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Case Files, Thornburg v. Gingles Working Files - Guinier. Motion for Leave to File and Brief of Amici Curiae in Support of Appellees, 1985. 514f7853-db92-ee11-be37-6045bdeb8873. LDF Archives, Thurgood Marshall Institute. https://ldfrecollection.org/archives/archives-search/archives-item/606a6dee-091c-4096-ab8e-6a3ce2c2dd64/motion-for-leave-to-file-and-brief-of-amici-curiae-in-support-of-appellees. Accessed May 22, 2025.
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No. tll968 lN Tsr firyrurlw @o:uat rt W aHnfteil fitfrer Octosen Tenu, 1985 L.lcv H. TxonNsvRG, et al., Appellants, v. R.lrpn Gn*ctrs, et al., Appellees. ON APPEAL FROM THE I.JNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH CAROLINA MOTION FOR LEAVE TO FILE AIYD BRIEF OF SENATORS DENNIS DeCONCINI, ROBERT J. DOLE, CHARLES E. GRASSLEY, EDWARD M. KENNEDY, CHARLES MCC. MATHIAS, JR., AND HOWARD M. METZENBAUM, Ah[D REPRESENTATIVES DON EDWARDS, HAMILTON FISH, JR, PETER W. RODINO, JR., AND F. JAMES SENSENBRENNER AS AMICI CURUE IN SUPPORT OF 4PPBI T.F'ES WlrrsR J. Rocxun (Counsel of Record) M.mr P. GsncEx BansARA L. Arwsr.r AnNoro & Ponren 1200 New Hampshire Ave., N.W. Washington, D.C. 20036 (202) 872-678e Attorneys for Amici Cuiae No. 83-1958 Ix THe firyretrc 6.s:urr:t rt W JHniteb f;tatw Ocronnn TEnu, 1985 Llcv H. Tgonxnunc, el al., Appellants, v. Rr.rpg GlNcLEs, et al., Appellees. ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH CAROLINA MOTION OF SENATORS DENNIS DeCONCINI' ROBERT J. DOLE, CHARLES E. GRASSLEY' EDWARD M. KENNEDY, CHARLES MCC. MATHIAS' JR.' AND HOWARD M. METZENBAUM' AI{D REPRESENTATIVES DON EDWARDS, HAMILTON FISH, JR., PETER W. RODINO, JR., AhID F. JAMES SENSENBRENNER FOR LEAVE TO FILE' AMICUS CUR.II^E'BRIEF ON ' BEHALF OF APPELLEES Amici curiae are members of the United States congress who were principal co-sponsors and supporters of am91^d^ed Section 2 oithe Voting Rights Act. 42 U'S'C' $ 1973 (1982)' Pursuant to Supreme Court Rule 36'3, amici respectfully request leave to file the accompanying amicus brief'+ r Appellees have consented to amici's panicipation in this case. Appel- lans. however, have denied consent' As members of the United States Senate and House of Representatives and the respective Judiciary committees of the Senate and House, and as key co-sponsors of amended Section 2, amici are vitally interested -in ensuring that the voting nigrrts Act is properly interpreted. The position taken by the 5o[Jtor General and appellants in rhis case is incoirsistent with the literal provisions of Section 2. Moreover, it discounts the importance of the Senate Report, the key source of legislative history in this case. we are ooncerned both with preseriing the integrity of congressional committee Reports -and ensriring that Sectioo 2 of the Voting Righs Act ls preserved as an effective mechanism to ensure that people of all races will be accorded an equal opportunity to participate in the political processes of this country and to elect representatives Lr th"i. choice. The accompanying brief undertakes a detaired review of the language and legislative history of amended Section 2 of the voting Rights Act, issues that the parties will not address in the same demil. Thus, amici believe that the perspective they bring to the issues in this case will materially "ia tne court in reaching its decision. Memben of the House of Representatives and Senate have participated as amici curiae in numerous cases before this coun involving issues affecting the legislative branch, both by motion, e.9., Unitcd States v. Helstoski, 442 U.S. 477 (19i9;, and @nsent, e.g., National Organization for Women v. Idaho, 455 u.s. el8 ( te82). For the foregoing reasons, amici respectfully request leave to file the accompanying amicus brief. Respectfully submitted, WlrrEn J. Rocxun (Counsel of Record) Mrnx P. GsnceN Brnnene L. Arwru Anxolo & Ponrrn 1200 New Hampshire Ave., N.W. V/ashington, D.C. 20036 Telephone: (2O2) 872-6789 Attorneys lor Amici Curiae Dated: August 30, 1985 No.83-1968 Ix Tnr $ryrurrc 6.mrrt of W JHniteD fitates Ocrosnn TSRM, 1985 Llcv H. TnonNnunc, et al., Appellants, v. Rerpn GTNGLES, et al., Appellees. ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF NORTH CAROLINA BRIEF OF SENATORS DENNIS DeCONCINI, ROBERT J. DOLE, CHARLES E. GRASSLEY, EDWARD M. KEN. NEDY, CHARLES McC. MATHIAS, JR- AM HOWARD M. METZENBAUM, AND REPRESENTATIVES DON ED. WARDS, HAMTLTON FISH, JR., PETER W. RODINO, JR., AND F. JAMES SENSENBRENNER AS AMICI CURIAE IN SUPPORT OF APPELLEES i TABLE OF CONTENTS STATEMENT OF INTEREST SUMMARY OF ARGUMENT ........... ARGUMENT............ I. TO ASSUME COMPLIANCE WITH SEC. TION 2 UPON EVIDENCE OF SOME ELEC. TORAL SUCCESS BY MEMBERS OF A MI- NORITY GROUP VIOLATES THE LITERAL REQUIREMENTS OF THAT PROVISION; EVIDENCE OF SOME ELECTORAL SUC- CESS MUST BE VIEWED AS PART OF THE .TOTALITY OF CIRCUMSTANCES'' TO BE coNsIDERED......... N. THE LEGISLATIVE HISTORY OF THE 1982 AMENDMENTS AND THE PRE-BOLDEN C.[SE LAW CONCLUSIVELY DEMON- STRATE THAT A VIOLATION OF SECTION 2 MAY BE FOUND ALTHOUGH MEMBERS OF A MINORITY GROUP HAVE EX- PERIENCED LIMITED ELECTORAL SUC. cEss A. The Legislative History The Majority Statement in the Senate Report Specifi- cally Provides that Some Minority Group Electoral Succcss Does Not Preclude a Section 2 Claim if Other Circumstances Evidence a Lack of Equal Access B. The Majority Statement in the Senate Re- port Is an Accurate Statement of the Intent of Congress with Regard to the 1982 Amendments ............... l. The Majoriry Statement in the Sen- ate Report Plainly Reflects the Intent and Effect of the Legislation 2. As a Matter of Law, the MajoritY Statement in the Senate RePort Is Entitled to Great Respect..... III. THE DISTRICT COURT APPROPRIATELY LOOKED TO THE TOTALITY OF CTRCUM- STANCES INCLUDING THE EVIDENCE OF SOME BLACK ELECTORAL SUCCESS TO DETERMINE WHETHER BLACKS HAD EQUAL OPPORTUNITY TO PARTICIPATE IN THE ELECTORAL SYSTEM; THE COURT DID NOT REQUIRE PROPOR- TIONAL REPRESENTATION... coNCLUSION .......... Prgc I 2 5 l4 l5 20 23 30 'll TABLE OF AUTHORITIES Crsss Beer v. United States, 374 F. Supp. 363 (D.D.C. 1974), rev'd on other grounds,425 U.S. 130 ( 1976) Chandlerv. Roudebush,425 U.S. 840 ( 1976) City Council of Chicago v. Ketchum, 105.S. Ct.2671 ( less )................ City of Mobilev. Bolden,446 U.S. 55 ( 1980) Garcia v. Ilnited States, -U.S.--_ 105 S. Ct. 47e (te84) Gingles v. Edmisten, 590 F. Supp. 345 (E.D.N.C. 1984) Graves v. Barnes, 343 F. Supp. 704 (W.D. Tex. 1972) Graves v. Barnes, 378 F. Supp. 641 (W.D. Tex. 1974) Grove City College v. Bell, --U.S..------.- 104 S. Ct. 12l I ( 1984) Kirtcsq v. Boord of Supenisors, 554 f.2d 139 (5th Cir.), cert. denied,434 U.S. 968 ( 1977) Maine v. Thiboutot, M8 U.S. I ( 1980l, quoting TVA v. Hill,437 U.S. 153 ( 1978) McCain v. Lybrand, No. 74-281 (D.S.C. April 17, r98o) McMillan v. Escambia County, 748 F.2d 1037 ( I lth Cir. 1984). Monterq Coal v. Federal Mine Sa{ety -{. H^ealth Review Commission,T43 F.2d 589 (7th Cir. 1984) . ' Narional Association of Greeting Card Publishers v. United States Postal Service,462 U.S. 810 ( 1983).. National Organization for Women v- Idaho,455 U.S. 9l 8 ( re82 )................ North Haven Bd. of Education v. Bell,456 U.S. 512 ( r e82 )................ Sperling v. United States, tll f 29 465 (3d Cir.- 1975), cert. denied,462 U.S. 919 ( 1976) IJnited States v. International Union of Automobile Workers,352 U.S. 567 (1957) lll Prgc Prgc IJnited States v. Dallas County Comm'n, 739 F.2d 1529 ( I lth Cir. 1984) United States v. Helstoski, 442 U.S. 477 ( 1979) United States v- O'Brien,39l U.S. 367 ( 1968 ) United States v. Marengo County Comm'n,731 F.2d 1546 ( I lth Cir.), cert. dqnied, -U.S.-, 105 S. Ct. 375 ( 1984) Velasquez v. City of Abilene, 725 F.2d l0l7 ( 5th Cir. r984) Whitcomb v. Chavis,,lO3 U.S. 914 ( l97l )................... Whire v. Regester, 412 U.S. 755 (1973)....................... Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973\, af'd sub nom. East Carroll Parish School Bd. v. Marshall,424 U.S. 636 (1976) Zuberv. Allen,396 U.S. 168 ( 1969) Srrrtrrrs Voting Rights Act Amendments of 1982, Pub. L. No. 97-205 42 U.S. $ 1973 Mrscrtr.txuous Voting Rights Act: Hearings Before the Subcomm. on the Constitution of the Senate Comm. on the ludi- ciary, Yol. II, 97th Cong., 2d Sess. ( 1982) ............... Voting Rights Act: Hearings Before the Subcomm. on the Constitution of the Senate Comm. on the Judi- ciary, Yol. I, 97th Cong., 2d Sess. ( 1982)................. Report of the Senate Judiciary Committee on S. 1992, S. Rep. No. 417, 97th Cong., 2d Sess. ( le82 )................ Report of the House Committee on the Judiciary on H.R. 3112, H.R. Rep. No. 227, 97th Cong., lst Sess. ( l98l ) 128 Cong. Rec. 57139 (daily ed. June 18, 1982)......... 128 Cong. Rec. 57091-92 (June 18, 1982)................... 128 Cong. Rec. S7095 ( daily ed. June 18, 1982 )......... l3 20,21 l4 passim 20 passim t2 l3 22 13,23 7 t2 20,24, 25,26 20,25,26 2 20 passim 7,lo,2o il passim passim 20 passim 2 1 5,16 ll passim 9 t4 l9 t8 2l 2l 2 22 2l 20 lv Prgc No.83-1968 IN THE128 Cong. Rec. 57095-96 (June l8' 1982)"' 128 Cong. Rec. 56995 (daily ed. June l7' 1982)""""' 128 Cong. Rec. 56991, 56993 (daily ed' June 17' re82) 128 Cong. Rec. 56960-62, 56993 (daily ed' June l7' I 982 ) ...........:...... 