Memorandum Opinion
Public Court Documents
April 14, 1998
41 pages
Cite this item
-
Case Files, Cromartie Hardbacks. Memorandum Opinion, 1998. e07af1ad-d90e-f011-9989-0022482c18b0. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/6736aeb3-2478-431f-be00-e2e1283de245/memorandum-opinion. Accessed November 20, 2025.
Copied!
APR-14-88 03:31PM FROM-FERGUSON, STIJHALLAS ADKINS , GRESHAIASUM +7043345654 @- T-593 P.02/42 F-554
CoJDept. ou Co i hi 4, Jb
Phone # Phone
Fax# Fax 8
IN THE UNITED STATES DISTRICL CUURY
FOR THE EASTERN DISTRICT OF NORTH CAROLINA
EASTERN DIVISION FILED
No. $196-CV-104-B0(3)
MARTIN CROMARITE, THOMAS ) ‘APR 4 1998!
CEBANDLER MUSE, GLENNES PODGE )
WEEKS, R.O. EVERETT, J.H.
FROELICH, JAMES RONALD
LINVILLE, and SUSAN HARDAWAY,
Plaintiffs,
DAVID W. DANIEL, CLERK
U. S. INSTRICT COURT
E DIST. NO. CAR
MEMORANDUM
QERINTION
Vv.
)
)
)
)
)
)
|
JAMES B. HUNT, JR., Governor )
of the State of North )
Carolina) DENNIS A. WICKER, )
1..ieutenant Governor of tha )
dtate of North Carolina) )
HAROLD J. BRUBAKER, Speaker of)
the North Carolina House of )
Raprasantativeaj ELAINE )
MARSHALL, Secratary of the )
Etate of Narth Carolina) )
TARRY LEAKE, mambaz ol tho )
State Board of Elections) )
8. KATHERINE BURNETTE, memker )
f# the Stata Board of )
lectione)] FAIGER BLACKWELL, )
ember of the Stats Board of |)
locticng; DOROTHY FRESSER, )
ember of tha Btate Board of |)
lections) and JUNE K. )
OUNGBLOOD, msmbar of the )
tata Board of Elections, in |)
thelr 0ffialial Capscisiety and)
THE NORTH CAROLINA BTATE )
BOARDS OF ELECTIONS, an
pfficlial agency of the State )
nf North Carolina, )
)
)
)
pafandants,
This matter is beforas the Court on the Plaintiffs’ Motions
for Preliminary Injunction and for Summary Judgment, and on the
pefendants® Motion for Summary Judgment. The underlying action
-hallenges the congressional redistricting plan anacted bY tha
APR-14-98 03:31PM FROM-FERGUSON, STEQIPHALLAS ADK Ns, GRESHAMASUM +7043345654 , 7-583 P.03/42 F-B54
General Assembly of the State of North Carolina on Marsh 31,
1997, contending that it violatas the Equal Protection Clause of
the Fourteenth Amendment, and relying on tha lina of cases
zapresanted by shaw v, Hunt, 617 U.S. 839, 116 B. Ct. 1894, 135
L.BEd.2d 207 (1996) (“fhaw Ii"), and Miller v, Johnsen, 513 U.B.
300, 904, 115 8. Ct. 2475, 2482, 132 L.Ed.2d 762 (1983)
Following a hearing in this matter on Mareh 31, 1998, the
Court tock the parties' motions under advisement and thsranfter
{gsusd an Order and Permanent Injunctien (1) finding that the
Twelfth Congressional District under the 1957 North Carolina
Congressional Redistricting Plan is unconstitutional, and
granting Plaintiffs’ Motion for Summary Judgment as to the
twelfth Congreseional District) (2) granting Plaintiffs’ Motion
gor Preliminary Injunction and granting Plaintiffs’ reguas’., as
contained in ite Complaint, for a Parmanent Injunction, thnzeby
enjoining Defendants from conducting any primary or genaral
election for congressional offices under the redistricting plan
anacted as 1997 N.C. Session Laws, Chapter 11; and (3) ordering
that the parties file a written gubmiesion addresaing an
appropriate time paricd within which the North Carolina Ganeral
hasanbly may be allowed the opportunity to correct the
ponstitutional defects in the 1997 Candrassiansd Redistricting
1an, and to prasent a proposed elaction schedule to follow
redistricting which provides for a primary election process
Fulminating in a general congresalonal election to be hald on
ruesday, November 3, 1998, the date of the previously scheduled
2
APR-14-98 03:32PM FRoM-FERGUSON, STEWALLAS, ADKINS, GRESHAMLSUM +7043345654 * 7-583 P.04/42 F-554
genaral election.
That order was issued on April 3, 1538, by a majority of the
three-judge panel. Cirauit Judge Sam J. Ervin, III, dissented.
Defendants filed a Motion for a Stay of the April 3 Order, which
was denied by this Court by Order dated April 6, 1998.
Defendants also eppealed the April 3 Order to the 8uprems Court,
and the appeal ip still pending in that Court. This Memorandum
and Opinion refers to that Ozder, and shall be the opinion of the
Court.
BACKGRQURND
In Shaw II the United States Supreme Court held that the
Twalfth Congressional District created by ths 1532 Congressional
Redisericning Plan (hereinafter, the "1592 plan“) had been Iace~
hasad and could not survive the required rgrrict morutiny. 517
5.6. 899, 116 B. Ct. 1834, The five plaintiffs in Ehaw lanked
tanding to attack the other majority-minority district (the
irst Congressional District under the 1992 plan) because they
ere not reglstered voters in the distriet.: Id,
Soon after the Suprame Court ruled in ghaw IX, three
residents cf Tarboro, North Carolina, filed the original
romplaint in this aetion on July 3, 1396. Thess original
blaintiffs resided in the Firat Congressional District
(altarnatively, "District 1") as it existsd under North
rarolina's 1992 plan. The Plaintiffs charged that the First
bongressional District violated thelr rights to agual protection
indez the Unitad Etates Constitution hecause race pradominated in
3
APR-14-88 03:32PM FROM-FERGUSON, STENALLAS ADK Ns, GRESHAWAS UH +7043345654 i» 7-583 P.05/42 F-554
he drawing of the District. The action was stayed pending
resolution of yemand proceedings in haw v, Hunt, and on July 9,
1996, the same thres Tarbora residents joined tha Plaintiffs in
hav in €iling an Amended Complaint in that case, similarly
rhallenging District 1.
By Order dated Septamber 12, 1957, tha three=judge panel in
approved a congreaslonal redistricting plan enacted on March
1, 1997, by the Gensral Assembly as a remedy for the
constitutional violation found by the Bupreme Court to exist in
he Twelfth Congressional District (alternatively, "Distzict
2"). The Shaw three-judge pansl also dismisaed without
prejudice, as moot, the plaintiffs’ claim that ths Flrst
Congressional District in the 1552 plan wae unconstitutional.
Although it was a final ardezr, the Beptembar 12, 1997, decision
pf the Shaw thres-judga panel was net preclusive of the instant
hause of action, as ths panel was not presantad with a continuing
Lbhallengs to the redistrioting plan.’
' Ip its final Memorandum Opinion, tha three-judge anel in
, noted that thera was "no substantiva challenge to the
1997] plan by any party to this action," and closed by
xplicitly "noting the limited basie of the approval of the plan
hat we ara empcwared to give in the context of .this litigation.
t {es limited by the dimansiens of this civil action as that ise
afined by the parties and tha claima properly hefore us. Hare,
hat means that we only approva the plan as an adequata ramady
or the specific violation of the individual equal protaction
ights of thoas plaintiffs who succesafully challangad the :
egislature’'s creation of former District 12. Our approval thus
omp not—canhot—run beyond the plan's remadial adequacy with
aspect to those parties and the squal protection violation found
8 to former District 12. ghaw v, Hunt, No. 92=202-CIV-5-BR, at
(E.D.N.C. Sapt. 12, 1837).
APR-14-98 03:32PM rRow-FeRauson, SE. HALLAS ADKINS , GRESHAMRS UM +7043345654 i» 7-593 P.06/42 F-554
On Octobar 17, 1997, this Court dissolved the stay
previously entered in this matter. On the sama day, two of the
original threes Plaintiffs, along with four residents of District
12, £ilad en amended Complaint challenging the 1997 remedial
congressional redistricting plan (the "1397 plan"), and seeking a
declaration that the Pizat and Twelfth Congressional Districts in
the 1937 plan are unconstitutional racial gerrymanders. The
three-judge panel was designated by order of Chlef Judgm
wilkinsion of the Fourth Cireuit Court of Appeals, dated Januazy
23, 1998. The Plaintiffs moved for a preliminary injunction on
January 30, 1958, and for summary judgment on Fabruary 5, +998.
The Defendants filed their instant summary judgment motlon en
March 2, 1998, and a haazing on these motions was hald on March
31, 19898.
EACIR
The North Carolina General Assambly convened in regular
sespdion on January 25, 1997, and formad redistricting commuttess
to address the defects found in the 1992 plan. Those nawly
formed Rouse and Sanate Committees aimed to identify a plan which pe cure the constitutional defecta and receive the support of
majority of the members of the General Assembly. Affidavit of
Jenator Roy A. Cooper, III ("Cooper Aff.") €3. In forming a
workable plan, the committees were gulded by two avowed goals!
