Plaintiffs' Memorandum in Opposition to Government's Motion to Intervene
Public Court Documents
May 9, 1972

5 pages
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Case Files, Bolden v. Mobile Hardbacks and Appendices. Brief for the United States as Amicus Curiae, 1977. 5ad41eac-cdcd-ef11-b8e8-7c1e520b5bae. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/09b56578-7d55-40b4-a0fc-ac8ed8cf847e/brief-for-the-united-states-as-amicus-curiae. Accessed May 03, 2025.
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IN THE UNITED STATES COURT OF APPEALS FOR THE PIFTHR CIRCUIT Nos. 76-3619 and 76-4210 BLACKS UNITED FOR LASTING LEADERSHIP, INC., 2t al., 0 Plaintiffs-Appellze Defendants-Appeliants WILEY L. BOLDEN, et 2l., H)) Plaintiffs~Appellee on CITY OF MOBILE, ALABAMA, et al., pellants oO 0] Hh M® pl 0: fu 3 ct in | To TU On Appeal from the United States District Courts for the Western District of Louisiana and the Scuthern District of Alabama BRIEF FOR THE UNITED STATES AS AMICUS CURIAE EW S. DAYS, I11 sistant Attorney General BRIAN K. LANDSBERG WALTER W. BARNETT DENNIS J. DIMSEY MIRIAM R. EISENSTEIN Attorneys Department of Justice Washington, D. C. 20330 TABLE OF CONTENTS Ld QUESTIONS PRESENTED ¥en EE INTEREST OF THE UNITED STATES al eR RO oP 2 STATEMENT ,ccceccecccscscscsccscsssscsscssesccsscscscsoocscscscsce 3 v. BULL. V. CITY OF SHRRVEPORT .esvesisnsvns 3 A. Procedural HiStOIY ceceeccccecccccccoccse 3 Be FACES ceeecvvsrsssrsresssiasssssvnesenss 4: C. Opinion of the District Court ...ccce.e.. 8 11. BOLDEN V. CITY OF MOBILE .cvvsenvrsnseeceses 1} A. Procedural History ead on 11 Bei PBOLE ens ensesdesseesrsssssvesnssnnvenss “14 Cc. Opinion of the District Court ..cceceees 27 INTRODUCTION AND SUMMARY OF ARGUMENT vse swe thn 29 ARGUMENT see cnotsionsarsssinssonsensmsnsnssrsiteenenas 35 I. THE DISTRICT COURTS CORRECTLY HELD THAT THE AT-LARGE SCHEMES FOR ELECTING CITY COMMISSIONERS IN SHREVEPORT AND MOBILE IMPERMISSIBLY DILUTE BLACK VOTING STRENGTH IN THOSE CITIES ccccccccccccnscccnne 35 A. The courts below correctly applied the principles of White Ve Regester © © © © 9? © 0 9% © © © OO O° OOOO O° OO OOS Oe 35 B. The Mobile court correctly found blacks were excluded from the political process SN 0998009080069 86099 0 41 Pd e | ants | PRGE II. PROOF OF INITIAL RACIALLY DISCRIM- : INATORY INTENT IS NOT AN ESSENTIAL ELEMENT IN CASES CHALLENGING AT-LARGE VOTING PLANS AS DILUTING MINORITY VOTING STRENGTH vive vr vrtarnins sn sot ss osevrvoeey vanes 45 A. The test under the Fourteenth ‘Amendment is whether a scheme, designedly or otherwise, minimizes or cancels out the voting strength Of 2a racial Minority cevvessescocesvssnes 45 B. The Fifteenth Amendment does not require proof of official racial intent in cases challenging at-large voting plans ..cecccccccncccccns 54 C. If proof of racially discriminatory intent is needed, it should be inferred from the facts of the Shreveport and Mobile cases cceecccccesns 56 III. THE DISTRICT COURTS' ORDERS WERE COM- PELLED BY THE CIRCUMSTANCES OF EACH CASE, AND WITHIN THE COURTS' REMEDIAL "POWERS tt ccececcccecsesetcscscccncesccscccsnsccnce 61 CONCLUSION © © © © © © © © © 0 9 0 OO © © © OO 9 OO OO OO TO OO OOOO SO OOO OO 68 rg ii TABLE OF AUTHORITIES CASES | : PAGE ( Allen v. City of Mobile, 331 F. Supp. 1134 (5.D. Ala. 1971), aff'd, 466 F.28 122 "(5th Cir. 1972), Cert. ; denied, 412 U.8. 909 (1973) vasvsesvsnrenvons : 24 Anderson v. Martin, : B15 VeSe IY {19648) cvurvnssnisvssssnsssssnses 43 Atlantis Development Corp. Vv. United States, 379 F.2d 818 (5th Cir. 1967) ® @ @ © oo © © © © © @ © 9° © © O° 0 OO © OO 0 O° OO 37 Blacks United for Lasting Leadership Vv. City of Shreveport, Loulsiana, 71 F.R.D. 623 ‘w.D. La. 1976) ® © © © © © © © ® © © © © 8 0 passim Bolden v. City of Mobile, Alabama, 823 FeSUDD. 38% (S.Ds AlAs 19/0) sievasvssnvies passim Bradas v. Rapides Parish Police Jury, 508 F.2d 1109 (5th Cir. 1975) © ee 000000000000. 46 Brown v. Board of Education, 345 U.Se 294 11955) cowvcviessn Cohesive an deien ns | 64 Burns v. Richardson, 388 U.Se 3 {1900) wevvesesssnssssossavsosess _ 45 Chapman v. Meier, : 420 U.S. 1 (1975) © © ¢ 0° 0 9° @ O° OO O00 O00 ee 00 eo 45, 51, 56 Connor v. Johnson, 102 U.S. 690 (1971) ® © © ® © © ®@ © 0 © O OO O° OO OOO OO 0 00 36, 51, 62 Cal v. Boren, U.S. 190 (1976) ® © © @ © 9 © © © © © © © 0 © © O&O © 0 © © O° O° 0 0 51 Dandridge v. Williams, : : SY] U.S+i 871 A1940Y evn eeve es 6 nvninoieinise enn 50, 54 Dunn v. Blumstein, 505 U.S. 330 (1972) ® ®@ @ ® © @ © © © © © © & © © © @ OO OO 0 © © 0 0 0 5 51 East Carroll School Bd. v. Marshall, 424 u.s. 636 (1970) ee eo 00 ® ® e090 ® 00 ee 0°00 00 00 0 0 36,37,47 . 51 iii CASES : PAGE Ferguson v. Winn Parish Police Jury, EZ F.28 537 (SED CIC. 1976) -evevsevoses a5 Fortson v. Dorsey, ; . 379 U.5. 433 (1965) ie i Jee ne EE 45, 57 Gomillion v. Lightfoot, 364 U.S. 339 (1960) eo ee 8 8 © @ © @@ © © © 0 © OO © O° 0° 20 50, 52, GO, pi 63-et seq. Graves v. Barnes, 343 F. Supp. /04 (W.D.. Tex. 1972), aff'd sub nom White v. Regester, 412 U.8. 755 (1973) cemecsvesosnvsncnssnss.. 42, 43, 57, 58 Howard v. Adams County Board of Supervisors, 4353 F 1 455 (5th Cit.¥, cert. denied, 405 U.S. 928 (1972) svesves Te sews ens eens 46 .Jaffke v. Dunham, 352 U.S. 280 (1957) © © © 0 0 © 0 © 0 @ 8 8° eo 0 0 00 00 54 Kendrick v. Walder, | 527 F.2d 44 (7th Cir. 1973) ececececcenccs 29, 65 Kirksey v. Board of Supervisors of Hinds County, Mississippi, No. 75-2212 15th vir., qecided ; May 31, 1977) cececenccceccenscccccnccnae 37, 39, 43, 49, 59, 60 Lucas. v. Colorado General Assembly, : 377 U.S, 713 (1Y08) sevsenssensns eesssans 64 McGill v. Gadsden County Commission, 535 F.2d 277 (5th Cir. 1970) eeecececccee 37 Moore v. Leflore County Board > of Election Com'rs, 502 r.Zd 021 (5th Cir. 1974) vie vie vin sine se Hee. 40, 46 Nevett v. Sides, | 533 F.2d 13601 (5th Cir. 1975) vivitie a6 4h ee : 37 Nevett v. Sides, | ial appeal pending, No. 76-2951 (5th Cir.) +. cil iv CASES : PAGE Paige v. Gray, : B38 F.2d 1108 (5th Cire 1978) evesviarnennina 2, 37, 49-50, ; 66-67 Panior v. Iberville Parish School Bd. 536 F.2d 101 (5th Cir. 19706) ® © © @ ° & o. ® © © & ¢ ‘45 . Perry v. City of Opelousas, 515 F.20 B39 (OFN Cire 1975) suv nvrvsnenne 40 Reynolds v. Sims, : 377 U.S 533 (1964) TNE ET Re SR SR Sr to We TR Re 53 Robinson v. Commissioners Court, Anderson County, oU0b F.<0 014 : (5th Cir. 1974) ® © © © ® ® © © © © © © © © © © © © O&O © © © 0 O° O° 46 Sims v. Amos, 336 F. Supp. : 924 (M.D. Ala. 1972) ® © @ © © © © © © © @ ®@ & 0 OO © O° 0 0 23 Swann v. Charlotte-Mecklenburg Board of Education, 402 UeS. 1 (1971) venus coeds 65 Turner v. McKeithen, : | §90 P.2d7191 (5th Cir. 1973) veceveenmanasi 40 United Jewish Organizations of Williamsburgn, Inc. v. Carey, YY UsS.lieW. 422% {U.S. Mar. 1, 1977) wuss’ 42, 48, 55 United States v. City of Shreveport, 7210 F. Supp. 36 (w.D. La. 1962), affirmed, 315 F.28 928 (5:h Cir. 1968) . a 7 United States ex rel. Barbour v. District Dir. of 1. &% N.S., : 491 F.2d 573 {5th Cir. 1974) ® © ® ® © @ © © * © © 0° 54 Vandenades v. United States, 523 F.2d 1220 {oth CIT. 1975) ® @ © © © © o @ 0 0° 37 Village of Arlington Heights v. Metropolitan Housing Development Corp., 45 U.8.L.W. 4073 (U.S. JAN 11, 1977) sneer sessmavsossssnnsroneinse 32, 33, 35, : 47, 49, 54, 56, 57, 59, 53 CASES | PAGE Wallace v. House, 515 F.2d 619 (5th Cir. 1975), cert. granted, judgment vacated and remanded, 425 U.S. 947 (18976) cevevvesconsiesed, 28, 37, 40, 46, 47 Wallace v. House, 538 F.2d 1133 (5th Cir. 1976) © ® oa e000 0 00 0 00 oe 37 Washington v. Davis, 426 J.S. 229 (1976) © ® © © 0 00 @ @ 0 000 000 ee O00 00 28, 32, 33, 35, 47, 49, 50, 54, 56, 59, 63 Whitcomb v. Chavis, 303 T.5." 124 T1771) cnenese PEIN NEI NC ra passim White v. Regester, : 12 U.80 155 1973) avant svnsnsesnisnanenssess passim Wright v. Rockefeller, 370 DSc 527(1964Y vue vvese sasisns se vaeiesreeey 48,:49, 52 Wright v. Rockefeller, 211 P., Supp. 460° {S.D. N.Y. 1962) ® © & & © oo oo ®@ @ © © &@ © © © @ © © © © © & © © © 0 49 Yick Wo v. Hopkins, . ; T15 U.S. 358 (1586) uc evsnivevs te ein ein eie sen 52 Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973), affirmed sub. nom East Carroll School Bd. v. Marshall, 424 4.8. 636 (19706) eee ceo eee FEE ar CO OI MRE GPE passim UNITED STATES CONSTITUTION First MmenIGMmenlt .eeceess esses sssrsrssnes Cheese 11 Fifth Amendment SI ON PE NM TNE CE Pi td 54 Thirteenth Amendment Gees cvsersvsonsrsneoniovns 11 Fourteenth Amendment ® © @ © © © © © © @ © © O° © © © O © °° 0° °° O° 0 passim Fifteenth AMeNAMENE vd vos casnsrssssensvasesves passim vi STATUTES 28 42 - 42 42 u.s.cC. U.S.C. ¢.5.C, u.s.c. u.s.cC. 2201 1971 1973 19737 eo @ oe &@ © © © 0° ® © © 0 © 0 @ © @ @ oO 0 © © ® © 6 © © 0 © @ © 0 ¢ Oo 0 ® eee @ © 0° © 0° OO 0 0 0 0.8.C. 1073340) eesvinvrssrrsnserssons 3 ¥.8.C. 11983 4, © ® © © © © © © © ® ®@ © © © 9 OO 6 0 ee 0 0 0 00 42 U.S.C. 1985(3) ceecececcccacccccccccac - STATE STATUTES Ala. Act.281 (1911) @e © © © @ © © © © ® © © © O° © © @ 0 O° 0 0 Ala. Act 823 (1965) la. R.S, 18:358 ... “rune 5 La. Act 302 (1910) FEDERAL RULES OF CIVIL PROCEDURE Rule 52(a) 30, 41 © ® © 9 © 8 8 © © 9 © 0 OO 0 8 OT OOS OOO 00 ee 000 RULE ZU DI IY rants eines r cows vnnvassdicnevie 12 MISCELLANEOUS U.S. Bureau of the Census, Census of Population Characteristics, Final Report PC (1) - B2, Alabama, Table 24 18 vii IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT ¥ Nos. 76-3619 and 76-4210 BLACKS UNITED FOR LASTING LEADERSHIP, INC., et al., Plaintiffs-Appellees Ve CITY OF SHREVEPORT, et al., Defendants—Appellants and WILEY L. BOLDEN, et al., Plaintiffs—-Appellees Ve CITY OF MOBILE, ALABAMA, et al., Defendants—-Appellants 7 On Appeal from the United States District Courts for the Western District of Louisiana and the Southern District of Alabama BRIEF FOR THE UNITED STATES AS AMICUS CURIAE QUESTIONS PRESENTED 1. Whether the district courts correctly ruled that the at-large systems for electing the city commissioners of Shreve- port, Louisiana, and Mobile, Alabama, unconstitutionally dilute black voting strength. - . 2. Whether the district courts erred in failing to require proof that the at-large voting YAS in question were adopted with racially discriminatory purpose or motive. 3. Whether the courts' remedial orders, which effectively preclude the use of strict commission governments in Shreveport and Mobile, were within the scope of their equitable powers. INTEREST OF THE UNITED STATES Congress has placed upon the Attorney General important responsibilities for protecting the voting rights of United ~ States citizens. The Attorney General is authorized by 42 U.S.C. 1971 and 1973j to institute actions to prevent the denial of the right to vote on grounds of race or color. Although these actions were instituted by private parties, resolution of the issues presented will directly Affect ule authority of the Attorney General to protect the voting rights of Americans citizens. See, e.g., Paige v. Gray, 538 F.2d 1108 (5th Cir. 1976). - 3 - In addition, Section 5 of the Voting Rights Act of 1965, as amended, 42 U.S.C. 1973c¢c, requires the submission of changes in voting laws of covered jurisdictions for the purpose of obtaining clearance of such changes from either the United States District Court for the District of Columbia or the Attorney General. The Attorney General is authorized by Section 12(d) of that Act, 42 U.S.C. 1973j(d), to institute an action to prevent a change from being implemented unless it has been cleared pursuant to Section 5. In 1976, the Attorney General interposed an objection to Mobile's change from at-large elections for three undifferentiated city commission “places” to at-large elections for three ‘functional commissioners. STATEMENT : ; I. B.U.L.L. Vv. CITY OF SHREVEPORT A. Procedural History This action was commenced in March 1974 by black individuals and organizations in Shreveport, Louisiana. The complaint, which named as defendants various city and state officials, charged that the at-large system for the election of Shreveport's city commissioners impermissibly * . -4- diluted black voting strength in violation of the Four teenth and Fifteenth Amendments. PL2intizes wought GeslAratory and injunctive relief pursuant to 28 U.S.C. 2201 and 42 U.S.C. 1983, including an order requiring the defendants to submit a oi dbs plan apportioning Shreveport into five single- member districts. Three days of evidentiary hearing were held in May 1974. The hearing was postponed pending resolution of the question whether a three-judge court was required to hear the case. In September 1974 the court ruled that a court of three judges was unnecessary. Two more days of evidentiary hearing were held in April 1975, On July 16, 1976, the court issued an opinion in which it declared Shreveport's election scheme unconstitutional. Judgment was entered July 27, 1976. Defendants appealed. On December 27, 1976, Blainsitte-aApgelises filed a motion to dismiss the appeal on the