Sims v GA Petition for Writ of Certiorari
Public Court Documents
October 1, 1967
74 pages
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Brief Collection, LDF Court Filings. Sims v GA Petition for Writ of Certiorari, 1967. b059e97e-c49a-ee11-be37-00224827e97b. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/923b9b71-6c91-4f05-bef2-76eacb4beeea/sims-v-ga-petition-for-writ-of-certiorari. Accessed December 04, 2025.
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October Term, 1967
No..............
Isaac Sims, Jr.,
Petitioner,
— v .—
State oe Georgia.
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF GEORGIA
J ack Greenberg
J ames M. Nabrit, III
Conrad K. Harper
10 Columbus Circle
New York, New York 10019
A nthony G. A msterdam
3400 Chestnut Street
Philadelphia, Pa. 19104
H oward Moore, J r.
859% Hunter Street, N.W.
Atlanta, Georgia 30314
Attorneys for Petitioner
I N D E X
Opinion B elow ................ 1
Jurisdiction .......................................................................... 1
Questions Presented .......................................................... 2
Constitutional and Statutory Provisions Involved ........ 4
Statement ............................... 5
A. Facts Regarding Petitioner’s Confession..... 8
B. Racial Discrimination in the Selection of Peti
tioner’s Grand and Traverse Juries............... 11
Reasons for Granting the Writ
PAGE
I. Petitioner’s Constitutional Rights Were Violated
by the Use at His Trial of Confessions Which
(A) Were Judged by Standards of Voluntari
ness That Were Not in Accord with Constitu
tional Requirements; (B) Were Obtained in
Inherently Coercive Circumstances Following
the Uncontested Physical Brutalization of Peti
tioner While in Police Custody; and (C) Were
Obtained in Violation of Petitioner’s Sixth
Amendment Bight to the Assistance of Counsel 14
Introduction .................................................... ......... 14
A. The Standards Applied Below to Determine
Voluntariness Were Insufficient to Satisfy
Constitutional Requirements .......................... 16
IV
Table of Cases:
Anderson v. Martin, 375 U. S. 399 .................................. 52
Arnold v. North Carolina, 376 U. S. 773 ........................... 56
Aro Manufacturing Co. v. Convertible Top Co., 377
U. S. 476 ............................................................................ 2
Ashcraft v. Tennessee, 322 U. S. 143.............................. 23
Avery v. Georgia, 345 U. S. 559 ....... ...............................51, 52
Blackburn v. Alabama, 361 XJ. S. 199............................... 43
Bostick v. South Carolina, 386 U. S. 479, reversing 247
S. C. 22, 145 S. E. 2d 439 (1965) ................................ 47, 49
Brooks v. Beto, 366 F. 2d 1 (5th Cir. 1966) ....... ............ 56
Brown v. Mississippi, 297 U. S. 278.................................. 22
Brubaker v. Dickson, 310 F. 2d 30 (9th Cir. 1962), cert,
den. 372 U. S. 978 ............................................................ 45
Carter v. Texas, 177 TJ. S. 442 ......... .............................. 56
Chambers v. Florida, 309 U. S. 227 ................................ 23
Clewis v. Texas, 386 U. S. 707 ......... -.............................. 38
Coleman v. Alabama, 377 U. S. 129...... -........................... 55
Communist Party v. Subversive Activities Control
Board, 367 U. S. 1 ........................................................ 57
Crooker v. California, 357 U. S. 433 ................................ 44
Culombe v. Connecticut, 367 U. S. 568 ...................22, 37, 42
Davis v. North Carolina, 384 U. S. 737 .......................22,42
Escobedo v. Illinois, 378 U. S. 478 ...................... 3, 43, 44,46
Eubanks v. Louisiana, 356 U. S. 584 ................................. 56
Fikes v. Alabama, 352 U. S. 191 ............... 3, 22, 35, 36, 38,42
Griffith v. Rhay, 282 F. 2d 711 (9th Cir. 1960), cert,
den. 364 U. S. 941 ..................................................... 44,45
PAGE
V
Haley v. Ohio, 332 U. S. 596 ............................................ 36, 37
Hamm v. Virginia State Board of Elections, 230 F.
Snpp. 156 (E. D. Va. 1964), a il’d snb nom. Tancil
v. Woolls, 379 U. S. 1 9 ................... ... ...........................50, 51
Haynes v. Washington, 373 U. S. 503 ...................23, 28, 37
Hartford Life Ins. Co. v. Blincoe, 255 LT. S. 129........... 2
Hernandez v. Texas, 347 U. S. 475 .................................. 56
Jackson v. Denno, 378 IT. S. 368 ...........................6, 7,18,47
Johnson v. New Jersey, 384 U. S. 719 ...........................41, 43
Johnson v. Pennsylvania, 340 IT. S. 881.......................... 37
Johnson v. Zerbst, 304 U. S. 458 ...................................... 37
Lisenba v. California, 314 U. S. 219 .............................. 43
Malinski v. New York, 324 IT. S. 401 .............................22, 36
Massiah v. United States, 377 U. S. 201 .......................45, 46
Maxwell v. Bishop, 257 F. Supp. 710 (E. D. Ark. 1966),
denial of application for certificate of probable cause
rev’d, 385 U. S. 650 ........................................................ 48
Maxwell v. Stevens, 348 F. 2d 325 (8th Cir. 1965) ....... 48
Messinger v. Anderson, 225 U. S. 436 ........................... 2
Miranda v. Arizona, 384 U. S. 436 ........................—41, 42, 43
Mutual Life Insurance Co. v. Hill, 193 U. S. 551............. 2
Neal v. Delaware, 103 U. S. 370 .......... ........ ................... 56
Norris v. Alabama, 294 U. S. 587 ................... 51, 56
Payne v. Arkansas, 356 U. S. 560 ...................................22, 36
Payton v. United States, 222 F. 2d 794 (D. C. Cir.
1955) ............................................................................... 39,42
Pierre v. Louisiana, 306 U. S. 354 ........ ..... .................... 56
Powell v. Alabama, 287 U. S. 4 5 ........................................ 46
PAGE
V I
Rabinowitz v. United States, 366 F. 2d 34 (5th Cir.
1966) ............................-.................................................... 50
Reck v. Pate, 367 U. S. 433 ................................................ 38
Reece v. Georgia, 350 U. S. 85 ....................................... - 56
Rogers v. Richmond, 365 U. S. 534 .............................. 21, 23
Scott v. Walker, 358 F. 2d 561 (5th Cir. 1966) ............... 56
Sims v. Balkcom, 220 Ga. 7, 136 S. E. 2d 766 (1964) —.2, 55
Sims v. Georgia, 384 U. S. 998 .......................................... 2
Sims v. Georgia, 385 U. S. 537 ..... .............. —2, 7, 8,12,16,17,
18, 38,47, 54
Sims v. State, 221 Ga. 190,144 S. E. 2d 103 (1965) .......6, 20
Smith v. Texas, 311 U. S. 128 ...... ................................ 56
Spano v. New York, 360 U. S. 315 ........................43,45,46
Stein v. New York, 346 U. S. 156 .................................. 40, 42
Turner v. Pennsylvania, 338 U. S. 62 ............................... 37
United States v. Atkins, 323 F. 2d 733 (5th Cir. 1963) 50
United States ex rel. Goldsby v. Harpole, 263 F. 2d 71
(5th Cir. 1959) ................................................................ 56
United States v. Louisiana, 225 F. Supp. 353, aff’d 380
PAGE
U. S. 145 ......................................................................... 50
United States ex rel. Seals v. Wiman, 304 F. 2d 53 (5th
Cir. 1962) ....... ..................................................... -......... 56
Wan v. United States, 266 U. S. 1 ....................-............. 22, 23
Ward v. Texas, 316 U. S. 547 ........................................ 23
Watts v. Indiana, 338 U. S. 49 ...................................... 36
Whitus v. Georgia, 385 U. S. 545 ........ ...... 3,7,8,11,47,48,
49, 51, 52, 53, 54
VII
page
Williams v. Georgia, 349 U. S. 375 .............................. 52
Wolff Packing Co. v. Court of Indus. Relations, 267
U. S. 552 ......................................................................... 2
Statutes:
23 U. S. C. §1257(3) ........................ ................................... 2
Ark. Stat. Ann. §§3-118, 3-227, 39-208 ............................ 48
Ga. Code §27-209 (1933) ............................................32,45,46
Ga. Code §27-212 (1933) .................................................. 32
Ga. Code §38-411 (1933) ........... ........................................ 4, 20
Ga. Code Ann., §59-106 (1965 Rev. Yol.) ......... ....... 4,12, 49
Ga. Code §92-6307 (1933) .... ............................................. 5,12
Ga. Code Ann. §92-6307 (1966 Supp.) .......................... 5,48
Other Authorities:
Finkelstein, The Application of Statistical Decision
Theory to the Jury Discrimination Cases, 80 Harv.
L. Rev. 338 (1966) ...... ................................................. 53, 54
Harvard Computation Laboratory, Tables of the
Cumulative B inomial P robability D istribution
(1955) ................ ................................ .................. ........... 8a
Hoel, Introduction to Mathematical Statistics (1962) 53
In the
Hi!|iirjiitJ? Cfomrt ni % lu M BtaUa
October Term, 1967
No..............
I saac Sims, Jb.,
—v.—
State of Geobgia.
Petitioner,
PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF GEORGIA
Petitioner prays that a writ of certiorari issue to review’
the judgment of the Supreme Court of Georgia, entered in
the above-entitled cause on June 22, 1967, rehearing of
which was denied on July 6, 1967.
Opinion Relow
The opinion of the Supreme Court of Georgia is reported
a t ------ Ga. ------ , 156 S. E. 2d 65. It is set forth in the
appendix, infra, pp. la-5a.
Jurisdiction
The judgment of the Supreme Court of Georgia was
entered June 22, 1967 (IR. 285, infra, p. 6a)1 and motion
1 The certified record is in two parts: Part One (cited as IE.
) consists of proceedings in this cause following the issuance
2
for rehearing was denied July 6, 1967 (IE. 291, infra, p.
7a). On September 15, 1967, Mr. Justice Black stayed
enforcement of the sentence of death upon petitioner pend
ing the timely filing and disposition of a petition for writ
of certiorari.
The jurisdiction of this Court is invoked pursuant to
28 U. -S. C. §1257(3), petitioner having asserted below and
asserting here deprivation of rights secured by the Con
stitution of the United States.
Questions Presented2
1. Whether petitioner’s Fourteenth Amendment rights
were violated by the admission in evidence at his capital
trial of a confession which he contends was coerced.
of this Court’s mandate in Sims v. Georgia, 385 U. S. 538 (1967) ;
the first page of this part of the record is denominated Case No.
24152 in the Supreme Court of Georgia. Part Two (cited as
H R . ------ ) consists of earlier proceedings, including those re
viewed by this Court in Sims v. Georgia, supra; the first page of
this part of the record is denominated Case No. 22939 in the Su
preme Court of Georgia. Both parts of the record are paginated
independently with the page numbers at the lower left corner.
2 This Court granted certiorari on questions 2, 4, and 6, in Sims
v. Georgia, 384 U. S. 998, but decided the case upon another ground
without reaching any of these questions, 385 U. S. at 539. It is
well settled that this Court has certiorari jurisdiction over issues
reserved in prior disposition of a cause. Mutual Life Insurance
Co. v. Hill, 193 U. S. 551, 553-55; Hartford Life Ins. Go. v. Blincoe,
255 U. S. 129; Wolff Packing Co. v. Court of Indus. Relations,
267 U. S. 552; Aro Manufacturing Co. v. Convertible Top Co., 377
U. S. 476. See Rule 19(1) (a) of this Court, 388 U. S. 948. This
Court is not bound by the Georgia Supreme Court’s enunciation of
the law of the case doctrine (IR. 282), in refusing to rule on mat
ters previously adjudicated, because such a state law determination
does not fetter the certiorari jurisdiction. See Mr. Justice Holmes’
opinion in Messinger v. Anderson, 225 U. S. 436.
3
2. Whether petitioner’s Fourteenth Amendment rights
were violated by a conviction and sentence to death ob
tained on the basis of a confession made under inherently
coercive circumstances within the doctrine of Fikes v. Ala
bama, 352 U. S. 191.
3. Whether petitioner’s Fourteenth Amendment rights
were violated by the use of a confession obtained from him
shortly after an uncontested episode of severe physical
brutality.
4. Whether petitioner’s Fourteenth Amendment right to
counsel as declared in Escobedo v. Illinois, 378 U. S. 478,
was violated by the use of his confession obtained during
police interrogation in the absence of counsel, or whether
petitioner’s right to counsel was effectively waived.
5. Whether petitioner has established an unrebutted prima
facie case of racial exclusion from 'Georgia juries within
the rule of Whitus v. Georgia, 385 U. S. 545, when:
(1) The process of jury selection from a racially desig
nated source was identical to that condemned in Whitus;
and
(2) The resulting exclusion of Negroes from jury lists
was comparable to that shown in Whitus.
6. Whether petitioner’s conviction is condemned by the
Equal Protection Clause by reason of racial exclusion from
the grand and traverse juries that indicted and convicted
him, where:
(a) local practice pursuant to state statute required
racially segregated tax books and county jurors were se
lected from such books;
4
(b) the number of Negroes chosen was only 5% of the
jurors although Negroes comprise about 20% of the county
taxpayers; and
(c) petitioner’s offer to prove a practice of arbitrary
and systematic Negro inclusion or exclusion based on jury
lists of the prior ten years was disallowed.
