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Case Files, Thornburg v. Gingles Working Files - Schnapper. Procedures for the Administration of Section 5 of the Voting Rights Act of 1965 Proposed Rules Part IV, 1985. c5c35031-e392-ee11-be37-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/436029e9-0bf7-44d4-b26e-143ea76d5fe0/procedures-for-the-administration-of-section-5-of-the-voting-rights-act-of-1965-proposed-rules-part-iv. Accessed May 22, 2025.
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'· • . -~· Monday May 6, 1985 Part IV Department of Justice Office of the Attorney General 28 CFR Part 51 Procedures for the Administration of Section 5 of the Voting Rights Act of 1965; Proposed Rules ~ --. ' 19122 Federal Register I VoL 50, No. 87 I Monday, May 6, 1985 I Proposed Rules DEPARTMENT OF JUSTICE Office of the Attorney General 28 CFR Part 51 [Order No. 1091-85] Procedures for the Administration of Section 5 of the Voting Rights Ar.t of 1965; P~oposed Revision of Procedure3 AGENCY: Department of Justice. ACTION: Proposed Rule. SUMMARY: The Attorney General finds it necessary to propose re'l.isions to the Procedures for the Administration of Section 5 cf tht? Voting Rights Act of 1965. 28 CFR Part 51. 46 FR 8i 2, Jan. 5, 1981. The revisions are needed to conform the existing Procedures to developmen ts that have occurred since 1981, interpreta tions of Section 5 contained in judici al decis ions, and changes mandated by the 1982 Amendments to the Vo ting Rights Act. Interested persons are invited to partici pate in the formulation of the proposed revised Procedures by su bmit ting written comments. DATE: All comments received on or b efore july 5, 1985, will be considered. It ts propose t at t e reV1se oce wiil be effe ctive 30 days after publica tion in final form. AOD'IESS: Comments should be sent to th e Ch ie f. Voting Section. Civil Rights Division. Department of Justice, W ash ington. D.C. 20530. Comm ents regarding collection of information requirements contained in these procedures and submitted to .the Director of the Office of Management a r:d Budget. should be sent to: Office of Informati on and Regula tory Affairs. Office of Management and Budget. A ttention: Desk Officer for Department of justi ce, Washington, D.C. 20530. FOR FURTHER INFORMA nON CONTACT: Da\' id H. Hunter. Attorney. Voting Sec!io n, Civil Rights Division. Depar tment of jus tice. Washington. D.C. 20530. {202) 724-5898. SUP!>UMENTARY INFORMATION: S~ction 5 of the Voting Rights Act of 1965. as amended. 42 U.S.C. 1973c. requires certa in jurisdictions (listed in the Appendix) to obtain "preclearance" from either the Unit ed States Dis tr ict Cour t for the Dis trict of Co lumbia or fro m the United States Attorney General before implemen ti ng any new sta ndard. practice. or procedure that affects voting. Procedures for the Att orney General' s ad ministration of Sec tion 5 were firs t publis hed in 1971. Pro posed Procedures were published for comments on May 28, 1971 {36 FR 9781) . and the final Procedures were published on September 10, 1971 (36 FR 18186). As a result of experience under the 1971 Procedures. change~ mandated by the 1975 Amendments to the Voting Rights Act, and interpretations of Section 5 contained in judicial decisions, revised Procedures were published for comment on March 21·; 1980 ( 45 FR 18890), and final revised Procedures were published on January 5, 1981 (46 FR 870) (corrected at 46 FR 9571, Jan. 29, 1981). In the four years since the revision · became final, the Attorney General has had further experience in the consideration of voting changes, most significantly with respect to submitted redistricting plans adopted following the 1980 census; the courts have made a number of important decisions in cases involving Section 5, and Congress has again amended the Voting Rights Act. This new proposed revision reflect! these developments. The principal change proposed is the addition of the new Subpart F, Determinations by the Attorney General. This new subpart discusses the substantive standards followed by the A!to.'"Iley General in deciding whether or not to object to submitted changes a ec mg vo mg. me u es a genera discussion of the principles applicable to all determinations and more specific discussions of the standards for the t~ most complex types pf changes redistrictings. changes in electoral systems, aad annexations. The proposed subpart makes it clear that in making substantive Section 5 determinations the Attorney General follows the law as interpTeted by the Supreme Court of the United States and other courts. It is hoped that the new subpart will provide additional guidance to jurisdictions subject to the preclearance requirement · of Section 5 and to other interested persons. Although the 1982 Amendments to the Voting Righ ts Act, Pub. L 97-205, 96 Stat. 131. do not amend Section 5 or add any jurisdictions to the coverage of Section 5. they make two significant changes concerning the termination of coverage under Secti on 5 (ba ilout) . . First. effective in August 1984, the Amendments authorize bailout actions by individual political subdivisions (which are usually counties) of covered States. In the past, if statewide coverage existed. only the Sta te could bail out. Section 51.5 has been revi sed ~o reflect th is change. Second. also effective in August 1984. the s tandarp that a jurisdicti on must meet to obtain permission from a court to bail out has been changed. In order to secure a .bailout order after August 4. 1984, the jurisdiction will have to establish, for the ten year period preceding the filing of the action and while the action is pending, that it- and all governmental units within its territory have complied with Section 5 of this Act, including compliance with the requirement that no change covered by Section 5 has been enforced without preclearance under Section ·s. and have repealed all changes covered by Section 5 to which the Attorney General has successfully objected or as to which the United States District Court for the District of Columbia has denied a declaratory judgment. In addition, the jurisdiction will have to establish, for the same period. that- the Attorney General has not interposed any ob jection (that has not been overturned by a final judgment of a court [or withdrawn by the Attorney General]) and no declaratory judgment has been denied under Section 5. with respect to any submission by o~ Ol'l behalf of the plaintiff or any governmental unit within its territory under Section 5. and no such submissions or declaratory judgment actions are pending. Notice of the new requirements is given in new § 51.62 of Subpart G (old Subpart F), Sanctions. The following additional changes ·in the Procedures are proposed: A new 51.8. Section 3 covera e. has been added to rna e c ear t at t e Attorney General also follows the Procedures set forth herein with respect to submissions received from jurisdictions required under Section 3{c) of the Act to preclear voting changes. A new § 51.17, Special elections. has been added to clarify the application of Section 5 to the conduct of speCial elections. Section 51.18 (old § 51 .16). Court ordered changes. has been expanded to reflect the decision of the Supreme Court in McDaniel v. Sanchez. 452 U.S. 130 (1981). ln § § 51.24 (old § 51.22), 51.29 (old § 51.27), and 51.31 (old ~ 51.29) the address to be used for Section 5 communications has been changed to ena ble the Depar tment of Jus tice mail room to improve its handling correspondence re la ting to Section 5. Section 51.22 (old § 51.20). Premature submissions. has been revised to make clear that the A ttorney General w ill review a redistricting plan resulting from Federa l court li tiga ti on prior to the co urt' s fin al order. if the plan is otherwise final. Section 51.25 (old § 51 .23). W ithdra w al of submiss ions . has been revised to eliminate the good cause requirement for w ithdrawa ls an d to make clea r tha t a req uest to withdra w a submiss ion mus t be in writing. . 'I r '· I I f ) ( i: i t \ t Federal Register I Vol. 50. No. 87 I Monday: May B. l 985 I froposed Rules 19123 A new subsection fn has been added to § 51.28 (old § 51 .25). Supplemental contents. to indicate that the Attorney General considers it useful to know whe ther the jurisdiction has made a complete copy of its submission available for public inspection and has given adequate public notice of this availability. Section 51.33 (old § 51 .31). Notice to registrants concerning submissions. has been revised to indicate that the weekly notice of submissions includes notice of Section 5 declaratory judgment actions. and new § 51.62(c) indicates that the weekly notice includes notice of bailout actions. Section 51 .50(d) (old § 51.49(d)), Records concerning submissions, has been re\·ised to reflect the fact that Section 5 files are now kept oa microfiche. The Appendix added to the Procedures in 1981 listed all jurisdictions subject to the Section 5 preclearance requirement because of coverage under Section 4(b) of the Act. 42 U.S.C. 1973b(b), and for each jurisdiction the date after which voting changes made by it or its political subunits are subject to the preclearance requirement. The revised Appendix adds the Federal Re%ister citation for the coverage determination. Since the january S. 1981 . . .. bailed out-El Paso County. Colorado; Honolulu County, Hawaii; Elmore County. Idaho; Campbell County. Wyoming; three towns in Connecticut, and nine towns in Massachusetts. In addition. a bailout application by the State of Alaska is pending. State of Alaska v. United States, C.A. No. 84- 1362 (D.D.C .. filed May 1. 1984). AED€SIGNATION TABLE Old sec1iOft I New secoon 51.1 .. ............. _, _____ , _____ , _ _ ______ .............. ... J 51.1 i: 1 =-====~==:::~=~:~=::=~~=~~~===:.