Memorandum from Suitts to North Carolina Reapportionment Group; Correspondence from Bradford Reynolds to McLeod; Proposed House Districts Within Cumberland County Populations
Correspondence
November 18, 1981 - December 28, 1981

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Case Files, Thornburg v. Gingles Working Files - Schnapper. Brief for Appellees, 1985. dc97532b-e392-ee11-be37-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/16722f1a-5158-48b0-8ad5-80767b3a4341/brief-for-appellees. Accessed May 22, 2025.
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No. 83-1958 l/,-,., t IN TEE SUPREITE COURT: OF IEE UNITED STATES OcEober Term, I 984 at a=ar8- - rt=8tr- t=r-=t -a a a - -= ---t IACY E. THORNBURG, EE Af . T l-tniln.", V. LPH GINGLES r !! 4. , ' APPellees. trt==--8= 3 r=--ttl=-===-=t = ==== -t On Appeal fron the trnited.States District Court for the Eastern ' District .of North Carolina ---ar--tt--ta =:t=!t=3= - =t-a====-= 3= = == ====:t BRIEF FOR APPELLEES -!lat-t-a-atrl=--==--a=======-a==a==-r-g : a JULTUS L. CBAI.TBERS ERIC SCENAPPER I r NAACP Legal Defense and Edueaeional FundI Inc. 16EI Eloor 99 Eudson Street New York, New York 10013 1212) 219-1900 LESLTE J. WTNNER FergusoR, Idatt, l{a1las, g.Adkins, P.A. 951 S. Independence tslvd. Charlotte, North CaroLina 28202 ( 704 ) 37s-845 1 ATTOR.\EYS FOR APPELLEES, R,A1Ph Gi ng1es, g! gI. rCounsel of Record a il QUESTIONS PRESENTED ( 1 ) Does section 2 of the Voting Rights Act require Proof that minority voters are totallY excluded from the Po1itical process? (2) Does the election of a 'minority candidate conclusively est,ablish the existence of equal electoral opportunity? (3) Did the district court hold that section 2 reguires either proportional representation or guaranteed minority electoral success? t t ({) Did the dlstrlct eourt cor- rectly evaluate the evldence of raclally Polarized votlng? (5) WaE the distrlct courtrs ftndlng _ . of, unequal electoral opPortunity ' -=- -'- ---icl'early Grroneougt? 1t t p i e r TABLE OF CONTENTS Page Questions Presgnted .. o........... i Tablg of Authorlties ............. vi Statement of thg Case ............ 1 Findings of the District Court ... 7 Suramapy of Argument ........o...o. 15 Argument I. Section 2 Provides It{inority Voters an Equal Opportunit,Y to Elect Representatives of their Choicg ................. 19 A. The Legislative EistorY.of $ha lOa, lnanAmani af ? t Section 2 .. .. o. o .. o. .. . 21 B. Equal Electoral Oppor- tunity is the Statutory Standard ............... 44 C. The Election of Some l,tinority Candidates Does Not Conclusively Establish the Exist,ence of Equal Electoral Oppor- tunity ............... 50 111 II. III. rv. Page The District Court Re- quired Neither ProPortional Representat,ion Nor Guaran- teed Minority PoIitica1 Success .........o......... 64 The District Court ApPlied the Correct Standards In Evaluating the Evidence of Polarized Voting ....... ...' 70 A, Summary of the District Courtrs Findings ...... 73 B. The Extent of Racial Polarization was Sig- nificant, Even Where Some Blacks lilon ....'... 76 C.- Appellees were not Re- quired to Prove that White Votersr Failure to Vote for B1ack Candidates was Racial.ly llotivated .... 81 D. The District Court's Finding of the Extent of Racially Polarized Voting is not ClearlY Errongous .o..........r 88 The District Court Finding of Unequal E1ectora1 OPPor- tunity Was Not Clearly Erroneous ....o............ 95 A. The AppIicabilitY of Rulg 52 .............. 95 1V i p t B. c. D. B. E (lo Page Evidence of Prior Voting Discrirni- natiOn .............. . 102 Evidence of Economic and Educational Dis- advantages ........... 107 Evidence of Racia1 Appeals by White Candidatgs ........... 113 Evidence of Polar- ized Voti.ng ........o. 118 The t{ajority vote Requirement .......... 118 Evidence Regarding Electoral Success of }{inority Candi- dates ................ 121 Issug ................ 130 I. Tenuousness of the State Policy for Multi- member Districts o... o 1 31 Conclusion ... . . ... . .... .. .. . o..... o. 1 35 Page Cases Alyeska Pipeline Service v' Wilder- ness SocietY, 421 U'S' 240 (1975) """""..""" 100 AndersoD v, CitY of Bessemer City, U.S. -, 84 ;:;a: zrsia- i tgE'si .. o "' 16'e8'ee Anderson v. t'tills , 664 F'2d 6, 500 (5th Cir. 1981) """"' Bose CorP. v. Consumers-Union' 80 L.Ed.za-ic2 (1984) """' 98 Buchanan v. CitY of Jackson'--- -ioa F.2d 1055 (5th cir' o( 1983) tttt--"""t""""" zw City of Port Arthur v' U'S' 7 517 F. SuPP. 981, 3j!.1!!ry| ^F r^A 459 U.S' 159 (1982) """" 6)1tzv CitY of Rome v. U'S' t 446 U'S' 156 (1980) "".."'oo"' 72r99'120 Collins v. CitY of Norfolk' 758 F.2d 572 (4th Cir' A2 JulY 22r 1985) "o"""""' Yo TABLE oF AUJgoRrrrEs -vr Cases Connecticut v. Teal, 457 U.S. 440 (1982) """""o" Baxter, 504 E.2d 875 Page 56 110 110 50 36 107 63 Cross v. ( 5th David v. ( 5th Cir. 1979) .......... o. ' Garrison, 553 F.2d 923 Cir. 1977 ) ...... ..... " Dove v. Moore, 539 F.2d 1152 (8th Cir. 1976) ...""""" Ernst and Ernst v. Hochfelder, 425 U.S. 185 (1975) --.-....-- Garcia v. United States, - U.S' 105 S.Ct. 479 (196T) .-.. Gaston CountY v. United States, 395 U.S. 285 (1969) --...o..- 1 389 ( 5th Cir. 1975) . .... ... 95 Harper & Row, Publisher v. Nation, - U.S. -. 85 L.Ed' 2d 588 (1985f.....-T--...-... 9E Hendrick v. Walder, 527 F-2d 44 (7th Cir. 1975) ..-..-....... 110 IIe ndrix v . JosePh , 559 F. 2d 1265 ( 5th Cir. 1977 ) . ... .. .. 96 Hunter v. Underwood, U.S. -l85 L.Ed.2d 222 (T5g5l ...7. 99 -vii- Page Cases Jones v. City of Lubbock, 727 F.2d 364 (5th Cir" 1984); rehrg en banc denied, 730 F.2d 233 (1984) o"ocooc.. 88r96r130 Kirksey v. Bd. of Supervisors, 554 F.2d 139 (5th Cir. 1977 )... 56 _ Kirksey v. City of Jackson, 699 .. F.2d 317 ( 5th Cir. .1982) . . . . 84 Lodge v. Buxton, Civ. No. 176- 55 (S.D. Ga. 10/26/78), aff 'cl Rogers v. Lodge, 458 U.S. 513 (1982) .oo........o...... 80 MajoE.vo Treen, 574 F. Supp. 325 (8.D. La. 1983) (three judge COUft) ....o................ 56r71 r78 McCarty v. Henson. 74g F.zd 1 1 34 ( 5th Cir. 1984) , aff'd 753 F.2d. 879 (5th CirI- (1985) ...................... 96 McCleskey v. Zant, 580 F. Supp. 380 (N.D. Ga. 1984), affrd 753 P.zd 877 ( 5th Cir. 1985T:. . . 85 McGill v. Gadsden County Commissionr 535 F.2d 277 ( 5th Cir. 1976) .. .... ....... 96 Mcl'lilIan v. Escambia County, 748 F.2d 1037 (11th Cir. 1984) .. 108r130 Itletropolitan Edison Co. v. PANE, 450 U.S. 766 (1983) viii- 98 Page Cases lrlississippi RePublican Execu- tive Cornmittee v. Brooks, u.s. , 105 S.Ct. TTE (1984J-.........-...--.! 85 llobile v. Bo1den, 445 U.S. 55 (198O) ..o... ot''''''''''22'23'24'30' 82 NAACP v. Gadsden CountY School Board, 691 F.2d 978 (1lth Cir. 1982) .........".."i.. 80 Nevett v. Sides r'571 F-2d 2Og (1978) ......t''oo'o'o"""' Parnell v. RaPidas Parish School Board, 553 F.2d 180 (5th Cir. 1977) ......".."""o' Perkins v. CitY of West Helena, 675 F.2d 201 (8th Cir. 1982), 58r69 96 TT98217.... o....... -......-- 85 Rogers v. todge, 458 U-S. 613' (19821 ..o....o."' 79t80,85'99'130 Sout,h Alameda SPanish SPeaking Org. v. CitY of Union City, 424 F.2d 291 (9th Cir. 1 970) .. ... . . .... .. .. ' " ' 84 Strickland v. ltashington, U. S. _t 80 t.Ed.2d 674 (Ty64) - - 98 United Jewish organizations v- Carey, 403 U.S. 144 (1977) ........"..""""" 68 1X Page Cases U.S. v. Bd. of Supervisors of Forrest County, 5'11 F"2d 951 (5th Cir" 1978) .ocooo..G 56 U.S. v. Carolene Products Co.7 304 u.s. 144 (1938) .....o.oo 71 U.S. v. Dallas County Commission, 739 F.zd 1529 (11th Cir. 1984) .........o...... ....... 97 'U;S. v. Executive Committee of Democratic Party of Greene County, AIa. 254 F. Supp. 543 (S"D. AIa" 1956) "o...... 84r85 U.S. vo [larengo County Comnission, 731 F.2d 1546 (1lth Cir. 1984) ................. 56r57 r85196, Velasquez v. City of Abilene, 108,130 725 F. 1980) 2d 1017 (sth Cir. 56r95 $Iallace v. Eouse, 515 F.2d 619 (5th Cir. 1975) ............. 56159 Whitconb v. Chavis, 403 U"S. 124 (1971) .........o.o...... 129 White v. Regester, 412 U.S. 755 ( 1e73) passim Z immer v. ttlcKeithen, 485 F.2d 1297 (5th Cir. 1973)(en banc), affrd sub nom East Carroll trtET-sh-Ehddf Board v. llarshal1 , 424 U.S. 636 (1976) .... 30r55r58r96 -x Page OTHER AUTHORITIES Statutes Section 5, Voting Rights Act of 1965, 42 U.S.C. S1973c .....,.....""' 3'4'22'133 Voting Rights Act Amendments of 1982r Section 2, 96 Stat . 1 31 , 42 U.S.C. SigZf .........".."""" $!$ Federal Rules of Civil Procedure, RuIe 52(a) ....o...... . 67 r98r100r101 Constitutional Provisions : Fourteenth and Fifteenth Amgndmgnts ........' " "'." PaSSim House and Senate Bills H.R. 3198, 97th Cong., lst Sess., 52 . .. . . . . . . . ' ' ' ' ' ' ' ' ' ' ' ' ' 23 B.R. 3112, 97th Cong., lst Sess., S2O1 ........""" 23 Senate Bill S. 1gg2 .. o........ 33 t34r36 Congressional BePorts House Report No. 97-227, 97th Con!., lst Sess. ( 1 981 ) Passim I Senate RePort No. 97-417 | 97th cong. , 2d Sess. (1982) -.. Passim -xi Page Congressional [learings Hearings before the Subcommittee on Civil and Constitutional Rights of the House JudiciarY Committee, 97th Cong., 1st Sess (1981) .o.."""'""""" 23 Hearings before the Subcom- mLttee on t'he Constitution . of the Senate JudiciarY Committeeon S.53, 97th Cong.r 2d Sess. (1982) ....-.... 28r34r35r411 42r43 Conqressional Record 128 Cong. Rec. (dailY ed- oct. 2, 1981) ....."'o"""" 25'26,-29 128 Cong. Rec. (dailY ed- r Oct- 5, 1981)....'o""""" 26. 27'29 128 Cong. Rec. (dailY ed. Oct. 15, 1981)......""""' 128 Cong. Rec. (dailY ed. June 9, 1982) ......"o"""' 35'37'40'47 48 r54 t82 128 Cong. Rec. (dailY ed. June 10t 1982)......c..."""-"o' 35'37 128 Cong. Ree. (dailY ed. June 15, 1982) ..o....."""".-' 29,34'3'7 r82 128 Cong. Rec. (dai1Y ed- June 16, 1982) ..o......"""""' 56 29 - xll - Page 128 Cong. Rec. (dailY ed. June 17, 1982) .................. 31r34.37 r39 4g r53 rg2 128 Cong. Rec. (dailY ed. June 18, 1982) .......... 29r37r46148t53 72,82 128 Cong. Rec. (dailY ed. June 23r 1982) ................ 34 iliscellaneous Joint Center for PoIitical Studies National Roster of Black Elected Officials ( 1984) .. .. .. . .. ...... . .. . . Ios Angeles Times, IlaY 4 | 1982 . . . . . . . . . . . . . . .. . ' ' ' WalI Street Journal, llay 4 | 43 New York Times, p. B'7, coI. Dec. 18, 1981, 4 ...aa....... 41 - xr11- STATEMENT OF THE CASEI This is an action challenging the districting plan adopted in 1982 for the election of the North Carolina Legisla- ture. North Carolina has long had the smallest percentage of blacks in its state legislature of any.state with a substan- t ia1 black popuIatio,..2 Prior to this Iitigation no more than 4 of.the 120 state representativesr oE 2 of the 50 state l-- The opinion of the district court as reprinted in the aPPendix to the Jurisdictional Statement has two signifi- cant tygrcgraphical errors. The Appendix at J.S. 34a and 35a stAtes, "Since then two black citizens have run successfully in the (llecklenburg Senate district) ...' and oIn Halifax County, black citizens have run successfully...' Both sentences of the opinion actually read trhave run unsuceessfully.' (Emphasis added). Due to EEese and other errors, the opinion has been reprinted in the Joint Appendixr at JA5-JA58t . See Joint Center for Political Studies, National Roster of B1ack Elected Officials )- senators, were black-3 Although blacks are 22.4t of the state populationr the number of blacks in either house of the North Carolina legislature had never. exeeeded 4t. The f irst black was 'not elected to the Eouse until 1958, and the first black state s€nator was not elected until 19'74' North Carotina .makes greater use of at Iarge legislative elections than most other states; under the 1g82 districting plan 98 of the 120 rePresentatives and 30 of the 50 sEate senat'ors were to be chosen from multi-member districts. 4 In JulY 1981, following the 1980 census, North Carolina initially adopted a redistricting plan involving a total of 1 48 multi-member and 22 single member dis- 94-5. and EE, ChaPters 1 and 2 2nd Extra Session 1982, JA 3 4 St ip. sr iP. Sess. 67. 96, Ex. Laws JA BB of {- J trtricts.' Under this plan every single Eouse and Senate district had a white majority.6 There was a population devia- tion of 221 among the proposed districts. Forty of North Carolina's 1 O0 counties are covered by section 5 of the Voting Rights Acti accordirryly, the state was required to obtain preclearance of those portions of the redistricting plan which affected those 40 counties. North Carolina submitted the 1981 plan to the who entered obiections to both the House and Senate p1ans, having concluded that'the use of large nulti- member districts effectively submerges cognizable concentrations of black Stip. Ex. D and E', Chapters 800 and 821 Sess. Laws 1981, JA 51. The opinion states one district rras majority black in population, JA7, referring to the second 1 981 pIan, enacted in October after this lawsuit was filed. Stip. Ex. L, JA 62. 4 population into a urajority white elec- torate.r StiP. Exn N and O, JA53. For similar reasons, the Attorney General also objected to Article 2 Sections 3(3)and 5(3) of the North Carolina Constitution, adopted in 1967 Oo: not submitted for preclearance until after tbis lawsuit was filed, which forbade the subdivision of counties in the formation of legislative districts. StiP. 22, JA 53- ApPellees filed this action in Septenber 1981, a11e9ing, inter alia, that the 1 98 1 redistricting plan violated section 2 of the Voting Rights Act and the Fourteenth Amendment. Following the objections of the Attorney General under section 5, the state adopted two subse- quent redistricting plans; t'he complaint was supplemented to challenge the final plans, Idhich were adopted in April, 1982. Stips . 42r43i JA 57. In June 1982 Congress ,5: _ amended section 2 to forbid election practices with discrininatory results, and the complaint was amended to reflect that change; thereafter the litigation focused primarily on the application of the . amended section 2 to the circumstances of this case. Appellees contended that six of the multi-member districts had a discriminatory result which violated section 2, and that the boundaries. of one single member district also violated that provision of the Voting Rights Act. After an eight day trial before Judges J. Dickson Phil1ips, Jr.1 Franklin T. Dupreel Jt.1 and W. Earl Britt, Jt., the court unanimously upheld plaintiffs' section 2 challenge. The court enjoined elections in the challenged districts pending court approval of a districting plan which did not violate section 2.7 By Appellees did not challenge all multi- 6 subsequent orders, the coutrt approved the State I s proposed remedial districts for six of the seven challenged districts. The court entered a temporary order providing for elections in 1984 only in one dis- trict, former House District No. 8, after appellants I proposed renedial plan i'as denied preclearance under section 5. The remedial aspects of the Iitigation have not been challenged and are not before this Court. On appeal appellants have disputed the correctness of the three judge district courtrs decision regarding the Iegal ity of five of the six disputed multi-member districts. Although appel- lants have referred to some facts from member districts used by the state and the district court did not rule that the use of nulti-rnember districts is Pe-r- se il1ega1. The district courtrs orffi Eaves untouched 30 nulti-member districts in the House and 13 in the Senate. 7 House District No. 8 and Senate District No. 2, they have made no argument in t,heir Brief that is pertinent to the lower court t s decision concerning either of these districts.S tike the united states, we assume that the correctness of the decision .below regarding' House Distriet No. I and Senate District No. 2 is not within the scope of this appeal. THE FINDINGS OF THE DISTRICT COURT The gravamen of appellees I claim under section 2 is .thaE minority voters in the challenged multi-member districts do not have an equal opportunity to partici- pate effectively in the political process, 8 The Court did not note probable juris- diction as to Question II, the question in the Juripdictional Statement concerning these two districts, and even the Solicitor General concedes that there is no basis for appeal as to these two district,s. U.S. Br. 11 . 8 a'nd particularly that t'hey do not have an egual opportunity to elect candidat,es of their choice. Five of the chal.lenged 1982 multi-member districts were the same as had existed under the 1971 pIan, and the one that was different, Eouse District 39, rras only modified sIightly. The election results in.those district,s are undisputed. Until 1972 no black since Reconstruction had been elected to the legistature from any of the counties in question. The election results since 1972 are set. forth on the table on the opposite page. As that table indicates, prior to 1982 no more than 3 of the 32 legislators elected in any one election in the challenged districts were black, in 1981, when this action was filed, five of the seven districts were rePresented by all white delegations, and three of the districts still had never elected a black legisla- 9 tor. The black population of the chal- Ienged districts ranged from 21.8t to 39.5t. JA 21. , The district court held on the basis of this record and its examination of election results in loca1 offices' that 'It]he overall results achieved to date .o. are minimal.o JA 39. The court noted thatl following t,he filing of this action, the number of successful black legislative candidates rose sharply. It concluded, however, that the results of the 1982 election were an aberrat,ion unlikely to recur again. ft emphasized in particular that in a number of instances trthe pendency of this very litigation worked a one-time advantage for black candidates in the form of unusuaL organized political support by white leaders concerned to forestall single-member districting." JA 39 n.27. 