Memo from Winner to Williams,et. al; Defendants' Motion to Reconsider Denial of Motion to Stay; Defendants' Reply to Memorandum in Opposition to Defendants' Motion to Stay
Correspondence
November 23, 1981 - November 25, 1981

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Case Files, Thornburg v. Gingles Hardbacks, Briefs, and Trial Transcript. Memo from Winner to Williams,et. al; Defendants' Motion to Reconsider Denial of Motion to Stay; Defendants' Reply to Memorandum in Opposition to Defendants' Motion to Stay, 1981. baec6006-d992-ee11-be37-6045bddb811f. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/783bbd57-de14-4995-86d5-c94f043b115c/memo-from-winner-to-williams-et-al-defendants-motion-to-reconsider-denial-of-motion-to-stay-defendants-reply-to-memorandum-in-opposition-to-defendants-motion-to-stay. Accessed April 06, 2025.
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q f I No. 83-1968 IN THE SUPRE}IE COURT OF THE UNITED STATES Oct,ober Term, 1984 == ====================-= ======-== LACY H. THORNBURG, et aI., Appellants, V. RALPH GINGLEST €t aI., O*"*".=. --__:t=-======= ====== ====== === ===== == On Appeal from the United States District Court for the Eastern District of North Carolina ===a=============t=========a=39======t=== BRIEF FOR APPELLEES JULIUS L. CHAT.IBERS ERIC SCHNAPPER C. I,ANI GUINIER i NAACP Legal Defense and Educational Fund, fne. 15th Floor 99 Hudson Street New York, New york 10013 (212) 21 9-1 900 TESLIE J. WINNER Ferguson, Watt, Wa11as, a Adkins, p.A. 951 S. Independence B1vd. Charlotte, North Carolina 29202 - ( 704 ) 375-846 1 ATTORNEYS FOR APPELLEES, Ralph : Oingles, er al. rCounsel of Record I QUESTIONS PRESENTED ( I ) Does section 2 of the Voting Rights Act require Proof that minority voters are totallY excluded from the Polit,ical process? (21 Does the election of a minoritY candidat,e conclusively establish the existence of equal electoral opporEunitY? (3) Did the district court hold that . section 2 requires either proportional rePresentation or guaranteed minoritY electoral success? 1- ({) Did the distrlct court cor- rectly evaluate the evidence of raclally Polarized voting? (5) Was tbe district courtrg finding of unequal electoral oPPortunltY 'clearly erroneoug"? I I , ii TABLE OF CONTENTS page Questions Presented .............. i Table of Authoritigs ....... o..... vi Statement of thg Casg .... ........ 1 Findings of the District Court . o. 7 Summary of Argument .............. 15 Argument f. Section 2 Provides Minority voters an Equal Opportunity to E1ect Representatives of their ChOice ................. 19 A. The Legislative HistorY of the 1982 Amendment of Sgction 2 .............. 21 B. Equa1 Electora1 OPPor- tunity is t,he StatutorY Standard ... o......... .. 44 C. The Elect,ion of Some ttinority Candidates Does Not ConclusivelY Establish the Existence of Equa1 Electoral OPPor- tunitY ............... 50 r11 II. III. rv. Page The District Court Re- quired Neither Proportional Representat,ion Nor Guaran- teed llinority PoIitical Success ..... ........ o 64 The District Court, Applied the Correct Standards In Evaluating the Evidence of Polarized Voting .. o....... 70 A. Summary of the District Courtrs Findings ...... 73 B. The Extent of Racial Polarization was Sig- nificant, Even Where Some Blacks Won ....... 76 Appellees urere not Re- quired to Prove that Whit,e Voters I Failure to Vote for Black Candidates was Racially Motivat,ed .o.. 81 The District Courtrs Finding of the Extent of Racially Polarized Voting is not Clearly Erroneous ............. 88 The District Court Finding of Unequal Electoral Oppor- tunity Was Not Clearly Erroneous ..... The Appl RuIe 52 icability of 1V c. D. A. 95 95 c. G. Conclusion ... Evidence of Prior Voting Discrimi- nation ..o............ Evidence of Economic and Educational Dis- advantages ........... Evidence of Racial Appeals by White Candidates ...... o.. o. Evidence of Po1ar- izgd Voting .......... The Majority Vote Requirement . o..o..o.. Evidence Regarding Electoral Success of ltinority Candi- dates . . . ... .. . o . . . . . . B. Page 102 107 113 118 118 121 D. E. F H. I. The Responsiveness Issug ................ 1 30 Tenuousness of the State PolicY for Multi- member Districts .. o. . 1 31 ' . . . . . . . . . 135 TABLE OF AUTHORITIES Cases Sage 100 Alyeska eipeline Service v' Wilder- ness SocietY, 421 U.S' 240 (1975) """""o"""' Anderson v. CitY of Bessemer Citv, U.S. , 84 i:Ea.ztr-ste (1995) ...... 15,98,99 Andersorl v. [tills , 664 F.2d 5OO (5th Cir. 1981) ""'o"' 84 Bose CorP. v. Consumers Union, 80 L.Ed.2d 502 (1984) ....." 98 Buchanan v. CitY of Jackson, 708 E.2d 1066 (5th Cir' 1983) ...""""'o""""" 96 City of Port Arthur v. U.S', I Sr 7 F. SuPP . 987 , affirmed 459 u. s. r-:ig ( 1 982i:. . . 85, 120 City of Rome v. U.S., 446 U'S' 156 (1980) ...-...-...o-- 72r991120 CoIlins v. CitY of Norfolk, 768 F.2d 572 (4th Cir' JuIY 22,1985) .....""'o..' 96 -VI Page Cases Connecticut v. Tea1, 457 U.S. 440 (1982) "..""""' 63 Cross v. Baxter, 604 F.zd 875 (5tfr Cir. 1979) ......... o.. o David v. Garrison, 553 F.2d 923 (5t,h Cir. 1977 ) ..... - -...... Dove v. Moore, 539 F.2d 1152 (8th Cir. 1976) ............. Ernst and Ernst v. Hochfelder, 425 U.S. 185 ( 1975) ..... o... Garcia v. United Statesl U.S. _ 105 S.Cr. 4'79 (19rr) .... GasEon CountY v. United States, 395 U.S. 285 (1959) .....o... 56 110 110 50 36 107 Gilbert v . St,errett, 508 F. 2d 1389 (5th Cir. 1915) -..-o... 96 Harper & Row, Publisher v- Nat,ion, U. S. -. 85 L. Ed. 2d 588 (198f......7...r.-... 98 Hendrick v. Walder, 527 F.2d 44 (7th Cir. 1975) .....-....... 110 Hendrix v. JosePh, 559 F.2d 1255 (5th Cir. 1977) ...-o... 96 Hunter v. Underwood, U-S. , 85 L.Ed.2d 222 (T96S) ...:. 99 -vii- Page Cases Jones v. City of Lubbock | 727 E .2d 354 ( 5th Cir. 1 984 ) ; reh'rg en banc denied, 730 F.2d 233 (1984) ggr96,130 Kirksey v. Bd. of Supervisors, 554 F.2d 139 (5th Cir. 1977)... 55 Kirksey v. City of Jackson, 699 ?.2d 317 (5th Cir. 1982) .... 84 Lodge v. Buxton, Civ. No. 176- 55 (S.D. Ga. 10/26/781 , af f rd Rogers v. Lodge, 458 U.S;- 613 (1982) Major v. Treen, 574 F. Supp. 325 (E.D. La. 1983) (three judge court ) 55t71r78 McCarty v. Henson, 749 F.2d 1134 (5th Cir. 1984), aff'd 753 F.2d. 879 (5th Cirl- (1985) ............... 96 McCleskey v. Zant, 580 F. Supp. 380 (N.D. Ga. 1984), aff 'd 753 F.2d 877 ( sth Cir. 19851:. . . 86 McGiIl v. Gadsden County Commission, 535 F.2d 277 (5th Cir. 19761 Mclulillan v. Escambia County, 748 t'.2d 1037 (11th Cir. 1984) .. 108,130 I'tetropolitan Edison Co. v. PANE, 460 U.S. 766 (1983) viii- 80 96 98 Cases lliss iss ippi RePubl ican Execu- , tive Committee v. Brooks, u.s. , 105 S.Ct,. affi (1984J-........ c........ Mobile v. Bo1den, (1980) ...... 446 U.S. 55 Page .22 t23 r24 r30, 82 85 NAACP v. Gadsden CountY School Board, 691 F.2d 978 (1lth Cir. 1982) .................. Nevett v. Sides, 57 1 F.2d 209 (1978) ....... .. o.. 58159 Parnell v. RaPidas Parish School Board, 563 F.2d 180 (5th Cir. 1977) ...........-...... 95 Perkins v. CitY of West Helena, 675 F.2d 201 ( 8t,h Cir. 1 982 ) , aff'd mem. 459 U.S. 801 TT9EZ):... .. o... .. ... . . . . . -. 85 Rogers v. Lodge, 458 U.S. 613- (1982) .....o...... 79r80r85r99r130 South Alameda SPanish SPeaking Org. v. CitY of Union City, 424 F.2d 29'l (9th Cir. 1970)..............."" 84 Strickland v. Washington, U.S. _, 80 L. Ed.2d 67 4 (Ty64 ) . - United Jewish Organizations v- Carey, 403 U.S. 144 11977) ...................... IX 80 98 68 Page Cases U.S. v. Bd. of Supervisors of Forrest County, 57 1 F.2d 951 ( 5th Cir. 1978) ......... 55 U.S. v. Carolene Products Co., 304 U.S. 144 (1938) ......... 71 U.S. v. Dallas County Commission, 739 F.2d 1529 (11th Cir. 'l 984) ....o....o..... ....... 97 U.S. v. Executive Committee of Democratic Party of Greene County, Ala. 254 F. Supp. 543 (S.D. Ala. 1966) 84,85 U.S. v. l'{arengo County Commission, 731 F. 2d 1 546 ( 1 1 th Cir. 1984) 56,57 ,85,96, 108,130 Velasquez v. City of Abilene, 725 F.2d 1017 (5th Cir. 1980).... 56,96 WaIIace v. House, 515 F.2d 519 (5th Cir. 1975) 56, 59 WhiEcomb v. Chavis, 403 U.S. 124 (1971) .................. 129 White v. Regester, 41 2 U.S. 755 (1973) ......... passlm Z immer v. trlcKeithen , 48 5 F.2d 1297 (5ttr Cir. 1973)(en banc), aff'd sub nom East Carroll F,iiTEn-Eh6'dT Board v. Marshall , 424 U.S. 536 ( 1976) .... 30,55,58,95 x Page OTHER AUTHORITIES Stat,utes Section 5, Voting Rights Act of 1965, 42 U.S.C. S1973c .............. ' 3r4r221133 Voting Rights Act Amendments of 1982, Section 2, 96 Stat. 131 , 42 U.S.C- 51973 ......."""".."" Federal Rules of Civil Proceduret pass rm RuIe 52(a) ............ 57 r98r'100r101 Constitutional Provisions i Fourteenth and Fift,eenth Amgndmgnts .............' " House and Senate Bills pass 1m L_ lI. R. 31 98, 97th Cong . , 1 st Sess. 52 . o. . .. . ... t ' " ' " " " ' o H.R. 3112, 97th Cong.r 1st Sess., 5201 .............. Senate Bill S. 1992 ..... -... o o Congressional BePorts House Report No. 97-227, 97th Cong., 1st Sess. (1981) Senate RePort No. 97-417, 97th Cong., 2d Sess. (1982) x1 23 23 33, 34, 36 pass Im pass im Page Congressional Hearings Hearings before the Subcommittee on Civil and Constitutional Rights of the House JudiciarY Committee, 97th Cong-, 1st Sess (1981) ........""""o"' 23 Hearings before the Subcom- mittee on the Constitution of the Senate JudiciarY Committeeon S.53, 97th Cong., 2d Sess. (1982) ..o...... 28r34t35r41, 42,43 Congressional Rgcord 128 Cong. Rec. (daily ed. Oct- 2, 1981) ..............." 128 Cong. Rec. (dailY ed., Oct. 5, 1981) ....o........"' 128 Cong. Rec. (dailY ed. Oct- 15, 1981) ............"o 128 Cong. Rec. (dailY ed. June 1982) . .. ..... ... o. . .. 128 Cong. Rec. (daily ed. June 1982) .............".."' 128 Cong. Rec. (dailY ed. June 1982) .................'. 128 Cong. Rec. (daily ed. June 1982) .................... xl1 25 t26 t29 26,27 ,29 29 9, 35r37 r40r47 48 ,54 r82 10, 35 ,37 15, 29 ,34,37 ,82 16, 55 Page 128 Cong. Rec. (daily ed. June 1'7, gdzl .......... o....... rr r13 rr21rre2 128 Cong. Rec. (daily ed. June 18; 1982) . . . . . . o . . . 29 ,37 ,46 ,48 r 53 72,82 128 Cong. Rec. (dailY ed. June 23, 1982) ........."""' t{iscel}aneous Joint Center for Political Studies National Roster of Black Elected Officials (1984) .........o."'''"'' Los Anseles T:T:::.T:: .:,'........ WaIl Street Journal, l'lay 4, 1982 .............. " " " " New York Times, Dec. 18, 1981, p. B'l , COI . 4 ...o.""..' x 111- 34 43 43 41 STATEMENT OF THE CASE1 This is an action challenging the districting plan adopted in 1982 for the election of the North Carolina legisla- ture. North Carolina has long had the smallest percentage of blacks in its state legislature of any state with a substan- tial black populati on.2 Prior to this litigation no more than 4 of the 120 state representatives r oE 2 of the 50 stat,e The opinion of the district court as reprinted in the aPPendix to the Jurisdictional Statement has two signifi- cant tlpographical errors. The Appendix at J.S. 34a and 36a states, "Since then two black citizens have run successfulLy in the (Mecklenburg Senate district) ..." and 'In Halifax County, black citizens have run successfuIly... " Both sentences of the opinion actually read 'have run unsuccessfully.n (Emphasis added). Due to t'Eese and other errors, the opinion has been reprinted in the Joint Appendix, at JA5-JA58. See Joint Center for PoIitical Studies, National Roster of Black Elected Officials (1984) 14, 16-17i JA Ex. VoI. I, Ex. l. 2 senat,ors, were black.3 etthough blacks are 22.4t of the state populationT the number of blacks in either house of the North Carolina legislature had never exceeded 4t. The first black was not elected to the House until 1958, and the first black state senator was not elected until 1974. North Carolina makes greater use of at large legislative elections than most other states; under the 1982 districting plan 98 of the 120 representatives and 30 of the 50 state senators were to be chosen from multi-member districts.4 In July 1 981 , following the 1 980 census, Nort,h Carolina initially adopted a redistricting plan involving a t,otal of 1 48 multi-member and 22 single member dis- srip . 96, Stip. Ex. Sess. Laws 67. JA 94-5. BB and EE, Chapters 1 and 2 of 2nd Extra Session 1982, JA 3 4 tr icts . 5 3- Under t.his Plan every single House and Senate district had a white majority.6 There was a population devia- tion of 22* among the proposed districts. Forty of North Carolina's 1 00 counties are covered by section 5 of the Voting Rights Act; accordingly, the state was required to obtain preclearance of those portions of the redistricting plan which affected those 40 counties. North Carolina submitted the 1981 plan to the At,torney Ge neral, who entered ob jections to both the House and Senate plans, having concluded t,hat "the use of large multi- member districts effectively submerges cogni zable concentrations of black St,ip. Ex. D and F, Chapters 800 and 821 Sess. Laws 1981, JA 61. The opinion states one district ldas majority black in PoPulation, JA7, referring to the second 1 981 P1an, enacted in October after this lawsuit $ras filed. Stip. Ex. L, JA 62. 4- population into a majority white elec- torate.' Stip. Ex. N and O, JA63. For similar reasons, the Attorney General also objected to Article 2 Sections 3 ( 3) and 5(3) of the North Carolina Constitution, adopted in 1967 but not submitted for preclearance unt,il af ter this lawsuit was filed, which forbade the subdivision of counties in the formation of legislative districts. Stip. 22, JA 63. Appellees filed this action in September 1981, alleging, inter aIia, that the 1 98 1 redistricting plan violated section 2 of the Voting Rights Act and the Fourteenth Amendment. Following the objections of the Attorney General under section 5, the state adopted two subse- quent redistricting plans; the complaint was supplemenLed to challenge t,he final plans, which vrere adopted in April , 1982. Stips. 42,43i JA 67. In June 1982 Congress 5- amended section 2 to forbid election practices with discriminatory results, and the complaint i{as amended to reflect t,hat change; thereafter the litigation focused primarily on the aPplication of the amended section 2 to the circumstances of this case. Appellees contended t'hat six of the multi-member districts had a discriminat,ory result which violat,ed section 2, and that the boundaries of one single member district also violated that provision of the Voting Rights Act. After an eight day trial before Judges J. Dickson Phi11iPs, Jr., Franklin T. Dupree 1 Jr.1 and W. Earl Britt, JE., the court unanimously upheld plaintiffs' section 2 challenge. The court enjoined elections i n the challenged districts pending court approval of a districting plan which did not violate section 2.7 By Appellees did not challenge all multi- 6- subsequent orders, the court approved the State I s proposed remedial districts for six of the seven challenged districts. The court entered a temporary order providing for elections in 1984 only in one dis- trict, former House District No. 8, after appellants I proposed remedial plan vras denied preclearance under section 5. The remedial aspects of the litigation have not been challenged and are not before this Court. On appeal appellants have disputed the correctness of the three judge district courtrs decision regarding the 1egal i ty of five of the six disputed multi-member districts. Although appel- lants have referred to some facts from member districts used by the state and the district court did not rule t.hat the use of multi-member districts is per se illegal. The district court's orE6f Iil?ves untouched 30 multi-member districts in the House and 13 in the Senate. 