~-~~~ m 51.5 .... _. _____ ,_, _ ____ _ _________ , 51.5 ; ; - ~ ::=:~:~~~:::::::::::::~~::::::~~::::::.:~:: :::::::::~: : : : ~:::::. ; : : ~ 1 51.8 !]];~~~=~-~:~~E~-~~-~ li)l ;: :~ ~~;~;~=~~i:~=::~;-~J !!~ 51 .19 .... .................................................... , ................. ....... 4 51 .21 !!~~:~~~~~:~~;~--~~~~l !!~ AEDESIGNAT10N TABLE-Continued l New secuon I ~~~ ~--==--==-:~:::::::::.=.-.:.~==:=-:-~] ~ : :~ l!~=~~~Sf~~~~::~ !:~ 51.3& .. _ . _ __ _ ____ _ _______ ,,.... 51 .36 .51.37 _ .. _ .. _______ ________ 51.39 51 .38 .................. _ .............................. _........................... 51 .40 51 .39 - - .. - ---·---- - ---...... _ ..... -. 51 .51 . 51 . ..0 ... ----·---·-·- .. - ·--·-·- 51 .41 51 .41 .................... ......... - ......................................... ...... :.. 51 .42 s 1.42 ,., _ ___ ,,,_ ............. _....................... .. ................ 51 .43 51 .43 ...... ..... _______ , _ _ , _ _____ _ 51.4A 51 .4A ......... _., _____ ,, ............ .... - ................. _.............. 51 .45 51 .45 ............ ................................. ..................................... 51 .46 51 .46 .. -----.. ·--·--- ·----·- ·--- -· 51 .47 5 1.47---··------------··-- -'- " 51.48 51 .48 ................................................. -.............................. 51.49 51 .49 ..................... - .................................. ............... . _ ..... 51 .50 51.52 51.53 51.54 51.55 51.56 51 .57 51 .58 51.59 51 .50 ....... -.. ............. ....................... ............................... 51.60 51.51 --- ·--.. --·--·- - -·---·-""""" 51.61 51.52 ... - .......... - .......... ..... ....... .............. _ ._ .................. . 51 .53 .. ....... .. .. ....... ...................... _,, ............... ... .............. _ 51.54 .. ...... ______ ·-·-- ··--·-.. -:i List of Subjects in 28 CFR Part 511 v a tic and 5 1. 62 51.63 . 5 1. 1>< 51.65 procedure. Archives and records, Authority delegations (government agencies). Civil rights. Elections. Political committees and parties. Voting rights. Under the definition of section 1(b) of E.O. 12291. 3 CFR 127 (1981 Compila.tion], these Procedures do not constitute a major rule. Accordingly. a regulatory impact analysis. pursuant to section 3 of E.O. 12291 has not been prepared. Pursuant to section 3(c)(3) of E.O. 12291. these revised Procedures were submitted to the Director of the Office of Management and Budget more · than 10 days prior 'to this publication. Issuance of these Procedures does not CDnstitute a major Federal action and will not significan tly affect the human environment. Accordingly, ne ither an environmental impact assessment nor an environmental impact sta tement has been prepared. See 28 CFR Part 61. Because these Procedures are excepted under 5 U.S.C. 553(b)(A), an initial regulatory flexibility analysis is not required under 5 U.S.C. 003(a). Accordingly. such an analysis has not been prepared. The collection of information requirments contained in these Procedures have been submitted to the Director of the Offi ce of Management and Budget pursuant to the Paperwork Reduction Act. 44 U.S.C. 3504(h](1) and 5 CFR 1320.13. Comments in this regard should be sent to. Office of Informa tion and Regulatory Affairs. Office of Management and Budget. Attention: Desk Officer for Department of Justice. Washington. D.C. 20530. This statement of revised Procedures is proposed under 5 U.S.C. 301; 28 U.S.C. 509. 510; and 42 U.S.C. 1973c. Dated: April 26. 1985. Edwin Meese Ill, Attorney General. Part 51 is proposed to be revised to read as follows: PART 51-PROCEDURES FOR THE ADMINISTRATION OF SECTION 5 OF THE VOTING RIGHTS ACT OF 1965, AS AMENDED 'Subpart A-General Provisions Sec. 51.1 Purpose. 51 .2 Definitions. 51 .3 Delegation of authority. · 51.4 Da te used to de termine coverage: list of covered jurisdictioru. · 51.5 Termination of coverage [ba..i..lout). 51.6 Poli tical subunits. 51.7 'Political parties. 51.8 Section 3 coverage. 51.9 Computa tion of time. 51.10 Requirement of action for declaratory judgment or submission to the At torney enera . 51..11 Right to bring suit. 51.12 Scope of requirement. 51.13 Examples of changes. 51.14 Recurrent practices. 51 .15 Enabling legislation and contingent or nonuniform requirements. 51 .16 Distinction between changes in procedure and changes in subs tance. - 51.17 .Special elections. 51 .18 Court-ordered changes. 51.19 Request for no tification concerning va ting litigation. Subpart 8-Proc:edutes for Submission to the Attorney General 51 .20 Form of submissions. 51.21 Time ·of submissions. 51.22 Premature submiss ions. 51.23 Party and jurisdic tion responsibl e for rnaking submissions. 51.24 Address for submissions. 51.25 Withdrawa l of submissions. Subpart c-contents of S4lbmlsslons 51.26 General. 51 .27 Required contents. 51.28 Supplemental contents. Subpart D-Communlc:atlons From lndlvk!uals and Groups 51.29 Communications concern ing vo li!lg changes. 51.30 Action on communica tions from individuals or groups. 51 .31 Communica tions concerning vo ting suits. t • ~ .. 19124 Federal Register I Vol. 50, No. 87 I Monday, May 6, 1985 I Proposed Rules Sec. 51.32 Establishment and maintenance of reg istry of interested individuals and groups. Subpart E-Proeessing of Submiulons 51.33 Notice to registrants concerning submissions. 51.34 Expedited consideration. 51.35 Disposition of inappropriate submissions. 51.36 Release of information concerning submissions. 51.37 Obtaining information from the submitting authority. 51.38 Obtaining information from others .. 51.39 Supplementary submissions. 51.40 Failure to complete submissions. 51.41 Notificat ion of decision not to object. 51.42 . Failure of the Attorney General to respond. 51.43 Reexamination of decision. not to object. 51.44 Notification of decision to object. 51.45 Requl!st for reconsideration. . 51.46 Recons ideration of objection at the instance of the Attorney General. 51.47 Conference. 51.48 Decision after reconsideration. 51.49 Absence of judicial review. 51.50 Records concerning submissions. Subpart F-Oeterminations by the Attorney General 51.51 In general. 51.52 Changes with a discriminatory purpose. 51.53 Changes with a discriminatory effect. 51.54 hanoP. s that violate the Consti tution or other Federa l statutes. 51.55 Relevant factors. 51.56 Particularized standards for .certain types of changes. 51 .57 Redistrictings. 51.56 Changes in electoral systems. 51.59 Annexations Subpart G-Sanetions 51.60 Enforcement by the Attorney General. 51.61 Enforcement by private parties. 51.62 Bar to termination of coverage {ba ilout]. Subpart H-Petltlon To Change Procedures 51 .63 Who may petition. 51.64 Form of pe ti tion. 51 .65 Disposition of petition. Appendix-Jurisdictions Covered Under Section 4(b ] of the Voting Rights Act. as · Amended Authority: 5 U.S.C. 301: 28 U.S.C. 509. 510; and 42 U.S.C. 1973c. Subpart A-General Provisiuns § 51.1 Purpose. Section 5 of the Voting Rights Act of 1965, as amended. 42 U.S.C. 1973c, prohibits the enforcement in any jurisdiction covered by Section 4(b) of the Act. 42 U.S.C. 1973(b). of any voting qualification or prerequisite to voting, or standard. practice. or procedure with respec t to vo ting differen t from that in force or effect on the da te used to determine coverage. unit] either: (1) A declaratory judgment is obtained from the U.S. District Court for the District of Columbia that such qualification. prerequisite, standard, practice, or proc~ure does not have the purpose · and will not have the effect of denying or abridging the right to vote on account of race. color, or membership in a language minority group. or (2) it has been submitted to the Attorney General and the Attorney General has interposed no objection within a 60-day period following submission. In order to make clear the responsibilities of the Attorney General under Section 5 and the interpretation of the Attorney General of the responsibility imposed on others under this section. the procedures in this part have been established to govern the administration of Section 5. § 51.2 Oefinltlona. As used in this part- ( a) "Act" means the Voting Rights Act of 1965, 79 Stat. 437, as amended by the Civil Rights Act of 1968. 82 Stat. 73, the Voting Rights Act Amendments of 1970, 84 Stat. 314. the District of Columbia · Delegate Act. 84 Stat. 853, the Voting Rights Act Amendments of 1975, 89 Stat. 400, and the Voting Rights Act Amendments of 1982. 