10 The district court identified a number of distinet practices which Put black voters at a comparative disadvantage whe n placed in the six ura jority white multi-member districts at issue" The court noted, first, that the proportion of white voters who ever voted for a black candidate was extremely low; an average of 81t of white voters did not vote for any black candidate in primary elections involving both black and white candidates, and those whites who did vote for black candidates ranked them last or next to last. JA 42. The court noted that'in none of the 53 races in which blacks ran for of f ice did a rnajority of whites ever vote for a black candidate, and the sole election in which 50t voted for the black candidate was one in which that candidate was running unopposed. JA. 43-48. The district court concluded that this pattern 11 of Polarized voting Put black candidates at a severe disadvantage in any race against a white oPPonent'. The district court also concluded t,hat bl ack voters were at a comparative disadvantage because the rate of registra- tion among eligible bLacks was substan-" . tially lower than among whites- This disparity further diminished the ability of black voters to make common cause with sufficient numbers of like minded voters !e bC able tO eleer r.a nri i rrates of the ir choice. The court found that these disparities in registration rates were the Iingering effect of a century of virulent official hostility towards blacks who sought to register and vote. The tactics adopted for the exPress PurPose of disenfranchising blacks included a polI tax, a literacy test with a grandfather clauser 6s well as a number of devices 12 which discouraged registration by assuring the defeaE of black candidates. JA 25-26. When the use of the state Iiteracy test ended after 1970, whites enjoyed a 60.6t to 44.6t registration advantage over blacks. Thereafter registration was kept inaceessible in many places, and a decade later t,he gaP had narrowed only s1ight1y, with white registration at 66.7*, and black registration at 52.7*. JA 26 and n.lz. The trial court held that the ability of black voters to elect candidates of their choice in majority white districts was further impaired by the fact 'that black voters were far poorer, and far more of ten poorly educated, t'han white voters. JA 28-31. Some 30t of blacks hgd incomes below the poverty line, compared to 10t of whites; conversely, whites were twice as like1y as blacks to earn over $20r000 a 13 year. Almost a1I blacks over 30 years oId attended inferior segregated schools. JA 29. The district court concluded that this lack of income and education made it difficult for black voters to elect candidates of their choice. JA 31.. n.23. The. record on which 'the court relied included extensive testimony regarding the difficulty of raising sufficient funds in the relatively Poor black community to meet the high cost of an at-1arge cam- Paign-which hac to rl'ar.h as many as eight I' . times as many voters as a single district campaign. (See notes 107-109r infra). The ability of minority candidates to win white votes, the district court found, was also impaired by the common practice on the part of white candidates of urging whit.es to vote on racial lines. JA 33-34. The record on which the court relied 14 included such appeals in camPaigns in 1976, 1980, 1982, and 1983. (See page 115, infra). In both 1980 and 1983 white candidates ran newsPaPer advertlsements depicting their opPonents with black leaders. In 1983 Senator Fielms denounced his opponent for favoring black voter regist,ration, and in a 1982 eongressional run-off white voters were urged t'o. go t,o the polls because the black candidate would be 'bussing" lsicl his 'block" lsicl vote. (See PP. 116-18, infra). The district court, after an exhaus- tive analysis of this and other evid€DC€2 concluded that the challenged multi-member districts had the effect' of submerging black voters as a voting minority in those districts, and thus affording them "Iess opportunity than ... other members of the 15 electorate to Participate in the political process and to elect rePresentatives of their choice." JA 53-54.9 SUI.iUARY.OF ARGUMENT Section 2 of the Voting' Rights Act rras amended i n 1982 to establ ish 'a nationwide prohibition against election practices with discrlminatory results. Specifically prohibited are Practices that afford minorities "Iess opPortunity than nt.har mamhorq af thc cl ectorate to participate in the political process and to elect representatives of their choiceo. (Emphasis added). In assessing a claim of unequal electoral opportunity, the courts are required to consider the 'totalit,y of circumstancesr. A finding of unequal 9 Based on similar evidence the court made a parallel firding concerning the fracturing . of the minority community in Senate District No. 2. iIA 54. 16 opportunity is a faetual finding subject to Rule 52. City, - U.S. - ,rt* The 1982 Senate RePort sPecified a number of specific factors the Presence of which, C.ongress believed, would have the effect, of denying equal electoral oPpor- tunity to black voters in a majority white multi-member district. The three-judge district court below, in an exhaustive and detailed opinion, carefully analyzed the evidencb indicating the Presence of each of those factors. In light of the totality of circumstances established by that evidence, t,he trial court concluded that ninority voters were denied equal electoral opportunity in each of the six challenged multi-member districts. The court below expressly recognized that section 2 did not require proportional representation. JA 17. 17 Appellants argue herer BS t,hey did at t,r ial , that the Presence of equal elec- toral opportunity is conclusively estab- lished by the fact blacks won 5 out of 30 at-large seats in 1982, !! months after the conplaint was filed. Prior to 1972, howdver, although blacks had run, no blacks had ever been elected from any of these districts, and in the eleetion heLd immediately prior to. t,he commencement of this action only 2 blacks were elected in the challenqed districts. The district court properly declined to hold that the 1982 elections represented a conclusive change in the circumstances in the districts involved, noting that in several instances blacks rron because of support fron whites seeking to affect the outcome of the instant litigation. JA 39 n.2'7. 18 The Solicitor General urges this Court to read into section 2. " PSg se rule that a section 2 claim is precluded as a matter of law in any district in which blacks ever enjoyed 'proportional repre- sentation" r regardless of whether that representation ended years 89or was inextricably tied to single shot voting, or occurred only after the conmencement of the l itigation. This .Per E approach is i nconsistent with t,he "t,otality of circumstances" requirement of section'2, which precludes treating any single factor as conclusive. The Senate RePort ex- pressly stated that the elect'ion of black officials was not, to be treated, bY itself, as precluding a section 2 claim. Sn Rep. No. 97-417 , 29 n.1.15. The district court correctlY held that there was sufficiently severe polarized voting by whites to put minority 19 voters and candidates at an additional disadvantage in the majority white multi-member districts. On the average more than 81t of whites do not vote for bLack candidates when they run in primary eleetions. 'JA 42. Black candidates . feceiving the highest proportion of black votes ordinarily receive the smallest number of white votes. Id. ARGUI{ENT r. sEcTroN 2 PRovrDEs MrNoRrrY vorEBs- AN EOUAL OPPORTT,NITY TO ELECT REPRE- SENTATIVES OF THEIR CHOICE iwo decades ago Congress adopted the Voting Rights Act of 1955 in an attempt to end a century long exclusion of most blacks from the electoral Process. In 1981 and 1982 Congress concluded that, . despite substantial gains in registration since 1965, ilinorities stil1 did not enjoy the same opportunlty as whites to Parti- 20 cipate in the political Process and to elect rePresentatives of their choice'1otnd that further remedial legislation was necessary to- eradicate all vestiges of discrimination from the political pro- ".=".11 The prbblems identified by Congress included not' only the obvious impedinents to minoritY ParticiPation, such as regist.ration barriers, but also election schemes such as those at-Large elections which impair exercise of the franchise and dilute the voting stpe.ngth of minority citizens. Although some of these practices had been corrected in certain jurisdic- tions by oPeration of the preclearance provisions of Section 5t Congress con- S. Rep. No. 97-417 | 97th 34 (1982) (hereinafter Reportn ) . Senate RePort 40; [I.R. 97th Cong., 1st Sess., inafter cited as "House Cong. , 2d Sess. , cited as "Senate Rep. No. 97-227, 31 (1981) (here- Report" ) . 10 11 21 cluded that their eradication required the adoption, in the form of an amendment to Section 2, of a n3tionall 2prorribition against practices with discriminatory results.l3 section 2 protects not only the :':right to voter but, also {the right to have the vote counEed at fulI value'without dilution or discount.i Senate Report 19. A. Leqislative Historv of the 1982 Amendment to Sectron 2 The present language of section 2 was adopted by Congress as part of the Voting Rights Act Amendments of 1982. (95 SEat. 1 31 ) . The 1 982 amendments altered the Voting Rights Act in a number of ways, House Report , 28t Senate RePort 1 5. Appellants and the Solicitor General concede that the framers of the 1982 amendments established a standard of proof in vote dilution lawsuits based on discrininatory results a1one. Appellants I Br. at 16; U.S. Brief II at 8, 13. 12 13 22 extendlng the pre-clearance requirements of section 5, modifYing the bailout requirenents of section 4t continuing until 1992 the languhge assistance provisions of the Act, and adding a new requirenent of assistance to bIind, disabled or illiterate voters. Congres- sional action to amend section 2 was prompted by this Courtts decision in trlobile v. Bolden, 446 U.S. 55, 50-61 ( 1 980) ' which held that the original language of section 2, as it was framed in 1965, forebade only election practices adopted or maintained with a discrirnina- tory motive. Congress regarded the decision in Bolden as an erroneous interpretation of section 2r 1 4and thus acted to amend the language to remove any such intent requirement,. 14 House Rep. at 29i Senate Report at 1 9. 23 tegislative proposals to extend the Voting Rights Act in 1982 included from the outset language that Would eliminate the intent requirement of Bolden and apply a totality of circumstances test to pracEices which merely had the effect of discriminating on the basis'of race or' color.l5 support for such an amendment was repeatedly voiced during the extensive Bouse hearings.and mueh of this testimony rras concerned with at-large election plans that had the effect of diluting the impact 15 16 of mi nor i ty ,ot.s . 1 5 on Jury 31 the llouse fl.R. 3112, 97th Cong. , l st Sess. , S 201i E.R. 3198, 97th Cong., 1st Sess., S 2. The three voLumes of Hearings before the Subconmittee on Clvil and Constitutional Rights of the House Judiciary Committee, 97th Cong., lst Sess., are hereinafter cited as nHouse Hearings.tr Testimony regarding the proposed amendnent to section 2 can be found at 1 Eouse Hearings 18-19, 138, 197, 229, 355, 424-25, 454, 852i 2 House Hearings 905-07, 993-95, 1279t 1361, 1541; 3 House Hearings 1880, 1991, 2029-32, 2036-37, 2127-28, 2136, 2046-47 , 2051 -58. 24 Judiciary Committee approved a bill that extended the Voting Rights Act and included an amendment to section 2 to remove the intent requirement imposed by Bo1der,.17 The House version included an express disclaimer to make clear that the mere lack of proportional rePresentation would not constitute a violation of the 1aw, and the Eouse Report directed the courts not Co focus on any one factor but 17 House Report, 48: 'No voting qualification or Prere- quisite to votitg, or standard, practice, dr procedure sfrall be iinposed or applied by iny state or political subdivision Ito deny or abridgel !n e M!4g-E- which results in i lerliar qi a EnV cltizen to vote on account ot race or color, or in contravention of the guaran- tees set forth in section 4(b) (2). The fact that memberi of a minoritY gr have not been electecl 1n numDers sect e 25- to look at all the relevant circumstances in assessing a Section 2 claim. E. Rep. at 30. The House Report set forth the committee I s reasons for disapproving any intent . requirement, . and described a variety of'practices, particularly the use of at-large electionslS"rrd limitations on the times ard plaees of registrationrl9with whose potentially discriminatory effects the Conmittee was particularly concerned. On the floor of the House 66 proposed amendment to section 2 was the subject of considerable debate. Representative Rodino expressly called the attention of the House to this portion of the bil1r20ao which he and a number of other speakers 18 19 20 House Report , 1'l-19, 128 Corg. Rec. E 6842 1981). 30. 31 n.1 05. (daily ed. Oct. 2l 26 gave suPPor E.21 Proponents of, section 2 emphasized its applicability to rnulti- member election districts that diluted minority votes, and to burdensome regis- tration ard voting practic"".22 A number of speakers opposed the proposed alteration to sect,ion 2 r23 and Representative Bliley moved that the amendment to section 2 be deleted from the Eouse biII. The 81i1ey 21 22 128 Cong. Rec. EI 6842 (ReP. Rodino), H 6843 (Rep. Sensenbrenner) r II 6877 (ReP. Chisholm) (daify'€d. r Oct. 2, 1981); 128 Cong. Rec. H lOOt (ReP. Fascell) (daily ed.1 Oct. 5, 1981). 128 Cong. Rec. [I 6841 (ReP. Glickman; diLutionf, u gge5-5 (Rep. Hydet registra- tion barriers), H 6847 (ReP. Bingham; voting practices, dilutign); H 5850 (RgP. Wash i nlgton, registration and voting barrierl); B 5851 (ReP. Fish, dilution) (daily ed., Oct. 2, 1981)- 128 Cong. Rec. EI 5855 (ReP. Collins), E 6874 (nep. Butler)(daily ed-, Oct. 2, 1 981 ); 128 Cong. Rec. H 6982-3 (ReP. BliIey) , H 6984 (ReP. Butler, (ReP. r.lcClory), H 6985 (ReP. But1er) (daiIy ed. r Oct. 5, 1981 ). 23 27 amendment was defeated on a voice ,ote.24 Following the rejection of that and other amendments the House on October 5, 1981 passed the bill by a margin of 389 to 24.25 On December 16, 1981 , a Sena-te bill essentially identical to the gouie passed bi 1f was i ntroduced by Se.nator t{athias. The Senate bi1I, S.1992, had a total of 61 initial sponsors, far more than were necessary to assure passage. 2 Senate Hearings 4, 30, 157. The particular subcommittee to which S.1992 was referred, however, was dominated by Senators who were highly criticaL of the Voting Rights Act amendments. After extensive hear- 128 Corg. Rec. 5,1981). !|. at H6985. H 5982-85 (daily ed., Oct.24 25 28 ingsr26.o=a of them devoted to section 2l the subcommittee recommended Passage of 5.1992, but by a margin of 3-2 voted to delete the proposed amendment to section 2 " 2 Se nate Heari ngs 1 0. In ,the f uII committee Senator Dole proposed language which largely restored the substance of S" 1gg2; included in the DoIe proposal was the language of section 2 as it was ultimately adopted. The Senate Cornmmittee issued a Iengt,hy rePort describing in detail the PurPose and impact of the seetion 2 amendmenE. Senate Report 15-42. The report'expressed concern with two distinct types of practices with poten- rial1y discriminatorY effects--first, restrictions on the times, places or 25 rd. ttearings before the Subcommitee on ffi-e Constitution of the Senate Judiciary Comrnittee on S. 53, 97th Cong - , 2d Sess. ( 1 982) (hereinafter cited as "Senate Hearings') . 29 methods of registration or voting, the burden of which would fall most heavily on mirpriti es r27 drrd, secgnd, election syst,ems such as those multi-member districts which reduced or nullified the effectiveness of minority votes, and impeded the ability of ' minority voters to elect candidates' of their choice.28 The Senate debates leading to approval of the section 2 amendment reflected similar "on""rn=.29 The Senate report discussed the various types of evidence that would bear on a section 2 c1aim, and insisted that the courts were to consider all of this evidence and that no one type of evidence 27 Senate Report, 30 n.119. 28 Senate Report | 27-30. 29 128 Corg. Rec. S 5783 (daily ed. June 15, 1982) (Sen. Dodd); 128 Cong. Rec. S 7111 (daiIy ed. June 18, 1982) (Sen. Met- zenbaum), S7113 (Sen. Bentsen), S 7116 (Sen. Weicker), S 7137 (Sen. Robert Byrd). 30 should be treated as conclusio'"'30 Both the. Senate RePort and the subsequent debates make clear that it' was the intent of Congress, in aPplying the amended sect'ion 2 to multi-member districts, to reestab- lish what it understood to be the totality of circumstances test that had been estab- lished by White v.Regester, 412 U'S' 755 (19731r3land that had been elaborated upon by the lower courts in the years between White and Bolden.32 The most important and frequently eited of the courts of appeals dilution cases was Zimmer v. t'lcKeithen,33 Senate RePort, 2?, 27 - Senate RePort, 2t 27, 28, 30, 32' Senate RePort , 16, 23, 23 n.78, 28, 30, 31, 32" Ziruner was described by t'he Senate Report a5-f seminal" decision, id. at 22, and was cited 9 tines in the R-port' !|' at 22, 24, 24 n.85, 28 n.112, 28 n'1T3, 29 n.i I 5r- 29 n.1 15, 30, 32, 33. senator oeConcini, one of the framers of the DoIe pioposaf , described Llmmer as " lPl-erh-aps the clearest exPressiffithe standard of 30 31 32 33 31 485 F.2d 1297 (5th Cir. 1973)(en banc)r aff rd sub Dorn. East CarroII Parish School Board v. ltarshall, 424 U. S. 635 ( 1975 ) . The decisions applying White are an important source of guidance in a section 2'dilu.tion case. 