(1) curing ths constitutional defacts of the 1992 plan by
pssuring that race was net ths predominant factor in the new
plan, and (2) drawing the plan to maintain the existing partisan
3
APR-14-98 03:32PM FROM-FERGUSON, STEPHALLAS, ADKINS , GRE SHAG UH +7043345654 I 7-593 P.07/42 F-554
DPT vw -— =
balance in the Btats's congressional delagation. Cooper ALE.
¢¢s, 8, 10, 14; Affidavit of Gary 0, Bartlett, Exsoutlve
Secratary-Director of the State Board of Elasctlons ("Bartlett
Af€."), Vol. I Commentary at 9-10.
To achieve the second goal, the redistricting committaeas
drew the new plan (1) to avoid placing two incumbents in tha same
district and (2) to presarve the partisan corsa of the existing
distriete to the sxtant donsistent with the goal of curing the
defects in the old plan. Cooper Aff. g14. The plan as enacted
raflaats these directives: no two incumbent Congresamen reside
in the same district, and each district retelna at least 60% of
the population of the old district. Cooper Af¢., 98, affidavit of
The Twelfth Conaremsional Digtzict
ens W. Bdwin MoMahan ("McMahan Aff.") $7,
piutzict 12 is ona of the six predominantly Demcozatioc
Histriovs established hy the 1997 plan to maintain the 6-6
artisan division in North Carelina's congressional delegation.
{gtrict 12 is not a majority-minericy district,’ but &6.67
ercont of its total population is African-American. Bartlett
$§2,, Vol. I Commentary at 10 and ll. District 12 is composed of
ix counties, all of them split in the 1937 plan. The racial
»omposition af the parta of the six sub-divided counties amsigned
Re
! rhe Twelfth is not a majorityeminority district as
easurad by any of three possible criteria. African-Americans
cnstituta 47 percent of the total population of District 12, 43
arcent of the voting age population of the District, and 46
SEgeny of the registered voters in the District. Paterson ALf.,
t 8.
6
APR-14-88 03: bs jeu 33PM FROM FERGUSON, STUQIHALLAS ADKINS, GRESHAHASUM +7043345654 J 7-593 P.08/42 F-554
ro District 12 include threes with parts over 50 percent African-
erican, and three in which the African-American percentage is
ndexr 350 percent. paclaratisn of Ronald E. Webher ("Webber
ea.”) 18, However, almost 75 pereent of the total population
in District 12 comes from tha three county parts which ars
majority African-American in populations Macklenbuzg, Forsyth,
Lnd Guilford eountlas. id. Tha othar threes county parts
{Davidaon, Iredell, and Rowan) have narrow corridors which pick
ip as many African-Amaricans aB are needad for tha district to each ite ideal size.’ Id.
Wheres Forsyth County was eplit, 72.9 percent of tha total
opulatien of Forxayth County allocated to Diatriot 12 18 African-
erican, while only 11.1 percent of its total population
assigned to neighboring Discrist 5 ig African-American. Id. 920.
imilarly, Mecklenburg County ia split so 51.8 parcent of ics
otal papulatien allocated to District 12 is African-American,
hile only 7.2 pardent of the total population assigned to
ndjolining District 3 ia African-American.
A similar pattern emerges when analyzing the cities and
b owna split betwesn Distrist 12 and ite surrounding districts:
Lhe four largest oitiaes asplgned to District 12 are split along
racial lines. Yd. 923. For example, where the City of Charlotte
ls split between pistrict 12 and sdjacent pistrict 9, 59.47
pus——
! An equitably populated congressional district in Nozth
nayolina needs a total population of about 552,386 pereons using
1990 Census data. Weber Dac. ¥33.
-
APR-14-98 03:33P M FROM FERGUSON S WALLAS, ADKINS, GRESHAMASUM ~~ +7043345654 kJ 7-583 P.09/42 F-554
percent of the population zssignad to Dlatrict 12 is African-
American, while enly B.12 percent of the Charlotte population
assigned to District 9 la African-American. Affidavit of Martin
B. McGeas {"McGes Aff."), Ex. L. And where the ¢ity of Greansboro
ig gplit, 55.58 percent of the population assigned to Dletriar 12
is African-American, while only 10.70 percant of thes population
agaigned to District 6 is African-American. Id.
An analysis of the voting precincts immediately surrounding
Distrist 12 reveals that the legislature did not simply create a
majority Democratic district amidst surrounding Republican
precincts. For example, around the Southweat edge of Distriat 12
(in Mecklenburg County), the legislatures included within the
digtriet's berders several precincts with racial compositions of
40 to 100 percent African~-Amarican; whils excluding yom the
district voting pracincts with leas than 1] percont Afrigsn-
American populstion, but heavily Democratic voting ragistrations.
among Mecklenburg County precincts which are immediately adjacent
to Diatrict 12, but net ineide it, are precincts with 58.818 ercent of voters registered as Democrats, and precincts that are
56.464 parcent Damooratia, 54.213 percent Democratic, 59,138
parcent bDemoczatic, 59.225 pezxcent Damocratia, 54,498 parcant
hemacratie, 59.038 parcant Democratic, 55.72 percent Democratic,
54,595 percent pemocratic, 54.271 percent Democratic, 63.452
barcent Democzatie, snd 59.453 pordent Demosratic, Id., Bx. P.
similarly, Forsyth County preaincta that are immediately adjacent
0, but not inside, Distries 12 include precincts with 57.371
APR-14-88 (03:33PM FROM-FERGUSON, SY WALLAS ADKINS , GRESHAUASUM +7043345654 . 7-583 P.10/42 F-554
percant Democratic registration, 63.253 percent Remocratic
registration, 65.747 percent Democratic registration, 65.747
percent Democratic registration, 76 parcent Democratic
registration, 55.057 percent Damacratisc ragistratien, 55.307
percent Democratic registration, 56.782 parcent pemocratic
reglatration, 55.836 percent Demecpatic registration, and 60,113
parcent Demoaratie registration. Id., EX. O. Finally, District
12 was drawn to exslude precincts with 59.679 percent Democratic
registration, 61.86 percant Democratic zestateation, 58.145
[percent Democratic registration, 62.324 percent Democratic
registration, 60.203 percent Democratic ragintration, 56.735
percant Democratic reglstration, 66.22 percent bemecratio |
registration, 57.273 percent Democratic registration, 55.172
percent Democratic registration, and 63.287 parcent Democratic
registration, all in Guilford County. Id., 8x. No
On the North Carolina map, District 12 has an irregqulsr
phape and is barely contigucus in parts. Its Bouthwest coymner
Lies in Mecklenburg County, very close to the South Carolina
border, and includes parts of Charlotte. The District moves
orth through Rowan County and into Irodell County: There it
Jute West to plck up parts of the City of Statesville. Mere than
5 percent of tha Btatesvilles population that is included in
nistrict 12 4s African-Amsrican, while only 18.88 percant of the
hopulation of Statesville excluded from District 12 is African-
hmarican. McGee Aff., Ex. L. ¥rom Statesville, the District
poves East into Rowan County. There it dips to the Bouth to
9
APR-14-98 03:34PM oe LR Me FROM-FERGUSON, STUFALLAS. ADKINS GRESHANASUM +7043345654 $ T-593 P.11/42 F-554
{nclude Salisbury, befora turning to the Northeast and entering
pavidson County and the City of Thomasville. over 41 parcent of
the populations of Balisbury end Thomasville that are included in
digtrict 12 are African-American, whils only 15.39 and 8.35
percent, raspactively, of those that sze excluded from the
{gtziot are African American. Id. The District makas a
orthwesterly incursion into Forsyth County to includs parts of
inston-Ealem, where 77.33 percent of the population within
jetriat 17 is African-American, and only 16.06 percent of the
opulation left out ig African-American. Id. Tha Distriet moves
o the East and narrows dramatically before cpening up again to
include the predominantly African-American parte of Greensbora,
Lore the District ends.
objective, numerical studies of the compagtness 3
sengressional districts are also svallatie: In his report, "An
pvaluation of North Carolina's 1998 Congrsnsional pistzriatsn,”
freZassy Gerald R. Webater, one of the pafendanta' expert
ritnagses, presente atatigtical analyses of “gompaxator
hompactneas indicators” for North Carolina's congressional
yistriots undar the 1997 plan. In measuring the districts’
LJ
10
APR-14-98 03:34PM FROM-FERGUSON, STUHALLAS ADKINS, GRES HAMRSUM +7043345654 ® 7-593 P.12/42 F-554
dispersion compactnass' and parimster compactness,’ Professor
Webster offers two of the "most commonly recognized and applied”
compactness indicators. Wabster, at 13 (citing Pildes & Niemi,
Expressive Harms, "Bizarre Districts,” and Voting Rightas
Evaluating Election-District Appearancas After Shaw v. Reno, 92
Mich.L.Rev. 483, 371-573, table 6 (1993) (hexeinafter, "Pildes &
Niemi"); apd see Bush v. Vera, 517 U.8. 352, —, 116 8. ct. 1941,
1952, 135 L.Ed.2d 248 (1996) (citing Plldes £ Niami compactness
factors ae.supporting evidence for holding three Texas
congressional diatricts unconstitutional).
In dig¢gcusaing the relative normalay of various compactness sasures, Pildes and Niemi suggest that a nlow" disparaioen
Cenearears measure would be equal to or leas than 0.15. Pildes
s Niaml, at 584. They suggest that a "low" parimater compactnasa
maagure is squal to or less than 0.05. Id. North Carolina's
rwelfth Congressional District under the 1937 plan has a
Jigparsion ccmpactneds indicator of 0.109 and a perimeter
pompactnssd indicator of 0.041. Webster, at table 3. Thess
{ wpigparsien compactna@s” maasurea the geographic
rdisparsion” of a district. To calculate this a circle is
hi roumscribed eround a district. Tha FapoTEs. coefficient {is the
roportion of tha area of the aizeumgeribed eirgle which in also
noludad in the district. This measurs ranges from 1.0 (most
Fompact) to 0.0 (least aompact). Waebstar, at 14.