grounds of mootness and the non-appealability of the district court's order. This motion was denied by this Court on February 14, 1977. That same day, the Court ordered the case consolidated with 1/ Bolden v. City of Mobile, Alabama.” B. Facts The facts are set forth in detail in the district court's opinion (pp. 6-16), in appellants' brief (pp. 8-12), and in appellees' brief (pp. 7-13). Essentially, the evidence showed 1l/ The United States learned only recently that the court had ordered Nevett v. Sides, No. 76-2951, to be argued in conjunction with B.U.L.L. and Bolden. Because we did not have sufficient time to prepare a brief for the Nevett case, this brief addresses only the B.U.L.L. and Bolden cases. “5 that Shreveport has functioned under a commission form of govern- ment since 1910. In 1950 Shreveport adopted a city charter that continued the basic commission government under which it had been operating. The charter provides for five commissioners, each of whom is elected at-large. Each commissioner, including the mayor, heads one or more of the city's departments. In addition, the commissioners act as the city's legislators. Most of the conaleeionsrs! working hours are spent on executive sitters | Primary elections in Shreveport are governed by Louisiana's "majority primary law" {La. R. S. 18:358)., Candidates must run for a designated commissionership, and there is no residency requirement (other than city residency). There is no official candidate slating process in TI Poten- tial candidates usually consult with city leaders before 4/ deciding whether to run. 5/ 6/ Although blacks constitute 34% of Shreveport's population, . Voting in Shreveport is polarized along racial lines. no black has ever been elected a commissioner. Only one 4 black has run for a commissionership; blacks have been discouraged from running for office by the inevitability 2/ T.1 59. {T.1 refers to the transcript of proceedings Tor May 2, 3, and 30, 1975; 7.11 refers to the transcript for proceedings for April 21 and 22, 1975.) 3 2.1123, 58, 119. 4/ T.I 40, 68, 216. 5 7.1130, 212; T.11 8-11, 157-158, 169-170. 8/ T.11 32. - 6 = 8/ of defeat. In only a few instances "have blacks been able to affect the outcome of an election by tipping the 9/ balance in favor of one of two white candidates. However, the support of black voters is sought by candidates for 10/ the office of city commissioner. 11/ Housing in Shreveport is racially segregated.” 0il- base streets in black neighborhoods are permitted to lapse 12/ into disrepair; drainage in black areas is poor. Police protection and garbage collection in the black community 13/ are unsatisfactory. The city has failed to provide . 14/ adequate low-cost housing for blacks. 8/ T.1-2), 150-131, 9/ P.1 6l. xo/ T.1.37, 215,.227; 7,11 100-101, ‘120, 201. 11/ Deposition of Professor Karl E. Tauber. 12/ T.I 11-12, 80, 92, 100-101, 104-106, 176. However, the city recently allocated $500,000 for the improvement of drainage in black neighborhoods. T.I 66, 94, 220; T.II 325, 215, 13/ T.1 49, 64, 115-116, 142, 149, 169-170, 179, 183, 203-205; T.II 112. 14/ T.I 162-163, 193-196. Hk, Ti The city's record in minority employment is poor, and only recently have blacks been appointed to official committees under the city commit 85.9 per cent of all nynek lotiv employees earn less than $6000 a year, while only 18.7 per cent of all white city employees earn less than that amount. 82.7 per cent of all black city employees are classified as “service maintenance,” the city's lowest job classification; only 13.7 per cent of all white employees are. so tasetbist in Blacks in Shreveport have been the victims of official racial discrimination in the voting Srocess. 1H addition, under state statutes and local ordinances, they Have been required to attend segregated schools and to. use segregated public accommodations, recreational facilities, : 18/ conveyances, restrooms, and water fountains. . i5/ 7.1 65, 112-113, 115, 134, 153-154, 225: 2.11 35-40. Yeé/ 7. 11 40. 17/ T.1I 73-74; answers to interrogatories of J. Stanley Pottinger, Assistant Attorney General, Civil Rights Division, United States Department of Justice. 18/ See, e.g. United States v. City of Shreveport, 210 F. Supp. 36 (W.D. La, 1967), affirmed, 316 F.2d 925 (5th Cir. 1963) (City of Shreveport and its commission council permanently enjoined from operating racially segregated rest rooms and dining facilities in the Shreveport - Municipal Airport). - 5 C. Opinion of the District Court The district court found for the plaintiffs. The court peld that "the commission-council form of municipal government in Shreveport, requiring thé at-large election of all commissioners, within the framework of facts and circumstances peculiar to this city, Her AEN impermissibly to dilute the minority voting strength of black electors" (Blacks United for Lasting Leadership, Inc.., {*"B.U.L.L.") v. City of Shreveport, Louisiana, 71 P.R.D. 623, 627 (W.D. La. 1976)). The court relied principally upon the Supreme Court's decision in White v. Regester, 412 U.S. 755 (1973). The court also cited -- as "giv[ing] us insight into the con- trolling principles of law by which we ... are guided” (id. at 633) -- two recent cases decided by this Circuit: Zimmer v. McKeithen, 485 F.2d 1297 (1973) (en banc), affirmed on other grounds sub nom. East Carroll Parish School Bd. v. Marshall, 424 U.S. 636 (1976), and Wallace v. House, 515 F.248 619 (1975), cert. granted, judgment vacated and remanded, 425 U.S. 947 AT These cases identified a number of factors to be considered in determining whether an at-large or multi-member district voting scheme impermissibly dilutes minority voting strength in violation of the Equal Protection Clause. The district court considered each of the ‘relevant factors. Its findings as to these factors are summarized as follows: 19/ The court stated, "[OJur decision today does not stand or fall upon the constitutional orinciples axpressed in Zimmer, but rather upon those announced in White v. Regester, D. supra, and authorities there cited.” B.U.L.L., supra, 71 PF. at 633-634, n.l17. “GQ w 1. Lack of Opehness of the selitical Process. No black has ever been elected to the city office in Shzevepdrt. Only one black has ever run for a Shreveport commissionership. “[B] lack persons plainly have been discouraged from seeking office by [the] inevitability of defeat" (id. at 628; foot- note omitted). The support of black voters is actively sought by candidates in city elections, and black voters sometimes have been able "to tip the balance in favor of either of two white candidates” (id. at 635). The court, however, did not consider this “the sort of meaningful access to political processses intended by the Fourteenth Amendment as interpreted in White [v. Regester]" (ibid.) 2. History of Racial Discrimination. The court found that "official racial discrimination ... long [has] affected all aspects of the lives of Shreveport's black citizens" (ibid.). “Housing in the city remains almost totally segregated[;] residual effects of past discrimination linger in public employment[;] [b]lack voter registration percentages remain lower than proportionate white registration" (ibid.; footnote omitted). 3. State Policy Underlying Use of At-Large Voting. Blacks were disenfranchised in 1910 when at-large voting for city commissioners was instituted in Shreveport. The court therefore perceived no "tenuous policy" underlying = “10 — | 20/ the use of at-large voting (ibid.). - 4, Responsiveness to the Black Community. The court . found that “in the past, local officials clearly neglected their responsibilities to the needs of black persons in the community. Recreational facilities were completely segregated and those in black neighborhoods inevitably were inferior. Blacks were not appointed to committees and boards of local importance, and the record of black employment by the city was, and still is shameful. Finally. governmental services and facilities generally were disproportionately poor in the black neighborhoods" (id. at 635-636). | The court perceived “at least some sincere efforts to achieve racial fairness in dispensing public benefits” (id. at 636). Nonetheless, the court ruled, “the record, in clarion tones, bespeaks many still lingering failures remaining to be rectified" (ibid.). 5. Enhancing Factors. The court found that “[t]lhe majority primary law, 'place' requirements, [the] absence of residency requirements, and racially polarized voting all have sracerbated the past almost total foreclosure of blacks from truly effective exercise of the ballot" (ibid.). 20/ There is no “strong state policy," Zimmer v. McKeithen, supra, 485 F.2d at 1305, underlying the use of the commission orm of government in Louisiana. State law permits, but does not require, the use of this type of government. See Act 302 of 1910. - 11 - On the basis of these findings, the court held that the relevant portions of tie city charter "operate impermissibly to dilute the. voting power of the city's black electors in violation of the Equal Protection Clause of the Fourteenth Amendment” (id. at 636). The court did not order specific changes in the city charter. Rather, it required the defendants to submit within one year proposed revisions to the charter “to bring it into compliance with the constitutional principles [it had] articulated" (id. at 637). = 1X. BOLDEN v, CITY OF MOBILE A. Procedural History This action was commenced on June 9, 1975, by black voting-age citizens of Mobile, Alabana, against the City of Mobile and the three incunBent city conn ssioners in their individual and official capacitor Shpt elation alleged that the system of electing the city commission at-large, to numbered places, discriminated against the black voter minor ity, and diluted their vote, thus violating plaintiffs' rights under the First, Thirteenth, Fourteenth, and Fifteenth Amendments, and 21/ The court did not require that the Mayor be elected from a single-member district. It stated, id. at 636, that »{o]f course, as Chief Executive Officer of the City, ‘necessarily the Mayor must be elected by voters in an at-large election city-wide." 22/ R 1. Appellants in Bolden have elected to proceed with a deferred appendix. Citations here to the record will be made by the designation “R _;" "Tr. " will signify citations to the trial transcript. Exhibits will be identified as "Pls. Ex. mal and “"Defs. EX. RANG by number and, where relevant, page. TE a -12 - ; 23/ 42 U.S.C. 1973, 1983, and 1985(3). ‘They prayed the court for a declaratory judgment and an order enjoining further elections under any plan other than one implementing single- 24/ member districts. After the court denied the defendants’ motion to dismiss for lack of jurisdiction and failure to state 25/ a claim, and motion to strike plaintiffs' prayer for in- 26/ : junctive relief, the defendants filed an Answer denying 27/ all material allegations of Complaint, including plaintiffs’ class allegations. On January 19, 1976, the district court certified the plaintiff class, pursuant go mule 23(b)(2), Fed. R. cio Bl, as "all black persons who are now citizens of the City of Mobile." 2% | After extensive discovery, trial was held in July. 1978, At the completion of trial, prior to entering findings, the 23/ R 1-3. The district court subsequently dismissed plaintiffs’ T1983 claims against the City defendant, and the 1985(3) (conspiracy) claim against all the defendants, R 171-172. 24/ R 3. | et 25/ R 19-20 (Motion to Dismiss). 26/ R 21-22; Motions denied, R 170-173, November 18, 1975. 27/ R 184-189 (December 3, 1975). 28/ R 333. A -l3~ district court asked the defendants fo submit alternative single- member district mayor-council plans ih case the court should : 29/ decide in favor of the plaintiffs.” The. plaintiffs submitted a nine single-member district plan but "the defendants chose | | 30/ not to avail themselves of this opportunity." Thercfore, the court requested and received recommendations from the parties for three persons to constitute a committee to draft and recommend 3Y/ to the court a complete mayor-council plan. - On October 6, 1976, the court appointed the three-man committee and asked them to : ; 32/ complete their recommendation by December 1, 1976. On October : 33 22, 1976, the district court entered judgment for the ovlaintiffs,” ordering that the August 1977 city elections be conducted and council members elected from nine single-member districts pur- suant to a detailed plan yet to be adopted. Defendants filed a | 34/ : notice of appeal on November 19, 1976. = On March 9, 1977, the district court entered its remedial order spelling out the plan 35/ for a new form of government and elections. Because there was doubt as to the finality of the court's October 22, 1976, judg- 36/ ment, defendants filed a second Notice of Appeal, March 18, 1977+ 29/ Pr. 1415 (July 21, 1976). Plaintiffs had already submitted plans pursuant to the pre-trial order (id., 1414-1415). N 30/ Bolden v. City of Mobile, Alabama, 423 F. Supp. 384, 404 (S. D. Ala. 1970). 