'The legislative history of section 2 focused repeatedly on the possibly discriminatory irnpact of multl-member districts. Congress was specifically concerned that, if there is voting along raoial lines- hlaok rz.rtFl" in A maioril.w white multi-member district would be unable to compeEe on an equal basis with whites for a role in electing public officials. Where that occurs, the white majority is able to det,ermine the outcome of elections and white eandidates are able proof in these vote Cong. Rec. S5930 1 982) . dilution cases. n (dai1y ed. June 128 17, 32 to take positions without regard to the votes or preferences of black voters, rendering the act of voting for blacks an empty and ineffective ritual- The Senate Report described in detail the types of eircumstances, based on the whiEe/zimmer factors, under which blacks in a muLti- member district would be less able than whites to elect representatives of their choice. Senate RePort, 28-29. The Solicitor General, in support of his contention that a section 2 claim may be decided on the basis of a single one of the seven Senate Report factors--electoral success--regardless of the totality of the circumstances, offers an account of the legislative history of section 2 which is, in a number of respects, substantially inaccurate. First, the Solicitor asserts that, when the amended version of S- 1992 was reported to the ful1 JudiciarY 33 Committee, there was a "deadlock." U.S. Br. I, 8; Br. II, I n.12. The legislative situation on ltay 4, 1982 when the Dole proposal was offered, could not conceiv- ably be characterized as a ideadlock, " and was never so described by ahy-supporter of the proposal. The entire Judiciary Commi ttee f avored retrrcrting out a bill amending the Voting Rights Act, and fu1ly two thirds of the Senate vras committea to restoring the'tlouse results test if the Jud ic iar Committee failed to do so. Critics of the original S.1 992 had neither the desire nor the votes to bottle up the bill in Committeer34"rrd clearly lacked the votes to defeat the section 2 amendment on the floor of the Senate. The leading 34 2 SenaEe Hearings ( " [W] hatever happens amerdment, I intend to reportirT, of t,he Voting Committeer ) 69 (Sen. Hatch) to the proposed support favorable Rights Act by this 34 Senate oPponent of the amendment acknowl- edged that Passage of the amendment had been foreseeable rfor many months' prior to the fuI1 Conmitt,ee's action.35 Senator Dole commented, when he offered his proposal, that "without any change the House bill would have passed. " 2 Senat'e Hearings 57. Both supportet"36""d oPPo- nents3Tof section 2 alike agreed that the 35 2 Senate Hearings 69 (Sen- Batch). 35 Senate Retrrcrt, 27 (section 2 "faithful to the basil intento of the llouse bill); 2 Senate Hearings 50 (Sen. DoIe)("[T]he conpronise retains the results standards of the trtathias/Kennedy bi11. llowever, we also feel that the legislation should be strenqt,hened with additional language mhat Iegal standard should aPPly urder the results test...o) (EmPha- sTs - added) , 51 (Sen. Dole) (language "strergthens the tlouse-passed bi11") 58 (Sen. 6iOen)(new Language merely 'cIari- iies" s.1992 and "does not change muchi), 128 Cong. Rec. S6950-61 (daily ed' June 17, 1962) (Sen. DoIe); 128 Cong. Rec' 83840 (daily ed. June 23, 1982) (ReP' Edwards). 37 2 Senate Hearings 70 (Sen. Hatch).("The proPosed compromise is not a comPromise at ifi, in ny oPinion. The imPact of the 35 - language proposed by Senator Dole ard u I t irnately adopted by Congress was intended not to water down the original House biIl, but merely to spelI out more explicitly the intended meaning of legislation Horse.38 already approved bY the The Solicitor urges the Court to give litt1e weight to the Senate RePort accompanying S.1 992, describing it as proposed compromise is not .Iikely to-be one whit different than the unamended House measure" relating t,o seet'ion 2i Senate Report, 95 (additional views of Sen. Eatch); 128 Cong. Rec. (daily ed. June 9r 1982) S 6515' S.6545 (Sen. Hatch); 128 Cong. Rec. (daily ed. June 10, 1982) S 6725 (Sen. East); 128 Cong. Rec. (daily ed.7 June 15, 1982) S.5786 (Sen. Harry Byrd). 38 The compromise language was designed to reassure Senate cosPonsors that the White v. Regester totar itt of circumstances-TE5E e ntlffitl- i n the House , a nd esPoused throughout the Senate hearings by sup- porters of the Eouse passed bill, would be codified in the st,atute itself . 2 Senate Eearings 60; Senat,e RePort , 27 . -35 nerel y t,he work of a .f action. U. S. . Br . I , 8 n.6i U.Sn Br. TI, 8 n.12, 24 n.49" Not,hi ng i n the legislative history of section 2 supports the Solicitorrs suggestion that this Court should depart from the long establ,ished principle t,hat committee reports are to be treated as the most authoritative guide to congressional intent. Garcia v. United States, 105 S.Ct. 479, 483 (1984). Senator DoIe, to whose position the Solicitor would give particular weight, pr'efaced his Additional Views with an acknowledgement t,hat " [T]he Committee Report is an accurate statement of the inteht of s.1992r ds reported by the committee."39 on the floor of the Senate both supporters and opponents of 39 Senate Report 193; see also id. at 195 ("I express my views not to tat-e issue with the body of the reporti) 199 ("I concur with the interpretation of this action in the Committee Report."), 196-98 (addi- tional views of Sen. GrassleY). 37 section 2 agreed that the Committee report constituted the authoritative explanation of the legislatiorr.40 until the filing of its briefs in this case, it was the consistent contention of the Department of Justice that in interpreting section 2 i It,] he Senate .Report... is' entitled to greater weight than any other of the legislative history."4l only in the spring of' 1 985 did the Department reverse its position and adsert that the Senate report faction that 40 128 Corg. Rec. 56553 (daily ed.7 June 9l 1982) (Sen. Kennbdy) ; S6546-48 (dai1y ed. June 10, 1982) (Sen. Kennedy); 56781 (Sen. Dole)(daily ed. June 15, 19821i 55930-34 (Sen. DeConcini) r S5941-44, 56967 (Sen. Irtathias), S6950, 6993 (Sen. Dole), s5967 S5991 -93 (Sen. Stevens) r S5995 (Sen. Kennedy) (daily ed. June 17, 19821 i 57091-92 (Sen. Hatch), 57095-96 (Sen. Kennedy) (daily ed.7 June 1 8, 1 982) . Post-ltiat erief for the United States of Anrerica, County Council of Sumter County, South Carolina v. United States, No. 41 38 "cannot be taken as determinative on all counts." U.S. Br. l, P. 24, n"49" This newly formulated account of the legisla- tive history of section 2 is clearly incorrect. The Solicitor urges that substairtial weight be given to the views of Senator Hatch ,42 ^rd hi.s legislative assistant.43 rn fact, however, Senator Batch was the most intransigient congressional critic of amended section 2, and he did not as the 42 In an amicus brief in City Council of the City of Chicago v. KetEhumi--No. i-FEieilin this case, U.S. Br. TI 21 n.43, the Solicitor asserts that Senator Eatch "supported the com- promise adopted by Congress"" Brief for United States as Amicus , 15 n.1 5. 43 The solicitor cit,es for a supposedly authoritative summary of the origin and meaning of section 2 an article written by Stephen Markman. U.S. Br. Ifr 9r 10. Mr. t{arkman is the chief counsel of the Judiciary Subcommittee chaired by Senator Hatch, and $ras Senator Hatch I s chief assistant in llatch I s unsuccessful opposi- tion to the amendnent to section 2. 39 Solicitor suggests support Lhe Dole proposal. On the contrary, Senator Eatch urged the Judiciary Committee to reject the DoIe ProPosal ,44and vras one of only four Committee members to vote against, it.45 FoIlowing the Committeers action, Senator Hatch appended to the Senate Report Additional Views objecting to this nodified version of section 2-46 on the floor of the Senate, S€nator Hatch supported an unsuceessful amendment that '-'a.r1A h.rua e{-rtrr.le frorn the bill the amendme nt adopted de nou nced to section 2 that had been by the committe" r 4T.rrd again the language which eventuallY 44 2 senate tlearings 70-74. 45 Jg. B5-8G. 46 Senate Report, 94-101. 47 128 Cong. Rec. s5965 (daily ed. June 17, 1 982) . 40 became Iar.48 Finally, t,he Solicitor urges that the views of the President regarding section 2 should be given 'particular weighti because the President endorsed the DoIe proposal, and his 'support for the compromise ensured its passage.t U.S. Br. I, I n.5. we agree with the Solicitor General that the construction of section 2 which the Department of Justice now proposes in its amicus brief should be considered in light of the role which the Administration played in the adoption of this legislation. But that role is'rot, as the Solicitor asserts, one of a key sponsor of the legislation, without whose 48 Inunediately prior to the f inal vote on the bi11, Senator Hatch stated , ' these amerdments promise to effect a destructive transformation in the Voting Rights Act." 128 Cong. Rec. S7139 (daily ed. June 18, 19821 i 'l 28 Cong . Rec. ( daily ed . June 9 | 1982) 56506-21. 41 support the bill could not have been adopted. On the contrary, the Adninis- tration in general, and the Department of Justice in particular, were throughout the legislative process among the most consis- tent, adamant and outspoken opponents of t,he proposed Amendment to section 2. Shortly after the Passage of the House bi11, the Administration launched a concerted attack on the decision of the Eouse to amend section 2. On November 6, statement denouncing the 'new and untested reffectsr standard, " and urging that section 2 be limited to instances of purposeful discrimination, 2 Senate tlearings 763, a position Mr. Reagan strongly reaffirmed at a press conference on December 17.49 When in January 1982 the Senate commenced 49 New coI. York Times, Dee. 18, 1981, P. B7, 4. 42 hearings on proposed amendments to the Voting Rights Act, the Attorney General appeared as the first wit,ness to denounce section 2 as "just bad J.egislationr' objecting in part,icular to any proposal to apply a results standard to any state not covered by section 5. 1 Senate Hearings 7 0-97 . At the close of the Senate Bearings in early March the Assistant Attorney General for Civil Rights gave extensive testiinony in opposition to the adoption of the totalit,y of circumstances/ results test. I9.r dt 1655 et seq. Both Justice Department officials made an effort to soLicit public opposition to the results test, publishing critical analyses in several national nevtspapet"So"rrd, in the 50 2 Senate Hearings 770 (Assistant At- torney General Reynolds) (Washington Post), 774 (Attorney General Smith) ( Op-ed articler New York Times), 775 (Attorrrey General Smith) ( Op-ed article, Washington Post). 43 case of the Attorney General, issuing a warning to members of the United Jewish Appea1 that adoption of a results test would lead to court ordered racial quo- tas.51 The white House did not endorse the DoIe proposal until after it had the support of 13 of the'18'members of the Judiciary Committee and Senator DoIe had warned pubLicly that he had the votes '2necessary to override anY veto.' Eaving failed to persuade Congress to reiect - resrr'l ts standard in sectiolr 2r I the Department of Justice now seeks to persuade t,his court to adopt an interpre- tation of section 2 that would severely limit the scope of that provision. Under these unusual circumstances the Depart- 51 52 E. qt 780. Los Arrgeles Times, l,lay Street Journal, MaY Senate Hearings 58. 4t 1982, p. 1; WalI 4t 1982r P. 8; 2 44 mentrs views do not appear t,o warrant the weight that might ordinarily be appro- priate. We believe that greater deference should be given to the views expressed in an ami.cus brief .in this case by Senator Dole and the other principal co'sponsors of section 2. B. Equal Electoral Opportunity is. Section 2 provides that a claim of unlawful vote dilution is established Lf, "based on the totality of circumstances, " members of a racial minority ohave less opportunity than other members to partici- pate in the political process and to elect representatives of their choice.'53 rn the instant case the district court concluded that minority voters lacked such an equal opportunity. JA 53-54. 53 42 u.s.c. s forth in the 1973, Section 2(b) is set opinion below, JA 13. 45 Both aPPellants and the Solicitor General suggest, however, that section 2 is lirnited to those ext,reme cases in which the effect of an at-Iarge eleetion is to render virtually impossible t'he election of public officials, black or otherwise, favored by minority voters. Thus appel- lants assert that section 2 forbids use of a multi-member district when it "effec- tively locks the racial ninority out of the Political forumr " A. Br. 44, or ishuts[s] racial rninorities out of the electoral process" }|. at 23- The Soli- citor invites the Court to hold that .section 2 applies only where minorlty candidates are "effectively shut out of the political process". U.S. Br. II 27i see also i9. at 11. On this view, the election of even a single black candidate would be fatal to a section 2 c1aim. 46 The requirements of section 2, however, are not met by an election scheme which merely aecords to minorities some minimal opportunity to participate in the political Proeess. Section 2 requires t,hat "the political Processes leading to nomination or eLection' be, not merely open to minority voters and candidates, but 'ggg*. open". (Emphasis added) " The prohibition of section 2 is not linited to those systems which provide minoriLies with no access whatever to the political process, but extends to systems which afford minorities '1ess opportunity than other members of the electorate to participate in the political Process and to elect representaEives of their choice." (Ernphasis added) . This emphasis on equality of opportu- nity was reiterated throughout the legislative history of section 2. The 47 Senate rePort insisted repeatedly that section 2 reguired equality of political opportuni ty. 54 Senator Dole, in. his 54 S. Rep. 97-417, p. 15 ("equal chance to BH::i'$::"3".o'l"n."'"i::?:?lrn'.""""???li 20 ('equa1 access to the Pollqi-"?1 process;; at-large elections invalid"if ifrey give rninoriLies "Iess oPPof tunity tnair .-.. other residents to participate in the political processes and to elect legi6lators of their choice"l, 21 (Plain- tiifs must Prove they ihad less opportu- nit,y than did other r.esidents in the disfrict to participate'in the political Processes and to elect legislators of tneir choice") , 27 (denial of "equa1 accesc to the Fo'l i t i eal ProceSSil , 28 (minority voters to have rthe same opportunity to participate.in the politi- ci1 procesi as other citizens enjoy"; minority voters entitled to 'an equal opportunitY to ParticiPate in the p6iitcaf processes and to elect candi--ilates of their choiceo ) , 30 ( "denial of equal access to any phase of the electoral pioc.ss for minorily votersi; standard is ilhether a challenged practice "operated to deny the minority plaintiff an equal opportunity to participate and elect canaiaates of their choice" i Process must be "equalIy open to participation PV tlr: group in question'), 31 (remedy .shouldIssure "equa1 opportunity for minority citizens to participate and t,o elect candidates of their choice') . 48 Additional Views, endorsed the committee reportr and reiterated that under the language of section 2 minority voters were to be given "the same opportunity as others to participate in the political process and to elecE, the candidates of their cho1."".55 Senator DoIe and others repeatedly nade this point on the floor of the senate.56 The standard announced in White v. Regestei das clearly one of equal oppor- tunity, prohibiting at-large elections which afford minority voters 'less opportunity than o.. other residents in Id. at 194 (emphasis onitted); See also iA. at 1 93 ( "Citizens of all rfE6s-58 Ei'titled to have an equal chance of electing candidates of their choice. . . . ') 7 194 ("equal aceess to the political process). 128 Cong. Rec. S6559, S5560 (Sen. Kennedy)(daily ed. June 9, 1982)i daily ed. June 17, 1982)i 128 Cong. Rec. 57119-20 (Sen. DoIe), (dai1y ed. June 18, 1 e82) . 55 55 49 the district to ParticiPate in the political Processes and to elect legisla- tors of their choic€.r 412 U.s. it 765. (Emphasis added). The Solicitor General asserts that during the Senate hearings three suPPorters qf section 2 described it as ]merelY a means of ensuring that minorities were not effectively tshut outt of the electoral process". U.S. Br. II, 1 1 . This is not an accurate description of 'the testimony cited by the Solicito''57 L'' 57 David Walbert stated that minority voters had had "no chance" to win elec- tions . in their earlier successful dilution cases, 1 Senate Hearings 626, but also noted that the standard under White was whether minority voters had an f,6{'Ea-a1 opportunity" to do so. rd. senator Keinedy-ltated inat under -ilection 2 minori{ies could not, be "effectively shut out of a fair oPportunity t'o participate in the ele: ion". Id. aE 223. Clear1y a "fair" opportunitflis more than aly minimal opportunity. Armand Derfner did use the wo-rds "shut out', but not, as the Solicitor does, followed by the clause 'of the political process" . Id. at 81 0. I{ore impoitantly, both in his-oral statement (id. at 796, , 800) and his PrePared sFatement (id. at 811, 818) t'tr. Derf ner 50 Even if it were, the remarks of three witnesses would carry no weight where they conflict with the express language of the bi11, the committee report, and the consistent statements of supporters. Ernst and Ernst v. Eochfelder, 425 U.S. 185, 204 n.24 (1975). C. The Election of Some Minority r The central argument advanced by the Solicitor General and the appellants is that the election of a black candidate in a multi-member di.strict conclusively establishes the absence of a section 2 violation. The Solicitor asserts, U S" Br. I 13-14, that it is not sufficient that there is underrepresentation now t ot expressly endorsed the equal opportunity standard. ! 