Constitutional and Statutory Provisions Involved
This case involves the Sixth and Fourteenth Amend
ments to the Constitution of the United States.
This case also involves the following Georgia statutes:
Ga. Code §38-411 (1933):
Confessions must be voluntary.—To make a confes
sion admissible, it must have been made voluntarily,
without being induced by another, by the slightest hope
of benefit or remotest fear of injury.
Ga. Code Ann. §59-106 (1965 Rev. Vol.):
Revision of jury lists. Selection of grand and traverse
jurors.—Biennially, or, if the judge of the superior
court shall direct, triennial'ly on the first Monday in
August, or within 60 days thereafter, the board of jury
commissioners shall revise the jury lists.
The jury commissioners shall select from the books
of the tax receiver upright and intelligent citizens to
serve as jurors, and shall write the names of the per
sons so selected on tickets. They shall select from
these a sufficient number, not exceeding two-fifths of
the whole number, of the most experienced, intelligent,
and upright citizens to serve as grand jurors, whose
names they shall write upon other tickets. The entire
number first selected, including those afterwards se
lected as grand jurors, shall constitute the body of
traverse jurors for the county, to be drawn for service
as provided by law, except that when in drawing juries
a name which has already been drawn for the same
term as a grand juror shall be drawn as a traverse
juror, such name shall be returned to the box and
another drawn in its stead. (Acts 1878-79, pp. 27, 34;
1887, p. 31; 1892, p. 61; 1899, p. 44; 1953, Nov. Sess.,
pp. 284, 285; 1955, p. 247.)
Ga. Code §92-6307 (1933):
Entry on digest of names of colored persons.— The
tax receivers shall place the names of the colored tax
payers, in each militia district of the county, upon the
tax digest in alphabetical order. Names of colored and
white taxpayers shall be made out separately on the
tax digest. (Acts 1894, p. 31.)3
Statement
Petitioner, Isaac Sims, an indigent, ignorant and illiter
ate Negro, is under a sentence of death by electrocution im
posed by the Superior Court of Charlton County, Georgia,
following his conviction for the crime of raping a white
woman.
Petitioner had previously been indicted, convicted and
sentenced to death at the October 1963 Term of the Su
perior Court for the same offense. That first conviction
3 This section, applicable when petitioner was tried, was repealed
in 1966, Ga. Code Ann. §92-6307 (1966 Supp.).
6
was set aside on habeas corpus by the Georgia Supreme
Court, which ordered a new trial, on May 7, 1964. Sims v.
Balkcom, 220 Ga. 7, 136 S. E. 2d 766 (1964). No appeal
from the first conviction had been taken by Sims’ court-
appointed counsel, the court reporter had destroyed his
trial notes, execution had been scheduled for November 13,
1963, and a commutation of sentence had been denied (II
R. 87, 95, 336, 338). One of Sims’ present counsel, Mr.
Moore, then entered the case and initiated the habeas
corpus proceedings resulting in the Sims v. Balkcom deci
sion and obtained a stay on the day before Sims’ scheduled
execution.
The indictment leading to Sims’ second conviction, re
turned October 6, 1964, charged that Sims raped Nola. Jean
Boberts on April 13, 1963, in Charlton County (HE. 20-21).
The trial commenced the next day, October 7, 1964, and a
jury returned a verdict of guilty without recommendation
of mercy on October 8,1964 (HR. 22). On appeal the Geor
gia Supreme Court affirmed the conviction, rejecting all of
Sims’ federal constitutional claims, Sims v. State, 221 Ga.
190, 144 S. E. 2d 103 (1965). This Court granted a writ of
certiorari on five constitutional questions, 384 U. S. 998
(1966).
On January 23, 1967, the Court reversed and remanded
the cause for proceedings conforming to Jackson v. Denno,
378 U. S. 368, without reaching any of the other issues
raised, 385 U. S. 538. This Court’s mandate duly issued
(IE. 6-7) and the Georgia Supreme Court, per curiam,
issued a remittitur on February 23, 1967, directing that (a)
the Superior Court hold a hearing on the single question
whether Sims’ alleged confession was vohmtary; (b) wit
nesses and other evidence might be introduced and con
7
sidered; (c) if the Superior Court found the confession
involuntary, a new trial should be ordered; (d) if the Su
perior Court found the confession voluntary, the conviction
and sentence were to be affirmed, 223 Ga. 126, 153 S. E. 2d
567 (1967) (IE, 10-11).
On March 31, 1967, the Superior Court of Charlton
County held a hearing at which no evidence was taken (IE.
250- 268). The Superior Court, at the request of counsel for
both parties, agreed to decide whether Sims’ confession was
voluntary by reviewing the printed record used in this
Court in Sims v. Georgia, supra, No. 251, October Term,
1966 (IE. 261-263).4 The Superior Court overruled Sims’
various motions for a new trial on the basis of Whitus v.
Georgia, 385 U. S. 545 (1967) (IE. 256-260, 263-265).5
4 At the March 31, 1967 hearing, in support of petitioner’s posi
tion that the confession’s voluntariness was to be determined on
the basis of the printed record in Sims v. Georgia, 385 U. S. 538,
petitioner stated that the Fourteenth Amendment required not a
de novo hearing but only a judicial finding on voluntariness (IR.
251- 252). Petitioner offered into evidence as Exhibit I, a certified
copy of this Court’s opinion in Sims v. Georgia, supra, which is
reproduced at IR. 17-23. Petitioner also offered into evidence, as
Exhibit 2, a certified copy of the transcript of record in this Court
in Sims v. Georgia, supra, which is reproduced at IR. 24-211.
Both exhibits were received in evidence (IR. 252). The hearing
was before the same judge who presided at both of petitioner’s
trials and the solicitor general represented the state at both trials
(IR. 252-253; HR. 87, 338). One of Sims’ present counsel, Mr.
Moore, represented him at the second trial (IR. 253). Petitioner
moved at the hearing that the court find the confession involuntary
on the basis of the due process clause of the Fourteenth Amendment
(IR. 265) and the court agreed to rule on that issue after studying
the record (IR. 267). The court overruled petitioner’s oral motion
that a factual finding of the confession’s involuntariness be entered
as required by the Fourteenth Amendment and Jackson v. Denno,
378 U. S. 368 (IR. 253).
5 At the March 31, 1967 hearing, petitioner moved for a new
trial on the basis of Whitus v. Georgia, 385 U. S. 545, on the
grounds that petitioner’s grand and traverse juries were chosen
&
On April 19, 1967, the Superior Court rendered an opin
ion, holding upon the printed record in Sims v. Georgia,
385 U. S. 538, that Sims’ confession was voluntary (IR. 227-
234). On appeal,6 the Georgia Supreme Court affirmed,
rejecting petitioner’s federal constitutional claims on the
grounds (1) that the doctrine of law of the case prevented
litigation of matters previously adjudicated and (2) there
was no error in finding the confession voluntary (IR. 282-
284). Rehearing was denied July 6, 1967 (IR. 291).
A. Facts Regarding Petitioner’s Confession
Since the Superior Court of Charlton County, in assess
ing whether petitioner’s confession was voluntary, wholly
relied upon the printed certified record before this Court
in Sims v. Georgia, 385 U. S. 538 (IR. 261-263) and since
this Court in Sims thoroughly reviewed the applicable facts,
in a manner held unconstitutional in Whitus (IR. 256). In support
of this motion, petitioner offered in evidence the affidavit of Mr.
Harper, one of petitioner’s counsel, regarding the number of Ne
groes on the grand and traverse jury box lists from which peti
tioner’s grand and traverse juries were selected (IR. 257). The
Superior Court, considering this motion to be outside the mandates
issued in this cause, overruled the motion (IR. 260). The affidavit
was not admitted in evidence (IR. 268) but it was made a part
of the record and is reproduced at IR. 212-226. Petitioner also
moved the Court to rule on the demand for a new trial, on the
authority of Whitus, when it ruled on the confession’s voluntari
ness (IR. 263-264). The Superior Court similarly considered this
motion outside the mandates and overruled it (IR. 265).
6 Subsequent to filing a notice of appeal (IR. 3), petitioner
filed two motions in the Superior Court: (a) Motion for Rulings
on Oral Motions Made at Hearing, seeking in essence to obtain
an explicit federal constitutional ruling on the voluntariness of
petitioner’s confession (IR. 241-242) ; (b) Renewed Motion for
New Trial on the Authority of Whitus v. Georgia, 385 U. S. 545
(1967) (IR. 236-238). In an order dated May 9, 1967, the Superior
Court ruled it was without authority to entertain either motion
and, therefore, made no ruling on either (IR. 245).
9
petitioner here sets out the relevant portions of this Court’s
opinion, 385 U. S. at 539-541, 543:
The record indicates that on April 13, 1963, a 29-
year-old white woman was driving home alone in her
automobile when petitioner drove up behind her in his
car, forced her off the road into a ditch, took the woman
from her car into nearby woods and forcibly raped
her. When he returned to his car, he could not start
the engine so he left the scene on foot. Some four hours
later he was apprehended by some Negro workers who
had been alerted to be on the watch for him. He told
these Negroes that he had attacked a white woman.
They then turned petitioner over to their employer
who delivered him to two state patrolmen. He was then
taken to the office of a Doctor Jackson who had previ
ously examined the victim. Petitioner’s clothing was
removed in order to test it for blood stains. Petitioner
testified that while he was in Doctor Jackson’s office
he was knocked down, kicked over the right eye and
pulled around the floor by his private parts. He was
taken to a hospital owned by Doctor Jackson, which
was adjacent to his office, where four stitches were
taken in his forehead. Thereafter the patrolmen took
petitioner to Waycross, Georgia, some 30 miles distant,
where he was placed in the county jail. During that
evening, he saw a deputy sheriff whom he had known
for some 13 years and who was on duty on the same
floor of the jail where petitioner was incarcerated. He
agreed to make a statement and was taken to an in
terview room where, in the presence of the sheriff, the
deputy sheriff and two police officers, he signed a writ
ten confession. Two days later he was arraigned.
10
Prior to trial petitioner filed a motion to suppress
the confession as being the result of coercion. A hear
ing was held before the court out of the presence of the
jury. The sheriff and the deputy testified to the cir
cumstances surrounding the taking and signing of the
confession. Petitioner testified as to the abuse he had
received while in Doctor Jackson’s office. He testified
that he “ felt pretty rough for about two or three weeks
[after the incident], more on my private than I did on
my face” and that he “ was paining a right smart.”
There was no contradictory testimony taken. The
court denied the motion to suppress without opinion
or findings and the confession was admitted into evi
dence at petitioner’s trial.
At the trial, Doctor Jackson was a witness for the
State. On cross-examination he denied that he had
knocked petitioner down while the latter was in his
office, or that he had kicked him in the forehead but
made no mention of the other abuse about which peti
tioner testified. The doctor stated that petitioner was
not abused in his presence but he refused to say
whether the patrolmen present abused petitioner as
he was not in the office at all times while the petitioner
was there with the patrolmen. In this state of the
record petitioner’s testimony in this regard was left
uncontradicted.
* * * # *
Petitioner testified that Doctor Jackson physically
abused him while he was in his office and that he was
suffering from that abuse when he made the statement,
thereby rendering such confession involuntary and the
result of coercion. The doctor admitted that he saw
petitioner on the floor of his office; that he helped him
11
disrobe and that he knew that petitioner required hos
pital treatment because of the laceration over his eye
but he denied that petitioner was actually abused in
Ms presence. He was unable to state, however, that
the state patrolmen did not commit the alleged offense
against petitioner’s person because he was not in the
room during the entire time in which the petitioner
and the patrolmen were there. In fact, the doctor was
quite evasive in his testimony and none of the officers
present during the incident were produced as wit
nesses. Petitioner’s claim of mistreatment, therefore,
went uncontradicted as to the officers and was in con
flict with the testimony of the physician.
(A more detailed statement of the facts of record relevant
to petitioner’s confession contentions is set out at pp. 24-
35 infra.)
B. Racial Discrimination in the Selection of Petitioner’s
Grand and Traverse Juries
In Whitus v. Georgia, 385 U. S. 545, 548, this Court de
scribed the general Georgia procedure for selecting juries:
Georgia law requires that the six commissioners ap
pointed by the Superior Court “ select from the books
of the tax receiver upright and intelligent citizens to
serve as jurors, and shall write the names of the per
sons so selected on tickets.” Ga. Code Ann. §59-106.
They are also directed to select from this group a
sufficient number, not exceeding two-fifths of the whole
number, of the most experienced, intelligent, and up
right citizens to serve as grand jurors, writing their
names on other tickets. The entire group, excepting
12
those selected as grand jurors, constitutes the body of
traverse jurors. The tickets on which the names of the
traverse jurors are placed are deposited in jury boxes
and entered on the minutes of the Superior Court.
Ga. Code Ann. §§59-108, 59-109. The veniremen are
drawn from the jury boxes each term of court and it
is from them that the juries are selected.
Ga. Code §92-6307, at the time of trial in this cause, pro
vided that “ Names of colored and white taxpayers shall be
made out separately on the tax digest.” Under local prac
tice in Charlton County, where petitioner was tried and
convicted, separate sections of the tax digest were main
tained for white and Negro names, the whites listed on
white paper, the Negroes on yellow paper (PR. 82; IR. 68).7
The jury commissioners, all of whom are white (PR. 83),
rely upon their personal knowledge of the persons listed
in the tax digest and their personal opinions of those per
sons’ character and intelligence, in selecting “upright and
intelligent citizens to serve as jurors.” Ga. Code Ann.