7- House District No. 8 and Senate District No. 2, they have made no argument in their Brief that is pertinent to the lower court I s decision concerning either of these districts.S Like the unit,ed states, we assume that the correctness of the decision below regarding House District No. 8 and Senate District No. 2 is not within the scope of this aPPeaI. THE FINDINGS OF THE DISTRICT COURT The gravamen of aPPellees' claim under section 2 is that minority voters in the challenged multi-member districts do not have an equal opportunity to partici- pate effectively in the political process, The Court did not note probable juris- diction as to Question II, the question in the Jurisdictional Statement concerning these two districts, and even the Solicitor General concedes that there is no basis for aPPeal as [o these two districts. U.S. Br. 1 1. I and particularly that they do not have an equal opportunity to elect candidates of their choice. Five of the challenged 1982 multi-nember districts were the same as had existed under the 1971 p1an, and the one that was different, House District 39, was only modified slightly. The election results in those districts are undisputed. Until 1972 no black since Reconstruction had been elected to the legislature from any of the counties in question. The election results since 1972 are set forth on the table on the opposite page. As that table indicates, prior to 1982 no more than 3 of the 32 legislators elected in any one election in the challenged districts h,ere black, in 1981, when this action was filed, five of the seven districts were represented by all white delegations, and three of the districts stilI had never elected a black legisla- 9 tor. The black population of the chal- lenged districts ranged from 21.8t to 39.5t. JA 21. The district court held on the basis of this record and its examination of election results in local offices that " I t ] he overall results achieved t,o date are minimal." JA 39. The court noEed that, following the filing of this action, the number of successful black legislative candidates rose sharply. It concluded, however, that the results of the 1982 election hrere an aberration unlikely to recur again. It emphasized in particular that in a number of instances "the pendency of this very litigation worked a one-time advantage for black candidates in the form of unusual organized political support by white leaders concerned to forestall single-member districtiDg." JA 39 n.27 . 10 The district court identified a number of distinct practices which put black voters at a comparative disadvantage when placed in the six majority white multi-member districts at issue. The court noted, first, that the proportion of white voters who ever voted for a black candidate was extremely low; an average of 81t of white voters did not vote for any black candidate in primary elections involving both black and white candidates, and those whites who did vot,e for black candidates ranked them last or next to last. JA 42. The court noted thaE in none of the 53 races in which blacks ran for office did a majority of whites ever vote for a black candidate, and the sole election in which 50t voted for the black candidate was one in which that candidate r.ras ru nni ng unopposed . JA. 43-48 . The district court concluded that this pattern 11 of polarized voting put black candidates at a severe disadvantage in any race against a whit,e oPPonent. The district court also concluded that black voters were at a comparative disadvantage because the rate of registra- tion among eligible blacks was substan- tiaIly lower than among whites. This disparity further diminished the abilit,y of black voters to make common cause with sufficient numbers of like minded voters to be able to elect candidat,es of their cho ice . The court f ound t,hat these disparities in registration rates were the lingering effect of a century of virulent official hostility towards blacks who sought to register and vote. The t,act,ics adopted for the exPress PurPose of disenfranchising blacks included a poll tax, a literacy test with a grandfather clause r os well as a number of devices 12 which discouraged registrat,ion by assuring the defeat of black candidates. JA 25-26. When the use of the state literacy test ended after 1970, whites enjoyed a 50.6t t,o 44.6t registration advantage over blacks. Thereafter registration was kept inaccessible in many places, and a decade Iater the gap had narrowed only sIightly, with white registration at 56.7t, and black registration at 52.71. JA 26 and n.22 . The trial court held that the ability of black voters to elect candidates of their choice in majority white districts hras further impaired by the fact that black voters were far poorer, and far more often poorly educated, than white voters. JA 28-31. Some 30t of blacks had incomes below the poverty line, compared to 10t of whites; conversely, whites were twice as Iikely as blacks to earn over $20r000 a 13 year. A1most all blacks over 30 years oId attended inferior segregated schools. JA 29. The district court, concluded that this lack of income and education made it d i f f icult for black vot,ers to elect candidates of their choice. JA 31. n.23. The record on which the court relied included extensive testimony regarding the difficulty of raising sufficient funds in the relatively poor black community to meet the high cost of an at-large cam- paign, which has to reach as many as eight times as many voters as a single district campaign. (See notes 107-109, infra). The ability of minority candidates to win white votes, the district court found, $ras also impaired by the common practice on the part of white candidates of urging whites to vote on racial lines. JA 33-34. The record on which the court relied 14 included such appeals in campaigns in 1976, 1980, 1982, and 1983. (See page 115, infra). In both 1980 and 1983 white candidates ran newspaper advertisements depicting their opponents with black leaders. In 1983 Senator Helms denounced his opponent for favoring black voEer registration, and in a 1982 congressional run-off white voters 'dere urged t,o go to the polls because the black candidate would be "bussing" Isic] his "block" Isic] vote. (See pp. 1 16-18, infra). The district court, after an exhaus- t,ive analysis of this and other evidence, concluded that the challenged multi-member dist,rict,s had the effect, of submerging black voters as a voting minority in those districts, and thus affording them "less opportunity than ... other members of the 15 electorate to participate in the Political process a nd t,o elect rePresentatives of their choice.' JA 53-54.9 SUII{MARY OF ARGUII{ENT Section 2 of the Voting Rights Act was amended in 1982 to establish a nationwide prohibition against election practices with discriminatory results. Specifically prohibited are Practices that afford minorities "Iess opportunity than other members of the electorate to part icipate i n the pol it,ical Process and to elect representatives of their choice". (Emphasis added). In assessing a claim of unequal electoral opportunity, the courts are required to consider t,he "totality of circumstances'. A finding of unequal Based on similar evidence the court made a parallel finding concerning the fracturing of the minority community in Senate District, No. 2. JA 54. 't5 opportunity is a factual finding subject to Rule 52. Anderson v.@ C ity, U. S. (1985). The 1982 Senate Report specified a number of specific factors the presence of which, Congress believed, would have the effect of denying equal electoral opPor- tunity to black voters in a majority white multi-member district. The three-judge district court below, in an exhaustive and detailed opinion, carefully analyzed the evidence indicabing the presence of each of those factors. In light of the totality of circumstances established by that evidence, the trial court concluded that minority voters were denied equal electoral opportunity in each of the six challenged multi-member districts. The court below expressly recognized that section 2 did not require proportional representation. JA 17. 17 Appellants argue her-e r ds they did at triaI, that the Presence of equal elec- toral opportunity is conclusively estab- lished by the fact blacks hton 5 out of 30 at-large seats in 1982, 14 months after the complai nt $ras f iled. Prior to 1972, however, although blacks had EUrlr no blacks had ever been elected from any of these districts, and in the election held immediately prior to the commencement of this action only 2 blacks were elect,ed in the challenged districts. The district court properly declined to hold that the 1982 elections rePresented a conclusive change in the circumstances in the districts involved, noting that in several instances blacks ton because of support from whites seeking to affect the outcome of the instant litigation. JA 39 n.27. 18 The Solicitor General urges this Court to read into section 2 a per se rule that a section 2 claim is precluded as a matter of law in any district in which blacks ever enjoyed "proportional repre- sentation", regardless of whether that representation ended years dgor was inext,ricably tied to single shot voting, or occurred only after the commencement of the l it igat ion. This .gg se approach is inconsistent with the "totalit,y of circumstances' requirement of section 2' which precludes treating any single factor as conclusive. The Senate Report ex- pressly stated that the election of black off icials was not to be treated, bY itself, as precluding a section 2 claim. S. Rep. No. 97-417, 29 n.115. The district court correctly held that there rdas suf f iciently severe polarized voting by whites to put minority l9 voters and candidates at an additional disadvantage in the majority white multi-member districts. On the average more than 81t of whites do not vote for black candidates when they run in primary elections. JA 42. Black candidates receiving the highest proportion of black votes ordinarily receive the smallest number of white votes. Id. ARGUIT.IENT SECTION 2 PROVIDES MINORITY VOTERS AN EQUAL OPPORTUNITY TO ELECT REPRE- SENTATIVES OF THEIR CHOICE Two decades ago Congress adopted the Voting Rights AcL of 1965 in an attempt to end a century long exclusion of most blacks f rom the elect.oral process. In 1981 and 1982 Congress concluded that, despite substantial gains in registration since 1955, ilinorities still did not enjoy the same opportunity as whites to parti- I. 20 cipat,e in the political Process and to elect representatives of their choicerl0"nd that further remedial legislation was necessary to eradicate all vestiges of discrimination from the PoIitical Pro- ""=".11 The problems identified by Congress included not only the obvious impediments to mi nor itY ParticiPation, such as registration barriers, but also election schemes such as those at-Iarge elections which impair exercise of t,he franchise and dilute the voting strength of minority citizens. Although some of Ehese pract,ices had been correct,ed in certain jurisdic- tions by operation of the preclearance provisions of Section 5, Congress con- S. Rep. li&c. 97-417, 97th 34 (1982) (hereinafter Report"). Senate RePort 40; H.R. 97t,h Cong . , 1st Sess. , inafter cited as "House Cong., 2d Sess., cited as "Senate Rep. No. 97-227, 3'l (1981) (here- Report" ) . 10 11 21 cluded that their eradication required the adoption, in the form of an amendment to Section 2, of a ggtiogal1 2prohibition against practices with discriminatory resu1ts.l3 Section 2 protects not only the right to vote, but also "the right to have the vote counted at fuI1 value without dilution or discount.' Senate Report 'l 9. A. Leqislative Hist,orY of the 1982 Amendment to Sectr.on z The Present tanguage of section 2 was adopted by Congress as Part of the Voting Rights Act Amendments of 1982. (95 Stat. 1 31 ). The 1982 amendments altered the Vot i ng Right,s Act i n a number of ways, 12 House Report , 28; Senate Report 1 5. 13 Appellants and the Solicitor General concede that the framers of the 1982 amendments established a standard of proof i n vote dilution lawsuits based on discriminatory results alone. Appellants I Br. at 16i U.S. Brief II at 8, 13- 22 extending the pre-clearance requirements of section 5, modifying the bailout requirements of section 4, continuing untiJ. 1992 the language assistance provisions of the Act, and adding a new requirement of assistance to bIind, disabled or illiterate voters. Congres- sional action to amend section 2 was prompted by this Court, I s decision in IvlobiIe v. Bolden, 445 U.S. 55, 60-51 ( 1 980 ) , which held that the original language of section 2, as it was framed in 1 965, forebade only election practices adopted or maintained with a discrimina- tory motive. Congress regarded the decis ion in Bo1den as an erroneous interpretation of section 2r 1 4and thus acted to amend the language to remove any such int,ent requirement. 14 House Rep. at 29i Senate Report at 19. 23 Legislative proposals to extend the Voting Rights Act in 1982 included from the ouEset language that would eliminate the intent requirement of 99199 and apply a total ity of circumstances test to practices which merely had the effect of discriminating on the basis of race or "o1o..1 5 Support for such an amendment was repeatedly voiced during the extensive House hearings and much of this testimony lras concerned with at-large election plans that had the effect of diluting the impact of mi nor i ty rot.". 16 on July 31 t,he House H.R. 3112r 97th Cong.r 1st Sess., S 201; H.R. 3198, 97th Cong., lst Sess., S 2. The three volumes of Hearings before the Subcorunittee on Civil and Constitutional Rights of the House Judiciary Committee, 97th Cong., 1st Sess., are hereinafter cited as "House Hearings." Testimony regarding the proposed amendment to section 2 can be found at 1 House Hearings 18-19, .l38, 197, 229t 365, 424-25r 454, 852i 2 House Hearings 905-07, 993-95, 1279, 1361, 1641i 3 House Hearings 1880, 1991, 2029-32, 2036-37, 2127-28, 2136, 2046-47 , 2051 -58. 15 15 24 Judiciary Committee approved a bill that extended the Voting Rights Act and included an amendment to section 2 to remove the intent requirement imposed by Bold"rr.17 th. Ilouse version included an express disclaimer to make clear that the mere lack of proportional represent.ation would not constitute a violation of the law, and the House Report directed the courts not, to focus on any one fact,or but 17 House Report, 48: "No voting qualification or prere- quisite to voting, or standard, practice, or procedure shall be imposed or applied by any stat,e or political subdivision Ito deny or abridgel in a manner which results in a denial or a ount of race or color, or in contravention of the guaran- tees set forth in sect,ion 4(b) (2) . The fact that members of a minority gr@ -6E ffi 25 to look at all the relevant circumstances in assessing a Section 2 claim. [I. Rep. at 30. The House Report set forth the committee I s reasons for disapproving any i ntent requirement, and described a variety of practices, particularly the use of at-Iarge electionslS.nd linitations on the times ard places of registrationrl9rith wLrose potentially discriminatory effects the Committee was particularly concerned. On the floor of the House the proposed amendment to section 2 was the subject of considerable debate. RepresenEative Rodino expressly called the attention of the House to this portion of t.he biIIr20ao which he and a number of other speakers 18 House Report, 17-19, 19 E. 14, 16, 17, 30, 20 128 Corg. Rec . H 6842 1981). 30. 31 n.1 05. (daily ed. oct. 2, gave supPor t.21 26 Proponents of section 2 emphasized its applicability to multi- member election dist,ricts t,hat diluted minority votes, and to burdensome regis- tration ard voting practices .22 A number of speakers opposed the proposed alteration to section 2r23and Representative BliIey moved that the amendment to section 2 be deleted f rom the llouse bi11. The Bliley 128 Cong. Rec. H 6842 (Rep. Rodino), H 5843 (Rep. Sensenbrenner), H 6877 (Rep. Chisholm) (daily ed., Oct. 2, 1981) i 128 Cong. Rec. H 7007 (Rep. FasceIl)(dai1y ed. , Oct. 5, 1 981 ) . 128 Cong. Rec. H 6841 (Rep. Glickman; dilution), H 5845-5 (Rep. Hydei registra- tion barriers), H 6847 (Rep. Bingham; voting practices, dilution); H 6850 (Rep. Washington, registration and voting barriers); H 6851 (Rep. Fish, dilution) (daily ed. , Oct. 2, 1 981 ) . 128 Cong. Rec. H 5866 (Rep. Collins), H 6874 (Rep. Butler)(daily €d., Oct. 2, 1981); 128 Cong. Rec. H 6982-3 (Rep. Bl iley) r H 6984 (Rep. ButIer, (Rep. DlcClory) , H 5985 (Rep. Butler) (daily ed. , Oct. 5,'1981). 21 22 23 27 amendment tras defeated on a voice ,rote.24 FoIlowing the rejection of that and other amendments the House on October 5, 1981 passed the bill by a margin of 389 t.o 24.25 On December 16, 1981, a Senate bill essentially identical to the House passed bi 11 was i ntroduced by Senator tilathias. The Senate bill, S.1992t had a total of 61 init,ial sponsors, far more than were necessary to assure passage. 