Hoston v. Louisiana Petition for Writ of Certiorari to the Supreme Court of Louisiana
Public Court Documents
January 1, 1960
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Brief Collection, LDF Court Filings. Hoston v. Louisiana Petition for Writ of Certiorari to the Supreme Court of Louisiana, 1960. 4c0b996d-b89a-ee11-be36-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/67210482-9daf-41fd-8ea2-0a35b9e4b8af/hoston-v-louisiana-petition-for-writ-of-certiorari-to-the-supreme-court-of-louisiana. Accessed November 18, 2025.
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I n t h e
ly u p r e m ? (U m irt o f % I n i t e i t S t a i r s
October Term, 1960
No................
J a n n e t t e B oston , et al.,
Petitioners,
S tate oe L o u isia n a .
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF LOUISIANA
A. P . T ureaud
1821 Orleans Avenue
New Orleans, Louisiana
J o h n n ie A. J ones
Baton Rouge, Louisiana
T hurgood M arshall
J ack G reenberg
10 Columbus Circle
New York 19, New York
Attorneys for Petitioners
W il l ia m C o lem a n , J r .
L ouis H . P ollak
E lwood H. C h iso l m
J am es M. N abrit , III
Of Counsel
I N D E X
PAGE
Opinions Below.............................................................. 1
Jurisdiction ...................................................... 1
Questions Presented ................................ 2
Statutory and Constitutional Provisions Involved...... 3
Statement ........................ 4
How the Federal Questions Are Presented................. 7
Reasons for Granting the Writ ............................ 11
I. The Decision Below Conflicts With Decisions
of This Court on Important Issues Affecting
Federal Constitutional Rights............ 11
II. The Public Importance of the Issues Pre
sented .............................................................. 27
Conclusion ................................. 30
T able oe C ases
Barrows v. Jackson, 346 U.S. 249 ................................ 20
Roman v. Birmingham Transit Co., 280 F.2d 531 (5th
Cir., 1960) ............ 21
Boynton v. Virginia,-----U.S.------ , 5 L. Ed. 2d 206 .... 20
Briggs et al. v. State of Arkansas (Sup. Ct. of Arkan
sas, No. 4992) .................................................. -........ 28
Briscoe v. State of Texas (Court of Crim. App., 1960,
No. 32347) ........ ......... .................................-........... - 28
Brown v. Board of Education, 347 U.S. 483 ....... ......26, 29
11
Buchanan v. Warley, 245 U.S. 60 .......... ..................... 19
Burstyn v. Wilson, 343 U.S. 495 ................................... 23
Cantwell v. Connecticut, 310 U.S. 296 ............... ..17, 24, 25
City of Charleston v. Mitchell, et al. (Ct. of Gen. Sess.
for Charleston County) .............................................. 28
City of Columbia v. Bouie, et al. (Ct. of Gen. Sess. for
Richland County) ..................................................... 28
Civil Rights Cases, 109 U.S. 3 ....... ............................... 20
Cole v. City of Montgomery (Ct. of App. Ala., 3rd Div.
Case No. 57) ........... ....................................... ......... 28
Connally v. General Const. Co., 269 U.S. 385 .............. 17
Cooper v. Aaron, 358 U.S. 1 ........................................... 20
Evers v. Dwyer, 358 U.S. 202 .......................... ............ 19
Freeman v. Retail Clerks Union, 45 Lab. Rel. Ref.
Man. 2334 (Wash. Super. Ct., 1959) ........................ 24
Gayle v. Browder, 352 U.S. 903 ................................... 19
Gibson v. Mississippi, 162 U.S. 565 ................... .......... . 18
Griffin, et al. v. Collins, et al., 187 F. Supp. 149 (D.C.
D. Md. 1960) ................................................. .......... 28
Griffin, et al. v. State of Maryland (Ct. of App. of Md.,
No. 248, Sept. Term 1960)................ ............ ........... 28
Herndon v. Lowry, 301 U.S. 242 ................................... 17
Holmes v. City of Atlanta, 350 U.S. 879 ........ ................ 19
King v. State of Georgia (Ga. Ct. of App. Nos. 38648,
38718) ......................................................................... 28
Lanzetta v. New Jersey, 306 U.S. 451....... .................... 17
Lupper v. State of Arkansas (Sup. Ct. of Arkansas,
No. 4997) ...
PAGE
2 8
I l l
Marsh v. Alabama, 326 U.S. 501 ........ ................. ......20, 24
Martin v. Struthers, 319 U.S.141.......... ......................... 23
Munn v. Illinois, 94 U.S. 113 ....................................... 24
N.A.A.C.P. v. Alabama, 357 U.S. 449 ............................ 23
Napue v. Illinois, 360 U.S. 264 ...................... ........... . 12
National Labor Relations Board v. Babcock and Wilcox
Co., 351 U.S. 105......................................................... 24
Niemotko v. Maryland, 340 U.S. 268 ............................ 12
Norris v. Alabama, 294 U.S. 587 ................................... 12
Orleans Parish School Board v. Bush, 242 F.2d 156
(5th Cir. 1957), cert, denied 354 U.S. 921..... ........... 29
People v. Barisi, 193 Misc. 934, 86 N.Y.S.2d 277 (1948) 24
Raley v. Ohio, 360 U.S. 423 .................................. ........ 17
Randolph v. Commonwealth of Va. (Sup. Ct. of App.
Va., No. 5233,1960)..................................................... 28
Republic Aviation Corp. v. National Labor Relations
Board, 324 U.S. 793 .................. .......... .................. .. 24
Schenck v. United States, 249 U.S. 47 ......................... 26
Scull v. Virginia, 359 U.S. 344 .................. ................. 17
Shelley v. Kraemer, 334 U.S. 1 ................................... 20
Smith v. State of Arkansas (Sup. Ct. of Arkansas,
No. 4994) .............................................................. ..... 28
Spano v. New York, 360 U.S. 315................................. 12
State Athletic Commission v. Dorsey, 359 U.S. 533 ..19, 26,
29
State of N. C. v. Fox and Sampson (No. 442, Supreme
Court, Fall Term 1960) .......... ................... ............ 28
State v. Randolph, et al. (Ct. of Gen. Sess. for Sumter
County) __________________ ____________ ____ 28
State v. Sanford, 203 La. 961, 14 So. 2d 778 (1943) .... 15
Stromberg v. California, 283 U.S. 359 ...... .................. 23
PAGE
IV
Terminiello v. Chicago, 337 U.S. 1 ................................ 25
Thompson v. City of Louisville, 362 U.S. 199 ___ 11,13,14
Thornhill v. Alabama, 310 U.S. 8 8 ....... .................... . 23
Town of Pontchatonla v. Bates, 173 La. 824, 138 So.
851 (1931) ....................................................... .........11,15
United States v. L. Cohen Grocery, 255 U.S. 81 .......... 17
United Steelworkers v. National Labor Relations
Board, 243 F.2d 593 (D.C. Cir., 1956) _____ ____ 24
Watkins v. United States, 354 U.S. 178_____ 17
Wieman v. Updegraff, 344 U.S. 183 ............ 17
Winters v. New York, 333 U.S. 507 ............ 17
Yick Wo v. Hopkins, 118 U.S. 356 ___ 19
S t a t u t e s :
28 U.S.C. §1257(3) ......................... ......................... 1
La. Constitution (1921), Article 7, §10...... ........ 11
LSA—R.S. §14-103................................. ................4,14
O t h e r A u t h o r it ie s
Pollitt, “Dime Store Demonstrations: Events and Legal
Problems of the First Sixty Days,” 1960 Duke Law
Journal 315 (1960) .................................. ................... 27
New York Times, August 11,1960, p. 14, col. 5 (late city
edition) ........ .................... ......................................... 27
New York Times, Oct. 18, 1960, p. 47, col. 5 (late city
edition) ..................................... ................................. 27
PAGE
I n t h e
( t a r t u t % I n t t r b B f& U z
October Term, 1960
No................
JANNETTE HOSTON, et dl.,
Petitioners,
S tate oe L ouisiana
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF LOUISIANA
Petitioners pray that a writ of certiorari issue to review
the judgment of the Supreme Court of Louisiana entered
in the above-entitled case on October 5, 1960.
Citations to Opinions Below
The opinions below are not reported. The Nineteenth
Judicial District Court, State of Louisiana, Parish of East
Baton Rouge, rendered an oral opinion which is set forth
in the Statement, infra, page 6. The Supreme Court of
Louisiana entered a brief handwritten opinion which is also
set forth, infra, pages 10-11.
Ju r is d ic tio n
The judgment of the Supreme Court of Louisiana was
entered on October 5, 1960. The jurisdiction of this Court
is invoked under 28 U.S.C., §1257(3), petitioners claiming
rights, privileges and immunities under the Fourteenth
Amendment to the Constitution of the United States.
2
Questions Presented
Petitioners, Negro students, sat down and sought food
service at a lunch counter which served only white people
in a public establishment which welcomed their trade with
out racial discrimination at all counters but that lunch
counter; for this they were arrested and convicted under
the provisions of a law proscribing conduct “in such a
manner as to unreasonably disturb or alarm the public” ;
and there was no evidence of any disorder, disturbance of
the peace, or public alarm. Under the circumstances, were
petitioners deprived of rights protected by the:
1. due process clause of the Fourteenth Amendment in
that they were convicted on a record barren of any evidence
of guilt;
2. due process clause of the Fourteenth Amendment in
that they were convicted under a penal provision which was
so indefinite and vague as to afford no ascertainable stand
ard of criminality;
3. due process and equal protection clauses of the Four
teenth Amendment to the United States Constitution in
that they were arrested and convicted to enforce racial
discrimination;
4. due process clause of the Fourteenth Amendment, as
that clause incorporates First Amendment type protection
of liberty of expression?
3
Statutory and Constitutional Provisions Involved
1. The Fourteenth Amendment to the Constitution of
the United States.
2. The Louisiana statutory provision involved is LSA-
E.S. 14:103:
“Disturbing the peace is the doing of any of the fol
lowing in such a manner as would foreseeably disturb
or alarm the public:
(1) Engaging in a fistic encounter; or
(2) Using of any unnecessarily loud, offensive, or
insulting language; or
(3) Appearing in an intoxicated condition; or
(4) Engaging in any act in a violent and tumultuous
manner by three or more persons; or
(5) Holding of an unlawful assembly; or
(6) Interruption of any lawful assembly of people;
or
(7) Commission of any other act in such a manner
as to unreasonably disturb or alarm the public.
Whoever commits the crime of disturbing the peace
shall be fined not more than one hundred dollars, or
imprisoned for not more than ninety days, or both.”
4
Statement
This is one of three petitions1 filed here this day involving
cases decided on identical grounds by the Supreme Court
of Louisiana on October 5, 1960. The questions presented
are identical and the factual situations from which they
stem are in relevant particulars almost entirely the same.
In each criminal prosecution, the State of Louisiana, ini
tially acting through Captail Robert Weiner of the Baton
Rouge City Police and other police officials including, on
one occasion a major of the police and on another occasion
the Chief, arrested petitioners, who were students at South
ern University, for violating a state statute, LSA-R.S.
14:103(7), which makes criminal “any other act” committed
“in such a manner as to unreasonably disturb or alarm the
public.” Petitioners in each case, respectively, merely re
quested nonsegregated service at three different public
lunch counters in stores where otherwise they were welcome
as customers. No disturbances in fact occurred in any of
the three cases. Petitioners in each case were tried on
criminal informations which disclosed their race and were
convicted and sentenced to imprisonment of four months,
three month of which might be suspended upon payment of
a fine of $100.00 and costs.
On March 28, 1960 petitioners in the instant case, Negro
students at Southern University (RT 1, 2),2 were present
as customers in Kress’s store in Baton Rouge. It is “cus
1 The other two petitions seek review of the following decisions
of the Supreme Court of Louisiana; State of Louisiana v. John B.
Garner, et al., Nos. 45,214 and 45,338; State of Louisiana v. Mary
Briscoe, et al., Nos. 45,336 and 45,212.
2 “RT” refers to the trial record and application for review
thereof. “RQ” refers to the record on the motion to quash and
application for review thereof.
