Internal Operating Procedures of the U.S. Court of Appeals for the Eleventh Circuit
Public Court Documents
October 1, 1981
27 pages
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Case Files, Norwood v. Harrison - Hardbacks. Internal Operating Procedures of the U.S. Court of Appeals for the Eleventh Circuit, 1981. 7a86ae91-722e-f111-88b4-000d3a199651. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/4828b436-3117-4225-8e0e-ccbae1db6e33/internal-operating-procedures-of-the-us-court-of-appeals-for-the-eleventh-circuit. Accessed July 18, 2026.
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[||77207ba8-0acf-4c74-9606-5363ee51cc8e||] UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
Internal Operating Procedures
Effective October 1, 1981
INTERNAL OPERATING PROCEDURES
OF THE
UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
TABLE OF CONTENTS
INTRODUCTION
I. COURT STRUCTURE
A. ‘Physical FacilitieS.sveveeses Rl TGR OO Ie nF LRN 1
B. Judges and Supporting Personnel......... Kav v nvinion vue tinne nin 1
1. Judges
2. Circuit Executive
3. Clerk's Office
4, Office of Staff Attorneys
5. Library
GC. Judicial Countil..veersvnrseisnvisvrsorseernasvinnersnsnsneess 2
IT. ATTORNEYS
A. Admission and FeeS..esevesee ALS Yih ae wale PRIMER, She EE .o 3
B. Disciplinary Action.s..vvee cx srsennavsibviey PILI Oe ER 4 3
III. PRE-DOCKETING PROCEDURES
Be FL1ING Pols cisnmesosnervsvsiorsimssineressonetns vanessses aves 3
1. Appeals
2. Agency Proceedings
B. Court Reporter and Reporter's Transcript..c.ceeececeee. Serena 3
1. Ordering the Transcript
2. Duties of Court Reporters; Extensions of Time
3. Transmission of Record
C. In Forma Pauperis Mandamus Petitions and Similar Relief.... 4
D. Pro Se ApplicationS...cvsvescnsesses Sin nie iets ois bin oN or ain 4
IV. PROCEDURES FROM DOCKETING TO ORAL ARGUMENT
® A. Telephone Inquiries...vesteescecsvesscesssnesos Cueva mies eine 4
B. Emergency Telephone Inquiries after Hours....ceeceeeeceoces 5
G.
Docketing an Appeal....eees.. POR FRE TR PERL THA
Briefing Notice. cc svinsssvsinsonoootiasvosss “oaine nse PT
Motion Practice.. ® ® ® 0 0 0 ® © 6 0 © © 0 5 OO OO SO O° OOS BS OS See OEE oo
1. Form of Motion
2. Acknowledgment
3. Motions Panels
4, Motions for Procedural Orders Acted Upon by Clerk
5. Routing Procedures to Judges
6. Emergency Motion Procedure
7. Motions to Expedite Appeals
8. Motions for Extensions of Time to File Brief
9. Motions for Amicus Brief
10. Reconsideration
11. Motions after Assignment to Calendar
12. Post-Decision Motions
Briefs, Records and AppendicesS...cceee.. RL 2 RE a
1. General
2. Briefs - Forms
3. Briefs: Reply-Supplemental-Cross Appeal-Amicus
~-NLBR Cases
4, Briefs-Time
5. Briefs-Miscellaneous Information
Screening and Non-Argument Calendar. © © 0° 000000000000 00
V. PROCEDURES FROM ORAL ARGUMENT THROUGH ISSUANCE OF MANDATE
A. Oral Argument. secvsssvvssonvoss sees svar ees esse suns
1. Court Year Schedule
2. Location of Court Sessions
3. Forwarding Briefs to Judges
4. Pre-argument Preparation and Memoranda
5. Identity of Panel
6. Checking In with Clerk's Office
7. Continuance of Oral Argument
8. Submission Without Argument
9. Failure to Appear for Oral Argument
10. Time for Oral Argument
11. Additional Time for Oral Argument
12. Calling the Calendar
13. Presenting Argument
14. Lighting Signal Procedure
15. Case Conferences and Designation of Writing Judge
16. Recording of Oral Arguments
B. OpinionSeseecceecceceess Te TITTY ‘ovisne ven
Processing of Opinions
. Circulation to Non-Panel Members
Publication of Opinions
. Release of Opinions H
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1)
15
D.
* »
Petitions for Rehearing and Suggestions for Rehearing
Fn BaAnC.escesensnve von vive ets vane sree erars issn rns
1. Necessity for Filing
2. Petition for Panel Rehearing
3. Response to Petitions
4, Time and Form - Extensions
Issuance or Stay of Mandate... vsvsvnesnnssssrversnnee
VI. MISCELLANEOUS INFORMATION
A. Fifth Circuit Court of Appeals Reorganization Act of
1980 (P.L. 96-452, October 14, 1980) eco e000 000 ee es see
Be SEAtISLiCS rs cnnsvssssnsnnsensinnwrosnss . onanism a sine
Ce "Judicial Conferente..csvsensssvsivsnvaci sia wieainie innininie
D. Recusal or Disqualification of Judges........ vuinieme vies
1. Grounds
2. Procedure
BE. Complaints Against JudgSeS.iscs sede csovrnnsssssesennes
F. Certified Records for Supreme Court of the United
SEALE. vesnivensnvnrsevnss tsi ssssn ns steiner ernne .
G. Dismissal of Appeals....... a En EN a TR
H. Special Panels and Cases Requiring Special Handling...
1. Corporate Reorganization
2. Federal Energy Regulatory Commission CaseS........
I. Labor Board Original Contempt ProceedingS....ceeceeeeee
1. Assignment to Panel
2. Where Evidentiary Hearing Required
3. Proceedings after Master's Report
J. ‘Direct Appeals for Bankruptcy COUurtS.ei costs vs ses viensivs
APPENDIX TITLE
ONE Clerk of Court Supervisory Officials
AVAILABLE ADDENDA
ONE Twenty Pages and Twenty Minutes - Chief Judge John C. Godbold
iii
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UNITED STATES COURT OF APPEALS
ELEVENTH CIRCUIT
INTERNAL OPERATING PROCEDURES
The following outline of Internal Operating Procedures (IOP) will assist
practitioners in the Eleventh Circuit in submitting cases for prompt disposition
by the court. The Internal Operating Procedures describe the internal workings
of the clerk's office and the court. Although there are necessary exceptions,
an effort has been made by the court not to duplicate in the Internal Operating
Procedures with the Eleventh Circuit Rules or FRAP.
