney General, it can be
challenged in traditional constitutional (or statutory]
litigation. But it cannot be questioned in a suit seeking
judicial review of the Attorney General's ([decision]."). Since
the statutory standards of review under § 5 differ from those
established by amended § 2, Report on S. 1992 of the Senate
Committee on the Judiciary, S.Rep. No. 97-417, 97th Cong., 24
Sess. (1982) at 68, 138-39, a grant or denial of preclearance
pursuant to § 5 is not dispositive of a § 2 claim. Hence we
conclude that the Assistant Attorney General's preclearance
determination has no probative value in the'instant case.
of congressional and state representative
anted. Acting on plaintiffs' uncontested motion
nary judgment, Judge Collins declared the 1976
‘stricting plan, Act 697 of the 1976 Louisiana
iconstitutional because of large population
districts when viewed in light of data developed
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Ciacrs wi cme rifth Circuit Court of Appeals on June 10, 1982. On
judge court was designated by Chief Judge Charles
June 18, 1982, Act 20 was ‘precleared by the Attorney General.
After Act 1, as subsequently modified by the Louisiana
Legislature, was approved by the Attorney General, plaintiffs
amended their complaint to withdraw their challenge to the
reapportionment of the Louisiana House of Representatives. In
addition, plaintiffs amended their complaint to assert a cause of
action under the 1982 amendments to § 2 of the Voting Rights Act
of 11965, 42 U.5.C..§ 1973.
By order dated March 7, 1983, this court reaffirmed Judge
Collins' invalidation of Act 697. We granted plaintiffs' motion
for class certification pursuant to Fed.R.Civ.P. a3(b) (2),
designating a class of persons consisting of all black registered
voters residing in the State of touiziana, Finally, we
determined that 28 U.S.C. § 2284(a) vested in this court
jurisdiction to entertain plaintiffs’ statutory and
malapportionment of «congressional and state representative
districts was granted. Acting on plaintiffs' uncontested motion
for partial summary judgment, Judge Collins declared the 1976
congressional districting plan, Act 697 of the 1976 Louisiana
Legislature, unconstitutional because of large population
variances among districts when viewed in light of data developed
in the 1980 census.
This three-judge court was designated by Chief Judge Charles
Clark of the Fifth Circuit Court of Appeals on June 10, 1982. On
June 18, 1982, Act 20 was precleared by the Attorney General.
After Act 1, as subsequently modified by the Louisiana
Legislature, was approved by the Attorney General, plaintiffs
amended their complaint to withdraw their challenge to the
reapportionment of the Louisiana House of Representatives. In
addition, plaintiffs amended their complaint to assert a cause of
action under the 1982 amendments to § 2 of the Voting Rights Act
of 11965, 42 U.S.C..S 1973.
By order dated March 7, 1983, this court reaffirmed Judge
Collins' invalidation of Act 697. We granted plaintiffs' motion
for class certification pursuant to Fed.R.Civ.P. 23(b) (2),
designating a class of persons consisting of all black registered
voters residing in the State of '‘toutsiana. Finally, we
determined that 28 U.S.C. § 2284(a) vested in this court
jurisdiction to entertain plaintiffs’ statutory and
constitutional claims. Trial was held from March 7 through March -
10, 1983. Decision was deferred pending briefing and oral
argument. Having considered the evidence adduced at trial,
together with the pleadings, briefs, and oral argument of
counsel, the court enters the following findings of fact and
conclusions of law in conformity with Fed.R.Civ.P. 52(a).
Findings of Fact
Every ten years a reapportionment? of existing congressional
districts is compelled by Article I, § 2 of the United States
Constitution and by Article 3, § 1 of the Louisiana Constitution
of 1974. In 1972, Louisiana's eight congressional districts were
realigned based on data developed in the 1970 census. At that
2. A technical distinction has been drawn between the terms
"apportionment® and "reapportionment," on the one hand, and’
districting” and "redistricting" on the other:
« « « apportionment and reapportionment
involve the allocation [by Congress] of a
finite number of representatives among a fixed
number of pre-established areas. Districting
and redistricting . . . refer to the processes
by which the lines separating legislative
districts are drawn (by the states].
Backstrom, Robins and Eller, Issues in Gerrymandering: An
Exploratory Measure of Partisan Gerrymandering Applied to
Minnesota, 62 Minn.L.Rev. 1121, 1121 n.l (1978). See Carstens v.
Lamm, 543 F.Supp. 68 (D.Col. 1982) (three-judge court); R.
Morrill, Political Redistricting and Geographic Theory at 2
(1981). To facilitate discussion, however, these terms will be
utilized interchangeably.
time the ideal district population was 455,580 persons. While
the state remains entitled to eight representatives following the
1980 census, the ideal district population has increased to
525,497 persons.3
The issue before us principally involves the New Orleans
metropolitan area, which encompasses the parishes of Orleans,
Jefferson, St. Tammany, Plaquemines and St. Bernard. The 1980
census figures reveal pronounced demographic changes in this
area.
3: The following table sets forth the 1980 population,
percentage of black population and percent of deviation in the
eight 1972 districts:
Louisiana Congressional Districts
1980 Census
1972 Plan
District Population Black § Deviation
523,271 36.5
461,802 40.7
571,131 14.6
508,593 31.9
507,539 32.1
577,140 29.6
543,235 20.1
511,261 33,2
Given the near-absolute mathematical precision with which
congressional districts must be defined, Karcher v. Daggett, 51
u.S.L.W. 4853 (U.S.Sup.Ct., June 22, 1983), the districts
delineated in the 1972 plan fail to satisfy the equal
representation standard of Article 1, § 2. See Pretrial
Stipulation at 4 ("Under the 1980 census, the 1972 apportionment
plan for congressional districts was significantly
malapportioned, as to all districts except the First. . . .").
During the decade of the 1970s, Orleans Parish (coterminous
with the City of New Orleans) experienced a marked change and a
slight decline in population. 4 While overall population
declined, the black population increased. The city/parish now
has a black population of 308,039 persons, which constitutes 55%
of the total population, 48.93% of the voting age population, and
44.89% of the registered voters. With the exception of affluent
white neighborhoods located in the city's Garden District and
French Quarter, along the lakefront, and near Tulane and Loyala
Universities, the black populace is largely concentrated in one
contiguous expanse of the inner city. ;
By contrast, the predominantly white, suburban parishes of
Jefferson and St. Tammany, which flank the central city, have
undergone explosive population growth.3 According to the 1980
4 ° f 3
Orleans Parish
Census Population No. of Ideal Districts
1980 557,482 1.06
1970 593,471 1.30
1960 627,525 1.54
1950 570,445 ] 1.70
1940 494,537 vil AniBd
1930 458,762 X.75
5.
Jefferson Parish
Census Population No. of Ideal Districts
1980 454,592 0.87
(footnote continued) :
census, Jefferson Parish, with a 13.9% black population, a 13.75%
black vosing age population, and a 10.45% black voter
registration, is nearly 87% the size of the ideal congressional
district. Unlike Orleans Parish, Jefferson Parish's black
population is diffused throughout the parish. Prior to the
recent demographic shifts, New Orleans had enough people to form
the dominant majority in two congressional districts. Now only
1.06 times the size of the ideal district, as defined by the 1980
census, New Orleans' traditional dominance of two congressional
districts is no longer supported by its population.
Under the 1972 redistricting plan, the First Congressional
District, presently represented by Robert Livingston, encompassed
St. Bernard, Plaquemines and St. Tammany Parishes, together with
the lakefront, eastern Mid-City, Algiers and New Orleans east
sections of Orleans Parish. An overlay of the 1980 census data
to that district, as configured under the 1972 plan, reflects a
36.5% black population and 28.4% black voter registration. The
Second Congressional District, presently represented by Lindy
Boggs, covers those portions of Jefferson Parish to the south
(West bank) and immediately north (East Bank) of the Mississippi
River, as well as New Orleans' central business district, French
1970 338,229 0.74
1960 ,208,769 0.51
1950 103,873 0.31
1940 50,427 0.17
1930 40,032 0.15
sulla i i i Sele ck Sa
Quarter, Uptown or Garden District and western Mid-City, all
situated within the boundaries of Orleans Parish. Application of
the 1980 census data to the 1972 boundaries of the Second
District shows that 49.73. of the population and 34% of the
registered voters are black. See Exhibit "A" attached.
Legislative History of Act 20
Early in 1981, members of the Louisiana House and Senate
research staffs were instructed to collate the 1980 population
data compiled by the United States Bureau of the Census, and to
ascertain the extent of malapportionment, if any, under the 1972
plan. With the assistance of the Louisiana State University's
Division of Research Services, House and Senate research staffs
converted the data thus obtained from a census ‘tract to a
political subdivision, or precinct, basis. These validated data,
referred to as the Weber data, included population and voter
registration figures, and provided the exclusive data base for
congressional redistricting in both houses.
Recognizing the need for realignment of the state's
congressional districts, the legislature established the
Louisiana House and Senate Joint Congressional Reapportionment
Committee, In July, at the close of the regular 1281 session,
each house appointed legislators to hoc congressional
reapportionment subcommittees functioning under the jurisdiction
of two standing committees, the Senate Committee on Senate and
Governmental Affairs and the House Committee on House and
Governmental Affairs. Senator Thomas H. Hudson chaired the
Senate Congressional Reapportionment Subcommittee; Representative
John W. Scott chaired its House counterpart. There were four
black legislators on the joint committee. No black legislator
was appointed to either subcommittee.
State-wide public hearings soliciting citizen input were
conducted by the subcommittees from July through October 1981.
One of the principal issues debated in the various fora concerned
the possibility of fashioning a district centered in Orleans
Parish, which, as the 1980 census data reflected, had a black
population of 55%. Representative Richard Turnley, in his
capacity as Chairman of the Louisiana Legislative Black Caucus,
testified before the joint reapportionment committee in support
of the proposition that the state's minority constituency would
be best served by the structuring of an Orleans Parish-based
district which maintained the cohesiveness of the metropolitan
black community. Minutes of several public hearings held in
August 1981 reveal that other legislators, both white and black,
6 shared this view. Other considerations identified as important
6. Contending that oral or written statements uttered in the
context of public hearings before the joint committee and
subcommittees are hearsay, defendants contest the admission of
transcripts, or minutes, of these meetings. We disagree, finding
(footnote continued)
10
to the reapportionment process were compactness, contiguity,
respect for parish lines, and a recognition of ethnic, cultural
and geographic differences.
Based on the recommendations of legislative counsel, the
House subcommittee promulgated several rules for the designing of
congressional districts.’ Embodied in these rules were the
that the transcripts fall within the public record exception of
the hearsay ‘rule. Fed.R.Evid. 803(8). Under Rule 803(8) (A), the
following are not excludable as hearsay, even though the
declarant is available as a witness:
Records, reports,” statements, or data
compilations, in any form, of public offices
or agencies, setting forth (A) the activities
of the office or agency.
Plaintiffs' Exhibits 1 through 9, inclusive, are records of
regularly-conducted sessions of a joint committee and
subcommittees of the Louisiana Legislature and, as such, are
admissible as evidence of the facts to which they relate without
foundational testimony. . Jo Weinstein and M. Berger, 4
Weinstein's Evidence ¢ 803(8) [01] (1981). There is no challenge
- to the authenticity of these records. We have not considered
statements presenting double hearsay problems. With this
exception, written and oral statements contained in the minutes
of the various public hearings are admissible as evidence of the
matters asserted.
7. In presenting their proposed redistricting guidelines to the
House subcommittee at the July 23, 1981 public meeting in Baton
Rouge, counsel advised members that racial considerations must
play a key role in reapportionment, and that mincrity voting
strength could not be dissipated through the fragmentation of
significant minority population concentrations. Minutes of July
23, 1981 Public Hearing Before the House and Governmental Affairs
Subcommittee, pp. 159-174. David Poynter, Clerk of the House
Representatives, warned that:
[olne concern of the courts is the existence
of a predominantly black neighborhood or area
with a sufficient amount of population to
(footnote continued)
11
principles of strict compliance with the "one-person, one-vote"
axiom, allowing for a maximum deviation of only .5%, and the
unacceptability of any proposal shown to have either the goal or
the effect of diluting minority voting strength. Identical
criteria were endorsed by the Senate subcommittee. During the
first joint meeting on August 21, 1981, these quidelines were
formally adopted. 8
justify a district where it becomes apparant
- [sic] that the effect was to carve up that
group of people in such a way as to put them
in two or three separate districts and make it
impossible to elect a black representative.
That probably without any question is
impermissible.
1d. at 190.
8. Rule I of the Joint Legislative Committee on Reapportionment
Proposed Rules for Congressional Reapportionment, as approved by
the Joint Committee on August 21, 1981, stipulates that:
Y. Equality of population of
congressional districts insofar as is
practicable is the goal of congressional
reapportionment.
1l.A. Deviations from the "ideal
district" population should be justifiable
either as a result of the limitations of
census geography, or as a result of the
promotion of a constitutionally acceptable
rational state policy.
1.8. In order to meet constitutional
guidelines for congressional districts, any
plan, or proposed amendment thereto should
conform to a relative deviation range of one
(1%) percentum, or a relative deviation of
+/=- 1/2 of one (.5%) percentum.