§59-106. In practice, they first examine white taxpayers’
names, then Negroes’ names. Despite a commissioner’s tes
timony that no consideration is given to race, the separate
lists make it clear whether any particular taxpayer is white
or Negro (PR. 80-81, 84, 91-92).
The 1960 United States Census for Charlton County
shows 2,656 persons over twenty-one, of whom 728 or 27.4%
are non-white (PR. 75). Petitioner offered to prove a
pattern of jury discrimination for the ten years preceding
7 Citations to PR. ------ , refer to the printed certified record in
Sims v. Georgia, 385 U. S. 538, admitted in evidence (IR. 252)
and reproduced at IR. 24-211. Owing to the accessibility of the
printed record, citations refer, where possible, only to it.
13
trial but this offer of proof was disallowed because of a
recent jury list revision (PE. 5, 8, 12, 70, 93, 95). The 1963
Tax Digest shows 1,959 taxpayers, of whom 410, or 20.4%
are Negroes (PE. 74). The record does not reveal how
many of these 1,959 taxpayers were individuals. The 1964
tax digest lists 1,553 individual taxpayers, of whom 380 or
24.4% are Negro individual taxpayers (Harper Affidavit,
IE. 213).8 Of the 147 names on the September 3, 1964,
grand jury list, from which petitioner’s grand jury was
selected, approximately 7 or 4.7% were Negroes (Harper
Affidavit, IE. 213). Of the 479 names on the September 3,
1964 traverse jury list, from which petitioner’s traverse
jury was selected, approximately 47 or 9.8% were Negroes
(Harper Affidavit, IE. 212-213). Of the panel of 99 jurors
chosen for the October, 1964 Term of the Charlton Superior
Court, from which the grand and traverse jurors were
selected in Sims’ case, approximately 9 or 9% were Negroes
(Harper Affidavit, IE. 213-214). At the trial only 5 of the
99 names were identified as Negroes (PE. 74, 89-90, 297-
298).
A comparison of the September 3, 1964 grand and trav
erse jury lists with the Colored Tax Payer section of the
1964 tax digest revealed that the names of Negroes where
they appeared on those lists, were virtually without excep
tion consecutively listed out of alphabetical order (Harper
Affidavit, IE. 214).
8 The Harper affidavit was excluded from evidence but made a
part of the record, see n. 5, supra.
14
Reasons for Granting the Writ
I.
Petitioner’ s Constitutional Rights Were Violated by
the Use at His Trial o f Confessions Which (A ) Were
Judged by Standards o f Voluntariness That Were Not
in Accord With Constitutional Requirements; (B ) Were
Obtained in Inherently Coercive Circumstances Follow
ing the Uncontested Physical Brutalization o f Petitioner
While in Police Custody; and (C ) Were Obtained in
Violation o f Petitioner’ s Sixth Amendment Right to the
Assistance o f Counsel.
Introduction
The evidence upon which Sims was convicted consisted
principally of testimony by the prosecutrix that Sims
“ forced her car off the road, dragged her into the woods,
pulled her clothes off, and raped her” (PR. 334), and that
he “kept choking her and threatened to kill her if she
screamed” (ibid.). In addition, there was testimony by the
mother of the prosecutrix and her physician, Dr. Jackson,
as to her condition after the attack, and evidence of admis
sions and confessions by the defendant.9 The circumstances
9 At petitioner’s trial the State introduced testimony concerning
an alleged oral confession by petitioner Isaac Sims to Deputy
Sheriff Jones (PR. 210), and a written confession signed by Sims
purporting to give the details of the crime (PR. 226-27). Both
the alleged oral confession (which Sims denied making) and the
signed statement were obtained April 13, 1963, while petitioner
was in custody in the Ware County Jail, as the sole suspect in a
capital felony. The prosecution also introduced testimony of a
state investigator that on the afternoon of April 15, 1963, he read
the written confession of Sims who said it was true (PR. 238).
Sims stated at trial that he did not understand what he was doing
when he signed the confession and that he was innocent of the
crime (PR. 141, 248).
15
of these admissions and confessions, which Sims contends
were involuntary and obtained by coercion, are set forth in
detail infra. The text of a written confession signed by
Sims while in custody appears at PE. 226-227. This confes
sion was written by a deputy sheriff and read to Sims, who
is unable to read or write. The first three sentences and last
three paragraphs of the statement were admittedly not
statements made by Sims but, rather, assertions of the
voluntariness of the confession written by the deputy and
read to Sims (PE. 100-101, 103-104, 218-219).
Petitioner denied understanding the import of the state
ment and denied his guilt in sworn testimony at a voir dire
hearing and in an unsworn statement before the jury (PE.
134-135, 248). Sims, in his mid-twenties at the time of
arrest, was a pulpwood worker who quit school at age
seventeen or eighteen, having completed only the third
grade (PR. 128-130). His understanding is severely limited
as is illustrated by the following testimony, which is a
mere sample of his incapacity as revealed in the record:
Mr. Moore: Do you know what is meant by “ the
statement can be used against you in court” ?
Mr. Sims: Statement can be used against me!
Mr. Moore: Statement can be used against you in
court. Do you know what that means?
Mr. Sims: No, sir.
Mr. Moore: Do you know what it means to be in
formed of your legal rights ?
Mr. Sims: Well, that’s like being good or something?
Mr. Moore: Is that what it means to you, Isaac?
Mr. Sims: Yes, sir (PR. 136).
# # * # *
16
Mr. Moore: Isaac, do you know what “ Constitu
tional rights” means?
Mr. Sims: Do you mean good or something?
Mr. Moore: Is that what it means to you, Isaac?
Mr. Sims: Yes, sir (PR. 137).
A. The Standards Applied Below to Determine Voluntariness
Were Insufficient to Satisfy Constitutional Requirements.
1. The Superior Court’s Opinion, April 19, 1967.
Following the remand in Sims v. Georgia, 385 U. S. 538,
the Superior Court ostensibly complied with this Court’s
mandate by making an independent factual inquiry into
the voluntariness of petitioner’s confession, and duly enter
ing findings of fact and conclusions of law. Examination
of those findings and conclusions, however, compellingly
demonstrates that Isaac Sims has still not been given the
hearing on his claims of coercion required by the Consti
tution and by this Court. The Superior Court has so
persistently made findings unsupported by the record, ig
nored material evidence, and declined to resolve material
evidentiary disputes, that no inference is possible but that
the Superior Court resolved the issue of coercion by ref
erence to standards inconsistent with the law of the Four
teenth Amendment. We believe (as we shall show in the
succeeding subparts of this Petition) that application of
proper Fourteenth Amendment standards invalidates peti
tioner Sim s’ confession as a matter of law. However this
may be—whether or not a finding of voluntariness might
be made on this record consistently with proper Four
teenth Amendment standards—the failure of the Courts
below to apply such standards is alone a sufficient reason
for a second grant of certiorari and reversal of Sims’
conviction.
17
The Superior Court’s opinion is divided into three prin
cipal sections: uncontroverted facts, controverted facts,
and findings of fact. No section fairly reflects the record,
focuses on relevant issues, or addresses or resolves the
factual controversies which the Fourteenth Amendment
makes determinative. For example, in the section reciting
purportedly uncontroverted facts, the Superior Court states
that there were no threats of violence against Sims while
he was in the Ware County Jail or the interview room.
The Court makes no mention of Sims’ testimony he was
scared, that he was suffering by reason of earlier un
contested brutality, and that the Ware County officers
“ scolded” him a little while he was in the interview room.
(Compare IE. 230 with PE. 139, 143.) Similarly the Su
perior Court states Sims was not denied the use of a tele
phone. It makes no mention of the fact that Sims was not
offered the use of a telephone. (Compare IE. 230 with
PE. 222.) The Superior Court states that Deputy Sheriff
Dudley Jones wrote Sims’ statement as it was made by
Sims. Yet the record uncontradictedly shows that those
portions of the statement referring to its voluntary char
acter with Sims having been warned of his legal rights
were inserted by the officers, not spoken by Sims. (Com
pare IE. 230 with PE. 228-229.)
In the section of its opinion concerning purportedly con
troverted facts, the Superior Court erroneously asserts
that Dr. Jackson denied dragging Sims on the floor by his
private parts. (Compare IE. 232 with PE. 204-207.) As
this Court noted, Dr. Jackson did not deny or mention this
abuse in his testimony, Sims v. Georgia, 385 U. S. at 541.
The Superior Court also erroneously asserts that Sims
nowhere claimed that anyone other than Dr. Jackson struck
18
him (IE. 232). The record clearly shows that Sims stated
“ they,” referring to white state patrolmen in Dr. Jackson’s
office, kicked and possibly beat him (PE. 248). This Court
accurately concluded, on the same record, that, “ Petitioner’s
claim of mistreatment, therefore, went uncontradicted as
to the officers and was in conflict with the testimony of
the physician.” Sims v. Georgia, 385 U. S. at 543.
The most striking feature of the Superior Court’s “ Find
ings of Fact” is their failure to resolve evidentiary con
flicts which the Superior Court itself identified (albeit in
some matters erroneously, as we have just noted). No find
ings at all are made concerning the critical events in Dr.
Jackson’s office, and no findings are made which would
suggest the irrelevancy of those events—no findings, for
example, that the effects of the brutality practiced on Sims
in Jackson’s office were attenuated by passage of time.
Unless it be assumed that the Superior Court failed
palpably to do the job of fact-finding which Jackson v.
Denno and this Court’s mandate in Sims commanded, one
can only conclude that the Superior Court thought these
factual matters irrelevant. No clearer display of inat
tention to proper federal standards for determining the
admissibility of a confession can be conceived.
The Superior Court, in its findings of fact, does conclude
that Sims “knowingly waived” his right to have an at
torney; that Sims “knew that any statements he made
could be used against him in court” ; and “ [tjhat based upon
observation of the defendant’s demeanor while testifying
under oath, his reactions and responses to questions pro
pounded upon direct and cross-examination, it is the opin
ion of the Court that he has the mental capacity to under
stand the instructions of the officers and the nature and
19
effect of the statement he made and signed” (IR. 234).
These findings are made in the teeth of the record. Sims’
stunted mental capacity rendered him unable—even in the
safety of the courtroom—to explain words or phrases such
as “normal and ordinary” (PR. 144), “ legal rights” (PR.
136), “ constitutional rights” (PR. 137), “ freely and volun
tarily” (PR. 136), “ the right to have a lawyer” (PR. 137),
or that “ a statement can be used against you in court”
(PR. 136). Allowing all due deference to the mystique of
demeanor which the Superior Court invokes, it is simply
fanciful to find that Sims could “knowingly” waive his right
or “knew” any statement made by him could be used against
him in court. The Superior Court, it should be noted, no
where intimates that Sims was an untrustworthy witness
or was feigning the extremity of mental dullness evident
in his testimony. It is uncontested, of course, that Sims is
an illiterate, and that he quit school in the third grade
when he was seventeen or eighteen.
The Superior Court also found as facts that “ there was
no violence or threats of bodily harm, and no duress or
coercion practiced upon the defendant” (IR. 234). This
finding is wholly without foundation in the record for, as
has been said supra, Sims’ statements are uncontradicted
as to Dr. Jackson’s dragging him on the floor by his private
parts and as to violence which the state patrolmen prac
ticed on him (PR. 131, 204-207, 248).
Finally, the Superior Court found “ that at the time the
confession was made the defendant was in possession of
mental freedom to confess or deny his participation in the
crime, and that he voluntarily, knowingly and freely made
the confession in the interview room of the Ware County
Jail, in Waycross, Georgia on April 13, 1963, at 10:30
20
P.M.” (IR. 234). This finding is a penetrable conclusion,
based on nothing stronger than the partial, incomplete and
unsupported findings that precede it. We think that, in its
totality, the court’s opinion speaks for itself and estab
lishes beyond peradventure a failure to apply proper con
stitutional standards in passing on the admissibility of
Sims’ written confession.
2. The Georgia Supreme Court Opinions of
July 14, 1965, and June 22, 1967.
The Georgia Supreme Court in its July 14, 1965 opinion,
221 Ga. 190, 144 S. E. 2d 103, seems to have taken the same
narrow view as the Superior Court with regard to the ap
plicable test for voluntariness. Its opinion gives little evi
dence of an examination of the totality of the circum
stances surrounding the confession. There is, for example,
no mention of the physical brutality to which Sims was
subjected while in custody during the investigation process.
Nor is there any discussion of the many other factors such
as Sims’ mental condition, injuries, education, isolation, etc.,
which are federally pertinent. Rather, the court apparently
found it sufficient to resolve the issue that there was testi
mony that petitioner was advised of certain rights; that the
Sheriff testified “ that no threats or promise of hope or
benefit or reward were made to induce Sims to make a state
ment” (PR. 335); and that there was thus, a “ prirna facie
showing that the statement was freely and voluntarily made
and admissible in evidence. Code §38-411” (PR. 336).
Following this Court’s reversal of the decision of July 14,
1965 and the Superior Court’s rendition o f its opinion of
April 19, 1967, the Georgia Supreme Court reconsidered
the case on June 22, 1967 (IR. 285), handing down the
judgment whose review is now sought. In the June 22, 1967
21
opinion the Georgia Supreme Court reviewed in greater de
tail the circumstances which took place in Dr. Jackson’s
office but quoted in extenso from its former opinion as
to the manner in which the written confession was obtained.