96 Stat.131, 42 U.S.C. 1973 et seq. Section numbers. - such as "Section 14(c)(3)," refer to (b) "Attorney General" means the Attorney General of the United States or the delegate of the Attorney General. (c) ··vote" and "voting" are used. as defined in the Act. to include "all action necessary to make a vote effective in any primary, special, or general election, including, but not limited to, registration, _ listin~ pursuant to this Act, or other action required by law prerequisite to voting. casting a ballot, and having such ballot counted properly and included in the appropriate totals of votes cast with respect to candidates for public or party office and propositions for which votes are received in an election." Section 14(c)(1). (d) "Change affecting voting" means any voting qualification. prerequisite to voting, or standard, practice, or procedure with respect to voting different from that in force or effect on the date used to determine coverage under Section 4(b) and includes. inter alia. the examples given in § 51.13. (e) "Political subdivision·· is used. as defined In the Act, to refer to " * • • any county or parish. except that where registration for voting is not conducted under the supervision of a county or parish, the term shall include any other subdivision of a State which conducts registration for voting." Section 14(c)(2). (f) "Covered jurisdiction" is used to refer to a State, where the determination referred to in § 51.4 has been made on a statewide basis, and to a political subdivision. where the determination has not been made on a statewide basis. (g) "Preclearance" is used to refer to the obtaining of the dec:laratory judgment described in Section 5 or to the failure of the Attorney General to interpose an objection pursuant to Section 5. (h) "Submission" is used to refer to the written presentation to the Attorney General by an appropriate official of any change affecting voting. (i) "Submitting authority" means the jurisdiction on whose behalf a submission is made. (j) "Language minority" or "language minority group" is used, as defined in the Act, to refer to persons who are American Indian. Asian American, Alaskan Natives, or of Spanish heritage. Sections 14(c)(3) and 203(e). See 28 CFR Part 55, Interpretative Guidelines: Implementation of the Provisions of the Voting Rights Act Regarding Language Minority Groups. § 51.3 · Delegation of auth«lty. The responsibility and authority for determinations under Section 5 have been dele ated b the Attorne General to the Assistant Attorney Genera. Civi Rights Division. With the exception of objections and decisions following the reconsideration of objections, the Chief of the Voting Section is authorized to act on behalf of the Assistant Attorney General. § 51.4 Date used to determine coverage; Hat of covered jurisdle1lon~ (a) The requirement of Section 5 takes effect upon publication in the Federal Register of the requisite determinations of the Director of the Census and the Attorney General under Section 4(b). These determinations are not reviewable in any court. Section 4(b). (b) Section 5 requires the preclearance of changes affecting voting made since the date used for the determination of coverage. For each covered jurisdiction that date is one of the following: November 1, 1964; November 1, 1968; or November 1. 1972. (c) The Appendix to this part contains a list of covered jurisdictions, together with the applicable date used to determine coverage and the Federal Register citation for the determination of coverage. § 51.5 Termination of coverage (bailout). A covered jurisdiction may terminate the applica ti on of Section 5 (or bail out) I I !I t I: 1: ) I\ I I r. 1 Federal Register I Vol. 50, No. 87 I M~nday, May 6, 1-986 / ~posed Rules 19125 by obtaining the declaratory judgment described in Sedion 4(a) of the Act. Effective on and after August 5, 1984: Section 4( a) authorizes a political · subdivision of a covered State to bring a · declaratory judgment action for the termination of coverage. · · § 5 1.11 Political aubunlts. All political subuniiB within 8 covered jurisdiction (e.g., countie~. cities, school districts) are subject to the requirement of Section s. § 5 1.7 Political partJes. Certain activities of political parties are subject to the preclearance requirement of SectionS. A change affecting voting effected by a political party is subject to the preclearance requirement: (1) If the change relates to a public electoral function ofthe party and (2) if the party is acting under · authority explicitly or implicitly granted ,by a covered jurisdiction or political subunit subject to the preclearance i'equirement of Section s. For example, changes with respect to the recruitment of party members, the conduct of political campaigns, and the drafting of party pla tforms are not subject to the preclearance requirement. Changes with respect to the conduct of primary elections at which party nominees, delegates to party conventions, or party omctals are chosen a1 e subject to the preclearance requirement of Section 5. Where appropriate the term "jurisdiction" (but not "covered jurisdiction") includes political parties. i 51.1 Seetlon 3 ~- Under Section 3(c) of the Act. a court in votint~ rights litigation can order as relief that a jurisdiction not subject to the preclearance requirement of Section 5 preclear its voting changes by submitting them either to the court or to the Attorney General. Where a jurisdiction is required under Section 3{c) to preclear its voting changes, and it elects to submit the proposed changes to the Attorney General for preclearance, the procedures in this part will apply. § 5 1.t Computation of time. (a) The Attorney Gen9ral shall have 60 days in which to interpose an objection to a submitted change affecting voting. (b) Except as specified in §§ 51.37, 51.39, and 51 .42 the 60-day period shall commence upon rece ipt by the Department of Justice of a submission. (c) The 50-day period shall mean 60 calendar days. with the day of receipt of the submiss ion not counted. If the final day of the period should fall on a Saturday. Sunciay. any day designated as a holiday by the President or Congress of the United States. or any other day that is not a day of regular business for fhe Department of Justice, the Attorney General shall have until the close of the next full business day in .which to interpose an objection. The · date of the Attorney General's ·response shall be the date on which it is mailed to the submitting authority. § 5.1.10 Requirement of action for declaratory judgment 01 submlNion to .the Attorney General. ~ction 5 requires that. prior to enforcement of any change affectint~ voting, the juriadiction that has enacted or seeks to administer the change must either: (1) Obtain a judicial determination from the U.S. District Court for the District of Columbia that deniJ~I or abridgment of the right to vote an account of race. color, or membership in a 'language minority group is not the purpose and will not be the effect of the change or (2) make to the Attorney General a proper submission of the change to which no objection is interposed. It is unlawful to enforce a chant~e affecting voting without obtaining preclearance under Section 5. The obligation to obtain auch preclearance ill not relieved by unlawful enforcement. § 51.11 Right to bring auit. SuOIIUSSlOn to me Attorney Gene! a} does not affect the right of the aubmitting authority to bring an action in the U.S. District Court for the District . of Columbia for a declaratory judgment that the change affecting voting does not have .the prohibited discriminatory purpose or effect. § 51.12 Scop. of requiNmenl Any change affecting voting. even tbough it appears to be minor or indirect, even though it ostensibly expands voting righta. or even though it is designed to remove the elements that caused objection by the Attorney General to a prior submitted change. must meet the Section 5 preclearance requirement. § 51.13 E.xamples of cMnges. Changes affecting voting include. but are not limited to, the following examples: · (a) Any change in qualifications or eligibility for votint~. (b) Any change concenling registration. balloting. and the counting of votes and any change concerning publicity for or assistance in registration or voting. (c) Any change with respect to the use · of a language other than English in any aspect of the electoral process. (d) Any change in the boundaries of voting precincts or in the location of polling pia~. (e) Any change in the constituency of an official or the boundaries of a voting unit (e.g .. through redistricting, · .annexation, de annexation, incorporation, reapportionment. changint! to at-large elections from district elections, or changing to district elections from at-large elections). (f) Any change in the method of determinint~ the outcome of an election (e.g., by requiring a majority vote for election or the use of a designated post or plaa! system). (g) Any change affecting the eligibility of persons to become or remain candidates, to obtain a position on the ballot in primary or g1lneral elections, or to become or remain holders of elective offices. (h) Any chant~e in the eligibility and qualification procedures for independent candidates. (i) Any change in the term of an elective office or an elected official or in the offices that are elective (e.g., by shortening the term of an office, changing from election to appointment · or staggering the terms of offices). (j) Any change affecting the necessity of or methods for offering issues and propositiona for approval by referendum. (k] Any change affecting the nght or ability of persons to participate in political campaigns which is effected by a jurisdiction subject to the requirement of Section s. § 51.14 Recurrent practices. Where a jurisdiction implements a practice or procedure periodically or upon certain established contingencies, a chang1l occurs: (1) The first time such a practice or procedure is implemented by the jurisdiction, {Z) when the manner in which such a practice or procedure is implemented by the jurisdiction is changed, or (3) when the rules for determining when such a practice or procedure will be implemented are changed. The fa ilure of the Attorney General to object to a recurrent practice or procedure constitutes preclearance of the fu ture use of the practice or procedure if its recurrent nature is clearly stated or described in the submission or is expressly recognized In the final response of the Attorney General on the merits of the submission. § 51 . 