(footnote continued)
Several groups submitted proposals to the joint committee or
the two subcommittees, among them Governor Dave Treen and the
9 None of the Governor's Louisiana congressional delegation.
three proposed plans, denominated Treen A, B, and C, contemplated
a majority black district.l10 During this period the Governor
According to Rule IV, also approved by the Joint Committee:
1. The dilution of minority voting
strength is contrary to public policy. The
right of meaningful political participation of
minority citizens is recognized. Accordingly,
any proposed apportionment plan, or amendment
thereto, demostrated [sic] to have the
objective or consequence of diluting the
voting strength of minority citizens is
unacceptable. :
9. On behalf of all eight of Louisiana's congressional
representatives, Congressman William Tauzin presented a proposed
reapportionment plan to the joint committee at its August 21
organizational meeting. Several districts within this plan
exceeded the population deviation ceiling prescribed by the
committee's reapportionment ‘rules. Albeit invited to submit a
plan which rectified this deficiency, the delegation as a whole
did not do so.
10. Black and white population percentages in the eight
congressional districts created by Treen plans A through C are:
3 WHITE
District Proposal A Proposal B Proposal C
65.8 ; 65.8 65.8
54.6 54.6 54.
83.6 3 84.0 83.
67.1 : 66.7 67.
67.5 y 587,8 67.
70.1 70.1 70.
77:7 76.7 71.
67.6 68.5 74.
(footnote continued)
publicly expressed his opposition to the concept of a majority
black district, stating that districting schemes motivated by
racial considerations, however benign, smacked of racism, and in
any case were not constitutionally required.
Guided by the joint committee's reapportionment criteria and
the views articulated at the public hearings held throughout the
summer and fall of 1981, the Senate research staff prepared more
than 50 plans. The staff was directed to formulate a plan
containing an Orleans Parish-dominated district. Such a district
would necessarily have a black majority population. Michael
Baer, Secretary of the Senate and the official charged with
supervising legislative drafting procedures, ensured compliance
with such well-established reapportionment guidelines as
one-person, one-vote, compactness, respect for the integrity of
geographic boundaries, preservation of communities of interest,
and non-retrogression. Partisan political concerns also figured
prominently in the confection of the various plans, among them
$ BLACK
District Proposal A " Proposal B Proposal C
32.0 32.0 32.0
43.5 43.5 43.5
14.3 13.8 14.3
31.6 32.0 4 31.6
31.9 31.9 32.9
28.8 28.8 28.8
21.5 22.7 : 28.3
31.8 30.6 24.9
the desires of Jefferson Parish political leaders, including Tax
Assessor Lawrence C. Chehardy, for the creation of a district
composed primarily of that parish.
To achieve these goals, the Senate staff developed a plan
which, as the result of the sponsorship of Senator -Samuel B.
Nunez, Jr. of St. Bernard Parish, would subsequently be referred
to as the "Nunez Plan." See Exhibit "B" attached. As drafted,
this plan envisaged one black and seven white population majority
districts. Nunez's proposed First Congressional District, 72% of
which was made up of JeffersqQn Parish, combined that area of the
parish lying west of the Mississippi River with Orleans Parish's
Ward 15, and the parishes of Plaquemines and St. Bernard. The
proposed Second Congressional District consisted almost entirely
of Orleans Parish (94.9%), together with 25 contiguous precincts
drawn from east Jefferson Parish. St. Tammany was restored to
the Sixth Congressional District, from which it had been excised
during the 1960s. By allocating separate districts to majority
black, urban Orleans Parish and virtually all-white residential
Jefferson Parish, Nunez took into account the divergent,
frequently antithetical, concerns of city and suburban dwellers,
as well as parish lines and the natural geographic barrier
erected by the Mississippi River. Utilizing 1980 census figures,
Nunez's Second District would be 54% black in population and 43%
black in voter registration. The First District would have a
black population of 17.9% and a black voter registration of
128.11
On the the House side, the legislative staff devised a plan
which largely adhered to parish lines and left intact the
concentration of blacks residing in Orleans Parish. Named for
its sponsor, Representative Scott, this plan envisioned a 50.2%
black population majority and 44% black registered voter
population in the Second Congressional District, and a 22.5%
black population and 17% black registered voter population in the
First District.
Governor Treen summoned the legislature into extraordinary
session on November 2, 1981 for the purpose, inter alia, of
legislative and congressional reapportionment. Various bills to
reapportion the eight congressional districts were filed on the
first day of the session, among them the Nunez Plan, introduced
1. The population deviations and percentages of black
population and voter registration for each of the eight
congressional districts formed by the Nunez Plan are:
; $ Black Reg.
Dist. Total Pop. $ Deviation 3 Black Pop. voters
526,666 0.22 17.9 13.0
525,135 0.07 54.0 43.5
525,581 - 9.02 21.3 18.8
525,067 v.08 31.6 22.3
525,656 0.04 31.1 24.5
525,074 0.08 22.8 17.5
523,847 n.31 20.0 16.8
524,953 0.11 36.9 30.3
d
O
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16
in the Senate by Senators Nunez and Tiemann as S.B. 5, and the
Scott Plan, introduced in the House by Representative Scott as
H.B. 2. Of all bills referred to the standing Senate and House
committees on governmental affairs, only S.B. 5 and H.B. 2
received favorable committee action.
Members of the Louisiana Black Caucus united with the
Jefferson Parish forces, led by Nunez and Chehardy, in urging
passage of the Nunez Plan. That Nunez and Chehardy were
principally concerned with establishing a district controlled by
predominantly white Jefferson Parish was of little import 0
black legislators, who advocated the plan's concomitant formation
of a majority black district in Orleans Parish. On November 4,
1981, S.B. 5 was reported out of committee with minor substantive
amendments and onto the Senate floor, where it was passed by a
vote of 31 to 6. A move to amend S.B. 5 to substitute Governor
Treen's Plan A was defeated, and S.B. 5 was sent to the House for
further action.
H.B. 2 was simultaneously reported out of House committee
and placed on the House calendar on November 4, 1981, along with
an amendment to substitute Governor Treen's Plan B for the Scott
Plan. The House Committee on House and Governmental Affairs
received S.B. 5 on November 5, 1981, but declined to amend H.B. 2
to adopt the Senate bill. Representative Charles Bruneau, a
member of the committee, testified that his vote in committee °
against S.B. 5 resulted from the plan's abandonment of urban New
Orleans' l30-year tradition of electing two congressmen.
In proceedings before the full House on Friday, November 6,
the representatives declined to amend H.B., 2 to substitute Treen
Plan B. Despite the Committee on House and Governmental Affairs’
previous rejection of S.B. 5, the House then voted 61 to 38 to
adopt the Nunez Plan by engrafting it on H.B, 2 and dispatched
the newly-amended H.B. 2 to the Senate. Some of the 38 negative
votes stemmed from the perception that New Orleans would "lose’
control of a seat under the Nunez PLan.l2 Also cited was the
antagonism of a number of legislators toward the drawing of a
district whose racial composition would facilitate the election
of a black congressman. Representative Mary Landrieu testified:
There were people that supported that plan
(Nunez Plan], like myself, because we wanted
to be aggressive and pushing for a black
district or a district where minority voting
strength would be encouraged. And so there
were people on the opposite side who didn't
feel they wanted to have a district that would
be able to elect a black representative.
Record, Vol. III at 49.
12. Regardless of the sincerity with which it is held, the
legislators' conviction is no longer valid. The population of
Orleans Parish, the region's nodal center, has historically been
large enough to control two congressional districts. Given the
loss of approximately 36,000 people over the last decade, and the
concomitant increase in the ideal district population of
approximately 70,000 people, Orleans Parish's population is now
only 1.06 times larger than the ideal district required by the
1980 census data. See p. 7, supra.
18
Both houses of the Louisiana Legislature had thus approved
reapportionment bills incorporating the Nunez Plan in its
entirety, although the House Bill inadvertently left out one
precinct. Upon learning of the action of the legislature,
Governor Treen announced his intention to veto the Nunez Plan if
finally passed, !3 :
Proponents of the Nunez Plan were keenly aware of the
implications of the Governor's promised veto. Louisiana's chief
executive has considerable power and influence, both de jure and
de facto. Testimony reflects that the Louisiana Legislature has
never overridden a gubernatorial veto. A sufficient number of
legislators changed their position in response to the threatened
veto to assure the demise of the Nunez Plan.
Because of his decisive role in the defeat of the Nunez Plan
“after it had received the overwhelming support of both houses of
the legislature, Governor Treen's stated reasons for acting are
relevant. At trial, the Governor outlined the considerations
13% According to Article 3, §§ 17 and 18 of the Louisiana
Constitution of 1974, a bill has the force and effect of law only
if passed by both houses of the legislature and delivered to the
governor within three days of passage with the signatures of the
presiding officers, and the governor either signs it or fails to
sign or veto it within ten days after delivery if the legislature
is in session, or within 20 days if adjourned. Hence the
legislature has no authority "to create congressional districts
independently of the participation of the Governor as required by
the state constitution with respect to the enactment of laws."
Smiley v. Holm, 2835 U.S. 335, 373 (1932).
19
which prompted his objection to the Nunez Plan. He described as
unfair the submergence of St. Bernard and Plaquemines Parishes
under Jefferson Parish, albeit acknowledging that the populations
of these two coastal parishes would constitute only a minor
portion of any district. The Governor also wished to maintain
existing district configurations where possible, protect the
incumbent, Livingston, and retain Orleans' traditional influence
in the selection of two representatives.
Another concern of the Governor related to racial
polarization, which he perceived to be an inevitable consequence
of the deliberate sculpting of districts along racial lines. He
denounced any legislative scheme which. intentionally drew
boundary lines so as to consolidate a majority of one race within
a single district. He specifically ,rejected the Nunez Plan,
which would create a 55% black district, for this reason. In the
state's § 5 submission to the Justice Department, prepared by
counsel and approved by the Governor, this plan was characterized
as an attempt by the Louisiana Legislature to enact into law the
discredited idea of proportional representation.
These concerns were restricted to the aggregation of blacks
within one district; the coalescence of whites was not regarded
as ominous so long as Congressman Livingston's chances for
f
re-election were maximized. An Orleans-based district with a 55%
black population was not acceptable to the Governor. As later
20
noted, an Orleans-based district with a 55% white population
encountered no objection.
The court finds that the Governor's opposition to the Nunez
Plan was predicated in significant part on its delineation of a
majority black district centered in Orleans Parish.
On the morning of November 9, 1981, the Governor announced
his Reconciliation Plan, cognomened Treen Plan X. Substantially
similar to the alternatives previously rejected by the
legislature, Plan X provided for eight majority white
districts.l4 That afternoon the House reversed its position on
the Nunez Plan and, by a vote of 79 to 22, substituted the
Reconciliation Plan as the text of S.B. 5. As thus amended, S.B.
5 was returned to the Senate and was there soundly rejected,
throwing the matter into conference committee,
Appointment of a conference committee was deferred until a
compromise acceptable to the Governor could be fashioned. Senate
14. Under Treen Plan X, total population and black and white
population percentages for each of the eight districts are:
District Total Population % White $ Black
525,669 68.86 28.87
525,885 53.36 : 44.75
526,734 82.30 gh 15.63
525,067 67.05 31.61
525,668 68.25 31.15
524,738 73.00 25.90
525,186 79.17 20.09
525,025 61.96 i 37.47
President Michael O'Keefe of New Orleans summoned "interested"
parties to a private meeting in the Senate Computer Room,
situated in the sub-basement of the State Capitol. Present at
varying times were Senators Nunez, O'Keefe and "Hank" Lauricella
of Jefferson Parish, Assessor Chehardy, Jefferson. Parish
Representative John Alario, Louisiana A.F.L.-C.I.O. President:
Victor Bussie, Congressman Gillis Long, congressional aides to
Boggs, Long and Tauzin, and members of the Senate administrative
staff. Black legislators were not invited, those responsible for
calling the gathering having ‘decided that the goal of crafting 2
district with a high minority profile would have to be abandoned.
A plethora of factors was considered at the meeting. Nunez
and Chehardy vigorously urged a district dominated by Jefferson
Parish. Treen Plan X, which split the parish three ways, was
discarded at the outset of discussions. Also stressed was the
necessity of fulfilling the Governor's objective of guaranteeing
the re-election of Congressman Livingston by adding enough white
suburban voters to the First District to offset the impact of
inner city blacks votes, as well as the desire of several
congressmen and state representatives to solidify incumbent
Boggs' electoral base by drawing a district as favorable as
possible for her. An obvious consideration was the concentration
of blacks in New Orleans and the racial composition of the Second
District. Albeit resolved to avert any retrogression of the
approximately 40% black population in this district, as
configured under the 1972 plan, the goal of fashioning a district
which was at least 55% Jefferson Parish militated against raising
substantially the black population ‘percentage of that district.
Hence the participants determined that the minority's interest in
obtaining a predominantly black district would have to be
sacrificed in order to satisfy both the Governor and the
Jefferson Parish group. As Chehardy candidly explained:
« « « the feeling in the meeting was that the
one group, the one contingency group that was
not going to come out of the session satisfied
was going to be the blacks. The reason for
that was that with all of the competing
interests . . . there was probably going to be
. virtually no way to satisfy the black members
of the Legislature . . . insofar as creating a .
majority black district [was
concerned]. . . . They (minority legislators]
didn't have enough votes.
Record, Vol. III at 28,
Working late into the evening, the sub-basement conferees
ultimately arrived at that synthesis of conflicting interests
incorporated into Act 20. See Exhibit "C" attached. Jefferson
Parish constitutes approximately 55% of the Second District under
the Act; portions of Orleans Parish make up the remainder. St.