INTRODUCTION
This manual deals with the responsibilities, functions, organization, and
procedures of the clerk's office in day-to-day administration of the court's
rules and policies in the processing of appeals. It also sets out the work of
the judges, judge assignments, calendaring, processing of opinions, and other
internal operating procedures of the court.
The large volume of business requires that the court's procedures be care-
fully organized to increase efficiency, and conserve the energies both of judges
and supporting personnel. Improved procedures are continually being tested and
improvements adopted if found suitable.
I. COURT STRUCTURE
A. PHYSICAL FACILITIES
The headquarters of the United States Court of Appeals for the Eleventh
Circuit, is located at 56 Forsyth Street, N.W., Atlanta, Georgia, 30303, in the
United States Court of Appeals Courthouse, formerly known as "The 0ld Post
Office". (This should be distinguished from the Federal Courthouse. Such a
direction to a taxi driver will normally land you at The Russell Building, which
houses the district courts.) The courthouse contains two courtrooms, chambers
for judges, the circuit executive's office, the clerk's office, office of staff
attorneys, and the library.
B: JUDGES AND SUPPORTING PERSONNEL
1. Judges - The Eleventh Circuit has 12 authorized active judges. Each
active judge's office, maintained in the place of residence, is authorized three
law clerks and two secretaries. The chief judge is authorized one additional
secretary. Several senior judges maintain offices and staffs commensurate with
the judicial work they choose to do, and sit on oral argument panels several
times during the year. Senior judges do not normally participate in the adminis-
trative or non-oral argument work of the court, although they are authorized by
law to do so.
2. Circuit Executive - The circuit executive is the chief administrative
officer of the court. The circuit executive's office has five authorized po-
sitions: the circuit executive, two staff assistants and two secretaries. See
28 U.S.C.A. Section 332; 11th Cir. R. 4.
3. Clerk's Office - The clerk's office is staffed by the clerk and 29
deputy clerks. The office is divided into two divisions, the judicial support
division and the administrative support division. See FRAP 45, 11th Cir. R. 5
Office hours are from 8:30 a.m. to 5:00 p.m., Atlanta, Georgia time, Monday
through Friday. The names and telephone numbers of employees who may be con-
tacted after hours are in the Appendix.
4. Office of Staff Attorneys - The Staff Attorneys' Office is staffed by
the director, 11 attorneys, and supporting clerical staff. This office assists
the court in legal research, analysis of appellate records, and studies of
particular legal problems. It also assists in handling pro se prisoner matters.
In many cases the office prepares memoranda to assist the judges. See 11th
Cir.R. 6{(b).
5. Library - The library is staffed by the circuit librarian, and two
assistants. Library hours are from 9:00 a.m. to 4:30 p.m., Monday through
Friday.
All persons admitted to practice before the court are authorized to use the
library. Under regulations approved by the court, others may use the library by
special permission only. Books and materials may not be removed from the li-
brary without permission of the librarian. See 11th Cir. R. 6(a).
C. JUDICIAL COUNCIL
The judicial council established by 28 U.S.C.A. § 332 is composed of all
judges of the court in regular active service plus one district judge from each
state of the circuit. The judicial council meets on call of the chief judge
approximately three times a year to consider and to make orders for the effec-
tive and expeditious administration of the courts within the circuit. The
council is responsible for considering complaints against judges.
II. ATTORNEYS
A. ADMISSIONS AND FEES
Application forms for admission to practice before the court pursuant to
FRAP 46(a) and 11th Cir. R. 7 may be obtained from the clerk. Checks for ad-
mission fees should be payable to "Librarian, U.S. Court of Appeals, 11th Cir-
cuit.
B. DISCIPLINARY ACTION
Failure to comply with court rules or other misconduct or negligence in the
performance of duties as a member of the bar of this court may result in disci-
plinary action. Procedures to be followed to invoke disciplinary action against
any member of the bar of this court are governed by FRAP 46(b) and 11th Cir. R.
7€c).
III. PRE-DOCKETING PROCEDURES
A. FILING FEE
1. Appeals - When the notice of appeal is filed in the district court,
counsel must pay to the district court clerk, pursuant to FRAP 3(e), the court
of appeals docketing fee of $65 required by 28 U.S.C.A. §1913. Upon receipt of
a duplicate copy of a notice of appeal the clerk of the Eleventh Circuit will
transmit to counsel a notice advising of other requirements of the rules. No
additional fees are thereafter required.
2. Agency Proceedings - The $65 docketing fee provided by 28 U.S.C.A.
§1913 for filing an agency review proceeding under FRAP 15 must be tendered
along with the petition for review. See 11th Cir. R. 13.
B. COURT REPORTER AND REPORTER'S TRANSCRIPT
1. Ordering the Transcript - It is the responsibility of the appellant to
order from the reporter, within 10 days after filing the notice of appeal, a
transcript of such parts of the proceedings, not already on file, as the appel-
lant deems necessary for inclusion in the record. The order for the transcript
must be on a purchase order form furnished by the district court. Adequate
financial arrangements with the reporter must also be made. Once the purchase
order has been completed and forwarded to the reporter, with adequate financial
arrangements made, appellant's responsibility under the recent amendments to
FRAP 10 and 11 will have been fulfilled.
It is the responsibility of the appellee to file and serve within 10 days
after service of the transcript order of the appellant a designation of ad-
ditional parts to be transcribed.
Failure of the appellant to fulfill his responsibilities may result in dis-
missal of the case. See FRAP 10(b), 12 (b)(3) and 11th Cir. R. 14
2. Duties of Court Reporters; Extensions of Time - The appellant is
not required to seek extensions of time for filing the transcript if the re-
porter cannot prepare it within 30 days from receipt of the appellant's purchase
order. The matter of filing the transcript is between the reporter, the clerk of
the Eleventh Circuit, and the district judge. Counsel will be informed when an
extension of time is allowed on request made by the court reporter.