The Georgia Supreme Court relied dispositively on the in
adequate findings of the Superior Court, holding: “The
trial judge, as the trier of fact, who presided at the trial
when the various witnesses testified, had the opportunity
of judging the credibility of such witnesses and it cannot be
said the decision of the trial court finding that the con
fession was voluntarily made was error for any reason
assigned” (IE.. 284).
There is no intimation here of a shift from the Georgia
Supreme Court’s earlier, artifically restrictive and federally
erroneous view of “voluntariness,” and no correction of the
insufficient consideration given the federal issue by the
Superior Court. It is therefore clear, we submit, that peti
tioner has never had a decision of the issue of voluntariness
made with reference to the appropriate constitutional stand
ards at any level—neither by the trial judge, or the state
appellate court. To give effective life to its earlier man
date and to assert the meaningfulness of the inquiry which
that mandate required, the Court should again review
this case and should reverse petitioner’s conviction on the
authority of Rogers v. Richmond, 365 II. S. 534.
In Rogers, supra, the Court invalidated a conviction rest
ing on a confession which the trial judge and the State’s
highest court had approved, since it appeared they both
“ failed to apply the standard demanded by the Due Process
Clause of the Fourteenth Amendment for determining the
admissibility of a confession” (365 U. S. at 540). The error
of the Connecticut courts was in determining admissibility
22
“by reference to a legal standard which took into account
the circumstance of probable truth or falsity” (365 U. S.
at 543).
In Isaac Sims’ case, it is apparent that the courts below
made a similar error. Ignoring facts and circumstances
plainly pertinent under federal standards, and narrowly
concentrating on the immediate scene of the confession, to
the exclusion of vital earlier events that affected Sims’ will
to make it, the Superior and Supreme Courts appraised
the case in terms of only the most obvious and obtrusive,
immediately contemporaneous, external coercive influences.
They restricted their attention to the sorts of blatant duress
made relevant by the Georgia statutory standard for the ad
missibility of confessions—threats and promises—and thus
ignored a multitude of the more subtle factors which this
Court has recognized as pertinent to the inquiry whether
a confession is in fact, as the Fourteenth Amendment re
quires, a free and uncompelled act: the accused’s mental
feebleness, Culombe v. Connecticut, 367 U. S. 568; lack of
education, Fikes v. Alabama, 352 U. S. 191; fears bred of
race, Payne v. Arkansas, 356 U. S. 560; the stripping of the
accused, Malinski v. New York, 324 U. S. 401; physical bru
tality, Brown v. Mississippi, 297 U. S. 278; failure to warn
the accused of his rights to silence and to appointed counsel,
Davis v. North Carolina, 384 U. S. 737.
Furthermore this Court long ago condemned as unduly
restrictive a review of confessions that was limited to deter
mining whether they were induced by immediate duress, in
such forms as promises or threats. Mr. Justice Brandeis
wrote in Wan v. United States, 266 U. S. 1,14-15:
23
The court of appeals appears to have held the prison
er’s statements admissible on the ground that a con
fession made by one competent to act is to be deemed
voluntary, as a matter of law, if' it was not induced by
a promise or a threat; and that here there was evi
dence sufficient to justify a finding of fact that these
statements were not so induced. In the Federal courts,
the requisite of voluntariness is not satisfied by estab
lishing merely that the confession was not induced by
a promise or a threat. A confession is voluntary in
law if, and only if, it was, in fact, voluntarily made.
A confession may have been given voluntarily, al
though it was made to police officers, while in custody,
and in answer to an examination conducted by them.
But a confession obtained by compulsion must be ex
cluded, whatever may have been the character of the
compulsion, and whether the compulsion was applied
in a judicial proceeding or otherwise. Bram v. United
States, 168 U. S. 532.
At least since Chambers v. Florida, 309 U. S. 227, 239, the
rule of Wan has been the law of the Fourteenth Amend
ment. See also Ward v. Texas, 316 U. S. 547, 555; Ashcraft
v. Tennessee, 322 U. S. 143, 154. Petitioner has thus not
had a determination of voluntariness in the courts below
which is consistent with constitutional standards. Rogers
v. Richmond, 365 U. S. 534; Wan v. United States, 266
U. S. 1; cf. Haynes v. Washington, 373 U. S. 503, 516-517,
note 11. The Court should granted certiorari so to declare.
24
B. Petitioner’s Confession Was Obtained in Inherently
Coercive Circumstances and After He Had Been Phys
ically Brutalized While in Custody, and Its Use to
Convict Him Violates the Due Process Clause of the
Fourteenth Amendment.
1. Facts and Circumstances Surrounding the Confession.
Isaac Sims was taken into custody by Sgt. George Sims
and Trooper Peacock of the State Patrol at about 3 :00 p.m.
on April 13, 1963 (PE. 184-185). On orders from Sheriff
Sikes, petitioner was taken by Sgt. Sims to the medical
office of Dr. Joseph M. Jackson (PE. 185). He was taken
directly to Dr. Jackson’s office from the place where the
police took him in custody (PE. 184-185). It is clear that
the officers took Sims to Dr. Jackson’s office as a part of
their investigative process, so that his clothes might be
removed and examined for evidence of the crime (PE.
205, 206-207).
Petitioner Sims testified very clearly that he was bru
talized while in custody at Dr. Jackson’s office. He gave
such testimony both in the pre-trial hearing outside the
presence of the jury (PE. 131), and in his unsworn state
ment, before the jury (PE. 248). Sims stated that he was
in Dr. Jackson’s office with seven or eight white state
patrolmen. When asked what happened to him there, Sims
said (PE. 131):
Well, Dr. Jackson, he knocked me down and kicked
me over my eye lid and busted my eye on the right
side.
Q. Did anything else happen to you! A. And he
grabbed me by my private and drug me on the floor.
Sims’ statement before the jury was to the same effect
(PE. 248):
25
Well, they brought me over to Dr. Jackson’s office
and they carried me in there, about six or seven State
Patrols, and Dr. Jackson beat me, and taken my clothes
off, and then carried me over to the bigger hospital
and stitched my eye up where they kicked me over the
eye, and put me on some white clothes—white pants,
but I kept my shirt I had on.
Q. While you were in Dr. Jackson’s office did he
drag you around the floor ? A. Yes, sir.
=£ # # # #
Q. (By the Defendant’s Attorney) What happened
to you while you were in Dr. Jackson’s office? A.
Well, he pulled me by the privates.
When Sims testified in the pre-trial hearing he was
cross-examined, but the prosecutor never ashed Sims a
single question about what happened to him in Dr. Jack-
son’s office (PR. 137-143). In addition, the prosecutor put
on no testimony at all to rebut Sims’ claim that he was
beaten, kicked over the eye, and pulled by his private
parts in the presence of six to eight officers.
The prosecutor never ashed any witness a single ques
tion about what happened in Dr. Jackson’s office. Sgt.
George Sims, the officer who took petitioner to and from
Dr. Jackson’s office (PR. 185), was never asked what hap
pened in the office.10 The other officers who were present
were never called to testify or identified by name.11 The
prosecutor did not ask Dr. Jackson a single question (on
10 Dr. Jackson said that he presumed that the officers in the office
with Sims were the ones who brought him there (PR. 202).
11 The exception was Trooper Peacock who was mentioned by Sgt.
Sims (PR. 184) but did not testify.
26
direct or re-direct) about what happened while Sims was
in his office (PR. 189-197, 208).
Defense counsel did cross-examine Dr. Jackson about
the events in his office (PR. 202-207). Certain aspects of
Sims’ testimony were confirmed by Dr. Jackson, who said:
(a) that Sims was brought to his office (PR. 202);
(b) that police officers and troopers were there and he
was not alone with the defendant (PR. 202);
(c) that Sims’ clothes were removed (PR. 202);
(d) that he (Dr. Jackson) “assisted him slightly” and
gave him “ a little help” in removing his clothes, including
his pants and his underpants (PR. 202-203, 206-207);
(e) that Sims was down on the floor while in the office
(PR. 203, 204);
(f) that by the time Sims left the office he “had a place
over his eye that required .some treatment” (PR. 204) ;12
(g) that when Sims left “he was taken over to the
hospital and the place was treated that I told you about”
(PR. 207);
(h) that at the hospital Dr. Aztui put four stitches in the
injury over Sims’ eye (PR. 207).
Dr. Jackson’s explanation of what happened to peti
tioner in his office was highly evasive and partly in the
form of denials of knowledge about what happened to
Sims. Asked whether the State Patrolman “put the place
12 A state investigator observed the injury on his face two days
later (PR. 242).
27
over Ms eye,” Jackson answered, “ I don’t know who put
it there” (PR. 204). When asked if the officers were heating
Sims he said:
A. You’ll have to ask the officers.
Q. I ’m asking you, Dr. Jackson. I ’m asking you
whether or not the officers were beating the defendant.
A. I will say that I wasn’t there all the time (PR. 204).
Referring to the “place” over Sims’ eye, Jackson was
asked:
Q. He didn’t have it over his eye when he came
into your office, did he? A. I didn’t see him till after
he got in.
Q. And when you first saw him in your office he
didn’t have it? A. I couldn’t see it. He was sort of
slumped over, sort of falling around, like. Most any
thing could have happened to him (PR. 204).
Dr. Jackson denied that he knocked Sims down (PR.
204) or that he kicked him (PR. 205). But when asked
whether Sims was kicked he said only: “ I don’t know
that he was” (PR. 205). Earlier, Dr. Jackson was asked
whether Sims was knocked down and he said: “ I don’t
know whether he was knocked down or fell down” (PR.
203).
Dr. Jackson was asked:
Q. Did you find him down on the floor? A. He
sort of fell in the floor.
Q. He just sort of fell? Where were you standing
at the time he sort of fell? A. I was standing on my
feet.
Q. Were you standing near him? A. Fairly close.
28
Q. Were you standing as close as I am to you, or
closer? A. Probably a little closer.
Q. Where you could touch him? A. I think he could
touch me.
Q. And you could touch him? Right? A. Yes (PR.
204).
Thus, Dr. Jackson’s testimony was that Sims was close
enough to touch him when he fell on the floor, but Dr.
Jackson did not know “ whether he was knocked down or
fell down” (PR. 203). Later Jackson said Sims was on the
floor when he entered the room (PR. 205). In Jackson’s
own words, “ Most anything could have happened to him”
(PR. 204). Despite all this, throughout the entire trial the
prosecutor avoided any inquiry into what happened to
Sims in Dr. Jackson’s office. Although Dr. Jackson denied
on cross that he knocked Sims down or kicked him, the
prosecution asked no questions about this and called none
of the policemen to corroborate the doctor’s denial. Plainly
Sims was injured while in custody. There was no sug
gestion that he resisted arrest or anything of that nature.
Moreover, the doctor gave no testimony denying Sims’
claim that he was pulled by his private parts and dragged
on the floor. There was no rebuttal or denial of this
testimony at all and it stands uncontradicted and uncon
tested in the record. The language of the Court in Haynes
v. Washington, 373 U. S. 503, is pertinent in appraising
the State’s failure to rebut Sims’ claim of brutality:
We cannot but attribute significance to the failure of
the State, after listening to the petitioner’s direct
and explicit testimony, to attempt to contradict that
crucial evidence; this testimonial void is the more
29
meaningful in light of the availability and willing
cooperation of the policemen who, if honestly able
to do so, could have readily denied the defendant’s
claims. (373 IJ. S. at 510.)
In addition to the evidence of physical brutality, there
are, of course, a variety of other facts to be considered in
appraising the totality of circumstances surrounding the
confessions. They reveal that Sims was bewildered, help
less, alone, hungry, in pain and in fear when he signed
his written statement.
Isaac Sims is an indigent, ignorant, illiterate Negro, who
cannot read and can write only his name (PR. 130). He has
spent most of his life in Charlton County in the southeast
part of Georgia (PR. 129). Both of his parents are dead;
his closest relatives in Charlton County were two sisters
(PR. 128). At the time of his arrest he was in his twenties;
the record leaves his exact age unclear.13 Sims was unable
to tell what year he was born (PR. 128). He went to the
third grade in school, quitting when he was “ seventeen or
eighteen” (PR. 130). He testified, “Well, I didn’t go [to
school] too much on account of I had to help my father
work, and he taken me out of school” (PR, 129). He worked
as a pulpwood worker, earning forty to sixty dollars a week.
He is indigent, had appointed counsel at his first trial, and
has proceeded in forma pauperis throughout the case.
The record reveals his limited mental capacity in many
instances. He did not know the year he was born; nor could
13 The confession stated that he was 27 on the day of arrest in
April 1963 (PR. 226) ; he testified that he was 29 at the trial in
October 1964 (PR. 247), but his birthdate was February 5 (PR.
128).
30
he state when his father died (PE. 128). He was totally un
able to explain words and phrases such as “normal and
ordinary” (PR. 144), “ legal rights” (PR. 136), “ constitu
tional rights” (PR. 137), “ freely and voluntarily” (PR.
136), “ the right to have a lawyer” (PR. 137), or that “ a
statement can be used against you in court” (PR. 136).
Sims “ stutters” when he speaks (PR. 122).
Sims was a Negro charged with the rape of a white
woman—a capital felony in Georgia. The prosecutrix was
the unmarried daughter of the local postmaster (PR. 61).