31 /: Ibid. 543-544 (Langan, Outlaw, Buskey). 604-606. R R 34/ B® 613, R 622-627. R 681. Appellees' brief (footnote continued on next page) - 14 - Me oY, B. Facts In Alabama, the form of government olch city must (or may) adopt is prescribed by state law. Between 1844 and 1911, Mobile most often functioned under a "hybr id" system of at-large coutiol Inentand aldermen elected from multi-member Sistrintinl The three person commission-type municipal government was adopted in 1911 by Ala. Act. No. 281 (1911)(at p. 330). The system requires each commissioner-candidate to run for a numbered post and win a majority in a non-partisan election (without first winning a primary). There are no residency re- quirements other than residency in the City of sopiiel While elections to the city commission have always been at-large to numbered posts, it was only in 1965 that specific 40/ functions were assigned to each post by statute. After this (footnote continued from previous page) informs us that on April 7, 1977, the district court granted the Commissioners’ application for a stay pending appeal, and that a motion to dissolve that stay is pending in this Court, brief, pp. 6-7.) 37/ The facts are spelled out in the district court's opinion, 423 F. Supp. at 386-394, and in the appellees' brief at pp. 7-24. 38/ See, generally, appendix A to appellants’ brief, outlining the history of Mobile city government. 39/ 423 F. Supp. at 386-387. 40/ 423 F. Supp. at 386. -15 ~- action was commenced, the City of Mobile submitted Act 823 of ( Alabama (1965), instituting functional posts, to the Attorney : 41/ General pursuant to Section 5 of the Voting Rights Act of 1965. On March 2, 1976, the Attorney General (per Assistant Attorney General Pottinger) interposed an objection to the change on the 42/ ground that it tends to lock in the use of at-large elections. ee«[Ilncorporating as it does the numbered post and majority vote features, and in view of history of racial discri- mination and evidence of bloc voting in Mobile, we are unable to conclude... that section 2 of Act No. 823 will not have the effect of denying or abridging the right to vote on account of race or color. 43/ The objection letter explicitly noted that the move to functional RE, would make it impossible for the city to change to single- member district voting, as it would be inappropriate to give one segment of the city exclusive right to elect, €.g9., the commissioner of sotice. vo suit has been brought in the District Court for the District of Columbia +0 challenge this objection. It is undisputed that the commission form Bs eanent was adopted in what the court labeled a "race proof" context because the 1901 Alabama Constitution had already disfranchised blacks. 41/ R 472-477. "42/ R 478-481. 43/ R 479. 44/ Ibid. 45/ 423 PF. Supp. at 397. “16 ~ Plaintiffs' historical expert, Dr. McLaurin, however noted that: (1) the reformers who brought about the commission form of government to end "corruption" identified corruption with the black vote; (2) they were aware that at-large elections would diminish the impact of any potential future black vote; and, (3) blacks, in any event, were excluded from the decision to 46/ adopt ehts form of city government. The city has had the option to discard the commission form of government by referendum but, under state law, the available alternatives have been a return to the pre-1911 system or adoption of the so-called "weak" mayor-council system. ¥ Referenda to change the form of government in Mobile rejected those options in 1963 and 1973.2 As a practical matter, the power to pass or veto bills modifying the form of city government resides in the city's delegation to the State Legislature. Mobile has three senators, any one of whom can veto proposed local legislation under the existing courtesy rule. A majority of Mobile's 46/ Tr. 21-25, 38. The district court made an explicit finding as to the second of these points, 423 PF. Supp. at 397: "A legislature in 1911 ... should reasonably have expected that the blacks would not stay disfranchised. It is reasonable to hold that the present dilution of black Mobilians is a natural and foreseeable consequence of the at large election system imposed in 1911." 47/ See, generally, 423 F. Supp. at 404; Edington dep. (Pls. Ex. 98), pp. 41-43, 68. : 48/ vr. 335, 734, 737: Ple. Ex. 98, p. 41, - 17 =- eleven-menmber House delegation can prevent a local biil from reaching the floor for debate. After this suit was filed, a bill was introduced to the State Senate to make a strong mayor-council Soeted an option the City of Mobile could adopt by referendum. It would provide for an at-large-elected mayor, seven council members from sinalemenbet Alek tots; and two council members at-large. The pill has been held up by the "veto" of a single state senator. At a meeting of civil leaders, a white Moble leader expressed the view that this bill threatened “majority" rule. 2Y Similar bills have been intro- duced calling for single-member district elections for county commission and county school board. Black state 49/ 423 F. Supp. at 397. 50/. Tr. 726-736 (Roberts); see, also, Pls. Ex. 98, p. 30. --18 ~ representative Cain Kennedy testified that-the question most often raised in opposition to both wag: how many blacks | 51/ : might be elected. Blacks constitute approximately 35.4% of Mobile's popalation of over 190,000. 22/ he black percentage of the City's voting age population is 318.2 The percentage of registered voters who are black is even Yovor 2 sn black turnout regularly lags behind the already low white A, ad Extensive evidence was introduced to show the degree to which voting in Mobile has been polarized along racial lines. . Plaintiffs made use of the correlation analyses done by defen- 56/ dants' expert, Dr. Voyles, .in his doctoral dissertation,” and : 51/ correlation studies by their own expert, Dr. Cort B. Schlichting. s 51/ Kennedy dep. , Pp. 28-29, See, also, 423 F. Supp. at 397. 52/ 423 F. Supp. at 386. 53/ U.S. Bureau of the Census, Census of Population Charac- teristics, Final Report PC(l)-B2, Alabama, Table 24. 54/ 423 F. Supp. at 386; 89% of the voting age white population 1s registered, but only 63.4% of the black voting age population is registered. S5/ Pls. Exs. 3 through 5. 56/ Pls. Ex. 9, “An Analysis of Mobile Voting Patterns, 1948-1970." 51/ Tr. 92-194 and Pls. Exs. 10-53. -19 - The basic scheme of these correlation analyses is as follows: if there are two wards, one 100% black and the other 100% white, and 100% of the vote in each goes to opposite candidates, the correlation between race and voting would be 1.0 and race would account for 100% of the voting behavior. No candidate ever produces such a correlation, of course, if for no other reason than that no ward is 100% black or white. Any correlation, city-wide (or county-wide) over .7 is statistically Re By an accepted mathematical formula, a "Pearson's R" (like .7) 3 59 / accounts for 49% (R ) of the voting behavior. =~ ‘ The career of Joe Langan, white, long time finance commissioner long identified with black interests, furnished the only significant data with respect to city commission elections, for no blacks ran for city commission until 1973, and then, as minor candidates. Langan ran for the commission and won in 1953 and thereafter, every four years until he was defeated in 10892 besos ing to Voyles' tables and analysis, Langan began as a New Deal Democrat who won, at first, with a coalition of the white and such black vote as arated Beginning in 1961, a polarization became apparent between the lower and lower middle class black wards on : 62/ the one hand and the equivalent-class white wards. 58/ See e.g., Tr. 159 (Schlichting). S59/ Pls, Ex. 9, Ch. 1V. 60/ See Pls. Ex. 9, pp. 82-99, 61/ 1d. at pp. 82-84 and table at p. 87. 62/ 1d. at pp. 91-93; in 1961, Langan won 94.31% of the yote in Fhe lower-black wards and 91.30% of the lower middle black; the overall correlation was .71 for race. - 20 ~- ; 63/ The gap widened with each successive election, so that in 1969 he won 94.39% of the vote in the lower-middle black wards but 34.35% in the lower-middle white wards, for an overall 64/ : correlation of .91. Campaign literature openly identified: Langan with the so-called "bloc vote" (a code for blacks) and with John LeFlore, well known black leader in Mobile. hg One flier, challenging the voters: "Bloc Vote or Youz", lists five ways in which the bloc vote is obtained, e.g... favoring integration and open housing, and using terms of 66/ respect when addressing blacks. At trial, there was considerable debate regarding the role played in the 1969 Langan defeat by the unusually low 67/ black turnout. No one, however, disputed that this election ’, represented the high water mark of racial polarization. (o) ] bi o, 3 See, id., pp. 93, 99, oN ~N 4 Id., p. 99; Pls. Ex. 53. 65/ Pls. Bx. 61, po. 48, (ad): 55 (flier); 49 {political ad); 56 (flier); 58 (flier); 59 (flier). 66/ Id., p. 56. The flier also lists black ward votes for Langan in the past. 9 67/ Tr. 295-305 (Langan); 481-482, (Voyles). - 21 - Indeed, the winners in the 1969 city commission race, 68/ generally, carried no black wards, and though Langan carried some white wards, he failed to carry any group (e.g., lower, 69/ lower-middle) of white wards. In 1973, by contrast, blacks ran for two of the three city commission slots. They were relatively unknown and underfinanced, and garnered relatively few votes even in the predominantly black wards. On the other hand, they received 70/ their only votes in the black wards. Race was not manifestly ‘a factor in 1973 as between the white candidates. Doyle had run unopposed. Mims had prevailed without a run-off, with a Pearson's 71/ : : 72/ R of .71, and Greenough beat Bailey with a Pearson's R of .59. The black vote, however, went more heavily to loser Bailey than 73/ winner Greenough. 68/ Tr. 460 (Voyles). 69/ Tr. 491 (Voyles). 70/ Pls. Exs. 48 and 53 (Taylor's R); Pls. Ex. 47 (Smith's R). Cooper dep., Pp. 15 (Pls. Ex. 99). 11/ Pls. Ex. 53, (Voyles' Pearson's R). 12/ Pls. Ex. 53, using Voyles' data. . Pls. Ex. 46 shows a correlation of only .51. 73/ Defs. Ex. 29; Tr. 1133-1134. om 22 - The city commission races of 1961 and 1965 other than the ones trvolving Langan show only moderate correlations between voting and race, at least by compar ison to the Langan races. The only consistent feature is that the majority of | 74/ the black vote went to losers. Significant correlations between race and voting appeared, however, in five county school board primary run-off : : 75/ elections in 1962, 1966, 1970, 1972, and 1974. In four of these elections, a black candidate ran against a white. In the fifth, the 1972 race, a white woman, Koffler, who was highly identified with desegregationist interests, was defeated by a white man with opposing stevens The highest correlation was that in 1966, where a black, Russell, lost to 2 White fa a contest polarized .96 by race. Finally, in 1972, Langan made a run for the Democratic nomination for County Commission, and lost in a run-off in 18/ - a heavily polarized vote (.86). As in 1969, Langan's opposition publicized in detail the candidate's popularity with the “bloc 74/ Defs. Ex. 33; Pls. Fxs. 9 and 53. Note that Voyles' findings of high correlations by race are offset by almost equal correlations based on income. Schlichtings' correla- tions for Mims v. Luscher (Pls. Exs. 16 and 18) is only .6753. 15/ Pis.:Px."10, 18, 34, 36, and 52. 76/ Tr. 374-378 (Koffler). 17/ Pls. Ex. 19. -18/. Pls. Ex. 43. - 23 = vote," his identification with John LeFlore's Non-partisan 72/ Voting League, and his anti-Wallace stances in the 1960s.” Ca " 80/ There was no.black boycott in this election, though the 81/ black turnout was very low. No black or candidate identified with blacks (other than Langan) has ever won an at-large election in the City or Ccunty of 82/ : Mobile™ and many witnesses, black and white, testified that they 83/ believed it would be futile for a black even to attempt to run. Moreover, witnesses experienced in local politics indicated that while Non-partisan Voting League (i.e., black) endorsement could be helpful to a sandidater te conspicuous black support has been and will continue to be a "kiss of death" to a Gantt iat Blacks can be, and were elected to the State Legislature after single-member districts were introduced, but even as late as 1974, black candidate Buskey lost to a white in a closely con- tested, highly polarized State Senate race. This campaign, like ~ , B86/ others before it, featured racially oriented publicity. 79/ Pls. Ex. 61, pp. 10, 14, 16. 80/ Tr. 311. 8l/ pris. Ex. 3. 82/ State legislature elections were alsc at-large until Sims Vv. Amos, 336 F.Supp. 924 (M.D. Ala. 1972). 