128 Cong. Rec. 56941'4/,,56967 (daily ed' June 17, r982) 128 Cong. Rec. 6939-4O (daily ed' June 17, 1982)""" 128 Cong. Rec. 56930-34 (daily ed. June 17, 1982) "' 128 Cong. Rec. 56919-21 (daily ed' June 17, 1982) "' 128 Cong. Rec. 56781 (daily ed. June 15, 1982)""""' 128 Cong. Rec. 56780 (daily ed. June l5' 1982)""""' 128 Cong. Rec. 56646-48 (dailyed' June 10, 1982) "' 128 Cong. Rec. 56553 (daily ed. June 9,1982)"""""' 128 Cong. Rec. H3841 (daily ed. June 23,1982)"""" 128 Cong. Rec. H3840-41 (dailved' June 23'1982) " l9 l9 l9 l9 l9 l9 l9 l9 r8 l8 l9 17,18 r9 t7 fitryrarre fi.ourt rt W U"it b filxtax Ocrorsn Trnu, 1985 Lrcv H. THonxsvRG, et al., Appellants, v. Rerpn GTNGLES, et al., Appellees. ON APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRTCT OF NORTH CAROLINA BRIEF OF SENATORS DENNIS DeCONCINI, ROBERT J. Dof.tr',, CHAR.LES E. GRASSLEY, EDWARD M. KEN. NEDY, CHARLES McC. MATHIAS, JR., AIYD HOWARD M. METZENBAUM, AI{D REPRESENTATIVES DON ED. WARDS, HAMILTON FISH, JR., PETER W. RODINO, JR- AND F. JAMES SENSENBRENNER AS AMICI CURIAE IN SUPPORT OF APPELLEES Senators Dennis DeConcini, Robert J. Dole, Charles E. Grassley, Edward M. Kennedy, Charles McC. Mathias, Jr., and Howard M. Metzenbaum, and Representatives Don Edwards, Hamilton Fish, Jr., Peter W. Rodino, Jr., and F. James Sensenbrenner hereby appear as amici curiae pursuant to the motion filed herewith. STATEMENT OF INTEREST This case presents an important issue of interpreting the Voting Rights Act Amendments of 1982, Pub. L. No. 97-205, as 2 they pertain to Section 2 of the Voting Rights Act' 42 U'S'C' srgz3.AsmembersoftheUnitedStatesHouseofRepresenta. tives and senate, amici are vitally interested in this case, which could determine whether section 2 is to be preserved as an effective mechanism to ensure that people of all races will be accorded an equal opportunity to participate in the political fro".rr". of this *un1ry and in the election of representatives of ,fr"i, choice. This case also raises an important question of the weight to be given congressional committee reports by which the intent underlying a statute is expressed' MembersoftheHouseofRepresentativesandSenatehave participatedasamicicuriaeinnumerouscasesbeforethisCourt involving issues affecting the legislative branch, both by motion' €.8., Uited States v.-Helstoski, 442 U'S' 477 (1979)' and .o.r"rr,, e.g., National Organization for Women v' Idaho' 455 u.s. 918 ( 1982). SUMMARY OF ARGUMENT As the authom and principal proponens of the 1982 amendmentstoSection2,ourprimaryconcerninthiscaseisto ensure that Section 2 is interpreted and applied in a manner consistent with congress'intent. The Solicitor General and the appellants contend that the district court's finding that the .["nrng.a multimember legislative districts violated Section 2 of the -voting Nghts Act ..cannot be reconciled,, with the evidence of some ,1""o, electoral success by black candidates in thosedistricts.BrieffortheUnitedStatesasAmicusCuriae24, 28. The three-judge district court, using the "totality of circum- stances" analyiis Lade relevant by Section 2' found blacks weredeniedanequalopportunitytoparticipateinthepolitical p-1.., in the chaliengJdistricts on the basis of a wide variety off""too.Itconsideredtheevidenceofelectoralsuccessat tength in is opinion, and found such successes to be "too min-imalintotalnumbers''andof..toorecent''vintageto support a finding that black candidates were not disadvantaged 3 because of their race. Gingles v. Edmisten, 590 F' Supp' 345' ioz (r.o.N.C. lgg4). Appellants and the Solicitor General, on the other hand, ascribing definitive weight to a single factor, ".gu"that..giventheprovenelectoralSuccessthatblack ""iaia",.r have had under the multimember system," no violation of section 2 can be established. Brief for the united States as Amicus Curiae 28. TheSolicitorGeneralandappellantsseeminglyaskthis court to rule that evidence of recent, and limited, electoral success should be preclusive of a Section 2 claim' though evidence of other factors overwhelmingly may compel a finding that blacks are denied an equal opportunity to participate in the political process. This position is contrary to the express terms of S."tion 2, which r-quires a comprehensive and realistic analysis of voting righs claims, and it could raise an artificial Uarrier to legitimate claims of denial of voting righs which in some ways would pose as significant an impediment to the enforcemlnt of Section 2 as the specific intent rule of City of Mobite v. Bolden,446 U.S. 55 ( 1980), rejected by Congress in 1982. To assume that some electoral success by some members of a minority group, no matter how limited or incidental such success may be, conclusively evidences an equal opportunity for members of that group, confuses the occasional success of black candidates with the statutory guarantee of an equal opportunity for black citizens to participate in the political process and to elect candidates of their choice. Experience, as documented by the pre-Bo lden case law, proves that the systematic denial of full and equal voting rights to blacks may be accompanied by the sporadic succesi of some blacks in primary or general elections. As the courts have uniformly recognized, the vice of the dehial of equal voting rights to a minority group is not obviated by such token or incidental successes of its members' Most importantly, the position advocated by the Solicitor General and appellants is inconsistent with the literal language of Section 2, and was expressly rejected by Congress when it considered the 1982 amendments, as is made clear in the Report of the Senate Judiciary Committee on S. 1992, S. Rep. No. 417, 97th Cong., 2d Sess. ( t982) (hereinafter the "Senate Report"). This Report cannot be treated as the view of "one faction in the controversy," as argued in the amicus brief of the Solicitor General ( Brief for the United States as Amicus Curiae 8 n.l2), in the facc of clear evidence that the Report accurately expresses the intent of Congress generally, and importantly of the authors of the compromise legislation that was reported by the Senate Judiciary Committee and enacted, essentially un- changed, into law. If this Court were to discount the importance of the views expressed in the Senate Report, it would have significance beyond this particular case. A majority of the Judiciary Committee sought to provide, in the Senate Report, a detailed statement of the purpose and effect of the 1982 amendments. That statement was relied upon by members of the Senate in approving the legislation, and by members of the House in accepting the Senate bill as consistent with the House position. This Court should not cut the t982 amendments free from their legislative history, and adopt an interpretation of that legisla- tion inconsistent with the view of the congressional majority. To do so would undermine firmly established principles of interpretation of Acts of Congress, and sow confusion in the lower courts that are so olten called upon to determine the legislative intent of federal statutes. The Voting Rights Act Amendments of 1982 were in- tended to reinstate fair and effective standards for enforcing the rights of minority citizens so as to provide full and equal participation in this nation's political and electoral processes. In 1982, Congress had before it an extensive record showing that much had been accomplished towards this end since the Voting Rights Act was adopted in 1965, but that much more remained to be done. In construing and applying Section 2, the Court should be mindful of Congress' remedial goal to overcome the various impediments to political participation by blacks and other minority grouPs. 5 ARGUMENT I. TO ASSUME COMPLIANCE WITH SECTION 2 UPON EVIDENCE OF SOME ELECTORAL SUCCESS BY MEMBERS OF A MINORITY GROUP VIOLATES THE LITERAL REQUIREMENTS OF THAT PROVI- SION; EVIDENCE OF SOME ELECTORAL SUCCESS MUST BE VIEWED AS PART OF THE 'TOTALITY OF CIRCUMSTANCES" TO BE CONS-IDERED The evidence of some electoral success by blacks in the challenged districts in North Carolina is not dispositive of a Section 2 claim, as is evident from the plain language of the statute. t Section 2 requires that claims brought thereunder be analyzed on the basis of the "totality of circumstances" present I We make no efort hcrein to statc the facts at issue in this case in a complete manneri though wc do note thc limited narure of black eleaoral 3uooess as presented in the district @urt's findings: Housc Dilrrict No. 36 ( Mccklenburg County) and Senare District No. 22 (Mecklenburg and Cabamrs Counties)-Only rwo black candidates have won elections in this ccntury. One black won a seat in the eight member Housc delegation in 1982 after this litigation vas ffled ( running without white opposition in the Democratic primary), aad one scrved in the four-member Senate delegation from 1975-1980. This limited success is offser by frequent electoral dcfear. In House Disria 36, scven black candidates havc tried and failed to win sear from 1965-1982, and in Senate Disrrict 22 black candidates failed in bids for sear in l98O and 19E2. Blacks comprisc approximately 25 peroent of the poputation in these Disrricrs. 