At about 2 :00 or 2 :30 p.m. Sims was taken into custody and
held at gunpoint some five miles from the scene of the
crime by two Negro men who had been ordered by their
boss, a local white man, to look for any “ stray man” (PR.
169, 175-176). He was then taken by this white man, Noah
Stokes, accompanied by several other men, to state troopers
who carried him to Hr. Jackson’s office where Sims was
brutalized as we have described above. After Sims was
treated at the hospital for his eye injury, the police took
him to the Ware County Jail in Waycross, some thirty or
thirty-five miles away from Folkston and located outside
the county where the crime occurred, for “ safe keeping”
(PR. 233-234, 242).
The police testimony is that at about 6 :30 p.m., while con
fined in a cell at the Ware County Jail, Sims orally admitted
“ raping” or “molesting” a white woman in Folkston in a
conversation with Deputy Sheriff Dudley Jones whom Sims
had known for more than a dozen years previously14 (PR.
113, 209-210, 214-216). Jones did not testify that he gave
Sims any warnings prior to eliciting this admission, either
14 Sims denied making this oral confession (PR. 134, 138-139).
31
as to Sims’ right to remain silent, that his statement would
be used against him, or as to his right to counsel. Jones
testified that Sims then agreed when asked if he wanted
to make a statement to the sheriff ( Pit. 113, 210).15
Sims remained alone in a cell until about 10:00 or 10:30
that evening when he was taken to the “ interview room”
in the jail (PE. 210, 223). Sims had not been fed since he
was taken into custody some 8 hours earlier and he was
still in pain from the injury sustained in Dr. Jackson’s
office.16 There were four white officers in the “interview
room” with Sims: they were the Sheriff and Deputy Sheriff
of Ware County, the Chief of Police, and the Constable.17
Sims testified that he was “ scared” (PE. 143). As to his
treatment, he said, “ they didn’t beat me, but they kind of
scolded me a little” (PE. 139). None of Sims’ testimony
in these regards was rebutted.
Since his arrest, petitioner had not been in touch with
any relative, friend or attorney. He had not been offered
the use of a phone (PE. 222) and he had not been taken be
fore a magistrate in accordance with Georgia law (PE. 235-
15 Sims also denied this (PR. 133).
16 Sims testified at PR 135-136:
A. Well, I felt pretty rough for about two or three weeks,
more on my private than I did on my face.
Q. When you said you felt pretty rough, what did you mean,
Isaac ? A. Well, I was paining a right smart.
Q. Were you paining a right smart when you were in the
room with Sheriff Lee and Deputy Sheriff Jones? A. Yes, sir.
Q. Now, after you were taken into custody up until the time
you were taken upstairs had you been given anything to eat?
A. No, sir.
Q. Were you hungry? A. Yes, sir; I could have eat.
17 The Police Chief and Constable were not called as witnesses.
32
236).18 He was in jail in the adjoining county some 30 or
35 miles from Folkston (PR. 67, 242).
The record does not make it clear how long Sims was in
the interview room before the confession was given and
signed,19 or to what extent, if any, Sims was interrogated.
18 Georgia law specifically required bringing petitioner promptly
before a magistrate where, as here, the arrest was made without a
warrant:
“Duty of person arresting without warrant.— In every case
of an arrest without a warrant the person arresting shall with
out delay convey the offender before the most convenient officer
authorized to receive an affidavit and issue a warrant. No such
imprisonment shall be legal beyond a reasonable time allowed
for this purpose and any person who is not conveyed before
such officer within 48 hours shall be released.” Ga. Code
§27-212 (1933).
Even if the arresting officers had a warrant, they were similarly
obligated:
“ Officer may make arrest in any county. Duty to carry pris
oner to county in which offense committed.—An arresting offi
cer may arrest any person charged with crime, under a war
rant issued by a judicial officer, in any county, without regard
to the residence of said arresting officer; and it is his duty to
carry the accused, with the warrant under which he was ar
rested, to the county in which the offense is alleged to have
been committed, for examination before any judicial officer of
that county.
“The county where the alleged offense is committed shall pay
the expenses of the arresting officer in carrying the prisoner to
that county; and the officer may hold or imprison the defen
dant long enough to enable him to get ready to carry the
prisoner off. (Acts 1865-6, pp. 38, 39; 1895, p. 34.)” Ga. Code
§27-209 (1933).
19 Sheriff Lee testified (PR. 104) :
Q. Do you know what time on the evening of April 13, 1963,
that you started taking this statement? A. Well, the state
ment was short. It wouldn’t have taken but just a few minutes.
Q, How many minutes? A. Oh, ten or fifteen minutes.
Q. Did you start taking the statement at 10:30 or did you
33
When asked whether he questioned Sims, Sheriff Lee said,
“ I don’t think so,” then, “ I could have,” and finally, “ I just
don’t recall right now” (PR. 105). Sims said he was ques
tioned by Lee (PR. 135,140), and also that he was “ scolded”
(PR. 139).
Deputy Sheriff Jones wrote out the confession and read
it to Sims. He admittedly wrote out some matter which
Sims did not say. The Sheriff, and his deputy who actually
wrote the confession, testified petitioner did not say that
the statement had been made freely and voluntarily or that
he had been informed of his legal rights, although the writ
ten statement includes those words. In fact, petitioner does
not even know the meaning of “ freely and voluntarily”
(PR. 136). Every word in the confession asserting its volun
tariness and its having been made with knowledge of the
legal consequences was inserted not by petitioner but by
his inquisitors. The deputy sheriff crossed out several
words in the original statement, including the words, “ I
have read” when it was learned the petitioner could not
read (PR. 229).
The sheriff testified that he told petitioner that before
he made a statement he was entitled to an attorney and
conclude it at 10:30? A. Well, I wouldn’t say we finished at
10:30 or started at 10:30. It was approximately 10.
Q. So you questioned him from 10 to 10:30! A. How is
that?
Q. You questioned him from 10 to 10:30? A. I didn’t say
that.
Q. You started at 10? A. I didn’t say that.
Q. You started at 10:30, then? A. I said that we could
have finished at 10 :30 or started at 10 :30. I don’t recall.
Deputy Sheriff Jones said that Sims was brought down at 10:30
(PR. 113); that it took him approximately twenty to thirty minutes
to write down Sims’ statement (PR. 119), and five or six minutes to
read it to him (PR. 121-122).
34
that petitioner said he did not want one (PR. 99-100, 224).
The sheriff also said that he told petitioner “ that the state
ment he was going to give could be used against him in
court” (PR. 99-100, 225). On each of the occasions at trial
when Sheriff Lee recounted his warning to Sims, he failed
to mention that he advised Sims of his right to remain
silent (PR. 99-100, 224-225). However, a sentence at the
end of the confession written by the deputy recites: “ I have
been informed of my legal rights by Sheriff Robert E. Lee
that I did not have to make any statement whatsoever,
knowing that this statement can be used against me in a
court of law” (PR. 227). No one offered Sims the use of a
phone or advised him that a lawyer would be appointed if
he could not afford one.
On Monday afternoon, April 15, 1963, Agent F. F. Cor
nelius of the Georgia Bureau of Investigation brought Sims
in handcuffs from the jail in Waycross back to the sheriff’s
office in Folkston (PR. 237, 241). Cornelius questioned Sims
in the sheriff’s office in the presence of five other police of-
cers20 (PR. 239-240). Cornelius read the statement Sims had
signed on Saturday night to Sims, asked him if it was true,
and Sims said, “Yes, sir” (PR. 238). Cornelius did not cau
tion Sims that he was not required to answer and could
remain silent, or otherwise advise him of his rights (PR.
241). Sims apparently still had no attorney and had not
seen any friends or relatives during the period since his
arrest (PR. 241-242). He was first taken before a magis
trate on April 15th (PR. 66). The record is silent on
whether the questioning by Cornelius came before or after
that proceeding. But a warrant charging Sims with the
20 None of these five officers testified at the trial.
35
crime had been issued at some time before he was brought
back to Folkston and made the admissions to Cornelius
(PR. 239).
2. The Confessions Were Obtained in Inherently Coercive
Circumstances; Their Use Violated the Due Process
Clause; and the Decision to the Contrary by the Courts
Below Warrants Review Here by Reason of Its Incon
sistency With Pertinent Decisions of This Court.
The Court has consistently held that the voluntariness
of a confession must be determined in the context of all
the surrounding circumstances as they appear from the
Court’s independent examination of the uncontested facts
on the entire record. Examination of the record in this
case makes it plain that each of the confessions allegedly
given by Sims to the law authorities while he was in cus
tody were given in inherently coercive circumstances and
were not voluntary.
The recitation of the facts above demonstrates that Fikes
v. Alabama, 352 U. S. 191, should have compelled the
Georgia courts to exclude Sims’ confessions. The similari
ties between this case and Fikes are numerous and signifi
cant. In both cases the petitioner was a Negro in his
mid-twenties charged with a sexual assault upon the daugh
ter of a local public official in a southern community. Both
Fikes and Sims had attained only third grade educations
when they quit school in their late teens. Sims, like Fikes,
is of limited mentality. In this case, as in Fikes, the peti
tioner was first arrested by civilians; was not arraigned or
taken before a magistrate prior to his confession; was
carried to a jail far from the scene of the crime; and was
allegedly advised of some of his legal rights by a law
36
enforcement officer before confessing. Sims saw no friend,
relative or counsel; Fikes saw his employer, but his father
and a lawyer were denied access to him. The Fikes record
contained “ no evidence of physical brutality” (352 U. S. at
197). But Isaac Sims made a strong and largely uncon
tested showing that he was brutalized and suffered injury
requiring medical treatment, while in the custody of officers
who were engaged in an investigative process.
The Fikes case involved a longer period of custody and
questioning before the confession, viz., five days in Fikes
as against 7 or 8 hours in this case. But even a short period
of time may be sufficient to overpower a suspect’s will
(Haley v. Ohio, 332 U. S. 596), and the denial of food to
petitioner during his confinement bears directly upon the
confession’s alleged voluntariness ( Walts v. Indiana, 338
U. S. 49, 53; Payne v. Arkansas, 356 U. S. 560, 567), as does
the stripping of petitioner in Dr. Jackson’s office (.Malinski
v. New York, 324 U. S. 401). The physical beating suffered
by Sims is sufficient to counterbalance the comparatively
short period of questioning revealed by the record. As Mr.
Justice Frankfurter (joined by Mr. Justice Brennan) said
concurring in Fikes v. Alabama, 352 U. S. 191, 198:
It is, I assume, common ground that if this record had
disclosed an admission by the police of one truncheon
blow on the head of petitioner a confession following
such a blow would be inadmissible because of the Due
Process Clause.
Sims has more than met the requirement that he show
“ one blow.” It is not disputed that while engaged in their
investigation the police took Sims to Dr. Jackson’s office
where he sustained injuries requiring medical treatment
37
(four stitches over the eye), which he claimed were received
from blows and kicks in the presence of the police, an
episode the prosecution has never troubled to deny or re
but. We submit that it is plain that the prosecutor never
asked a question or put on a witness to deny Sims’ version
of this incident because he could not honestly do so (cf.
Haynes v. Washington, 373 U. S. 503, 510).
The element of violence in this case makes it as strong,
if not stronger than Fikes, swpra, and similar cases where
the Court has viewed the circumstances as sufficiently coer
cive to strike down convictions. See, particularly, Haynes
v. Washington, 373 IT. S. 503; Culombe v. Connecticut, 367
U. S. 568; Turner v. Pennsylvania, 338 U. S. 62; Johnson v.
Pennsylvania, 340 U. S. 881 {per curiam; facts stated in
Culombe v. Connecticut, 367 U. S. 568, 628).
And, of course, the fact that Sims’ signed statement con
tains assertions of voluntariness, composed by the police,
does not suffice to save the confession in view of the other
circumstances. A strikingly similar recital also dictated
by the police was disregarded by the Court in striking down
the conviction in Haley v. Ohio, 332 U. S. 596, 598, 601.
Sims’ testimony indicates he did not even comprehend the
meaning of the recitals of voluntariness or understand the
significance of the warnings he was given. His supposed
waiver of the right to counsel could not, given his lack of
understanding and inability to understand common legal
terms expressed in ordinary language, be regarded as “ an
intentional relinquishment or abandonment of a known
right or privilege,” Johnson v. Zerbst, 304 U. S. 458, 464.
Plainly, petitioner did not know a lawyer’s function or
understand how a lawyer could be of assistance to him.
38
Here, as in Fikes, “ The totality of the circumstances that
preceded the confessions . . . goes beyond the allowable
limits” (352 U. S. at 197). The conclusion applies equally
to the alleged oral admission to Deputy Jones, the signed
statement, and the testimony that the signed statement was
reaffirmed two days later. Tor, as in Clewis v. Texas, 386
U. S. 707, 710, “ There is here no break in the stream of
events from the time Sunday morning when petitioner was
taken to the police station to the time 'Tuesday morning
some nine days later that he signed the statement in issue,
sufficient to insulate the statement from the effect of all
that went before.” Indeed, Sims’ case is even more com
pelling than Clewis, where the Court did not consider the
contentions of physical mistreatment, 386 U. S. at 709. It
is uncontradicted that Sims was brutalized in Dr. Jackson’s
office, 385 U. S. at 540-541, 543. The length of time between
Clewis’ earlier coerced confessions and the later confession
there in issue was nine days, 386 U. S. at 709-710, but
this Court found that length of time insufficient to vitiate
the effect of the earlier coerced confessions on the later
one. In Sims’ case, the length of time between the violence
in Dr. Jackson’s office and the written confession was ap
proximately five hours. As in Clewis, “no lawyer was pres
ent, nor had petitioner been advised of his right to have
one appointed” at the time of the written statement, 386
U. S. at 710. Moreover, the record here uncontradictedly
shows that Sims was “ physically weakened and in intense
pain” from having been dragged on the floor by his private
parts, Reck v. Pate, 367 U. S. 433, 442, and there is no
evidence that Sims received any medical attention for this
pain which affected him for two or three weeks after the
date of his capture (PR. 135-136).