83/ Pr. 209-210 {Bolden):;237, 246-7 (Buskey) ; 410 (Hope); 594 {Alexander); Pls. Ex. 98, p. 38; Tr. 566-567 (Wyatt). 84/ Tr. 213-214 (Bolden); 275 (Buskey); 567 (Wyatt); 322-323 (Langan). 85/ Tr. 141, 193 (Schlichting); 460-463 (Voyles); 227-230, 235-6, 253 (Buskey); Edington dep., pp. 8, 10, 15-17; Kennedy dep., Ppp. 8-11, 20. i 3 86/ Tr. 223-229, 236 (Buskey, re Buskey-Parloff campaign). The district in question is evenly divided between black and white with blacks possibly having a slight majority, Tr. 226. - 34 It is undisputed that between the turn of the century and 1965, blacks suffered from extensive official .and unofficial discrimination and ‘intimidation, inhibiting their rights to vote. This history is reviewed in the district court's opinion and need not be repeated here. In addition, the city government of Mobile has been unresponsive to the interests of blacks. Desegregation of such public facilities as public transportation, the golf course, and the airport, have all been achieved by federal court ot8eis 2 sintunt in, it required a federal suit to end Pacial discrimination by the police depart- parti a City had segregated fire departments until the late 1960's, and at the time of trial, of 439 firemen, 27 were b1ack=" The City's EEO-4 reports to the federal Sevdpnneni sho that blacks represent about 26% of the City's work force, but they are heavily concentrated in the lowest service and maintenance job categories. 87/ 423 Pp. Supp. at 387, 393. 88/ 1d. at 389. 89/ 1bid. {Allen v. City of Mobile, 331 PF. Supp. 1134 (Ss. D. Ala. I971), B2cTq., 408 F.2d 122 (oth Cix. 1972), cert. denied, 412 U.S. 909 (1973)). 90/ Tr. 1403-1405 (Edwards). 91/ As analyzed in Pls. Ex. 73. - 25 - Blacks have minimal representation on the many boards and committees appointed by the Commission to help run the | city, amounting to about 10% of the total membership at the time of WORE a on many of these boards requires a certain technical expertise or skill. Yet, Commissioner Mims, on Cross examination, said that the commission limits the field from which such appointments are made even when not required by statute to do so. Moreover, in most instances, he was able to offer no explanation for the absence of blacks from boards, and denied believing there were no blacks qualified to sete ln, one in- stance, that of the now-defunct citizens advisory committee on the Donald Street Freeway, Mims testified that the large black representation was probabably due to federal regulations regarding board membership in federally assisted highway oregon In 1973, the local NAACP complained to the United States Department of Treasury that federal revenue sharing 92/ Pls. Ex. 64. 93 Tr. 942-997. 94/ Tr. 948-949 and Pls. Ex. 103. - 26 ~ : lh ; 95/ funds were being allocated in a discriminatory fashion. The Office of Revenue Sharing (ORS) made an investigation, and reached the conclusion that there were a number of inequities in the allocation of revenue sharing funds, particularly in park im- provements, paving, resurfacing, drainage, and swimming pools. After. considerable negotiation, ORS was satisfied that Mobile had rectified the inequities, or at least had made commitments to doing 0.” In the spring of 1976, two major racial incidents occurred. | One was a “mock lynching” of a black burglary suspect carried out by a group of policemen; the second was an outbreak of cross-burnings. The speed with which the city rdacted to the first of these was a matter of debate ria Police Commissioner Doyle advised that while he deplored such activities, he felt he had no obligation to say so publicly. 2%/ Public Works Commissioner Mims testified that he, too, deplored cross-burnings, thought people could do what they pleased on their own property, and would not 95/ Pls. EX. 111 *“D." 96/ Pls. Ex. 111 "X" (January 1974 letter). 97/ Tr. 7155-761, 794-805 (Doyle). The district court concluded, 423 F. Supp. at 392, that the city's reaction was “timid and slow.” 98/ Tr. 767-768, 804-806. . i JT oppose an ordinance to probibit burning anything, crosses or 199/ of trash, on public property. The district court concluded, 423 ( F. Supp. at 392: The lack of reassurances by the city commission to the black citizens and to the concerned white citizens about the alleged "mock" lynching and and cross burnings indicates the pervasiveness of the fear of white backlash at the polls and evidences a failure by elected officials to take positive, vigorous, affirmative action in matters which are of such vital concern to the black people. C. Opinion of the District Court On October 21, 1976, the district court entered detailed findings of fact and conclusions of law, now reported at 423 F. Supp. 384. Following the lines of factual and legal analysis prescribed by White v. Regester, supra, and this Court's opin- jon in Zimmer v. McKeithen, supra, the court found: 1. The history of racial discrimination in Alabama generally, and Mobile, specifically, combined with polarization of the vote along racial lines and the at-large structure of city elections have left blacks with no reasonable expentaLion of electing blacks or persons identified with plack interests to the city commission, and have discouraged qualified black candidates from entering city commission races, 423 F. Supp. at 389, 393, 39%; 2. The Mobile City Commission has been and continues to be unresponsive to the needs of black citizens. This has manifested itself in the city's resistance to desgregation of public employment and public facilities, reluctance to ap- point blacks to the City's governing committees, and making 99/ Tr. 1021-1022. - 28 only a “sluggish and timid response" (id. at 392) with respect to cross-burnings, police brutality, and other issues of par- ticular concern to the black community, id. at 389-392, 400; 3. The potential for dilution of the black vote is enhanced by the size of the city as a multi-member district, lack of a residency requirement (other than city residency), and the majority vote requirement for each place on the city commission, id. at 401-402; 4, State law has evidenced no strong preference for commission government, id. at 393, 400-401. On the basis of these findings, the district court concluded that, id. at 402, «..[Tlhe electoral structure, the multi- member at-large election of Mobile City Commissioners, results in an unconsti- tutional dilution of black voting strength. It is “fundamentally unfair," Wallace [v. House], 515 F.2d [619,] at 630 [vacated on other grounds, 425 U.S. 947 (1976)] and invidiously discriminatory. The court also held, as a matter of law, that the Supreme Court's decision in Washington v. Davis, 426 U.S. 229 (1976), had not overruled, superseded, or modified the standards for proving unlaw- ful dilution set forth in White, supra, Zimmer, supra, or Whitcomb v. Chavis, 403 U.S. 124 (1971), and that initial discriminatory purpose is not an essential element in dilution. See, generally, 423 F. Supp. at 394-399. Alternatively, the court found racial motivation in the perpetuation of the at-large commission system to have been adequately demonstrated, id. at 391. - 29 - INTRODUCTION AND SUMMARY OF ARGUMENT i : 100/ These cases resent. for the first time in this Circuit the question of the validity of the use of the commission form of municipal government in circumstances where other at-large systems of representation would unconstitutionally dilute the black vote. The violation here is not the fusion of legislative and executive functions, but the maintenance of a system which deprives blacks of an equal chance for legislative representation on the commission. The rationale of the decisions below does not foreclose cities such as Mobile and Shreveport from maintaining some of the attributes of a commission system of government, so long as blacks are not effectively frozen oul of the legislative body. Since no such system has been proposed by the defendants here, these are not appropriate cases in which to explore the possibility of adapting commission government so as to eliminate dilution. It is, however, important to leave open that possibility, to be considered in other cases, in the remedy proceedings in the Shreveport case, or in evaluating any future Mobile plan. The remedy must be directed at eliminating unlawful dilution, not at eliminating commission government. 100/ The Court of Appeals for the Seventh Circuit has held that a state's interest in maintaining the commission form of government does not justify otherwise unconstitutional dilution of the black vote. Kendrick v. Walder, 527 F.2d 44 (Ith Cir. 1975). -30- II In our view, the decisions of the courts below should be affirmed. Both courts properly interpreted the principles of White v. Regester, supra, and correctly applied those principles to the facts before them. : The district Sours found: that blacks lacked effective access to Shreveport's and Mobile's political processes; that blacks in both cities suffered from the effects of extensive official racial discrimination; that officials in both cities were unresponsive to the interests of blacks in employment and other areas; and that the cities' majority- vote requirements, “place” requirements, rand the lack of | residency requirements (other than city residency) had the effect of minimizing black voting ESOT. These findings are supported by substantial evidence and are not clearly erroneous. Therefore they may not be set aside on appeal. Rule 52{x), FP. Re. Civ. Pu. The findings of the district courts are sufficient to establish violations of the Equal Protection Clause of the Four teenth Amendment, as interpreted by the Supreme Court in White v. Regester, and of the Fifteenth Amendment. The facts of these cases are closely analogous to the facts of White Vv. Regester, in which the Court held unconstitutional multi- member district plans for Dallas and Bexar Counties, Texas, and are different from the facts of Whitcomb v. Chavis, supra, | m3 Lm in wich the Court upheld the use of a multi-member district for Marion County, Indiana. Moreover, the facts of the instant cases are similar to those of several other cases in which this Court has held that at-large or multi-member district voting schemes unconstitutionally dilute minority voting strength. The district courts did not base their de- elsions on the mistaken notion that racial minorities have a right to proportional representation. Rather, the constitutional violation lies in maintaining a form of representation which perpetuates the effects of past official racial discrimination and which maximizes the adverse impact of private racial bias. Because the conclusions of the district courts represent "a blend of history and an intensely local appraisal of the de- sign and impact" of the at-large plans in question, they are ’s entitled to special deference frcm this Court. White, supra, 412 U.S. at 769-7740. 111 The district courts were correct in not requiring plaintiffs to demonstrate that the voting plans in question were adopted with an intent or purpose to discriminate against blacks. The test is whether “designedly or otherwise" an at-large or multi-member plan operates to minimize or cancel out minority =32- | voting strength. In .neither White v. Regester nor Whitcomb v. Chavis aid tne cupreme Court say that the Equal Protection rs-wce Of the Fourteenth Amendment resuires proof of official racial intent in cases such as these. Neither Washington v. Davis, supra, nor Village of Arlington Heights v. Metropolitan Housing Development. Corp., 45 U0.S.L.W. 4073 (U.S. Jan. 11, 1977), dealt with at-large or multi-member district plans. Neither case made any reference to White v. Regester, Whitcomb v. Chavis, or any lower court decision dealing with such voting plans. In these circumstances, Washington v. Davis and Arlington Heights cannot properly be interpreted as overruling or modifying the White and Whitcomb criteria. . In several decisions rendered after Washington v. Davis and Arlington Heights, this Court has ruled that the, White standards, as interpreted and applied by the Court in Zimmer v. McKeithen, supra, still govern in this Circuit, | Even if the Equal Protection Clause of the Fourteenth Amendment does require proof of racial intent in the enactment of an at-large or multi-member district plan, the Fifteenth Amendment does not. Washington v. Davis and Arlington Heights . apply only to violations of the Equal Protection Clause, and the Supreme Court has never held that proof of racial effect “33 ir is insufficient to establish a Fifteenth Amendment violation. That proof of official racial purpose is not required under the Fifteenth Amendment is supported by Congress's determination, in enacting Section 5 of the Voting Rights Act, that it can implement the Fifteenth Amendment by proscribing laws which have the effect of ony lng or abridging the right to vote on account