Tammany, St. Bernard and Plaquemines parishes, together with the
lakefront: New Orleans east, and Algiers sections of Orleans
t
Parish, are placed within the First District. The jagged line
dividing the First and Second Districts commences in the east
23
below the west bank of the Mississippi River, casting Ward 15 and
Plaquemines Parish into District One, Traversing the
Mississippi, the line runs north for approximately 15 blocks and
juts sharply to the east to sever the southern extremities of
wards 8 and 9, gathering predominantly white neighborhoods within
District One. Veering north through the midsection of Ward 9,
then west through Wards 9, 7, and 8, the line sweeps the
densely-populated black community of central New Orleans into
District Two, and the adjoining white neighborhoods which border
Lake Ponchartrain into District One. Moving south and west, the
line fractures Wards 5, 4,3,°'and 2 to separate white and black
areas into Districts One and Two, respectively. Ward 14, which
is 90% white, is aligned within District One. Tracing a
northwesterly path along the east bank of the Mississippi, the
line extends north to dissect a discrete black concentration on
Carrolton, joining one part with an expanse of white population
in Jefferson Parish. The total population, percent deviation
from the ideal population, percent black population and percent
black registered voters for each district created by Act 20 are
as follows:
% Zack Reg.
Dist. Total Pop. $ Deviation $ Black Pop. yoters
525,319 - 0.03 23.5 21.5
526,605 0.21 44.5 38,7
526,364 0.17 15.2 be 71847
24
525,067 0.08 31.6 22.3
525,668 0.03 31.2 24.6
524,374 0.21 25.1 18.1
525,186 0.06 20.1 16.9
525,389 0.02 38.3 21.9
District boundaries fixed by Act 20 are clearly racial in
character, selectively segregating white and black residents of
New Orleans into the majority white First District and the more
heterogeneous Second District. When traced on a map of the city,
that portion of the Second District which cuts into Orleans
Parish resembles the head of a duck, with the bill splintering
ward 9, a contiguous black community of approximately 94,000
people. Ward 8, which also contains a high concentration of
blacks, was sliced three ways, with the extreme northern
(lakefront) and southern segments assigned to District One and
the midsection to District Two. Although other black wards are
fragmented, the integrity of predominantly white wards is
assured. Of the 31 metropolitan precincts with a black
population of 95% or higher, most of which are situated precisely
on the duck bill, 17 were placed in District One and 14 were
placed in District Two. Act 20's racial boundary line separates
cohesive black neighborhoods in the inner city which share common
political and socio-economic interests premised on income,
transportation, education and housing. Similar disruption of
white neighborhoods is minimal.
Senate Secretary Baer, who with Senate staff member Nancy
Barringer was charged with producing a plan reconciling the
disparate interests of the sub-basement conferees, candidly
restified that neutral apportionment guidelines heretofore
applied in drafting the Nunez Plan were jettisoned in the effort
to attain a compromise .l3 Districts One and Two of Act 20, with
their distorted shapes and irregular, indented perimeters, are
not geographically compact. These aniisusl configurations are not
necessary to ensure adherence to the one-person, one=-vote
rubric. In contrast to the Nunez Plan, Act 20 deviates from the
natural geographic barrier fotmed by the Mississippi River, which
separates an enclave of inner city blacks from whites residing in
suburban areas.
New Orleans' traditional political sub-unit, the ward, 18 has
15, It is important to emphasize that our comparison of the
effects of the Nunez Plan and Act 20 intimates no view of the
former as the final expression of state redistricting policy.
Both the Governor and the legislature are integral components of
the legislative process; thus any plan that does not survive this
process to become law must be regarded as "proffered current
policy" which, though entitled to thoughtful consideration,
cannot be deemed a clear articulation of established state
goals. See Sixty-Seventh Minnesota State Senate v. Beens, 406
U.S. 187 (1972); Carstens v. Lamm, 543 F.Supp. 68 (D.Colo. 1982);
Shayer Ye Kirkpatrick, 541 F.Supp. 922 (W.D.Mo. 1982)
(three-judge court); O'Sullivan Vv. Brier, 540 F.Supp. 1200
(D.Kan. 1982) (three-judge court). Courts have nonetheless
recognized that the farther a bill progresses in the legislature,
the more probative it is of a discrete state policy. Shaver v.
Kirkpatrick; Skolnick v. State Electoral Board, 336 F.Supp. 839
(N.D.I1l. 1971) (three-judge court). Having so observed we note
that the first article of the Louisiana Civil Code declares:
"Law is a solemn expression of legislative will.”
(footnote continued)
been selectively fragmented by Act 20. Black population
16. Judge John Minor Wisdom described the origin and political
significance of the ward in Taylor v. McKeithen, 499 F.2d 893
{5th Cir. 1974):
A ward in New Orleans traditionally means
as much to its residents as a parish or county
does to its residents. The City has been
divided into wards since 1805, and most of the
ward boundaries are far more ancient than any
question of Negro voting strength.
* * *
The direct ancestor of the present ward
structure was adopted in 1832, Ward
boundaries have been changed since then only
by the addition of new wards to accommodate
areas newly incorporated into the city, except
for a minor change in 1878 to correct an
anomaly and a major change in 1880 when a
substantial area was taken from the sixth ward
and added to the fourth and fifth. The change
of 1880 was the last change in the ward
boundaries to date. The Home Rule Charter of
. the City for 1954 has the same ward boundaries
as its predecessor, the charter of 1912.
* * *
The first function of the wards was to
serve as the districts from which were elected
the aldermen who formed the governing council
of the City. Since then, they have been used
as the basic units of apportionment for
representatives in the United States Congress,
for presidential electors, for state senators
and representatives, for judges and lesser
officials of the city courts, for city
councilmen, for tax assessors, and for the
members of the numerous central or regional
committees «hich form the statutory structure
of the political parties. The wards have
structured working levels of political
organizations. Parties and factions have
generally been organized along ward lines with
(footnote continued) :
27
concentrations within most of the nine Orleans Parish wards split
by the Act have been disrupted, whereas white concentrations
remain essentially inviolate. Not a single ward is divided under
the Nunez Plan.
By disregarding parish lines and uniting populated segments
of Orleans and Jefferson parishes with mutually exclusive, often
discordant needs and concerns, Act 20 effectively ignores both
historic boundaries and obvious communities of interest. Since
Jefferson Parish comprises the majority of Act 20's First
District, the interests of the more conservative, suburban white
populace have effectively eclipsed those of the less
conservative, urban blacks who make up only 17.9% of the
district's population.
once completed, the new plan was submitted to Governor Treen
for review. After the Governor accepted the plan on November 11,
1981, Senators Hudson, Nunez and O'Keefe, and Representatives
ward leaders as major political powers.
Moreover, the wards are real and
important parts of the city's life and
culture, Residents of the City are likely to
speak of themselves as living in the Twelfth
Ward, or the Seventh, or the Fourteenth, say
in contexts quite apart from politics; indeed,
in the same way that one would say that he
lived in Marigny or in the Irish Channel or
the lower Garden District. he
Id. at 904-05 (footnotes omitted). Evidence adduced at trial
confirmed Judge Wisdom's assessment of the New Orleans political
scene, $i
Scott, Bruneau and Alario were appointed to a formal conference
committee. None of these individuals is black.
A public meeting was convened by the committee for the
purpose of preparing a conference report on proposed Act 20.
Representatives Diana Bajoie, John Jackson, Alphonse Jackson and
Henry Braden, members of the Legislative Black Caucus, voiced
strenuous objection to the compromise plan, all arguing that a
majority black district encompassing Orleans Parish was necessary
to enable minority voters to elect a representative of their
choice. The testimony of Representative Turnley and New Orleans
Mayor Ernest N. Morial, both black, illustrates that the
consensus of opinion among the state's minority leaders was that
Act .20 was inimical to the interests of Louisiana's black
constituency. Following an abortive attempt by Representative
Scott to amend S.B, 5 oO expand the Second District's black
population to 50.2%, the compromise provision was adopted by the
committee by a vote of 4 to 2, with Representatives Scott and
Alario dissenting.
On November 12, 1981, the House and Senate adopted the
conference committee report. Governor Treen signed this bill
into law on November 19, 1981, and it became Act 20 of the First
Extraordinary Session of 1981.
Voting Patterns and Polarization
There is a substantial degree of racial polarization
exhibited in the voting patterns of Orleans Parish. By inserting
the 1980 census data in a computerized, step-wise regression
program, Dr. Gordon Henderson, plaintiffs’ expert, empirically
measured the extent of racial bloc voting in 39 Orleans Parish
elections between the years 1976-82. This program first employed
‘a regression equation to predict the number of votes cast for a
black candidate by registered black voters in a specific
precinct. Another statistical tool, a Pearson correlation
coefficient, was then used to examine all conceivable
relationships between a single dependent variable, votes in favor
of a black candidate, and several independent variables, inter
alia, the number of black registered voters and total population
per precinct, in order to isolate the one variable which most
accurately explained why those votes were received. The
coefficients derived by plaintiffs' expert demonstrate an almost
perfect correlation between a candidate's race and that of the
voters who manifested a preference for his or her candidacy at
the ballot box. 17 .
17. For each of the 39 elections studied, the correlation
coefficient, or statistical measure of the strength of the
relationship between the votes received by black candidates and
the number of black registered voters, white registered voters or
white persons, coupled with the number of precincts from which
data were obtained, were listed by Dr. Henderson as follows:
(Eootnote continued) :
30
Plaintiffs’ quantitative showing of
Date
8/3/79
4/7/79
10/27/79
10/27/79
12/8/79
12/8/79
4/4/81
5/16/81
10/17/81
10/1/77
10/1/77
10/1/71
10/1/77
4/30/77
4/5/80
5/17/80
9/13/80
9/13/80
8/4/78
9/16/78
9/16/78
11/7/78
8/14/76
8/14/76
10/2/76
10/2/76
11/2/76
11/4/80
4/1/78
11/4/80
2/6/82
3/20/84
2/6/82 ¢
3/20/82
2/6/82
3/20/82
2/6/82
Qffice
Black
Req. Voters
polarization
.87
.89
.94
«65
Judge, District H
Judge, District H
Judge, Section E
Judge, Section C
State Senate, 6th Dist.
Judge, Section E
Councilman "D"
Councilman "D"
Judge, Section C
Mayor
Councilman-at-Large
Councilman "B" .
Clerk, Crim, Dist, Ct,
Assessor, 4th Dist.
B3.2.S.B., 2nd Diss.
B.E.S.E., 2nd Dist.
School Board
Judge, Section A
State Senate, 4th Dist.
Magistrate Judge
Judge, Section B
School Board
Judge, Section C
School Board
Councilman-at-Large
Councilman "B"
School Board
School Board
State Senate, 4th Dist.
Judge, Section A
Req. Voters
Civil Sheriff
Civil Sheriff
Mayor
Mayor
Judge, Section I
Judge, Section I
Councilman-at-Large
(footnote continued)
-.28
-.32
-.54
-.54
-.56
-.48
-.14
buttressed by the testimony of trained political observers.
Mayor Morial, now in his second term, has been actively involved
in politics at the state and local levels since his election to.
the legislature in 1967. He has been elected to positions in all
three branches of government. Mayor Morial opined that racial
bloc voting is prevalent in Orleans Parish. On the basis of a
study of the literature relative to 18 elections conducted in
Orleans Parish from 1960 to 1976, Dr. Richard Engstrom, a
professor of political science at the University of New Orleans,
found substantial evidence 3¢ voting along racial lines. With
reference to the 1977 mayoral contest in which Mayor Morial
prevailed, Dr. Engstrom opined that the New Orleans metropolitan
2/6/82 Councilman "B" .86 -.45 90
2/6/82 Councilman "D" «74 -.35 91
According to Dr. Henderson, the range of a Pearson
correlation coefficient, also known as a Pearsonian product
moment correlation coefficient, is from -1.0 through 0 to +1.0.
Coefficients of =-1.0 and +1.0 indicate a perfect relationship
between two variables, In other words, a value of -1.0 or +1.0
enables a statistician to perfectly predict one variable if he or
she knows the value of the other. Coefficients of +.5 and higher
are deemed statistically significant. Values of .7 or higher are
extremely rare, and attest to a strong correlation between two
variables. A coefficient with a value at or near 0, on the other
hand, evidences a weak relationship. See generally, D. Baldus
and J. Cole, Statistical Proof of Discrimination § 5.321 (1980);
N. Nie, C. Hull, J. Jenkins, K. Steinbrenner and D. Bent, SPSS:
Statistical Package for Social Sciences at 279-80 (2d. 1975).
1
The 39 coefficients calculated by Dr. Pearson range from
+.51 to +.95, indicating that a candidate's race was the single
variable most predictive of the number of votes received by that
candidate. fond
area was gradually becoming more polarized. Defense expert Dr.
John Wildgen postulated, in a published study, that racial
polarization determined the outcome in New Orleans school board
elections.
One explanation for the perceptible growth of racial
polarization over the last 15 years, proffered by plaintiffs’
expert Dr. Ralph Cassimere, a professor of history at the
University of New Orleans, is that as blacks have begun to gain
access to elective office, white voters have rallied in
increasing numbers to vote far candidates of their race. A lower
margin of victory for black incumbents evinces a greater
reluctance on the part of white voters to vote for a black. As
Dr. Cassimere observed:
« « « polarity is much more pronounced among
whites in voting for black candidates. Black
[voters] . . . traditionally have voted for
white candidates. I think there is some
feeling of illegitimacy about black
candidates.
Record, Vol. II at 119.
In an effort to rebut plaintiffs' evidence of polarization,
defendants introduced a statistical analysis of white cross-over
voting in three recent New Orleans elections. This analysis,
prepared by demographics expert Kenneth Selle, sampled returns
from 37 all-white or black precincts and purported to demonstrate
that race had no effect on the results of city-wide elections.