3 wperimater compactnass" is based upon the caloulation of
he district's perimetar. The reported coefficient ig the
hroportion of the area in the digtrict relativa to a circla with
he same perimater. This moasuze xangao from 1.0 (most compact)
bo 0.0 (least compact). Webster, at lé. The equation used hare
ls (((4 x IT) » Area of district) + (District's Porimeter2)).
[ebstar, at tabla 3.
1
a LogagEaBess PAGE 12
APR-14-98 03:34PM FROM-FERGUSON, STUIPHALLAS, ADKINS, GRESHAMASUM +7043345654 s 7-393 P.13/42 - F-554
'
4
.
£igures are much lower than the mean compactness indicators foz
Nozth Carolina's twelve congressional districts undar the 1397
plan. The avarage disparsion compactness indicator for tha Btate
{s 0.354, and the aversge perimetar compactness indicator is
0.142. Id. The next lowest dispersion compactnass indicator
aftar District 12 is the 0.206 in the Fifth Congressional
District, and the next lowest perimeter compactness indicster is
the Firat Congressional District's 0.107. Id.
[5s Zhe plnekfenctocslonil uasik
piatrict 1 is another predominantly Democratic district stablished by the 1957 plan. Unlike piatriet 12, it is a
ajority-minority digtrict, based on percentages of the total
opalatien of the District,’ as 50,27 percent of its total
opulation is African-Amarican. 1d., Vol. I Commentary at 10.
{strict 1 ‘Le composed of tan of the 22 countien split (n drawing
he statewide 12 district 1597 plan. Waker Dec. g16. Ralf of
he twerty counties represented in Digtrict 1 are split. Id. Of
Lhe ten gub~divided counties assigned to pDistziet 1, four have
arts with over 50 parcent African-American population, four
thers have parts with over 40 percent African-American
opulation, and two others have parts with over 30 percent
frican=-American population. Id., 17.
In each of the ten countias that sre split between District
¢ While 50.27 percent of the total population of District 1
8 African-American, only 46.54 passin of the voting aye
population is African-American, asad on tha 1930 cansus data.
Parclotc Aff., Vol. T Commentary at 138.
12
|
APR 14 ’98 15:52 +7843345654 PAGE. 13
APR-14-88 03:34PM FROU-FERGUSON, STEIHALLAS, ADKINS GRESHANASUM +7043345654 » 7-503 P.14/42 F-554
!
t
J
.
1 and an adjacent district, the percent of tha population that is
African-American is higher inside the district than it is outside
the district, but within the mame county. Id., 919 and Table 2.
The dioparltios are less significant than in the county splits
invelving Dletsint 12. 1d4., Table 2. T¥or example, whare
Baaufort County is split betwsan Districts 1 and 3, 37.7 percent
ef the totpl population of Beaufort County allocatad to District
}: is African-American, while 22.9 percent of the total population
of Beaufort County assigned to District 3 is African-American.
Similarly, nine of the 13 cities and towns splic between
District 1’ and its neighboring districts are split along secial
linea. 1Id., 922. Por example, where the City of New BeZn is
split between District 1 and adjacent District 3, 48.27 percent
of tha populatien assigned to District 1 ia African-American,
while 24.49 percent of tha New Barn population asslgnad to
District 3 Ls African-American, McGaa Aff., Bx. L.
Viawed on the North Carelinz map, District 1 is not as
irregular 48 District 12. In the North, it spans 151.2 miles cross, from Roxboro, Person County, in the West, to Sunbury,
ates County, in the East. Affidavit of Dr. Alfred W. 8tuart
(“Stuart AfL."), table 1. It is shaped roughly like the state of
lorida, although the protrusien to the Sauth from ite
"panhandle" is only approximately 150 miles long (to Goldeboro,
[layne County, with two irregulazities jutting into Jones, Craven,
hnd Beaufort Counties. Caopezr Aff., attachment. These
| rregularities surround tha peninsular extension of the Third
13
oi Ply
Fr ge.
APR 14 ’'98 15:52 +7043345654 PAGE. 14
APR-14-88 03:35PM _ FROM-FERGUSON, STHJALLAS ADKINS, GRESHAMASUN +7043345654 i 1-593 P.15/42 F-554
Hae
congressional pletzrict from the East, allowing the incumbent from
the pravioys Third Congressional District to retain his residence
ithin the boundaries of the same district, and aveiding placing
two incumbents in District 1.
The "éomparater compactness indicators” from District 1 are
muah closet to the Narth Carclina mean compactness indicators
than are shots from District 12. For example, pistrict 1 has @&
cdaperaton’ aompactness {ndicator of 0.317 and a pozimetor
conpactnash {indicator of 0,107. Webster, at tabla 3. This
dispersion’ compactnasa indicator is not significantly lowar than
the state’ mean indicator of 0.354, and is higher than the
dispersion compactness indicators of nigtriets 12 (0.108), §
(0.292), ahd § (0.206). Id. It may be noted that Districts 5
and 9 are hext to, and necessarily shapad by, District 12.
District L has ao perimeter compactneds {ndicator of 0.107, which
is lower than North Carolina's mean perimeter compactness
indicator (0, 152), but much higher than pildes and Niemi's
suggested Low" perimater compactness {ndicatar (0.08). District
1's perimeter compactness indicator is also much highar than that
of District 12 (0.041). Id.
| pISCUSSION
Tha Equal protection Clausa af the United States
Constitution provides that no 8tate "shall deny to any person
within ita jurisdiation tha sequal protection of the laws." Us 8.
const. amend. 14, § 1. The Unitad States Supreme Court sxplained
5 Miller ¥ Johnnoh, dASebelliimilodllinlis 8: Ct: at 2462, th
APR 14 °S8 15:52 +7043345654 PAGE. 15
APR-14-98 03:35PM FROM-FERGUSON,S WALLAS, ADKINS, GRESHAM&SUM ~~ +7043345654 ® T-593 P.16/42 F-554
FROM NC RG SPECIRL LITIGATION 9-716-6763 P4.14.1998 1 P.15S
ii
-
E
R
a
the centzal mandate of the Bqual Protection Clause "ia racial
neutrality in governmental decisionmaking. Applicaticn of this
mandate clearly prohibits purposeful discrimination between
{dividuals on ths basis of races, Shaw ¥. Reno, 50% u.5. 630,
642, 113 ]. Cr. 2816, 2824, 125 L.Bd.2d 511 (1993) ("Ehaw XL")
(editing daahington. v, DICE) §26 U.S. 228, 233, 96 §. Ct. 2040,
2047, 48 L.rd.2d 597 (1876)).
AB the Suprame Court resognized, howevar, ths usa of this
principle in ngleoatoral districting is a most delicate task.’
Millek, 515 v.8., at 905, 115 B. Ct., at 2483. Analysis of
suspect districts must begin from tha premise that "[l}awa that
explicitly distinguish between individuals on racial grounds fall
within the! core of [the Equal Protection Clause's] prohibition.”
ghaw I, 50b U.5., at 642, 113 6. Ct., at 2824. Beyond that,
however, the Fourtaanth Amendmant's prohibition "extends not juet
to explicit racial classifications,” Miller, 515 U.S., at 903,
115 §, ot. at 2483, but also to laws, neutral on thelr face, but
runexplaindble on gzounda other than race," Jrlington Hedghfa Vv.
Metzopolitdn Housing Develspment Corp., 429 U.8. 252, 266, 57 8.
ct. 555, 364, 50 L.Bd.2d 450 (1977).
In challenging the cenatitutionality of a State's
itasricsing plan, the "plaintiff bears ths burden of proving: the
race~based motive and may do 50 either through 'clrcumstantial
vidence of a digtrist's shape and demographics' or through 'more
Hirect evidences going to lagislative purpess.'" Shaw II, 317
D8, at = 116 8. Ct, , at 1500 (quoting Miller, 515 U.b.y at
{
1§
APR 14 ’'98 15:53 +7043345654 PAGE. 16
APR-14-98 03:35PM
FROM NC AG SPECIAL LITIGATION 19-716-6763 84.14.1998
Es a El , ,, —
|
916, 115 §. Ct., at 2488). In the final analysis, the plaintise
muat show “that race was the pradominant factor motivating the
legislature's decision to place a significant numbex of voters
within or Without a particular district.” Ig. (quoting Millaex,
51% U.6., At 916, 115 6. Ct., at 2488),
Once a plaintiff demonstrates that race was the predominant
factor in yedistricting, the applicable standard of review of the
new plan 1b vgtriot scrutiny.” Thus, in Miller the Supreme Court
held that perio scrutiny applies when race is the "predominant”
consideration in drawing the district lines such that "the
legislaturd subordinata(s) racs-neutral districting princinles
. + . to rholal considerations.” 515 U.S., at 916, 115 8. Ct.,
at 2488. Onder this etendard of review, a State may sscapo
censure while drawing racial distinctions only if it is pursuing
a "compall{ng state interast." Shaw II, 517 V.B., at —, 116 BH.
ct., at 1902.