2 Senate Ilearings 4, 30, 157. The particular subcommittee to which S.1992 was referred, however, was dominated by Senators who were highly critical of the Voting Rights Act, amendments. After extensive hear- 128 Corg. Rec. 5, 1981). Id. at H5985. It 698 2-85 ( daily ed . I Oct .24 25 28 ingsr26mo"t of them devoted to section 2, the subcommittee recommended passage of 5.1992, but by a margin of 3-2 voted to delete the proposed amendment to section 2. 2 Senate Hearings 10. In .the full committee Senator DoIe proposed language which largely restored the substance of S. 1992; included in the Dole proposal was the la nguage of sect ion 2 as i t rrras ultimately adopted. The Senate Commmittee issued a lengthy report describing in detail the purpose and impact of the section 2 amendment,. Senate Report 15-42. The report expressed concern with two distinct types of practices with poten- tially discriminatory effects--first, restrictions on the times, places or 26 Id. Hearings before the Subcommitee on EE-e Constitution of the Senate Judiciary Committ,ee on S. 53, 97th Cong . , 2d Sess . ( 1 982 ) (hereinafter cited as "Senate Hearings" ) . 29 methods of registration or voting, the burden of which would fall most heavily on mincritierr2T and, second, election systens such as those multi-member districts which reduced or nullified the effectiveness of minority votes, and impeded the ability of minority voters to elect candidates of their choice.28 The Senate debates leading to approval of the section 2 amendment reflected similar concern".29 The Senate report discussed the various types of evidence that, would bear on a section 2 claim, and insisted that t,he courts lrere to consider all of this evidence and t,hat no one type of evidence Senate Report, 30 n.119. Senate Report, 27-30. 128 Corrg. Rec. S 6783 (daily ed. June 15, 1982)(Sen. Dodd); 128 Cong. Rec. S 7111 (dai1y ed. June 18, 1982) (Sen. Met- zenbaum), S7113 (Sen. Bentsen), S 7116 (Sen. Weicker), S 7137 (Sen. Robert Byrd). 27 28 29 30 should be treated as conclusirr..30 Both the Senate Report and the subsequent debates make clear that it was the intent of Congress, in applying t'he amended section 2 to multi-member districts, to reestab- Iish what it understood to be the totality of circumstances test that had been estab- lished by White v.Regester, 412 U.S. 755 (19731r31and that had been elaborated uPon by the lower courts in the years between white and Bolden.32 The most important and frequently cited of the courts of appeals dilution cases was Zimmer v. t'lcKeithenr33 30 senate Report., 23, 27. 31 Senat,e Report, 2, 27, 28, 30, 32. 32 Senate Report, 16, 23, 23 n.78, 28, 30, 31, 32. 33 Zirmner was described by the Senate Report ?-s-f'seminal" decision, id. at 22, and was cited 9 times in the n$ort. a|. at 22, 24, 24 n.86, 28 n.112, 28 n.113, 29 n. 1 1 5, 29 n. 1 1 5, 30, 32, 33. Senator DeConcini, one of the framers of the Dole proposal, described Zimmer as " [p]erhaps the clearest expressioTaSFthe standard of 31 485 F.2d 1297 (5th Cir. 1973) (en banc), aff'd sub nom. East Carroll Parish School Board v. Marshall, 424 U.S. 536 (1975). The decisions applying White are an important source of guidance in a section 2 dilution case. The legislative history of section 2 focused repeatedly on the Possibly d iscriminatory irnpact of multi-member districts. Congress was specifically concerned that, if there is voting along racial Iines, black voters in a majoriEy white multi-member district would be unable to compete on an equal basis with whites for a role in electing public officials. Where that occurs, the white majority is able to determine the outcome of elections and white candidates are able proof in these vote Cong. Rec. 55930 1982). dilution cases." 128 (daily ed. June 17, 32 to take positions without regard to the votes or preferences of black voters, rendering the act of voting for blacks an empty and ineffective ritual. The Senate ReporL described in detail the types of circumstances, based on the White/Zimmer factors, under which blacks in a multi- member district would be less able than whites to elect representatives of their choice. Senate Report | 28-29. The Solicitor General, in support of his contention that a section 2 claim may be decided on the basis of a single one of the seven Senate Report factors--electoral success--regardless of t.he totalit,y of the circumstances, offers an account of the legislative hist,ory of sect,ion 2 which is, in a number of respects, srUstantially i naccurate . F irst, t,he Sol icitor assert,s that, when the amended version of S. 1992 was reported to the full Judiciary 33 Committee, there was a "deadlock.' U.S. Br. I, 8; Br. II, I n.12. The legislative situation on ltay 4, 1982 when the Dole proposal was offered, could not conceiv- ably be characterized as a "deadlockr " and rdas never so described by any supporter of the proposal. The entire Judiciary Committee favored reporting out a biIl amending the Voting Rights Act, and fully two thirds of the Senate was committed to restori ng t,he House results test if Ehe Judiciary Committee failed to do so. Critics of the original 5.1992 had neither the desire nor the votes to bottle up the bill in Committeer34.nd clearly Iacked the votes to defeat the section 2 amendment on the floor of the Senate. The leading 34 2 Senate Hearings ( " IW] hatever happens amendment, I intend to reportiry of the Voting Committee" ) 69 (Sen. Hatch) to the proposed support favorable Rights Act by this 34 Senate opponent of the amendment. acknowl- edged that passage of the amendment had been foreseeable "for many months" prior to the fuI1 Committee's action.35 senator Dole commented, when he offered his proposal, that "without any change the House biI1 would have passed." 2 Senate Hear i ng s 57 . Both supportets36arrd oppo- nent"37of section 2 alike agreed that t,he 2 Senate Hearings 69 (Sen. Ilatch). Senate Report, 27 (section 2 "faithful to the basic intent" of the House bill); 2 Senate Hearings 60 (Sen. DoIe) (" IT]he compromise retains the results standards of the Dlathias/Kennedy bi11. However' we also feel that the legislation should be strengthened with additional language @hat 1egal standard should apply urder the results test. . .') ( Empha- sis added) r 61 (Sen. Dole) (language "strengthens the House-passed bill') 68 (Sen. Biden) (new language merely "clari- fiestr S.1992 and "does not change much"), 128 Cong. Rec. 56960-61 (dai1y ed. June 1-l , 1982) (Sen. DoIe) ; 128 Cong. Rec. H3840 (daily ed. June 23, 1982)(Rep. Edwards). 2 Senate Hearings 70 (Sen. Hatch)(rThe proposed compromise is not a compromise at all, in my opinion. The impact of the 35 36 37 35 language proposed by Senator Dole and ultimately adopted by Congress was intended not to water down the original llouse bill, but merely to spel1 out more expl ici t,ly Ehe intended meaning of legislation already approved by the 38 HOUSe. The Solicitor urges the Court to give Iittle weight, to the Senate RePort accompanying 5.1992, describing it as proposed compromise is not likely to be one whit different than the unamended House measure" relating to sect,ion 2i Senate Report, 95 (additional views of Sen. Hatch); 128 Cong. Rec. (daily ed. June 9, 1982) S 6515, S.6545 (Sen. Hatch); 128 Cong. Rec. (daily ed. June 10, 1982) S 6725 (Sen. East)i 128 Cong. Rec. (dai1y €d., June 15, 1982) S.6786 (Sen. Harry ayrd). 38 The compromise language was designed E,o reassure Senate cosponsors that the White v. Regester totalit,t of circumstancefEESE Ei-d6ffi1- in the House, and espoused throughout the Senate hearings by sup- porters of the House passed bi11, would be codified in the statute itself. 2 Senate Hearings 60; SenaEe RePort, 27. 35 merely the work of a faction. U.S. Br. I, 8 n. 6 i U. S. Br. II, 8 n.12, 24 n.49. Nothing in the legislative history of section 2 supports the Solicitorts suggestion that this Court should depart from the long established principle that committee reports are to be treated as the most, authoritative guide Lo congressional intent. Garcia v. United States, 1 05 S.Ct . 479 , 483 ( 1 984) . Senator DoIe, to whose position the Solicitor would give particular weight, prefaced his Additional Views with an acknowledgement that n[T]he Committee Report is an accurate st,atement o f the i nt.e nt of S . 1 992 r ds reported by the committee. "39 on the floor of the Senate both supporters and opponents of 39 Senate Report 193; see also id. at 196 ("I express my views not to ta'k-e issue with the body of the report") 199 ("I concur with the interpretation of this action in the Committee Report.tr), 196-98 (addi- tional views of Sen. Grassley). 37 section 2 agreed t,hat the Comrnittee report constituted the authoritat,ive explanation of the legislatior,.40 until the f il ing of its briefs in this case, it was the consistent contention of the DepartmenE of Justice that in interpreting section 2 " It] he Senate Report. .. is entitled to greater weight than any other of the legislative history."4l only in the spring of 1985 did the Department reverse its position and assert that the Senate report uras merely the view of one faction that 128 Corg. Rec. 55553 (daily ed., June 9, 1982)(Sen. Kennedy); S5646-48 (dai1y ed. June 10, 1982) (Sen. Kennedy); S6781 (Sen. Dole)(daily ed. June 15, 1982\i S6930-34 (Sen. DeConcini), S6941-44, 56957 (Sen. uathias), S6960 | 6993 (Sen. Dole) , 56967 S699 1 -93 (Sen. Stevens) r S6995 (Sen. Kennedy) (daily ed. June 17 , 1982) i S7091-92 (Sen. Hatch), S7095-96 (Sen. Kennedy) ( daily ed. , June 1 8, 1 982 ) . Post-Trial Brief for the United States of America, County Council of Sumter County, South C 40 41 38 "cannot be taken as determinat.ive on all counts." U.S. Br. I, P. 24, n.49. This newly formulated account of the legisla- tive history of section 2 is clearly i ncorrect . The Solicitor urges that substantial weight be given to the views of Senator Hatchr42 .rd his legislative assistant.43 rn fact, however, Senator Hat.ch was the most i ntrans ig ient congressional critic of amended section 2, and he did not as the In an amicus brief in Citv Council of the cit,y of chicago v. Kem in this case, U.S. Br. II 21 n.43, the Solicitor asserts that Senator Hatch "supported the com- promise adopted by Congress." Brief for United States as Amicus, 16 n.15. The Solicitor cites for a supposedly authoritative summary of the origin and meanirg of section 2 an article written by Stephen l.larkman. U. S. Br . II , 9 | 10. l'1r. l'larkman is the chief counsel of the Judiciary Subcommittee chaired by Senator Hatch, and $ras Senator Hatch I s chief assistant in Hatch I s unsuccessful opposi- tion to the amendment to section 2. 42 43 39 SoI icitor suggests support the Dole proposal. On the contrary, Senator Hatch urged the Judiciary Committee to reject the DoIe proposalr44and was one of only four Committee. members to vote against it.45 rollowing the Committeers action, Senator Hatch appended to the Senate Report Additional Views objecting to t'his modified version of section 2.46 on the f loor of the Senate, S€nator Hat'ch supported an unsuccessful amendment that would have struck from the bill the amendment to section 2 that had been adopted by the Committe. r 4T"nd again denounced the Ianguage which eventually 44 2 senate Hearings 7o-74. 45 E. 85-86. 46 Senate Report, 94-101. 47 128 corg. Rec. s6965 (daily ed. June 1 982) . 17, 40 became 1.r0.48 Finally, the Solicitor urges that the views of the PresidenL regarding section 2 should be given "particular weight" because the President endorsed the Dole proposal, and his "support for the compromise ensured its passage." U.S. Br. I, I n.6. we agree with the SoIicitor General that the construction of section 2 wh i ch t,he Department of Justice now proposes in its amicus brief should be considered in light of the role which the Administration played in the adoption of this legislation. But that role is noL, as the Solicitor asserts, one of a key sponsor of the legislation, without whose 48 Inrnediately prior to the f inal vote on the bilI, Senator Hatch stated , " these amendments promise to effect a destructive transformation in the Voting Rights Act." 128 Corg. Rec. 57139 (dai1y ed. June 18, 1982) i 128 Cong. Rec. (daily ed. June 9, 1982) S6s06-21. 4'.| support the bill could not have been adopted. On the contrary, the Adminis- tration in general, and the Department of Justice in particular, were throughout the legislative process among t,he most consis- tent, adamant, and outsPoken oPponents of the proposed amendment, to sect,ion 2. Shortly af ter t,he passage of the House bi11, the Administration launched a concerted attack on the decision of the House to amend section 2. On November 6, 1981, the President released a statement denouncing the "new and untested reffectsr standard, " and urging that sect.ion 2 be I imi ted to instances of purposeful d iscrimination, 2 Senate Hearings 763, a posiIion Mr. Reagan strongly reaffirmed at a press conference on December 17.49 When in January 1982 the Senate commenced 49 New York Times, Dec. 18, coI. 4. 1981, p. 87, 42 hearings on proposed amendments to the Voting Rights Act, the Attorney General appeared as the first witness to denounce section 2 as " just bad legislationr " objecting in particular to any proposal to apply a results standard to any state not covered by section 5. 1 Senate Hearings 7 0-97 . At che close of the Senate Heari ngs i n early t'tarch t,he Assistant Attorney General for CiviI Rights gave extensive testimony in opposition to the adoption of the Eotality of circumstances,/ results test. f1|.r ot 1555 et seg. Both Justice Department officials made an effort to solicit public opposition to the results test, publishing critical analyses in several national newspapet"So.nd, in the 50 2 Senate Hearings 770 (Assistant At- torney General Reynolds) (Washington Post), 774 (Attorney General Smith) ( Op-ed art,ic1e, New York Times), 775 (Attorney General Smith) ( Op-ed article, Washington Post). 43 case of the Attorney General, issuing a warning to members of the United Jewish AppeaI that adoption of a results test would lead to court ordered racial quo- tas.51 The l{hite House did not endorse the DoIe proposal until afEer it had the support of 1 3 of the 1 I members of the Judiciary Committee and Senator Dole had war ned publ icly that he had the vot,es necessary t,o override any ,r.to.52 Having failed to persuade Congress to reject a results standard in section 2, the Department of Justice now seeks to persuade this court to adopt an interPre- t,ation of section 2 that would severely limit, the scope of Ehat provision. Under these unusual circumstances the Depart,- Id. at 780. Los Angeles Times, l,!ay S t,reet Journal , Miy Senate Hearings 58. 4, 1982, p. 1; Wall 4, 1982r p. 8; 2 51 52 44 ment I s vierrs do not appear to warrant the weight that might ordinarily be appro- priate. We believe that greater deference should be given to the views expressed in an amicus brief in this case by Senator Dole and the other principal cosponsors of section 2. B. Equal Electoral Opportunity is Section 2 provides that a claim of unlawful vote dilution is established Lf, "based on the totality of circumstancesr" members of a racial minority "have less opportunit,y Ehan other members to partici- pate in the political process and t,o elect representatives of their choice."53 In the instant case the district court concluded that minority vot,ers lacked such an equal opportunity. JA 53-54. 53 42 u.s.c. s forth in the 1973, Section 2(b) is set opinion below, JA 13. 45 Both appellants and the Solicitor General suggest, however, that section 2 is limited to t,hose extreme cases in which the effect of an at-large election is to render virtually impossible the election of public officials, black or otherwise, favored by minority voters. Thus appel- Iants assert that section 2 forbids use of a multi-member district when it,'effec- t,ively locks the racial minority out of the poI i t i ca1 forum, ' A. Br . 44 , or rshut IsJ racial minorities out of the electoral process' fg. at 23. The SoIi- citor invites the Court to hold that section 2 applies only where minority candidat,es are neffectively shut out of the political Process' . U. S. Br . I I 27 i see also ig. at 11. On this view, the election of even a single black candidate would be fatal to a section 2 claim. 