5
tomary that white and colored [persons] all come into
Kress[’s] Store and make other purchases at the same
counters at the same time” (RT 13), but Kress in Baton
Rouge maintains separate lunch counter facilities for Ne
groes and whites (RT 12). “That’s the custom of [the]
store” (RT 17). There were no signs indicating it (RT
14), but the store’s rule requiring racial segregation at the
lunch counter was said to have been communicated to peti
tioners by the waitresses and stewards (RT 14). The mana
ger stated that petitioners should have known of it by cus
toms and by noticing “that the colored people wmre being
served at the counter across the store” (RT 14).
Petitioners did not “do anything other than sit at this
cafe counter seat that [the manager] would consider would
be disturbing the peace” (RT 15).
In this case, as in the Briscoe and Garner cases filed this
day, petitioners were arrested by Captain Weiner of the
Baton Rouge police (RT 18). On this occasion he was
accompanied by the Chief of Police who ordered the ar
rests (RT 18).
Captain Weiner was asked (RT 19):
“Did these defendants do anything other than sit at
these particular cafe counter seats that you would
consider disturbing the peace or in violation of any
law!”
He replied (RT 20):
“Well, other than the fact that one of them men
tioned something about the ice water nothing else was
said.”
-y*"A" -7?
“Q. How were they disturbing the peace. A. By
sitting there.
6
“Q. By sitting there ? A. That’s right.
# # # # #
“Q. And that is because they were members of the
negro race? A. That was because that place was re
served for white people.”
The informations filed against petitioners disclosed their
race by the notation “(CF)” or “ (CM),” (RT 1, 2), i.e.,
colored female or colored male.
After motions to quash and assertions of various con
stitutional defenses under the Fourteenth Amendment to
the Constitution of the United States, set forth in detail
infra, pages 7-9, a trial was had and on the evidence set
forth above petitioners were convicted. Following the close
of the testimony, the trial judge rendered an oral opinion
(RT 22-23):
“The evidence in this case put on by the State is not
disputed and it is to this effect, that these accused
were in Kress’ store in Baton Rouge on the date
alleged in the bill of information and that they took
seats at the lunch counter which by custom had been
reserved for white people only. They were advised by
an employee of that store, or by the manager, that
they would be served over at the other counter which
was reserved for colored people. They did not accept
that invitation; they remained seated at the counter
which by custom had been reserved for white people.
The officers were called and the officers talked to these
accused, or some of them, and the defendants continued
to remain seated at this particular counter. That testi
mony is uncontradicted, and, in the opinion of the
Court, the action of these accused on this occasion was
a violation of Louisiana Revised Statutes, Title 14,
Section 103, Article 7, in that the act in itself, their
7
sitting there and refusing to leave when requested to,
was an act which foreseeably could alarm and disturb
the public, and therefore was a violation of the Statute
that I have just mentioned. I, accordingly, find each
and every one of them guilty as charged, having been
convinced beyond a reasonable doubt of their guilt.”
Motion for new trial was made and denied. Application
for writs of certiorari, mandamus and prohibition was
filed in the Supreme Court of Louisiana and denied (RT
37). Application for stay of execution for 60 days was
granted by the Chief Justice of the Louisiana Supreme
Court on October 7, 1960, which was later extended until
January 6,1961.
How the Federal Questions Are Presented
The federal questions sought to be reviewed here were
raised in the court of first instance (the Nineteenth Judicial
District Court, Division A) on April 27, 1960, by peti
tioners’ timely motion to quash the information (RQ 7-10).
In this motion, aside from variously alleging that the in
formation charged no offense under Louisiana’s ‘‘disturb
ing the peace” statute, petitioners averred (RQ. 8):
5. That if said Statute, LSA-R. S. 14:103 of 1950,
as amended, does embrace within its terms and mean
ings that “the defendants’ mere refusal to move from
a cafe counter seat when ordered to do so by an agent
or any other person or persons of the said Kress’
Store constitutes a disturbance of the peace,” then,
and in that event said Statute, LSA-R. S. 14:103, is
unconstitutional, in that, it deprives your defendants
of their privileges, immunities and/or liberties, with
out due process of law and denies them the equal pro
tection of the laws guaranteed by the Fourteenth (14th)
8
Amendment to the Constitution of the United States
of America.
6. That while the arrests and charges were for
“D ist u r b in g t h e P eace ,” there was not a disturbance
of the peace, except for the activity in which defendants
engaged to protest segregation, and that the use of the
criminal process in such a situation denies and deprives
the defendants of their rights, privileges, immunities
and liberties guaranteed your defendants, each, citizens
of the United States, by the Fourteenth (14th) Amend
ment to the Constitution of the United States of
America.
The motion was argued, submitted and denied on April
29, 1960, to which ruling petitioners objected, reserved a
formal bill of exceptions and gave written notice of their
intention to apply to the State Supreme Court for writs
of certiorari, mandamus and prohibition (RQ 12, 14). The
bill of exceptions was signed by the trial judge on May 6
(RQ 16) and this application, which was presented to the
Supreme Court of Louisiana on the same day (RQ 17-21),
urged (RQ 18, 19) :
3. That while the arrests and charges were for
“ D ist u r b in g t h e P eace,” there was not a disturbance
of the peace, except for the activity in which relators
engaged to protest racial segregation and that the use
of the criminal process in such a situation denies and
deprives the relators of their rights, privileges, immu
nities and liberties guaranteed to them, each, citizens
of the United States, by the Fourteenth Amendment
to the Constitution of the United States of America.
4. That the refusal of your relators to move from
a cafe counter seat at Kress’ Store in obedience
of an order by an agent thereof is not a crime em
9
braced within the terms and meanings of LSA-E. S.
14:103(7) of 1950, as amended, and if said act is a
crime within the terms and meaning of said Statute,
then and in that event, said Statute is sufficiently vague
to render it unconstitutional on its face, thus, depriving
your relators of their rights, privileges, immunities
and/or liberties without due process of law and denies
them the equal protection of the law guaranteed by
the Fourteenth Amendment to the Constitution of the
United States of America.
# * # # #
6. That, thus, the relief which your relators seek
herein under the Application for Writs of Certiorari,
Mandamus and Prohibition, should be granted by this
Honorable Court, in that the Statute and Bill of In
formation under which your relators are charged, both,
are insufficient to charge a crime, otherwise your rela
tors be deprived of due process of law and the equal
protection of the laws guaranteed by the Fourteenth
Amendment to the Constitution of the United States
of America.
This application for writs of certiorari, mandamus and
prohibition was denied on May 9 with a notation that “Re
lators have an adequate remedy under our Supervisory
Jurisdiction in the event of a conviction” (RQ 27). There
after, petitioners applied for and were summarily denied
a rehearing on May 24 (RQ 28-29, 32).
Petitioners’ case came on for trial on June 2, 1960, at
which time their counsel stated for the record that “he
would like to renew all reservations and motions previously
filed, all notices previously given, and all bills of exceptions
previously taken” (RT 4).
10
Petitioners were found “guilty as charged” (RT 3) and,
on June 5, they filed a motion for new trial which alleged,
inter alia (RT 29) :
That the said verdict is contrary to the law and
evidence in that it is repugnant to and in violation of
Article 1, Sections 2 and 3 of the Constitution of Louisi
ana of 1921, and also repugnant to and in violation of
the First and Fourteenth Amendments to the Constitu
tion of the United States; that said verdict deprives
the said defendants of their freedom of speech, liber
ties, privileges, immunities, due process and equal pro
tection of the law as guaranteed by the provisions of
the Constitution of the State of Louisiana and of the
United States of America, respectively.
This motion was denied (RT 4) and petitioners filed forth
with a bill of exceptions, renewing all reservations, mo
tions and bills of exceptions previously taken (RT 6-7).
Thereafter, on July 19, 1960, petitioners applied to the
Supreme Court of the State for writs of certiorari, pro
hibition and mandamus (RT 24-27) which incorporated by
reference their previous applications for such writs (RT
24) and also urged that the verdict and sentence of the trial
court “are repugnant to and in violation of . . . the First
and Fourteenth Amendments to the Constitution of the
United States, depriving relators of their freedom of speech,
liberties, privileges, immunities, due process and equal pro
tection of the laws as constitutionally guaranteed all citizens
of Louisiana and of the United States” (RT 25).
The Supreme Court of Louisiana denied this applica
tion on October 5, 1960, stating (RT 37):
Writs refused.
11
This Court is without jurisdiction to review facts in
criminal cases. See Art. 7, Sec. 10, La. Constitution of
1921.
The rulings of the district judges on matters of law
are not erroneous. See Town of Pontchatoula v. Bates,
173 La., 824, 138 So., 851.
Reasons for Granting the Writ
I.
The Decision Below Conflicts With Decisions of This
Court on Important Issues Affecting Federal Constitu
tional Rights.
A. T h e decision below affirm s a c rim in a l conviction based
u p o n n o ev idence of g u ilt and , th e re fo re , conflicts w ith
th is C o u rt’s decision in T h o m p so n v. C ity o f L ou isv ille ,
3 6 2 U. S. 199.
The trial court reached the following conclusion on the
evidence presented at trial, which is detailed in the State
ment of Facts, supra:
“That testimony is uncontradicted, and, in the opin
ion of the Court, the action of these accused on this
occasion was a violation of Louisiana Revised Statutes,
Title 14, Section 103, Article 7, in that the act in itself,
their sitting there and refusing to leave when re
quested to, was an act which foreseeably could alarm
and disturb the public, and therefore was a violation
of the Statute that I have just mentioned. I, accord
ingly, find each and every one of them guilty as
charged, having been convinced beyond a reasonable
doubt of their guilt” (RT 22-23).
It is submitted that none of the evidence presented af
fords any basis for this conclusion and determination of
12
guilt, if any conventional meaning is given to the words of
the statute.3
It will be noted that there is no finding that petitioners’
actions did in fact disturb or alarm the public, but only
that they “foreseeably could alarm and disturb the public.”
The Supreme Court of Louisiana apparently regarded it
self as inhibited from re-examining the factual basis for
the determination of guilt,4 but under traditional principles
this Court makes its “own independent examination of the
record” where facts and constructions are determinative
of federal constitutional rights. Napue v. Illinois, 360 U.S.
264, 271, 272.5
The record simply shows that petitioner, Negroes, peace
fully took seats at a lunch counter which served only white
people and requested service; that the store manager (who
was seated at the counter eating) advised the waitress to
offer petitioners service at a counter across the aisle which
served Negroes; that they remained seated at the counter;
that the manager finished his meal and then telephoned
the police because he “feared that some disturbance might
occur . . . because it isn’t customary for the two races
to sit together and eat together” (ET 11). There was no
3 In pertinent part the statute provides:
“Disturbing the peace is the doing of any of the following in
such a manner as would foreseeably disturb or alarm the public:
* # # * #
(7) Commission of any other act in such a manner as to un
reasonably disturb or alarm the public.”
4 See opinion below, ET 33.
5 It is well settled that this Court will “decide for itself facts or
constructions upon which federal constitutional issues rest” ■ Napue
v. Illinois, above. See Spano v. New York, 360 U.S. 315, 316;
Norris v. Alabama, 294 U.S. 587; Niemotko v. Maryland, 340 U.S.
268, 271; and the many cases collected in Napue, at 360 U.S. 264,
272, note 4.
13
argument or altercation; the manager insisted in his testi
mony that petitioners were not “requested” to move to the
other counter (RT 11), and also that “As I stated before,
we did not refuse to serve them. We merely advised them
they would be served on the other side of the store” (RT
15). This uncontradicted testimony that petitioners were
not ordered to leave by any employee of the store is clearly
at variance with the criminal accusation (information)
which alleged that petitioners “refused to move from a
cafe counter seat at Kress’ store at North Third Street and
Main Street, Baton Rouge, Louisiana, after having been
ordered to do so by the agent of Kress Store” (RT 1). The
police chief, along with police Captain Wiener, arrived
in the store and then proceeded to the counter where re
spondents were seated, ordered them to leave, and ordered
them placed under arrest when they did not do so (RT 18).
Captain Wiener testified that petitioners did nothing else
that he regarded as disturbing the peace except “sitting
there” at the white counter (RT 19-20).
There is no evidence that any customer in the store
complained about or objected to petitioners’ presence at
the white lunch counter; no testimony that the disturbance
which the manager “feared . . . might occur” actually ever
did occur or even that there was any imminent danger of
a disturbance.