51 that there was underrepresentation for a century prior to the filing of the action; on the Solicitorrs view there must at all times have been underrepresentation. Thus the Solicitor insists there is no vote dilution in Senate Distr LcE'22, whieh has not elected a black since 1978, and 'that there can be no vote dilution in House District 36, becauser of eight rePresen- tatives, a single black, the first this century, was elected there in 1982 after this lit,iqation was filed. This interpretation of section 2 is plainly inconsistent with t,he language and legislative history of the statute. Section 2(b) directs the courts to consider ithe totality of circumstancesr" an admonition which necessarily precludes giving conclusive weight to any single circumstance.5S The "totality of circum- 58 rhe Solicitorrs argumenE also flies in the 52 stancesi standard was taken from White v. Regester, which Congress intended to codify in section 2. The llouse and Senate reports both emphasize the importance of considering the totality of circumstances, rather than focusing on only one or two portions of .the reeord. Senate Report 27, 34-35; Eouse Report, 30. The Senate Report sets out a number of "[tlypica]" factors to be considered in a dilution ".".r59 of which nthe extent to which membe'rs of the minority grouP have been face of t,he language of section 2 which disdvows any intent to establish proPor- t,ional representation. On the Solicitor I s view, even if there is in fact a denial of equal opportunity, blacks cannot prevail in a section 2 action if they have t ot have ever had, proportional representa- tion. Thus proportional rePresentation, spurned by Congress as a measure of liability, would be resurrected by the Solicitor General as a type of affirmative defense. The factors are set out in the opinion below. JA 15. 59 53 elected to public office in the juris- diction' is only orl€ I and admonishes 'there is no requirement that any Partic- ular nurnber of f actors be proved, or that' a majority of then point one way or the other. n Senate Report 28-29..60 Senator 'DoIe, in his additional views accomPanying the committee report, makes this p1ain. 'The extent to which members of a Pro- tected class havlbeen elected under the challenged practice or structure is just' 6na f ar:t-or. amono the totality of circum- \) stances to be considered, and is not 9j:!Slj;!ve.n }|. at 194. (EmPhasis added).61 50 See also Senate Report 23 ('not every one of the factors needs to be proved in order to obtain relief" ) . 128 Cong. Rec. S6951 (daily ed- June_l7, 1982) (Sen. Dole); 128 Cong. Rec. S7119 (daily ed. June 18, 1982) (Sen. DoIe). 61 54 The argumenE,s of appellants and the Solicitor General that any minority electoral success should f orecl.ose a section 2 claim rrere expressly addressed and rejected by Congress. The Senate Report explains, 'the election of a few minority candidates does not tnecessarily foreclose the possibility of dilution of the black vote. '' Id. at 29 n.l 1 5. Both White v. Regester and it,s progeny, as Congress 'weIl knerd, had repeatedly disapproved the contention now advanced by appellants and the so1icitor.62 In white itself, as the Senate Report noa"il total of two blacks and five hispanics had 62 "The results test, codified by the committee bill, is a well-established on€r familiar to the eourts. It has a reliable and reassuring track record, which completely belies claims that it woulcl make ProPort1.onal representata- t10n tne stanclarcl tor avolcllnq a vt-o- ong. Rec. I asI.s 56559 (Sen. Kennedy) (daily ed. June 9, 1982). 55 been eleeted from the two multi-member districts invalidated in that case. Senate Report 22. Zimmer v. McKeithenr in a passage quoted by the Senate Report, had refused to treat "a minority candidate I s success at the polLs [als conclusit.." 19. at 29 n.l15. The decision i. llgmer i= particularly important because in that case the court ruled for the plaintiffs despite the fact that blacks had won twci-thirds of the seats in the most recent 0 dissenters in Zimmer unsuceessfully made the same argument now advanced by appel- lants and the Solicitor, insisting'the election of three black candidates . .. pretty well explodes any notion that black voting st,rength has been cancelled or minimized'. 485 F.2d at 1310 (Coleman, J., dissenting). A number of other lower court cases implementing White had 63 56 also refused to attach concLusive weight to the election of one or more minority candidates. 63 There dE€r as Congress anticipated, a variety of .circumstances under which the election of one or moie minority can- didates might occur despite an absence of Kirksey v" Board of Supervisors, 554 F.2d Cross v" Baxter, 604 F.2d 875, 880 i.7 t EEfTtEfr eT;--I 9791; united states v. Board of Supervisors o allace V. House, 515 F.2d 619, 523 n"2-T5Effi Tt75I. See also Seriator Hollings' @mtrents on the district court decision in MeCain v. Lybrand, No. 74-281 (D.S.C. eEI-TZ,-19EffiTTnding a voting rlghts violation despite some black participation on the school board and ot,her bodies . 128 Cong. Ree. S5855-55 (daily ed. June 15, 1975). In post-1982 section 2 cases, the courts have also rejected the contention that, the statute only applies where mirprities are completely shut out. See €.9. r United States v. Marengo CouE G-nunission 3l t,eiilTfFil) , cert. denied, (1984); velas@ vffioi F.2d ror7iffisEE'ffiTg 105 S.Ct. 375 Abilene, 725 >t the equal electoral opportunity required by the statute. A minority candidate might simply be unopposed in a primary or general election, or be seeking election in a race in which there were fewer white candidates than there were positions to be fi1led.54 white officials or PoIit'ical 54 rne Solicitor General suggests t'hat the very fact that a black candidate is unolposed conclusively demonstrates that the-Landidate or his or her supporters rrere simply unbeatable. U. S. . Br. II, 22 n.46, 33.- But the number of white pot,ential candidates who choose to enter a pariicuiir at-targe race may well be the res tions entirely unrelated to the circum- stances of anY ninoritY candidate Evidence that whlte potent'ial candidates were deterred by the perceived strength of a minority candidate might be relevant rebuttal evidence in a section 2 action, but here aPPeIlants offered no such evidence to-explain the absence of a sufficient number of white candidates to contest all the at-large seats. l{ore- over, in other cases, t,he Department- of .ilustice has urged courts to find a violationof section 2 notwithstanding the election of a black candidate running unopposed. See United-tlgtes v. Marengo coulitv commiss ffiindings of Fact and Conclusions of Law for the United States, I 58 leaders, concerned about a pending or threatened section 2 action, night engiDeer the election of one or more minority candidates for the PurPose of preventing the imposition of single member districts.65 The mere fact that minorit,y candidates.were elected would not mean that those successful candidates were the representatives preferred by ninority filed June 21, 1985r P. 8. 55 Ziilmer v. McKeithenr 485 F.2d at 1307: "Such success night, onoccasion, be attributable to the work of poli- ticians, who, apprehending that the support of a black candidate would be politically expedient, campaign to insure his election. Or such success might be attributable to political support motivated by d i f fere nt co ns ideratio ns--namely that election of a black candidate will thwart successful challenges to electoral schemes on dilution grounds. In either situationr a candidate could be elected despite the relative po1 i t ical backward ness of black residents in the electoral district. " I 59 '- voters. The successful minority candi- dates might have been the choice, as in White v. Regesler, 412 U.S. at 755i Senate Report, 22, of a white political organiza- tion, or night have been able to win and retain office only by siding with the white community onr oE avoiding entirely, those issues about which whites and non-whites disagreed. Even where minority voters and candidates face severe inequal- ity in opportunity, t,here will occasion- a1lv be minoritv candidates able to t overcome those obstacles because of exceptional ability or oa 'stroke of luckr which is not likely to be repeated....'65 The election of a black candidate may also be the result of "single shootiDg", which deprives minority voters of any vote at all in every at-Iarge election but one. 66 wallace v. House, ( 5th Cir. 1 975) . 515 F.2d 619, 623 n.2 60 In multi-member elections for the North Carolina General Assembly where there are no numbered seats, voters may typically vote for as many candidates as there are vacancies. Votes which they cast for their second or third favorite candidates, howeverr rnay result in the victory of that candidaEe over the votersr first choice.57 Where voting is along racial lines, the only way minority voters may have to give preferred candidates a serious chance of victory is to cast only one of t'heir ballotsr oE "single shootrr and relinquish any opportunity at all to influence the 57 this is especially true in North Carolina where, because of the multiseat electoral system, a candidate may need votes from more than 50t of the voters to win. For example, in the Forsyth Senate primary in 1980, there were 3 candidates for 2 seats. If the votes rrere spread evenly and all voters voted a fuIl slate, each candidate would get votes fuom 2/3 or 67$ of the voters. In such circumstances it would take votes from more than 57t of the voters to win. N.C.G.S. 163.111 (a) ( 2) . 3 61 election of the other at-large officials-58 Where single shot voting is necessary to elect a black candidate, black voters are forced to limit their franchise in order to compete at all in the politicaL process. This is the functional equiva- lent of a' rule which pernitted white voters to cast five ba1lot,s for five at-large seats, but required black voters to abnegate four of those ballots in order to cast one ballot for a black candidate. * 58 For examPle, in 1978, in Durham County, 99t of the black voters voted for no one but the black candidate, who vron. JA Ex- Vol. I Ex. 8. In Wake CountY in 1978, approximately 808 of the black voters supported the black candidate, but because not enough of them single shot voted the black candidate lost. The next year, after substantially more black voters concentrated their votes on the black candidate, forfeiting their right to vote a full slate, the first black was elected. Similarly in Forsyth County when black voters voted a full slate in 1980, the black candidate lost. It was only after many black voters declined to vote for any white candidates that black candidates were elected in 1982. Id. 62 Black voters may have had some opportunity to elect one representative of their choice, but they had no oPPortunitY whatever to elect or influence the election of any of the other rePresenta- tives.59 Even where.the election of one or more blacks suggests t,he possible exis- tence of some electoral opportunities for minorities, the issue of whet,her those opportunities are the same as the oPpor- 59 there is no support'for appellants' claim that white candidates need black support to win at-large. Black votes were not inportant for successful white can- didates. Because of the necessity of single shot voting, in most instances black voters rrere unable to affect the outcome of other than Ehe races of the few bl acks who tdon. For examPle, white cardidates in Durham were successful with only 58 of the votes cast by blacks in 1978 and 1982r in Forsyth' white can- didaLes in 1980 who received less than 2t of the black vote were successful, and in Mecklenburg in 1982, the leading white senate eandidate won the general election although only 5t of black voters voted for him. Id. See, JA 244. * 63 tunities afforded to whites can onl'y be resolved by a distinct,Iy 1ocal aPPraisal of aLI other relevant evidence. These comPlex Possibilities make clear the wisdom of Congress in requiring that a court hearing' a secEion 2 cliim.' must cons ider 'the totaL i ty o'f circum- stancesr' rather than only considering the extent to which minority voters haver oE have not, been underrepresented in one or more years. Congress neither deemed r-6no]rrsive the eleetion of minoritv can- a didates, nor directed that such vie- tories be ignored.T0 The language and legislative history of section 2 recognize the potential significance of the election 70 As in other areas of civil rights, the results test in section 2 no more requires proof t,hat no blacks ever win elections than the effect rule in Tit1e VII requires that no blacks can ever Pass a particular non-job related test. See Connecticut v. r6a1 | 457 U.s. 440 (1982)- 64 of minority candidates, but require that the significance of any such elections be carefully assessed from a loca1 vantage in order to determine what light, if dnY, t,hose events shed, in the eontext of all relevant circumstances, on the seetion 2 claim at issue. II. THE DISTRICT COURT REQUIRED NEITHER ccess Appellants fIatly assert that the district eourt in this case interpreted sect,ion 2 to 'creat Ie] an af f irmative entitlement to proportional rePresenta- tion". A. Br. 19. The district court opinion, however, simply contains no such eonstruction of section 2. On the contrary, the lower court exPressly held that section 2 did no! require Propor- tional representation, emphasizing that "the fact that blacks have not been * o5 elected under a challenged districting plan in numbers proportional to their percentage of the populationo ndoes not alone establish that vote dilution has resuLted.' JA 17. Appellants suggest, in the alternative that, the district court" "apparent1y" equated the equal opPortunity required by section 2 with "guaranteed electoral successrt A..Br. 14, 15, 35. Again, how- everr Do such rule of law is espoused in il 1ow. The ultirnate factual f indings of the district court are not cast in terms of the lack of any such guarantee; rather the trial court concluded that, section 2 had been violated because minority voters had "less opportu- nity than do other members of the electo- rat,e to Part icipate i n the pol itical process and to elect rePresentatives of their choice.n JA 54. 56 The Solieitor argues thatl because the facts as he personally views Ehem did not violate section 2, the three trial judges must have been applying an incor- rect, albeit unspoken, interpretat,ion of section 2. Thus the Solicitor asserts that since the triaL court could not reasonably have found a violatlon under the proper .. c standard, Iit] raEher must imPlicitly have sought to guarantee continued minority electoral succesqr (U.S. Br. II, 7, - (Emphasis added1.71 But the district court, whether or not, the Solicitor thinks it reasonable, found as a matter of fact that blacks do not enjoy the same opportunity as.whites to partici- pate in the political process. The 71 See also u.s. Br. r, 12 (in light of Solicitorrs view of the facts, misinter- pretation of the law is 'the only expla- nation for the district court I s conclu- sion", 1 8 n. 1 9 (district court "in effectr interpreted section 2 as imposing a 'proportional representation pIus" stan- dard). * 67 Solicitorrs argument is simply an attempt to t,ransform a disagreement about the relevant facts, a diiagreement in which the trial courtts findings would be subject to Rule 52, into an issue of law' If the trial courtrs factual findings are elearly'erroneous they cdtll of course' be reversed on appeal.. But if both those factual findings and the 1egaI principles announced by the district court are sound, the resulting judgment cannot be over- turned hy hypothesizinq thit the three trial judges here t ere PurPosefully applying legal principles different than those actually set forth in their opinion' Although the trial court expressly construed section 2 not, t'o require proPortional representation, appellants . suggest, A. Br- 19-20, that the lower court implicitly announced that it was 58 applying just such a requirement in the following passages The essence of racial vote dilution in the White v. Regester sense is rhis: r@use of the interaction of subst,antial and persistent racial polarization in voting patterns (racial bloc voting) wi'th a chillenged electoral mechan- ism, a racial minority with dis- tinetive grouP interests that ard capable of aid or amelioration bY government is effectively denied t,he political power to further those interests that numbers alone would presumptivelyr EE United Jewish Orqanizations v. Carey, 403 U.S. veitina voting constituency not raciallY polarized in its voting behavior. See Nevett v. Sides, 571 f'.2d 209, ZIf effi1978)" JA 16. This passage, which is imrnediately preceded by discussion of the totality of circumstances test, and followed by an exposition of the statutory disclaimer prohibiting proportional rePresentation, asserts only that, in the absence of vote dilution, black voters would possess the f 69 ability to influence the policies of their elected officials, not, as apPellants c1aim, that black voters would be certain toelectblackofficials.inproportionto their presence in the population" ' A' Br' 20. The portion of Tevett' t' Sides referred to by the district court dis- cusses the extent to which black voters' intheabsenceofpolarizedvoting'would have the politieal pot'er to assure that theirinterestswereprotectedbywhite af f i.ri11s.72 APPellees in this and the trial court did case did not seek, not ..qoi..r73 any 72 73 Nevett v. Sides, 571 F.2d at 223 n'16' Indeed appellants proposed. the plan.now in Ei}""t i6r all thL districts at issue' *trilt vtas adopted by the court without ,"aification. See suPra, at 5-6' 70 guarantee of proportional rePresentationr and proportional rePresentation did not result from the decision below"74 III. THE DISTRICT COURT APPLIED THE CORRECT STANDARDS IN EVALUATING THE EVIDENCE OF POT"ARIZED VOTING . In determining whether a method of election violates section 2, a trial court must evaluate rthe extent to which voting in the elections of the state or political subdivision is racially polarized." S. Rep. aE 29.75 Th" court below evaluated the 74 Prior to this litigation only 4 of the 1 70 members of the North Carolina legislature were black; today there are stilI only 16 black members, less than 10t, a far smaller proportion than the 22.4t of the populat,ion who are b1ack. Whites, who are 75.8t of the state populationr st,i11 hold more than 90t of the seats in the legis- lature d 75 Racial bloc voting is significant in a section 2 case because, in the context of an electoraL structure wherein the number of votes needed for election exceeds the number of black voters, it substantially diminishes the oPportunity for black voEers to elect candidates of their 71 lay and expert testimony on this question and found "that within aLl the challenged districts racially polarized voting exists in a persistent and severe degree.' JA 40. Appellants argue that this finding is erroneous as a matter of law. Appellants, A." Br. 36, and' the Solicitorl U.S. Br. II 39, contend that the court erroneously defined racially polarized voting as occurring "whenever less than a majorit,y of white voters vote for the black candidate-" But the district courtr guided by the Senate report and in accordance with the experts for appellants and aPPellees, in fact defined racially polarized voting as the choice, and it a11ows white candidates to ignore t,he interests of the bl.ack com- munity and stil1 get elected. See Unitqf Statel v. Carolene products Co.l-30-11-EE judge court). 