Howevdr, "the means ahocoen to accomplish the Btate‘s I
wien pyrpose must ba specifically and narrowly framed to
I
ccompliash that purpose." Hyaant v, Jackeon Bd, gf Ed., 476 U.B.
R67, 280, 106 8. Ct. 1842, 1850, 90 r.Pd.2d 260 (1986) (op=nicn
hE powall, J). As the Supremes Court required in ghaw Il, where
Stata's plan has been found to be a racial gezrrymander, that
tate must ‘now "ghow not enly that its redistricting plan was in
ursuit of a cempalling state interest, but alsc that ita
Higetrioting legislation is narrowly tailored to achieva that
bompelling interest." 517 u.8., at —, 116 5. Ct., at 1902.
16
FROM-FERGUSON, STRSEAWALLAS , ADKINS, GRESHAMASUM ~~ +7043345654 * 7-593 P.17/42 F-554
1 1 P.16
APR-14-88 03:36PM FROM~-FERGUSON, $ WALLAS, ADKINS, GRESHAM&SUM +7043345654 3 T-593 P.18/42 F-554
FROM NC RG SPECIAL LITIGATION 199-716-6763 B4.14.1998 1 l
Ah
a pe —
We axe cognizant of the principle that "redistricting and
Pel?
reapportidning legislative bodies is a legislative task which the
federal cqurts should make every sffort not to preempt.” Hise v,
Liggsonh, 437 v.5. 535, 533, 98 8. Ct. 2493, 2497, $7 L.Bd.2d 411
(1978) Hi omitted). “A State should ba given the
opportunity to make its own redistriating decisions so long as
that is practically possible and the Etats choosas to take the
opportunity. When it deas take the opportunity, the discretion
of the foderal court is limited except toc the extent that the
plan itaelf vuna afoul of federal law." Lawvar v, Dap't of
Justics, = v.85. —, —, 117 8. Ct. 2186, 2193, 138 L.Ed,2d 6&3
(1997) (4 kanal citations omitted). Thus, when the federal
courts declare an apportionment scheme uncocnstitutional-as the
Suprsma Cojrt did in Ehaw II-it 1s appropziate, "whenever
practicablp, to afford a reasonable opportunity for the
Lasielaturh to meat constitutional requirxamants hy adopting a
substitute maasure rather than for the fsderal court ta devise
and order into effect its own plan. The new legislative plan, if
forthoominj, will then be tha governing law unless it, too, is
challenged. and found to vialate the Gomatitution. “ Ylge, é37
U.8., ot 540, 58 8. Ct., mt 2497.
Is The Twelfth Congressional District |
As noted above, the final dacisien ef the three-judge panel
in haw only approved the 1997 Congressional Redistricting Plan
“au an sdeguate remady for the spscifia violation of the
individual equal protection rights of these plaintiffs whe
' 17
APR 14 ’98 15:53 +7843345654 PAGE. 18
APR-14-98 03:36PM FROM-FERGUSON, WALLAS , ADKINS, GRESHAM&SUM ~~ +7043345654 ® T-593 P.18/42 F-554
FROM NC AG SPECIAL LITIGRYION "519-716-6763 24.13.1998 19952 P.18
Hl tM ii wm
J
succasafully challenged the legislature's creation of former
pistrict 12." Shaw v, Bunt, No. 92-202-CIV-5-BR, at 8 (E.D.N.C.
Sept. 12, b997) In the instant cass, we ere faced with a ripe
controversy as to the newly-configured Twalfth Congressional
District, 'ohie panel must thus decide whather, as a matter of
law, Dlotret 12 violates ths egual protection rights of the
plaintiffs who live within the district and challenge its
constitutibnality.
In holding that District 12 under the 1952 plan was an
unaonstitutional racial gerrymander, the Suprems Court in Shaw II
noted, "(n}o one looking at Distriet 12 could reasonably suggest
that the district contains a ‘geographically eempaat’ population
cf any racé." S517 U.G., at —, 116 §. Ct., at 1306. The Shaw ll
Court thus' struck the old District 12 as unconstitutional 8 &
matter of law. In redrawing North caralina's congressional
distriots in 1997 the Gensral Assembly was, of course, aware that
pistriet 12 under the 1992 plan had been declared
unconstitutional; curing the constitutional deficiencies was one
of the 1agLalazizely declarad goals for the redistricting
process. Cooper Aff. 7¥5, 8, 10, 14.
Defendants now arque that the changes in pistrict 12 batween
the 1992 afd 1997 plans are dramatic snough to cure it of ite onstitutignal defects. They point to the fact that the new
istrict 1% has lost nearly one~thizd (31.6 percent) of the
opulation from the 1992 district and nearly three-fifths (58.4
ercent) ot the land. These numbers do net advance the
18
APR 14 ’'S98 15:83 +7043345654 PAGE. 1S
Pefandants} argument or end the Court's inquiry. As Defendants
thamselves' note, tha Court's role is limited to detarmining
“whether fon proffered remedial plan is lagally unacceptable
because it’ vielates anew constitutional or statutory voting
rights-that is, whather it fails to meet the same standards
applicable, to an original challenges of a legislative plan in
, 860 F,2d 110, 115 (4 cir.
pleca.”
1988) (citing Upham vy. Saamon., 4%6 U.8. 37, 42, 102 Ss. Ct. 1518,
1521, 71 LijBd.2d 725 (1982)). A comparison of the 1532 Distzict
12 and theipresant District is of 1imited valuas hera. Tha lessue
in this cage is whather District 12 in the present plan violates
the equal protestion rights of the voters residing within it.’
In , tha Supreme Court described old plstrict 12 as
vanuesativianaped. It is approximately 160 miles long and. for
much of its length, no wider than the [Interstate]-85 corridor.
tt winds ig snake-like fashion through tobacco ceuntry, ginancial
centers, add manufacturing aroas until it gobbles in enough
enclaves of bleck neighborhoods.” $09 U.5., at §35-636, 113 8.
Ct., at 2820-2821 (internal quotations omitted). Viewad without
cafarsnce to District 12 under the 1892 plan, tha new District 12
is also "unusually shaped." While 1lts length has been shortenad
to approximately 93 miles, it still winds its way from Charlotte
to Gresnsbro along the Interstate-85 corridor, making detours to
pick up heqvily African-American parts of cities such as
sratesvilly, salisbury, and Winston-Salem. It also connects
pommunitied not joined in a congrssaional district, other than in
| 19
APR 14 S98 15:54 +7043345654 PRGE. 20
APR-14-98 03:36PM Cl El +7043345654 7-503 P.20/42 F-554
FROM NC RG SPECIAL LITIGATION 919-716-6763 84.14.1998 14:32 P-39
a —
—— AE
APR-14-98 03:36PM FROM-FERGUSON SYR) VALLAS ADKINS, GRESHAYESUM +7043345654 - 7-593 P.21/42 F-554
FROM NC AG SPECIAL LITIGRTION 919-716-6763 89.19.1998 14:42 P.28
DR
= iia lL A
the atin 1992 plan, since the whole of Westszrn North
Carolina ol: one district, nearly two hundred yaars ago. FPl.'s
Brief Opp To Mot. 6.J., at 12.
We ed above, wheres cities and counties are split between
Distriet 1 and neighboring districts, the splits are exclusively
along zacipl lines, and the parts of the divided citice and
counties hpving a higher proportion of African-Amaricans are
always included in Distriot 12. pafendants argue that the
Twelfth hap been designed with politics and partieanship, not
rage, in mind. They degoribe the District om a vpamooratlo
{sland in p Republican sea," and present expert evidence that
political jLosstatensio wag the predominant factor determining
the toad of District 12. Affidavit of David W. ("Paterson
AfL."), wp As the uncontroverted material facts demonscrate,
¢ lagislators excluded many heavily-Democratic
however,
border the District. Tha common thread woven
precincts from pistriet 12, sven though thoss precincts
immediatel
gs the districting process is that the border of District
12 enero} to include nearly all of the precincts with African-
American pépulation proportions of over forty percent which lie
netwaen Charlotta and Greensboro, inclusive. g
Am noted above, objective measures of the compactness of
District 13 under the 1997 plan reveal that it ls still the most
Be scattered of North Carolina's congressional
istricts. | When compared to other previously challenged and
reconstituted congressional districts in North Carelina, Plorida,
20
+7043345654 PAGE. 21
APR-14-98 03:37PM FROM-FERGUSON STERPHALLAS, ADKINS, GRE SHAMS UM +7043345654 A T-583 P.22/42 F-554
FROM NC RG SPECIAL LITIGRTION 919-716~6763 84,14.1998 14:43
ETRE terol _L =
t's dispersion and perimeter compactness indicators
Geozgla, Illinois, and Texap, Dletrict 12 doss not fare well,
The Dist:
e
t
(0.109 and 0.041, respectively) are lewer than thass values for
North daeabtrate District 1 (0.317 and 0.107 under ths 19937
plan). yn the District suffers in comparimen to
Florida's
(0.541 and 0.411) and Distriot 11 {0.444 and 0.259), Illinels’
istziet 3 [0.136 and 0.05), Georgia's District 2
District &) (0.153 and 0.026), and Texas District 18 (0,335 and
0.180).