3. Transmission of Record - It is the responsibility of the clerk of
the district court to determine when the record on appeal is complete for pur-
poses of the appeal. If the record on appeal cannot be transmitted to the clerk
of this court within 15 days from the filing of the notice of appeal or 15 days
after the filing of the transcript of trial proceedings if one has been ordered,
whichever is later, the clerk of the district court shall advise the clerk of
this court of the reasons for delay and request an enlarged date for the filing
thereof.
C. IN FORMA PAUPERIS MANDAMUS PETITIONS AND SIMILAR RELIEF
Mandamus petitions from petitioners who seek leave to proceed in forma
pauperis should be handled initially as any other filing by the clerk. When the
petition and necessary supporting or associated documents are in proper form,
the clerk shall enter the cause on the miscellaneous docket and refer it forth-
with to the office of the staff attorney for processing.
BD. PRO SE APPLICATIONS
The clerk's office processes and answers prisoner and other pro se cor-
respondence with the assistance of the staff attorneys' office. When a pro se
petition is in the proper form for docketing and processing, it is routed to the
staff attorneys' office. This office prepares legal memoranda for the court on
such matters as applications for leave to appeal in forma pauperis, certificates
of probable cause, appointment of counsel, bail. For duties of the staff attor-
neys see I B (4) above and 11th Cir. R. 6(b).
IV. PROCEDURES FROM DOCKETING TO ORAL ARGUMENT
A. TELEPHONE INQUIRIES
The clerk's office welcomes telephone inquiries from counsel concerning
rules and procedures.
On matters requiring special handling or interpretation of the rules,
counsel may contact persons on the appropriate case management teams as set
forth in the Appendix.
The clerk, Norman E. Zoller, is available to confer with counsel on special
problems or upon request. His telephone numbers are set forth in the Appendix.
B. EMERGENCY TELEPHONE INQUIRIES AFTER HOURS
In emergency situations arising outside normal office hours, or on week-
ends, the name of the deputy clerk who has the emergency duty can be obtained by
dialing the number in the Appendix.
C. DOCKETING AN APPEAL
Appeals are immediately docketed upon receipt of the notice of appeal. A
general docket number is assigned and all counsel and pro se parties are so
advised. Failure to pay the docket fee does not prevent the appeal from being
docketed but is grounds for dismissal of the appeal by the clerk under the
authority of 11th Cir. R. 16.
D. BRIEFING NOTICE
As soon as the record is received and processed the clerk's office issues a
notice to all counsel of the time for filing briefs. The notice sets forth the
rules and procedures governing the form of briefs.
E. MOTION PRACTICE
1. Form of Motions - Motions and supporting documents must be in the form
prescribed by FRAP 27 and 11th Cir. R. 17. Consult 11th Cir. R. 17{c) and (d)
to determine which motions are considered by a single judge or by the clerk; on
such motions only an original and one copy need be filed. All motions requiring
panel action by the court require the filing of an original and three copies.
Except for purely procedural motions, a motion shall include a certifi-
cate of interested persons as described in 11th Cir. R. 22(f)(2).
2. Acknowledgment - Except for procedural motions, the clerk's office
will notify counsel that a motion has been received and filed. This notice will
fix the time period for filing any response and inform counsel of the approxi-
mate date when the motion must be submitted to the court.
2 Motions Panels - Motions panels are established annually from the
active judges. These motions panels also operate as screening panels, discussed
in Section G below. Composition of motions panels is changed at the beginning
of each court year in July. See 11th Cir. R. 23(d).
4. Motions for Procedural Orders Acted Upon by Clerk - Pursuant to 1lth
Cir. R. 17(c) the clerk is authorized to act for the court on many unopposed
procedural motions.
5. Routing Procedures to Judges - Pre-submission motions requiring con-
sideration by the judges are assigned to active judges on a routing log. Unless
ordered by the court no motion shall be orally argued.
The clerk assembles a complete set of the motion papers including the
record and any briefs on file and submits them with a routing form to the initi-
ating judge. In single judge matters the initiating judge acts on the motion
and returns it to the clerk with an appropriate order. For motions requiring
panel action, a single set of papers is prepared, but the initiating judge
transmits the files to the next judge with his recommendation. The second judge
in turn sends it on to the third judge who returns the file and an appropriate
order to the clerk.
6. Emergency Motion Procedure: FRAP 27 and 11th Cir. R. 17(b) govern the
requirements for emergency motions.
Upon receipt, the clerk will immediately assign the matter to the next
judge in rotation on the emergency administrative-interim routing log and to the
initiating judge's panel members. If the matter requires that counsel contact
the initiating judge or panel members personally, the clerk will advise the name
of the initiating judge and the panel members to whom the case is assigned,
after first securing approval from the initiating judge.
The motion papers are distributed as described in paragraph 5 above, except
that a complete set of the papers is forwarded to all members of the panel at
their home offices.
7. Motions to Expedite Appeals - Motions for this relief should be pre-
sented in the same manner as other motions. An appeal may be expedited only by
the court and for good cause shown. If an appeal is ordered expedited, the
clerk will fix a briefing schedule which will permit the appeal to be set for
oral argument at an early date, unless an earlier hearing date is directed by a
judge. The clerk will usually have some idea of the approximate date of the
hearing and will so advise counsel when the order is issued.
8. Motions for Extension of Time to File Brief - The clerk is authorized
ex parte to grant requests for short extensions of time to file briefs.
9. Motions for Amicus Brief - Motions for leave to file amicus brief must
comply with FRAP 27, and 11th Cir. R. 17(a), including the requirement to in-
clude a certificate of interested persons as described in 11th Cir. R. 22(f) (2).
10. Reconsideration - A panel may reconsider its own action or the action
of a single judge upon the filing by a party of a motion for reconsideration.
See 11th Cir. R. 17(d).
11. Motions after Assignment to Calendar - After cases are assigned to the
oral argument calendar, motions in these cases are circulated to the hearing
panel rather than to the standard motions panels. The senior active judge on
the panel is considered to be the initiating judge.
12. Post-Decision Motions
a. Extension of Time to File Petition for Rehearing or Leave to
File Out of Time - A timely motion for an extension of time to file a
petition for rehearing may be acted on by the clerk for a period not longer
than 30 days. Any motion for additional time beyond 30 days, or to file
out of time is referred to the judge who authored the opinion, as a single
judge matter, unless the writing judge is a non-active circuit judge, in
which event the matter is referred to the senior active judge on the panel.
b. Stay or Recall of Mandate - A motion for stay or recall of man- ¢
date is disposed of by a single judge and is routed and disposed of in the
same manner as in paragraph a. above. See 11th Cir. R. 26.