of race, regardless of the purpose or sotive behind such laws. Even if proof of racial purpose is required by both the Fourteenth and Fifteenth Amendments, such purpose may be inferred from the facts of both the instant cases. Direct evidence of racial purpose is not required; rather, racial purpose may be shown by circumstantial evicence. forsover , such purpose need not be present in the enactment of the voting plan under review. Findings of cur posstul maintenance of the discriminatory scheme - such as those made in both the instant cases - are sufficient to establish the‘requisite discriminatory purpose. When plaintiffs establish - as they did in the instant cases - the White v. Regester factors of past discrimination, racially polarized voting, and the present unresponsiveness of elected officials, they have made a sufficient showing of invidious racial purpose under the criteria of Washington v. Davis and Arlington Heights, supra. An at-large voting ‘plan, itself racially neutral, is unconstitutional if it carries forward intentional and purposeful discriminatory denial of access to the political process. asa IV ~ The orders of the district SOUL LY 2s to relief were! vell within the courts' broad remedial powers. The structure of the cities' governments is not inmone from federal judicial review and must give way to the re- quirements of -the Constitution. In Mobile, the district court was forced to design an interim plan after the defend- ants failed to respond to the opportunity to submit their own proposals. In Shreveport, the precise contours of. the remedy have not yet been established. The cities' attacks upon the relief granted by the courts below, essentially pleas that no relief at all should have been granted, are without merit. - 35 = ARGUMENT I THE DISTRICT COURTS CORRECTLY HELD THAT THE AT-LARGE SCHEMES FOR ELECTING CITY COMMISSIONERS IN SHREVEPORT AND MOBILE IMPERMISSIBLY DILUTE BLACK VOTING STRENGTH IN THOSE CITIES A. The courts below correctly applied the principles of White v. Regester. 32 White v. Regester teaches that at-large or multi-member district voting plans are not per se unconstitutional. Such plans, however, may violate the Constitution, if they "are being used invidiously to cancel out or minimize the voting strength of racial groups,” 412 U.S. at 765. "The plaintiffs’ burden is to produce evidence to support findings that the politi- cal processes leading to nomination and election were not equally open to participation Be the group. in question ~-- that its members had less opportunity than did other residents in the district to participate in the political processes and to elect legislators of their choice." White v. Regester, supra, 412 U.S. at 766, citing Whitcomb v. Chavis, supra, 403 U.S. at 149-150. To determine whether an at-large or multi-member district voting plan unconstitutionally dilutes minority voting strength, a court must consider a number of factors. Compare White v. Regester with Whitcomb v. Chavis. This Circuit, en banc, discussed these factors in Zimmer v. McKeithen, 485 F.2d 1297 (1973), affirmed on othér grounds sub nom. East Carroll Parish School Board v. Marshall, 424 “36- : 101/ U.8. 636 (1976). The Court stated: The Supreme Court has identified a panoply of factors, any number of which may contribute to the existence of dilution. Clearly, it is not enough to prove a mere disparity between the number of minority residents and the number of minority representatives. Where it is apparent that a minority is afforded the opportunity to participate in the slating of candidates to "represent its area, that the representatives slated and elected provide representation respon- sive to minority's needs, and that the use of a multi- member districting scheme is rooted in a strong state policy divorced from the maintenance of racial discrimination, Whitcomb v. Chavis, suora, would require a holding of no dilution. Whitcomb would not be controlling, however, where the state policy favoring multi-member or at-large districting schemes is rooted in racial discrimination. Conversely, where a minority can demonstrate a lack of access to the process of slating candidates, the unresponsiveness of legislators to their particularized interests, a tenuous state policy underlying the preference for multi- member or at-large districting, or that the existence of past discrimination in general precludes the effective participation in the election system, a strong case is made. - , Such proof is enhanced by a showing of the existence of large districts, majority vote requirements, anti-single shot voting provisions and the lack of provision for .at- 101/ The district court in the East Carroll litigation adopted a reapportionment plan calling for the at-large election of members of both the police jury and the school board of East Carroll Parish, Louisiana. In Zimmer, this Court reversed, finding clearly erroneous the district court's ruling that at-large elections would not dilute black voting strength in the parish. The Supreme Court affirmed, “but without approval of the constitutional views exvressed by [this Court] ," 424 U.S. at 638. The Supreme Court ruled that the district court had erred under Connor v. Johnson, 402 U.S. 690 (1971), in endorsing a multi-member plan. Connor requires federal district courts to give preference to single-member districts when devising reapportionment plans to replace invalid state legislation. Since the Supreme Court did not reach the constitutional issue, its affirmance in East Carroll indicates neither approval nor disapproval of the constitutional views expressed by this Court in Zimmer. | 57 ir large candidates running from particular - geographical subdistricts. The fact of dilution is established upon proof of the existence of an aggregate of these factors. The Supreme Court's recent pronouncement in White v. Regester, supra, demonstrates, however, “that all theses factors need not be proved in order to obtain relief. (485 F.24 at 1305; footnotes omitted.) This Court reiterated these principles in Wallace Vv. 102/ House, supra, 515 F.2d at 623. See also Kirksey v. Supervisors of Hinds County, Mississippi, No. 75-2212, (5th Cir., decided May 31, 1977) (en banc). In our view, "this language is a correct explanation of the principles of White v. Regester and Whitcomb v. Chavis. 102/ In Wallace, the district court held that the at-large scheme for the election of the five aldermen in Ferriday, Louisiana, unconstitutionally diluted black voting power. . It ordered the implementation of a plan calling for the election of the aldermen from single-member districts. This Court reversed, holding that the lower court should have ordered the implementation of a plan proposed by the city providing for the at-large election of one of the five aldermen. The Supreme Court vacated this Court's judgment and remanded the case "for further consideration in light of East Carroll Parish School Board v. Marshall ..." (see note 101, supra). Thus in Wallace the Supreme Court took issue with the form of relief sanctioned by this Court, not with the constitutional principles it had articulated. See Wallace v. House, 538 P.24 1138 (5th Cir. 1976). In cases decided after the Supreme Court's actions in East Carroll and Wallace, this Court has held that the constitutional principles of Zimmer still apply in this Circuit. See Paige v. Gray, supra, 538. P.24 at 1110-1111 n. 4; McGill v. Gadsden County Commission, 535 F.2d 277, 280 (1976); Nevett v. Sides, »33 F.<a 1361, 1364 (1976). ‘This panel, there- fore, is bound by the en banc decision in Zimmer. Cf. Vandenades v. United States, 523 F.2d 1720, 1223 {3th Cir. 1975); Atlantis Develooment corp. v. United States, 379 F.24 818, 828 (5th Cir. 1967). «33.» With due regard for those standards, the district courts found that blacks lacked effective access to Shreveport's and Mobile's political processes; that blacks had long suffered from, and continued to suffer from, the effects of extensive official racial discrimina- tion The courts also found that the city officials in Shreveport were unresponsive to the interests of blacks, particularly in the areas of housing and employment, and Ehak in Mobile, the city commissioners had been unresponsive to black interests in employment, appointments to boards and desegregation of public facilities. The Bolden court further found that the Mobile city commissioners' “sluggish and timid" (423 F. ‘Supp. at 392) response to racial incidents in 1976 demonstrated the “low priority given to the needs of black citizens..." (ibid.). In addition, both courts found that the cities’ majority-vote requirements (majority primary, in Shreveport), "place" requirements, and lack of residency requirements for candidates for city commissioner operated to 103/ The district court in B.U.L.L. did not cite any statistics In support of its statement that black voter registration per- centages remain lower than registration percentages for whites, and the record does not appear to contain such statistics. However, proportionately lower black voter registration is less significant in a case such as this, where blacks constitute a minority of the population, than in a case such as Zimmer v. McKeithen, supra, where blacks constituted a majority of the population, but a minority of the registered voters. Where ‘blacks constitute a distinct population minority, it is unlikely, given racial bloc voting and an at-large system, that they will be able to play a decisive role in any election even if the percentage of blacks who are registered voters equals the . white percentage. - 30 submerge black voting strength. Those findings are sufficient, in both cases, to sSeppont the con- clusion that the at-large schemes «in Shreveport and Mobile were "formulated in the context of an existent intentional denial of 53688 by minority group members to the political process, and ... perpetuate that denial." Kirksey v. Board of Suvervisors of Hinds County, supra, slip. op. p. 9. The facts found by the district courts in these cases are more closely analogous to the facts of White v. Regester than to those of Whitcomb v. Chavis. Facts present in both White and the instant cases include the following: (1) a history of official racial discrimination; (2) the unresponsiveness of elected officials to minority interests; (3) few or no minorities elected to office; (4) a "majority primary" law, a "place" rule, and the absence of a residency requirement. By contrast, in Whitcomb black candidates were - 40 -~ | 104/ regularly slated by both political parties and on several occasions were elected (403 U.S. at 150-152 n.30). Moreover, in Whitcomb elected officials were not shown to be unrespon- sive to black interests (id. at 155), and there was no history of official racial discrimination. The facts of these cases are analogous to those of other cases in which this Court has found that at-large or multi-member voting schemes unconstitu- tionally dilute minority voting power. See, £.9.. Wallace Ve House, supra, 515 F.2d at 622-624; Perry v. City of Opelousas, 515 F.24 639, 641 (5th Cir. 1975); Moore v. Leflore County Board of Election Com'rs, 502 F.2d 621, 624, 627 (5th Cir. 1974); Turner v. McKeithen, 490 F.2d 191, 193-197 (5th Cir. 1973): Zimmer v. McKeithen, supra, 485 F.2d at 1304-1307. 104/ In White v. Regester, supra, the Supreme Court appeared To base its conclusion that blacks in Dallas County,” Texas, were denied access to the political process in part upon the finding that blacks were effectively excluded from participation in the Democratic Party primary selection process for that County. 412 U.S. at 766-767. In neither Shreveport nor Mobile is there a candidate slating process like that in Dallas County. The absence of a candidate slating process in the instant cases is not determinative, however. In holding that Mexican-Americans were excluded from the political process in Bexar County, Texas, the Court in White v. Regester made no reference to any candidate slating process in that county. 412 U.S. at 767-770. Exclusion from a candidate slating process is therefore not an. essential element. It makes no difference at which stage of the political process blacks are excluded. The practical effect is the same, whether they are denied effective participation in orimary or general elections. This is particularly true in Mobile, where, as the district court found, black support for a candidate could have a negative impact on the candidate's chances to be elected. 423 F. Supp. at 388, and see p. 44, infra. - 4] - With the possible exception of Mobile's brief, pp. 35-43 (addressed in part “B" of this section), the appellants do nos expressly challenge the district court's factual findings as clearly erroneous. 