72 extent to which black and white voters voEe differently from each other in relation t,o the race of the candidat.".76 The court focused not onIY on t,he existence but the degree of polarized voting. As articulat,ed by the court,. the relevant question is whether a substantial enough number of white citizens do noq vote for black candidatesr so that the polarization operates, under the election method in question, to diminish the opportunity of black citizens t,o elect candidates of their choiee. JA 15-17, 43. 76 Senate Report, 29; JA 40r n"29 t JA 123. To 1404. See also City of Rome v. Uqited States, 445 U.S. lTfTifring 472 E. SuPp. 221 | 226 (D.D.c. 19791 ("Racia1 bloc vot,ing is a sit,uation where, when candidates of differenE races are running for the same office, the voEers will by and large vote for the cardidate of their own race. ) " Accord, 128 Cong. Rec. 57120 (Sen. Dole)(daily ed. June 18, 1982). 73 This inquiry is plainly consistent with the statutory language of Section 2. A. Summarv of the District Courtrs Findings The District Court examined a number of factors in determining that voting was severely racially Polarized. 1. The eourt examined the Percent- ^ge77 of white and black voters who voted for the black candidates in each of 53 primaries and general ele-ctions in which a black candidate had run during the three election years prior to the trial. JA 43-48. The court f ound that r orl the averager 81.7t of white voters did not 77 appellants conceded that the method used to assess the extent of racially polarized voting is standard in the literature and that the statistical analysis performed by appelleest expert was done accurately, JA 131-2, 281. 74 vote for any black candidate in the primary electionsr and "approximately two thirds of white voters did not vote for black candidates in generaL eleetions even after the candidate had won the Democratic primary and the only choice was to vote for a Republican or Do orl€' tr JA'42' 2. The district court determined how often the candidates of choice of white voters and of black voters were different' Although, in primaries, black voters ranked black candidates first or first and second, white voters almost always ranked them last or next to the last' JA Ex' Vol. I Ex. 5-7. In general elections' white voters almost always ranked black candidates either last' or next to last in the multi-candidate field except in heavily Democratic areas; in those latterr "white voters consistently ranked black 75- candidates last among Democrats if not last or next to last anong all eandi- dates. i JA 42. If white vot'ers as a group are selecting different candidates than black voters as a group, assuming black voters are in a minoritY, the polarization diminishes the chances t'hat the black votersr candidate will be elected. JA 132-136. fn fact, the court found t,haL in all but two of the election contests, the black candidates who were voters were ranked l) last or near last such that they lost among white voters. JA 42, n.31.78 3. The court considered statistical analyses of the degree of correlation between t,he race of voters and the race of candidates whom they supported. The race of the voter and the race of a candidate 78 rn describing used the term cantn. JA 41-2. this analysis the court "substantively signifi- 76 were very closely correlated.79 The court found that the ProbabilitY of such correlations appearing by chance was less than 1 in 100'000. JA 41 and n-30" Appellantst expert agreed with this determination. JA 281. B. The Extent of Racial Polarization was Won In addition to their mischaracteriza- tion of the courtts analysis, appellants propose a novel standard for assessing the degree of polarized voting. Appellants contend that racial Polarization of voting has no Iega1 significance unless it Expert witnesses for appellants and apbellees agreed that the correlation eoefficient is the standard measure of whether black and white voters vote differently from each other. JA 129, 281. Correlations above an absoLute value of .5 are relatively rare. The corre- lations in this case had absolute values between .7 and .98, with most above .9. JA 41 , n.30. 79 77 .always causes blacks to 1ose.80 A. Br. 35r 40. Under appellantsr standard, a theory not adopted in any vote dilution case they citer ooY minority electoral success precludes a finding of racially polarized voting and bars a section 2 violation, a resuLt clearly co'ntrary to the intent of Cgngress. See S. Rep. at 29, n.115 and pp. 50-64, ggPE. Appellees know of no 80 The solicitor General does not a appellantsr proposed standard, but aiiiculates the inquiry as whether "the impact of racial bloc voting -in combina- tion with the challenged procedure --here, multimember districts -- deprives black voters of equal access to the electoral pEOC€SS...i U.S. Br. 31-32- Assuming that -tfre Soticitor General includes with 'equaI access to the electoral process'r ES t'he statutory language of section 2 doesr 6rl equal oplortunity to elect candidates of black -votersr - choicer the Solicitor General does not disagree with the district court t s conception of the question. The Solicitor General simply disagrees with the district courtrs finding of fact as t,o its answer. 78 court which has adopted apPellants I proposed standard in a section 2 case. Other courts have found Polarized voting sufficient to supPort a violation of section 2. despite a finding of some electoral success. In MclliI1an v. Esc?mbia County ,7 48 F'. 2d 1 037, 1043, 1 045 ( 1 l th Cir. 1984) (lttcl,lillan II) , the court found racially polarized voting and a violation of section 2 despite some black electoral success, baSed on a finding thaE 'a consistent majority of the whites who vote will consistently vote for the blackrs opponent." See also Major v. Treenl 574 F. SUPP. at 339" In fact, in 55t of the election contests analyzed here in which the black candidate received substantial bl'aek support, the black candidate did lose because of racial polarization in voting. 79 That, is', he lostr €v€D though he was the top choice of black voters, because of the paucity of support among white voters. Appellantsr statement that itwo thirds of all black candidat,es have been success- ful', A. Br. 45, is misleading.sinee it only counts bl.ack candidates nho made it to the general elections and ignores the many black candidates. who lost' in the Democratic primaries. Furthermore, of white Democrais who made it to the general successful in 1982 and about 90t were successful in earlier election years. JA 'Ex. VoI . I Ex. 13. Appellants relY on @, 458 U.S. 613 ( 1982) and two post-[lobile lower court cases, all involving claims of discrininatory intent under the Fourteenth Amendment. We do not read the eited cases to hold that racial polarization is 1egally significant only if it uniformly 80 causes electoral defeat.8l But this Court need not consider, in the context of this case, whether appellantst bold assertion is correet. Assuming arguendo that proof of absolute exclusion .nay be necessary to raise an inference of 'discrirninatory intent, it is not necessary to show t'hat black citizens have "Iess oPPortunityi than do whites to elect candidates of their choice in violation of the results standard of section 2. 81 The lower court in Rogers v. Lodge found racial bloc voting @lysis that included an election in which a black had rron a city council seat. Lodge v. Etr.ptr.rn- Ciu^ Na^ 176-ES (S-D- Ga- Oct.Buxton, Civ. No. 176-55 (S.D. GB.DUXL{JIl 7 lvIVo LI9. I tV-JJ \s.v. sq. vee' trifTTA ) slip. op. at 7-8. rn NAACP v. Gadsden County sctiool Board ? 691 gF Ta ffiing of uncon- stitutionaL vote dilution was upheld despite the election of one black can- didate to the school board, a leveI of electoral success similar to that present here in Eouse District 21 and House District, 36. 81 16 ApPellants contend that proof that white voters rarely or never vote .for minority candidates does not establish the presence of polarized voting. Rather, they urge, a plaintiff must adduce probative evidence of the motives of the individual white voters at issue, and must establish that those voters cast their ballots with a conscious intention to discriminate against minority candidates because of the race of those candidates.32 A- Br. 42-44' 82 app.tlants argue in partieular that proof ot-nptives of the electorate must take the form of a mult,ivariate analysis. (App.Br' 43-44). No such nultivariat,e analysis was presented in White v- RegeslEr-or any of the other diluEfon cases to whrch congress referred in adopting section 2. Although appellants nol, urge that evidence of a niitivariate analysis is essential as a matter of law, no such contention h'as ever made to the district court. 82 This proposed definition of polarized voting would incorporate into a dilution claim precisely the intent requirement which Congress overwhelmingly voted to remove from section 2. The legislative history of section 2 is replete with unqualified statements that no proof of discriminatory lnt,ent would be required in a section 2 case, and Congressr reasons for objecting to the intent requirement in Bolden are equally aPPlicable to the intent requirement now proposed by appellants.83 83 the reasons set out in the Senate Report for rejecting any intent requirement were reiterated by individual members of Corgress. Senate Report 193 (additional views of Sen. Dole); 128 Cong. Rec. (daiIy ed. June 9, 1982) 56550-51 (Sen. Kennedy); 128 Corg. Rec. (daiIy ed. June 15, 1982) 56779 (Sen. Specter); 128 Cong. Rec. (daiIy ed. June 17, 1982) S5931 (Sen. DeConcini) ; 55943 (Sen. trtathias) ; 55959 (Sen. ltathias); 128 Cong. Ree. (daily ed. June 18, 19821 S7 109 (Sen. Tsongasli 57112 (Sen. Riegle); 57138 (Sen. Robert Byrd). 83 Congress opposed any intent require- ment, first, because it, believed that the very litigation of such issues would. inevitably stir uP racial animosities, i nsisting that i nquiries i nto racial motives 'can only be divisive.' Senate Report 36. ' Congress contemplated t'hat under the section 2 tesults test the courts would not be required to "brand individuals as racist.' }|. The divisive effect of litigation would be infinitely If f rdere resuired to prove and a federal court were to hold that the entire white cit,i zenry of a community had acted with racial motives. Second, Congress rejected the intent test because it created "an inordinately difficult burden for plaintiffs in most cases.'' (S.Rep. 36) The Senate Committee expressed particular doubts about whether 84 it might be legal1y impossible to inquire into the motives of individual voters, i9., and referred to a then recent Fifth Circuit decision holding that' the First Amendment forbade any judicial inquiry into why a sPecific voter had voted in a particularuay.84 Congress thought it unreasonable to require plaintiffs to establish the motives of local officials; establishing t,he motives of thousands of white voters, none of whom keeP anY records of why they voted, and all of whom are eonstitutionally immune from any inquiry into their act,ions or motivations in casting their ballotsr85 *ou1d cleariy Id. 35 n. 135, citing Kirksey v---C-ity of Sackson, 699 F.2d Et@ EfE?Tffiinq Kirks€y v. Citv of Jackson, 563 ilrd-659-T See also Anderson v. Mills, 554 F.2d 500, i'6'E=9'-( 5ffi ou th A1 amed a Spanish Speaki nq orq . v]eiFv-EEffi'6-n Uifred States v. Executive Committee of 84 85 254 F. SupP. 543. 546 (S.D. Ala- 1955). 86 The courts have consistently entered findings of racially polarized voting withouL imposing the additional burdens ',..* ,'.'gea uy appeliints. see uiisiiiiPpi i:' Republican Executive CommiEtee v. Brooks, I fffirnmary alFfirmance of district court using correlation test) - See also Rogers ,r. Lddg"r !!p!!r 458 U.s-@ ei5iFFi; Siffi-, 7:1- F.. ld .at -1s57-fr;5r; -85- be an infinitely more difficult task.85 Counsel for aPpellants contend that the plaintiffs in a section 2 action should be reguired to establish the motives of white voters bY means of statistics, but at, trial aPpellants I statistician eonceded it, would be impos- sibre to do "o.87 ffiETiii vllFty of west Eelena | 675 F.2d ffirr€tr.459ZUll alJ IOUrl \vlLo t,e''t, z u.s: 801 it gez) ; city of -EEA-EEEqE-I.united sLates, s z a United Statese 517 E. suPP. Ydtl luu/ ffi1981), Bt!.14 459 u.s. 1s9 (1982). Appe.llantsr expert testif ied that many. of t-he variables which he considers im- portant, such as a candidaters skills or posit,ions on the issues, are not quanti- iiaute. Ee did not suggest how such an analysis could be Performed, and he 87 85 Third, Congress regarded the presence or absence of a discriminatory motive as Largely irrelevant to the problem with which section 2 was , concerned' Senate Report 36. The motives of white voters are equally beside thd point. The central issue in a dilution case is whether, not why, . minoritY voters lack an equal opportunity to elect candidates of their choice. In appellantrs view, polarized voting occurs only when whites vote against black candidates because of their race, but not when whites consistently vote against black candidates because those candidates corrceded he had never performed oD€. T' 1420, 1 450, JA 283. Even UgggSgLJ. Zant, 580 F.Supp. 338 (N.D.GEl. '1984), ffia, 753 F.2d 877 (5th cir. 1985), AEE pendinq, No. 84- r olr which aA$Iranffii, holds thffiuch regres- Jion analyses are incapable of demon- strating iacial intent wherer 3s heret "qualita{ive' nonquantlf iable di f ferences aie involved. 580 F. SuPP. at 372. I 87 are not able to purchase expensive media campaigns or obtain endorsements from local neyrspapers. The reasons appellants present as a legitimate basis for whites not voting for black candidates are almost invariably race related. In the instant case, for example, the inability of black candidates to raise large carnpaign contributions had its roots in the discrinination that has impoverished most of the black community. An election system tes cannot win because their supporters are Poorr oE because local newspapers only endorse whites, or because of white hostility to any candidate favoring enforcement of civil righE,s laws , is not a system i n which blacks enjoy an equal opportunity to participate in the political Process or elect candidates of their choice.88 88 uoreover, to require a district court to 88 D. The District Court I s Finding o-f a Based on the analysis summarized in Part III A, suPra' the trial judges found "that in each of the challenged districts racial polarization in voting exists to a substantial or severe degree, and that in each district it presently oPerates to mi nini ze t,he voting strength of black voters. t JA 48. The Solicitor contends that the dis- Erict court, ignored possible variations in the extent of polarized voting, asserting determine which ostensible reasons are legitimate and which are race related would be exactly the type of subjective, nptivational analysis Congress sought to avoid. If such an analysis were relevant, even the Solicitor General agrees that it is rpt necessary in order to establish a prima facie case, but it is the defen- dantst burden to Prove it on rebuttal- U.S. Br. 30, n.57. Accord, Jones v. Lubbock , 730 F.2d nTr-6 (5tfr:E.