Plaintiffs' Amended Responses to Defendants' First Set of Interrogatories
Public Court Documents
February 19, 1991

57 pages
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Case Files, Sheff v. O'Neill Hardbacks. Plaintiffs' Amended Responses to Defendants' First Set of Interrogatories, 1991. e0b097d0-a146-f011-877a-002248226c06. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/5bf16e64-c547-4156-8603-05f3a3860788/plaintiffs-amended-responses-to-defendants-first-set-of-interrogatories. Accessed July 29, 2025.
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® » = Loe | { - 4 HE CvB89-0360977S ‘ll MIT.0O SHEFF, et al. : SUPERIOR COURT Plaintiffs : Vv. JUDICIAL DISTRICT OF HARTFORD/NEW BRITAIN WILLIAM A. O'NEILL, et al. AT HARTFORD Defendants FEBRUARY 19, 1991 PLAINTIFFS’ AMENDED RESPONSES TO DEFENDANTS’ FIRST SET OF INTERROGATORIES PAST VIOLATIONS: AFFIRMATIVE ACTS 1. Please identify each and every affirmative act by the defendants, their predecessors, or any other state officer, agency or other body which the plaintiffs will claim at trial violated the State Constitution. For each such act provide the date the act occurred, the person, agency or other body responsible for the act, and any and all information the plaintiffs will claim that person, agency or other body had or . should have had at that time which would have apprised them of the consequences of that act. RESPONSE TO INTERROGATORIES 1, 2, 3, 4: As plaintiffs have repeatedly maintained, it is the present condition of racial segregation in the region's schools that violates the Connecticut Constitution as a matter of law, and the harms that flow from the present condition of racial and economic segregation that in fact deprive Hartford area school children of their right to equality of educational opportunity. Defendants have claimed that the requisite “state action” is not present here, because, as they argue, the state has taken no affirmative steps to cause segregation. As plaintiffs have tried to impress upon the court, the state's argument has no basis in law. The state controls public education, and the state has an affirmative duty to guarantee equal educational opportunity. The extensive involvement of the state satisfies every standard of state action of which plaintiffs are aware. Nonetheless, if defendants persist in this line of argument, plaintiffs are prepared to show that defendants have taken numerous actions that have “caused” or “contributed to” segregation, and that defendants are responsible for existing school boundaries that exacerbate segregation. Taken together, in whole or in part, these actions by the state can be said to be unconstitutional to the extent that they have led to or have contributed to the unconstitutional system of racial and economic segregation and the concomitant harm that flows from that system. A summary of plaintiffs’ proof on these points is set out below, as best as can be determined at this stage of the case. Plaintiffs reserve the right to amend or supplement their responses. a. Detrendants are legally responsible for the creation, maintenance, approval, funding, supervision and control of public education. Defendants discharge a broad range of statutory obligations that demonstrate their control over and responsibility for Connecticut's system of public education. Defendants provide substantial financial support to schools throughout the State to finance school operations. See §§10-262, et seq. They also approve, fund, and oversee local school building projects, see §§10-282, et seg., and reimburse towns for student transportation expenses. See §10-273a. Defendant State Board of Education has “general supervision and control [over] the educational interests of the state,” §10-4, and exercises broad supervision over schools throughout the State. It prepares courses of study and curricula for the schools, develops evaluation and assessment programs, and conducts annual assessments of public schools. See id. The Board also prepares a comprehensive plan of long-term goals and short-term objectives for the Connecticut public school system every five years. See id. Defendants exert broad control over school attendance and school calendar requirements. They establish the ages at which school attendance is mandatory throughout the State. See §10-184. They determine the minimum number of school days that public schools must be in session each year, and have the authority to authorize exceptions to this requirement. See §10- 15. They also set the minimum number of hours of actual school work per school day. See §10-16. In addition, defendants promulgate a list of holidays and special days that must be suitably observed in the public schools. See §10-29a. Defendants are directly involved in the planning and implementation of required curricula for the State's public schools. They promulgate a list of courses that must be part of the program of instruction in all public schools, see §10-16b, and they make available curriculum materials to assist local schools in providing course offerings in these areas. See id. Defendants impose minimum graduation requirements on high schools throughout the State, see §10-22la, and they exercise supervisory authority over textbook selection in all of the State's public schools. See §10-221. In addition, defendants require that all public schools teach students at every grade level about the effects of alcohol, tobacco, and drugs, see §10-19, and that they provide students and teachers with an opportunity for silent meditation at the start of every school day. See §10-16a. Defendants exert broad authority over the hiring, retention, and retirement, of teachers and other school personnel. They set minimum teacher standards, see §10-145a, and administer a system of testing prospective teachers before they are certified by the State. See §10-145f. Certification by defendants is a condition of employment for all teachers in the Connecticut public school system. See §10-145. All school business administrators, see §10-145d, and intramural and interscholastic coaches hired must also be certified by defendants. See §10-149. Defendants also prescribe statewide rules governing teacher tenure, see §10-151, and teacher unionization, see §10-153a, and maintain a statewide teachers’ retirement program. See §10-183c. Defendants supervise a system of proficiency examinations for students throughout the State. See §10-14n. These examinations, provided and administered by the State Board of Education, test all students enrolled in public schools. See id. Defendants require students who do not meet State standards to continue to take the examinations until they meet or exceed expected performance levels. See id. Defendants also promulgate procedures for the discipline and expulsion of public school students throughout the State. See §10-233a et seq. Defendants also exert broad authority over language of instruction in public schools throughout the State. They mandate that English must be the medium of instruction and administration in all public schools in the State. See §10-17. But they also require local school districts to classify all students according to their dominant language, and to meet the language needs of bilingual students. See §10-17f. Defendants require each school implementing a program of bilingual education for the first time to prepare and submit a plan for implementing such a program to the State Commissioner of Education. See id. The Connecticut Supreme Court has repeatedly stated that public education is, in every respect, a responsibility of the state. See Plaintiffs’ Memorandum of Law in Opposition to Respondents’ Motion to Strike (November 9, 1989) (pp. 7-15). While certain aspects of administration are delegated to local districts, such delegation is only at the pleasure of the state, and in no way diminishes the state's ultimate duty to provide public education. Plaintiffs will present evidence of the history of state control over local education in Connecticut through their expert historical witness, Professor Christopher Collier. b. The state requires, pursuant to C.G.S. §10-240, that school district boundaries be coterminous with municipal boundaries. The requirement that town and school district boundaries be coterminous was imposed by the state in 1909. Prior to 1809, there was no state requirement that town and school district lines be the same, and many school districts crossed town lines. Since 1909, there has been no change in school district boundaries in the Hartford region, even as those school districts became increasingly segregated. Thus, the state-imposed system of coterminous town and school district boundaries served as a legal template on which the pattern of school segregation was laid out. Even in 1909, although Connecticut's black population was very small, the pattern of black migration and racially identifiable housing was already becoming established. By 1909, roughly 92% of Connecticut blacks were living in the cities. Thus, restriction of school districts to city boundaries had the foreseeable impact of limiting black access to suburban schools. The modern pattern of school segregation also traces its foundations to a system of official segregation in the 19th century. The only exception to the requirement of coterminous town and school district boundaries is where two or more districts voluntarily enter into a regional school district with state approval, pursuant to C.G.S. §10-39 et seq. However, regionalization requires voluntary suburban participation. There is no constitutional basis for the legal requirement that town and school district boundaries be coterminous. Nor is there any practical basis for the requirement. Indeed, the requirement, as applied to the Hartford metropolitan area, operates to maintain a system of racial and economic segregation. School districts throughout the United States are organized on other than a town-by-town basis. In Connecticut, intertown arrangements have been approved, : encouraged, or mandated by the state, in the areas of sewer, water, transportation, and education. In the area of education, the state has established regional vocational-educational schools, and has encouraged interdistrict cooperative arrangements among suburban communities in special education programs. However, since 1954, with the exception of Project Concern, which the state has failed to adequately fund (see response to Interrogatory 5), the state provided little or no funding for urban/suburban interdistrict programs in regular education until after