Rule B6(c) of the Fadaral Rules of Civil Procedures provides
that summaty judgment shall be granted if thers is no genuine
issue as td any material fact and the moving party is entitled to
judgment ap a matter of law. The moving party muat demonatrate
the lack of a genuine issus of fact for szial, and {ig that burden
is met, the party oppoeing the motion must show evidence of a
genuine fagtual dispute. Calotex Corp, v. Catreit, 477 U.s, 317,
324, 106 B Ct. 2548, 2553, 91 L.®d.2d 265 (1986).
sober the uncontravartsd material facts bafore it, the
court concludes that tha General Assembly, in redistricting, used
exitaria with respect to Distriat 12 that are faclally race
driven. District 12 was drawn to collect pracincts with high
racial idestifieation rather than political identification.
Further, wn uncontroverted material facts demanstrats that
precincts with higher partisan representation (that ls, more
heavily Democratic prscincta) wers bypassed in thes drawing of
al |
APR 14 ’S8 15:54 +7043345654 PAGE. 22
0.151), Diptriat 29 (0.38¢ and 0.178), and District 30 (0.383 and
APR-14-88 03:37PM FRM=EEREU0N, STR un Aiins, comshpasuy +7043345654 * T-593 P.23/42 F-554
147 P.22
FROM NC AG SPECIAL LITIGATION 919-716-6763 @4.14.1998
APE REN ~SSRA S SR i aa 3
pistriet 12 and included in the surrounding congressional
digtricts. The legislature disregarded traditicnal districting
criteria such as contiguity, geographical integrity, community of
interest, and compactness in drawing Distriet 12 in North
Carolina's 1397 plan. Instead, the General Assambly utilized
rave as the predominant factor in drawing the District, thus
violating the rights to egual protection guaranteed in the
constitution to tha citizens of Distrist 12.’
To remedy thess constitutional deficlencles, the North
carolina legislature must redraw the 1537 plan in such a way that
it avoids the deprivation of the voters' equal protecticn tights
not to ba classified on the basis of race. This mandate cf ths
Court leaves the General Assembly fzee, within its authority, to
use other, proper factors in redrawing the 1937 plan. Among
these factors, the legislature may consider traditional
districting aritaria, including incumbency considasraticns, to the
extent consistent with euring the comstitutlional defeats. faa
shaw II, 517 U.B,, at —, 116 B. Ct., at 1501 (describing “race-
neutral, traditional districting criteria").
II. Zizxst congregsianal District
Based on the recozd bafore us, the Plaintiff has failed to
patablish that thers are no contested material issues of fuct
that would entitle Plaintiff to judgment as a matter of law as to
' Che Supreme Court has indicated that, when drawing
pangzassionat districts, race may not ha uged as a proxy fer
bolitical characteriatica, Yardor. Bua. 517 U.S. 952, —, 116
5. Ct. 1941, 1956, 138 L.Ed.2d 248 ( ) a
22
APR-14-98 03:37PM FROM-FERGUSON, STYSENWALLAS ADKINS, GRESHAM&SUM +7043345654 - 7-593 P.24/42 F-554
FROM NC RG SPECIAL LITIGATION "319-716~6763 84.14.1998 17¥%3 P.23
BEE a aaa SS SER
District 1. The Court thus denies Plaintiffs’ Metion for Summary
Judgment as to that District. Conversely, neither has the
Dafendant established the absence of any contested material iesue
of fact with respect te the use of race ss the pradominant factor
in the digtrieting of Distriat 1 such as would entitle Defendant
to judgment as a matter of law,
CONCLUSION
Based on the Ozder of this Court entexad on April 3, 1998,
and the foregoing analysis, Defendants will be allowed the
opportunity to correct the comstitutional defacts in the 1997
Congressional Redistricting Plan, in default of which the Court
would undertake the task.
This Memorandum Opinion, like the Order to which it refers,
ig enterad by a majority of the three-judge panel. Circuit Judge
Sam J. Ervin, Il, diseants.
T™his, the ITAL of April, 1998.
TERRENCE W. BOYLE
Chief United States District Judge
RICHARD IL. VOORHEES
United 8tatss District, Judge
By1 bed
ERRENCE W. BOYLE
CRIEF UNITED BTATES DISTR
JUDGE
FX
APR-14-38 03:38PM FROM-FERGUSON, STURIYHALLAS ADKINS GRE SHAMESUM +7043345654 7-583 P.25/42 F-554
FROM NC AG SPECIAL LITIGATION 919-716-6783 G4.14.1998 NX P.24
— = Atte
IN THE UNITED STATES DISTRICT COURT
POR THE EASTERN DISTRICT QF NORTR CAROLINA
EASTZRN DIVIBTION
No. 4:96-CV=104-30(3)
MARTIN CROMARTIE, THOMAS
CHANDLER MUSE, QLINNES DODGE
WEEKS, R.0. EVERETT, J.K.
ROBLICH, JAMES RONALD
LINVIILE, and SUSAN HARDAWAY,
Plaintiffs,
|
Eo |
JAMES 3B. HUNT, JR,, Governor
of the State of North carolina;
at al.
Defendants.
PRVIN, Circuit Judgs, dissenting!
in Shaw. vy, Reng, ths Suprems Court gecognized a new cause of
action in voting rights lav -- that state legislatures could not
msubordinsts traditional daisteigsing principles to racial
conniderations in drawing legislative districts without triggering
strice scrutiny under the Equal Protection Clause of the Fourteenth
asendment. 309 U.S. 830 (1953) ("ahay 1°). Bacauss ths dissrioting
plan barore us 1% fundamentally different from the plans struck
dawn By tha Court in Sak. lI and its progeny, S88 ¥illar vv. Johnsan,
515 U.B. 900 (1995); Shaws. Hung, 517 U.B. 889, 435 L. Td. 24 207
(1966) (“Fha¥_Il")/ Buak v..Uaxs, 617 U.S. 953, 336 L. Bd, 2d 248
(1956), I do not believe that the Plaintifte have proven ANY
APR 14 ’98 15:55 +7043345654 PAGE. 25
APR-14-88 03:38PM FROM-FERGUSON, STURRJHALLAS, ADKINS, GRE SHAMS UM +7043345654 7-593 P.26/42 F-554
FROM NC RG SPECIAL LITIGATION 919-716-6763 84.14.1988 .® P.2S
rere OE ERE — Art -.
FEES ——— wee
violation of their right te the squal protection of tha lave.
North Carolina's twelfth congressional district is not a
majority-minority dlstrict, {vt wam not creatad as 6 result of
grreng-armnirg by the U.%. Department af Justices, and, cantrary to
the majority's assertions, it io not 80 bizsrrs or unusual (nn shape
that it cannot bs explained by factors othar than race. The
plpintitfs' evidence is not Bo convincing as to undermina the
seate’s contention that tha 1597 Plan was motivated by a desires ©o
veredy the constitutional violations fron the 1982 Plan, to
preserve the aven split between Republicans and Democrats in the
North Caroling congressional Aslagation, and to protect incumbents
py drawing the districts so that each incunbant rasides in 8
saparate aistriot: our acdsptance of tha stata's proffered
justigications, abgent more rigorous proof by tha Plalineirgs, is
aspaalally appropriate in this context, considering tha defecance
that we are bound to accord stats legislative deoleione in
guestions of radistricting. Finally, I ind it inconsistent to
decide, as the majority has dons today, that the Gansral Assenbly,
while engaging in a statg-vide redistricting process, Ua
ippernisaibly {ptluenced hy pradeninantly racial considerations in
the drawing of ona district (the twelfth) whila evidencing no muah
unconssitutional predilection in the other district under challenge
(the first), or for that matter, any of North Caralina's pthsr TON
congrasaianal districts. Tor thess reasens, I nust raspeotfully
gigsant.,
+7043345654 PRGE . 26
APR-14-88 03:38PM FROM-FERGUSON, STUIIHALLAS, ADKINS, GRESHAIRSUM +7043345654 - 7-593 P.27/42 F-554
FROM NC RG SPECIAL LITIGATION 919-715-6783 83.14.199¢ 14°44 P.286
I.
zn order to prevail on a race-predeminance claim, the
pinineiffy must show ‘that race Wass the pradominant " factor
pativating thes lagislaturs's dacision to place a significant numbdar
of vorars within or without a particular district.” Hilda, 816
U.E. at P16, The principles that Tace oannot be the predominant
factor in a legislature's vedistriocting calculus {i¢ simpla.
Applying that principle, on the othay hand, is Quits ocorpled,
pecduss numexcus factora influence & lagislatuze's districting
choices and no one factor may readily bs ldentified as predoninant.
tn undertaking this analysis, {Tt is crucial tc nots that in
the Datter of vedistrigting, courts ove substantial defaraence to
the legislatura, which {s fulfilling "ths wost vital of looal
gunstions” and is entrustsd with the “dlscrevion to sxercise the
political Judgment necessary te balance compating intaressts.’
¥illsz, 515 U.6. at 515, Wa presume the legislature acted ir good
faith absent a sufficiant showing to ths contrary, Jd. A ptate's
radistricting responsibility “should be accorded primacy to the
extent possible when a federal court axsroisas ranedial power.’
Lavyar v. Dapaztment 8C Juarics, 138 L. Ed. 24 666, 630 (1987).
While the nmajerity and I appear to bs in sgreemant on thssa
general principles, tha sajority doed not disauss the extent of the
plaintiffs’ burden in proving a cleim of racial gerrymandering.