15 En•bllng Jevlalatlon and contingent or nonuntform ~ts. (a) The failure of the Attorney General to interpose an objection to legislation: (1) That enables orpermits & • ... . · r 19126 Federal Register I Vol. 50, No. 87 I Monday, May 6, 1985 I Proposed Rules r ulitica l subunits to institute a voting • hange or (2] that requires or enables ;~ olitical subunits to institute a voting l' hange upon some future event cir if they ratisfy certain criteria does not exempt the political subunit ·itself from the requirement to obtain preclearance when its seeks or is required to institute the change in question, unless implementat~n by the sub1,mit is explicitly inc1uded anJ described in the submission of such parent legislation. (b) Such legislation includes for example: (1] Legislation authorizing . counties. cities. or school districts to institute any of the changes described in § 51 .13. (2] legislation requiring a political subunit that chooses a certain form of government to follow specified election procedures, (3) legislation requiring or authorizing political subunits of a certain size or a certain location to institute specified changes, (4] legislation requiring a political subunit to follow certa in practices or procedures unless the subunits charter or ordinances specify to the contrary. § 51.16 D~stinction between changes in procedure and changes in substance. The failure of the Attorney General to interpose an objection to a procedure for instituting a change affec ting voting n t xem t the substantiVe chan e from the preclearance requirement. For example. if the procedure for the approval of an annexation is changed from city council approval to approval in a referendum, the preclearance of the new procedure does nof exempt an annexation accomplished under the new procedure from the preclearance requirement. · § 51.17 Special elections. (a] The conduct of a special election (e.g., an election to fill a vacancy; an ini tiative. referendum. or recall election: or a bond issue election] is subject to the preclearance requirement to the extent that the jurisdiction makes changes in the practices or procedures to be followed. (b) A jurisdic tion conducting a referendum elec tion to ratify a change in a practice or procedure that aff'!cts voting may submit the change to be voted on at the same time that !I submits any changes involved in the conduct of the referendum election. A jurisdiction wishing to receive preclearance for the change to be ra ti fied should state clearly that such preclearance is be ing requested. See § 51 .22 below. § 51.18 Court-ofdered eha~es. {a] Changes affecting voting that are specifically ordered by a Federal court as a result of the court 's equitable jurisdiction over an adversary proceeding are not subject to the preclearance requirement of Section 5 . . Changes designed or formulated by a Federal court are not subject to preclearance merely because the court in fashioning a remedy seeks to effectuate legitimate policies of the jurisdiction. When. however. a jurisdiction submits and a Federal court then adopts a proposed change reflecting the policy choices of jurisdiction officials. the change is - subject to the preclearance requirement of Section 5. For example, if a Federal · courtTmds a jurisdiction's districting plan unconstitutionally malapportioned or discriminatory, a remedial plan prepared on behalf of the jurisdiction cannot be ordered Into effect and implemen.ted Y{ithout preclearance. except when the court concludes that ·exigent circumstances (e.g., impending elections) warrant use of such a plan on an interim basis. That the jurisdiction lacks authority under State law to redistrict on its own does not alter the application of this rule. (b) Where a court-ordered change is no_t itself subject to the preclearance requirement. subsequent changes necessitated by the court order but decided upon by the jurisdiction are subject to the preclearance requirement. or examp e. a oug a cour -or ere districting plan may not be subject to the preclearance requirement, changes in voting precincts and polling places made necessary by the new plan remain subject to SeCtion 5 . . § 51.19 Requnt for nottfieetlon conc:emi~ voting litigation. A jurisdiction subject to the preclearance requirement of Section 5 that becomes involved in any litigation concerning voting is requested prpmptly to notify the Assistant Attorney · General, Civil Rights Division. Department of Justice, Washington. D.C. 20530. Such notification will not be considered a submission under Section 5. Subpart a-Procedures for Submission to th-e Attorney General § 51.20 Form of submiulons. Submissions may be made in letter or any other written form . § 51.21 _Time of submluions. Changes affecting voting should be submitted as soon as possible after they become final. § 51 .22 Premature submissions. The Attorney General will not consider on the merits: (a) Any proposal for a change affecting voting submi tted prior to final enactment or administrative decision or (b) any · proposed change which has a direct bearing on another change .affecting voting which has not received Seetin 5 preclearance. However, with respect to a change for which appToval by . referendum, a State or Federal court or a Federal agency is required, the Attorney General may make a determination concerning the change prior to such approval if the change is not subject to alteration in the final approving action and if all other action necessary for approval has been taken. § 51.23 Party and jurisdiction responsi!M for making submissions. (a) Cha~es affecting ;oting shall be submitted by the chief legal officer or ·· other appropriate official of the submitting authority .or by any other authorized person on behalf of the submitting authority. When one or more counties or other political subunits within a State will be affected, the State may make a submission on their behalf. Where a State is .covered as a whole, State legislation (except legislation of local applicability] or other changes undertaken or required by the State shall be submitted by the State. itical party (see § 51.7) may be submitted by an appropriate official of the political party. § 51.24 Address for submluiOns. · Changes affecting voting shall be mailed or delivered to the Chief. Voting Section, Civil Rights Division. Department of Justice, Washington, D.C. 20530. The envelope and first page of the submission shall be clearly marked: Submission under Section 5 of the Voting R~ghts Act. § 51.25 Withdrawal of submissions. If while a submission is pending the submitted change is repealed, altered, or declared invalid or otherwise becomes unenforceable, the jurisdiction may withdraw the submission. ln other circumstances. a jurisdiction may withdraw a submission at any time prior to a final decision by the Attorney GeneraL Notice bf the withdrawal of a submission must be made in writing. addressed to the Chief, Voting Sec tion. Civil Rights Division, Department of Justice, Washington, D.C. 20530. The · submission shall be deemed withdrawn upon receipt of sa id notice. provided that the Attorney General has not. theretofore made a decision either to preclear or object to the submission. ! ' ' I J 1 ~ ~ ' \1 I r ' ~ * I I ' , Federal Register I Vol. 50, No. 87 I Monday. May 6, 1~ I ptoposed Rules 19127 Subpart C-contents of Submissions § 51.26 General. (a) The source of any :nformation contained in a submission should be identified. (b) Where an estimate is provided in lieu of more reliable statistics, the · submission should identify the name, position, and qualifications of the person responsible for the estimate and should briefly describe the basis for the estimate. (c) Submissions should be no longer than is necessary for the presents tion ·of the appropriate information and materials. · (d) A submitting authority that desires the Attorney General to consider any informatioR supplied as part of an earlier submission may incorporate such information by reference by stating the date and subject matter of the earlier submission and identifying the relevant information. (e) Where information requested by this subpart is relevant but not known or available, or is not applicable, the submission should so state. § 51.27 Required contents. Each submission should contain the following information or documents to enable the Attorney General to make the required determination pursuant to ect1on w1t respec o change affecting voting: (a) A copy of any ordinance, enactment, order or regulation embodying a change affecting voting. (b) U the change affecting voting either is not readily apparent on the face of the document provided under paragraph (a) or is not embodied in a document, a clear statement of the change explaining the difference between the submitted change and the prior law or practice, or explanatory materials adequate to disclose to the Attorney General the difference between the prior and proposed situation with respect to voting. (c) The name. title. address. and telephone number of the person making the submission. (d) The name of the su'?mitting authority and the name cf tpe jurisdiction responsible for the change. if different. . (e) If the submission is not from a State or county, the name of the county and State in which the submitting authority is located. (f) Identification of the person or body responsible for making the change and the mode of decision (e.g .. act of State legislature, ordinance of city council. administrative decision by registrar). (g) A statement identifyins the statutory or other authority under which the jurisdiction undertakes the change and a description of the procedures the jurisdiction was required to follow in ·deciding to undertake the change. (h) The date of adoption of the change affecting voting. (i) The date on which the change is to take effect. (j) A statement that the change has not yet been enforced or administered, or an explanation of why such a statement cannot be made. (k) Where the change will affect less than the entire jurisdiction. an explanation of the scope of the change . . (I) A statement of the reasons for the change. · (m) A statement of the anticipated effect of the change on members of racial or language minority groups. (n) A statement identifying any past or pending litigation concerning the change or related voting practices. (o) A Statement that the prior practice has been precleared (with the date) or is not subject to the preclearance requirement and a statement that the procedure for the adoption of the change has been precleared (with the date) or is not subject to the preclearance