Thus this case is like Thompson v. City of Louisville,
362 U.S. 199, and should have been decided on the same
principles applied in that case. In the Thompson case the
petitioner had been convicted of disorderly conduct and
loitering. The evidence showed essentially that the peti
tioner had been out on the dance floor of a cafe alone for
about half an hour awaiting a bus (on this the loitering
charge was based), and that when he was arrested for
loitering he argued with the police (on which the disorderly
u
conduct charge was based). This Court held the convictions
void as having been based on no evidence and, therefore,
violative of the due process clause of the Fourteenth
Amendment. Here, as in Thompson, “there is no support
for these convictions in the record . . . ” (362 U.S. at 204),
and, therefore, the convictions are “void as denials of due
process” (Ibid.). There is in the instant suit, as the Thomp
son opinion reiterated, “no evidence whatever in the record
to support these convictions” (Ibid.). [J]ust as “conviction
upon a charge not made would be sheer denial of due proc
ess,” so is it a violation of due process to convict and pun
ish a man without evidence of his guilt” (Id. at 206).
The judgment below conflicts sharply with the law as this
Court declared it in Thompson. A full hearing, therefore,
should be granted so that this Court may consider the grave
constitutional issue posed by this contradiction.
B. P e titio n e rs w ere convicted o f a c rim e u n d e r th e
p ro v is io n s of a sta te s ta tu te w hich as ap p lied to
convict th em is so vague, in d efin ite , an d u n c e rta in
as to offend th e due p rocess c lause o f th e F o u rte e n th
A m en d m en t as co n stru ed in app licab le decisions of
th is C ourt.
The information filed in this case charges petitioners
with having violated “Article 103 (Section 7) of the
Louisiana Criminal Code” (R.. 1). Subsection 7 of The
Statute invoked (LSA R.S. §14-103) prohibits the “Com
mission of any other act in such a manner as to unreason
ably disturb or alarm the public.” As is evident from the
discussion in the preceding section of this petition, no con
ventional understanding of the meaning of the words of the
statute explains or supports the determination of guilt on
the present record. Whether or not the statute has been
read by the Court below to give it any esoteric meaning
15
which is not plain from a reading of the statute, it is plain
that it is unconscionably vague and indefinite.6
It may be observed that subsection 7, the catch-all part
of the law, has not been applied in this ease in accordance
with the maxim ejusdem generis, for petitioners were con
victed even though they committed no acts of the same
character as those specifically prohibited in the six specific
subsections. It is plain that petitioners did not (1) engage
“in a fistic encounter”, (2) use “any unnecessarily loud,
offensive, or insulting language”, (3) appear “in an in
toxicated condition”, (4) engage “in any act in a violent and
tumultuous manner by three or more persons”, (5) hold “an
unlawful assembly”, or (6) interrupt “any lawful assembly
of people”, but they were nevertheless adjudged guilty.
Prior decisions of the Supreme Court of Louisiana do
nothing to elucidate how the diffuse command of the catch-
all section 7 prohibits and makes criminal acts such as
petitioners’. The case cited by the Court below, Town of
Pontchatoula v. Bates, 173 La. 824, 138 So. 851 (1931),
states that “a disturbance of the peace may be created by
any act or conduct of a person which molests the inhabitants
in the enjoyment of that peace and quiet to which they are
entitled, or which throws into confusion things settled, or
which causes excitement, unrest, disquietude, or fear among
persons of ordinary, normal temperament.” On the other
hand, in the most recent decision of the Louisiana Supreme
Court dealing with this section, State v. Sanford, 203 La.
961, 14 So. 2d 778 (1943), the Court held that when
6 The grammatical construction of subsection 7, viz., “to unrea
sonably disturb or alarm the public”—opens the door to further
confusion and vagueness. Query: Is the act violated when the pub
lic “unreasonably” becomes disturbed or alarmed, or when an un
reasonable act disturbs or alarms the public? In any event the
record fails to show that anyone was disturbed or alarmed.
16
Jehovah’s Witnesses were charged under subsection 7 with
having disturbed the peace by distributing literature in the
course of their activities, the conviction should be reversed
where the record indicated that they were “orderly and did
not tend to cause a disturbance of the peace.” In that case
the court expressed its view that if the statute wTere applied
to the activities in question it might be invalid for vague
ness :
. . to construe and apply the statute in the way the
district judge did would seriously involve its validity
under our State Constitution, because it is well settled
that no act or conduct, however reprehensible, is a
crime in Louisiana, unless it is defined and made a
crime clearly and unmistakably by statute. . . . It is
our opinion that the statute is inapplicable to this case
because it appears that the defendants did not commit
any unlawful act or pursue an unlawful or disorderly
course of conduct which would tend to disturb the
peace” (14 So. 2d at 781).
Only when the statute is viewed in the light of the
arresting officers’ theory of the crime, namely that the
Negro petitioners committed a crime merely by sitting at
a lunch counter reserved for white people, does the real
basis of the arrest and conviction emerge. But such a con
struction and application of the statute is unfair because
the statute gives no warning that petitioners’ mere act of
sitting at a lunch counter reserved for white people and
requesting food service is criminally punishable.
Subsection 7 is so broad and vague that definition of the
actions which may be punished is effectively relegated to
the police, and ultimately to the Courts for ad hoc deter
mination after the fact in every case. There is no readily
ascertainable standard of criminality or guilt.
17
This Court has often held that criminal laws must define
crimes sought to be punished with sufficient particularity to
give fair notice as to what acts are forbidden. As the
Court held in Lametta v. New Jersey, 306 U.S. 451, 453,
“no one may be required at peril of life, liberty or property
to speculate as to the meaning of penal statutes. All are
entitled to be informed as to what crimes are forbidden.”
See also, United States v. L. Cohen Grocery, 255 U.S. 81,
89; Connally v. General Const. Co., 269 U.S. 385; Raley v.
Ohio, 360 U.S. 423. The statutory provision applied to
convict petitioners in this case is so vague that it offends
the basic notions of fair play in the administration of
criminal justice that are embodied in the due process clause
of the Fourteenth Amendment.
Moreover, the statute punished petitioners’ protest
against racial segregation practices and customs in the
community; for this reason the vagueness is even more
invidious. When freedom of expression is involved the
principle that penal laws may not be vague must, if any
thing, be enforced even more stringently. Cantwell v.
Connecticut, 310 U.S. 296, 308-311; Scull v. Virginia, 359
U.S. 344; Watkins v. United States, 354 U.S. 178; Herndon
v. Lowry, 301 U.S. 242, 261-264.
As this Court stated in Winters v. New York, 333 U.S.
507, 520, a case where the court invalidated a state law
applied to limit free expression on the grounds of vague
ness : “Where a statute is so vague as to make a criminal
an innocent act, a conviction under it cannot be sustained”.
In this case the state has indiscriminately classified and
punished innocent actions as criminal. The result is an
arbitrary exercise of the state’s power which offends due
process. Wieman v. Updegraff, 344 U.S. 183, 191.
18
C. T h e decision below conflicts w ith p r io r decisions of
th is C o u rt w hich co n d em n rac ia lly d isc rim in a to ry
a d m in is tra tio n o f S tate c rim in a l laws.
It is plain on the face of the record from, the testimony
of the State’s own witnesses that petitioners were arrested
merely because they were Negroes and sought food service
at a lunch counter maintained for white persons. The
petitioners’ race was the only basis for the police officers’
command that they leave the seats which they occupied
at the lunch counter, and for the arrests which followed
failure to follow this command. Both the arrests and con
victions rest on the theory that petitioners violated the
state law by their mere presence as Negroes, at the white
lunch counter. The criminal accusation itself specifically
identifies petitioners’ race.
As long ago as Gibson v. Mississippi, 162 TJ.S. 565, a
case involving a claim of discrimination in jury procedures,
this Court stated the broad proposition that racial dis
crimination in the administration of criminal laws violates
the Fourteenth Amendment. The court said at 162 U.S.
565, 591:
“The guaranties of life, liberty, and property are for
all persons within the jurisdiction of the United States
or of any state, without discrimination against any
because of their race. Those guaranties, when their
violation is properly presented in the regular course
of proceedings, must be enforced in the courts, both
of the nation and of the state, without reference to
considerations based upon race. In the administration
of criminal justice no rule can be applied to one class
which is not application to all other classes. (Emphasis
supplied.)
19
This Court has repeatedly struck down statutes and
ordinances which provided criminal penalties to enforce
racial segregation. Buchanan v. Warley, 245 U.S. 60;
Holmes v. City of Atlanta, 350 U.S. 879; Gayle v. Browder,
352 U.S. 903, affirming 142 F. Supp. 707 (M.D. Ala. 1956);
State Athletic Commission v. Dorsey, 359 U.S. 533, affirm
ing 168 F. Supp. 149 (E.D. La. 1958), were all cases in
which criminal laws used to maintain segregation were
invalidated. Cf. Evers v. Dwyer, 358 U.S. 202. Likewise,
in YicJc Wo v. Hopkins, 118 U.S. 356, the Court nullified a
criminal prosecution under a statute which was fair on
its face but was being administered to effect a discrimina
tion against a single ethnic group.
While it may be argued by the State that in this case
the racial discrimination against petitioners is beyond the
reach of the Fourteenth Amendment because it originated
with the decision of a “private entrepreneur” to establish
a “white-only” lunch counter in deference to local customs
and traditions, this is not dispositive of the case because
it is racial discrimination by agents of the State of Loui
siana, i.e., the police, which affords the primary basis for
these prosecutions. It was the police officers acting as
law enforcement representatives of the State who com
manded petitioners to leave their seats at the lunch counter
because petitioners were Negroes and the counter was
maintained for white people. It was the police officers
who arrested petitioners for failure to obey this command.
It was the public prosecutor who charged petitioners with
an offense, and it was the State’s judiciary that convicted
and sentenced them. Thus from the policeman’s order,
the conviction and punishment, the State was engaged in
enforcing racial segregation with all of its law enforce
ment machinery.
This racial discrimination may fairly be said to be the
product of state action within the reach of the Fourteenth
20
Amendment which “nullifies and makes void all State
legislation, and State action of every kind, which impairs
the privileges and immunities of citizens of the United
States, or which injures them in life, liberty or property
without due process of law, or which denies to any of
them the equal protection of the laws.” Civil Rights Cases,
109 U.S. 3, 11. As stated by the Court in Cooper v. Aaron,
358 U.S. 1, 17:
“Thus the prohibitions of the Fourteenth Amendment
extend to all action of the State denying equal pro
tection of the laws; whatever the agency of the State
taking the action, . . . [citing cases] . . . ; or whatever
the guise in which it is taken, . . . [citing cases].”
Just as judicial enforcement of racially restrictive
covenants was held to constitute state action in violation
of the Fourteenth Amendment in Shelley v. Kraemer, 334
U.S. 1, and Barrows v. Jackson, 346 U.S. 249, so in this
case judicial enforcement of a rule of racial segregation
in privately owned lunch counters operated as business
property opened up for use by the general public should
likewise be condemned.
Unlike Marsh v. Alabama, 326 U.S. 501, and Boynton v.
Virginia, ------ U.S. -----■, 5 L. ed. 2d 206, this is not a
“trespass” prosecution involving a collision of property
rights and personal rights, for it was the police officer’s
demand that petitioners leave their seats, based upon the
officer’s determination that they violated the law by their
very presence in the seats, that formed the basis for con
viction.7 There is no evidence that the proprietor or any
7 But even if the case is measured in terms of criminal trespass
provisions like those in Marsh, supra, the language of the Court in
that case is apt. See p. 24, infra, and cases cited at that point.
21
of Ms employees demanded that petitioners leave the
premises. Neither did they request that the police make
such a demand.
Here petitioners, as welcome customers in a business
establishment open to the public, sought to obtain food
service at a lunch counter set aside for white persons.
They were prevented from pursuing their peaceful re
quests for service by the intervention of the police officers
bent upon enforcing racial segregation.
The police officer’s demand that petitioners leave their
seats because of the racial segregation customs and the
subsequent arrests based on this demand deprived peti
tioners of the equal protection of the laws. A similar arrest
was said to be an illegal deprivation of civil rights by
police officers in Boman v. Birmingham Transit Co., 280
P. 2d 531, 533, note 1 (5th Cir. 1960), quoting from the
decision below sub nom. Boman v. Morgan (N.D. Ala.
1959, C.A. No. 9255), 4 Race Relations Law Reporter 1027,
1031 (otherwise unreported):
“A charge of ‘a breach of the peace’ is one of broad
import and may cover many kinds of misconduct.