46 The requirements of section 2 t however, are not met by an election scheme which merely accords to minorities some minimal opportunity to participate in the political process. Section 2 requires that, rthe polit,ical processes leading to nomination or election" be, not merely open to minority voters and candidates, but "agr.1}g open". (Emphasis added). The prohibition of section 2 is not limited to those systems which provide minorities with no access whatever to the political process, but extends to systems which afford minorities "less opportunity than other members of the electorate to participate in the political process and to elect representatives of their choice.' (Emphasis added). This emphasis on equality of opportu- ni ty was re iterated throughou E the legislative history of section 2. The 47 Senate rePort insisted repeatedly that section 2 required equality of political opportunity.54 Senator DoIe, in his 54 s. Rep. 97-417, P. 16 ("equal chance to participate in the electoral process'i nequal access to the electoral process" ) 2O ( "equal access t,o the political process"; at-large elections invalid if ttrey give minorities "less opPortunity than ... other residents to participate in the political processes and to elect legislators of their choice"), 21 (pIain- t,iffs must prove they "had less opportu- nity than did other residents in the district to participate in the political processes and to elect legislators of their choice") , 27 (denial of "egua1 access to the PoIitical process"), 28 (minority voters to have "the same opportunity Eo participaEe in the politi- cal process as other citizens enjoy"; minorit,y voters entitled to "an equal opportunity to ParticiPate in the politcal processes and to elect candi- dates of their choicen), 30 ("denial of equal access to any phase of the electoral process for minority voterstr; standard is whether a challenged Practice noperated t,o deny the minority plaintif f an equal opportunity to participate and elect candidates of their choicerr I pEocess must, be "equally open to participation by the group in question"), 31 (remedy should assure'equaI opportunit,y for minority citizens to participate and to elect candidates of their choice" ) . 48 Additional Vielrs, endorsed the committee report, and reiterated that under the language of section 2 minority voters were to be given "the same opportunity as ot,hers Lo participate in the political process and t,o elect the candidates of their choice".55 Senator Dole and others repeatedly made this point on the floor of the senate.55 The standard announced in White v. Regester was clearly one of equal oppor- tunity, prohibiting at-1arge elections which afford minority voters "less opportunity than ... other residents in Id. at 194 (emphasis omitted); See qlsp ila. ar 193 ( ncitizens of arl r666s-5'E Ettitled to have an equal chance of electing candidatesof their choic€. .. . " ) 7 194 ("equal access to the political process). 128 Cong. Rec. S6559 , S5560 (Sen. Kennedy)(daily ed. June 9, 19821i daily ed. June 17, 1982) i 128 Cong. Rec. 571 1 9-20 (Sen. Dole) , (daily ed. June 18, 1982). 55 55 49 the district to ParticiPate i n the political processes and to elect Iegisla- tors of their choice.n 412 U.S. at 765- (Emphasis added) . The Sol icit.or General asserts that during the Senate hearings three supporters of section 2 described it as "merely a means of ensuring that minorities were not effectively rshut outl of the electoral process". U.S. Br. II, 11. This is not an accurate descript'ion of the testimony cited by the Solicitot.57 57 David Walbert stated that minority voters had had "no chance" to win elec- Eions in their earlier successful dilution cases, 1 Senate Hearings 625, but also noted that the standard under White was whether minority voters had anf6EEI opportunity" to do so. Id. Senator Keinedy- -statea tnat under -FecLion 2 minorities could not be "effectively shut out of a fair opportunity to participate in the el€J lon". Id. al 223. Clearly a 'fair" opportunit[is more than any minimal opportunity. Armand Derfner did use the words "shut out", but not, as the Solicitor does, Eollowed by the clause "of the political process'. Id. at 810. More importantly, both in hisnral statement (id. at 796, , 800) and his PrePared sFatemenL (id. at 811, 818) Mr. Derfner 50 Eve n i f i t. hrere, the remarks of three witnesses would carry no weight where they conflict with Ehe express language of the bi11, the committee rePort, and the consistent statements of supporters. Ernst and Ernst v. Hochf elder, 42 5 U. S . '185, 204 n.24 (1976). c. The Election of Some Minority e1y The central argument advanced by the Solicitor General and the appellants is t,hat the election of a black candidate in a multi-member district conclusively establishes the absence of a section 2 violation. The Solicitor asserts, U S. Br. I 13-14, that it is not sufficient that there is underrepresentation now, or expressly endorsed t,he equal opportunity standard. 51 that there rrras underrePresentation for a century prior to the filing of the action; on the Solicitorrs view there must at all times have been underrepresentation. Thus the Solicitor insists there is no vote dilution in Senate District 22, which has not elected a black since 1978, and that there can be no vote dilution in House District 36, because, of eight rePresen- tatives, a single black, the first this centuEyr was elected there in 1982 after this litigat,ion was filed. This interpretation of section 2 is plainly inconsistent with t,he language and legislative history of the statute. Section 2(b) directs the courts t,o co ns ider " t,he total ity of circumstances, rr an admonition which necessarily Precludes giving conclusive weight to any single circumstance.58 The "totality of circum- 58 rhe solicitor I s argument also flies in the 52 stances" standard was taken from White v. Sj,lgester, which Congress intended to codify in sect,ion 2. The House and Senate reports both emphasize the importance of considering the totality of circumstances, rather than focusing on only one or two portions of the record. Senate Report 2'l , 34-35; House Report, 30. The Senat,e Report sets out a number of "[t]ypical" factors to be considered in a diluLion """"r59 of which "the extent to which members of the minority grouP have been face of the language of section 2 which disdvows any intent to establish propor- tional representation. On the Solicitorrs view, even if there is in fact a denial of equal opportunity, blacks cannot prevail in a section 2 action if they havet ot have ever had, proportional representa- tion. Thus proportional representation, spurned by Congress as a measure of liability, would be resurrected by the Solicitor General as a type of affirmative defense. The factors are set out in the opinion below. JA 1 5. 59 53 elected to public office in the juris- diction" is only one, and admonishes "there is no requirement that any partic- ular number of factors be proved r oE that a majority of t,hem point one lray or the other." Senate Report 28-29.50 Senator DoIe, in his additional views accompanying the committee report, makes this p1ain. "The extent t,o which members of a pro- tected class have been elected under the challenged practice or struct,ure is just, one factor, among the totality of circum- stances to be considered, and is not dispositive. " added).51 Id. at 1 94. ( Emphas i s See also Senate Report 23 ("not every one of the factors needs to be proved in order to obtain reliefn). 128 Cong. Rec. 56961 (daily ed. June 17, 1982) (Sen. Dole); 128 Cong. Rec. S7119 (daily ed. June 18, 1982) (Sen. Dole). 50 51 54 The arguments of apPellants and the Solicitor General t,hat any minority electoral success should foreclose a section 2 claim erere expressly addressed and rejected by Congress. The Senate Report explains, "the election of a few minority candidates does not I necessarily foreclose the possibilit,y of dilution of the black vote.r" Iq. at 29 n.115. Both White v. _Regester and its progeny, as Congress well knew, had rePeatedly disapproved the contention now advanced by appellants and the solicitor.52 rn wLite itself, as total of two the Se na t.e Repor t no ted , a blacks and five hispanics had 62 "The results test, codified by the committee bi11, is a well-established one, familiar to the courts. It has a reliable and reassuring track record, which completely belies claims that it would mal<e proportlonal rePresent,ata- - Cong. Rec. 55559 (Sen. Kennedy) (daily ed. June 9, 1982). 55 been elected from the two multi-member districts invalidated in that case. Senate R.eport 22. Zimmer v. l.tcKeithen, in a passage quoted by the Senate Report, had refused to treat 'a minority candldate's success at the polls [a]s conclusive." E. at 29 n.115. The decision ln Zimmer is particularly important because in that case the court ruled for the plaintiffs despite the fact that blacks had vron two-thirds of t,he seats in the most, recent at-large election. 485 F.2d at 1314. The dissenters in Zimmer unsuccessfully made the same argument now advanced by appel- Iants and the Solicitor, insisting nt'he election of three black candidates .oo pretty well explodes any notion that black vot.ing strength has been cancelled or minimized". 485 F.2d at 1 31 0 (CoIeman, J., dissenEing). A number of other lower court cases implementing white had 55 also refused to attach conclusive weight to the election of one or more minority candidates.63 There are, as Congress anticipated, a variety of circumstances under which the election of one or more minority can- didates might occur despite an absence of TrrsT " See also Senator Hollings' @mnents on the district court decision in !lcCain v. Lybrand, No.74-281 (D.S.C. AEfifT7,]T6-f)TTTnd ing a vot,i ng rights violation despite some black participation on the school board and other bodies. 128 Cong. Rec. 56865-66 (daily ed. June 16, 1975). In post-1982 section 2 cases, the courts have also rejected the contention that the statute only applies where minorities are completely shut out. See e. g. , jlnlleg Lt,ates y. _tularelngo_ CouiEJ Fnrmissiffi3tgvaaula^ggfvrar, J a r .39 tJav, aJ, a ra \ ffiTgBE), cert. denied, 105 s.ct. 375 725 v. 63 Xirksey v. Board of Supervisors, 554 F.2d Cross v. Baxter, 604 F.2d 875, 880 n.7, 8EfTsEfr. eT?1-1 979); united states v. Board of Supervisors o allace v. House , 51 5 F. 2d 619 , 623 n. fTSEE-eIIl 57 the equal electoral opportunity required by the statute. A minority candidate might simply be unopposed in a primary or general election, or be seeking election in a race in which there were fewer white candidates than there were positions to be fi1led.54 whit" officials or political 64 The solicitor General suggests that the very fact that a black candidate is unopposed conclusively demonst,rates that the candidate or his or her supporters were simply unbeaEable. U.S. Br. II, 22 n.46, 33. But the number of white potential candidates who choose to enter a particular at.-Iarge race may well be the result of personal or political considera- tions entirely unrelated to the circum- stances of any minority candidate. Evidence that white poLential candidates were deterred by the perceived strength of a minority candidate might be relevant rebuttal evidence in a section 2 action, but here aPPellants offered no such evidence to explain the absence of a sufficient number of white candidates to contest all the at-large seats. llore- over, in other cases, the Department of Justice has urged courts Lo find a violationof section 2 notwithstanding the election of a black candidate running unopposed. See United Stat,es v. Marengo Count,y Commiss @indings of Fact and Conclusions of taw for the United States, 58 leaders, concerned about, a pending or threatened section 2 action, might engineer the election of one or more minority candidates for the purpose of preventing t,he imposition of single member district".55 The mere fact that minority candidates vrere elect,ed would not mean t,hat those successful candidates were the represent,atives preferred by minority filed June 21, 1985, P. 8. 65 zimmer v. t{cKeithen, 485 F.2d at 1307: nsuch success might, on occasion, be attributable to the work of Poli- ticians, who, apprehending that the support of a black candidate would be politically expedient, campaign to insure his election. Or such success might be attributable to political support motivated by d i f fere nt considerations--namely that election of a black candidate will thwart successful challenges to eleetoral schemes on dilution grounds. In either situation, a candidate could be elected despite the relat ive poI i t ical backward ness of black residents in the electoral district. " 59 voters. The successful minority candi- dates might have been the chrrice, as in White v. Regester, 412 U.S. at 755i Senate Report, 22, of a white political organiza- t,ion t ot might have been able to win and retain office only by siding with the white community on, or avoiding entirely, those issues about which whites and non-whites disagreed. Even where minority voters and candidates face severe inequal- ity in opportunity, there will occasion- aIly be mi nor ity cand idates able to overcome those obstacles because of exceptional ability or "a rstroke of luck' which is not likely to be repeated...."56 The election of a black candidate rnay also be the result of nsingle shooting", which deprives minority voters of any vote at all in every at-large election but one. 55 Wallace v. House, 515 F.2d 619, 623 n.2 ffi 60 In multi-member elections for the North Carolina General Assembly where there are no numbered seats, voEers may typically vote for as many candidates as there are vacancies. Votes which they cast for their second or third f avorit,e candidates, howeverr rndy result in the victory of that candidate over the votersr first choice.67 Where voting is along racial 1ines, the only way minority voters may have to give preferred candidates a serious chance of victory is to cast only one of their ballotsr or "single shootr" and relinquish any opportunity at all to influence the 57 tfris is especially true in North Carolina where, because of the multiseat electoral system, a candidate may need vot.es from more than 50t of the voters to win. For example, in the Forsyth Senate primary in 1980, there were 3 candidates for 2 seats. If the votes were spread evenly and all voters voted a fu11 slate, each candidate would get votes from 2/3 or 672 of the voters. In such circumstances it would take votes from more than 67* of the voters to win. N.C.G.S. 163.111(a)(2). 61 election of the other at-1arge officia1s.6S Where single shot voting is necessary to elect a black candidate, black voters are forced to limit t.helr franchise in order to compete at all in the polit.ical process. This is the functional equiva- lent of a rule which permitted white voters to cast five ballots for five at-large seats, but required black voters to abnegate four of those ballots in order to cast one ballot for a black candidate. 68 For example, in 1978, in Durham County, 99t of the black voters voted for no one but the black candidat,e, who won. JA Ex. VoI. I Ex. 8. In Wake CountY in 19781 approximately 80t of the black voters supported the black candidate, but because not enough of them single shot voted the black candidate lost. The next year, after substantially more black voters concentrated their votes on the black candidate, forfeiting their right to vote a fu1I slate, the f irst black eras elected. Similar1y in Forsyth County when black voters voted a ful1 slate in 1980, the black candidate lost. It was only after many black voters declined to vote for any white candidates that black candidates were elected in 1982. Id. 62 BIack voters may have had some oPportunity to elect one representative of their choice, but they had no oPPortunitY whatever to elect or influence the election of any of the other representa- tives.69 Even where the election of one or more blacks suggests the possible exis- tence of some electoral opportunities for minorities, the issue of whether those opportunities are the same as the oPpor- 59 Ttrere is no support for appellants' claim that whit.e candidates need black support to win at-Iarge. Black votes were not important for successful white can- didates. Because of the necessity of single shot vot,ing, in most inst,ances black voters were unable to affect the outcome of other than the races of the few bI acks who vron. For example, white candidates in Durham erere successf uI with only 5t of the votes cast by blacks in 1978 and 1982, in Forsyth, white can- didates in 1980 who received less than 2t of the black vote were successful, and in Mecklenburg in 1982, the leading white se nate candidate won t,he general election although only 58 of black voters vot,ed f or h im. Id . See , JA 244. 