the present lawsuit was announced. c. The state requires, pursuant to C.G.S. §10-184, that school-age children attend public school within the school district wherein the child resides. Pursuant to C.G.S. 10-184, parents are required to send their children seven and over and under sixteen to a school “in the district wherein such child resides.” Defendants have enforced this statute to prevent children living in the city of Hartford from attending school in suburban districts. For example, in 1985, four parents living in Hartford sent their children across town lines to the Bloomfield school system in order to secure an integrated and minimally adequate education for their children. The State, with the knowledge that the system of education these children were receiving was better in Bloomfield, employed the criminal process and had the parents arrested for larceny pursuant to C.G.S. 53a-119. See State v. Saundra Foster, et al. (spring 1985). Plaintiffs will also present historical evidence that prior to the adoption of C.G.S. §10-184, school children in Connecticut, and particularly, in the Hartford region, often crossed district lines to obtain education. d. From approximately 1954 to the present, the Department of Education and the State Board Education have engaged in a massive program school construction and school additions or renovations in Hartford and the surrounding communities, with direct knowledge of the increasing segregation in Hartford area schools. By 1954, defendants were well aware of the growing pattern of racial segregation in education and its alleged harm to black children. Between 1954 and the present, defendants approved and funded the construction of over ninety new schools in virtually all-white suburban communities, representing over 50% of the total school enrollment in the region. [Source: H.C. Planning Associates Survey and local reports] During the same time period, defendants financed a major expansion of school capacity within the increasingly racially isolated Hartford school district. wt 10 e. The state's adoption and im lementation of the "Racial Imbalance” law and regulations has contributed to and authorized racial segregation in Hartford schools. 1. Public Act 173, "An Act Concerning Racial Imbalance in the Public Schools” codified as §10-226a-e was passed in July 1969, requiring “racial balance” among schools within individual districts. The state adopted the intra-district racial imbalance law with knowledge that segregation was increasingly an inter- district phenomenon. As the minutes of a meeting of the Legislative Committee on Human Rights and Opportunities on December 5, 1969 reflect, by 1969 it was well established that it was no longer possible to remedy the problem of racially and economically segregated schools by desegregating or balancing city schools, where minorities were already in the majority. To mandate only intra-district desegregation was to get the suburbs off "scot free.” (at 1). By 1969, the state was aware of the multiple reports, including those that gave rise to Project Concern in 1966, that concluded that racial and economic isolation was an inter-district problem that demanded an inter- district remedy. The state was well aware that solutions restricted by town boundaries would only burden urban areas and plague them with further racial polarization. 2. The State Board of Education’s delay, from 1969 until 1980, in the adoption of regulations to implement the state racial imbalance law required by C.G.S. §226e foreseeably “il - contributed to racial and ethnic segregation of the schools. In September, 1969, racial imbalance regulations were prepared and presented to the State Board of Education. School districts were notified and the State Board declared its intent to adopt the regulations. At a time when urban areas were racially polarized, these actions also notified non-minorities living in the city of Hartford that desegregation of their schools was imminent. By delaying the adoption of the controversial regulations, the state’s white citizens were given ample time to find alternative arrangements for the schooling of their children. Although time was of the essence and the racial composition of city schools were rapidly changing, in March, 1970 after public hearings held in Hartford, the proposed regulations were rejected. From 1971 to 1975 nothing was done to correct the problem. Not until 1976 were efforts even renewed to draft regulations in compliance with the mandate of §10-226. In May, 1977, the State Board of Education adopted a Policy and Guidelines for the development of requlations, in accordance with the Board's stated belief that segregated schools could not provide truly equitable learning opportunities. Defendants had knowledge of both the inter-district nature of segregation in the Hartford area and the continuing fast pace of change in the racial composition of schools in the city of Hartford. Nevertheless, no regulations were adopted in 1977. - 10 Significantly, the ethnic distribution of the student population changed markedly during the state's delay. From 1970 to 1980, the white student population in city schools decreased dramatically, while the non-white population increased. While the trend toward increasing racial isolation within the city of Hartford had been clear in 1969, the concept of an intra- district remedy had quickly become irrelevant. 3. In April, 1980, more than ten years after the passage of the racial imbalance law and long after school desegregation within the city of Hartford might have had meaning, the state prepared and adopted racial imbalance regulations. The regulations established that a school was “imbalanced” if its minority enrollment was more that 25 percentage points above or ‘below the district-wide proportion of minority students in that grade range. As the State has itself reported, “the statute and regulations have always placed a heavy burden on those school districts having large minority student enrollments.” State Department of Education, “A Report Providing Background Information Concerning the Chronology and Status of Statutes, Regulations and Processes Regarding Racial Imbalance in Connecticut Schools” (January, 1984), at 1. Not only did the passage of the racial imbalance law and delay in promulgation of its regulations contribute to racial, ethnic, and economic v 313 - -segregation in the Hartford metropolitan area, but enforcement of the racial imbalance law, with its punitive measures for racial imbalance, places an undue and unfair burden on Hartford and other urban school districts with high proportions of African American and Latino students, while releasing suburban districts from their responsibility to ensure equity and racial balance. In addition, as the State further reported in 1984, "as the overall percentage of minority students in the three largest cities continues to grow, the concepts on which the statute is predicated become questionable.” Id. Hartford was one of the seven urban districts found by the State Board of Education in 1979 to be in violation of the racial imbalance law. In March, 1981, the Equal Education and Racial Balance Task Force, established by the Hartford Board of Education to assist in the development of a plan to comply with the new law, not only arrived at a plan but also recommended changes in the racial imbalance law and regulations to make them applicable and workable in the City of Hartford. In April, 1981, Hartford's plan to correct racial imbalance within the school district was approved by the State Board of Education. In June, 1981, over eleven years after the passage of the racial imbalance law, defendants began to monitor the Hartford schools for compliance with the law. In 1988, the State Department again notified the Hartford schools that Kennelly and Naylor, with minority enrollments of 38.2% and 32.9% respectively, were, by definition, racially imbalanced, since they were more than 25 percentage points below the city-wide average of 90.5%. Yet, as the Hartford public schools stated in its “Alternate Proposal to Address Racial Imbalance,” "[i]t is clear that the establish ed definition of racial balance is meaningless for the city of Hartford. As long as the boundaries of the attendance district of the Hartford schools is coterminous With he boundaries of the city, no meaningful numerical balance can be achieved, and it would be an exercise in futility to develop proposals to seek racial balance.” “Alternate Proposal,” (1988) at 6. (The Alternate Proposal was approved by the state.) f. The state has further contributed to segregation bv authorizing and/or requiring payment of transportation costs by local districts for students attending private schools, and by reimbursing local districts for said costs, 1. Pursuant to C.G.S. §10-281, the state requires school districts to provide transportation to private nonprofit schools and provides reimbursement for expenses incurred by the district in providing this transportation. Pursuant C.G.S. §10-281, the state requires school districts to provide transportation to a private nonprofit school in the district whenever a majority of the students attending the private school are residents of Connecticut and provides for the reimbursement of expenses incurred by districts providing this transportation. Plaintiffs intend to produce evidence that the -_15 implementation of this law by defendants caused and contributed to increased racial, ethnic, and economic concentration in the Hartford metropolitan area, in violation of the Connecticut Constitution. Since 1971, the state has required districts to provide transportation to private schools when a majority of students live in the district. P.A. 653 §§1,2. Defendants have implemented and enforced this statute with direct knowledge of its segregative effect. In 1971, the relative percentages of African American and Latino group enrollment in the public and non-public schools in the Hartford area were enormously different. In essence, defendants not only supported a private school system that, through its admissions policies, effectively excluded the poor, but also subsidized the transfer of white school children out of the public school system and into these private schools at the same time that intra-district desegregation of the public schools was planned. In 1974, the state expanded the mandate of §10-281, requiring districts to provide transportation for students at private schools when a majority of students attending the schools are from Connecticut, versus from