However, the Court is of the opinion that the mere
refusal to obey a request to move from the front to
the rear of a bus, unaccompanied by other acts con
stituting a breach of the peace, is not a breach of the
peace. In as far as the defendants, other than the
Transit Company, are concerned, plaintiffs were in
the exercise of rights secured to them by law.
# # # # #
“Under the undisputed evidence, plaintiffs acted in
a peaceful manner at all times and were in peaceful
possession of the seats which they had taken on
boarding the bus. Such being the case, the police.
22
officers were without legal right to direct where they
should sit because of their color. The seating arrange
ment was a matter between the Negroes and the
Transit Company. It is evident that the arrests at
the barn were based on the refusal of the plaintiffs
to comply with the request to move since those who
did move, though equally involved except as to
compliance, were not arrested.
“Under the facts in this case, the officers violated
the civil rights of the plaintiffs in arresting and im
prisoning them. Ordinance 1487-F, and their ‘willful’
refusal to move when directed to do so, did not
authorize or justify their conduct.” (Emphasis sup
plied.)
It is submitted that the use of the criminal laws of the
states to enforce racial segregation and discrimination
presents a grave challenge to the integrity of our system
of criminal justice in the United States. Because, un
fortunately, arrests and convictions based upon racial con
siderations are not uncommon,8 it is all the more important
that this Court should exercise continued vigilance in
protecting civil rights in such cases. For this reason it
is submitted that this case presents a question of public
importance which merits plenary review by this Court.
D. T h e decision below conflicts w ith decisions of th is
C o u rt secu rin g th e F o u rte e n th A m en d m en t r ig h t to
f re e d o m of exp ression .
Petitioners were requesting service at public lunch
counters in establishments where their trade was welcome,
except that they were not permitted to sit at counters
reserved for white persons—and for this, and this alone,
8 See I I , infra.
23
they were arrested. Their presence at these counters ex
pressed in Baton Rouge what thousands of other Negro
students have been manifesting throughout the nation—
dissatisfaction with being relegated to second class status
in public establishments which accept on an equal basis
their trade at all counters except lunch counters; there
racial segregation prevails.
As the motion to quash in each of these three eases stated,
“your defendants, each, in protest of the segregation laws
of the State of Louisiana, did . . . ‘sit in’ cafe counter
seat reserved for members or persons of the White race,
and for which activity your defendants, each, were
arrested. . . ”.
The liberty secured by the due process clause of the
Fourteenth Amendment insofar as it protects free ex
pression is hardly limited to verbal utterances. It covers
picketing, Thornhill v. Alabama, 310 U.S. 88; free distribu
tion of handbills, Martin v. Struthers, 319 U.S. 141; display
of motion pictures, Burstyn v. Wilson, 343 U.S. 495; join
ing of associations, N.A.A.C.P. v. Alabama, 357 U.S. 449;
the display of a flag or symbol, Stromberg v. California,
283 U.S. 359. What has become known at a “sit in” is a
different but obviously well understood symbol, a meaning
ful method of communication.
These “sit ins” occurred in places entirely open to the
public and to petitioners as well. That the premises were
privately owned should not detract from the high constitu
tional position which such free expression deserves. This
is hardly a case involving, for example, expression of
views in a private home or other restricted area private in
nature. The establishment here, as in the other two peti
tions presented today, were open to the public and the
patronage of the public, including that of Negroes was
sought.
24
Marsh, v. Alabama, 326 U.S. 501, 506, rejected argument
that being present upon private property per se divests a
person of the constitutional right of free expression:
Ownership does not always mean absolute dominion.
The more an owner, for his advantage, opens up his
property for use by the public in general, the more do
his rights become circumscribed by the statutory and
constitutional rights of those who use it. . . .
In that case, therefore, this Court held unconstitutional
convictions of Jehovah’s Witnesses for trespass for prosel
ytizing on private property of a company town. See also,
Republic Aviation Corp. v. National Labor Relations Board,
324 U.S. 793, 801, note 6; National Labor Relations Board
v. Babcock and Wilcox Co., 351 U.S. 105, 112; United Steel
workers v. National Labor Relations Board, 243 F. 2d 593,
598 (D.C. Cir. 1956), rev. on other grounds, 357 U.S. 357;
People v. Barisi, 193 Misc. 934, 86 N.Y.S. 2d 277, 279
(1948); Freeman v. Retail Clerks Union, 45 Lab. Rel. Ref.
Man. 2334 (Wash. Super. Ct. 1959).
These decisions, of course, are manifestations of the
fundamental view, stated in Munn v. Illinois, 94 U.S. 113,
126, that “when . . . one devotes his property to a use in
which the public has an interest, he, in effect, grants to
the public an interest in that use, and must submit to be
controlled by the public for the common good, to the extent
of the interest he has thus created. . . .”
Although in the case now at bar there was no evidence
of anything remotely resembling breach of the peace,
Cantwell v. Connecticut held in invalidating a conviction
for inciting breach of the peace, “obvious is it that a state
may not unduly suppress free communication of views,
religious or other, under the guise of conserving desirable
conditions.” 310 U.S. 296, 308. “Here,” Justice Roberts
25
wrote, “we have a situation analogous to a conviction under
a statute sweeping in a great variety of conduct under u
general and indefinite characterization, and leaving to the
executive and judicial branches too wide a discretion in its
application.” Id. at 308. Therefore, “ . . . in the absence of
a statute narrowly drawn to define and punish specific
conduct as constituting a clear and present danger to a
substantial interest of the State, the petitioner's communi
cation, considered in the light of the constitutional
guaranties, raised no such clear and present menace to
public peace and order as to render him liable to conviction
of the common law offense in question,” Id. at 311.
Indeed, in the Cantwell case there was evidence that
defendants’ acts had provoked some hostility. That is not
the situation in the instant case. But even if petitioners
here had stirred unrest by their demonstration, this is
precisely the type of expression that the freedom of speech
guarantee of the Constitution is supposed to protect.
Terminiello v. Chicago, 337 U.S. 1, 4, held that:
[A] function of free speech under our system of
government is to invite dispute. It may indeed best
serve its high purpose when it induces a condition of
unrest, creates dissatisfaction with conditions as they
are, or even stirs people to anger. Speech is often
provocative and challenging. It may strike at
prejudices and preconceptions and have profound un
settling effects as it presses for acceptance of an idea.
That is why freedom of speech, though not absolute,
Chaplinsky v. New Hampshire, supra (315 U.S. pp.
571, 572, 86 L. ed. 1034, 1035, 62 S. Ct. 766), is never
theless protected against censorship or punishment,
unless shown likely to produce a clear and present
danger of a serious substantive evil that rises far
above public inconvenience, annoyance, or unrest.
26
As Justice Holmes wrote for a unanimous Court in
Schenck v. United States, 249 U.S. 47, 52:
The question in every case is whether the words
used are used in such circumstances and are of such
a nature as to create a clear and present danger that
they will bring about the substantive evil that Congress
has a right to prevent.
In the context of this record the State apparently asserts
the power to prevent two evils, as it views them: (1)
disturbance of the peace—but the record offers no support
for an inference that any such danger was present in any
degree; (2) nonsegregation at lunch counters—but the
State has no power to compel segregation. See Brown v.
Board of Education, 347 U.S. 483; State Athletic Commis
sion v. Dorsey, 359 U.S. 533, affirming 165 F. Supp. 149
(EJD. La. 1918). Therefore, having no valid interest to
preserve, the State has no power to impose criminal
penalties for the expression in which petitioners here en
gaged.
27
II.
The Public Importance of the Issues Presented
A. This case presents issues posed by numerous similar
demonstrations throughout the nation which have resulted
in widespread desegregation and also in many similar cases
now pending in state and federal courts. Petitioners need
not multiply citations to demonstrate that during the past
year thousands of students throughout the nation have par
ticipated in demonstrations like those for which petitioners
have been convicted.
A comprehensive description of these “sit-in” protests
appears in Pollitt, Dime Store Demonstration: Events and
Legal Problems of the First Sixty Days, 1960 Duke Law
Journal 315 (1960). These demonstrations have occurred
in Alabama, Arkansas, Florida, Georgia, Louisiana, North
Carolina, South Carolina, Tennessee, Texas, Virginia and
elsewhere. Pollitt, supra, passim.
In a large number of places, this nationwide protest has
prompted startling changes at lunch counters throughout
the South, and service is now afforded in many establish
ments on a nonsegregated basis. The Attorney General of
the United States has announced the end of segregation at
public lunch counters in 69 cities, New York Times, August
11, 1960, page 14, col. 5 (late city edition), and since that
announcement the number of such cities has risen above
112, New York Times, Oct. 18, 1960, page 47, col. 5 (late
city edition).
In many instances, however, these demonstrations, as in
the case at bar, have resulted in arrests and criminal prose
cutions which, in their various aspects, present as a funda
mental issue questions posed here, that is, may the state
use its power to compel racial segregation in private estab-
2 8
lishments which are open to the public and to stifle protests
against such segregation. Such cases having been presented
to the Supreme Court of Appeals of Virginia,9 the Supreme
Court of North Carolina,10 the Supreme Court of Arkan
sas,11 the Court of Criminal Appeals of Texas,12 the Court
of Appeals of Alabama,13 the Court of Appeals of Mary
land,14 several South Carolina appellate courts,15 and the
Georgia Court of Appeals.16 Numerous other cases are
pending at the trial level.
It is, therefore, of widespread public importance that the
Court consider the issues here presented so that the lower
courts and the public may be guided authoritatively with
9 Raymond B. Randolph, Jr. v. Commonwealth of Va. (No. 5233,
1960).
10 State of N. C. v. Fox and Sampson (No. 442, Supreme Court,
Fall Term 1960).
11 Chester Briggs, et al. v. State of Arkansas (No. 4992) (con
solidated with Smith v. State of Ark., No. 4994, and Lupper v.
State of Ark., No. 4997).
12 Briscoe v. State of Texas (Court of Crim. App., 1960, No.
32347) and related cases (decided Dec. 14, 1960; conviction re
versed on ground that indictment charging in alternative invalid
for vagueness).
13 Bessie Cole v. City of Montgomery (3rd Div. Case No. 57)
(together with seven other cases, Case Nos. 58-64).
14 William. L. Griffin, et al. v. State of Maryland, No. 248, Sep
tember Term 1960 (two appeals in one record) ; see related civil
action sub nom. Griffin, et al. v. Collins, et al., 187 F. Supp. 149
(D.C. D.Md. 1960).
15 City of Charleston v. Mitchell, et al. (Court of Gen. Sess. for
Charleston County) (appeal from Recorders C t.) ; State v. Ran
dolph, et al. (Court of Gen. Sess. for Sumter County) (appeal
from Magistrates C t.) ; City of Columbia v. Bouie, et al. (Court
of Gen. Sess. for Richland County) (appeal from Recorders Ct.).
16 M. L. King, Jr. v. State of Georgia (two appeals: No. 38648
and No. 38718).
29
respect to the constitutional limitations on state prosecu
tions for engaging in this type of protest,
B. The holding below, if allowed to stand, will in effect
undermine numerous decisions of this Court striking down
state enforced racial discrimination. For example, the dis
crimination on buses interdicted by the Constitution in
Gayle v. Broivder, 352 U.S. 903, aff’g 142 F. Supp. 707,
could be revived by convictions for disturbing the peace.
In the same manner, state enforced prohibitions against
members of the white and colored races participating in the
same athletic contests, outlawed in Dorsey v. State Athletic
Commission, 168 F. Supp. 149, aff’d 359 U.S. 533, could be
accomplished. Indeed, segregation of schools, forbidden by
Brown v. Board of Education, 347 U.S. 483, and innumer
able cases decided since that time, especially those affecting
Louisiana, e.g., Orleans Parish School Board v. Bush, 242
F. 2d 156 (5th Cir. 1957), cert, denied 354 U.S. 921, might
also be accomplished by prosecutions for disturbing the
peace even though no disturbances in fact occurred.
The holding below, if allowed to stand, would be com
pletely subversive of the numerous decisions throughout
the federal judiciary outlawing state enforced racial dis
tinctions. Indeed, the segregation here is perhaps more
invidious than that accomplished by other means for it is
not only based upon a vague statute which is enforced by
the police according to their personal notions of what
constitutes a violation and then sanctioned by state courts
but it suppresses freedom of expression as well.