-e[;. Tg5i[lTEigginbotham eoncurring) . No such evidence rras offered here. 89 the district court adoPted a de- finition of racial bloc voting under which racial Polarization is'substantivelY signif icant" or "severet whenever " the results of the individual election would have been different dePending uPon whether it had been held among onIY the white volers or onlY the black voters in the election. U-S. Br. t r. 29. The Solicitor argues that under this definition elections in which only 49t of whites voted for a black would be held to be "severelY racially polarized'. U.s. Br. 29. ( Emphasis in original ) - This argument rests on a misrepresentation of the Language of the opinion below. The quoted reference to differences in the preferences of black and white voters appears on Page JA 41 of the oPinion, where the district court correctly notes the presence of such differences in this case. The term "severe' does not apPear in that passage at all, but is used on the 90 next page in a separate paragraph to describe el.ections in which 81.7t of white voters declined to vote for any black candidate. JA 42" The opinion of the district court clearly distinguishes the presence of any differences between black and white voters from a case in which whites overwhelrningly opposed the candi- date preferred by black voters, and equally clearly characterizes only the latter as'tsevere.o The primary evidentiary issue regarding polarized voting that must be resolved in a section 2 dilution case is whether the degree of polarization was suffieiently severe as to materially impair the ability of minority voters to elect candidates of their choi"..89 rn 89 while appellants do not challenge the method appellees I expert used to analyze the election returns in general, JA 131-2, 281 | appellants claim that appellees I regression analysis is flawed by what 91 concluding that such impairruent had been shownr the court relied on the extensive fact findings noted above, including the fact, on average 81.7t of white voters do not vote for any black candidate in a prinary election: Tl" polarization was mos! severe in House Distriet 8, where an average of 92.7* of white voters do not vote for any.black candidate in a primary, JA 47-48i the dist,rict court correctly they labeled the "ecological fallacy. " They assert that instead of using turnout figuresr aPPellees I expert used voter registration figures. A. Br. 41. Not only was this argument made to the district court and rejectedr JA 40 I n.29 I but also it is not accurate. Appelleesl expert, DE. Grofman, did have turnout figures for each precincE, and he used a regression analysis to calculate the tuinout figures by race. Px 12 at PP. 3-8. Infast, appellants' expert admitted . that he did not know what method Dr. Grofman used to calculate turnout, JA 279-80, and he, therefore, could not express an opinion about the accuracy of the method. 92 noted that in that district it was mathematically impossible for a black candidate ever to be elected. JA 48. In the other. districts, the degree of polarization was sufficiently severe to be a substantial'impedirneht, although not necessarily an absolute bar, to the election of minority candidates. The average portion of white vot,ers willing to support a black candidate in a primary was 18t. The proportion of voters that was. white ranged from 70.5t to 84.9t. JA 21. In each of the disputed districts the number of white voters who in primaries do !g! support the black candidate favored by the black community constituted a majority of the entire electorate.90 Under those 90 Given the small percentage of black voters, the failure of this number of whites to vote for black candidates presented a substantial barrier. The lower the black population of the dis- trict, the more white voters it takes votirrg for the black candidate to make it mathematically impossible, is obviously extremely difficult. Appellants attack the lower courtts finding of substantial polarized voting by selectively citing the record. Of t,he 53 elections discussed by the trial court, circumstances, preferred by possible evidence extent of ing. JA -93 the eleetion of candidates black voters ' while not for hin to win. Moreoverr Do was presented to show that the racial polarization was declin- 137, 140. Bere, while there are a large number of blackcitizens, because they are submerged into such large multimember districts, they are a snal1 percentage of the total electorate. For example, in Bouse District 36 (ltecklenburg County), there are 107r006 black residents, P:i 4(b), JA Ex. VoI. II, more than enough for two whole House Districts, id., but because they are submerged into-an eight member district, they are only 26.5t of the population. Beeause the percentage of the registered voters in each of the districts which is black is relatively low, ranging from 15t to 291, it takes little polar- ization to impede materially the ability of the black community to elect candidates of its choice. 94 appellants refer only to 8. A. Br' 36-38' In most instances, apPellants emphasize the election at which white support for a black candidate vras the highest of any election in that district-91 The highest proportion of white support for minority candidates cited by appellants were in the 1g82 Durham County general elections and t,he 1982 l'tecklenburg County primary' (A' Br. 36-37), but there were no Republican candidates in the 1982 general el'ection in Durham County, and in the 1982 trlecklenburg County primary there were only seven white candidates for eight positions in the primary. JA 46, 44. Thus the white votes of 471 and 50t in those two races rePre- sent the number of whites willing to vote for an unopposed black instead of not voting at all, rather than the proportion 91 this is true of examples (a) (j) in APPellants' Brief. (b) (h) ( i) and See JA 152. 95L of whites willing to suPport in a con- tested election a minority candidate favored by the minority community. IV. THE DISTRICT COURT FINDING OF UNEQUAL ELECTORAL OPPORTT'NITY WAS NOT CLEARLY ERRONEOUS . A. The C1early Erroneous Rule APplies Appellants contend that' even if the district court was applying the correct Iegal standard, lhe courtrs subsidiary factual findingsr ES well as its ultimate ters do not enio an equal opportunity to elect candidates of their choice in the disputed districts, were mistaken. Appellants correctly describe these eontentions as presenting a o f actuaL questiorr. "92 The lower courts ffi also id. at 35 ("no matter how one weights anffieighs the evidence presented, it does not add up to a denial of equal access"), 26 (disputed trial . court findings made 'in spite of the factsil, 29 ('[n]othing in the record ..o supportsr a disputed finding) r 30 n.12 96 have eonsistently held that a finding under section 2 of unequal political opportunity is a factual finding subject to the Rule 52 nclearly erroneous' rule.93 The courts of appeal considering constitu- tional vote dilution claims prior to Bolden also applled the clearly erroneous rule to findings of the trial court.94 (testimony relied on by the trial court iwas simply not credible" ), 30 (Plqintiffs ".failed-to prove' a subsidiary fact). 93 cof:ains v. City of Norfo-lk, 758 F.2q 5721 , 1985) (sliP SilfTl;r,Pri#i ? ciry of r.,uouock ) tzl F.2d 364, 37f-S0 AbiI€D€1 725 F.2d 94 P"rrr.lr v. idas Parish School Bd.r 563 (Coleman, J., dissentitg)' 1314 (Clark, Tff,f)r Buchanan v. Citv of Jackson, 708 r.za'io 97 Until recently the United states also maintained, that absent any failure to apprehend and aPply the correct legaI standards' a finding of unequal electoral opportunity under section 2 was a factual finding subject to Rule 52(a)' F.R. Civ. P.95' The Solicitor General now asserts, however, that Rule 52 does not aPPIy to a finding of vote dilution under section 2. ' The Solicitor acknowledges that the 5-.---' Aeterrni nat ion of a section Z claim 'reguires a careful analysis of the challenged electoral Processr ds informed by its actual operation.' U.S. Br. II, 18. But, he urges that the ultimate finding of the trial court based on that' J., dissenting). 95 See Brief for the United States, United t1 , 1 gg3) p. 25. 98 analysis nay be reversed whenever an appellate court views the facts dif- ferently " The arguments advanced bY the Solic.itor do not justify any such depar- ture f rom' the principJ.es of Bnderson v., gity of Bessemer City, 84 L.Ed.2d 518 (1985). A number of the cases relied on by the Solicitor General involved simP1e matters of statutory constructionr95ot the meaning of a constitutional right where the facts were not in disPut.-97 In Bose CorP. v. Consu S0 L.Ed.2d 502 (1984) this Court declined to apply Rule 52, but it did so only because the Constitution requires appellate courts in First Amendment cases to undertake "an 97 strig4ard Y- washingffi, 80 L.Ed.2d 674 rrr6'ai:- -99 independent examination of the whole record.' 80 L.Ed.2d at 515-26. The So]. icitor suggests that t,he special standard of appellate review in Bose should be extended to any statutory claim in which ithe stakes'... are too greiC-to. entrust thern finally t,o the judgment of the Erier of fact.tr U.S. Br. II 19. But this Court has already applied Rule 52 to Fourteenth Amendment claims of purposeful discrimination in votin9r98 to claims of discriminatorv effect under seeE,ion 5 of the Voting Rights Actr99"rd to claims arising under Title VII of the 1964 Civil Rights Act.100 The rstakes' i.n each oi these areas of the law are surely as great as 98 99 Hunter v. Underwood, 85 L.Ed.2d 222t 229 ' 99P8' aE 622-23 ' City of Rome v. United States, 446 U.s. ,998,100 100 under .Section 2. 99.. Llyeska PiPeline Service v. Wilderness Society, 421 U"S' 24O, 263-54 (1975)" As this Court emph- asized in White v. Regester, a district court ca11ed uPon to resolve a vote dilution claim occupies iits own special vantage point" from which to make an " intensely local aPPraisal" of the existence of racial vote diIutio,,.101 412 ffition of Rure 52 is. particu- larIy a-p-propriate in a case such as this wherL [tie ippellantsr brief is replete wit,h controvirted or clearly inaccurate factual assertions. For examPle, appel- lants state without citation, 'In tlalif ax, several blacks have been elected to the County Commissioh and the City Council of noano-ke Rapids." A. Br. 11. This is false. No 5lack had ever been elect'ed to either body. JA 233- Appellants staLer rThe Chair of the trlecklenburg County Democratic Executive Committee at, the time of triaL and his immediat,e predecessor are also bIack. StiP- 126 i A. Br. 8'' St,ipulation 126 actually saY!-, "The immediate Past Chairman of the Mecklenberg County Democratic Executive Committee, for the term from 1981 through t'tay 1983, was Robert Davis, who is black. Davis is the only black Person ever to hold that ffiti.on.' JA 1 05. AppellanEs state that ilf Forsyth County were divided into 101 U.S. at 769. Prom rits own sPecial vantage pointi the court here made detailed and extensive fact findings on virtually all the factors the Senate Report thought probative of a section 2 violation. The findings of the district court involved " six distinct' multi-member districts, the circumstances of which rrere of course not precisely identical. Appellants neither contend that these differences are of any importance or suooest that the trial eourtIs ultinate finding of unequal electoral opportunity under the totality of circumstances is any single member Eouse districts, one district rrith a population over 55t black could be formed. stip. 129.' App. Br. 9. Stipulation 129 in fact says that, two majority black districts could be formed. JA 105. The omission is particularly deceptive since the remedy proposed by appellants, which was accepted unchanged by the district courtr contained two districts in Forsyth County which are rnajority black in voter registration. 102 less justifiable in any one district than in the others. Rather, appellants advance objectlons which they contend are egually applicable to all the districts at issue " Appellants attack the district courtrs ultimate finding by generally challenging each of the subsidiary findings on which it is based. A. Br. 25-34. B. Evidence o!-Eri9g rcthg ar!rDiscrrml natl.on The district court, after.describing the long North Carolina historY of official discrimination intended to prevent blacks from registering to vote, as well as some relatively recent efforts to counteract the continuing effects of that discriminationr coneluded: The Present condition .... is that, ot, a state wide basis, black voter registration remains dePressed relative to that of . the white majority, in Part at least because of the long Period 103 of official state denial and chilling of black citizens' registrition efforts. This stitewide dePression of black voter registration 1evels is generally rePlicated in the ireas ol the challenged dis- tricts, and in each is traceable in part at least E,o the histori- cal statewide Pattern of offi- eial discrimination here found .to have existed. JA 27-28. Such disparities in black and white registration, rooted in past and present discrimination, is one of the factors which Congress recognized puts minority votes at a compaiative aisEavantage in predominantly white ruulti-member dis- tricts. Senate RePort 28. ApPellants concede r €ts theY must, that it was for decades the avowed policy of the state to Prevent blacks from registering to vote. A. Br. 25. The district court noted, for example, that in 1 900 the state adopted a literacy test, for the avowed purPose of disfranchising black 104 voters, and that that test remained in use at least until 197A. JA 25" ApPellants arguer ds they did at tria1, that alL effects of these admitted discriminatory registration Practices were entirely elininated because recent st,ate efforts to ellminate those effects "have been'so successful." A. Br. 27. The district court, however r concluded t.hat recent registration efforts had not been suffi- cient to remove ithe disparity in regis- tration which s.urvives as a legacy of the Iong period of direct denial and chilling by the state of registrat,ion by black cit,izens" JA 27. The district courtts finding is amply supported by the record below. In every county involved in this litigation the nhite registration rate exceeds that of blacks, and in many of those counties the differential is far greater than the 105 statewide disparity.lo'Ig. at n.22. Even appellants t witnesses acknowledged that this disparity was unacceptably great. Px 40; T.575-77t 1357i JA 199. There was d i rect te st imony that t'he history of mistreatment of blacks continued to deter blacks from seeking to register. JA 175, 188-89, 211-12, 220-25, 229, 242-43. APpellants eontend that in the last few years the state board of elections has taken stePS to register blacks who might have been rejected or deterred bv past practices. A. Br. 26. But the staters involvement did not begin until 1981 ' and the record was replete with evidence that, long after the literacy test ceased to be 1oz rn 1971, the year after use of the discriminatory Iiteracy test ended, 60.6t of whites were registered, compared to 44.4t of qualified blacks. As of 1982 that registration gaP had only been slightly narrowed, with 66.7* of whites and 52.71 of blacks registered. JA 26. 105 used, local white election officials at the county level pursued practices which severely lirnited the times and places of registration and thus perpetuated the effects of past discrirainatory practi..". 1 03 Under these circumstances the district .court was clearly justified in flnding that, minority registration levels remained depressed because of Past discriminatory practices. 103 rn a rurmber of instances registration was restricted to the county courthouse, locations that especially burdened the large numbers of blacks who did not own cars. JA 220-22, 229i JA Ex- VoI.'I Ex. 37-52. Iocal election officials severely Iimited the activities of voluntary or part-time registrars, only allowing them' for example, to register new voters outside his or her own Precinct when the . state board of elections required them to do so. T. 525, 553-55, JA 212, 222-24. 107 c. Evidence of Economic and Educat,ional Disadvantages The district court concluded that minority voters hrere substant,ially inpeded in their efforts to elect candidates of their choice by the continuing ef f.ects of the pervasive discrimination that af- fected, and to a significant degree continues to affect, every aspect of their 1ives. JA 28-31. The court concLuded that Past discrinination had led to a variety of social and economic disparities.l04 such 1 04 T6q mean income of black citizens was only 54.9t that of white citizens. APProxim- ately 30t of all blacks have incomes below the poverty IeveI, eompared to only 10t of whites; conversely, the proportion of whites earning over $20'000 a year is twice that of blacks. JA 30. Since signif icant desegregat,ion did not occur in North Carolina until the early 1970rs, most black adults attended schools that, were both segregated and qualitatively inferior for alI or most of their prirnary and secondary education. JA 29. See Gaston County v United States, 395 U:t 108 social and economic disparities were cited by Congress as a major cause of unequal opportunity in rnulti-nember district,s. s. Rep. 29.105 appetlees adduced evidence documenting these disparities in each of 285, 292-96 ( 1969) . Residential housing is rigidly segregated throughout the. state, JA 29, and is almost total in each of the challenged districts. T. 268, 648, 739; JA 176-7, 201-2, 219, 24Ot 253-4, JA Ex. VoI. II, Px 3a-8a. 1 05 gevgress deemed evidence of substantial sociil ard ec-onomic disparities suf f ici.ent by itself to demonstrate 'that blacks would bL at a significant disadvantage in a majority white district. The Senate Report directs the courts to Presume, whele those disparities are Present, that 'disproSnrtionate education, employment, incolne level and'living conditions arising from past discrimination tend to depress mirority political participationo.." }J.29 n.114. The ProPrietY of such an inference was an established part of the pre-Eglden case law expressly referred to by coE-r and is an established part of the post-amendment section 2 case 1aw as welI. United States v. Marengo County, izl- r. z v. Escambia CountY, 748 F.2d IETOA] ffiIas County, 739 F.2d 109 the challerged district"l06.nd appellants do not dispute their existence. Appellants attack the distriet court I s finding that these undisputed disparities substantially impeded the ability of blacks to participat,e effec- ' tively in the political process, asser.ting that "plaintiffs failed to Prove that political participation on the part of blacks in North Carolina was ... in any way hindered." A. Br. 30. But aPpellees i n f act i ntroduced fi; evidence which 105 ussl(lenburg County3 T. 243, 436i JA Ex. VoI. I Ex.3'1, JA 77-89 Durham County: T.64'l-51 ,596; JA Ex. Vol. I Ex. 39, JA 77-89. Forsyth Countys T. 595-95, 611, 734, JA Ex. Vo1. I Ex. 38; Hauser deposition 35, 36, 38 Wake County: T. 130, 1215-18; JA Ex. VoI. I Ex. 40t JA '77-89. House District 8: T. 701-03, 740-41 1742- 44i JA Ex. Vol. I Ex. 41-43r JA 77-89. 