the particular district. P.A. 74-257 §1. Defendants implemented this expansion, thereby subsidizing the transfer of white students out of the Hartford public schools, with a full awareness of its discriminatory = 16 = yn effect. Defendants continue to require and subsidize the transportation of students to non-public schools in the Hartford metropolitan area. 2. Pursuant to §10-280a, the state permits school districts to provide transportation to private nonprofit schools in other districts and, between 1978 and 1989, provided reimbursement for expenses incurred for transportation to contiguous districts within Connecticut. From 1978 through 1989, pursuant to §10-280a, the state also reimbursed school districts in the Hartford area for transportation of students to private schools in contiguous Connecticut districts, thus facilitating the attendance of a predominantly white, relatively well-off group of students at non-public schools. The state adopted §10-280a in 1978 with knowledge of the problem of segregation in Connecticut’s urban areas and awareness of the damage to be incurred to the desegregation process by the flight of these schoolchildren to private schools. See e.g., 21 S. Proc., Pt. 5, 1978 Sess., pp. 1916 (Sen Hudson). g. The state contributed to racial and economic segregation, and unequal, inadequate educational conditions by establishing and maintaining an unequal and unconstitutional system of educational financing. Until 1979 the principal source of school funding came from local property taxes, which depended on the wealth of the town. This principal source was supplemented by the state by a $250 flat grant principal, which applied to the poorest and the -'l7 - wealthiest towns. There was great wealth disparity which was reflected in widely varying funds available for local education I and consequently widely varying quality of education among towns. The property-rich towns through higher per pupil expenditures were able to provide a substantially wider range and higher quality of education services than property-poor towns even as taxpayers in those towns were paying higher taxes than taxpayers in property-rich towns. All this was happening even though the state had the non-delegable responsibility to insure the students throughout the state received a substantially equal educational opportunity. Thus prior to 1979, the system of funding public education in the state violated the state constitution. In 1979, the state adopted a guaranteed tax base to rectify in part the finanding inequities. Subsequent delays between 1980 and 1985 in implementing the 1979 act and the unjustified use of obsolete data made the formula more disequalizing and exacerbated disparities in per pupil expenditures. These conditions denied students their rights to substantially equal educational opportunities under the state constitution. [Sources for this section include Horton v. Meskill, 31 Conn. Sup. 377, 332 A.2d 113 (1874): l1d., 172 Conn. 615, 376 A.2d 359 (1977); Supreme Court Record in previous case, (No. B127); Horton v. Meskill, 195 Conn. 24, 486 A.2d 1099 (1985); Supreme Court Record in previous case, Nos. 12499-12502) -i3 - h. The state has contributed to racial and economic segregation in housing. Plaintiffs are not claiming in this lawsuit that any of the state's housing actions are unconstitutional. Any such claims are expressly reserved. However, the state has played an important causal role in the process of residential segregation in the Hartford region, and plaintiffs will describe, through expert testimony, some of the ways that the state of Connecticut has contributed to segregated housing patterns. Plaintiffs’ testimony on these issues may include but will not be limited to the following areas: Location of Assisted Housing: At least 73% of Hartford-area subsidized family housing units are located in the City of Hartford. The state has played a direct role in the creation, funding, approval, siting, or administration of many of these units over the past 40 years. Transportation: During the same time period, the state has engaged in a series of transportation decisions that have increased “white flight” from Hartford, limited minority access to employment opportunities, and exacerbated racial and economic residential segregation in the Hartford region. Affirmative Marketing: In its administration of state housing programs, the state has failed to monitor and enforce affirmative marketing plans for state-funded suburban housing developments, including, on information and belief, - 10 ie failure to require affirmative marketing during initial occupancy, failure to provide adequate numbers of staff to monitor and enforce affirmative marketing requirements, failure to conduct surveys of racial occupancy, and failure to require affirmative marketing plans until 1988. Statutory Barriers: The state has provided suburban towns with veto power over state-subsidized projects through C.G.S. §8-120, which prohibits the Connecticut Housing Authority from developing new housing, including Section 8 developments, in any municipality without a finding of need or approval by the local governing body of the municipality, and through C.G.S. §§8- 39(a) and 8-40, which prohibit local housing authorities from constructing, rehabilitating or financing a housing development in a neighboring municipality without that municipality's permission. Rental Assistance: Another way in which the state has contributed to residential segregation through its administration of state housing programs is through its administration and oversight of state and federal rental assistance programs, and its failure to permit or encourage such certificates to be used in a portable manner to permit certificate holders to cross municipal lines. Residency Preferences: The state has officially permitted the use of residency preferences by suburban public housing authorities, including certain PHAs in the Hartford area. Residency preferences have a discriminatory impact in white suburban communities, limiting the access of low income minority residents to suburban housing opportunities and suburban schools. Exclusionary Zoning: The state has been repeatedly advised of the discriminatory and exclusionary effects of its system of planning, zoning and land use laws and regulations, which have permitted local governments to erect zoning and other land use barriers to the construction of multifamily housing, rental housing, manufactured housing, and subsidized low and moderate income housing. * * * * * At the present time, plaintiffs are continuing to investigate actions taken by defendants that have contributed to the constitutional violations set out in the Complaint. Plaintiffs’ investigation is ongoing and is subject to amendment in a timely fashion. At this time, except as set out above, plaintiffs have not completed investigation as to what specific “information [defendants]...had or should have had” at particular times which would have "apprised defendants of the consequences of particular actions.” Plaintiffs’ position is that although proof of such “notice” is not necessary for plaintiffs to prevail, nonetheless the increasing racial and economic segregation in area schools was obvious, and numerous reports and -——y -gtudies put the state on notice of the problems and possible causes and solutions. See response to Interrogatory 5. Further details in response to this interrogatory will be provided in a timely fashion, in advance of trial. 2. Please identify each and every affirmative act by the defendants, their predecessors or any other state officer, agency or other body which the plaintiffs will claim at trial caused the conditions of racial and ethnic isolation in the Hartford Public Schools and/or the identified suburban school districts. For each such act provide the date the act occurred, the person, agency or other body responsible for the act, and any and all information the plaintiffs will claim that person, agency or other body had or should have had at that time which would have apprised them of the consequences of that act. RESPONSE: [Please see response to Interrogatory 1] 3. Please identify each and every affirmative act by the defendants, their predecessors or any other state officer, agency or other body which the plaintiffs will claim at trial caused the condition of socio-economic isolation in the Hartford Public Schools and/or the identified suburban school districts. For each such act provide the date the act occurred, the person, agency or other body responsible for the act, and any and all information the plaintiffs will claim that person, agency or other body had or should have had at that time which would have apprised them of the consequences of the act. RESPONSE: [Please see response to Interrogatory 1] 4. Please identify each and every affirmative act by the defendants, their predecessors or any other state officer, agency or other body which the plaintiffs will claim at trial cause the concentration of "at risk” children in the Hartford Public Schools. For each such act provide the date the act occurred, the person, agency or other body responsible for that act, and any and all information the plaintiffs will claim that person, agency or other body had or should have had at that time which would have apprised them of the consequences of that act. RESPONSE: [Please see response to Interrogatory 1) i222. PAST VIOLATIONS: OMISSIONS so il 5. Please identify each and every affirmative act, step, or plan which the plaintiffs will claim at trial the defendants, | their predecessors, or any other state officer, agency or other body were required by the State Constitution to take or implement to address the condition of racial and ethnic isolation in the Hartford Public Schools and the identified suburban school districts, but which was not in fact taken or implemented. For each such act, step, or plan provide the following: a) The last possible date upon which that act, step or plan would necessarily have been taken or implemented in order to have avoided a violation that the Constitution; b) The specific details of how such act, step or plan should have been carried out, including (1) the specific methods of accomplishing the objectives of the act, step or plan, (2) an estimate of how long it would have taken to carry out the act, step, or plan, and (3) an estimate of the cost of carrying out the act, step or plan; c) For Hartford and each of the identified suburban school districts, the specific number and percentage of black, Hispanic and white students who would, of necessity, have attended school outside of the then existing school district in which they resided in order for that act, step or plan to successfully address the requirements of the Constitution. RESPONSE: As set out in the Complaint, defendants’ failure to act in the face of defendants’ awareness of the educational necessity for racial, ethnic, and economic integration in the public schools, defendants’ recognition of the lasting harm inflicted on poor and minority students concentrated in urban school districts, and defendants’ knowledge of the array of legal tools available to defendants to remedy the problem, is violative of the State Constitution. Plaintiffs challenge defendants!’ ‘4 “failure to provide plaintiffs with the equal educational - a3. opportunities to which the defendants were obligated to ensure. ~~ 8ince At least 1965, -when the United ‘States Civil Rights Commission reported to Connecticut’s Commissioner of Education, defendants have had knowledge of the increasing racial, ethnic, and economic segregation in the Hartford metropolitan area and the power and authority to remedy this school segregation. Not only did defendants fail to take comprehensive or effective steps to ameliorate the increasing segregation in and among the region's schools, but defendants also failed to provide equal access to educational resources to students in the shoals in the Hartford metropolitan area. Such resources include, but are not limited to, number and qualification of staff; facilities; materials, books, and supplies; and curriculum offerings. Specifically, plaintiffs may present evidence at trial of the many reports and recommendations presented to Defendants which documented the widespread existence of racial, ethnic, and economic segregation and isolation among the school districts and which proposed or endorsed remedial efforts to eliminate such segregation. Plaintiffs will not necessarily claim that if implemented, the specific programs and policies offered in such reports and recommendations would have been sufficient to address the constitutional violation. Neither will plaintiffs necessarily claim that any one particular recommendation was - Ol + required by the State Constitution. These reports and | recommendations may include but are not limited to the following: a. United States Civil Rights Commission, Report to Connecticut's Commissioner of Education (1965); b. Center for Field Studies, Harvard Graduate School of Education, Schools for Hartford (Cambridge, Mass.: Harvard University, 1965); c. "Equality and Quality in the Public Schools,” Report of a Conference Sponsored Jointly by the Connecticut Commission on Civil Rights and the Connecticut State Board of Education,” (1966). d. Request by the Connecticut Civil Rights Commission to the Governor (request that the Governor take a stand against de facto segregation and publish a statement on the drawbacks of de facto segregation in the schools) (1966). e. Committee of Greater Hartford School Superintendents, Proposal to Establish a Metropolitan Effort Toward Regional Opportunity (METRO) (1966); f. Legislative Commission on Human Rights and Opportunities, Plan for the Creation and Funding of Educational Parks (Hartford, December, 1968); g. Task Force, Regional Advisory Committee for the Capitol Region, “The Suburbs and the Poverty Problems of Greater Hartford,” (Hartford, September 30, 1968); h. Irving L. Allen and J. David Colfax, Urban Problems and Public Opinion in Four Cities (Urban Research Report No. 14, Community Structure Series No. 3; Storrs, Conn.: University of Connecticut, 1968); i. Walter R. Boland, et al., De Facto School Segregation and The Student: A Study of the Schools in Connecticut's Five Major Cities (Urban Research Report No. 15, Community Structure Series No. 4; Storrs, Conn.: University of Connecticut, 1968); - OB Educational Resources and Development Center, The School of Education and Continuing Education Service, University of Connecticut, A Study of Urban School Needs in the Five Largest Cities of Connecticut (Storrs, Conn.: University of Connecticut, 1969); Edward A. Lehan, Executive Secretary to the Hartford City Manager, Report on Racial Composition of Hartford Schools to the State Board of Education (Hartford, 1969); Joint Committee of the Hartford Board of Education and the Human Relations Commission, Hartford, Report, (July, 1969); City of Hartford, “Community Development Action Plan: Education 1871-1975,” (Sept. 1, 1970); Hartford Board of Education, “Recommended Revision in School Building Program,” (May 18, 1970); Local Government: Schools and Property, “The Report of the Governor's Commission on Tax Reforms, Submitted to Governor Thomas J. Meskill Pursuant to Executive Order 13 of 1972,” (Hartford, Connecticut, December 18, 1972); Commission to Study School Finance and Equal Educational Opportunity, Financing Connecticut Schools: Final Report of the Commission (Hartford, Conn., January, 1975); Equal Education and Racial Balance Task Force, appointed by the Hartford Board of Education, “Advisory Report,” (Hartford, March, 1981); Connecticut State Department of Education, “A Report Providing Background Information Concerning the Chronology and Status of Statutes, Regulations and Processes Regarding Racial Imbalance in Connecticut’s Public Schools,” (February 6, 1986); Connecticut State Department of Education, “The Issue of Racial Imbalance and Quality Education in Connecticut's Public Schools,” (February 5, 1986); - 00 - I u. “State Board of Education Policy Statement on Equal | Educational Opportunity,” Connecticut State Board of Education, (Hartford, October 27, 1986); v. "Report on Racial/Ethnic Equity and Desegregation in Connecticut's Public Schools,” Connecticut State Department of Education (1988); and w. "Quality and Integrated Education: Options for Connecticut,” Connecticut State Department of Education (1989). x. Governor's Commission Report 1990. In addition to the recommendations and reports set out above, the State failed to adequately supplement the funding of a known successful integration program, Project Concern, beginning in 1980 when federal funding cutbacks and Hartford Board of Education cutbacks forced a reduction in the numbers of children participating in the program and in the numbers of staff hired to service these children (e.g. paraprofessionals, resource teachers, bus stop aides). The State has also failed to take ap- propriate steps to increase the numbers of children participating over and above the approximately 730+ students now enrolled in the program, despite knowledge that receiving school districts would increase their participation if the State provided funding. The following studies and documents, among others, have repeated- ly demonstrated to the Defendants that Project Concern is one of a number of programs to successfully provide an equal educational ER oes, jon t and a meaningful integrated experience for some urban || and suburban children: a. Mahan, Thomas W. The Impact of Schools on Learning: —— ~~... Inner-City Children in Suburban Schools. b. Mahan, Thomas W. Project Concern 1966-1968, A Report on the Effectiveness of Suburban School Placement for Inner-City Youth (1968). c. Ninety-First Congress, Second Session on Equal Education Opportunity. “Hearing Before the Select Committee on Equal Educational Opportunity of the United States Senate.” 1970. d. Connecticut State Department of Education, “Reaction to Racial Imbalance Guidelines for Hartford Public Schools.” April 20, 1870. e. State Board of Education Minutes (Capital Region Planning Agency Endorses the Expansion of Project Concern) January 7, 1970. f. Gable, R. and Iwanicki, E., A Synthesis of the Evaluation Findings from 1976-1980 (May 1981) g. Gable, Thompson, Iwanicki, The Effects of Voluntary Desegregation on Occupational Outcomes, The Vocational Guidance Quarterly 31, 230-239 (1983) h. Gable, R.and Iwanicki, E. The Longitudinal Effects of a Voluntary School Desegregation Program on the Basic Skill Progress of Participants. 1 Metropolitan Education 65. Spring, 1986. i. Gable, R. and Iwanicki, E., Project Concern Evaluation. October, 1986. Jj. Gable, R. and Iwanicki, E., Final Evaluation Report | 1986-87 Hartford Project Concern Program (December 1987) k. Gable, R. and Iwanicki, E., Final Evaluation Report 1988-89: Hartford Project Concern Program (Nov. 1989) 28 l. Crain, R., et al., Finding Niches: Desegregated Students Sixteen Years Later, Rand Reports, (1985); revised 1990 m. Crain, R., et al., School Desegregation and Black Occupational Attainment: Results from a Long Term Experiment; (1985). n. “Project Concern Enrollment 1966-1990,” (Defs’ Response to Plaintiffs’ First Request for Production, 13(b)). o. Iwanicki, E., and Gable, R., Almost Twenty-Five Years of Project Concern: An Overview of the Program and Its Accomplishments, (1990) (and sources cited therein) (Defs' Response to Plaintiffs’ First Request for Production, 12 (g). In addition, Plaintiffs’ evidence at trial may include but will not be limited to testimony and reports demonstrating defendants’ failure to eliminate exclusionary zoning and housing policies; defendants’ failure to promote integrated housing in the Hartford region; and defendants’ failure to establish a constitutional system of educational financing (see response to Interrogatory 1). In regard to questions 5 a, b, and c, as set out in Defendants’ Interrogatory 5, Plaintiffs have not determined and are, at least at this time, unable to estimate the “last possible date” upon which individual actions, steps, or plans would necessarily have had to have been implemented in order to have avoided violation of the State Constitution, nor do plaintiffs concede the relevance of such an inquiry. Likewise, plaintiffs are not required to specify which methods would have cured the constitutional violation at particular moments in time, how long ] - 230 . “such methods would have taken to implement, or the cost of implementation. Such questions, including the number and percentage of African American, Latino, and white students who may seek to attend school outside of the boundaries of the city of Hartford, are issues which plaintiffs expect would be addressed by plaintiffs’ expert witnesses on desegregation remedies after a determination is made by the court as-to the state's liability. 