39
3. The Physical Violence Inflicted on Sims Is Sufficient by
Itself to Invalidate the Confessions; and This Court
Should Grant Certiorari to Declare That No Confession
Obtained Shortly After Physical Brutality Is Practiced
Upon an Accused May Be Admitted Against Him Con
sistently With the Fourteenth Amendment.
We submit that the physical violence inflicted on Sims
while in custody, during a police effort to find evidence of
the crime by examination of his clothes, is alone sufficient
to vitiate the confessions obtained thereafter. It is con
ceded that he was stripped of his pants and underpants in
a room full of men. No witness has denied his story that
he was pulled by his private parts and dragged across the
floor. His version was not even challenged by cross-exam
ination. It is conceded that he sustained injuries requiring
medical treatment while in a room containing a doctor and
policemen. No one told any story about how Sims received
his injuries except Sims. Dr. Jackson’s evasions are plain
on the record and have been noted by this Court; he offered
no explanation of Sims’ injury.
In Payton v. United States, 222 F. 2d 794, 796-97 (D. C.
Cir. 1955), a confession was obtained while an accused had
blood on his shirt, having been recently bleeding as the
result of force reasonably used by the officers to effect his
arrest and confinement. The Court excluded a confession
and reversed a conviction on the ground that admission of
a confession following so shortly after violence upon the
prisoner—albeit reasonably necessary violence—was im
proper. Judge Fahy wrote for the Court (at 797):
We assume the officers had authority to use the force
reasonably necessary to effect the arrest and confine
ment. But when a confession is elicited so soon after
40
the use of violence upon the prisoner, resulting in
bloodshed, the compelling inference is that the confes
sion is not the free act of the prisoner. It is imma
terial that other coercion did not occur at the very
moments he was questioned and signed the statement.
Violence at the hands of the Police admittedly had oc
curred within about an hour. A confession made in
such circumstances, and thereafter repudiated by the
accused, should not be admitted in a criminal trial in
a Federal court. “ The undisputed facts showed that
compulsion was applied. As to that matter there was
no issue upon which the jury could properly have been
required or permitted to pass.” Ziang Sung Wan v.
United States, 266 U. S. 1, 16-17; . . . [other citations
omitted].
Judge Fahy quotes (222 F. 2d at 797, note 5), from the
opinion in Stein v. New York, 346 U. S. 156, 182, as fol
lows:
“ Physical violence or threat of it by the custodian of a
prisoner during detention serves no lawful purpose,
invalidates confessions that otherwise would be con
vincing, and is universally condemned by the law.
When present, there is no need to weigh or measure
its effects on the will of the individual victim.”
The Stein opinion further states in language that is
relevant here:
Slight evidence, even interested testimony, that it
[defendant’s injury] occurred during the period of
detention or at the hands of the police, or failure by
the prosecution to meet the charge with all reasonably
41
available evidence, might well have tipped the scales
of decision below. Even here, it would have force
if there were any evidence whatever to connect the
admitted injuries with the events or period of inter
rogation. But there is no such word in the record.
(346 U. S. at 183, emphasis added.)
As we have seen, there is ample evidence to show that
■Sims’ injury occurred during detention and the prosecu
tion has made no effort to meet the charge with any evi
dence. Nor can it matter that the same officers who later
obtained Sims’ confessions were not shown to have been
present when he was mistreated. There was no showing
that the coercive impact of his mistreatment during the
investigative process (in the presence of seven or eight
officers by Sims’ account) was at all eliminated by his be
ing transported thirty or more miles to another county and
turned over to other officials. Sims testified as to his con
tinuing pain for a prolonged period far beyond the last of
the confessions. The oral admission to Deputy Jones was
said to have occurred at about 6:30, less than three hours
after Sims was injured. The written statement followed a
few hours later after a period of isolated confinement.
The final admission of the accuracy of the signed statement
to state investigator Cornelius must obviously fall if the
statement itself is excluded. It is clearly tied to the written
statement. In any event, it occurred after petitioner had
been returned to Folkston, the scene of his original beat
ing and again in a room with six policemen.
If the confession involved here had been introduced at
a trial held after June 13,1966, the conviction would plainly
be summarily reversed on the authority of Miranda v.
Arizona, 384 U. S. 436; Johnson v. New Jersey, 384 U. S.
42
719; ef. Davis v. North Carolina, 384 U. S. 737, 739. The
courts below did not have the benefit of the specific guide
lines set forth in Miranda, and concededly the full panoply
of protection given by that decision is not available to
Sims. But in an important sense Miranda—apart from
its specific guidelines—represents a distillation of the les
sons learned through the long experience of this Court in
the review of in-custody confession cases. It plainly reflects
sensitive awareness of a problem the Court has recognized
before, namely, that:
What actually happens to them [prisoners] behind the
closed door of the interrogation room is difficult if not
impossible to ascertain. Certainly, if through excess
of zeal or aggressive impatience or flaring up of temper
in the face of obstinate silence a prisoner is abused,
he is faced with the task of overcoming, by his lone
testimony, solemn official denials. (Culombe v. Con
necticut, 367 U. S. 568, 573-574, opinion of Justice
Frankfurter, joined by Justice Stewart.)
We urge that in light of this consideration, the Court
now grant certiorari to declare unequivocally that any
in-custody confession which follows close upon the spilling
of the prisoner’s blood while he is alone in the hands of
officers (Payton v. United States, supra)—a confession fol
lowing a blow (Fikes, supra, Justice Frankfurter, concur
ring) or unexplained evidence of injury to a prisoner dur
ing detention (Stein, supra)—must be excluded without
further inquiry whether the prisoner’s will was overborne
by the brutality.
We recognize that this rule has not been uniformly fol
lowed in the past and that confessions have been sustained
43
notwithstanding physical violence as in Lisenba v. Cali
fornia, 314 U. S. 219. But we urge such a general prin
ciple as consistent with the spirit and learning of Miranda
v. Arizona, 384 U. S. 436. Lisenba dates from an era when
this Court’s concern in state criminal cases was with the
performance of the state courts, not the police. Long before
Miranda, that concern had broadened. See Blackburn v.
Alabama, 361 IT. S. 199; Spano v. New York, 360 IT. S. 315.
There can be no justification for police brutality upon a
prisoner, and no legitimate police interest in beatings.
There will be explanations offered, of course (although not
even those were offered here), and speculation that the
prisoner was hard-headed and remained unaffected. Mi
randa counsels that no ear be given to these unlitigable
matters. Where blood has flowed, no confession made soon
after should be tolerated consistent with due process of
law.
C. The Decision Below Violates Petitioner’s Sixth
Amendment Right to Counsel in Conflict With
Escobedo v. Illinois, 378 V. S. 478, and Other
Decisions of This Court.
Petitioner’s trial commenced some four months after the
decision in Escobedo v. Illinois, 378 IT. S. 478; thus that
decision may be applied in judging his case. Johnson v.
New Jersey, 384 IT. S. 719. The Escobedo decision focused
on the right to counsel under the Sixth Amendment in ap
praising in-custody confessions. This Sixth Amendment
emphasis is in contrast to the reliance upon protection of
the Fifth Amendment privilege against self incrimination
in Miranda v. Arizona, 384 U. S. 436.
Most of the elements present in Escobedo were present
in this case. When Sims’ confessions occurred “ the investi
44
gation [was] . . . no longer a general inquiry into an un
solved crime but ha[d] begun to focus on a particular sus
pect, the suspect ha[d] been taken into police custody, the
police carr[ied] out a process of interrogations that lends
itself to eliciting incriminating statements, . . . and the
police ha[d] not effectively warned him of his absolute
constitutional right to remain silent . . . ” (378 U. S. at 490-
491).
However, it could not be said on this record that Sims
had “ requested and been denied an opportunity to consult
with his lawyer.” Sims never requested a lawyer for he
was incapable of understanding how a lawyer might help
him, had no funds to hire a lawyer, was given no opportu
nity to consult with friends or family, or even to use a
telephone, and was not informed of his right as an indigent
to appointed counsel.
We submit that in these circumstances the general prin
ciple enunciated in Escobedo and in cases decided earlier
require the conclusion that Sims was denied the assistance
of counsel in violation of the Sixth Amendment as made
applicable to the States by the Due Process Clause of the
Fourteenth Amendment. Even before Escobedo, it had been
recognized that the right to counsel might be violated by
in-custody interrogation in the absence of counsel. The
Ninth Circuit so held in Griffith v. Rhay, 282 F. 2d 711 (9th
Cir. 1960), cert. den. 364 U. S. 941. The Court of Appeals
there adopted the reasoning of Crooker v. California, 357
U. S. 433, 438-440, that— apart from questions of voluntari
ness—interrogation in the absence of counsel might deny
due process if an accused “ is so prejudiced thereby as
to infect his subsequent trial with an absence” of funda
mental fairness. On all the circumstances of the case, in
45
eluding education and mentality of the accused, the Court
of Appeals found Griffith’s interrogation without counsel
fundamentally unfair and his confession inadmissible de
spite a failure to request counsel. See also the opinion
of Judge Browning in Brubaker v. Dickson, 310 F. 2d 30
(9th Cir. 1962), cert. den. 372 U. S. 978, generally in accord
with Griffith v. Bhay, supra. We ask that this Court con
sider whether a similar ruling is not required on this record.
An additional point may be made with respect to Sims’
confession to state investigator Cornelius on Monday, April
15. This took place after a warrant against Sims had been
issued by a judicial officer. The warrant is not in the record
and it cannot be determined on this record whether it was
issued upon the basis of the prior confession (though this
seems likely) or some other showing against Sims. In
any event, at this stage Sims was, though not yet indicted,
plainly in the position of an “ accused” being held in antici
pation of trial. See Ga. Code §27-209, quoted supra note 18.
He still had no lawyer, but following his confession and the
issuance of a warrant against him he was plainly accused
and, for every relevant purpose, in a position exactly
comparable to a man under indictment. He surely was in
need of a lawyer to prepare for the inevitable trial and to
advise him.
The premise of Spano v. New York, 360 U. S. 315, 324-
327 (concurring opinions) and Massiah v. United States,
377 H. S. 201, is that indictment marks the point in the
criminal process when investigation is completed and trial
preparation begins. At this point, “ ‘when consultation,
thoroughgoing investigation and preparation [are] vitally
important, the defendants . . . [are] as much entitled to such
aid [of counsel] . . . as at the trial itself.’ ” Massiah v.
46
United States, 377 U. S. 201, 205.21 Obviously, in the pro
ceedings in petitioner’s case the period following issuance
of the warrant rather than that following indictment was
the stage envisaged by this language. It should be noted
that petitioner was formally indicted no earlier than a few
days before trial on each of the two occasions on which he
was tried.22
We submit that the principles of Spano and Massiah
require that this confession be excluded under the Sixth
Amendment. To be sure, unlike Spano and Massiah, Sims
had not yet been formally indicted at the time of the ad
mission to Cornelius. But he was more than a suspect at
this point. In every realistic sense he was “ the accused”
(Gu. Code §27-209) and was “ scheduled to be tried” once
the police had obtained his signed confession and a war
rant against him. The subsequent interrogation by Cor
nelius was more than an interrogation focusing on a suspect.
Cornelius sought a final nail in the coffin which was already
almost closed by the signed confession. This final confes
sion closed the ease, and after it effective aid and advice
by counsel “ at the only stage when legal aid and advice
would help” {Spano, supra, 360 U. S. at 326) became im
possible. The refusal of the courts below to apply Escobedo
in these circumstances, independently of other issues, war
rants this Court’s review.
21 Quoting from Powell v. Alabama, 287 U. S. 45, 57.
22 The exact dates of the first indictment and of commencement
of the first trial are not in this record. But Sims was indicted at
the October 1963 term and the date of sentencing October 9, 1963,
appears (PR. 251, 256). The second indictment was filed October
6, 1964 (PR. 1) ; trial commenced October 7, 1964 (PR. 46, 198,
249) and the verdict was returned October 8,1964 (PR. 2).
47
II.
Certiorari Should Be Granted to Resolve the Conflict
of the Judgment Below With This Court’s Decision in
W hitus v. Georgia, 385 U. S. 545; and to Determine
That the Refusal o f the Courts Below to Permit Evidence
of the Systematic Exclusion o f Negroes From Jury Ser
vice Denied Petitioner the Equal Protection o f the Laws.
A. Whitus v. Georgia Governs This Case.
Petitioner Sims’ claims of discrimination in the selec
tion of Charlton County grand and traverse juries are
identical to those vindicated by this Court in Whitus v.
Georgia, 385 U. S. 545. See also Bostick v. South Carolina,
386 IT. S. 479, reversing 247 S. C. 22, 145 S. E. 2d 439
(1965). Whitus was decided by this Court the same day
as Sims v. Georgia, 385 IT. S. 538; but in reversing Sims
solely on the basis of Jackson v. Denno, the Court did not
decide Sims’ jury discrimination claim, 385 IT. S. at 539.