Concurring $n Millsr y, Johnmen, Justices O'Conner ezphasised that
the plaintiff's burden in cases of this kind must ke especially
vigorous)
APR-14-98 03:38PM rrow-Fercuson, STE LAS ok Ns, crests +7043345654 a 7-593 P.28/42 F-554
FROM NC RG SPECIAL LITIGATION 919-216-6763 84.14.1998 14:44 P.27
J SAAT esd Jf _anaenal GE
SUS—— grep. LS
in. ay
t understand the shrsshold standard the Court adopts . «
'. to be » derending ens. To invere @trist acyutiny,; a
plaintiff must show that the Stats has relied on Tage in
of custcmayy and traditional
districting practices. . . . [Alpplication of tha Court's
standard helps achiavs Shaw's basic objactive of making
of gerrymandering subject to asaningsu
udicial ¥aview.
Killer, 515 V.8. st 928-35 (O'Conner; J., gonourring) (emphasis
added). This principls was rapantly daveloped by a thres~judge
panel that upheld onia's 1992 redistricting plan tor ita atats
legislatures:
As wo apply the threshold anslysia devslaped by the
guprens Court in Shaw cases, ve arse mindful of the
dangers that 8 lov threshold (swsily &nveking gtriet
scrutiny) pases far statas. Ns tharafora follow Justice
o'Connor's 1sad in applying a that
allows Etates sone degrees of latitudes to cansider race in
drawing districts.
guiltar vw. Vainawidh, g81 PF. Supp. 1003, 1044 (N.D. Ohio 1997},
aggis, 66 u.s.L.W, 1633 (U.5. Mar. 30, 1938) (Na. 937-388).
the Court has rscognized that legislatures often have ‘nixed
motives" =- they may intend to drav majority=-minerity dintricts As
wall as to protect incumbanta or to accomnoadats other traditional
interests. BRugh.v..vara, 135 L. Bd. 2d at 267, In such a cuss,
cdurts nust review extrszely carefully tha svidance presented in
order to determine whathar an impernisaible raclsl mative
predominated. A determination that a state has relied on race in
gubstantial disregard of customary and traditional districting
practices will trigger strict geyutiny, though strict sarutiny does
not apply Rarely Dacause radistricring is performed with
conscicusness of race. 1d. Plaintiffs may show that race
APR-14-88 03:38PM rrow-rercusoN, Te (LAS ons, resumes +7043345654 . T-593 P.29/42 F-554
FROM NC RG SPECIAL LITIGATION 919-716-6763 84.14.1998 14: P.28
RT —
: .,
predcuinated either through direct svidancs cf legislative intent
or through circumstantial mvidence, such as the extyrensly gontorted
naturs of & district's ghaps and its racial dawographics. JHRAW IZ,
115 L. Ed. 24 at 118-219; MNillsx, 815 U.3. at jit.
The Plaintiffs hava presentad no airect svidence that ths
Genaral Assembly's intent was to draw digtriot 1inag based OR Tate.
tn contrast to the redistricting plans at iseua in North Carolina
{n Shaw IX, in Texas in Bush vy. Yara, snd in Georgia in Mlllax wv.
Jahnagn, the 1997 Plan was hot dravn with an orticulated desiy¥s to
maximize minarity veting participation. In order To succesd on
summary judgment, the Plaintifes must tharafcrs presant
oirounstantial evidence that the State not only shoved substantial
disregard for sraditicnal atstrioting principles, but that the
pradominant faator in the legislaturae's decision to aot as ic dud
WAS Tago.
II,
the State has asserted that psverzl criteria wars mora
{mportant than race in the Gensral Assembly's creation of ths 1957
Redistricting Plan, Ths Gensral Assambly drav tha 1997 Plan xo
rsmedy ths constitutional violations in ths 1353 Flan, te preserve
North Carolina's partisan balance of eix Republicans and six
Cemacrats, and to svold placing two {noumbents in the sane
district. Sas Dagendanta' Br. ig Buggers of Aunnary.Zudgosot at 4-
7 (*pagendants’! BZ."). In qrder to grant Plaintifzs the relief they
gesX, thay must prove that the Etats has sunstentislly disragarded
5
—— Logazzases PAGE 29
APR-14-88 03:39PM FROM-FERGUSON, STE) WALLAS ADKINS, GRE SHAMS UH +7043345654 » 7-503 P.30/42 F-554
FROM NC AG SPECIAL LITIGATION 919-716-6763 84.14.1998 14: P.29
-..
Ril M
theses proffored redistricting coritsria, as well as other
traditional districting criteria, in favor of race. I believe that
che Plaintiffs have failad to meat this buzden.
first and goremost, the districts at issue here 8re nee
majority-ninorivy Adlstricts.’ I find it of utmost importance that
only §3.36% of the voting~age papulation in District 12 ig Atriocan=-
Amarican. This fact {mnedlately distinguishes tenis case from the
line ©f Suprema Court CRIES that have atruck down racial
gerrymandering in North Caroling, Plerids, Georgis, louisiana, and
Texas ~- cases that dafins the equal protection inquiry in this
aveh. The Court itself recognized this distinction when it
recently upheld = Flotida state sanats district that was not a
majority-minority district. faa Lawyer. 138 L. 2d. 3d at 680
(upholding state sendts district with 36.3% black vosing-ags
population)) aaa.alsg cuilrar vw. Veinavigh, 66 U.8.L.W, 3630 (U8.
Mar. 10, 19988) (No. 57-988) (aggixming decision of three-judge
panel that rejected 0 racial gerrymandering challenge to ohio
| ne Supreme Court has not srticulated whsther diserioct 45
depignated majority-minoriry by rafarance vo voting-age population,
hy refsrance to overall population, or by raferancs ta wvotar
ragistratien. veting-ags population would seer to be the
appropriates benchmark. All pecpls of voting ags have the gapasity
te influence slections, whereds those under voting sgs obviously
cannot. Counting only vegistered votsrs would otentinlly
undercount those with the potsrsial to influence slsotions.
tn District 12, 43.36% of the votingeags population is black,
wvhils 46.67% of ths total population is black. In Dimtriae 1,
45.57% of tha voting=age populstion is black, while 50.27% Qf the
rotal population is black. Undsr none of tha passible ariteria,
then, can pistrict 13 be considered a ed einority district.
District 1 san only be considered a majority-m nority district vith
rafersnce to total population. Bas ! at §.
6
AJ
4 ’'S8 15:56 +7043345654 PAGE. 30
APR-14-88 03:33PM FROU-FERGUSON, STIEERIALLAS ADKINS, GRESHAMSUM +7043345654 ® 1-583 P.31/42 F-554
FROM NC RG SPECIAL LITIGATION 819-216-6763 84.14.1998 14: P.38
a
tle aE
Rea
legislative alstricta that vers not majority-minority).
tn its racial composition, pistrict 12 is no different from
every ona of Kerth carolina's other sleven congreasicnal districts:
the majority of the veting-age population in the distxiot is white.
While this may not be aispoaitive of ths question whether T&08 vas
tha predoninant factor in the legislature's rediotricting plan, the
gact that all of North Carolina's congressional districts are
majority-white at the very least makes the Plaintiffs’ burden,
whieh is slrsady quite high, even more ONWTOUE. Had the
legipiaturs been predominantly {neluanced by a desivs tO draw
Digtriot 13 According to Tacs, I suspsat it would have created B
digtriot whera Rare Than 43% of tho voting-age population was
black, In part becaucs pistriot 13 im not 8 majericy-minoTity
district, I find nha reaaon to grodit the Plaintiffs’ gentantion
that race was the predominant factor in the legislature's
decisions. this is ospecially Crue considering thet the
lagislature has proffered several compsliing, nen-zacial factors
for its decimslon.
:
gscond, this case is zapdily distinguishable from previous
racial gerrymandering cases because the plan at issue is not the
result of North Carolina's acquiescence to pressures from the V.H.
Justice Pspartment, acting under {ts Voting Rights aot preclearancs
authority. In previous cases in which tre Caurt stuck down
challenged districts, tha logisluatures drew the challshgod plans
after thelr initial planw nad bssn denied preclaaranca by the
Department of Justice whder its *black-maximisation" policy. fas
7
+7843345654 PAGE. 31
FROM NC RG SPECIAL LITIGATION 919-716-6785 24.14.1998 19:46
APR-14-88 03:39PM FROM-FERGUSON, STREIALLAS, ADKINS , GRESHAHAS UM +7043345654 7-593 P.32/42 F-554
P.3
ea, mm
Millar, 51% U.8, at 331, Tor example, in Nillar, the court gaund
that the craation of tha unconstitutional district was in direct
rasponee to having had Two praviaus plans denied preclearance by
the Justice Department. gga id. ("There is 1ittis doubt that ths
state's trum intersst in designing the Elevanth District vas
areating a third asjority-minericy district to satisfy the Justice
Dapartaent's preclearance denands.’). th Abaw XI, ths Court
racognized. that North caroline dacided so drav tus majority-
minority districts in response to the Juatice Departmant'a danial
of presclaarance ts a previous plan. flaw. IT, 138 L. Bd. 2d at 29
(noting that tha avarriding purposs [oF the redistricting plan]
was to coxply with the dictatas of the Attorney General's Dau. 18,
1991 letter [denying preclsarance to previous plan] and te cradte
twa cengressional districts with affective black voting
majorities’) (quotation onlitted).