590 F. Supp. ar 357, 365. House District No. 39 ( parr of Forsyth County)-The firsr black to serve as onc of the five-membcr delegation served from 1975-1978. He resigned in 1978 and his appoinred suooessor ran for reelection in 1978 but was dcfeated; a black candidate was also defeated in 1980. In I 982, after this litigation was filcd, two blackr wcre elected to thc Housc. This pattern of etectioa, followed by dcfeats, mirrors elections for the Board of County Commissioners, in which the only black ele&ed was defeated in her first reelection bid in 1980, and for clections to the Board of Education, in which the first black elected was defeated in his bids for reelcaion in t978 and 1980. Blacks comprise 25.1 pcrcrnt of the County's population. 590 F. Supp. at 357, 366. House District No. 23 (Durham County)-Sincc 1973, one black has been elcaed to the three-member delegation. He faccd no white opposirion (fatnotc continucs) 6 in the challenged district. The focus is on whether there is equal access to the process. The extent of past black electoral success is only one relevant circumstance- The controlling provision is Section 2(b), which states: "A violation of subsection ( a) is established if, based on the totality of circumstances' it is shown that the potitical processes leading to nomination or election in the State or political subdivision are not equally open to participation by members of a class of citizens protected by subsection (a) of this section in that its members have less opportunity than other members of the electorate to participate in the politi- cal process and to elect representatives of their choice. The extent to which members of a protected class have been elected to office in the State or political subdivision is one circumstance which may Le consideredz ProYided, That nothing in this section establishes a right to have members of a protected class elected in numbers equal to their'proportion in the population." This express statutory provision clarifies that the "extent to which .".b"^ of a protected class have been elected to office in the State or political subdivision is one circumstance which may be considered . . . ." obviously, other factors which com- prise the ..totality of circumstances" surrounding the political p.o".r, must also be considered, as they were by the district court in finding a violation of Section 2 here. .see section III, (footnotc continucd) in the primary in 1980 or t982 and no substantial opposition in the general elcction cirher of those yean. Blacks oonstitute 36.3 percent of the population ofthe county. 590 F. Supp. at 357,366,370'71' HouscDirriaNo.2l(wakeCounry)_Thefirsttimeinthiscenturya black candidatc successfully ran for the six-member delegation was in 1980. Thar same candidate had bcen defeated in t978. Blacks omprise 21.8 pcrccnt ofthe population ofthe county. 59O F' Supp' at 357' 366' 371' Housc Districr No. 8 (Wilson, Edgecomb and Nash Coundes)-No black wac cver etected to scrve from this four-member district although it is 39.5 pcrcent black in population. 590 F' Supp' at 357, 366' 371' 7 infra. Electoral success is a relevant criterion, but not the sole or dominant concern, as posited by the Solicitor General.2 As will be shown below, the primary reason Congress adopted Section 2(b), which originally was offered as a clarifying amendment by Senator Dole, was to ensure that the focus of the Section 2 "results" standard would be on whether there was equal opportunity to participate in the electoral process. The statutory language necessarily contemplates that a Section 2 violation may be proven despite some minority candidate electoral success. The focus on the "extent" of minoriry group electoral success contemplates gradations of success-from token or incidental victories to electoral domina- tion-and makes clear that a violation of Section 2 may be proven in cases where some members of the group have been elected to office, but the group nevertheless has been denied a full-scale equal opportunity to participate in the political process. s Because Section 2 is plain on its face, it should not be necessary to look further to the legislative history. Maine v. Thiboutot,448 U.S. l, 6 n.4 ( 1980), quoting TVA v. Hill, 437 z The Solicitor General seems to sug8est that black electoral success in rough proportion to thc black proponion of thc population should be preclusive of a Scction 2 claim. Brief for the Unitcd States as Amicus Curiae 2+25. At most, this argumeot appcars rclcvant only to House District No. 23 (Durham County), and, in any eventt is plainly inconsistent with Congress' clearly stated intent that Section 2 claims should not dcpend upon the race of elected officials. Seaion 2 sceks to deflect exccssive conclrn with the racial or ethnic identiry of individual officeholden and. instead, to focus attention where it propcrly belongs: on the existence of an equal opportunity for memben of thc minority group to participate in the political proccss and to elect rcpresenratives of their choicc. 3 Consistent with this clear statutory mandatc, and the legislative history discussed below. rhc lower courts which have considered this issue all have expressly rcjected the position espoused by the Solicitor General and appcl- tants. lJnited Srares v. Marcngo County Comm'n,731 F.2d 1546, l57l-72 (llth Cir.), ccrt. dcnicd, -U.S.-..-.-..-- 105 S. Ct. 375 (1984) ("lt is equally clear that the election of one or a small number of minority elected officials will not compcl a finding of no dilution."l; Velasquez v. City of Abilene,725 F.2d l0l7,lO22 (5th Cir. 1984). 8 U.S. 153, 184 n.29 ( 1978). Nevertheless, we will examine that history because it confirms, in the most unequivocal terms' the inteni of Congress that the extent of minority group electoral success be analyzed as a part of the totality of circumstances from which to measure thC openness of the challenged political iy*"rn to minority group participation' Further' that history provides an importairt indication of the manner in which such lnalysis should be undertaken, and supports the analysis and conclusions of the court below' III. THE LEGISI.ATIVE HISTORY OF THE 1982 AMENDMENTS AF{D THE PRE.BOLDEN CASE LAW CONCLUSIVELY DEMONSTRATE THAT A VIOLA' TION OF SECTION 2 MAY BE FOUND ALTHOUGH MEMBERS OF A MINORITY GROUP HAVE EX' PERIENCED LIMITED ELECTORAL SUCCESS A- The Leglsletive History: The Maiority Statement in the Senate Report Speciftcally Provides that Some Mlnorlty Grorrp Electoral Success Does Not Pre- clude a Sectlon 2 Claim if Other Circumstances Evidence e Lcck of Equel Aceess The legislative history of the 1982 amendments shows very clearly thai Congress did not intend that limited electoral ,u"".., by a minority would foreclose a Section 2 claim' This in*n, is most plainly stated in the Senate Report' but a similar intent also is.ria.ri from the House deliberations, the individ- ual views of members of the Senate Judiciary committee "pp."a"a to the Senate Report, and the floor debates in the Senate. The 1982 amendments originated in the House' which initiallydeterminedthattheBoldenintenttestwasunworkable' and that it was necessary to evaluate voting rights claims 9 brought under Section 2 on the basis of " I a ]n aggregate of objective factors." r Repoft of the House Committee on the Judiciary on H.R.3l12, H.R.Rep.No.227,97th Cong., lst Sess. 30 ( l98l) (hereinafter the "House Report"). As would the Senate, the House rejected the position that any single factor should be diterminative of a Section 2 claim. The House Report noted that ..Ialll of these Idescribed] factors need not be proved to establish a Section 2 violation." Id. at 30' Thus, while the House bill did not by its terms require the consid- eration of the "totality of circumstances," that plainly was the intent of the House. The Senate refined the House bill, and made explicit the intenr that Section 2 claims be addressed on the basis of the "totality of circumstances." This refinement came about be- cause of a compromise authored by Senator Dole and others, the import of which will be addressed in detail below. Of immediate significance, though, is the fact that the Senate Report explaining this compromise expressly dealt with the issue of the significance of minority group electoral succ€ss to Section 2 claims. lndeed, the intent of the Committee with regard to the handling of this factor was expressed more than once. The Senate Report includes, as one "typical factor" to consider in determining whether a violation has been estab- lished under Section 2, "the extent to which members of the minority group have been elected to public office in the jurisdiction." Senate Report at 29. Additional important commentary with regard to this factor is then provided: "The fact that no members of a minority group have been elected to office over an extended period of time r Relevant factors, drawn from thc Court's decision in White v, Regester, 412 U.S. 755 (1973), and its progeny included "a history of discrimination affeaing the right to vote, racially polariry [sicl voting which impedes the ele6ion opportunitics of minority group memben, discriminatory elcments of the ele6oral system such as at-large electionc, a majoriry voie requirement, a prohibition on single-shot voting, and numbered posa which enhance the opportuniry for discrimination, and discriminatory slating or the failure of minorities to win party nomination." House Repon 30. lu is probative. However, the election of a few minority candidates does not 'necessarily foreclose the possi- bility of dilution of the black vote,'in violation of this section. Zimmer 485 F.2d at 1307. If it did, the possibility exists that the majority citizens might evade the section e.g., by manipulating the election of a'safe'minority candidate. 