63 tunities afforded to whites can only be resolved by a distinctly local appraisal of all other relevant evidence. These complex Poss ib i I i t ies make clear t,he wisdom of Congress in requiring that a court hearing a section 2 claim must consider " the tot,al ity of circum- sEancesr' rather than only considering the extent to which minority voters haver oE have noE, been underrepresented in one or more years. Congress neither deemed conclusive the election of minority can- didates, nor directed that such vic- tories be ignored.T0 The language and legislative history of sect,ion 2 recognize the potential significance of t,he election 70 As in other areas of civil rights, the results test in section 2 no more requires proof thaE no blacks ever win elections than the effect rule in Title VII requires that no blacks can ever Pass a particular non-job related test. See Connecticut v. TeaI , 457 U.S. 440 (1982):- 64 of minority candidates, but require that the significance of any such elections be carefully assessed from a local vantage in order to determine what light, if dny, those events shed, in the context of all relevant circumstances, on the section 2 claim at issue. II. THE DISTRICT COURT REQUIRED NEITHER ffifficcEss Appellants flatIy assert that the district court in this case interpreted section 2 Eo 'creatIe] an affirmative entitlement, to proportional representa- tion" . A. Br. 1 9. The district court opinion, however, simply contains no such construction of section 2. On the contrary, the lower court expressly held that section 2 did not require pro.oor- tional representation, emphasizing that "the fact that blacks have not been 65 elected under a challenged districting plan in numbers Proportional to their percentage of the population" "does not alone establish that vote dilution has resulted. " JA 1'7 . Appellants suggest in the alternative that the district court "apparently'r equated the equal opportunit,y required by section_ 2 wi t,h "guaranteed electoral successr" A. Br. 14, 15, 35. Again, how- everr Do such rule of law is espoused in any portion of the opinion beIow. The ultimate factual findings of the district court are not cast in terms of the lack of any such guarantee; rather the trial court concluded that, sect,ion 2 had been violated because minorit.y voters had "Iess opportu- nity than do other members of the electo- rat,e to participate in the political process and to elect representat,ives of their choice. " JA 54. 66 The Solicitor argues that, because t,he facts as he personally views them did not violate section 2t the t,hree trial judges must have been apPlying an incor- rect, Erlbeit unspoken, interpretation of section 2. Thus the Solicitor asserts that since the trial court . could not reasonablY have found a violation under the ProPer standard , I it] rather must impl icit-ly have sought to guarantee E?itTiIEA minority electoral succesg. (U.S. Br. II, 7l (Emphasis added). / I But the district court, whether or not t,he Solicitor thinks it reasonable, found as a matter of fact that blacks do not enjoy t,he same opport,unity as whites to part,ici- pate I n the po1 itical process . The 71 See also U.s. Br. !, 12 (in light of Solicitorts view of the facts, misinter- pretation of the law is "the only expla- nation for the distrlct court I s conclu- sion", 18 n.19 (district court "ineffect" i nt,erpre ted sect ion 2 as impos i ng a "proportional representation plus' stan- dard). 67 Solicitor's argument is simply an attempt to transform a disagreement about the relevant facts, a disagreement in which the trial court I s findings would be subject to Rule 52, into an issue of law. If the trial court's factual findings are clearly erroneous they can, of course, be reversed on appeal. But if both those factual findings and the lega1 principles announced by the district court are sound, the resulting judgment cannot be over- t u r ned by hypothes i z i ng t,hat the three trial judges here were purposefully applying legal principles different than those actually set forth in their opinion. Although the trial court expressly const.rued section 2 not, to require proportional representation, appellants suggest, A. Br. 19-20, that the lower court implicitly announced that it was ,f "l 68 applying just such a requirement in the following passage: The essence of racial vote dilution in the White v. Regester sense is this: tE?:Effiuse of the interaction of substantial and persistent racial polarization in votlng patterns (racial bloc voting) with a challenged electoral mechan- ism, a racial minority with dis- tinctive group interests that are capable of aid or amelioration bY government is effectively denied the political power to further those interests that numbers alone would presumptivelY, see United Jewish 6rqa nilat ioni tr-- cffiTiff-ft TAi[ ve it in a voting constituency not raciallY polarized in its voting behavior. See Nevett v. Sides, 571 F.2d 209, 7r3'ffi1978). JA 16. This passage, which is immediatelY preceded by discussion of the totality of circumstances test, and followed by an exposition of the statutory disclaimer prohibiting proportional representation, asserts only that, in the absence of vote dilution, black voters would possess t,he 69 ability to influence the policies of their elected officials, not, as aPPellants cIaim, that black voters would be cert'ain to elect black officials "in proportion to their Presence in the population"' A' Br' 20. The portion of \evett v. Sides referred to by the district court dis- cusses the extent to which black voters' in the absence of polarized voting, would have the political power to assure that their interests were protected by white of f icial ,.72 APpellees in this case did not seek, and the tri.a1 court did not requit",?3 any 72 73 Nevett v. Sides, 571 F.2d at 223 n'16' Indeed appellants proPosed the plan.now in effect i6r aII the districts at issue, which was adopted by the court without modification. See suPra, at 5-6' 70 guarantee of proportional representation, and proportional representation did not result from the decision belon.74 III. THE DISTRICT COURT APPLIED THE CORRECT STANDARDS IN EVALUATING THE EVIDENCE OF POTARIZED VOTING In determining whether a method of election violates section 2, a trial court must evaluate "the extent to which voting in the elections of the state or poliEical subdivision is racially polarized." S. Rep. at 29.75 th" court below evaluated the 74 prior to this. litigation only 4 of the 170 members of t,he North Carolina legislature $rere black; today there are stiIl only 15 black members, less than 10t, a far smaller proportion Ehan Ehe 22.4t of the population who are bIack. Whites, who are 75.8t of the state population, still hold more than 90t of the seats in the legis- lature. 75 Racial bloc voting is significant in a section 2 case because, in the context of an electoral structure wherein Ehe number of votes needed for elect,ion exceeds the number of black voters, it substantially diminishes the opportunity for black voters to elect candidates of their 71 lay and expert testimony on this question and found nthat within all t,he challenged districts racially polarized voting exists in a persistent and severe degree." JA 40. Appellants argue that this finding is erroneous as a matter of law. Appellants, A. Br. 36, and the Solicitorl U.S. Br. II 39, contend that the court erroneously defined racially polarized voting as occurring "whenever less than a majority of white voters vote for the black candidate.n But the district court, guided by the Senate report and in accordance with the experts for appellants and apPellees, in fact defined racially polarized voting as the choice, and it allows white candidates to ignore t,he interests of the black com- munity and sti1l get elected. See United Statei v. Carolene products co.l-5Oll-0f ffi7-15FT1 .ETT936'I;@ rr ee n, 5'7 4 F. Supp. 325, 339 (8. Dmhree judge court). 72 extent to which black and white voters vote differently from each other in relation to t,he race of the candidates.T5 The court focused not on1Y on the existence but the degree of polarized voting. As articulated by the court, the relevant question is whether a substantial enough number of white citizens do not vote f or bl ack candidat,es r so that the polarization operates, under the election method in question, to diminish the opportunity of black citizens to elect candidates of their choice. JA 16-17, 43. 76 Senate Report, 29; JA 40r n.29, JA 123. T. 1404. See also City of Rome v. United States, 446 U.S. Etffi:ing 472 F. Supp. 221 , 226 (D.D.c. 1979) ("Racial bloc vot,ing is a sit,uation where, when candidates of different races are running for the same office, the voters will by and large vote for the candidate of t,heir own race. ) " Accord, 128 Cong. Rec. 57120 (Sen. DoIe)(dai1y ed. June 18, 1982). 73 This inquiry is plainly consistent, with the statutory language of Section 2. A. Summary of t,he District Courtrs The District Court examined a number of factors in determining that voting lras severely racially polarized. 1. The court examined the percent- ^g"77of white and black voters who voted for the black candidates in each of 53 primaries and general elections in which a black candidate had run during the three election years prior to the trlal. JA 43-48. The court f ound that r oIr the average, 81.7t of white voters did not 77 appetlants conceded that the method used to assess the extent of racially polarLzed voting is standard in the literature and that the statistical analysis performed by appellees I expert was done accurately, JA 131-2, 281. 74 vote for anY black candidate in the primary elections, and "approximately two thirds of white voters did not vote for black candidates in general elections even after the candidate had won the Democratic pr imary and t'he only choice was to vote for a RePublican or no one." JA 42' 2. The district court det'ermined how often the candidates of choice of whit'e voters and of black voters were different' Although, in primaries, black voters ranked black candidates first or first and second, white voters almost always ranked them last or next to t'he last' JA Ex' VoI. I Ex. 5-7. In general elections' white voters almost always ranked black candidates either last or next to last in the multi-candidate field except in heavily Democratic areasi in those latter' "white voters consistently ranked black 75 candidates last among Democrats if not Iast or next to last among all candi- dates." JA 42. If white voters as a group are selecting different candidates than black voters as a group, assuming black voters are in a minority, the polarization diminishes the chances that t,he black voters' candidate will be elected. JA 132-135. In fact, the court found that in all but two of the election contests, t.he black candidates who were the choice of black voters were ranked last or near last such that they lost among white voters. JA 42, n.31.78 3. The court considered statistical analyses of the degree of correlation between the race of voters and the race of candidates whom they supported. The race of the voter and the race of a candidate 78 rn describing used the Eerm cant'. JA 41-2. this analysis the court "substantively signif i- 75 were very closely correlated-79 rh" court found that Ehe ProbabilitY of such correlations appearing by chance was less than 1 in 100r000. JA 41 and n.30. Appellantsr expert agreed with this determination. JA 281. B. The Extent of Racial Polarization was Eg In addi.tion to their mischaracteriza- tion of the courtrs analysis, appellants propose a novel standard for assessing the degree of polarized voting. Appellants contend that racial Polarization of voting has no legal significance unless it 79 Expert witnesses for appellants and appellees agreed that the correlation coef f icient is t,he standard measure of whether black and white voters vote differently from each other. JA 129, 281. Correlations above an absolute value of .5 are relatively rare. The corre- lations in t,his case had absolute values between .7 and .98, with most above .9- JA 41 , n.30. 77 always causes blacks to 1o"".80 A. Br. 35, 40. Under appellantsr standard, a theory not adopted in any vote dilution case they cite r dny minority electoral success precludes a finding of racially polarized voting and bars a section 2 violation, a result clearly contrary t'o t'he intent of Congress. g= S. ReP. at 29, n.115 and pp. 50-64' gEI3. Appellees know of no 80 The solicitor General does not adopt appellants' proposed standard, but aiticulates the inquiry as whether 'the impact of racial bloc voting in combina- tion with the challenged procedure --here, multimember discricts -- deprives black voters of equal access t,o t,he electoral process...n U.S. Br.31-32. Assuming that tne solicitor General includes with "equal access to the electoral process", as the statutory language of section 2 doesr drl equal opSrcrtunity to elect candidates of black voters' choice, the Solicitor General does not disagree with the d istrict court I s conception of the question. The Solicitor General simply d isagrees with the district court I s finding of fact as to its answer. 78 court which has adopted aPpellants I proposed standard in a section 2 case. Other courts have found Polarized voting sufficient, to suPport a violation of section 2, despite a finding of some electoral success. In Mc}liIlan v. Escambia CountyrT4S F.2d 1037, 1043, 1045 (11th Cir. 1984) (Mcttlillan II), the court found racially polarized voting and a violation of section 2 despite some black electoral success, based on a finding that 'a consistent majority of the whites who vote will consistently vote for the black ' s oppo ne nt . ' See aI so [la jor v . Treen, 574 F. Supp. at 339. In f act, in 55t of the elect,ion contests analyzed here in which the black candidate received substantial black support, the black candidate did lose because of racial polarization in voting. 79 That is, he lost, even though he was the top choice of black voters, because of the paucity of support among white voters. Appellantsr statement that trtwo thirds of all black candidaEes have been success- ful", A. Br. 45, is misleading since it only counts black candidates who made it, to the general elections and ignores the many black candidates who lost in the Democratic primaries. Furthermore, of white Democrats who made it to the general election, 100t were successful in 1982, and about 90t 'rrere successful in earlier election years. JA Ex. VoI. I Ex. 13. Appellants rely on Rg_ge_r_s_1. _!9d9e, 458 U.S. 61 3 ( 1 982) and two post-Mobile lower court cases, all involving claims of discriminatory intent under the Fourteenth Amendment. We do not read the cited cases to hold that racial polarization is IegalIy significant only if it uniformly 80 causes electoral defeat.81 But this Court need not consider, in the context of this case, whether appellants I bold assertion is correct. Assuming arguendo that proof of absolute exclusion may be necessary to raise an i nference of discriminatory intent, it is not necessary to show that black citizens have "less opportunity" than do whites to elect candidates of their choice in violation of the results standard of section 2. 81 The lower courL in Rogers v. Lodge found racial bloc voting b@lysis that included an election in which a black had won a city council seat. Lodge v. Buxton, Civ. No. 176-55 (S.D. Ga. Oct. triTTTA) slip. op. at'l-8. rn NAACP v. Gadsden County School Board , 691FlZdTA ing of uncon- stitutional vote dilution was upheld despite the election of one black can- didate to the school board, a level of electoral success similar to that present here in House District 21 and House Dist,rict, 35. 