requirement. or an explanation of why such statem~nts cannot be made. · Other information that the Attorney General determines is require for an evaluation of the purpose or effect of the change. Such information may include items listed in § 51.28 and is most likely to be needed with respect to redistricting, annexations, and other complex changes. In the interest of time such information should be furnished with the initial submission relating to voting changes of this type. When such information is required, but not provided. the Attorney General shall notify the submitting authority in the manner provided in § 51.37. f 51.21 Supplem«rtaa contents. Review by the Attorney General will be facilitated if the following information. where pertinent, is provided in addition to that required by § 51.27. - (a) Demographic information. (1) Total and voting age population of the affected area before and after the change. by race and language group. If such information is contained in publications of the U.S. Bureau of the Census, reference to the appropriate volume and table is sufficient. (2) The nu111ber of register voters for the affected area by voting precinct before and after the change. by race and language group. (3) Any estimates of population. by race and language group. made in connection with the adoption of the change. (b) Maps. Where any change is made that revises the constitutency that elects any office or affects the boundaries of any geographic unit or units defined or employed for voting purposes (e.g .. redistricting. annexation. change from district to at-large elections) or that changes voting precinct boundaries, . polling place locations, or voter registration sites. maps in duplicate of. the area to be affected. containing the following information: (1) .The prior and new boundaries of . the voting unit or units. · · , (2) The prior and new boundaries of voting precincts. (3) The location of racial and language minority groups. (4) Any natural boundaries or geographical features that influenced the selection of boundaries of the prior or new units. (5) The location of prior and new polling places. . (6) The location of prior and new voter registration sites. (c) Election returns. Where a change may affect the electoral influence of a racial or language minority group. returns of primary and general elections conducted by or in th~ ju~sdictio~, (1) The name of each candidate. (2) The race or language group of each candidate, if known. (3) The position sought by each candidate. (4) The number of votes received by each candidate, by voting precinct. (5) The outcome of each contest. (6) The number of registered voters. by race and language group. for each voting precinct for which election returns are furnished. Information with respect to elections held during the last ten years will normally be sufficient. (d) Language usage. Where a change is made affecting the use of the language of a language minority group in the electoral process, information that will enable the Attorney General to determine whether the change is consistent with the minority language requirements of the Act. The Attorney General's interpretation of the minority language requirements of the Act is contained in Interpretative Guidelines: Implementation of the Provisions of the Voting Rights Act Regarding Language Minority Groups, 28 CFR Part 55. (e) Publicity and participation. For submissions invol\'ing controversial or potentially controversial changes, evidence of public notice: of the • •• 19128 Federal Register / VoL 50, No. 87 / Monday. May 6, 1..985 / Pro~ Rules opporttmity for the public to be heard, and of the opportunity for interested parties to participate in the decision to adopt the proposed change anci an account of the extent to which such participation, especially by minority group members, 'in fai:t took place. Examples of materials demonstrating public notice or participation include: (1) Copies of ne~paper articles discussing the proposed change. (2) Copies "f public notiees that describe tM propos~ ~nge and invite public comment or participation in hearings and statements regarding where such public notices appeared (e.g., ae~paper, ra-dio, 1ll' television, posted in public buildings, sent to identified ind;yjduals Of' groups). (3) Minutes or accounts of public hearings concerning the proposed change. (4) Statements. speechea, an-d other public communicatioas eoncerning the proposed change. (5) Copies of comments from the general public. (6) Excerpts from legislative journals containiJ!8 discussion of a submitted enactment. or other lliateri.als revearmg its Jeg:isla tive plll'pase. · · (fJ Availability of the ~issioa. Copies of public DOtices that announce the submission to the A.ttomey General. mform Hie pu1:ihc that I eoRlptete duplicate copy of the submission is available for public inspection {e.g~ at . the count}' courthouse) and invite comments for the consideration o{ the Attorney ·General and statements regarding whe~ such public notice appeared. (g) MiJtOritygroup cO!IJocts. For submisaions from juriadic:tions having a significant minority popldation. the names. addresses. teiepbone l'lWllheu. and organiutionai affiliaticD (if lillY) or racial or language minority grovp · members residing in the ~ction who can be expected to be familiar with the prcposed change or who ha~ been active in the political process. Subpart D-Communications From Individuals and Groups § 51.29 Oommanleations conc:eiilfng voting c:h8nfes. · Any individual or group may send to the Attorney General information concerning a change affecting voting in a jmisdictian to which Section S applies. {a} Communications may be in the form of a letter stating the name, address. and telephone nomber of the individual or group. describing the allege-d change affecting voting and setting forth evidence 1'egarding whether the change has or does not have a discriminatory purpose of effect. or simply bringing lo the attentlcn of the Attorney General the fact !hat .a voting change hai occurred. (b) The wmmunicati.ons ihould be mailed to the Chief. Voting SeCtion Civil Rights Division, Department of Jwatice, W•sliington. D.C . .t0530. The eRvel.ope and fU'st page should be marked: Comment l.IBder Section .S Df the V ating RighU Acl . (c) Conurients by i.ndiriduaia or groups concerning any change al;iiecUng vnting may be sent at UJY time: hownrer, individuals and groopa are enc:ouraged to ~mment as ~oan u they ieam of the change. (d) Department of justice officials and employeM shall comply 'With the request of any individual that his or her identity .not be disclosed to any person outside the Department. to the extent permitted by the Freedom of Information Act. S U.S.C. 55Z. In addition, whenever i1 appears to the Atto~y General that disclosure of the rdentity of an . individual who provided information regarding a change affecting v{)ting "would constitute a clearly unwarrante-d invasion of personal privacy• under S U.S.C. 552(b]t6J, the identity of the indivi.dual shall not be disclosed to any person outside the Department {e) When a.a individual Dr group desires the Attorney General !o c.o.n.aider information that wu supplied in connection with an earlier submission. it is ll{Jt necesaary 1o resubmit the informatiou but merely to identify the earlier ~&ion and tlte relevant informatioiL § 51.30 Action on ~uolc:atloo. from lndtvkluate or ;roa~ (a) If there has a~y been a submi.saion !'e'Cei~ of the change affecting voting brottghi tn tile attention of the Attorney Crl!neral by an individual or group. any evidence from the individual or group &han ~ cons'idered along with the materials submirte-d and materials rel'lllti!'tg ~m ~ny investigation. (b ) lf such a submissiDn has not been received, the Altomey General ihan advise the appropriate jurisdiction of l1:l.e requirement of Section 5 with respect to the change in ~uestion. § 51.21 co-"'lieMio41S.conc:eminf votmt 8Ufta. Individuals and groups are urged lo notify the Chief. Voting Section, Civil Rights Division, of litigation concerning voting in jurisdictions subject to the requirement of Section 5. § 51.32 Establishment and maintenance of registry of Interested lndlvl~.and . . groups. The Allorney Gener.al shall establish and maintain a Registry oi Interested Individuals and Groups. w.hich sllall contain the name and address of any individual or ,group that wishes to receive natk:e of Section 5 svbmissions. Information relating to this re8istry and to the requirements of the Privacy Ad of 1974, 5 U.S.C . S52a ef seq .• is contained in JUSTICE/CRT-oo4.. 48 FlU3.34 [Feb. 4, ~~ . . Subpart E-Proeesstrig of Submlsalons I 5 ua Notice to reglettauts conc:emw,g submissions. Weekly notice of JWbmi.uions that ha¥e been receiV1!rl will be given tD the individuals and ~who ban regiStered for tru. pur.pose onder § 51.32.. Such notice will also be given with respect to deaara tory indgment a cti ems fHed pcu:suant to Section 5. § 51.3-4 Expedited consideration. (a) When a submitting authority is required under Stare Law OT 1ocal ordinance u othenvise finds it neeessary to imp lemeill a change within the ~period f.ollowing snbmission. jt my request that 1he submia:sion be given ~ted c:onsi.cier:a1io!l. 