'Were we to hold that a minoriry candidate's success at the polls is conclusive proof of a minority group's access to the political process, we would merely be inviting attempts to circumvent the Constitution. Instead we shall continue to require an independent consideration of the record.'Ibid."Senate Report at 29 n.l15. (Ref- erences are to Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973), afd sub nom. East Canoll Parish School Bd. v. Marshall,424 U.S. 636 ( 1976).) No clearer statement of the intent of the Committee with regard to this issue seems possible. See Velasquez v. City of Abilene, 725 F.2d l0l7, lO22 (5th Cir. 1984) ("In the Senate Report . . . it was specifically noted that the mere election of a few minority candidates was not sufficient to bar a finding of voting dilution under the results test.").5 Further, this analysis, and its reliance on Zimmer v. McKeithen, 485 F.2d at 1307, is consistent with the express view of the Committee that " Itlhe 'results' standard is meant to restore the pre-Mobile legal standards which governed cases s The Solicitor General suggests that this statement indicates that minor- ity group elcctorel succeslt rrill not defeat a Seaion 2 claim only if it can be shown that such success was the rcsult of the majority "engineering the election of a 'safe' minority candidate." Brief for thc United States as Amicus Curiae 24 n.49. Amici, who were integrally involved in writing the Senate Report, view this statemcnt as providing an example s,hich illustrates why somc success should not be dispositive, not a legal rule defining the only circumstance wherc it is not. Of coursc, there are numerous other reasons why some electoral success might not evidence an equality of opponunity to participate in the electoral process. For example, as in the instant case, the ability to single-shot vote in multimember districrs may producc some black officeholders, but at the expense of denying blacks the oplrcnunity to vote for a full slate of candidates. Sec 590 F. Supp. at 369. ll challenging election systems or practices as an illegal dilution of the minoriry vote. Specifically,.subsection (b) embodies the test laid down by the supreme court in white [v. Regester, 412 u.s. 755 (1973)l."senate Report at27.o rhis reriance on pre- Bolden case law is imponant, for it was firmly established under that case law that a voting rights violation could be established even though members of the plaintiff minority group had experienced some electoral success within the chalGnged sys- tem. The Committee was acutely aware of this precedent.z lndeed, in the case set by congress as the polestar of section 2 analysis- white v. Regester-a voting rights denial was found by this court despite limited black and Hispanic electoral success in the challenged districts in Dallas and Bexar counties in Texas. Senate Report at 22.8 t rherc can bc no doubt that this was the view of a congressionar majoriry as well. Thus, in his additional views, Senator Dole rema-rked that '1he new subsection [ 2( b ) I codifies the legal standard artictlated rn whitc v. Regester, a standard which was first applied by the Supreme Coun in |uhitcomb v. chavis, and which was subsequentry appried in somc 23 Federat courts of Appcals decisions." senate Report at 194. senator Gra*sley, in his supplemental views, similarly remarked that.'the new language of Seairon 2 is the tesr utilized by the Suprrme Coun in Whire." Id. at 197. u The Senate Report states: "what has bcen the judicial track record under the .resurts test? That reord received intensive scrutiny during the Committec hearings. The Committce reviewed not only the Supreme Coun decisions in WhitecomD [sicl and White, bur atso some 23 reponed vote dilution cases in which federal couns of appeals, prior to 1978, followed Whitc.,,Senate Report at 32. A list and analysis of thcse 23 cases appea* in Voting Rights Acr: Hearings Belorc thc subcomm. on the consilrution of the senati coim. of the tudiciary, Vol. I, 97th Cong., 2d Sess. 12 I 6_26 ( I 9g2 ) ( hcreinafter ..I Senare Hearings") (appendix to preparcd starement of Frank R. parker, director,voting Righa Projecr, Lawyers'commi*ee for civil Righs under irro t"*y. - a rhe senate Repon cites the ponion of this counis opinion in white v. Regester wherein it was ^obscrved that "[slince Reconstruction, onry two black candidates from Daflas county had becn etected to the Texas House or Representarives, and thesc two were thc onry bracks ever srated by the Dartas committee for Responsibre Government, white-dominated srating group.,, (footnote continues) t2 The Committee also expressly relied upon the opinion of the Fifth Circuit Court of Appeals in Zimmer v' McKeithen' which it described as "Itlir. seminal court of appeals decision. . . subsequenUy raieA upon in the vast majority of nearly two dozen repoft;d dilutioncases'" Senate Report ar23' ii Zi^^"r, the Circuit Court found inconclusive the fact that threeblackcandidateshadwonseatsinthechallengedat.large districtsincetheinstitutionofthesuit.TheCourtreasonedthat while the appellee urged that "the attendant success of three black candidates, diciated a finding that the at-large scheme did oot i1 fact dilute the black rote. . . . [w]e cannot endorse the view that the success of black candidates at the polls necessarily r*""to,",ttrepossiuilityofdilutionoftheblackvote.''485F.2d ar 1307. Similarly, the Committee considered with approval a re- cent case involving Edgefield County' South Carolina' rn'here priortoBolden"roting-tightsviolationhadbeenfound'despite limited black electoraisuccess, because "lbllack participation in Edgefiela Cot niv ias been T"I:l{ tokenism and even this has been on " ,".y'small scale '" McCain v' Lybrand' No' 74- (fatnotc continucd) 4l2U.S.atT66.6l.Thedecisionofthedistrictcourtindicatesrhatthefirstof thcse candidetcs ran in isto, and thar rhey were scrc,ctcd by rhe white- dominsted Dallas Commititi r"t Responsible Govcrnment without the participation of the black community' Gravcs v' Barncs' 343 F' Supp' 704' 726 (W.D. Tex. [|nl, aii in part and revd in pdr' sub nom' Witc v' Rcgcstcr,4l2 U.S. 755 ( l9?3)' A similar point was madc with respcct to Hispanic sucrccss in- Bexar County, whcre " I o InIy i""' Ut*ion-Americans since t 880 havc scrved in the Texar Legislarure trom Bl*ii c"untv' Of thcse' only two were from thc barrio area.,. 412 U.S. "i iii-OS. Tire district court indicared that four of these five were elected Jer fgeo' Graves v' Barncs' 343 F' Supp' at112' Thefindingsirt [..|nitcv.Regcsterseemunnemarkablcuntilitisrealized that in rhe instant *o ,t " ,"." i. a lesser showing of black electoral success in all of thc districts h";; "i issue (except House District No.23), is bcing relied upon as concrusivc evidencc that no voting righrs violation has occurred. l3 281, slip op. at 18 (D.S.C. April 17, 1980), quoted at Senate Report 26.s There is absolutely no indication in the legislative history th* any member of either House of Congress thought that evidence of minority group electoral success should be pre- clusive of a Section 2 claim. The solicitor General and appellants recite at some length numerous statemenB to the effect that Section 2 was not meant to require proportional representarion. This point is made on the face of the statute, and there is no question that section 2 does not require that minority group representation be, at a minimum, equal to the group's percentage of the population. However, the finding of a violation of Section 2 in the face of some minority group electoral success does not depend upon a rule requiring proportional representation. Rather, as the reasoning of the court below illustrates, the finding of a violation depends upon the assessment of the "totality of circumstances" to determine whether members of the minority group have been denied an equal opportunity to participate in the political process and to e In addition, there are other pre-Boldcn decisions of similar import not specifically addressed in the Senate Report or in thc floor debates. So, in one of rhe 23 appellare decisions studied by the committee, the Fifth circuit Court, rejectiog I reapportionment plan ordercd by the district court because it left the chanccs for black sucoe$i unlikely, nored is oontinuing adherencc to the Zimmcr rulc: "we add thc caveat that the election of black candidates does not automatically mean that black voting strength is not minimized or canccled out." Kirksq v. Board of Supcrtisors, 554 F.2d 139' 149 n-2 I ( 5th Cir.