Mr. Selle's use of an arbitrary, rather than the preferred random
33
method to select test precincts severely biases the results of
his analysis. The units chosen are not representative of the 400
or more precincts in New Orleans, and hence are not sufficiently
predictive of voting patterns in the city at large. Some of the
precincts culled were racially heterogeneous. Since it is
impossible to ascertain, solely from the returns of a mixed
precinct, whether individuals who voted for a particular
candidate are black or white, data drawn from such precincts are
of scant probative value. For these reasons, the court attaches
little weight to defendants' cross-over analysis.
Assuming, arguendo, that defendants had established the
existence of a significant white cross-over vote in Orleans
Parish, the court remains persuaded that racial polarization
plays a significant role in the electoral process. The evidence
shows that only those affluent, better-educated whites residing
in the city's French Quarter and university districts are
inclined to vote for a black candidate. This liberal, white
constituency is unique to Orleans Parish. Similarly eclectic
voting preferences cannot be anticipated in the adjacent suburban
parishes, whose recently enhanced populations can be partially
ascribed to the exodus from New Orleans of white families seeking
to avoid court-ordered desegregation of the city's public
schools.
Nor does the fact that several blacks have gained elective
office in Orleans Parish detract from plaintiffs' showing of an
overall pattern of polarization. To the contrary, Mayor Morial
attributes his victory in the 1982 mayoral race to his success in
marshalling the black vote. Of the approximately 70 Orleans
Parish officials elected throughout the parish, only 15% are
black. A greater number of minority officeholders would be
expected in a parish with a black population of 55%.
According to the expert testimony, Louisiana's majority vote
requirement, which ordains that a winning candidate must receive
more than half the votes cast in an election, inhibits political
participation by black candidates and voters in a racially
polarized environment. Racial bloc voting, in the context of an
electoral structure wherein the number of votes needed for
election exceeds the number of black voters, substantially
diminishes the opportunity for black voters to elect the
candidate of their choice. Mr. Selle testified that in Louisiana
a threshold black/white population ratio of 62/38 is a
prerequisite to the creation of a "safe" minority district, or
one in which the election of the candidate preferred by black
voters is guaranteed. Conversely, a 50/50 ratio of black to
white population gives rise to a safe white district.l®
18. Demographic studies prepared by Mr. Selle were offered to
show projected racial population growth between the 1980 and 1990
censuses, Through these studies, defendants sought to prove a
future increase in the black population percentage in Act 20's
(Eootnote continued)
35
Discrimination: Past and Present
Louisiana's history of racial discrimination, both de jure
and de facto, continues to have an adverse effect on the ability
of its black residents to participate fully in the electoral
process. Dr. Ralph Cassimere traced that history to its genesis
during the era of ‘slavery, when the franchise was conferred
exclusively upon white males. With the advent of post-Civil war
Reconstruction, black males were pesmitied to register. Between
1868 and 1896 many black state legislators were elected. vo
blacks were elected Lieutenant Governor and one, P.B.S.
' pinchback, was selected by the state Senate to £ill a vacancy in
that position and later served as Acting Governor. Pinchback
subsequently was selected to serve in the United States Senate
but was not seated. Three blacks claimed seats in the United
States House of Representatives but only one, Charles E. Nash,
was seated. Charles Vincent, Black Legislators in Louisiana
Second Congressional District of close to 6.7% and, in the First
District, of 1.5%. Given Mr. Selle's failure to distinguish
blacks from a significant number of ethnic and racial groups
subsumed within the Census Bureau's non-white category, and to
apply his methodology in a consistent manner to all parishes
within the targeted districts, the court finds these data highly
suspect and inadequate to prove. that the Second District's black
population percentage will increase significantly under the
_ present Act. See Kirkpatrick wv. Preisler, 394 U.S. 525, 535
(1969) ("[flindings as to population trends must be thoroughly
documented and applied tnroughont the State in a systematic, not
an ad hoc, manner.").
During Reconstruction. Although black suffrage flourished from
1867 to 1898, a gradual return to white supremacy culminated in
the Louisiana Constitution of 1898. At that time, the state
succeeded in imposing a "grandfather" clause, as well as
educational and property qualifications for registration. These
requirements combined to reduce black voter registration from
approximately 135,000 in 1896 to less than 1,000 in 1907.
Following the Supreme Court's invalidation of the
grandfather clause in 1915, Guinn v. United States, 238 U.S. 347
(1915), voters were subject -to an "understanding" clause which
hindered black registration. Poll taxes were levied, and
registration rolls purged. In 1923, the state authorized an
all-white Democratic primary which functioned to deny blacks
access to the determinative elections, naseuch as Republican
opposition to the Democratic party in the general elections was
nonexistent. This strategem persisted until its condemnation in
Smith v. Allwright, 321 U.S. 649 (1944). Citizenship tests and a
prohibition against anti-single shot voting were instituted in
the 1950s. As a further obstacle to minority access, the
legislature established a majority-vote requirement for election
to party committees in 1959. For a quarter of a century, from
1940 to 1964, the States Rights Party spearheaded a strong
movement against black enfranchisement and judicially-directed
desegregation. But for those declared unconstitutional by the
Supreme Court, the various disenfranchisement techniques
implemented by the state and its white majority parties
suppressed black political involvement until banned by Congress
in 1965.19
Like other southern states, Louisiana enforced a policy of
racial segregation in public education, transportation and
accommodations. Despite the Supreme Court's ruling in Brown v.
Board of Education, 347 U.S. 483 (1954), local school boards
refused to desegregate in the absence of a federal court order.
19. Statistics demonstrating the extent of black
disenfranchisement between 1910 and October 1964, inclusive, have
been compiled in Louisiana Politics at 299 (Bolner, ed. 1980):
Black Voter Registration in Louisiana,
1910-1964
Est. Black $ Black
Adult Pop. Adult Pop.
Black Reg. (Most Recent Census) Reg. to Vote
730 174,211 (Males)
34533 359,251
2,054 359,251
1,591 ; 415,047
1,981 415,047 -
886 473,562
1,672 473,562
28,177 473,562
107,844 481,284
112,789 481,284
152,578 : 481,284
158,765 514,589
150,878 514,589
164,717 514,589
6
.
0
9
o
i
e
.
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V
T
W
H
&
W
W
U
n
W
o
e
Even today, the federal courts are compelled to monitor schools
around the state for compliance with Brown's teachings. A dual
university system was operated by the state until 1981, when it
was dismantled pursuant to a consent decree. Public facilities
were not open to members of both races until the late 1960s.
As a consequence of this history, separate white and black
societies developed in Orleans Parish. Segregation was the norm
in the private sector, as reflected in the parish's monochromatic
neighborhoods, churches, businesses and clubs. Discrimination in
employment was widespread.
while direct impediments to black registration in voting
have been eradicated, the residual effects of past discrimination
still impede blacks from registering, voting or seeking elective
. office in Orleans Parish. No black has been elected to statewide
office in Louisiana in this century, nor has any served in
Congress since the days of Reconstruction. Notwithstanding a
black population of 29.4%, only 7% of Louisiana's elected
officials are black. Current census figures disclose that blacks
on the average earn less than whites; 95% of all persons with an
income of less than $5,000 are black. Blacks in contemporary
Louisiana have less education, subsist under poorer living
conditions and in general occupy a lower socio-economic status
than whites. Though frequently Aoze subtle, employment
discrimination endures. These factors are the legacy of
v
historical discrimination in the areas of education, employment
and housing. Such influences, in conjunction with past election
practices excluding blacks from the political process, account
for the present disparity between black voter registration and
black population in Orleans Parish. From the evidence adduced,
we are persuaded that they account for the lower black turnout at
election time. A sense of futility engendered by the
pervasiveness of prior discrimination, both public and private,
is perceived as discouraging blacks from entering into the
governmental process,
Conclusions of Law
Invoking its authority to enforce the substantive provisions
of the Fourteenth and Fifteenth Amendments, Congress recently
amended § 2 of the Voting Rights Act of 1965, 42 U.S.C. § 1973
(1982), 20 Specifically designed to reach claims of voting
20. H.R. 3112, amending § 2 to incorporate a "results" test and
extend the 1965 Voting Rights Act, was passed by the House cn
October 15, 1981. The Senate adopted the version of § 2 reported
out of the Senate Committee on the Judiciary, S. 1992, on June
13, 1982. On June 23, 1982, the House unanimously adopted the
Senate bill. As signed into law by the President on June 29,
1982, amended § 2 of the Voting Rights Act of 1965, 42 U.S.C.
§ 1973, provides: :
(a) No voting qualification or prerequisite to
voting or standard, practice, or procedure
shall be imposed or applied by any State or
political subdivision in a manner which
results in a denial or abridgement of the
right of any citizen of the United States to '
(footnote continued)
40
dilution heretofore deemed beyond the ambit of § 2, Report on S.
vote on account of race. or color, or in
contravention of the guarantees set forth in
§ 4(£) (2) [42 U.S.C. 8 1973(8){2)]}, as
provided in subsection (b).
(b) A violation of subsection (a) is
established if, based on the totality of
circumstances, it is shown that the political
processes leading to nomination or election in
the State or political subdivision are not
equally open to participation by members of a
class of citizens protected by subsection (a)
in that its members have less opportunity than
other members of the electorate to participate
in the political process and to elect
representatives of their choice. The extent
to which members of a protected class have
been elected to office in the State or
political subdivision is one circumstance
which may be considered: -° Provided, That
nothing in this section establishes a right to
have members of a protected class elected in
numbers equal to their proportion in the
population.
We are persuaded that Congress intended the 1982 amendments
to take effect immediately, and thus to apply to pending cases.
See 128 Cong. Rec. H3841 (daily ed. June 23, 1982) (remarks of
Rep. Sensenbrenner); id. at S7095 (daily ed. June 18, . 1982)
(remarks of Sen. Kennedy, majority floor manager of S. 1992).
Accord, Hartford, Racial Vote Dilution and Separation of
Powers: An Exploration of the Conflict Between the Judicial
“Intent” and the Legislative "Results" Standards, 50 Geo. Wash.
L.Rev., 689, 725 (1982). Several dilution actions initiated prior
to June 29, 1982, the effective date of the amendments, have been
disposed of pursuant to amended § 2. See, ‘e.g., Rybicki v. State
Board of Elections, Civil No. 81-C-6 (N.D.ZI1ll. 1983)
(three-judge court); Thomasville Branch of the N.A.A.C.P., v.
Thomas County, Civil No. 75-THOM (M.D.Ga. 1983); Jones v., City of
Lubbock, Civil No. C.A.~5-76-34 (N.D.Tex., 1983); Tavior v.
Haywood County, 544 F.Supp. 1122 (W.D.Tenn. 1982) (grant of
preliminary injunction). In Rybicki, the court found that
application of 8 2 to a districting plan 4id not present a
retroactivity issue because its analysis focused on the effects
of the plan in future elections.
41
1992 of the Senate Committee on the Judiciary, S.Rep. No. 97-417,
97th Cong., 24 Sess. 28 (1932): Rybicki vv, State Board of
Elections, Civil No. 81-C-6030 (N.D.Il1l. 1983) (three-judge
21 the 1982 amendment dispenses with the requirement that court),
a plaintiff demonstrate intentional discrimination in the
imposition or maintenance of the disputed electoral structure.
S.Rep. No. 97-417 at 16. See Buchanan v. City of Jackson, No.
81-5333 (6th Cir., filed June 7, 1983); Campbell v. Gadsen County
School Board, 691 F.2d 978 (llth Cir. 1982); McMillan v. Escambia
23. In City of Mobile v,., Bolden, 446 U.S. 55 (1980), four
Justices of the Supreme Court opined that vote dilution claims
are cognizable solely under the Fourteenth Amendment. Under the
plurality's narrow construction, the Fifteenth Amendment bars
only a direct, purposeful denial or abridgment of the right of a
black person to vote. Since former § 2 of the Voting Rights Act
of 1965 "was intended to have an effect no different from that of
the Fifteenth Amendment itself," id. at 61, it likewise was not
deemed to support a dilution cause of action. Though the Fourth,
Fifth and Eighth Circuits have concluded that the five-Justice
majority subscribes to the view that the Fifteenth Amendment
gives rise to a dilution claim, see, e.g., Perkins v. City of
West Helena, 675 F.2d 201 (8th Cir.), aff'd mem. u.s.
+ 103 S.Ct. 33 (1982); Washington v. Finlay, 664 F.2d 913
{4th Cir. 1981); Lodge v, Buxton, 639 F.2d 1353 (Sth ' Cir. 13581),
aff'd sub nom. Rogers v. Lodge, eS. sr 1022.3.CF. 3272
(1982), the Supreme Court itself tallies a minority of three.
Rogers v. Lodge, 9.8. y 102: 8.08. 3272, 3276 n.6
(1982) ("Three Justices [Justice Stevens, concurring, and
Justices White and Marshall, dissenting] disagreed with the
plurality's basis for putting aside the Fifteenth Amendment.").
The Rogers court expressed no opinion on this issue, leaving
undisturbed the plurality's decision with respect to the
applicability of the Fifteenth Anendment and the original version
of § 2 to dilution claims. See Campbell v. Gadsen County School
Board; McMillan v., Escambia County. Nor, as discussed infra,
need we consider the issue.