Cc. Motion to Extend Time to File Bill of Costs - This motion may be
considered by the clerk.
d. Motion to Amend, Correct, or Settle the Judgment - These motions
» are referred to the writing judge with copies to the panel members.
e. Remand from Supreme Court of the United States - Remands from the
Supreme Court of the United States are referred back to the panel that
decided the case, without the necessity of counsel filing a formal motion.
F. BRIEFS, RECORDS AND APPENDICES
: 5 General: The requirements for and preparation of appendices and
record excerpts for appeals from the district court, the tax court, and for
agency review proceedings are delineated in FRAP 30, 11th Cir. R. 22, and this
section. The clerk has been authorized and instructed to reject such documents
which do not comply with those provisions as they relate to:
order of contents of brief;
certificate of interested persons;
length of the brief;
form of the brief to include its cover quality, cover color,
and legibility.
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2. Briefs - Form: Specific attention is invited to 11th Cir. R. 22(d).
a. Color of Covers of Briefs - The covers of briefs operate for a
busy court like traffic signals. It is important to efficient paper flow for
those signals to be correct. FRAP 32(a) requires that the cover of the brief of
the appellant be blue, that of the appellee red, and that of reply brief gray.
Intervenor and amicus briefs are green.
In cross-appeals, where the parties are proceeding under the method sug-
gested in paragraph 3(c) of this section, the color of briefs shall be as fol-
lows: ;
brief for appellant -- blue;
brief of appellee-cross-appellant -- red;
brief of cross-appellee and reply brief for appellant -- red;
reply brief of cross-appellant -- gray.
b. Form of Printing-Legibility - While the court encourages in-
expensive forms of reproduction to minimize costs, counsel should personally
check each copy of the brief for legibility, completeness, and a proper binding
since copies distributed to the court are selected at random. It is also es-
sential, whether counsel types the brief for reproduction or has it done else-
where, that the size type be at least 11 point as required by FRAP 11. Eleventh
Circuit Rule 22(d) prescribes the number of lines on a page and spacing between
lines.
Briefs produced by any duplicating process in 8% x 11 inch size shall
use only one side of each sheet.
3. Briefs: Reply-Supplemental-Cross Appeal-Amicus-NLRB Cases
a. Reply Briefs - Extension of Time - A reply brief need contain
only items (f)(5), (6), (10) and (12) of 11th Cir. R. 22. Extensions “of time
for filing reply briefs are not looked upon with favor. If the right to file a
reply brief is waived, immediate notice to the clerk will expedite submission of
the case to the court.
b. Supplemental Briefs - While the rules do not permit the filing of
supplemental briefs without leave of court, the court may, particularly after a
case is orally argued or submitted on the non-argument calendar, call for sup-
plemental briefs on specific issues.
Where intervening decisions or new developments should be brought to the
court's attention, counsel may direct -a letter to the clerk with citations and
succinct comment. See FRAP 28(j). Supplemental briefs may not be filed. If a
new case is not reported, copies should be appended. The letter should be filed
in four typewritten copies, with service on opposing counsel.
C. Briefs in Cross-Appeals - FRAP 28(h) provides that in a case with
a cross-appeal the plaintiff below will be considered the appellant for purposes
of the rules on briefing and appendix. It is more common practice, however, for
counsel to agree that the party filing the first notice of appeal should file
the opening brief, and that within 30 days thereafter, the party filing the
second notice of appeal should file a single brief containing both the argument
as an appellant and the response to the opening brief. The first appellant then
has 30 days thereafter to file a brief in response. The usual reply brief time
then applies.
d. Amicus Brief - The clerk has authority to refuse the submission
of any amicus brief which does not comply with FRAP 32, (color green) and 11th
Cir. R. 22(c¢), (d), (e), and (f), with particular attention to be paid to
22(£)(2).
e. NLRB Enforcement Proceedings =- In enforcement proceedings under
FRAP 15(b), the respondent is considered the petitioner and the Board the
respondent for the purposes of briefing and oral argument. See 11th Cir. R. 9.
4. Briefs - Time
a. Time for Filing - The time for filing briefs is governed by FRAP
31(a) as follows:
(1) 40 days after filing of record--appellant's brief due;
(2) 30 days after service of appellant's brief--appellee's brief
due; and
(3) 14 days after service of appellee's brief--reply brief due.
b. Computing Time - Under FRAP 26, Saturdays, Sundays, and legal
holidays are included in computing any period of time prescribed by the rules,
except that when the last day falls on a Saturday, Sunday, or legal holiday, the
period is extended until the end of the next working day.
Except for briefs and appendices, all other papers, including petitions for
rehearing, shall not be timely unless they are actually received in the clerk's
office within the time fixed for filing. Briefs and appendices shall be deemed
filed on the day of mailing if an expedited form of delivery by mail (public or
commercial) is used.
Appellant's brief must be mailed to the clerk not later than 40 days after
the date of the filing of the record. Appellee has 30 days from the date of the
certificate of appellant's brief (33 days if service is by mail) to mail appel-
lee's brief.
Ce Extensions of Time - The court requires the timely filing of all
papers within the period of time allowed by the rules, without granting ex-
tensions of time, except in those circumstances where it is shown to be im-
possible to file the necessary document on time. Failure to process an appeal
timely will cause it to be dismissed for want of prosecution, under the pro-
visions of 11th Cir. R. .16(h).
qd. Avoiding Printing Delays - Printing delays are not considered
good cause for granting extensions to file briefs. Counsel can eliminate this
problem by filing a typewritten copy of the brief with service on opposing
counsel, so long as the proper number of copies printed or reproduced in compli-
ance with the rules are substituted in this office and served on counsel op-
posite within seven days thereafter. Only one typewritten copy of the brief
need be filed with the clerk. The time for filing of the opposing party's brief
is calculated from the date of service of the typewritten copy and is not af-
fected by later substitution of printed copies.
5. Briefs =- Miscellaneous Information
a. Certificate of Service - The certificate of service required by
FRAP 25(d) must be shown at the conclusion of the brief.
b. Acknowledgement of Briefs - The clerk's office does not acknow-
ledge the filing of briefs unless counsel make a special request.