\, cert. denicd,434 U.S. 968 ( 1977). This rule of common scnsc sas respected by the district @uns. For example, in Gravcs v. Barncs,378 F. Supp. 641, 659-61 (W.D. Tex. 1974)' the coun concluded that the reccnt election of Hispanics to thc Texas Housc of Representatives and to thc school board did not frustratc a voting rights claim. Similarly, a district court refuscd in Beer v. United States, 374 F. Supp. 363 ( D.D.C. 197 4'1, rev'd on othcr grounds, 425 U.S. I 30 ( 1976 )' to deem the ciry of Ncw Orleans to bc entitted to pre-clearance under Sc6ion 5 despite a showing that fiour blacks recently had won clcctive office in the municipality. Although the Scction 5 retrogression standard differs from the Section 2 standard, Bcer is relevant to the case at hand in that thc Court reognized that minority candidare suoceis can be attributable to factors other than equal acoess to the eleaoral process by minority group members. l4 electrepresentativesoftheirchoice.Thedisproportionalityof minority group representation is, at most' one factor in the analysis. B. The Maiority Statement in the Senate Report Is an AccurateStatementofthelntentofCongresswith Regard to the 1982 Amendments The Solicitor General appears to believe that Congress intended to adopt in 1982, the rule rcjected in Zimmer v' McKeirhen, drawing from certain statements by amicus Senator Dole and others that Section 2 was not intended to require proportional representation, an inference that a Section 2 claim is foreclosed wherever limited electoral success is shown. see Brief for the United States as Amicus Curiae I l-14'10 In making this argument, the Solicitor General also argues' as he did in another-re"ent appeal to this Court regarding a Section 2 claim, City Council oi Chicagov' Ketchum' 105 S' Ct' 2673 (1985), that tLe Senate Report is not determinative of the intent of Congress, and attachis greater significance to the individual views of amici Senators Dole and Grassley' and SenatorHatch.rrBrieffortheUnitedStatesasAmicusCuriae, roThesolicitorGeneralalrccitestheRcportofthesubcommitteeonthe Constitution to thc Scnare Committee on the Judiciary on S' 1992'97th Cong'' 2d Se$. ( 1982) ("subcommittce Repon")' The Subcommittce Report does nor reflcct, nor does ii-purp"n to ieflect, the views of thc Congressional ,iiori.y who favored oi"'tu'ing the Boldcn intent tcst "{-:l1YT : ,".uto ior,. Id. at2o_52. At the timc the Subcommittce Report was wntten' a 3-2 majoriry of the Scnatc Subcommittee supportcd existing law' a position ;q;"..ly rele"ted Uy tt " fuu Commirtee and by the Scnate as a who.le' The Chairman of thc Subcommittee-Scnator Orrin Hatch-opposed thc Dolc compromiscandvorcdforthebillultimatelyenactedonlywithgreat reluctancc,continuingtostateuntilthefinalvoteonthebillhisview..that thescamendmcntspromisetoefrecta,dcstrucrivetransformationintheVoting nigit, e",. . . ." 128 Cong' Rec' S7139-( daily ed' June l8'. 1982 )' Of the four orher members of the sukmmirtee: Scnaror Strom Thurmond opposed the Dole compromisc; Senator Charles Grassley supported the compromise' and' as notcd belos, expressly acceded to the majority view of the Senate Report; and Senators Dennis Oeconcini and Patrick Leahy objected to the con- clusions of thp Subcommittee Report r r As noted i" rtt" p."""aing foornote, while Senator Hatch did ultimately votc for thc bill. he opiosed thc pote compromise in Committee and voiced opposition to ir on the f,oor of the Scnate' l5 L3 t.27. These effiorts are misguided on both factual and legal grounds. l. The Maiority Statement in the Senate Report Plainly Reflects the Intent and Efrect of the Legislation To understand the significance of the majority view stated in the Senate Repoft, and of the individual views of amici Senators Dole and Grassley, it is necessary to understand the nature and the genesis of what is aptly termed the Dole compromise. The purpose of the compromise was to clarify what standard should be used under the results test to ensure that the amended Section 2 would not be interpreted by courts to require proportional representation. The bill originally adopted by the House-H.R.3ll2-attempted to accomplish this with a disclaimer that "[tlhe fact that members of a minority group have not been elected in numbers equal to the group's proportion of the population shall not, in and of itself, "onriitut. a violation of this section." In addition, the stated purpose of the House bill was to reinstate the standards of pre- Bolden case law, which was understood by the House not to require proportional representation. House Report at 29-30' The House bill attracted immediate support in the Senate' Senators Mathias and Kennedy introduced the House bill as S. 1992, and enlisted the support of approximately two-thirds of the members of the Senate as co-sponsors.l2 Still, certain members of the Senate, and, in particular Senator Dole, had lingering doubts as to whether the language of the House bill was sufficient to foreclose the interpretation of the Voting Rights Act as requiring propoftional representation. To ame- rzlnitially S. 1992 had 6l co-sponsors, and by the time the Senate Judiciary committee passcd upon the Dole compromise, this number had grown to 66. Thus, as Senator Dole himself recognized in committee deliberations. ..without any change the House bill would have passed." Execurive Session of the Senate Judiciary Committee. May 4, t982, reported at Voting Rights Acr: Hearings before the Subcomm. on the Constitution of the Senate Comm. on thc Judiciary, Vol. lt, 97th Cong., 2d Sess' 57 (1982) ( hereinafter "lI Senate Hearings"). l6 liorate this concern, Senator Dole-in conjunction with Sena- tors Grassley, Kennedy and Mathias, among others 13- p.op"r.a that Section ZiU) be added to pick up the standard enunciated by this Court in White v' Regester' In addition' the disclaimer inctuded in the House bill was strengthened to state "-p'.''rvthat..nothinginthissectionestablishesarighttohavemembers of a protectJd class elected in nutnbers equal to their proportion of the PoPulation." As Senator Dole himself was careful to emphasize, the compromise was consistent with the Section 2 amendments p"rrld by the House.la As Senator Joseph Biden expla-ined in ih" Co--ittee debate over the Dole compromise, "What it does Iis ], it clarifies what everyone intended to be the situation from the outset." Executive Session of the Senate Judiciary Committee, May 4,1982, reported at II Senate Hearings 68' In introducing s. iqqz on the hoor, senator Mathias also termed the commitree actions on Section 2..clarifying amendmentIs]" which "are consistent with the basic thrust of S' 1992 as introduced and are helpful in clarifying the basic meanirtg of the proposed amendment'" 128 Cong' Rec' 56942' 56944 (daily ed. June 17, 1982).ts I rssenatorDoleexplainedthathe..alongwithIamiciISenatorsDeCon. cini, Grassley, Kenned'y, and Metzcnbaum and Senator Mathias ' ' ' had workcd out a compromise on [Scction 2l'" Id' at 58' t' Thus, Senator Dole exilaincd the proposed compromise as follows: "ITlhe compromise retains the resuls standards of the Mathias/Kennedy bill' However, we also feel that the legislation should bc ,trengthcned with additional language delineating what legal stani"d should apply under the resuls test and clarifyin! thar it is not a mandare tor proportional representation. Thus, our compromise adds a new subsection to section 2' which codified language from the 1973 Supreme Court decision of White v- Rdgesier-" Executive Session of the Senate Judiciary Committee, May 4, 1982, reponed at II Senate Hearings' 60' See also llnited States v. Marengo Countv Comm'n' 731 Fl -2-d -l:-4f: -1565 n'30 il t,t Ci..), cert. denied, - U'S' 105 S' Ct' 375 ( 1984)' !sAsimilarunderstandingoftheSenatebillwasexpressedonthefloor of the House by Representative Don Edwards' Chairman of the Subcom- mitteeonCivilandConstitutionalRightsoftheHouseCommitteeonthe Judiciary: (footnote conlinues) t7 The authors of the compromise-in particular amici Sena- tors Dole and Grassley-did not perceive it as inconsistent with the majoriry view of the proposed legislation. lndeed, in additional comments to the Senate Repoft, both amici Senators Dole and Grassley clearly stated that they thought the majority statement to be accurate. Thus, Senator Dole prefaced his additional views with the comment that "It]he Committee Report is an accurate statement of the intent of S. 1992, as reported by the Committee." 16 Senate Report at 193. And Senator Grassley prefaced his views with the cautionary remark that "I express my views not to take issue with the body of the Report." Senate Report at 196. So that there could be no doubt as to his position, he later added that "I concur with the interpretation of this action in the Committee Report." Senate Report at 199. Moreover, the individual views expressed by both these Senators were in complete accord with the majority statement. 17 (footnote conrinued) "Basically, the amendments to H.R. 3l t2 would. . . clarify the basic intent of the section 2 amendment adopted previously by the House. "These members Ithe sponsors of the Senate compromise ] were able to maintain the basic integrity and intent of the House- passed bill while at the same time finding language which more effectively addresses the concern that the results test would lead to proportional representation in every jurisdiction throughout the country and which delineates more specifically the legal standard to be used under section 2." 