County, 688 F.2d 960 (Sth Cir. 1982), jurisd. postponed,
U.S. ,s 103 S.Ct. 1766 (1983). Guided by the axiom that
cases should be resolved, where possible, on statutory rather
than constitutional grounds, we shall analyze plaintiffs’
dilution claim under the amended § 2.22
22. Dilution jurisprudence has evolved primarily in the context
of constitutional challenges to state at-large or multimember
districts. Though the Supreme Court has not directly addressed
the issue, this circuit has recognized that the standards for
decision developed in the multimember or at-large districting
cases govern the adjudication of «claims involving the
constitutionality of single-member districts. Nevett v. Sides,
571 F.2d 209 (5th Cir. 1978), cert. denied, 446 U.S. 951 (1980);
Kirksey v. Board of Supervisors, 554 F.2d 139 (Sth Cir.), cert.
denied, 434 U.S. 968 (1977); Robinson v. Commissioners Court, 505
F.2d 6874 {3th Cir. 1974). See R. Dixon, Democratic
Representation: Reapportionment “in Law and Politics 484
(1968). With regard to the applicability of the dilution
rationale to congressional districting cases, we believe the
better view is that irrespective of whether a state legislative
or congressional districting. plan is the subject of dispute, "'we
are required to determine the same question, whether or not there
has been an unconstitutional manipulation of the electoral
district boundaries so as to minimize or dilute the voting"
strength of a minority class or interest.'" Nevett v. Sides, 571
F.2d at 219 (quoting from Robinson v. Commissioners Court, 505
F.2d at 678) (emphasis in original). See, "'6,4,, In re:
Pennsylvania Congressional Districts Reapportionment Cases, Civil
_ No. 82-0197, (M.D.Pa. 1982) (three-judge court), aff'd sub nom.
Simon v. Davis, U.S.L.W. {0.8.8.Ct., July 7, 1983);
In re: Illinois Congressional Districts Reapportionment Cases,
No. 8l1=-C-3915, (N.D.Ill. 1981) (three-judge court), aff'd mem.
sub nom. Ryan v. Otto, 454 U.S. 1130 (1982).
Similarly, the "totality of circumstances" analysis, derived
from the multimember dilution cases of White v. Register, 412
U.S. 755 1973), and Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir.
1973) (en banc), aff'd on other grounds sub nom. East Carroll
Parish School Board Vv. Marshall, 424 U.S. 636 (1973) (per
curiam), is equally applicable to state legislative or
congressional districting schemes. According to the Senate
(Ecotnaote continued)
43
A. Constitutionality of Amended Section 2.
Before proceeding to the merits of plaintiffs' dilution
alain, we must address defendants'challenge to the 1982 amendment
to '§ 2. Defendants take the position that in codifying a test
which relieves complainants of the burden of proving invidious
intent, Congress has sought to overrule the Supreme Court's
holding that such intent must be established as a prerequisite to
recovery under either the Fourteenth or Fifteenth Amendments.
city of Mobile v. Bolden, 446 U.S. 55 (1980). Given the
congruence of § 2 and the Fifteenth amendment, defendants argue,
the separation of powers doctrine practises Congress from
expanding the statute to reach claims founded on discriminatory
impact alone. By amending § 2 to accomplish this impermissible
aim, the legislature has, in defendants' estimation, usurped the
judiciary's exclusive prerogative to define the limits of the
Constitution.
In amending § 2, Congress reaffirmed "the right of minority
Judiciary Committee:
Whitcomb [v. Chavis, 403 U.S. 124 (1971)],
White, Zimmer, and their progeny dealt with
electoral system features such as at-large
elections, majority vote requirements and
[state legislative] districting plans.
However, Section 2 remains the major statutory
prohibition of all voting rights
discrimination.
S.Rep. No. 97-417 at 30 (emphasis added).
44
voters to be free from election practices, procedures or methods
that deny them the same opportunity to participate in the
political processes other citizens enjoy." S. Rep. No. 97-417 at
28. Two principal objectives of the statutory "results" test
were posited: to reach discriminatory conduct which might
otherwise evade liability under the more stringent intent assay,
and to eradicate the contemporary . effects of past
discrimination. Id. at 40; H.R. Rep. No. 97-227, 97th Cong., lst
Sess. 3 (1981). To this end, amended § 2 resurrected the
principles applied in voting registration cases prior to
Bolden. 23 According to the Report of the Senate Committee on the
23. In White v. Regester, 412 U.S. 755 (1973), the Supreme Court
identified a panoply of factors relevant to the determination
whether a multimember or at-large districting system denied
blacks and Hispanic voters full access to the political
process. Focusing on whether the districts operated to dilute
the voting strength of racial and ethnic minorities, the Court
held that "the impact of the district . . . constituted invidious
discriminaton." =. Id. at 767. The Former Fifth organized the
White criteria into a coherent test which permitted the fact of
dilution to be established upon proof of the aggregate of these
criteria. Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973) (en
banc), aff'd on other grounds sub nom. East Carroll School Board
v. Marshall, 424 U.S. 636 (1975) (per curiam). Untill the Fifth
Circuit reconsidered the impact-oriented Zimmer analysis in light
of Washington v., Davis, 426 U.S. 229 (1976), and Village of
Arlington Heights v. Metropolitan Housing Development Corp., 429
U.S. 252 (1977), plaintiffs asserting dilution claims in this
circuit could prevail by demonstrating either discriminatory
results or intent. See authorities cited in Nevett v. Sides, 571
F.2d at 232 (Wisdom, J., specially concurring). In Nevett, the
court ruled that while a showing of invidious intent is essential
to recovery under the Fourteenth and Fifteenth Amendments, such
intent could be inferred from proof of an aggregate of the Zimmer
factors.
(footnote continued)
Judiciary:
In pre-Bolden cases plaintiffs could prevail
by showing that a challenged election law or
procedure, in the «context of the total
circumstances of the local electoral process,
had the result of denying a racial or language
minority an equal chance to participate in the
electoral process. Under this results test,
it was not necessary to demonstrate that the
challenged election law or procedure was
designed or maintained for a discriminatory
purpose.
In Bolden, a plurality of the Supreme Court
broke with precedent and substantially
"increased the burden on plaintiffs in voting
discrimination cases by requiring proof of
discriminatory purpose. The Committee has
concluded that this intent test places an
unacceptably difficult burden on plaintiffs.
It diverts the judicial ‘inquiry from the
A plurality of the Supreme Court subsequently rejected the
Fifth Circuit's effort, in Nevett, to reconcile Zimmer with
Washington and Arlington ‘Heights by injecting an intent
requirement, opining that Nevett was premised on a
misapprehension that proof of discriminatory impact permitted an
inference of discriminatory intent. Acknowledging that Zimmer's
circumstantial factors might "afford some evidence of a
discriminatory purpose," the plurality stated that such factors
would not alone furnish sufficient evidence thereof. 446 U.S. at
73. With respect to the significance of Bolden, this court later
opined that ". . . it appears that the Supreme Court has somewhat
increased the proof on. plaintiffs in [vote dilution] cases."
Accord, Lodge v. Buxton, 639 F.2d 1258, 1373 (Sth Cir. 1331),
aff'd sub nom. Rogers v. Lodge, JeSe i022. S.C, 3272
(1982). Comment, The Standard of Proof in At-Large Vote Dilution
Discrimination Cases After City of Mobile wv. Bolden, 10 Fordham
Urb. L.J. 103 (1981). A majority of the Supreme Court Justices
evidently concurred in this judgment. See footnote 22, infra.
For an exhaustive survey of vote dilution jurisprudence,
from its origins in the seminal case of Reynolds v. Sims, 377
U.S. 533 (1964), to Bolden, sees the Report on S. 1992 of the
Senate Judiciary Committee, S.Rep. No. 97-417 at 19-27.
46
crucial question of whether minorities have
equal access to the electoral process to a
[sic] historical question of individual
motives,
S.Rep. No. 97-417 at 16.24
Regardless of whether former § 2 purported to track the
Fifteenth Amendment, and thus mandated proof of invidious intent,
Congress has since elected to broaden the statutory proscription
to embrace conduct which is discriminatory in either purpose or
effect. Assuming that amended § 2 constitutes a valid exercise
24. ~~ While reaffirming the Bolden purposeful discrimination
requirement, the Supreme Court has itself alleviated to some
degree the complainant's burden of proof in Rogers v. Lodge,
VeSe + 102 S.Ct. 3272 (1982). In Rogers, six Justices
approved the Fifth Circuit's reliance upon proof of the factors
set forth in Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973)
(en banc), aff'd on other grounds sub nom. East Carroll Parish
School Board v. Marshall, 424 U.S. 636 (1975) (per curiam), to
draw an inference of discriminatory intent in a vote dilution
case. By approving judicial resort to the Zimmer criteria,
heretofore adjudged inadequate in Bolden, to establish intent,
and evincing greater deference to the factual findings of the
trial court, the Rogers opinion "signals a significant retreat
from the Bolden plurality's racial vote dilution analysis and a
revitalization of the Zimmer factors in the context of an
{intent}. . , + inguiry." Hartford, Racial Vote Dilution, 50
Geo.Wash.L.Rev. at 716-17. See Buchanan v. City of Jackson, No.
81-5333 (6th Cir., filed June 7, 1983) (because Bolden appeared
to require direct evidence of discriminatory intent, whereas
Rogers restores the significance of circumstantial evidence in
ascertaining the existence of such intent, the latter represents
a marked departure from the plurality's opinion in Bolden):
McMillan v. Esc-mbia County; Cardwell, Voter Dilution and the
Standard of Proog¢, 14 Urban Law 863 (1982). Dissenting Justices
Powell and Rehnquist maintain that the holdings in Bolden and
Rogers cannot be reconciled, suggesting that the Bolden rationale
has in effect been repudiated by the majority. Rogers v. Lodge,
102 S.Ct. at 3281 (Rehnquist and Powell, JJ., dissenting).
hl
47
of legislative power, therefore, the Bolden court's
interpretation of the original § 2 is no longer controlling.
Accordingly, we turn for guidance to a long line of Supreme Court
cases wherein other key provisions of the 1965 Voting Rights Act
have passed constitutional muster, such provisions having been
deemed to fall within the purview of Congress' enforcement
authority.
Section 4(a) of Act, 42 u.s.C. § 1973b(a), abolishing
literacy tests in any jurisdiction where less than 50% of the
voting age residents had voted in prior elections, was considered
a necessary and proper means of implementing the Fifteenth
amendment in South Carolina v. Katzenbach, 383 U.S. 301 (1966).
Addressing the state's contention that Congress had exceeded its
enforcement powers under § 2 of the Fifteenth Amendment, the
Katzenbach court proclaimed that "Congress has full remedial
powers to effectuate the constitutional prohibition against
racial discrimination in voting." Id. at 326. The Court has
since cited Katzenbach for the proposition "that congressional
authority [embodied in § 2 of the Eifteenth Amendment] extends
beyond the prohibition of purposeful discrimination to encompass
state action that has discriminatory impact perpetuating the
effects of past discrimination." Fullilove v. Klutznick, 448
U.S. 448, 477 (1980) (dicta).?23
Later in the 1966 term, in XKatzenbach wv. Morgan. 384 U.S.
641 (1966), the Supreme Court sustained § 4(e) of the Voting
Rights Act of 1965, 42 U.S.C. § 1973b(e), against an attack
founded on § 5 of the Fourteenth Amendment. Section 4(e) forbade
the use of English literacy tests to deny the right to vote to
any person who had attained a sixth grade .education in an
"American Flag" school, in which the language of instruction was
other than English. This provision was aimed at New York's
disenfranchisement of Puerto Rican residents. Writing for the
majority, Justice Brennan analogized Congress' § 5 authority to,
25, In Klutznick, a plurality of the Supreme Court upheld the
constitutionality of the "minority business enterprise" provision
of the Public Works Employment Act of 1977, 42. u.s.C.
§ 6705(f) (2), which dictates that 10% of federal grants for local
public works projects be set aside for minority business
enterprises. Chief Justice Burger's plurality opinion displays a
deferential attitude toward Congress' exercise of its remedial
powers:
Here we deal . . . not with the limited
remedial powers of a federal court, . . . but
with the broad remedial powers of Congress.
It is fundamental that in no organ of
government, state or federal, does there
repose a more comprehensive remedial power
than in the Congress, expressly charged by the
Constitution with competence and authority to
enforce equal protection guarantees. Congress
not only may induce voluntary action to assure
compliance with existing federal statutory or
constitutional antidiscrimination provisions,
but also, where Congress has :authority to
declare certain conduct unlawful, it may . . .
authorize and induce state action to avoid
such conduct.,
448 U.S. at 4813-84 (citation omitted).
49
inter alia, the plenary grant of the necessary and proper clause,
Article I, § 8, cl. 18. Thus, the critical question was "whether
§ 4(e) may be regarded as an enactment to enforce the Equal
Protection Clause, . . . whether it is ‘plainly adapted to that
end,' and whether it is not prohibited by but is consistent with
‘the letter and spirit of the -constitution.'™ 14, at 651
(quoting from McCullock v. Maryland, 17 U.8. (4 Wheat.) 159, 421
(1819)). Notwithstanding the absence of a record of actual
discrimination, the Court endorsed Congress’ passage of a measure
which remedied historical discrimination, and enabled the perks
Rican community to combat prospective siate: violations of the
Fourteenth Amendment. As Chief Justice Burger subsequently
observed, in discussing the import of Morgan:
To uphold this exercise of congressional
authority, the Court found no prerequisite
that application of a literacy requirement
violated the Equal Protection Clause. . . .
It was enough that the Court could perceive a
basis upon which Congress could reasonably
predicate a judgment that application of
literacy qualifications within the compass of
§ 4(e) would discriminate in terms of access
to the ballot and consequently in terms of
access to the provision or administration of
governmental programs.