17] Sample Briefs and Appendices - Upon request, the clerk's office
will loan to counsel sample briefs and appendices which comply with the form
prescribed for printed or offset briefs and appendices.
Gg. SCREENING AND NON-ARGUMENT CALENDAR
The court maintains a non-oral argument calendar pursuant to 11th Cir. R.
23. Pursuant to 11th Cir. R. 22(f)(4), counsel must state in the brief whether
oral argument is desired.
If all parties state that they do not desire oral argument or otherwise
agree that the case shall be submitted on briefs, the case may be placed on the
non-argument calendar under FRAP 34(f) even though it does not fall within one
of the requirements of FRAP 34(a). The decision by the court in such a case
need not be unanimous and a dissent or special concurrence may be filed.
When the last brief is filed a case is sent to the office of staff attorney
for pre-screening classification. If the staff attorney is of the opinion that
the case does not warrant oral argument, a brief memorandum is prepared and the
case is returned to the clerk for routing to one of the court's active judges,
10
selected in rotation. If that judge agrees that the case does not warrant oral
argument, the briefs, together with a proposed opinion, are forwarded to the two
other judges on the screening panel. If any party requests oral argument, all
panel judges must concur not only that the case does not warrant oral argument,
but also in the panel opinion as a proper disposition without any special con-
currence or dissent. If no party requests oral argument, all panel judges must
concur that the case does not warrant oral arguemnt.
If the staff attorney is of the opinion that oral argument would be help-
ful, the case is routed by the clerk's office to an active judge for screening.
If the screening judge agrees, the case is placed on the next appropriate calen-
dar, consistent with the court's calendaring priorities. At that time a deter-
mination is made by the screening judge if the oral argument time is to be 20
minutes to each side or 30 minutes to each side. If the screening judge dis-
agrees with the recommendation for oral argument, the case is handled by that
judge's screening panel under the regular screening and non-argument calendar
procedure.
The assignment of a case to the non-argument calendar does not mean that it
is considered to be an appeal of less importance than regular oral argument
calendared cases.
If counsel have not been notified that the case has been placed on the
non-argument calendar within 60 days of the filing of the final brief, this
usually means that the case is to be orally argued. This information may be
secured by counsel from the clerk at that time.
V. PROCEDURES FROM ORAL ARGUMENT THROUGH ISSUANCE OF MANDATE
A. ORAL ARGUMENT
: W Court Year Schedule ~- A proposed court schedule for an entire year is
prepared by the circuit executive in collaboration with the clerk's office, and
then approved by the scheduling committee of the court which consists of active
judges. The court schedule does not consider what specific cases are to be
heard, but only sets the weeks of court in relation to the probable volume of
cases and judgeship availability for the year.
a. Separation of Assignment of Judges and Calendaring of Cases
To insure complete objectivity in the assignment of judges and the
calendaring of cases, the two functions of (1) judge assignment to panels and
(2) calendaring of cases are intentionally separated. The circuit executive and
the scheduling committee take into account a fixed number of weeks for each
active judge and the available sittings from the court's senior judges, and
visiting circuit or senior district judges. After this determination names of
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the active judges for the sessions of the court are drawn by lot from a matrix
for the entire court year.
This schedule is available only to judges and the circuit executive for
their advance planning, not to the clerk. The clerk is not furnished with names
of the panel members for any session until after the court calendars of cases
have been prepared and approved as described in paragraph b below.
b. Preparation and Publishing Calendars
1.) General - The clerk's office prepares the calendars of cases
under guidelines established by the court. Usually the clerk prepares at one
time calendars for the number of sessions (usually 3 or 4) scheduled for a
month. After calendars of cases for the month are prepared by the clerk's
office, the clerk's office is furnished for the first time with names of the
panel members assigned for each session.
2.) Calendaring by Case Type - The clerk attempts to balance the
calendars by dividing the cases evenly among the panels by case type so that
each panel for a particular month has an equitable number of different types of
litigation for consideration.
3.) Preference Cases - The cases shown in Appendix One of the Circuit
Rules are given preference in processing and disposition in accordance with the
statutes shown.
Co Non-Preference Cases =- All other cases are calendared for hearing in
accordance with the court's "first-in first-out" rule. Absent special priority,
those cases which are oldest in point of time of availability of briefs are
calendared first for hearing, insofar as practicable with other requirements of
the docket.
d. Number of Cases Assigned - Unless special provision is made a regular
session of a panel of the court will hear five cases per day for four days,
Monday through Thursday.
e. Advance Notice - Counsel should be aware that when the briefing pro-
cess has been completed, normally 60 to 100 days pass to allow for calendaring.
The goal for advance notice to counsel of assignment of cases for oral argument
is 60 days. The minimum is 30 days.
2. Location of Court Sessions - Most sessions of court are held at the
headquarters of the court in Atlanta, Georgia, with periodic sessions also in
Jacksonville, Florida and Montgomery, Alabama. Sessions may be scheduled at any
other location having adequate facilities. Cases to be assigned to the sessions
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away from Atlanta are, if possible, selected from the state where the session is
to be held.
3. Forwarding Briefs to Judges - Immediately after issuance of the print-
ed calendar and receipt by the clerk of names of the panel members, the clerk
forwards to panel members copies of the briefs for the cases set on the calen-
dar.
4. Pre-Argument Preparation and Memoranda - The judges read all briefs
prior to oral argument. Some judges also have informal pre-argument law clerk
memoranda prepared and exchanged with fellow panel members prior to the call of
the case.
5. Identity of Panel - The clerk's office may not disclose the names of
the panel members for a particular session until one week in advance of the
session.
6. Checking In With Clerk's Office - As provided in the printed calendar,
on the day of hearing counsel should first check in with the clerk's office 30
minutes in advance of the convening of court to advise the courtroom deputy of
the name of the attorney or attorneys who will present argument for each party
and how the argument time will be divided between opening and rebuttal. Prompt
check-in is necessary so the clerk can prepare and have available the daily
docket for the panel when court opens.
7. Continuance of Oral Argument - Eleventh Circuit Rule 24(f) provides
that after a case has been set for hearing it may not be continued by stipula-
tion of the parties or their counsel, but only by an order of the court on good
cause shown. An engagement of counsel in other courts will not usually be
considered good cause except in extraordinary and unusual circumstances.