30
CONCLUSION
Wherefore, for the foregoing reasons, it is respectfully
submitted that the petition for writ of certiorari should be
granted.
A . P . T ureaud
1821 Orleans Avenue
New Orleans, Louisiana
J o h n n ie A. J ones
Baton Rouge, Louisiana
T hurgood M arshall
J ack G reenberg
10 Columbus Circle
New York 19, New York
Attorneys for Petitioners
W il l ia m C o lem a n , J r .
L ouis H. P ollak
E lwood H. C h iso lm
J ambs M . N abrit , III
Of Counsel
38
o ft—
cT l
In the Supreme Court of the
United States
O ctober T erm , 1977
No. 76-1310
T h o m a s L. H o u c h in s , Sheriff of the
County of Alameda, California,
Petitioner,
vs.
KQED, In c ., et ah,
Respondents.
Petitioner’s Reply Brief
R ichard J. M o ore ,
County Counsel of the
County of Alameda,
State of California
K elv in H . Bo o ty , Jr .
Senior Deputy County Counsel
A dam Se t h Ferber
Deputy County Counsel
Administration Building
1221 Oak Street
Oakland, California 94012
Attorneys for Petitioner
S U B JE C T I N D E X
T a b le o f A u th o r i t ie s .................................................................................... i
I n t r o d u c t i o n ______ _______ _________ ___ _____ ___________ ________ 1
S ta te m e n t o f F a c ts ........................................... .............................................. 1
A . In m a te P o p u la t io n _____________ __________ _______ _____ 1
B. T h e F a c ility ................ ........................................................................ 3
C. O th e r F a c ilit ie s ................... .............................................................. 4
D . V is its .................. 5
E . T o u r s ........................................... 6
A r g u m e n t ............................... 7
I. R e s p o n d e n t’s R e lia n c e o n th e C ases o f Pell v. Pro
curer a n d Saxbe v. Washington Post Co. fo r th e P r in
c ip le T h a t P re ss R ig h ts o f A ccess A re M o re E x te n s iv e
T h a n T h o s e o f th e G e n e ra l P u b lic Is M i s p l a c e d _____ 7
II . Pell a n d Saxbe L e n d N o S u p p o r t to R e s p o n d e n t’s C o n
te n t io n s T h a t P re ss R ig h ts S h o u ld B e D if fe re n t o r
M o re E x te n s iv e T h a n T h o s e P o sse sse d B y th e G e n e ra l
P u b l i c ....... ....... ........... ....................... ................ ..................... ........... 9
Page
C o n c lu s io n s 13
T A B L E O F A U T H O R I T I E S
Cases
P a g e s
B ra n z b u rg v . H a y e s , 4 0 8 U .S . 665 (1 9 7 2 ) ___________ ____ _ 12
C en t. S. C a r . C h ., Soc. o f P ro f . J o u rn . v . U .S .D ., 551 F .2 d
55 9 ( 4 th C ir . 1 9 7 7 ) ________________________ ______________ 9
C ro ss v . B u rk e , 146 U .S . 82 (1 8 9 2 ) ........................ ........................... 7
E isn e r v . M a c o m b e r , 252 U .S . 189 ( 1 9 2 0 ) __________________ 8
G a r r e t t v . E s t e l l e ,_____F . 2 d ______ ( 5 th C ir . 1 9 7 7 ) - ..........- 8 , 9
Jo s e p h B u rs ty n , Inc . v . W ils o n , 343 U .S . 4 9 5 ( 1 9 5 2 ) _______ 12
L o v e ll v . C ity o f G riffin , 303 U .S . 4 4 4 (1 9 3 8 ) _____________ 12
N e w Y o r k T im e s C o. v . S u lliv a n , 37 6 U .S . 2 5 4 (1 9 6 4 ) ....1 1 , 12
P ac ific C o . v . P e te rso n , 27 8 U .S . 130 (1 9 2 8 ) _______________ 8
P e ll v . P ro c u n ie r , 4 1 7 U .S . 8 1 7 (1 9 7 4 ) __________ 7, 8 , 9, 10, 12, 13
R o th v . U n i te d S ta te s , 3 5 4 U .S . 4 7 6 (1 9 5 7 ) _________ _____ 12
S a x b e v . W a s h in g to n P o s t C o ., 4 1 7 U .S . 843 (1 9 7 4 ) _____ 6, 7,
8 , 9 , 10, 12, 13
S c h n e id e r v . N e w Je rsey , 308 U .S . 147 (1 9 3 9 ) ____________ 12
S ta in b a c k v . M o H o c k K e L o k P o , 33 6 U .S . 368 (1 9 4 9 ) —- 7
T h o r n h i l l v . A la b a m a , 3 1 0 U .S . 88 (1 9 4 0 ) __________________ 12
T im e , Inc . v . H i l l , 385 U .S . 37 4 (1 9 7 0 ) _____________________ 10
W il l ia m s v. U n i te d S ta te s , 2 8 9 U .S . 553 (1 9 3 3 ) _____ 8
Z e m e l v . R u sk , 381 U .S . 1 (1 9 6 5 ) ______ ___ - ................. 12
A rticles
B a n s o n In te rv ie w s o f P r is o n e rs : P r is o n e r a n d P re ss R ig h ts
a f te r Pell a n d Saxbe, 9 U S E L .R ev . 71 8 ( 1 9 7 5 ) _________ 10
T h e R ig h t o f th e P re ss to G a th e r In fo rm a tio n , 71 C o lu m .L .
R ev . 8 3 8 ( 1 9 7 1 ) _________________________________ ________ 10
T h e R ig h ts o f th e P u b lic a n d th e P re ss to G a th e r I n f o r m a
t io n , 87 H a rv . L .R ev . 1505 (1 9 7 4 ) 11
In the Supreme Court of the
United States
O ctober T erm , 1977
No. 76-1310
T h o m a s L. H o u c h in s , S h e riff o f d ie
C o u n ty o f A la m e d a , C a lifo rn ia ,
Petitioner,
vs.
K Q E D , I n c ., e t al.,
Respondents.
Petitioner’s Reply Brief
INTRODUCTION
In th is R e p ly B rie f , p e t i t io n e r S h e riff H o u c h in s ( " S h e r i f f ” )
f irs t co rrec ts m is s ta te m e n ts o f f a c t ( a n d m is le a d in g im p lic a tio n s
f ro m c o rre c t s ta te m e n ts o f f a c t ) se t f o r th in R e s p o n d e n ts ’ B rie f ,
a n d th e n d iscu sses th e le g a l an a ly s is se t o u t in th a t B rie f .
STATEMENT OF FACTS
A. Inmate Population.
S o m e o f th e m is s ta te m e n ts o f f a c t by re s p o n d e n ts K Q E D , Inc .,
a n d th e tw o lo c a l b ra n c h e s o f th e N A A C P ( h e r e in a f te r so m e tim e s
c o lle c tiv e ly r e f e r r e d to a s " K Q E D ” ) a r e o f l i t t l e co n se q u e n c e ,
a s s e r te d o n ly f o r th e ir p r e ju d ic ia l v a lu e . S o m e o f th e s e a l le g a
tio n s a re ta k e n f ro m th e c o m p la in t , a n d w e re e i th e r n o t th e su b
je c t o f a n y p r o o f w h a te v e r , o r w e re th e su b je c t o f d is p u te d ev i
d e n c e u n re s o lv e d by th e D is t r ic t C o u r t . S u ch fa c ts s h o u ld n o t b e
ta k e n as e s ta b lis h e d . F o r e x a m p le , i t is sa id t h a t th e in m a te s in
th e ja i l a re " d is p ro p o r t io n a te ly b la c k ” . (A .4 , R e s p o n d e n ts ’ B rie f ,
p . 2 ) H o w e v e r , th e e v id e n c e in t ro d u c e d in d ic a te s th a t o f th e to ta l
u n s e n te n c e d in m a te s in th e s ta te d p e r io d , 3 7 .6 % w e re b la c k . ( D e
f e n d a n t ’s E x h . F , R .T . 8 4 -8 5 ) W i th o u t k n o w in g th e p ro p o r t io n
o f b la c k s to o th e r ra ce s in A la m e d a C o u n ty , o n e c a n n o t say th a t
th e se f ra c t io n s sh o w d is p ro p o r t io n a te n u m b e rs o f b lack s , a n d
th e r e is n o e v id e n c e o n th a t p o in t . T h is w o u ld b e o f l i t t l e c o n
seq u e n c e in a n y e v e n t: th e S h e riff h a s c u s to d y o f th o s e s e n t h im
by th e c o u r t. S u ch re m a rk s a re m e re ly in f la m m a to ry .1
F u r th e r , c o n tra ry to th e e v id e n c e R e s p o n d e n ts w o u ld h a v e th e
C o u r t b e lie v e th a t th e ty p ic a l in m a te is a tra ffic o ffe n d e r . ( R e
s p o n d e n ts ’ B r ie f , p . 3 3 ) T h is is s im p ly n o t so. T h e S h e riff’s te s t i
m o n y w a s t h a t in th e p a s t m o s t o f th e in m a te s w e re a lc o h o lic s
a n d m in o r m is d e m e a n a n ts , b u t th a t to d a y th e c o u n ty ja il in m a te s
a re a s d ifficu lt as th o s e in th e s ta te p r iso n s . ( R .T . 9 5 -9 7 ) F e lo n s
r e p re s e n te d 3 9 % o f a l l b o o k in g s , b u t 7 0 % o f th e p o p u la t io n in
c u s to d y in 1 9 73 . ( D e f e n d a n t ’s E x h . F . a t p . 1 ) R e s p o n d e n ts e r r
in in te r p r e t in g p a g e 7 o f D e f e n d a n t ’s E x h . F , w h ic h d e a ls
w i th u n s e n te n c e d in m a te s o n ly : 2 8 % o f a l l p e rso n s b o o k e d a t
S a n ta R i ta w e re c h a rg e d w ith d r iv in g ( a n d d ru n k d r iv in g ) v io
la tio n s , b u t th o s e p e rso n s s e rv e d o n ly 5 % o f th e to ta l n u m b e r o f
d e te n t io n d ays. M o s t p e rso n s b o o k e d f o r th e se o ffen ses w e re r e
le a se d , a n d a s ig n if ic a n t f r a c t io n w e re b o o k e d o n a d d it io n a l
1. Similarly inflammatory is Respondents’ suggestion that the District
Court decided that greater media access was necessary to prevent "con
cealment” of jail conditions. Respondents’ Brief, p. 1. There is nothing
in the District Court’s Memorandum or Injunction (A.66-71) showing
that the Court had determined in any respect that the Sheriff was attempt
ing to conceal conditions.
2
o ffen ses . T h e s e p e rs o n s se rv e d , o n th e a v e ra g e , o n ly 1.81 days
in cu s to d y . B y c o n tra s t , p e rs o n s a r re s te d f o r su ch fe lo n y o ffen ses
as ro b b e ry a n d " w e a p o n s ” (c o n c e a le d w e a p o n s o r w e a p o n s
u s e d in th e co m m iss io n o f a n o ffe n se ) c o n s t i tu te d o n ly 2 % a n d
3 % o f th e b o o k in g s , b u t w e re h e ld in c u s to d y , o n th e a v e ra g e ,
2 8 .1 9 a n d 2 4 .8 6 d e te n t io n d ay s re sp e c tiv e ly . ( D e f e n d a n t ’s E x h .
F ,p . 7 )
B, The Facility.