81 Appellees Were not Required to Prove EF Appellants contend that proof that white voters rarely' or never vote for minority candidates does not establish the presence of polarized voting. Rather, they urge, a plaintiff must adduce probative evidence of the motives of the individual white voters at issue, and must establish that those voters cast, their ballots with a conscious intention to discriminate against minority candidates because of the race of those candidates.S2 A. Br. 42-44. 82 Rppellants argue in particular that proof of motives of the electorate must take the form of a multivariate analysis. (App.Br. 43-44). No such multivariate analysis was presented in White v. Regester or any of the other diluffih congress referred in adopting section 2. Although appellants now urge that evidence of a multivariate analysis is essential as a matter of 1aw, no such contention $ras ever made to the district court. For Black Candidates was RaclaJ.r 82 This proposed definition of polarized voting would incorporate into a dilution claim precisely the intent requirement which Congress overwhelmingly voted to remove from section 2. The legislative history of section 2 is replete with unqualified statemenEs that no proof of discriminat,ory intent would be required in a section 2 case, and Congressr reasons for objecting to the intent requirement in Bolden are equally applicable to the intent requirement, now proposed by appellants.83 83 the reasons set out in the Senate Report for reject,ing any intent requirement were reiterated by individual members of Congress. Senate Report 193 (additional views of Sen. Dole) ; 1 28 Cong. Rec. (daily ed. June 9, 1982) 55560-51 (Sen. Kennedy); 128 Corg. Rec. (daily ed. June 15, 1982) 56779 (Sen. Specter); 128 Cong. Rec. (daily ed. June 17, 1982) S6931 (Sen. DeConcini); S6943 (Sen. Mathias); S6959 (Sen. ttlathias); 128 Cong. Rec. (daily ed. June 181 1982) S7109 (Sen. Tsongas); S7112 (Sen. Riegle); 57138 (Sen, Robert Byrd). 83 Congress opposed any intent require- ment, first, because it believed that the very I itigation of such issues would inevitably stir uP racial animosities, insisting that inquiries into racial motives 'can only be divisive.' Senate Report 35. Congress contemplated that under the section 2 resulEs test the courts would not be required to "brand individuals as racist.n }|. The divisive effect of Iitigation would be infinitely greater if a plaintiff were required to prove and a federal court were to hold that the entire white citizenry of a community had acted with racial motives. Second, Congress rejected the intent test because it created'an inordinaEely difficult burden for plaintiffs in most cases.' (S.Rep. 36) The Senate Committee expressed particular doubts about whether 84 it might, be legalty impossible to inquire into t.he motives of individual voters, id., and referred to a then recent Fifth Circuit, decision holding that. the First Amendment forbade any judicial inquiry into why a specif ic vot,er had voted in a particular *ay.84 Congress thought it, unreasonable to require plaintiffs to establish the motives of locaI officials; establishing the motives of thousands of white voters, none of whom keep any records of r{hy they voted, and all of whom are constitut,ionally immune from any inquiry into their actions or motivations in casting their ballotsr85 would clearly 84 rd. 36 n.135, Iicksonr 699 citing Kirksey v. City of F.2d317@ a5 clariffing Kirksey v. City of Jackson, 663 F;tdr-659-r See also Anderson v. Mi11s, 664 F.2d 600, iT-Fg-Toffiourh Alameda spqqi sh spea\1qg org ._ v_3iEf-.f@97 DemocraEic PaL ., 85 be an infinitely more difficult task.86 Counsel for aPpellants contend that the plaintiffs in a section 2 action should be required to establ ish the motives of white voters bY means of statistics, but at trial appellants I statistician conceded it, would be impos- sible to do "o.87 254 F. Supp. 543, 546 (S.D. AIa. 1956). 86 The courts have consistently entered findings of racially polarized voting without imposing the additional burdens noe, urged by appellants. See MississipPi Republ i ca n execut ive CommiEeFffioofs, ) lffimmary ffiirmance of district court using correlation test). SSe qlqe Bqgers L-!"dgg., supra, 4 58 u. s-.-mZ3--r--Ue?5@ 6ffi sEp-1 731 F.2d at 1s67-fr':5aTffiiiEy, supra, 731 F. 2d at 1567 n.34; Fe"ITfi-s vffiy of West Helena, 675 F.2d J7-al?ra mem. 459 U.S. 8Ol ( 1982) ; City of Er-rafEtr-ur v. united states, s-l?--ffi2 ffi1981), aff 'd 459 u.s. 159 (1982). 87 appellants' expert testified that many of the variables which he considers im- portant, such as a candidate's skills or positions on Ehe issues, are not quanti- fiable. He did not suggest how such an analysis could be performed, and he 86 Third, Congress regarded the presence or absence of a discriminatory motive as largely irrelevant to the problem with which section 2 tras concerned' Senate Report 36. The motives of white voters are equally beside the point. The central issue in a dilution case is whether, not why, minoritY voters lack an equal opportunity to elect candidates of their choice. In appellanLrs view, polarized voting occurs only when whites vote against black candidates because of their race, but not when whites consistently vote against black candidates because those candidates conceded he had never performed one. T' 1 420 , 1460 , JA 283. Even tttcCleskey-J' Zant, 580 F.Supp. 338 (N.D.Ga. 1984), ffid, 753 F.2d 877 (srh cir. 1985), ffif pending, No. 84- r orl which iflplrants--Eii, hords th?itlEuch regre s- Jion analyses are incapable of demon- strating iacial intent wherer ES here, "qualitaCive' nonquantif iable dif ferences aie involved. 580 F. SUPP. at 372. 87 are not able to purchase expensive media campaigns or obtain endorsements from 1ocal newspapers. The reasons appellants present as a legit,imate basis for whites not voting for black candidates are almost invariably race related. In the instant case , for example, t.he inability of black candidates to raise large campaign contributions had its roots in Lhe discriminat,ion that has impoverished most of the black community' An eleetion system 1n which black candidates cannot win because their supporters are poorr oE because local newspaPers only endorse whites, or because of white hostility to any candidate favoring enforcement of civil rights 1aws, is not a sYstem in which blacks enjoy an equal opportunity to participate in the political process or elect candi,Jates of their choi"".88 88 Moreover, to require a district court to 88 The District Courtrs Finding of ed voting is not clearly Erroneous. Based on the analysis summarized in Part III A, supra, the trial judges found "that in each of the challenged districts racial polarization in voting exists to a substantial or severe degree, and that in each district it presently operates to minimize the voting strength of black voters. " JA 48. The Solicitor contends that the dis- Erict court ignored possible variations in the extent of polarized voting, asserfing determine which ostensible reasons are legitimate and which are race related would be exactly the type of subjective, motivational analysis Congress sought to avoid. If such an analysis were relevant, even the Solicitor General agrees that it is not necessary in order to establish a prima facie case, but it, is the defen- dants' burden to prove it on rebuttal. U.S. Br.30, n.57. Accord, Jones v. Lubbock, 730 F.2d nmi (EE-"leE. lTB,4TlT-igginbotham eoncurring ) . No such evidence r.ras offered here. D. 89 the district court adoPted a de- finition of racial bloc voting under which racial Polarization is "substantivelY significant" or ' s evere' whe never " t'he results of the individual election would have been different dePending uPon whether it had been held among onlY the white voters or onIY the black voters in the election. U.S. Br. rt 29. The Solicitor argues that under this definition elections in which only 49t of whit,es voted for a black would be held to be "severely racially polarized". U.S. Br. 29. (Emphasis in original). This argument rests on a misrepresentation of the language of the opinion below. The quoted reference to differences in the preferences of black and white voters appears on page JA 41 of the oPinion, where the district court correctly notes the presence of such differences in this case. The term 'severe' does not appear in that passage at all r but is used on the 90 next page in a separate paragraph to describe elections in which 81.7t of white voters declined to vote for any black candidate. JA 42. The opinion of t,he district court clearly distinguishes the presence of any differences between black and white voters from a case in which whites overwhelmingly opposed the candi- date preferred by black voters, and equally clearly characterizes only the latter as t'severe . ' The primary evidentiary issue regarding polarized voting that must be resolved in a section 2 dilution case is whether the degree of polarization $ras sufficiently severe as to materially impair the ability of minority voters to elect candidates of their choi"".89 tn 89 while appellants do not challenge the method appellees' expert used to analyze the election returns in general, JA 1 31-2, 281 , appellants clairn that appellees' regression analysis is flawed by what 91 concluding that such impairment had been shown, the court relied on the extensive fact findings noted above, including the fact on average 81.7t of white voters do not vote for any black candidat,e in a primary election. The polarization $'as most severe in House District 8, where an average of 92.7t of whiLe voLers do not vote for any black candidate in a primary, JA 47-48; the district court correctly they labeled the "ecological fallacy. " They assert that instead of using turnout figuresr aPPeIIeesr expert used voter registration figures. A. Br. 41. Not only rras this argument made to the disirict court and reject,ed, JA 40, n-29, but also it is not accurate. Appellees' experE, Dr. Grof man, did have t,urnout figures for each precinct, and he used a regression analysis to calculate the turnout figures by race. Px 12 at pp. 3-8. In fact, appellants t expert admitted t,hat he did not know what method Dr - Grofman used to calculate turnout, JA 279-80, and he, therefore, could not express an opinion about the accuracy of the method. 92 noted that in that district it was mathematically impossible for a black candidate ever to be elected. JA 48. In the other districts, the degree of polarization was sufficiently severe to be a substantial impediment, although not necessarily an absolute bar, to the election of minority candidates. The average portion of whit,e voters willing to support a black candidate in a primary was 1 8t. The proportion of voters that was white ranged from 70.51 to 84.9t. JA 21. In each of the disputed districts the number of white voters who in primaries do p! support the black candidat.e favored by the black community const,ituted a majority of the entire electorate.90 U.rd". those 90 Given the smal1 percentage of black voters, the failure of this number of whites to vote for black candidates presented a substantial barrier. The lower the black PoPulation of the dis- trict, the more white voters it takes votirrg for the black candidate to make it 93 circumstances, the election of candidates preferred by black voters, while not mathematically impossible, is obviously extremely difficult. Appellants attack the lower courtrs finding of substantial polarized voting by selectively citing the record. Of the 53 elections discussed by the trial court, possible for him to win. Moreover, no evidence was Presented to show that the extent of racial polarization was declin- ing. JA 137 , 1 40. Here, while there are a large number of black citizens, because they are submerged into such large multimember districts, they are a small percentage of the total electorate. For examPle, in House District 36 (Mecklenburg County), there are 107r005 black residents, Px 4(b), JA Ex. VoI. II, more t,han enough for two whole House Districts, id., but because they are submerged into-E'n eight member district, they are onIY 26.5t of the population. Because the percentage of the registered voters in each of the districts which is black is relatively low, ranging from 15t to 29*, it takes little polar- ization to impede materially the ability of the black community to elect candidates of its choice. 94 appellants refer only to 8. A. Br. 35-38. In most instances, appellants emphasize the election at which white support for a black candidate $ras the highest of any election in that district.9l The highest proportion of white support for minority candidates cited by appellants were in the 1982 Durham County general elections and the 1982 llecklenburg County primary. (A. Br. 36-37) . but there $rere no Republican candidates in the 1982 general election in Durham County, and in the 1982 Mecklenburg County primary there urere only seven white candidates for eight positions in the primary. JA 46, 44. Thus the white votes of 47* and 50t in those two races repre- sent the number of whites willing to vote for an unopposed black instead of not voting at all, rather than the proportion 91 This is true of examples (a) (b) (h) (i) and (j) in Appellantsr Brief. See JA 152. a 95 of whites willing to support in a con- t,e s t ed e I ect ion a mi nor i ty cand idate favored by the minority community. rV. THE DISTRICT COURT FINDING OF UNEQUAL ELECTORAL OPPORTUNITY WAS NOT CLEARLY ERRONEOUS A. The Clearly Erroneous RuIe Applies Appellants contend that, even if the district court was applying the correct Iegal standard, the courtrs subsidiary f actual f i nd ings r Ets well as its ultimate finding that minority voters do not enjoy an equal opportunity to elect candidates of their choice in Ehe disputed districts, lrere mistaken. Appellants correctly describe these contentions as presenting a 'factual- question."92 The lower courts 92 a. g.. 25i see also id. at 35 ("no matter how one weights anffieighs the evidence presented, it does not add up to a denial of equal accesS'), 26 (disputed trial court findings made "in spite of the facts"), 29 (" [n]othing in the record supports" a disputed finding), 30 n.l2 -96 have consistently held that a finding under sect,ion 2 of unequal PoIitical opportunity is a factual finding subject to the RuIe 52 "clearly erroneous" aula.93 The courts of appeal considering constitu- tional vote dilution claims prior to 9olden also applied the clearly erroneous rule to findings of the trial court.94 (testimony relied on by the trial court "was simply not credible" ) , 30 (PIaintiffs "failed to prove" a subsidiary fact). 9J cof]lins v. City of Norfolk, 768 F.2d 572, , 1985) (sIiP opinionr p. 4) ; ttcC_ar_la_v. _Henson | 749 F:2d 1134,-1 135 (sffies v. City of Lubbock, 727 F.2d 364t 3fi7-T6O ffi); velasquez v. City of Abilene, 725 F.2d Tg:$'ffiUni ted States v. l,larengo County Com' n, T96ff; Buchanan v. City of Jackson, 708 F.2d 106rf676-ffi 94 Parnell v. Rapidas Parish School Bd., 563ir. f97Zifr-endrix v. Joseph, 559 F.2d 1265, 1268 (Stffi rcn?iTT-qci11 v. Gadsdeq Coun-ty Co,mission, 535 F. rt v. Sterrett, 508 F.2d 1389., 13f3-f5EE eTr;-F751--z immer v. McKeithen ' 485 F. 2d ar 1302 n.8ffi, 1309-10 (Coleman, J., dissenting)' 1314 (C1ark, 97 Until recently the United States also maintained, that absent any failure to apprehend and aPply the correct legal standards, a finding of unequal electoral opportunity under section 2 was a factual finding subject to Rule 52(a), o5 F. R. Civ. P.' The Solicitor General noh, asserts, however, that RuIe 52 does not aPPly to a finding of vote dilution under section 2. The Solicitor acknowledges that the determination of a section 2 claim "reguires a careful analys is of the challenged electoral processr Els informed by its actual operation. " U.S. Br. II, 1 8. But, he urges EhaE the ultimate finding of the trial court based on that J., dissenting). 95 See Brief for the United States, United SEE'tes v. Dallas Countv Commission]-TTEE 1983) P. 26. 98 analysis may be reversed whenever an appellate court views the facts dif- ferently. The arguments advanced bY the Solicitor do not justify any such depar- ture from the principles of }"A.rso, n- City of Bessemer City, 84 L.Ed.2d 518 (1985). A number of the cases relied on by. the Solicitor General involved simple matters of statuEory constructio.rr9Sot the meaning of a constitutional right where the facts were not in dispute.9T In Bose CorP. v. Consumers Union, 80 L.Ed.2d 502 ( 1984) this Court declined to apply Rule 52, but it, did so only because the Constitution requires appellate courts in First Amendment cases to undertake "an 95 uetropolitan Edison Co. v. PANE, 460 U.S. Iisher v. Nationr S5 t 97 Strickland v. washingtonr S0 L.Ed.2d 674 99 i ndepe nde nt, examination of the whole record.' 