'The submission should expiai:o why sud~ consideration is needed and provide the date by which a delennlmuicn is required. · (b) Jllrisdiciions ahouid endeavor lo pian far~~ ill arlsraru:e 3d that expedited consider-ation wili not be required~ sdiould aot rontineiy request ncb roc:rs;deration.. When~ submitting aathmity demanstnates good caae far expe!UUd am:s:ideration the Attomey General will atiempt 1o ~k.e a decision by the date requested However. the AiSomey General c:umot guarantee that auch c:ansidera:tion can be given. (c) Notice ol tise request fur expedited cousidenltioa will be given to interesterl parties registered under § .s1.32. § 51.35 ~ of Jnap,.opriate IUbmlselona. The Attorney Crl!neral will rna~ no response o.n the meri.ta with respect to an .inappropriate submi.siioo but will notify the subm.it.tin,g auiliority cl the inappropriateness of the subminion. Such notification w.ili be made as promptly as posaih1e ,and no 1a~ than the 60th day following receipt and will include an expl.ana tion of the inappropriateness of the submission. lnappropricrte submissions include the f j• \~ '· ' i c ' . Federal Register I Vol. so. No. 87 I Monday. May 6, 1985 I ·Proposed Rules 19129 submission of changes that do not affect voting (see, e.g .. § 51.13), the submission of standards, practices, N procedures that have not been changed (see e.g., § § 51.4, 51.14), the submission of changes that affect voting but are not subject to the requirement of Section 5 (see, e.g., § 51.18), premature . submission·s (see § 51.22). and submissions by jurisdictior.s not subject to the requirement of Section 5 (see § § 51.4. 51.5). § 51.3& Release of Information concerning aubmlsslona. The Attorney General shall have the discretion to call to the attention of the submitting authority or any interested individual or group information or comments related to a submission. § 51.37 Obtaining Information from the aubmltting authority (a) lf a submission does not satisfy the requirements of§ 51.27. the Attorney General may request any omitted information from the submitting authority and. upon requesting such information, shall advise the submitting authority that the 60-day period will not commence until such information is received by the Department of Justice. Only that information considered necessary for evaluation of the submitting authority. The request shall be made as promptly as possible after receipt of the original inadequate submission, and only the first such request shall operate to begin anew the 60-day period in which the Attorney General may interpose an objection. (b) A copy of the request shall be sent to any party who has commented on the submission or has requested notice of the Attorney General's action thereon. (c) If. after a request for further · information is made pursuant to this section. the information requested becomes available to the Attorney General from a source other than the submitting authority, the Attorney General shall promptly notify the submitting authority, and the 60-day period will commence upon the date of such notifica lion. . (d) Notice of the requesl! for and receipt of further information will be given to interested parties registered under § 51.32. · § 51.38 Obtaining lnformatlon from others. (a) The Attorney General may at any • time request relevant information from governmental jurisdictions and from interested groups and individuals and may conduct any investigation or other inquiry that is deemed appropriate in making a determination. (b) If a submission does not contain evidence of adequate notice to the public, and the Attorney General believes that such notice is essential to · a determination, steps will be taken by the Attorney General to provide public notice sufficient to invite interested or affected persons to provide evidence as to the presence or absence of a discriminatory purpose or effect. The submitting authority shall be advised wheri any such steps are taken. § 51.39 Supplementary aubmlsslonL When a submitting authority provides documents and written 'information materially supplementing a submission (or a request for reconsideration of an objection} for evaluation as if part of its original submission. or, before the expiration of the 60-day period, makes a secorid submission such that the two submissions cannot be independently considered, the 60-day period for the original submission will be calculated from the receipt of the supplementary information or from the second submission. § 5 UO Failure to complete aubmiaalona. If after 60 days the submitting authority has not provided further information in response to a request made pursuant to § 51.37{a), the . circumstances and consistent with the burden of proof under .Section 5 described in § 51.51 (b) and (d), may object to the change. giving notice as specified in § 51.44. § 51.~1 Notification of dedalon not to object. (a) The Attorney General shall withiri the 60-day period allowed notify the submitting authority of a decision to interpose no objection to a submitted change affecting voting. (b) The notification shall state that the failure of the Attorney General to object does not bar subsequent litigation to enjoin the enforcement of the change. (c) A copy of the notification shall be sent to any party who has commented on the submission or has requested · notice of the Attorney General's action thereon.- § 51 . ~2 Failure of the Attorney General to respond. 1t is the practice and intention of the Attorney General to respond to each submission within the 60-day period. However, the failure of the Attorney General to make a written response within the 60-day period constitutes preclearance of the submitted change, provided the submission is addressed as specified in § 51.24 and is appropriate for a response on the merits as described in § 51.35. § 51.43 Reexamination of decision not to object After notification to the submitting authority of a decision to interpose no objection to a submitted change affecting voting has been given, the Attorney General may reexamine the submission if, prior to the expiration of the 60-day period, information indicating the possibility of the prohibited . discriminatory purpose or effect is received. In this event. the Attorney General may interpose an objection . provisionally and advise the submitting authority that examination of the Change in light of the newly raised issues will continue and that a final decision will be rendered as so~>n as possible. . - § 51.44 Nottflcatlon of decision to object. (a) The Attorney General shall within the 60-day period allowed notify the submitting authority of a decision to interpose an objection. The reasons for the decision shall be stated. (b) The submitting authority shall be advised that the Attorney General will reconsider an objection upon a request by the submitting authority. c The submittin authori advised er at notwi stan mg e objection it may institute and action in the U.S. District Court for the District of Columbia for a declaratory judgment that the change objected to by the · Attorney General does not have the prohibited discrimina tory purpose or effect. (d) A copy of the notification shall be sent to any party who has commented on the submission or has requested notice of the Attorney General's action thereon. (e) Notice of the decision to interpose an objection '\\i ll be given to interested parties registered under § 51.32. § 51.~5 Request for reconsideration. (a] The submitting authority may at any· time request the Attorney General to reconsider an objection. · (b) Requests may be in letter or any other written form and should contain relevant informa tion or legal argument. (c) Notice of the request will be given to any party who commented on the submission or requested notice of the Attorney General's action thereon and to interested parties registered under § 51.32. In appropriate cases the Attorney General may request the submitting authori ty to give local public notice of tJote request. .. . 19130 .Federal ,F-ag-/ Voi. 50, No. 87 I Monday, May a, 1985 / Proposed Rules § 51.46 Reconsideration of objection at the Instance of the Attorney GeneraL · (a ) Where there appears to have been a substantial change in operative fact or relevant law, an objection may be reconsidered. if it is deemed appropriate, at the instance of the Attorney General. .. , · (b) Notice of such a decision to · reconsider shall be given to the submitting authority. to any party who commented on the aubmia.sion or requested notice of the Attorney General's action thereon. and to . interested par!ies registered under § 51.3Z, and the Attorney General shall decide whether to withdraw or to continue the objection only after such persons have had a reasonable opportunity I? commenl § 51.47 Conference. (a ) A submitting authority that has requested reconsideration of an objection pursuant to § 51.45 may request a conference to produce information or legal argument in support of reconsideration. (b) Such a conference shall be held at a location determined by the Attorney General and shall be conducted in an informal manner. (c) When a submitting authority requests such a confeT"ence, individuals or groups that commented on the change prier te !:Be Attemey CA!neral's ebjeetioo or that seek to participate in response to any notice of a request for reconsideration shall be notified and given the opportunity to confer. (d) The Attorney General shall have the discretion to hold separate meetings to confer .,.,i th the submitting authority and other interested groups or individuals. (e) Such conferences will be open to the public or to the press only at the discretion of the Attorney General and with the agreement of the participating parties. § 51 .48 Decision after reeonslderatlon. (a) The Attorney General shall within the SO-day period following the receipt of a reconsideration request or following notice given under§ 51.46{b) notify the submitting authority of the decision to continue or withdraw the objection, provided that the Attorney Geru-:ral shall have at least 15 days followi~ any conference that is held in which to decide. The reasons for the decision shall be stated. (b) The objection shall be withdrawn if the Attorney General is satisfied that the change does not have the purpose and will not ha ve the effec1 of . discriminating on account ol r4lce. c~or. or membership in a language mioority group. . (c) II the objection is not withdrawn. the -submitting authority shall be advised that notwithstanding