R e s p o n d e n ts a lle g e th a t in o th e r l i t ig a t io n th e D is t r ic t C o u r t
h a d d e sc r ib e d th e c o n d itio n s a t S a n ta R i ta as " s h o c k in g a n d d e
b a s in g ” , th a t th e N A A C P p la in tif f s d e s ire d to p a r t ic ip a te in th e
p u b lic d e b a te o n th e se c o n d itio n s (A .4 -5 , R e s p o n d e n ts ’ B rie f ,
p p . 2 , 5 ) , a n d th a t a p s y c h ia tr is t w h o c r itic iz e d th e fa c il i ty w as
f ire d . (A .5 , R e s p o n d e n ts ’ B r ie f p p . 5 -6 ) T h e fa c ts a re : ( l ) th a t
case m e n tio n e d c o n c e rn e d o n e b u ild in g a t S a n ta R ita , a n d th a t
th e D is t r ic t C o u r t h a d d ism isse d th e ca se ( s e e P e t i t io n e r ’s O p e n
in g B rie f , p . 9 , fn . 4 ) ; ( 2 ) th e o n ly e v id e n c e w i th re sp e c t to an y
d e b a te is th a t th e r e is p u b lic d isc u ss io n o n th e q u e s tio n o f th e
p r o p e r lo c a tio n o f o n e o f th e tw o n e w re p la c e m e n t ja ils b e in g
c o n s tru c te d , a n d n o t o n " c o n d it io n s ” in an y o f th e S h e riff’s fa c i l i
tie s (R .T . 1 2 4 -1 2 6 ) ; ( 3 ) as to th e p sy c h ia tr is t, th e o n ly e v id e n c e
is th a t h e w a s f ire d by th e B o a rd o f S u p e rv iso rs (R .T . 1 8 6 -1 8 7 )
a n d n o t by th e S h eriff. T h e r e is n o e v id e n c e o r te s tim o n y , in c lu d
in g th a t o f th e p sy c h ia tr is t, as to th e re a so n s f o r th e d isch a rg e .
R e s p o n d e n ts su g g e s t th a t th e S h e r if f ’s se c u rity c o n c e rn s a re
fa n c ifu l . (S ee , e .g ., R e s p o n d e n ts ’ B r ie f p . 4 6 ) B u t th e ev id en ce
sh o w s th a t secu rity a t S a n ta R ita is so re ly o v e r ta x e d . S a n ta R ita
is a n a n t iq u a te d m ili ta ry b a se c o n v e r te d to ja il u se in 1947 (R .T .
25 , 1 4 0 ) , a n d n e e d s d ire ly to b e re p la c e d . (R .T . 1 3 0 ) T h e S h eriff
te s tif ie d th a t a t S a n ta R i ta " s e c u r ity a t b e s t is n o t r e a l g o o d ” .
3
( R ,T . 8 6 ) I n d e e d i t a p p e a rs th a t in th e five m o n th s b e tw e e n th e
f i l in g o f th e c o m p la in t a n d th e h e a r in g o n th e p re l im in a ry in ju n c
t io n , th e r e w e re a t le a s t th r e e e scap es f ro m S a n ta R ita . ( R .T . 1 3 2 )
C. Other Facilities.
R e s p o n d e n ts c o m p a re u n fa v o ra b ly th e S h e riff’s m e d ia p o lic ie s
w i th th o s e o f o th e r c o u n ty ja ils a n d o f th e s ta te a u th o r i t ie s a t
S a n Q u e n tin . ( R e s p o n d e n ts ’ B r ie f p p . 1 0 -1 3 ) In fa c t , e x c e p t fo r
S an F ra n c isc o C o u n ty ,’2 th e te s tim o n y w a s t h a t K Q E D w a s n o t
a w a re o f th e p re s s p o lic ie s o f o th e r c o u n tie s in C a l i fo rn ia o f co m
p a r a b le s ize to A la m e d a C o u n ty : O ra n g e , S an J o a q u in , S an D ie g o ,
S a c ra m e n to , a n d S a n ta C la ra . ( R .T . 1 8 5 )
S an Q u e n t in S ta te P r is o n ’s m e d ia p o lic y c h a n g e s d a te d f ro m
J u n e 1 975 . (R .T . 148 , 1 5 8 ) T h e r e w e re n o c h a n g e s in th e p r o
g ra m f o r th e p u b lic a t la rg e , w h ic h w e re d e sc r ib e d in P e t i t io n e r ’s
O p e n in g B rie f , p . 24 .
S an Q u e n t in ’s d e fin it io n o f " p re s s re p re s e n ta t iv e ’’ is r a th e r
re s tr ic te d 3. (R .T . 1 6 2 -1 6 3 ; see a lso C a l. D e p t , o f C o rre c tio n s ,
A d m in . M a n u a l , § 4 1 5 .1 8 (P la in t i f f ’s E x h . 3, R .T . 1 4 6 ) ) E v en
u n d e r th e n e w ru le s f o r th e m e d ia , th e S an Q u e n tin o ffic ia ls
w o u ld s to p a n in te rv ie w w h e n th e offic ia ls re a liz e d th a t th e p e r
so n b e in g in te rv ie w e d w a s a p r e t r ia l d e ta in e e (R .T . 1 6 1 ; see
a lso C a l. D e p t , o f C o rre c tio n s , A d m in . M a n u a l , § 4 1 5 .2 1 , f if th
p a r a g r a p h ) in f a s h io n s im ila r to P e t i t io n e r ’s ru le . (P e t i t io n e r ’s
O p e n in g B rie f , p . 10, a n d P e t i t io n e r ’s R e p ly B rie f , § D ., " V is i ts ,”
b e lo w .) D u r in g th e c o u rse o f th e p re s s to u r , c o rre c tio n s o ffic ia ls
s ta y v e ry c lo se to th e r e p o r te rs , in o rd e r to c o n tro l th e i r ac tio n s .
( R .T . 156 , 1 6 0 ) -T h e se c u rity d a n g e rs a re so g r e a t th a t e q u ip m e n t
2. The evidence with respect to San Francisco is colored by the
obvious political motives and actions of the San Francisco Sheriff, R.T.
194-195, who was far from a neutral reactor to media requests, but rather
was a participant in his publicity process. Setting up one of the San Fran
cisco television programs took several visits. (A.13, R. T. 181) _
3. The legal questions of just what is the media and who is a media
representative are discussed at pp. 11-12 below.
4
is n o t o n ly s e a rc h e d b u t is so m e tim e s fu rn is h e d . ( R .T . 1 5 8 ) F e a rs
o f d a n g e r f ro m p a c k a g e s , b r ie fc a se s , a n d ta p e re c o rd e rs in a ja il
s e t t in g a re n o t e x a g g e ra te d , as S an Q u e n t in ’s o w n e x p e r ie n c e d e m
o n s tra te s (R .T . 9 4 ) , a n d a re p a r t o f th e S h e riff’s co n ce rn s as
w e ll.
T h e " s p o t” c o v e ra g e s d e sc r ib e d in th e s ta te g u id e lin e s ( s e e R e
s p o n d e n ts ’ B r ie f , p . 35 , fn . 2 4 ) a re in f a c t p r o v id e d by P e ti t io n e r .
( R .T . 2 2 3 ) T h e s e " s p o ts ” d o n o t c o n s is t o f a v ie w o f th e scen e
o f th e in c id e n t (c f . R e s p o n d e n ts ’ B r ie f , p . 4 9 ) , b u t r a th e r o f
access to a n o ffic ia l f o r in fo rm a tio n . See C a l. D e p t , o f C o rre c tio n s ,
A d m in . M a n u a l , §4 1 5 .0 8 .
0. Visits.
K Q E D d ism isses as in a d e q u a te , im p ra c tic a l , o r i r r e le v a n t th e
a b ility to v is i t in m a te s . (R e s p o n d e n ts ’ B rie f , p p . 5 8 -5 9 ) I t is
n e v e r th e le s s t r u e th a t a n y se n te n c e d in m a te c a n b e in te rv ie w e d
b y a n y p e rso n , in c lu d in g a m e m b e r o f th e p re ss , a t v is i t in g tim es .
(A .2 9 -3 0 , R .T . 73 , 134, 1 8 3 -1 8 4 ) P re t r ia l d e ta in e e s m a y b e in te r
v ie w e d b y m e d ia r e p re s e n ta tiv e s in a p r iv a te in te rv ie w , e sp e c ia lly
s e t u p f o r th e p u rp o s e , a t w h ic h c a m e ra s a n d ta p e re c o rd e rs m a y
b e u se d . (R .T . 8 9 )
K Q E D su g g e s ts th a t th e r e q u ire m e n t o f s e c u r in g th e c o n se n ts
o f th e in m a te , co u n se l, a n d th e c o u r t a re u n d u ly b u rd e n so m e , a n d
i t is c o n te n d e d th a t in o rd e r to o b ta in th e c o u r t’s c o n se n t, th e
m a t te r w o u ld h a v e to b e p la c e d o n a c o u r t ’s c a le n d a r . (R e s p o n d
e n ts ’ B rie f , fn . 4 2 , p . 5 9 ) . T h e r e is n o th in g in th e re c o rd o r in
c o m m o n sen se to h in t th a t su ch a p ro c e d u re n e e d b e fo llo w e d .
T h e c o n se n ts o f th e a tto rn e y s c o u ld b e q u ic k ly o b ta in e d , a n d th e
c o u r t’s o rd e r su re ly c o u ld issu e ex p a r te . T h e s e ta sk s o u g h t to be
a b le to b e a c c o m p lish e d w ith in a fe w h o u rs .
In th e sam e fo o tn o te K Q E D critic izes th e id e a th a t th e m e d ia
m ig h t g a in in fo rm a tio n by in te rv ie w in g re le a s e d p r iso n e rs . W h e n
i t is re m e m b e re d th a t 2 8 ,0 0 0 in m a te s p a ss th ro u g h S a n ta R ita
5
e a c h y e a r ( R .T . 8 5 ) , i t is e v id e n t t h a t th e re is a h ig h tu rn o v e r
a m o n g th e p r is o n e rs , a n d th a t m a n y a re re le a s e d f ro m th e d a ily
re le a s e b u se s . ( R .T . 9 8 ) In M r . Ju s tic e P o w e l l ’s d is s e n t in g o p in
io n , i t w a s s u g g e s te d th a t in te rv ie w in g re c e n tly -re le a se d p r is o n e rs
w a s a g o o d a l te rn a t iv e m e a n s o f g a in in g in fo rm a tio n . Saxbe v.
Washington Post, 4 1 7 U .S . a t 8 4 8 .
E. Tours.
K Q E D a sse r ts th a t o n e o f th e d e fe c ts o f a s c h e d u le d to u r is
th a t th e fa c il i ty c a n b e " s c ru b b e d u p ” fo r th e o ccas io n , a n d th a t
th is h a d h a p p e n e d u n d e r a p re v io u s sh e riff . (R e s p o n d e n ts ’ B r ie f
p p . 7 , 1 0 ) C irc u it J u d g e H u f s te d le r th o u g h t th e p o in t o f so m e
im p o r ta n c e . ( P e t i t io n f o r W r i t , A p p e n d ix p p . 2 5 -2 6 ) T h e r e w a s
n o te s tim o n y in s u p p o r t o f th e s e a l le g a t io n s ; m o re o v e r , w i th sem i
m o n th ly to u rs h a v in g b e e n s c h e d u le d fo r a lm o s t tw o y ea rs n o w ,
su ch s c ru b b in g s , i f th e y o c c u rre d , w o u ld h a v e b e c o m e ro u tin e m a in
te n a n c e , a n d re f le c tiv e o f tire a c tu a l c o n d itio n s in th e fac ility .
R e s p o n d e n ts c r itic iz e p h o to g ra p h s o f th e ja il f u rn is h e d b y th e
S h e riff as n o t e n c o m p a ss in g th e e n t ir e fa c ility . ( R e s p o n d e n ts ’
B r ie f , p . 8 , fn . 8 ) T h e e v id e n c e in d ic a te s th a t th e S h e riff is w i l l
in g to p ro v id e m o re p h o to g ra p h s i f a sk e d . ( A p p e n d ix to P e t i
t io n e r ’s O p e n in g B rie f , p p . 2-3, a n d R .T . 1 1 0 -1 1 1 )
T h e o m is s io n f ro m th e to u r o f th e b a r ra c k s b u ild in g h o u s in g
p r e t r ia l d e ta in e e s , " L i t t le G re y s to n e ” , is a lso a n g r ily p o in te d
o u t b y R e s p o n d e n ts . (R e s p o n d e n ts ’ O p e n in g B rie f , p , 8 ) B u t
th e in m a te s in th e o th e r b a r ra c k s a ro u n d L i t t le G re y s to n e a re
c o n v ic te d p e rso n s , a n d c a n n o t le g a lly b e m ix e d w ith th e p r e t r ia l
d e ta in e e s . ( R .T . 1 0 8 ) H e n c e L it t le G re y s to n e is n o t seen o n th e
to u r , b e c a u se th e re is n o p la c e to m o v e th o s e in m a te s w h ile th e
to u r is in p ro g re s s . ( R .T . 7 7 )
I t is t r u e t h a t th e te s tim o n y o f th e r e p o r te r w a s th a t " T h e
m o s t e ffec tiv e th in g w e c a n d o o n te le v is io n is n o t f i l te r [ t h e
6
in f o r m a t io n ] th r o u g h a r e p o r te r , b u t sh o w i t d ire c tly ” . ( R .T .