10% not clearly cerroneous, they may not be set aside on appeal, Rule 52(a), Fed. R. Civ. P. The district courts' conclusions, based upon these findings, are entitled to deference, "representing as [they do] a blend of history and ... intensely local appraisal/(s] of the design [s] and impacts] of [at-large voting in Mobile and Shreveport] in light of past and present realit[ies], political and . otherwise.” White v. Regester, supra, 412 U.S. at 769-770. B. The Mobile court correctly found blacks were excluded from the political process. Though it is undisputed that no black candidate has ever won an at-large election in Mobile, appellants claim that the district court's ultimate finding of exclusion from the 106/ political process is in error, Brief for Appellants, pp. 1, 105/ Shreveport's discussion of the evidence, Brief, pp. 32-45, fails to demonstrate that any of the district court's findings are plainly wrong. Rather, the soundness of the court's factual findings is illustrated by the discussion at pp. 5-13 of the Shreveport plaintiffs-appellees' brief. 106/ Since the Mobile appellants take issue with the district court's ultimate finding, necessarily a combination of fact and law, the "clearly erroneous" rule probably is inapplicable here. - a3 35-43. The basis for this claim ABpasis to be: (1) blacks have voted in Mobile, particularly ‘since 1965; (2) most candidates solicit the endorsement:of the Non-partisan Voting League; and, (3) some candidates for whom some blacks vote sometimes win. In so arguing, the Mobile appellants fail to credit the impact of racially polarized-voting when it is combined with at-large, numbered place elections. | In Graves v. Barnes, 343 F. Supp. 704, 719, (W.D. Tex. 1972), aff'd. sub nom. White v. Regester, supra, the court said: The underpinning of the apportionment cases is the Fourteenth Amendment right to an effective vote within the general constructs of what 1s essentially a majoritarian system of representa- tive government [citations omitted; emphasis added]. Racially polarized voting, by itself, does not necessarily deprive minorities of fair representation. As the Supreme Court noted in United Jewish Organizations of Williamsburgh, Inc. v. Carey, 45 U.S.L.W. 4221, 4227 (U.S. Mar. 1, 1377), when fair and neutral single-member districts are drawn, a racial minority may lose in any given district, but the overall system of representation will generally reflect fairly the approximate voting strength of majorities and minorities. Thus, so long as whites controlled a majority of Brooklyn's legislative districts, whites could not be heard to complain that they were a minority in the district encompassing Williamsburgh. Where, as in Mobile, the electoral system, y implements and encourages racially polarized voting, and sub- -43- merges a racial minority in a ‘manner that renders its votes impotent, the system is, in effect, "state action" effectuating a racial classification. Cf. Anderson v. Martin, 375 U.S. 399 (1964). Where there is a history of racial discrimination and unresponsiveness to black interests as well as polarized voting, a court may well make the prog- nosis that the at-large system will perpetuate this adverse im- pact upon the racial-minority voter. Cf. Kirksey v. Board of Supervisors of Hinds County, Mississippi, supra. It should be stressed that this is not a political context in which there is occasionally an issue upon which voters divide along racial lines, or a coincidence of black and working class voting, e.g., Whitcomb v. Chavis, supra. The White-Zimmer formula is pre-eminently applicable to the sit- uation in Mobile in which race has demonstrably been, and retains ’ the potential for being, the single most divisive issue. One indication that this is so is the failure of blacks to be elected in any city-wide or county-wide election. As the Graves court said, 343 F. Supp. at 732: It is not suggested that minorities have a constitutional right to elect candidates of their own race, but elections in which minority candidates have run often provide the best evi- dence to determine whether votes are cast on racial lines. All these factors 107/ confirm the fact that race is still an important issue in Bexar county and that because of it, Mexican- Americans are frozen into permanent political minorities destined for constant defeat at the hands of the controlling political majorities. The Mobile appellants' reliance upon the Langan elections (Brief, p. 42) to show black participation in the political process 107/ The reference is to the preceding pages, 343 F. Supp. at 127-1732. - 44 - | is misplaced. The evidence showed, and the district court found, that Langan's white support diminished as his black suppor t increased. Indeed, expert testimony tended to show that black impact on the results of elections declined in direct proportion to their increase in regis- tration and turnout because the heavier the black vote, the greater the "backlash," i.e, the polarization. Nor is this a matter of mere statistical correlation. The campaign literature in Langan's 1969 and 1972 campaigns (see pp. 20, 22-23, supra) demonstrated that nis opposition intended to stimulate and encourage polarization along racial Lines. To be sure, there are pitfalls in attempting 0 analyze the election returns, where both racial and non-racial factors may be present. But the Mobile appellants have not shown that the district court's analysis of the Langan elections (432 F. Suppo. at 388) was clearly erroneous. Nor have they addressed the defeat, in racially polarized run-offs, of black or black identified candidates for other at-large posts in the county. The district court's ultimate finding that blacks are ef- fectively excluded from the political process rests upon a firm factual and legal foundation. 108/ The Mobile apvellants say that Commissioner Greenough “was elected in 1973 on the margin of the black ‘'swing' vote," (Brief, pp. 42-43). While blacks can be a "swing" vote when they vote as a bloc, but the whites do not, in the Greenough- Balley election (see p. 21, supra), both the black and white vote split, though more blacks voted for Bailey than for Greenough. Dr. Voyles offered this election to prove voting was becoming less polarized (Tr. 1123-1136). .In fact, all the 1973 run-off showed was that neither candidate addressed the particularized needs of the black community. - AB PROOF OF INITIAL RACIALLY DISCRIMINATORY INTENT IS NOT AN ESSENTIAL ELEMENT IN CASES CHALLENGING AT-LARGE: VOTING PLANS AS DILUTING MINORITY VOTING STRENGTH ‘A. The test under the Fourteenth Amendment : Is whether a scheme, designedly or otherwise, minimizes or cancels out the voting strength OF 3 tacial minority. Defendants—-appellants contend- that the standard applied by the district courts was incorrect because it failed to include proof of initial racial motive or intent as an essential element. But the test is whether "designedly or otherwise, a multimember constituency apportionment scheme, under the circumstances of a particular case would operate to minimize or cancel out the voting strength of racial or political elements of the voting population." Burns v. Richardson, 384 U.S. 73, 88 (19606) (emphasis added); Fortson 109/ v. Dorsey, 379: U.S. 433, 439 (1965). The inclusion of the term “or otherwise" in the standard indicates that a legislative intent to discriminate is not necessary for a constitutional violation. This Court itself has repeatedly stated a voting plan is unconsti- tutional if it "designedly or otherwise" operates to minimize or cancel out minority voting strength. See, €.9., Panior v. Iberville Parish School Bd., 536 F. 24 101, 104-105 (1976); Ferguson v. Winn Parish Police Jury, 528 F. 24 592, 597 (1976); 109/ The Supreme Court in White v. Regester and Whitcomb v. Chavis omitted the phrase "designedly or otherwise” in de- scribing the standard. This omission was without significance, however, because in the subsequently decided case of Chapman v. Meier, 420 U.S. 1, 17 (13975), the Court described the standard in the language quoted above, including the phrase "designedly or otherwise.” - AB Wallace v. House, supra, 515 F.2d at 622-623; Bradas v. Rapides Parish Police Jury, 508 F.2d 1109, 1113 (1975); Robinson v. Commissioners Court, Anderson County, 505 F.2d 674, 678 n. 3 (1974); Moore v. Leflore County Board of Election Com'rs, supra, 502 F.2d at 623-624 (1974); Zimmer v. McKeithen, supra, 485 F.2d at 1304; Howard v. Adams County Board of Supervisors, 453 F.2d 455, 457-458, cert. denied, 405 U.S. 925 (1372). - In neither White nor Whitcomb did the Supreme Court state that proof of a legislative intent or motive to discriminate was 110/ required. The Supreme Court's decision in White v. Regester does not suggest: that the reapportionment scheme there being attacked was enacted by the Texas Legislature with improper racial motive and intent. Rather, the Court discussed the effect of the reapportionment plan upon minorities in Bexar and Dallas Counties; the Court found it unnecessary to address the question whether the plan was racially motivated. - 110/ In Whitcomb, Justice Douglas, concurring in part and dis- senting 1n part, stated in an opinion concurred in by Justices Brennan and Marshall: A showing of racial motivation is not necessary when dealing with multi-member dis- tricts....[Tlhe test for multimember districts is whether there are invidious effects. 403 U.S. at. 177. wi RF - Following this principle, in Wallace v. House, supra, this Court sustained the district court's finding that an at-large system of electing city aldermen unconstitutionally diluted the black vote. This Court was aware that Louisiana had a policy favoring at-large aldermanic elections that was adopted in 1898 without racial motivation, but EEE fact as irrelevant to a finding of unlawful dilution. Defendants base their intent argument upon Washington Ve. Davis, supra and Village of Arlington Heights v. Metropolitan Housing Develooment Corp., supra. These cases, however, do not require proof of legislative racial intent in cases challenging the constitutionality of at-large or multi- member districts. In Washington v. Davis the Supreme Court sustained the use of a pre-employment test which had a disproportionate adverse impact on black job applicants. In ruling 111/ This Court did, however, consider the long duration of The policy as a factor leading it to modify the relief entered by the district court so that one at-large alderman would remain. Wallace v. House, supra, 515 F.2d at 633-634. The Supreme Court vacated this modification of relief and remanded in light of East Carroll Parish School Board v. Marshall, supra, requiring all sing le-member districts in court reapportionment absent special circumstances. See note 102, supra. =-48- LJ the plaintiffs had failed to demonstrate the discriminatory purpose necessary for a constitutional violation, the Court 112/ cited Wright v. Rockefeller, 376 U.S. 52 (1964), for the proposition that invidious intent is necessary to demon- strate a constitutional violation in legislative redistrict- ing. But the Court did not refer to White v. Regester, supra, or Whitcomb v. Chavis, supra, the leading cases involving multi-member districts. And, in citing with disapproval a number of lower court decisions finding constititutional violations on a showing of discriminatory effect alone "(426 u.s. 244-245, n. 12), the Court included no cases involving at-large voting or multi-member districts, 112/ In Wright v. Rockefeller, supra, plaintiffs alleged that ‘the New York legislature, 1n designing Manhattan's Congressional district, had deliberately created a.single white Seventeenth District by drawing peculiarly shaped dividing lines. Plaintiffs, however, failed to prove that anyone's vote was unlawfully diluted. On the contrary, intervening black plaintiffs contended that 1n view of the high degree of residential racial concentration in Manhattan, any district lines that attempted to diffuse the voting power of Harlem's non-white population might, itself, be “dilutive.” Thus, even if the district lines in fact Followed racially defined neighborhood lines (which the Court doubted), they were so drawn pursuant either to a neutral or a benign pur- pose, neither of which make out a constitutional violation. Cf. United Jewish Organizations of Williamsburgh, Inc. v. Carey, supra. - 49 - even though Zimmer v. McKeithen, supra, and many other ; 113/ similar cases had been decided. In Village of Arlington Heights, supra, the Supreme Court held that a village's refusal to rezone property for the construction of racially integrated low and moderate income housing did not violate the Equal Protection Clause because the plaintiffs had failed to prove that racially discriminatory intent or purpose was a motivating factor in the rezoning decision. In its discussion of the application of Washington v. Davis, the Court cited Wright Vv. Rockefeller, but again failed. to mention White v. Regester, Whitcomb v. Chavis, or any other cases dealing with at-large or multi- member district voting schemes. This analysis supports this Court's conclusion in ’ Kirksey, supra, (slip op. p. 19), that Washington v. Davis and Arlington Heights do not alter the principles of White Vv. Regester and Whitcomb v. Chavis. See also Paige v. 113/ Plaintiffs-appellees in the B.U.L.L. case state In their brief {(p. 20 n. 33) that “Washington v. Davis expressly disapproved a number of Fourteenth Amendment effect cases.... Conspicuously absent from this list were White, its predecessors or progeny, or any Fifteenth Amendment cases." However, Wright v. Rockefeller, supra, cited in Washington v. Davis, was decided uvon the bases of both the Fourteenth and Fifteenth Amendments. See 376 U.S. at 53, 54, 36. See also Wright v. Rockefeller, 211 F. Supp. 460, 469 n.5 (S.D. N.Y. 1962). 