80 L. Ed.2d at 515-26. The Sol icitor suggests that the special standard of appellate review in Bose should be. extended to any statutory claim in which "the stakes . o. are too great to entrust them finally t,o t'he judgment of the trier of fact.' U.S. Br. II 19. But this Court has already applied Rule 52 to Fourteenth Amendment claims of purposeful discrimination 1n votin9r98 to claims of discriminatory effect under section 5 of the Voti ng Rights Act r 99und to claims arising under Title VII of the 1964 Civil Rights Act.100 rn. 'stakes' in each of these areas of t,he law are surely as great as 98 Hunter v. Underwood, 85 L.Ed.2d 222, 229 ' sup,I3' aE 622-23 ' 99 City of Rome v. united states, 446 u.s. 1 oo , 9gP!3; 100 under Section 2. 95.. Alyeska PiPeIine Service,v. Wilderness Society, 421 U.S. 240, 263-64 (1975). As this Court enph- asized in White v. Regester, a district court called upon to resolve a vote dilution claim occupies " it,s own special vantage pointn from which to make an " intensely locaI appraisal' of the existence of racial vote di1utiorr.l01 412 ffition of Rule 52 is particu- larly appropriate in a case such as this where the appellants' brief is replete with controverted or clearly inaccurate factual assertions. For examPle, appel- lants state without citation, "InHalifax, several blacks have been elected to the County Commission and the City Council of Roanoke Rapids. " A. Br. 1 1 . This is fa1se. No black had ever been elected to either body. JA 233. Appellants state, 'rThe Chair of the l,lecklenburg County Democratic Executive Committee at the time of trial and his immediate predecessor are also b1ack. Stip. 126 ' A. Br. 8. Stipulation 125 actually says, "The immediate Past Chairman of the l'lecklenberg County Democratic Executive Committee, fot the term from 1981 through May 1983, was Robert Davis, who is black. Davis is the only black Person ever to hold that Fffition." JA 105. Appellants state that "ff Forsyth County kere divided into 101 u.s. ar 769. Erom "its own special vantage point" the court here made det,ailed and extensive fact findings on virtually all the factors the Senate Report thought probative of a section 2 violation. The findings of the district court involved six distinct multi-member districts, the circumstances of which were of course not precisely identical. Appetlants neither contend that these differences are of any importance or suggest that the trial courtrs ultimate finding of unequal electoral opportunity under the totality of circumstances is any single member House districts, one district with a population over 55t black could be formed. Stip. 129." ApP. Br. 9. Stipulation 129 in fact says that two majority black districts could be formed. JA 105. The omission is particularly deceptive since the remedy proposed by appellants, which was accepted unchanged by the district court, contained two districts in Forsyth County which are majority black in voter registration. B. 102 less justifiable in any one district than in the others. Rather, appellants advance objections which they contend are equally applicable to all the districts at issue. Appellants attack t,he district court I s ultimate finding by generally challenging each of the subsidiary findings on which it is based. A. Br. 25-34. Evidence of Prior Voting EiffiffiliiEEi6n The district court, after describing the long North Carol i na historY of official discrimination intended to prevent blacks from registering to vote, as well as some relatively recent efforts to counteract the continuing effect,s of that discrimination, concluded: The present condition .... is thatr on a state wide basis, black voter registration remains depressed relative to that of the white majority, in Part at least because of the long Period 103 of official state denial and chl1ling of black citizens' registration efforts. This statewide dePression of black voter registration levels is generally rePlicated in the areas of the challenged dis- tricts, and in each is Lraceable in part at leasL to the histori- cal statewide Pattern of offi- cial discrimination here found to have existed. JA 27-28. Such d isparit ies i n black and white registration, rooted 1n past and present discrirnination, is one of the factors which Congress recognized puts minority votes at a comparative disadvantage in predominantly white multi-member dis- tricts. Senate RePort 28. Appellants conceder ds theY must, that it was for decades the avowed policy of t.he state t,o prevent blacks from registering to vote. A. Br. 25. The district court noted, fot example, that in 19OO the state adopted a literacy test for the avowed purpose of disfranchising black 104 votersr and thaL that test remained in use at least until 1970. JA 25. APPellants arguer 6s theY did at trial, that all effects of these admitted discriminatory reg istration practices were entirely eliminated because recent state efforts to etiminate those effects "have been so successful." A. Br. 27- The district' court, however, concluded t.hat recent registration efforts had not been suffi- cient to remove "the disparity in regis- tration whieh survives as a legacy of the long period of direct denial and chilling by the state of registration by black eitizens' JA 27. The district courtrs finding is amply supported by the record below. In every county involved in this litigation the white registration rate exceeds that of blacks, and in many of those counties the differential is far greater than the 105 statewide disparity.102 ra. at n.22. Even appellants I witnesses acknowledged that this disparity was unacceptably great,. Px 40 ; T. 5 7 5-77 , 1357 i JA 'l 99. There was direct testimony that the history of mist,reatment of blacks continued to deter blacks from seeking to register. JA 175, 1 88-89 , 21 1 -12, 220-25 , 229 , 242-43 . Appellants contend that in the last few years the state board of elections has taken steps to register blacks who might have been rejecEed or deterred by past practices. A. Br. 26. But the staters involvement did not begin until 1981, and the record was replete with evidence that, long after the literacy test ceased to be 102 rn 1971 | the year after use of the discriminatory literacy test ended, 60.5t of whites were registered, compared to 44.4t of qualified blacks. As of 1982 that registration gaP had only been slightly narrowed, with 66.7t of whites and 52.7X of blacks registered. JA 26. 106 used, locaI white election officials at the county level pursued practices which severely limited the times and places of registration and thus perpetuated t,he effects of past discriminatory practices.l03 Under these circumstances the district court was clearly justified in finding that minority registration levels remained depressed because of past discriminatory practices. 1 03 In a number of instances registration was restricted to the county courthouse, locations that especially burdened the large numbers of blacks who did not own cars. JA 220-22, 229i JA Ex. VoI. I Ex. 37-52. Local elect,ion of f icials severely limited the activities of voluntary or part-time registrars, only allowing them, for example, to register nel, voters outside his or her own precinct when the state board of elections required them to do so. T. 525, 553-55, JA 212, 222-24. 107 c. Evidence of Economic and Educational DlEadvantages The district court concluded that minority voters were substantially impeded in their efforts to elect candidates of their choice by the continuing effects of the pervasive discrimination that af- fected, and to a significant degree continues to affect, every aspect of their Iives. JA 28-31 . The court concluded that pas t discrimination had led to a variety of sociar and economic disparities.l04 such 1 04 T6q mean income of black citizens was only 64.9t t,hat of white citizens. Approxim- ately 30t of all blacks have incomes below the poverty leveI, compared to only 1 0t of whites; conversely, the proportion of whites earning over $20r000 a year is twice that of blacks. JA 30. Since signif icant, desegregation did not occur in North Carolina until the early 1970's, most black adults attended schools that were both segregated and qualitatively inferior for aIl or most, of their primary and secondary education. JA 29. See Gaston County v United States, 395 U:t 108 social and economic disparities lrere cited by Congress as a major cause of unequal opportunity in multi-member districts. s. Rep. 29.105 appellees adduced evidence documenting these disparities in each of 285, 292-96 (1969). Residential housing is rigidly segregated throughout the state, JA 29, and is almost total in each of the challenged districts. T. 268, 6481 739i JA 176-7, 201-2, 219, 240t 263-4, JA Ex. Vol. II, Px 3a-8a. 1 05 gqngress deemed evidence of substantiat social ard economic disparities sufficient, by itself to demonstrate that blacks would be at a significant disadvant,age in a majority white district. The Senate Repor t d irects the courts t,o presume , where those disparities are Present, that "disproportionate education, employment, income level and living conditions arising from past discrimination tend to depress mirority political participation. ..' Id. 29 n. 1 t +. The propriety of such Gn inference was an established Part of the pre-Bolden case law expressly referred to by co-ffi, and is an established part of the post-amendment section 2 case law as well . unit,ed States v. Marengo County, 731 F.2 efr v. Escambia County, 748 F.2d ;ff0-44; ffilas County, 739 F.2d 109 the challerrged districtsl 05"nd appellants do not dispute their existence. Appellants attack the district court's finding that these undisputed disparities substantially lmpeded the ability of blacks to participate effec- tively in the political Process, asserting that "plaintiffs failed to prove that political participation on the part of blacks in North Carolina was ... in any way hindered." A. Br. 30. But appellees i n fact, i ntroduced the evidence which 106 Msgklenburg County: T. 243, VoI. I Ex. 37; JA 77-89. Durham County: T. 647-51, Vol. I Ex. 39t JA 77-89. 436i JA Ex. 585; JA Ex. Forsyth County: T. 595-95, 61 1 ' 734, JA Ex. Vol. I Ex. 38i Hauser deposition 35, 36, 38 Wake County: T. 130, 1216-18; I Ex. 40; JA 77-89. House District 8: T. 701-03, 44i JA Ex. VoI. I Ex. 41-43i JA Ex. Vol. 7 40-41 ,7 42- JA 77-89. 110 appellants assert was missing, documenting i n detail precisely how the admitted disparities impeded the electoral effec- tiveness of black voters. That evidence demonstrated that the cost of camPaigns rras substantially greater in large multi-member districts, and that compara- tively poor black voters were less able t,han whites to provide the financial contributions necessary for a successful . 107campaigD.'-' Minority voters were far less like1y than whites to own or have access to a car, without which it was often difficult or impossible to reach polling 107 1. 130; JA 177-78, 180-1, 235-6; JA Ex. Vol. I Ex. 14-17; Hauser Deposition, 35. There was also more general testimony regarding the net impact of these dispari- ties. JA 168, 213-14i 236-7. See David v. Garrison, 553 r.2d 923, 927 t-92g-i-5EE' ffi1977l? Dove v . Moore , 539 F. 2d 1 152 , 11s4 n.3 Gffi'eifT976)i Hendrick v. Walder , 527 F.zd 44, 50 ( 7thffiT975l . 111 places or registration sites.108 Minority candidates, Iiving in racially segregated neighborhoods and a racially segregated society, had far less opportunity than white candidat,es to gain exPosure and develop support, among t,he majority of the voters who were white.109 Appellants urge that this. evidence was rebutted by the. fact that eight witnesses called by appellees were politi- cally active blacks. A. Br. 29-30. But the issue in a section 2 dLlution proceed- ing is not whether any blacks are Parcici- pants in any way in the political Process, 108 T. 634r G86; JA 77i JA Ex. vol. r Ex. 37-52. The district court noted that 25.1t of all black families, compared to 7.3t of white families, have no private vehicle available for transportation. JA 30. 109 T.7a2; JA 176-91, 213-14, 239. 112 but whether t.hose who participate have an equal opportunity to elect candidates of their choice. The mere fact, that eight or even more blacks simply participate in the electoral process does not, by itself, support any particular conclusion regard- ing t,he existence of such equal opportu- nity. In this case the inst,ances cited by appellants as the best examples of the degree to which the political Process is open to blacks actually tend to support the trial court r s conclusions to the contrary. AII the sPecific political organizations which aPPellant,s insist blacks are able to participate in are either civil rights or black organiza- tions;11oon1y two of the individuals cited 1 1 0 T69 organizations refered to by appellants are the Nash County NAACP, the l,tecklenburg County Black Caucus, the Second Congres- sional District, Black Caucus, the Durham Committee on the Affairs of Black People, the Wilson Committee on the Affairs of BIack People, the Raleigh-Wake Citizens 113 by appellants held elective both positions vrere chosen i black single member districts. office, and n majority 111 D. Evidence of Racial Appeals by White The district court concluded that the abi 1 i ty of mi nority voters to elect candidates of their choice was signifi- cantly impaired by a statewide history of white candidates urging white voters to vote against black candidates or against white candidates supported by black voters: IR] acial aPPeals in North Carolina Political camPaigns have for the Past thirtY Years been widesPread and Persistent . . . . [T] he historic use of racial aPPeaIs in Political campaigns in North Carolina persists to the Present time and Associat,ion, the B1ack Womenrs PoIitical Caucus, and the Wake County Democratic B1ack Caucus. A. Br. 11-12, 30. 111 JA 1oB, stip. i43i JA 201, 237- 114 . .. its effect is PresentlY to lessen to some degree the oPPor- tunity of black citizens to participate effectivelY in the poI it,ical process and to elect candidates of their choice. JA 34. Congress noted that the use of such racial appeal s to whit,e voters might make it, particularly difficult for black candi- dates to be elected from majority white districts. Senate Report 29. The noxious efflcts of such appeals are not limit,ed to the particular election in which they are made; white voters, once persuaded t,o vote against a candidate because of his or her race or t,he race of his or her supporters, may well vote in a similar manner in subsequent races. JA 34.112 112 "The content,s of these materials reveal an unmistakable inLention by their dis- seminators to exploit existing fears and prejudices and to create new fears and prejudicesn toward black political participation. Id. According to a black witness at triEl , one of the biggest obstacles to black candidates is 'con- 't 15 Appellants object that, of the six elections referred to by the district court as involving racial appeals, only t,wo occurred within the last 15 years. A. Br. 32a. But these particular elections were not cited by the trial court as the sole instances of racial appeals. Rather, those s ix e lections grere l isted as the most blatant examP1es, JA 34, and the opinion added that ' In] umerous other examples of . .. racial appeals in a great number of locaI and statevride elections abound in the record. " fg. Among the additional instances of racial appeals documented in the record referred to by the d istrict court are elections in 1g76, 1 131980, 1 14.nd 1g82. 1 1 5 vi ncing the whit,e voter that there is nothing to fear from having blacks serve in elecEive office." JA 179. T. 330-38, 390-91; Px 44. T.355-358. 