110 appellant,s assert was missitS, documenting in detail precisely how the adnitted disparities impeded the electoral effec- tiveness of black voters. That evidence demonstrated that the cost of campaigns 'was substantially greater in large mult,i-member districts, and that' compara- tively Poor black voters were less able than whites to provide the financial contributions necessary for a successful . 107canpaign. '-' uinority voters were far less likely tttap whites to own or have access to a cEEr without whieh it was often difficult or impossible to reach polling 107 1. 130; JA 177-79, 180-1, 235-6; JA Ex. Vol. I Ex. 14-17i Bauser Deposition, 35. There uras also more general testimony regarding the net impact of these dispari- ties. Ji 168, 213-14i 236-7. See David v. Garrison, bs3 F.2d 923, g27 ,-929-C5EF ffiTg7?T' Dove v. l{oore_, 539 F.2d 1152, 1154 n.3 ffil; Hendrick v. warder, 52i F.2d 44, 50 (7ttrtfrTT57sJ - 111 places or registration sites.108 Minority candidates, living in racially segregated neighborhoods and a racially segregated society, had far less opportunity than white candidat,es to gain -exposure and develop support among ehe inajority of the voters who were white.l09 Appellants urge t,hat this evidence was rebutted by the fact that eight witnesses caIled by appellees were politi- cally active blacks. A. Br. 29-30. But the issue in a section 2 dilution proceed- ing is not whether any blacks are partici- pants in any way ln t,he political process, 108 T. 634t G86; JA 77; JA Ex. voI. r Ex. 37-52. The districL court noted that 25.lt of all black families, compared to 7.3t of white fanilies, have no privat,e vehicle available for transportation. JA 30. 109 1.7a2, JA 176-81, 213-14, 239. 112 but whether those who participate have an equal opportunity to elect candidates of their choice. The mere fact that eight or even more blacks simply part,icipate in the electoral Process does not, by itselfr support any Particular conclusion regard- ing the existence of such equal opportu- nity. In this case the instances cited by appellants as the best examples of the degree to which the political Process is open to blacks actually tend to support the trial court I s conclusions to Lhe contrary. AII the sPecific pol.itical organizations which aPPellants insist blacks are able to participate in are either civil rights or black organiza- tions;110on1y two of the individuals cited 1 1 0 15s organizations refered to by appellants are the Nash County NAACP, the ttlecklenburg County Btack Caucus, the Second Congres- sional District Black Caucus, the Durham . Committee on the Affairs of Black People, the Wilson Committee on the Affairs of Black People, the Raleigh-Wake Citizens by appellants held both positions were black single member 113 elective office, and chosen in majority district". 1 1 I D. Evidence of Racia1 APPeals b The distric.t court concludqd that the ability of ninority voters to elect candidates of their choice was signifi- cantly impaired by a statewide history of white candidates urging white voters to vote against black candidates or against white candidates supported by black voters: IRJ acial apPeals in North Carol ina Political camPaigns have for the Past thirtY Years been widesPread and Persistent . . . . [TI he historic use of racial appeals in PoIitical campaigns in North Carolina persist,s to the Present time and Association, the Black Woments PoIitical Caucus, and the Wake County Democratic Black Caucus. A. Br. 11-12t 30. 1 1 1 JA I oB, stip. 143, JA 201 , 23'l . 114 ... its effect is PresentlY .to lessen to some dbgree the oPPor- tunity of black citizens to particiPate effectivelY in -thepolitical Process and to eleet Landidat,es of their choice. JA 34. Congress noted that the use of such racial appeals to white voters might make it' particularly difficult for black candi- dates to be elected from majority white districts" SenaEe Report 29. The noxious effects of such appeats are not limited to the particular election in which they are made; white voters, once persuaded to vote against a candidate because of his or her race or the race of his or her supporters, may well vot,e in a similar manner in subsequent races. JA 34.112 112 "The contents of these materials reveal an unmistakable intention by their dis- seminators to exploit existing fears and prejudices and to create new fears and p."judices" toward black political [artlcipation. Id. According to -a. black wi t nesE at triEl , one of the biggest obstacles to black candidates is 'con- 115 Appellants object that, of the six elections referred to by the district court as i'nvolving racial appeals, only two occurred within the last 15 years. A. Br. 32a. But these particular elections rrere not .cited by the trial court as the sole instances of racial appeals. Rather, those six elections $rere listed as the most blatant examPles, JA 34, and the opinion added that 'In]umerous other examples of . . o racial appeals in a great number of loeal lT;a statewide electlons abound in the record.' rd. Among the additional instances of racial appeal.s documented in the record referred to by the district court are elections in 1g761 1 13t 9Bo, 1 l4.rrd 1982.1 15 vincing the whit,e voter that there is rothing to fear from having blacks serve in elective office.' JA 179. 113 T. 330-3Br 390-91; Px 44. 114 1. 35G-358. 116 ApPellants also urge that the presence of racial appeals cannot be proved nerelY bY evidence as to the content of the advertisements or litera- ture used by white candidates; rather, they assert, some form of ln depth pubIlc opinion poII must be conducted to demon- strate what meaning white voters acknowl- edge attaching to the racisL materials used by white candidates. A. Br. 31-32' Public opinion polls are not, however, the ordin3ry method of establishing the meaning of disputed documents; indeed, if raeial appeals have been effectiver the white voters to whom those appeals were addressed are unlikely to discuss the ma.Eter with complet,e candor. Local federal judges, with personal knowledge of 115 1.3541 357-69; JA 164-67i;JA Ex. vol. r Ex. 23-26t 35. 117 the English language and the culture in which they live, are entirely comPetent to comprehend the meaning of the spoken and writ,ten word in a wide variety of con- , , exts, including poli-tical appeals' No publ1c opinion poit: ia necessaty to understand the significance of appeals such as iWhite People Wake UP', T. 245-46i JA Ex. Vol. I Ex. 21r oE to realize why, although typically unwilling to provide free publicity to an opponent, a candidate would Frrhr i c.i -e a photograph of his opponent neeting with a black leader. T. 355-58; JA 166-67, JA Ex. VoI. I Ex. 35. Indeed, these judges, all North Carolina natives conversant with local social and political realities, were able to deter- mine that recent racial appeals, while at times "less gross and viruleDtr' JA 33, "pick up on the same obvious themes": iblack domination" over 'moderate" white 118 candidates and the threat of 'negro rule" or "black power" by blacks "bloc" voting. 8. "' Evidence of Polarized VotingE. !: The sufficiency of the supporting the district courtrs polarized vot,ing is set out at supra o evidence finding of pp.88-95, F. The Majority Vote Requirement The district court found that the majority runoff requirement impaired the ab'ility of blacks to elect candidates of their choice from the disputed district,s. JA 31-32. Although no black candidate seeking election t,o one of the at-large 116 For example, using a frequent pun for black, a candidate in 1982 in Durham denounced his black opponent for "bus- sing" [sic] his "block" vote to the polls. JA Ex. VoI. I Ex. 23-26. t 119 seats has ever been forced into a runoff because of this rule, A. Br. 27, the issue at trial was not whether the runoff rule had led directly to the defeat of black leg islat,ive candidates, but whether that rule indirectly interfered with the ability 6f minority' v6ters to elect candidates of their choice. The majority vote requirement has prevented black . citizens from being elected to statewide, congressional, and loca1 level positions, Ert 958-o59, 957, .TA ^n?-4i nv 48, p. 20. The exclusion of blacks from these offices has operated indirectly to interfere with the ability of blacks to win legislative 120 elections.l17 The courtrs findings have a substantial basis in the record and corroborate Congresst concern that in vote dilution cases, majority vote requirements are "typical factors" which "may enhance the opportunity for discrimination against the mirprity group." Senate Report at 29.118 117 Because of the effect of the runoff requirement in state and local offices, blaek voters were deprived of an oPPor- tunity to prepare for legislative elec- tions by winning 1oca1 office, of the possible assistance of minority of- ficials in higher officerand of a pool of experienced minorit,y campaign workers. T. 142, 192, 950, 967i JA 175-77, 179-80. 118 This Court has also recognized the discriminatory potential of runoff requirements. See, e.9., City of--P-ort erthur v. unitetl-srarel,- {59-E:rT59 United Stqt-q1. iao u:i. 121 O G. Having identified a number of sPecific aspect,s of the challenged at-Iarge systems which interfered with the ability of blacks to Participate in the political process or elect candidbtes of their choice, the district court examined as well actual election outcomes to ascertain the net impact of those Practices ' The court concludgd: -- Evidence Regarding Electoral Success [T] he success that has been ichieved bY black candidates to date is, standing alone, too minimal in total numbers and too recent in relation to the long history of comPlete denial of any elective oPPortunities to coilpeI or even to arguablY supfort an ultinate finding- that a Llacf candidaters race is no Ionger a significant a-dverse faclor in the PoIitical Pro- cesses of the state either generally or specif ically -in t'he ireas oi the challenged dis- tricts. JA 39-40. 122 [tuch of the argument advanced by both appelLants and the Solicitor General is an attack on this factual finding. As the facts stood in SePtember, 1981, when this action was filed, the correctness of this finding could not seriously have been disputed. Prior t.o 1972 no black candldate had gver been elected from any of t,he six disput,ed multi-rnember districts. From 1972-1980 no black representatives served in at least .three of the d istricts; far f rom having, as the Solicitor suggests, a leve1 of representation comparable to their proportion of the populationr at any given point in time, prior to 1982 more than two-thirds of the black voters had no eleeted black rePresentatives at all. In s i x of the d isputed district,s, with arL average black population of well over 25*' a total of 30 legislators were elected at ? ! 123 large. Prior to 1982 no more than. two or three black candidates were successful in any erection Year.119 Appellants rely solely on the results of the 1982 elections in attacking the findings of the district court' The outcomeofthelgszelectionsrheldsome 1 4 nonths after the filing of this action' were strikingly different than Past elect,ions. Although in 1980 only two districts had elected black candidates, r^,rr af rha rlistricts did so in 1982. For the first time in North Carolina history two bLacks were elected simultaneously from the sime rnulti-member legislative district, resulting in five black legis- lators .120 ffiat," number of black elected officials remains quite low, and !1" not increased significantly since 1975' JA 35; JA Ex- VoI. I Ex ' 22' 1 20 al6oughappellees state that seven blacks were etect-ea in 1982, two were elected 124 Appellants contended at tr.ial that the 1982 eleetions demonstrated that any discriminatory effect of the at-large systems had, at least since the filing of the conplaint, disappeared. The district court expressly rejected that contention: There are intimations from recenthistory, particularly from the lggzelections, that a more substanlial breakthrough of success could be imminent --but there were enoughobviously aberrational aspecLs present in the most recent electionsto make that a matter of sheer speculation. JA 39. The central issue regarding the significance of minority electoral success is whether.the district courtsr evaluation of the obviously unusual 1992 election results nas clearly erroneous. The parties offered at trial conflicting evidence from majority black House districts in section 5 covered counties which althoughthey include some counties in SenaieDistrict 2, are not in question here.Stip. 95, JA 94i JA 35. t 125 regarding the significance of the 1982 election".121 th" evidence suggesting that t,he 1982 elections were an aberration was nanifestly sufficient to support the trial courtts conclusion. Firstr €ts the district court noted, t,here was evidence that white political leaders, who had Previously supported only white candidates, for the first time gave substantial assistance to black candidates and did so for the 121 rn Forsyth County, for example, appel- lants pointed to isolated instange.s 9f electoial success prior to 1982 which the court weighed in conjunction with evidence of electoral failures such as the defeat of all black Democratic candidates, ineluding appointed incumbents, in 1978 and 1980, -Years in which all white Democrats Ytere successful- JA 37. fn House District No. 8, which is 39t black in PoPulation, no black had ever been etectea and from Mecklenburg, in the eight member House and four member Senate districts, only one black senator (1975- 1979) and no black rePresentatives had' been elected this century prior to 1982. JA 36. Dloreover, as in Forsyth, in general elections wherever there was a black Democrat running, black Democrat,s were the only Democrats to lose to Republicans. JA 1 35. 126 purpose of influencing this litigat,ion and preventing the introduction of single member distrlcts.122 Second, in Mecklenburg County there were fewer whit,e candidates than there were seats, thus assuring that a black cardidate would win the primary .123 Third, conversely, in Forsyth County there vras such a surfeit, of white candidates that the splintering of the white vote gave blacks an unusuar opportunity.l24 122 Hauser Depositionr 49i JA 259-60. 123 7a 44. [loreover, the black candidate who lost in the general election was the only Democratic candidate to lose. In Eouse District 23, there were only 2 white candidat,es for 3 seats in the 1982 primary, and the black candidate who won ran essentially unopposed in the general election, but st,iIl received only 43t of the white vote. JA 46, 142-3' 153. 124 ga 137--8. There were 9 white Democratic candidates, none of them incumbents, running for 5 seats. Appelleesr expert testified that t,he likelihood of two blacks getting elected again in the multi-member district was "very close to zeto.n Id. * t, 127 Fourth, in 1982r is occurs only once every six years, there was no statewide race for ' either President or United States Senate, as a result of which whlte and Republican turrput was unusually low.125 Fifth, in one cou nt,y , 'bI ack leaders had been able to bring about the election. of a black legislator only by selecting a candidate who had not been visibly outspoken about the lnterests of the black community.126 Fina1ly, in a number of instances black cendidates won solely because black voters in unprecedented numbers resorted to 125 'y.l4z-144 t 179 i JA 1 37-39, 140. white turnout was 20t lower than in 1980. 1 25 Hsuser Deposition 42-43iJA 205-6. The ability of some blacks to get elected does not mein they are the rePresentatives of choice of black voters. t 691, 1291-4, 1299, JA 214-15. 128 single shot voting, forfeiting their right to participate in most of the legislative elections in order to have some oPpor- tunity of prevailing in a single race .127 The success of black candidates in 1982 rras viewed by the court as a con- caitenation of these various factors, each of which either rras a freak occurrence 1 27 gvpsrts for both appellants and appellees agreed that black voters had to single shot vote in order to eLect black can- didates in the districts at issue. T. 797-8, JA 136t 148-49, 150,278-79. Lay witnesses for both parties also agreed that the victories of black candidates were due in large measure to extensive single shot voting by blacks. T. 1099, JA 228,258-59. ! 129 over which appellees had no control ,128 o' in and of itself underscored the inequal- ity in the multi-member election system '129 128 15s likelihood, for exampLe, of repeating successfully the 1982 election of blacks in the challenged Forsyth House District was "very close to zeto.' JA 137 ' llore- over, untiF-e white Democrat's1 not a single one of whom lost in the 1982 general elec- tions, black Democrats in the other districts stiIl enjoyed only haphazard suc sented with the fact situation of Whitcomb v. Chavis, 403 U.S. 124 ( 1 971 ) '- 129 Tt1s necessity of single shot voting is a distinct handicap because it exacerbates the competitivL disadvantage rninority voters ilready suffer because'of their numerical submergence. Yghite voters get to influence tha election of all candi- dates in the multi-seat system, whereas blacks must relinquish any oPPortuniEy to influence the choice of other rePresen- tatives in order to concentrate their votes on the minority candidate. As a result, white candidates can ignore the . interests of the black community with inpunity. See discussion suPra at 59-62. ! EI. 130 Responsiveness Appellees did not, attemPt to Prove the unresponsiveness of lndividual elected officials. In a section 2 case unresPon- siveness ls no: an essential Part of plalntlff's case.130 Senate Report 29 n.1 16;131 eppellantsr de mininus evidence 130 15is Court held in Rogers v. Lod?e, 458 u.s. 513, 625 n.91 t@ness is rpt an essential factor in estabtrishing a claim of intentional vote dilution under t,he Fourt,eenth Amendment. 