50 Gray, supra, where, after suggesting that Washington v. Davis required proof of unlawful motive in cases based . ; 114/ upon Gomillion v. Lightfoot, 364 U.S. 339 (1960), this Court stated at 538 F. 2d 1110: [A]bsent an express finding of discriminatory purpose, the application of Comillion to the assessment of an at-large election plan's validity may be incomplete. Since we conclude that any evaluation of. the 1947 law should be made under more recent and less ambiguous precedents, we do not reach the question of whether the sequence of events leading to the passage of the 1947 Act was sufficiently suspect to compel a finding of racial motivation. The validity of Albany's change from a ward to an at-large system can best be handled by applying the mutifactor test enunciated in.the recent dilution decisions of the Supreme Court and this circuit, notably White v. Regester...and Zimmer Vv. McKeithen... [footnote omitted]. By implication, then, this Circuit has recognized that proof of official racial intent is not required under the White v. Regester and Zimmer v. McKeithen rationale. It is not unusual that proof of official racial intent should not be required in all cases under the Equal Protec- tion Clause alleging racial discrimination. Application of the Equal Protection Clause may require a court to apply different standards in different contexts. Compare, €.9-r Dandridge v. Williams, 397 U.S. 471, 485 (1970) (classifi- cations for the administration of public welfare benefits 14/ Plaintiffs-apoellees in the B.U.L.L. case incorrectly assert in their brief (p. 21, n. 35) that “Gomillion was a Fourteenth Amendment case." See 364 U.S. at 346, 349. -5]1- ir need only have some “reasonable basis"); Craig v. Boren, 429 U.S. 190 (1976) ("classifications by gender must serve important governmental objectives and must be substantially related to achievement of those objectives"); and Dunn v. Blumstein, 405 U.S. 330, 342 (1972) (durational residence requirements for voting must be necessary to promote a “compelling governmental interest"). In Whitcomb v. Chavis, supra, the Supreme Court commented upon the inherent “tendency” of multi-member districts to dilute minority voting strength. 403 U.S. at 143-144. Be~ cause of this, and because of other "practical weaknesses inherent in such schemes," Chapman v. Meier, supra, 420 U.S. at 15, multi-member districts are disfavored in court-drawn reapportionment plans. "[W]hen United States district courts are put to the task of fashioning reapportionment plans to supplant concededly invalid state legislation, single-mem- ber districts are to be preferred absent unusual circum- stances." East Carroll Parish School Bd. v. Marshall, supra, 424 U.S. at 639. See also Chapman v. Meier, supra, 420 U.S. at 18; Connor v. Johnson, supra, 402 U.S. at 692. The normal result of neutral single-member districting is that some districts will be majority black and others "majority white. The percentages of: each race will vary from district to district. In this circumstance, bloc voting assumes a significance which, overall, does not skew the -52- ‘ natural voting strength of minority groups. But the normal result of atolavee elections with numbered posts is to submerge minority groups when there is bloc voting. Thus, the racially discriminatory voting patterns of the majority are given much greater force in an at-large, numbered post scheme than in a neutral single-member districting scheme. Because of this dilutive effect of at-large or - multi-member district voting schemes in such circumstances, it is reasonable that the Supreme Court would not require proof of official racial intent in cases challenging such schemes, e.g., White v. Regester. On the other hand, since fairly drawn single-member district schemes normally do not tend to submerge minority voting power, it is reasonable that the Court would require proof of racial intent in cases challenging such schemes, e.g., Wright v. Rockefeller, 115/ ig supra. The Supreme Court has characterized “the political franchise of voting" as "a fundamental political right, because [it is] preservative of all rights." Yick Wo v. Bopkins, 118 U.S. 356, 370 (1886). "The right to vote freely for the candidate of one's choice is of the essence 115/ Wright v. Rockefeller and Gomillion v. Lightfoot, supra, involved only claims of deliberate racial discrimination; neither involved an at-large or multi-member district scheme. Neither case, therefore, is authority against the proposition that multi-member or at-large schemes may be unconstitutional on the basis of their effects alone. 53 of a democratic society, and any restrictions on that right strike at the heart of representative government. And the right of suffrage can be denied by at debasenent or dilution of the weight of a citizen's vote just as ef- . fectively as by wholly prohibiting the free exercise of the franchise.” Reynolds v. Sims, 377 U.S. 533, 555 (1964) (foot~- note omitted). The Equal Protection Clause requires all votes to be weighted equally; it is consititutionally immaterial whether a multi-member district plan dilutes minority voting strength by the design of legislators or by the operation of other racially discriminatory factors. - 54 - B. The Fifteenth Amendment -does not require proof of raclal intent in cases challenging at-large ‘voting plans. Even if this Court should hold that proof of official racial intent is required to establish a violation of the Equal Protec- tion Clause, it does not follow that the decisions of the courts below must be reversed. The failure of the lower courts to require proof of racial intent may be sustained on the basis of the Fifteenth Spendiani er Washington v. Davis and Arlington Heights pertain only to cases arising under the Equal Protection Clause of the Fourteenth Amendment (and the Due Process Clause of the Fifth Amendment). Since neither case involved a denial or abridgment of the right to vote on account of race, neither can be regarded as establishing a requirement for the Fifteenth Amendment. The Supreme Court has never held that proof that a voting plan which maximizes the impact of private racial bias and has a racially disparate effect is insufficient to establish a Fifteenth Amendment violation. That proof of official 116/ The complaints in both cases alleged a violation of the Fifteenth Amendment. See 71 F.R.D. at 626; 423 F. Supp. at 385. The court in B.U.L.L. expressly based its decision on the Fourteenth Amendment alone. 71 F.R.D. at 636 n. 21. The Bolden court based its decision principally upon White v. Regester and Zimmer v. McKeithen, both of which were Fourteenth Amendment cases. An apoellate court, however, may affirm the ruling of a lower court on any ground that finds support in the record, even where the lower court reached its conclusion from a different or even erroneous course of reasoning. Jaffke v. Dunham, 352 U.S. 280, 281 (1957); Dandridge v. Williams, suvora, 397 U.S. at 475 n. 6; United States ex rel. Barbour v. District Dir. of 3. & NN. 5. 491 F.2d 573, 577 {5th Cir. 1974). “Bp i. C. If proof of racially discriminatory intent is needed, it should be inferred from the facts of the Shreveport and Mobile cases. Even if the Court should hold that both the Fourteenth and Fifteenth Amendments require proof of racial intent, the decisions of the lower courts need not be set aside. The requisite intent, we Ss hrtE. may be inferred from the facts of both of these cases. In Washington v. Davis, supra, the Supreme Court stated: Necessarily, an invidious discrimina- tory purpose may often be inferred from the totality of the relevant facts, in- cluding the fact, if it is true, that the law bears more heavily on one race than another [426 U.S. at 242]. In Village of Arlington Heights, supra, the Supreme Court identified a number of "subjects of proper inquiry in deter- mining whether racially discriminatory intent existed" (45 U.S.L.W. at 4077-4078). The court stated that "“[d]etermining whether invidious discriminatory purpose was a motivating factor demands a sensitive inquiry into such circumstantial and direct evidence of intent as may be available" (id. at 4077). It is clear, then, that neither Washington v. Davis nor - 57 - Arlington Heights requires direct evidence of racial intent. : t The "totality of the relevant facts" of the instant cases justifies the inference that race has been a “motivating factor" in the use of at-large voting in Shreveport and Mobile. Enactment of the schemes in question, moreover, need not be the manifestation of intent upon which the decision must turn. In Graves v. Barnes, supra, the court struck down multi-member district schemes of long standing in Dallas and Bexar counties. While the court made no | finding that the multi-member systems, as such, had been adopted with racially diserininatory intent, the court did make extensive findings with respect to racial bloc voting, past official racial discrimination, and current unresponsiveness of the state legislative delegations to minority interests. These findings furnish the necessary element of intent in a racial-dilution case. In Fortson v. Dorsey, supra, the Supreme Court said that an apportionment scheme may be unlawful if it operates to min- imize or cancel out the voting strength of racial or political elements of the. voting population. Whitcomb v. Chavis, how- ever, made it clear that political minorities have - 88 no constitutional right to be represented despite the fact that they are repeatedly out-vated. What kind of scheme is invalid, then, for cancelling out political elements of the population remains very much an open question. In the racial area Graves v. Barnes, supra, stands at least for these propositions. Where (1) race has been the basis for otticlal action and inaction in the past; and, (2) continues to be a significant factor affecting voting behavior and official action in the present; (3) an appor tionment scheme that relegates the racial minority to political invisibility is necessarily suspect. Assuming that the racial minority in question lives in contiguous and segregated areas, single-member districts, fairly and neutrally drawn, could be expected to lead to some minority representation. At-large apportionmeht, however, incorporates and implements the racial animus manifested in racially polarized voting. It encourages that polarization. by assuring that whites united against black interests will always prevail. Official discrimination, past and present, tends to show both that the exclusion of blacks from effective political participation has been shcoesatul } and that the system has built in, structurally determined political hazards to responding to black interests. Thus when courts find, as they did here, the White - Zimmer factors -59- of past discrimination, polarized voting, and present : { . a unresponsiveness, they have made findings of invidious, racially discriminatory intent. The reasoning of this Court in Kirksey v. Board of Supervisors of Hinds County, Mississippi, supra, is appo- site here. In setting aside a court-ordered single-member district plan for electing the officials of Hinds County, this Court acknowledged that there was no improper racial motive on the part of the draftsman of the plan and that the motives of the county supervisors were neutzdl vi th respect to the drawing of the plan (slip. op. p. 153). Nevertheless, this Court concluded, " twlhete a plan, though itself racially neutral, carries forward intentional and purposeful discriminatory denial of access that is already in effect, it is not constitutional” (id. at 15). This Court held that Washington v. Davis and Arlington Heights did not require proof that the drafting of the plan was racially motivated. This Court assumed, without deciding, that “these cases are to be applied ™ racial minorities’ claims of exclusion from the democratic process" (id. at 18). This Court commented that nevertheless, these cases "would be of particular significance in the present case if the only issue were whe ther the racially neutral plan created such exclusion in Hinds County" (ibid.; emphasis by the Court). Moreover, this Court indicated that the “intent” requirement of these cases is fulfilled if the voting plan, "though -60- neutral in design, was the instrumentality for carrying forward patterns of purposeful and intentional discrimination that already existed in violation of our Constitution" (ibid.). Thus, this Court observed, "the Dallas and Bexar County plaintiffs in White v. Regester were successful, even though they did not prove that the plan in question was a Gomillion v. Lightfoot type of racial gerrymander, because they es- tablished the requisite intent or purpose in the form of the existent denial of access to the political process” (id. at 19). The same is true here. There can be no doubt that blacks in Shreveport and Mobile have been the victims of a “legis- lative and administrative history of official resistance to black efforts to move into the full stream of the democratic process. . ." (ibid.). At-large voting in these cities, even if neutral in design, perpetuates these patterns of- purpose- ful and intentional discrimination by minimizing the effect- jveness of black voting power. Under the Kirksey rationale, therefore, plaintiffs in the instant cases have made a suf- ficient showing of racial purpose. In addition, racially discriminatory purpose may be in- ferred when a scheme is perpetuated after its effects have become apparent. Findings of purposeful maintenance of the discriminatory scheme were made by both district courts in the instant cases. In Shreveport, in 1970, a proposal to change the city charter was presented to the electorate. -61~ It was widely known among voters that, under the proposed revision, council members would be elected from single member districts, some of which would have a predominantly black constituency. Notwithstanding strong support by blacks at the polls, the proposal soundly was defeated in a city-wide referendum. 