Fullilove vv. Rlutznick, 443 U.S. at 477 (dicta) (citations
omitted).
Congress' enactment of a five-year national ban on the
utilization of qualification tests and devices in federal, state
and local elections, which took the form of § 2(d) of the Voting
50
Rights Act amendments of 1970, current version codified at 42
U.S.C. § 1973b, was sanctioned by the Court in Oregon v.
Mitchell, 400 U.S. 112 (1970).2% Although the Justices authored
five separate opinions, all nine stressed that Congress is
endowed with substantial discretion in enforcing the
Reconstriotion amendments. Once again, the Fullilove court's
commentary is instructive:
The [Mitchell] Court was unanimous, albeit in
separate opinions, in concluding that Congress
was within its authority to prohibit the use
of such voter qualifications; Congress could
reasonably determine that its legislation was
an appropriate method of [foreclosing the
possibility that purposefully discriminatory
administration of literacy tests would escape
undetected and] attacking the perpetuation of
prior purposeful discrimination, even though
the use of these tests or devices might have
discriminatory effects only.
Fullilove v. Klutznick, 448 U.S. at 477 (dicta) (citation
omitted).
In an opinion issued contemporaneously with Bolden, City of
Rome v. United States, 446 U.S. 156 (1980), the Supreme Court
rejected a constitutional assault on § 5S of the Voting Rights
26. At issue in Mitchell were provisions of the Voting Rights
Act Amendments of 1970, P.L. No. 91-285, which: (1) reduced the
minimum voting age in state and federal elections =-- the latter
was upheld by the Court, and the former stricken as
unconstitutional; (2) eliminated literacy tests or devices for a
five-year term in state and federal elections throughout the
country == upheld; and (3) erection of a bar to state
requirements disqualifying voters in presidential elections --
also upheld.
Act, 42 U.S.C. § 1973c. Under § 5, any change in voting or
election laws proposed by a covered jurisdiction will not be
approved, or "precleared," by the United States Attorney General
unless it "does not have the purpose and will not have the effect
of denying or abridging the right to vote on account of race or
COLOF: vs. a" Though fully cognizant that the Fifteenth
Amendment prohibits only intentional discrimination, the Court
stated that § 2 of that amendment permitted Congress to interdict
election procedures which were not in and of themselves motivated
by racial animus, but which created the risk of purposeful
discrimination or perpetuated the effects of past
discrimination. Id. at 176, 177. At the heart of the decision
lies this finding:
Congress could rationally have concluded that,
because electoral changes by jurisdictions
with a demonstrable history of intentional
racial discrimination in voting create the
risk of purposeful discrimination, it was
proper to prohibit changes that have a
discriminatory impact. . + We find: no
reason, then, to disturb Congress' considered
judgment that banning electoral changes that
have a discriminatory impact is an effective
method of preventing States from "'undo[ing]
or defeating] the rights recently won' by
Negroes." 7
Id. at 177-78 (quoting from Beer v. United States, 425 U.S. 130,
140 (1976)) (citations and f -otnotes omitted). Such remedial
measures need only be "appropriate," within the meaning of
McCulloch v, Maryland, in order to effectuate substantive rights
secured by § 1 of the Fifteenth Amendment.
Similarly, Congress here determined, after extensive
hearings and the taking of - expert and lay testimony, that the
intent test inordinately ‘burdened plaintiffs in vote dilution
cases, was unnecessarily divisive due to the charges of racism
which must inevitably be leveled against individual officials or
entire communities, and, most importantly, compelled protracted,
often futile inquiries into the motives of officials who acted
many years ago. S.Rep. No. 97-417 at 36-37. Ultimately, the
state defendants could all too easily advance racially neutral
justifications in rebuttal. In Congress' judgment, the danger
that a defendant official would seek to rebut the plaintiff's
circumstantial evidence of purposeful discrimination "by planting
a false trail of direct evidence in the form of official
resolutions, sponsorship statements and other legislative history
eschewing any racial motive . . . seriously clouds the prospects
of eradicating the remaining instances of racial
discrimination.” Id. at 37. See Extension of the Voting Rights
Act: Hearings Before the Subcommittee on Civil and
Constitutional Rights of the House Committee on the Judiciary,
97th Cong., 1st Sess. 1189 (1982) (testimony of Joaquin Avila,
counsel for the Mexican-American Legal Defense Fund)
(contemporary official discrimination more subtle; smoking gun
evidence of racial animus can no longer be discerned in the
public record).
Congress thus sought to enact a legislative prophylaxis,
calculated to forestall the institution of potentially
discriminatory electoral systems and extirpate facially neutral
devices or procedures which continue to expose minority voters to
harmful consequences rooted in historical discrimination. S.Rep.
No. 97-417 at 40. Summarizing the bases for their conclusions
that proper enforcement of the Fourteenth and Pifteenth
Amendments required a ban on election procedures and practices
‘which culminate in a denial or abridgement of the right to vote,
the drafters found:
(1) that the difficulties faced by plaintiffs
forced to prove discriminatory intent
through case-by-case adjudication create
a substantial risk that intentional
discrimination barred by the Fourteenth
and Fifteenth Amendments go undetected,
uncorrected and undeterred unless the
results test proposed for section 2 is
adopted; and (2) that voting practices
and procedures that have discriminatory
results perpetuate the effects of past
purposeful discrimination.
We concur in Professor Archibald Cox's interpretation of
Supreme Court precedent as vesting Congress with broad
discretion, under the Fourteenth and Fifteenth Amendments,
. « » to outlaw all voting arrangements that
result in denial or abridgement of the right
to vote even though not all such arrangements
are unconstitutional, because this is a means
of preventing their use as engines of
54
purposive and therefore unconstitutional
racial discrimination.
Hearings on the Voting Rights Extension Before the Subcommittee
on the Constitution of the Senate Judiciary Committee, 97th
Cong., 2d Sess, (Feb. 25, 1982) (prepared statement of Professor
Archibald Cox: at 14). Empirical findings by Congress of
persistent abuses of the electoral process, and the apparent
failure of the intent test to rectify those abuses, were
meticulously documented and borne out by ample testimony. Based
on these findings, the legislators reasonably concluded that
substantial amelioration of a dilution plaintiff's statutory
burden of proof was warranted. Although ostensibly contradictory
of the Supreme Court's holding in Bolden, 27 we perceive § 2 as
27. Recognizing that it wielded a figurative two-edged sword,
one which might be turned against it in such controversial areas
as school prayer, busing and abortion, the Senate Judiciary
Committee reasoned:
It has been suggested that the Committee bill
[S. 1992] would overturn a constitutional
decision by the Supreme Court [Bolden], in
spite of the strenuous opposition of some of
the bill's proponents to unrelated
Congressional efforts to override Supreme
Court decisiois in other areas by statute
rather than by constitutional amendment.
This argument simply misconstrues the
nature of the proposed amendment to section
CWO. Certainly, Congress cannot overturn a
substantive interpretation of the Constitution
by the Supreme Court. Such rulings can only
be altered under our form of government by
+ constitutional amendment or by a subsequent
(Eocotnote continued)
merely prescribing a potion to remove the vestiges of past
official discrimination and to ward off such discrimination in
the - future. Congress has not expanded the Constitution's
substantive guarantees but has simply redefined and strengthened
the statutory protections around core constitutional values, thus
exercising its authority within the confines of the
Constitution. 28 Or, as the president of the American Bar
decision by the Court.
Thus, Congress cannot alter the judicial
interpretations in Bolden of the Fourteenth
and Fifteenth Amendments by simple statute.
But the . . . amendment to section two does
not seek to reverse the Court's constitutional
interpretation ... . [and] is a proper
exercise of Congress' enforcement power.
S.Rep. No. 97-417 at 4l.
28. One commentator postulates:
Because the [results] test is designed to
reach those electoral schemes that are most
likely to permit purposeful discrimination to
escape detection, to perpetuate the effects of
past discrimination, or to facilitate
purposeful discrimination in the provision of
public services, amended section 2 must be
regarded as within the scope of congressional
power under the enforcement clauses of the
Fourteenth and Fifteenth Amendments. To hold
otherwise the Supreme Court would have to
depart sharply from precedent and adopt
Justice Rehnquist's view [outlined in his
dissenting opinion in City of Rome v. Urited
States] that the congressional enforcement
role is limited to providing remedies that do
not reach beyond the prohibitions of the
amendments themselves as interpreted by the
Supreme Court.
(footnote continued)
56
Association opined before the Senate Judiciary Committee,
Under this Amendment, the Supreme Court's
interpretation of the proper constitutional
standard . ... lis) left intact, Only the
section 2 statutory standard [is]
changed, .. +. .
Hearings on the Voting Rights Act Extension Before the
Subcommittee on the Constitution of the Senate Judiciary
Committee, 37th Cong., 24 Sess. (Feb. 25, 1982) (prepared
statement of David R. Brink at 7).
Senate critics of § 2, led by Senator Orrin Hatch, raised
the specter of overbreadth, arguing that the exceptional
conditions justifying unequal application of § 5 to jurisdictions
with a history of intentional discrimination did not support the
extension of a nationwide ban encompassing noncovered
jurisdictions. Subcommittee on the Constitution of the Senate
Committee on the Judiciary, 97th Cong., 24 Sess., Voting Rights
Act, Report on 8S, 1992, reprinted in S.Rep. No. 97-417 . at
170-71. Absent a record suggesting that voting discrimination
permeates the entire nation, the Senate Subcommittee on the
Constitution maintained that the sweeping reforms contemplated by
§ 2 could not be described as remedial in character, and were
consequently beyond the scope of congressional enforcement
powers, Id, at 171. Accord, Note, Amending Section 2 of the
Hartford, Racial Vote Dilution, 50 Geo.Wash.L.Rev. at 748
(Eootnotes omitted).
Voting Rights Act of 1965, 32 Case W.Res.L.Rev. 500 (1982). Cf.
Rogers v. Lodge, 102 S.Ct. at 3283 (Stevens, J., dissenting)
(emphasis added) ("Nor, in my opinion, could there be any doubt
about the constitutionality of an amendment to the Voting Rights
Act that would require . . . covered jirisdictions to abandon the
specific kinds of at-large voting schemes that perpetuate past
discrimination.").
As the Senate Judiciary Committee pointed out, however, the
§ 5 analogy "overlooks the fundamental difference in the degree
of jurisdiction needed to Sustain the extraordinary nature of
preclearance, on the one hand, and the use of a particular legal
standard to prove discrimination in court suits on the other."
S.Rep. No. 97-417 at 42. See Vance v. Terrazas, 444 U.S. 252,
265-66 (1980). Nor do the critics take into consideration the
Mitchell court's declaration of the constitutionality of § 2 of
the Voting Rights Act amendments of 1970, striking down literacy
tests and devices in both covered and noncovered jurisdictions.
Whatever their disagreement on other issues, the members of the
Court unanimously endorsed the literacy test provision. 23
29, Oregon v. Mitchell, 400 U.S. at 131-34 (majority opinion,
authored by Black, J.); 1d. at 144-47 (Douglas, J., concurring in
part and dissenting in part); jd. at. 216-17 (Harlan, J.,
concurring in part and dissenting in part); id. at 233-36
(Brennan, White and Marshall, J.J., dissenting in part and
concurring in part); id. at 281-84 (Stewart, J., concurring in
part and dissenting in part). Justice Harlan remarked:
(footnote continued)
In the final analysis, the self-limiting character of § 2
effectively refutes the overbreadth argument. Since this statute
does not impose an absolute ban on specific election practices,
or allow liability to attach without a finding of dilution under
the totality of circumstances in a given case, the fear that §-2
will precipitate a nationwide revision of state election laws is
groundless. Only a state law shown to discriminatorily impact
against minority voters will run afoul of § 2.
Federalism concerns expounded by § 2 opponents, see, e.g9.,
128 Cong. Rec. S6786 (daily ed., June 15, 1982, remarks ot
Senator Harry Byrd); id. at S6517 (daily ed., June 9, 1982)
(remarks of Senator Hatch), and reiterated by defendants herein,
are closely related to the separation of powers question.
Defendants suggest that § 2 contravenes the principle of state
sovereignty enshrined in the Tenth Amendment, which precludes
Despite the lack of evidence of specific
instances of discriminatory application or
effect, Congress could have determined that
racial prejudice is prevalent throughout the
Nation, and that literacy tests unduly lend
themselves to discriminatory application,
either conscious or unconscious. - This danger
of violation of § 2 was sufficient to
authorize the exercise of «congressional
power. The danger of violation of § 1 of the
Fifteenth Amendment was sufficient to
authorize the exercise of congressional power
under § 2.
Id. at 216 (Harlan, J., concurring in part and .dissenting in
part) (footnotes omitted).
Congress from wielding its legislative power to impair the
States' freedom to structure integral operations in areas of
traditional governmental functions. National League of Cities wv.
Usery, 426 U.S. 833 (1976) (Fair Labor Standards Act, a Commerce
Clause enactment, held unconstitutional as applied to state
employees). Usery explicitly declined to entertain the question
of whether different results might obtain were Congress to
encroach upon integral operations of state governments through
the exercise of authority conferred by § 5S of the fourteenth
amendment. See City of Rome v. United States, 446 U.S. at
178-79.
In South Carolina vv. Katzenbach, the Court ruled that
Congress may, as against the reserved powers of the state,
utilize any rational means to implement the Fifteenth
amendment. Justice marshall subsequently rejected a federalism
argument predicated on Usery, explaining that:
+ « « principles of federalism that might
otherwise be an obstacle to congressional
authority are necessarily overridden by the
power to enforce the Civil War Amendments "by
appropriate legislation.” Those Amendments
were specifically designed as an expansion of
federal power and an intrusion on state
sovereignty. Applying this principle, we hold
that Congress had the authority to regulate
state and local voting through the provisions
of the Voting Rights Act. National League of
Cities, then, provides uo reason to depart
from our decision in South Carolina wv.