6. Please identify each and every affirmative act, step or plan which the plaintiffs will claim at trial the defendants, their predecessors, or any other state officer, agency or other body were required by the State Constitution to take or! implement to address the condition of socio-economic isolation in ithe Hartford Public Schools and the identified suburban school districts, but which was not in fact taken or implemented. For each such act, step or plan provide the following: a) The last possible date upon which that act, step or plan would necessarily have been taken or implemented in order to have avoided a violation of the Constitution; : b) The specific details of how such act, step or plan should have been carried out including, (1) the specific methods of accomplishing the objectives of the act, step or plan, (2) an estimate of how long it would have taken to carry out the act, step or plan, and (3) an estimate of the cost of carrying out the act, step or plan; c) For Hartford and each of the identified suburban school districts, the specific number and percentage of poor, middle, and/or upper class students who would, of necessity, have attended school outside of the then existing school district in which they resided in order for that act, step, or plan to successfully address the requirements of the Constitution; -30 « d) The specific criteria which should have been used to identify those students who would, of necessity, have attended school outside the then existing school district in which they resided, so that the concentration of students from poor families in Hartford Public Schools would be low enough to satisfy the requirements of the Constitution. RESPONSE: Please see response to Interrogatory 5. Plaintiffs have not, at this point, alleged that one specific criterion or indicator must be used to identify students who “would, of necessity” be transferred to another school district. As stated in the Complaint, rates of family participation in the federal Aid to Families with Dependent Children program is widely accepted as a measure closely correlated with family poverty. Participation in the federal school lunch program is also an ‘index of poverty status. 7. Please identify each and every affirmative act, step or plan which the plaintiffs will claim at trial the defendants, their predecessors, or any other state officer, agency or other body were required by the State Constitution to take or implement to address the conditions created by the concentration of “at risk” children in the Hartford Public Schools but which were not in fact taken or implemented. For each such act, step, or plan provide the following: a) The last possible date upon which that act, step or plan would necessarily have been taken or implemented in order to have avoided a violation of the constitution; : b) The specific details of how such act, step or plan should have been carried out including (1) the specific methods of accomplishing the objective of the act, step or plan, (2) an estimate as to how long it would have taken to carry out the act, step or plan, and (3) an estimate of the cost of carrying out the act, step or plan; 9 — @® a IE THERESE: Na We - RP -n a — - aa er ne - 3] =~ c) The specific number and percentage of “at risk” Hartford students who would, of necessity, have attended school outside of the existing school district in which they resided in order for that act, step or plan to successfully address the requirements of the Constitution. d) The specific criteria which should have been used to identify those students who would, of necessity, have attended school outside the then existing school district in which they resided so that the concentration of “at risk” students in Hartford Public Schools would be low enough to satisfy the requirements of the Constitution. RESPONSE: Please see response to Interrogatory 5. As set out in the Complaint in this action, all children, including those deemed at risk of lower educational achievement, have the capacity to learn if given a suitable education. Yet, the Hartford public schools operate at a severe educational disadvantage in addressing the educational needs of all students, due in part to the sheer proportion of students who bear the burdens and challenges of living in poverty. The increased need for special programs, such as compensatory education, stretches Hartford school resources even further. As also stated in the Complaint, the demographic characteristics of the students in the Hartford public schools differ sharply from students in the suburban schools by a number of relevant measures, such as poverty status, whether a child has limited English proficiency, and whether a child is from a single-parent family. Plaintiffs have not, at this point, alleged that one specific criterion or “indicator must be used to identify students who “would, of necessity” be transferred to another school district. CURRENT OR ONGOING VIOLATIONS 8. Using the 1987-88 data as a base, for Hartford and each of the identified suburban school districts please specify the number and percentage of black, Hispanic and white students who must, of a necessity, attend school in a location outside of the existing school district in which they reside in order to address the condition of racial and ethnic isolation which now exists in accordance with the requirements of the Constitution. RESPONSE: Objection [Please see plaintiffs’ objection to Interrogatory 8, Plaintiffs’ Objections To Interrogatories, Filed September 20, 1990, attached hereto. ] 9. Using the 1987-88 data as a base, for Hartford and each of the identified suburban school districts please specify the number and percentage of poor, middle and/or upper class students who must, of necessity, attend school outside of the existing school district in which they reside in order to address the condition of socio-economic isolation which exists in Hartford and the identified suburban school districts in accordance with the requirements of the Constitution. Also identify the specific criteria which must be used to identify the pool of poor Hartford students from which those students who would be required to attend schools outside of the existing district in which they reside must be chosen so as to address the condition of socio- economic isolation in accordance with the requirements of the Constitution. RESPONSE: Objection [Please see plaintiffs!’ objection to Interrogatory 9, Plaintiffs’ Objections To Interrogatories, Filed September 20, 1990, attached hereto. ] “33 10. Using the 1987-88 data as a base, identify the number and percentage of "at risk” children in the Hartford Public Schools who must, of necessity, attend school at a location outside the existing Hartford School District lines in order to address the concentration of “at risk” children in the Hartford Public Schools in accordance with the requirements of the Constitution. Also identify the specific criteria which must be used to identify the pool of Hartford students from which those who would be required to attend schools in the suburban school districts must be chosen so as to address the concentration of “at risk” children in the Hartford Public Schools. ‘RESPONSE: Objection [Please see plaintiffs’ objection to Interrogatory 10, Plaintiffs’ Objections To Interrogatories, Filed September 20, 1990, attached hereto. ] MINIMALLY ADEQUATE EDUCATION 11. Please identify each and every statistic the plaintiffs’ will rely on at trial to support any claim they intend to make that the educational “inputs” (i.e. resources, staff, facilities, curriculum, etc:) in the Hartford Public Schools are so deficient that the children in Hartford are being denied a “minimally adequate education.” For each such fact specify the source(s) and/or name and address of the person(s) that will be called upon to attest to that statistic at trial. RESPONSE: [Please see response to Interrogatory 13.] 12. Please identify each and every statistic, other than the results of the Mastery Test, which the plaintiffs will rely on at trial to support any claim they intend to make that children in Hartford are being denied a “minimally adequate education” because of the educational “outputs” for Hartford. For each such fact specify the source(s) and/or name and address of the person(s) that will be called upon to attest to that statistic at trial. RESPONSE: [Please see response to Interrogatory 14.] - 34 0. EQUAL, EDUCATION 13. Please identify each and every category of educational “inputs” which the plaintiffs will rely on at trial in their effort to establish that the educational “inputs” in Hartford are not equal to the educational “inputs” of the suburban school districts. For each such category identify each and every statistical comparison between Hartford and any or all of the suburban school districts which the plaintiffs will rely on to show the alleged inequality. For each such comparison identify the source(s) and/or name and address of the person(s) that will be called upon to attest to the accuracy of that statistical comparison at trial. RESPONSE: As of the date of this response, plaintiffs are compiling data and information on disparities and inequities in “educational inputs” and resources among Hartford and the surrounding districts. This data may include, but may not be limited to comparisons in the following areas: a. Facilities -- data may include, but may not be limited to comparisons of the condition and size of school buildings, the condition and size of school grounds, overcrowding and school capacity, maintenance, the availability of specific instructional facilities and physical education facilities, and special function areas (e.g. types of counselling, libraries); b. Equipment and Supplies; Cc. Personnel -- data may include, but may not be limited to comparisons of student teacher ratios, teaching staff characteristics, and non-teacher staff number and characteristics; d. Curriculum -- data may include, but may not be limited to comparisons of course offerings, textbooks and course levels, and special programs; €. Extracurricular Opportunities; and p p - 35 f. School evperience -- data may include, but may not be limited to comparisons of counselling services, disciplinary rates, absentee rates, retention rates, tardy rates, and the concentration of - poverty. At the present time, plaintiffs’ investigation and analysis of these categories has not been completed. The data and information concerning disparity in “inputs” upon which plaintiffs rely is equally available to defendants. Nevertheless, plaintiffs will disclose such information in a timely manner prior to trial. 