128 Cong. Rec. H38,lO- 3841 (daily ed. June 23, 1982). 16 As Senator Dole stated in his additional views, his primary purpose in offering the mmpromise was to allay fears about proporrional representation and thereby secure the overwhelming bipanisan support he thought the bill deserved. For this reason, his comments primarily were concerned with stressing the intent of the Committee that the results test and the standard of lAhirc v. Regester should not be construed to require proponional representa- tion. Senate Report at 193-94. This in no way suggests that he disagreed with the views expressed in the majority report, for that repon also went to great pains to explain that neither the results test nor the standard of White v. Regester implied a guarantee of proponional representation. Senate Repon at 30-31. A disclaimer to the same effect appears, of course, on the face of the statute. tz Senator Dole objected to efforts by opponents to redefine the intent of the 1982 amendments on the floor of the Senate. See 128 Cong. Rec. 56553 (daily ed. June 9, 1982). r8 Both proponents and opponents of S' 1992 recognized in the floor A-eUates the significance of the majority statement in theCommitteeReportasanexplanationofthebill'spurpose. io, ,"rly on in the debates Senator Kennedy noted that: "Those provisions, and the ihterpretation of. those provisions, are spelled out as clearly and' I think' as well as any committee report that I have seen in a long time in this bodY' "I have spent a good deal of time personally on this report, and I think it is a superb commentary on exactly what this legislation is about' "In short, what this legislative report points o-uJ.i' who won and who lost on this issue' There should be no confusion for future generations as to what the intention of the language was for those who carried the day." 128 Cong. Rec' 56553 (daily ed' June 9' 1982;'ta rt senalor Kennedy reemphasizcd this point a week laten "If there is any question about the meaning of the languager we urge the judges to read the report for ir mcaning or to listen to thise who were rhe principal sponson of the propo;al, not to I"t",o* *no roughi against the proposal and sho have an cntirely different --nop'f *nat a Voting Righs Act should be"' t28 Cong. Rec. 56780 (daily ed' June l5' 1982)' An admonition which Senator Dole heartily echoed: "I join the Senator from Massachusetts in thc hope that when the juiger look at the legislative history' they.will look at thosc who ,uppo.t"O vigorously and enthusiasdcally the so'called com- promise." t28 Cong. Rec. 56781 (daily ed' June 15' 1982)' Senaror Kennedy later remarked to the samc effect: "Fortunatcly, I will not have to be exhaustive because the Senate Judiciary Committee Rcport, presented by Senator Mathias' was an excellent exposition oi the intended meaning and operation of the bill." 128 Cong. Rec- 57095 (dailv ed' June l8' 1982)' l9 Thus, the proponents of the legislation, including Senators Dole,re Grassley,20 DeConcini,2t Mathias,22 and Kennedy,23 repeatedly pointed their colleagues to the majority statement of the Senate Report for an explanation of the legislation. Con- versely, opponents of the compromise,2l ot proponents of particular amendments,2s looked to the majority statement of the Senate Report as a basis for their individual criticisms of the bill. At no point in the debates did any Senator claim that the majority statement of the Senate Report was inaccurate, or that it represented the peculiar views of "one faction in the con- troversy." Respect for the majority statement of the Senate Report carried to the floor of the House during the abbreviated debate on the Senate bill. Thus, amicus Representative F. James Sensenbrenner explained to his colleagues: "First, addressing the amendment to section 2, which incorporates the 'results' test in place of the 'intent' test set out in the plurality opinion in Mobile against Bolden, there is an extensive discussion of how this test is to be applied in the Senate committee report." 128 Cong. Rec. H3841 (daily ed. June 23, 1982). Again, there is no suggestion by any member of the House that the majority statement in the Senate Report was less than an accurate statement of the intent of Congress with regard to the bill. te 128 Cong. Rec. 56960-62, 56993 (daily ed. June 17, 1982). 20 128 Cong. Rec. 56646-48 (daily ed. June 10, 1982). 21 128 Cong. Rec. 56930-34 (daily ed. Junc 17, 1982). ez 128 Cong. Rec. 56941-44, 56967 (daily ed. June 17, 1982). 23 128 Cong. Rec. 56995 (daily ed. June 17, 1982); 57095-96 (June 18, r 982 ). 21 128 Cong. Rec. 56919-21, 56939-40 (daily ed. June 17, 1982); 57091- 92 (June 18,1982). 25 128 Cong. Rec. 56991, 56993 (daily ed. Junc 17, 1982). The amendment offered by Senaror Stevens is panicularly notewonhy-it con- cerned the application of the standards of Section 2(b) in pre-clearance cases-because he largely sought to justify it on the basis of a consistent statement in the Senate Report. 20 2. As a Matter of Law, the Maiority Statement in the Senate Report Is Entitled to Great Respect Under fundamental tenets of statutory construction, Com- mittee Reports are accorded the greatest weight as the views of the Committee and of Congress as a whole. In the preteding term, this Court reaffirmed the long- established principle that committee reports are the author- itative guide to congressional intent26 "In surveying legislative history we have repeatedly stated that the authoritative source for finding the legislature's intent lies in the Committee reports on the bill, which'represent I 1 the considered and collective understanding of those Congressmen in- volved in drafting and studying proposed legislation.' Zuber v. Allen,396 U.S. 168, 186 ( 1969)." Garcia v. United States, -U.S.-----.-.- 105 S. Cl 479, 483 ( l98 ); accord Chandlerv. Roudebush,425 U.S. 840, 859 n'36 ( 1976); Zuber v. Allen, 396 U.S. 168, 186 ( 1969); United States v. O'Brien,39l U.S. 367,385 ( 1968); United States v' International Union of Automobile Workers,352 U.S. 567' 585 ( 1957). The Garcia Court also reiterated the principle that committee reports provide "more authoritative" evidence of congressional purpose than statements by individual legislators. Garcia,l05 S. Ct. at 483; United Statesv- O'Brien,39l U.S. at 385 cf. United States v. Automobile Workers,352 U.S. at 585' In light of these well-established principles, the effiort to undermine the value of the Committee Report as a guide to legislative intent by citation to statements made during floor debates is misguided. Committee reports are "more author- itative" than statements by individual legislators, regardless of 26 Consistent with this longstanding principle, the Senate Report has been the authoritative source of legislative history relied on by courts interpreting the 1982 Voting Rights Act Amendments- See, e'g', McMillan v' Escambia Counry, 748 F.2d lO37 ( I lth Cir. 1984); Ilnited S'a'cs v' Dallas Counry Comm'n,739 F.2d 1529 ( I lth Cir. 1984); United States v' Marengo County Comm'n,731 F.2d 1546 ( I lth Cir.)' cert. denied, - U'S' - ' 105 S' Ct.375(198a);Velasquezv.CityofAbilene,T25F.2dl0lT(5thCir.l984). 2t the fact that the individual legislator is a sponsor or floor manager of the bill. See National Association of Greeting Card Publishers v. United States Postal Service, 462 U.S. 810, 832-33 n.28 ( 1983); Chandler v. Roudebush, 425 U.S. at 859 n.36; Monterey Coal v. Federal Mine Safety & Health Review Com- mission, 743 F.zd 589, 596-98 (7th Cir. 1984); Sperling v. United States,515 F.2d 465, 480 (3d Cir. 1975), cert. denied, 462 U.S. 919 (1976).27 The basis for this rule is quite simple, for to give con- trolling effect to any legislator's remarks in contradiction of a committee report "would be to run too great a risk of per- mitting one member to override the intent of Congress. . . ." Monterey Coal v. Fed. Mine Safety & Health Review,743 F.2d at 598. The rule also reflects the traditions and practices of both Houses of Congress, in which members customarily rely on the report of the commirtee of jurisdiction to provide an authoritative explanation of the purpose and intent of legisla- tion before any floor consideration begins. For example, the Senate Rules forbid the consideration of "any matter or measure reported by any standing committee unless the repoft of that committee upon that matter or measure has been available to members for at least three calendar days . . . prior to the consideration . . . ." Rule XVII, para. 5, Standing Rules of the Senate. In this way, each member has the opportunity to examine not only the text of proposed legislation, but also the explanation and justification for it, well in advance of any vote on the bill. By contrast, the vast majority of members may be completely unaware of the content of a statement made during z7 ln National Association of Greeting Card publishers, the Coun ruled that a statement by the floor managers of a bill, appended to the conference committee repon, lacked "the status of a conference report, or even a repon of a single House available to both Houses." 