Katzenbach that "the Fifteenth Amendment
supersedes contrary exertions of state power,"
. . . and that the Act is an appropriate means
60
for carrying out Congress' constitutional
responsiblities. . . .
City of Rome v. United States, 446 U.S. at 179-80 (citations and
footnotes omitted). Accord, Fitzpatrick v. Bitker, 427 U.S. 445
(1976) (§ 5 of the Fourteenth Amendment overcomes state Eleventh
Amendment immunity). City of Rome therefore teaches that the
Tenth Amendment does not constrict congressional power to enforce
the Reconstruction amendments by appropriate legislation. See
Hodel v. Virginia Surface Mining & Reclamation Ass'n, 452 U.S.
264, 287 n.28 (1981) (dicta). Given our conclusion that § 2 is
an appropriate expression of congressional enforcement authority,
we are persuaded that this measure does not work an
unconstitutional abrogation of powers allocated to the states by
the Tenth amendment.
B. Application of Act 20
Congressional districts may be equal or, as here,
substantially equal in population, yet fail to secure fair and
effective representation for all voters. Through the
30
cartographic technique known as gerrymandering, a politically
30. "Gerrymandering" refers to "discriminatory districting which
operat2s unfairly to inflate the political strength of one group
and deflate that of another." R. Dixon, The Court, the People
and "One Man, One Vote," in Reapportionment in the 1970s 7 (N.
Polsby, ed. 1971). Dr. Engstrom defines the "equipopulous
gerrymander" as "districting that satisfies the one person, one
vote requirement yet is discriminatory toward an identifiable
(Ecotnote continued)
61
dominant group is able to manipulate district lines within the
constraints of Article I, § 2, so as "to minimize or cancel out
the voting strength of racial or political elements of the voting
population.” Fortson v. Dorsey, 379 U.S. 433, 439 (1965). See
Gaffney v. Cummings, 412 U.S. 735 (1973); White v. Regester, 412
US. "755 °41973). The amended § 2, Congress' response to the
continuing concern over the extent of minority participation in
the electoral process, provides a formidable vehicle for
redressing vote dilution claims.
Pursuant to amended § 2, a complainant has the option of
either proving a discriminatory purpose in the adoption or
maintenance of an electoral structure or practice, or
demonstrating, "based on the totality of circumstances," that the
structure or practice results in a dilution of minority voting
power. 42 U.S.C. § 1973b, See City of Lockhart v. United
States, U.S. s 303 S.Ct, 998, 1004 (1983) (Marshall,
J., concurring); Buchanan v. City of Jackson; Rybicki v. State
Board of Elections. Listed in the Senate Report are several
group of voters." Engstrom, The Supreme Court and Equipopulous
Gerrymandering: A Remaining Obstacle in the Quest for Fair and
Effective Representation, 1976 Ariz, State L.J. 277, 278 n.S5.
Justice Stevens recently warned that slavish judicial adherence
to the goal of perfect population equality is "'perfectly
compatible with gerrymandering of the worst s<<t.'"™ Karcher v.
Daggett, U.S. s 303 S.Cr, 2633, 26/1 (1983) (Stevens,
J., concurring) (quoting from Wells v. Rockefeller, 394 U.S. 342,
551 (1969) (Harlan, J., dissenting). Accord, id. at 2863 (White,
J., dissenting, joined by Burger, C.J., and Rehnquist and Powell,
J.J.); id. at 2869 (Powell, J., dissenting).
62
objective factors, drawn from White v. Regester and Zimmer v.
McKeithen, 485 F.2d 1297 (5th Cir. 1973) (en banc), aff'd on
other grounds sub nom, East Carroll Parish School Board v.
Marshall, 424 U.S. 636 (1975) (per curiam), which a court may
evaluate in applying § 2's "totality of circumstances" test:
‘1. the extent of any history of official
discrimination in the state or political
subdivision that touched the right of the
members of the minority group to register, to
vote, or otherwise to participate in the
democratic process; >
2. the extent to which voting in the
elections of the state or political
subdivision is racially polarized;
3. the extent to which the state or
political subdivision has used unusually large
election districts, majority vote
requirements, anti-single shot provisions, or
other voting practices or procedures that may
enhance that opportunity for discrimination
against the minority group:
4, if there is a candidate slating
process, whether the members of the minority
group have been denied access to that process;
Se. the extent to which members of the
minority group in the state or political
subdivision bear the effects of discrimination
in such areas as education, employment and
health, which hinder their ability to
participate effectively in the political
process; :
6. whether political campaigns have been
characterized by overt or subtle racial
appeals;
ir oF the extent to which members of the
minority group have been elected to public
office in the jurisdiction.
63
Additional factors that in some cases
have had probative value as. part of
plaintiffs' evidence to establish a violation
are:
whether there is a significant lack
of responsiveness on the part of elected
officials to the particularized needs of
the members of the minority group.
whether the policy underlying the
state or political subdivision's use of
such voting qualification, prerequisite
to voting, or standard, practice or
procedure is tenuous.
While these enumerated factors will often
be the most relevant’ ones, in some cases other
factors will be indicative of the alleged
dilution.
S.Rep. No. 97-417 at 28-29 (footnotes omitted).
No particular number or arrangement of factors need be
proved as a prerequisite to recovery, nor is a plaintiff limited
to evidence that fits within the Zimmer-White analytic
framework. To the extent that the enumerated factors are not
factually relevant, they may be replaced or substituted by other,
more meaningful factors. Mindful of Zimmer's command that these
indicia of discrimination are neither exclusive nor controlling,
the Senate Judiciary Committee cautioned:
The courts ordinarily have not used these
factors, nor does the Committee intend them to
be used, as a mechanical "point counting"
device. The failure of plaintiff to establish
any particular factor, is not. rebuttal
evidence of non-dilution. Rather, the
provision [§ 2] requires the court's overall
judgment, based on the totality of
64
circumstances ‘and guided by those relevant
factors in the particular case, of whether the
voting strength of minority voters is, in the
language of Fortson and Burns, minimized or
canceled out.
1d. at 29 n.ll8.
Upon review of the totality of circumstances in the instant
case, the court is satisfied that the plaintiffs have made out a
prima facie case of vote dilution under § 2. Evidence of "past
discrimination cannot, in the manner of original sin, condemn
action that is not in itself unlawful,” City of Mobile v. Bolden,
446 U.S. at 74, but is relevant insofar as it impacts adversely
on a minority group's present opportunities to participate in
government. We are persuaded that the deleterious repercussions
of historical discrimination persist in hindering the political
access of minorities in Orleans Parish.3l
As the Supreme Court commented in Rogers v. Lodge, 102 S.Ct.
at 3279, “([v]oting along racial lines allows those elected to
ignore black interests without fear of political consequences,
31. A causal nexus between the disparate socio-economic status
of blacks arising from past discrimination and a depressed level
of minority political participation need not be established.
S.Rep. No. 97-417 at 29 n.ll4 (citing White v. Regester and
Kirksey v. Board of Supervisors, 554 F.2d 139 (5th Cir.), cert.
denied, 434 0.8. 968 (1977)). "Inequality of access is an
inference which flows from the existence of economic and
educational inequalities." Kirksey v. Board of Supervisors, 554
P24 at. 145, Plaintiffs have nevertheless succeeded in
demonstrating that the contemporary effects of past
discrimination furnish at least a partial explanation for the low
black registration and voting apparent in Orleans Parish.
65
and without bloc voting the minority candidates would not lose
elections solely because of their race." The importance of
polarized voting cannot be underestimated, for if it does not
exist, the minority voter "has little reason to
complain. . . .® United Jewish Organization v. Carey, 430 U.S.
144, 166 n.24 (1977). See Lodge v. Buxton, 639 F.2d 1358 (5th
Cir. 1981), aff'd sub nom. Rogers v. Lodge, v.88. o 102
S.Ct, 3272 (198)). A consistently “high degree of electoral
polarization in Orleans Parish was proven through both
statistical and anecdotal evidence. Particularly as enhanced by
Louisiana's majority vote requirement ,32 ‘racial bloc voting
substantially impairs the ability of black voters in this parish
to become fully involved in the democratic process. That several
32. Severely criticized for its tendency to submerge racial
minorities, Zimmer v. McKeithen, the majority vote requirement:
« « « requires a run-off election between the
two candidates with the most votes if no
candidate receives a majority in the first
election. The run-off allows white voters who
scattered their votes among various white
candidates in the first election to
consolidate their vote in the second to defeat
a minority candidate who received a plurality
of the vote in the first election.
Note, Racial Vote Dilution in Multimember Districts: The -
Constitutional Standard after Washington v. Davis, 76 Mich.L.Rev,
694, 697 (1973). For obvious reasons, the inability of
minorities to form coalitions or to otherwise influence other
groups due to polarization is exacerbated by the majority vot
requirement. :
black candidates, among them Mayor Morial, have won office in
Orleans Parish does not foreclose a finding of dilution. See
S.Rep. No. 97-417 at 29 n.ll5; Campbell v. Gadsen County School
Board; Zimmer v. McKeithen. Considering the parish's 55% black
population, the 15% success rate of black candidates at the polls
is substantially lower than might be anticipated absent such
impediments to black voting and registration as the lingering
ramifications of historic disenfranchisement conjoined with past
and present disparities in education, income, employment and
housing. Professor Henderson's analysis of voting patterns in
Orleans Parish shows that the victories of blacks in municipal,
parish and state representative or senate contests can be
ascribed in major part to racial bloc voting and some cross-over
voting by a unique enclave of liberal whites. IE Act 20's
sundering of the black populace of New Orleans were allowed to
stand, the effective independent impact of black voters would be
unfairly and illegally minimized.
A tenuous state policy supportive of ‘a particular
districting scheme is probative of the question of the fairness
or the unfairness of that scheme's impact on minority voters.
S.Rep. No. 97-417 at 29. Departures from the normal procedural
sequence, or the specific chain of events leading up a
particular legislative decision, bear on the weight to be
accorded the state policy underlying a particular voting system
or practice. See id. See also Karcher v. Daggett, U.S.
+ 103 S.Ct. 2863 (1983) (Stevens, J., concurring). After
extensive public hearings and consultations with staff counsel,
committees of both houses of the legislature formulated a
reapportionment policy tailored to maximize black voting strength
within one of Louisiana's eight congressional districts. To
implement this benign, race-conscious policy, the legislature,
through its joint committee, promulgated a set of neutral
reapportionment criteria which culminated in the preparation and
bicameral approval of the Nunez Plan, 33
33. It is well-established that a legislative body may consider
race in drawing district lines, so long as it does not
discriminate invidiously or contravene the one person/one vote
precept. See Pullilove v.. Rlutznick, 448 U.S, at 433 (". . . a
state may employ racial criteria that are reasonably necessary to
assure compliance with federal voting rights legislation, even
though the state action does not entail the remedy of a
constitutional violation"); United Jewish Organizations of
Williamsburgh, Inc. v. Carey; Wyche v. Madison Parish Police
Jury, 63% P.2d 1151 (5th Cir. 1981); Marshall v. Bdwards, 582
F.2d 927 (3th Cir. 1978), cert. denisd, 442 u.5, 909 (1979). In
Carey, the Court made it clear that legislatures may engage in
racially proportionate redistricting:
"(Clourts have [no] constitutional warrant to
invalidate a state plan, otherwise within
tolerable population limits, because it
undertakes, not to minimize or eliminate the
political strength of any group or party, but
to recognize it and, through districting,
provide a rough sort of proportional
representation in the legislative halls of the
State.”
430 0.85. at 168 (quoting from Gaffney v, Cumminds, 412 U.S. at
752). See Note, Group Representation and Race-Conscious
(footnote continued)
68
The Louisiana Legislature's policy, which would have
maintained New Orleans' black community within one district, and
virtually all neutral apportionment guidelines, were abruptly
discarded in the face of the Governor's veto threat. No cohesive
goals replaced the abandoned policy. Further, rather than
utilizing the routine mechanism of the conference committee
following the House's withdrawal of its approval of the Nunez
Plan, the legislative leaders convened a private meeting to seek
a solution which would satisfy the Governor and the Jefferson
Parish forces. Because all were aware that the conflicting
objectives of the Governor and black legislators with respect to
a black majority district could not be harmonized, the latter
were deliberately excluded from the final decision-making
process.
Physical evidence of racial gerrymandering may itself
furnish strong, objective proof of vote dilution. Rybicki wv.
State Board of Elections; Adams, a Model State Reapportionment
Process: The Continuing Quest for "Fair and Effective
Representation,” 14 Harv.J.Leg. 825 (1977). Minority voting
strength may be dissipated through one of two familiar
gerrymandering techniques: "stacking," or the overconcentration
of members ¢% a specific group in numbers greatly in excess of
Apportionment: The Roles of States and the Federal Courts, 91
Harv.L.Rev.' 1847 (1978).
the percentage required to exercise a meaningful choice at the
ballot box, or "cracking," the division of a cohesive population
concentration. Karcher vy. Daggett, 103 s.Ct. at 2672 n,13
(Stevens, J., concurring); Nevett v. Sides, 571 F.2d at 219; R.