the objection !t may institute an action in the U.S. District Court for the District of Columbia for a declarawry judgment that the change objected to by the Attorney General does not have the prohibited purpose or effect. . (d) A copy of the noti£cation shall be sent to any party who bas commented on the tubmisskm or reoonsideration or has request notice of the Attorney General's action thereon. (e) Notice of the decision after recensidera:tion will be given to interested parties registered under § 51.32. § 51.49 Absence of judicial review. The deciSion of the Attorney General not to object to a .submitted change or to withdraw an objection is not , reviewable. However. SectionS stat~ "Neither an affirmative indication by the Attorney General that no objection will be made, nor the Attorney General's failure to object. nor a declaratory judgment entered under this section shall bar a sub~uent action ta enjoin enforcement of such qualification. prerequisite, standard. practiu, or procedure." § 51.59 Rec«ds coneemlng ltlblnlssious. (a) Section 5 fUea:The Attorney General shall maintain a Section 5 file for each submission, c;ontaining the submission, related written materials, correspondence. memoranda. investigative reports, notations concerning coc.ferences wi-th the submitting authority or any interested individual ar group, and copies of a:DY letters from the Attorney General concerning the submission. (b) Objection files: Brief summaries regarding each submission and the general findings of the Department of Justice investigation and decision concerning it wi.n be prepared when a decision .to interpose. continue. or withdraw an objection is made. Files of these summaries. arranged by jurisdiction and by the date upon which such decision is made, will be maintained. (c) Computer file: Records of all submisaions and of their .dispositions by the Attorney General shall be electronica..lly sWred and periodically retrie\•ed m the .form of computer printouts. (d) The contents {)f the above described fiies, either in paper or in microfiche fonn. s-hall be available for inspection and copying by the public -·· --·· . -·- ---- -------- during normal business hour! at the Voting Section, Civil Rights Division, Department of Jusfice. Washington. D.C. Materials that are exempt from inspection under the Freedom of Infonnation Act. 5 U.S.C. 552(b). may be withheld at the discretion of the AHorney Gener-a!. Communications from individuals who haW! request-ed confidenttanty or with respect to whom the Attorney General has detennined that confidentiality is appropriate under § 51.29(d) shall be available only as provided by § 51.29(d). Applicable fees. ii any, for the copying of the contents of these files are contained in the Departmen1 of Justice regulations implementing th.e F1"eedom of Information M Z8 CFR 16.10. Subpart F-D.termlnatlons by the Attorney General f 51.51 In generaL (a) Basic standard. Section 5 provides for submia&ion t1l the Attorney General as an .alternative to the seeking of a declaratory judgment from the U.S. District Court for the District -of Columbia. Therefore, the Attorney General shall make the same determination that would be made by the court in an action for a declaratory judgment under "Section 5: Whether the submitted change has the purpose or will have the effed of ch:myhlg m abridging the .righ1 to vote .on account-of race, calor, or membership in a .langua~e minority group. (b) B~rderr of proof The burden of proof on a submitting authority when it submits a cliange to the Attorney General is the same as it would be if the change were the ·subject of a declaratory judgment action m the u.s. District Court for the District of Columbia. See South Carolino v. Katzenbach, 383 U.S. 301, 335 (1966J. (c) lnfonnation considered. The Attorney General shall base a determination on a review of material presente{j by the submitting authority, relevant information provided by individuals or groups. and the results of any investigation conducted by the Department of Justice. (d) Nature o! the deie.nninalions. (1) If the Attorney General determines that a submitted change does not have the prohibited purpose ex .effect, no • objection aha:il be inte!1)osed to the change. (2) If the Attorney General determi-nes that a submitted change has the prohibited purpo~ or effect. an objectioo shall be interposed to the change. I I I Federal Register / Vot. 50, No. 87 I Monday. May 6, 198 {3) rr the evi-denc~ as to the purp-ose or effect of a change is conflicting allrl the Attorney General is unable to det-ennine that the submitted change does not have the prohibited pmpcrse or effect an objec tion shall be interposed to- the change. · · § S 1.52 Changes with 1 dlacrtmlnatory purpose. The Atto"mey General will :Wject to a change affecting voting· that is. undertaken far a racially disc.rimi.D.atory purpose or a parpose to di..sc.riminate on the basis of membership in a language minority group. See City of Richmor:~d v. United States. 4Z2 U.S. 358, 3i'8 (1975). § 5 1.5.3 Ctmnges wtth I dlsailaiAatory effect. The.Attorney General will object to a ·change affecting \loting that willie-ad to a retro-gression in the position o/. members of a racial or language minority group (i.e.., will make members of such a group worse off than they had been before the change} with respect to their effective exercise of th~ elect«al franchise. See Beer v. United States, 425 U.S. 130. 140-142(1976). ~ere retrogression is unavoid~e. how~r. the Attorney General will not object to a retrogressive chauge that nonetheless fa irly reflects minority voting strength as it exists. See City of Richmond v. United 'itntes Q2 I I S 1SA JZQ...,l;zi (19o"'Jij § 5 1.54 CAanges that violate the Constftutlon Of' other Federal statutes. Because Section S is designed to safeguard the right to vote from discrimination on account of race. color. or membership in & wn;J.~ mirronty group. the At1orney General wiH object to a change affecting \IOti!l{! that has been shown to deny or ab:'jdge the right to vote in violation of the Fifteenth Amendment to the Constitution 01' any other constitutional or statutory provision providing this safeguard a~inst discrimination. Such sta-tutory provisions include 4Z U.S.C 1971 fa) and (b) and Sections 2, 4(a), 4(f)(ZJ, 4{f)(4), 203(c). and Z08 oi th.e Vo.til::lg Right£ Act. § 51 .5.5 lltelevant factors. The uis.tence oi a veasgnahle a.nd legitimate justifLCati-oo for a mbmitted change is generally highly re~-e:va:nt in evaluating that change 1mde:f SectionS. Also generalty rel>ev~ i& t1!e ex~ to which the jtlrfsdiction afforrlerl members of raoal and Fa::nguage rrrinetrity groops an opportunity ro part'icipateW. the decis ion to make the change and took their concerns into account in making the change. Departures from objective guidelines and fair and conventional procedures in adopting the change are likely to be particularly relevant. f 51.56 ~anzed lbndllrds fer certain types of changes. ( 8} Introduction. Many of the types of chanses alfecting ming are listed in · § 51.13. This sectiott and the sections that foll6w set forth standard!t-in addition to those set forth a-bove-that are ased by the- Attomey Generai il\ ~e-wing retiistrictings (!ee I 51.57], eh~ in ele-cWral gystemtl (s~ § 51.58}. and annexations fsee I 5-1.59}. fl>J· &sic principles. The basic ·principles relied upon b,. ~ A~tm~ey Genera.J in deciding whether etr not to object W. changes inYolving ~esentation are defined in the foUQIW'ing ~s; Gonll11iQfl· v. Lighifoot, J6ll U.S. 339 {1960); Wl!ikomo "· Choris, 403 U.S. 124 (1971)~ W.h.i.te v. Beges.ter, -412 U.S. 755 (1973J; City ofRichmondv. Um'ted States. 422 U.S. 358 tWSJ: JJeer v. United States . .f25 U.S. 130 (1!rn7)~ · United fe•wish Orgcmizatiomr of Williamsburg. Jrrc; v. Carey. 436 U.S. 144 (1977); Col7f!orv. F'mcft. 4'31 U.S. 407 (19?7); City .of Mobr1e· Y. Bolde.tr. 446 U.S. 55 {1-960); C lty of Rome " · United States. 446 U.S. 156 (1980); .Rogers v. lodge. 456 U.S. 613 (1982); City of PrJrt Arthar "· United States. 459 U.S. 159 (1'982). fcl Section Z atJ o basis for rJIJ;'ectfon; (1) The At-tom~y Genera-l will fnferpose an objectron based upon vtclation of Section Z if there is- deer Mtd convincing evidppcp af spcb a riolation t&a:t remains ~~d by ~submitting aud!ority afrer it has- been !!'fforded a.n opportuni-ty to oo so. The ~- a{ proof remams. ae in Nits bro.!ght wnder Section %. on the party er part.le:s alleging 'riolation o{ tit~ sectiaH, amf J'!Ot on the sttmnitfi'ng authority. m A vioraooll of Section 2 mcey exiat- (i) Wh~e di~trict !:Met ll1'e drawn in a manner ~at =nasonabl'y fragmen.ts millority v~ Celrlantratioas, «" [iiJ Where m.tti-member districts Cll' an at-large electicD system submer~ minoricy voter ~s, · and where such fragment.atia.a or submergence reSli!ts in a deniai of accase Wt· ii.e ~w pr.eGeM for minority voters. (A denial of acC2SS is determined hy ~ena. tc. all r;;i tlur factcts that the Cmlgresso dsems relevant ta the Secticll 2 Woquizj;. lU borrowed. e,g.. from Wlu:te v • .R.egester. 412 U.S. 755 (1973). and r:ase.refe~d a1 S.. Rep. 91-U1. 97th Cozl8-,. 2d Ses&. 23 ll.Q... 7a & az. [3) A violation of Section 2. iso a.ot established merely upon a showing that 8 particular election system or aspect thereof or particular district lines are not designed in a manner likely to result in the election of one or more (or a proportional number of) representatives . . . bsed Rcles 19131 preferred by members oi a minority group. § 51.57 Redletddtllga.. (a) TI!e Attorney General wtn abtect to a redistricting plan: (1} Y: ~ Mibmitted pJim re:&cJs a discrillWla tory pm:pose. (2) If lillY si3Di.£iunt ted!XtioD of minority ¥Clift& strensth llllder the su~ pta,n Cr>CDpa-red t() JDiJlociiy ~ Jtreniih onder tie ex~ phm is aot required 1o achiefl! equal district pop\iJ.aotion or ~er- k!gitimal:e govemm.ental. goo&. (3) If the submittEd pl;an d:em011strab!y wcnilii result in a demai or abridgmen( oi ~ right. 