113 114 115 Appellants also urge that the presence of racial appeals cannot be proved merely by evidence as to the content of the advertisements or litera- ture used by white candidates; rather, they assert, some form of in depth public opinion poll must be conducted to demon- strate what meaning white voters acknowl- edge attaching to the racist materials used by white candidates. A. Br. 31-32. Public opinion pol1s are not, however, the ord i nary rnet,hod of establ ish i ng the meaning of disputed documents; indeed, if racial appeals have been effectiver the white voters to whom those appeals were addressed are unlikely to discuss the matter with complete candor. LocaI federal judges, with personal knowledge of 1 1 5 1. 354, 3 57-69 i Ex. 23-26, 36. JA 164-57; ;JA Ex. VoI. I t 117 the English language and the culture in which t,hey liver. 6E€ entirely competent to comprehend the meaning of the spoken and writt,en word in a wide variety of con- texts , i ncl ud i ng pol it.ical appeals. No publ ic opinion poll is necessary to understand the significance of appeals such as "White People Wake UP", T. 245-46i JA Ex. Vol. I Ex. 21 r or to realize why, although typically unwilling to provide free publicity t,o an opponent, a candidate would publiclze a photograph of his opponent meeting with a black leader. T- 356-58; JA 166-67i JA Ex. VoI. I Ex. 36. Indeed, these judges, dll North Carolina natives conversant with locaI social and political realities, were able to deter- mine that recent racial appeals, while at times oless gross and virulerltr" JA 33, "pick up on the same obvious themes": "black domination" over "moderate" white 118 candidates and t.he threat of "negro rule" or "bIack power" by blacks "bloc" voting. rd.116 E. Evidence of Polarized Voting The sufficiency supporting the district polarized voting is set suPra of the court I s out at evidence finding of pp. 88-95, F. The Dlajority Vote Requirement The d i strict court f ound t,hat the majority runoff requirement impaired t,he ability of blacks to elect candidates of their choice from the disputed districts. JA 31-32. Although no black candidate seeking election to one of the at-large 116 For example, using a frequent pun for black, a candidate in 1982 in Durham denounced his black opponent for 'bus- sing" [sic] his "block" vote to t,he polls. JA Ex. Vo1. I Ex. 23-26. a 119 seats has ever been forced into a runoff because of this rule, A. Br. 27, the issue at trial was not whether the runoff rule had led directly to the defeat of black Iegislative candidates, but whether that rule i nd irectly interfered with the ab i 1 i t,y of mi nority voters to elect candidates of their choice. The majority vote requirement has Prevented black citizens from being elected to statewide, congressional, and local leve1 positions, T. 958-959, 967, JA 203-4; Dx 48, P. 20. The exclusion of blacks from these offices has operated indirectly to interfere with the ability of blacks to win legislative 120 elections .117 The courtrs findings have a substantial basis in the record and corroborate Congress' concern that in vote dilution cases, majority vote requirements are "typical factors" which "may enhance the opportunity for discrimination against the minority group.' Senate Report at 29.118 117 Because of the effect of the runoff requirement in state and local offices, black voters were deprived of an opPor- tunity to prepare for legislative elec- tions by winning locaI office, of the possible assistance of minority of- ficials in higher officerand of a pool of experienced minority campaign workers. T. 142, 192t 960, 967i JA 175-77, 179-80. 1 1 I This Court has also recognized the d i s cr imi natory pot.e nt iaI of runof f requirements. See, e.9., City of _Portarihur v. unitetfstates, 459:T3._T59 United States, 446 U.S. 121 G. Evidence Regarding EIectoral Success , Having identified a number of specific aspect,s of the challenged at-large systems which interfered with the abilit'y of blacks to participate in the political process or elect candidates of their choice, the district court examined as well actual election outcomes to ascertain the net impact of those pracEices. The court concluded: IT] he success that has been achieved by black candidates to date is, standing a1one, too minimal in total numbers and Eoo recent in relation to the long history of comPlete denial of any elective oPportunities to compel or even to arguablY support an ultimate finding that a black candidate's race is no longer a significant adverse factor in the Political Pro- cesses of the state either generally or sPecificallY in the areas of the challenged dis- tricts. JA 39-40. 122 ttuch of the argument advanced by both appellants and the Solicitor General is an attack on this factual finding. As the facts stood in SePtember, 1981, when this act,ion h,as f iled' the correctness of this finding could not seriously have been disputed. Prior t,o 1972 no black candidate had ever been elected from any of the six disputed multi-member districts. From 1972-1980 no black representatives served in at least three of the districts; far from having, as the Solicitor suggests, a level of representation comparable to their proportion of the populationr dt any given point, in time, prior to 1982 more than two-thirds of the black voters had no elected black representatives at' a1l. In six of the disputed dist,ricts, with an average black population of well over 25*, a total of 30 legislators were elected at I a 123 large. Prior to 1982 no more than two or three black candidates were successful in any election year.1 I 9 Appellants rely so1ely on the results of the 1982 elections in attacking the findings of the district court. The outcome of the 1982 elections, held some 14 months aft,er the f iling of this action, rirere strikingly different than past elections. Although in 1 980 only two districts had elected black candidates, four of the districts did so in 1982. For the first time in North Carolina history two blacks were elected simultaneously from the same multi-member legislative districtr E€sulting in five black legis- 120Iatrors. 119 Statewide, the number of black elected officials remains quit,e low, and has not increased significantly since 1975. JA 35; JA Ex. VoI. I Ex. 22. 1 20 alg6ough appellees state that seven blacks were elected in 1982, two were elected 124 APPellants contended at t'riaI that the 1982 elections demonstrated that any discriminatory effect of the at-large systems had, at least since the filing of t,he complaint, disappeared. The district court expressly rejected that' contention: There are intimat,ions from recent history, Part,icularly f rom the 1982 elections, that a more substantial breakthrough of success could be imminent --but there were enough obviously aberrat,ional asPects present in the most recent elections to make that a matt,er of sheer speculation. JA 39. The central issue regarding the significance of minority electoral success is whether the district courts' evaluation of the obviously unusual 1982 election results was clearly erroneous. The parties offered at trial conflicting evidence from majority black House districts in sect,ion 5 covered counties which although they include some counties in Senate District 2, are not in question here- st.ip. 95, JA 94i JA 35. 125 regarding the significance of the 1982 e1ection".121 The evidence suggesting that the 1982 elections were an aberration was manifestly sufficient to support the trial courtrs conclusion. Firstr ds the district court noted, there was evidence that white political Ieaders, who had Previously supported only white candidates, for the first time gave substantial assistance to black candidates and did so for the 121 rn Forsyth County, for example, appel- lants pointed t,o isolated instances of electoral success prior to 1 982 which the court weighed in conjunction with evidence of electoral failures such as the defeat of alI black Democratic candidates, including appointed incumbents, in 1978 and 1 980, Years i n which all white Democrats were successful. JA 37 . In House District No. 8, which is 39t black in population, no black had ever been etectea and from llecklenburg, in the eight member House and four member Senate districts, only one black senator (1975- 1979) and no black rePresentatives had been elected this century prior to 1982- JA 35. Moreover, as in Forsyth, ingeneral elections wherever there vras a black Democrat running, black Democrats were the only Democrats to lose to Republicans. JA 135. a 126 purpose of inf luencing this litigat,ion and preventi ng the int,roduction of single member district =.122 Second, in llecklenburg Count,y there were fewer white candidates than there were seats, thus assuring that a black candidate would win the primary.123 Third, conversely, in Forsyth County there was such a surfeit of white candidates that Lhe splintering of the white vote gave blacks an unusual opportunity.l24 122 Hauser Deposition, 49i JA 259-50. 123 g6 44. Moreover, the black candidate who lost in the general election was the only Democratic candidate to Iose. In House District 23, there 'dere only 2 white candidates for 3 seats in the 1982 primary, and the black candidate who won ran essentially unopposed in the general elect,ion, but stiIl received only 43t of the white vote. JA 46, 142-3, 153. 124 ga 137--8. There $rere 9 white Democratic candidates, none of them incumbents, running for 5 seats. Appelleesr expert testified that the likelihood of two blacks getting elected again in the multi-member district was "very close to zero. " Id. a. { 127 Fourth, in 1982r ds occurs only once every six years, there was no statewide race for either President or United States Senate, as a result of which white and Republican turnout was unusually 1or.125 Fifth, in one county, black leaders had been able to bri ng about the election of a black legislat,or only by selecting a candidate who had not been visibly outspoken about the inLerests of the black community-126 Finally, in a number of instances black candidat,es won solely because black voters in unprecedented numbers resorted to 125 T.142-144, 179i JA 137-39, 140. white turnout $ras 20t lower than in 1 980. 126 Hauser Deposition 42-43;JA 205-5. The ability of some blacks to get elected does not mean they are the representatives of choice of black voters. T 591, 1291-4, 1299, JA 214-15. I 128 single shot voting, forfeiting their right to participate in most of the legislative elections in order to have some oPPor- tunity of prevailing in a single race .127 The success of black candidates in 1982 was viewed by the court as a con- catenat,ion of these various factors, each of which either was a freak occurrence 1 27 Bxpsrts for both appellants and appellees agreed that black voEers had to single shot vote in order to elect black can- didates in the districEs at issue. T. 797-8r JA 135, 148-49t 150,278-79. Lay witnesses for both parties also agreed that the victories of black candidates were due in large measure to extensive single shot voting by blacks. T. 1099; JA 228, 258-59. D ? 129 over which aPPellees had no control ,128 o, { in and of itself underscored the inequal- ity in the multi-member election syst"*.1 29 1 28 16s likerihood, for exampre, of repeaEing successfully the 1982 election of blacks in the challenged Forsyth House District was "very close to Z€Eo.rr JA 137. More- over, unlike white Democrats, not a single one of whom lost in the 1982 general elec- tions, black Democrats in the other districts stil1 enjoyed only haphazard success. Thus, the court was not pre- sented with the fact, situation of Whitcomb v. Cnavis , 403 U.S. 124 ( 197'l ).- 129 '1'6s necessity of single shot voting is a distinct handicap because it exacerbates the competitive disadvantage minority voters ilready suffer because of their numerical submergence. white voters get to influence tha election of all candi- dates in the multi-seat system, whereas blacks must relinquish any oPportunity to influence the choice of other represen- tatives in order to concentrate their votes on the minority candidate. As a result, white candidates can ignore the interests of the black community with impunity. See discussion suPra at, 59-62. II . 130 Responsiveness Appellees did not att,empt to prove minimus evidence a t the unresponsiveness of individual elected officials. In a section 2 case unrespon- s ive ness is not an essential part of plaintiff's case.1 30 Senate Report 29 n.1 15r131 eppellants' de 130 16is Court-held-in Rogers v. Lodge, 458 U.S. 613, 625 n.9, that unresponsiveness is not an essential factor in establishing a claim of intentional vote dilut,ion under the Fourteenth Amendment. 131 Because section 2 protects the right to participate in the process of government, 'not simply access to the fruits of governmentn, and because "the subjective- ness of determining responsiveness" is at odds wit,h the Congressional emphasis, a showing of unresponsiveness might have some probative value, but a showing of responsiveness has little. United States v. t'tarengo CounEy, 731 F.20FTffi ffiock County, 727 F.2d at 381 r on of section 2 despite a finding of responsiveness); Mcttlillan v. Escambia Count,y, 748 F.2d at a 131 of responsivenes"l32*"y be relevant rebuttal evidence, bu! onlY if aPPellees had at,tempted aL trial to Prove unresponsive- ness. !|. I. Tenuousness of the State Policy for The dist,rict court ized that while deParture state policy may be correctly recogn- from established probative of a a I a 1 32 169 only testimony cited to support their assertion Lhat appellees' "witnesses conceded that, their legislators were responsivo'r A. Br. 32, $ras t,he testimony of one witness who testified on cross- examination that of twelve Representatives ard Senators from Mecklenburg County, two, the black representative and one white representat,ive, were responsive. JA 184-85. The only other evidence was the self serving testimony of one defense witrress, listed in toto in footnote 14 to appellants' brief . Furthermore, appellants assertion that. white rePresentatives must be responsive because "white candidates need black support to win" A. Br. at 34, is not supported by the record. In the challenged districts, white candidates consistently won without support from black voters. See, supra, 62 n.69; JA 231 -2. 132 violation of section 2, a consistently appl ied race neutral policy does not negate appellees' showing, through other factors, that the challenged practice has a discriminatory result. JA 51, citing S. Rep. at 29, n.117. In this case, the district court, did not f ind the application of a consistent', race-neutral state policy. In fact, after the Attorney General in 1 981 objected under section 5 to the 1967 prohibition against dividing counties, both covered counties and counties not covered by section 5 were divided.133 JA 52. The Attorney General found that the use of large multi-member districts " necessarily submerges" concentrations of black voters in the section 5 covered counties. Based on the tot,aliLY of 1 33 The challenged plan divided counties not covered bY Section ni netee n 5. . ar ) t a a a 133 relevant circumstances, the court below similarly concluded that,, in the non- covered counties as weIl, black citizens have less opportunit,y than white citizens to participate in the challenged majority white multi-member districts and to elect representatives of their choice. The decision of the district court rests on an exhaustive analysis of the electoral conditions in each of the challenged districts. The lower court made detailed findings identifying the specific obstacles which impaired the ability of minority voters to elect, candidates of their choice in those districts. The trial court held ... the creation of each of the multi-member districts chal- lenged in this action results in the black registered voters of that district .o. having Iess opportunity than do ot,her members of the electorat,e to participate in the political a { I 134 process and to elect rePresen- tatlves of thetr choice. JA 54. This ultinate flnding of fact, unless clearly erroneous, ls sufflcient as a maEter of law to requlre a findlng of liability under section 2. a : 4 t t ) a ) I 135 CONCLUSION The decision of the three j udge district court should be affirmed. ResPectfulLY submitted, JULIUS L. CHA!{BERS ERIC SCHNAPPER C. LANI GUINIER * NAACP tegal Defense and Educational Fund, Inc. 16t,h Floor 99 Hudson Street New York, New York 10013 (2121 219- 1 900 LESLIE J. WINNER Ferguson, Watt, Wa1las, e Adkins, P.A. 951 S. Independence Blvd. Charlotte, North Carolina 28202 (704) 37s-8451 ATTORNEYS FOR APPELLEES, RalPh Gingles, et aI. iCounsel of Record DATED: AUGUST 30, 1985 : )