14. Please identify each and every category of educational “outputs” other than the Mastery Test, which the plaintiffs will rely on at trial in their effort to establish that the educational “outputs” in Hartford are not equal to the educational “outputs” of the suburban school districts. For each such category identify each and every statistical comparison between Hartford and any one or all of the suburban school districts which the plaintiffs will rely on to show the alleged inequality. For each such comparison identify the source(s) and/or name and address of the person(s) that will be called upon to attest to the accuracy of that statistical comparison at trial, RESPONSE: As listed in plaintiffs’ response to Interrogatory 18, Professor Robert Crain is expected to testify to the following areas of comparison: the likelihood of (1) dropping out of high school; (2) early teenage pregnancy; (3) unfavorable interactions with the police; (4) college retention; (5) working in private sector professional and managerial jobs; (6) interracial contact, occupationally and otherwise; and (7) favorable interracial attitudes. Plaintiffs are also compiling data and information on - 36 - disparities and inequities in other measures of achievement or educational quality among Hartford and the surrounding districts, including but not limited to percentage of students receiving a diploma; PSAT and SAT scores; enplovient cutoones; and career and life outcomes. At the present time, plaintiffs’ investigation and analysis of these and other categories have not been completed. Plaintiffs have not yet identified who will present analyses of such data at trial, other than those experts listed in plaintiffs’ response to Interrogatories 18 and 19. Plaintiffs will disclose such information in a timely manner prior ito trial. OTHER 15. Please identify each and every study, other document, or information or person the plaintiffs will rely upon or call upon at trial to support the claim that better integration will improve the performance of urban black, Hispanic and/or socio- economically disadvantaged children on standardized tests such as the Mastery Test. RESPONSE: As set out in the complaint, racial and economic isolation in the schools adversely affects both educational attainment and the life chances of children. The studies, decinenite, information, and persons upon whom the plaintiffs will rely at trial may include, but are not limited to information listed in the response to Interrogatory 19 and the following: Crain, R.L., and Braddock, J.H., McPartland, JM., "A Long Term View of School Desegregation: Some Recent Studies of Graduates as Adults,” 66 Phi Delta Kappan 259-264 (1984); J! p e r v de nt - 37 - Crain, R.L., and Hawes, J.A., Miller, R.L., Peichert, J.R., "Finding Niches: Desegregated Students Sixteen Years Later,” R-3243-NIE, Rand (January, 1985); Crain, R.L., and Strauss, J., “School Desegregation and Black Occupational Attainments: Results from a Long- term Experiment,” Reprinted from CSOS Report No. 359 (1985); Levine, D.U., Keeny, J., Kukuk, C., O'Hara Fort, B., Mares, K.R., Stephenson, R.S., “Concentrated Poverty and Reading Achievement in Seven Big Cities,” 11 Urban Review 63 (1979). “Poverty, Achievement and the Distribution of Compensatory Education Services,” National Assessment of Chapter 1, Office of Educational Research and Improvement, U.S. Dept. of Ed. (1986); "Report on Negative Factors Affecting the Learning Process," Hartford Board of Education (1987); Connecticut State Department of Education (various reports, past and present, including but not limited to reports on racial, ethnic, and economic segregation, racial balance, school resources, and educational outcomes). See also reports listed in Plaintiffs’ Identification of Expert Witnesses Pursuant to Practice Book §220 (D) (January 15, 1991), attached hereto. 16. Please identify each and every study, other document, or information or person the plaintiffs will rely upon or call upon at trial to support the claim that better integration will improve the performance of urban black, Hispanic and/or socio- economically disadvantaged children on any basis other than standardized tests. RESPONSE: [Please see response to Interrogatory 15.] 17. Please describe the precise mathematical formula used by the plaintiiis to compute the ratios set forth in paragraph 42 of the complaint. RESPONSE: Plaintiffs recognize that the computation set out in 942 of the Complaint may be inaccurate. Plaintiffs have indicated their willingness to discuss stipulation as to aggregate city vs. suburban mastery test scores. EXPERT WITNESSES 18. Please specify the name and address of each and every person the plaintiffs expect to call as an expert witness at trial. For each such person please provide the following: a) The date on which that person is expected to complete the review, analysis, or consideration necessary to formulate the opinions which that person will be called upon to offer at trial; The subject matter upon which that person is expected to testify; and The substance of the facts and opinions to which that person is expected to testify and a summary of the grounds for each opinion. RESPONSE: On January 15, 1991, the plaintiffs disclosed their initial list of expert witnesses anticipated to testify at trial, pursuant to Practice Book §220 (D), as modified by this Court's Order of October 31, 1990 and the parties’ Joint Motion for Extension of Time to Disclose Expert Witnesses filed December 3, 1990. See Plaintiffs’ Identification of Expert Witnesses Pursuant to Practice Book §220 (D) (January 15, 1991); attached hereto and incorporated herein by reference. In addition, - 35 plaintiffs have identified other possible witnesses who may testify at the trial in this action, but whose analyses are not sufficiently complete to respond to defendants’ interrogatory or to confirm whether plaintiffs expect to call such witnesses. Additional expert witnesses will be identified as set out in the parties’ December 3, 1990 Joint Motion, as they become available. DATA COMPILATIONS 19. In the event the plaintiffs intend to offer into evidence at trial any data compilations or analyses which have been produced by the plaintiffs or on the plaintiffs’ behalf by any mechanical or electronic means please describe the nature and results of each such compilation and/or analysis and provide the following additional information. a) b) c) e) £) g) The specific kind of hardware used to produce each compilation and/or analysis; The specific software package or programming language which was used to produce each compilation and/or analysis; A complete list of all specific data elements used to produce each compilation and/or analysis; The specific methods of analyses and/or questions used to create the data base for each compilation and/or analysis; A complete list of the specific questions, tests, measures, or other means of analysis applied to the data base to produce each compilation and/or analysis; Any and all other information the defendants would need to duplicate the compilation or analysis; The name, address, educational background and role of each and every person who participated in the development of the data base and/or program used to i 0: analyze the data for each compilation and/or analvsin: and h) The name and address of each and every person -expected to testify at trial who examined the results of the compilation or analysis and who ~reached any conclusions in whole or in part from those results regarding the defendants’ compliance with the law, and, for each such person, provide a complete list of the conclusions that person reached. RESPONSE: Plaintiffs may offer into evidence compilations and analyses including but not limited to analyses of data on the educational and long-term effects of racial, ethnic, and economic segregation. In addition, plaintiffs may offer into evidence compilations and analyses on other elements of plaintiffs’ case, including the disparity in resources between Hartford and the suburban schools. Plaintiffs are still compiling and analyzing data drawn from the following sources and will provide more detailed information in such research when it is available. Such information will be provided in a timely fashion, in advance of trial, The data sets which form the basis for the analyses of the educational and long-term effects of racial, ethnic, and economic segregation include, but will not be limited to the following: (1) The National Longitudinal Survey of Labor Force Behavior -- Youth Cohort, an annual survey sponsored by the U.S. Departments of Labor and Defense of 12,686 young persons throughout the United States. Data available and used in this research begins in 1979 and extends through 1987. | (2) (3) (4) - dy - The National Survey of Black Americans, a national survey oi 22,1927 African Americans who are 18 years of age or older. The survey was designed and conducted by the survey Research Center, Institute for Social Research at the University of Michigan. Data was collected between 1979 and 1980. The High School and Beyond Study, a national longitudinal probability sample of more than 58,000 1980 high school sophomores and seniors. Surveys were conducted in 1980, 1982, 1984, and 1986. The National Longitudinal Survey of Employers, a national probability sample of 4,087 employers. Surveys were conducted in the 1970's. Further sources of data are set out in Plaintiffs’ Identification of Expert Witnesses Pursuant to Practice Book §220 (D), served on January 15, 1991, and incorporated herein by reference. With respect to defendants’ questions a-d, at this time, plaintiffs’ counsel are aware that some experts conducted regression analyses using SPSS software on IBM computers. this, plaintiffs are currently unable to specify the kind of hardware used to produce each analysis, the specific software package used, and specific methods of analysis. information in a timely fashion as it becomes available to the plaintiffs, in advance of trial. Beyond the complete list of specific data elements used; Plaintiffs will provide such - 42 - MISCELLANEOUS 20. For each of the above listed interrogatories please provide the names and address of each person who assisted in the preparation of the answer to that interrogatory and describe the nature of the assistance which that person provided. RESPONSE: Objection. [See plaintiffs’ Objection to Interrogatory 20, Plaintiffs’ Objections to Interrogatories, Filed September 20, 1990.] Without waiving their objection, plaintiffs respond that the responses to the foregoing interrogatories were prepared by counsel in consultation with experts identified in Plaintiffs’ Identification of Expert Witnesses