131 'gss6use section 2 protects the right to participate in the Process of government, "not slmply access to the fruits of government", and because rthe subjective- ness of determining responsiveness' is at odds with the Congressional emphasis, a showing of unresponsiveness might, have some probative value, but a showing of responsiveness has 1itt1e. United $tates v. [arengo Councy, 7'si F.zdffi ffiock County, 727 P.2d at 38l r on of section 2 despite a finding of responsiveness); Mcl'lillan v. Escambia County, 748 F.2d at ) C ll { 131 of responsivenes=l32t.y be relevant rebuttal evidence, but onIY if aPPellees had attempted at trial to prove unresPonsive- ness. Id. I. Tenuousness of the State Policy for The district court correctly recogn- ized that while departure from established state policy may be Probative of a 1 32 169 only testimony cited to support their assertion that appelleesr "witnesses , conceded that their legislators were . respo of one witness who testified on cross- examination that of twelve Representatives ard Senators from lrlecklenburg County, two, the black representative and one white representative, \rere responsive. JA 184-86. The only other evidence was the self serving testinony of one defense witness, listed in toto in footnote 14 to appellants' brief . Furthermore, appellants assertion that white rePresentatives must be responsive because nwhite candidates need black support to win" A. Br. at 34, is not supported by the reeord. In the challenged districts, white candidates consistently won without suPport from black voters. See, 9.83, 62 n.69 t JA 231 -2. a G 132 violation of section 2, a consistently applied race neutral policy does not negate apPell.eesr showing, through other factors, that the challenged practice has a discrininatory result. JA 51, citing S. Rep. at 29, n.117. In this ease, the district court did not find the aPPlication of a consistent, race-neutral state Policy. In fact, after the Attorney General in 1981 objected under section 5 to the 1957 prohibition against dividing counties, both covered counties and counties not, covered by section 5 were ,itivided.133 JA 52- The Attorney General found that the use of large multi-member district,s "necessarily submerges" concentrations of black voters in the section 5 covered counties. Based on the totalitY of 1 33 The challenged plan divided counties not covered bY Section ,l t ? a t nineteen 5. 133 relevant circumstances, the court below s iroilarly concluded that, i n the non- covered counties as wel1, black citizens have less opportunity than white citizens to participate in the challenged majority white multi-member dist,ricts and to eIeCE representatives of their cholce. The decision of the district court rests on an exhaustive analysis of the 'electoral conditions in each of the challenged districts. The lower court made detailed findings identifying the I l{ specific obstacles which impaired the ability of ruinority voters t,o elect candidates of their choice in those districts. The trial court.held ... the creation of each of the multi-member dist,ricts chal- lenged in this action results in the black registered voters of that district .o. having Iess opportunity than do other members of the electorate to participate in the political -' 13{ ProceEs and t,o elect Eepl€Bah- Latlver of thelr cholce. JA 5{. Ahls ulttuate flndtng of fact, unless clearly erroneous, ls gufflelent as a *matter of law to requlre a finding of llablllty urder section 2. I .\ 135 - CONCLUSION The decision of the three judge district court should be affirmed- .' ResPectf uIlY submitted, JULIUS f,. CHAMBERS' ERIC SCHNAPPER C. T"ANI GUINIER * NAACP Legal Defense and Educational Fund, Inc. 16th Floor 99 Hudson Street New York, New York 10013 1212) 219-1 900 Perguson, Watt, Wal1as, e Adkins, P.A. 951 S. IndePendence BIvd Charlotte, North Carolina 28202 (704) 375-8461 ATTORNEYS FOR APPELLEES, RaIPh Gingles, et aI. *Counse1 of Record DATED: AUGUST 30, 1985 MR, CHrer Justtce, rF IT pLEASE THE Counr THIs APPEAL PRESENTS A LIMITED ISSUE WHETHER THE UI STRICT LOURT BELOI^I/ APPLY ING THE TOTALITY OF C IRCUMSTANCES STANDARD MANDATED BY CoTgRESSI PROPERLY FoUND THAT BLAcK CITIZENS IN THE CHALLENGED ELECTORAL DISTRICTS I4ERE DENIED EOUAL OPPORTUNITIES TO PARTICIPATE IN THE ELECTION OF STATE LEGISLATORS AND TO ELECT CANDIDATES OF THEIR CHOICE, THe Soltc rroR GEnrRer Rruo rHE Srarr ArtonirEy GeneRnl, sEEKING IN EFFECT A DE NOVO DETERMINATION OF THE FACTS, CONTEND THAT THE DtstRtcr Counr ERRED, AltHouon cHALLENGING A puRELy FAcruAL DETERMINATioN, THE Sot-lctroR GeruEnRl ARGUES THAT rHr DISTRIcT Counr AppLIED t ] nru I NcoRREcr LEGAL sTANDARD Ar{D THAT THE uLT I I'4ATE sEcT I oN 2 DETERMINATIoN IS Too IMpoRTANT To LEAVE To rHE DISTRicT CouRT, THe STnTT ARGUES FURTHER THAT THE FAcTUAL DETERMINATION WAS WRONG. -2- ApprllEes RESpEcrFuLLy sUBMIT THAT THE Dlstntct Count,s ACTUAL DETERMINATIoN oF A Secrtoru 2 vloLATroN IN EAcH oF THE CHALLENGED DISTRICTS IS MORE THAN SUPPORTED BY THE RECORD AND THE CONgNESSIONAL PURPOSE IN AMENDING SEcTIoru 2 eno F SH,ULD BE AFFIRMED. L WHEru THIS AcrtoN r4AS FrLED IN 1981,3 BLACKS, AMoNG lZ0 MEMBERS 0F THE Nonrn CanolrruR Housr oF RTpnTsENTATIVES, sERVED II'I THE HOUSE, OR APPROXIMATELY 27", OITIE BTRCT, FROM A DI STRICT NOT INVOLVED HERE, SERVED IN THE STITT STruaTe wITH 49 oTHER Srerr PoPULATIoN t,'tAS BLAcK, As rHr DISTRIcT Counr FouND, THE LIMITED BLAcK REpRESEN- TATI0N IN THE Srere LeotsLATuRE AS wELL AS IN ELEcTED POSITiONS GENERALLY (NPPNOXIMATELY 2OO SLNCrcS HELD ELECTED POSITIONS) WNS CAUSED BY A NUMBER oF FAcToRS WHICH CoNTINUED THROUGH THE TRIAL OF THIS ACTION TO AFFECT ADVERSELY THE AB]LITY AND OPPORTUNITY OF BLACKS TO PARTICIPATE IhI THE ELECTORAL PROCESSES AND TO ELECT REPRESENTATiVES OF THEIR CHOICE, 7 Rrvrewlrue rHE FAcToRS CoTSRESS HAD TAKEN FRoM l,{Hltr v, RrorsrEn eruo Ztnmrn AS AppRopRrATE IN Srcrtoru 2 votE DILUTIoN cASES, THE Dlsrnrcl Counr FouND A pERVASIVE HISToRy oF DISCRIMINATION BY THE STaTe AGAINST BLAcKS WHIcH CoNTINUED TO AFFECT BLACK VOTER POPULATION, Iru THE EARLY 19OO,s, BLACKS WERE EFFEcTIVELY DISEN- FRANCHISED BY LITERACY TESTS AND POLL TAX REOUIREMENTS. IN ADDtrtoN, THE Srnrr IMposED MULTI-MEr"1BER, AT-LARGE DISTRIcTs WITH NUMBERED SEATST ANTI-SINGLE SHOT AND I,IAJORITY VOTE pRovrsroNS, Tnrsr pRAcrtcES FoR ALL pRAcrtcAL puRposES TOTALLY EXCLUDED BLACKS FROM THE ELECTORAL PROCESSES AND FRoM ELECTED oFFIcES UNTIL THE EARLy 1950's, Tne FIRST BLAcK IN THIS cENTURY I^{AS ELEcTED TO PUBLIc OFFIcE IN 1948. Bv 1970, oNLy 62 elecrs STATEWTDE HELD ELEcTED oFFIcES. THE FIRST BLAcK ylAS ELEcTED To rHE Srarr LrorslRruRe IN 1968, BETwEEll 1968 nruo 1982 BLAcKS AT No riME coNSTrrurED MORE THAN U% OF THE STNTT STI'iATT, NOR MORE THAN 3.37" OF THE Srarr HousE, -4- In ADDITIoN To rHE Stete's EFFoRTS To DISENFRANcHISE BLAcK crrrzENS, rne DISTRtcT Count FouND orHER pRAcrrcES WHICH CONTINUE TO PREVENT EOUAL PARTICIPATION BY BLACKS IN THE AT-LARGE ELECTORAL DISTRICTS INVOLVED HERE. HISToNICAL DISCRIMINATIoN AGAINST BLAcKS DEPRIVED THEM oF EOUAL JOBS, ESUAL HOUSING AND EAUAL EDUCATIONAL OPPORTUNITIES y,lHiCH AFFECT THEI"1 ADVERSELY IN LARGE AT-LARGE ELECTORAL DISTRICTS, RRCIAL VOTE APPEALS WHIcH HAVE cHARACTERIZED Nonrn CRRor-truR ELECTIoNS THRoUGH THE pRESENT HAVE DIScoURAcED WHITF CITI'FNS FROM SIIPPORTING BLACK CANDIDATES OR WHITE CANDIDATES t^tHo SEEK To PRoTECT BLAcK INTERESTS, TnT DISTRIcT CoURT FoUND THAT iN ALL THE ELECTIoNS ANALYZED FoR THIS PROCEEDING THROUGH TRIAL/ RACIALLY POLARIZED VOTING DOMINATED SO THAT IN ALL ELECTIONS, EVEN WHERE A BLACK CANDIDATE WAS UNOPPOSED, THE MAJORITY OF WHITE VOTERS REFUSED To SUPPoRT THE BLACK cANDIDATE, OvERaTI, IN THE ELEcToRAL DISTRIcTS INVoLVED, MORE THAN 81% or rHE WHITE VOTERS FA]LED TO SUPPORT BLACK CANDIDATES. tr IN 7982, 11 BLAcKS wERE ELECTED To rHE Srnrr House nruO 1 ro THE SrnrE Srruerr. FIVE OF THE 11 WrNr ELECTED FROM NEWLY CREATED MAJORITY BLACK DISTRICTS NOT INVOLVED HERE; 5 wENE FROM THE MULTiMEMBER DISTRICTS CHALLENGED IN THIS PRoCEEDING, BLACKS STILL CONSTITUTED LESS THAN 707" AT THE Srnre HousE AND 3% or rHE SrnrE SeruAtr, ALTHoUGH BLACKS coNSTITUTE 22,U7" oF THE poPuLATIoN, Wntrrs tlHo MAKE uP 78 pERcEhrr oF THE popuLATIoN MAKE uP 97 PERcENT 0F THE Srare Srrunrr nruo 90% on rHE Srarr HousE. NUT,4BER oF REASoNS ANALyzED By rHE Counrr THE succESS ACHIEVED BY BLACK cANDIDATES IN 1982 WNS,,ABERRATIONAL, AND,,iTANDING ALONE/ TOO MINiMAL IN TOTAL NUMBERS AND TOO RECENT II{ RELATION TO THE LONG HISTORY OF COMPLETE DENIAL OF ANY ELECTIVE OPPORTUNITIES TO SI.JPPORT AN ULTIMATE FINDING TO COMPEL OR EVEN ARGUABLY THAT A BLACK CANDIDATE,S RACE IS NO LONGER A SIGNIFICANT ADVERSE FACTOR PROCESSES OF THE STATE -- EITHER GENERALLY IN THE POLITICAL OR SPECIFICALLY JA 39-q0IN THE AREAS OF THE CHALLENGED DISTRICTS,,, -6- BIecT cANDIDATES IN THE cHALLENGED DISTRICTS HAVE BEEN SIGNIFICANTLY LESS SUCCESSFUL THAN WHITE CANDIDATES. "BLACK CANDIDATES i,,tHOr BETWEEN 1970 AND 19E2, woN IN DTMOcRATIc PRIMARIES iN THE SIX MULTI-MEMBER DISTRICTS UNDER CHALLENGE HERE WERE THREE TiMES AS LIKELY TO LOSE IN THE GENERAL ELECT]ON AS t,,/ERE THEIR wHITE DTmoCRATIc coUNTER- PARTS, A FACT OF STATISTICAL SiGNIFICANCE IN ASSESSING THE CONTINUED EFFECT OF RACE IN THOSE ELECTIONS. THr 1982 ELEcrtor'ls FoLLowED THE FTLINc oF THIS AcrtoN, INSTANCE, IN THE CHALLENGED DISTRiCTS, THE BLACK CAND]DATES WERE SUCCESSFUL ONLY WITH THE SUBSTANTIAL SINGLE-SHOT VOTES OF THE BLACK CITIZENS WHO HAD TO FOREGO THEIR RIGHT TO VOTE FOR ALL OF THE VACANCIES INVOLVED; THE SUCCESSFUL CANDIDATES HAD TO BE,,SAFE,, AND APPEALiNG TO THE LIMITED WHITE ELECTORATE WHO SUPPORTED THEM FOR EVEN tlITH ALMoST 1OOZ SINGLE-SHoT VoTES BY BLACKS, BLACK CANDIDATES/ WITHOUT SOME }.'lHITE SUPPORT/ -7- STILL COULD NOT CARRY THEIR MAJORITY },lHITE MULTI-MEMBER, AT-LARGE DISTRICTS. Foun BLACK cANDIDATES RAN UNSUCcESSFULLY IN THE CHALLENGED DISTRIcTS, REcEIVING LESS THAN 35% oT THE I^IHITE VOTES. A NUMBER oF orHER FAcroRS (sre Dtsrntct Counr's optNIoN JA 54-38 Rno AppTLLEE's Bnter, pp, 50-61{) suppoRT THE Dtsrnlcr CouRT's FINDTNG THAT THE 7982 ELECTIoNS wERE Too RECENT, TENUOUS AIID ABERRATIONAL TO DEFEAT PLAINTIFFS, THAT THE DISTNICT CouNT ERRED FIRST BECAUSE IN THE SoLIcIToR GETERAL,s oPINIoN, IN VIEt^t SoLELY oF THE LIMITED SUcCESS oF 5 or 9 suacK cANDIDATES IN 5 or rHE 7 cHRr-leNGED DrsrRIcTS, A SEcrtoru 2 cLAIM t,lAS FoREcLosED, IN THE SoltctroR GEruEnRu's oprNIoN, rHe DISTRict CouRt wRs SEEKiNG pRopoRTIoNATE REpRESENTATI0N 0R GUARANTEED BLACK succESS, Tne Srnrr Arroarury Gerlrnnl coNTENDs rHAT REcENT EFFoRTS To REGISTER BLACKS AND THE T982 SUCcESS oF THE 5 gLecK cANDIDATES -8- IN THE CHALLENGED DISTRICTS DEMONSTRATE THAT BLACK VOTES ARE NOT DILUTED. ADDITIoNALLY, BoTH CoNTEND THAT THE Dtsrntct Count usED AN INcoRREcr sTANDARD, 50% or rHE WHITE VOTES, IN DETERMINING RACIALLY BLOC VOTING. Tue STRTe ADVANCES ANoTHER ARGUMENT, NAMELY IF oNE BLACK IS ELECTED THIS EFFECTIVELY REFUTES A CHARGE OF RACIALLY BLOC VOTING. Tnr SoutcrroR Grruennl AND THE Srerr MrscHARAcrERrzE rNT DISTRICT COURT,S FINDINGS, ADVANCE A PATENTLY INCoRREcT IN AMENDING STCTIOru 2 NNOT AGAIN,, INVITE THE COUNT TO CONDUCT A DE NOVO REVIEW OF THT DISTRIcT CounI,s FACTUAL DETERMINATIoNS, FIRSTT THIS cASE t,vAS TRIED BEFoRE THREE NATIVES oF NoRrH CRnottt'tR, Juooe J, Dtcrsoru Pnttutps, DupnEr aruo JUDGE I{. EenI BnIrr. A FINDING Juoor FnnruKLrN UNLAWFUL VOTE DILUTION WITH RESPECT TO THE oF A Secrloru 2 7 cHnllrNGED DISTRICTS FOLLOWED ONLY AFTER AND UPON AN INTENSE REVIEW OF THE ToTAL REcoRD/ THE CouRT,s PERSoNAL KNoWLEDGE AND -9- AppLICATIoN oF THE EXpRESS LANGUAGE oF Srcrton 2 nruo ITS LEGISLATIVE HISToRy. SEE Dlstntcr Counr's 0PINIoN, JA 10-20, As rHr DrsrRrcr Count STATED: THT FUNDAMENTAL PURPOSE OF THE AMENDMENT, . . v{AS TO REMOVE INTENT AS A NECESSARY ELEMENT OF RACIAL VOTE DiLUTION CLAJMS, , I I Triis tlAS Accor"lpLISHED By coDIFyiNG IN THE AMEtlDED STATUTE THE RAC I AL VOTE D I LUT i ON PR I NC I PLES AppLrED Ias ASSUMED By CoruonEss] By rHE Supnrmr Counr 412 U, S, 755 0973) , , . , L , IH]Er'ice R vroLATIoN oF sEcuRED voTING RIGHTS/ coULD BE ESTABLISHED BY PRoCF ,,BASED ON THE TOTALITY OF CIRCUMSTANCES. , ,THAT THE POLITICAL PROCESSES LEADING TO NOMINATION OR ELECTION. . ,ARE NOT EoUALLY oPEN To PARTICIPATIoN,,BY MEMBERS OF PROTECTED MINORITIES,, I 1 -10- THT MERE FACT THAT BLACKS CONSTITUTE A VOTING OR POPULATION MINORITY IN A MULTI-MEMBER DISTRICT DOES NOT ALONE ESTABLISH THAT VOTE DILUTION HAS RESULTED, . , ,NOR DOES THE FACT THAT BLACKS HAVE NOT BEEN ELECTED UNDER A CHALLENGED DISTRICTING FLAN IN NUI'1BERS PROPORTIONAL TO THEIR PERCENTAGE I i'l THE F0FULAT I0N , THr SoItCITOR Grurnel ARGUES THAT THE Dtstntct CoUnr ERRED IN FINDING VOTE DiLUTION IN THE CHALLENGED DISTRICTS SINCE ONE DISTRICT GREATER THAN ITS PERCENTAGE OF THE REGISTERED DISTRICT/ IN ONE PROPORTIONATE TO MINORITY REGISTRATION IN THE DISTRICT AND ALTHOUGH IN LESS PERCENTAGE THAN ITS pERCENTAGE OF THE PoPULATION IN 0NE, THE SOUiclToR GEnTNRI FELT THAT,,MINORITY CANDIDATES EITHER ARE OR HAVE BEEN SUccESSFUL AND PLAINLY ARE cOMPETITIVE," THf SoltciToR GerurnRl ALSo ARGUED THAT THE Dtsrntcr CouRr wRS SEEKING TO INSURE ,,SAFE,, BLACK DISTRICTS. -11- Tnr SrnrE AtroRruev GeruenRl ALSo ARGUES THAT rne DIsrRrcr Counr wes SEEKING IMpRopERLy ro IMposE oR REoutRE pRopoRTIoNATE REPRESENTAT I ON. THe SoIIcIToR Gerurnnl Rruo THE Srnrr SEEK To IMPoSE A STANDARD IN SEcrroru 2 cASES AT oDDS oR coNTRARy ro CotloRESSIot'lAL INTENT, As rHE DistRict Counr NorED, Coruonrss MADE A DELIBERATE POLITICAL,IUDGI',iENT IN AI"lENDING STcTIoiI 2 ,,THAT NATIONAL POLICY RESPECTING MINORITY VoTING RIGHTS COULD NO LOI{GER A\^JA I T THE SEC UR I NG OF THOSE R I GHTS BY NORMAL LocAL GOVERNMENTS, 0R BY JUDIcIAL REI"IEDIES. LIMITED To pR00F 0F INTENTIoNAL RActAL DI ScRIMINATIoN,,, JA-19 cotroREss, THEREFoRE, DIREcTED THAT THE couRTS, BASED oN THE TOTALITY OF THE CIRCUMSTANCES UNDER PARTiCULAR ELECTORAL SCHEMESI DETERMINE WHETHER BLACKS PRESENTLY HAVE AN EAUAL OPPORTUNITY TO PARTICiPATE AND TO ELECT REPRESENTATIVES OF THEIR CHOICE, THT OUESTION IS NOT PROPORTIONATE REPRESENTATION/ SAFE BLACK ELECTORAL DISTRICTS -72- OR RECENT OR ISOLATED SUCCESS OF BLACK CANDIDATES AS THE SOLICITOR GTNTNRU AND THE STNTT SUGGEST BUT WHETHER FACTORS ARE PRESENT IN THE SYSTEM, HI STORICAL OR OTHERI{I SE., WHICH ISOLATE OR EXCLUDE THE BLACK ELECTORATE DEPRIVE THEM OF AN EAUAL OPPORTUNITY TO TFIEIR CHOICE,ELECT REPRESEI']TAT ] VES OF P ROPCRT I OI{AT E THE DisrRIcT OR WHICH OTHERWISE PARTICIPATE AND TO Fnn FROI,1 DIRECTiNG REPRE SEIITAT I Oii OR SAFE BLACK ELECTORAL DI STRICTS CouRI LOOKED AT THE HISTORICAL RACIAL PRACTICES WHICH PRESENTLY CONTRIBUTES TO THE UNDERREG I STRAT I ON OF BLACKS, THEIR LIMITED EDUCATION/ THE LARGE MULTI-MEMBER., WHITE DOMINATED DISTRICTS, THE CONTINUING RACIAL APPEALS., RACIAL BLOC VOTING/ THE NECESSITY FOR BLACKS TO SINGLE-SHOT FOR A PREFERRED CANDIDATE AND STILL HAVE TO DEPEND ON SOME I,.IHITE VOTERS/ THE NECESSITY FOR BLACKS OFFERING,,SAFE, CANDIDATES, THE ABILITY OF WHITE VOTERS TO DETERMINE AND CONTROL ALL VACANT POSITIONS AND TO IGNORE THE BLACK ELECTORATE, THE HISTORICAL AND PRESENT SUCCESS OF BLACK -73- CANDIDATES, NOT JUST THE LIMITED SUCCESSES OF 1982, THE TENUOUSNESS OF THE STATE AT-LARCE ELECTORAL SCHEMES; IN SHORTT ALL OF THE FACTORS PRESENTLY OPERATING WITHIN EACH CHALLENGED DISTRICT WHICH ENABLED THE COUNT TO DETERMINE WHETHER IN FACT EQUALITY OF OPPORTUNITY EXISTED, Trit s I s pREc ISELy rHE TypE oF INTENSE,, LocA.L A.NALysi s CongRTss MANDATED AND DIRECTED THAT THE coURTS UNDERTAKE IN Srcrtoru 2 cAsEs, See Seruele REponr THts posrrtoN rs ALso suppoRTED By pRe-Boloeru AND posr-1982 Secrtoru 2 cASES, -14- CorugNEss wANTED To INSURE THAT No FAcToR oR MULTIPLE NUI'IBER OF FACTORS OPERATED I{ITHIN AN ELECTORAL SCHEME SO AS TO EXCLUDE OR TO PROHIBIT THE BLACK ELECTORATE FROM PARTICIPATING ON AN EAUAL BASIS OR FROM ENJOYING AN EAUAL OPPORTUNITY TO PARTICIPATE IN THE SYSTEM AND TO ELECT REPRESENTATIVES OF THEIR CHOiCE. -15- 2, THe SoIIcIToR GENERaI AND THE STeTE ALSo coNTEND THAT THT DISTRICT COUNT APPLIED AN INCORRECT STANDARD IN FINDING RACIALLY POLARIzED VoTING I^,ITHIN THE cHALLENGED DISTRICTS, FIRST, SEEKING TO CHARACTERIZE THE DISTNICT count's DETERMINATIoN AS THE AppLICATIoN oF AN INcoRREcr STANDARD 0F L!,,'l., TrE Soi tc ITOR GElrnrl r,t\D Tt_iE Srr;E COt(TEltf THAT THE COUNT HELD THAT RACIALLY POLARiZED VOTJNG EXISTED I F LESS THAN 50,/" OT THE WH I TE VOTERS FA ILED I N AN ELECT I oN TO VOTE FOR A BLACK CANDIDATE. Srcoruolyr THE Sot_tctroR AND THE 5TATE ARGUE THAT SINCE A FEW BLACKS WERE ELECTED IN 4 OF THE CHALLENGED DISTRICTS/ THIS CONCLUSIVELY ESTABLISHED THAT RACIALLY POLARTZED VOTING DID NOT EXIST, THIRD, THE STaTT coNTENDS THAT ALTHoUGH ITS EXPERT AGREED THAT PLAiNTIFFS, EXPERT WITNESS USED THE PROPER STANDARD FOR HIS STATISTiCAL ANALYSES AND THAT HiS CALCULATIONS WERE CORRECT, HE DID NOT GO FAR ENOUGH AND PROVE THAT VOTERS VOTED ALONG RACIAL LINES IN THE DISTRICTS EXCLUSIVELY BECAUSE OF RACE. \ I t I ,i -16- t t Tue SolrcrroR GeruEnll Rruo rHE Srere enE sIMpLy wRoNG IN THEIR CHARACTERIZATION OF THE DISTRIcT CounT,S FINDING OF RACIALLY POLARIZED VOTING. AT NO POINT DID THE DISTNICT Counl HoLD THAT SEVERE oR SUBSTANTIAL RAcIALLY PoLARIzED VOTINC EXISTED WHICH WOULD WARRANT JUDICIAL RELiEF UNDER Srcrion i str.lpLy BECAuSE 50 pERcEt,iT oR LESS oF trillrE vcrERS FA I LED TO VOT E FOR BLAC K CAI{D IDATES .