The Superior Court of Charlton County, Georgia, and the
Georgia Supreme Court thereafter refused to consider the
effect of Whitus on this case (IR. 245, 256-260, 263-265,
282).
The process of juror selection in Whitus is so similar
in design and operation to the process here, and the re
sulting exclusion of Negroes so nearly alike, that the
Whitus holding will be whittled away to an intolerably nar
row factual base if the decision below is permitted to stand.
Certiorari should be granted to reaffirm Whitus and to con
firm its applicability to the facts of the present record.
In Whitus, 385 IT. S. at 548, this Court described the
general Georgia procedure for selecting juries—the proce
dure used in this case (PR. 76-80, 84, 86-87):
48
Georgia law requires that the six commissioners ap
pointed by the Superior Court “ select from the books
of the tax receiver upright and intelligent citizens
to serve as jurors, and shall write the names of the
persons so selected on tickets.” Ga. Code Ann. § 59-
106. They are also directed to select from this group a
sufficient number, not exceeding two-fifths of the whole
number, of the most experienced, intelligent, and up
right citizens to serve as grand jurors, writing their
names on other tickets. The entire group, excepting
those selected as grand jurors, constitutes the body
of traverse jurors. The tickets on which the names of the
traverse jurors are placed are deposited in jury boxes
and entered on the minutes of the Superior Court. Ga.
Code Ann. §§ 59-108, 59-109. The veniremen are drawn
from the jury boxes each term of court and it is from
them that the juries are selected.
Ga. Code §92-6307, effective at the time of petitioner Sims’
trial,23 as at Whitus’, provided that “ Names of colored and
white taxpayers shall be made out separately on the tax
digest.” Under local practice of Charlton County, where
petitioner was tried and convicted, separate sections of the
tax digest were maintained for white and Negro names, the
whites listed on white paper, the Negroes on yellow paper
23 Although the statute requiring racial designations on the tax
records has since been repealed in Georgia, the persistence of simi
lar requirements in other states makes the issue as worthy of con
sideration now as it was at the time of Whitus and Sims (I). See
e.g., Ark. Stat. Ann. §§3-118, 3-227, 39-208, sustained in Maxwell
v. Stevens, 348 F. 2d 325 (8th Cir. 1965), and again sustained
following Whitus in Maxwell v. Bishop, 257 F. Supp. 710 (E. D.
Ark. 1966), denial of application for certificate of probable cause
rev’d, 385 U. S. 650 (1967).
49
(PE. 82). The jury commissioners,, all of whom are white
(PE. 83), rely upon their personal knowledge of the persons
listed in the tax digest and their personal opinions of those
persons’ character and intelligence, in selecting “ upright
and intelligent citizens to serve as jurors.” Ga. Code Ann.
§59-106. In practice, they first examine white taxpayers’
names, then Negroes’ names. Despite a commissioner’s
testimony that no consideration is given to race, the sepa
rate lists make it clear whether any particular taxpayer is
white or Negro (PE. 80-81, 84, 91-92).23
This procedure is identical in ail material regards to the
procedure invalidated in Whitus (and in Bostick, supra),
presenting in its key feature—the selection of jurors, in the
discretion of jury commissioners, from tax records main
tained with statutorily required racial designations— an
identically fatal potential for racial exclusion or limitation.
At the time they select persons from the tax digest, white
jury commissioners are palpably confronted with the racial
identity of each taxpayer. This statutory reminder is the
more efficacious because the provision governing jury se
lection, Ga. Code Ann. §59-106, gives no specific guidance
to the commissioners in their choice of jurors. Eather, the
statute requires the commissioners to employ vague, sub
jective criteria—uprightness and intelligence—which them
selves invite a broad discretion that may be exercised in 24
24 Among the evidence proffered by petitioner but excluded by
the trial court (PR. 5, 8, 12, 70, 93, 95) were jury boxes clearly
indicating the race of prospective jurors. The traverse or petit
jury box for August 9, 1954, showed seven persons following 321
names, who were given special numbers, i.e., “1C” through “7C”
(PR. 279) and the traverse jury box for August 1, 1960, showed
six persons, following 331 names, who were listed as “colored”
(PR, 288).
50
a discriminatory manner. Cf. United States v. Louisiana,
225 F. Supp. 353, 396-97, aff!d, 380 U. S. 145; United States
v. Atkins, 323 F. 2d 733 (5th Cir. 1963), and cases there
cited; Babinowitz v. United States, 366 F. 2d 34, 58 (5th
Cir. 1966).
In Hamm v. Virginia State Board of Elections, 230 F.
Supp. 156 (E. D. Va. 1964), aff’d sub nom. Tancil v. Woolls,
379 U. S. 19, a three-judge district court declared that
Virginia statutes requiring that lists of voters and tax
payers be kept in separate books according to race violated
the Fourteenth Amendment. The district court stated that
it was now
axiomatic that no State can directly dictate or casually
promote a distinction in the treatment of persons solely
on basis of their color. To be within the condemna
tion, the governmental action need not effectuate
segregation of facilities directly. Cf. Anderson v.
Martin, 375 U.S. 399, 402, 84 S.Ct. 454, 11 L.Ed. 430
(1964). The result of the statute or policy must not
tend to separate individuals by reason of difference
in race or color. No form of State discrimination, no
matter how subtle, is permissible under the guarantees
of the Fourteenth Amendment Freedom. 230 F. Supp.
at 157-158.
And when used as the basis for jury selection, the dis
criminatory effect of segregated tax lists is far from
“ subtle.” The vice of using such lists is two-fold under
Charlton County practice. First, the jury commissioner
has the means of willful racial discrimination ready to
hand. Second, even if a commissioner wishes not to dis
51
criminate, lie is nonetheless required to make a judgment
as to the proportions in which white and Negro taxpayers
shall be chosen for jury service. For it is only after con
sidering the white list that the white jury commissioner
turns to the Negro list; thus, he obviously must make the
conscious decision at some point that there are enough
whites and that Negroes shall now be selected. It will not
do to say that this result is the inevitable product of a
selection process that starts with tax lists that the State,
for other legitimate reasons, may require to be kept in
segregated form. For the precise holding of Hamm is
that the State has no interests which justify the segre
gated lists and that they are unconstitutional in themselves.
By refusing to give full weight to the Hamm decision and
to this Court’s affirmance of it, the Georgia Supreme Court,
in a capital case, has permitted one unconstitutional prac
tice to spawn a more vicious one. In so doing, we submit,
it has decided this case in a fashion that conflicts with
Whitus, and with several earlier applicable decisions of this
Court, thereby making review by certiorari appropriate
under Buie 19(1)(a), Cl. 2.
The Georgia Supreme Court tried to minimize the signifi
cance of the racially segregated tax lists on the ground that
the jury commissioners acted without regard to race (PR.
330). But such protestations of good faith are not in these
circumstances sufficient. Norris v. Alabama, 294 U. S. 587.
A selection procedure which provides unnecessary oppor
tunities for discrimination violates the Fourteenth Amend
ment, whether or not those opportunities are proved to have
been seized. In Avery v. Georgia, 345 U. S. 559, a conviction
was reversed because the names of potential jurymen were
52
placed on different colored slips according to race. The
trial judge testified that he selected the slips without
regard to color, but Chief' Justice Vinson stated that “ Even
if the white and yellow tickets were drawn from the jury
box without discrimination, opportunity was available to
resort to it at other stages in the selection process.” Id. at
562. And Justice Frankfurter, concurring said: “ We may
accept the testimony of the judge who drew the slips from
the box as to the honesty of his purpose ; that testimony
does not refute the fact that there were opportunities to
discriminate, as experience tells us there will inevitably be
when such differentiating slips were used.” Id. at 564. Both
in Avery and here the use of a procedure relying upon
racial differentiation of prospective jurors denies equal
protection. As this Court concluded in Williams v. Georgia,
349 U. S. 375, 382, “ it was the system of selection and the
resulting danger of abuse which was struck down in Avery
and not an actual showing of discrimination on the basis
of comparative numbers of Negroes and whites on the jury
lists.” That conclusion is no less applicable here. Cf.
Anderson v. Martin, 375 U. S. 399.
We believe that Whitus v. Georgia, 385 U. S. 545, 551,
relying upon both Avery and Williams, declared a per se
rule invalidating jury selection procedures that include
resort to statutorily segregated tax records. We urge the
Court therefore to grant review here, in order to clarify
and confirm that meaning of Whitus. If, however, Whitus
is a decision of somewhat narrower scope, its result depend
ing in material part upon the actual showing there made
of racial disproportions in the composition of jury lists,
certiorari should nonetheless be granted in this ease. For
the factual showing here is so like that in Whitus that to let
53
Sims’ conviction stand is to condone and invite lower
court distinctions of Whitus that reduce it to a trifling
and insignificant holding and render it a derelict.
The constitutional infirmities inherent in Charlton
County’s juror selection procedures are amply, indeed dra
matically, demonstrated by a review of the statistical re
sults of the system’s operation. Employing the technique
to determine mathematical probability noticed by Mr. Jus-,
tice Clark writing for the Court in Whitus, 385 U. S. at
552, n. 2, and applying the formula given in the Appendix,
infra, p. 8a, to the facts of this case, the probability is
approximately 0.00002, or one in 50,000, that non-racial jury
selection would yield no more than 5 Negroes on a jury list
of 99 when Negroes constituted 20% of the tax list from
which jurors’ names were selected.25 See Finkelstein, The
Application of Statistical Decision Theory to the Jury Dis
crimination Cases, 80 Harv. L. Eev. 338 (1966). The prob
ability of this occurrence is so minute that statisticians
would uniformly reject the hypothesis that selection was
made without regard to race. See, e.g., Hoel, Introduction
25 The 1960 United States Census for Charlton County shows
2,656 persons over twenty-one, of whom 728 or 27.4% are non
white (PR. 75). The tax digest books show 1,838 Charlton County
taxpayers in 1961, of whom 367 or 19.9% are Negroes (PR. 74),
and 1,908 taxpayers in 1962, of whom 420 or 22% are Negroes
(PR. 74). There were 1,959 Charlton County taxpayers in 1963,
of whom 410 or 20.4% were Negroes (PR. 74). Of the 99 jurors
chosen by the judge for the October 1964 Term of the Charlton
County Superior Court, from which the grand and petit jurors
were selected in petitioner’s ease, only 5 or about 5% were iden
tified as Negroes (PR. 74, 89-90, 297-98). No statistics regarding
the number of taxpayers in 1964 were introduced at trial nor
w'ere the names and racial identification of taxpayers in the 1964
jury boxes proffered at trial.
54
xo Mathematical Statistics 49 (1962).26 As in Whitus, the
state did not introduce evidence to rebut petitioner’s prima
facie case. Thus we submit there is no ground on which
the thrust of Whitus can be avoided here. Nor can the
Whitus holding be made effective if decisions such as that
of the Georgia courts in this case are left unreviewed.27
26 The only jury commissioner who testified stated that jurors
were selected on the basis of being “ intelligent, upright and good
citizens” (PE. 78). In order to sustain the state’s contention that
these factors rather than race accounted for the disparity between
the number of Negroes on the tax list and those selected for the
jury lists, it would be necessary to assume that on the average three
to four times as many whites met these subjective qualifications
than did Negroes. See Finkelstein, supra, where the method of
analyzing the subjective qualifications issue is discussed. No evi
dence of any such superior rate of qualifications on the part of
white taxpayers was introduced by the State nor is there any evi
dence that this small number of Negroes appearing on the jury
list was the result of the application of the statutory criteria.
27 For the information of the Court, petitioner submitted the
affidavit of one of his counsel at the March 31, 1967, hearing in
the Superior Court in support of a motion urging the controlling
effect of Whitus (IR. 256-257). The Superior Court overruled the
motion (IR. 260), did not admit the affidavit in evidence (IR. 268),
but permitted the affidavit to be made a part of the record where
it is reproduced at IR. 212-226. The affidavit concerns the number
and race of individual taxpayers on the 1964 tax digest and jury
lists. The affidavit’s essential information is here set out to aid
the Court and to correct the apparently inaccurate data in the
Brief for Respondent at 29, n. 2, Sims v. Georgia, 385 U. S. 545.
The 1964 tax digest listed 1,553 individual taxpayers, of whom
380 or 24.4% were Negro individual taxpayers (Harper Affidavit,
IR. 213). Of the 147 names on the September 3, 1964, grand jury
list, from which petitioner’s grand jury was selected, approxi
mately 7 or 4.7% were Negroes (Harper Affidavit, IR. 213). Of
the 479 names on the September 3, 1964 traverse jury list, from
which petitioner’s traverse jury was selected, approximately 47
or 9.8% were Negroes (Harper Affidavit, IR. 212-213). Of the
panel of 99 jurors chosen for the October, 1964 Term of the
Charlton Superior Court, from which the grand and traverse
jurors were selected in Sims’ case, approximately 9 or 9% were
Negroes (Harper Affidavit, IR. 213-214).
A comparison of the September 3, 1964 grand and traverse jury
lists with the Colored Tax Payer section of the 1964 tax digest
55
B. The Georgia Courts Unconstitutionally Refused to Receive
Petitioner’s Proffered Proof of Racial Discrimination in
the Selection of Jurors.