Tn contrast, Whils the Department of Justice granted
preclearance ta the plan ar imaus in this case, tha Department did
not engage Ln the xing of nrewbeating that the Suprems Court has
found offensive in previous racial gerrymandering cases, In the
casas I have eited, the Court relied on this direct evidencs, that
the legislatures was primarily motivated by race, to invoks strict
dorutiny of the challenged diatricts. Unlika those casas,
Plaintiffs have prafierad neither diract nar circumstantial
gvidangs that the Oaneril Assembly was pressured by ths Department
of Justica to maximizes minority participaticn when it radrsv ths
congressional distriats {1 1587. In the abeends of such evidence,
a gs: 4+ 2043245654 PAGE. 32
APR-14-88 03:40PM FROM-FERGUSON, STEEEWALLAS ADKINS, GRESHAM&SUM +7043345654 7-593 P.33/42 F-554
FROM NC RG SPECIAL LITIGATION 919-715-8763 04.14.1998 14:46 P.32
Rm
7 hava littls reason to bdalieva tust ths gtate is lass than eandid
{n its averments tO this court that race was not the predominant
factor used by the legislatura wash crafeing the 1987 redistricting
plan.
In reaching ite decision, the majority has relied heavily on
svidenas that District 12 could have been drawn t¢ includes nare
pracingts wvhare a 3ajority of ragietezad voters ars Democrats, but
that 4t was hot so drawn, presumably for reddans that can be
predominantly explained on no avher Basia but zacs. 7T zannot agrea
vith the majority's interpretation of ths avidencas. The
Plaintiffs, and the majority opinion, provide anecdotal evidence
that certain precincts that border District 12, but wers net
included in that district, have a high nunbesr of voters thet ars
registered Democrats. Aas AURKA at 8<9, This evidanve does not
take into account, however, that voters often do not votes in
accordance with thelr registaerad paxty afgziliation. The Btate has
argued, and I sse ho reason to discradit their uncontrovertad
asaertions, that the district lines wers drawn based on votes for
Denotratio candidatas in aatual glagsinng, vathar than the nunber
of ragistersd veters. fas Affidavic of Esnator Roy A. Cooper, ; 9p
("Cooper AL£L.%) $0 ("electien rssults wers ths principal factor
which determined thas location and eonfiguration af all distriste’).
The majority's avidance alec ignoras the sinple fact that the
redistricting plan must camply vith the equal prataction principla
of "ona payson, One vote.’ Every voter nust go somevhers, yet All
districts DUBE ramain ralatively agual in population. Plaintiifs’
C]
APR-14-98 03:40PM FROM-FERGUSON, STEPHALLAS ADKINS, GRESHAHGSUM +7043345654 T-593 P.34/42 F-554
FROM NC AG SPECIAL LITIGATION 919-716-6763 84.14.1998 14:47 P
anacdatal evidence suggests that Democratic precincta could have
pean included in Tlptziat 22 in certain arsas, had the district
only bsan enlarged to includs those places. By necessity, however,
chs discrict vould nesd to hava bean rsduasd in sizes in other
places in order to pcconnodate the LAcreass in the overall
population in the district. Had tha State dravh the lines in the
sanner that Plaintifis' evidence tmplice it should have, {t appesrs
chat the State aimply vould have traded a Demdstratio praainct in
ons part cf the district for a Democratic presinat in another pare.
perhaps Sush line-drawving gould have satisgisd the Plaintiffs’
desires that District 32 contain mare than a 378 wnite wajority, but
YT do not agrees With ths saiority that the constitution requires it.
In contrast To Plaintiffs! anecdotal evidancs (which 8
presantad in an agridavit by Plaintifls’ counsel), the Btate haa
presented far nors convineing evidences that rads wad not the
predominant gacteor in the General Asserbly's decision to arav
oiptrict 12 as it has been drawn. gap Rfgidsvit of Dr. pavid W.
Petersen ("Petarsaon Azf."). In his statistical analysis, Professor
Fetsrson traveled the entirs circumfarsncs of pistrict 12, looking
at both THe party asfiliation and vacisl compasition of the
precincts on sithar side of the algtrict line. Based on an
analysis of the entire district, Professor Peterson conaludea that
‘the path taken ky ths koundery of the Tvelfeh District oan be
=trikutad te political considerations with at leaat ap mah
statistical certainty as it can ke attributed te rasial
conaidezations.” Petszeon Arf. 13. In other words, examining ths
10
APR-14-88 03:40PM FROM-FERGUSON, SY HALLAS ADKINS , GRE SHAMASUM +7043345654
FROM NC RG SPECIAL LITIGATION 919-716-6763 84.14.1998 14:47
dL sia po Ul -—t
7-503 P.35/42 F-554
entire circumferences of District 13, rather than relyihg on
Plaintigfe’ “pick and chocss’ examples, thers ip no statistical
evidence to support tne sonclumien that Tace Was the Ganaral
Assenbly's primary motive in drawing District 12.
yurthermors, tha majority sass fit to ignore svidesnce
dononatrating thar not only did the legislature utilics traditional
vacs=neutral distriating principles 4n drawing the Twelfth
pistrict's lines, but that theus principles pradominated over any
racial considerations. AcooTding to the guprsns Court, thess
vracu=nsutral® prinaiples include, Put are not limited toi
conpactness, eantiguity, respect for political subdivisions or
sopnunitiss of intarest, and incumbency protection. Ass Bush Vv,
Yaga, 136 T. Xd. 24 ac 260; Millar, 318 U.S. at 916. The majority
Jould Bspparently add Wgsographieoal {ntegrity" to this llst,
although I am not clsar what exastly they mean ky ehat.’ Bas AURA
at 22. Regardless of what is {noluded on ths list, however, the
fact remains that the leglnlature rallied more heavily on these
nsutral principles than on Y¥ace When {t choses the boundazies of
pimcrict 3d. |
The compactness of District 12 is, sdnmittedly, substantially
le than What has been deermad to be nidaal” ana 4s tha least
compact of all of North Carolina's twelve congresgional districts.
ithe term "geographical integrity” doss not appesr in any of
the SupEens court's voting rights cases, and the only lowsr oowre
0386 That SNprasL used the term, DaMitt v. Wilson, 836 F. Bupp.
1400, 1413 (B.D: Cal. 1994), did 82 only bacauss it vas a standard
ast out in the statats constitution,
1
APR-14- : ~ 4-98 03:40PM FROM FERGUSON, STE) HALLAS ADKINS. GRESHAMASUM +7043345654 T-593 P.36/42 F-554
FROM NC AG SPECIAL LITIGATION 919-716-6763 84.19.1998 14:47
P.35
ES
TE
Sas aupss at ul (oiting Pildes & Nieml ncoppactnesa factors’).
some district, however, must {inevitably bs the least ccupuct; that
¢act alons thersfors 48 net dispositive. And heCRUES pistrict 13
veglscts the paths of majoz {nterstata highway corridars vnich make
eravel within ths district extremely easy, it has 8 type of
nfunctional cozpactnaas” that is not necessarily reflected by the
Pildas & Nieai factors. In addition, District 12 as it currently
stands ie contiguous. Contrary to ths majerisy's allusions to
wparpov corridors,” Ams ENDIa 8% 7, the width of the district is
roughly equbl throughout its length, mea Af2idavit we Br. Garald R.
wabstar tbl. 1.
pistrict 12 Also Was designed to join a clearly defined
ngommynity of intarest! that nas sprung up ameng the innerecicias
and along tha mers urban ares abutting the interatats highways
that ara ths backbone of the digtrict, I do not sed how anyone san
argus that the citizans of, for exaspls, the inner-oity of
charletts do hot have more {n common with citisans of the inner
citiss eof Statesville and Wwinston-8alam than with their fellow
¥ecklenburg county altizens who happen to Tresids in suburban OT
rural arass.
the tricky business af drawing borders to protect incumbents
alge required the legislature to drav District 12 in the way it
did, District 12 had to he drawn in a zanner that aveidad placing
poth Congressman Burr's and Cobls's residences inside the district,
sxcludsd Cabarrus County, whera Congraeasan Hefner resides, and
still providsd enzugh Demacratia votas to protect incumbent
12
APR 14 ’S8 15:38 +7843345654 PAGE. 36
APR-14- : PR-14-98 03:41PW FROM-FERGUSON, SY ALLAS. ADKINS, GRESHAWASUM +7043345654 » 1-593 P.37/42 F-554
FROM NC RG SPECIAL LITIGATION 919-715-6763 84.14.1998 14:47 p S34, : .36
i
congressman Watt's gaat, Aca Coopar Aff. 110.
wnat I find to ba the pradocainating factors in draving the
1997 plan, however, Wera tha lsgiglature's damire to maintain the
6-6 partisan balance {nh the Houses and TO protect incumdbsnts. SAA
cooper AZZ, $0 (stating maintaining partisan balance was che
principal factor driving redistricting). Tnsse Are legitimate
interasts which have basen upheld by tha Buprems Ceurt in pravicus
voting rights censa, ARS..S.44: Bush v. Vsra, 13% UL. Ed. 2d at 360~-
61, and vere proper Concerns for the legislaturs hers, As I noted
pagtors, the majority's decision ta lack only at the percentage of
registered Democrats in analyzing the disxriot's borders ignores
the foot that registered Demccrdts Bre not aompellaed to vets for
nerooratie candidatss snd eften do not. In dvawing piscrict 12,
thesrafore, the legislaturs aid not consider magaly the nunber of
rogiatared Damoorits., rathor it leoked also to tha history of
rgocent voting patterns in an attespt to design thas districts to
sersuza that thes partisan balance would remain stables. fue Cooper
Aff. 18; Pataraon ALL. 921.