180, R e s p o n d e n ts ’ B r ie f , p . 9 ) H o w e v e r , th is s h o u ld b e re g a rd e d
in c o n te x t w i th a n o th e r s ta te m e n t by th e sa m e w itn e s s : " T h e
n e x t m o s t e ffec tiv e m e a n s o f in f o r m in g th e p u b lic w o u ld b e fo r
a n e w s r e p o r te r to in sp e c t th e c e lls a n d fa c il i t ie s a n d r e p o r t
th e r e o n .” ( A .1 2 ) P re c ise ly t h a t access w a s g r a n te d th a t w itn e ss .
(A .6 0 -6 1 )
ARGUMENT
I
Respondents' Reliance on the Cases of Pell v. Frocunier and
Saxbe v. Washington Post Co. for the Principle That Press
Rights of Access Are More Extensive Than Those of the
General Public Is Misplaced.
R e s p o n d e n ts ’ b r ie f c o n s is te n tly r e f e r s t o Pell v. Frocunier, All
U .S . 8 1 7 ( 1 9 7 4 ) a n d Saxbe v. Washington Post Co., 4 1 7 U .S .
8 4 3 ( 1 9 7 4 ) a s v a l id a t in g p re s s r ig h ts o f access to p r is o n s a n d
th e ir in m a te s , w h ic h r ig h ts w e re m o re e x te n s iv e th a n th o s e p o s
se ssed by th e g e n e ra l p u b lic a n d b ro a d e r th a n th o s e a c c o rd e d
th e p re s s b y th e P e t i t io n e r in th e in s ta n t case. F o r e x a m p le , a t
p a g e 29 o f th e i r b r ie f , R e s p o n d e n ts a rg u e th a t " [ t ] h e C o u r t ’s
n o sp ec ia l access to in fo rm a t io n s ta te m e n t’ [ i n P e l l ] m u s t b e
r e a d in th e c o n te x t o f p r is o n s th a t a lre a d y p e rm it te d v e ry su b
s ta n t ia l p re s s access .”
P e t i t io n e r a s se r ts t h a t su ch a c o n s tru c tio n o f Pell a n d Saxbe
is b o th in a c c u ra te a n d m is le a d in g . A th o ro u g h re a d in g o f b o th
cases in th e l ig h t o f se v e ra l w e ll-k n o w n c a n o n s o f ju d ic ia l c o n
s tru c tio n co n firm s th a t b o th d ec is io n s re s u l te d f ro m th e a p p lic a
t io n o f a g e n e ra l r u le o f lo n g s ta n d in g : n a m e ly , th a t p re s s r ig h ts
o f access s h o u ld b e n o g r e a te r th a n th o s e o f th e g e n e ra l p u b lic .
I t h a s lo n g b e e n th e ru le th a t w h e re m a te r ia l le g a l o r f a c tu a l
issu es h a v e n o t b e e n c o n te s te d in a p r io r case b e fo re th is C o u r t,
th e C o u r t s h a ll n o t c o n s id e r i ts e lf b o u n d by th e v iew s e x p re sse d
th e re in w i th re sp e c t to th o se issues. Cross v. Burke, 146 U .S . 82 ,
8 7 ( 1 8 9 2 ) ; Stainback v. Mo Hock Ke Lok Po, 33 6 U .S . 3 68 , 379
( 1 9 4 9 ) . S ta te d a n o th e r w ay , fo rm e r d ic tu m s h o u ld n o t c o n tro l
ju d g m e n t in a n a c tio n in w h ic h th e p o in t is d ire c tly p re se n te d .
7
Williams v. United States, 2 8 9 U .S . 553 , 569 ( 1 9 3 3 ) , Pacific Co.
v. Peterson, 2 7 8 U .S . 130, 136 ( 1 9 2 8 ) . D e fe re n c e to th e se ju d ic ia l
p o lic ie s r e q u ire s th a t r e a s o n in g w h ic h fu rn is h e s th e e n t ir e b asis
f o r th e c o n c lu s io n re a c h e d in a c ase is to b e p r e f e r r e d , i n su b se
q u e n t cases , to r e a s o n in g th a t p ro v id e d o n ly a p a r t ia l b asis .
Eisner v. Macomber, 252 U .S . 189, 205 ( 1 9 2 0 ) .
T h u s th e c o n tro l l in g h o ld in g in Pell v. Procunier is th a t h o ld
in g w h ic h m o s t d ire c tly d isp o se d o f th e c o n te s te d le g a l issues.
T h o s e issu es se t f o r th a t p a g e 833 w e re : ( l ) " t h a t { th e s ta te
r e g u la t io n u n d e r sc ru tin y } c o n s t i tu te [ d } g o v e rn m e n ta l in te r f e r
en ce w ith . . . n e w s g a th e r in g ac tiv itie s th a t [ w a s ] n e i th e r c o n
s e q u e n tia l n o r u n c e r ta in ” ; ( 2 ) ” , . . t h a t n o s u b s ta n t ia l g o v e rn
m e n ta l in te re s t { c o u ld } b e sh o w n to ju s tify d e n ia l o f { re q u e s te d }
p re s s access . . ( 3 ) t h a t d e sp ite th e access a lre a d y a c c o rd e d
th e p re ss , th e re q u e s te d access w a s su ch a n e ffec tiv e a n d s u p e r io r
m e th o d o f n e w s g a th e r in g th a t its c u r ta i lm e n t a m o u n te d to u n
c o n s t i tu t io n a l s ta te in te r fe re n c e w i th a f re e p ress .
A ll th r e e o f th e se c o n te n tio n s w e re re je c te d by th e C o u r t ,
w h ic h in s u p p o r t o f i ts d e te rm in a t io n a p p l ie d a p r in c ip le o f la w
p re v io u s ly a p p lie d in cases in w h ic h p re ss access to g o v e rn m e n t
fa c il i t ie s w a s a s s e r te d to b e in a d e q u a te . T h a t p r in c ip le w a s th a t
th e p re s s h a s n o g re a te r r ig h ts o f access to g o v e rn m e n t fa c ilitie s
th a n th a t a c c o rd e d th e g e n e ra l p u b lic .4
4. Indeed in Saxbe v. Washington Post Co. the court (by Mr. Justice
Stewart) states: "We find this case constitutionally indistinguishable from
Pell v. Procunier [citation] and thus fully controlled by the holding in
that case: '[N]ewsmen have no constitutional right of access to prisons
or their inmates beyond that afforded the general public’. [Citation] The
proposition 'that the Constitution imposes upon government the affirma
tive duty to make available to journalists sources of information not avail
able to members of the public generally . . . finds no support in the words
of the Constitution or in any decision of this Court.’ ” Saxbe v. Wash
ington Post Co., 417 U.S. 843, 850 (1974) (emphasis is supplied.)
The primary holding of Pell v. Procunier and Saxbe v. Washington
Post Co. is reiterated in a number of recent cases of the United States
Court of Appeals. In Garrett v. Estelle, the Court of Appeals for the Fifth
8
" T h e [S u p r e m e ] C o u r t m a d e n o ad hoc d e te rm in a t io n in Saxbe
a n d Pell; i t p ro c e e d e d f ro m th e g e n e ra l p r in c ip le , q u o te d ab o v e ,
th a t th e p re ss h a s n o g r e a te r r ig h t o f access to in fo rm a t io n th a n
d o e s th e p u b lic a t la rg e ; a n d th a t th e f irs t a m e n d m e n t d o es n o t
r e q u ire g o v e rn m e n t to m a k e a v a ila b le to th e p re s s in fo rm a t io n
n o t a v a ila b le to th e p u b lic . T h is p r in c ip le m a rk s a l im i t to th e
f irs t a m e n d m e n t p ro te c t io n o f th e p re s s ’ r ig h t to g a th e r n e w s . . . .
th e f ir s t a m e n d m e n t d o es n o t in v a l id a te n o n -d is c r im in a to ry p r is o n
access r e g u la t io n .” Garrett v. Estelle,.... F ,2 d . ( 5 th C ir , 1 9 7 7 )
T h e v a lid i ty o f p re s s access allowed by s ta te p r is o n o ffic ia ls
a t th e c a se ’s in c e p tio n w a s n e v e r c o n te s te d b y e ith e r s id e . A n d
th o u g h e x is t in g access w a s a d v e r te d to b y th e C o u r t , th e v a lid ity
o f th a t access w a s n e v e r d ire c tly ru le d u p o n .
In l ig h t o f th e cases c ite d a b o v e i t is s u b m itte d th a t a b s e n t a
d ire c t r u l in g , th e v a lid ity o f e x is t in g p re ss access in Pell s h o u ld
n o t b e c o n s tru e d as th e c o n tro l l in g fa c to r in th e C o u r t ’s d ec is io n
to l im i t f u r th e r p re s s access. T o e le v a te th e C o u r t ’s f a i lu r e to
ru le u p o n a n issu e n e v e r ra is e d ( i .e . w a s th e e x te n t o f access
a lre a d y a c c o rd e d , c o n s ti tu t io n a l ly c o m p e lle d ) a n d th e re fo re
n e v e r s u b m itte d to th e sc ru tin y g e n e ra te d b y adv o cacy , w o u ld b e
to a llo w p re c e d e n t to ev o lv e f ro m th o s e fa c ts a n d la w w h ic h
w e re n o t c o n s id e re d , r a th e r th a n th o s e w h ic h w e re . P e t i t io n e r
c o n te n d s th a t to d o so w o u ld b e im p ro p e r a n d u n w ise .
II
Pell end Saxbe Lend No Support to Respondents* Contentions That
Press Rights Should be Different or More Extensive Than
Those Possessed by the General Public,
In th e i r b r ie f R e sp o n d e n ts re p e a te d ly e m p h a s iz e d th e n e e d s o f
th e p re s s f o r m o re e x te n s iv e a n d m o re sp e c ia liz e d so r ts o f access
Circuit quotes Pell v. Procunier as follows: "The First and Fourteenth
amendments bar government from interfering in any way with a free
press. The Constitution does not, however, require government to accord
the press special access to information not shared by the public generally.”
F 2d ..... , ........ (5th Cir. 1977). Accord, Cent. S. Car. Ch., Soc.
of Prof, fourn. v. U.S.D.C., 551 F.2d 559, 563 (4th Cir. 1977).
9
to S a n ta R i ta th a n th o s e a f fo rd e d th e g e n e ra l p u b lic . T h o u g h
th e re is n o th in g in th e r e c o rd in s u p p o r t , R e s p o n d e n ts ’ a rg u m e n t
is p re m is e d o n its a s s u m p tio n th a t " [ a ] s i d e f ro m th e p ra c tic a l
d iffe ren ces ju s t i fy in g d if fe re n t k in d s o f access, p re ss a n d p u b lic
h a v e d if fe re n t p u rp o s e s f o r g o in g to th e ja il . M e m b e rs o f th e
g e n e ra l p u b lic m a y w ish to see th e ja i l f o r so m e p e r s o n a l re a so n ,
o r o u t o f id le c u rio s ity . B u t r e p o r te r s g o f o r re a so n s u n iq u e to
th e fu n c t io n w h ic h th e p re s s p e r fo rm s o n b e h a lf o f th e p u b lic . . .
T o fu lf i l l th is p u rp o s e , th e y n e e d access a t le a s t a p p ro x im a tin g
th a t p e rm it te d in Pell-Saxbe.” R e sp . B r ie f p . 40 .
P e t i t io n e r h a s f o u n d n o case d e c id e d by th is C o u r t , a n d R e
sp o n d e n ts h a v e c ite d n o n e , w h ic h e x p re ss ly a cco rd s sp e c ia l s ta tu s
f o r p u rp o s e s o f access to th e p re ss . R a th e r , " [ h i s t o r i c a l l y th e
r ig h ts o f sp e e c h a n d th e p re s s h a v e b e e n co -ex ten s iv e , m e rg e d
in to th e c o m m o n p h ra s e 'f r e e d o m o f e x p re s s io n .’ [ c i ta t io n s ] U n d e r
su ch re a so n in g , a n a rg u m e n t th a t th e p re s s is e n t i t le d to a spec ia l
r ig h t o f access to in fo rm a t io n b a s e d o n f re e d o m o f th e p re s s a lo n e
w o u ld f a i l b e c a u se r ig h ts b a s e d o n f re e d o m o f th e p re ss w o u ld
n o t b e a n y m o re e x p a n s iv e th a n th o s e b a s e d o n f re e d o m o f sp eech ;
w h e re th e r e a re v a l id re a so n s fo r l im i t in g p u b lic access to in fo rm a
t io n , th e r ig h t o f access by th e p re s s w o u ld b e s im ila r ly r e s tr ic te d .”