8. Submission Without Argument - When a case is placed on the oral argu-
ment calendar, a judge of the court has determined that oral argument would be
helpful in that particular case. Therefore, requests by the parties to waive
oral argument are not looked upon with favor, and counsel may be excused only by
the court for good cause shown. See 11th Cir. R. 24(a). Attorneys appointed by
the court under the Criminal Justice Act must appear for oral argument unless
excused by the court for good cause shown.
9. Failure to Appear for Oral Argument - If appellant fails to appear in
an appeal from criminal conviction, the court does not hear argument from the
United States. In all other cases the court may hear argument from counsel
present.
10. Time for Oral Argument - The time for oral argument will be indicated
on the printed calendar. Normal time is 20 minutes to the side. For advance
information of the judges, before the call of the calendar counsel should be
prepared to advise the courtroom deputy when checking in, of the minimum time
required for oral argument if less than the time allowed, and how appellant
wishes to divide the time between opening and rebuttal arguments.
11. Additional Time for Oral Argument - Additional time for oral argument
is sparingly permitted. Requests for additional time for oral argument should
be set forth in a motion or letter to the clerk filed well in advance of the
oral argument.
12. Calling the Calendar - Usually the court will not call the calendar
unless there are some special problems requiring attention and the court pro-
ceeds to hear the cases in the order in which they appear on the calendar. All
counsel, however, must be present at the beginning of the court session for the
day.
13. Presenting Argument - Counsel should prepare their oral arguments with
the knowledge that the judges have already studied the briefs. Reading from
briefs, decisions or the record is not permitted except in unusual circum-
stances. Counsel should be prepared to answer questions by the court. (Adden-
dum One, Twenty Pages and Twenty Minutes - Effective Advocacy of Appeal by, Chief
Judge John C. Godbold is available from the clerk on request or may be found in
30 S.W.L.J. 801).
14. Lighting Signal Procedure - The courtroom deputy will monitor time by
the use of lighting signals:
a. Appellant's Argument - A green light signals the beginning of the
opening argument of appellant. Two minutes prior to expiration of the time
allowed for opening argument, the green light goes off and a yellow light comes
on. When the time reserved for opening has expired, the yellow light goes off
and a red light comes on.
b. Appellee's Argument - The same procedure as outlined above for
appellant is used.
c. Appellant's Rebuttal - A green light signals commencement of
time; a red light comes on when the time expires. No yellow caution light is
displayed for this argument.
15. Case Conferences and Designation of Writing Judge - At the conclusion
of each day's arguments the panel usually has a conference on the cases heard
that day. A tentative decision is usually reached, a tentative determination is
made as to the kind of opinion necessary and cases are assigned by the presiding
14
judge for opinion writing. Judges do not specialize. Assignments are made so as
to equalize the workload of the entire session.
16. Recording of Oral Arguments - Oral argument in all cases are tape
recorded for the exclusive use of the court. Eleventh Circuit Rule 24(g) forbids
making the tapes or transcripts thereof available to counsel or the parties.
Counsel may arrange, however, at their own expense for an official court re-
porter to be present, upon advance approval of the court.
B. OPINIONS
1. Processing of Opinions - After the draft opinion has been prepared,
the opinion writing judge circulates the proposed opinion to each of the other
two judges on the panel for the purpose of obtaining their concurrence, dissent,
or special concurrence. Review of another judge's proposed opinion is given
high priority by the other members of the panel. When the writing judge has
received concurrences from the other judges, or, in the case of dissents, or
special concurrences, sufficient concurrence(s) to constitute a majority, the
writing judge then sends to the clerk the original typewritten copy and the
concurrences or dissent, or special concurrence, as the case may be.
2. Circulation to Non-Panel Members - Copies of all proposed opinions are
not normally circulated to non-panel members. In special cases, however, a
panel or member thereof may circulate a proposed opinion to other members of the
court.
3. Publication of Opinions - The policy of the court, as stated in the
Eleventh Circuit's Opinion Publication Plan, provides that "The unlimited pro-
liferation of published opinions is undesirable because it tends to impair the
development of a cohesive body of law. To meet this serious problem it is
declared to be the basic policy of this court to exercise imaginative and in-
novative resourcefulness in fashioning new methods to increase judicial ef-
ficiency and reduce the volume of published opinions. Judges of this court will
exercise appropriate discipline to reduce the length of opinions by the use of
those techniques which result in brevity without sacrifice of quality."
Opinions that the panel believes to have no precedential value are not
published. All non-published opinions and affirmances without opinion under 11th
Cir. R. 25 are printed in table form in the Federal Reporter.
4. Release of Opinions - The clerk's office is not given advance notice
as to when a decision will be rendered and, therefore, this information is not
available to counsel either.
Publication of an opinion is generally announced from the clerk's
office in Atlanta by twelve o'clock noon on the publication date. The clerk
determines the date of release of opinions, and the opinions are then made
available to the press and copies sent to all counsel by priority mail. There-
fore, in most instances, counsel are advised of the decision by the following
day. The clerk will notify counsel on request who desire immediate collect
telephonic notification. The clerk is not authorized to give any advance notice
as to when the decision may be released because it may be withdrawn by the
panel.
Printed slip opinions are subject to typographical and printing er-
rors. Cooperation of the bar in calling apparent errors to the attention of the
clerk's office is solicited.
C. PETITIONS FOR REHEARING AND SUGGESTIONS FOR REHEARING EN BANC
i. Necessity for Filing - By 11th Cir. R. 26(c) it is not necessary to
file a petition for rehearing or suggestion for rehearing en banc in the court
of appeals as a prerequisite to the filing of a petition for certiorari in the
Supreme Court of the United States.
Counsel are also reminded that the duty of counsel is fully discharged
without filing a suggestion for rehearing en banc if the case does not meet the
rigid standards of FRAP 35(a).
2. Petition for Panel Rehearing - A petition for rehearing is intended to
bring to the attention of the panel claimed errors of fact or law in the opin-
ion. It is not to be used for reargument of the issue previously presented or
to attack the court's non-argument calendar procedures. Petitions for rehearing
are reviewed by panel members only. Four copies of all petitions for rehearing
shall be filed.
3. Response to Petitions =- No response to a petition for rehearing or
rehearing en banc should be filed unless requested by the court.