Pursuant to Practice Book §220 (D), served on January 15, 1991, as well as additional exvaTts to be identified pursuant to the parties’ Joint Motion for Extension of Time to Disclose "Expert Witnesses filed December 3, 1990. PLAINTIFFS, MILO SHEFF, ET AL HAVE LAF or A774 MARIANNE ENGELMAN LADO RONALD ELLIS "NAACP Legal Defense & Educational Fund, Inc. 99 Hudson Street New York, NY 10013 (212) 219-1900 Pro Hac Vice MARTHA STONE CONNECTICUT CIVIL LIBERTIES UNION FOUNDATION 32 Grand Street Hartford, CT 0 06106 (203) 247-9823 Juris No. 61506 WILFRED RODRIGUEZ HISPANIC ADVOCACY PROJECT Neighborhood Legal Services 1229 Albany Avenue Hartford, CT 06102 (203) 278-6850 Juris No. 302827 ADAM S. COHEN HELEN HERSHKOFF JOHN A. POWELL AMERICAN CIVIL LIBERTIES UNION FOUNDATION 132 West 43rd Street New York, NY 10036 (212) 944-9800 Pro Hac Vice PHILIP D. TEGELER CONNECTICUT CIVIL LIBERTIES UNION FOUNDATION 32 Grand Street Hartford, CT 06106 (203) 247-9823 Juris No. 102537 WESLEY W. HORTON MOLLER, HORTON & FINEBERG, P.C. 90 Gillett Street Hartford, CT 06105 (203) 522-8338 Juris No. 38478 JOHN BRITTAIN UNIVERSITY OF CONNECTICUT SCHOOL OF LAW 65 Elizabeth Street Hartford, CT 06105 (203) 241-4664 Juris No. 101153 JENNY RIVERA PUERTO RICAN LEGAL DEFENSE AND EDUCATIONAL FUND 99 Hudson Street New York, NY 10013 (212) 219-3360 Pro Hac Vice Cv89-0360977S SUPERICACUURT Plaintiffs v. JUDICIAL DISTRICT OF HARTFORD/NEW BRITAIN WILLIAM A. O'NEILL, et al. AT HARTFORD Defendants JANUARY 15, 1991 00 00 e0 80 00 d8 eo 00 00 eo PLAINTIFFS’ IDENTIFICATION OF EXPERT WITNESSES PURSUANT TO PRACTICE BOOK §220 (D) Pursuant to Practice Book §220(D), as modified by this Court's Order of October 31, 1990 and the parties’ Joint Motion for Extension of Time to Disclose Expert Witnesses filed December 3, 1990, the plaintiffs herein disclose their initial list of expert witnesses anticipated to testify at trial, in response to Defendants’ First Set of Interrogatories. In addition, plaintiffs have identified other possible witnesses who may testify at the trial in this action, but whose analyses are not sufficiently complete to respond to defendants’ interrogatory or to confirm whether plaintiffs expect to call such witnesses. As set out in the parties’ Joint Motion for Extension of Time to Disclose Expert Witnesses filed December 3, 1990, such additional expert witnesses may be identified in sixty days or thereafter. Interrogatory 18. Please specify the name and address of each and every person the plaintiffs expect to call as an expert witness at trial. For each such person please provide the following: a. The date on which that person is expected to complete the review, analysis, or consideration necessary to formulate the opinions which that person will be called upon to offer at trial; b. The subject matter upon which that person is expected to testify; and Cc. The substance of the facts and opinions to which that person is expected to testify and a summary of the grounds for each opinion. RESPONSE: Experts whom the plaintiffs expect to call at trial are listed below, pursuant to Practice Book Section 220(D), as modified by the Court: Dr. Jomills Henry Braddock, II, Center for Social Organization of Schools, Johns Hopkins University, 3505 North Charles Street, Baltimore, Maryland, 21218. Dr. Braddock is expected to testify to (1) the adverse educational and long-term effects of racial, ethnic, and economic segregation; (2) the adverse effects of racial, ethnic, and economic segregation on the educational process within schools. Specifically, Dr. Braddock is expected to testify that school segregation tends to perpetuate segregation in adult life, that school desegregation helps to transcend systemic reinforcement of inequality of opportunity, and that segregation affects the educational process within schools. In his testimony, the materials on which Dr. Braddock is expected to rely include his published works, as well as research currently being conducted on the educational and long-term effects of racial, ethnic, and economic segregation by Dr. Marvin P. i 3. Dawkins and Dr. William Trent. (See descriptions below.) Dr. Braddock is expected to base his testimony on (1) Braddock, “The Perpetuation of Segregation Across Levels of Education: A Behavioral Assessment of the Contact-Hypothesis,” 53 Sociology of Education 178- 186 (1980); (2) Braddock, Crain, McPartland, “A Long- Term View of School Desegregation: Some Recent Studies of Graduates as Adults.” Phi Delta Kappan 259-264 (1984); (3) Braddock, “Segregated High School Experiences and Black Students’ College and Major Field. Choices,” Paper Presented at the National Conference on School Desegregation, University of Chicago (1987); (4) Braddock, McPartland, “How Minorities Continue to be Excluded from Equal Employment Opportunities: Research on Labor Market and Institutional Barriers,” 43 Journal of Social Issues 5-39 (1987); and (5) Braddock, McPartland, “Social-Psychological Processes that Perpetuate Racial Segregation:. The Relationship Between School and Employment Desegregation,” 19 Journal of Black Studies 267-289 (1989). Dr. Braddock is expected to complete his review by April 1, 1991. Christopher Collier, Connecticut State Historian, 876 Orange Center Road, Orange, Connecticut, 06477. Professor Collier is expected to testify regarding (1) the historical lack of autonomy of Connecticut towns and school districts and the history of state control over local education; (2) the historical development of the system of town-by-town school districts including legislation passed in 1856, 1866, and 1909; (3) the existence and prevalence of school districts and student attendance patterns crossing town lines prior to 1903 legislation mandating consolidation; (4) the existence of de jure school segregation in Connecticut from 1830 through 1868; (5) the origins and historical interpretation of the equal protection and education clauses of the 1965 Constitution; (6) a historical overview of the options for school desegregation presented to the state but not acted upon, 1954 to 1980. In his testimony, the materials upon which Professor Collier may rely will include numerous historical sources, including primarily but not limited to Helen Martin Walker, Development of State Support and Control of Education in Connecticut (State Board of Education, Connecticut Bulletin #4, Series 1925-16); Keith W. Atkinson, The Legal Pattern of Public Education in Connecticut (Unpublished Doctoral Dissertation, University of Connecticut, 1950); Annual Reports of the Superintendent of the Common Schools, 1838-1955; Jodziewicz, Dual localism in 17th Century Connecticut, Relations Between the General Court and the Towns, (Unpublished Doctoral Dissertation, William & Mary, 1974); Bruce C. Daniels, The Connecticut Town: Growth and Development, 1635-1790, Middletown Connecticut, Wesleyan University; Trumbull, Public Records of the Colony of Connecticut; Public Records of the State of Connecticut; Proceedings of the Constitutional Convention of 1965; as well as the documents listed in response to defendants’ interrogatory 5, Plaintiffs’ Responses to Defendants’ First Set of Interrogatories (October 30, 1990), and the sources referenced in plaintiff's supplemental submission to Judge Hammer dated February 23, 1990. Additional historical documents upon which Professor Collier relies will be identified upon request at or before the time of his deposition. Professor Collier is expected to complete his review by March 1, 1991. Dr. Robert IL. Crain, Professor of Sociology and Education, Teachers College, Columbia University, 525 West 120th Street, Box 211, New York, New York, 10027. Dr. Crain is expected to testify to the adverse educational and long-term effects of racial, ethnic, and economic segregation in the Hartford metropolitan area. Specifically, Dr. Crain is expected to testify that the effects of Project Concern participation for students in the Hartford metropolitan area have been to reduce the likelihood of (1) dropping out of high school, (2) early teenage pregnancy, and (3) unfavorable interactions with the police. Dr. Crain is expected to testify, further, that the effects of Project Concern participation for students in the Hartford metropolitan area have been to increase (1) college retention, (2) the probability of working in private sector professional and managerial jobs, (3) the probability of interracial contact, and (4) favorable attitudes toward whites. In his testimony, Dr. Crain is expected to base his testimony on his published works and his analyses of Project Concern. Specifically, Dr. Crain is expected to rely on (1) Crain, Strauss, “School Desegregation and Black Occupational Attainments: Results from a Long-Term Experiment,” Center for Social Organization of Schools, Report No. 359 (1985); (2) Crain, Hawes, Miller, and Peichort, *Finding Riches: Desegregated Students Sixteen Years Later,” Unpublished Manuscript, Institute for Urban and Minority Education, Teachers College (revised 1990); and (3) Gable, Thompson, Iwanicki, "The Effects of Voluntary Desegregation on Occupational Outcomes,” The Vocational Guidance Quarterly 230-239 (1983). Dr. Crain is expected to complete his review by April 1, 1991. Dr. Marvin P. Dawkins, 17627 N.W. 62nd Place, North, Hialeah, Florida, 33015. Dr. Dawkins is expected to testify to the adverse educational and long-term effects of racial, ethnic, and economic segregation on African Americans. Specifically, Dr. Dawkins is expected to testify that African Americans who have attended segregated schools have a lower probability of attending predominantly white «colleges and universities, maintaining interracial contacts, and working in desegregated settings. Dr. Dawkins is expected to base his testimony on (1) his analysis of data from the National Survey of Black Americans, a nationally representative survey of African Americans conducted over a period of seven months between 1979 and 1980 at the Survey Research Center, Institute for Social Research, University of Michigan, and funded by the Center for the Study of Minority Group Mental Health, at the National Institute of Mental Health; (2) Dawkins, "Black Students’ Occupational Expectations: A National Study of the Impact of School Desegregation,” 18 Urban Fducation 98-113 (1983); (3) Braddock, Dawkins, "Predicting Black Academic Achievement in Higher Education,” 50 Journal of Negro Education 319- 327 (1981); (4) Braddock, Dawkins, "Long-Term Effects of School Desegregation on Southern Blacks,” 4 Sociological Spectrum 365-381 (1984); and (5) Dawkins, "Persistence of