C o m m e n t, B a n s o n In te rv ie w s o f P r is o n e rs : P r is o n e r a n d P ress
R ig h ts a f te r Pell a n d Saxbe, 9 U S F L .R ev . 7 1 8 , 73 0 (1 9 7 5 )
In Time, Inc. v. Hill [ 3 8 5 U .S . 3 7 4 (1 9 6 7 ) a case re lie d
u p o n b y R e s p o n d e n ts a t R B p g . 2 4 ] th e C o u r t a lso u se d f re e
e x p re s s io n la n g u a g e w h ile h o ld in g th a t c o n s ti tu t io n a l p r o
te c tio n e x te n d e d to f a c tu a l r e p o r ts o f m a tte r s o f p u b lic in te r
est. A l th o u g h th e C o u r t o b se rv e d th a t ' [ t ] h e g u a ra n te e s fo r
sp eech a n d p re ss a re n o t th e p re se rv e o f p o li t ic a l e x p re s
s io n o r c o m m e n t o n p u b lic a f fa irs ’ i t n e v e r th e le s s w e n t o n
to r e m a rk :
'E r ro n e o u s s ta te m e n t is n o le ss in e v ita b le in such a case
[ o f o n e o th e r th a n a p u b lic o ff ic ia l] th a n in th e case o f
c o m m e n t u p o n p u b lic a ffa irs , a n d in b o th , i f in n o c e n t o r
m e re ly n e g l ig e n t . . i t m u s t b e p ro te c te d i f th e free
1 0
doms of expression a re to h a v e th e 'b r e a th in g sp a c e ’ th a t
th e y 'n e e d . . . to su rv iv e ’” . . . New York Times Co. v.
Sullivan ( c i ta t io n ) ’” (e m p h a s is in o r ig in a l ) C o m m e n t: T h e
R ig h t o f th e P re ss to G a th e r In fo rm a tio n , 71 C o lu m .L .R e v .
8 3 8 , 842 ( 1 9 7 1 ) .
I n l ig h t o f th e h is to r ic a l re lu c ta n c e to see f r e e d o m o f th e p re ss
a s m u c h m o re th a n a p a r t ic u la r iz e d fo rm o f f r e e d o m o f sp eech ,
i t is s u b m it te d th a t to d if f e re n tia te b e tw e e n p re ss a n d p u b lic in th e
e v a lu a t io n o f th e a d e q u a c y o f access r ig h ts to g o v e rn m e n t in s t i tu
tio n s , su ch as ja ils , is lik e ly to r e s u l t in b o th d e c re a sed a n d in a p
p ro p r ia te r ig h ts o f p u b lic access. F o r a l th o u g h R e s p o n d e n ts seek
to t r e a t p re s s a n d p u b lic as tw o h o m o g e n e o u s g ro u p s , i t is p a in
fu lly c le a r th a t th e y a re n o t. A n d a l th o u g h R e sp o n d e n ts seek to
a c c o rd to e a c h g ro u p p re d ic ta b le m o tiv e s a n d o b jec tiv e s , i.e . id le
c u r io s ity to th e p u b lic , a n d a p a r t ic u la r s o r t o f z e a l a n d in te g r ity
to th e p re ss , th e r e is n o th in g in th e r e c o rd th a t so d e n ig ra te s th e
p u b lic ’s re a so n s fo r s e e k in g in fo rm a t io n o r so b li th e ly ra tio n a liz e s
th o s e o f th e p re ss . W i t h c e r ta in fa ir ly o b v io u s ex c e p tio n s th e re
a re n o g u id e lin e s fo r e v a lu a t in g w h o is th e p re s s a n d w h o is n o t .5
I t m u s t b e a sk e d th e re fo re i f th e g e n e ra l n ew s r e p o r te r fo r a
n e w s p a p e r o r a te le v is io n s ta t io n is to b e a c c o rd e d g re a te r access
5. ". . . [ I ] f the press clause were to mandate special newsgathering
rights, specifying its beneficiaries would be difficult since the activities of
'press’ newsgatherers would seem to be indistinguishable from those of
'public’ information seekers.
A distinction between 'press’ and 'public’ gatherers based on their past
or future use of a mechanism for disseminating information could be
easily circumvented. And any definition of the press in terms of circula
tion, regularity or stature of the publication would as a general rule seem
constitutionally unjustifiable since such a definition might create barriers
to the flow of information from diverse points of view. Inevitably, the
opinion and perspective of the newsgatherer governs his selection of what
to acquire. Similarly, since the press generally has the discretion to pub
lish only what it desires in a form which it chooses, information that does
not suit the political, commercial or personal interests of the reporter or
editor, or that does not meet a threshold of relatively widespread interest
may not reach the public.”
Note, The Rights of the Public and the Press to Gather Information,
87 Harv. L. Rev. 1505, 1508-09 (1974).
11
to ja i l in m a te s th a n th e t r a in e d p e n o lo g is t o r so c io lo g is t; w h e th e r
a p re s s p h o to g r a p h e r o r c a m e ra m a n s h o u ld b e a llo w e d u se o f h is
to o ls w h i le a f re e la n c e c o m m e rc ia l o r f in e a r t is t s h o u ld b e d e n ie d
th e u s e o f h is ; w h e th e r th e e m p lo y e e o f m e g a lo p o l i ta n d a ily p a p e r
s h o u ld b e a f fo rd e d th e r ig h t to in te rv ie w , w h ile th e e d i to r o f a
w e e k ly s u b u rb a n 'p e n n y s a v e r’ s h o u ld n o t .6
T h e q u e s tio n o f w h e th e r m e d ia m e m b e rs s h o u ld b e a c c o rd e d
sp e c ia l access r ig h ts is c o n s id e re d in Pell a n d Saxbe. I t is su m
m a r iz e d in M r . J u s tic e P o w e l l ’s d is s e n t in Saxbe ( a t p a g e 8 5 6 )
a s fo llo w s ; " . . . [ T ] h e g is t o f th e a rg u m e n t is th a t th e c o n s t i tu
t io n a l g u a ra n te e o f a f r e e p re s s m a y b e r e n d e re d in e ffe c tiv e by
excess r e s tr a in ts o n (p re s s } access to in fo rm a t io n . . . ”
T h e C o u r t b a s e d its r e je c tio n o f th e a rg u m e n t o n a n u m b e r o f
g ro u n d s : ( 1 ) A s su m m a riz e d by M r . Ju s tic e P o w e ll in h is d is se n t
a t p a g e 8 5 7 , . . . " [ N ] e i th e r n e w s o rg a n iz a t io n s n o r r e p o r te r s as
in d iv id u a ls h a v e c o n s ti tu t io n a l r ig h ts s u p e r io r to th o se e n jo y e d
by o rd in a ry c itiz en s . T h e g u a ra n te e s o f th e F ir s t A m e n d m e n t
b ro a d ly se c u re th e r ig h ts o f ev e ry c itiz e n ; th e y d o n o t c re a te p a r
t ic u la r sp e c ia l p r iv ile g e s f o r p a r t ic u la r g ro u p s o r in d iv id u a ls .”
( 2 ) M o s t s o u n d ly re je c te d by Pell a n d Saxbe w e re a s se r tio n s th a t
th e n a tu r e o f p re s s in v e s tig a tio n s n e c e ssa rily re q u ire s d ire c t p re ss
access. R e fe re n c e is m a d e , f o r e x a m p le , a t p a g e 8 3 4 , fn . 9 in
Pell to M r . C h ie f J u s tic e W a r r e n ’s s ta te m e n t in Zemel v. Rusk,
381 U .S . 1, 16-17 (1 9 6 5 ) as fo llo w s : " T h e r e a re fe w re s tr ic tio n s
o n a c tio n w h ic h c o u ld n o t b e c lo th e d by in g e n io u s a rg u m e n ts in
th e g a rb o f d e c re a se d d a ta f lo w .” ( 3 ) T h e C o u r t a lso o b se rv e s
6. "{LJiberty of the press is the right of the lonely pamphleteer who
uses carbon paper. . . .” Branzburg v. Hayes, 408 U.S. 665, 704 (1972).
And, in addition to newspapers, magazines, television and radio the Court
has held the following to constitute constitutionally protected forms of
speech: pamphlets, Lovell v. City of Griffin, 303 US 444, 452 (1938),
leaflets, Schneider v. New Jersey, 308 U.S. 147 (1939), signs, Thornhill
v. Alabama, 310 U.S. 88 (1940), books, Roth v. United States, 354 U.S.
476, 488 (1957) (dictum), motion pictures, Joseph Burstyn, Inc. v.
Wilson, 343 U.S. 495, 502 (1952), and non-commercial advertisements,
New York Times Co. v. Sullivan, 376 U.S. 254, 266 (1964).
1 2
a t p a g e 8 2 3 -2 4 th a t th o u g h s u s ta in e d fa c e -to -fa c e d e b a te , d iscu s
s io n a n d q u e s t io n in g m a y p o sse ss p a r t ic u la r q u a li t ie s , in th e c o n
s id e ra t io n o f r ig h ts o f access i t c a n n o t b e c o n s id e re d w i th o u t r e s o r t
to a p p ra is a l o f a l te rn a t iv e m e a n s o f in fo rm a t io n g a th e r in g . ( 4 ) A t
p a g e s 8 2 7 -2 8 fn . 5 o f Pell th e a rg u m e n t th a t il l i te ra c y o f m a n y
in m a te s ju s tif ie s in c re a s e d p re s s access to th e m is a lso so u n d ly
re je c te d .
In s h o r t , e q u a t io n o f p re s s a n d p u b lic r ig h ts o f access is a m p ly
s u p p o r te d by Pell a n d Saxbe, th e tw o m o s t r e c e n t d e c is io n s o f th is
C o u r t d ire c tly in p o in t . Pell a n d Saxbe a re in tu rn c o n s is te n t w ith
cases th a t p re c e d e th e m a n d h o ld th a t p re s s a n d p u b lic f r e e sp eech
r ig h ts a re co -ex ten s iv e as p a r t ic u la r iz e d fo rm s o f f r e e d o m o f ex
p re ss io n . T h e co -ex ten s iv e n a tu r e o f su ch r ig h ts a n d th e d e a r th
o f a u th o r i ty d is t in g u is h in g b e tw e e n p re s s a n d p u b lic r ig h ts o f
sp eech o r access r e q u ire e q u a li ty in th e f a s h io n in w h ic h access
to in fo rm a t io n is e x te n d e d b y th e g o v e rn m e n t.
R e s p o n d e n t h a s f a i le d to e s ta b lish g ro u n d s fo r m o d ify in g th o se
d ec is io n s .
CONCLUSIONS
T h e h o ld in g s o f Pell a n d Saxbe a re t h a t th e p re s s h a s n o g re a te r
r ig h t o f access to in fo rm a t io n th a n th a t o f th e g e n e ra l p u b lic .
R e s p o n d e n ts ’ a s se r t io n th a t th e tw o cases v a l id a te d m o re e x te n s iv e
r ig h ts o f access to th e p re ss is in co rrec t.
Pell a n d Saxbe, as w e ll as o th e r cases o f th is C o u r t , d e f e a t R e
s p o n d e n ts ’ a s se r tio n s th a t p re ss r ig h ts o f access s h o u ld b e d if fe re n t
o r m o re e x te n s iv e th a n th o se o f th e g e n e ra l p u b lic .
R e sp e c tfu lly s u b m itte d ,
R ichard J. M oore
C o u n ty C o u n se l in a n d f o r th e
C o u n ty o f A la m e d a ,
S ta te o f C a l ifo rn ia
K elv in H . Bo o ty , Jr .
S en io r D e p u ty C o u n ty C o u n se l
A dam Se t h Ferber
D e p u ty C o u n ty C o u n se l
13
l