Finally, I find it highly unlikely, as the majority has found
today, that the General Assembly acted with pradoninantly raalal
metivas in its drawing of pigtriet 12, but did not act With the
sens motive in ite drawing of District 1. The General Aagenmbly
considered the 1397 Redistrioting Plan as single, statewide
proposal, end it makes 1{ttle sanss to ms that the Ganeral Assambly
would have besn snimatad by pradominantly cacial notivag with
respect to the TWelsith pistrict and not ths First. This
13
APR-14-88 03:41PM FROM-FERGUSON, SI) HALLAS ADKINS GRESHAHASUM +7043345654 7-593 P.38/42 F-554
FROM NC RG SPECIAL LITIGATION 919-716-6763 84.14.1998 14:48 P.37
—_—
inconalstency ia even mora apparent when one considers that the
legislaturas placed Bars African=Americans in District i (46.84% of
the voting-age population) than in District 13. Bince we all agles
that the Plaintiffs have galled to prove sny equal proesestion
viclation with respect tO the legislaturs's dacision in araving
Digtriet 1, T find it unlikely that Plaintiffs! proof would
domonstrate otherwise vith regard to other aspscts of the mane
redistricting plan.
III.
Not only do I dissgres vith the majority in their halding the
rvelgth Distrist unconstitutional, 1 beliave That ~=- even if the
twelfth District ls unconstitutional == thay are in error in
anjaining ths ourrant election process, which iu already
substantially underway. The rationale for sllawing elections to
precasd after a court hos declared them to be constitutionally
infirm has basen clearly articulated by the Suprems Court in
geynolds v, Bima, 377 U.S. 333, B83 (1964);
{0o]nce a Btate's jegialativa appertionmant schena has
pgen found to be uncongtitutioral, it would bs the
unusual cage in which & eourt vould be justified in not
$0eing appropriates actiox to insurs that na gurthar
elections are conducted under the invalid plan. Haowaver,
under aareain airsunstancad, such as where an impending
slaction is imminent and a state's elsctien ge is
alzesdy in progress, equitable considsraglions might
justify a court In withholding the granting eof
{znediatsly effactive rallef in =» - lagislativse
apportionment Oale, @Ven though tha sxiating
BEporLianant scheme vas found invalld. In swarding or
vithholding immediate rellal, a court is sntitled to and
should consider the proxinity of & forthooming elestlion
and tha Rachanics and complexities of state alaction
14
+7043345654 PAGE. 38
APR-14-98 03:41PM FRoM-FERGUSON SUI) HALLAS ADK NS, GRESHAMES UM +7043345654 ES 7-593 P.38/42 F-554
FROM NC AG SPECIAL LITIGATION 919-716-6763 84.14.1998 13:48 P.32
Ee aud
RR a
1ava, and should act and raly upan ganaral equitable
principles. With respact to ths timing of velisf, a
Gourt can reasonably sadeavor tc avoid a disruption of
the slootion process which might rasult from reguiring
precipitate cohangas tnat could maka unrepsonable or
embarrassing demands on a 8tate in adjusting to the
requirements of the aourt's decred.
Weighing the squities hare, it ig clear that this (sp one of the
JunusualM cases contemplated by Raynalde v. Riza snd thersfors an
injunction should not be issued at this point in the slestion
oysle.
on January 30, 1998, when the Plaintiges filed their motlen
gor a praliminary injunction to these alastions, the daadline far
candidates to fils far tha primary elesctitns was only four days
aVAaYy. voters had already ecantributed over $53 nillien to the
congressional candidates of their sholcs, and ths candidates
chezselves had epent approximataly §1.3 million on thelr mempaigna.
fig Bscond Affidavit of Gary O. Bartlett ("Bartlett sacond Aff.")
q1¢ (giving gigures fer tha psriod frem July 3 To Descender 131,
1997). Pallots have slresdy been preparsad, printed, and
distributed. Absentes palloting far the primary glactisna bagan on
March 16, 3998 and undoubtedly same voters have alrsady cast their
votes. The priwary slestians thengalves are mahedulad for Ney 6,
only a few short veeks avay. This court's injunation thezafore
ureaks Raves en an elactaral process that is in full sving.
An indunctian puta ths Novth Coxolina legislature on ths horns
of a dilemma. Iz may sheoga to ©un the May 1998 selections as
schadulsd for averything but the cargressionnl primaries, and then
spend millions of dollars schaduling a saparate sleaction for the
15
APR-14-38 03:41PM FROM-FERGUSON, SY HALLAS, ADKINS , GRE SHAS UM +7043345654
FROM NC RG SPECIAL LITIGATION 918-716~6783 24.14.1998 14:48
—
7-593 P.40/42
congressional primaries’ -= an election for which fav people are
Likely to make a special mein to the mleaticn booth, Or the Stats
zay decide to spand millions of dellars to roscheduls thas sntire
May slection and affect hundreds of races for offices throughaut
ths §tate. Forcing the Btats te ghoase betwesn thesa two aqually
unpalatable choices is unzeasonakbls.
ta addition, the injunction will disrupt candidates’
campaigning and voter aontributicns to thass campaigns. Redraving
tha Twelfth District's boundaries vill inevitahly change the
poundariss of the surrounding diatriats, and the ripple effects of
this redraving may wall affect RARY other districts in the Stats,
as happansd when the 1997 Plan supplantad ths 1893 Plan.
congressional candidates cannot be certain wham they will gaprasent
or who their opponents will bs until the districts are redrawn.
voters likewvige will bs unsure vhather the candidates of thelr
choice will end up in their district. Not only will sontributions
to candidates and campaigning by candidates bes slowed, if not
halted, while tho redistricting takas place, but once the
redistriating is completed, candidates and votars will have meant
tina to becoma acquainted vith sach other hefore slactions Take
place. &ag MaERg. Va. ADR CV=37=C=3078=} (N.D: Ala. N&Xron a4,
1998) (rafusing to snjsin alesctions even though qualifying dete for
primszry had not yet pagped bhecauss "(w]oRe energy ie already
invested] some parmons have declared their candidacy to represent
rhe cost of a single, statewide slection, primary or general,
is said to be 94,300,000. 3&8 sartlett Becond Affe. 413.
1€¢
F-554
+7043345654 PAGE. 40
ky mene —
a a i
APR-14-98 03:42PM FROM-FERGUSON,S
FROM NC RG SPECIAL LITIGATION 918-716-6763
WP eLLas ADKINS, GRESHARSUM +7043345654 7-593 P.41/42
©3.13.1998 14:49
a certain district...Even {7 yvedistrictiny vars narrisd out today,
1¢ would disturk ¢he axpectations of candidates and thelr
supportars, end ie would disgupt ths ateta’s conduct of the
primaries."); gmich
vy. Baagley, 946 F. Supp. 1174, 3333 (bB.§.C.
2956) (vefusing to {psu injunction six waekd pafors gareral
election whan u[o]andidazas have already gpent significant tive and
money canpaigring, and voters have begun to familiarize thonselves
vith tha candidates" Facause delay would disrupt elections
unnecessarily ard confuse voters). Aczaord vara wv. Richards, 861 F.
Supp. 130¢, 135) (8.0. Tex. 1934), affirznad anh noR. funk Vv. Yara,
138 L. Ed. 2d 343 (1986) (gludirg congresulional districts
unconstitutional eleven wvesks befora geharal slections but allowing
chen to progesd under yncanstitutisnal apportisnment plan). This
will negatively affact che quality of tne repreasntation that
citizens of North Caroline roasive in Congress, and aounscls
against upasteting the current elsaticns.
IV.
in ita opinion, the majority conuludes that najicther the
plaintiffs nor the State has astaklighed tha absence of a genuine
issues of materisl fact that would satitle elthar party to judgment
ng & Dotter of law. gag aupcd at did=23. { ncliecve that all
material facts saoncerning the vivet District ars uncentroverted _—
this panel received the same evidence concerning District I as it
did for Diatriot 12. 1¢ summary Judgment ie appropriates far
pistrict 12, I mes NO TeaEon why District 1°s constitutionality
17
F-554
+7043345654 PAGE. 41
>
APR-14-98 03:42PM eRou-FeRausoN, SE ALLAS ADKINS, GResHAMas uM +7043345654 » 7-593 P.42/42 F-554
FROM NC A6 SPECIAL LITIGRTION 919-718-5763 Z4.14.1998 14:39
P31
a a
oannot ke decided on SURREY judgment as vall, The majority is
sizply wrong to reguirs the tate to estaniisn the sbpancs of an
lsaua of material fact. S48 ERLOLEX Corp. Y. CARERS, 477 U.B.
317, 335 (31986) ("(W]e do not think ... that the burden 4m on the
party moving for sunmary Judgmant to producs avidance showing the
abgence of & genuina iaowue cf mazerisl famot...."). Because
pelinvae that the plaincirgs have fallad to demonétrate thit-tha
First congressional pistrict under the 1897 Congressional
Restricting Plan is an uncenstitutional classification ‘Based on
race, I would grant thse State's motion for SURRATY Judgment,
Vv,
I agreg with the majority thet Plaintiffs have ¢allpd to mmat
chair burden ar summary Judgment As TO pigtrios i, although I would
go further und grant the State's motion sor sumnary judgment 8s tO
this district, I dlanaent gram tha majority's dealsian gzanting the
plaintiffs’ =metion for gunnary Judgment OR pistrict 33, and
enjoining alactions unger the 1997 Plan, for ths rsasans stated
ahova, I would grant the State's motion for summary Jjuagmant,
einding that Plainciifa have not proven & vialation of their right
to equal protection af tha lave.
18
ams ENDemw
aimm A = . ~
- A =la A