71 F.R.D. at 629. Similarly, the Bolden court noted that Mobile's state legislative delegation can prevent a local redistricting bill from reaching the floor of the state legislature, and that : .« «Whenever a redistricting bill of any type is proposed by a county delegation member, a . major concern has centered around how many, if any, blacks would be elected. 423 F. Supp. at 397. Later (id. at 398), the court held that “there is a ‘current' condition of dilution of the black vote resulting from intentional state legislative inaction . . .+" [emphasis by the court]. | We submit, therefore, that even if proof of racial motive or intent is required, plaintiffs in the instant cases have met their burden. III. THE DISTRICT COURTS' ORDERS WERE COMPELLED ’ BY THE CIRCUMSTANCES OF EACH CASE, AND WITHIN THE COURTS' REMEDIAL POWERS In both the instant cases, the courts' orders enjoining the use of at-large elections were necessary consequences of their findings that such elections unconstitutionally ‘diluted black voting strength in Shreveport and Mobile. A strict wf 2= commission -form of government is incompatible with single- member district elections. E( Neither Shreveport nor _ Mobile demonstrated a state or local interest either in at-large elections or a strict commission form of govern- ment sufficient to justify that system's dilutive effect. Nor has either city thus far proposed a form of government de- signed to retain the primary feature of commission government-- fusion of executive and legislative roles--while eliminating the racially dilutive effect of the present systems of represent- ation. Thus, Shreveport's claim that the relief exceeded the scope of the violation (Br., 46-49), and Mobile's claim that the court gave too 1ittle weight to its longstanding interest in commission government (Br., 47-48), are at bottom contentions that the commission system is immune from judicial alteration. These contentions lack merit. p First, both courts properly weighed the cities' alleged stake in the commission form of government. They found that state laws in Louisiana and Alabama permit but do not compel Shreveport and Mobile to be governed by commissions, and therefore state policy, in both cases, is neutral on the 118/ B.U.L.L. v. Shreveport, supra, 73.F.R.D. at 637; Bolden v. City of Mobile, supra, 423 F. Supp.at 387. Commission governmant 1S theoretically compatible with pure at-large elections, without place requirements, a system less dilutive than place elections; see Zimmer, Supra, 435 FPF. 2d at 1305. Pure at-large elections were not, under Connor Vv. Johnson, supra, among the district courts' remedial altern- atives in these cases. -63~ subject of at-large elections. Bolden, supra, 423 PF. Supp. 119/ at 401; B.U.L.L., supra, 71 F.R.D. at 627, 635. The only evidence of Mobile's strong interest in its commission system appears to be the fact that it has not been abolished. The record also reflects that a major reason it has not been abolished is that the gliv's. Sesto legisla- tive delegation has refused to endorse a suitable substitute, and that reluctance to permit blacks an effective voice has played a role at least in the most recent senatorial veto of a city government bill. In Zimmer, supra, 485 F. 2d at 1305, this Court acknow- ledged that minorities have a better oppor tunity to affect the outcome in pure at-large elections than they do in a system of “place” elections. In pate at-large elections (which permit single-shot voting), blacks can throw their weight behind a single candidate and withhold their vote from all the others, thus enhancing the possibility that at least one candidate of their choice will come out among the top three. In 1965, Mobile took a step away from the less dilutive, pure at-large system; by introducing functional posts, the city strengtnened and locked in its original "place" requirements. (This change could not have 119/ Similarly, in Zimmer v. McKeithen, supra, state law permitted, but did not require, at-large elections for police juries and school boards. See 485 F.2d at 1301-1302, gl | Pesae ; been onc: ced in the 1977 elections in ary event because of the outstanding Attorney General objection.) To the extent that duration, alone, can evidence ga more-than-tenuous governmental interest in a particular electoral system, however, Mobile's current System can claim only: 11, net 66 years, of continuous existence, Manifestly, the fact that an apportionment i Plan is adopted in ga popular referendum is insufficient to sustain its constitutionality Or to induce a court of equity to refuse to ACL. + «i A citizen's constitutional right can hardly be infringed simply because a legislative apportionment plan was approved ; by the electorate is without federal con- stitutional significance, if the scheme adopted fails to satisfy the basic require- ments of the Equal Protection Clause. . .. Lucas v. Colorado General Assembly, 377 0.8. 713, 736~ 737 (1964). | Second, equitable powers of federal courts to remedy : Past wrongs are broad. “Traditionally, equity has been Public and Private needs." Brown v. Board of Education, 349 u.s. 294, 300 (1955) (Brown 11). "Once a right and I Er m _ — _ — — — — _ _ — _ . t t 3 Ao -65- a violation have been shown, the scope of a district court's equitable powers to remedy past wrongs is broad, for breadth and flexibility are inherent in equitable remedies... [T]he nature of the violation determines the scope of the remedy." Swann v. Charlotte-Mecklenburg Board of Education, 402 U.S. 1, 15,.16 (1971). Here, the nature.of the violation was the dilutive effect of the at-large, numbered post feature of the commission form of government. The Seventh Circuit recognized that the commission form of government may not be used to circumvent the requirements of the Equal Protection Clause in Kendrick v. Walder, supra. Plaintiffs in Kendrick, black residents of the City of Cairo, Illinois, brought a class action charging that the at-large system for electing city councilmen under the cormtosion form of government in Cairo diluted black voting strength in violation of the Fourteenth and Fifteenth Amendments. 12 The district court granted the defendants' motion to dismiss the complaint. The court of appeals reversed, holding that the complaint stated a cause of ‘action under the Equal Protection Clause of the Four teenth Amendment. The court of appeals stated at 527 F.2d 50-511 [T]he need for citywide solutions to the problems in Cairo is counter-balanced by the plaintiffs' allegations that their interests are not synonymous with those 120/ Cairo adopted the commission form of government in 1913. Sea 527 FP. 24 .at 51. -66- ie of the white majority and are frustrated by the use of at-large elections which guarantee the election of those who are unresponsive to their needs.... The citizens of Cairo cannot, therefore, by adopting the commission form of govern- ment dilute the plaintiffs' votes. The commission form of government is not immune from judicial alteration, then, when it proves unlawfully to dilute the voting strength of a racial minority. Once ; at-large elections are enjoined, some form of government employing single-member districts must be adopted. In neither case has the city been left without some choice as to what the substitute will be. Shreveport was given a year to devise a plan; Mobile failed to come up with a single-member district plan and so the court adopted a temporary plan for the August 1977 elections, effective only until an acceptable substitute is enacted. In a commission system, the commissioners exercise both executive and legislative powers. The district court de- cisions in these cases preclude at-large elections of the cities' only legislative bodies. Not necessarily precluded, however, are mixed plans. For example, it is possible that Mobile could be governed by an ll-member council, 8 members elected from single-member districts and exercising only legislative power, and three elected at-large and functioning as both legislators and executives. Such a system might be justified because of “special circumstances," Paige v. -57~ Gray, supra, 538 F. 24 at 1111, ‘i.e., that the latter three 121/ would be fulfilling executive as well as legislative roles, if the net effect is not substantially to dilute the impact of the black vote. The validity of any mixed plan might, additionally, depend upon the degree to which the vote tends to be polarized and the degree to which residential patterns permit equal and nondilutive Slstrlosing: For example, it is conceivable that in a severely polarized environment, any system of representation that offers blacks the possibility of electing less than one third of the total governing body would necessarily be dilutive. These are matters which a dis- trict court would have to consider in evaluating substitute plans, with all the facts before them. All that we urge, here, is that in evaluating a 2737, the district courts give ok weight to the values represented by the dual-role facet of the commission form of government. To the extent that the cities' attacks upon the relief granted by the courts below, however, are essentially pleas that no relief at all should have been granted, they are without merit. 121/ We take it as given that officials fulfilling only executive roles may, and probably should be, elected at large. -68- CONCLUSION For the foregoing reasons, the judgments of the district courts should be affirmed. Respectfully submitted, DREW S. DAYS, III Assistant Attorney General Vv BRIAN K. LANDSBERG v WALTER W. BARNETT DENNIS J. DIMSEY MIRIAM R. EISENSTEIN Attorneys Department of Justice Washington, D.C. 20530 CERTIFICATE OF SERVICE I hereby certify that I have this day served the foregoing Brief for the United States as Amicus Curiae on the parties to these cases by mailing two copies to their respective counsel, postage prepaid, guaranteed overnight delivery, as indicated below: Neil Dixon 425 Lane Building Shreveport, Louisiana 71101 Robert E. Piper, Jr. 800 Petroleum Tower Shreveport, Louisiana 71101 Eric Schnapper Suite 2030 10 Columbus Circle New York, New York 10019 BHilry Huckaby, 111 Suite B 2600 -Jewella Avenue ; Shreveport, Louisiana 71109 C.B. Arendall, Jr. William C. Tidwell, III Travis M. Bedsole, Jr. P.O. Box 123 ‘Mobile, Alabama 36601 Fred G. Collins, City Attorney City Hall Mobile, Alabama 36602 J.U. Blacksher Larry T. Menefee Crawford, Blacksher, Figures and Brown 1407 Davis Avenue Mobile, Alabama 36603 Edward Still 601 Title Bldg. Birmingham, Alabama 35203 #% (continued) I further certify that I have this day served the foregoing Brief for the United States as Amicus Curiae upon the counsel named below by personally delivering two copies to them at the address indicated: Charles S. Rhyne William S. Rhyne Donald A. Carr Martin W. Matzen 400 Hill Building Washington, D.C. 20006 This (th day of June 1977. Abn). Khimass DENNIS {/ DIASEY (/ Attorney Department of Justice Washington, D.C.” 20530