Prior to his trial, petitioner offered to prove by certified
jury boxes and lists covering the period 1954-1963 a pat
tern of arbitrary exclusion or limitation of Negroes on the
jury lists of Charlton County. “Jury lists for a ten year
period were offered in evidence. All were excluded except
for the lists of jurors from which the juries who indicted
and convicted were taken.” Opinion of Georgia Supreme
Court (PE. 331). Petitioner also offered these lists to
prove that the presence of a Negro on the grand jury which
reindicted petitioner following the reversal of his conviction
in Sims v. Balkcom, 220 Ga. 7, 136 S. E. 2d 766 (1964),
was the result of arbitrary inclusion on the 1964 jury list.
These offers of proof were ruled inadmissible apparently
on the ground that the grand and petit jury lists in the
County had been revised during the summer of 1964, immedi
ately prior to petitioner’s reindictment and trial (PR. 5,
8, 12, 70, 93, 95). The ruling was affirmed by the Georgia
Supreme Court on the ground that no showing had been
made of discrimination in the composition of the grand and
petit juries involved in the instant case (PE. 331).
It is a principle needing no elaboration that in a jury
discrimination case, “ . . . this Court must reverse on the
ground that the defendant ‘offered to introduce witnesses
to prove the allegations . . . and the [state trial] court de
clined to hear any evidence on the subject. . . . ’ ” Coleman
v. Alabama, 377 U. S. 129, 133, quoting with approval, in a
revealed that the names of Negroes where they appeared on those
lists, were virtually without exception consecutively listed out of
alphabetical order (Harper Affidavit, IE. 214).
56
unanimous opinion, from Carter v. Texas, 177 U. S. 442,
448-49. With the notable exceptions of Coleman and Carter,
this Court has consistently reviewed jury discrimination
cases on a record covering a number of years. E.g., Neal v.
Delaware, 103 U. S. 370, 397 (no Negro had ever served as
ju ror); Norris v. Alabama, 294 U. S. 587, 591 (no Negro had
served within witnesses’ memory); Pierre v. Louisiana, 306
U. S. 354, 361 (ibid.); Smith v. Texas, 311 U. S. 128, 129 (7
years); Eubanks v. Louisiana, 356 U. S. 584, 586 (18 years);
Hernandez v. Texas, 347 U. S. 475, 482 (25 years); Reece v.
Georgia, 350 U. S. 85, 87 (18 years); Arnold v. North Caro
lina, 376 U. S. 773, 774 (24 years); and see Brooks v. Beto,
366 F. 2d 1, 9 (5th Cir. 1966) (no Negro had ever served
as grand ju ror); Scott v. Walker, 358 F. 2d 561, 572 (5th
Cir. 1966) (6 years); United States ex rel. Seals v. Wiman,
304 F. 2d 53, 63, n. 5 (5th Cir. 1962) (11 years); United
States ex rel. Goldsby v. Harpole, 263 F. 2d 71, 78 (5th Cir.
1959) (no Negro had served within witnesses’ memory).
Notwithstanding this substantial body of precedent, es
tablishing beyond peradventure the pertinency of a pattern
or practice of past discrimination as a basis for interpreting
the significance of the composition of particular juries in
the case at issue, the state trial court refused to permit
petitioner to examine a jury commissioner regarding the
number of Negroes in a petit jury box compiled just two
years prior to trial.
The Solicitor General: Your Honor, we will make
our objection . . . as to going into a [1962] jury
list that doesn’t have anything to do with the present
grand jury or petit jury. . . . We say under the law
he [petitioner] is entitled to a cross section of petit
57
jurors and grand jurors, but that could only per
tain to this petit jury and this grand jury—not some
that used to be.
The Court: 1 am of the opinion that would be
right (PR. 88-89).
Petitioner was thus thwarted in his attempt to make a
full record upon which a continuing pattern or practice
of racial discrimination in jury selection in Charlton
County might have been based. His contention of sys
tematic exclusion or limitation of prospective Negro jurors
in selection of his grand and petit juries was thus de
prived of the evidentiary support which derives from plac
ing present practices in the meaningful context of past
actions. As this Court has recognized, “ Institutions, like
other organisms, are predominantly what their past has
made them. History provides the illuminating context
within which the implications of present conduct may be
known.” Communist Party v. Subversive Activities Con
trol Board, 367 U. S. 1, 69. Petitioner seeks nothing more
than to have his day in court on his federal constitutional
claims. This he has been denied, and with it the equal pro
tection of the laws. Certiorari should be granted to estab
lish the point—not yet declared by this Court, but, we sub
mit, obvious and obviously ignored below—that one refill
ing of a jury box does not make a ten-year history of racial
exclusion irrelevant to the federal contention of systematic
discrimination in juror selection.
58
CONCLUSION
For the foregoing reasons a writ o f certiorari should
be granted and the judgment below reversed.
Respectfully submitted,
J ack Greenberg
James M. Nabrit, III
Conrad K. Harper
10 Columbus Circle
New York, New York 10019
A nthony G. A msterdam
3400 Chestnut Street
Philadelphia, Pa. 19104
H oward Moore, J r.
859% Hunter Street, N.W.
Atlanta, Georgia 30314
Attorneys for Petitioner
A P P E N D I X
l a
24152. SIMS v. THE STATE.
1. Questions adjudicated upon the first appearance of a
case before this court become the law of the case and
cannot be readjudicated by subsequent appearance here.
2. The judgment of the trial court finding the defendant’s
confession to have been voluntarily made was not error
for any reason assigned.
Argued June 12, 1967—Decided June 22, 1967—Rehear
ing denied July 6, 1967.
Rape. Charlton Superior Court. Before Judge Hodges.
The defendant has twice been convicted of rape by force
in the Superior Court of Charlton County. His first con
viction was reversed by this court in Sims v. Balkcom, 220
Ga. 7 (136 SE2d 766). After his second trial an appeal
was taken to this court where such second conviction was
affirmed (Sims v. State, 221 Ga. 190 (144 SE2d 103)); how
ever, on certiorari the U. S. Supreme Court reversed the
judgment of this court on one ground only (Sims v. Geor
gia, 385 U. S. 538 (87 SC 639, 17 LE2d 593)). Thereafter,
the judgment of the U. S. Supreme Court was made the
judgment of this court and the case was remanded to the
Superior Court of Charlton County for a hearing before
the court as to the voluntariness of the defendant’s con
fession. See Sims v. State, 223 Ga. 126 (153 SE2d 567).
On the hearing the trial court found the confession had
been voluntarily made and the conviction was affirmed. The
appeal is from this judgment.
Howard Moore, Jr., Jack Greenberg, James M. Nabrit,
III, Conrad K. Harper, for appellant.
2a
Dewey Hayes, Solicitor General, Arthur K. Bolton, At
torney General, Marion 0. Gordon, Assistant Attorney
General, Mathew Robins, Deputy Assistant Attorney Gen
eral, for appellee.
Nichols, Justice. After the remittitur from this court
was made the judgment of the trial court the defendant
sought again to present questions for decision by the trial
court which had been previously adjudicated and affirmed
by this court on the appearance of the case reported in
221 Ga. 190. The judgments of the trial court there af
firmed are established as the law of the case and the
enumeration of error seeking to re-adjudicate such ques
tions presents nothing for decision by this court. See
Rawlins v. State, 126 Ga. 96 (54 SE 924), and Reece v.
State, 211 Ga. 339 (85 SE2d 773), reversed on other
grounds 350 U. S. 85 (76 SC 167, 100 LE 77).
2. The U. S. Supreme Court in reversing the prior de
cision of this court held that a separate hearing should be
had on the question of the voluntariness of the defendant’s
confession. This hearing was held after the remittitur
from this court was made the judgment of the trial court
and by agreement the question was considered by the trial
court based upon the record previously made in the case.
The trial took place prior to June 14, 1966, and the strict
requirements of Miranda v. Arizona, 384 U. S. 436 (86 SC
1602, 16 LE2d 694, 10 ALR3d 974), do not apply. See
Johnson v. New Jersey, 384 U. S. 719 (86 SC 1772, 16
LE2d 882); Gunter v. State, 223 Ga. 290, 294 (154 SE2d
608).
3a
The defendant testified that after being arrested he was
taken to the office of Dr. Jackson where several people were
present. The defendant was then asked by his attorney:
“ Q. And did anything happen to you after you got in Dr.
Jackson’s office? [fol. 169] A. Yes, sir. Q. What happened
to you Isaac? A. Well, Dr. Jackson, he knocked me down
and kicked me over my eyelid and busted my eye on the
right side. Q. Did anything else happen to you? A. And
he grabbed me by my private and drug me on the floor.
Q. Did he drag you by your private on the floor? A. Yes
sir. Q. Did that hurt you, Isaac? A. Yes, sir. Q. Did it
hurt you a lot? A. Yes, sir; pretty bad.”
On cross examination the defendant testified that deputy
sheriff Dudley was present when he made a statement,
that he remembered the deputy sheriff telling him that
anything he said could be used against him in court, that
he had known the deputy sheriff for twelve or thirteen
years, was not afraid of him and if he (the deputy sheriff)
had read anything in the statement which the deputy
sheriff took down as he (the defendant) made his state
ment which was wrong he would not have been afraid to
tell him that it was wrong. He testified that he did not
remember if he was advised of his right to counsel.
The physician, Dr. Jackson, who the defendant accused
of knocking him down, pulling him around by his private
and kicking him, testified on the trial of the case that he
did not knock the defendant down and did not kick him.
He further testified that the defendant was in his office for
only fifteen or twenty minutes and that the only thing he
did was help remove the defendant’s pants and shorts so
that they could be “ checked” as a result of the charges
made against him. The officers testifying in the case testi
4a
fied as to the circumstances surrounding the defendant
making the confession. These circumstances are fully set
forth in Sims v. State, 221 Ga. 190, 197, supra, as follows:
“ The undisputed evidence as to the time and manner in
which the statement was taken is as follows: The offense
was committed about 10 a. m. on April 13, 1963. About 3
p. m. of the same day the defendant was arrested by Ser
geant Sims of the State Patrol. Under instructions of
Sergeant Sikes of Charlton County he was taken to the of
fice of Dr. Jackson, and then to the jail in Waycross where
he was placed in the custody of Ware County Sheriff Lee.
About 6 :30 p. m. of the same day, one Dudley Jones, a Dep
uty Sheriff of Ware County, saw the defendant whom Jones
had known for twelve years or more. No one else was
present—Jones asked him what ‘he was doing up there.’
Sims replied that he ‘got in trouble with a white woman
in Folkston, Georgia’ ; ‘that he raped a white woman in
Folkston.’ Jones asked him whether he wanted to make a
statement to that effect to the sheriff. Sims replied that
he did. Jones took him to the sheriff’s office where his
statement was taken, reduced to writing, and signed at
about 10:30 p. m. on April 13, 1963. Sheriff Lee testified
that before the defendant made any statement he advised
him that he was entitled to an attorney and that the de
fendant said he did not want an attorney; he advised Sims
that any statement he made could be used against him.
The sheriff further testified that no threats or promises
of hope of benefit or reward were made to induce Sims to
make a statement. His statement was reduced to writing
and signed by Sims in the presence of the sheriff, the Chief
of the Ware County Police, Jones, the deputy sheriff of
the county, and B. C. Worley, a constable. On April 15,
1963, after Sims had been transferred to the Charlton
5a
County jail at Folkston, F. F. Cornelious of the Bureau
of Investigation read to the defendant his written state
ment of April 13 and he asked Sims if it was true. Sims
replied, ‘Yes sir, that is right.’ ”
The trial judge, as the trier of fact, who presided at
the trial when the various witnesses testified, had the op
portunity of judging their credibility and it cannot be said
the decision of the trial court finding that the confession
was voluntarily made was error for any reason assigned.
Judgment affirmed. All the Justices concur.
6a
SUPREME COURT OF GEORGIA
Atlanta, June 22, 1967
The Honorable Supreme Court met pursuant to adjourn
ment. The following judgment was rendered:
Isaac Sims, Jr., v. The State.
This case came before this court upon an appeal from
the Superior Court of Charlton County; and, after argu
ment had, it is considered and adjudged that the judgment
of the court below be affirmed. All the Justices concur.
SUPREME COURT OF GEORGIA
Atlanta, July 6, 1967
The Honorable Supreme Court met pursuant to adjourn
ment. The following order was passed:
Isaac Sims, Jr., v. The State.
Upon consideration of the motion for a rehearing filed
in this case, it is ordered that it be hereby denied.
8a
APPENDIX ON COMPUTATION
The probability that no more than five Negroes would be
selected out of 99 when Negroes constituted 20% of the tax
list from which the selections were made may be computed
by using a formula known as the cumulative binomial dis
tribution. The value of this formula can be determined
either by using ready-made tables or approximation meth
ods. We have used the table appearing in Harvard Com
putation Laboratory, Tables of the Cumulative Binomial
Probability Distribution (1955). Using that table we have
the following for the probability P that no more than five
Negroes would be selected:
v = 5
P ( v = 5) = v ! (n-v)
nI pvQn v
v = 0
v = 5 991
v : (99 -v ) :
T ( 0 . 2 0 ) V ( 0 . 8 0 ) " ~ V
v = 0
= 0 . 00002+
A description of the derivation and terms of the formula
and the use of the tables appears in Finkelstein, The Ap
plication of Statistical Decision Theory to the Jury Dis
crimination Cases, 80 Harv. L. Eev. 338 (1966).
» 8 MORTON 8TR«rr
►iSW YORK K, N.T.
38