462 U.S. at 832 n.28. The Coun in chandler v. Roudebush held a committee repon to be "more probative of congressional intent" than a statement by Senator williams, the sponsor of the legislation. 425 u.s. at 859 n.36. lnMonterey Coal,the court noted that the sponsor's statemens "arc the only mention in the legislative history of the specific issue before us." Monterq Coalv. Fed. Mine Safety & Health Review, 743 F.2d at 596. Nevertheless, because the sponsor's position was not "crearty supported by the conference committee repon," the court declined to give the sponsor's remarks controlling weight. 743 F.2d at 598. 22 floor debates. It is impossible to determine from the official record of congressional proceedings whether a given member, or a majority or any particular number of members, was present when a certain statement was made. It is even customary for statements to be delivered orally only in part, with the balance printed in the Congressional Record "as if read." Given these facts, well known to amici from their decades of experience in both Houses, there is little basis for concluding that any given statement made in floor debate accurately states the intent of any member other than the one who made it.ze Furthermore, the "compromise character" of the 1982 amendments does not detract from the validity of the majority views. Here the proponents of the conipromise wording expressly agreed with the majority views and viewed the 2r The cases cited by the Solicitor General in support of the effort to amplify the statements of individual senators and disparage the significance of the Senate Repon, are inapposite. ln North llavcn Bd. ol Educarion v. Bell, 456 U.S. 5 l2 ( I 982 ), the Court noted that "the statemcnts of one legislator made during dcbate may not be controlling," but indicated that statements made by Senator Bayh, a sponsor of the legislation, were "the only authoritative indications of congressional inrent regarding the soope of !! 901 and 902" of Title IX, because $$ 9Ol and 902 originated as a f,oor amendment and no committee report discussed them. 456 U.S. at 526-27. The other case cited by the Solicitor Gencral, Grove City Collegc v. Bell, - U.S. - lO4 S. Ct. 12l I ( 1984), also involved an interpretation of Title IX. The Court in Grovc City again recognized that "statements by individual legislarors should not be given conrolling effect," but cited Noah Haven to support its position that "Sen. Bayh's remarks are 'an authoritative guide to the statutc's construction.' " 104 S. Ct. at 1219. The Court indicated that Sen. Bayh's remarks were authoritative only to the extcnt that they were consistent with the language of the statute and the legislative history. Id. Thus, /Vortt Haven and Grove City concern the significance of a sponsor's expressed views in the absence of a relevant statement in a committee report. Here, in marked contrast, the Solicitor General draws an unwarranted infercnce that electoral success might preclude a Section 2 claim from Senator Dole's expressed desire to avoid a requirement of proponional representation, and then asserts that inference as superior to an express statement to the contrary in the Senate Report. 23 compromise wording as merely a clarification of the intent of Congress.2e [n these circumstances, there is no reason to conclude that the Committee Repoft, prepared after adoption of the compromise, and accepted by all as an accurate ex- planation of it, loses its status as the most authoritative guide to legislative intent. III. THE DISTRICT COURT APPROPRIATELY LOOKED TO THE TOTALITY OF CIRCUMSTANCES IN. . CLUDING THE EVIDENCE OF SOME BLACK ELEC. TORAL SUCCESS TO DETERMINE WHETHER BLACKS HAD EQUAL OPPORTUNITY TO PARTICI. PATE IN THE ELECTORAL SYSTEM; THE COURT DTD NOT REQUIRE PROPORTIONAL REPRE. SENTATION At bottom, the argument of the Solicitor General and appellants, that limited electoral success by members of a minority group should be conclusive evidence that the group enjoys an equal opportunity to participate, rests on the claim that such a rule is implicit in the disclaimer that Section 2 does not provide a minority group the right to propoftional repre- sentation. AII parties agree that Section 2 was not intended by Congress to provide a right to propoftional representation-but that point has no significance to the immediate issue. As the pre-Bolden case law discussed previously illustrates, the trier of fact may find a denial of equal voting opportunity where, despite evidence of some minority group electoral success, evidence of other historical, social and political factors indicates such a denial. See, e.g., White v. Regester,4l2 U.S. 755 ( 1973); Kirkseyv. Board of Supervisors, S54 F.2d 139 (5th Cir.), cert. denied,434 U.S. 968 ( 1977); Zimmer v. McKeithen, 485 F.2d 1297 (5th Cir. 1973), aff'd sub nom. East Carroll Parish School Bd. v. Marshall,424 U.S. 636. Such a finding in no way implies or necessitates that Section 2 be applied as a guarantee of proportional representation. The ..dispropor- tionality" of minority group representation is not the gravamen 2e See text and notes accompanying nn.l4-l7, supra. 24 of the Section 2 claim in such a case' though it may be a factor; rather, it is the tonflutn"t of factors which indicates that an equal opportunity tt'p"ij"ip"te in the political pPc:ss and to elect reprer"nt"t''"J Jiirttii choice has been denied members of the grouP.3o ln order to determine whether a violation of Section 2 has occurred, courts "';;;';;;tider o'hettrer' given the "totality of circumstances," members of a protected ciass have been given an equal oppo'uoif tt'p*i"iiate l1,the electoral process and to elect ,"pr","nt"iives of their choice' In its opinion' the district court appe"'"Ji-'"aertake just the sort of "totality of circumstan".r" 'n"iiJs in the challenged state legislative dis- tricts as is requiJ'lv i""tion z' In fact' the district court' quoting the Senate-Rlpo* "t ?}-zg.'set fofth the nine so-called "Zimmer"factors *iiJii"v be relevant in determining wheth- er a Section z 'iora'tiol'[;;;*" established, and proceeded to ;;;fi" those factors' 590 F' Supp' at 354' The court tt"t"i that it found " lig-l d'"?*" of 'raciallv polarized or bloc ""i"t' *"n that in alt districts a majority of the white voters nt"i'uottd for anv black candidate' The existence of racialy porarized voting'is a significant factor in determining ort ",hi, uote dilution .*i.,r, particularly lfere' as here,large rnutti*tiUer districts are invoived'31 See McMillan 3oAs the Solicitor Gcneral himself points out' "[almended Section 2... focuses not on guaranteeing election^rcsuls' but instead on securing to every citizcn ttrc rigni o equal 'opport'"itv ' ' ' it panicipate in the-polidcal proccss. -.."' Brierioitil-u"it;i :::::-:t Amicus curiae 14' congress could not have been more clear in expressinfits intention that election results alone should oot u" i"ititinative of a Section 2 claim' 3r We do not suggest thar whitc voters should be forced to vote for minority ."naia"r"s'"-ii"ty '"t"'' rcg"tat"" or racl has thc right to vote for ,r," ",ni io "," o r hi' J;;;'"r-r; 1 ryy;';*:lf ;["tffi:l];:] noi ro," for a black candidate in any ctrcut districa *'ittr majoritJ;t* **;*"l1:ont are drawn' the minoritv vote is likely to be o[ reiati'cty little consequence' At best' minority voters are required ,o "'i"gr"o'il"'il;;';;i; "t""t-"nv black candidates in the face of the majorirY whitc opposltlon' Becauscofidiosyncrasiesthat*'yblpresentinanyparticularelcction' the court should '"|"i'"t''"*';h""-;;: tr"'",ion' as the district coun did' to assess the pattern of racially .polarizcd roting' Of course' for this reason' black succcss in a single election' t"" t'ith -ite white support' cannot be determinative' t) v. Escambia County, 748 F'Id 1037-(5th Cir' 1984); United Srctes v. Dallas Co'nty Commission'-T39 F'2d 1529 (l lth Cir' 1984); lJnited Sbres'v' Marengo County Comm'n' 731 F'2d 1546 ( llth Cir. ), ,"'t' denied' U'S'-' 105 S' Ct' 375 iigia). This brief does not contend that all at-large' Iur,ii..uer districts should be suspect or subject to challenge under Section 2. Rath"', the district court acknowledged that Ir-r,rtti-ember district does not alone establish that vote dilution has resulted," 5s F. Supp. at 355, but found that large multimember districts along wittr severe racial polarization in voting and other f".iot' cimbined here to create such dilu- tion.32 The district court stated further that it found a history of official discrimination ugairrrt blacks in voting matters-in- cludingtheuseofa"ri..s"suchasapolltax'aliteracytest'and an anti-single-shot voting law-which-had continuing effect to depress black vote,- 'eii'tration' :9O F' Supp' at 359-61' Although the district cJurt acknowledged that these devices were no longer "*pLv"a by the early 1970s' it also recognized that their "*istence fo, o*'"i half a century has had a lasting i;;";,. Id. at 3-60. The lasting impact of historical dis- crimination on th; present-day ability to participate in the .l".to.ut process has also been recognized in other recent cases' Cf. United.States u.