110 vote in Yi.ola lion ol Secti<ml. See I S1.56(c:t, (b) The cil'c!!mlRances fuat Je&d te al! objet:t:ioo wiTh respect tG red;stricting p~ most oheft occur when some or· all . (){ the foll~ fact$ are fotmd to edst (1) There is a pl!'ttern of nrcial bloc TOting against cand:irlates who are the dtoi~ of members of minority groups. (2). Th.e submttte.d plan unnece£sarily fragments minority concentrations. (3) The submitted pl'an unneces.sarily over can.c.ent:ta!es mili.oritie.s ia one or more districts. (4) The jurisdiction rejected or refused to couider altem.ative pLans tllat would effa::ruat.e it. ~timate go~t'lliDeD!al · mtes:esta aRf:I woUld reduce m·montj voting strength less than the subGW"ted pHlD did.. (c)' Oliter rm.vant faEtms- far de tel'Ill.ipjng whether- a bam fDr objection by the ~ey Gem;:ral exists are:: (1] Tlw exf~Rt f'9 which minorities )tan been deni€d an· ~·eal Qppornmity to paorti~te in lhe nriol!'S poiitieaf activities that take place m the juri~ f2) The extent ta wntclr mirroritres Inn~ bee.- denie-d an eqtraf opportmn"ty ta influ-ence elections· that rake place in the j'nrisdictioa and to influence the decision-making- of ell!cted officials in the jurisdiction. (3J The ruent to which confinuing. effects of past diac.riminafi.on ha-.re. resulted in hlwer vater registi:a.1ic.n. and eiecfiaa p.ar~c.ipatiDn. rates. for rninoi'ity il'Otlp rumhen than for o.th.et petso.tl.$.. (4) The extent t.Q. w:bi~h ~ ciis.trids created by IAe submitted plan needles.&l.y depart from tJbiecti¥e 11edi.s~ c;i!eria sudi a& compactness and contiguity or follow a uruque configuration that ineJq>licably disregards prior district boundaries. boundaries of districts of other contemporaneous plans. political boundaries. prior precinct boundaries. 19132 Federal Register I Vol. 50, No. 87 I Monday, May 6, 1985 I Proposed Rules na tural boundaries. or "manmade physical boundaries. (5) The extent to which the submitted plan is inconsis tent with the jurisdiction's sta ted redistricting standards. § 51.58. Changes In electoral ayatemL (a) The adoption of an at-large (jurisdiction-wide) system raises significant Section 5 issues, which courts have addressed on numerous occasions. See § 51.56(b). The Attorney General applies the principles extracted from that case law in assessing the permissibility of such changes. The same principles generally govern changes in other aspects of electoral systems, although the impact of these other changes on minority voting strength often is not as significant. Such changes include: use of numbered posts. anti-single shot provisions, candidate residency districts, or staggered terms; plurality versus majority vote requirements; increases or decreases in the size of elective bodies; and partisan versus nonpartisan elections. (b) The Attorney General will object to a change in a jurisdiction's electoral system: (1) If the change in the electoral system reflects a discriminatory u ose. (2) I e new system un atr y or unnecessarily reduces minority voting strength from its level \lllder the old system. (3) II the new system demonstrably would result in a denial or abridgment of the right to v<;>te in violation of Section 2. See § 51.56(c). (c) The circumstances that lead to an objection with respect to changes in electoral systems most often occur when some or all of the following facts are found to exist: (1) There is a pattern of racial bloc voting aga inst candidates who are the choice of members of minority groups. (2) The jurisdiction rejected or refused to consider alternative systems that would effectuate its legitimate . governmental interests and would reduce minority voting strength less than the adopting change did. (3) The change needlesslJ submerges minori ty concentrations into electoral uni ts in such a manner as effectively to deprive minority voters of equal access to the poli tical process. (d) Other relevant factors for determining whether a basis for objection by the Attorney General with respect to the use of an electoral system exists are: (1) The extent to which minorities have been denied an equal opportunity to participate in the various political activities that take place in the jurisdiction. . (2) The extent to which minorities have been denied an equal opportunity to influence elections that take place in the jurisdiction and to influence the decision-making of elected officials in the jurisdiction. (3) The extent to which the continuing effects of past discrimination have resulted in lower voter registration and election participation rates for minority group members than for other persons. ·§ 51.59. AnMxatlonL (a) Annexations are subject to Section 5 preclearance because they alter the composition of a jurisdiction's electorate. Thus, in analyzing annexations under Section 5, the Attorney General only considers the purpose and effect of the annexation as it pertains to voting. (b) Selective. The Attorney General will object if a jurisdiction's annexations reflect the purpose or have the effect of excluding minorities while including other similarly situa ted persons. will object to annexations if they reflect a discriminatQry purpose or if all three of the following criteria are satisfied: (1) The annexation will result in a significant reduction in a jurisdiction's minority population percentage. (This reduction is measured at the time of the submission or is based on projections into the reasonably foreseeable future.) (2) There is a pattern of racial bloc voting against candidates who are the choice of members of minority groups. (3) The electoral system to be used in the jurisdiction does not fairly reflect minority voting strength as it exists in the post-annexation jurisdiction. Subpart G-Sanctlon• § 51.50 Enforeem.nt by the A tto~y General (a) The Attorney General is authorized to bring civil actions for appropriate relief against violations of the Act's provisions, including Section 5. See Section 12( d). (b) Certain violations may be subject to criminal sanctions. See Secti ons 12 [a) and (c). § 51.61 Enforcement by. private partleL Private parties have .standing to enforce Section 5. § 51.62 S.r to termination of c:Qverage (bailout). (a) Effective on and after August 5, 1984, Section 4(a) of the Act requires that a jurisdiction seeking to have its coverage under Section 5 terminated (or to "bail out") must demonstrate compliance with Section 5, as described in Section 4(a). during the ten years preceding the filing of the bailout action and during its pendency. (b) For purposes of Section 4(a), a · jurisdiction shall not be deemed to have failed to comply with Section 5 by reason of an objection interposed and subsequently withdrawn (see § 51.48) by the Attorney General. (c) Notice of the filing of a bailout action will be given to interested parties registered under § 51.32. Subpart H-Petitlon To Change Procedures § 51.63 Who may petition. Any jurisdiction or interested . individual or group may petition to have these procedural guidelines amended. § 51.6-4 Form of petition. A petition un er t is su part may e made by informal letter and shall state the name. address, and telephone number of the petitioner. the change requested, and the reasons for the change. § 51.65 Obposltion of petition. The Attorney General shall promptly consider and dispose of a petition under this subpart and give notice of the disposition. accompanied by a simple statement of the reasons, to the petitioner. Appendix-Jurisdictions Covered Under Section 4(b) of the Voting Rights Act, As Amended The preclearance requirement of Section 5 of the Voting Rights Act. as amended. applies in the following jurisdictions. The applicable date is the date that was used to determine coverage and the date after which changes affecting voting are subject to the preclearance requirement. Some jurisdictions, for example. Yuba County. California, are included more than once because they have bee·n determined on more than one occasion to be covered under Section 4(b ). ., ·a 111 1 J 1 • ~ ~ t ; ~ ~ ~ ~ • · ~ • ; . ; ~ ~ ~ ;_ w ~, ~- ,@ '@ '·! ~ ~ ~ ~! ; ~,, ~ , @ ~ ~ ~!,! ~ ~~~ B8t8~ ~~~~~~' ' s~ ~ 8&~8 8 8 8. 8 8 ~~~~~ ~~~~N~a~~aaa~~a~~~~~a~~~~~aaaN~aa~~~~~~aa ~g u5 I >. ~ c: '. Q ~ ...__ ~ cl z g 15 i>...._ 'i ' ll ~ "E ""' i r~l • ~ r,tl t 1 t 1 jJjJ~ •~•~jf ~~ ~~ ~~~~~ s~•~• jf ~~~••• • . . . I I I ~ I I I I I I I I I I I I I I I .! 1 .,J.J .J .J .J .J .J . 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REGIST£A citation Texas ...... ·--·-········-····-··-·-·-·--·-··--··---·--··--·----· ···-do ·------,-------~ FR 43746.~---·-------- ~ 23. 1975. VIrginia ..... - ......... - - .. - ... ----.. ·-·---.. ·--.. -~--·--·--.... ---- Nov. 1, 1116ot_ · - 30 FR ie97 ·---·-----.. --- "14 7, 1965. The following political subdivisions in States subject to statewide coverage are also covered individually: Ari:ona: ~County______ Nov. 1, 18ell ·-·- 36 FR 58011 .. .:....._ loW. 27, 1971. AQec:N County.. --- Nov. 1, 1972 . .0 FR (!;422 . Oct. 22, 1975. Coct>iae County .. __________ .. Nov. 1. 111ee . · ____ ... 36 FR 58011 ...... 27, 1971. Coc>nino County ·--·--- ____ , 36 FR 5800.. Oo. Coconino County .. . Nov. 1, 1972 -- -40 Fl't (~ .. Oct. 22. 1975. ~County ...... _________ .______ .. Nov. 1, 19e8 36 Fl't 5809 _. ...... 27, 1971 . ~ County - - .do 36 Fl't Si!09 . Oo. ~County .. _____ .. -------t Nov. 1,1872 . .. .0 FR ~!;422 Oct. 22,1975. P1r.1a County . . Nov. 1, 18ell _ 36 FR 5809 ." .. ...... 27, 1971. Pin3l County . - ·.do 36 FR 58011--------- 0o. f'inaj County .__________ __, Nov. 1, 1sn · .. -- .o FR (!;422 .. Oct. 22..1975. Santa CNz County =!Nov. 1, 1lle8---------- · 36 FR 5809 .. ·---- Mar. V, 1971. Yuma eounty____ _ _____ ,___ Nov. 1, 1116ot 31 FR 982 -~ Jan. 25, 1964. [FR Doc. 85-10895 Filed 5-J..-aS; 8:45am) IIU,{NG CODE 441o-cl...lil