Morrill, Political Redistricting and Geographic Theory at 14-15,
19-20 (1981). See also United Jewish Organizations, Inc. v.
carey, 430 U.S. at 158. When a redistricting plan employs the
latter technique in a racially polarized environment, the result
is predictable:
Like a multimember plan, (a single-member
district plan which fractures a geographically
concentrated minority voting population] . . .
tends to dilute the voting strength of the
minority. In Robinson wv. Commissioner's
Court, supra, a panel of this court noted that
"The most crucial and precise instrument
Of the. . . . denial 'of +the Dlack
minority's equal access to political
participation, however, remains the
gerrymander of precinct lines so as to
fragment what «could otherwise be a
cohesive minority voting
community. :. . . This dismemberment of
the black voting community . . . [may
have) the . . . effect of debilitating
the organization and decreasing the
participation of black voters."
Kirksey v. Board of Supervisors, 554 F.2d 139, 149 (5th Cir.),
cert. denied, 434 U.S. 968 (1977) (quoting from Robertson wv.
Commissioner's Court, 505 F.2d 674, 679 (5th Cir. 1974). See
also Carstens v. Lamm, 543 F.Supp. 68, 32 {(D.Colo. 1982)
(three-judge court) (". . . a redistricting plan . . . should not
fracture a natural racial or ethnic community. MT
70
Act 20's jagged line dissects a large concentrated community
of black voters residing in Orleans Parish, dispersing that
community into the First and Second Congressional Districts.
With unerring precision, this line slices through the City's
eraditional political subunit, the ward, in a racially selective
manner, leaving intact predominantly white wards while carving up
those densely populated by blacks. Homogeneous black precincts
are separated; white precincts are not. Racial divisions have
been preserved at the expense of parish boundaries33 and respect
34. Expert testimony of Dr. Henderson establishes that these
districts do not comply with the generally accepted
reapportionment requirement of compactness. - Shape, a
subcomponent of that requirement, see Karcher v. Daggett, 103
S.Ct. at 2872-73 (Stevens, J., concurring), is one criterion by
which district contours may be judged in a gerrymandering case.
Id; Engstrom, The Supreme Court and Equipopulous Gerrymander
1976, Ariz.St.L.J. at 280; . Reock, Measuring Compactness as a
Requirement of Legislative Apportionment, 5 Midwest J.Poli.Sci.
79, 71 Q91L). Justice Stevens nonetheless cautions against
exclusive reliance upon odd or tortured configurations. 31
v.S.L.W. at 4863 n.1S%. As Dr. BEBngstrom points out,
"preoccupation with shapes may simply ‘confuse form with
function,' as relatively symmetrical, compact, districts may
effectively dilute a group's voting strength. . . ." 1976
Aciz.St.L.J. at 280 (quoting from: R. Dixon, Democratic
Representation: Reapportionment 1n Law and Politics 459
(1968)). While acknowledging this concern, Professor Morrill is
of the opinion that a compactness measure provides an efficacious
defense against gerrymandering. R. Morrill, Political
Redistricting and Geographic Theory at 21. It is important to
note, however, that compactness is not demanded by federal law.
Carstens v. Lamm; Skolnick v. State .Electoral Bd., 336 F.Supp.
839 (N.D.Ill. 1971) (three-judge courc).
3s. Another non-constitutional restraint imposed on
cartographers is the principle that district lines must be drawn
to coincide with governmental units such as the parish, ward or
(Eootnote continued)
71
for the integrity of a natural geographic barrier, the
Mississippi River.3® Dpiscordant communities of interest, those
of New Orleans' older, urban core and its surrounding suburban
neighborhoods, are joined. 37 Drs. Henderson and Engstrom both
precinct. See R. Morrill, Political Redistricting and Geographic
Theory at 25 (". . . use of political entities {[erects] . . . a
significant barrier to gerrymandering whether for racial or
partisan political reasons, since it prevents stringing together
precincts of a particular character out of disparate political
units"). "Indiscriminate districting, without any regard for
political subdivision . . . lines, may be little more than an
open invitation to partisan gerrymandering.” Reynolds v. Sims,
377 U.S. 533, 578-79 (1964); American Bar Association Special
Committee on Election Law and Voter Participation, Congressional
Redistricting at 12 (1981) (Unnecessary disruption of these units
not only "undermines the ability of constituencies to organize-
effectively but also . . . increases the likelihood of voter
confusion regarding other elections based on political
subdivision geographics.").
36. A plan's divergence from natural physical features, which
tend to inject some regularity in district configurations, may,
absent a legitimate justification such as adherence to the one
person/one vote concept, violate the compactness requirement.
See testimony of Dr. Gordon Henderson, Record, Vol. I at
101-06. Here, the Mississippi is significant insofar as it
affects persons residing on either bank. Orleans Parish's inner
city blacks, separated from Jefferson Parish by the river,
possess far different concerns from the suburban whites who dwell
in the latter.
37. By way of explanation of the significance of this
apportionment criterion, Morrill observes:
Citizens vote, in part, according to
their identification with various
interests, for example, religious values,
occupation, class, or rural or urban
orientation. There is a strong basis in
arguing that "effective representation" or
influence on the outcome is enhanced by
grouping of like interests together. . .
This is constitutionally required only with
(footnote continued) :
72
testified that when coupled with the phenomenon of racially
polarized voting, this combination of factors operated to
minimize, cancel or dilute black voting strength.
In the course of our analysis, we are not unmindful of the
legitimate debate among academics and courts about the relative
merits of concentrating a minority population within one district
or dividing that population into two or more districts so that it
exerts a substantial influence in each. 38 We are convinced that
respect to race. The geographer will also
observe that districts which correspond
somewhat to nodal regions, a core urban area
and its economic or cultural hinderland united
by transportion and communications, will have
a greater sense of unity, awareness of common
problems, and, perhaps, participation than
districts which arbitrarily combine disparate
areas and ignore patterns of regional identity
and loyalty.
R. Morrill, Political Redistricting and Geographic Theory at
23. See also Busbee v. Smith, 549 F.Supp. 494 (D.D.C. 1982)
(three-judge court), aff'd mem., U.S. ry 103 S.Ct. 309
(1983); Carstens v. Lamm, (three-judge court) (preservation of
entire city as one district facilitated voter identity); again,
this criterion is not prescribed by federal statutory or
constitutional law. See id.
38, See, e.q., Seamon v. Upham, 536 F.Supp. 931, 949 (E.D.Tex.)
(three-judge court) rev'd on other grounds, 456 U.S. 37 (1982)
(". «. «+ ([tlhere is no agreement on whether the political
interests of a minority group are best maximized by an
overwhelming majority in a single district, are majorities in
more than one district or a substantial proportion of the voters
in a number of districts"); United States v. Board of Supervisors
Of Forrest County, 571 P.2d9 951, 936 and n.10 (Seth Cir. 1978)
(citing various commentators). Compare Jordan v. Winter, 541
F.Supp. 1135, 1143 (N.D.Miss. 1982) (three-judge court), vacated
and remanded for further consideration in light of amended § 2,
103 S.Ct. 2077 (1983) (where legislative preference for two
(footnote continued)
73
in the present case, the division of the black population was not
designed to enhance the effectiveness of the black electorate,
nor is it likely to occasion such.
Application of amended § 2's "results" test to the aggregate
of the facts adduced at trial, including Louisiana's history of
discrimination and the impact of that history on the present
ability of blacks in Orleans Parish to join in the political
process, the vestiges of discrimination which take the form of a
marked disparity in the socio-economic conditions under which
blacks and whites currently subsist, the parish's racially
polarized voting, as exacerbated by the state's majority vote
requirement, the tenuousness of the state policy underlying Act
20 and the history of its enactment, and the manipulation of
district boundary lines so as to fracture a cohesive minority
minority districts with at least 40% population expressed, court
found no constitutional or federal statutory bar thereto) with
Kirksey v. Board of Supervisors, 554 F.2d at 150 (emphasis in the
original) ("Where the cohesive black voting strength is
fragmented among districts, [even] the presence of districts with
bare black population majorities not only does not necessarily
preclude dilution but . . . may actually enhance the possibility
of continued minority political impotence."); Hartford, Racial
Vote Dilution and Separation of Powers, 50 Geo.Wash.L.Rev. at 695
{"« «+. the argument that the position of the minority is
necessarily enhanced by an opportunity for "coalition building"
{through a districting plan that disperses their votes among
several districts] is disingenuous, to say the least, when made
in reference to a locale with well-established patterns of racial
division and racial bloc voting where the minority has
systematically been submerged and ignored."); Note,
Constitutional Challenges to Gerrymanders, 45 U.Chi.L.Rev. 845,
846 (1978) (splitting a voting group among several districts may
have the effect of diluting the political power of that group).
74
voting bloc, preponderates in favor. of the @ plaintiffs.
Circumstantial evidence that race played a role in the confection
of Act 20 also figures in the court's calculus, although we have
not engaged in the intent analysis permitted by § 2.39 Based on
the totality of relevant circumstances, therefore, the court
concludes that the contours of the First and Second Congressional
Districts, as established by Act 20, operate to deny or abridge
the rights of minority voters, who are accorded less opportunity
than other members of the electorate to participate in the
political process and to elect representatives of their choice.
Defendants' showing that political motivations were the
primary impetus behind the configuration of the First and Second
Districts does not provide persuasive rebuttal evidence of
nondilution. We agree that legislators do not operate in a
vacuum; hence, partisan politics cannot realistically be divorced
from any redistricting effort. See Gaffney v. Cummings, 412 U.S.
at 753; In re: Pennsylvania Congressional Districts
Reapportionment Cases, Civil Action No. 82-0197, slip op. at
23a-24a (M.D.Pa. 1982), aff'd mem. sub nom. Simon v. Davis, 51
39. Given our conclusion that Act 20 results in a dilution of
black voting strength, we need not draw the ultimate inference of
purposeful discrimination from : the composite of factors
heretofore outlined. The courc: has nevertheless taken into
account, as but one aspect of the totality of circumstances, the
evidence that opposition to the creation of majority black
district was responsible, to a significant extent, for the defeat
of the Nunez Plan and the substitution of Act 20.
25
U.S.L.W. 3937 (U.s.S.Ct., July 7, 1983). The protection of
existing relationships among incumbents and their constituents,
and the benefits accruing to the state from the seniority its
delegation may have achieved in Congress, are pragmatic
considerations which often figure prominently in the drawing of
congressional districts. These considerations are not
talismanic, however, and may not serve to protect incumbents by:
imposing an electoral scheme which splinters a geographically
concentrated black populace within a racially polarized parish,
thus minimizing the black citizenry's electoral participation.
Nor do other factors invoked by defendants overcome
plaintiffs’ prima facie showing. Reliance on New Orleans’
tradition of dual congressional representation can no longer be
justified in light of the City's substantial decline in
population. Nor is there credible demographic evidence that the
black population of either the First or Second Districts will
increase to a significant degree over the next decade.
Accordingly, the court is of the opinion that plaintiffs are
entitled to judgment on their voting dilution claim.
C. Remedy
Having determined that Act 20 does not, in respect to the
First and Second Congressional Districts, comply with the mandate
of amended § 2 of the Voting Rights Act of 1965, judgment will be
entered declaring Act 20 violative of federal law and enjoining
the defendants from conducting elections pursuant to its terms.
Recognizing that "state legislatures have ‘primary jurisdiction’
over legislative reapportionment,” White v. Weiser, 412 U.S. 783,
795 (1973), we shall temporarily defer further action in order to
provide the Louisiana Legislature with a reasonable opportunity
to act within federal statutory and constitutional limits and
enact a valid new plan for the election of members to the United
States House of Representatives. 40 Once a court declares an
existing legislative reapportionment scheme unlawful, it is
"appropriate, whenever "practicable, to afford a reasonable
opportunity for the legislature to meet constitutional [or
federal statutory] requirements by adopting a substitute measure
rather than for the federal court to devise and order into effect
its own plan." Wise v. Lipscomb, 437 U.S. 535, 540 (1978). See
also McDaniel v. Sanchez, 452 U.S. 130 (1981); Connor v. Finch,
431 U.S. 407 (1977); PFlateay vv. Anderson, 337 P.Supp. 257
{(S.D. N.Y. 1982) (three-judge court), cert. dism., 103 S.Ct. ‘3
(1983). The filing period for congressional candidates will be
during the summer of 1984. Thus, there ‘is ample time for the
legislature to meet and consider a new redistricting scheme.
40, Defendants urged this alternative during oral argument,
requesting that in the event of Act 20's invalidation, the court
forego the imposition of a judicially-constructed plan and permit
the legislature to attempt the confection of a new plan.
17
Should the legislature, or the Governor, choose not to act,
we shall acquit our responsibility to develop and implement a
remedial plan. Accordingly, defendants are invited to present to
this court, on or before January 31, 1984, a duly-enacted
legislative plan. This court will reconvene on February 6, 1984
to entertain the parties’ suggestions for congressional
districting. In the absence of an acceptable legislative
solution, the court will fashion an appropriate plan.
Consideration of plaintiffs’ request for attorneys' fees and
costs shall be deferred until adoption of an appropriate remedy.
Counsel shall promptly prepare and present to the court a
judgment consistent with this memorandum opinion.
IT IS SO ORDERED.
ACT 20
DISTRICT 1 EIS Teak Cotorn,
DISTRICT 2 3 ri tes Ren ist rag fon
pe. 17
Two 397
ESET H ric
[ ct
DISTRICT 1 EES
DISTRICT 2 EE
Black Vnter
ists let
frit ict
One
Two
Registrat ion
12
bh 3%
Pristricth One
pistrict Two
PRIOR DISTRICTS
DISTRICT 1 EES
DISTRICT 2 EEE