- filo'"ng' County Comm'n' 731 F '2d it 1567 f:'1e;"., discrimination c-an severely impair the present-day ,Uifi,v of minorities to participate on an equal footing in the ptii,i""f process."); M"Mittonv' Escambia County' 748 F'2d at lo43-44. The district court decision rests' in part' on the fact that this historyofofficialdiscriminationisstillrelativelycloseinterms oftime.Thecourtnotedthata..goodfaith''effiortisnowbeing -r rrr*..**r General mischaracterizes the disrrict court's position in suggesting that ir impropcrly defined racially polarizcd voting to exist where more than 5o percent or *nircs and blacks ,ori fior a difrerent candidate. The district court's finding of tiaatty polarizcd voting instead w-as.based on exrensive erpen tesririony which'esiablished that a majority of white voters will nor vote for ""v ,ir"i,v ""ndidales. This was the case even when blacks ran for office unoPPoscd. 26 made by the responsible state agency to remedy the effecm of p*i oi.lti.ination' The court observed: .. . . . . If continued on a sustained basis "*1,-1 sufficient period, the effort *igll succeed in removmg the disparity inlegistration which.survives as a legacy of the torrg p",iof,oiait""t denial and chilling by the state of ,"gi'tt"ti* by black citizens' But at the present tim" tt'" g"p ft"t "ot been closed:.Td ttl:]t of course oo gt'"i""tee that the efrort will be contln- ued past the end of the present state adminis- tratio;.'" 590 F' Supp' at 361' Thecourtbelowalsorecognizedassignificantthemajority vote requirement i;;;'ilX;"h Carolina in primaries' cf' Zimmer,485 F'2d at 1305' Because of the historical domina- tion of the Democ*i" p"*' in local races' this majority vote requirement in p'itnii"J 'ub't"nti"lly impeded minority voters from electirrg ",od'i'J"i"t "r 't'"it choice' 590 F' Supp' at 363' Recent cases *hiJ["t" ""ntidered amended Section 2 have reached similar tt""f"tl"1t Cf' McMlllan v' Escambia County' supra, 7 48 F .zd"ti;;"C' I ni malontv vote is t:qY."l- during the primary in "t "-"" *i"'" the Democratic Party is domi- nant. this factor *"itt" ln f"t-ot of a finding of dilution'"); United States u' oo'iol County Commission' supra' 739 F '2d' at 1536 (" [T]he r;;;; of a majoritv in the.prilal nlus the significance .f thJ;;;;;;oti" ptit"tv combined to 'weigh[ ] in favor of " nnai'g "f diluiion : ' '"')t United S'a'es v' Marengo Countv J''^l"i'"n' 731F'2d at t'10 11.:I:i1q ?i vote dilution is ..enhanced" by a majority vote requirement m the Primary)' The district court found that "If]rom.'h:. R:"-1T:truction era to the present ti-t' appeals to- racial prejudice against black citizens have beenliit"tii"rv used by p"i'ont' eithe-r-candidates or theiruuoro**'l^;;; *"""t 91 inhuettcing voters in North Carolina potiticai campaigns'" 590 F' Supp' at 364' Moreover, the racial appeals "have tended to be most overt and ur""ni-in tr'o" b"tioas when blacks were openly asserting potiti"ai ""J "i'if rights'" rd' The district court zl concluded that the effect of racial appeals "is presently to lessen ,o ,or. degree the opportunity of black citizens to participate effectively in the poliiital processes and to elect candidates of it "i, "toi."." Id. Racial electoral appeals are a relevant factor' S"n"," Report at 29. While not present in this case' one must besensitivetothepossibilityofracialelectoralappeals.by minority candidates as well' And, the district court found that North Carolina had offered no legitimate policy justification for the form of the challenged districts. S'gO n' Supp' at 373-74' As the court in Marengo County acknowledged, "the tenuousness of the justifi- cation for a state policy .'y inditute that the policy is unfair'" 731 F.2d at l57l (citation omitted)' The foregoing findings contained in the district court's opinion illustrlte that in deciding this case the court appropri- "i"ty .onridered the factors that Congress found relevant in ur."rring the "totality of circumstances'" Amici also note that the district .ourt "n"iyzed black electoral success at length, as the statute contemplates, as "one circumstance to be consid- ered.,, However, thl court found that in light of the totality of circumstances this evidence of electoral success was inadequate ro establish that blacks had an equal opportunity to participate in the political process' because it was due to the presence of a variety of factors other than those which indicated that blacks had been given an equal opportunity to participate in the political process. ln the 1982 election in House District 36 (Mecklenburg County), for example, black candidate Berry was elected' 590 F. Suip. at 369. in that election, however, there were only 7 white candidates for 8 positions so that I black candidate had to be elected. Id. Evin under these circumstances' only 42 percent of the white voters voted for Berry, the black candidate' in the general election, and Berry was the first black representa- tive elected from House District 36 in this century' 590 F' Supp' at365,36g.Sevenotherblackcandidatesranunsuccessfully forofficebetweenlg66andlgSl,andtherewasanotherblack candidate in the 1982 election who lost' Id' 28 In Senate District 22' which also includes Mecklenburg counry, onlv one ;i;[;;tdid"te has been elected' and he served from 1975-di;: ;'0 F' supp' at 365' In 1980 and I 982, black t"naia'iJ'" ;"; ;;;""t'irt'tt'' leaving an all-white four-memb"' stn"lJ'il;;*' ror tt'is bistrict' Id' In the 1980 and tggz ete;i;il"* ;"'e than 33 percent of white voters voted tu' th;;i;;k candidattt' sqo i' s'pp' at' 369' while 78'94 ot'"tni ;i;" black- uoi"" voted for the black candidates' Id' f*"'itit'e 1982^g"n"id election' where 94 percent of the bl";;;;" 'ot"a ro' tt'" black candidate' the black candiaate roli. 'ii. itir ltt,rstraies the extreme.difficultv blacks have in tr"Jtit'il""[ "*ala"i"' *t'"t" there-is racially polarized voting in'" i"igt' preaominaitly white multimember district. Even in House District 23 (Durham County)' which' on the surface, tt"' ""'="ri"il;'J;4ssful rlte of minoriry electoral success "o.p"r.d'ffi ;;; of the oitt"t challenged districts' factors other than "[ul access lo' th" political process have contributed to'ni" H;t:-o-rr:1";* h'as been elected to the House.""t""'*"'i;;ilL' s90 I il;' at366' In the le78 seneral election ii,;-t';'ieao ptitarv and general electrons' f,o*"r"r, tt'" ur""I candidate '"" irri"o"tesled' Id' at 310' Furthermot", inli'" ietz p'i'n"ty t["i" were only two white candidates ro' tn"l ;; ;" th"t one-black necessarily had to win. rd' N"*'"tnJri;;;;; tn"" t'"tioiit'" *t'it"'voters failed to vote for the Uf""[ ""'aidates' ""n o'ttt" they had no other "ioi"". Id' ar 370-71'33 tn light of these' findings' the district court found a denial of voting,ignt,.i-nJ.,.io ..io."ri,v oi.ii'"urnstances- analysis, despite to*t tuil"'if" oiur""rt'"t""iot"t success' 590 F' Supp' at 316. rh''::;;';+F :l;';;""use or the racianv polarized "r""to-'""i"' thi' "lt"toral success came at a pnce' "[Tlo have a "i"n"" of success i"t"tJ"ting candidates of their choice in tt"'""li';;' black- 'ot"" **i rely extensively on s in gr e - s ho t "'i J; ;'il ;* ".' l'l " T :1 ff ,X1',:::' lT: "il'$1 right to vote for a full slate c 33 sr€ footnote I at 9' 5' supra' for a bnel ('ulrrue electoral successes at issue hcre' Furthermore, the court stressed that even this success was a recent phenomeno"'-;;; insofar as.the 1982 elections were concerned, *"' "toJ 'i"ptt"'"ta' "19. aberrational in terms of specific candidates'";;;:-;;J political trends' and' in any event, still too 1nrniiJ-'i,, numbers' to support any- such ultimate inference" of "qu"fitv of opportu nity' Id' * 367 n'21 ' The Solicitor General and appellants' position would nar- row the scope tt "";;;'"; "-i"tr'if" Section 2 does not permit' It would require tit Co" to ignore- the totality of circum- srances evidencing"" a""i"r of -equal potitical and electoral opportunity in favor of focusing on only the most ' recent election returns' If those returns evidenced any noticeable success by minoriry t*Jia"t"t' that would be dispositive' The Solicitor General and appe.llants try to justify this approach by arguing that the congressional rejection of a test of proportionafitv ott?"it"t"' " findfng that limited electoral success is disposruv-Joi-" it"ti"n 2 claim' The district court' ln analyzing the "totality of circumstances"' neither ignored elec- roral success by "T"liir*' nor found this one factor to be conclusive. There is no suggestion in the opinion of the district court that it misintffi;;fih" intent of Congress and found a denial of voting rights simply because blacks had attained less than propoaio""i"u""""'' n"tt'"r' the district court expressly acknowledged trrai the lack of proportional representation is insufficient ,o ""iiriii a Section 2 violation' 590 F' Supp' at 355. 30 CONCLUSION For the reerons set forth above, amici respedfltlly reguest that this court affirm the.decision bclow, and recognize the neessity of measuring a violation of section 2 on the basis of the "totality of circumstatlces," with particular emphasis on the factors sct forth in Zimma and the Scnate Report' ResPectfullY submitted, Wrrren J. Rocxrnn (Counsct of Record) Mrm P. Gr*crx Benaerr L. Arwru- AnxotP & Ponrrn 12fi) New HamPshirc Ave., N.W. \tr/ashington, D.C. 20036 €Az) 872-6789 Auoracys for Amici Curiae Dated: August 30, 1985