4. Time and Form - Extensions - The petition (panel or en banc) must be
filed within 20 days after the date of the opinion and should be addressed to
either the panel which heard the case or to the en banc court. Counsel should
not request extensions of time except for the most compelling reasons. Printing
delays will not be considered a sufficient reason, as clear and legibly repro-
duced copies of typewritten petitions are authorized in the form prescribed by
FRAP 40(b).
a. En Banc General Procedures: FRAP 35(a) . and “11th, Cir. R. 26
describe formal procedures. As a matter of practice a petition for rehearing en
banc is limited to 15 pages, exclusive of table of contents materials. Sub-
16
sequent to receipt of the 13 additional copies of every brief previously filed
by each party the clerk will issue a supplemental briefing schedule. Supple-
mental briefs, 13 copies of which are also required, are due six weeks before
the en banc consideration and normally counsel receive three to four weeks to
prepare and submit these materials.
b. Handling of En Banc Suggestion by the Judges
1) Panel Has Control - Although a copy of the suggestion for rehearing en
banc is distributed to each panel judge and every active judge of the court, the
filing of a suggestion for rehearing en banc does not take the case out of
plenary control of the panel deciding the case. This panel may, on its own,
grant rehearing and may do so without action by the full court.
2) Requesting a Poll - Within 10 days ( 30 days during the summer) of the
date of mailing to the judge by the clerk, any active Eleventh Circuit judge may
notify the writing judge (the senior active Eleventh Circuit judge if the writ-
ing judge is a non-active member) that the judge desires the case be reheard en
banc. At the same time the judge may notify the clerk to withhold the mandate.
This is also notice that in the event the panel declines to grant rehearing an
en banc poll is desired.
If the panel, after such notice, concludes not to grant the rehearing
it notifies the chief judge of that fact and the chief judge then polls the
court by written ballot on whether en banc rehearing should be granted.
3) Requesting a Poll on Court's Own Motion - Any active member of the
court may request that the court be polled on whether rehearing en banc should
be granted whether or not a suggestion for rehearing en banc has been filed by a
party. This is ordinarily done by a letter from the requesting judge to the
chief judge with copies to the other active judges of the court and any other
panel member.
4) Polling the Court =- Upon request to poll, the chief judge conducts a
poll. Each active judge receives a form ballot that is used to cast a vote. A
copy of each judge's ballot is sent to all other active judges. The ballot form
indicates whether the judge voting desires oral argument if en banc is granted.
5) Negative Poll - If the vote on the poll is unfavorable to en banc
consideration, the writing judge is so advised by the chief judge. In this
event, the panel originally hearing the case then enters the appropriate order.
6) Affirmative Poll - If en banc hearing or rehearing is favorably voted,
the chief judge then instructs the clerk of the appropriate order to be entered.
This order indicates that a rehearing en banc with or without oral argument has
been granted, and specifies a briefing schedule for the filing of supplemental
briefs.
Every party must then furnish to the clerk 13 additional copies of
every brief the party previously filed.
7) No Poll Request - If after expiration of the specified time for request-
ing a poll the writing judge of the panel has not received a request from any
active member of the court, the panel, without further notice, may take such
action as it deems appropriate on the suggestion. In its order disposing of the
case and the suggestion, however, the panel must enter an order denying sug-
gestion for rehearing en banc showing no poll was requested by any judge.
Cx Effect of Granting Rehearing En Banc - Unless otherwise expressly
provided, granting a rehearing en banc vacates the previous opinion and judgment
of the court and stays the mandate. See 11th Cir. R. 26(i) and 27(c).
D. ISSUANCE OR STAY OF MANDATE
See FRAP 41 and 11th Cir. R. 27 for matters relating to issuance or stay or
recall of mandate. The original record and any exhibits are returned to the
clerk of the district court with the mandate.
VI. MISCELLANEOUS INFORMATION
A. Fifth Circuit Court of Appeals Reorganization Act of 1980
(P.L. 96-452, October 14, 1980)
Section 9 of the Fifth Circuit Court of Appeals Reorganization Act of 1980
determines appellate case processing after October 1, 1981, in terms of the
"submitted for decision" date of each appeal.
The date a case assigned to the oral argument calendar is submitted for
decision, is the date on which the initial argument of the case is heard. The
date a case decided on the summary or non-argument calendar is submitted for
decision, is the date on which the last panel judge concurs in summary or non-
argument calendar disposition.
B. STATISTICS
The clerk prepares a large number of statistical reports periodically as
requested by the court and the Administrative Office of the United States
Courts. These reports are used constantly for internal management of the
court's affairs, and they record historical facts for purposes of justifying and
documenting personnel increases and equipment needs. They are distributed
regularly to the judges of the court and the circuit executive and are discussed
at judicial council meetings. In addition, they are used by the judges, the
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circuit executive, and the clerk's office to determine future scheduling of
cases, sessions of court, needs for judicial manpower, workload of the judges,
and other management requirements.
C. JUDICIAL CONFERENCE
Pursuant to 28 U.S.C.A. §333 there is held annually, at such time and place
as designated by the chief judge of the court, a conference of all circuit,
district and bankruptcy judges of the circuit for the purpose of considering the
business of the courts and advising means of improving the administration of
justice within the circuit. Representation and participation at the conference
by judges and members of the bar is provided by 11th Cir. R. 8. and Addendum One
to the circuit rules.
D. RECUSAL OR DISQUALIFICATION OF JUDGES
1. Grounds - A judge may recuse himself or herself under any circum-
stances considered sufficient to require such action. A judge is disqualified
under circumstances set forth in 28 U.S.C.A. 8455 or in accordance with Canon
3C, Code of Judicial Conduct for United States Judges as approved by the Ju-
dicial Conference of the United States, April 1973.
2. Procedure
a. Administrative Motions
1) single judge matter - If a judge who is the initiating judge
recuses himself from considering or is disqualified to
consider an administrative motion, the file is returned to
the clerk who then sends it to the next initating judge
listed on the administrative routing log.
panel matter - If a judge who is the initiating judge re-
cuses himself from considering or is disqualified to con-
sider an administrative motion, the file is forwarded by the
recused judge directly to the next judge (who then becomes
the initiating judge) for decision by quorum of the panel.