Plans for Professional Careers Among Blacks in Early Adulthood,” 58 Journal of Negro Education 220-231 (1989). Dr. Dawkins is expected to complete his analysis by March 15, 1991. Dr. Mary Kennedy, Director, National Center for Research: on Teacher Evaluation, Michigan State University, 513 Ardson Road, East Lansing, Michigan, 48823. Dr. Kennedy will testify about the relationship of family poverty and high concentrations of poverty to educational outcomes. Specifically, Dr. Kennedy will testify that two of the most important measures of poverty which have a strung relationship to educational outcomes are intensity of family poverty (measured by number of years of sustained poverty of the child and his family), and attendance at a school with a high concentration of poor children. Her conclusions show that: (1) Students are increasingly likely to fall behind grade levels as their families experience longer spells of poverty; (2) Achievement scores of all students - not just poor students - decline as the proportion of poor students in a school increases; (3) The relationship between school poverty concentration and school achievement averages is even stronger than the relationship between family poverty status and student achievement. In fact, non-poor students who attend schools with a high concentration of poor students are more likely to fall behind than are poor students who attend a school with a small proportion of poor students; and (4) Increases in the proportion of poor children in a school are associated with decreases in average starting achievement and even occasionally with decreases in learning rates over time. Dr. Kennedy's opinions are based on her research and that of others as contained in reports, including, but not limited to Kennedy, M.M., Jung, R.K., and Orland, M.E. (1986), Poverty, Achievement and the Distribution of Compensatory Education Services, U.S. Department of Education, 1986. Dr. Kennedy is expected to complete her review by May 1, 1991. Dr. JWilliam Trent, EPS, 368 Education Building, University of Illinois, 1310 South Sixth Street, Champagne, Illinois, 61820. Dr. Trent is expected to testify to the adverse educational and long-term effects of racial, ethnic, and economic segregation on Latinos, African Americans, and white Americans. Specifically Dr. Trent is expected to testify that economic school segregation has adverse long-term outcomes for Latinos, African Americans, and white Americans, that desegregation has beneficial results on the aspirations and expectations of Latino students and on their likelihood of working in interracial environments, and that white Americans who have experienced desegregated schools are more likely to work with and to have positive attitudes toward African American co-workers. Dr. Trent is expected to base his testimony on his published work and his analysis of data from (1) the National Longitudinal Survey of Labor Force Behavior -- Youth Cohort, an annual survey sponsored by the United States Departments of Labor and Defense of 12,686 young persons throughout the United States, with data available for 1979-1987; (2) the High School and Beyond Study, a national longitudinal probability sample of more than 58,000 1980 high school sophomores and seniors, conducted in 1980, 1982, 1984, and 1986; and (3) the National Longitudinal Survey of Employers, a national probability sample of 4,087 employers, conducted in the 1970's. Dr. Trent is expected to complete his analysis by April 1, 1991. In addition to the areas of testimony set out above, plaintiffs’ experts are also expected to interpret and comment on the testimony and research of other experts, including both plaintiffs’ and defendants’ experts. With respect to documents listed herein, plaintiffs have included some of the primary sources upon which these experts base their opinions, but have not provided a comprehensive list of all documents reviewed or relied on. If any other additional areas of testimony are identified for the foregoing experts or other documents upon which they primarily rely are identified, plaintiffs will identify such testimony and documents in a timely fashion, pursuant to the parties’ Joint Motion for Extension of Time to Disclose Expert Witnesses filed December 3, 1990. Wesley W. Horton Moller, Horton, & Fineberg 90 Gillett Street Hartford, CT 06105 Julius L. Chambers Marianne Lado Ron Ellis NAACP Legal Defense & Educational Pund, Inc. 99 Hudson Street New York, NY 10013 Helen Hershkoff John A. Powell Adam Cohen American Civil Liberties Union Foundation 132 West 43rd Street New York, NY 10036 Respectfully Submitted, ‘Philip D. Tegeler Martha Stone Connecticut Civil Liberties Union Foundation 32 Grand Street Hartford, CT 06106 Wilfred Rodriguez Hispanic Advocacy Project Neighborhood Legal Services 1229 Albany Avenue Hartford, CT 06112 John Brittain University of Connecticut School of Law 65 Elizabeth Street Hartford, CT 06105 Jenny Rivera Puerto Rican Legal Defense and Education Fund 99 Hudson Street New York, NY 10013 CERTIFICATE OF SERVICE This is to certify that one copy of the foregoing has been 110 ray rrm——— Hartford, CT 06105 this 15th pre of Jp Sree Philip D. Tegeler January, 1991. eo A T T O R N E Y S AT L A W M O L L E R , H O R T O N & FI NE BE RQ , P. C. 90 GI LL ET T ST RE ET e H A R T F O R D , CT 06 10 5 ee (2 03 ) 52 2- 83 38 e JU RI S NO . 38 47 8 e TE LE FA X 72 8- 04 01 4 ATTACHMENT B Cve9-03609778 MILO SHEFF, ET AL SUPERIOR COURT VS. : JUDICIAL DISTRICT OF HARTFORD/ NEW BRITAIN AT HARTFORD WILLIAM A. O’/NEILL, ET AL : SEPTEMBER 20, 1990 PLAINTIFFS’ OBJECTION TO INTERROGATORIES Pursuant to §228 of the Connecticut Practice Book, the Plaintiffs herewith object to the following interrogatories dated July 13, 1990: 8. Using the 1987-1988 data as a base, for Hartford and each of the identified suburban school districts please specify the number and percentage of black, Hispanic and white students who must, of a necessity, attend school in a location outside of the existing school district in which they reside in order to address the condition of racial and ethnic isolation which now exists in accordance with the requirements of the Constitution. OBJECTION: Defendants’ interrogatory seeks information from plaintiffs in regard to the specific remedy that plaintiffs seek if they prevail in this lawsuit. To that extent, defendants do not seek information relating to the liability phase but the remedial phase of this lawsuit. Plaintiffs object on the grounds that such information is premature, and beyond the scope of the lawsuit at this present time. 9. Using the 1987-88 data as a base, for Hartford and each of the identified suburban school districts please specify the number and percentage of poor, middle and/or upper class students who must, of necessity, attend school outside of the existing school district in which they reside in order to address the condition of socio-economic isolation which exists in Hartford and the identified suburban school districts in accordance with requirements of the Constitution. Also identify the specific criteria which must be used to identify the pool of poor Hartford students from which those students who would be required to attend schools outside of the existing district in which they reside must be chose so as to address the condition of socio-economic isolation in accordance with the requirements of the Constitution. OBJECTION: See objection to Interrogatory 8. M O L L E R , H O R T O N & FI NE BE RG , P. C. 90 GI LL ET T ST RE ET e H A R T F O R D , CT 06 10 5 ee (2 03 ) 52 2- 83 38 © JU RI S NO . 38 47 8 e TE LE FA X 72 8- 04 01 ® A T T O R N E Y S AT L A W lg Using the 1987-88 data as a base, identify the number and perazantage of "at risk" children in the Hartford Public Schools who must, of necessity, attend school at a location outside the existing Hartford School District lines in order to address the concentration of “at risk" children in the Hartford Public Schools in accordance with the requirements of the Constitution. Also identify the specific criteria which must be used to identify the pool of Hartford students from which those who would be required to attend schools in the suburban school districts must be chosen so as to address the concentration of "at risk" children in the Hartford Public School.s OBJECTION: 8&ee objection to Interrogatory 8. 20. For each of the above listed interrogatories please provide the name and address of each person who assisted in the preparation of the answer to that interrogatory and describe the nature of the assistance which that person provided. OBJECTION: To the extent it requires the disclosure concerning experts who will not testify at trial, it is not provided for under P.B. §220(A) (1). PLAINTIFFS, MILO SHEFF, ET AL MARTHA STONE CONNECTICUT CIVIL LIBERTIES UNION FOUNDATION 32 Grand Street Hartford, CT 06106 (203)247-9823 Juris No. 61506 PHILIP D. TEGELER CONNECTICUT CIVIL LIBERTIES UNION FOUNDATION 32 Grand Street Hartford, CT 06106 (203)247-9823 Juris No. 102537 WESZEY W. HORTON MOLLER, HORTON & FINEBERG, P.C. 90 Gillett Street Hartford, CT 06105 (203)522-8338 Juris No. 38478 WILFRED RODRIGUEZ HISPANIC ADVOCACY PROJECT Neighborhood Legal Services 1229 Albany Avenue Hartford, CT (203)278-6850 Juris No. 06102 302827 Sik RE BNL 050 JQEN BRITTAIN RONALD ELLIS UNIVERSITY OF CONNECTICUT NAACP Tegnrl Defense & SCHOOL OF LAW Bducational Fund, Inc. 65 Elizabeth Street 99 Hudson Street Hartford, CT 06105 New York, NY 10013 (203) 241-4664 (212)219-1900 Juris No. 101153 Pro Hac Vice HELEN HERSHKOFF ADAM S. COHEN JENNY RIVERA JOHN A. POWELL PUERTO RICAN LEGAL DEFENSE > AMERICAN CIVIL LIBERTIES UNION AND EDUCATION FUND S FOUNDATION 99 Hudson Street < 132 West 43rd Street New York, NY 10013 4 New York, NY 10036 g (212) 944-9800 5 Pro Hac Vice M O L L E R , H O R T O N & FI NE BE RG , P. C. 90 GI LL ET T ST RE ET & H A R T F O R D , CT 06 10 5 © (2 03 ) 52 2- 83 38 J U R I S NO . 38 47 8 TE LE FA X 72 8- 04 01 mes emits teem a CERTIFICATION I hereby certify that a copy of the foregoing was mailed to all counsel of record on September 20, 1990. ¢ A T T O R N E Y S AT L A W - g © oN ~ x FS oad -d Ww fro ® @® ~ 3 o - 7) [oo po. | —- [J @® ™ py pi eS ©® go aS [7] Ze be Te) us Eo oo — 80 =e Go = 0° 23 ® T- [53] Wow oa 7s 1. ov -d pe (&] CERTIFICATE OF SERVICE This is to certify that one copy of the foregoing has been mailed postage prepaid to John R. Whelan and Diane W. Whitney, Assistant Attorney Generals, MacKenzie Hall, 110 Sherman Street, ™ Hartford, CT 06105 this /7 day of February, 1991 JY J TA Philip D. Tegeler