If these remaining judges cannot agree as to disposition of
the matter or if the case is deemed more appropriate for a
full panel, the quorum may submit the case to the backup
judge. If at any point there are insufficient, unrecused
judges on a panel to constitute a quorum, the file is re-
turned to the clerk for appointment of a new panel from the
administrative routing log.
b. Non-Argument Calendar Cases =- The same procedure is followed as in
paragraph 2a above, except that the substitute or backup judge assigned to the
screening panel is ordinarily called in since the court's practice is that cases
are not ordinarily disposed of on the merits by only two judges.
Cc. Hearing Calendar Cases - Prior to the formal publication of the court
calendar, each judge on the panel is furnished with a copy for each case of the
11th Cir. R. 22 certificate of interested persons for each judge's advance study
to determine if that judge should recuse himself or herself or is disqualified
in any of the cases.
If a judge is disqualified in any case before publication of the
calendar, that judge notifies the clerk and ordinarily the case involved is
transferred to another calendar. After publication of the calendar or in any
other situation in which a substitute judge must be designated to sit for a
disqualified judge, the chief judge or his delegate is requested to designate
another judge to sit as a substitute judge.
E. COMPLAINTS AGAINST JUDGES
This court's rule for the conduct of complaint proceedings under 28 U.S.C.A
§ 372(a) is outlined in Addendum Three of the circuit rules.
F. CERTIFIED RECORDS FOR SUPREME COURT OF THE UNITED STATES
While Rule 19.1 of the Supreme Court allows filing of the record at the
time a petition for certiorari is docketed, the rule and policy of that Court is
to discourage the filing thereof unless '"the record is deemed essential to a
proper understanding of the case." Therefore, the clerk's office does not
prepare a certified record unless specifically requested by counsel. If cer-
tiorari is granted, however, a certified record will automatically be prepared.
G. DISMISSAL OF APPEALS
Whenever an appellant or petitioner fails to file a brief or otherwise
fails to comply with the rules of the court, the clerk has authority and has
been instructed under llth Cir.R. 16 to enter an order dismissing the appeal for
want of prosecution, if the default is not remedied within the 15 day notice
period to be issued by the clerk.
H. SPECIAL PANELS AND CASES REQUIRING SPECIAL HANDLING
1. Corporate Reorganization. Chapter 11. The first appeal is handled in
the usual manner. Counsel shall state in their briefs whether the proceeding is
likely to be complex and protracted so that the panel can determine whether it
should enter an order directing that it will be the permanent panel for sub-
sequent appeals in the same matter. If there are likely to be successive ap-
peals, a single panel may thus become fully familiar with the case making the
handling of future appeals more expeditious and economical for litigants,
counsel and court. See 11th Cir. R. 21.
2. Federal Energy Regulatory Commission Cases - Because these proceedings
usually involve multiple parties before the court, it has adopted special proce-
dures of (a) simplifying and defining issues, (b) agreeing on an appendix and
record, (c) assigning joint briefing responsibilities and scheduling briefs, and
(d) such other matters as may aid in the disposition of the proceeding. See 11th
Cir. R. 20 and Addendum Two thereto.
To avoid disqualification problems in handling cases involving regu-
lation of natural gas companies by the Federal Energy Regulatory Commission,
panels for such cases are drawn by lot on a yearly basis from the active judges
of the court. All administrative motions filed in pending gas cases during that
panel's period of service and any such cases which may be readied on the merits
prior to the expiration of that panel's period of service are referred to the
panel.
1. LABOR BOARD ORIGINAL CONTEMPT PROCEEDINGS
1. Assignment to Panel - When the Board files a petition for adjudication
of a respondent for civil contempt of a previously issued order or mandate of
this court, the clerk normally refers it back to the original panel which pre-
viously heard or decided the case on its merits. That panel, through the initi-
ating judge, is then responsible for issuance of all preliminary orders includ-
ing among others the order to show cause fixing the time for filing a response
to the pleadings or answer.
If the former panel determines that good reason exists for not assum-
ing direction of the case (e.g., death or retirement of a panel member or seri-
ous legal issue warranting all active judge determination in the event of a
visiting judge on the panel), the clerk is notified and under the direction of
the chief judge selects by lot a panel of active judges.
2; Where Evidentiary Hearing Required - If the case indicates that dis-
puted issues of fact are involved requiring an evidentiary hearing, the initiat-
ing judge of the panel at that stage usually enters for the panel the Board's
proposed order of reference of the matter for hearing before a special master,
usually one selected on recommendation of the director, Office of Administrative
Law Judges of the Civil Service Commission. The order specifies the nature of
the conditions, the hearing, the master's powers and duties, the filing of the
master's report, including findings of fact, conclusions, and recommendations of
the special master.
21
3. Proceedings After Master's Report - Once the special master's report
is filed, the parties are advised thereof and of the order of reference fixing
the time for filing of any objections, responses to objections, and supporting
briefs in support or opposition thereto. When ripe for submission the matter is
usually then routinely handled by the court under its screening procedures.
J. DIRECT APPEALS FROM BANKRUPTCY COURTS - Applicable Federal Rules of Appel-
late Procedure and circuit rules apply to all appeals from bankruptcy court to
this court. See 11th Cir. R. 21 governing procedures for direct appeal.
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APPENDIX ONE
» CLERK OF COURT
ELEVENTH CIRCUIT
SUPERVISORY OFFICIALS
The clerk's office welcomes telephone inquiries from counsel concerning rules
and procedures. On matters requiring special handling or interpretation of the
rules, counsel may contact the following persons on the appropriate case management
team or administrative branch.
F1S COMMERCIAL HOME
242- (404) 221- (404)
Norman E. Zoller
Clerk 3839 3839 396-2428
JUDICIAL SUPPORT - TEAMS A, B, C
Warren A. Godfrey
Chief 3833 3833 964-9087
Alabama/Georgia Appeals - Team A
Shelda Harris, Case Manager 3836 3836 941-1667
Florida Appeals - Team B
Kembra Smith, Case Manager 3833 3833 949-0949
Roving Case Management - Team C
Kim Alston 3833 3833 996-2894
ADMINISTRATIVE SUPPORT
T. Karleen Tinker
Chief 5272 5272 952-9797
Calendaring/Court Sessions Branch
Barbara Champion, Supervisor 3842 3842 636-4839
Information Systems/Statistical Branch
Joyce Bradley, Supervisor 3840 3840 981-1835
Office Services/Mail/Records Branch
Cara Thornley, Supervisor 3847 3847 231-1604
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